The Multiverse Perspective on Determinateness in Set Theory
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Set-Theoretic Geology, the Ultimate Inner Model, and New Axioms
Set-theoretic Geology, the Ultimate Inner Model, and New Axioms Justin William Henry Cavitt (860) 949-5686 [email protected] Advisor: W. Hugh Woodin Harvard University March 20, 2017 Submitted in partial fulfillment of the requirements for the degree of Bachelor of Arts in Mathematics and Philosophy Contents 1 Introduction 2 1.1 Author’s Note . .4 1.2 Acknowledgements . .4 2 The Independence Problem 5 2.1 Gödelian Independence and Consistency Strength . .5 2.2 Forcing and Natural Independence . .7 2.2.1 Basics of Forcing . .8 2.2.2 Forcing Facts . 11 2.2.3 The Space of All Forcing Extensions: The Generic Multiverse 15 2.3 Recap . 16 3 Approaches to New Axioms 17 3.1 Large Cardinals . 17 3.2 Inner Model Theory . 25 3.2.1 Basic Facts . 26 3.2.2 The Constructible Universe . 30 3.2.3 Other Inner Models . 35 3.2.4 Relative Constructibility . 38 3.3 Recap . 39 4 Ultimate L 40 4.1 The Axiom V = Ultimate L ..................... 41 4.2 Central Features of Ultimate L .................... 42 4.3 Further Philosophical Considerations . 47 4.4 Recap . 51 1 5 Set-theoretic Geology 52 5.1 Preliminaries . 52 5.2 The Downward Directed Grounds Hypothesis . 54 5.2.1 Bukovský’s Theorem . 54 5.2.2 The Main Argument . 61 5.3 Main Results . 65 5.4 Recap . 74 6 Conclusion 74 7 Appendix 75 7.1 Notation . 75 7.2 The ZFC Axioms . 76 7.3 The Ordinals . 77 7.4 The Universe of Sets . 77 7.5 Transitive Models and Absoluteness . -
The Universal Finite Set 3
THE UNIVERSAL FINITE SET JOEL DAVID HAMKINS AND W. HUGH WOODIN Abstract. We define a certain finite set in set theory { x | ϕ(x) } and prove that it exhibits a universal extension property: it can be any desired particular finite set in the right set-theoretic universe and it can become successively any desired larger finite set in top-extensions of that universe. Specifically, ZFC proves the set is finite; the definition ϕ has complexity Σ2, so that any affirmative instance of it ϕ(x) is verified in any sufficiently large rank-initial segment of the universe Vθ ; the set is empty in any transitive model and others; and if ϕ defines the set y in some countable model M of ZFC and y ⊆ z for some finite set z in M, then there is a top-extension of M to a model N in which ϕ defines the new set z. Thus, the set shows that no model of set theory can realize a maximal Σ2 theory with its natural number parameters, although this is possible without parameters. Using the universal finite set, we prove that the validities of top-extensional set-theoretic potentialism, the modal principles valid in the Kripke model of all countable models of set theory, each accessing its top-extensions, are precisely the assertions of S4. Furthermore, if ZFC is consistent, then there are models of ZFC realizing the top-extensional maximality principle. 1. Introduction The second author [Woo11] established the universal algorithm phenomenon, showing that there is a Turing machine program with a certain universal top- extension property in models of arithmetic. -
Open Class Determinacy Is Preserved by Forcing 3
OPEN CLASS DETERMINACY IS PRESERVED BY FORCING JOEL DAVID HAMKINS AND W. HUGH WOODIN Abstract. The principle of open class determinacy is preserved by pre-tame class forcing, and after such forcing, every new class well-order is isomorphic to a ground-model class well-order. Similarly, the principle of elementary trans- finite recursion ETRΓ for a fixed class well-order Γ is preserved by pre-tame class forcing. The full principle ETR itself is preserved by countably strate- gically closed pre-tame class forcing, and after such forcing, every new class well-order is isomorphic to a ground-model class well-order. Meanwhile, it remains open whether ETR is preserved by all forcing, including the forcing merely to add a Cohen