Complaint Under Section 337 of the Tariff Act of 1930, As Amended
Total Page：16
File Type：pdf, Size：1020Kb
UNITED STATES INTERNATIONAL TRADE COMMISSION WASHINGTON, D.C. In the Matter of Certain Electronic Devices, Including Investigation No. 337-TA-___ Mobile Phones, Tablet Computers, and Components Thereof COMPLAINT UNDER SECTION 337 OF THE TARIFF ACT OF 1930, AS AMENDED Complainant: Proposed Respondent: Nokia Technologies Oy Apple Inc., a/k/a Apple Computer, Inc. Karaportti 3 1 Infinite Loop FIN-02610 Cupertino, CA 95014 Espoo, Finland Telephone: (408) 996-1010 Telepnone: 358 (0) 7180-08000 Counsel for Complainant: Jamie D. Underwood Adam D. Swain ALSTON & BIRD LLP 950 F Street NW Washington, DC 20004 Telephone: (202) 239-3622 Facsimile: (202) 654-4842 Patrick J. Flinn John D. Haynes Wesley C. Achey David S. Frist ALSTON & BIRD LLP One Atlantic Center 1201 West Peachtree Street Suite 4900 Atlanta, GA 30309-3424 Telephone: (404) 881-7000 Facsimile: (404) 881-7777 Theodore Stevenson, III Nicholas Mathews McKool Smith, P.C. 300 Crescent Court, Suite 1500 Dallas, Texas 75201 Telephone: (214) 978-4000 Facsimile: (214) 978-4044 Kevin L. Burgess McKool Smith, P.C. 300 W. Sixth Street, Suite 1700 Austin, Texas 78701 Telephone: (512) 692-8700 Facsimile: (512) 692-8744 ii TABLE OF CONTENTS TABLE OF CONTENTS .............................................................................................................. III LIST OF EXHIBITS ...................................................................................................................... V APPENDICES ............................................................................................................................... X LIST OF PHYSICAL EXHIBITS ............................................................ : ................................... XI I. INTRODUCTION .............................................................................................................. 1 II. COMPLAINANT AND LICENSEES ................................................................................ 5 A. Nokia Technologies Oy .......................................................................................... 5 B. Microsoft Corp. and Microsoft Mobile Oy ............................................................. 7 C. Samsung Electronics Co., Ltd ................................................................................. 8 Ill. PROPOSED RESPONDENT ............................................................................................. 9 A. Apple Inc ................................................................................................................. 9 IV. THE TECHNOLOGY AND ACCUSED DEVICES AT ISSUE ..................................... 10 V. THE ASSERTED PATENTS AND NON-TECHNICAL DESCRIPTION OF THE INVENTIONS ................................................................................................... 14 A. Ownership of the Asserted Patents ....................................................................... 14 B. U.S. Patent No. 7,415,247 ..................................................................................... 14 C. U.S. Patent No. 9,270,301 ..................................................................................... 15 D. U.S. Patent No. 8,036,619 ..................................................................................... 17 E. U.S. Patent No. 6,393,260 ..................................................................................... 18 F. U.S. Patent No. 6,826,391 ..................................................................................... 19 G. U.S. Patent No. 6,480,700 ..................................................................................... 20 H. U.S. Patent No. 9,473,602 ..................................................................................... 21 I. U.S. Patent No. 7,653,366 ..................................................................................... 22 J. Foreign Counterparts of the Asserted Patents ....................................... , ............... 23 K. Licensees Under the Asserted Patents .................................................................. 23 111 VI. APPLE'S INFRINGEMENT OF THE ASSERTED PATENTS ..................................... 24 A. Direct Infringement. .............................................................................................. 28 B. Contributory Infringement .................................................................................... 29 C. Induced Infringement ............................................................................................ 30 VII. SPECIFIC INSTANCES OF UNFAIR IMPORTATION AND SALE ........................... 