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Research— NSF Enabling Exploration at the Frontiers

Pramod Khargonekar Assistant Director for National Science Foundation

Photonics Conference Boston University December 3, 2015 6/22/17 1 Outline

• Introduction to NSF • Photonics Relevant NSF Programs • Example Projects in Plasmonics in Engineering • Conclusions

6/22/17 2 Image courtesy MIT Museum

“to promote the progress of science; to advance the national health, prosperity, and welfare; to secure the national defense…” NSF Act, 1950

6/22/17 3 OFFICE OF DIVERSITY & INCLUSION (ODI)

Rhonda Davis, Acting Head NATIONAL SCIENCE FOUNDATION 703.292.8020

OFFICE OF THE NATIONAL SCIENCE BOARD (NSB) OFFICE OF THE DIRECTOR GENERAL COUNSEL (OGC) Dan E. Arvizu 703.292.8000 Lawrence Rudolph, General Counsel Chair Peggy Hoyle, Deputy GC 703.292.8060 Kelvin K. Droegemeier Vice Chair France A. Córdova OFFICE OF 703.292.7000 France A. Córdova INTEGRATIVE ACTIVITIES (OIA) Director Director Suzanne Iacono, Acting Head Richard Buckius 703.292.8040 NATIONAL SCIENCE BOARD Chief Operating OFFICE Offcer Michael Van Woert OFFICE OF INTERNATIONAL SCIENCE & ENGINEERING (OISE) Executive Offcer Vacant 703.292.7000 Vacant Rebecca Keiser, Head Deputy DirectorDeputy Director 703.292.8710

OFFICE OF INSPECTOR GENERAL (OIG) OFFICE OF LEGISLATIVE & PUBLIC AFFAIRS (OLPA) Allison C. Lerner, Inspector General Amanda Greenwell, Head 703.292.7100 703.292.8070

DIRECTORATE FOR DIRECTORATE FOR DIRECTORATE FOR DIRECTORATE FOR DIRECTORATE FOR DIRECTORATE FOR DIRECTORATE FOR OFFICE OF BUDGET, OFFICE OF INFORMATION BIOLOGICAL COMPUTER & EDUCATION & HUMAN ENGINEERING GEOSCIENCES MATHEMATICAL & SOCIAL, BEHAVIORAL, & FINANCE, & AWARD & RESOURCE SCIENCES INFORMATION SCIENCE & RESOURCES (ENG) (GEO) PHYSICAL SCIENCES ECONOMIC SCIENCES MANAGEMENT MANAGEMENT (BIO) ENGINEERING (CISE) (EHR) (MPS) (SBE) (BFA) (OIRM)

James F. Kurose, Joanne S. Tornow, Joan Ferrini-Mundy, Pramod P. Roger Wakimoto, Fleming Crim, Fay L. Cook, James L. Olds, Assistant Director Martha A. Rubenstein, Head / Chief Human Assistant Director Khargonekar, Assistant Director Assistant Director Assistant Director Assistant Director Assistant Director Head / Chief Financial Capital Offcer Erwin Gianchandani, Offcer William (Jim) Lewis, Margaret Cavanaugh, Clifford Gabriel, Kellina M. Craig- Jane Silverthorne, Acting Deputy AD Donna Butler, Deputy AD Grace Wang, Deputy AD Acting Deputy AD Henderson Deputy AD Karen Tiplady, Deputy Offce Head Deputy AD Deputy AD Acting Deputy Head 703.292.8600 703.292.8500 703.292.8800 703.292.8400 703.292.8900 703.292.8300 703.292.8100 703.292.8700 703.292.8200

