REPORT SUMMARY Implementing firm RCS Global Ltd Address: 9a Burroughs Gardens, London, NW4 4AU, U. K
[email protected] CONTACT PERSON: Katie Redmond, Program Manager CONTACT TELEPHONE: +49 176 6080 6483 Title of Report Independent Reasonable Assurance Report to Yunnan Copper Corporation Limited Type of assessment LBMA ISAE 3000 Assurance Assessment Refiner Yunnan Copper Corporation Limited 1. Headquarter: Lianmeng Road, Panlong Disrict, Kunming, Yunnan Province, P.R. China. 2. Procurement & sales site (Yunnan Copper Corporation Ltd Marketing Company Import & Export Company): Lianmeng Road, Panlong Disrict, Kunming, Yunnan Province, P.R. China. 3. Smelting & refining site (Yunnan Copper Corporation Ltd Southwest Copper Branch, including Rare & Precious Metals Plant): Wangjiaqiao, Wuhua District, Kunming, Yunnan province, P.R. China. Assessed Timeframe 1 January 2019 – 31 December 2019 1. INTRODUCTION We were engaged by Yunnan Copper Corporation Limited to provide reasonable assurance on its Refiner’s Compliance Report for the year ended 31 December 2019. The assurance scope consists of the Refiner’s Compliance Report. 2. RESPONSIBILITIES The Compliance Officer of Yunnan Copper Corporation Limited (“Yunnan Copper” or “The Refiner”) is responsible for the preparation and presentation of the Refiner’s Compliance Report in accordance with the Version 8 of the LBMA Responsible Gold Guidance (RGG) and Version 1 of the LBMA Responsible Silver Guidance (RSG). This responsibility includes establishing appropriate risk management and internal controls from which the reported information is derived. The criteria identified by the Compliance Officer as relevant for demonstrating compliance with the LBMA RGG and RSG are the activities described within the Refiner’s Compliance Report. Our responsibility is to carry out a reasonable assurance engagement in order to express a conclusion based on the work performed.