real. 1. Introduction The principle of elementary transfinite recursion ETR—according to which every first-order class recursion along any well-founded class relation has a solution—has emerged as a central organizing concept in the hierarchy of second-order set theories from G¨odel-Bernays set theory GBC up to Kelley-Morse set theory KM and beyond. Many of the principles in the hierarchy can be seen as asserting that certain class recursions have solutions. KM + class-DC KM+CC KM 1 GBC + Π1-comprehension GBC + Open determinacy for class games GBC+ETR = GBC+ Clopen determinacy for class games = GBC + iterated truth predicates GBC + ETROrd = GBC+ Class forcing theorem arXiv:1806.11180v1 [math.LO] 28 Jun 2018 = GBC + truth predicates for LOrd,ω(∈, A) = GBC + truth predicates for LOrd,Ord(∈, A) = GBC + Ord-iterated truth predicates = GBC + Boolean set-completions exist = GBC+Clopen determinacy for class games of rank Ord+1 GBC + ETRω GBC + Con(GBC) GBC In addition, many of these principles, including ETR and its variants, are equiv- alently characterized as determinacy principles for certain kinds of class games. -
Forcing? Thomas Jech
WHAT IS... ? Forcing? Thomas Jech What is forcing? Forcing is a remarkably powerful case that there exists no proof of the conjecture technique for the construction of models of set and no proof of its negation. theory. It was invented in 1963 by Paul Cohen1, To make this vague discussion more precise we who used it to prove the independence of the will first elaborate on the concepts of theorem and Continuum Hypothesis. He constructed a model proof. of set theory in which the Continuum Hypothesis What are theorems and proofs? It is a use- (CH) fails, thus showing that CH is not provable ful fact that every mathematical statement can from the axioms of set theory. be expressed in the language of set theory. All What is the Continuum Hypothesis? In 1873 mathematical objects can be regarded as sets, and Georg Cantor proved that the continuum is un- relations between them can be reduced to expres- countable: that there exists no mapping of the set sions that use only the relation ∈. It is not essential N of all integers onto the set R of all real numbers. how it is done, but it can be done: For instance, Since R contains N, we have 2ℵ0 > ℵ , where 2ℵ0 0 integers are certain finite sets, rational numbers and ℵ are the cardinalities of R and N, respec- 0 are pairs of integers, real numbers are identified tively. A question arises whether 2ℵ0 is equal to with Dedekind cuts in the rationals, functions the cardinal ℵ1, the immediate successor of ℵ0. -
Inner Models from Extended Logics: Part 1*
Inner Models from Extended Logics: Part 1* Juliette Kennedy† Menachem Magidor‡ Helsinki Jerusalem Jouko Va¨an¨ anen¨ § Helsinki and Amsterdam December 15, 2020 Abstract If we replace first order logic by second order logic in the original def- inition of Godel’s¨ inner model L, we obtain HOD ([33]). In this paper we consider inner models that arise if we replace first order logic by a logic that has some, but not all, of the strength of second order logic. Typical examples are the extensions of first order logic by generalized quantifiers, such as the Magidor-Malitz quantifier ([24]), the cofinality quantifier ([35]), or station- ary logic ([6]). Our first set of results show that both L and HOD manifest some amount of formalism freeness in the sense that they are not very sen- sitive to the choice of the underlying logic. Our second set of results shows that the cofinality quantifier gives rise to a new robust inner model between L and HOD. We show, among other things, that assuming a proper class of Woodin cardinals the regular cardinals > @1 of V are weakly compact in the inner model arising from the cofinality quantifier and the theory of that model is (set) forcing absolute and independent of the cofinality in question. *The authors would like to thank the Isaac Newton Institute for Mathematical Sciences for its hospitality during the programme Mathematical, Foundational and Computational Aspects of the Higher Infinite supported by EPSRC Grant Number EP/K032208/1. The authors are grateful to John Steel, Philip Welch and Hugh Woodin for comments on the results presented here. -
