Senior Executives of Mizuho
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Kabushiki Kaisha Mizuho Financial Group Mizuho Financial Group, Inc. Japan
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ‘ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR È ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2010 OR ‘ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ‘ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission file number 001-33098 Kabushiki Kaisha Mizuho Financial Group (Exact name of Registrant as specified in its charter) Mizuho Financial Group, Inc. (Translation of Registrant’s name into English) Japan (Jurisdiction of incorporation or organization) 5-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8333 Japan (Address of principal executive offices) Tatsuya Yamada, +81-3-5224-1111, +81-3-5224-1059, address is same as above (Name, Telephone, Facsimile number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act. Title of each class Name of each exchange on which registered Common Stock, without par value The New York Stock Exchange* American depositary shares, each of which represents two shares of The New York Stock Exchange common stock Securities registered or to be registered pursuant to Section 12(g) of the Act. None (Title of Class) Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None (Title of Class) Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report. -
Country Financial Institutions Swift Rma
LIST OF RMA EXCHANGED (DANH SÁCH NGÂN HÀNG TRAO ĐỔI RMA) COUNTRY FINANCIAL INSTITUTIONS SWIFT RMA Wells Fargo Bank, N.A, New York International 1 Branch PNBPUS3N 2 Wells Fargo Bank, N.A PNBPUS33 3 Wells Fargo Bank, N.A WFBIUS6W 4 JPMorgan Chase Bank, N.A CHASUS33 5 CitiBank, N.A CITIUS33 6 Woori America Bank HVBKUS3N 7 Woori America Bank, Los Angeles HVBKUS61 8 International Finance Corporate IFCWUS33 United States 9 Industrial & Commercial Bank of China ICBKUS33 10 Shinhan Bank SHBKUS33 11 First Bank FBOLUS6L 12 Bank of Tokyo-Mitsubishi UFJ, LTD, NY Branch BOTKUS33 13 Bank of Tokyo-Mitsubishi UFJ, LTD, Chicago Branch BOTKUS4C Bank of Tokyo-Mitsubishi UFJ, LTD, Los Angeles 14 Branch BOTKUS6L 15 UniCredit S.P.A UNCRITMM 16 CitiBank, N.A CITIITMX 17 Intesa Sanpaolo SPA Head Office BCITITMM 20 Commerzbank AG COBAITMM ITALY Industrial & Commercial Bank of China, Milan 21 Branch ICBKITMM 22 Bank of Tokyo-Mitsubishi UFJ, LTD, Milan Branch BOTKITMX Unicredit Bank AG Singapore Branch 23 (HypoVereinsBank AG Singapore Branch) BVBESGSG 24 United Overseas Bank Ltd. Head Office UOVBSGSG 25 JPMorgan Chase Bank, N.A. Singapore Branch CHASSGSG 26 SINGAPORE Bank of Tokyo-Mitsubishi UFJ, LTD, Singapore BranchBOTKSGSX Skandinaviska Enskilda Banken AB (PUBL). 27 Singapore Branch ESSESGSG 28 Mizuho Bank, Ltd. Singapore Branch MHCBSGSG 29 CitiBank, N.A. Singapore Branch CITISGSG 30 Industrial & Commercial Bank of China, Singapore BranchICBKSGSG 31 Deutsche Bank AG DEUTDEFF 32 BHF-BANK Aktiengesellschaft BHFBDEFF GERMANY 33 Landesbank Baden-Wuerttemberg SOLADEST -
For the Six Months Ended September 30, 2008
(For the Six Months ended September 30, 2008) Profile The Mizuho Financial Group is one of the largest financial institutions in the world, offering a broad range of financial services includ- ing banking, securities, trust and asset management, credit card, private banking, venture capital through its group companies. The group has over 51,000 staff working in over 840 offices inside and outside Japan, and total assets of over $1.4 trillion (as of September 2008). The group was created in September 2000 through the establishment of a holding company of our three predecessor banks, The Dai-Ichi Kangyo Bank (DKB), The Fuji Bank (Fuji) and The Industrial Bank of Japan (IBJ). Under the umbrella of the holding company Mizuho Financial Group, our principal group companies include Mizuho Corporate Bank, Mizuho Bank, Mizuho