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Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor All FTSE 100 3i Group plc 4.0% 30,000 6.0% 151,000 8.00% 302,000 12.0% 1,511,000 30.0% 1511001+ All FTSE 100 Aberdeen Asset Management plc 4.0% 31,000 6.0% 206,000 8.00% 813,000 12.0% 4,066,000 30.0% 4066001+ All FTSE 100 Admiral Group plc 4.0% 12,000 6.0% 62,000 8.00% 162,000 12.0% 812,000 30.0% 812001+ All FTSE 100 Anglo American 4.0% 20,000 6.0% 98,000 8.00% 492,000 12.0% 1,968,000 30.0% 1968001+ All FTSE 100 Antofagasta 4.0% 20,000 6.0% 133,000 8.00% 497,000 12.0% 2,487,000 30.0% 2487001+ All FTSE 100 Arm Holdings 4.0% 17,000 6.0% 83,000 8.00% 416,000 12.0% 1,663,000 30.0% 1663001+ All FTSE 100 4.0% 13,000 6.0% 87,000 8.00% 435,000 12.0% 1,738,000 30.0% 1738001+ All FTSE 100 Associated British Foods 4.0% 7,300 6.0% 36,400 8.00% 151,700 12.0% 728,600 30.0% 728601+ All FTSE 100 Astrazeneca Plc (LSE) 4.0% 8,200 6.0% 41,100 8.00% 205,300 12.0% 821,300 30.0% 821301+ All FTSE 100 Aviva 4.0% 37,000 6.0% 186,000 8.00% 930,000 12.0% 3,719,000 30.0% 3719001+ All FTSE 100 Babcock International Group 4.0% 20,000 6.0% 98,000 8.00% 284,000 12.0% 1,419,000 30.0% 1419001+ All FTSE 100 BAE Systems 4.0% 39,000 6.0% 197,000 8.00% 987,000 12.0% 3,947,000 30.0% 3947001+ All FTSE 100 Barclays (UK) 4.0% 79,000 6.0% 395,000 8.00% 1,973,000 12.0% 7,890,000 30.0% 7890001+ All FTSE 100 4.0% 28,000 6.0% 187,000 8.00% 743,000 12.0% 3,717,000 30.0% 3717001+ All FTSE 100 BG Group 4.0% 29,000 6.0% 147,000 8.00% 734,000 12.0% 2,936,000 30.0% 2936001+ All FTSE 100 BHP Billiton (LSE) 4.0% 26,000 6.0% 131,000 8.00% 655,000 12.0% 2,620,000 30.0% 2620001+ All FTSE 100 BP 4.0% 83,000 6.0% 417,000 8.00% 2,083,000 12.0% 8,331,000 30.0% 8331001+ All FTSE 100 British American Tobacco 4.0% 5,400 6.0% 26,800 8.00% 133,900 12.0% 535,500 30.0% 535501+ All FTSE 100 British Land 4.0% 23,000 6.0% 117,000 8.00% 587,000 12.0% 2,347,000 30.0% 2347001+ All FTSE 100 BT Group 4.0% 43,000 6.0% 217,000 8.00% 1,085,000 12.0% 4,339,000 30.0% 4339001+ All FTSE 100 Bunzl 4.0% 11,000 6.0% 53,000 8.00% 114,000 12.0% 570,000 30.0% 570001+ All FTSE 100 Burberry Group 4.0% 11,000 6.0% 56,000 8.00% 253,000 12.0% 1,112,000 30.0% 1112001+ All FTSE 100 Group 4.0% 18,000 6.0% 89,000 8.00% 290,000 12.0% 1,450,000 30.0% 1450001+ All FTSE 100 Carnival (LSE) 4.0% 13,000 6.0% 63,000 8.00% 175,000 12.0% 874,000 30.0% 874001+ All FTSE 100 4.0% 77,000 6.0% 384,000 8.00% 1,921,000 12.0% 7,685,000 30.0% 7685001+ All FTSE 100 Coca-Cola HBC AG 4.0% 11,000 6.0% 56,000 8.00% 111,000 12.0% 557,000 30.0% 557001+ All FTSE 100 Compass Group 4.0% 17,000 6.0% 84,000 8.00% 421,000 12.0% 1,686,000 30.0% 1686001+ All FTSE 100 CRH Plc (LSE) 4.0% 11,000 6.0% 54,000 8.00% 269,000 12.0% 1,076,000 30.0% 1076001+ All FTSE 100 Diageo 4.0% 11,000 6.0% 54,000 8.00% 268,000 12.0% 1,070,000 30.0% 1070001+ All FTSE 100 Direct Line Group 4.0% 62,000 6.0% 308,000 8.00% 938,000 12.0% 4,688,000 30.0% 4688001+ All FTSE 100 Dixons Carphone PLC 4.0% 46,000 6.0% 229,000 8.00% 638,000 12.0% 3,191,000 30.0% 3191001+ All FTSE 100 Easyjet 4.0% 8,100 6.0% 54,100 8.00% 270,500 12.0% 1,082,000 30.0% 1082001+ All FTSE 100 Experian plc 4.0% 17,000 6.0% 84,000 8.00% 420,000 12.0% 1,679,000 30.0% 1679001+ All FTSE 100 Fresnillo 4.0% 21,000 6.0% 142,000 8.00% 299,000 12.0% 1,493,000 30.0% 1493001+ All FTSE 100 G4S plc 4.0% 66,000 6.0% 329,000 8.00% 681,000 12.0% 3,405,000 30.0% 3405001+ All FTSE 100 GKN Plc 4.0% 55,000 6.0% 274,000 8.00% 945,000 12.0% 4,723,000 30.0% 4723001+ All FTSE 100 Glaxosmithkline 4.0% 13,000 6.0% 65,000 8.00% 323,000 12.0% 1,291,000 30.0% 1291001+ All FTSE 100 PLC 4.0% 50,000 6.0% 331,000 8.00% 1,654,000 12.0% 6,615,000 30.0% 6615001+ All FTSE 100 Hammerson 4.0% 29,000 6.0% 147,000 8.00% 462,000 12.0% 2,310,000 30.0% 2310001+ All FTSE 100 Hargreaves Lansdown 4.0% 13,000 6.0% 83,000 8.00% 211,000 12.0% 1,054,000 30.0% 1054001+ All FTSE 100 Hikma Pharmaceuticals plc 4.0% 5,700 6.0% 28,300 8.00% 56,600 12.0% 282,900 30.0% 282901+ All FTSE 100 HSBC Holdings (LSE) 4.0% 49,000 6.0% 247,000 8.00% 1,234,000 12.0% 4,935,000 30.0% 4935001+ All FTSE 100 ICAG (LDN) 4.0% 26,000 6.0% 172,000 8.00% 859,000 12.0% 3,435,000 30.0% 3435001+ All FTSE 100 Imperial Tobacco 4.0% 6,100 6.0% 30,400 8.00% 151,800 12.0% 607,300 30.0% 607301+ All FTSE 100 Inmarsat 4.0% 17,000 6.0% 85,000 8.00% 169,000 12.0% 846,000 30.0% 846001+ All FTSE 100 InterContinental Hotels 4.0% 7,000 6.0% 35,200 8.00% 150,000 12.0% 704,000 30.0% 704001+ All FTSE 100 Intertek Group plc 4.0% 7,500 6.0% 37,600 8.00% 100,100 12.0% 500,600 30.0% 500601+ All FTSE 100 Intu Properties PLC 4.0% 48,000 6.0% 242,000 8.00% 485,000 12.0% 2,424,000 30.0% 2424001+ All FTSE 100 ITV 4.0% 74,000 6.0% 372,000 8.00% 1,859,000 12.0% 7,438,000 30.0% 7438001+ All FTSE 100 Johnson Matthey 4.0% 5,800 6.0% 28,800 8.00% 97,700 12.0% 488,500 30.0% 488501+ All FTSE 100 Kingfisher 4.0% 57,000 6.0% 287,000 8.00% 1,434,000 12.0% 5,736,000 30.0% 5736001+ All FTSE 100 Land Securities 4.0% 16,000 6.0% 78,000 8.00% 392,000 12.0% 1,567,000 30.0% 1567001+ All FTSE 100 Legal And General 4.0% 72,000 6.0% 361,000 8.00% 1,803,000 12.0% 7,212,000 30.0% 7212001+ All FTSE 100 Lloyds Banking Group 4.0% 370,000 6.0% 1,850,000 8.00% 9,250,000 12.0% 37,010,000 30.0% 37010001+ All FTSE 100 Stock Exchange Group 4.0% 7,900 6.0% 39,300 8.00% 117,900 12.0% 589,600 30.0% 589601+ All FTSE 100 Marks and Spencer 4.0% 67,000 6.0% 333,000 8.00% 1,070,000 12.0% 5,349,000 30.0% 5349001+ All FTSE 100 Meggitt 4.0% 37,000 6.0% 183,000 8.00% 384,000 12.0% 1,918,000 30.0% 1918001+ All FTSE 100 Merlin Entertainment 4.0% 23,000 6.0% 116,000 8.00% 233,000 12.0% 1,165,000 30.0% 1165001+ All FTSE 100 Mondi Plc 4.0% 15,000 6.0% 74,000 8.00% 243,000 12.0% 1,216,000 30.0% 1216001+ All FTSE 100 National Grid 4.0% 44,000 6.0% 220,000 8.00% 1,099,000 12.0% 4,397,000 30.0% 4397001+ All FTSE 100 Next 4.0% 2,800 6.0% 14,000 8.00% 70,100 12.0% 280,200 30.0% 280201+ All FTSE 100 Old Mutual (LSE) 4.0% 84,000 6.0% 421,000 8.00% 1,976,000 12.0% 8,421,000 30.0% 8421001+ All FTSE 100 Pearson 4.0% 14,000 6.0% 71,000 8.00% 357,000 12.0% 1,429,000 30.0% 1429001+ All FTSE 100 Persimmon 4.0% 8,500 6.0% 57,000 8.00% 230,200 12.0% 1,139,900 30.0% 1139901+ All FTSE 100 Prudential 4.0% 12,000 6.0% 61,000 8.00% 305,000 12.0% 1,220,000 30.0% 1220001+ All FTSE 100 Randgold Resources (UK) 4.0% 3,000 6.0% 20,100 8.00% 100,400 12.0% 401,500 30.0% 401501+ All FTSE 100 RBS Group (LSE) 4.0% 75,000 6.0% 498,000 8.00% 1,972,000 12.0% 9,861,000 30.0% 9861001+ All FTSE 100 Reckitt Benckiser Group 4.0% 3,300 6.0% 16,700 8.00% 83,300 12.0% 333,300 30.0% 333301+ All FTSE 100 Relx PLC 4.0% 18,000 6.0% 89,000 8.00% 445,000 12.0% 1,781,000 30.0% 1781001+ All FTSE 100 (LSE) 4.0% 7,000 6.0% 34,900 8.00% 174,500 12.0% 698,100 30.0% 698101+ All FTSE 100 Rolls Royce 4.0% 38,000 6.0% 190,000 8.00% 948,000 12.0% 3,793,000 30.0% 3793001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 1 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor All FTSE 100 'a' 4.0% 9,700 6.0% 48,300 8.00% 241,500 12.0% 966,200 30.0% 966201+ All FTSE 100 Royal Dutch Shell 'b' 4.0% 9,500 6.0% 47,600 8.00% 238,100 12.0% 952,500 30.0% 952501+ All FTSE 100 Royal Mail 4.0% 46,000 6.0% 228,000 8.00% 545,000 12.0% 2,723,000 30.0% 2723001+ All FTSE 100 RSA Insurance Group 4.0% 47,000 6.0% 237,000 8.00% 672,000 12.0% 3,358,000 30.0% 3358001+ All FTSE 100 Sabmiller 4.0% 5,600 6.0% 28,000 8.00% 140,000 12.0% 560,000 30.0% 560001+ All FTSE 100 Sage Group 4.0% 42,000 6.0% 208,000 8.00% 552,000 12.0% 2,758,000 30.0% 2758001+ All FTSE 100 Sainsbury 4.0% 57,000 6.0% 380,000 8.00% 1,902,000 12.0% 7,609,000 30.0% 7609001+ All FTSE 100 Schroders 4.0% 6,100 6.0% 30,400 8.00% 68,500 12.0% 342,500 30.0% 342501+ All FTSE 100 Severn Trent 4.0% 9,300 6.0% 46,500 8.00% 133,800 12.0% 668,900 30.0% 668901+ All FTSE 100 Shire plc 4.0% 3,500 6.0% 17,700 8.00% 88,700 12.0% 354,600 30.0% 354601+ All FTSE 100 Sky PLC 4.0% 18,000 6.0% 92,000 8.00% 460,000 12.0% 1,838,000 30.0% 1838001+ All FTSE 100 Smith and Nephew 4.0% 34,000 6.0% 168,000 8.00% 509,000 12.0% 2,547,000 30.0% 2547001+ All FTSE 100 Smiths Group 4.0% 17,000 6.0% 87,000 8.00% 237,000 12.0% 1,187,000 30.0% 1187001+ All FTSE 100 Standard Chartered (LSE) 4.0% 19,000 6.0% 95,000 8.00% 477,000 12.0% 1,906,000 30.0% 1906001+ All FTSE 100 Standard Life 4.0% 43,000 6.0% 215,000 8.00% 773,000 12.0% 3,866,000 30.0% 3866001+ All FTSE 100 4.0% 91,000 6.0% 607,000 8.00% 2,708,000 12.0% 12,140,000 30.0% 12140001+ All FTSE 100 Tesco 4.0% 90,000 6.0% 449,000 8.00% 2,247,000 12.0% 8,987,000 30.0% 8987001+ All FTSE 100 4.0% 9,600 6.0% 48,200 8.00% 123,800 12.0% 619,200 30.0% 619201+ All FTSE 100 Tui AG (UK) 4.0% 16,000 6.0% 82,000 8.00% 238,000 12.0% 1,192,000 30.0% 1192001+ All FTSE 100 Unilever PLC (LSE) 4.0% 6,700 6.0% 33,500 8.00% 167,400 12.0% 669,600 30.0% 669601+ All FTSE 100 4.0% 40,000 6.0% 201,000 8.00% 402,000 12.0% 2,009,000 30.0% 2009001+ All FTSE 100 Vodafone Group (LSE) 4.0% 130,000 6.0% 640,000 8.00% 3,180,000 12.0% 12,700,000 30.0% 12700001+ All FTSE 100 4.0% 8,300 6.0% 55,300 8.00% 196,800 12.0% 984,100 30.0% 984101+ All FTSE 100 Whitbread 4.0% 3,800 6.0% 18,800 8.00% 89,200 12.0% 375,900 30.0% 375901+ All FTSE 100 WM Morrison Supermarkets 4.0% 160,000 6.0% 1,040,000 8.00% 2,420,000 12.0% 12,100,000 30.0% 12100001+ All FTSE 100 Wolseley 4.0% 5,000 6.0% 24,900 8.00% 124,300 12.0% 497,100 30.0% 497101+ All FTSE 100 WPP 4.0% 13,000 6.0% 63,000 8.00% 314,000 12.0% 1,254,000 30.0% 1254001+ Australia Abacus Property Group 10.0% 31,000 20.0% 61,000 30.00% 123,000 40.0% 613,000 50.0% 613001+ Australia ABM Resources NL 80.0% 88,000 100.0% ------Australia Acrux Ltd 50.0% 170,000 75.0% 340,000 90.00% 690,000 100.0% 690000+ - - Australia Adcorp Australia 100.0% ------Australia Adelaide Brighton 7.5% 70,000 10.0% 139,000 20.00% 278,000 30.0% 1,391,000 50.0% 1391001+ Australia Aditya Birla Minerals 80.0% 39,000 100.0% ------Australia AGL Energy 5.0% 33,000 7.5% 164,000 10.00% 327,000 20.0% 1,636,000 50.0% 1636001+ Australia Air New Zealand (AUD) 7.5% 1,200 10.0% 2,300 20.00% 4,700 30.0% 23,400 50.0% 23401+ Australia AJ Lucas Group 80.0% 28,000 100.0% ------Australia Alacer Gold Corp 20.0% 36,000 30.0% 90,000 40.00% 180,000 50.0% 396,000 75.0% 396001+ Australia Alchemia 90.0% 230,000 100.0% ------Australia Alcyone Resources Ltd 100.0% ------Australia Alkane Resources Ltd 50.0% 71,000 75.0% 142,000 90.00% 283,000 100.0% 283000+ - - Australia ALS Limited 7.5% 88,000 10.0% 175,000 20.00% 350,000 30.0% 1,750,000 50.0% 1750001+ Australia Alumina Ltd 7.5% 610,000 10.0% 1,230,000 20.00% 2,460,000 30.0% 12,280,000 50.0% 12280001+ Australia Amcor 5.0% 68,000 7.5% 342,000 10.00% 684,000 20.0% 2,726,000 50.0% 2726001+ Australia AMP (AUD) 5.0% 150,000 7.5% 730,000 10.00% 1,450,000 20.0% 6,000,000 50.0% 6000001+ Australia AMP Capital China Growth 35.0% 160,000 45.0% 320,000 55.00% 640,000 65.0% 810,000 75.0% 810001+ Australia Ansell 5.0% 8,700 7.5% 43,300 10.00% 86,600 20.0% 433,200 50.0% 433201+ Australia Antares Energy 90.0% 160,000 100.0% ------Australia Anteo Diagnostics 80.0% 430,000 100.0% ------Australia APA Group 5.0% 37,000 7.5% 184,000 10.00% 368,000 20.0% 1,838,000 50.0% 1838001+ Australia Apex Minerals NL (Delisted 01.09.14) 100.0% ------Australia APN News & Media (AUD) 20.0% 120,000 30.0% 300,000 40.00% 600,000 50.0% 1,310,000 75.0% 1310001+ Australia Aquarius Platinum (AUD) 35.0% 43,000 45.0% 87,000 55.00% 174,000 65.0% 217,000 75.0% 217001+ Australia Ardent Leisure Group 20.0% 170,000 30.0% 440,000 40.00% 870,000 50.0% 1,910,000 75.0% 1910001+ Australia Argo Investments Ltd 5.0% 3,000 7.5% 15,100 10.00% 30,100 20.0% 150,700 50.0% 150701+ Australia Aristocrat Leisure 5.0% 35,000 7.5% 174,000 10.00% 349,000 20.0% 1,743,000 50.0% 1743001+ Australia Arrium Ltd 35.0% 1,900,000 45.0% 9,700,000 55.00% 21,100,000 65.0% 26,400,000 75.0% 26400001+ Australia Asciano Group 5.0% 62,000 7.5% 311,000 10.00% 622,000 20.0% 3,112,000 50.0% 3112001+ Australia Aspen Group 50.0% 11,000 75.0% 22,000 90.00% 43,000 100.0% 43000+ - - Australia Astro Japan Property Trust 35.0% 14,000 45.0% 28,000 55.00% 56,000 65.0% 69,000 75.0% 69001+ Australia Atlas Iron 50.0% 1,900,000 75.0% 4,400,000 90.00% 8,900,000 100.0% 8900000+ - - Australia Auckland International Airport (AUD) 5.0% 900 7.5% 4,700 10.00% 9,400 20.0% 47,000 50.0% 47001+ Australia Audio Pixels Holdings Ltd 35.0% 2,000 45.0% 3,900 55.00% 7,900 65.0% 9,800 75.0% 9801+ Australia Aurizon Holdings Ltd 5.0% 130,000 7.5% 640,000 10.00% 1,280,000 20.0% 6,410,000 50.0% 6410001+ Australia Ausdrill 50.0% 220,000 75.0% 450,000 90.00% 890,000 100.0% 890000+ - - Australia Ausenco 80.0% 40,000 100.0% ------Australia AusNet Services 5.0% 87,000 7.5% 434,000 10.00% 869,000 20.0% 4,345,000 50.0% 4345001+ Australia Austal 20.0% 35,000 30.0% 89,000 40.00% 177,000 50.0% 390,000 75.0% 390001+ Australia Austin Engineering 80.0% 27,000 100.0% ------Australia Australia and NZ Banking Group Ltd (AUD) 5.0% 100,000 7.5% 270,000 10.00% 550,000 20.0% 1,090,000 50.0% 1090001+ Australia Australian Agricultural Co 20.0% 63,000 30.0% 157,000 40.00% 314,000 50.0% 690,000 75.0% 690001+ Australia Australian Foundation Invest 5.0% 5,500 7.5% 27,400 10.00% 54,900 20.0% 274,500 50.0% 274501+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 2 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Australia Australian Pharmaceutical Indus 20.0% 60,000 30.0% 150,000 40.00% 301,000 50.0% 662,000 75.0% 662001+ Australia Australian Securities Exchange 5.0% 9,800 7.5% 49,000 10.00% 98,000 20.0% 489,900 50.0% 489901+ Australia Australian United Investment 20.0% 1,100 30.0% 2,600 40.00% 5,300 50.0% 11,600 75.0% 11601+ Australia Automotive Holdings Group 10.0% 34,000 20.0% 69,000 30.00% 138,000 40.0% 690,000 50.0% 690001+ Australia Aveo Group 10.0% 33,000 20.0% 66,000 30.00% 133,000 40.0% 665,000 50.0% 665001+ Australia Avexa 90.0% 170,000 100.0% ------Australia Avjennings 35.0% 15,000 45.0% 31,000 55.00% 62,000 65.0% 77,000 75.0% 77001+ Australia AWE Ltd 20.0% 250,000 30.0% 620,000 40.00% 1,250,000 50.0% 2,740,000 75.0% 2740001+ Australia Bank of Queensland 5.0% 27,000 7.5% 136,000 10.00% 273,000 20.0% 1,364,000 50.0% 1364001+ Australia Bathurst Resources NZ Ltd 90.0% 210,000 100.0% ------Australia BC Iron 80.0% 1,200,000 100.0% ------Australia Beach Energy 10.0% 370,000 20.0% 730,000 30.00% 1,460,000 40.0% 7,310,000 50.0% 7310001+ Australia Beadell Resources Ltd 50.0% 1,500,000 75.0% 3,000,000 90.00% 6,000,000 100.0% 6000000+ - - Australia Bendigo and Adelaide Bank 5.0% 22,000 7.5% 109,000 10.00% 218,000 20.0% 1,092,000 50.0% 1092001+ Australia Benitec Biopharma Ltd 80.0% 87,000 100.0% ------Australia BHP Billiton (AUD) 5.0% 120,000 7.5% 300,000 10.00% 610,000 20.0% 1,220,000 50.0% 1220001+ Australia Billabong International 20.0% 86,000 30.0% 215,000 40.00% 430,000 50.0% 947,000 75.0% 947001+ Australia Bionomics 35.0% 37,000 45.0% 74,000 55.00% 148,000 65.0% 185,000 75.0% 185001+ Australia Blackmores Ltd 15.0% 700 20.0% 1,800 30.00% 3,600 45.0% 8,900 75.0% 8901+ Australia Bluescope Steel 7.5% 110,000 10.0% 210,000 20.00% 420,000 30.0% 2,120,000 50.0% 2120001+ Australia Boart Longyear 50.0% 140,000 75.0% 280,000 90.00% 560,000 100.0% 560000+ - - Australia Boom Logistics 80.0% 310,000 100.0% ------Australia Boral Ltd 5.0% 55,000 7.5% 276,000 10.00% 551,000 20.0% 2,756,000 50.0% 2756001+ Australia Bradken 35.0% 200,000 45.0% 400,000 55.00% 810,000 65.0% 1,010,000 75.0% 1010001+ Australia Brambles Ltd 5.0% 72,000 7.5% 359,000 10.00% 718,000 20.0% 3,568,000 50.0% 3568001+ Australia Breville Group Ltd 20.0% 26,000 30.0% 64,000 40.00% 128,000 50.0% 281,000 75.0% 281001+ Australia Brickworks 7.5% 2,100 10.0% 4,200 20.00% 8,300 30.0% 41,600 50.0% 41601+ Australia Brickworks Investment Co Ltd 20.0% 18,000 30.0% 45,000 40.00% 90,000 50.0% 199,000 75.0% 199001+ Australia Brookside Energy Ltd 90.0% 350,000 100.0% ------Australia Bunnings Warehouse Property Trust 10.0% 64,000 20.0% 128,000 30.00% 255,000 40.0% 1,277,000 50.0% 1277001+ Australia Buru Energy Ltd 50.0% 110,000 75.0% 230,000 90.00% 450,000 100.0% 450000+ - - Australia Cabcharge Australia 20.0% 37,000 30.0% 92,000 40.00% 185,000 50.0% 406,000 75.0% 406001+ Australia Caltex Australia 5.0% 13,000 7.5% 65,000 10.00% 130,000 20.0% 648,000 50.0% 648001+ Australia Cape Lambert Resources Ltd 90.0% 310,000 100.0% ------Australia Carbon Energy Limited 90.0% 530,000 100.0% ------Australia Cardno 35.0% 150,000 45.0% 290,000 55.00% 590,000 65.0% 730,000 75.0% 730001+ Australia Carnegie Wave Energy Ltd 100.0% ------Australia Carsales.Com.AU Ltd 7.5% 37,000 10.0% 74,000 20.00% 147,000 30.0% 736,000 50.0% 736001+ Australia Cash Converters International 35.0% 77,000 45.0% 155,000 55.00% 310,000 65.0% 387,000 75.0% 387001+ Australia Cedar Woods Properties Ltd 35.0% 8,700 45.0% 17,300 55.00% 34,600 65.0% 43,300 75.0% 43301+ Australia Ceramic Fuel Cells Ltd (ASX) 90.0% 1,100,000 100.0% ------Australia Challenger Financial Services 5.0% 52,000 7.5% 261,000 10.00% 522,000 20.0% 2,608,000 50.0% 2608001+ Australia Charter Hall Group 10.0% 32,000 20.0% 65,000 30.00% 129,000 40.0% 646,000 50.0% 646001+ Australia Charter Hall Retail 10.0% 46,000 20.0% 92,000 30.00% 183,000 40.0% 917,000 50.0% 917001+ Australia CIMIC Group Ltd 5.0% 7,800 7.5% 39,000 10.00% 78,000 20.0% 390,000 50.0% 390001+ Australia Citigold Corp 90.0% 320,000 100.0% ------Australia Clean Seas Tuna 80.0% 740,000 100.0% ------Australia Coal of Africa Ltd (AUD) 90.0% 12,000 100.0% ------Australia Coalspur Mines 90.0% 200,000 100.0% ------Australia Coca-Cola Amatil 5.0% 36,000 7.5% 178,000 10.00% 357,000 20.0% 1,784,000 50.0% 1784001+ Australia Cochlear 5.0% 4,700 7.5% 23,700 10.00% 47,300 20.0% 236,700 50.0% 236701+ Australia Cockatoo Coal Ltd 30.0% 290,000 40.0% 580,000 50.00% 1,450,000 60.0% 2,420,000 75.0% 2420001+ Australia Collection House 35.0% 51,000 45.0% 102,000 55.00% 204,000 65.0% 256,000 75.0% 256001+ Australia Commonwealth Bank of Australia 5.0% 43,000 7.5% 106,000 10.00% 213,000 20.0% 426,000 50.0% 426001+ Australia Computershare 5.0% 28,000 7.5% 139,000 10.00% 279,000 20.0% 1,394,000 50.0% 1394001+ Australia Cooper Energy 80.0% 130,000 100.0% ------Australia Corporate Travel Management Ltd 10.0% 9,400 20.0% 18,800 30.00% 37,500 40.0% 187,600 50.0% 187601+ Australia Credit Corp Group 20.0% 6,800 30.0% 16,900 40.00% 33,900 50.0% 74,500 75.0% 74501+ Australia Crown Resorts 5.0% 33,000 7.5% 164,000 10.00% 328,000 20.0% 1,638,000 50.0% 1638001+ Australia CSL Ltd 5.0% 20,000 7.5% 98,000 10.00% 197,000 20.0% 419,000 50.0% 419001+ Australia CSR Ltd (AUD) 7.5% 93,000 10.0% 185,000 20.00% 371,000 30.0% 1,855,000 50.0% 1855001+ Australia Cudeco 35.0% 62,000 45.0% 124,000 55.00% 249,000 65.0% 311,000 75.0% 311001+ Australia Cue Energy Resources 80.0% 120,000 100.0% ------Australia Data#3 50.0% 26,000 75.0% 53,000 90.00% 106,000 100.0% 106000+ - - Australia Decmil Group Ltd 50.0% 110,000 75.0% 230,000 90.00% 450,000 100.0% 450000+ - - Australia Dexus Property Group 5.0% 64,000 7.5% 318,000 10.00% 637,000 20.0% 3,183,000 50.0% 3183001+ Australia Discovery Metals Ltd 90.0% 1,100,000 100.0% ------Australia Diversified United Investment Ltd 20.0% 3,800 30.0% 9,500 40.00% 19,000 50.0% 41,800 75.0% 41801+ Australia Domino's Pizza Enterprises Ltd 7.5% 9,500 10.0% 19,000 20.00% 37,900 30.0% 189,700 50.0% 189701+ Australia Downer EDI 10.0% 83,000 20.0% 166,000 30.00% 332,000 40.0% 1,659,000 50.0% 1659001+ Australia Drillsearch Energy 35.0% 480,000 45.0% 950,000 55.00% 1,910,000 65.0% 2,380,000 75.0% 2380001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 3 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Australia DUET Group 7.5% 210,000 10.0% 410,000 20.00% 830,000 30.0% 4,140,000 50.0% 4140001+ Australia Dulux Group LTD 7.5% 57,000 10.0% 115,000 20.00% 229,000 30.0% 1,145,000 50.0% 1145001+ Australia DWS Advanced Business Solutions 50.0% 18,000 75.0% 37,000 90.00% 73,000 100.0% 73000+ - - Australia Echo Entertainment Group Ltd 7.5% 160,000 10.0% 330,000 20.00% 650,000 30.0% 3,270,000 50.0% 3270001+ Australia Elders Ltd 35.0% 400,000 45.0% 800,000 55.00% 1,600,000 65.0% 1,990,000 75.0% 1990001+ Australia Elemental Minerals Ltd 80.0% 120,000 100.0% ------Australia Emeco Holdings Ltd 80.0% 310,000 100.0% ------Australia Energy Developments 10.0% 1,200 20.0% 2,300 30.00% 4,600 40.0% 23,100 50.0% 23101+ Australia Energy Resources of Australia 20.0% 20,000 30.0% 51,000 40.00% 101,000 50.0% 223,000 75.0% 223001+ Australia Energy World Corp 20.0% 35,000 30.0% 86,000 40.00% 173,000 50.0% 380,000 75.0% 380001+ Australia Equatorial Coal Ltd 90.0% 51,000 100.0% ------Australia ETFS Australia Physical Gold 35.0% 1,400 45.0% 2,800 55.00% 5,600 65.0% 7,000 75.0% 7001+ Australia Euroz Limited 50.0% 9,300 75.0% 18,600 90.00% 37,300 100.0% 37300+ - - Australia Evolution Mining Ltd 15.0% 210,000 20.0% 560,000 30.00% 1,130,000 45.0% 2,820,000 75.0% 2820001+ Australia Fairfax Media Ltd 7.5% 350,000 10.0% 710,000 20.00% 1,410,000 30.0% 7,060,000 50.0% 7060001+ Australia Fantastic Holdings 35.0% 2,700 45.0% 5,300 55.00% 10,600 65.0% 13,300 75.0% 13301+ Australia FAR Ltd 35.0% 1,900,000 45.0% 6,700,000 55.00% 13,300,000 65.0% 16,600,000 75.0% 16600001+ Australia Fleetwood Corporation 80.0% 46,000 100.0% ------Australia Fletcher Building Limited 5.0% 14,000 7.5% 69,000 10.00% 138,000 20.0% 692,000 50.0% 692001+ Australia FlexiGroup 10.0% 38,000 20.0% 77,000 30.00% 154,000 40.0% 768,000 50.0% 768001+ Australia Flight Centre Travel Group Ltd 5.0% 9,600 7.5% 48,100 10.00% 96,300 20.0% 481,400 50.0% 481401+ Australia Flinders Mines 90.0% 860,000 100.0% ------Australia Fortescue Metals Group 7.5% 1,200,000 10.0% 2,300,000 20.00% 4,700,000 30.0% 20,300,000 50.0% 20300001+ Australia Funtastic 90.0% 130,000 100.0% ------Australia Future Generation Investiment Fund 35.0% 51,000 45.0% 102,000 55.00% 203,000 65.0% 254,000 75.0% 254001+ Australia G8 Education 10.0% 110,000 20.0% 210,000 30.00% 430,000 40.0% 2,130,000 50.0% 2130001+ Australia Galaxy Resources 90.0% 410,000 100.0% ------Australia Gateway Mining 90.0% 35,000 100.0% ------Australia Gindalbie Metals 90.0% 520,000 100.0% ------Australia Golden Cross Resources 90.0% 55,000 100.0% ------Australia Goodman Group 5.0% 81,000 7.5% 404,000 10.00% 808,000 20.0% 4,039,000 50.0% 4039001+ Australia GPT Group 5.0% 100,000 7.5% 520,000 10.00% 1,030,000 20.0% 5,170,000 50.0% 5170001+ Australia Graincorp 7.5% 24,000 10.0% 47,000 20.00% 94,000 30.0% 472,000 50.0% 472001+ Australia Grange Resources 50.0% 250,000 75.0% 490,000 90.00% 980,000 100.0% 980000+ - - Australia Greencross Ltd 10.0% 22,000 20.0% 43,000 30.00% 87,000 40.0% 433,000 50.0% 433001+ Australia Greenland Minerals And Energy 90.0% 260,000 100.0% ------Australia Gryphon Minerals Ltd 90.0% 460,000 100.0% ------Australia GUD Holdings 20.0% 20,000 30.0% 49,000 40.00% 99,000 50.0% 218,000 75.0% 218001+ Australia Guildford Coal 90.0% 220,000 100.0% ------Australia Gunns (Delisted 30.08.13) 100.0% ------Australia GWA Group 20.0% 54,000 30.0% 134,000 40.00% 269,000 50.0% 591,000 75.0% 591001+ Australia Harvey Norman Holdings 5.0% 46,000 7.5% 232,000 10.00% 464,000 20.0% 2,319,000 50.0% 2319001+ Australia Henderson Group (AUD) 5.0% 70,000 7.5% 352,000 10.00% 704,000 20.0% 3,518,000 50.0% 3518001+ Australia HFA Holdings 35.0% 21,000 45.0% 41,000 55.00% 82,000 65.0% 103,000 75.0% 103001+ Australia Hills Ltd 35.0% 73,000 45.0% 146,000 55.00% 293,000 65.0% 366,000 75.0% 366001+ Australia Horizon Oil Limited 50.0% 550,000 75.0% 1,110,000 90.00% 2,210,000 100.0% 2210000+ - - Australia Icon Energy Limited 80.0% 110,000 100.0% ------Australia iiNet 10.0% 30,000 20.0% 59,000 30.00% 118,000 40.0% 590,000 50.0% 590001+ Australia Iluka Resources 7.5% 99,000 10.0% 197,000 20.00% 394,000 30.0% 1,972,000 50.0% 1972001+ Australia Imdex 80.0% 160,000 100.0% ------Australia IMF Bentham Ltd 35.0% 50,000 45.0% 100,000 55.00% 199,000 65.0% 249,000 75.0% 249001+ Australia Incitec Pivot Ltd 5.0% 87,000 7.5% 435,000 10.00% 871,000 20.0% 4,355,000 50.0% 4355001+ Australia Independence Group NL 10.0% 54,000 20.0% 108,000 30.00% 217,000 40.0% 1,084,000 50.0% 1084001+ Australia Infigen Energy 35.0% 170,000 45.0% 340,000 55.00% 680,000 65.0% 850,000 75.0% 850001+ Australia Infomedia 35.0% 230,000 45.0% 450,000 55.00% 910,000 65.0% 1,140,000 75.0% 1140001+ Australia Insurance Australia Group 5.0% 140,000 7.5% 700,000 10.00% 1,400,000 20.0% 6,610,000 50.0% 6610001+ Australia Integrated Research 35.0% 17,000 45.0% 34,000 55.00% 67,000 65.0% 84,000 75.0% 84001+ Australia Intrepid Mines Limited 90.0% 370,000 100.0% ------Australia Investa Office Fund 7.5% 81,000 10.0% 162,000 20.00% 323,000 30.0% 1,616,000 50.0% 1616001+ Australia InvoCare 10.0% 10,000 20.0% 21,000 30.00% 42,000 40.0% 209,000 50.0% 209001+ Australia IOOF Holdings Ltd 7.5% 47,000 10.0% 94,000 20.00% 188,000 30.0% 938,000 50.0% 938001+ Australia Iress Market Technology Ltd 10.0% 14,000 20.0% 28,000 30.00% 56,000 40.0% 281,000 50.0% 281001+ Australia James Hardie Industries PLC 5.0% 29,000 7.5% 144,000 10.00% 289,000 20.0% 1,444,000 50.0% 1444001+ Australia JB Hi-Fi 10.0% 32,000 20.0% 65,000 30.00% 130,000 40.0% 648,000 50.0% 648001+ Australia Jupiter Energy 90.0% 20,000 100.0% ------Australia Kagara Ltd (Delisted 11.08.14) 100.0% ------Australia Kangaroo Resources Ltd 90.0% 98,000 100.0% ------Australia Karoon Gas Australia 20.0% 110,000 30.0% 280,000 40.00% 570,000 50.0% 1,240,000 75.0% 1240001+ Australia Kathmandu 35.0% 140,000 45.0% 280,000 55.00% 560,000 65.0% 710,000 75.0% 710001+ Australia Kingsgate Consolidated 50.0% 240,000 75.0% 470,000 90.00% 940,000 100.0% 940000+ - - Australia Kingsrose Mining Ltd 80.0% 68,000 100.0% ------* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 4 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Australia Lend Lease Group 5.0% 36,000 7.5% 182,000 10.00% 364,000 20.0% 1,820,000 50.0% 1820001+ Australia Liquefied Natural Gas 30.0% 130,000 40.0% 250,000 50.00% 640,000 60.0% 1,060,000 75.0% 1060001+ Australia Lynas Corporation 50.0% 1,900,000 75.0% 5,900,000 90.00% 11,800,000 100.0% 11800000+ - - Australia M2 Group Ltd 10.0% 31,000 20.0% 62,000 30.00% 124,000 40.0% 618,000 50.0% 618001+ Australia MacMahon Holdings 80.0% 750,000 100.0% ------Australia Macquarie Atlas Roads Ltd 10.0% 61,000 20.0% 121,000 30.00% 243,000 40.0% 1,213,000 50.0% 1213001+ Australia Macquarie Group Ltd 5.0% 20,000 7.5% 100,000 10.00% 201,000 20.0% 477,000 50.0% 477001+ Australia Macquarie Harbour Mining Ltd 90.0% 40,000 100.0% ------Australia Macquarie Telecom 50.0% 800 75.0% 1,600 90.00% 3,300 100.0% 3300+ - - Australia Magellan Financial Group 7.5% 20,000 10.0% 41,000 20.00% 82,000 30.0% 409,000 50.0% 409001+ Australia Magellan Flagship Fund Ltd 20.0% 29,000 30.0% 72,000 40.00% 144,000 50.0% 317,000 75.0% 317001+ Australia Matrix Composites & Eng Ltd 80.0% 19,000 100.0% ------Australia MaxiTrans Industries 50.0% 31,000 75.0% 62,000 90.00% 124,000 100.0% 124000+ - - Australia McMillan Shakespeare 20.0% 26,000 30.0% 65,000 40.00% 131,000 50.0% 287,000 75.0% 287001+ Australia McPherson's 50.0% 13,000 75.0% 27,000 90.00% 54,000 100.0% 54000+ - - Australia Medibank Private 5.0% 180,000 7.5% 920,000 10.00% 1,850,000 20.0% 9,230,000 50.0% 9230001+ Australia Medusa Mining (AUD) 50.0% 430,000 75.0% 860,000 90.00% 1,710,000 100.0% 1710000+ - - Australia Melbourne IT 50.0% 11,000 75.0% 23,000 90.00% 46,000 100.0% 46000+ - - Australia Mesoblast 10.0% 18,000 20.0% 37,000 30.00% 74,000 40.0% 368,000 50.0% 368001+ Australia Metcash 10.0% 280,000 20.0% 570,000 30.00% 1,140,000 40.0% 5,690,000 50.0% 5690001+ Australia Mincor Resources NL 50.0% 65,000 75.0% 130,000 90.00% 259,000 100.0% 259000+ - - Australia Minemakers Ltd 90.0% 68,000 100.0% ------Australia Mineral deposits 80.0% 25,000 100.0% ------Australia Mineral Resources 10.0% 48,000 