Mathematisches Forschungsinstitut Oberwolfach Set Theory
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Forcing Axioms and Stationary Sets
ADVANCES IN MATHEMATICS 94, 256284 (1992) Forcing Axioms and Stationary Sets BOBAN VELICKOVI~ Department of Mathematics, University of California, Evans Hall, Berkeley, California 94720 INTRODUCTION Recall that a partial ordering 9 is called semi-proper iff for every suf- ficiently large regular cardinal 0 and every countable elementary submodel N of H,, where G9 is the canonical name for a Y-generic filter. The above q is called (9, N)-semi-generic. The Semi-Proper Forcing Axiom (SPFA) is the following statement: For every semi-proper 9 and every family 9 of Et, dense subsets of 9 there exists a filter G in 9 such that for every DE 9, GnD#@. SPFA+ states that if in addition a Y-name 3 for a stationary subset of wi is given, then a filter G can be found such that val,(S)= {c(<wi: 3p~Gp I~-EE$) is stationary. In general, if X is any class of posets, the forcing axioms XFA and XFA + are obtained by replacing “semi-proper LY” by “9 E X” in the above definitions. Sometimes we denote these axioms by FA(X) and FA+(.X). Thus, for example, FA(ccc) is the familiar Martin’s Axiom, MAN,. The notion of semi-proper, as an extension of a previous notion of proper, was defined and extensively studied by Shelah in [Shl J. These forcing notions generalize ccc and countably closed forcing and can be iterated without collapsing N, . SPFA is implicit in [Shl] as an obvious strengthening of the Proper Forcing Axiom (PFA), previously formulated and proved consistent by Baumgartner (see [Bal, Del]). -
Forcing Axioms and Projective Sets of Reals
FORCING AXIOMS AND PROJECTIVE SETS OF REALS RALF SCHINDLER Abstract. This paper is an introduction to forcing axioms and large cardinals. Specifically, we shall discuss the large cardinal strength of forcing axioms in the presence of regularity properties for projective sets of reals. The new result shown in this paper says that ZFC + the bounded proper forcing axiom (BPFA) + \every projective set of reals is Lebesgue measurable" is equiconsistent with ZFC + \there is a Σ1 reflecting cardinal above a remarkable cardinal." 1. Introduction. The current paper∗ is in the tradition of the following result. Theorem 1. ([HaSh85, Theorem B]) Equiconsistent are: (1) ZFC + there is a weakly compact cardinal, and (2) ZFC + Martin's axiom (MA) + every projective set of reals is Lebesgue measurable. This theorem links a large cardinal concept with a forcing axiom (MA) and a regularity property for the projective sets of reals. We shall be interested in considering forcing axioms which are somewhat stronger than MA. In particular, we shall produce the following new result.y Theorem 2. Equiconsistent are: (1) ZFC + there is a Σ1 reflecting cardinal above a remarkable car- dinal, and (2) ZFC + the bounded proper forcing axiom (BPFA) + every projec- tive set of reals is Lebesgue measurable. 1991 Mathematics Subject Classification. Primary 03E55, 03E15. Secondary 03E35, 03E60. Key words and phrases. set theory/forcing axioms/large cardinals/descriptive set theory. ∗The author would like to thank Ilijas Farah, Ernest Schimmerling, and Boban Velickovic for sharing with him mathematical and historical insights. yThis theorem was first presented in a talk at the 6e Atelier International de Th´eorie des Ensembles in Luminy, France, on Sept 20, 2000. -
Martin's Maximum Revisited