Securities and Mizuho Trust & Banking. Ratings R&I JCR Moody's Standard & Poor's Fitch As of December 31, 2008 Long Term Short Term Long Term Short Term Long Term Short Term Long Term Short Term Long Term Short Term Mizuho Financial Group, Inc. A a—1———P—1A—A+ F1 Mizuho Corporate Bank, Ltd. A+ a—1AA– — Aa2 P—1A+ A—1A+ F1 Mizuho Bank, Ltd. A+ a—1AA– — Aa2 P—1A+ A—1A+ F1 Mizuho Trust & Banking Co., Ltd. A+ a—1AA– — Aa2 P—1A+ A—1A+ F1 Mizuho Securities Co., Ltd. A+ a—1AA– J–1+ Aa2* P—1*—— —— Mizuho Investors Securities Co., Ltd. A+ —AA– J–1+ —— —— —— *Credit ratings for EMTN programme (Joint Medium–term Note Programme with Mizuho International, based on keepwell agreement with Mizuho Corporate Bank). -
The Corporate Culture in a Japanese Bank: Study of the Changing Organizational World
The Corporate Culture in a Japanese Bank: Study of the Changing Organizational World by HIROFUMI HOJO B.A. Law, Keio University (1986) SUBMITTED TO THE MIT SLOAN SCHOOL OF MANAGEMENT IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF SCIENCE IN MANAGEMENT at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY June 2005 © Hirofumi Hojo 2005. All rights reserved. The author hereby grants to MIT permission to reproduce and to distribute publicly paper and electronic copies of this thesis document in whole or in part. ^ /' Ar Signature of Author: 'I (! J MIT SloVn School of Management May 6, 2005 Certified by: I John E. Van Maanen Erwin H. Schell Professor of Organization Studies Thesis Advisor Accepted by: / I I , / Stephen J. Sacca Director, Sloan Fellows Program in Innovation and Global Leadership lMASSACHUSETSINSTITE OF TECHNOLOGY 'A I IX~IFtes SEP 012005 LIBRARIES 2 The Corporate Culture in a Japanese Bank: Study of the Changing Organizational World by HIROFUMI HOJO Submitted to the MIT Sloan School of Management on May 6, 2005 in partial fulfillment of the requirements for the Degree of Master of Science in Management ABSTRACT The environment surrounding companies is constantly changing. and that change forces companies into paradigm shifts. If a company cannot cope with change, it faces the distinct possibility of being be weeded out of the industry. Today, Japanese companies are facing dramatic environmental change. For example, the introduction of new global accounting rules is changing the behavior of equity holders. The long and deep recession following the collapse of the Japanese "bubble" economy continues to sap the economic energy of many Japanese companies, and most leaders of those companies still struggle to find new ways to exit from this dark tunnel. -
Press-Release-For-Financial-Advisers-Q1-2008
April 1, 2008 For Immediate Release mergermarket league tables of fi nancial advisers to global M&A for Q1 2008 Contacts: Mergers and acquisitions experienced something of a ‘death rattle’ in the fi rst quarter of 2008 as large transac- tions in the commodities sector - typically the last sector to fall in a general cyclical downturn - comprised 40% Europe of all announced global deals in the fi rst quarter of 2008. In fact, if the USD 211bn bid for Rio Tinto by BHP Hannah Bagshawe Billiton is stripped out, as well as the Philip Morris demerger, Europe saw its slowest quarter by value since Q3 [email protected] 2004. The US M&A market saw its slowest quarter since Q3 2003, with the complete absence of any major Tel: +44 20 7059 6118 head turning deal announcement so far*. North America And with the wholesale deleveraging taking place in the global fi nancial services sector, it should come as Karishma Thakkar no surprise that no debt was available to put even a single buyout on the list of the top 10 of global deals this [email protected] past quarter. By contrast, no less than seven of the top 10 deals announced in the fi rst half of 2007 comprised Tel: +1 212 686 6305 LBOs. Meanwhile, the fi nancial services sector, which had consistently been the hottest single sector for M&A in recent years, made up just 12% of all M&A activity by value. Asia-Pacifi c Seye Im But it is always darkest before the dawn. -