Set Theory in Second-Order
Set theory in second-order Victoria Gitman [email protected] http://boolesrings.org/victoriagitman Set Theory in UK 2 May 8, 2019 Victoria Gitman Second-order set theory STUK2 1 / 31 Classes in naive set theory The absence of a formal distinction between sets and classes in naive set theory led to supposed paradoxes. Russell's Paradox Let X be the set of all sets that are not members of themselves. Assuming X 2 X implies X 2= X and assuming X 2= X implies X 2 X . Burali-Forti's Paradox The set of all ordinals is itself an ordinal larger than all ordinals and therefore cannot be an ordinal. Victoria Gitman Second-order set theory STUK2 2 / 31 Classes in first-order set theory The objects of first-order set theory are sets. Definition:A class is a first-order definable (with parameters) collection of sets. Classes play an important role in modern set theory. Inner models Ord-length products and iterations of forcing notions Elementary embeddings of the universe But first-order set theory does not provide a framework for understanding the structure of classes. In first-order set theory we cannot study: non-definable collections of sets, properties which quantify over classes. Second-order set theory is a formal framework in which both sets and classes are objects of the set-theoretic universe. In this framework, we can study: non-definable classes general properties of classes Victoria Gitman Second-order set theory STUK2 3 / 31 Why second-order set theory? Kunen's Inconsistency How do we formalize the statement of Kunen's Inconsistency that there is no non-trivial elementary embedding j : V ! V ? The following result is nearly trivial to prove. -
Chapter 2 Constructible Sets
Chapter 2 Constructible sets In this chapter, we recall Gödel’s construction of the constructive universe L and prove that both the Axiom of Choice (AC) and the Generalized Continuum Hypothesis (GCH) hold in this universe. Throughout this chapter, we informally work in ZF unless otherwise stated. 2.1 The set of formulas In Sections 1.1.1 and 1.2.1, we defined the language of set theory at the meta-theoretic level. Up to now, formulas of ZF are syntactic entities that are external to set theory. However, Gödel’s construction relies on the central concept of definability (Section 2.2), that requires to manipulate formulas within the set-theoretic universe, the same way as we manipulate sets. For that, we now need to internalize the language of formulas of ZF in ZF, by constructing a particular denumerable set Form whose elements—called internal formulas or codes of formulas—are intended to represent external formulas as sets. 2.1.1 Construction of the set Form The construction of the set Form closely follows the inductive definition of the syntactic cate- gory of formulas in the meta-language (Sections 1.1.1 and 1.2.1). Variables are represented by natural numbers, letting Var = ω. When they are used as (internal) variables, natural numbers are written using the typewriter letters x, y, z, etc. (to prevent confusions with external variables, that are still written using italic letters x, y, z, etc.) For simplicity, we only consider formulas that are constructed from equality, membership, negation, disjunction and existential quantification, since all the other constructions of first- order logic can be defined from the latter using De Morgan laws. -
How the Continuum Hypothesis Can Be Solved (Or Not)