31 VIII. HARMONIZED TARIFF SCHEDULE NUMBERS ....................................................... 32 IX. RELATED LITIGATION ................................................................................................ 32 X. DOMESTIC INDUSTRY ................................................................................................. 33 A. Devices that Practice the Asserted Patents ........................................................... 33 B. Domestic Investments in the United States Relating to Devices that Practice the Asserted Patents .................................................................................................... 41 1. Microsoft ................................................................................................... 41 2. Samsung ................................................................................. :.................. 43 XI. REQUEST FOR RELIEF ................................................................................................. 47 lV LIST OF EXHIBITS Exhibit Description No. 1 Certified Copy of U.S. Patent No. 7,415,247 2 Certified Copy of U.S. Patent No. 9,270,301 3 Certified Copy of U.S. Patent No. 8,036,619 4 Certified Copy of U.S. Patent No. 6,393,260 5 Certified Copy of U.S. Patent No. 6,826,391 6 Certified Copy of U.S. Patent No. 6,480,700 7 Certified Copy of U.S. Patent No. 9,473,602 8 Certified Copy of U.S. Patent No. 7,653,366 9 Certified Copy of Assignment for U.S. Patent No. 7,415,247 10 Certified Copy of Assignment for U.S. Patent No. 9,270,301 11 Certified Copy of Assignment for U.S. Patent No. 8,036,619 12 Certified Copy of Assignment for U.S. Patent No. 6,393,260 13 Certified Copy of Assignment for U.S. Patent No. 6,826,391 14 Certified Copy of Assignment for U.S. Patent No. 6,480,700 15 Certified Copy of Assignment for U.S. Patent No. 9,473,602 16 Certified Copy of Assignment for U.S. Patent No. 7,653,366 17 List of Foreign Counterparts for the Asserted Patents 18 CONFIDENTIAL List of Licensees to Asserted Patents 19 CONFIDENTIAL License with Microsoft Corporation CONFIDENTIAL Stock and Purchase Agreement between Nokia Corporation and 20 Microsoft International Holdings B.V. 21 CONFIDENTIAL License with Samsung Electronics Co., Ltd. 22 CONFIDENTIAL License Addendum with Samsung Electronics Co., Ltd. 23 Microsoft 2016 10-K 24 Apple 2016 10-K 25 Samsung 2016 Interim Report 26 Samsung 2015 Consolidated Financial Statement 27 Declaration of Daniel Huynh 28 Declaration of Lindsey Yeargin v CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 29 7,415,247 by Samsung's Galaxy S5 Mobile Device (WTR1625L) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 30 7,415,247 by Samsung's Galaxy S7 Edge Mobile Device (WTR3925) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 31 7,415,247 by Samsung's Galaxy S7 Edge Mobile Device (WTR4905) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 32 9,270,301 by Samsung's Galaxy S5 Mobile Device (WTR1625L) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 33 9,270,301 by Samsung's Galaxy S7 Edge Mobile Device (WTR3925) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 34 9,270,301 by Samsung's Galaxy S7 Edge Mobile Device (WTR4905) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 35 8,036,619 by Samsung's Galaxy S7 Edge Mobile Device (WTR3925) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 36 8,036,619 by Samsung's Galaxy S7 Edge Mobile Device (WTR4905) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 37 6,393,260 by Samsung's Galaxy SS Mobile Device (WTR1625L) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 38 6,393,260 by Samsung's Galaxy S7 Edge Mobile Device (WTR3925) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 39 6,393,260 by Samsung's Galaxy Tab A Mobile Device (WCN3660) CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 40 6,826,391 by Samsung's Galaxy S7 Edge Mobile Device CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 41 6,480,700 by Samsung's Galaxy S6 Edge Mobile Device CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 42 6,480,700 by Samsung's Galaxy S7 Edge Mobile Device CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 43 9,473,602 by Microsoft's Surface Pro 4 CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 44 9,473,602 by Samsung's Galaxy Tab A CONFIDENTIAL Claim Chart Showing Domestic Industry of U.S. Patent No. 45 7,653,366 by Samsung's Galaxy S6 Edge Plus CONFIDENTIAL Claim Chart Showing Infringement of U.S. Patent No. 46 7,415,247 by the Apple iPhone SE (WTR1625L) CONFIDENTIAL Claim Chart Showing Infringement of U.S. Patent No. 47 7,415,247 by the Apple iPhone 7 (WTR3925) · Vl CONFIDENTIAL Claim Chart Showing