Changes of Directors and Executive Officers
March 22, 2021 Mizuho Financial Group, Inc. Changes of Directors and Executive Officers Mizuho Financial Group, Inc. hereby announces changes of Member of the Board of Directors and Executive Officers (including changes in their areas of responsibility, etc.) of the following entities within the Group : Mizuho Financial Group, Inc. (MHFG) Mizuho Bank, Ltd. (MHBK) Mizuho Trust & Banking Co., Ltd. (MHTB) Mizuho Securities Co., Ltd. (MHSC) Mizuho Research & Technologies, Ltd. (MHRT) 1 Contents Mizuho Financial Group, Inc. (MHFG) .......................................................................................................... 3 1. Changes of Member of the Board of Directors ..................................................................................... 3 2. Changes of Executive Officers .............................................................................................................. 3 3. Directors and Executive Officers as of April 1, 2021 .......................................................................... 5 Mizuho Bank, Ltd. (MHBK) ............................................................................................................................ 8 1. Changes of Directors and Executive Officers ...................................................................................... 8 2. Directors and Executive Officers as of April 1, 2021 ......................................................................... 12 Mizuho Trust & Banking Co., Ltd. (MHTB) ............................................................................................... -
Corporate Venturing Report 2019
Corporate Venturing 2019 Report SUMMIT@RSM All Rights Reserved. Copyright © 2019. Created by Joshua Eckblad, Academic Researcher at TiSEM in The Netherlands. 2 TABLE OF CONTENTS LEAD AUTHORS 03 Forewords Joshua G. Eckblad 06 All Investors In External Startups [email protected] 21 Corporate VC Investors https://www.corporateventuringresearch.org/ 38 Accelerator Investors CentER PhD Candidate, Department of Management 43 2018 Global Startup Fundraising Survey (Our Results) Tilburg School of Economics and Management (TiSEM) Tilburg University, The Netherlands 56 2019 Global Startup Fundraising Survey (Please Distribute) Dr. Tobias Gutmann [email protected] https://www.corporateventuringresearch.org/ LEGAL DISCLAIMER Post-Doctoral Researcher Dr. Ing. h.c. F. Porsche AG Chair of Strategic Management and Digital Entrepreneurship The information contained herein is for the prospects of specific companies. While HHL Leipzig Graduate School of Management, Germany general guidance on matters of interest, and every attempt has been made to ensure that intended for the personal use of the reader the information contained in this report has only. The analyses and conclusions are been obtained and arranged with due care, Christian Lindener based on publicly available information, Wayra is not responsible for any Pitchbook, CBInsights and information inaccuracies, errors or omissions contained [email protected] provided in the course of recent surveys in or relating to, this information. No Managing Director with a sample of startups and corporate information herein may be replicated Wayra Germany firms. without prior consent by Wayra. Wayra Germany GmbH (“Wayra”) accepts no Wayra Germany GmbH liability for any actions taken as response Kaufingerstraße 15 hereto. -
EMS Counterparty Spreadsheet Master