20.0% 96,000 30.00% 192,000 40.0% 959,000 50.0% 959001+ Australia Mirabela Nickel 50.0% 700,000 75.0% 1,400,000 90.00% 2,800,000 100.0% 2800000+ - - Australia Mirvac Group 5.0% 260,000 7.5% 1,310,000 10.00% 2,630,000 20.0% 13,140,000 50.0% 13140001+ Australia MMA Offshore 35.0% 570,000 45.0% 1,140,000 55.00% 2,290,000 65.0% 2,860,000 75.0% 2860001+ Australia Mobile Embrace Ltd 80.0% 490,000 100.0% ------Australia Monadelphous Group 20.0% 53,000 30.0% 133,000 40.00% 266,000 50.0% 585,000 75.0% 585001+ Australia Mount Gibson Iron 35.0% 1,500,000 45.0% 3,000,000 55.00% 6,000,000 65.0% 7,500,000 75.0% 7500001+ Australia Myer Holdings 20.0% 400,000 30.0% 990,000 40.00% 1,980,000 50.0% 4,350,000 75.0% 4350001+ Australia Nanosonics 35.0% 76,000 45.0% 153,000 55.00% 306,000 65.0% 382,000 75.0% 382001+ Australia National Australia Bank 5.0% 100,000 7.5% 260,000 10.00% 510,000 20.0% 1,020,000 50.0% 1020001+ Australia Navitas Ltd 10.0% 36,000 20.0% 72,000 30.00% 144,000 40.0% 720,000 50.0% 720001+ Australia Neuren Pharmaceuticals Ltd 50.0% 540,000 75.0% 1,070,000 90.00% 2,150,000 100.0% 2150000+ - - Australia New Guinea Energy 90.0% 150,000 100.0% ------Australia New Hope Corp 7.5% 6,800 10.0% 13,600 20.00% 27,100 30.0% 135,600 50.0% 135601+ Australia New Zealand Oil & Gas (AUD) 50.0% 3,000 75.0% 6,000 90.00% 12,000 100.0% 12000+ - - Australia Newcrest Mining 7.5% 190,000 10.0% 370,000 20.00% 740,000 30.0% 2,660,000 50.0% 2660001+ Australia NIB Holdings Limited 10.0% 17,000 20.0% 34,000 30.00% 68,000 40.0% 340,000 50.0% 340001+ Australia Nine Entertainment Company Holdings Ltd 10.0% 95,000 20.0% 190,000 30.00% 380,000 40.0% 1,898,000 50.0% 1898001+ Australia Northern Iron 90.0% 30,000 100.0% ------Australia Northern Star Resources 10.0% 260,000 20.0% 530,000 30.00% 1,060,000 40.0% 5,290,000 50.0% 5290001+ Australia Novogen 100.0% ------Australia NRW Holdings 80.0% 630,000 100.0% ------Australia Nufarm 10.0% 34,000 20.0% 68,000 30.00% 137,000 40.0% 683,000 50.0% 683001+ Australia OceanaGold Corp 20.0% 48,000 30.0% 120,000 40.00% 240,000 50.0% 529,000 75.0% 529001+ Australia Oil Search Ltd 5.0% 110,000 7.5% 540,000 10.00% 1,080,000 20.0% 4,860,000 50.0% 4860001+ Australia OM Holdings Ltd 35.0% 24,000 45.0% 49,000 55.00% 97,000 65.0% 121,000 75.0% 121001+ Australia Orica 5.0% 25,000 7.5% 125,000 10.00% 250,000 20.0% 1,249,000 50.0% 1249001+ Australia Origin Energy 5.0% 57,000 7.5% 286,000 10.00% 572,000 20.0% 2,860,000 50.0% 2860001+ Australia Orocobre Ltd 35.0% 34,000 45.0% 69,000 55.00% 137,000 65.0% 172,000 75.0% 172001+ Australia Orora Ltd 7.5% 160,000 10.0% 330,000 20.00% 650,000 30.0% 3,250,000 50.0% 3250001+ Australia Orotongroup Ltd 50.0% 6,100 75.0% 12,300 90.00% 24,600 100.0% 24600+ - - Australia Otto Energy Ltd 50.0% 260,000 75.0% 520,000 90.00% 1,040,000 100.0% 1040000+ - - Australia Oz Minerals 10.0% 84,000 20.0% 168,000 30.00% 337,000 40.0% 1,685,000 50.0% 1685001+ Australia Pacific Brands 35.0% 370,000 45.0% 750,000 55.00% 1,490,000 65.0% 1,860,000 75.0% 1860001+ Australia Pacific Energy 50.0% 4,000 75.0% 7,900 90.00% 15,800 100.0% 15800+ - - Australia Paladin Energy Ltd 20.0% 580,000 30.0% 1,460,000 40.00% 2,910,000 50.0% 6,410,000 75.0% 6410001+ Australia Pancontinental Oil and Gas 90.0% 700,000 100.0% ------Australia Panorama Synergy Ltd 80.0% 500,000 100.0% ------Australia Panoramic Resources 50.0% 260,000 75.0% 510,000 90.00% 1,030,000 100.0% 1030000+ - - Australia PaperlinX 90.0% 220,000 100.0% ------Australia Patties Foods Ltd 50.0% 11,000 75.0% 21,000 90.00% 42,000 100.0% 42000+ - - Australia Peet Ltd 20.0% 24,000 30.0% 59,000 40.00% 118,000 50.0% 259,000 75.0% 259001+ Australia Perpetual 7.5% 7,200 10.0% 14,400 20.00% 28,700 30.0% 143,600 50.0% 143601+ Australia Perseus Mining Limited 50.0% 640,000 75.0% 1,290,000 90.00% 2,580,000 100.0% 2580000+ - - Australia Pharmaxis 90.0% 82,000 100.0% ------Australia Phosphagenics Ltd 90.0% 210,000 100.0% ------Australia Platinum Asset Management 5.0% 17,000 7.5% 87,000 10.00% 173,000 20.0% 867,000 50.0% 867001+ Australia Platinum Australia 100.0% ------* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 5 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Australia Platinum Capital Ltd 35.0% 49,000 45.0% 98,000 55.00% 196,000 65.0% 245,000 75.0% 245001+ Australia PMP 50.0% 22,000 75.0% 44,000 90.00% 88,000 100.0% 88000+ - - Australia Poseidon Nickel 80.0% 920,000 100.0% ------Australia Premier Investments Ltd 10.0% 11,000 20.0% 22,000 30.00% 45,000 40.0% 224,000 50.0% 224001+ Australia Prima Biomed Ltd 90.0% 690,000 100.0% ------Australia Primary Health Care 7.5% 110,000 10.0% 220,000 20.00% 430,000 30.0% 2,150,000 50.0% 2150001+ Australia Prime Media Group Ltd 35.0% 91,000 45.0% 181,000 55.00% 363,000 65.0% 453,000 75.0% 453001+ Australia Progen Pharmaceuticals Ltd 100.0% ------Australia Programmed Maintenance Services 35.0% 30,000 45.0% 60,000 55.00% 120,000 65.0% 150,000 75.0% 150001+ Australia Qantas Airways 7.5% 520,000 10.0% 1,050,000 20.00% 2,090,000 30.0% 10,470,000 50.0% 10470001+ Australia QBE Insurance Group 5.0% 80,000 7.5% 402,000 10.00% 803,000 20.0% 2,855,000 50.0% 2855001+ Australia Ramelius Resources 90.0% 420,000 100.0% ------Australia Ramsay Health Care 5.0% 7,500 7.5% 37,600 10.00% 75,300 20.0% 376,500 50.0% 376501+ Australia RCR Tomlinson 35.0% 36,000 45.0% 71,000 55.00% 142,000 65.0% 178,000 75.0% 178001+ Australia REA Group Ltd 7.5% 10,000 10.0% 20,000 20.00% 41,000 30.0% 203,000 50.0% 203001+ Australia Reckson NY Prop Tst 80.0% 70,000 100.0% ------Australia Red Hill Iron 90.0% 5,000 100.0% ------Australia Redflex Hldgs 80.0% 9,000 100.0% ------Australia Regional Express Hldgs 50.0% 5,400 75.0% 10,900 90.00% 21,800 100.0% 21800+ - - Australia Regis Resources 20.0% 300,000 30.0% 760,000 40.00% 1,520,000 50.0% 3,330,000 75.0% 3330001+ Australia Reject Shop 35.0% 28,000 45.0% 56,000 55.00% 113,000 65.0% 141,000 75.0% 141001+ Australia ResMed (AUS) 5.0% 77,000 7.5% 383,000 10.00% 767,000 20.0% 3,834,000 50.0% 3834001+ Australia Resolute Mining 50.0% 810,000 75.0% 1,620,000 90.00% 3,250,000 100.0% 3250000+ - - Australia Retail Food Group Limited 10.0% 17,000 20.0% 33,000 30.00% 67,000 40.0% 333,000 50.0% 333001+ Australia Ridley Corporation 35.0% 40,000 45.0% 79,000 55.00% 158,000 65.0% 198,000 75.0% 198001+ Australia Rio Tinto (AUD) 5.0% 37,000 7.5% 176,000 10.00% 352,000 20.0% 703,000 50.0% 703001+ Australia Rubicon Japan Trust (Delisted 23.12.09) 100.0% ------Australia SAI Global 20.0% 65,000 30.0% 163,000 40.00% 326,000 50.0% 718,000 75.0% 718001+ Australia Salmat 50.0% 4,100 75.0% 8,200 90.00% 16,300 100.0% 16300+ - - Australia Sandfire resources 20.0% 64,000 30.0% 160,000 40.00% 320,000 50.0% 705,000 75.0% 705001+ Australia Santos 5.0% 110,000 7.5% 570,000 10.00% 1,150,000 20.0% 5,020,000 50.0% 5020001+ Australia Scentre Group 5.0% 230,000 7.5% 1,170,000 10.00% 2,330,000 20.0% 10,360,000 50.0% 10360001+ Australia Sedgman Ltd 50.0% 19,000 75.0% 38,000 90.00% 76,000 100.0% 76000+ - - Australia SEEK 5.0% 19,000 7.5% 94,000 10.00% 187,000 20.0% 936,000 50.0% 936001+ Australia Select Harvest 20.0% 12,000 30.0% 30,000 40.00% 61,000 50.0% 133,000 75.0% 133001+ Australia Senetas Corporation 80.0% 370,000 100.0% ------Australia Senex Energy Ltd 35.0% 880,000 45.0% 1,750,000 55.00% 3,510,000 65.0% 4,390,000 75.0% 4390001+ Australia Servcorp 20.0% 2,600 30.0% 6,500 40.00% 13,100 50.0% 28,800 75.0% 28801+ Australia Service Stream 80.0% 69,000 100.0% ------Australia Seven Group Holdings 7.5% 26,000 10.0% 52,000 20.00% 105,000 30.0% 524,000 50.0% 524001+ Australia Seven West Media Ltd 10.0% 160,000 20.0% 320,000 30.00% 640,000 40.0% 3,180,000 50.0% 3180001+ Australia Shopping Centres Aus Prop Grp 10.0% 77,000 20.0% 155,000 30.00% 309,000 40.0% 1,546,000 50.0% 1546001+ Australia Sigma Pharmaceuticals 20.0% 200,000 30.0% 490,000 40.00% 980,000 50.0% 2,150,000 75.0% 2150001+ Australia Silex Systems 80.0% 95,000 100.0% ------Australia Silver Lake Resources 80.0% 1,400,000 100.0% ------Australia Sims Metal Management Ltd 7.5% 37,000 10.0% 73,000 20.00% 146,000 30.0% 731,000 50.0% 731001+ Australia Sirius Resources NL 20.0% 120,000 30.0% 310,000 40.00% 620,000 50.0% 1,360,000 75.0% 1360001+ Australia Skilled Group 35.0% 260,000 45.0% 530,000 55.00% 1,060,000 65.0% 1,320,000 75.0% 1320001+ Australia SkyCity Entertainment Group Ltd 7.5% 22,000 10.0% 44,000 20.00% 87,000 30.0% 436,000 50.0% 436001+ Australia Slater&Gordon Ltd 10.0% 33,000 20.0% 65,000 30.00% 131,000 40.0% 654,000 50.0% 654001+ Australia SMS Management & Technology 35.0% 22,000 45.0% 44,000 55.00% 89,000 65.0% 111,000 75.0% 111001+ Australia Sonic Healthcare 5.0% 22,000 7.5% 108,000 10.00% 215,000 20.0% 1,075,000 50.0% 1075001+ Australia South32 Ltd (AUD) 10.0% 1,049,400 20.0% 4,197,700 30.00% 8,395,400 40.0% 16,790,700 50.0% 16790701+ Australia Southern Cross Media Group 20.0% 150,000 30.0% 380,000 40.00% 750,000 50.0% 1,660,000 75.0% 1660001+ Australia Spark Infrastructure Group 7.5% 170,000 10.0% 330,000 20.00% 670,000 30.0% 3,330,000 50.0% 3330001+ Australia Spark New Zealand (AUD) 5.0% 23,000 7.5% 114,000 10.00% 228,000 20.0% 1,140,000 50.0% 1140001+ Australia SPDR S&P-ASX 200 7.5% 5,300 10.0% 10,700 20.00% 21,400 30.0% 106,900 50.0% 106901+ Australia Specialty Fashion Group 50.0% 7,200 75.0% 14,400 90.00% 28,800 100.0% 28800+ - - Australia Sphere Minerals Ltd 20.0% 100 30.0% 100 40.00% 300 50.0% 600 75.0% 601+ Australia St Barbara 80.0% 950,000 100.0% ------Australia Steadfast Group Ltd 10.0% 53,000 20.0% 106,000 30.00% 211,000 40.0% 1,056,000 50.0% 1056001+ Australia Stockland 5.0% 150,000 7.5% 750,000 10.00% 1,510,000 20.0% 7,550,000 50.0% 7550001+ Australia STW Communications Group 35.0% 260,000 45.0% 520,000 55.00% 1,050,000 65.0% 1,310,000 75.0% 1310001+ Australia Style Ltd 90.0% 81,000 100.0% ------Australia Summit Resources 80.0% 1,500 100.0% ------Australia Suncorp Group Ltd 5.0% 67,000 7.5% 333,000 10.00% 667,000 20.0% 2,833,000 50.0% 2833001+ Australia Sundance Energy 35.0% 510,000 45.0% 1,030,000 55.00% 2,060,000 65.0% 2,570,000 75.0% 2570001+ Australia Sundance Resources 80.0% 1,900,000 100.0% ------Australia Sunland Group 35.0% 14,000 45.0% 28,000 55.00% 57,000 65.0% 71,000 75.0% 71001+ Australia Super Cheap Auto Group 10.0% 38,000 20.0% 76,000 30.00% 153,000 40.0% 764,000 50.0% 764001+ Australia Swick Mining Services 90.0% 31,000 100.0% ------* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 6 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Australia Sydney Airport 5.0% 87,000 7.5% 435,000 10.00% 870,000 20.0% 4,348,000 50.0% 4348001+ Australia Syrah Resources 20.0% 39,000 30.0% 98,000 40.00% 196,000 50.0% 432,000 75.0% 432001+ Australia Tabcorp Holdings 7.5% 140,000 10.0% 270,000 20.00% 550,000 30.0% 2,730,000 50.0% 2730001+ Australia TAP Oil 80.0% 150,000 100.0% ------Australia Tassal Group Ltd 20.0% 39,000 30.0% 98,000 40.00% 197,000 50.0% 433,000 75.0% 433001+ Australia Tatts Group Ltd 5.0% 72,000 7.5% 361,000 10.00% 723,000 20.0% 3,615,000 50.0% 3615001+ Australia Technology One 10.0% 24,000 20.0% 47,000 30.00% 95,000 40.0% 475,000 50.0% 475001+ Australia Telstra Corp (AUD) 5.0% 480,000 7.5% 1,550,000 10.00% 3,100,000 20.0% 6,210,000 50.0% 6210001+ Australia Ten Network Holdings 20.0% 430,000 30.0% 1,070,000 40.00% 2,140,000 50.0% 4,720,000 75.0% 4720001+ Australia Tiger Resources 80.0% 1,600,000 100.0% ------Australia Toro Energy 50.0% 160,000 75.0% 310,000 90.00% 620,000 100.0% 620000+ - - Australia Tower Ltd (AUD) 35.0% 1,600 45.0% 3,200 55.00% 6,300 65.0% 7,900 75.0% 7901+ Australia Tox Free Solutions 35.0% 58,000 45.0% 117,000 55.00% 233,000 65.0% 292,000 75.0% 292001+ Australia TPG Telecom Ltd 5.0% 25,000 7.5% 126,000 10.00% 252,000 20.0% 1,261,000 50.0% 1261001+ Australia Trade Me Group Ltd 10.0% 30,000 20.0% 61,000 30.00% 121,000 40.0% 607,000 50.0% 607001+ Australia Transfield Services 20.0% 250,000 30.0% 630,000 40.00% 1,250,000 50.0% 2,760,000 75.0% 2760001+ Australia Transpacific Industries Group 10.0% 270,000 20.0% 530,000 30.00% 1,060,000 40.0% 5,310,000 50.0% 5310001+ Australia Transurban Group 5.0% 85,000 7.5% 423,000 10.00% 847,000 20.0% 3,946,000 50.0% 3946001+ Australia Treasury Group 35.0% 8,800 45.0% 17,500 55.00% 35,000 65.0% 43,800 75.0% 43801+ Australia Treasury Wine Estates Ltd 7.5% 72,000 10.0% 144,000 20.00% 289,000 30.0% 1,443,000 50.0% 1443001+ Australia Troy Resources NL 80.0% 520,000 100.0% ------Australia UGL Ltd 35.0% 270,000 45.0% 550,000 55.00% 1,090,000 65.0% 1,360,000 75.0% 1360001+ Australia Unilife Corp 20.0% 41,000 30.0% 102,000 40.00% 204,000 50.0% 448,000 75.0% 448001+ Australia UXC 35.0% 83,000 45.0% 166,000 55.00% 332,000 65.0% 416,000 75.0% 416001+ Australia VDM Group 90.0% 780,000 100.0% ------Australia Venture Minerals Ltd 90.0% 70,000 100.0% ------Australia Village Roadshow Ltd 20.0% 21,000 30.0% 52,000 40.00% 104,000 50.0% 228,000 75.0% 228001+ Australia Virgin Australia Holdings 10.0% 40,000 20.0% 79,000 30.00% 159,000 40.0% 794,000 50.0% 794001+ Australia Vision Eye Institute Ltd 50.0% 35,000 75.0% 71,000 90.00% 142,000 100.0% 142000+ - - Australia Washington H Soul Pattinson 7.5% 1,500 10.0% 3,000 20.00% 5,900 30.0% 29,700 50.0% 29701+ Australia Watpac 50.0% 25,000 75.0% 51,000 90.00% 102,000 100.0% 102000+ - - Australia WDS Ltd 90.0% 120,000 100.0% ------Australia Webjet 35.0% 29,000 45.0% 58,000 55.00% 116,000 65.0% 146,000 75.0% 146001+ Australia Wesfarmers 5.0% 41,000 7.5% 203,000 10.00% 405,000 20.0% 914,000 50.0% 914001+ Australia Western Areas NL 20.0% 140,000 30.0% 340,000 40.00% 690,000 50.0% 1,510,000 75.0% 1510001+ Australia Western Desert Resources 80.0% 410,000 100.0% ------Australia Westfield Corp 5.0% 110,000 7.5% 570,000 10.00% 1,130,000 20.0% 4,020,000 50.0% 4020001+ Australia Westpac Banking Corp (AUS) 5.0% 99,000 7.5% 254,000 10.00% 507,000 20.0% 1,015,000 50.0% 1015001+ Australia Whitefield 35.0% 4,100 45.0% 8,200 55.00% 16,500 65.0% 20,600 75.0% 20601+ Australia Whitehaven Coal Ltd 10.0% 120,000 20.0% 250,000 30.00% 500,000 40.0% 2,490,000 50.0% 2490001+ Australia Wildhorse Energy 90.0% 110,000 100.0% ------Australia Woodside Petroleum 5.0% 52,000 7.5% 262,000 10.00% 524,000 20.0% 1,125,000 50.0% 1125001+ Australia Woolworths (AUD) 5.0% 69,000 7.5% 343,000 10.00% 687,000 20.0% 1,373,000 50.0% 1373001+ Australia Worleyparsons 7.5% 68,000 10.0% 135,000 20.00% 270,000 30.0% 1,352,000 50.0% 1352001+ Australia Xero Limited 10.0% 1,300 20.0% 2,600 30.00% 5,200 40.0% 25,900 50.0% 25901+ Australia Yancoal Australia 90.0% 11,000 100.0% ------Australia Ziptel Ltd 80.0% 240,000 100.0% ------Austria Buwog AG 15.0% 12,000 20.0% 33,000 30.00% 66,000 45.0% 165,000 75.0% 165001+ Austria Palfinger AG 10.0% 300 20.0% 700 30.00% 1,300 40.0% 6,500 50.0% 6501+ Austria Raiffeisen Bank International AG 100.0% ------Austria Semperit AG Holding 10.0% 200 20.0% 300 30.00% 700 40.0% 3,300 50.0% 3301+ Austria Wienerberger AG 100.0% ------Belgium Ageas 5.0% 6,600 7.5% 32,800 10.00% 65,600 20.0% 327,900 50.0% 327901+ Belgium AGFa-Gevaert N.v 20.0% 7,900 30.0% 19,700 40.00% 39,400 50.0% 86,700 75.0% 86701+ Belgium Anheuser Busch InBev 5.0% 24,000 7.5% 62,000 10.00% 123,000 20.0% 246,000 50.0% 246001+ Belgium Bekaert 7.5% 3,200 10.0% 6,500 20.00% 12,900 30.0% 64,600 50.0% 64601+ Belgium Cofinimmo SA 10.0% 2,600 20.0% 5,200 30.00% 10,300 40.0% 51,500 50.0% 51501+ Belgium Colruyt 5.0% 2,600 7.5% 13,000 10.00% 26,100 20.0% 130,500 50.0% 130501+ Belgium Delhaize Freres Ps 5.0% 6,100 7.5% 30,400 10.00% 60,800 20.0% 304,100 50.0% 304101+ Belgium Dexia SA 50.0% 180,000 75.0% 370,000 90.00% 730,000 100.0% 730000+ - - Belgium Fagron NV 10.0% 3,500 20.0% 6,900 30.00% 13,900 40.0% 69,400 50.0% 69401+ Belgium Grpe Bruxelles Lambert 5.0% 1,300 7.5% 6,500 10.00% 13,000 20.0% 64,900 50.0% 64901+ Belgium KBC Groep NV 7.5% 36,000 10.0% 79,000 20.00% 159,000 30.0% 484,000 50.0% 484001+ Belgium Mobistar SA 10.0% 3,200 20.0% 6,300 30.00% 12,700 40.0% 63,300 50.0% 63301+ Belgium Proximus SA 5.0% 11,000 7.5% 57,000 10.00% 113,000 20.0% 567,000 50.0% 567001+ Belgium Sipef NV 20.0% 0 30.0% 0 40.00% 0 50.0% 100 75.0% 101+ Belgium Solvay 5.0% 2,900 7.5% 14,700 10.00% 29,400 20.0% 147,000 50.0% 147001+ Belgium Telenet Group Holding NV 5.0% 1,600 7.5% 8,000 10.00% 15,900 20.0% 79,600 50.0% 79601+ Belgium UCB SA 5.0% 4,500 7.5% 22,600 10.00% 45,200 20.0% 226,000 50.0% 226001+ Belgium Umicore 5.0% 6,600 7.5% 32,800 10.00% 65,600 20.0% 328,000 50.0% 328001+ Canada Africa Oil 20.0% 22,000 30.0% 56,000 40.00% 112,000 50.0% 247,000 75.0% 247001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 7 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Canada Amaya Inc 15.0% 34,000 20.0% 89,000 30.00% 179,000 45.0% 447,000 75.0% 447001+ Canada Bank Of Montreal 5.0% 27,000 7.5% 115,000 10.00% 231,000 20.0% 462,000 50.0% 462001+ Canada Bankers Petrolium 20.0% 170,000 30.0% 430,000 40.00% 870,000 50.0% 1,910,000 75.0% 1910001+ Canada BCE Inc 5.0% 30,000 7.5% 151,000 10.00% 303,000 20.0% 676,000 50.0% 676001+ Canada Bonavista Energy Corp 10.0% 37,000 20.0% 74,000 30.00% 149,000 40.0% 743,000 50.0% 743001+ Canada Cameco 5.0% 19,000 7.5% 95,000 10.00% 191,000 20.0% 954,000 50.0% 954001+ Canada Canadian Imperial Bank Of Commerce 5.0% 22,000 7.5% 96,000 10.00% 192,000 20.0% 383,000 50.0% 383001+ Canada Canadian Oil Sands Ltd 10.0% 150,000 20.0% 300,000 30.00% 600,000 40.0% 2,920,000 50.0% 2920001+ Canada Copper Mountain Mining 50.0% 85,000 75.0% 170,000 90.00% 339,000 100.0% 339000+ - - Canada Crescent Point Energy Corp 5.0% 44,000 7.5% 219,000 10.00% 439,000 20.0% 1,156,000 50.0% 1156001+ Canada Detour Gold Corp 15.0% 120,000 20.0% 330,000 30.00% 650,000 45.0% 1,630,000 75.0% 1630001+ Canada Eastern Platinum Ltd 50.0% 31,000 75.0% 63,000 90.00% 126,000 100.0% 126000+ - - Canada Eldorado Gold Corp (CAD) 10.0% 130,000 20.0% 250,000 30.00% 500,000 40.0% 2,500,000 50.0% 2500001+ Canada Fairfax Financial Holdings Limited 5.0% 600 7.5% 3,000 10.00% 6,000 20.0% 30,200 50.0% 30201+ Canada First Quantum Minerals (CAD) 7.5% 110,000 10.0% 210,000 20.00% 420,000 30.0% 2,110,000 50.0% 2110001+ Canada Franco Nevada Corp 7.5% 25,000 10.0% 51,000 20.00% 101,000 30.0% 506,000 50.0% 506001+ Canada Horizon North Logistics Inc 35.0% 98,000 45.0% 195,000 55.00% 391,000 65.0% 488,000 75.0% 488001+ Canada Lundin Mining 7.5% 100,000 10.0% 210,000 20.00% 420,000 30.0% 2,100,000 50.0% 2100001+ Canada National Bank of Canada 5.0% 21,000 7.5% 107,000 10.00% 214,000 20.0% 757,000 50.0% 757001+ Canada Paramount Resources Ltd 7.5% 18,000 10.0% 35,000 20.00% 70,000 30.0% 350,000 50.0% 350001+ Canada Pembina Pipeline Inc Fund 5.0% 21,000 7.5% 105,000 10.00% 210,000 20.0% 870,000 50.0% 870001+ Canada Royal Bank Of Canada 5.0% 46,000 7.5% 115,000 10.00% 230,000 20.0% 460,000 50.0% 460001+ Canada Royal Gold Inc (CAD) 7.5% 400 10.0% 700 20.00% 1,400 30.0% 7,200 50.0% 7201+ Canada Sears Canada Inc 10.0% 600 20.0% 1,200 30.00% 2,400 40.0% 12,000 50.0% 12001+ Canada Suncor Energy Inc (CAD) 5.0% 74,000 7.5% 229,000 10.00% 459,000 20.0% 917,000 50.0% 917001+ Canada Thompson Creek Metals (CAD) 35.0% 79,000 45.0% 157,000 55.00% 314,000 65.0% 393,000 75.0% 393001+ Canada Uranium Participation 20.0% 17,000 30.0% 43,000 40.00% 85,000 50.0% 188,000 75.0% 188001+ Denmark AP Moeller Maersk AS 5.0% 400 7.5% 2,000 10.00% 4,000 20.0% 15,000 50.0% 15001+ Denmark Carlsberg AS 5.0% 5,700 7.5% 28,600 10.00% 57,200 20.0% 285,900 50.0% 285901+ Denmark Coloplast A/S 5.0% 3,800 7.5% 18,800 10.00% 37,700 20.0% 188,400 50.0% 188401+ Denmark Danske Bank AS 5.0% 24,000 7.5% 122,000 10.00% 244,000 20.0% 1,063,000 50.0% 1063001+ Denmark DS Norden 10.0% 5,100 20.0% 10,200 30.00% 20,400 40.0% 101,800 50.0% 101801+ Denmark FLSMIDTH & CO 7.5% 12,000 10.0% 23,000 20.00% 47,000 30.0% 233,000 50.0% 233001+ Denmark GN Store Nord AS 5.0% 9,100 7.5% 45,700 10.00% 91,400 20.0% 456,900 50.0% 456901+ Denmark Novo Nordisk AS 5.0% 38,000 7.5% 134,000 10.00% 267,000 20.0% 534,000 50.0% 534001+ Denmark TDC A/S 5.0% 38,000 7.5% 188,000 10.00% 377,000 20.0% 1,884,000 50.0% 1884001+ Denmark Vestas Wind Systems AS 10.0% 42,000 20.0% 154,000 30.00% 307,000 40.0% 667,000 50.0% 667001+ Denmark William Demant 5.0% 1,500 7.5% 7,400 10.00% 14,800 20.0% 73,900 50.0% 73901+ Finland Cargotec 7.5% 7,200 10.0% 14,400 20.00% 28,800 30.0% 143,800 50.0% 143801+ Finland Elisa Corp 5.0% 5,300 7.5% 26,400 10.00% 52,900 20.0% 264,300 50.0% 264301+ Finland Fortum 5.0% 23,000 7.5% 117,000 10.00% 234,000 20.0% 1,172,000 50.0% 1172001+ Finland Kci Konecranes 7.5% 5,900 10.0% 11,800 20.00% 23,500 30.0% 117,600 50.0% 117601+ Finland Kemira OYJ 7.5% 7,900 10.0% 15,900 20.00% 31,700 30.0% 158,500 50.0% 158501+ Finland Kesko Oyj-B 5.0% 2,900 7.5% 14,700 10.00% 29,400 20.0% 147,200 50.0% 147201+ Finland Kone Corporation 5.0% 13,000 7.5% 67,000 10.00% 134,000 20.0% 670,000 50.0% 670001+ Finland Metso 5.0% 6,900 7.5% 34,500 10.00% 68,900 20.0% 344,500 50.0% 344501+ Finland Neste Oyj 5.0% 13,000 7.5% 67,000 10.00% 134,000 20.0% 672,000 50.0% 672001+ Finland Nokia 7.5% 280,000 10.0% 930,000 20.00% 1,870,000 30.0% 3,730,000 50.0% 3730001+ Finland Nokian Renkaat 5.0% 14,000 7.5% 70,000 10.00% 141,000 20.0% 703,000 50.0% 703001+ Finland Outokumpu Oyj 10.0% 140,000 20.0% 280,000 30.00% 570,000 40.0% 2,830,000 50.0% 2830001+ Finland Outotec OYJ 10.0% 32,000 20.0% 63,000 30.00% 126,000 40.0% 631,000 50.0% 631001+ Finland Sampo Plc 5.0% 11,000 7.5% 54,000 10.00% 109,000 20.0% 544,000 50.0% 544001+ Finland Stora Enso a 5.0% 44,000 7.5% 220,000 10.00% 440,000 20.0% 2,202,000 50.0% 2202001+ Finland Talvivaara Mining 80.0% 1,400,000 100.0% ------Finland Teliasonera 5.0% 120,000 7.5% 600,000 10.00% 1,200,000 20.0% 5,190,000 50.0% 5190001+ Finland Upm-Kymenne Oy 5.0% 28,000 7.5% 142,000 10.00% 285,000 20.0% 1,423,000 50.0% 1423001+ Finland Valmet Corp 7.5% 9,500 10.0% 19,100 20.00% 38,100 30.0% 190,600 50.0% 190601+ Finland Wartsila Oyj Abp 5.0% 6,400 7.5% 31,900 10.00% 63,900 20.0% 319,300 50.0% 319301+ Finland Yit-Yhtyma Oy 20.0% 37,000 30.0% 93,000 40.00% 185,000 50.0% 408,000 75.0% 408001+ France AB Science SA 20.0% 3,400 30.0% 8,400 40.00% 16,800 50.0% 37,000 75.0% 37001+ France Accor 5.0% 14,000 7.5% 72,000 10.00% 143,000 20.0% 553,000 50.0% 553001+ France Air France-KLM 7.5% 140,000 10.0% 280,000 20.00% 550,000 30.0% 2,770,000 50.0% 2770001+ France Air Liquide 5.0% 12,000 7.5% 57,000 10.00% 114,000 20.0% 228,000 50.0% 228001+ France Airbus Group SE 5.0% 40,000 7.5% 107,000 10.00% 213,000 20.0% 427,000 50.0% 427001+ France Alcatel Lucent (EUR) 7.5% 540,000 10.0% 1,560,000 20.00% 3,120,000 30.0% 7,190,000 50.0% 7190001+ France Alstom 5.0% 18,000 7.5% 88,000 10.00% 176,000 20.0% 879,000 50.0% 879001+ France Areva CI 7.5% 2,100 10.0% 4,100 20.00% 8,200 30.0% 41,200 50.0% 41201+ France Arkema 5.0% 4,400 7.5% 22,000 10.00% 43,900 20.0% 219,600 50.0% 219601+ France Atos SE 5.0% 4,400 7.5% 22,200 10.00% 44,400 20.0% 222,200 50.0% 222201+ France AXA 5.0% 120,000 7.5% 300,000 10.00% 600,000 20.0% 1,190,000 50.0% 1190001+ France BNP Paribas 5.0% 48,000 7.5% 121,000 10.00% 242,000 20.0% 483,000 50.0% 483001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 8 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor France Bollore 5.0% 1,200 7.5% 6,000 10.00% 11,900 20.0% 59,600 50.0% 59601+ France Bouygues 5.0% 17,000 7.5% 86,000 10.00% 172,000 20.0% 736,000 50.0% 736001+ France Cap Gemini 5.0% 10,000 7.5% 49,900 10.00% 99,800 20.0% 350,400 50.0% 350401+ France Carrefour 5.0% 41,000 7.5% 205,000 10.00% 410,000 20.0% 886,000 50.0% 886001+ France Casino Guichard Perrachon 5.0% 3,700 7.5% 18,600 10.00% 37,300 20.0% 186,400 50.0% 186401+ France CFAO 7.5% 0 10.0% 100 20.00% 200 30.0% 800 50.0% 801+ France CGG SA 10.0% 87,000 20.0% 173,000 30.00% 347,000 40.0% 1,735,000 50.0% 1735001+ France Christian Dior 5.0% 1,200 7.5% 6,000 10.00% 12,000 20.0% 60,000 50.0% 60001+ France CNP Assurances SA 5.0% 4,100 7.5% 20,300 10.00% 40,500 20.0% 202,600 50.0% 202601+ France Compagnie des Alpes 20.0% 500 30.0% 1,300 40.00% 2,500 50.0% 5,600 75.0% 5601+ France Credit Agricole 7.5% 150,000 10.0% 510,000 20.00% 1,030,000 30.0% 2,050,000 50.0% 2050001+ France Danone 5.0% 25,000 7.5% 105,000 10.00% 210,000 20.0% 421,000 50.0% 421001+ France Dassault Systemes 5.0% 3,800 7.5% 18,800 10.00% 37,500 20.0% 187,600 50.0% 187601+ France Edenred SA 5.0% 6,500 7.5% 32,400 10.00% 64,800 20.0% 324,000 50.0% 324001+ France EDF (Electricite de France SA) 5.0% 23,000 7.5% 114,000 10.00% 228,000 20.0% 1,142,000 50.0% 1142001+ France Eiffage SA 7.5% 5,300 10.0% 10,500 20.00% 21,100 30.0% 105,300 50.0% 105301+ France Engie 5.0% 85,000 7.5% 368,000 10.00% 736,000 20.0% 1,471,000 50.0% 1471001+ France Essilor International SA 5.0% 9,500 7.5% 47,600 10.00% 95,200 20.0% 247,000 50.0% 247001+ France Faurecia 7.5% 13,000 10.0% 26,000 20.00% 52,000 30.0% 261,000 50.0% 261001+ France Fonciere des Region 5.0% 1,100 7.5% 5,300 10.00% 10,700 20.0% 53,300 50.0% 53301+ France Gecina SA 5.0% 700 7.5% 3,700 10.00% 7,400 20.0% 36,900 50.0% 36901+ France Gemalto 7.5% 18,000 10.0% 35,000 20.00% 71,000 30.0% 337,000 50.0% 337001+ France Groupe Eurotunnel SA 5.0% 6,000 7.5% 30,000 10.00% 60,000 20.0% 300,200 50.0% 300201+ France Hermes International 5.0% 600 7.5% 3,100 10.00% 6,200 20.0% 31,100 50.0% 31101+ France Iliad SA 10.0% 5,100 20.0% 10,100 30.00% 20,200 40.0% 101,100 50.0% 101101+ France Ingenico Group 5.0% 2,300 7.5% 11,400 10.00% 22,700 20.0% 113,600 50.0% 113601+ France Innate Pharma 20.0% 25,000 30.0% 62,000 40.00% 124,000 50.0% 274,000 75.0% 274001+ France Ipsos SA 10.0% 3,400 20.0% 6,900 30.00% 13,700 40.0% 68,600 50.0% 68601+ France JC Decaux 5.0% 2,000 7.5% 10,000 10.00% 19,900 20.0% 99,600 50.0% 99601+ France Kering 5.0% 3,200 7.5% 16,200 10.00% 32,300 20.0% 161,500 50.0% 161501+ France Klepierre SA 5.0% 4,700 7.5% 23,400 10.00% 46,800 20.0% 234,000 50.0% 234001+ France Lafarge 5.0% 10,000 7.5% 50,000 10.00% 100,000 20.0% 430,000 50.0% 430001+ France Lagardere 5.0% 5,500 7.5% 27,300 10.00% 54,500 20.0% 272,700 50.0% 272701+ France Legrand SA 5.0% 9,700 7.5% 48,700 10.00% 97,300 20.0% 486,600 50.0% 486601+ France L'Oreal 5.0% 11,000 7.5% 40,000 10.00% 79,000 20.0% 158,000 50.0% 158001+ France LVMH Moet Hennessy Louis Vuitton 5.0% 13,000 7.5% 44,000 10.00% 87,000 20.0% 174,000 50.0% 174001+ France Lyxor ETF Leverage CAC 40 10.0% 79,000 20.0% 158,000 30.00% 317,000 40.0% 1,585,000 50.0% 1585001+ France Maurel Et Prom 10.0% 10,000 20.0% 21,000 30.00% 41,000 40.0% 205,000 50.0% 205001+ France Mercialys 7.5% 4,400 10.0% 8,700 20.00% 17,400 30.0% 87,200 50.0% 87201+ France Michelin 5.0% 11,000 7.5% 55,000 10.00% 110,000 20.0% 293,000 50.0% 293001+ France Natixis 5.0% 60,000 7.5% 302,000 10.00% 603,000 20.0% 3,017,000 50.0% 3017001+ France Neopost SA 7.5% 3,400 10.0% 6,800 20.00% 13,500 30.0% 67,700 50.0% 67701+ France Nexans SA 10.0% 5,900 20.0% 11,900 30.00% 23,700 40.0% 118,600 50.0% 118601+ France Orange S.A. 5.0% 120,000 7.5% 450,000 10.00% 900,000 20.0% 1,810,000 50.0% 1810001+ France Orpea 5.0% 1,400 7.5% 6,800 10.00% 13,600 20.0% 68,200 50.0% 68201+ France Pernod Ricard 5.0% 8,400 7.5% 41,800 10.00% 83,600 20.0% 246,900 50.0% 246901+ France Peugeot Citroen 7.5% 120,000 10.0% 330,000 20.00% 660,000 30.0% 1,620,000 50.0% 1620001+ France Publicis Groupe 5.0% 10,000 7.5% 52,000 10.00% 103,000 20.0% 358,000 50.0% 358001+ France Remy Cointreau 5.0% 1,400 7.5% 6,900 10.00% 13,700 20.0% 68,600 50.0% 68601+ France Renault 7.5% 22,000 10.0% 74,000 20.00% 149,000 30.0% 297,000 50.0% 297001+ France Rexel SA 5.0% 13,000 7.5% 63,000 10.00% 126,000 20.0% 631,000 50.0% 631001+ France Safran SA 5.0% 13,000 7.5% 63,000 10.00% 126,000 20.0% 400,000 50.0% 400001+ France Saint-Gobain 5.0% 31,000 7.5% 155,000 10.00% 309,000 20.0% 679,000 50.0% 679001+ France Sanofi Aventis 5.0% 29,000 7.5% 73,000 10.00% 145,000 20.0% 291,000 50.0% 291001+ France Schneider Electric SA 5.0% 26,000 7.5% 99,000 10.00% 