Martin’s maximum revisited Matteo Viale Abstract We present several results relating the general theory of the stationary tower forcing developed by Woodin with forcing axioms. In particular we show that, in combination with strong large cardinals, the forcing axiom ++ Π MM makes the 2-fragment of the theory of Hℵ2 invariant with respect to stationary set preserving forcings that preserve BMM. We argue that this is a close to optimal generalization to Hℵ2 of Woodin’s absoluteness results for L(). In due course of proving this we shall give a new proof of some of Woodin’s results. 1 Introduction In this introduction we shall take a long detour to motivate the results we want to present and to show how they stem out of Woodin’s work on Ω-logic. We tried to make this introduction comprehensible to any person acquainted with the theory of forcing as presented for example in [7]. The reader may refer to subsection 1.1 for unexplained notions. Since its discovery in the early sixties by Paul Cohen [2], forcing has played a central role in the development of modern set theory. It was soon realized its fun- arXiv:1110.1181v2 [math.LO] 9 Feb 2012 damental role to establish the undecidability in ZFC of all the classical problems of set theory, among which Cantor’s continuum problem. Moreover, up to date, forcing (or class forcing) is the unique efficient method to obtain independence results over ZFC. This method has found applications in virtually all fields of pure mathematics: in the last forty years natural problems of group theory, func- tional analysis, operator algebras, general topology, and many other subjects were shown to be undecidable by means of forcing (see [4, 13] among others). -
Martin's Maximum and Weak Square
PROCEEDINGS OF THE AMERICAN MATHEMATICAL SOCIETY Volume 00, Number 0, Pages 000{000 S 0002-9939(XX)0000-0 MARTIN'S MAXIMUM AND WEAK SQUARE JAMES CUMMINGS AND MENACHEM MAGIDOR (Communicated by Julia Knight) Abstract. We analyse the influence of the forcing axiom Martin's Maximum on the existence of square sequences, with a focus on the weak square principle λ,µ. 1. Introduction It is well known that strong forcing axioms (for example PFA, MM) and strong large cardinal axioms (strongly compact, supercompact) exert rather similar kinds of influence on the combinatorics of infinite cardinals. This is perhaps not so sur- prising when we consider the widely held belief that essentially the only way to obtain a model of PFA or MM is to collapse a supercompact cardinal to become !2. We quote a few results which bring out the similarities: 1a) (Solovay [14]) If κ is supercompact then λ fails for all λ ≥ κ. 1b) (Todorˇcevi´c[15]) If PFA holds then λ fails for all λ ≥ !2. ∗ 2a) (Shelah [11]) If κ is supercompact then λ fails for all λ such that cf(λ) < κ < λ. ∗ 2b) (Magidor, see Theorem 1.2) If MM holds then λ fails for all λ such that cf(λ) = !. 3a) (Solovay [13]) If κ is supercompact then SCH holds at all singular cardinals greater than κ. 3b) (Foreman, Magidor and Shelah [7]) If MM holds then SCH holds. 3c) (Viale [16]) If PFA holds then SCH holds. In fact both the p-ideal di- chotomy and the mapping reflection principle (which are well known con- sequences of PFA) suffice to prove SCH. -
Recognizable Sets and Woodin Cardinals: Computation Beyond the Constructible Universe
RECOGNIZABLE SETS AND WOODIN CARDINALS: COMPUTATION BEYOND THE CONSTRUCTIBLE UNIVERSE MERLIN CARL, PHILIPP SCHLICHT AND PHILIP WELCH Abstract. We call a subset of an ordinal λ recognizable if it is the unique subset x of λ for which some Turing machine with ordinal time and tape, which halts for all subsets of λ as input, halts with the final state 0. Equivalently, such a set is the unique subset x which satisfies a given Σ1 formula in L[x]. We prove several results about sets of ordinals recognizable from ordinal parameters by ordinal time Turing machines. Notably we show the following results from large cardinals. • Computable sets are elements of L, while recognizable objects appear up to the level of Woodin cardinals. • A subset of a countable ordinal λ is in the recognizable closure for subsets of λ if and only if it is an element of M 1, 1 where M denotes the inner model obtained by iterating the least measure of M1 through the ordinals, and where the recognizable closure for subsets of λ is defined by closing under relative recognizability for subsets of λ. Contents 1. Introduction1 2. Definitions and basic facts3 3. Recognizable sets5 3.1. Machines with fixed ordinal parameters6 3.2. Different ordinals9 3.3. Arbitrary ordinals 10 3.4. The recognizable closure and HOD 13 4. Recognizable sets and M1 14 4.1. Subsets of countable ordinals 14 4.2. Subsets of !1 17 4.3. Structures which are not recognizable 18 4.4. Generically recognizable sets 20 5. Conclusion and questions 20 References 21 1. -
