Federal Jurisdiction in Australian Courts: Policies and Prospects

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Federal Jurisdiction in Australian Courts: Policies and Prospects South Carolina Law Review Volume 46 Issue 5 Article 7 Summer 1995 Federal Jurisdiction in Australian Courts: Policies and Prospects Brian R. Opeskin University of Sydney Follow this and additional works at: https://scholarcommons.sc.edu/sclr Part of the Law Commons Recommended Citation Brian R. Opeskin, Federal Jurisdiction in Australian Courts: Policies and Prospects, 46 S. C. L. Rev. 765 (1995). This Article is brought to you by the Law Reviews and Journals at Scholar Commons. It has been accepted for inclusion in South Carolina Law Review by an authorized editor of Scholar Commons. For more information, please contact [email protected]. Opeskin: Federal Jurisdiction in Australian Courts: Policies and Prospects Federal Jurisdiction in Australian Courts: Policies and Prospects Brian R. Opeskidn I. INTRODUCTION Like the United States Constitution on which it was modelled, the Australian Constitution defines a certain class of legal disputes as matters of federal jurisdiction. Enumerated in Sections 75 and 76 of the Australian Constitution, these matters are the subject of "the judicial power of the Commonwealth" and include amongst other things questions of constitutional interpretation, questions arising under federal law, and diversity suits.' It is somewhat curious that the drafters of the Australian Constitution chose to single out this class of matters for special treatment because the factors that motivated their disparate treatment in the United States were generally absent in Australia. At the time of Australia's federation in 1901, each state had a well-established court system, and there was little reason to fear partiality or parochialism in the way these courts might dispense justice in matters affecting * B. Comm Hons. LL.B. New South Wales; B.C.L. Oxon; Senior Lecturer, Faculty of Law, University of Sydney; Barrister of the Supreme Court of New South Wales. I am indebted to James Crawford, David Harland, Leslie Katz, Pat Lane, Therese Mac Dermott, Sir Anthony Mason, Keith Mason, and Ronald McCallum for their comments on an earlier draft of this article. I also wish to thank Ruth Davis for her generous research assistance, funded by the Law Foundation of New South Wales. 1. These matters are defined in sections 75 and 76 of the Australian Constitution as follows: 75. In all matters- (i.) Arising under any treaty: (ii.) Affecting consuls or other representatives of other countries: (iii.) In which the Commonwealth, or a person suing or being sued on behalf of the Commonwealth, is a party: (iv.) Between States, or between residents of different States, or between a State and a resident of another State: (v.) In which a writ of Mandamus or prohibition or an injunction is sought against an officer of the Commonwealth: the High Court shall have original jurisdiction. 76. The Parliament may make laws conferring original jurisdiction on the High Court in any matter- (i.) Arising under this Constitution or involving its interpretation: (ii.) Arising under any laws made by the Parliament: (iii.) Of Admiralty and maritime jurisdiction: (iv.) Relating to the same subject-matter claimed under the laws of different States. AUSTL. CONST. ch. III, §§ 75-76. Published by Scholar Commons, 2020 1 South Carolina Law Review, Vol. 46, Iss. 5 [2020], Art. 7 SOUTH CAROLINA LAW REVIEW [Vol. 46:765 the newly formed Commonwealth.2 Notwithstanding these differences, the constitutional drafters followed the American precedent, a decision that profoundly effected the development of the Australian judicial system. The Australian Constitution clearly contemplates that federal courts may adjudicate matters of federal jurisdiction. First, the Constitution itself confers original jurisdiction on the High Court, which is a federal court, in some matters of federal jurisdiction.3 Second, the Constitution grants the Common- wealth Parliament the power to create additional federal courts4 and to define the jurisdiction of those courts with respect to any matters within federal jurisdiction.' These powers would have enabled the Parliament to establish an extensive system of federal courts exercising jurisdiction in all matters of federal jurisdiction. However, unlike the United States, the Parliament did not undertake this course in Australia. With the exception of the High Court, which Parliament established soon after federation, there are only three federal courts in Australia. In their current incarnation, they are of comparatively recent origin.6 Far from exercising jurisdiction over the full range of matters enumerated in sections 75 and 76 of the Constitution, these federal courts have had jurisdiction conferred on them in a restricted and rather specialized range of federal matters. Federal courts were not the only courts that the constitutional drafters contemplated as exercising federal jurisdiction. In a marked departure from the template of the United States Constitution, the drafters of the Australian Constitution expressly allowed Parliament to invest any state court with federal jurisdiction. 