DIVISION OF BIOLOGICAL DIVISION OF COMPUTER & DIVISION OF GRADUATE DIVISION OF CHEMICAL, DIVISION OF ATMOSPHERIC & DIVISION OF ASTRONOMICAL DIVISION OF BEHAVIORAL & BUDGET DIVISION (BUD) DIVISION OF ADMINISTRATIVE INFRASTRUCTURE (DBI) NETWORK SYSTEMS (CNS) EDUCATION (DGE) BIOENGINEERING, ENVIRONMENTAL & GEOSPACE SCIENCES (AGS) SCIENCES (AST) COGNITIVE SCIENCES (BCS) Michael Sieverts, SERVICES (DAS) James Deshler, Peter Arzberger, Dean Evasius, TRANSPORT SYSTEMS (CBET) Paul Shepson James Ulvestad, Amber Story, Division Director Wonzie Gardner, Acting Division Director Acting Division Director Division Director JoAnn Lighty, Division Director Division Director Acting Division Director 703.292.8260 Acting Division Director 703.292.8470 703.292.8950 703.292.8630 Division Director 703.292.8520 703.292.8820 703.292.8740 703.292.8190 703.292.8320

DIVISION OF ENVIRONMENTAL DIVISION OF COMPUTING & DIVISION OF HUMAN RESOURCE DIVISION OF EARTH DIVISION OF CHEMISTRY (CHE) DIVISION OF SOCIAL & DIVISION OF ACQUISITION AND DIVISION OF INFORMATION COMMUNICATION DEVELOPMENT (HRD) Carol Bessel, ECONOMIC SCIENCES (SES) COOPERATIVE SUPPORT (DACS) SYSTEMS (DIS) BIOLOGY (DEB) DIVISION OF CIVIL, SCIENCES (EAR) FOUNDATIONS (CCF) Sylvia James, Acting Division Director Alan Tomkins, Jeffery Lupis, Dorothy Aronson, Paula M. Mabee, MECHANICAL & MANUFACTURING Carol Frost, Rao Kosaraju, Division Director 703.292.8840 Acting Division Director Division Director Division Director Division Director INNOVATION (CMMI) Division Director Division Director 703.292.8640 703.292.8760 703.292.8240 703.292.8150 703.292.8480 Deborah Goodings, 703.292.8550 703.292.8910 Division Director 703.292.8360 DIVISION OF INTEGRATIVE DIVISION OF RESEARCH ON DIVISION OF OCEAN DIVISION OF MATERIALS NATIONAL CENTER FOR DIVISION OF FINANCIAL DIVISION OF HUMAN RESOURCE ORGANISMAL SYSTEMS (IOS) LEARNING IN FORMAL & SCIENCES (OCE) RESEARCH (DMR) SCIENCE AND ENGINEERING MANAGEMENT (DFM) MANAGEMENT (HRM) DIVISION OF ADVANCED Robet D. Miller, INFORMAL SETTINGS (DRL) Richard Murray, Linda S. Sapochak, STATISTICS (NCSES) John Lynskey, Judy Sunley, CYBERINFRASTRUCTURE (ACI) Acting Division Director Evan Heit, DIVISION OF ELECTRICAL, Division Director Acting Division Director John Gawalt, Acting Division Director Division Director Irene Qualters, 703.292.8420 Division Director COMMUNICATIONS & CYBER 703.292.8580 703.292.8810 Division Director 703.292.8280 703.292.8180 Division Director 703.292.8620 SYSTEMS (ECCS) 703.292.8780 703.292.8970 Samir El-Ghazaly, Division Director DIVISION OF MOLECULAR & DIVISION OF MATHEMATICAL DIVISION OF GRANTS & 703.292.8339 DIVISION OF CELLULAR BIOSCIENCES (MCB) SCIENCES (DMS) AGREEMENTS (DGA) DIVISION OF INFORMATION & DIVISION OF UNDERGRADUATE POLAR PROGRAMS (PLR) Linda E. Hyman, Michael Vogelius, Jamie French, INTELLIGENT SYSTEMS (IIS) EDUCATION (DUE) Kelly Falkner, Division Director Division Director Acting Division Director Lynne E. Parker, Susan Singer, Division Director 703.292.8440 703.292.8870 703.292.8210 Division Director Division Director DIVISION OF ENGINEERING 703.292.8030 703.292.8930 703.292.8670 EDUCATION & CENTERS (EEC) Mario Rotea, OFFICE OF EMERGING Division Director DIVISION OF PHYSICS (PHY) DIVISION OF INSTITUTION & FRONTIERS (EF) 703.292.8380 Denise Caldwell, AWARD SUPPORT (DIAS) Charles Liarakos, Division Director Dale Bell, Acting Division Director 703.292.8890 Division Director 703.292.8508 703.292.8230 DIVISION OF INDUSTRIAL INNOVATION & PARTNERSHIPS (IIP) Barry Johnson, Division Director OFFICE OF MULTIDISCIPLINARY LARGE FACILITIES OFFICE 703.292.8050 ACTIVITIES (OMA) Matthew J. Hawkins, Clark Cooper, Deputy Director Offce Head 703.292.4416 703.292.8800 OFFICE OF EMERGING National Science Foundation FRONTIERS IN RESEARCH & INNOVATION (EFRI) Sohi Rastegar, 4201 Wilson Boulevard Senior Advisor Arlington, Virginia 22230 703.292.8301 TEL: 703.292.5111 | FIRS: 800.877.8339 | TDD: 800.281.8749 November 2015 Directorate for Engineering