Ronald Jensen Receives a 2003 Steele Prize Gottfried Wilhelm-Leibniz-Preisträger 2003
Allyn Jackson Ronald Jensen receives a 2003 Steele Prize At the 109th Annual Meeting of the AMS in Baltimore in January 2003, a Steele Prize has been awarded to Ronald Jensen for a Seminal Contribution to Research. The text that follows presents the selection committee’s citation and a brief biographical sketch. (Allyn Jackson) Ronald Jensen’s paper,“The fine structure of the con- of an inner model, in this case G¨odel’s constructible structible hierarchy” (Annals of Mathematical Logic sets, that go far beyond G¨odel’s proof of the general- 4 (1972) 229–308), has been of seminal importance ized continuum hypothesis in this model. for two different directions of research in contempo- The second direction initiated by Jensen’s paper rary set theory: the inner model program and the use involves applying these combinatorial principles to of combinatorial principles of the sort that Jensen es- problems arising in other parts of mathematics. The tablished for the constructible universe. principle, which Jensen proved to hold in the con- The inner model program, one of the most active structible universe, has been particularly useful in parts of set theory nowadays, has as its goals the un- such applications. By now, it has become part of the derstanding of very large cardinals and their use to standard tool kit of several branches of mathematics, measure the consistency strength of assertions about ranging from general topology to module theory. much smaller sets. A central ingredient of this pro- Ronald Jensen received his Ph.D. in 1964 from the gram is to build, for a given large cardinal axiom, a University of Bonn. -
UC Irvine UC Irvine Electronic Theses and Dissertations
UC Irvine UC Irvine Electronic Theses and Dissertations Title Axiom Selection by Maximization: V = Ultimate L vs Forcing Axioms Permalink https://escholarship.org/uc/item/9875g511 Author Schatz, Jeffrey Robert Publication Date 2019 Peer reviewed|Thesis/dissertation eScholarship.org Powered by the California Digital Library University of California UNIVERSITY OF CALIFORNIA, IRVINE Axiom Selection by Maximization: V = Ultimate L vs Forcing Axioms DISSERTATION submitted in partial satisfaction of the requirements for the degree of DOCTOR OF PHILOSOPHY in Philosophy by Jeffrey Robert Schatz Dissertation Committee: Distinguished Professor Penelope Maddy, Chair Professor Toby Meadows Dean’s Professor Kai Wehmeier Professor Jeremy Heis 2019 All materials c 2019 Jeffrey Robert Schatz DEDICATION To Mike and Lori Schatz for always encouraging me to pursue my goals AND In memory of Jackie, a true and honest friend. ii TABLE OF CONTENTS Page ACKNOWLEDGMENTS iv CURRICULUM VITAE vi ABSTRACT OF THE DISSERTATION vii CHAPTER 1: Two Contemporary Candidates for A Strong Theory of Sets 1 1 The Axiomatization of Set Theory and The Question of Axiom Selection 2 1.1 The Inner Model Program 14 1.2 The Forcing Axiom Program 27 1.3 How to Settle This Dispute? 36 1.4 CHAPTER 2: Axiom Selection and the Maxim of ‘Maximize’ 38 2 ‘Maximize’ as a Methodological Maxim 39 2.1 Two Notions of Maximize 43 2.2 Re-characterizing M-Max for Extensions of ZFC 50 2.3 CHAPTER 3: Applying ‘Maximize’ to Contemporary Axiom Candidates 53 3 Towards a Theory for Ultimate L 54 3.1 S-Max: -
The Semi-Weak Square Principle