198,000 20.0% 396,000 50.0% 396001+ France SES SA 10.0% 34,000 20.0% 68,000 30.00% 136,000 40.0% 679,000 50.0% 679001+ France Societe Generale 7.5% 46,000 10.0% 153,000 20.00% 306,000 30.0% 613,000 50.0% 613001+ France Sodexo 5.0% 3,100 7.5% 15,700 10.00% 31,500 20.0% 157,500 50.0% 157501+ France STMicroelectronics (FRA) 5.0% 34,000 7.5% 171,000 10.00% 343,000 20.0% 1,714,000 50.0% 1714001+ France Technip Coflexip 5.0% 11,000 7.5% 54,000 10.00% 107,000 20.0% 439,000 50.0% 439001+ France Teleperformance SA 5.0% 1,100 7.5% 5,700 10.00% 11,400 20.0% 56,900 50.0% 56901+ France Total 5.0% 58,000 7.5% 145,000 10.00% 290,000 20.0% 580,000 50.0% 580001+ France Total Gabon 10.0% 0 20.0% 0 30.00% 0 40.0% 200 50.0% 201+ France Ubisoft Entertainment 7.5% 12,000 10.0% 24,000 20.00% 48,000 30.0% 242,000 50.0% 242001+ France Unibail Rodamco 5.0% 4,700 7.5% 23,400 10.00% 46,900 20.0% 109,600 50.0% 109601+ France Valeo 5.0% 5,400 7.5% 27,000 10.00% 53,900 20.0% 190,700 50.0% 190701+ France Vallourec 7.5% 37,000 10.0% 73,000 20.00% 147,000 30.0% 734,000 50.0% 734001+ France Veolia Environnement (EUR) 5.0% 32,000 7.5% 158,000 10.00% 315,000 20.0% 1,470,000 50.0% 1470001+ France Vinci 5.0% 34,000 7.5% 124,000 10.00% 247,000 20.0% 494,000 50.0% 494001+ France Vivendi 5.0% 71,000 7.5% 306,000 10.00% 613,000 20.0% 1,225,000 50.0% 1225001+ France Zodiac Aerospace 10.0% 24,000 20.0% 47,000 30.00% 94,000 40.0% 472,000 50.0% 472001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 9 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Germany Aareal Bank AG 7.5% 8,100 10.0% 16,200 20.00% 32,400 30.0% 162,100 50.0% 162101+ Germany Adidas AG 5.0% 21,000 7.5% 94,000 10.00% 188,000 20.0% 376,000 50.0% 376001+ Germany Air Berlin 35.0% 19,000 45.0% 39,000 55.00% 78,000 65.0% 97,000 75.0% 97001+ Germany Allianz SE 5.0% 17,000 7.5% 43,000 10.00% 87,000 20.0% 173,000 50.0% 173001+ Germany Alstria Office REIT AG 10.0% 1,800 20.0% 3,700 30.00% 7,300 40.0% 36,600 50.0% 36601+ Germany Balda 35.0% 15,000 45.0% 31,000 55.00% 62,000 65.0% 77,000 75.0% 77001+ Germany BASF SE 5.0% 31,000 7.5% 77,000 10.00% 153,000 20.0% 307,000 50.0% 307001+ Germany Bayer 5.0% 21,000 7.5% 51,000 10.00% 103,000 20.0% 205,000 50.0% 205001+ Germany BB Biotech AG-Reg 7.5% 1,000 10.0% 1,900 20.00% 3,900 30.0% 19,300 50.0% 19301+ Germany Beiersdorf 5.0% 7,200 7.5% 36,100 10.00% 72,200 20.0% 349,500 50.0% 349501+ Germany Biotest AG 10.0% 0 20.0% 0 30.00% 0 40.0% 200 50.0% 201+ Germany BMW 5.0% 23,000 7.5% 64,000 10.00% 128,000 20.0% 255,000 50.0% 255001+ Germany Commerzbank 7.5% 170,000 10.0% 550,000 20.00% 1,110,000 30.0% 2,210,000 50.0% 2210001+ Germany Continental AG 5.0% 7,600 7.5% 31,300 10.00% 62,600 20.0% 125,300 50.0% 125301+ Germany Daimler AG 5.0% 32,000 7.5% 80,000 10.00% 160,000 20.0% 320,000 50.0% 320001+ Germany Delticom AG 35.0% 4,300 45.0% 8,600 55.00% 17,200 65.0% 21,400 75.0% 21401+ Germany Deutsche Annington Immobilien SE 5.0% 8,400 7.5% 41,900 10.00% 83,900 20.0% 419,300 50.0% 419301+ Germany Deutsche Bank AG (EUR) 5.0% 89,000 7.5% 223,000 10.00% 445,000 20.0% 891,000 50.0% 891001+ Germany Deutsche Boerse 5.0% 11,000 7.5% 53,000 10.00% 106,000 20.0% 366,000 50.0% 366001+ Germany Deutsche Post 5.0% 61,000 7.5% 233,000 10.00% 466,000 20.0% 932,000 50.0% 932001+ Germany Deutsche Telekom 5.0% 170,000 7.5% 410,000 10.00% 830,000 20.0% 1,660,000 50.0% 1660001+ Germany Deutsche Wohnen AG 5.0% 10,000 7.5% 50,000 10.00% 100,000 20.0% 501,000 50.0% 501001+ Germany Deutz AG 20.0% 56,000 30.0% 140,000 40.00% 280,000 50.0% 617,000 75.0% 617001+ Germany Dialog Semiconductor 100.0% ------Germany DIC Asset AG 20.0% 2,800 30.0% 7,100 40.00% 14,200 50.0% 31,100 75.0% 31101+ Germany DO Deutsche Office AG 10.0% 300 20.0% 500 30.00% 1,100 40.0% 5,400 50.0% 5401+ Germany Draegerwerk AG - Pref 7.5% 900 10.0% 1,800 20.00% 3,700 30.0% 18,300 50.0% 18301+ Germany Duerr ag 7.5% 3,100 10.0% 6,200 20.00% 12,400 30.0% 62,000 50.0% 62001+ Germany E.On Ag 5.0% 120,000 7.5% 490,000 10.00% 990,000 20.0% 1,970,000 50.0% 1970001+ Germany Evonik Industries AG 5.0% 2,600 7.5% 12,900 10.00% 25,700 20.0% 128,600 50.0% 128601+ Germany Evotec AG 20.0% 31,000 30.0% 78,000 40.00% 155,000 50.0% 342,000 75.0% 342001+ Germany Fresenius Medical Care 5.0% 12,000 7.5% 62,000 10.00% 124,000 20.0% 353,000 50.0% 353001+ Germany Fresenius SE & Co KGaA 5.0% 11,000 7.5% 53,000 10.00% 107,000 20.0% 510,000 50.0% 510001+ Germany Gea Group 5.0% 6,900 7.5% 34,400 10.00% 68,700 20.0% 343,500 50.0% 343501+ Germany Germany 30 Single Stocks Hedge 100.0% ------Germany Hamburger Hafen und Logistik AG 7.5% 1,000 10.0% 2,000 20.00% 4,000 30.0% 19,800 50.0% 19801+ Germany HeidelbergCement AG 5.0% 12,000 7.5% 59,000 10.00% 118,000 20.0% 386,000 50.0% 386001+ Germany Heidelberger Druckmaschinen AG 20.0% 86,000 30.0% 215,000 40.00% 429,000 50.0% 945,000 75.0% 945001+ Germany Henkel AG (Preferred) 5.0% 8,300 7.5% 41,300 10.00% 82,600 20.0% 255,500 50.0% 255501+ Germany Hugo Boss AG - Ord 5.0% 2,000 7.5% 10,000 10.00% 20,100 20.0% 100,300 50.0% 100301+ Germany Infineon Technologies AG 5.0% 97,000 7.5% 485,000 10.00% 970,000 20.0% 2,398,000 50.0% 2398001+ Germany Kabel Deutschland Holding AG 5.0% 200 7.5% 1,100 10.00% 2,100 20.0% 10,600 50.0% 10601+ Germany Kion Group AG 5.0% 1,500 7.5% 7,300 10.00% 14,600 20.0% 73,000 50.0% 73001+ Germany Kloeckner & Co 10.0% 19,000 20.0% 38,000 30.00% 76,000 40.0% 382,000 50.0% 382001+ Germany Kuka AG 7.5% 5,200 10.0% 10,400 20.00% 20,900 30.0% 104,400 50.0% 104401+ Germany Lanxess AG 5.0% 13,000 7.5% 65,000 10.00% 130,000 20.0% 565,000 50.0% 565001+ Germany LEG Immobilien AG 5.0% 1,700 7.5% 8,700 10.00% 17,500 20.0% 87,300 50.0% 87301+ Germany Linde 5.0% 6,600 7.5% 32,800 10.00% 65,600 20.0% 151,000 50.0% 151001+ Germany Lufthansa AG 5.0% 78,000 7.5% 389,000 10.00% 778,000 20.0% 2,265,000 50.0% 2265001+ Germany MAN SE 5.0% 1,000 7.5% 5,000 10.00% 9,900 20.0% 49,600 50.0% 49601+ Germany Merck Kgaa 5.0% 8,300 7.5% 41,400 10.00% 82,800 20.0% 266,300 50.0% 266301+ Germany Metro 5.0% 15,000 7.5% 74,000 10.00% 148,000 20.0% 741,000 50.0% 741001+ Germany Morphosys AG 7.5% 4,600 10.0% 9,300 20.00% 18,500 30.0% 92,600 50.0% 92601+ Germany Muenchener Rueckversicherungs 5.0% 10,000 7.5% 36,000 10.00% 72,000 20.0% 144,000 50.0% 144001+ Germany OMV AG (DE) 5.0% 6,300 7.5% 31,400 10.00% 62,800 20.0% 313,800 50.0% 313801+ Germany Osram Licht AG 5.0% 6,300 7.5% 31,600 10.00% 63,200 20.0% 315,800 50.0% 315801+ Germany Patrizia Immobilien AG 10.0% 500 20.0% 1,000 30.00% 2,100 40.0% 10,400 50.0% 10401+ Germany Porsche Automobil Holding SE 5.0% 5,700 7.5% 28,400 10.00% 56,800 20.0% 284,100 50.0% 284101+ Germany Qiagen NV 5.0% 5,600 7.5% 27,900 10.00% 55,800 20.0% 279,000 50.0% 279001+ Germany Rheinmetall Vz 7.5% 8,400 10.0% 16,700 20.00% 33,400 30.0% 167,000 50.0% 167001+ Germany Rocket Internet 20.0% 9,900 30.0% 24,700 40.00% 49,400 50.0% 108,600 75.0% 108601+ Germany RWE AG 5.0% 39,000 7.5% 196,000 10.00% 393,000 20.0% 1,176,000 50.0% 1176001+ Germany Saf Holland 20.0% 9,500 30.0% 23,600 40.00% 47,300 50.0% 104,100 75.0% 104101+ Germany SAP AG 5.0% 41,000 7.5% 101,000 10.00% 203,000 20.0% 406,000 50.0% 406001+ Germany Siemens (GER) 5.0% 28,000 7.5% 70,000 10.00% 140,000 20.0% 281,000 50.0% 281001+ Germany Sky Deutschland AG 7.5% 37,000 10.0% 74,000 20.00% 148,000 30.0% 740,000 50.0% 740001+ Germany Suedzucker AG 5.0% 8,600 7.5% 42,900 10.00% 85,700 20.0% 428,700 50.0% 428701+ Germany Telefonica Deutschland Holdings 5.0% 45,000 7.5% 226,000 10.00% 453,000 20.0% 2,263,000 50.0% 2263001+ Germany ThyssenKrupp AG 5.0% 35,000 7.5% 176,000 10.00% 352,000 20.0% 1,149,000 50.0% 1149001+ Germany United Internet AG 5.0% 6,300 7.5% 31,300 10.00% 62,600 20.0% 312,900 50.0% 312901+ Germany Volkswagen AG 5.0% 12,000 7.5% 31,000 10.00% 62,000 20.0% 124,000 50.0% 124001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 10 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Germany Volkswagen AG Pref 5.0% 12,000 7.5% 31,000 10.00% 62,000 20.0% 123,000 50.0% 123001+ Germany Wacker Chemie 7.5% 4,100 10.0% 8,100 20.00% 16,300 30.0% 81,300 50.0% 81301+ Germany Wincor Nixdorf AG 7.5% 5,600 10.0% 11,200 20.00% 22,400 30.0% 112,200 50.0% 112201+ Germany Wirecard AG 5.0% 7,100 7.5% 35,600 10.00% 71,100 20.0% 355,600 50.0% 355601+ Germany Xing AG 10.0% 100 20.0% 200 30.00% 500 40.0% 2,400 50.0% 2401+ Germany Zalando SE 10.0% 5,500 20.0% 11,000 30.00% 21,900 40.0% 109,500 50.0% 109501+ Hong Kong A50 Chinatracker 5.0% 1,500,000 7.5% 3,600,000 10.00% 7,300,000 20.0% 14,500,000 50.0% 14500001+ Hong Kong AAC Technologies Holdings Inc 7.5% 93,000 10.0% 186,000 20.00% 372,000 30.0% 1,860,000 50.0% 1860001+ Hong Kong ABF HK IDX ETF 20.0% 100 30.0% 200 40.00% 300 50.0% 700 75.0% 701+ Hong Kong ABF Paif 5.0% 20 7.5% 100 10.00% 200 20.0% 1,010 50.0% 1011+ Hong Kong Agile Property 7.5% 490,000 10.0% 980,000 20.00% 1,960,000 30.0% 9,810,000 50.0% 9810001+ Hong Kong Agricultural Bank of China 5.0% 2,300,000 7.5% 11,500,000 10.00% 23,000,000 20.0% 52,600,000 50.0% 52600001+ Hong Kong Agritrade Resources Ltd 35.0% 500,000 45.0% 1,000,000 55.00% 2,010,000 65.0% 2,510,000 75.0% 2510001+ Hong Kong AIA Group Ltd 5.0% 420,000 7.5% 1,140,000 10.00% 2,280,000 20.0% 4,560,000 50.0% 4560001+ Hong Kong Air China 7.5% 620,000 10.0% 1,240,000 20.00% 2,470,000 30.0% 12,350,000 50.0% 12350001+ Hong Kong Ajisen China Holdings Limited 20.0% 84,000 30.0% 209,000 40.00% 418,000 50.0% 920,000 75.0% 920001+ Hong Kong Alibaba Health Information Technology 20.0% 590,000 30.0% 1,480,000 40.00% 2,970,000 50.0% 6,530,000 75.0% 6530001+ Hong Kong Alibaba Pictures Group Ltd 15.0% 2,800,000 20.0% 9,900,000 30.00% 19,700,000 45.0% 49,300,000 75.0% 49300001+ Hong Kong Allied Group 10.0% 300 20.0% 600 30.00% 1,200 40.0% 6,000 50.0% 6001+ Hong Kong Aluminium Corp of China(HK) 7.5% 730,000 10.0% 1,460,000 20.00% 2,920,000 30.0% 14,590,000 50.0% 14590001+ Hong Kong Angang Steel 7.5% 420,000 10.0% 850,000 20.00% 1,690,000 30.0% 8,460,000 50.0% 8460001+ Hong Kong Anhui Conch Cement Co 7.5% 480,000 10.0% 960,000 20.00% 1,920,000 30.0% 7,050,000 50.0% 7050001+ Hong Kong Anhui Expressway Co 7.5% 63,000 10.0% 125,000 20.00% 251,000 30.0% 1,253,000 50.0% 1253001+ Hong Kong Anhui Tianda Oil Pipe 35.0% 34,000 45.0% 68,000 55.00% 136,000 65.0% 170,000 75.0% 170001+ Hong Kong Anton Oilfield Services 20.0% 1,500,000 30.0% 3,800,000 40.00% 7,600,000 50.0% 16,800,000 75.0% 16800001+ Hong Kong Asia Cement China Holdings Ltd 10.0% 17,000 20.0% 34,000 30.00% 68,000 40.0% 338,000 50.0% 338001+ Hong Kong ASM Pacific 7.5% 22,000 10.0% 44,000 20.00% 89,000 30.0% 445,000 50.0% 445001+ Hong Kong AviChina Industry & Technology Co. Ltd 7.5% 640,000 10.0% 1,290,000 20.00% 2,580,000 30.0% 12,890,000 50.0% 12890001+ Hong Kong Bank Of China 5.0% 4,300,000 7.5% 10,700,000 10.00% 21,300,000 20.0% 42,700,000 50.0% 42700001+ Hong Kong Bank of Communications 5.0% 700,000 7.5% 3,480,000 10.00% 6,960,000 20.0% 29,250,000 50.0% 29250001+ Hong Kong Bank of East Asia 5.0% 34,000 7.5% 169,000 10.00% 337,000 20.0% 1,687,000 50.0% 1687001+ Hong Kong Beijing Capital Intl Airport 7.5% 200,000 10.0% 400,000 20.00% 800,000 30.0% 3,980,000 50.0% 3980001+ Hong Kong Beijing Capital Land Ltd 10.0% 120,000 20.0% 230,000 30.00% 470,000 40.0% 2,340,000 50.0% 2340001+ Hong Kong Beijing Enterprises Holdings 7.5% 65,000 10.0% 131,000 20.00% 261,000 30.0% 1,305,000 50.0% 1305001+ Hong Kong Beijing Enterprises Water Group Ltd 7.5% 750,000 10.0% 1,500,000 20.00% 3,000,000 30.0% 14,980,000 50.0% 14980001+ Hong Kong Beijing Urban Design & Development G20.0% 140,000 30.0% 350,000 40.00% 690,000 50.0% 1,520,000 75.0% 1520001+ Hong Kong Belle International Holdings 7.5% 710,000 10.0% 1,430,000 20.00% 2,850,000 30.0% 14,250,000 50.0% 14250001+ Hong Kong BOC Hong Kong Hldgs 5.0% 170,000 7.5% 860,000 10.00% 1,710,000 20.0% 7,780,000 50.0% 7780001+ Hong Kong Boer Power Holding LTD 10.0% 23,000 20.0% 45,000 30.00% 91,000 40.0% 453,000 50.0% 453001+ Hong Kong Bonjour Holdings Limited 35.0% 1,100,000 45.0% 2,100,000 55.00% 4,200,000 65.0% 5,300,000 75.0% 5300001+ Hong Kong Brilliance China Automotive 7.5% 490,000 10.0% 970,000 20.00% 1,940,000 30.0% 9,720,000 50.0% 9720001+ Hong Kong BYD Company 10.0% 270,000 20.0% 530,000 30.00% 1,060,000 40.0% 5,130,000 50.0% 5130001+ Hong Kong BYD Electronic 10.0% 220,000 20.0% 440,000 30.00% 890,000 40.0% 4,440,000 50.0% 4440001+ Hong Kong Cafe de Coral Holdings 7.5% 13,000 10.0% 26,000 20.00% 51,000 30.0% 257,000 50.0% 257001+ Hong Kong Carnival Group International Holdings 15.0% 630,000 20.0% 1,680,000 30.00% 3,350,000 45.0% 8,380,000 75.0% 8380001+ Hong Kong Cathay Pacific Airways 5.0% 74,000 7.5% 370,000 10.00% 740,000 20.0% 3,698,000 50.0% 3698001+ Hong Kong Central China Real Estate Ltd 20.0% 54,000 30.0% 136,000 40.00% 272,000 50.0% 597,000 75.0% 597001+ Hong Kong Century City International 35.0% 130,000 45.0% 250,000 55.00% 510,000 65.0% 630,000 75.0% 630001+ Hong Kong CH Yunnan Tin Minerals Group 80.0% 460,000 100.0% ------Hong Kong Chen Hsong Holdings 35.0% 15,000 45.0% 29,000 55.00% 58,000 65.0% 73,000 75.0% 73001+ Hong Kong Cheung Kong Infrastructure 5.0% 26,000 7.5% 128,000 10.00% 256,000 20.0% 1,282,000 50.0% 1282001+ Hong Kong China Aerospace International Hldgs 20.0% 1,100,000 30.0% 2,800,000 40.00% 5,700,000 50.0% 12,500,000 75.0% 12500001+ Hong Kong China Agri-Industries Holdings Ltd 7.5% 310,000 10.0% 630,000 20.00% 1,260,000 30.0% 6,290,000 50.0% 6290001+ Hong Kong China All Access Holdings Ltd 20.0% 410,000 30.0% 1,020,000 40.00% 2,030,000 50.0% 4,470,000 75.0% 4470001+ Hong Kong China Aoyuan Property Group Ltd 20.0% 64,000 30.0% 159,000 40.00% 318,000 50.0% 700,000 75.0% 700001+ Hong Kong China Auto Rental 10.0% 250,000 20.0% 500,000 30.00% 1,010,000 40.0% 5,030,000 50.0% 5030001+ Hong Kong China Automation Group 50.0% 310,000 75.0% 620,000 90.00% 1,240,000 100.0% 1240000+ - - Hong Kong China BlueChemical 7.5% 400,000 10.0% 790,000 20.00% 1,580,000 30.0% 7,920,000 50.0% 7920001+ Hong Kong China Child Care Corp Ltd 35.0% 320,000 45.0% 650,000 55.00% 1,300,000 65.0% 1,620,000 75.0% 1620001+ Hong Kong China CITIC Bank 5.0% 920,000 7.5% 4,620,000 10.00% 9,230,000 20.0% 32,880,000 50.0% 32880001+ Hong Kong China Coal Energy Company 7.5% 990,000 10.0% 1,980,000 20.00% 3,960,000 30.0% 19,820,000 50.0% 19820001+ Hong Kong China Communications Construct 7.5% 1,200,000 10.0% 3,700,000 20.00% 7,400,000 30.0% 15,500,000 50.0% 15500001+ Hong Kong China Construction Bank 5.0% 3,000,000 7.5% 7,600,000 10.00% 15,200,000 20.0% 30,300,000 50.0% 30300001+ Hong Kong China Cosco 7.5% 560,000 10.0% 1,120,000 20.00% 2,240,000 30.0% 11,180,000 50.0% 11180001+ Hong Kong China Culiangwang Beverages Holdings Ltd 35.0% 2,500,000 45.0% 4,900,000 55.00% 9,900,000 65.0% 12,400,000 75.0% 12400001+ Hong Kong China Dongxiang 10.0% 460,000 20.0% 920,000 30.00% 1,840,000 40.0% 9,190,000 50.0% 9190001+ Hong Kong China Eastern Airlines 7.5% 580,000 10.0% 1,170,000 20.00% 2,330,000 30.0% 11,670,000 50.0% 11670001+ Hong Kong China Energine International 20.0% 390,000 30.0% 980,000 40.00% 1,950,000 50.0% 4,290,000 75.0% 4290001+ Hong Kong China Everbright International 7.5% 390,000 10.0% 770,000 20.00% 1,540,000 30.0% 7,700,000 50.0% 7700001+ Hong Kong China Everbright Ltd 7.5% 190,000 10.0% 380,000 20.00% 770,000 30.0% 3,830,000 50.0% 3830001+ Hong Kong China Fiber Optic Network System 20.0% 1,200,000 30.0% 3,100,000 40.00% 6,200,000 50.0% 13,600,000 75.0% 13600001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 11 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Hong Kong China Foods 10.0% 130,000 20.0% 270,000 30.00% 540,000 40.0% 2,700,000 50.0% 2700001+ Hong Kong China Gas Holdings Ltd 7.5% 360,000 10.0% 720,000 20.00% 1,450,000 30.0% 7,250,000 50.0% 7250001+ Hong Kong China Glass Holdings Ltd 35.0% 350,000 45.0% 710,000 55.00% 1,420,000 65.0% 1,770,000 75.0% 1770001+ Hong Kong China Ground Source Energy Industry Group Ltd 35.0% 413,000 45.0% 826,000 55.00% 1,652,000 65.0% 2,065,000 75.0% 2065001+ Hong Kong China High Precision Automation 35.0% 6,900,000 45.0% 13,900,000 55.00% 27,800,000 65.0% 34,700,000 75.0% 34700001+ Hong Kong China High Speed Transmission 10.0% 200,000 20.0% 400,000 30.00% 810,000 40.0% 4,050,000 50.0% 4050001+ Hong Kong China Huarong Energy Co Ltd 15.0% 2,200,000 20.0% 5,900,000 30.00% 11,800,000 45.0% 29,500,000 75.0% 29500001+ Hong Kong China Huiyuan Juice Group Ltd 20.0% 362,000 30.0% 904,900 40.00% 1,809,900 50.0% 3,981,700 75.0% 3981701+ Hong Kong China Lesso Group Holdings Ltd 7.5% 110,000 10.0% 210,000 20.00% 420,000 30.0% 2,120,000 50.0% 2120001+ Hong Kong China Life Insurance 5.0% 600,000 7.5% 1,510,000 10.00% 3,010,000 20.0% 6,020,000 50.0% 6020001+ Hong Kong China LNG Group Ltd 15.0% 2,700,000 20.0% 7,200,000 30.00% 14,400,000 45.0% 36,000,000 75.0% 36000001+ Hong Kong China Longyuan Power Group Corp Ltd 7.5% 620,000 10.0% 1,240,000 20.00% 2,490,000 30.0% 12,430,000 50.0% 12430001+ Hong Kong China Lumena New Materials 10.0% 820,000 20.0% 1,640,000 30.00% 3,280,000 40.0% 16,420,000 50.0% 16420001+ Hong Kong China Machinery Engineering Corp 7.5% 290,000 10.0% 580,000 20.00% 1,150,000 30.0% 5,760,000 50.0% 5760001+ Hong Kong China Medical System Holdings Ltd 7.5% 240,000 10.0% 470,000 20.00% 940,000 30.0% 4,720,000 50.0% 4720001+ Hong Kong China Mengniu Dairy 7.5% 240,000 10.0% 470,000 20.00% 950,000 30.0% 4,730,000 50.0% 4730001+ Hong Kong China Merchants Bank 7.5% 720,000 10.0% 2,390,000 20.00% 4,790,000 30.0% 9,580,000 50.0% 9580001+ Hong Kong China Merchants Holdings 5.0% 67,000 7.5% 337,000 10.00% 673,000 20.0% 3,366,000 50.0% 3366001+ Hong Kong China Mobile (HKD) 5.0% 200,000 7.5% 510,000 10.00% 1,020,000 20.0% 2,040,000 50.0% 2040001+ Hong Kong China Modern Dairy Holding 10.0% 860,000 20.0% 1,720,000 30.00% 3,430,000 40.0% 17,160,000 50.0% 17160001+ Hong Kong China National Materials-Sinoma 10.0% 160,000 20.0% 330,000 30.00% 650,000 40.0% 3,270,000 50.0% 3270001+ Hong Kong China Oceanwide Holdings Ltd 10.0% 890,000 20.0% 1,770,000 30.00% 3,550,000 40.0% 17,730,000 50.0% 17730001+ Hong Kong China Oilfield Services (COSL) 7.5% 770,000 10.0% 1,530,000 20.00% 3,070,000 30.0% 13,940,000 50.0% 13940001+ Hong Kong China Oriental 20.0% 2,700 30.0% 6,800 40.00% 13,500 50.0% 29,700 75.0% 29701+ Hong Kong China Overseas Grand Oceans Group Ltd 10.0% 120,000 20.0% 240,000 30.00% 470,000 40.0% 2,350,000 50.0% 2350001+ Hong Kong China Overseas Land 5.0% 390,000 7.5% 1,910,000 10.00% 3,830,000 20.0% 7,650,000 50.0% 7650001+ Hong Kong China Power 7.5% 760,000 10.0% 1,520,000 20.00% 3,030,000 30.0% 15,160,000 50.0% 15160001+ Hong Kong China Power New Energy Development 20.0% 960,000 30.0% 2,400,000 40.00% 4,800,000 50.0% 10,550,000 75.0% 10550001+ Hong Kong China Precious Metal Resources 35.0% 2,300,000 45.0% 4,500,000 55.00% 9,000,000 65.0% 11,300,000 75.0% 11300001+ Hong Kong China Railway Construction 7.5% 780,000 10.0% 1,550,000 20.00% 3,110,000 30.0% 15,080,000 50.0% 15080001+ Hong Kong China Railway Group Ltd 10.0% 1,400,000 20.0% 4,200,000 30.00% 8,500,000 40.0% 22,100,000 50.0% 22100001+ Hong Kong China Rare Earth Holdings Ltd 35.0% 900,000 45.0% 1,800,000 55.00% 3,600,000 65.0% 4,490,000 75.0% 4490001+ Hong Kong China Res Land 7.5% 560,000 10.0% 1,130,000 20.00% 2,250,000 30.0% 9,070,000 50.0% 9070001+ Hong Kong China Resources Cement Holdings Ltd 7.5% 420,000 10.0% 840,000 20.00% 1,690,000 30.0% 8,430,000 50.0% 8430001+ Hong Kong China Resources Enterprise 5.0% 70,000 7.5% 350,000 10.00% 700,000 20.0% 3,500,000 50.0% 3500001+ Hong Kong China Resources Gas Group 7.5% 110,000 10.0% 210,000 20.00% 430,000 30.0% 2,130,000 50.0% 2130001+ Hong Kong China Resources Power 7.5% 310,000 10.0% 620,000 20.00% 1,240,000 30.0% 6,180,000 50.0% 6180001+ Hong Kong China Ruifeng Galaxy Renewable Engy Hldgs 35.0% 820,000 45.0% 1,640,000 55.00% 3,280,000 65.0% 4,100,000 75.0% 4100001+ Hong Kong China Sanjiang Fine Chemicals Co Ltd 35.0% 810,000 45.0% 1,620,000 55.00% 3,240,000 65.0% 4,060,000 75.0% 4060001+ Hong Kong China Shanshui Cement Group 7.5% 350,000 10.0% 700,000 20.00% 1,400,000 30.0% 7,000,000 50.0% 7000001+ Hong Kong China Shenhua Energy 7.5% 800,000 10.0% 1,600,000 20.00% 3,190,000 30.0% 11,470,000 50.0% 11470001+ Hong Kong China Shineway Pharmaceutical 10.0% 21,000 20.0% 42,000 30.00% 84,000 40.0% 419,000 50.0% 419001+ Hong Kong China Shipping Container Lines 7.5% 1,400,000 10.0% 2,800,000 20.00% 5,600,000 30.0% 28,200,000 50.0% 28200001+ Hong Kong China Shipping Development 7.5% 680,000 10.0% 1,360,000 20.00% 2,720,000 30.0% 13,620,000 50.0% 13620001+ Hong Kong China Singyes Solar Technologies Holdings Ltd 10.0% 170,000 20.0% 340,000 30.00% 670,000 40.0% 3,360,000 50.0% 3360001+ Hong Kong China South City Holdings Ltd 10.0% 1,100,000 20.0% 2,100,000 30.00% 4,300,000 40.0% 21,400,000 50.0% 21400001+ Hong Kong China Southern Airlines 7.5% 1,000,000 10.0% 2,100,000 20.00% 4,100,000 30.0% 20,600,000 50.0% 20600001+ Hong Kong China State Construction Int Hldg Ltd 7.5% 280,000 10.0% 560,000 20.00% 1,120,000 30.0% 5,580,000 50.0% 5580001+ Hong Kong China Suntien Green Energy 10.0% 300,000 20.0% 610,000 30.00% 1,210,000 40.0% 6,070,000 50.0% 6070001+ Hong Kong China Taiping Insurance Hldg 7.5% 210,000 10.0% 430,000 20.00% 850,000 30.0% 4,260,000 50.0% 4260001+ Hong Kong China Telecom Corp (HKD) 5.0% 1,000,000 7.5% 5,100,000 10.00% 10,200,000 20.0% 40,100,000 50.0% 40100001+ Hong Kong China Traditional Chinese Medicine Co ltd 10.0% 380,000 20.0% 760,000 30.00% 1,530,000 40.0% 7,640,000 50.0% 7640001+ Hong Kong China Travel HK 7.5% 520,000 10.0% 1,040,000 20.00% 2,090,000 30.0% 10,440,000 50.0% 10440001+ Hong Kong China Unicom (HKD) 5.0% 660,000 7.5% 3,290,000 10.00% 6,570,000 20.0% 16,100,000 50.0% 16100001+ Hong Kong China Water Affairs Group Ltd 20.0% 340,000 30.0% 840,000 40.00% 1,680,000 50.0% 3,690,000 75.0% 3690001+ Hong Kong China Zhongwang Holdings Ltd 7.5% 230,000 10.0% 470,000 20.00% 940,000 30.0% 4,690,000 50.0% 4690001+ Hong Kong ChinaAMC CSI 300 Index ETF 5.0% 150,000 7.5% 730,000 10.00% 1,450,000 20.0% 3,930,000 50.0% 3930001+ Hong Kong Chinacomservice 7.5% 320,000 10.0% 630,000 20.00% 1,270,000 30.0% 6,350,000 50.0% 6350001+ Hong Kong Chinasoft International Ltd 20.0% 380,000 30.0% 960,000 40.00% 1,920,000 50.0% 4,220,000 75.0% 4220001+ Hong Kong Chinese Estates Holdings 7.5% 3,200 10.0% 6,300 20.00% 12,600 30.0% 63,100 50.0% 63101+ Hong Kong Chong Hing Bank 10.0% 6,500 20.0% 13,100 30.00% 26,100 40.0% 130,500 50.0% 130501+ Hong Kong Chow Sang Sang Holdings Ltd 7.5% 8,800 10.0% 17,600 20.00% 35,100 30.0% 175,500 50.0% 175501+ Hong Kong Chow Tai Fook Jewelley 7.5% 240,000 10.0% 470,000 20.00% 940,000 30.0% 4,700,000 50.0% 4700001+ Hong Kong Chu Kong Petro & Natrual Gas Steel Pipe Hld Ltd 35.0% 170,000 45.0% 330,000 55.00% 670,000 65.0% 840,000 75.0% 840001+ Hong Kong CIMC Enric Holdings 10.0% 160,000 20.0% 330,000 30.00% 660,000 40.0% 3,280,000 50.0% 3280001+ Hong Kong Citic Ltd 7.5% 540,000 10.0% 1,080,000 20.00% 2,170,000 30.0% 10,830,000 50.0% 10830001+ Hong Kong Citic Resources 10.0% 130,000 20.0% 260,000 30.00% 520,000 40.0% 2,610,000 50.0% 2610001+ Hong Kong CITIC Securities 10.0% 400,000 20.0% 1,300,000 30.00% 2,590,000 40.0% 6,320,000 50.0% 6320001+ Hong Kong Citic Telecom International 10.0% 170,000 20.0% 330,000 30.00% 660,000 40.0% 3,300,000 50.0% 3300001+ Hong Kong CK Hutchison Holdings 5.0% 74,000 7.5% 348,000 10.00% 696,000 20.0% 1,392,000 50.0% 1392001+ Hong Kong CLP Hldgs 5.0% 47,000 7.5% 235,000 10.00% 469,000 20.0% 2,347,000 50.0% 2347001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 12 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Hong Kong CMMB Vision Holdings Ltd 50.0% 12,000,000 75.0% 28,000,000 90.00% 55,000,000 100.0% 55000000+ - - Hong Kong CMOC 7.5% 360,000 10.0% 730,000 20.00% 1,460,000 30.0% 7,280,000 50.0% 7280001+ Hong Kong CNBM 7.5% 800,000 10.0% 1,600,000 20.00% 3,210,000 30.0% 16,050,000 50.0% 16050001+ Hong Kong CNOOC (China National Offshore Oil) 5.0% 1,300,000 7.5% 4,500,000 10.00% 9,000,000 20.0% 18,000,000 50.0% 18000001+ Hong Kong Comba Telecom Systems Holdings 20.0% 940,000 30.0% 2,340,000 40.00% 4,690,000 50.0% 10,320,000 75.0% 10320001+ Hong Kong Comtec Solar Systems Group Ltd 35.0% 840,000 45.0% 1,680,000 55.00% 3,360,000 65.0% 4,200,000 75.0% 4200001+ Hong Kong Concord New Energy Group Ltd 20.0% 2,600,000 30.0% 6,500,000 40.00% 13,000,000 50.0% 28,600,000 75.0% 28600001+ Hong Kong Coolpad Group Ltd 15.0% 1,200,000 20.0% 3,300,000 30.00% 6,500,000 45.0% 16,300,000 75.0% 16300001+ Hong Kong Cosco International Holdings 20.0% 63,000 30.0% 157,000 40.00% 314,000 50.0% 691,000 75.0% 691001+ Hong Kong Cosco Pacific 5.0% 81,000 7.5% 407,000 10.00% 814,000 20.0% 4,070,000 50.0% 4070001+ Hong Kong Country Garden Holdings Ltd 7.5% 1,400,000 10.0% 2,900,000 20.00% 5,800,000 30.0% 28,800,000 50.0% 28800001+ Hong Kong CRRC Corp Ltd 7.5% 840,000 10.0% 1,670,000 20.00% 3,350,000 30.0% 14,350,000 50.0% 14350001+ Hong Kong CSOP FTSE China A50 ETF 5.0% 1,300,000 7.5% 3,300,000 10.00% 6,600,000 20.0% 13,200,000 50.0% 13200001+ Hong Kong CSPC Pharmaceutical Group Ltd 7.5% 650,000 10.0% 1,300,000 20.00% 2,590,000 30.0% 12,960,000 50.0% 12960001+ Hong Kong CST Mining Group Ltd 35.0% 7,400,000 45.0% 14,800,000 55.00% 29,700,000 65.0% 37,100,000 75.0% 37100001+ Hong Kong CT Environmental Group Ltd 15.0% 280,000 20.0% 740,000 30.00% 1,470,000 45.0% 3,690,000 75.0% 3690001+ Hong Kong Dah Sing Banking Group 7.5% 43,000 10.0% 85,000 20.00% 171,000 30.0% 853,000 50.0% 853001+ Hong Kong Dah Sing Financial Holdings 7.5% 9,100 10.0% 18,200 20.00% 36,400 30.0% 182,100 50.0% 182101+ Hong Kong Dalian Wanda Commercial Properties Co Ltd 5.0% 17,000 7.5% 85,000 10.00% 170,000 20.0% 848,000 50.0% 848001+ Hong Kong Daphne International Holdings Ltd 20.0% 350,000 30.0% 880,000 40.00% 1,760,000 50.0% 3,870,000 75.0% 3870001+ Hong Kong Datang Power 7.5% 770,000 10.0% 1,540,000 20.00% 3,070,000 30.0% 15,360,000 50.0% 15360001+ Hong Kong Dawnrays Pharmaceutical (Holdings) Ltd 20.0% 120,000 30.0% 310,000 40.00% 620,000 50.0% 1,360,000 75.0% 1360001+ Hong Kong Dickson Concepts International 35.0% 18,000 45.0% 36,000 55.00% 73,000 65.0% 91,000 75.0% 91001+ Hong Kong Digital China Holdings Ltd 10.0% 77,000 20.0% 154,000 30.00% 307,000 40.0% 1,537,000 50.0% 1537001+ Hong Kong Digital Domain Holdings Ltd 35.0% 12,000,000 45.0% 35,000,000 55.00% 70,000,000 65.0% 88,000,000 75.0% 88000001+ Hong Kong Dongfang Electric Corp Ltd 7.5% 150,000 10.0% 290,000 20.00% 580,000 30.0% 2,920,000 50.0% 2920001+ Hong Kong Dongfeng Motor Group 7.5% 710,000 10.0% 1,430,000 20.00% 2,860,000 30.0% 14,290,000 50.0% 14290001+ Hong Kong Dongjiang Environmental Co Ltd 15.0% 20,000 20.0% 53,000 30.00% 106,000 45.0% 265,000 75.0% 265001+ Hong Kong Dongyue Group 10.0% 130,000 20.0% 270,000 30.00% 540,000 40.0% 2,690,000 50.0% 2690001+ Hong Kong Dynam Japan Holdings 10.0% 28,000 20.0% 56,000 30.00% 111,000 40.0% 555,000 50.0% 555001+ Hong Kong Dynasty Fine Wines 35.0% 190,000 45.0% 380,000 55.00% 750,000 65.0% 940,000 75.0% 940001+ Hong Kong Emperor International Holdings Ltd 10.0% 63,000 20.0% 125,000 30.00% 251,000 40.0% 1,254,000 50.0% 1254001+ Hong Kong Emperor Watch & Jewellery Ltd 35.0% 2,100,000 45.0% 4,200,000 55.00% 8,500,000 65.0% 10,600,000 75.0% 10600001+ Hong Kong ENN Energy Holdings 7.5% 130,000 10.0% 250,000 20.00% 500,000 30.0% 2,510,000 50.0% 2510001+ Hong Kong Esprit Holdings Ltd 7.5% 160,000 10.0% 310,000 20.00% 620,000 30.0% 3,120,000 50.0% 3120001+ Hong Kong eSun Holdings Ltd 50.0% 83,000 75.0% 167,000 90.00% 333,000 100.0% 333000+ - - Hong Kong Evergrande Real Estate Group 7.5% 1,100,000 10.0% 2,300,000 20.00% 4,500,000 30.0% 22,700,000 50.0% 22700001+ Hong Kong EVOC Intelligent Technology 50.0% 100,000 75.0% 200,000 90.00% 410,000 100.0% 410000+ - - Hong Kong Far East Horizon Ltd 7.5% 160,000 10.0% 330,000 20.00% 660,000 30.0% 