1 ECHO MONITORING SOLUTIONS COUNTERPARTY RATINGS REPORT Updated as of October 24, 2012 S&P Moody's Fitch DBRS Counterparty LT Local Sr. Unsecured Sr. Unsecured Sr. Unsecured ABN AMRO Bank N.V. A+ A2 A+ Agfirst Farm Credit Bank AA- AIG Financial Products Corp A- WR Aig-fp Matched Funding A- Baa1 Allied Irish Banks PLC BB Ba3 BBB BBBL AMBAC Assurance Corporation NR WR NR American International Group Inc. (AIG) A- Baa1 BBB American National Bank and Trust Co. of Chicago (see JP Morgan Chase Bank) Assured Guaranty Ltd. (U.S.) A- Assured Guaranty Municipal Corp. AA- Aa3 *- NR Australia and New Zealand Banking Group Limited AA- Aa2 AA- AA Banco Bilbao Vizcaya Argentaria, S.A. BBB- Baa3 *- BBB+ A Banco de Chile A+ NR NR Banco Santander SA (Spain) BBB (P)Baa2 *- BBB+ A Banco Santander Chile A Aa3 *- A+ Bank of America Corporation A- Baa2 A A Bank of America, NA AA3AAH Bank of New York Mellon Trust Co NA/The AA- AA Bank of North Dakota/The AA- A1 Bank of Scotland PLC (London) A A2 A AAL Bank of the West/San Francisco CA A Bank Millennium SA BBpi Bank of Montreal A+ Aa2 AA- AA Bank of New York Mellon/The (U.S.) AA- Aa1 AA- AA Bank of Nova Scotia (Canada) AA- Aa1 AA- AA Bank of Tokyo-Mitsubish UFJ Ltd A+ Aa3 A- A Bank One( See JP Morgan Chase Bank) Bankers Trust Company (see Deutsche Bank AG) Banknorth, NA (See TD Bank NA) Barclays Bank PLC A+ A2 A AA BASF SE A+ A1 A+ Bayerische Hypo- und Vereinsbank AG (See UniCredit Bank AG) Bayerische Landesbank (parent) NR Baa1 A+ Bear Stearns Capital Markets Inc (See JP Morgan Chase Bank) NR NR NR Bear Stearns Companies, Inc. -
Western Asset Premier Institutional Liquid Reserves
Western Asset Premier Institutional Liquid Reserves As of: Aug-31-2021 Weighted Average Maturity: 52 days Weighted Average Life: 68 days Net Assets: $9,479,393,258 % of Net Principal Amount Securities Description Rate CUSIP Value Assets Effective Maturity* Final Maturity Rule-2a-7 Category of Investment Certificate of Deposit 185,000,000 SUMITOMO MITSUI TRUST BANK LTD/ NEW YORK 0.07% 86564GQ95 185,000,000.00 1.95% 2021-09-07 2021-09-07 Certificate of Deposit 159,000,000 MUFG BANK LTD/NY 0.07% 55380TNH9 159,034,180.23 1.68% 2021-10-14 2021-10-14 Certificate of Deposit 150,000,000 STANDARD CHARTERED BANK 0.21% 85325VN30 150,003,388.50 1.58% 2022-06-08 2022-06-08 Certificate of Deposit 150,000,000 DNB NOR BANK ASA NY 0.07% 23344NFC5 149,999,958.00 1.58% 2021-09-02 2021-09-02 Certificate of Deposit 130,000,000 NATIXIS SA/NEW YORK NY 0.14% 63873QMF8 130,035,635.60 1.37% 2021-10-05 2022-01-05 Certificate of Deposit 125,000,000 MIZUHO BANK LTD/NY 0.07% 60710AXN7 125,037,973.75 1.32% 2021-11-03 2021-11-03 Certificate of Deposit 115,000,000 KBC BANK NV NY 0.06% 4823TCC27 115,000,000.00 1.21% 2021-09-07 2021-09-07 Certificate of Deposit 100,000,000 CREDIT SUISSE NEW YORK 0.23% 22552G3W8 100,025,993.00 1.06% 2022-05-27 2022-05-27 Certificate of Deposit 100,000,000 NORINCHUKIN BANK NY 0.15% 65602YJZ4 100,017,755.00 1.06% 2022-02-25 2022-02-25 Certificate of Deposit 100,000,000 BANK OF MONTREAL CHICAGO 0.19% 06367CJG3 100,014,384.00 1.06% 2022-07-22 2022-07-22 Certificate of Deposit 100,000,000 LLOYDS BANK CORP MARKETS 0.22% 53947CM70 100,010,683.00 -
List of PRA-Regulated Banks
LIST OF BANKS AS COMPILED BY THE BANK OF ENGLAND AS AT 2nd December 2019 (Amendments to the List of Banks since 31st October 2019 can be found below) Banks incorporated in the United Kingdom ABC International Bank Plc DB UK Bank Limited Access Bank UK Limited, The ADIB (UK) Ltd EFG Private Bank Limited Ahli United Bank (UK) PLC Europe Arab Bank plc AIB Group (UK) Plc Al Rayan Bank PLC FBN Bank (UK) Ltd Aldermore Bank Plc FCE Bank Plc Alliance Trust Savings Limited FCMB Bank (UK) Limited Allica Bank Ltd Alpha Bank London Limited Gatehouse Bank Plc Arbuthnot Latham & Co Limited Ghana International Bank Plc Atom Bank PLC Goldman Sachs International Bank Axis Bank UK Limited Guaranty Trust Bank (UK) Limited Gulf International Bank (UK) Limited Bank and Clients PLC Bank Leumi (UK) plc Habib Bank Zurich Plc Bank Mandiri (Europe) Limited Hampden & Co Plc Bank Of Baroda (UK) Limited Hampshire Trust Bank Plc Bank