7 This power, which has strikingly but inaccurately been called the "autochthonous expedient,"' was thought to be a sensible alternative to the 2. See JOHN QUICK & ROBERT R. GARRAN, ANNOTATED CONSTITUTION OF THE AUSTRALIAN COMMONWEALTH 804 (photo. reprint 1976) (1901); ZELMAN COWEN & LESLIE ZINES, FEDERAL JURISDICTION INAUSTRALIA Xv-vi, 175 (2d ed. 1978). 3. The Constitution confers jurisdiction on the High Court in § 75 matters, and Parliament may confer additionaljurisdiction on the High Court in § 76 matters. AUSTL. CONST. §§ 75-76. 4. Id. § 71. 5. Id. § 77(i). 6. The federal courts are the Family Court of Australia established in 1975, the Federal Court of Australia Court] established in 1976 and the Industrial Relations Court of Australia established in 1994. The Federal Bankruptcy Court established in 1928 previously exercised the bankruptcy jurisdiction which is currently exercised by the Federal Court. The labor law jurisdiction of the Industrial Relations Court was previously exercised by the Federal Court, and before that by the Commonwealth Industrial Court. The latter was established in 1956 and renamed the Australian Industrial Court in 1973. 7. AUSTL. CONST. § 77(iii). 8. The Queen v. Kirby, Exparte Boilermakers' Society of Australia, 94 C.L.R. 254, 268 (1956). The exercise of federal jurisdiction by state courts is not unique to Australia. In the United States, state courts are assumed to have concurrent jurisdiction in the adjudication and enforcement of federal law unless jurisdiction is expressly or impliedly made exclusive to the federal courts. Charles Dowd Box Co. v. Courtney, 368 U.S. 502 (1962); Claflin v. Houseman, https://scholarcommons.sc.edu/sclr/vol46/iss5/7 2 Opeskin: Federal Jurisdiction in Australian Courts: Policies and Prospects 19951 AUSTRALIAN FEDERAL JURISDICTION financial and administrative costs of establishing a separate system of federal courts to adjudicate the new class of federal matters established by the Constitution. The federal legislature exercised this power in 1903 and conferred jurisdiction on "the several Courts of the States" in virtually all matters of federal jurisdiction. 9 Even today state courts deal with a significant proportion of federal matters in both civil and criminal cases. The provision in the Australian Constitution authorizing the exercise of federal jurisdiction by either federal or state courts, as Parliament might choose, gives rise to the central questions addressed in this paper. In Australia the relationship between state and federal courts has often been a sensitive one. In part this sensitive relationship is due to differences in the terms and conditions of judicial office but is also due to differences in the nature of the day-to-day work of those courts. Rightly or wrongly, there is a perception that the trial work of some federal courts is more varied and stimulating than that of the state courts. Because the nature of the work undertaken by state and federal courts is in part a function of the distribution of federal jurisdiction between them, judges often have been concerned with the way in which Parliament exercises its power to confer federal jurisdiction on state and federal courts. In particular, state court judges have frequently expressed concern about the erosion of the jurisdiction and status of state courts at the hands of the federal legislature.'0 The potential for the Commonwealth Parliament to affect thejurisdictional balance between federal and state courts has grown tremendously in recent years. The reason for this is that, although the heads of federal jurisdiction are fixed by the terms of the Constitution, the range of matters falling within those heads has continued to expand. One such head of federal jurisdiction is section 76(ii) which makes any matter arising under federal law a matter of federal jurisdiction." In Australia, the role of the federal legislature in regulating commercial and private life has steadily increased throughout this century. In the United States, the expansive interpretation of the Commerce Clause has shifted the balance of legislative power toward central government. As in the United States, Australian courts have interpreted the various heads of federal legislative power in a manner that has permitted an ever-expanding role for federal legislative action."2 Earlier this century, state law principally 93 U.S. 130 (1876); Martin H. Redish & John E. Muench, Adjudication of Federal Causes of Action in State Court,
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