3,300,000 50.0% 3300001+ Hong Kong FE Consort Intl 20.0% 98,000 30.0% 245,000 40.00% 491,000 50.0% 1,079,000 75.0% 1079001+ Hong Kong FIH Mobile Ltd 7.5% 260,000 10.0% 530,000 20.00% 1,050,000 30.0% 5,260,000 50.0% 5260001+ Hong Kong First Pacific Company 7.5% 140,000 10.0% 280,000 20.00% 560,000 30.0% 2,780,000 50.0% 2780001+ Hong Kong First Tractor Co Ltd 7.5% 200,000 10.0% 410,000 20.00% 820,000 30.0% 4,090,000 50.0% 4090001+ Hong Kong Fortune REIT (Hong Kong) 7.5% 83,000 10.0% 166,000 20.00% 332,000 30.0% 1,658,000 50.0% 1658001+ Hong Kong Fosun International 7.5% 340,000 10.0% 680,000 20.00% 1,360,000 30.0% 6,780,000 50.0% 6780001+ Hong Kong Fountain Set 50.0% 88,000 75.0% 176,000 90.00% 351,000 100.0% 351000+ - - Hong Kong Fufeng Group Ltd 10.0% 170,000 20.0% 350,000 30.00% 690,000 40.0% 3,460,000 50.0% 3460001+ Hong Kong Fuyao Glass Industry Group Co Ltd 20.0% 180,000 30.0% 450,000 40.00% 900,000 50.0% 1,980,000 75.0% 1980001+ Hong Kong Galaxy Entertainment Group 7.5% 460,000 10.0% 1,430,000 20.00% 2,850,000 30.0% 6,130,000 50.0% 6130001+ Hong Kong GCL-Poly Energy Holdings Ltd 10.0% 4,200,000 20.0% 8,400,000 30.00% 16,800,000 40.0% 84,100,000 50.0% 84100001+ Hong Kong Geely Automobile Holdings Ltd 7.5% 1,600,000 10.0% 3,100,000 20.00% 6,300,000 30.0% 31,300,000 50.0% 31300001+ Hong Kong Genting Hong Kong Ltd 7.5% 3,300 10.0% 6,600 20.00% 13,200 30.0% 66,000 50.0% 66001+ Hong Kong Get Nice Holdings Ltd 35.0% 2,600,000 45.0% 5,100,000 55.00% 10,300,000 65.0% 12,800,000 75.0% 12800001+ Hong Kong Giordano International 20.0% 130,000 30.0% 340,000 40.00% 670,000 50.0% 1,480,000 75.0% 1480001+ Hong Kong Global Bio-Chem Technology 50.0% 610,000 75.0% 1,230,000 90.00% 2,460,000 100.0% 2460000+ - - Hong Kong Global Brands Grouping Holding 10.0% 780,000 20.0% 1,570,000 30.00% 3,130,000 40.0% 15,670,000 50.0% 15670001+ Hong Kong Glorious Sun Enterprises 35.0% 56,000 45.0% 111,000 55.00% 222,000 65.0% 278,000 75.0% 278001+ Hong Kong Golden Eagle Retail Group Ltd 7.5% 100,000 10.0% 200,000 20.00% 400,000 30.0% 2,020,000 50.0% 2020001+ Hong Kong Goldin Financial Holdings Ltd 20.0% 130,000 30.0% 330,000 40.00% 660,000 50.0% 1,460,000 75.0% 1460001+ Hong Kong GoldLion Holdings 20.0% 29,000 30.0% 71,000 40.00% 143,000 50.0% 314,000 75.0% 314001+ Hong Kong Gome 7.5% 3,700,000 10.0% 7,400,000 20.00% 14,800,000 30.0% 74,200,000 50.0% 74200001+ Hong Kong Goodbaby International Holdings Ltd 35.0% 410,000 45.0% 820,000 55.00% 1,640,000 65.0% 2,050,000 75.0% 2050001+ Hong Kong Great Eagle Holdings 7.5% 16,000 10.0% 31,000 20.00% 62,000 30.0% 312,000 50.0% 312001+ Hong Kong Great Wall Motor 7.5% 320,000 10.0% 730,000 20.00% 1,460,000 30.0% 4,210,000 50.0% 4210001+ Hong Kong Greentown China Holdings 10.0% 240,000 20.0% 470,000 30.00% 950,000 40.0% 4,740,000 50.0% 4740001+ Hong Kong Guangdong Investment 7.5% 350,000 10.0% 700,000 20.00% 1,400,000 30.0% 7,000,000 50.0% 7000001+ Hong Kong Guangdong Land Holdings Ltd 20.0% 96,000 30.0% 239,000 40.00% 478,000 50.0% 1,051,000 75.0% 1051001+ Hong Kong Guangshen Railway 7.5% 170,000 10.0% 350,000 20.00% 690,000 30.0% 3,450,000 50.0% 3450001+ Hong Kong Guangzhou Automobile Group 7.5% 360,000 10.0% 730,000 20.00% 1,460,000 30.0% 7,300,000 50.0% 7300001+ Hong Kong Guangzhou Baiyunshan Pharmaceutical Holdings Co 10.0% 87,000 20.0% 173,000 30.00% 347,000 40.0% 1,734,000 50.0% 1734001+ Hong Kong Guangzhou Shipyard INTL 10.0% 97,000 20.0% 193,000 30.00% 387,000 40.0% 1,933,000 50.0% 1933001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 13 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Hong Kong Guoco Group 5.0% 400 7.5% 1,800 10.00% 3,500 20.0% 17,500 50.0% 17501+ Hong Kong Haeco 7.5% 500 10.0% 1,100 20.00% 2,200 30.0% 10,800 50.0% 10801+ Hong Kong Haier Electronics 7.5% 150,000 10.0% 300,000 20.00% 600,000 30.0% 3,020,000 50.0% 3020001+ Hong Kong Haitian International Holdings Ltd 10.0% 48,000 20.0% 95,000 30.00% 191,000 40.0% 955,000 50.0% 955001+ Hong Kong Haitong International Securities Group Ltd 7.5% 250,000 10.0% 510,000 20.00% 1,010,000 30.0% 5,050,000 50.0% 5050001+ Hong Kong Haitong Securities Co Ltd 7.5% 650,000 10.0% 1,990,000 20.00% 3,980,000 30.0% 8,620,000 50.0% 8620001+ Hong Kong Hanergy Thin Film Power Group Ltd 15.0% 1,700,000 20.0% 8,400,000 30.00% 16,900,000 45.0% 33,700,000 75.0% 33700001+ Hong Kong Hang Lung Group 5.0% 8,800 7.5% 43,800 10.00% 87,600 20.0% 437,900 50.0% 437901+ Hong Kong Hang Lung Properties Ltd 5.0% 77,000 7.5% 385,000 10.00% 771,000 20.0% 3,854,000 50.0% 3854001+ Hong Kong Hang Seng Bank 5.0% 22,000 7.5% 111,000 10.00% 221,000 20.0% 1,106,000 50.0% 1106001+ Hong Kong Hang Seng H-Share Index ETF 5.0% 56,000 7.5% 278,000 10.00% 557,000 20.0% 1,578,000 50.0% 1578001+ Hong Kong Harbin Electric Equipment 10.0% 89,000 20.0% 177,000 30.00% 354,000 40.0% 1,771,000 50.0% 1771001+ Hong Kong Henderson Investment Ltd 35.0% 500,000 45.0% 990,000 55.00% 1,980,000 65.0% 2,480,000 75.0% 2480001+ Hong Kong Henderson Land Development 5.0% 57,000 7.5% 287,000 10.00% 573,000 20.0% 2,867,000 50.0% 2867001+ Hong Kong Hengan International 5.0% 35,000 7.5% 173,000 10.00% 346,000 20.0% 1,730,000 50.0% 1730001+ Hong Kong Hengdeli Holdings Ltd 10.0% 140,000 20.0% 270,000 30.00% 550,000 40.0% 2,740,000 50.0% 2740001+ Hong Kong Hi Sun Technology 15.0% 240,000 20.0% 640,000 30.00% 1,270,000 45.0% 3,180,000 75.0% 3180001+ Hong Kong Hidili Industry 35.0% 270,000 45.0% 530,000 55.00% 1,070,000 65.0% 1,340,000 75.0% 1340001+ Hong Kong Hisense Kelong Electrical Holdings Company Ltd 10.0% 36,000 20.0% 72,000 30.00% 145,000 40.0% 724,000 50.0% 724001+ Hong Kong HK & China Gas 5.0% 160,000 7.5% 820,000 10.00% 1,630,000 20.0% 8,150,000 50.0% 8150001+ Hong Kong HK Exchanges & Clearing 5.0% 79,000 7.5% 198,000 10.00% 395,000 20.0% 791,000 50.0% 791001+ Hong Kong HK Ferry (Hold) 20.0% 9,100 30.0% 22,700 40.00% 45,400 50.0% 99,900 75.0% 99901+ Hong Kong HKR Int'l 20.0% 28,000 30.0% 70,000 40.00% 140,000 50.0% 309,000 75.0% 309001+ Hong Kong HKT Trust and HKT Ltd 5.0% 120,000 7.5% 590,000 10.00% 1,180,000 20.0% 5,890,000 50.0% 5890001+ Hong Kong Honghua Group 35.0% 1,400,000 45.0% 2,900,000 55.00% 5,800,000 65.0% 7,200,000 75.0% 7200001+ Hong Kong Hongkong and Shanghai Hotels 7.5% 8,800 10.0% 17,600 20.00% 35,200 30.0% 176,100 50.0% 176101+ Hong Kong Hopewell Highway Infrastructure 10.0% 68,000 20.0% 135,000 30.00% 271,000 40.0% 1,355,000 50.0% 1355001+ Hong Kong Hopewell Hold 5.0% 11,000 7.5% 55,000 10.00% 109,000 20.0% 545,000 50.0% 545001+ Hong Kong Hopson Dev Hold 10.0% 24,000 20.0% 48,000 30.00% 96,000 40.0% 481,000 50.0% 481001+ Hong Kong HS HSI ETF 5.0% 700 7.5% 3,300 10.00% 6,600 20.0% 33,000 50.0% 33001+ Hong Kong HSBC Holdings (HKD) 5.0% 280,000 7.5% 830,000 10.00% 1,650,000 20.0% 3,310,000 50.0% 3310001+ Hong Kong Hua Han Bio-Pharmaceutical Holdings Ltd 10.0% 660,000 20.0% 1,320,000 30.00% 2,650,000 40.0% 13,240,000 50.0% 13240001+ Hong Kong Huadian Power 7.5% 670,000 10.0% 1,330,000 20.00% 2,670,000 30.0% 13,350,000 50.0% 13350001+ Hong Kong Huaneng Power International (HKD) 7.5% 1,300,000 10.0% 2,600,000 20.00% 5,300,000 30.0% 20,000,000 50.0% 20000001+ Hong Kong Hysan Dev 5.0% 21,000 7.5% 106,000 10.00% 213,000 20.0% 1,065,000 50.0% 1065001+ Hong Kong I.T Ltd 20.0% 56,000 30.0% 141,000 40.00% 281,000 50.0% 618,000 75.0% 618001+ Hong Kong I-Cable Comm 35.0% 250,000 45.0% 490,000 55.00% 980,000 65.0% 1,230,000 75.0% 1230001+ Hong Kong ICBC (Indus & Comm Bank of China) 5.0% 3,300,000 7.5% 8,300,000 10.00% 16,700,000 20.0% 33,400,000 50.0% 33400001+ Hong Kong International Taifeng Holdings Ltd 50.0% 100,000 75.0% 200,000 90.00% 400,000 100.0% 400000+ - - Hong Kong iShares BSE SENSEX India ETF 35.0% 40,000 45.0% 80,000 55.00% 160,000 65.0% 200,000 75.0% 200001+ Hong Kong iShares CSI A-Share Fin Index 90.0% 26,000 100.0% ------Hong Kong Jiangsu Expressway 7.5% 160,000 10.0% 320,000 20.00% 650,000 30.0% 3,230,000 50.0% 3230001+ Hong Kong Jiangxi Copper Co Ltd 7.5% 380,000 10.0% 750,000 20.00% 1,500,000 30.0% 7,500,000 50.0% 7500001+ Hong Kong Jinchuan Group International Resources Co. Ltd 35.0% 67,000 45.0% 135,000 55.00% 270,000 65.0% 337,000 75.0% 337001+ Hong Kong Jingwei Textile Machinery Co. Ltd 7.5% 56,000 10.0% 112,000 20.00% 224,000 30.0% 1,122,000 50.0% 1122001+ Hong Kong Johnson Electric Holdings 5.0% 8,200 7.5% 41,100 10.00% 82,200 20.0% 410,800 50.0% 410801+ Hong Kong K.Wah International Holdings 10.0% 74,000 20.0% 149,000 30.00% 297,000 40.0% 1,487,000 50.0% 1487001+ Hong Kong Kaisa Group Holdings Ltd 10.0% 440,000 20.0% 880,000 30.00% 1,770,000 40.0% 8,840,000 50.0% 8840001+ Hong Kong Kerry PPT 5.0% 31,000 7.5% 156,000 10.00% 311,000 20.0% 1,556,000 50.0% 1556001+ Hong Kong Kingboard Chemical 7.5% 58,000 10.0% 117,000 20.00% 234,000 30.0% 1,169,000 50.0% 1169001+ Hong Kong Kingdee International Software Group Co. Ltd 10.0% 460,000 20.0% 920,000 30.00% 1,840,000 40.0% 9,220,000 50.0% 9220001+ Hong Kong Kingsoft Corp LTD 10.0% 310,000 20.0% 630,000 30.00% 1,260,000 40.0% 6,280,000 50.0% 6280001+ Hong Kong Kingston Financial Group Ltd 10.0% 130,000 20.0% 260,000 30.00% 510,000 40.0% 2,570,000 50.0% 2570001+ Hong Kong Kowloon Development 10.0% 24,000 20.0% 47,000 30.00% 95,000 40.0% 473,000 50.0% 473001+ Hong Kong KunLun Energy Company Ltd 5.0% 310,000 7.5% 1,530,000 10.00% 3,060,000 20.0% 15,290,000 50.0% 15290001+ Hong Kong KWG Property Holding LTD 7.5% 330,000 10.0% 670,000 20.00% 1,330,000 30.0% 6,660,000 50.0% 6660001+ Hong Kong Labixiaoxin Snacks Group Ltd 50.0% 440,000 75.0% 880,000 90.00% 1,770,000 100.0% 1770000+ - - Hong Kong Launch Tech Company 20.0% 72,000 30.0% 180,000 40.00% 360,000 50.0% 793,000 75.0% 793001+ Hong Kong Le Saunda Holdings Ltd 35.0% 89,000 45.0% 178,000 55.00% 356,000 65.0% 445,000 75.0% 445001+ Hong Kong Lee & Man Chemical Co Ltd 20.0% 9,900 30.0% 24,800 40.00% 49,500 50.0% 108,900 75.0% 108901+ Hong Kong Lee & Man Paper 7.5% 190,000 10.0% 380,000 20.00% 770,000 30.0% 3,840,000 50.0% 3840001+ Hong Kong Lee's Pharmaceutical Holdings Ltd 10.0% 8,400 20.0% 16,900 30.00% 33,800 40.0% 169,000 50.0% 169001+ Hong Kong Lenovo Group 7.5% 1,300,000 10.0% 3,500,000 20.00% 7,000,000 30.0% 17,700,000 50.0% 17700001+ Hong Kong Leoch International Technology Ltd 35.0% 71,000 45.0% 143,000 55.00% 286,000 65.0% 357,000 75.0% 357001+ Hong Kong Li and Fung 5.0% 370,000 7.5% 1,830,000 10.00% 3,650,000 20.0% 18,260,000 50.0% 18260001+ Hong Kong Li Ning 10.0% 210,000 20.0% 410,000 30.00% 830,000 40.0% 4,140,000 50.0% 4140001+ Hong Kong Lianhua Supermarket Holdings Co 20.0% 96,000 30.0% 239,000 40.00% 479,000 50.0% 1,053,000 75.0% 1053001+ Hong Kong Lifestyle Int'l 7.5% 47,000 10.0% 94,000 20.00% 189,000 30.0% 943,000 50.0% 943001+ Hong Kong Lingbao Gold Co LTD 50.0% 100,000 75.0% 200,000 90.00% 399,000 100.0% 399000+ - - Hong Kong Link REIT 5.0% 90,000 7.5% 450,000 10.00% 900,000 20.0% 4,500,000 50.0% 4500001+ Hong Kong Lippo Ltd 35.0% 18,000 45.0% 37,000 55.00% 74,000 65.0% 92,000 75.0% 92001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 14 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Hong Kong Liu Chong Hing Investment 20.0% 18,000 30.0% 46,000 40.00% 91,000 50.0% 200,000 75.0% 200001+ Hong Kong L'Occitane International SA 7.5% 40,000 10.0% 80,000 20.00% 160,000 30.0% 801,000 50.0% 801001+ Hong Kong Longfor Properties Co 7.5% 110,000 10.0% 230,000 20.00% 460,000 30.0% 2,280,000 50.0% 2280001+ Hong Kong Lonking Holdings Limited 10.0% 270,000 20.0% 540,000 30.00% 1,080,000 40.0% 5,400,000 50.0% 5400001+ Hong Kong Luen Thai 35.0% 86,000 45.0% 171,000 55.00% 342,000 65.0% 428,000 75.0% 428001+ Hong Kong Luk Fook Holdings INTL Ltd 7.5% 57,000 10.0% 114,000 20.00% 228,000 30.0% 1,140,000 50.0% 1140001+ Hong Kong Luoyang Glass Co.Ltd 20.0% 220,000 30.0% 560,000 40.00% 1,120,000 50.0% 2,470,000 75.0% 2470001+ Hong Kong Maanshan Iron & Steel 7.5% 900,000 10.0% 1,810,000 20.00% 3,620,000 30.0% 18,080,000 50.0% 18080001+ Hong Kong Man Wah Holdings LTD 7.5% 74,000 10.0% 148,000 20.00% 295,000 30.0% 1,475,000 50.0% 1475001+ Hong Kong Maoye International Holdings Ltd 10.0% 80,000 20.0% 160,000 30.00% 320,000 40.0% 1,599,000 50.0% 1599001+ Hong Kong Melco International Devel 7.5% 120,000 10.0% 240,000 20.00% 470,000 30.0% 2,360,000 50.0% 2360001+ Hong Kong Metallurgical Corp of China Ltd 7.5% 580,000 10.0% 1,150,000 20.00% 2,310,000 30.0% 11,540,000 50.0% 11540001+ Hong Kong MGM China Holdings Ltd 7.5% 280,000 10.0% 550,000 20.00% 1,110,000 30.0% 5,540,000 50.0% 5540001+ Hong Kong MIE Holdings Corp. 35.0% 480,000 45.0% 950,000 55.00% 1,900,000 65.0% 2,380,000 75.0% 2380001+ Hong Kong MMG Ltd 10.0% 140,000 20.0% 270,000 30.00% 550,000 40.0% 2,730,000 50.0% 2730001+ Hong Kong Mongolia Energy Corp Ltd 80.0% 1,100,000 100.0% ------Hong Kong MTR Corporation 5.0% 52,000 7.5% 259,000 10.00% 517,000 20.0% 2,586,000 50.0% 2586001+ Hong Kong NagaCorp Ltd 7.5% 130,000 10.0% 250,000 20.00% 500,000 30.0% 2,500,000 50.0% 2500001+ Hong Kong NetDragon Websoft Inc 10.0% 35,000 20.0% 70,000 30.00% 141,000 40.0% 704,000 50.0% 704001+ Hong Kong New World China Land 7.5% 60,000 10.0% 121,000 20.00% 242,000 30.0% 1,209,000 50.0% 1209001+ Hong Kong New World Development Co 5.0% 280,000 7.5% 1,420,000 10.00% 2,840,000 20.0% 14,210,000 50.0% 14210001+ Hong Kong Newocean Energy Holdings 20.0% 360,000 30.0% 900,000 40.00% 1,790,000 50.0% 3,940,000 75.0% 3940001+ Hong Kong Next Media 35.0% 250,000 45.0% 500,000 55.00% 1,000,000 65.0% 1,240,000 75.0% 1240001+ Hong Kong Nine Dragons Paper Holdings 7.5% 310,000 10.0% 620,000 20.00% 1,230,000 30.0% 6,170,000 50.0% 6170001+ Hong Kong Northeast Electric Development 20.0% 270,000 30.0% 670,000 40.00% 1,340,000 50.0% 2,940,000 75.0% 2940001+ Hong Kong NWS Holdings 7.5% 54,000 10.0% 107,000 20.00% 215,000 30.0% 1,074,000 50.0% 1074001+ Hong Kong OOIL (Orient Overseas Intl Ltd) 7.5% 27,000 10.0% 54,000 20.00% 108,000 30.0% 542,000 50.0% 542001+ Hong Kong Oriental Press 35.0% 67,000 45.0% 133,000 55.00% 266,000 65.0% 333,000 75.0% 333001+ Hong Kong Oriental Watch Holdings Ltd 50.0% 52,000 75.0% 104,000 90.00% 207,000 100.0% 207000+ - - Hong Kong Pacific Basin Shipping 20.0% 610,000 30.0% 1,530,000 40.00% 3,060,000 50.0% 6,730,000 75.0% 6730001+ Hong Kong Pacific Textiles Holdings Ltd 7.5% 56,000 10.0% 112,000 20.00% 224,000 30.0% 1,118,000 50.0% 1118001+ Hong Kong Paradise Entertainment 35.0% 580,000 45.0% 1,160,000 55.00% 2,320,000 65.0% 2,900,000 75.0% 2900001+ Hong Kong Parkson Group 20.0% 360,000 30.0% 900,000 40.00% 1,790,000 50.0% 3,950,000 75.0% 3950001+ Hong Kong PCCW 5.0% 160,000 7.5% 810,000 10.00% 1,630,000 20.0% 8,150,000 50.0% 8150001+ Hong Kong PCPD 35.0% 88,000 45.0% 176,000 55.00% 351,000 65.0% 439,000 75.0% 439001+ Hong Kong Peak Sport Products Ltd 20.0% 140,000 30.0% 360,000 40.00% 720,000 50.0% 1,570,000 75.0% 1570001+ Hong Kong PetroChina Company Ltd (HKD) 5.0% 1,900,000 7.5% 5,800,000 10.00% 11,500,000 20.0% 23,000,000 50.0% 23000001+ Hong Kong Petro-King Oilfield Services Ltd 35.0% 240,000 45.0% 480,000 55.00% 960,000 65.0% 1,190,000 75.0% 1190001+ Hong Kong Phoenix Satellite Television Holdings Ltd 7.5% 100,000 10.0% 200,000 20.00% 400,000 30.0% 2,020,000 50.0% 2020001+ Hong Kong PICC Property & Casualty 5.0% 300,000 7.5% 1,510,000 10.00% 3,020,000 20.0% 13,130,000 50.0% 13130001+ Hong Kong Ping An Insurance 5.0% 210,000 7.5% 520,000 10.00% 1,040,000 20.0% 2,080,000 50.0% 2080001+ Hong Kong Poly Hong Kong Investments Ltd 7.5% 620,000 10.0% 1,230,000 20.00% 2,460,000 30.0% 12,310,000 50.0% 12310001+ Hong Kong Portico International Holdings 35.0% 200,000 45.0% 410,000 55.00% 820,000 65.0% 1,020,000 75.0% 1020001+ Hong Kong Power Assets Holdings Ltd 5.0% 48,000 7.5% 238,000 10.00% 477,000 20.0% 2,384,000 50.0% 2384001+ Hong Kong Prada S.P.A 7.5% 57,000 10.0% 114,000 20.00% 229,000 30.0% 1,144,000 50.0% 1144001+ Hong Kong Prosperity REIT 20.0% 130,000 30.0% 320,000 40.00% 650,000 50.0% 1,420,000 75.0% 1420001+ Hong Kong Public Financial Holdings Ltd 20.0% 9,500 30.0% 23,800 40.00% 47,500 50.0% 104,500 75.0% 104501+ Hong Kong Qingling Motors Co 10.0% 31,000 20.0% 61,000 30.00% 122,000 40.0% 611,000 50.0% 611001+ Hong Kong R&F Properties 7.5% 390,000 10.0% 780,000 20.00% 1,560,000 30.0% 7,780,000 50.0% 7780001+ Hong Kong Real Nutriceutical Group Ltd 35.0% 1,200,000 45.0% 2,400,000 55.00% 4,900,000 65.0% 6,100,000 75.0% 6100001+ Hong Kong Regal Int'l 20.0% 21,000 30.0% 52,000 40.00% 103,000 50.0% 227,000 75.0% 227001+ Hong Kong REXLot Holdings Ltd 10.0% 2,000,000 20.0% 4,100,000 30.00% 8,100,000 40.0% 40,700,000 50.0% 40700001+ Hong Kong Road King Infra 20.0% 19,000 30.0% 47,000 40.00% 95,000 50.0% 208,000 75.0% 208001+ Hong Kong Sa Sa International 10.0% 180,000 20.0% 350,000 30.00% 700,000 40.0% 3,500,000 50.0% 3500001+ Hong Kong Samson Holding 20.0% 68,000 30.0% 170,000 40.00% 340,000 50.0% 747,000 75.0% 747001+ Hong Kong Samsonite International SA 7.5% 180,000 10.0% 360,000 20.00% 710,000 30.0% 3,570,000 50.0% 3570001+ Hong Kong Sands China Ltd 7.5% 540,000 10.0% 1,620,000 20.00% 3,230,000 30.0% 7,140,000 50.0% 7140001+ Hong Kong Sany Heavy Equipment International Holdings Co Ltd 20.0% 350,000 30.0% 880,000 40.00% 1,750,000 50.0% 3,860,000 75.0% 3860001+ Hong Kong Shandong Chenming Paper Holdings Ltd 7.5% 47,000 10.0% 93,000 20.00% 186,000 30.0% 931,000 50.0% 931001+ Hong Kong Shandong Luoxin Pharmacy Stock 10.0% 15,000 20.0% 30,000 30.00% 60,000 40.0% 300,000 50.0% 300001+ Hong Kong Shandong Weigao Group 10.0% 300,000 20.0% 600,000 30.00% 1,210,000 40.0% 6,030,000 50.0% 6030001+ Hong Kong Shandong Xinhua Pharmaceutical Co Ltd 20.0% 40,000 30.0% 100,000 40.00% 200,000 50.0% 440,000 75.0% 440001+ Hong Kong Shanghai Electric 7.5% 1,600,000 10.0% 3,200,000 20.00% 6,400,000 30.0% 26,600,000 50.0% 26600001+ Hong Kong Shanghai Fudan Microelectronics 20.0% 32,000 30.0% 80,000 40.00% 160,000 50.0% 352,000 75.0% 352001+ Hong Kong Shanghai Industrial Holdings 5.0% 21,000 7.5% 105,000 10.00% 210,000 20.0% 1,048,000 50.0% 1048001+ Hong Kong Shanghai Zendai 20.0% 400,000 30.0% 1,000,000 40.00% 2,010,000 50.0% 4,410,000 75.0% 4410001+ Hong Kong Shangri-La Asia 5.0% 42,000 7.5% 208,000 10.00% 416,000 20.0% 2,080,000 50.0% 2080001+ Hong Kong Shenwan Hongyuan HK Ltd 20.0% 370,000 30.0% 930,000 40.00% 1,870,000 50.0% 4,100,000 75.0% 4100001+ Hong Kong Shenzhen Expressway Co Ltd 7.5% 150,000 10.0% 310,000 20.00% 610,000 30.0% 3,070,000 50.0% 3070001+ Hong Kong Shenzhen International Holdings 7.5% 180,000 10.0% 350,000 20.00% 700,000 30.0% 3,510,000 50.0% 3510001+ Hong Kong Shenzhen Investment Ltd 7.5% 310,000 10.0% 620,000 20.00% 1,250,000 30.0% 6,230,000 50.0% 6230001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 15 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Hong Kong Shenzhou International Group Holdings 7.5% 70,000 10.0% 140,000 20.00% 281,000 30.0% 1,403,000 50.0% 1403001+ Hong Kong Shougang Fushan Resources 10.0% 220,000 20.0% 440,000 30.00% 880,000 40.0% 4,400,000 50.0% 4400001+ Hong Kong Shui On Land Ltd 7.5% 310,000 10.0% 620,000 20.00% 1,250,000 30.0% 6,250,000 50.0% 6250001+ Hong Kong Shun Tak Holdings Ltd 10.0% 100,000 20.0% 200,000 30.00% 400,000 40.0% 1,999,000 50.0% 1999001+ Hong Kong Shunfeng Int'l Clean Energy 15.0% 310,000 20.0% 820,000 30.00% 1,630,000 45.0% 4,080,000 75.0% 4080001+ Hong Kong Sichuan Expressway Co Ltd 7.5% 150,000 10.0% 290,000 20.00% 590,000 30.0% 2,940,000 50.0% 2940001+ Hong Kong Silver Grant International 35.0% 150,000 45.0% 300,000 55.00% 590,000 65.0% 740,000 75.0% 740001+ Hong Kong Singamas Container Hldgs 20.0% 190,000 30.0% 460,000 40.00% 930,000 50.0% 2,050,000 75.0% 2050001+ Hong Kong Sino Biopharmeceutical Ltd 7.5% 580,000 10.0% 1,160,000 20.00% 2,320,000 30.0% 11,610,000 50.0% 11610001+ Hong Kong Sino Hotels 35.0% 2,300 45.0% 4,700 55.00% 9,400 65.0% 11,700 75.0% 11701+ Hong Kong Sino Land Company 5.0% 97,000 7.5% 484,000 10.00% 969,000 20.0% 4,845,000 50.0% 4845001+ Hong Kong Sinofert Holdings 7.5% 430,000 10.0% 870,000 20.00% 1,730,000 30.0% 8,650,000 50.0% 8650001+ Hong Kong Sinolink Worldwide Holdings 35.0% 630,000 45.0% 1,250,000 55.00% 2,500,000 65.0% 3,130,000 75.0% 3130001+ Hong Kong Sino-Ocean Land Holdings Ltd 7.5% 200,000 10.0% 390,000 20.00% 790,000 30.0% 3,930,000 50.0% 3930001+ Hong Kong Sinopec Corp (China Petroleum) 5.0% 2,200,000 7.5% 8,300,000 10.00% 16,700,000 20.0% 33,300,000 50.0% 33300001+ Hong Kong Sinopec Kantons Holdings 7.5% 210,000 10.0% 420,000 20.00% 830,000 30.0% 4,170,000 50.0% 4170001+ Hong Kong Sinopec Oilfield Service Corp 10.0% 1,000,000 20.0% 2,100,000 30.00% 4,100,000 40.0% 20,600,000 50.0% 20600001+ Hong Kong Sinopec Shanghai Petrochemical 10.0% 960,000 20.0% 1,910,000 30.00% 3,830,000 40.0% 19,130,000 50.0% 19130001+ Hong Kong Sinopharm Group 7.5% 240,000 10.0% 480,000 20.00% 960,000 30.0% 4,800,000 50.0% 4800001+ Hong Kong Sinotrans 10.0% 590,000 20.0% 1,190,000 30.00% 2,380,000 40.0% 11,880,000 50.0% 11880001+ Hong Kong Sinotrans Shipping Ltd 10.0% 110,000 20.0% 230,000 30.00% 460,000 40.0% 2,290,000 50.0% 2290001+ Hong Kong Sinotruk Ltd 7.5% 59,000 10.0% 118,000 20.00% 236,000 30.0% 1,181,000 50.0% 1181001+ Hong Kong SJM Holdings Ltd 7.5% 470,000 10.0% 940,000 20.00% 1,870,000 30.0% 9,370,000 50.0% 9370001+ Hong Kong Skyworth Digital Holdings 7.5% 330,000 10.0% 660,000 20.00% 1,330,000 30.0% 6,650,000 50.0% 6650001+ Hong Kong SmarTone Telecommunications 7.5% 88,000 10.0% 175,000 20.00% 350,000 30.0% 1,751,000 50.0% 1751001+ Hong Kong SMIC (Semiconductor Mfg Intl) 10.0% 6,800,000 20.0% 13,600,000 30.00% 27,200,000 40.0% 136,100,000 50.0% 136100001+ Hong Kong Socam Development Ltd 20.0% 17,000 30.0% 42,000 40.00% 84,000 50.0% 185,000 75.0% 185001+ Hong Kong Soho China Ltd 5.0% 66,000 7.5% 329,000 10.00% 659,000 20.0% 3,295,000 50.0% 3295001+ Hong Kong South Sea Petroleum Holdings Ltd 90.0% 2,100,000 100.0% ------Hong Kong Sparkle Roll Group Ltd 50.0% 170,000 75.0% 340,000 90.00% 670,000 100.0% 670000+ - - Hong Kong SPDR Gold Trust (HK) 5.0% 100 7.5% 500 10.00% 1,000 20.0% 5,100 50.0% 5101+ Hong Kong SPT Energy Group Inc 35.0% 1,700,000 45.0% 3,500,000 55.00% 7,000,000 65.0% 8,700,000 75.0% 8700001+ Hong Kong SSY Group Ltd 10.0% 340,000 20.0% 670,000 30.00% 1,350,000 40.0% 6,740,000 50.0% 6740001+ Hong Kong Standard Chartered (HK) 5.0% 30,000 7.5% 152,000 10.00% 304,000 20.0% 1,522,000 50.0% 1522001+ Hong Kong Sun Hung Kai & Co Ltd 7.5% 50,000 10.0% 99,000 20.00% 198,000 30.0% 990,000 50.0% 990001+ Hong Kong Sun Hung Kai Properties 5.0% 73,000 7.5% 365,000 10.00% 730,000 20.0% 1,857,000 50.0% 1857001+ Hong Kong Sunac China Holdings 10.0% 710,000 20.0% 1,410,000 30.00% 2,830,000 40.0% 14,150,000 50.0% 14150001+ Hong Kong Sunlight Real Estate Investment Trust 10.0% 67,000 20.0% 135,000 30.00% 270,000 40.0% 1,349,000 50.0% 1349001+ Hong Kong Swire Pacific 'A' 5.0% 21,000 7.5% 106,000 10.00% 211,000 20.0% 1,055,000 50.0% 1055001+ Hong Kong Swire Pacific B 5.0% 4,200 7.5% 21,000 10.00% 42,000 20.0% 210,000 50.0% 210001+ Hong Kong Swire Properties Ltd 5.0% 37,000 7.5% 186,000 10.00% 371,000 20.0% 1,855,000 50.0% 1855001+ Hong Kong Synertone Communication Corp 20.0% 3,600,000 30.0% 8,900,000 40.00% 17,800,000 50.0% 39,200,000 75.0% 39200001+ Hong Kong TCC International Holdings Ltd 10.0% 62,000 20.0% 124,000 30.00% 248,000 40.0% 1,240,000 50.0% 1240001+ Hong Kong TCL Communication Technology Holdings Ltd 10.0% 200,000 20.0% 390,000 30.00% 780,000 40.0% 3,910,000 50.0% 3910001+ Hong Kong TCL Multimedia Technology 10.0% 120,000 20.0% 240,000 30.00% 480,000 40.0% 2,380,000 50.0% 2380001+ Hong Kong Tech Pro Technology Development Ltd 10.0% 350,000 20.0% 710,000 30.00% 1,420,000 40.0% 7,090,000 50.0% 7090001+ Hong Kong Techtronic Industries 7.5% 160,000 10.0% 320,000 20.00% 650,000 30.0% 3,230,000 50.0% 3230001+ Hong Kong Tencent 5.0% 140,000 7.5% 360,000 10.00% 720,000 20.0% 1,430,000 50.0% 1430001+ Hong Kong Texhong Textile Group Ltd 10.0% 18,000 20.0% 36,000 30.00% 73,000 40.0% 363,000 50.0% 363001+ Hong Kong Texwinca Holdings 10.0% 37,000 20.0% 74,000 30.00% 149,000 40.0% 743,000 50.0% 743001+ Hong Kong The United Laboratories International Holdings Ltd 20.0% 280,000 30.0% 700,000 40.00% 1,390,000 50.0% 3,070,000 75.0% 3070001+ Hong Kong Tianjin Capital Environmental Protection Group Co Lt 20.0% 960,000 30.0% 2,400,000 40.00% 4,800,000 50.0% 10,560,000 75.0% 10560001+ Hong Kong Tianjin Development Holdings Ltd 20.0% 200,000 30.0% 500,000 40.00% 1,010,000 50.0% 2,220,000 75.0% 2220001+ Hong Kong Tianjin Jinran Public Utilities 35.0% 180,000 45.0% 360,000 55.00% 720,000 65.0% 890,000 75.0% 890001+ Hong Kong Tianjin Port Development Hld Ltd 10.0% 440,000 20.0% 870,000 30.00% 1,750,000 40.0% 8,740,000 50.0% 8740001+ Hong Kong Tianneng Power International Ltd 35.0% 540,000 45.0% 1,070,000 55.00% 2,140,000 65.0% 2,680,000 75.0% 2680001+ Hong Kong Tingyi (Cayman Islands) Hldg 5.0% 120,000 7.5% 590,000 10.00% 1,180,000 20.0% 5,880,000 50.0% 5880001+ Hong Kong Titan Petrochemicals Group 100.0% ------Hong Kong Tom Group 15.0% 120,000 20.0% 310,000 30.00% 610,000 45.0% 1,540,000 75.0% 1540001+ Hong Kong Tong Ren Tang Technologies 7.5% 56,000 10.0% 112,000 20.00% 224,000 30.0% 1,118,000 50.0% 1118001+ Hong Kong Tonly Electronics Holdings 35.0% 32,000 45.0% 64,000 55.00% 128,000 65.0% 160,000 75.0% 160001+ Hong Kong Towngas China Company Ltd 7.5% 160,000 10.0% 330,000 20.00% 660,000 30.0% 3,280,000 50.0% 3280001+ Hong Kong TPV Technology 20.0% 70,000 30.0% 176,000 40.00% 352,000 50.0% 773,000 75.0% 773001+ Hong Kong Tracker Fund of Hong Kong 5.0% 790,000 7.5% 2,060,000 10.00% 4,110,000 20.0% 8,230,000 50.0% 8230001+ Hong Kong Transport International 10.0% 4,100 20.0% 8,200 30.00% 16,300 40.0% 81,600 50.0% 81601+ Hong Kong Travelsky Technology Ltd 7.5% 77,000 10.0% 154,000 20.00% 308,000 30.0% 1,539,000 50.0% 1539001+ Hong Kong Trinity Ltd 35.0% 590,000 45.0% 1,180,000 55.00% 2,360,000 65.0% 2,950,000 75.0% 2950001+ Hong Kong Tsingtao Brewery 5.0% 25,000 7.5% 126,000 10.00% 251,000 20.0% 1,257,000 50.0% 1257001+ Hong Kong TVB 7.5% 25,000 10.0% 51,000 20.00% 102,000 30.0% 510,000 50.0% 510001+ Hong Kong Uni-President China Holdings Ltd 7.5% 150,000 10.0% 300,000 20.00% 600,000 30.0% 3,000,000 50.0% 3000001+ Hong Kong Vietnam Manufacturing and Exports 80.0% 53,000 100.0% ------* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 16 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Hong Kong Vinda International Holdings 7.5% 9,700 10.0% 19,300 20.00% 38,600 30.0% 193,000 50.0% 193001+ Hong Kong Vitasoy International 7.5% 24,000 10.0% 48,000 20.00% 96,000 30.0% 481,000 50.0% 481001+ Hong Kong VTech Holdings 5.0% 5,700 7.5% 28,500 10.00% 56,900 20.0% 284,500 50.0% 284501+ Hong Kong Want Want China Holding Ltd 7.5% 750,000 10.0% 1,510,000 20.00% 3,020,000 30.0% 15,100,000 50.0% 15100001+ Hong Kong Wasion Group Holdings Ltd 10.0% 58,000 20.0% 116,000 30.00% 231,000 40.0% 1,157,000 50.0% 1157001+ Hong Kong Weiqiao Textile 20.0% 54,000 30.0% 135,000 40.00% 270,000 50.0% 594,000 75.0% 594001+ Hong Kong Wharf Hldgs 5.0% 72,000 7.5% 359,000 10.00% 718,000 20.0% 3,592,000 50.0% 3592001+ Hong Kong Wheelock 5.0% 25,000 7.5% 125,000 10.00% 249,000 20.0% 1,245,000 50.0% 1245001+ Hong Kong Winsway Enterprises Holdings 50.0% 510,000 75.0% 1,020,000 90.00% 2,040,000 100.0% 2040000+ - - Hong Kong WISE CSI 300 China Tracker 10.0% 49,000 20.0% 99,000 30.00% 198,000 40.0% 988,000 50.0% 988001+ Hong Kong World Wide Touch Technology 35.0% 266,500 45.0% 533,000 55.00% 1,066,000 65.0% 1,332,500 75.0% 1332501+ Hong Kong Wumart 10.0% 49,000 20.0% 99,000 30.00% 198,000 40.0% 988,000 50.0% 988001+ Hong Kong Wynn Macau Limited 7.5% 370,000 10.0% 740,000 20.00% 1,490,000 30.0% 7,430,000 50.0% 7430001+ Hong Kong Xinyi Glass Holdings Ltd 7.5% 520,000 10.0% 1,030,000 20.00% 2,060,000 30.0% 10,300,000 50.0% 10300001+ Hong Kong Xinyi Solar Holdings 15.0% 1,500,000 20.0% 4,100,000 30.00% 8,200,000 45.0% 20,400,000 75.0% 20400001+ Hong Kong Xtep