Generated using version 3.2 of the official AMS LATEX template 1 Tropical Upper Tropospheric Potential Vorticity Intrusions 2 During Sudden Stratospheric Warmings ∗ 3 John R. Albers, Cooperative Institute for Research in the Environmental Sciences, University of Colorado Boulder 4 Physical Sciences Division, NOAA Earth System Research Laboratory, Boulder, Colorado 5 George N. Kiladis Physical Sciences Division, NOAA Earth System Research Laboratory, Boulder, Colorado 6 Thomas Birner Department of Atmospheric Science Colorado State University, Fort Collins, Colorado 7 Juliana Dias Cooperative Institute for Research in the Environmental Sciences, University of Colorado Boulder Physical Sciences Division, NOAA Earth System Research Laboratory, Boulder, Colorado ∗Corresponding author address: John R. Albers, CIRES, University of Colorado 216 UCB, Boulder, CO 80309. E-mail:
[email protected] 1 8 ABSTRACT 9 We examine the intrusion of lower stratospheric extratropical potential vorticity into the 10 tropical upper troposphere in the weeks surrounding the occurrence of sudden stratospheric 11 warmings (SSWs). Our analysis reveals that SSW-related PV intrusions are significantly 12 stronger, penetrate more deeply into the tropics, and exhibit distinct geographic distributions 13 compared to their climatological counterparts. 14 While climatological upper tropospheric and lower stratospheric (UTLS) PV intrusions 15 are generally attributed to synoptic scale Rossby wave breaking, we find that SSW-related 16 PV intrusions are governed by planetary scale wave disturbances that deform the extra- 17 tropical meridional PV gradient maximum equatorward. As these deformations unfold, 18 planetary-scale wave breaking along the edge of the polar vortex extends deeply into the 19 subtropical and tropical UTLS. In addition, the material PV deformations also reorganize 20 the geographic structure of the UTLS waveguide, which alters where synoptic scale waves 21 break.