of Beirut (UK) Ltd Handelsbanken PLC Bank of Ceylon (UK) Ltd Havin Bank Ltd Bank of China (UK) Ltd HBL Bank UK Limited Bank of Ireland (UK) Plc HSBC Bank Plc Bank of London and The Middle East plc HSBC Private Bank (UK) Limited Bank of New York Mellon (International) Limited, The HSBC Trust Company (UK) Ltd Bank of Scotland plc HSBC UK Bank Plc Bank of the Philippine Islands (Europe) PLC Bank Saderat Plc ICBC (London) plc Bank Sepah International Plc ICBC Standard Bank Plc Barclays Bank Plc ICICI Bank UK Plc Barclays Bank UK PLC Investec Bank PLC BFC Bank Limited Itau BBA International PLC Bira Bank Limited BMCE Bank International plc J.P. -
Re: Management Changes for the Mizuho Financial Group
March 13, 2009 To whom it may concern Corporate Name : Mizuho Financial Group, Inc. Representative : Terunobu Maeda, President & CEO Head Office : 5-1, Marunouchi 2-chome Chiyoda-ku, Tokyo, Japan Code Number : 8411(TSE 1st Sec., OSE 1st Sec.) Re: Management Changes for the Mizuho Financial Group Mizuho Financial Group, Inc. hereby announces changes in the directors, corporate auditors and executive officers (including changes in their areas of responsibility) of the following entities within the Group. (While changes in the directors, corporate auditors and executive officers of Mizuho Securities Co., Ltd. (MHSC) were annouced on March 4, 2009 by MHSC, such changes are also included within this announcement of changes for the whole Group.) Mizuho Financial Group, Inc. Mizuho Bank, Ltd. Mizuho Corporate Bank, Ltd. Mizuho Securities Co., Ltd. (announced by MHSC on March 4, 2009) -1- 【Mizuho Financial Group, Inc. (MHFG)】 Name New Position (effective as of April 1, 2009) Current Position Mr. Shin Executive Officer General Manager of Kuranaka General Manager of Human Resources Human Resources Mr. Hiroshi Executive Officer General Manager for Corporate Planning Iwamoto Mizuho Research Institute, Ltd. Mizuho Research Institute, Ltd. Managing Executive Officer Chief Economist Mr. Masakane Executive Officer General Manager of Koike General Manager of Financial Planning Financial Planning Mr. Masanori Retired Executive Officer Murakami General Manager of Corporate Communications -2- 【Executive Officer Appointees】 Name Shin Kuranaka Date of Birth Oct. 5, 1957 Education Mar. 1981 Graduated from Faculty of Economics, Kyoto University Business Experience Apr. 1981 Joined The Industrial Bank of Japan, Limited Joint General Manager of Human Resources Division of Mizuho Corporate Bank, Ltd. -
Mizuho Securities USA LLC Consolidated Statement of Financial Condition
Mizuho Securities USA LLC Consolidated Statement of Financial Condition March 31, 2020 With Report of Independent Registered Public Accounting Firm UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expi res: August 31, 2020 Estimated average burden ANNUAL AUDITED REPORT hours per response.. 12.00 FORM X-17A-5 SEC FILE NUMBER PART III 8-37710 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING______________________________04/01/2019 AND ENDING______________________________03/31/2020 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: Mizuho Securities USA LLC OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM I.D. NO. ___________________________________________________________________________________________________________________1271 Avenue of the Americas (No. and Street) New York New Yor ______________________________________________________________________________________________________k 10020 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT _____________________________________________________________________________________________________________________ David Kronenberg (212) 209 - 9499 (Area Code – Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* _____________________________________________________________________________________________________________________Ernst