International Holding Limited 20.0% 70,000 30.0% 175,000 40.00% 350,000 50.0% 770,000 75.0% 770001+ Hong Kong Yanchang Petroleum International Ltd 20.0% 310,000 30.0% 780,000 40.00% 1,560,000 50.0% 3,420,000 75.0% 3420001+ Hong Kong Yanzhou Coal Mining (HKD) 7.5% 610,000 10.0% 1,220,000 20.00% 2,440,000 30.0% 12,220,000 50.0% 12220001+ Hong Kong Yestar International Holdings 20.0% 300,000 30.0% 760,000 40.00% 1,510,000 50.0% 3,330,000 75.0% 3330001+ Hong Kong YGM Trading 35.0% 6,600 45.0% 13,200 55.00% 26,400 65.0% 33,000 75.0% 33001+ Hong Kong Yingde Gasess Group Co 10.0% 150,000 20.0% 290,000 30.00% 580,000 40.0% 2,920,000 50.0% 2920001+ Hong Kong Yip's Chemical Holdings Ltd 35.0% 120,000 45.0% 240,000 55.00% 490,000 65.0% 610,000 75.0% 610001+ Hong Kong Yue Yuen Industrial 7.5% 79,000 10.0% 158,000 20.00% 316,000 30.0% 1,580,000 50.0% 1580001+ Hong Kong YueXiu Property 7.5% 1,100,000 10.0% 2,200,000 20.00% 4,500,000 30.0% 22,500,000 50.0% 22500001+ Hong Kong Yuexiu Real Estate Investment Trust 7.5% 160,000 10.0% 320,000 20.00% 640,000 30.0% 3,200,000 50.0% 3200001+ Hong Kong Yuexiu Transport Infrastructure Ltd 10.0% 37,000 20.0% 74,000 30.00% 148,000 40.0% 742,000 50.0% 742001+ Hong Kong Yurun Food 20.0% 380,000 30.0% 960,000 40.00% 1,910,000 50.0% 4,210,000 75.0% 4210001+ Hong Kong Yuxing InfoTech Investment Holdings Ltd 15.0% 250,000 20.0% 660,000 30.00% 1,330,000 45.0% 3,320,000 75.0% 3320001+ Hong Kong Yuzhou Properties Co Ltd 10.0% 180,000 20.0% 350,000 30.00% 710,000 40.0% 3,530,000 50.0% 3530001+ Hong Kong Zhaojin Mining Industry Ltd 7.5% 190,000 10.0% 390,000 20.00% 770,000 30.0% 3,860,000 50.0% 3860001+ Hong Kong Zhejiang Expressway 7.5% 230,000 10.0% 470,000 20.00% 930,000 30.0% 4,660,000 50.0% 4660001+ Hong Kong Zhongsheng Group Holdings Ltd 7.5% 86,000 10.0% 171,000 20.00% 342,000 30.0% 1,710,000 50.0% 1710001+ Hong Kong Zhuzhou CSR Times Electric Co 7.5% 170,000 10.0% 330,000 20.00% 670,000 30.0% 3,340,000 50.0% 3340001+ Hong Kong Zijin Mining 7.5% 1,300,000 10.0% 2,500,000 20.00% 5,100,000 30.0% 25,400,000 50.0% 25400001+ Hong Kong Zoomlion 7.5% 470,000 10.0% 930,000 20.00% 1,860,000 30.0% 9,300,000 50.0% 9300001+ Hong Kong ZTE 7.5% 170,000 10.0% 350,000 20.00% 700,000 30.0% 3,480,000 50.0% 3480001+ Ireland Aer Lingus (IRE) 10.0% 8,300 20.0% 16,700 30.00% 33,300 40.0% 166,700 50.0% 166701+ Ireland Allied Irish Banks 20.0% 120,000 30.0% 300,000 40.00% 610,000 50.0% 1,340,000 75.0% 1340001+ Ireland Aryzta AG 5.0% 4,300 7.5% 21,500 10.00% 43,000 20.0% 215,100 50.0% 215101+ Ireland Bank Of Ireland (IRE) 7.5% 1,600,000 10.0% 3,200,000 20.00% 6,400,000 30.0% 28,000,000 50.0% 28000001+ Ireland C&C Group Plc (IRE) 10.0% 19,000 20.0% 39,000 30.00% 78,000 40.0% 388,000 50.0% 388001+ Ireland CRH Plc (IRE) 5.0% 14,000 7.5% 72,000 10.00% 144,000 20.0% 721,000 50.0% 721001+ Ireland Kerry Group 5.0% 2,400 7.5% 12,000 10.00% 24,000 20.0% 119,800 50.0% 119801+ Ireland Kingspan Group (IRE) 5.0% 2,700 7.5% 13,600 10.00% 27,100 20.0% 135,600 50.0% 135601+ Ireland McInerney Holdings (IRE) - Delisted 19.11.10 100.0% ------Ireland Paddy Power (IRE) 5.0% 900 7.5% 4,700 10.00% 9,400 20.0% 47,200 50.0% 47201+ Ireland Ryanair Holdings (IRE) 5.0% 21,000 7.5% 103,000 10.00% 206,000 20.0% 1,028,000 50.0% 1028001+ Italy A2A 7.5% 590,000 10.0% 1,180,000 20.00% 2,360,000 30.0% 11,810,000 50.0% 11810001+ Italy Ansaldo STS SpA 7.5% 29,000 10.0% 58,000 20.00% 115,000 30.0% 575,000 50.0% 575001+ Italy Assicurazioni Generali 5.0% 99,000 7.5% 402,000 10.00% 803,000 20.0% 1,606,000 50.0% 1606001+ Italy Atlantia 5.0% 32,000 7.5% 158,000 10.00% 317,000 20.0% 1,120,000 50.0% 1120001+ Italy Autogrill 7.5% 55,000 10.0% 109,000 20.00% 218,000 30.0% 1,090,000 50.0% 1090001+ Italy Azimut Holding Spa 7.5% 38,000 10.0% 75,000 20.00% 150,000 30.0% 752,000 50.0% 752001+ Italy Banca Monte dei Paschi di Siena 15.0% 1,400,000 20.0% 7,000,000 30.00% 14,000,000 45.0% 28,000,000 75.0% 28000001+ Italy Banca Popolare di Milano 10.0% 1,800,000 20.0% 5,300,000 30.00% 10,600,000 40.0% 28,000,000 50.0% 28000001+ Italy Banco Popolare Societa Cooperativa 10.0% 130,000 20.0% 360,000 30.00% 720,000 40.0% 2,050,000 50.0% 2050001+ Italy Brunello Cucinelli 10.0% 3,000 20.0% 5,900 30.00% 11,800 40.0% 59,200 50.0% 59201+ Italy Buzzi Unicem 7.5% 39,000 10.0% 78,000 20.00% 155,000 30.0% 776,000 50.0% 776001+ Italy Cerved Information Solutions SPA 10.0% 3,600 20.0% 7,300 30.00% 14,600 40.0% 72,800 50.0% 72801+ Italy Danieli & Co 7.5% 1,000 10.0% 2,000 20.00% 4,100 30.0% 20,500 50.0% 20501+ Italy Davide Campari-Milano 5.0% 17,000 7.5% 85,000 10.00% 169,000 20.0% 845,000 50.0% 845001+ Italy Dea Capital SPA 20.0% 1,200 30.0% 3,000 40.00% 6,100 50.0% 13,400 75.0% 13401+ Italy Diasorin 7.5% 1,400 10.0% 2,700 20.00% 5,400 30.0% 27,100 50.0% 27101+ Italy Enel 5.0% 570,000 7.5% 1,670,000 10.00% 3,340,000 20.0% 6,670,000 50.0% 6670001+ Italy Enel Green Power 5.0% 110,000 7.5% 540,000 10.00% 1,090,000 20.0% 5,430,000 50.0% 5430001+ Italy 5.0% 170,000 7.5% 410,000 10.00% 830,000 20.0% 1,650,000 50.0% 1650001+ Italy Fiat Chrysler Automobiles NV 7.5% 120,000 10.0% 230,000 20.00% 470,000 30.0% 1,860,000 50.0% 1860001+ Italy Finmeccanica 7.5% 170,000 10.0% 340,000 20.00% 670,000 30.0% 2,460,000 50.0% 2460001+ Italy I.M.A. Industria Macchine Automatiche Spa 7.5% 1,900 10.0% 3,800 20.00% 7,600 30.0% 38,000 50.0% 38001+ Italy Intesa Sanpaolo 7.5% 680,000 10.0% 2,280,000 20.00% 4,570,000 30.0% 9,130,000 50.0% 9130001+ Italy Italcementi SPA 7.5% 28,000 10.0% 57,000 20.00% 114,000 30.0% 569,000 50.0% 569001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 17 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Italy Luxottica Group SpA (EUR) 5.0% 11,000 7.5% 56,000 10.00% 113,000 20.0% 467,000 50.0% 467001+ Italy Mediaset 7.5% 350,000 10.0% 700,000 20.00% 1,390,000 30.0% 6,350,000 50.0% 6350001+ Italy Mediobanca 7.5% 210,000 10.0% 430,000 20.00% 860,000 30.0% 3,290,000 50.0% 3290001+ Italy Mediolanum 7.5% 70,000 10.0% 140,000 20.00% 280,000 30.0% 1,401,000 50.0% 1401001+ Italy Parmalat 5.0% 4,900 7.5% 24,500 10.00% 49,100 20.0% 245,300 50.0% 245301+ Italy Piaggio & C. SpA 10.0% 90,000 20.0% 180,000 30.00% 360,000 40.0% 1,800,000 50.0% 1800001+ Italy Pirelli & C 5.0% 40,000 7.5% 199,000 10.00% 399,000 20.0% 1,820,000 50.0% 1820001+ Italy Prysmian 5.0% 20,000 7.5% 101,000 10.00% 202,000 20.0% 1,008,000 50.0% 1008001+ Italy Saipem 7.5% 98,000 10.0% 197,000 20.00% 393,000 30.0% 1,965,000 50.0% 1965001+ Italy Salini Impregilo Spa 7.5% 50,000 10.0% 100,000 20.00% 201,000 30.0% 1,004,000 50.0% 1004001+ Italy Saras SpA 10.0% 41,000 20.0% 81,000 30.00% 163,000 40.0% 814,000 50.0% 814001+ Italy Seat Pagine Gialle 35.0% 1,400,000 45.0% 7,000,000 55.00% 37,200,000 65.0% 46,600,000 75.0% 46600001+ Italy Snam Rete Gas 5.0% 150,000 7.5% 750,000 10.00% 1,500,000 20.0% 5,940,000 50.0% 5940001+ Italy STMicroelectronics (ITA) 5.0% 31,000 7.5% 154,000 10.00% 307,000 20.0% 1,537,000 50.0% 1537001+ Italy Telecom Italia 7.5% 2,000,000 10.0% 6,500,000 20.00% 13,000,000 30.0% 26,000,000 50.0% 26000001+ Italy Telecom Italia Media 50.0% 6,800 75.0% 13,700 90.00% 27,300 100.0% 27300+ - - Italy Tenaris (EUR) 5.0% 35,000 7.5% 173,000 10.00% 346,000 20.0% 1,730,000 50.0% 1730001+ Italy Terna 5.0% 130,000 7.5% 650,000 10.00% 1,300,000 20.0% 6,480,000 50.0% 6480001+ Italy Tiscali 50.0% 1,400,000 75.0% 3,100,000 90.00% 6,300,000 100.0% 6300000+ - - Italy Tods 7.5% 5,500 10.0% 10,900 20.00% 21,800 30.0% 109,100 50.0% 109101+ Italy Ubi Banca 7.5% 290,000 10.0% 680,000 20.00% 1,360,000 30.0% 3,910,000 50.0% 3910001+ Italy UniCredit SpA 7.5% 330,000 10.0% 1,120,000 20.00% 2,230,000 30.0% 4,460,000 50.0% 4460001+ Italy Unipolsai Assicurazioni SpA 5.0% 95,000 7.5% 474,000 10.00% 949,000 20.0% 4,743,000 50.0% 4743001+ Italy World Duty Free SpA 7.5% 11,000 10.0% 21,000 20.00% 42,000 30.0% 211,000 50.0% 211001+ Italy Yoox Spa 10.0% 34,000 20.0% 68,000 30.00% 136,000 40.0% 680,000 50.0% 680001+ Japan Aeon 5.0% 95,000 7.5% 474,000 10.00% 947,000 20.0% 2,328,000 50.0% 2328001+ Japan Ajinomoto 5.0% 53,000 7.5% 267,000 10.00% 534,000 20.0% 1,327,000 50.0% 1327001+ Japan All Nippon Airways Co 5.0% 340,000 7.5% 1,690,000 10.00% 3,370,000 20.0% 10,580,000 50.0% 10580001+ Japan Asahi Glass 5.0% 110,000 7.5% 560,000 10.00% 1,120,000 20.0% 4,430,000 50.0% 4430001+ Japan Asahi Group Holdings 5.0% 34,000 7.5% 171,000 10.00% 342,000 20.0% 887,000 50.0% 887001+ Japan Asahi Kasei 5.0% 100,000 7.5% 520,000 10.00% 1,030,000 20.0% 3,180,000 50.0% 3180001+ Japan Astellas Pharma 5.0% 150,000 7.5% 450,000 10.00% 910,000 20.0% 1,820,000 50.0% 1820001+ Japan Bridgestone Corp 5.0% 68,000 7.5% 176,000 10.00% 352,000 20.0% 705,000 50.0% 705001+ Japan Canon 5.0% 81,000 7.5% 202,000 10.00% 405,000 20.0% 810,000 50.0% 810001+ Japan Casio Computers 5.0% 53,000 7.5% 263,000 10.00% 525,000 20.0% 1,486,000 50.0% 1486001+ Japan Chiyoda Corporation 7.5% 110,000 10.0% 220,000 20.00% 430,000 30.0% 2,160,000 50.0% 2160001+ Japan Chubu Electric Power 5.0% 40,000 7.5% 202,000 10.00% 404,000 20.0% 2,019,000 50.0% 2019001+ Japan Chugai Pharmaceutical 5.0% 26,000 7.5% 129,000 10.00% 258,000 20.0% 930,000 50.0% 930001+ Japan Clarion 10.0% 170,000 20.0% 340,000 30.00% 670,000 40.0% 3,360,000 50.0% 3360001+ Japan COMSYS Holdings Corp 7.5% 43,000 10.0% 87,000 20.00% 173,000 30.0% 867,000 50.0% 867001+ Japan Credit Saison 7.5% 62,000 10.0% 125,000 20.00% 250,000 30.0% 1,248,000 50.0% 1248001+ Japan Dai Nippon Printing 5.0% 36,000 7.5% 181,000 10.00% 362,000 20.0% 1,810,000 50.0% 1810001+ Japan Daiichi Sankyo Co 5.0% 67,000 7.5% 336,000 10.00% 672,000 20.0% 1,748,000 50.0% 1748001+ Japan Daikin Industries 5.0% 30,000 7.5% 109,000 10.00% 219,000 20.0% 438,000 50.0% 438001+ Japan Dainippon Sumitomo Pharma 7.5% 61,000 10.0% 123,000 20.00% 245,000 30.0% 1,226,000 50.0% 1226001+ Japan Daiwa House Industry 5.0% 45,000 7.5% 224,000 10.00% 447,000 20.0% 1,299,000 50.0% 1299001+ Japan Daiwa Securities Group 7.5% 270,000 10.0% 900,000 20.00% 1,800,000 30.0% 3,600,000 50.0% 3600001+ Japan Denso Corp 5.0% 37,000 7.5% 156,000 10.00% 313,000 20.0% 625,000 50.0% 625001+ Japan Dentsu Inc 5.0% 19,000 7.5% 95,000 10.00% 191,000 20.0% 617,000 50.0% 617001+ Japan DOWA Holdings 7.5% 75,000 10.0% 151,000 20.00% 301,000 30.0% 1,507,000 50.0% 1507001+ Japan East Japan Railway 5.0% 20,000 7.5% 84,000 10.00% 168,000 20.0% 336,000 50.0% 336001+ Japan Ebara Corp 7.5% 260,000 10.0% 520,000 20.00% 1,050,000 30.0% 5,240,000 50.0% 5240001+ Japan Eisai 5.0% 31,000 7.5% 106,000 10.00% 213,000 20.0% 425,000 50.0% 425001+ Japan Fanuc 5.0% 14,000 7.5% 34,000 10.00% 68,000 20.0% 135,000 50.0% 135001+ Japan Fast Retailing 7.5% 5,500 10.0% 18,300 20.00% 36,600 30.0% 73,300 50.0% 73301+ Japan Fuji Heavy Industries 7.5% 66,000 10.0% 221,000 20.00% 441,000 30.0% 883,000 50.0% 883001+ Japan Fuji Photo Film CO 5.0% 61,000 7.5% 192,000 10.00% 385,000 20.0% 770,000 50.0% 770001+ Japan Fujikura 7.5% 120,000 10.0% 230,000 20.00% 460,000 30.0% 2,300,000 50.0% 2300001+ Japan Fujitsu 7.5% 340,000 10.0% 1,130,000 20.00% 2,260,000 30.0% 4,530,000 50.0% 4530001+ Japan Furukawa 20.0% 160,000 30.0% 390,000 40.00% 790,000 50.0% 1,730,000 75.0% 1730001+ Japan Heiwa Real Estate 20.0% 20,000 30.0% 50,000 40.00% 100,000 50.0% 220,000 75.0% 220001+ Japan Hino Motors Ltd 7.5% 110,000 10.0% 210,000 20.00% 430,000 30.0% 2,140,000 50.0% 2140001+ Japan Hitachi 5.0% 410,000 7.5% 1,100,000 10.00% 2,190,000 20.0% 4,390,000 50.0% 4390001+ Japan Hitachi Construction Machinery Co Ltd 5.0% 27,000 7.5% 137,000 10.00% 273,000 20.0% 1,366,000 50.0% 1366001+ Japan Hitachi Zosen Corp 10.0% 66,000 20.0% 132,000 30.00% 265,000 40.0% 1,325,000 50.0% 1325001+ Japan Hokuetsu Kishu Paper Co ltd 10.0% 37,000 20.0% 73,000 30.00% 147,000 40.0% 735,000 50.0% 735001+ Japan Honda Motor CO 5.0% 85,000 7.5% 212,000 10.00% 424,000 20.0% 847,000 50.0% 847001+ Japan IHI Corp 5.0% 210,000 7.5% 1,060,000 10.00% 2,130,000 20.0% 6,730,000 50.0% 6730001+ Japan Inpex Holdings 5.0% 110,000 7.5% 530,000 10.00% 1,060,000 20.0% 2,520,000 50.0% 2520001+ Japan Isuzu Motors Ltd 5.0% 84,000 7.5% 418,000 10.00% 837,000 20.0% 2,236,000 50.0% 2236001+ Japan Itochu Corp 5.0% 150,000 7.5% 630,000 10.00% 1,260,000 20.0% 2,520,000 50.0% 2520001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 18 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Japan Japan Airlines Co. Ltd 5.0% 48,000 7.5% 224,000 10.00% 447,000 20.0% 894,000 50.0% 894001+ Japan Japan Tobacco 5.0% 85,000 7.5% 212,000 10.00% 423,000 20.0% 846,000 50.0% 846001+ Japan JFE Hldgs 7.5% 97,000 10.0% 324,000 20.00% 649,000 30.0% 1,298,000 50.0% 1298001+ Japan JGC Corp 5.0% 37,000 7.5% 187,000 10.00% 375,000 20.0% 1,489,000 50.0% 1489001+ Japan Jtekt Corp 7.5% 68,000 10.0% 135,000 20.00% 270,000 30.0% 1,350,000 50.0% 1350001+ Japan Kajima 7.5% 370,000 10.0% 730,000 20.00% 1,460,000 30.0% 6,450,000 50.0% 6450001+ Japan Kansai Electric Power 7.5% 160,000 10.0% 320,000 20.00% 640,000 30.0% 2,970,000 50.0% 2970001+ Japan Kao Corp 5.0% 42,000 7.5% 147,000 10.00% 294,000 20.0% 588,000 50.0% 588001+ Japan Kawasaki Heavy Industries 7.5% 430,000 10.0% 1,420,000 20.00% 2,840,000 30.0% 5,690,000 50.0% 5690001+ Japan KDDI CORP 5.0% 52,000 7.5% 261,000 10.00% 522,000 20.0% 1,221,000 50.0% 1221001+ Japan Keio Corp 5.0% 26,000 7.5% 128,000 10.00% 257,000 20.0% 1,283,000 50.0% 1283001+ Japan Kirin Brewery Co. 5.0% 66,000 7.5% 332,000 10.00% 663,000 20.0% 2,195,000 50.0% 2195001+ Japan Kobe Steel 7.5% 1,200,000 10.0% 2,700,000 20.00% 5,500,000 30.0% 15,300,000 50.0% 15300001+ Japan Komatsu 5.0% 94,000 7.5% 353,000 10.00% 706,000 20.0% 1,411,000 50.0% 1411001+ Japan Konica Minolta 5.0% 50,000 7.5% 248,000 10.00% 496,000 20.0% 2,478,000 50.0% 2478001+ Japan Kubota Corp 5.0% 110,000 7.5% 460,000 10.00% 920,000 20.0% 1,830,000 50.0% 1830001+ Japan Kuraray 5.0% 36,000 7.5% 181,000 10.00% 363,000 20.0% 1,814,000 50.0% 1814001+ Japan Kyocera 5.0% 31,000 7.5% 128,000 10.00% 257,000 20.0% 513,000 50.0% 513001+ Japan Kyowa Hakko Kirin 5.0% 23,000 7.5% 117,000 10.00% 235,000 20.0% 1,173,000 50.0% 1173001+ Japan Makita Corp 7.5% 32,000 10.0% 65,000 20.00% 130,000 30.0% 574,000 50.0% 574001+ Japan Marubeni 5.0% 210,000 7.5% 1,050,000 10.00% 2,100,000 20.0% 5,050,000 50.0% 5050001+ Japan Marui 7.5% 78,000 10.0% 157,000 20.00% 314,000 30.0% 1,569,000 50.0% 1569001+ Japan Mazda Motor 7.5% 110,000 10.0% 370,000 20.00% 740,000 30.0% 1,490,000 50.0% 1490001+ Japan Meidensha Corp 10.0% 39,000 20.0% 78,000 30.00% 156,000 40.0% 782,000 50.0% 782001+ Japan Minebea Co 7.5% 150,000 10.0% 450,000 20.00% 910,000 30.0% 1,950,000 50.0% 1950001+ Japan Mitsubishi Chemical 5.0% 130,000 7.5% 660,000 10.00% 1,310,000 20.0% 4,850,000 50.0% 4850001+ Japan Mitsubishi Corp 5.0% 120,000 7.5% 360,000 10.00% 720,000 20.0% 1,440,000 50.0% 1440001+ Japan Mitsubishi Electric Co 5.0% 150,000 7.5% 570,000 10.00% 1,140,000 20.0% 2,290,000 50.0% 2290001+ Japan Mitsubishi Estate Co. 7.5% 95,000 10.0% 318,000 20.00% 635,000 30.0% 1,271,000 50.0% 1271001+ Japan Mitsubishi Heavy Ind 5.0% 300,000 7.5% 1,340,000 10.00% 2,670,000 20.0% 5,340,000 50.0% 5340001+ Japan Mitsubishi Logistics 7.5% 25,000 10.0% 51,000 20.00% 102,000 30.0% 508,000 50.0% 508001+ Japan Mitsubishi Materials 5.0% 160,000 7.5% 780,000 10.00% 1,560,000 20.0% 7,800,000 50.0% 7800001+ Japan Mitsubishi Paper Mills 35.0% 330,000 45.0% 660,000 55.00% 1,320,000 65.0% 1,650,000 75.0% 1650001+ Japan Mitsubishi UFJ Financial Group 5.0% 410,000 7.5% 1,030,000 10.00% 2,050,000 20.0% 4,100,000 50.0% 4100001+ Japan Mitsui and Co. 5.0% 200,000 7.5% 560,000 10.00% 1,110,000 20.0% 2,220,000 50.0% 2220001+ Japan Mitsui Chemicals 7.5% 460,000 10.0% 930,000 20.00% 1,850,000 30.0% 9,220,000 50.0% 9220001+ Japan Mitsui Engineering and Shipbuilding 10.0% 410,000 20.0% 810,000 30.00% 1,630,000 40.0% 8,150,000 50.0% 8150001+ Japan Mitsui Fudosan Co 7.5% 74,000 10.0% 247,000 20.00% 494,000 30.0% 988,000 50.0% 988001+ Japan Mitsui OSK Lines 7.5% 650,000 10.0% 1,720,000 20.00% 3,430,000 30.0% 8,650,000 50.0% 8650001+ Japan Mitsui Trust 7.5% 480,000 10.0% 1,600,000 20.00% 3,200,000 30.0% 6,410,000 50.0% 6410001+ Japan Mitsumi Electric 20.0% 140,000 30.0% 360,000 40.00% 720,000 50.0% 1,580,000 75.0% 1580001+ Japan Mizuho Financial Group 5.0% 1,600,000 7.5% 3,900,000 10.00% 7,800,000 20.0% 15,500,000 50.0% 15500001+ Japan NEC Corp 7.5% 690,000 10.0% 1,810,000 20.00% 3,620,000 30.0% 9,220,000 50.0% 9220001+ Japan NGK Insulators 5.0% 32,000 7.5% 160,000 10.00% 321,000 20.0% 1,363,000 50.0% 1363001+ Japan Nihon Eslead 35.0% 7,100 45.0% 14,200 55.00% 28,300 65.0% 35,400 75.0% 35401+ Japan Nikon Corp 5.0% 73,000 7.5% 365,000 10.00% 730,000 20.0% 2,084,000 50.0% 2084001+ Japan Nintendo Co Ltd 7.5% 13,000 10.0% 43,000 20.00% 86,000 30.0% 172,000 50.0% 172001+ Japan Nippon Express 5.0% 81,000 7.5% 404,000 10.00% 808,000 20.0% 4,042,000 50.0% 4042001+ Japan Nippon Meat Packers Inc 5.0% 28,000 7.5% 142,000 10.00% 284,000 20.0% 1,336,000 50.0% 1336001+ Japan Nippon Sheet Glass 10.0% 700,000 20.0% 1,400,000 30.00% 2,800,000 40.0% 14,020,000 50.0% 14020001+ Japan Nippon Soda 10.0% 31,000 20.0% 61,000 30.00% 122,000 40.0% 611,000 50.0% 611001+ Japan Nippon Steel Corp. 7.5% 860,000 10.0% 2,860,000 20.00% 5,720,000 30.0% 11,450,000 50.0% 11450001+ Japan Nippon Suisan Kaisha 10.0% 120,000 20.0% 240,000 30.00% 480,000 40.0% 2,420,000 50.0% 2420001+ Japan Nippon Telegraph and Tel 5.0% 44,000 7.5% 110,000 10.00% 221,000 20.0% 442,000 50.0% 442001+ Japan Nippon Yusen Kabushiki Kaisha 5.0% 340,000 7.5% 1,700,000 10.00% 3,410,000 20.0% 10,130,000 50.0% 10130001+ Japan Nissan Motor Co 5.0% 240,000 7.5% 700,000 10.00% 1,400,000 20.0% 2,810,000 50.0% 2810001+ Japan Nittobo 10.0% 21,000 20.0% 42,000 30.00% 83,000 40.0% 416,000 50.0% 416001+ Japan Nomura Holdings 7.5% 360,000 10.0% 1,190,000 20.00% 2,370,000 30.0% 4,750,000 50.0% 4750001+ Japan NSK 5.0% 53,000 7.5% 265,000 10.00% 530,000 20.0% 1,911,000 50.0% 1911001+ Japan NTT Data 5.0% 16,000 7.5% 78,000 10.00% 156,000 20.0% 643,000 50.0% 643001+ Japan NTT Docomo 5.0% 130,000 7.5% 400,000 10.00% 810,000 20.0% 1,620,000 50.0% 1620001+ Japan Obayashi 5.0% 98,000 7.5% 491,000 10.00% 983,000 20.0% 4,503,000 50.0% 4503001+ Japan Odakyu Electric 5.0% 30,000 7.5% 151,000 10.00% 302,000 20.0% 1,512,000 50.0% 1512001+ Japan Oji Paper 5.0% 70,000 7.5% 348,000 10.00% 697,000 20.0% 3,485,000 50.0% 3485001+ Japan Okuma Corp 7.5% 80,000 10.0% 161,000 20.00% 322,000 30.0% 1,610,000 50.0% 1610001+ Japan Olympus 7.5% 61,000 10.0% 129,000 20.00% 258,000 30.0% 807,000 50.0% 807001+ Japan Osaka Gas 5.0% 130,000 7.5% 650,000 10.00% 1,300,000 20.0% 6,510,000 50.0% 6510001+ Japan Panasonic Corp 7.5% 160,000 10.0% 540,000 20.00% 1,080,000 30.0% 2,160,000 50.0% 2160001+ Japan Recruit Holdings Co Ltd 5.0% 14,000 7.5% 69,000 10.00% 139,000 20.0% 694,000 50.0% 694001+ Japan Resona Hldgs 5.0% 240,000 7.5% 1,180,000 10.00% 2,360,000 20.0% 5,510,000 50.0% 5510001+ Japan Ricoh Co Ltd 5.0% 93,000 7.5% 463,000 10.00% 925,000 20.0% 2,722,000 50.0% 2722001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 19 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Japan Secom 5.0% 15,000 7.5% 75,000 10.00% 150,000 20.0% 400,000 50.0% 400001+ Japan Sekisui House 5.0% 88,000 7.5% 438,000 10.00% 876,000 20.0% 1,899,000 50.0% 1899001+ Japan Seven and I Hldgs 5.0% 49,000 7.5% 170,000 10.00% 339,000 20.0% 679,000 50.0% 679001+ Japan Sharp Corporation 10.0% 850,000 20.0% 2,040,000 30.00% 4,080,000 40.0% 13,660,000 50.0% 13660001+ Japan Shimizu 7.5% 230,000 10.0% 470,000 20.00% 940,000 30.0% 4,070,000 50.0% 4070001+ Japan Shin-Etsu ChemicalLTD 5.0% 24,000 7.5% 116,000 10.00% 232,000 20.0% 464,000 50.0% 464001+ Japan Shinsei Bank Limited 7.5% 920,000 10.0% 1,840,000 20.00% 3,680,000 30.0% 14,260,000 50.0% 14260001+ Japan Shionogi 5.0% 31,000 7.5% 153,000 10.00% 305,000 20.0% 841,000 50.0% 841001+ Japan Shiseido 5.0% 50,000 7.5% 252,000 10.00% 505,000 20.0% 1,516,000 50.0% 1516001+ Japan Showa Denko 7.5% 590,000 10.0% 1,170,000 20.00% 2,340,000 30.0% 11,720,000 50.0% 11720001+ Japan Softbank Group Corp 7.5% 35,000 10.0% 117,000 20.00% 233,000 30.0% 467,000 50.0% 467001+ Japan Sojitz Corp 7.5% 670,000 10.0% 1,340,000 20.00% 2,690,000 30.0% 13,440,000 50.0% 13440001+ Japan Sony Corporation Japan 7.5% 74,000 10.0% 245,000 20.00% 491,000 30.0% 982,000 50.0% 982001+ Japan Sumco Corp 7.5% 140,000 10.0% 300,000 20.00% 590,000 30.0% 1,840,000 50.0% 1840001+ Japan Sumitomo Chemical 7.5% 410,000 10.0% 1,100,000 20.00% 2,190,000 30.0% 5,500,000 50.0% 5500001+ Japan Sumitomo Corp 5.0% 110,000 7.5% 560,000 10.00% 1,110,000 20.0% 2,650,000 50.0% 2650001+ Japan Sumitomo Electric Industries 5.0% 68,000 7.5% 341,000 10.00% 682,000 20.0% 2,135,000 50.0% 2135001+ Japan Sumitomo Heavy 7.5% 200,000 10.0% 410,000 20.00% 810,000 30.0% 4,060,000 50.0% 4060001+ Japan Sumitomo Metal Mining 5.0% 83,000 7.5% 413,000 10.00% 826,000 20.0% 2,081,000 50.0% 2081001+ Japan Sumitomo Mitsui Financial Group 5.0% 69,000 7.5% 172,000 10.00% 344,000 20.0% 688,000 50.0% 688001+ Japan Sumitomo Osaka Cement Co Ltd 10.0% 140,000 20.0% 280,000 30.00% 560,000 40.0% 2,820,000 50.0% 2820001+ Japan Sumitomo Realty 7.5% 56,000 10.0% 187,000 20.00% 374,000 30.0% 748,000 50.0% 748001+ Japan Suruga Bank 7.5% 34,000 10.0% 67,000 20.00% 135,000 30.0% 674,000 50.0% 674001+ Japan Suzuki Motor Corp 5.0% 41,000 7.5% 204,000 10.00% 409,000 20.0% 953,000 50.0% 953001+ Japan T and D Hldgs. 7.5% 140,000 10.0% 280,000 20.00% 550,000 30.0% 2,030,000 50.0% 2030001+ Japan Taiheiyo Cement Corp 7.5% 390,000 10.0% 790,000 20.00% 1,570,000 30.0% 7,850,000 50.0% 7850001+ Japan Taisei Corp 7.5% 390,000 10.0% 900,000 20.00% 1,800,000 30.0% 5,170,000 50.0% 5170001+ Japan Taiyo Yuden Co Ltd 7.5% 86,000 10.0% 172,000 20.00% 343,000 30.0% 1,717,000 50.0% 1717001+ Japan Takashimaya 5.0% 38,000 7.5% 192,000 10.00% 384,000 20.0% 1,919,000 50.0% 1919001+ Japan Takeda Pharmaceutical 5.0% 52,000 7.5% 143,000 10.00% 286,000 20.0% 573,000 50.0% 573001+ Japan TDK Corp 5.0% 24,000 7.5% 106,000 10.00% 212,000 20.0% 424,000 50.0% 424001+ Japan Teijin Limited 5.0% 140,000 7.5% 700,000 10.00% 1,400,000 20.0% 7,010,000 50.0% 7010001+ Japan Terumo Corp 5.0% 30,000 7.5% 150,000 10.00% 300,000 20.0% 1,112,000 50.0% 1112001+ Japan The Bank of Yokohama 5.0% 95,000 7.5% 477,000 10.00% 954,000 20.0% 4,520,000 50.0% 4520001+ Japan The Chiba Bank 5.0% 56,000 7.5% 278,000 10.00% 557,000 20.0% 2,783,000 50.0% 2783001+ Japan The Furokawa Electric 10.0% 290,000 20.0% 590,000 30.00% 1,180,000 40.0% 5,890,000 50.0% 5890001+ Japan The Shizuoka Bank 5.0% 33,000 7.5% 165,000 10.00% 329,000 20.0% 1,645,000 50.0% 1645001+ Japan Toagosei 10.0% 29,000 20.0% 57,000 30.00% 114,000 40.0% 571,000 50.0% 571001+ Japan Tobu Railway 5.0% 66,000 7.5% 329,000 10.00% 658,000 20.0% 3,292,000 50.0% 3292001+ Japan Toho Zinc 20.0% 110,000 30.0% 280,000 40.00% 550,000 50.0% 1,210,000 75.0% 1210001+ Japan Tokai Carbon 20.0% 130,000 30.0% 320,000 40.00% 650,000 50.0% 1,420,000 75.0% 1420001+ Japan Tokio Marine Holdings 5.0% 57,000 7.5% 179,000 10.00% 358,000 20.0% 717,000 50.0% 717001+ Japan Tokyo Dome Corp 10.0% 58,000 20.0% 117,000 30.00% 234,000 40.0% 1,169,000 50.0% 1169001+ Japan Tokyo Electric Power 15.0% 370,000 20.0% 1,860,000 30.00% 3,720,000 45.0% 7,440,000 75.0% 7440001+ Japan Tokyo Electron 5.0% 15,000 7.5% 77,000 10.00% 154,000 20.0% 452,000 50.0% 452001+ Japan Tokyo Gas 5.0% 160,000 7.5% 820,000 10.00% 1,640,000 20.0% 4,850,000 50.0% 4850001+ Japan Tokyu Corp 5.0% 69,000 7.5% 344,000 10.00% 687,000 20.0% 3,437,000 50.0% 3437001+ Japan Tokyu Fudosan Holdings Corp 5.0% 65,000 7.5% 327,000 10.00% 653,000 20.0% 3,267,000 50.0% 3267001+ Japan Toppan Printing 5.0% 36,000 7.5% 179,000 10.00% 359,000 20.0% 1,793,000 50.0% 1793001+ Japan Topy Industries 20.0% 66,000 30.0% 164,000 40.00% 328,000 50.0% 721,000 75.0% 721001+ Japan Toshiba Corp 5.0% 460,000 7.5% 1,870,000 10.00% 3,740,000 20.0% 7,480,000 50.0% 7480001+ Japan Tosoh Corp 7.5% 230,000 10.0% 450,000 20.00% 910,000 30.0% 4,530,000 50.0% 4530001+ Japan Toyo Seikan Kaisha Ltd 7.5% 35,000 10.0% 71,000 20.00% 142,000 30.0% 709,000 50.0% 709001+ Japan Toyota Boshoku Corp 7.5% 27,000 10.0% 54,000 20.00% 109,000 30.0% 545,000 50.0% 545001+ Japan Toyota Motor Corp. 5.0% 43,000 7.5% 107,000 10.00% 213,000 20.0% 427,000 50.0% 427001+ Japan Toyota Tsusho Corp 5.0% 17,000 7.5% 86,000 10.00% 173,000 20.0% 865,000 50.0% 865001+ Japan Trend Micro 5.0% 16,000 7.5% 82,000 10.00% 164,000 20.0% 822,000 50.0% 822001+ Japan UBE Industries Ltd 7.5% 440,000 10.0% 890,000 20.00% 1,780,000 30.0% 8,880,000 50.0% 8880001+ Japan Unitika 35.0% 3,000,000 45.0% 14,800,000 55.00% 72,200,000 65.0% 90,300,000 75.0% 90300001+ Japan West Japan Railway 5.0% 15,000 7.5% 77,000 10.00% 153,000 20.0% 547,000 50.0% 547001+ Japan Yahoo Japan Corp 7.5% 510,000 10.0% 1,230,000 20.00% 2,460,000 30.0% 6,750,000 50.0% 6750001+ Japan Yamato Holdings 5.0% 38,000 7.5% 189,000 10.00% 378,000 20.0% 1,305,000 50.0% 1305001+ Japan Yaskawa Electric Corp 5.0% 52,000 7.5% 261,000 10.00% 521,000 20.0% 2,175,000 50.0% 2175001+ Japan Yokogawa Electric 7.5% 75,000 10.0% 149,000 20.00% 298,000 30.0% 1,491,000 50.0% 1491001+ Japan Yokohama Rubber Company 7.5% 76,000 10.0% 153,000 20.00% 306,000 30.0% 1,528,000 50.0% 1528001+ Netherlands Aalberts Industries NV 5.0% 2,500 7.5% 12,500 10.00% 25,000 20.0% 124,800 50.0% 124801+ Netherlands Aegon 5.0% 110,000 7.5% 550,000 10.00% 1,100,000 20.0% 3,900,000 50.0% 3900001+ Netherlands Ahold Kon 5.0% 46,000 7.5% 232,000 10.00% 465,000 20.0% 1,506,000 50.0% 1506001+ Netherlands Akzo Nobel 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 385,000 50.0% 385001+ Netherlands Aperam 10.0% 22,000 20.0% 45,000 30.00% 90,000 40.0% 450,000 50.0% 450001+ Netherlands Arcadis NV 7.5% 5,200 10.0% 10,500 20.00% 21,000 30.0% 104,800 50.0% 104801+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 20 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Netherlands ArcelorMittal (EUR) 5.0% 160,000 7.5% 780,000 10.00% 1,560,000 20.0% 3,130,000 50.0% 3130001+ Netherlands ASM International (EUR) 7.5% 7,000 10.0% 14,000 20.00% 28,100 30.0% 140,300 50.0% 140301+ Netherlands ASML Holding 5.0% 18,000 7.5% 69,000 10.00% 138,000 20.0% 276,000 50.0% 276001+ Netherlands Binck Bank NV 20.0% 15,000 30.0% 37,000 40.00% 74,000 50.0% 163,000 75.0% 163001+ Netherlands Corbion NV 10.0% 4,900 20.0% 9,800 30.00% 19,500 40.0% 97,500 50.0% 97501+ Netherlands Fugro NV 10.0% 37,000 20.0% 73,000 30.00% 146,000 40.0% 731,000 50.0% 731001+ Netherlands Heineken 5.0% 13,000 7.5% 64,000 10.00% 129,000 20.0% 382,000 50.0% 382001+ Netherlands IMCD Group BV 7.5% 500 10.0% 1,000 20.00% 1,900 30.0% 9,700 50.0% 9701+ Netherlands ING Groep 5.0% 200,000 7.5% 510,000 10.00% 1,010,000 20.0% 2,020,000 50.0% 2020001+ Netherlands Koninklijke BAM Groep NV 15.0% 57,000 20.0% 152,000 30.00% 305,000 45.0% 761,000 75.0% 761001+ Netherlands Koninklijke Boskalis Westminster NV 10.0% 25,000 20.0% 49,000 30.00% 99,000 40.0% 493,000 50.0% 493001+ Netherlands Koninklijke DSM N.V. 5.0% 10,000 7.5% 50,000 10.00% 101,000 20.0% 503,000 50.0% 503001+ Netherlands Koninklijke Philips Electronics 5.0% 50,000 7.5% 252,000 10.00% 505,000 20.0% 1,029,000 50.0% 1029001+ Netherlands OCI NV 10.0% 16,900 20.0% 33,800 30.00% 67,600 40.0% 338,200 50.0% 338201+ Netherlands Pharming Group NV 35.0% 600,000 45.0% 1,210,000 55.00% 2,410,000 65.0% 3,020,000 75.0% 3020001+ Netherlands PostNL NV 7.5% 110,000 10.0% 210,000 20.00% 430,000 30.0% 2,140,000 50.0% 2140001+ Netherlands Randstad Holding 5.0% 10,000 7.5% 51,000 10.00% 103,000 20.0% 504,000 50.0% 504001+ Netherlands Relx NV 5.0% 30,000 7.5% 148,000 10.00% 296,000 20.0% 1,225,000 50.0% 1225001+ Netherlands Royal Dutch Shell (AS) 5.0% 97,000 7.5% 241,000 10.00% 483,000 20.0% 965,000 50.0% 965001+ Netherlands Royal Dutch Shell Plc 5.0% 110,000 7.5% 270,000 10.00% 540,000 20.0% 1,090,000 50.0% 1090001+ Netherlands Royal Imtech 20.0% 60,000 30.0% 