The Semi-Weak Square Principle Maxwell Levine Universit¨atWien Kurt G¨odelResearch Center for Mathematical Logic W¨ahringerStraße 25 1090 Wien Austria [email protected] Abstract Cummings, Foreman, and Magidor proved that for any λ < κ, κ,λ implies that ∗ κ carries a PCF-theoretic object called a very good scale, but that κ (which one could write as κ,κ) is consistent with the absence of a very good scale at κ. They asked whether κ,<κ is enough to imply the existence of a very good scale for κ, and we resolve this question in the negative. Furthermore, we sharpen a theorem of Cummings and Schimmerling and show that κ,<κ implies the failure of simultaneous stationary reflection at κ+ for any singular κ. This implies as a corollary that if Martin's Maximum holds, then κ,<κ fails for singular cardinals κ of cofinality !1. Keywords: Set Theory, Forcing, Large Cardinals 1. Background Singular cardinals occupy a curious place in set theory. They are amenable to the forcing technique devised by Cohen to establish the independence of the continuum hypothesis, but many of their properties can be proved outright from ZFC using the PCF theory developed by Shelah. The properties of singular cardinals in a given model depend on a fundamental tension between the extent to which the model supports large cardinals, and the extent to which it resembles G¨odel'sconstructible universe L. The square principle, denoted κ if it holds at a cardinal κ, was distilled by Jensen in order to find Suslin trees at successors of singular cardinals in L [8], and it embodies many of the constructions that can be carried out in L. -
Bounded Forcing Axioms and the Continuum
View metadata, citation and similar papers at core.ac.uk brought to you by CORE provided by Elsevier - Publisher Connector Annals of Pure and Applied Logic 109 (2001) 179–203 www.elsevier.com/locate/apal Bounded forcing axioms and the continuum David AsperÃo, Joan Bagaria ∗ Departament de Logica, Historia i Filosoÿa de la Ciencia, Universitat de Barcelona, Baldiri Reixac, s/n, 08028 Barcelona, Catalonia, Spain Received 31 March 1999; received in revised form 3 November 1999; accepted 19 June 2000 Communicated by T. Jech Abstract We show that bounded forcing axioms (for instance, the Bounded Proper Forcing Axiom and the Bounded Semiproper Forcing Axiom) are consistent with the existence of (!2;!2)-gaps and thus do not imply the Open Coloring Axiom. They are also consistent with Jensen’s combinatorial principles for L atthelevel !2, and therefore with the existence of an !2-Suslin tree. We also ℵ1 show that the axiom we call BMMℵ3 implies ℵ2 =ℵ2, as well as a stationary re7ection principle which has many of the consequences of Martin’s Maximum for objects of size ℵ2. Finally, we ℵ0 give an example of a so-called boldface bounded forcing axiom implying 2 = ℵ2. c 2001 Elsevier Science B.V. All rights reserved. MSC: 03E35; 03E50; 03E05; 03E65 Keywords: Bounded forcing axioms; Gaps; Open coloring axiom; The continuum; Boldface bounded forcing axioms 1. Introduction Strong forcing axioms, like the Proper Forcing Axiom, the Semiproper Forcing Ax- iom, or Martin’s Maximum, have natural bounded forms, the so-called Bounded Forcing Axioms [3, 13, 16]. They are the natural generalizations of Martin’s Axiom, a bounded forcing axiom itself. -
Iterated Forcing and Normal Ideals on <Emphasis Type="Italic
Sh:253 ISRAEL JOURNAL OF MATHEMATICS, Vol. 60, No. 3, 1987 ITERATED FORCING AND NORMAL IDEALS ON COl BY SAHARON SHELAHt Institute of Mathematics, The Hebrew University of Jerusalem, Jerusalem, Israel; Department of Mathematics and EECS, University of Michigan, Ann Arbor, Michigan USA; and Department of Mathematics, Rutgers University, New Brunswick, New Jersey, USA ABSTRACT We prove that suitable iteration does not collapse R, [and does not add reals], i.e., that in such iteration, certain sealing of maximal antichains of stationary subsets of to~ is allowed. As an application, e.g., we prove from supercompact hypotheses, mainly, the consistency of: ZFC + GCH + "for some stationary set S c_ to1, ~(tol)t(D,o,+ S) is the Levy algebra~ (i.e., the complete Boolean Algebra corresponding to the Levy collapse Levy (Re, < R2) (and we can add "a variant of PFA") and the consistency of the same, with "Ulam property" replacing "Levy algebra"). The paper assumes no specialized knowledge (if you agree to