Fundamental Translational

CBET IIP EFRI EEC ••Chemical & Biochemical Systems ••Academic ••Engineering Partnerships ••Bioengineering and Engineering Healthcare Research ••Environmental Engineering and Sustainability Centers ••Small Business Partnerships ••Transport, Thermal, & Fluid Phenomena ••Engineering Education CMMI ••Engineering Workforce ••Advanced Manufacturing ••Mechanics and Engineering Materials ••Resilient and Sustainable Infrastructure ••Operations Design and Dynamical Systems

ECCS ••Electronics, Photonics, and Magnetic Devices ••Communications, Circuits, and Sensing Systems ••Energy, Power, Control and Networks

6/22/17 5 FY 2016 Budget Request

NSF § FY 2016 Budget Request: $7723.55 Million § Increase over FY 2015 Est: $379.34 Million, +5.2%

ENG

6/22/17 6 Early Academic Career Program (CAREER)

• Junior faculty • Single Investigator (PI) • Career development plan • One submission/yr. (July) • Limited to three submissions • Five year grant (Typ. $500k)

7 Unsolicited

• Single PI or Multiple PIs • Collaborative Proposals possible • Liaison with Industry (GOALI) encouraged • Mostly one submission window/year • Typical Award $350-400k, 3yrs

8 Other Research Programs • NSF Early Concept Exploratory Research (EAGER) – Seed funding (typically 9-18 months) -Contact PO First- • EFRI - Exploring Frontiers in Research and Innovation) – ACQUIRE: Advancing Communication Quantum Information Research in Engineering – NewLAW: New Light & Acoustic Wave Propagation: Breaking Reciprocity and Time-Reversal Symmetry

9 Other Research Programs • Materials Research Science and Engineering Center (MRSEC) – Several centers supporting plasmonic research • Science & Technology Centers (STC) – Center for Energy Efficient Electronic Science • Engineering Research Centers (ERC) – 3 active Centers in Photonics (MIRTHE, CIAN, Smart Lighting) • Laser Interferometer Gravity Wave (LIGO) • Partnership for International Research and Education (PIRE) – Every 2 years (5 year grant)

10 Translational Research

• Industry /University Collaborative Center (I/UCRC) – Free Form Optics (CEFO, Rochester/UNCC) – Biophotonics Sensors (CBSS, BU/UCDavis) – Optical Wireless (COWA, PSU) • I-Corps (Innovation & Entrepreneurship mentoring) • PFI (Partnership For Innovation) -AIR (Accelerating Innovation Research) or -TT (Technology Transfer) • SBIR/STTR (Small Business)

11 NSB Merit Review Criteria (1)

• Intellectual Merit – Creative, original – Potentially transformative concepts – Advancing knowledge – Proposer(s) qualification – Research plan and resources

12 NSB Merit Criteria (2)

• Broader Impacts • Potential of the proposed activity to benefit society and contribute to the achievement of specific, desired societal outcome. • This may be accomplished through: • the research itself, • activities that are directly related to specific research projects, • activities that are supported by, but are complementary to the project