150,000 40.00% 300,000 50.0% 660,000 75.0% 660001+ Netherlands Royal KPN NV 7.5% 530,000 10.0% 1,060,000 20.00% 2,110,000 30.0% 8,520,000 50.0% 8520001+ Netherlands SBM Offshore 7.5% 73,000 10.0% 146,000 20.00% 293,000 30.0% 1,464,000 50.0% 1464001+ Netherlands TNT Express NV 5.0% 24,000 7.5% 118,000 10.00% 237,000 20.0% 1,185,000 50.0% 1185001+ Netherlands TomTom 7.5% 35,000 10.0% 69,000 20.00% 138,000 30.0% 690,000 50.0% 690001+ Netherlands Unilever NV (EUR) 5.0% 68,000 7.5% 170,000 10.00% 339,000 20.0% 678,000 50.0% 678001+ Netherlands Wereldhave NV 7.5% 3,800 10.0% 7,700 20.00% 15,400 30.0% 76,800 50.0% 76801+ Netherlands Wolters Kluwer 5.0% 14,000 7.5% 71,000 10.00% 142,000 20.0% 711,000 50.0% 711001+ Norway Akastor ASA 20.0% 63,000 30.0% 157,000 40.00% 315,000 50.0% 692,000 75.0% 692001+ Norway BW LPG LTD 15.0% 47,000 20.0% 126,000 30.00% 252,000 45.0% 630,000 75.0% 630001+ Norway DNB ASA 5.0% 39,000 7.5% 193,000 10.00% 386,000 20.0% 1,717,000 50.0% 1717001+ Norway Dno ASA 10.0% 200,000 20.0% 400,000 30.00% 810,000 40.0% 4,030,000 50.0% 4030001+ Norway Fred Olsen Energy ASA 20.0% 16,000 30.0% 39,000 40.00% 78,000 50.0% 172,000 75.0% 172001+ Norway Frontline (NOK) 35.0% 67,000 45.0% 134,000 55.00% 269,000 65.0% 336,000 75.0% 336001+ Norway Kvaerner ASA 35.0% 71,000 45.0% 143,000 55.00% 285,000 65.0% 357,000 75.0% 357001+ Norway Marine Harvest 5.0% 31,000 7.5% 156,000 10.00% 311,000 20.0% 1,556,000 50.0% 1556001+ Norway Norwegian Air Shuttle ASA 10.0% 11,000 20.0% 22,000 30.00% 44,000 40.0% 221,000 50.0% 221001+ Norway Petroleum Geo-Services ASA 10.0% 120,000 20.0% 240,000 30.00% 490,000 40.0% 2,430,000 50.0% 2430001+ Norway Prosafe SE 20.0% 51,000 30.0% 128,000 40.00% 256,000 50.0% 562,000 75.0% 562001+ Norway Renewable Energy Corp ASA 20.0% 1,700,000 30.0% 4,300,000 40.00% 8,700,000 50.0% 19,100,000 75.0% 19100001+ Norway Schibsted ASA 5.0% 3,000 7.5% 14,800 10.00% 29,500 20.0% 147,700 50.0% 147701+ Norway Seadrill (NOK) 7.5% 74,000 10.0% 149,000 20.00% 298,000 30.0% 1,488,000 50.0% 1488001+ Norway Statoil ASA 5.0% 54,000 7.5% 272,000 10.00% 543,000 20.0% 1,568,000 50.0% 1568001+ Norway Storebrand 7.5% 75,000 10.0% 150,000 20.00% 299,000 30.0% 1,496,000 50.0% 1496001+ Norway Subsea 7 SA 7.5% 76,000 10.0% 152,000 20.00% 303,000 30.0% 1,517,000 50.0% 1517001+ Norway Telenor 5.0% 24,000 7.5% 121,000 10.00% 242,000 20.0% 1,210,000 50.0% 1210001+ Norway XACT Derivative BULL 80.0% 120,000 100.0% ------Norway Yara International ASA 5.0% 13,000 7.5% 64,000 10.00% 128,000 20.0% 575,000 50.0% 575001+ Poland AB SA 35.0% 800 45.0% 1,600 55.00% 3,200 65.0% 4,000 75.0% 4001+ Poland ABC Data SA 50.0% 8,700 75.0% 17,500 90.00% 35,000 100.0% 35000+ - - Poland Agora 50.0% 3,800 75.0% 7,600 90.00% 15,200 100.0% 15200+ - - Poland Alchemia SA 35.0% 220,000 45.0% 440,000 55.00% 880,000 65.0% 1,100,000 75.0% 1100001+ Poland Alior Bank 10.0% 4,400 20.0% 8,800 30.00% 17,500 40.0% 87,500 50.0% 87501+ Poland Amrest Holdings SE 20.0% 200 30.0% 600 40.00% 1,100 50.0% 2,500 75.0% 2501+ Poland Apator SA 20.0% 400 30.0% 1,000 40.00% 2,000 50.0% 4,400 75.0% 4401+ Poland Asseco Poland SA 10.0% 5,400 20.0% 10,700 30.00% 21,500 40.0% 107,300 50.0% 107301+ Poland Astarta Holding SA 50.0% 1,000 75.0% 2,000 90.00% 4,000 100.0% 4000+ - - Poland ATM SA 50.0% 800 75.0% 1,500 90.00% 3,000 100.0% 3000+ - - Poland Bank BGZ BNP Paribas SA 10.0% 0 20.0% 100 30.00% 100 40.0% 500 50.0% 501+ Poland Bank Handlowy 7.5% 1,800 10.0% 3,500 20.00% 7,000 30.0% 35,100 50.0% 35101+ Poland Bank Millennium SA 7.5% 24,000 10.0% 47,000 20.00% 95,000 30.0% 474,000 50.0% 474001+ Poland Bank Pekao 5.0% 6,300 7.5% 31,500 10.00% 63,100 20.0% 315,500 50.0% 315501+ Poland Bank Zachodni WBK 7.5% 2,900 10.0% 5,900 20.00% 11,700 30.0% 58,500 50.0% 58501+ Poland Bioton 50.0% 27,000 75.0% 54,000 90.00% 108,000 100.0% 108000+ - - Poland Boryszew SA 20.0% 22,000 30.0% 54,000 40.00% 108,000 50.0% 237,000 75.0% 237001+ Poland Budimex SA 10.0% 300 20.0% 700 30.00% 1,400 40.0% 6,800 50.0% 6801+ Poland CCC SA 7.5% 2,800 10.0% 5,600 20.00% 11,200 30.0% 55,900 50.0% 55901+ Poland CD Projekt Red SA 20.0% 7,200 30.0% 18,000 40.00% 36,000 50.0% 79,300 75.0% 79301+ Poland CEZ 5.0% 100 7.5% 500 10.00% 900 20.0% 4,700 50.0% 4701+ Poland Ciech SA 20.0% 2,900 30.0% 7,100 40.00% 14,300 50.0% 31,400 75.0% 31401+ Poland Comarch SA 35.0% 500 45.0% 1,100 55.00% 2,100 65.0% 2,600 75.0% 2601+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 21 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Poland Dom Development SA 35.0% 100 45.0% 200 55.00% 400 65.0% 500 75.0% 501+ Poland Echo Investment SA 10.0% 3,400 20.0% 6,900 30.00% 13,700 40.0% 68,700 50.0% 68701+ Poland Emperia Holding SA 35.0% 1,900 45.0% 3,800 55.00% 7,600 65.0% 9,400 75.0% 9401+ Poland Enea SA 7.5% 20,000 10.0% 39,000 20.00% 79,000 30.0% 393,000 50.0% 393001+ Poland Energa SA 7.5% 29,000 10.0% 57,000 20.00% 114,000 30.0% 570,000 50.0% 570001+ Poland Eurocash SA 10.0% 14,000 20.0% 27,000 30.00% 54,000 40.0% 271,000 50.0% 271001+ Poland Famur SA 20.0% 2,100 30.0% 5,200 40.00% 10,400 50.0% 22,900 75.0% 22901+ Poland Getin Holding 20.0% 24,000 30.0% 60,000 40.00% 121,000 50.0% 265,000 75.0% 265001+ Poland Getin Noble Bank SA 7.5% 35,000 10.0% 70,000 20.00% 140,000 30.0% 698,000 50.0% 698001+ Poland Gielda Papierow Wartosciowych 20.0% 3,700 30.0% 9,300 40.00% 18,700 50.0% 41,100 75.0% 41101+ Poland Grupa Kety SA 20.0% 300 30.0% 800 40.00% 1,700 50.0% 3,700 75.0% 3701+ Poland Grupa Lotos 10.0% 14,000 20.0% 28,000 30.00% 55,000 40.0% 275,000 50.0% 275001+ Poland GTC (Globe Trade Centre) 20.0% 20,000 30.0% 51,000 40.00% 102,000 50.0% 224,000 75.0% 224001+ Poland Hawe SA 80.0% 230,000 100.0% ------Poland Impexmetal SA 35.0% 24,000 45.0% 47,000 55.00% 95,000 65.0% 119,000 75.0% 119001+ Poland ING Bank Slaski Bsk 5.0% 300 7.5% 1,500 10.00% 3,100 20.0% 15,400 50.0% 15401+ Poland Jastrzebska Spolka Weglowa 20.0% 33,000 30.0% 83,000 40.00% 166,000 50.0% 366,000 75.0% 366001+ Poland Kernel Holding SA 20.0% 9,200 30.0% 23,000 40.00% 46,000 50.0% 101,300 75.0% 101301+ Poland KGHM Polska Miedz SA 5.0% 16,000 7.5% 79,000 10.00% 158,000 20.0% 790,000 50.0% 790001+ Poland Kopex SA 35.0% 4,500 45.0% 9,000 55.00% 18,000 65.0% 22,500 75.0% 22501+ Poland Kruk SA 20.0% 1,300 30.0% 3,300 40.00% 6,600 50.0% 14,600 75.0% 14601+ Poland LC Corp SA 35.0% 21,000 45.0% 42,000 55.00% 83,000 65.0% 104,000 75.0% 104001+ Poland LPP SA 7.5% 100 10.0% 200 20.00% 400 30.0% 1,800 50.0% 1801+ Poland Lubelski Wegiel Bogdanka SA 20.0% 5,600 30.0% 14,000 40.00% 28,000 50.0% 61,600 75.0% 61601+ Poland Mbank 7.5% 1,200 10.0% 2,400 20.00% 4,800 30.0% 23,800 50.0% 23801+ Poland MCI Management SA 35.0% 9,300 45.0% 18,500 55.00% 37,000 65.0% 46,300 75.0% 46301+ Poland Milkiland NV 90.0% 8,400 100.0% ------Poland Mostostal Warszawa SA 80.0% 6,500 100.0% ------Poland Netia SA 20.0% 15,000 30.0% 37,000 40.00% 73,000 50.0% 161,000 75.0% 161001+ Poland NFI Empik Media & Fashion SA 50.0% 100 75.0% 200 90.00% 400 100.0% 400+ - - Poland Orange Polska (PLN) 7.5% 140,000 10.0% 280,000 20.00% 570,000 30.0% 2,830,000 50.0% 2830001+ Poland Orbis SA 20.0% 200 30.0% 500 40.00% 900 50.0% 2,000 75.0% 2001+ Poland PBG 90.0% 13,000 100.0% ------Poland Pelion SA 35.0% 200 45.0% 400 55.00% 800 65.0% 1,000 75.0% 1001+ Poland Petrolinvest SA 90.0% 91,000 100.0% ------Poland Pfleiderer Grajewo SA 35.0% 500 45.0% 1,000 55.00% 2,000 65.0% 2,500 75.0% 2501+ Poland PGNIG 7.5% 150,000 10.0% 290,000 20.00% 580,000 30.0% 2,900,000 50.0% 2900001+ Poland PKM Duda SA 80.0% 5,000 100.0% ------Poland PKNorlen 7.5% 45,000 10.0% 91,000 20.00% 182,000 30.0% 908,000 50.0% 908001+ Poland PKO Bank Polski 5.0% 46,000 7.5% 232,000 10.00% 465,000 20.0% 2,324,000 50.0% 2324001+ Poland PKP Cargo Logistics SA 10.0% 1,500 20.0% 3,000 30.00% 6,000 40.0% 30,200 50.0% 30201+ Poland Polimex-Mostostal SA 50.0% 180,000 75.0% 360,000 90.00% 720,000 100.0% 720000+ - - Poland Polish Energy Partners SA 35.0% 100 45.0% 100 55.00% 200 65.0% 300 75.0% 301+ Poland Polnord 50.0% 6,400 75.0% 12,800 90.00% 25,500 100.0% 25500+ - - Poland Polsat Cyfrowy 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 322,000 50.0% 322001+ Poland Polska Grupa Enegetyczna 5.0% 41,000 7.5% 205,000 10.00% 411,000 20.0% 2,053,000 50.0% 2053001+ Poland Powszechny Zaklad Ubezpieczen 5.0% 2,600 7.5% 13,200 10.00% 26,400 20.0% 132,000 50.0% 132001+ Poland PZ Cormay SA 90.0% 27,000 100.0% ------Poland Rafako SA 50.0% 16,000 75.0% 31,000 90.00% 62,000 100.0% 62000+ - - Poland Rovese SA 35.0% 22,000 45.0% 44,000 55.00% 89,000 65.0% 111,000 75.0% 111001+ Poland Serinus Energu Inc 80.0% 35,000 100.0% ------Poland Stalprodukt SA 20.0% 100 30.0% 200 40.00% 500 50.0% 1,000 75.0% 1001+ Poland Stomil Sanok SA 20.0% 400 30.0% 1,000 40.00% 2,000 50.0% 4,400 75.0% 4401+ Poland Synthos Sa 7.5% 44,000 10.0% 88,000 20.00% 177,000 30.0% 883,000 50.0% 883001+ Poland Tauron Polska Energia 7.5% 110,000 10.0% 220,000 20.00% 440,000 30.0% 2,220,000 50.0% 2220001+ Poland TVN 7.5% 7,500 10.0% 15,000 20.00% 30,000 30.0% 149,800 50.0% 149801+ Poland Zaklady Azotowe Pulawy SA 20.0% 0 30.0% 100 40.00% 100 50.0% 300 75.0% 301+ Poland Zaklady Azotowe Tarnow 10.0% 1,800 20.0% 3,500 30.00% 7,100 40.0% 35,300 50.0% 35301+ Poland Zaklady Chemiczne Police SA 20.0% 200 30.0% 500 40.00% 1,000 50.0% 2,200 75.0% 2201+ Portugal ALTRI SGPS 10.0% 7,100 20.0% 14,100 30.00% 28,200 40.0% 141,200 50.0% 141201+ Portugal B Espirito Santo 20.0% 1,400,000 30.0% 5,500,000 40.00% 11,000,000 50.0% 24,200,000 75.0% 24200001+ Portugal Banco BPI 7.5% 89,000 10.0% 177,000 20.00% 354,000 30.0% 1,771,000 50.0% 1771001+ Portugal Banco Comercial Portugues 15.0% 1,400,000 20.0% 7,000,000 30.00% 14,000,000 45.0% 28,000,000 75.0% 28000001+ Portugal Banif Banco Internacional Do Funchal 35.0% 1,400,000 45.0% 7,000,000 55.00% 86,100,000 65.0% 107,600,000 75.0% 107600001+ Portugal Cimpor Cimentos De Portugal 10.0% 800 20.0% 1,600 30.00% 3,100 40.0% 15,600 50.0% 15601+ Portugal EDP Energias de Portugal 5.0% 73,000 7.5% 365,000 10.00% 730,000 20.0% 3,649,000 50.0% 3649001+ Portugal EDP Renovaveis 5.0% 5,200 7.5% 26,100 10.00% 52,100 20.0% 260,600 50.0% 260601+ Portugal Galp Energia 5.0% 17,000 7.5% 87,000 10.00% 174,000 20.0% 869,000 50.0% 869001+ Portugal Jeronimo Martins 5.0% 15,000 7.5% 75,000 10.00% 150,000 20.0% 749,000 50.0% 749001+ Portugal Mota Engil 10.0% 26,000 20.0% 52,000 30.00% 104,000 40.0% 521,000 50.0% 521001+ Portugal NOS SGPS 7.5% 22,000 10.0% 44,000 20.00% 88,000 30.0% 440,000 50.0% 440001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 22 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Portugal PHarol SGPS SA 20.0% 620,000 30.0% 1,560,000 40.00% 3,120,000 50.0% 6,870,000 75.0% 6870001+ Portugal Portucel Papel 5.0% 2,900 7.5% 14,300 10.00% 28,500 20.0% 142,700 50.0% 142701+ Portugal Redes Energeticas Nacionais 10.0% 14,000 20.0% 28,000 30.00% 56,000 40.0% 280,000 50.0% 280001+ Portugal Semapa 7.5% 1,700 10.0% 3,400 20.00% 6,800 30.0% 34,000 50.0% 34001+ Portugal Sonae Industria 50.0% 36,000 75.0% 71,000 90.00% 142,000 100.0% 142000+ - - Portugal Sonae SGPS SA 7.5% 96,000 10.0% 192,000 20.00% 384,000 30.0% 1,918,000 50.0% 1918001+ Portugal Sonaecom 20.0% 5,900 30.0% 14,700 40.00% 29,400 50.0% 64,800 75.0% 64801+ Singapore Accordia Golf Trust 20.0% 250,000 30.0% 620,000 40.00% 1,240,000 50.0% 2,730,000 75.0% 2730001+ Singapore Alliance Mineral Assets Ltd 80.0% 700,000 100.0% ------Singapore Amara Hldgs 35.0% 14,000 45.0% 28,000 55.00% 56,000 65.0% 70,000 75.0% 70001+ Singapore Ara Asset Management 10.0% 12,000 20.0% 24,000 30.00% 49,000 40.0% 244,000 50.0% 244001+ Singapore Artivision Technologies Ltd 80.0% 2,000,000 100.0% ------Singapore Ascendas India Trust 20.0% 46,000 30.0% 114,000 40.00% 229,000 50.0% 503,000 75.0% 503001+ Singapore Ascendas REIT 5.0% 150,000 7.5% 760,000 10.00% 1,510,000 20.0% 7,570,000 50.0% 7570001+ Singapore Ascott Residence Trust 10.0% 49,000 20.0% 99,000 30.00% 197,000 40.0% 985,000 50.0% 985001+ Singapore Asia Pay TV Trust 10.0% 89,000 20.0% 178,000 30.00% 355,000 40.0% 1,776,000 50.0% 1776001+ Singapore ASL Marine Holdings 50.0% 8,800 75.0% 17,500 90.00% 35,000 100.0% 35000+ - - Singapore Attilan Group Ltd 90.0% 1,100,000 100.0% ------Singapore Auric Pac Grp 80.0% 8,000 100.0% ------Singapore Ausgroup 50.0% 350,000 75.0% 710,000 90.00% 1,410,000 100.0% 1410000+ - - Singapore Baker Technology Ltd 35.0% 110,000 45.0% 220,000 55.00% 430,000 65.0% 540,000 75.0% 540001+ Singapore Banyan Tree Hldgs 35.0% 7,100 45.0% 14,300 55.00% 28,500 65.0% 35,600 75.0% 35601+ Singapore Berlian Laju Tanker Tbk 100.0% ------Singapore Biosensors International Group 10.0% 150,000 20.0% 300,000 30.00% 600,000 40.0% 3,010,000 50.0% 3010001+ Singapore Blumont Group Ltd 90.0% 2,000,000 100.0% ------Singapore Bonvests Holdings 20.0% 2,500 30.0% 6,200 40.00% 12,300 50.0% 27,100 75.0% 27101+ Singapore Boustead Projects Pte Ltd 100.0% ------Singapore Boustead Singapore 20.0% 16,000 30.0% 41,000 40.00% 82,000 50.0% 181,000 75.0% 181001+ Singapore Breadtalk Group Ltd 35.0% 42,000 45.0% 84,000 55.00% 168,000 65.0% 209,000 75.0% 209001+ Singapore Bukit Sembawang Est 10.0% 500 20.0% 1,000 30.00% 1,900 40.0% 9,700 50.0% 9701+ Singapore Bumitama Agri Ltd 10.0% 15,000 20.0% 31,000 30.00% 62,000 40.0% 308,000 50.0% 308001+ Singapore Bund Center Investment Ltd 20.0% 5,600 30.0% 14,000 40.00% 28,000 50.0% 61,700 75.0% 61701+ Singapore Cache Logistics 20.0% 94,000 30.0% 236,000 40.00% 472,000 50.0% 1,039,000 75.0% 1039001+ Singapore Cambridge Industrial Trust 20.0% 130,000 30.0% 330,000 40.00% 650,000 50.0% 1,440,000 75.0% 1440001+ Singapore Capitaland 5.0% 170,000 7.5% 860,000 10.00% 1,730,000 20.0% 8,630,000 50.0% 8630001+ Singapore CapitaLand Commercial Trust 5.0% 150,000 7.5% 730,000 10.00% 1,460,000 20.0% 7,300,000 50.0% 7300001+ Singapore CapitaLand Mall Trust 5.0% 160,000 7.5% 810,000 10.00% 1,620,000 20.0% 8,120,000 50.0% 8120001+ Singapore CapitaLand Retail China Trust 10.0% 35,000 20.0% 69,000 30.00% 139,000 40.0% 695,000 50.0% 695001+ Singapore CDL Hospitality Trusts 10.0% 54,000 20.0% 107,000 30.00% 214,000 40.0% 1,071,000 50.0% 1071001+ Singapore Centurion Corp Ltd 35.0% 190,000 45.0% 390,000 55.00% 780,000 65.0% 970,000 75.0% 970001+ Singapore CH Offshore 35.0% 110,000 45.0% 210,000 55.00% 430,000 65.0% 530,000 75.0% 530001+ Singapore Charisma Energy Services 50.0% 2,000,000 75.0% 5,500,000 90.00% 11,000,000 100.0% 11000000+ - - Singapore China Aviation Oil Singapore 20.0% 7,500 30.0% 18,800 40.00% 37,500 50.0% 82,500 75.0% 82501+ Singapore China Environment Ltd 100.0% ------Singapore China Everbright Water Ltd 7.5% 130,000 10.0% 260,000 20.00% 510,000 30.0% 2,560,000 50.0% 2560001+ Singapore China Fishery 35.0% 90,000 45.0% 180,000 55.00% 360,000 65.0% 449,000 75.0% 449001+ Singapore CHINA GAOXIAN FIBRE FABRIC 90.0% 370,000 100.0% ------Singapore China Hongxing Sports 100.0% ------Singapore China Merchants Hldgs 10.0% 31,000 20.0% 62,000 30.00% 124,000 40.0% 621,000 50.0% 621001+ Singapore China Milk 100.0% ------Singapore China Minzhong Food Corp Ltd 20.0% 2,500 30.0% 6,300 40.00% 12,500 50.0% 27,500 75.0% 27501+ Singapore China Sky Chemical Fibre 100.0% ------Singapore Chip Eng Seng 20.0% 98,000 30.0% 244,000 40.00% 488,000 50.0% 1,074,000 75.0% 1074001+ Singapore Chuan Hup Holdings 35.0% 48,000 45.0% 97,000 55.00% 193,000 65.0% 241,000 75.0% 241001+ Singapore CITIC Environtech Ltd 10.0% 63,000 20.0% 127,000 30.00% 253,000 40.0% 1,266,000 50.0% 1266001+ Singapore City Developments 5.0% 15,000 7.5% 73,000 10.00% 146,000 20.0% 730,000 50.0% 730001+ Singapore Comfortdelgro Corp 5.0% 120,000 7.5% 610,000 10.00% 1,230,000 20.0% 6,140,000 50.0% 6140001+ Singapore Cordlife Group Ltd 35.0% 86,000 45.0% 173,000 55.00% 345,000 65.0% 431,000 75.0% 431001+ Singapore Cosco Corp Singapore 10.0% 56,000 20.0% 112,000 30.00% 223,000 40.0% 1,116,000 50.0% 1116001+ Singapore CosmoSteel Holdings 50.0% 1,800,000 75.0% 3,700,000 90.00% 7,300,000 100.0% 7300000+ - - Singapore Courts Asia Ltd 35.0% 64,000 45.0% 129,000 55.00% 258,000 65.0% 322,000 75.0% 322001+ Singapore Creative Technology 80.0% 5,200 100.0% ------Singapore Croesus Retail Trust 35.0% 160,000 45.0% 310,000 55.00% 620,000 65.0% 780,000 75.0% 780001+ Singapore CSC Holdings 90.0% 120,000 100.0% ------Singapore CSE Global 35.0% 66,000 45.0% 133,000 55.00% 265,000 65.0% 331,000 75.0% 331001+ Singapore CWT Limited 20.0% 47,000 30.0% 117,000 40.00% 234,000 50.0% 514,000 75.0% 514001+ Singapore Dairy Farm International (USD) 5.0% 1,800 7.5% 9,100 10.00% 18,100 20.0% 90,600 50.0% 90601+ Singapore DBS Group Holdings 5.0% 75,000 7.5% 373,000 10.00% 745,000 20.0% 3,727,000 50.0% 3727001+ Singapore Del Monte Pacific Ltd 20.0% 17,000 30.0% 41,000 40.00% 83,000 50.0% 182,000 75.0% 182001+ Singapore Delong Holdings 50.0% 7,300 75.0% 14,500 90.00% 29,000 100.0% 29000+ - - Singapore DMX Technologies Group Limited 50.0% 31,000 75.0% 62,000 90.00% 124,000 100.0% 124000+ - - * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 23 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Singapore Dukang Distillers Holdings Ltd 80.0% 75,000 100.0% ------Singapore Dyna-Mac Holdings Ltd 35.0% 240,000 45.0% 470,000 55.00% 940,000 65.0% 1,180,000 75.0% 1180001+ Singapore Enviro-Hub 100.0% ------Singapore EU Yan Sang 35.0% 17,000 45.0% 34,000 55.00% 69,000 65.0% 86,000 75.0% 86001+ Singapore Ezion Holdings 10.0% 550,000 20.0% 1,110,000 30.00% 2,220,000 40.0% 11,090,000 50.0% 11090001+ Singapore Ezra Hldgs 35.0% 1,100,000 45.0% 2,300,000 55.00% 4,500,000 65.0% 5,700,000 75.0% 5700001+ Singapore F J Benjamin 80.0% 24,000 100.0% ------Singapore Falcon Energy 50.0% 120,000 75.0% 230,000 90.00% 460,000 100.0% 460000+ - - Singapore Falcon Energy Warrants 100.0% ------Singapore Far East Hospitality Trust 10.0% 36,000 20.0% 71,000 30.00% 142,000 40.0% 712,000 50.0% 712001+ Singapore Far East Orchard Ltd 20.0% 2,200 30.0% 5,400 40.00% 10,800 50.0% 23,700 75.0% 23701+ Singapore Federal International (2000) 100.0% ------Singapore First REIT 20.0% 33,000 30.0% 82,000 40.00% 164,000 50.0% 361,000 75.0% 361001+ Singapore First Resources 7.5% 80,000 10.0% 159,000 20.00% 318,000 30.0% 1,591,000 50.0% 1591001+ Singapore First Sponsor Group 20.0% 4,900 30.0% 12,300 40.00% 24,700 50.0% 54,300 75.0% 54301+ Singapore Food Empire 50.0% 17,000 75.0% 33,000 90.00% 67,000 100.0% 67000+ - - Singapore Foreland Fab 90.0% 250,000 100.0% ------Singapore Fortune Reit 7.5% 17,000 10.0% 35,000 20.00% 69,000 30.0% 347,000 50.0% 347001+ Singapore Fragrance Group 10.0% 15,000 20.0% 30,000 30.00% 60,000 40.0% 299,000 50.0% 299001+ Singapore Fraser and Neave 7.5% 5,500 10.0% 11,000 20.00% 21,900 30.0% 109,500 50.0% 109501+ Singapore Frasers Centrepoint Limited 5.0% 6,800 7.5% 33,900 10.00% 67,800 20.0% 338,800 50.0% 338801+ Singapore Frasers Centrepoint Trust 10.0% 53,000 20.0% 105,000 30.00% 210,000 40.0% 1,052,000 50.0% 1052001+ Singapore Frasers Commercial Trust 20.0% 69,000 30.0% 171,000 40.00% 343,000 50.0% 754,000 75.0% 754001+ Singapore Fu Yu Ltd 100.0% ------Singapore G K Goh Holdings 35.0% 5,000 45.0% 10,000 55.00% 20,000 65.0% 25,000 75.0% 25001+ Singapore Gallant Venture 10.0% 45,000 20.0% 89,000 30.00% 179,000 40.0% 894,000 50.0% 894001+ Singapore Genting Hong Kong Ltd (USD) 7.5% 94,000 10.0% 188,000 20.00% 375,000 30.0% 1,877,000 50.0% 1877001+ Singapore Genting Singapore PLC 5.0% 440,000 7.5% 2,220,000 10.00% 4,440,000 20.0% 22,210,000 50.0% 22210001+ Singapore Geo Energy Resources Ltd 35.0% 500,000 45.0% 1,010,000 55.00% 2,010,000 65.0% 2,510,000 75.0% 2510001+ Singapore Global Logistic Properties 5.0% 220,000 7.5% 1,110,000 10.00% 2,220,000 20.0% 11,120,000 50.0% 11120001+ Singapore GMG Global Limited 35.0% 260,000 45.0% 520,000 55.00% 1,040,000 65.0% 1,300,000 75.0% 1300001+ Singapore Golden Agri-Resources 5.0% 560,000 7.5% 2,780,000 10.00% 5,570,000 20.0% 27,840,000 50.0% 27840001+ Singapore GP Industries 35.0% 17,000 45.0% 33,000 55.00% 66,000 65.0% 83,000 75.0% 83001+ Singapore Great Eastern Hldgs 5.0% 200 7.5% 1,200 10.00% 2,300 20.0% 11,500 50.0% 11501+ Singapore Guocoland 7.5% 2,100 10.0% 4,200 20.00% 8,300 30.0% 41,500 50.0% 41501+ Singapore Guocoleisure Ltd 10.0% 29,000 20.0% 58,000 30.00% 116,000 40.0% 582,000 50.0% 582001+ Singapore Halcyon Agri Corp Ltd 35.0% 140,000 45.0% 280,000 55.00% 570,000 65.0% 710,000 75.0% 710001+ Singapore Hanwell Holdings Ltd 50.0% 14,000 75.0% 28,000 90.00% 57,000 100.0% 57000+ - - Singapore Haw Par Corp 10.0% 1,100 20.0% 2,200 30.00% 4,300 40.0% 21,500 50.0% 21501+ Singapore Hiap Seng Engineering 90.0% 26,000 100.0% ------Singapore Hi-P International 35.0% 110,000 45.0% 210,000 55.00% 430,000 65.0% 540,000 75.0% 540001+ Singapore Ho Bee Land Ltd 10.0% 4,900 20.0% 9,900 30.00% 19,700 40.0% 98,500 50.0% 98501+ Singapore Hong Fok Corp 20.0% 17,000 30.0% 43,000 40.00% 85,000 50.0% 188,000 75.0% 188001+ Singapore Hong Leong Asia 35.0% 14,000 45.0% 27,000 55.00% 55,000 65.0% 68,000 75.0% 68001+ Singapore Hong Leong Finance 10.0% 2,400 20.0% 4,900 30.00% 9,700 40.0% 48,500 50.0% 48501+ Singapore Hongkong Land (USD) 5.0% 25,000 7.5% 124,000 10.00% 248,000 20.0% 1,239,000 50.0% 1239001+ Singapore Hotel Grand Cntr 20.0% 3,000 30.0% 7,500 40.00% 15,000 50.0% 33,000 75.0% 33001+ Singapore Hotel Properties 7.5% 600 10.0% 1,200 20.00% 2,400 30.0% 12,000 50.0% 12001+ Singapore Hotel Royal Ltd 35.0% 1,500 45.0% 3,000 55.00% 6,000 65.0% 7,500 75.0% 7501+ Singapore HTL International 50.0% 14,000 75.0% 29,000 90.00% 57,000 100.0% 57000+ - - Singapore Hu An Cable Holdings 90.0% 160,000 100.0% ------Singapore Hupsteel 50.0% 18,000 75.0% 36,000 90.00% 72,000 100.0% 72000+ - - Singapore Hutchison Port Holdings Trust (SGD) 5.0% 16,000 7.5% 80,000 10.00% 159,000 20.0% 797,000 50.0% 797001+ Singapore Hutchison Port Holdings Trust (USD) 5.0% 270,000 7.5% 1,340,000 10.00% 2,680,000 20.0% 13,410,000 50.0% 13410001+ Singapore HWA Hong Corp 35.0% 27,000 45.0% 54,000 55.00% 108,000 65.0% 134,000 75.0% 134001+ Singapore Hyflux 20.0% 76,000 30.0% 190,000 40.00% 380,000 50.0% 836,000 75.0% 836001+ Singapore IEV Holdings Ltd 90.0% 27,000 100.0% ------Singapore iFAST Corp Ltd 35.0% 65,000 45.0% 129,000 55.00% 258,000 65.0% 323,000 75.0% 323001+ Singapore IHH Healthcare BHD 5.0% 800 7.5% 4,200 10.00% 8,500 20.0% 42,400 50.0% 42401+ Singapore Indofood Agri Resources Ltd 10.0% 41,000 20.0% 81,000 30.00% 163,000 40.0% 813,000 50.0% 813001+ Singapore Informatics Education 80.0% 190,000 100.0% ------Singapore Innopac Holdings Ltd 90.0% 800,000 100.0% ------Singapore Innovalues 35.0% 510,000 45.0% 1,030,000 55.00% 2,050,000 65.0% 2,560,000 75.0% 2560001+ Singapore Interplex Holdings Ltd 35.0% 35,000 45.0% 70,000 55.00% 139,000 65.0% 174,000 75.0% 174001+ Singapore Interra Resources Ltd 90.0% 110,000 100.0% ------Singapore IPCO International Ltd 90.0% 990,000 100.0% ------Singapore Isdn Holdings 80.0% 490,000 100.0% ------Singapore ISEC Healthcare Ltd 35.0% 90,000 45.0% 179,000 55.00% 359,000 65.0% 449,000 75.0% 449001+ Singapore Isetan (SGD) 50.0% 1,300 75.0% 2,500 90.00% 5,000 100.0% 5000+ - - Singapore iShares MSCI India (USD) 20.0% 16,000 30.0% 41,000 40.00% 81,000 50.0% 179,000 75.0% 179001+ Singapore Japfa Ltd 20.0% 64,000 30.0% 160,000 40.00% 321,000 50.0% 706,000 75.0% 706001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 24 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Singapore Jardine Cycle & Carriage 5.0% 4,200 7.5% 21,100 10.00% 42,200 20.0% 210,800 50.0% 210801+ Singapore Jardine Matheson (USD) 5.0% 3,700 7.5% 18,300 10.00% 36,600 20.0% 182,800 50.0% 182801+ Singapore Jardine Strategic (USD) 5.0% 2,400 7.5% 12,100 10.00% 24,200 20.0% 121,000 50.0% 121001+ Singapore Jasper Investments 90.0% 250,000 100.0% ------Singapore Jaya Holdings 90.0% 2,000,000 100.0% ------Singapore JES International Holdings Limited 90.0% 2,000,000 100.0% ------Singapore Jiutian Chemical 80.0% 420,000 100.0% ------Singapore K1 Ventures 35.0% 120,000 45.0% 250,000 55.00% 500,000 65.0% 620,000 75.0% 620001+ Singapore Kencana Agri 35.0% 28,000 45.0% 56,000 55.00% 112,000 65.0% 140,000 75.0% 140001+ Singapore Keppel Corp 5.0% 96,000 7.5% 478,000 10.00% 957,000 20.0% 4,784,000 50.0% 4784001+ Singapore Keppel DC REIT 20.0% 230,000 30.0% 580,000 40.00% 1,160,000 50.0% 2,540,000 75.0% 2540001+ Singapore Keppel Infrastructure Trust 20.0% 66,000 30.0% 164,000 40.00% 329,000 50.0% 724,000 75.0% 724001+ Singapore Keppel REIT 7.5% 210,000 10.0% 410,000 20.00% 830,000 30.0% 4,140,000 50.0% 4140001+ Singapore Keppel Telecom & Transport 20.0% 31,000 30.0% 77,000 40.00% 154,000 50.0% 338,000 75.0% 338001+ Singapore Koh Brothers Grp 50.0% 35,000 75.0% 71,000 90.00% 141,000 100.0% 141000+ - - Singapore KrisEnergy Ltd 35.0% 91,000 45.0% 183,000 55.00% 365,000 65.0% 456,000 75.0% 456001+ Singapore KS Energy Services 50.0% 13,000 75.0% 27,000 90.00% 53,000 100.0% 53000+ - - Singapore KSH Holdings 35.0% 33,000 45.0% 66,000 55.00% 133,000 65.0% 166,000 75.0% 166001+ Singapore LCD Global Investments 35.0% 180,000 45.0% 370,000 55.00% 740,000 65.0% 920,000 75.0% 920001+ Singapore Lee Metal 50.0% 37,000 75.0% 73,000 90.00% 147,000 100.0% 147000+ - - Singapore Li Heng Chemical Fibre 35.0% 49,000 45.0% 99,000 55.00% 198,000 65.0% 247,000 75.0% 247001+ Singapore Lian Beng Group 35.0% 140,000 45.0% 270,000 55.00% 540,000 65.0% 680,000 75.0% 680001+ Singapore Linc Energy Ltd 35.0% 140,000 45.0% 290,000 55.00% 570,000 65.0% 720,000 75.0% 720001+ Singapore LionGold Corp Ltd 90.0% 2,000,000 100.0% ------Singapore Lippo Malls Indonesia Retail Trust 20.0% 290,000 30.0% 720,000 40.00% 1,450,000 50.0% 3,180,000 75.0% 3180001+ Singapore Low Keng Huat 20.0% 10,000 30.0% 24,900 40.00% 49,800 50.0% 109,500 75.0% 109501+ Singapore Loyz Energy Ltd 90.0% 180,000 100.0% ------Singapore Lyxor ETF China Enterprise (USD) 10.0% 100 20.0% 200 30.00% 500 40.0% 2,400 50.0% 2401+ Singapore Lyxor ETF Commodities CRB (USD) 20.0% 300 30.0% 700 40.00% 1,500 50.0% 3,200 75.0% 3201+ Singapore Macquarie Int Infrastructure (SGD) 80.0% 370,000 100.0% ------Singapore Mandarin Oriental (USD) 7.5% 7,400 10.0% 14,800 20.00% 29,500 30.0% 147,600 50.0% 147601+ Singapore Manhattan Resources Ltd 50.0% 26,000 75.0% 53,000 90.00% 106,000 100.0% 106000+ - - Singapore Mapletree Commercial Trust 7.5% 92,000 10.0% 183,000 20.00% 367,000 30.0% 1,834,000 50.0% 1834001+ Singapore Mapletree Greater China Commercial Trust 7.5% 150,000 10.0% 310,000 20.00% 620,000 30.0% 3,100,000 50.0% 3100001+ Singapore Mapletree Industrial Trust 7.5% 110,000 10.0% 230,000 20.00% 460,000 30.0% 2,280,000 50.0% 2280001+ Singapore Mapletree Logistics Trust 7.5% 150,000 10.0% 300,000 20.00% 600,000 30.0% 2,980,000 50.0% 2980001+ Singapore Mercator Lines 80.0% 35,000 100.0% ------Singapore Mermaid Maritime PCL 35.0% 180,000 45.0% 360,000 55.00% 710,000 65.0% 890,000 75.0% 890001+ Singapore Metech International Ltd 90.0% 600,000 100.0% ------Singapore Metro Holdings 20.0% 16,000 30.0% 39,000 40.00% 78,000 50.0% 171,000 75.0% 171001+ Singapore Mewah International 20.0% 11,000 30.0% 29,000 40.00% 57,000 50.0% 125,000 75.0% 125001+ Singapore Midas Holdings Ltd 35.0% 1,300,000 45.0% 2,600,000 55.00% 5,200,000 65.0% 6,500,000 75.0% 6500001+ Singapore Mirach Energy 90.0% 2,000,000 100.0% ------Singapore Mobileone 7.5% 43,000 10.0% 86,000 20.00% 172,000 30.0% 862,000 50.0% 862001+ Singapore Nam Cheong 20.0% 590,000 30.0% 1,470,000 40.00% 2,940,000 50.0% 6,460,000 75.0% 6460001+ Singapore Neptune Orient Lines 7.5% 170,000 10.0% 340,000 20.00% 680,000 30.0% 3,380,000 50.0% 3380001+ Singapore Noble Group 5.0% 450,000 7.5% 2,260,000 10.00% 4,520,000 20.0% 22,620,000 50.0% 22620001+ Singapore NSL Ltd 20.0% 4,900 30.0% 12,200 40.00% 24,300 50.0% 53,500 75.0% 53501+ Singapore Oceanus Group Limited 90.0% 1,600,000 100.0% ------Singapore OKH Global Ltd 35.0% 1,600,000 45.0% 3,300,000 55.00% 6,500,000 65.0% 8,100,000 75.0% 8100001+ Singapore Olam International 5.0% 23,000 7.5% 