believe in the semi-properness iteration theorem and RCS iteration). §0. Introduction By Foreman, Magidor and Shelah [FMS 1 ], CON(ZFC + r is supercompact) implies the consistency ofZFC + "Do,, is .R2-saturated" [i.e., if~ is the Boolean algebra P(ogt)/Do,,, "Do, is R2-saturated" means "~ satisfies the R2-c.c."]; see there for previous history. This in fact was deduced from the Martin Maxi- mum by [FMS 1] whose consistency was proved by RCS iteration of semi- proper forcings (see [Sh 1]). Note that [FMS] refutes the thesis: in order to get an elementary embedding j of V with small critical ordinal, into some transitive class M of some generic extension Vp of V, you should start with an elementary embedding ofj of V' into some M' and then force over V'. -
An Introduction to Applications of Elementary Submodels to Topology
Volume 13, 1988 Pages 17{72 http://topology.auburn.edu/tp/ AN INTRODUCTION TO APPLICATIONS OF ELEMENTARY SUBMODELS TO TOPOLOGY by Alan Dow Topology Proceedings Web: http://topology.auburn.edu/tp/ Mail: Topology Proceedings Department of Mathematics & Statistics Auburn University, Alabama 36849, USA E-mail: [email protected] ISSN: 0146-4124 COPYRIGHT °c by Topology Proceedings. All rights reserved. TOPOLOGY PROCEEDINGS Volume 13 1988 17 AN INTRODUCTION TO APPLICATIONS OF ELEMENTARY SUBMODELS TO TOPOLOGY Alan Dow Introduction This paper is an expanded version of the author's talk given at the Spring Topology Conference in Gainesville. The main purpose of both the talk and the paper is to give examples to demonstrate the usefulness of elementary sub models to set-theoretically oriented topologists. The author is not alone in believing that elementary sub~ models should become as familiar a part of the language of set-theoretic topology as is the pressing-down lemma for example. I believe that, for set-theoretic topologists, elementary submodels provide: (1) a convenient shorthand encompassing all standard closing-off arguments; (2) a powerful technical tool which can be avoided but often at great cost in both elegance and clarity; and (3) a powerful conceptual tool providing greater insight into the structure of the set-theoretic universe. I hope to convince some readers of the validity of these points simply by (over-)using elementary submodels in proving some new and old familiar results. This paper 18 Dow is not a survey of their use nor an adequate (or even rigorous) introduction to the concept--it is intended solely as a demonstration of how useful they can be even in some rather unexpected applications. -
Hierarchies of Forcing Axioms Ii
HIERARCHIES OF FORCING AXIOMS II ITAY NEEMAN Abstract. 2 truth A Σ1 for λ is a pair hQ, ψi so that Q ⊆ Hλ, ψ is a first order formula with one free variable, and there exists B ⊆ Hλ+ such that (Hλ+ ; ∈,B) |= ψ[Q]. 2 indescribable 2 A cardinal λ is Σ1 just in case that for every Σ1 truth hQ, ψi for λ, there ¯ ¯ 2 ¯ exists λ < λ so that λ is a cardinal and hQ ∩ Hλ¯ ,ψi is a Σ1 truth for λ. More generally, 2 indescribable 2 an interval of cardinals [κ, λ] with κ ≤ λ is Σ1 if for every Σ1 truth hQ, ψi ¯ ¯ ¯ ¯ for λ, there existsκ ¯ ≤ λ < κ, Q ⊆ Hλ¯ , and π : Hλ¯ → Hλ so that λ is a cardinal, hQ,ψi is 2 ¯ ¯ a Σ1 truth for λ, and π is elementary from (Hλ¯ ; ∈, κ,¯ Q) into (Hλ; ∈, κ, Q) with π↾ κ¯ = id. We prove that the restriction of the proper forcing axiom to c-linked posets requires 2 a Σ1 indescribable cardinal in L, and that the restriction of the proper forcing axiom to c+-linked posets, in a proper forcing extension of a fine structural model, requires a 2 + Σ1 indescribable 1-gap [κ, κ ]. These results show that the respective forward directions obtained in Hierarchies of Forcing Axioms I by Neeman and Schimmerling are optimal. It is a well-known conjecture that the large cardinal consistency strength of PFA is a supercompact cardinal. This paper is the second in a pair of papers connecting a hierarchy of forcing axioms leading to PFA with a hierarchy of large cardinal axioms leading to supercompact.