True, false, independent: how the Continuum Hypothesis can be solved (or not). Carolin Antos 12.12.2017 Zukunftskolleg University of Konstanz 1 Structure of the talk 1. The Continuum Hypothesis 2. The constructible universe L 3. Forcing 4. Outlook: CH and the multiverse 2 The Continuum Hypothesis Infinite cardinalities The Continuum Hypothesis (CH), Cantor, 1878 There is no set whose cardinality is strictly between that of the @ natural and the real numbers: j P(N) j = 2 0 = @1. • Question arises from Cantor's work on ordinals and cardinals: j N j = @0, but what is j R j ? • Cantor tried to prove the CH but did not succeed. • Hilbert posed the CH as the first problem on his list of important open questions in 1900. 3 Independence Incompleteness Theorem, G¨odel,1931 Any consistent formal system F within which a certain amount of elementary arithmetic can be carried out is incomplete; i.e., there are statements of the language of F which can neither be proved nor disproved in F . • A statement that cannot be proved or disproved from such a system F is called independent from F . • Independence is important for finding axioms. • But: No matter how many axioms one adds, the system will never be complete. 4 Independence from ZFC? Standard axiomatization of set theory ZFC: • Extensionality. • Pairing. • Union. • Infinity. • Power Set. • Foundation. • Replacement. • Comprehension. • Choice. 5 Independence from ZFC? To show that CH is independent from ZF(C) we have to show that: 1. CH can be added to ZF(C) as an axiom and the resulting theory is consistent iff ZF(C) is consistent, and 2. -
Representing Sets of Ordinals As Countable Unions of Sets in the Core Model
TRANSACTIONS OF THE AMERICAN MATHEMATICAL SOCIETY Volume 317, Number I, January 1990 REPRESENTING SETS OF ORDINALS AS COUNTABLE UNIONS OF SETS IN THE CORE MODEL MENACHEM MAGIDOR ABSTRACT. We prove the following theorems. Theorem I (~O#). Every set of ordinals which is closed under primitive recursive set functions is a countable union of sets in L. Theorem 2. (No inner model with an Erdos cardinal, i.e. K -> (wtJ<w.) For every ordinal f1, there is in K an algebra on f1 with countably many opera- tions such that every subset of f1 closed under the operations of the algebra is a countable union of sets in K. O. INTRODUCTION (See [Je2] for basic notation and terminology.) Jensen's famous covering theroem for L [De-Jen] claims that if 0# does not exist then every set of ordinals X is included in a set of ordinals Y E L such that IYI :::; IXI + N) . In some sense the meaning of this theorem is that if 0# does not exist, then the universe of sets V is not too far from the constructible universe L. We can consider the set Y in the theorem to be an approximation for X from above. This paper deals with the problem of "approximating the set X by a set in L from below". For instance consider the following problem: Assume 0# does not exist (-,0#) and X is uncountable. Does X necessarily contain an uncountable subset which is in L? The answer to this problem as stated is obviously "No". Consider a subset of N) , introduced by forcing over L, using finite conditions. -
SETS of ORDINALS CONSTRUCTIBLE from TREES and the THIRD VICTORIA DELFINO PROBLEM Howards. Becker(!) and Alexander S. Kechris(Z)
Contemporary Mathematics Volume 31, 1984 SETS OF ORDINALS CONSTRUCTIBLE FROM TREES AND THE THIRD VICTORIA DELFINO PROBLEM HowardS. Becker(!) and Alexander S. Kechris(z) A very important part of the structure theory of z~ sets of reals is based on their close interrelationship with the GBdel constructible universe L. The fundamental fact underlying this connection is the theorem of Shoenfield which asserts that every z1 set of reals is Souslin over L. This means that given any z1 subset of the reals (= ww in this paper), there is a tree T on w x A (A some ordinal, which can be taken to be ~l here) such that TeL and A= p[T] = {a € ww: :iff € Aw vn(arn, trn) € T}. In 1971 Moschovakis [14] introduced the notion of scale and showed that under the hypothesis of Projective Determinacy (PD) the pointclasses TI~n+l' l z2n+2 for all n .:._ 0 have the Sea 1e Property. To take for instance the case of TI~n+l this asserts that given any TI~n+l set As ww there is a sequence of norms ~m= A+ Ordinals (which we are always assuming here to be regular, i.e., having as range an initial segment of the ordinals) such that the follow ing properties hold: (i) If a0,a1, ... eA, ai+a and ~m(ai)+Am (inthesensethat '.Pm(ai) = Am for all large enough i), then a e A and ~m(a) 2_ Am. (ii) The relations (on m, a, S): a 2_~* 8 ~a € A 1\ (S ~ Avq:>m(o:) 2.