117,000 10.00% 233,000 20.0% 1,167,000 50.0% 1167001+ Singapore Olam International Ltd Warrants 10.0% 1,400 20.0% 2,700 30.00% 5,400 40.0% 27,000 50.0% 27001+ Singapore Osim International 10.0% 87,000 20.0% 175,000 30.00% 350,000 40.0% 1,748,000 50.0% 1748001+ Singapore Otto Marine Limited 50.0% 980,000 75.0% 1,950,000 90.00% 3,900,000 100.0% 3900000+ - - Singapore OUE Commercial REIT 20.0% 32,000 30.0% 79,000 40.00% 158,000 50.0% 347,000 75.0% 347001+ Singapore OUE Hospitality Trust 10.0% 47,000 20.0% 95,000 30.00% 189,000 40.0% 945,000 50.0% 945001+ Singapore OUE Ltd 7.5% 16,000 10.0% 33,000 20.00% 65,000 30.0% 327,000 50.0% 327001+ Singapore Overseas-Chinese Bank 5.0% 78,000 7.5% 388,000 10.00% 776,000 20.0% 3,881,000 50.0% 3881001+ Singapore Oxley Holding Ltd 10.0% 18,000 20.0% 35,000 30.00% 70,000 40.0% 351,000 50.0% 351001+ Singapore Pacc Offshore Services Holding 20.0% 130,000 30.0% 320,000 40.00% 640,000 50.0% 1,420,000 75.0% 1420001+ Singapore Pacific Andes Resources Development 35.0% 1,100,000 45.0% 2,200,000 55.00% 4,400,000 65.0% 5,500,000 75.0% 5500001+ Singapore Pacific Century Regional Devt 20.0% 140,000 30.0% 350,000 40.00% 690,000 50.0% 1,520,000 75.0% 1520001+ Singapore Pacific Radiance Ltd 35.0% 530,000 45.0% 1,070,000 55.00% 2,140,000 65.0% 2,670,000 75.0% 2670001+ Singapore Pan Ocean Co Ltd 20.0% 100 30.0% 200 40.00% 300 50.0% 700 75.0% 701+ Singapore Pan-United Corp 35.0% 13,000 45.0% 26,000 55.00% 51,000 65.0% 64,000 75.0% 64001+ Singapore Parkway Life REIT 10.0% 9,700 20.0% 19,400 30.00% 38,800 40.0% 194,000 50.0% 194001+ Singapore Petra Foods 7.5% 2,900 10.0% 5,900 20.00% 11,700 30.0% 58,500 50.0% 58501+ Singapore Q&M Dental Group Singapore Ltd 35.0% 410,000 45.0% 820,000 55.00% 1,650,000 65.0% 2,060,000 75.0% 2060001+ Singapore QAF Ltd 20.0% 12,000 30.0% 30,000 40.00% 61,000 50.0% 134,000 75.0% 134001+ Singapore QT Vascular Ltd 50.0% 490,000 75.0% 980,000 90.00% 1,960,000 100.0% 1960000+ - - Singapore Raffles Education Corp 35.0% 150,000 45.0% 300,000 55.00% 600,000 65.0% 750,000 75.0% 750001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 25 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Singapore Raffles Medical Group 7.5% 13,000 10.0% 26,000 20.00% 52,000 30.0% 261,000 50.0% 261001+ Singapore Religare Health Trust 20.0% 99,000 30.0% 249,000 40.00% 497,000 50.0% 1,094,000 75.0% 1094001+ Singapore Rex International Holding 35.0% 930,000 45.0% 1,860,000 55.00% 3,720,000 65.0% 4,650,000 75.0% 4650001+ Singapore RH Petrogas Ltd 35.0% 970,000 45.0% 1,940,000 55.00% 3,880,000 65.0% 4,850,000 75.0% 4850001+ Singapore Riverstone Holdings 35.0% 20,000 45.0% 41,000 55.00% 81,000 65.0% 101,000 75.0% 101001+ Singapore Rotary Engineering Ltd 35.0% 48,000 45.0% 97,000 55.00% 193,000 65.0% 241,000 75.0% 241001+ Singapore Rowsley 20.0% 190,000 30.0% 480,000 40.00% 970,000 50.0% 2,130,000 75.0% 2130001+ Singapore Rowsley Warrants 25.0% 450,000 30.0% 900,000 45.00% 2,240,000 60.0% 3,740,000 75.0% 3740001+ Singapore S Reinsur Corp 50.0% 18,000 75.0% 36,000 90.00% 72,000 100.0% 72000+ - - Singapore Samudera Shipping Line 50.0% 49,000 75.0% 98,000 90.00% 197,000 100.0% 197000+ - - Singapore San Teh Ltd 80.0% 8,800 100.0% ------Singapore Sarine Technologies 20.0% 18,000 30.0% 45,000 40.00% 90,000 50.0% 199,000 75.0% 199001+ Singapore SATS Ltd 7.5% 54,000 10.0% 107,000 20.00% 215,000 30.0% 1,074,000 50.0% 1074001+ Singapore SBS Transit 20.0% 1,800 30.0% 4,500 40.00% 9,000 50.0% 19,700 75.0% 19701+ Singapore Sembcorp Industries 5.0% 55,000 7.5% 276,000 10.00% 553,000 20.0% 2,764,000 50.0% 2764001+ Singapore Sembcorp Marine 5.0% 76,000 7.5% 379,000 10.00% 759,000 20.0% 3,793,000 50.0% 3793001+ Singapore Sheng Siong Group Ltd 10.0% 98,000 20.0% 197,000 30.00% 394,000 40.0% 1,969,000 50.0% 1969001+ Singapore SIA Engineering Co 5.0% 7,400 7.5% 36,800 10.00% 73,600 20.0% 368,200 50.0% 368201+ Singapore SIIC Environment Holdings 10.0% 1,100,000 20.0% 2,200,000 30.00% 4,500,000 40.0% 22,400,000 50.0% 22400001+ Singapore Silverlake Axis Ltd 7.5% 66,000 10.0% 132,000 20.00% 263,000 30.0% 1,316,000 50.0% 1316001+ Singapore Sim Lian Grp 20.0% 4,000 30.0% 10,000 40.00% 20,000 50.0% 44,000 75.0% 44001+ Singapore Sinarmas Land Ltd 10.0% 26,000 20.0% 51,000 30.00% 103,000 40.0% 514,000 50.0% 514001+ Singapore Sing Invst 35.0% 4,500 45.0% 9,100 55.00% 18,200 65.0% 22,700 75.0% 22701+ Singapore Singapore Airlines 5.0% 24,000 7.5% 121,000 10.00% 242,000 20.0% 1,212,000 50.0% 1212001+ Singapore Singapore Exchange 5.0% 33,000 7.5% 166,000 10.00% 332,000 20.0% 1,662,000 50.0% 1662001+ Singapore Singapore Post 5.0% 110,000 7.5% 570,000 10.00% 1,150,000 20.0% 5,730,000 50.0% 5730001+ Singapore Singapore Press Holdings 5.0% 55,000 7.5% 277,000 10.00% 555,000 20.0% 2,775,000 50.0% 2775001+ Singapore Singapore Technologies Engineering 5.0% 48,000 7.5% 238,000 10.00% 476,000 20.0% 2,379,000 50.0% 2379001+ Singapore Singapore Telecommunications (SGD) 5.0% 370,000 7.5% 1,840,000 10.00% 3,680,000 20.0% 9,390,000 50.0% 9390001+ Singapore Singhaiyi Group Ltd 35.0% 87,000 45.0% 174,000 55.00% 348,000 65.0% 434,000 75.0% 434001+ Singapore Sino Grandness Food Industry Group Ltd 35.0% 930,000 45.0% 1,850,000 55.00% 3,710,000 65.0% 4,630,000 75.0% 4630001+ Singapore Sinotel Technologies Ltd 90.0% 39,000 100.0% ------Singapore SMRT Corp 7.5% 46,000 10.0% 93,000 20.00% 186,000 30.0% 929,000 50.0% 929001+ Singapore Soilbuild Business Space REIT 20.0% 90,000 30.0% 224,000 40.00% 448,000 50.0% 985,000 75.0% 985001+ Singapore Spackman Entertainment Group Ltd 90.0% 850,000 100.0% ------Singapore SPH Reit 7.5% 29,000 10.0% 58,000 20.00% 115,000 30.0% 577,000 50.0% 577001+ Singapore Spice i2i 90.0% 310,000 100.0% ------Singapore Spore Ship 50.0% 40,000 75.0% 80,000 90.00% 159,000 100.0% 159000+ - - Singapore Stamford Land 35.0% 57,000 45.0% 114,000 55.00% 228,000 65.0% 285,000 75.0% 285001+ Singapore Starburst Holdings 50.0% 100,000 75.0% 210,000 90.00% 410,000 100.0% 410000+ - - Singapore Starhill Global Real Estate Investment Trust 10.0% 74,000 20.0% 148,000 30.00% 296,000 40.0% 1,481,000 50.0% 1481001+ Singapore Starhub 5.0% 31,000 7.5% 155,000 10.00% 309,000 20.0% 1,547,000 50.0% 1547001+ Singapore STATS ChipPAC 10.0% 110,000 20.0% 210,000 30.00% 420,000 40.0% 2,110,000 50.0% 2110001+ Singapore STI ETF 35.0% 32,000 45.0% 64,000 55.00% 128,000 65.0% 160,000 75.0% 160001+ Singapore Straco 20.0% 5,400 30.0% 13,500 40.00% 26,900 50.0% 59,200 75.0% 59201+ Singapore Straits Trading Co 10.0% 1,300 20.0% 2,700 30.00% 5,300 40.0% 26,500 50.0% 26501+ Singapore Sunningdale Tech 50.0% 150,000 75.0% 290,000 90.00% 590,000 100.0% 590000+ - - Singapore Suntec Reit 5.0% 140,000 7.5% 700,000 10.00% 1,410,000 20.0% 7,030,000 50.0% 7030001+ Singapore Sunvic Chemical 50.0% 540,000 75.0% 1,070,000 90.00% 2,140,000 100.0% 2140000+ - - Singapore Super Group Ltd 10.0% 54,000 20.0% 108,000 30.00% 215,000 40.0% 1,077,000 50.0% 1077001+ Singapore Swiber Holdings Ltd 50.0% 650,000 75.0% 1,300,000 90.00% 2,600,000 100.0% 2600000+ - - Singapore Swissco Holdings Ltd 35.0% 210,000 45.0% 420,000 55.00% 850,000 65.0% 1,060,000 75.0% 1060001+ Singapore Tai Sin Elect 50.0% 32,000 75.0% 63,000 90.00% 126,000 100.0% 126000+ - - Singapore Tat Hong Holdings 35.0% 24,000 45.0% 47,000 55.00% 94,000 65.0% 118,000 75.0% 118001+ Singapore Thai Beverage 7.5% 830,000 10.0% 1,670,000 20.00% 3,340,000 30.0% 16,690,000 50.0% 16690001+ Singapore Tiger Airways Holdings Ltd 20.0% 370,000 30.0% 930,000 40.00% 1,850,000 50.0% 4,070,000 75.0% 4070001+ Singapore TIH Ltd 35.0% 9,000 45.0% 18,000 55.00% 36,000 65.0% 45,000 75.0% 45001+ Singapore Tiong Woon 80.0% 57,000 100.0% ------Singapore Triyards Holdings Ltd 50.0% 72,000 75.0% 144,000 90.00% 289,000 100.0% 289000+ - - Singapore TT Intl 80.0% 420,000 100.0% ------Singapore Tuan Sing Holdings 35.0% 160,000 45.0% 310,000 55.00% 630,000 65.0% 790,000 75.0% 790001+ Singapore UMS Holdings Limited 35.0% 120,000 45.0% 240,000 55.00% 470,000 65.0% 590,000 75.0% 590001+ Singapore United Engineers 10.0% 59,000 20.0% 117,000 30.00% 234,000 40.0% 1,172,000 50.0% 1172001+ Singapore United Industrial Corp 5.0% 1,000 7.5% 5,000 10.00% 10,000 20.0% 50,000 50.0% 50001+ Singapore United Overseas Bank 5.0% 38,000 7.5% 191,000 10.00% 383,000 20.0% 1,914,000 50.0% 1914001+ Singapore UOB-Kay Hian 10.0% 3,200 20.0% 6,300 30.00% 12,600 40.0% 63,000 50.0% 63001+ Singapore UOI Ltd 35.0% 1,400 45.0% 2,800 55.00% 5,500 65.0% 6,900 75.0% 6901+ Singapore UOL Group 5.0% 18,000 7.5% 92,000 10.00% 184,000 20.0% 922,000 50.0% 922001+ Singapore Vallianz Holdings 50.0% 2,000,000 75.0% 7,000,000 90.00% 14,000,000 100.0% 14000000+ - - Singapore Valuetronics Holdings Ltd 50.0% 500,000 75.0% 1,000,000 90.00% 2,000,000 100.0% 2000000+ - - Singapore Vard Holdings 35.0% 990,000 45.0% 1,980,000 55.00% 3,950,000 65.0% 4,940,000 75.0% 4940001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 26 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Singapore Venture Corp 7.5% 14,000 10.0% 29,000 20.00% 57,000 30.0% 287,000 50.0% 287001+ Singapore Vibrant Group 35.0% 340,000 45.0% 680,000 55.00% 1,350,000 65.0% 1,690,000 75.0% 1690001+ Singapore Vicom Ltd 20.0% 700 30.0% 1,800 40.00% 3,500 50.0% 7,700 75.0% 7701+ Singapore Wee Hur Holdings 35.0% 150,000 45.0% 290,000 55.00% 580,000 65.0% 730,000 75.0% 730001+ Singapore Wheelock Properties 7.5% 4,600 10.0% 9,300 20.00% 18,500 30.0% 92,600 50.0% 92601+ Singapore Wilmar International Ltd 5.0% 96,000 7.5% 482,000 10.00% 965,000 20.0% 4,824,000 50.0% 4824001+ Singapore Wing Tai Holdings 10.0% 51,000 20.0% 101,000 30.00% 203,000 40.0% 1,013,000 50.0% 1013001+ Singapore World Precision Machinery Ltd 50.0% 7,500 75.0% 15,000 90.00% 30,000 100.0% 30000+ - - Singapore XinRen Aluminum Holdings Ltd 20.0% 7,300 30.0% 18,100 40.00% 36,300 50.0% 79,800 75.0% 79801+ Singapore Yangzijiang Shipbuilding 5.0% 160,000 7.5% 780,000 10.00% 1,560,000 20.0% 7,790,000 50.0% 7790001+ Singapore Yanlord Land Group 10.0% 24,000 20.0% 47,000 30.00% 94,000 40.0% 471,000 50.0% 471001+ Singapore Yeo Hiap Seng 20.0% 1,300 30.0% 3,300 40.00% 6,600 50.0% 14,500 75.0% 14501+ Singapore YHI Intl 50.0% 14,000 75.0% 28,000 90.00% 56,000 100.0% 56000+ - - Singapore Ying Li International Estate Ltd 20.0% 110,000 30.0% 280,000 40.00% 560,000 50.0% 1,230,000 75.0% 1230001+ Singapore Yoma Strategic Holding Ltd 20.0% 300,000 30.0% 740,000 40.00% 1,480,000 50.0% 3,260,000 75.0% 3260001+ Singapore Yongnam Holdings Ltd 50.0% 210,000 75.0% 410,000 90.00% 830,000 100.0% 830000+ - - Singapore Yuuzoo Corp Ltd 50.0% 2,000,000 75.0% 4,100,000 90.00% 8,300,000 100.0% 8300000+ - - Spain Abengoa SA 10.0% 18,000 20.0% 36,000 30.00% 72,000 40.0% 361,000 50.0% 361001+ Spain Abengoa SA B Shares 10.0% 38,000 20.0% 76,000 30.00% 152,000 40.0% 761,000 50.0% 761001+ Spain Abertis 5.0% 22,000 7.5% 109,000 10.00% 218,000 20.0% 1,091,000 50.0% 1091001+ Spain Acciona 7.5% 6,600 10.0% 13,200 20.00% 26,400 30.0% 132,000 50.0% 132001+ Spain Acerinox 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 538,000 50.0% 538001+ Spain ACS Construction 5.0% 14,000 7.5% 71,000 10.00% 143,000 20.0% 714,000 50.0% 714001+ Spain Amadeus IT Holding SA 5.0% 23,000 7.5% 115,000 10.00% 230,000 20.0% 681,000 50.0% 681001+ Spain Banco Bilbao Vizcaya Argentaria S.A. 5.0% 300,000 7.5% 750,000 10.00% 1,510,000 20.0% 3,010,000 50.0% 3010001+ Spain Banco de Sabadell SA 7.5% 730,000 10.0% 1,460,000 20.00% 2,910,000 30.0% 12,470,000 50.0% 12470001+ Spain Banco Popular Espanol SA 7.5% 470,000 10.0% 1,010,000 20.00% 2,010,000 30.0% 6,290,000 50.0% 6290001+ Spain Banco Santander 5.0% 430,000 7.5% 1,070,000 10.00% 2,140,000 20.0% 4,290,000 50.0% 4290001+ Spain Bankia SA 20.0% 1,100,000 30.0% 5,100,000 40.00% 10,100,000 50.0% 22,300,000 75.0% 22300001+ Spain Bankinter SA 7.5% 210,000 10.0% 410,000 20.00% 820,000 30.0% 4,080,000 50.0% 4080001+ Spain Bolsas y Mercados Espanoles SA 5.0% 4,500 7.5% 22,500 10.00% 44,900 20.0% 224,600 50.0% 224601+ Spain CaixaBank 7.5% 490,000 10.0% 1,040,000 20.00% 2,070,000 30.0% 6,550,000 50.0% 6550001+ Spain Duro Felguera SA 20.0% 15,000 30.0% 38,000 40.00% 75,000 50.0% 165,000 75.0% 165001+ Spain Ebro Foods SA 7.5% 8,800 10.0% 17,500 20.00% 35,100 30.0% 175,400 50.0% 175401+ Spain Enagas 5.0% 15,000 7.5% 77,000 10.00% 153,000 20.0% 766,000 50.0% 766001+ Spain ENCE Energia 10.0% 3,700 20.0% 7,500 30.00% 15,000 40.0% 75,000 50.0% 75001+ Spain Endesa 5.0% 20,000 7.5% 102,000 10.00% 203,000 20.0% 1,016,000 50.0% 1016001+ Spain FCC SA 7.5% 24,000 10.0% 48,000 20.00% 96,000 30.0% 481,000 50.0% 481001+ Spain Ferrovial SA 5.0% 30,000 7.5% 151,000 10.00% 301,000 20.0% 1,379,000 50.0% 1379001+ Spain Gamesa Corporacion Tecnologica 10.0% 140,000 20.0% 270,000 30.00% 550,000 40.0% 2,300,000 50.0% 2300001+ Spain Gas Natural SDG SA 5.0% 23,000 7.5% 116,000 10.00% 232,000 20.0% 1,158,000 50.0% 1158001+ Spain Grifols SA 5.0% 12,000 7.5% 58,000 10.00% 116,000 20.0% 580,000 50.0% 580001+ Spain Iberdrola 5.0% 320,000 7.5% 1,170,000 10.00% 2,340,000 20.0% 4,670,000 50.0% 4670001+ Spain Inditex 5.0% 59,000 7.5% 241,000 10.00% 481,000 20.0% 962,000 50.0% 962001+ Spain Indra Sistemas SA 7.5% 36,000 10.0% 73,000 20.00% 145,000 30.0% 726,000 50.0% 726001+ Spain Mapfre SA 5.0% 91,000 7.5% 455,000 10.00% 910,000 20.0% 4,548,000 50.0% 4548001+ Spain Mediaset Espana Comunicacion 7.5% 54,000 10.0% 109,000 20.00% 218,000 30.0% 1,089,000 50.0% 1089001+ Spain NH Hotel Group 7.5% 4,800 10.0% 9,500 20.00% 19,100 30.0% 95,400 50.0% 95401+ Spain Obrascon Huarte 7.5% 22,000 10.0% 44,000 20.00% 87,000 30.0% 436,000 50.0% 436001+ Spain Red Electrica de Espana SA 5.0% 6,700 7.5% 33,600 10.00% 67,100 20.0% 335,700 50.0% 335701+ Spain Repsol SA 5.0% 82,000 7.5% 388,000 10.00% 776,000 20.0% 1,552,000 50.0% 1552001+ Spain Sacyr SA 10.0% 220,000 20.0% 440,000 30.00% 880,000 40.0% 4,390,000 50.0% 4390001+ Spain Tecnicas Reunidas 7.5% 9,700 10.0% 19,400 20.00% 38,800 30.0% 194,000 50.0% 194001+ Spain Telefonica 5.0% 210,000 7.5% 510,000 10.00% 1,030,000 20.0% 2,060,000 50.0% 2060001+ Sweden ABB Ltd (SEK) 5.0% 97,000 7.5% 345,000 10.00% 689,000 20.0% 1,378,000 50.0% 1378001+ Sweden Alfa Laval 5.0% 19,000 7.5% 96,000 10.00% 193,000 20.0% 964,000 50.0% 964001+ Sweden Arcam publ AB 35.0% 1,500 45.0% 3,000 55.00% 5,900 65.0% 7,400 75.0% 7401+ Sweden Assa Abloy B 5.0% 12,000 7.5% 61,000 10.00% 123,000 20.0% 492,000 50.0% 492001+ Sweden Astrazeneca Plc (SEK) 5.0% 34,000 7.5% 103,000 10.00% 206,000 20.0% 412,000 50.0% 412001+ Sweden Atlas Copco A 5.0% 35,000 7.5% 175,000 10.00% 349,000 20.0% 896,000 50.0% 896001+ Sweden Atlas Copco B 5.0% 35,000 7.5% 173,000 10.00% 345,000 20.0% 995,000 50.0% 995001+ Sweden Electrolux 5.0% 21,000 7.5% 104,000 10.00% 209,000 20.0% 1,043,000 50.0% 1043001+ Sweden Elekta 5.0% 29,000 7.5% 147,000 10.00% 295,000 20.0% 1,473,000 50.0% 1473001+ Sweden Eniro AB 35.0% 130,000 45.0% 260,000 55.00% 520,000 65.0% 650,000 75.0% 650001+ Sweden Ericsson B 5.0% 110,000 7.5% 550,000 10.00% 1,090,000 20.0% 2,380,000 50.0% 2380001+ Sweden Getinge 5.0% 13,000 7.5% 65,000 10.00% 129,000 20.0% 647,000 50.0% 647001+ Sweden H&M Hennes & Mauritz AB 5.0% 37,000 7.5% 187,000 10.00% 375,000 20.0% 756,000 50.0% 756001+ Sweden Investor 5.0% 16,000 7.5% 79,000 10.00% 159,000 20.0% 739,000 50.0% 739001+ Sweden Loomis AB 7.5% 2,300 10.0% 4,600 20.00% 9,100 30.0% 45,600 50.0% 45601+ Sweden Lundin Petroleum Ab 5.0% 17,000 7.5% 87,000 10.00% 174,000 20.0% 870,000 50.0% 870001+ Sweden Nordea Bank 5.0% 120,000 7.5% 600,000 10.00% 1,190,000 20.0% 2,390,000 50.0% 2390001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 27 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor Sweden Sandvik 5.0% 77,000 7.5% 387,000 10.00% 773,000 20.0% 2,665,000 50.0% 2665001+ Sweden SCA 5.0% 29,000 7.5% 145,000 10.00% 290,000 20.0% 1,271,000 50.0% 1271001+ Sweden SEB 5.0% 72,000 7.5% 360,000 10.00% 720,000 20.0% 2,507,000 50.0% 2507001+ Sweden Securitas 5.0% 16,000 7.5% 80,000 10.00% 160,000 20.0% 800,000 50.0% 800001+ Sweden Skanska 5.0% 15,000 7.5% 77,000 10.00% 153,000 20.0% 767,000 50.0% 767001+ Sweden SKF 5.0% 35,000 7.5% 176,000 10.00% 351,000 20.0% 1,225,000 50.0% 1225001+ Sweden Svenska Handelsbanken A 5.0% 17,000 7.5% 85,000 10.00% 170,000 20.0% 677,000 50.0% 677001+ Sweden Swedbank 5.0% 43,000 7.5% 213,000 10.00% 427,000 20.0% 1,297,000 50.0% 1297001+ Sweden Swedish Match 5.0% 10,000 7.5% 52,000 10.00% 104,000 20.0% 520,000 50.0% 520001+ Sweden Swedish Orphan Biovitrum AB 7.5% 19,000 10.0% 38,000 20.00% 77,000 30.0% 384,000 50.0% 384001+ Sweden Tele2 B 5.0% 27,000 7.5% 137,000 10.00% 274,000 20.0% 1,371,000 50.0% 1371001+ Sweden Telia Sonera 5.0% 120,000 7.5% 610,000 10.00% 1,230,000 20.0% 5,190,000 50.0% 5190001+ Sweden Volvo 5.0% 120,000 7.5% 560,000 10.00% 1,130,000 20.0% 2,260,000 50.0% 2260001+ Switzerland ABB Ltd (CHF) 5.0% 100,000 7.5% 340,000 10.00% 690,000 20.0% 1,380,000 50.0% 1380001+ Switzerland Actelion Holdings 5.0% 6,400 7.5% 32,000 10.00% 64,000 20.0% 236,500 50.0% 236501+ Switzerland Adecco 5.0% 13,000 7.5% 63,000 10.00% 127,000 20.0% 366,000 50.0% 366001+ Switzerland Chocoladefabriken Lindt & Sprungli AG 10.0% 5 20.0% 15 30.00% 25 40.0% 135 50.0% 136+ Switzerland Clariant AG 5.0% 25,000 7.5% 127,000 10.00% 254,000 20.0% 1,269,000 50.0% 1269001+ Switzerland Credit Suisse (CHF) 5.0% 87,000 7.5% 276,000 10.00% 553,000 20.0% 1,106,000 50.0% 1106001+ Switzerland DKSH Holding AG 5.0% 1,100 7.5% 5,700 10.00% 11,300 20.0% 56,700 50.0% 56701+ Switzerland Dufry AG 5.0% 1,700 7.5% 8,700 10.00% 17,400 20.0% 86,900 50.0% 86901+ Switzerland Givaudan SA 5.0% 400 7.5% 1,900 10.00% 3,900 20.0% 16,200 50.0% 16201+ Switzerland Julius Baer Gruppe AG 5.0% 9,800 7.5% 48,900 10.00% 97,700 20.0% 488,700 50.0% 488701+ Switzerland Kuehne & Nagel International AG 5.0% 2,000 7.5% 10,000 10.00% 20,000 20.0% 100,200 50.0% 100201+ Switzerland LafargeHolcim Ltd 5.0% 17,000 7.5% 83,000 10.00% 166,000 20.0% 386,000 50.0% 386001+ Switzerland Logitech International SA (CHF) 7.5% 33,000 10.0% 66,000 20.00% 132,000 30.0% 660,000 50.0% 660001+ Switzerland Lonza Group AG 5.0% 3,200 7.5% 15,800 10.00% 31,500 20.0% 157,600 50.0% 157601+ Switzerland Meyer Burger 20.0% 46,000 30.0% 114,000 40.00% 229,000 50.0% 503,000 75.0% 503001+ Switzerland Nestle 5.0% 39,000 7.5% 98,000 10.00% 197,000 20.0% 393,000 50.0% 393001+ Switzerland Novartis AG 5.0% 29,000 7.5% 73,000 10.00% 146,000 20.0% 292,000 50.0% 292001+ Switzerland Panalpina Welttransport 5.0% 200 7.5% 1,100 10.00% 2,200 20.0% 11,000 50.0% 11001+ Switzerland Richemont 5.0% 23,000 7.5% 87,000 10.00% 174,000 20.0% 349,000 50.0% 349001+ Switzerland Roche Holdings 5.0% 10,000 7.5% 26,000 10.00% 52,000 20.0% 105,000 50.0% 105001+ Switzerland Schmolz & Bickenbach 10.0% 67,000 20.0% 134,000 30.00% 269,000 40.0% 1,344,000 50.0% 1344001+ Switzerland SGS SA 5.0% 300 7.5% 1,300 10.00% 2,500 20.0% 12,600 50.0% 12601+ Switzerland SIKA 5.0% 0 7.5% 200 10.00% 500 20.0% 2,500 50.0% 2501+ Switzerland Swatch Group AG 5.0% 3,200 7.5% 15,800 10.00% 31,700 20.0% 69,600 50.0% 69601+ Switzerland Swiss Life Holding 5.0% 1,800 7.5% 8,800 10.00% 17,600 20.0% 87,800 50.0% 87801+ Switzerland Swiss Re AG 5.0% 18,000 7.5% 76,000 10.00% 153,000 20.0% 306,000 50.0% 306001+ Switzerland Swisscom AG 5.0% 1,600 7.5% 7,800 10.00% 15,700 20.0% 53,000 50.0% 53001+ Switzerland Syngenta (CHF) 5.0% 4,600 7.5% 22,400 10.00% 44,700 20.0% 89,400 50.0% 89401+ Switzerland Temenos Group AG 7.5% 8,900 10.0% 17,700 20.00% 35,400 30.0% 177,000 50.0% 177001+ Switzerland U-Blox Holding AG 10.0% 1,000 20.0% 2,000 30.00% 4,100 40.0% 20,400 50.0% 20401+ Switzerland UBS Group AG (CHF) 5.0% 140,000 7.5% 380,000 10.00% 770,000 20.0% 1,530,000 50.0% 1530001+ Switzerland Zurich Financial 5.0% 6,900 7.5% 24,000 10.00% 48,100 20.0% 96,200 50.0% 96201+ 3i Infrastructure 7.5% 35,000 10.0% 69,000 20.00% 138,000 30.0% 692,000 50.0% 692001+ United Kingdom 888 Holdings plc 10.0% 18,000 20.0% 36,000 30.00% 72,000 40.0% 361,000 50.0% 361001+ United Kingdom AA PLC 5.0% 11,000 7.5% 56,000 10.00% 112,000 20.0% 561,000 50.0% 561001+ United Kingdom Abcam Plc 10.0% 26,000 20.0% 51,000 30.00% 102,000 40.0% 510,000 50.0% 510001+ United Kingdom Aberdeen Asian Income Fund Ltd 20.0% 16,000 30.0% 40,000 40.00% 80,000 50.0% 176,000 75.0% 176001+ United Kingdom Aberdeen Asian Sm Co 20.0% 3,600 30.0% 9,000 40.00% 18,000 50.0% 39,700 75.0% 39701+ United Kingdom Aberdeen New Thai 50.0% 2,900 75.0% 5,800 90.00% 11,600 100.0% 11600+ - - United Kingdom Aberdeen Private Equity Fund 50.0% 3,600 75.0% 7,200 90.00% 14,400 100.0% 14400+ - - United Kingdom Aberforth Smaller Companies Trust 7.5% 3,800 10.0% 7,500 20.00% 15,100 30.0% 75,400 50.0% 75401+ United Kingdom Acacia Mining Plc 10.0% 31,000 20.0% 62,000 30.00% 123,000 40.0% 617,000 50.0% 617001+ United Kingdom Acal 35.0% 8,600 45.0% 17,200 55.00% 34,300 65.0% 42,900 75.0% 42901+ United Kingdom Accessco Technology Group plc 35.0% 1,700 45.0% 4,400 55.00% 8,900 65.0% 11,100 75.0% 11101+ United Kingdom Accsys Technologies Plc 50.0% 18,000 75.0% 36,000 90.00% 72,000 100.0% 72000+ - - United Kingdom Advanced Medical Solutions Group plc 20.0% 18,000 30.0% 44,000 40.00% 89,000 50.0% 196,000 75.0% 196001+ United Kingdom Aer Lingus (LSE) 10.0% 3,400 20.0% 6,800 30.00% 13,600 40.0% 67,800 50.0% 67801+ United Kingdom Aero Inventory (Delisted 14.12.09) 100.0% ------United Kingdom AFC Energy Plc 50.0% 96,000 75.0% 191,000 90.00% 383,000 100.0% 383000+ - - United Kingdom 100.0% ------United Kingdom African Minerals (Delisted 07.04.15) 100.0% ------United Kingdom Aga Rangemaster 50.0% 17,000 75.0% 33,000 90.00% 67,000 100.0% 67000+ - - United Kingdom 5.0% 14,000 7.5% 71,000 10.00% 142,000 20.0% 709,000 50.0% 709001+ United Kingdom Air Partner 80.0% 8,200 100.0% ------United Kingdom Al Noor Hospitals Group 10.0% 2,700 20.0% 5,500 30.00% 10,900 40.0% 54,700 50.0% 54701+ United Kingdom Albermarle & Bond Holdings (Delisted 28.04.13) 100.0% ------United Kingdom Aldermore 10.0% 46,000 20.0% 93,000 30.00% 186,000 40.0% 928,000 50.0% 928001+ United Kingdom Alent PLC 10.0% 8,500 20.0% 17,000 30.00% 34,000 40.0% 169,900 50.0% 169901+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 28 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom Alitalia (Delisted) 100.0% ------United Kingdom Alliance Trust 5.0% 7,700 7.5% 38,500 10.00% 76,900 20.0% 384,600 50.0% 384601+ United Kingdom Allied Minds 10.0% 6,300 20.0% 12,500 30.00% 25,000 40.0% 125,200 50.0% 125201+ United Kingdom Alpha Pyrenees Trust 90.0% 49,000 100.0% ------United Kingdom Alternative Networks 35.0% 4,000 45.0% 8,100 55.00% 16,100 65.0% 20,200 75.0% 20201+ United Kingdom Amara Mining PLC 50.0% 120,000 75.0% 240,000 90.00% 480,000 100.0% 480000+ - - United Kingdom PLC 5.0% 29,000 7.5% 146,000 10.00% 293,000 20.0% 1,463,000 50.0% 1463001+ United Kingdom Amerisur Resources 20.0% 310,000 30.0% 780,000 40.00% 1,560,000 50.0% 3,430,000 75.0% 3430001+ United Kingdom Aminex (LSE) 80.0% 3,600,000 100.0% ------United Kingdom Amlin 5.0% 18,000 7.5% 89,000 10.00% 178,000 20.0% 890,000 50.0% 890001+ United Kingdom Amur Minerals Corp 100.0% ------United Kingdom Andes Energia 35.0% 8,500 45.0% 17,000 55.00% 34,100 65.0% 42,600 75.0% 42601+ United Kingdom Andrews Sykes Group 35.0% 700 45.0% 1,400 55.00% 2,700 65.0% 3,400 75.0% 3401+ United Kingdom Angle 80.0% 58,000 100.0% ------United Kingdom Anglesey Mining 90.0% 19,000 100.0% ------United Kingdom Anglo Eastern 35.0% 1,000 45.0% 1,900 55.00% 3,900 65.0% 4,800 75.0% 4801+ United Kingdom Anglo Irish Bank (LSE) - Delisted 22/01/09 100.0% ------United Kingdom Anglo Pacific Group 35.0% 63,000 45.0% 126,000 55.00% 252,000 65.0% 315,000 75.0% 315001+ United Kingdom Anite 20.0% 25,000 30.0% 63,000 40.00% 125,000 50.0% 275,000 75.0% 275001+ United Kingdom Antrim Energy Inc 90.0% 110,000 100.0% ------United Kingdom AO World 10.0% 17,000 20.0% 35,000 30.00% 69,000 40.0% 347,000 50.0% 347001+ United Kingdom Applied Intellect Cap (Delisted 25.02.09) 100.0% ------United Kingdom APR Energy 20.0% 20,000 30.0% 50,000 40.00% 99,000 50.0% 219,000 75.0% 219001+ United Kingdom Aquarius Platinum (LSE) 35.0% 320,000 45.0% 640,000 55.00% 1,280,000 65.0% 1,590,000 75.0% 1590001+ United Kingdom Arbuthnot Banking 35.0% 700 45.0% 1,500 55.00% 3,000 65.0% 3,700 75.0% 3701+ United Kingdom Arian Silver Corp 90.0% 32,000 100.0% ------United Kingdom Arrow Global Group PLC 20.0% 34,000 30.0% 85,000 40.00% 171,000 50.0% 375,000 75.0% 375001+ United Kingdom Ashmore Group plc 5.0% 25,000 7.5% 124,000 10.00% 248,000 20.0% 1,239,000 50.0% 1239001+ United Kingdom Asia Resource Minerals Plc 80.0% 41,000 100.0% ------United Kingdom Asian Citrus Holdings 50.0% 140,000 75.0% 280,000 90.00% 560,000 100.0% 560000+ - - United Kingdom Asos 10.0% 32,000 20.0% 99,000 30.00% 198,000 40.0% 514,000 50.0% 514001+ United Kingdom Assura PLC 10.0% 30,000 20.0% 60,000 30.00% 121,000 40.0% 604,000 50.0% 604001+ United Kingdom (WS Atkins plc) 7.5% 6,800 10.0% 13,600 20.00% 27,200 30.0% 135,800 50.0% 135801+ United Kingdom Aureus Mining Inc 50.0% 100,000 75.0% 200,000 90.00% 410,000 100.0% 410000+ - - United Kingdom Auto Trader Group Plc 10.0% 65,000 20.0% 131,000 30.00% 261,000 40.0% 1,306,000 50.0% 1306001+ United Kingdom Avanti Communications Group Plc 20.0% 13,000 30.0% 32,000 40.00% 64,000 50.0% 141,000 75.0% 141001+ United Kingdom Avation 50.0% 14,000 75.0% 29,000 90.00% 57,000 100.0% 57000+ - - United Kingdom Aveva Group plc 10.0% 13,000 20.0% 25,000 30.00% 50,000 40.0% 251,000 50.0% 251001+ United Kingdom Avocet Mining 90.0% 110,000 100.0% ------United Kingdom Avon Rubber 35.0% 4,600 45.0% 9,200 55.00% 18,500 65.0% 23,100 75.0% 23101+ United Kingdom B&M European Value Retail SA 7.5% 25,000 10.0% 49,000 20.00% 99,000 30.0% 493,000 50.0% 493001+ United Kingdom Bacanora Minerals Ltd 50.0% 63,000 75.0% 126,000 90.00% 252,000 100.0% 252000+ - - United Kingdom BACIT Ltd 20.0% 19,000 30.0% 46,000 40.00% 93,000 50.0% 204,000 75.0% 204001+ United Kingdom Baillie Japan 20.0% 8,000 30.0% 20,000 40.00% 40,100 50.0% 88,100 75.0% 88101+ United Kingdom 7.5% 120,000 10.0% 240,000 20.00% 480,000 30.0% 2,390,000 50.0% 2390001+ United Kingdom Banco Santander (UK) 7.5% 3,200 10.0% 10,700 20.00% 21,300 30.0% 42,700 50.0% 42701+ United Kingdom Bank of Georgia Holdings Plc 10.0% 4,000 20.0% 7,900 30.00% 15,800 40.0% 79,100 50.0% 79101+ United Kingdom Bank Of Ireland (LSE) 10.0% 1,500,000 20.0% 3,000,000 30.00% 6,000,000 40.0% 30,200,000 50.0% 30200001+ United Kingdom Bankers Investment Trust 10.0% 5,000 20.0% 10,100 30.00% 20,200 40.0% 100,900 50.0% 100901+ United Kingdom Bankers Petroleum 20.0% 200 30.0% 400 40.00% 800 50.0% 1,800 75.0% 1801+ United Kingdom Barr (AG) Plc 10.0% 1,500 20.0% 3,000 30.00% 6,000 40.0% 30,100 50.0% 30101+ United Kingdom BATM Advanced Communications 50.0% 15,000 75.0% 30,000 90.00% 59,000 100.0% 59000+ - - United Kingdom BBA Aviation 7.5% 32,000 10.0% 65,000 20.00% 129,000 30.0% 647,000 50.0% 647001+ United Kingdom Beacon Hill Resources Plc (Delisted 13.02.15) 100.0% ------United Kingdom Beazley plc 7.5% 28,000 10.0% 56,000 20.00% 111,000 30.0% 557,000 50.0% 557001+ United Kingdom 5.0% 4,900 7.5% 24,400 10.00% 48,800 20.0% 244,000 50.0% 244001+ United Kingdom Bellzone Mining Plc 90.0% 300,000 100.0% ------United Kingdom Berendsen Plc 7.5% 11,000 10.0% 23,000 20.00% 46,000 30.0% 229,000 50.0% 229001+ United Kingdom Berkeley Group 5.0% 8,400 7.5% 42,000 10.00% 84,000 20.0% 419,900 50.0% 419901+ United Kingdom Betex Group (Delisted 19.10.07) 100.0% ------United Kingdom Betfair Group 7.5% 6,300 10.0% 12,600 20.00% 25,300 30.0% 126,400 50.0% 126401+ United Kingdom Beximco Pharmaceuticals 35.0% 13,000 45.0% 26,000 55.00% 53,000 65.0% 66,000 75.0% 66001+ United Kingdom BH Global 20.0% 2,600 30.0% 6,400 40.00% 12,900 50.0% 28,300 75.0% 28301+ United Kingdom BH Macro 7.5% 2,400 10.0% 4,800 20.00% 9,700 30.0% 48,300 50.0% 48301+ United Kingdom BH Macro (EUR) 7.5% 300 10.0% 500 20.00% 1,100 30.0% 5,500 50.0% 