13 Photonics Research Enabled by NSF

14 Photonics Activities involving NSF

• U.S. NRC reports: – 1998: Harnessing Light – 2012: Optics and Photonics-Essential Technologies for our Nation • National Photonics Initiative (NPI), led by academia & industry • 2013: NSF-wide roadmap on Optics & Photonics • 2014: Fast Track Action Committee on Optics and Photonics - identified key research topics • 2015: Integrated Photonics Manufacturing (AIM-Photonics)

15 Photonics Funding at NSF

• NSF encourages Innovative research • Topics are Community driven • Photonics is inherently multidisciplinary and becoming more global • New “OP” NSF-wide meta program to solicit and review cross-disciplinary research proposals (NSF 16-004) • International collaboration is encouraged

16 Photonics Funding at NSF by Key Divisions

17 FY’15 Photonic Devices Funding by Topic in ECCS

Laser & Detector

Telecomm & PIC

Imaging, sensing

Quantum & Plasmonics

18 Proposal Topics

• Lasers and detectors: – Electrically pumped, room temperature nanolasers – 2D materials for light emission (eg. MoS2, MoSe2) • 2-DARE EFRI solicitation – Deep UV to THz – Tunable, ultrafast & frequency combs • Communications: – Photonic integration – Single photon sources, detectors, repeaters, quantum on a chip • Quantum Communication Systems EFRI solicitation (AQUIRE) – Tbps, Space-division multiplexing

19 Proposal Topics

• Solar Cells – Multi junction, Novel materials • Biophotonics – Optogenetics – Brain imaging • Imaging & Sensing: – Spectroscopy at the atomic level – Nano-optomechanics – Sensors on a chip

20 Proposal Topics

• Plasmonics & Metamaterials: – Low loss plasmonic materials – Efficient, broadband engineered materials – Topological insulators • EFRI Program: New Light and Acoustic Wave Propagation: Breaking Reciprocity and Time-Reversal Symmetry (NewLAW)

21 Plasmonic Topics currently funded

• Trade-offs in heat dissipation and optical performance at plasmonic interfaces • Plasmonic slits for subwavelength size, integrated devices, such as optical modulators • Plasmonic transparent electrodes (for PV, other…)

22 Highlights of Recent Research Awards

6/22/17 23 2015 Alan Waterman Award

• Awardee: Andrea Alù – Cloaking and Invisibility – Non periodic metasurfaces – Metamaterial devices and components (circulators)

6/22/17 24 Genetically Encoded Light Sources for Non-Invasive Optogenetics

• Utilize engineering to both improve light output and extend the emission spectrum of the luciferase by optimizing intramolecular bioluminescence resonance energy transfer (BRET). • Realization of light-driven genetically targeted neuronal activation and silencing CBET – 1450216, Ute Ochgeschwender (Duke)

25 Real-time Tunable Plasmonic Nanolasing

DMR-1306514, Teri W. Odom (Northwestern) Quantum dots coupled to plasmonic nanostructures for low photon quantum circuits Theory predicts that when a quantum emitter is placed in the high field region of a plasmonic nanostructure the two systems can hybridize. Hybridization between single quantum emitters and plasmons has yet to be demonstrated because quantum emitters usually exhibit rapid dipole dephasing due to phonon scattering and spectral wandering. The PI is using indium arsenide (InAs) quantum dots in an effort to obtain nanoscale nonlinear photonic devices with ultra-low energy dissipation, and compact quantum circuits. ECCS-1508897– Edo Waks (Maryland)

27 Full Color Plasmonic Displays

The PI is developing an angle independent reflective metasurface with liquid crystals (LC) to achieve dynamic color tuning pixels. The device will independently tune color and grey- scale within a singular LC cell through novel LC optics design and multiple electrodes. The project will lead to large area skin-like full color display elements. ECCS-1509729– Debashis Chanda (University of Central Florida)

28 Plasmonic nano-antennas for enhanced optical forces

The integration of metallic nanoparticles with micro-electro- mechanical systems employs the plasmonic resonances in these nano-antennae arising from the oscillations of the conduction electrons in metals, making micromechanical resonators optically responsive. The research will result in unique opto-electro- mechanical sensors. ECCS- 1408139 Ertugrul Cubukcu (University of Pennsylvania)

29 Thank You

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