~m{S)), * m 1 a:< S ~a € A 1\ (S ~A v ~(a)<~ (S)) are TI n+l' Cl'm m m 2 Such a sequence {cpm} is called a (regular) TI~n+ 1 -saale on A. -
The Continuum Hypothesis, the Generic-Multiverse of Sets, and the Ω Conjecture
The Continuum Hypothesis, the generic-multiverse of sets, and the Ω Conjecture W. Hugh Woodin July 16, 2009 1 A tale of two problems The formal independence of Cantor’s Continuum Hypothesis from the axioms of Set Theory (ZFC) is an immediate corollary of the following two theorems where the state- ment of the Cohen’s theorem is recast in the more modern formulation of the Boolean valued universe. Theorem 1 (Godel,¨ [3]). Assume V = L. Then the Continuum Hypothesis holds. ut Theorem 2 (Cohen, [1]). There exists a complete Boolean algebra, B, such that VB “The Continuum Hypothesis is false”: ut Is this really evidence (as is often cited) that the Continuum Hypothesis has no answer? Another prominent problem from the early 20th century concerns the projective sets, [8]; these are the subsets of Rn which are generated from the closed sets in finitely many steps taking images by continuous functions, f : Rn ! Rn, and complements. A function, f : R ! R, is projective if the graph of f is a projective subset of R × R. Let Projective Uniformization be the assertion: For each projective set A ⊂ R × R there exists a projective function, f : R ! R, such that for all x 2 R if there exists y 2 R such that (x; y) 2 A then (x; f (x)) 2 A. The two theorems above concerning the Continuum Hypothesis have versions for Projective Uniformization. Curiously the Boolean algebra for Cohen’s theorem is the same in both cases, but in case of the problem of Projective Uniformization an addi- tional hypothesis on V is necessary. -
Corey Bacal Switzer
COREY BACAL SWITZER CONTACT 365 5th Avenue, New York, NY 1001 Department of Mathematics, The Graduate Center, CUNY [email protected] http:nncoreyswitzer.wordpress.com Phone: +1-917-742-4728 EDUCATION Ph.D. in Mathematics, May 2020 (Expected) The Graduate Center, The City University of New York Dissertation Advisors: Gunter Fuchs and Joel David Hamkins Dissertation: Alternative Cicho´nDiagrams and Forcing Axioms Compatible with CH Masters, Second Year in Mathematical Logic and Foundations of Computer Science, May 2016, Honors (Mention Bien) L'Universit´ede Paris 7, Denis Diderot, Paris, France Thesis Advisor: Boban Veliˇckovi´c Thesis: Iterating Generalized Proper Forcings with Side Conditions Masters, First Year in Logic, May 2015, High Honors (Mention Tr`esBien) L'Universit´ede Paris 1, Panth´eon-Sorbonne, Paris, France B.A. in Mathematics and Philosophy, May 2014, High Honors (First Class) Trinity College, Dublin, Ireland A.A. in Liberal Arts, May 2014, Obtained jointly with my high school diploma Bard College, New York PUBLICATIONS AND OTHER WRITING Journal Articles 1. Corey Switzer, The Cichon Diagram for Degrees of Constructibility, forthcoming in Math- ematical Logic Quarterly (2020). 2. Corey Switzer, Specializing Wide Aronszajn Trees Without Adding Reals, Mathematics ArXiv, arXiv:2002.08206 [math.LO], (2020), submitted to the RIMS Kokyuroku. 3. Corey Switzer, Higher Dimensional Cardinal Characteristics for Sets of Functions, Mathe- matics ArXiv, arXiv:1909.07458 [math.LO], (2019), Submitted to The Annals of Pure and Applied Logic. 4. Corey Switzer, Independence in Arithmetic: The Method of (L; n)-Models, Mathematics ArXiv. arXiv: 1906.04273 [math.LO], (2019), submitted to The Bulletin of Symbolic Logic.