5501+ United Kingdom Big Yellow Group 10.0% 8,500 20.0% 17,100 30.00% 34,100 40.0% 170,600 50.0% 170601+ United Kingdom Biome Technologies Plc 90.0% 600 100.0% ------United Kingdom Biotech Growth Trust 10.0% 7,800 20.0% 15,600 30.00% 31,200 40.0% 155,900 50.0% 155901+ United Kingdom Blackrock Income Strategies Trust 20.0% 29,000 30.0% 73,000 40.00% 146,000 50.0% 322,000 75.0% 322001+ United Kingdom Blackrock Small Co 20.0% 2,900 30.0% 7,100 40.00% 14,300 50.0% 31,400 75.0% 31401+ United Kingdom Blackrock Throgmorton Trust PLC 35.0% 14,000 45.0% 29,000 55.00% 57,000 65.0% 72,000 75.0% 72001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 29 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom BlackRock World Mining Trust 10.0% 21,000 20.0% 42,000 30.00% 85,000 40.0% 423,000 50.0% 423001+ United Kingdom Blinkx Ord 35.0% 540,000 45.0% 1,090,000 55.00% 2,170,000 65.0% 2,710,000 75.0% 2710001+ United Kingdom Bloomsbury Publishing plc 35.0% 4,300 45.0% 8,600 55.00% 17,100 65.0% 21,400 75.0% 21401+ United Kingdom Bluecrest Allblue Fund Ltd 10.0% 22,000 20.0% 44,000 30.00% 88,000 40.0% 440,000 50.0% 440001+ United Kingdom BMR Mining PLC 90.0% 2,800,000 100.0% ------United Kingdom Bodycote International 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 219,000 50.0% 219001+ United Kingdom Boohoo.com 20.0% 390,000 30.0% 980,000 40.00% 1,950,000 50.0% 4,290,000 75.0% 4290001+ United Kingdom Booker Group 5.0% 56,000 7.5% 278,000 10.00% 556,000 20.0% 2,779,000 50.0% 2779001+ United Kingdom Boot (Henry) PLC 20.0% 3,000 30.0% 7,500 40.00% 15,000 50.0% 33,100 75.0% 33101+ United Kingdom Borders and Southern Petroleum 80.0% 210,000 100.0% ------United Kingdom Bovis Homes 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 322,000 50.0% 322001+ United Kingdom Bowleven 35.0% 450,000 45.0% 900,000 55.00% 1,810,000 65.0% 2,260,000 75.0% 2260001+ United Kingdom BPC Ltd 90.0% 860,000 100.0% ------United Kingdom Braemar Shipping Services 35.0% 4,400 45.0% 8,800 55.00% 17,700 65.0% 22,100 75.0% 22101+ United Kingdom Brammer 20.0% 12,000 30.0% 31,000 40.00% 61,000 50.0% 135,000 75.0% 135001+ United Kingdom Brewin Dolphin Holdings 10.0% 10,000 20.0% 20,000 30.00% 40,000 40.0% 200,000 50.0% 200001+ United Kingdom British Empire Securities and General 10.0% 6,200 20.0% 12,400 30.00% 24,800 40.0% 124,000 50.0% 124001+ United Kingdom British Polythene Industries 35.0% 2,000 45.0% 4,000 55.00% 8,000 65.0% 10,000 75.0% 10001+ United Kingdom Britvic 7.5% 23,000 10.0% 46,000 20.00% 92,000 30.0% 460,000 50.0% 460001+ United Kingdom BSD Crown Ltd 80.0% 11,000 100.0% ------United Kingdom BTG 7.5% 30,000 10.0% 60,000 20.00% 121,000 30.0% 604,000 50.0% 604001+ United Kingdom Bwin.Party Digital Entertainment 10.0% 150,000 20.0% 300,000 30.00% 600,000 40.0% 2,990,000 50.0% 2990001+ United Kingdom C&C Group Plc (LSE) 10.0% 6,400 20.0% 12,800 30.00% 25,600 40.0% 128,000 50.0% 128001+ United Kingdom Cable & Wireless Communications Plc 7.5% 320,000 10.0% 650,000 20.00% 1,300,000 30.0% 6,480,000 50.0% 6480001+ United Kingdom Cadogan Petroleum 90.0% 25,000 100.0% ------United Kingdom 10.0% 110,000 20.0% 220,000 30.00% 430,000 40.0% 2,170,000 50.0% 2170001+ United Kingdom Caledonia Investments 7.5% 1,100 10.0% 2,100 20.00% 4,300 30.0% 21,400 50.0% 21401+ United Kingdom Candover Investments 50.0% 2,300 75.0% 4,500 90.00% 9,100 100.0% 9100+ - - United Kingdom Cape 20.0% 14,000 30.0% 35,000 40.00% 70,000 50.0% 154,000 75.0% 154001+ United Kingdom Capital & Counties Properties 5.0% 29,000 7.5% 145,000 10.00% 289,000 20.0% 1,446,000 50.0% 1446001+ United Kingdom Capital & Regional Plc 20.0% 19,000 30.0% 46,000 40.00% 93,000 50.0% 204,000 75.0% 204001+ United Kingdom Carclo 50.0% 21,000 75.0% 42,000 90.00% 84,000 100.0% 84000+ - - United Kingdom Card Factory 10.0% 11,000 20.0% 22,000 30.00% 44,000 40.0% 222,000 50.0% 222001+ United Kingdom 7.5% 62,000 10.0% 125,000 20.00% 249,000 30.0% 1,247,000 50.0% 1247001+ United Kingdom Carpetright 20.0% 4,700 30.0% 11,800 40.00% 23,600 50.0% 51,900 75.0% 51901+ United Kingdom Castings Plc 35.0% 1,000 45.0% 2,000 55.00% 4,000 65.0% 5,000 75.0% 5001+ United Kingdom Castle Street Investments 90.0% 5,700 100.0% ------United Kingdom Castleton Technology plc 80.0% 1,800,000 100.0% ------United Kingdom CAZA Oil & Gas 90.0% 770,000 100.0% ------United Kingdom CCH Int (Delisted 16.08.07) 100.0% ------United Kingdom Cenkos Securities plc 50.0% 8,200 75.0% 16,400 90.00% 32,800 100.0% 32800+ - - United Kingdom Centamin (LSE) 15.0% 460,000 20.0% 1,230,000 30.00% 2,450,000 45.0% 6,130,000 75.0% 6130001+ United Kingdom Central Rand Gold Ltd 90.0% 310,000 100.0% ------United Kingdom Ceramic Fuel Cells Ltd (LSE) - Delisted 07.04.15 100.0% ------United Kingdom Ceres Power Holdings PLC 80.0% 36,000 100.0% ------United Kingdom Chaarat Gold Holdings Ltd 90.0% 38,000 100.0% ------United Kingdom Chariot Oil and Gas 90.0% 210,000 100.0% ------United Kingdom Charles Stanley 35.0% 2,400 45.0% 4,800 55.00% 9,600 65.0% 12,000 75.0% 12001+ United Kingdom Chemring Group 20.0% 22,000 30.0% 54,000 40.00% 108,000 50.0% 237,000 75.0% 237001+ United Kingdom Chesnara 20.0% 8,900 30.0% 22,300 40.00% 44,600 50.0% 98,000 75.0% 98001+ United Kingdom Chime Communications 20.0% 5,000 30.0% 12,400 40.00% 24,800 50.0% 54,500 75.0% 54501+ United Kingdom China Nonferrous Gold Ltd 50.0% 36,000 75.0% 71,000 90.00% 143,000 100.0% 143000+ - - United Kingdom Churchill Mining 90.0% 25,000 100.0% ------United Kingdom Cineworld 7.5% 17,000 10.0% 35,000 20.00% 70,000 30.0% 349,000 50.0% 349001+ United Kingdom Circassia Pharmaceuticals PLC 10.0% 1,900 20.0% 3,900 30.00% 7,800 40.0% 39,000 50.0% 39001+ United Kingdom Circle Holdings Ltd 35.0% 3,100 45.0% 6,300 55.00% 12,500 65.0% 15,600 75.0% 15601+ United Kingdom Circle Oil 50.0% 340,000 75.0% 670,000 90.00% 1,340,000 100.0% 1340000+ - - United Kingdom City Natural Resources High Yield Trust 50.0% 18,000 75.0% 36,000 90.00% 72,000 100.0% 72000+ - - United Kingdom City Of London Investment Group 50.0% 4,700 75.0% 9,400 90.00% 18,900 100.0% 18900+ - - United Kingdom City Of London Investment Trust 7.5% 17,000 10.0% 35,000 20.00% 70,000 30.0% 349,000 50.0% 349001+ United Kingdom Clarkson 10.0% 400 20.0% 800 30.00% 1,700 40.0% 8,400 50.0% 8401+ United Kingdom Clinigen Group PLC 20.0% 12,000 30.0% 29,000 40.00% 58,000 50.0% 128,000 75.0% 128001+ United Kingdom Close Brothers Group 5.0% 4,100 7.5% 20,400 10.00% 40,900 20.0% 204,400 50.0% 204401+ United Kingdom CLS Holdings plc 10.0% 200 20.0% 400 30.00% 800 40.0% 4,000 50.0% 4001+ United Kingdom Coal of Africa Ltd (GBp) 90.0% 210,000 100.0% ------United Kingdom Cobham 5.0% 32,000 7.5% 162,000 10.00% 325,000 20.0% 1,623,000 50.0% 1623001+ United Kingdom Colt Group SA 7.5% 7,700 10.0% 15,400 20.00% 30,900 30.0% 154,400 50.0% 154401+ United Kingdom Communisis Plc 35.0% 43,000 45.0% 86,000 55.00% 173,000 65.0% 216,000 75.0% 216001+ United Kingdom Computacenter 10.0% 1,900 20.0% 3,700 30.00% 7,400 40.0% 37,100 50.0% 37101+ United Kingdom Coms PLC 90.0% 2,300,000 100.0% ------United Kingdom Concha PLC 50.0% 1,700,000 75.0% 3,400,000 90.00% 6,700,000 100.0% 6700000+ - - * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 30 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom Connect Group Plc 20.0% 8,500 30.0% 21,200 40.00% 42,400 50.0% 93,300 75.0% 93301+ United Kingdom Consort Medical 20.0% 4,600 30.0% 11,500 40.00% 23,000 50.0% 50,700 75.0% 50701+ United Kingdom plc 20.0% 9,300 30.0% 23,300 40.00% 46,600 50.0% 102,500 75.0% 102501+ United Kingdom Countrywide 7.5% 19,000 10.0% 37,000 20.00% 74,000 30.0% 372,000 50.0% 372001+ United Kingdom CPP GROUP 80.0% 42,000 100.0% ------United Kingdom Cranswick 10.0% 1,400 20.0% 2,800 30.00% 5,500 40.0% 27,500 50.0% 27501+ United Kingdom Crawshaw Group 80.0% 42,000 100.0% ------United Kingdom Holdings 10.0% 25,000 20.0% 50,000 30.00% 100,000 40.0% 500,000 50.0% 500001+ United Kingdom Croda International 5.0% 6,500 7.5% 32,400 10.00% 64,700 20.0% 323,600 50.0% 323601+ United Kingdom CSR (LSE) 7.5% 21,000 10.0% 43,000 20.00% 85,000 30.0% 425,000 50.0% 425001+ United Kingdom CVS Group 20.0% 7,800 30.0% 19,500 40.00% 39,000 50.0% 85,800 75.0% 85801+ United Kingdom Daejan Holdings 10.0% 100 20.0% 300 30.00% 600 40.0% 2,900 50.0% 2901+ United Kingdom Daily Mail & General Trust a 5.0% 12,000 7.5% 59,000 10.00% 117,000 20.0% 587,000 50.0% 587001+ United Kingdom Dairy Crest 10.0% 12,000 20.0% 24,000 30.00% 48,000 40.0% 238,000 50.0% 238001+ United Kingdom Dart Group 10.0% 16,000 20.0% 32,000 30.00% 63,000 40.0% 316,000 50.0% 316001+ United Kingdom Darty Plc 20.0% 7,500 30.0% 18,700 40.00% 37,400 50.0% 82,200 75.0% 82201+ United Kingdom DCC PLC 5.0% 2,800 7.5% 14,100 10.00% 28,200 20.0% 140,800 50.0% 140801+ United Kingdom De La Rue 10.0% 11,000 20.0% 23,000 30.00% 46,000 40.0% 228,000 50.0% 228001+ United Kingdom Debenhams 10.0% 160,000 20.0% 330,000 30.00% 650,000 40.0% 3,270,000 50.0% 3270001+ United Kingdom Dechra Pharmaceuticals plc 10.0% 3,200 20.0% 6,400 30.00% 12,900 40.0% 64,300 50.0% 64301+ United Kingdom Derwent London 5.0% 3,800 7.5% 18,800 10.00% 37,600 20.0% 187,900 50.0% 187901+ United Kingdom Development Securities 20.0% 5,600 30.0% 13,900 40.00% 27,800 50.0% 61,100 75.0% 61101+ United Kingdom Devro 20.0% 14,000 30.0% 34,000 40.00% 68,000 50.0% 150,000 75.0% 150001+ United Kingdom Dexion Absolute 35.0% 9,000 45.0% 18,000 55.00% 35,900 65.0% 44,900 75.0% 44901+ United Kingdom DFS Furn 10.0% 15,000 20.0% 29,000 30.00% 59,000 40.0% 0 0.0% 1+ United Kingdom Dialight Plc 20.0% 3,600 30.0% 9,000 40.00% 17,900 50.0% 39,400 75.0% 39401+ United Kingdom Dignity 10.0% 3,000 20.0% 6,000 30.00% 12,100 40.0% 60,500 50.0% 60501+ United Kingdom Diploma 10.0% 2,700 20.0% 5,500 30.00% 11,000 40.0% 55,000 50.0% 55001+ United Kingdom Dolphin Capital Investors 35.0% 24,000 45.0% 47,000 55.00% 94,000 65.0% 118,000 75.0% 118001+ United Kingdom Dominos Pizza UK & IRL 7.5% 15,000 10.0% 30,000 20.00% 61,000 30.0% 303,000 50.0% 303001+ United Kingdom Dragon Oil 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 538,000 50.0% 538001+ United Kingdom 7.5% 56,000 10.0% 112,000 20.00% 225,000 30.0% 1,125,000 50.0% 1125001+ United Kingdom DS Smith 5.0% 50,000 7.5% 248,000 10.00% 496,000 20.0% 2,481,000 50.0% 2481001+ United Kingdom Duet Real Estate Finance Ltd 80.0% 11,000 100.0% ------United Kingdom Dunedin Income Growth Inv 20.0% 6,500 30.0% 16,300 40.00% 32,700 50.0% 71,900 75.0% 71901+ United Kingdom Dunelm Group plc 7.5% 3,800 10.0% 7,600 20.00% 15,300 30.0% 76,500 50.0% 76501+ United Kingdom DX Group Plc 35.0% 110,000 45.0% 220,000 55.00% 440,000 65.0% 560,000 75.0% 560001+ United Kingdom E2V Technologies 20.0% 9,400 30.0% 23,500 40.00% 47,000 50.0% 103,500 75.0% 103501+ United Kingdom Earthport 35.0% 53,000 45.0% 106,000 55.00% 212,000 65.0% 265,000 75.0% 265001+ United Kingdom Ecofin Water & Power Opportunities Plc 20.0% 8,200 30.0% 20,600 40.00% 41,100 50.0% 90,400 75.0% 90401+ United Kingdom Edinburgh Dragon Trust 10.0% 4,200 20.0% 8,300 30.00% 16,700 40.0% 83,400 50.0% 83401+ United Kingdom Edinburgh Investment Trust 7.5% 9,100 10.0% 18,200 20.00% 36,300 30.0% 181,700 50.0% 181701+ United Kingdom Egdon Resources 90.0% 97,000 100.0% ------United Kingdom EKF Diagnostics Holdings 50.0% 46,000 75.0% 91,000 90.00% 183,000 100.0% 183000+ - - United Kingdom Eland Oil & Gas 50.0% 15,000 75.0% 31,000 90.00% 61,000 100.0% 61000+ - - United Kingdom Electra Private Equity plc 7.5% 1,000 10.0% 2,000 20.00% 4,100 30.0% 20,400 50.0% 20401+ United Kingdom Electrocomponents plc 7.5% 42,000 10.0% 84,000 20.00% 168,000 30.0% 840,000 50.0% 840001+ United Kingdom Elementis 7.5% 43,000 10.0% 85,000 20.00% 170,000 30.0% 851,000 50.0% 851001+ United Kingdom Emed Mining 50.0% 340,000 75.0% 690,000 90.00% 1,380,000 100.0% 1380000+ - - United Kingdom Empiric 25.0% 24,000 30.0% 49,000 45.00% 122,000 60.0% 0 0.0% 1+ United Kingdom Energy Assets Group PLC 35.0% 3,500 45.0% 7,100 55.00% 14,100 65.0% 17,700 75.0% 17701+ United Kingdom Enova Systems Inc (LSE) - Delisted 16.01.15 100.0% ------United Kingdom EnQuest Plc 20.0% 21,000 30.0% 105,000 40.00% 211,000 50.0% 421,000 75.0% 421001+ United Kingdom Entelos Inc (Delisted 01.07.09) 100.0% ------United Kingdom Enterprise Inns 10.0% 29,000 20.0% 57,000 30.00% 115,000 40.0% 573,000 50.0% 573001+ United Kingdom Entertainment One Ltd 10.0% 19,000 20.0% 39,000 30.00% 77,000 40.0% 385,000 50.0% 385001+ United Kingdom Entu 50.0% 20,000 75.0% 40,000 90.00% 80,000 100.0% 80000+ - - United Kingdom Environmental Recycling Tech 90.0% 290,000 100.0% ------United Kingdom Equator Exploration (Delisted 16.03.09) 100.0% ------United Kingdom Eservglobal 50.0% 13,000 75.0% 25,000 90.00% 51,000 100.0% 51000+ - - United Kingdom Espro Information Technologies Ltd (Delisted) 100.0% ------United Kingdom Essentra PLC 5.0% 7,700 7.5% 38,300 10.00% 76,600 20.0% 383,200 50.0% 383201+ United Kingdom Esure Group PLC 10.0% 16,000 20.0% 32,000 30.00% 64,000 40.0% 321,000 50.0% 321001+ United Kingdom ETFS Agriculture DJ-UBSCI 35.0% 17,000 45.0% 35,000 55.00% 69,000 65.0% 87,000 75.0% 87001+ United Kingdom ETFS Coffee 90.0% 17,000 100.0% ------United Kingdom ETFS Corn 80.0% 27,000 100.0% ------United Kingdom ETFS Crude Oil 20.0% 32,000 30.0% 80,000 40.00% 160,000 50.0% 352,000 75.0% 352001+ United Kingdom ETFS Industrial Metals 100.0% ------United Kingdom ETFS Lev Silver 20.0% 2,200 30.0% 5,500 40.00% 11,000 50.0% 24,300 75.0% 24301+ United Kingdom ETFS Leveraged Crude Oil 20.0% 75,000 30.0% 188,000 40.00% 376,000 50.0% 827,000 75.0% 827001+ United Kingdom ETFS Leveraged Gold 20.0% 200 30.0% 400 40.00% 900 50.0% 2,000 75.0% 2001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 31 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom ETFS Leveraged Natural Gas 20.0% 1,100,000 30.0% 2,800,000 40.00% 5,600,000 50.0% 12,400,000 75.0% 12400001+ United Kingdom ETFS Natural Gas 50.0% 210,000 75.0% 420,000 90.00% 830,000 100.0% 830000+ - - United Kingdom ETFS Physical Gold 5.0% 2,100 7.5% 10,600 10.00% 21,100 20.0% 105,700 50.0% 105701+ United Kingdom ETFS Physical Palladium (USD) 15.0% 200 20.0% 600 30.00% 1,300 45.0% 3,200 75.0% 3201+ United Kingdom ETFS Physical Platinum 35.0% 700 45.0% 1,400 55.00% 2,800 65.0% 3,500 75.0% 3501+ United Kingdom ETFS Physical PM Basket 35.0% 100 45.0% 200 55.00% 400 65.0% 500 75.0% 501+ United Kingdom ETFS Physical Silver 20.0% 4,800 30.0% 12,000 40.00% 23,900 50.0% 52,700 75.0% 52701+ United Kingdom ETFS Sugar 80.0% 2,800 100.0% ------United Kingdom ETFX FTSE 100 Leveraged 2X Fund ETF 90.0% 4,000 100.0% ------United Kingdom ETFX FTSE 100 Super Short Strategy 2X 90.0% 42,000 100.0% ------United Kingdom Eurasia Drilling Co Ltd 15.0% 9,000 20.0% 24,100 30.00% 48,200 45.0% 120,500 75.0% 120501+ United Kingdom Euromoney Institutional Investor 7.5% 500 10.0% 1,100 20.00% 2,200 30.0% 10,900 50.0% 10901+ United Kingdom European Investment Trust Plc 20.0% 2,700 30.0% 6,600 40.00% 13,300 50.0% 29,200 75.0% 29201+ United Kingdom European Islamic Investment Bank Plc 50.0% 2,500 75.0% 5,000 90.00% 10,000 100.0% 10000+ - - United Kingdom Evraz Plc 10.0% 80,000 20.0% 159,000 30.00% 318,000 40.0% 1,592,000 50.0% 1592001+ United Kingdom Exillon Energy 35.0% 5,700 45.0% 11,300 55.00% 22,600 65.0% 28,300 75.0% 28301+ United Kingdom F&C Comercial Property Trust 7.5% 36,000 10.0% 73,000 20.00% 146,000 30.0% 730,000 50.0% 730001+ United Kingdom F&C Global Smaller Companies PLC 10.0% 1,000 20.0% 2,100 30.00% 4,100 40.0% 20,500 50.0% 20501+ United Kingdom Fairpoint Group 50.0% 13,000 75.0% 25,000 90.00% 51,000 100.0% 51000+ - - United Kingdom Falanx Group 90.0% 33,000 100.0% ------United Kingdom 35.0% 200,000 45.0% 400,000 55.00% 800,000 65.0% 1,000,000 75.0% 1000001+ United Kingdom Faroe Petroleum 35.0% 190,000 45.0% 380,000 55.00% 760,000 65.0% 940,000 75.0% 940001+ United Kingdom Fastjet 30.0% 12,400 40.0% 24,800 50.00% 62,100 60.0% 103,500 75.0% 103501+ United Kingdom Fastnet Oil & Gas 90.0% 380,000 100.0% ------United Kingdom Fenner 20.0% 56,000 30.0% 140,000 40.00% 280,000 50.0% 617,000 75.0% 617001+ United Kingdom Ferrexpo 20.0% 88,000 30.0% 220,000 40.00% 440,000 50.0% 969,000 75.0% 969001+ United Kingdom Fevertree Drk 20.0% 13,000 30.0% 32,000 40.00% 65,000 50.0% 0 0.0% 1+ United Kingdom Fidelity China Special Situations 10.0% 35,000 20.0% 70,000 30.00% 140,000 40.0% 700,000 50.0% 700001+ United Kingdom Fidelity European Values 10.0% 13,000 20.0% 26,000 30.00% 53,000 40.0% 263,000 50.0% 263001+ United Kingdom Fidessa Group plc 10.0% 900 20.0% 1,700 30.00% 3,500 40.0% 17,400 50.0% 17401+ United Kingdom Filtronic PLC 90.0% 15,000 100.0% ------United Kingdom Findel 35.0% 5,600 45.0% 11,200 55.00% 22,400 65.0% 27,900 75.0% 27901+ United Kingdom Finsaga (Delisted 18.07.08) 100.0% ------United Kingdom Finsbury Growth & Income Trust Plc 10.0% 8,500 20.0% 16,900 30.00% 33,800 40.0% 169,200 50.0% 169201+ United Kingdom First Quantum Minerals (LSE) 10.0% 800 20.0% 1,600 30.00% 3,200 40.0% 16,200 50.0% 16201+ United Kingdom Firstgroup 7.5% 110,000 10.0% 230,000 20.00% 450,000 30.0% 2,260,000 50.0% 2260001+ United Kingdom Flybe Group 35.0% 160,000 45.0% 320,000 55.00% 640,000 65.0% 800,000 75.0% 800001+ United Kingdom Foreign & Colonial Investment Trust 5.0% 5,700 7.5% 28,600 10.00% 57,100 20.0% 285,500 50.0% 285501+ United Kingdom Foxtons Plc 10.0% 37,000 20.0% 75,000 30.00% 150,000 40.0% 749,000 50.0% 749001+ United Kingdom French Connection 100.0% ------United Kingdom Frontier Mining (Delisted 20.03.15) 100.0% ------United Kingdom Fuller Smith and Turner 20.0% 700 30.0% 1,800 40.00% 3,600 50.0% 8,000 75.0% 8001+ United Kingdom Fusionex International 35.0% 3,500 45.0% 7,000 55.00% 14,000 65.0% 17,400 75.0% 17401+ United Kingdom Futura Medical 80.0% 58,000 100.0% ------United Kingdom FW Thorpe plc 35.0% 3,300 45.0% 6,600 55.00% 13,200 65.0% 16,500 75.0% 16501+ United Kingdom Fyffes 35.0% 5,300 45.0% 10,700 55.00% 21,300 65.0% 26,700 75.0% 26701+ United Kingdom G B Group 35.0% 14,000 45.0% 29,000 55.00% 57,000 65.0% 71,000 75.0% 71001+ United Kingdom Gable Holdings 50.0% 38,000 75.0% 77,000 90.00% 154,000 100.0% 154000+ - - United Kingdom 7.5% 8,300 10.0% 16,600 20.00% 33,200 30.0% 166,000 50.0% 166001+ United Kingdom Game Group (Delisted 03.04.12) 100.0% ------United Kingdom Games Workshop 35.0% 2,500 45.0% 5,000 55.00% 10,000 65.0% 12,500 75.0% 12501+ United Kingdom Gaming Realms PLC 50.0% 7,600 75.0% 15,200 90.00% 30,300 100.0% 30300+ - - United Kingdom Gazprom (UK) 7.5% 400,000 10.0% 1,320,000 20.00% 2,650,000 30.0% 5,290,000 50.0% 5290001+ United Kingdom GCM Resources plc 90.0% 34,000 100.0% ------United Kingdom Gem Diamonds 35.0% 26,000 45.0% 52,000 55.00% 105,000 65.0% 131,000 75.0% 131001+ United Kingdom Gemfields 20.0% 8,800 30.0% 21,900 40.00% 43,800 50.0% 96,400 75.0% 96401+ United Kingdom Genel Energy 7.5% 41,000 10.0% 81,000 20.00% 163,000 30.0% 813,000 50.0% 813001+ United Kingdom Genesis Emerging Markets 10.0% 3,000 20.0% 6,000 30.00% 12,000 40.0% 60,200 50.0% 60201+ United Kingdom Genus 10.0% 2,500 20.0% 5,000 30.00% 10,000 40.0% 50,100 50.0% 50101+ United Kingdom GLI Finance Ltd 35.0% 47,000 45.0% 95,000 55.00% 190,000 65.0% 237,000 75.0% 237001+ United Kingdom Globo Plc 35.0% 250,000 45.0% 500,000 55.00% 1,010,000 65.0% 1,260,000 75.0% 1260001+ United Kingdom Go-Ahead Group plc 7.5% 2,800 10.0% 5,700 20.00% 11,300 30.0% 56,600 50.0% 56601+ United Kingdom Goals Soccer Centres Plc 35.0% 4,800 45.0% 9,600 55.00% 19,200 65.0% 24,000 75.0% 24001+ United Kingdom Gold Bull Sec 5.0% 1,200 7.5% 5,800 10.00% 11,600 20.0% 58,200 50.0% 58201+ United Kingdom Goldenport Holdings 90.0% 1,000 100.0% ------United Kingdom Goodwin 35.0% 300 45.0% 700 55.00% 1,300 65.0% 1,600 75.0% 1601+ United Kingdom Grainger plc 10.0% 25,000 20.0% 50,000 30.00% 100,000 40.0% 500,000 50.0% 500001+ United Kingdom Graphite Enterprise 20.0% 3,200 30.0% 8,000 40.00% 16,000 50.0% 35,100 75.0% 35101+ United Kingdom Great Eastern Energy Corp 35.0% 800 45.0% 1,500 55.00% 3,000 65.0% 3,800 75.0% 3801+ United Kingdom Great Portland Estates 5.0% 12,000 7.5% 60,000 10.00% 120,000 20.0% 602,000 50.0% 602001+ United Kingdom Green Reit Plc 10.0% 1,900 20.0% 3,700 30.00% 7,500 40.0% 37,300 50.0% 37301+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 32 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom Greencore Group (LSE) 7.5% 35,000 10.0% 71,000 20.00% 142,000 30.0% 709,000 50.0% 709001+ United Kingdom Greene King 7.5% 41,000 10.0% 83,000 20.00% 165,000 30.0% 826,000 50.0% 826001+ United Kingdom Greenko Group plc 35.0% 31,000 45.0% 62,000 55.00% 124,000 65.0% 155,000 75.0% 155001+ United Kingdom Greggs 7.5% 9,600 10.0% 19,300 20.00% 38,500 30.0% 192,700 50.0% 192701+ United Kingdom Greka Drilling 80.0% 87,000 100.0% ------United Kingdom Griffin Mining 50.0% 34,000 75.0% 68,000 90.00% 136,000 100.0% 136000+ - - United Kingdom Gulf Keystone Petroleum 20.0% 450,000 30.0% 1,120,000 40.00% 2,240,000 50.0% 4,920,000 75.0% 4920001+ United Kingdom Gulfsands Petroleum 80.0% 38,000 100.0% ------United Kingdom GVC Holdings 20.0% 14,000 30.0% 34,000 40.00% 68,000 50.0% 150,000 75.0% 150001+ United Kingdom GW Pharmaceuticals (UK) 15.0% 17,000 20.0% 45,000 30.00% 89,000 45.0% 223,000 75.0% 223001+ United Kingdom H and T 50.0% 3,400 75.0% 6,800 90.00% 13,600 100.0% 13600+ - - United Kingdom Halfords Group 10.0% 17,000 20.0% 33,000 30.00% 66,000 40.0% 332,000 50.0% 332001+ United Kingdom Halma 5.0% 11,000 7.5% 53,000 10.00% 107,000 20.0% 533,000 50.0% 533001+ United Kingdom Hansteen Holdings Plc 10.0% 65,000 20.0% 131,000 30.00% 262,000 40.0% 1,309,000 50.0% 1309001+ United Kingdom Hardy Oil and Gas 90.0% 4,100 100.0% ------United Kingdom Hargreaves Services 35.0% 19,000 45.0% 37,000 55.00% 75,000 65.0% 93,000 75.0% 93001+ United Kingdom Harworth Group Plc 50.0% 50,000 75.0% 101,000 90.00% 202,000 100.0% 202000+ - - United Kingdom Hays plc 5.0% 63,000 7.5% 316,000 10.00% 632,000 20.0% 3,159,000 50.0% 3159001+ United Kingdom Headlam Group plc 20.0% 800 30.0% 2,100 40.00% 4,100 50.0% 9,100 75.0% 9101+ United Kingdom Healthcare Enterprise (Delisted 22.06.11) 100.0% ------United Kingdom Helical Bar 20.0% 6,100 30.0% 15,300 40.00% 30,600 50.0% 67,300 75.0% 67301+ United Kingdom Hellermanntyton Group 10.0% 9,900 20.0% 19,900 30.00% 39,700 40.0% 198,700 50.0% 198701+ United Kingdom Henderson European Focus Trust 35.0% 4,000 45.0% 8,000 55.00% 16,000 65.0% 20,000 75.0% 20001+ United Kingdom Henderson Group (LSE) 5.0% 34,000 7.5% 172,000 10.00% 343,000 20.0% 1,716,000 50.0% 1716001+ United Kingdom Henderson Smaller Companies Inv Trust 20.0% 5,600 30.0% 14,000 40.00% 28,000 50.0% 61,600 75.0% 61601+ United Kingdom Herald Investment Trust 10.0% 1,900 20.0% 3,900 30.00% 7,700 40.0% 38,500 50.0% 38501+ United Kingdom Hibernia REIT plc 10.0% 2,400 20.0% 4,800 30.00% 9,600 40.0% 48,100 50.0% 48101+ United Kingdom HICL Infrastructure Co Ltd 7.5% 77,000 10.0% 155,000 20.00% 310,000 30.0% 1,548,000 50.0% 1548001+ United Kingdom Highland Gold Mining 35.0% 160,000 45.0% 320,000 55.00% 630,000 65.0% 790,000 75.0% 790001+ United Kingdom Hill and Smith Holdings 10.0% 1,100 20.0% 2,300 30.00% 4,600 40.0% 22,800 50.0% 22801+ United Kingdom Hilton Food 20.0% 700 30.0% 1,600 40.00% 3,300 50.0% 7,300 75.0% 7301+ United Kingdom Hiscox 5.0% 5,500 7.5% 27,500 10.00% 55,000 20.0% 275,100 50.0% 275101+ United Kingdom Hochschild Mining plc 20.0% 67,000 30.0% 166,000 40.00% 333,000 50.0% 732,000 75.0% 732001+ United Kingdom Hogg Robinson Group 35.0% 16,000 45.0% 32,000 55.00% 64,000 65.0% 80,000 75.0% 80001+ United Kingdom Home Retail Group 7.5% 86,000 10.0% 172,000 20.00% 343,000 30.0% 1,715,000 50.0% 1715001+ United Kingdom Homeserve 7.5% 9,000 10.0% 18,000 20.00% 36,100 30.0% 180,500 50.0% 180501+ United Kingdom Hon Hai Precision Industry Co Ltd 5.0% 2,200 7.5% 11,100 10.00% 22,200 20.0% 110,900 50.0% 110901+ United Kingdom Howden Joinery Group Plc 5.0% 24,000 7.5% 118,000 10.00% 236,000 20.0% 1,180,000 50.0% 1180001+ United Kingdom Hunting 10.0% 26,000 20.0% 52,000 30.00% 103,000 40.0% 517,000 50.0% 517001+ United Kingdom Huntsworth 35.0% 8,600 45.0% 17,300 55.00% 34,500 65.0% 43,100 75.0% 43101+ United Kingdom Hurricane Energy PLC 50.0% 650,000 75.0% 1,300,000 90.00% 2,590,000 100.0% 2590000+ - - United Kingdom Hutchison China MediTech Limited 10.0% 600 20.0% 1,300 30.00% 2,600 40.0% 12,900 50.0% 12901+ United Kingdom Hydrodec Group 80.0% 180,000 100.0% ------United Kingdom Hyundai Motor Co 5.0% 300 7.5% 1,500 10.00% 3,000 20.0% 14,900 50.0% 14901+ United Kingdom ICAP 5.0% 23,000 7.5% 115,000 10.00% 230,000 20.0% 1,150,000 50.0% 1150001+ United Kingdom IDOX Plc 35.0% 44,000 45.0% 89,000 55.00% 178,000 65.0% 222,000 75.0% 222001+ United Kingdom IG Group Holdings 5.0% 12,000 7.5% 60,000 10.00% 120,000 20.0% 600,000 50.0% 600001+ United Kingdom Igas Energy 50.0% 250,000 75.0% 500,000 90.00% 990,000 100.0% 990000+ - - United Kingdom Imagination Technologies Group 10.0% 32,000 20.0% 64,000 30.00% 127,000 40.0% 636,000 50.0% 636001+ United Kingdom IMI Plc 5.0% 15,000 7.5% 75,000 10.00% 150,000 20.0% 752,000 50.0% 752001+ United Kingdom Immunodiagnostic Systems Hldgs PLC 50.0% 2,000 75.0% 3,900 90.00% 7,900 100.0% 7900+ - - United Kingdom Impax Environmental Markets 20.0% 6,000 30.0% 15,000 40.00% 30,000 50.0% 66,000 75.0% 66001+ United Kingdom Impellam Group Plc 20.0% 400 30.0% 1,000 40.00% 2,000 50.0% 4,300 75.0% 4301+ United Kingdom Inchcape 5.0% 16,000 7.5% 80,000 10.00% 161,000 20.0% 803,000 50.0% 803001+ United Kingdom Indago Petroleum (Delisted 13.07.09) 100.0% ------United Kingdom Independent News & Media 35.0% 11,000 45.0% 23,000 55.00% 45,000 65.0% 56,000 75.0% 56001+ United Kingdom Indigovision Group 80.0% 2,000 100.0% ------United Kingdom Indivior Plc 10.0% 140,000 20.0% 270,000 30.00% 550,000 40.0% 2,750,000 50.0% 2750001+ United Kingdom Indus Gas 35.0% 300 45.0% 500 55.00% 1,100 65.0% 1,300 75.0% 1301+ United Kingdom Infinis Energy 20.0% 15,000 30.0% 38,000 40.00% 75,000 50.0% 166,000 75.0% 166001+ United Kingdom Informa plc 5.0% 19,000 7.5% 95,000 10.00% 189,000 20.0% 946,000 50.0% 946001+ United Kingdom Inland Homes Plc 35.0% 93,000 45.0% 185,000 55.00% 371,000 65.0% 463,000 75.0% 463001+ United Kingdom Innovation Group 20.0% 150,000 30.0% 390,000 40.00% 770,000 50.0% 1,700,000 75.0% 1700001+ United Kingdom Inspirit Energy Holdings 90.0% 680,000 100.0% ------United Kingdom Intelligent Energy Holding Plc 20.0% 10,000 30.0% 26,000 40.00% 51,000 50.0% 113,000 75.0% 113001+ United Kingdom Intermediate Capital 10.0% 49,000 20.0% 98,000 30.00% 197,000 40.0% 983,000 50.0% 983001+ United Kingdom Intermediate Capital (pre con) 7.5% 37,000 10.0% 73,000 20.00% 146,000 30.0% 732,000 50.0% 732001+ United Kingdom International Biotechnology Trust 35.0% 27,000 45.0% 54,000 55.00% 107,000 65.0% 134,000 75.0% 134001+ United Kingdom International Ferro Metals 90.0% 300,000 100.0% ------United Kingdom International Min Loan Notes 100.0% ------United Kingdom International Personal Finance 7.5% 21,000 10.0% 41,000 20.00% 82,000 30.0% 411,000 50.0% 411001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 33 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom International Public Partner 7.5% 36,000 10.0% 72,000 20.00% 143,000 30.0% 716,000 50.0% 716001+ United Kingdom InternetQ 35.0% 4,600 45.0% 9,100 55.00% 18,200 65.0% 22,800 75.0% 22801+ United Kingdom 10.0% 11,000 20.0% 23,000 30.00% 46,000 40.0% 228,000 50.0% 228001+ United Kingdom Investec 5.0% 29,000 7.5% 145,000 10.00% 289,000 20.0% 1,445,000 50.0% 1445001+ United Kingdom Iofina 80.0% 160,000 100.0% ------United Kingdom Iomart Group 35.0% 32,000 45.0% 65,000 55.00% 129,000 65.0% 162,000 75.0% 162001+ United Kingdom IP Group 10.0% 8,100 20.0% 16,200 30.00% 32,400 40.0% 162,200 50.0% 162201+ United Kingdom iPath VSTOXX Short-Term Futures 50.0% 300 75.0% 500 90.00% 1,000 100.0% 1000+ - - United Kingdom IQE 35.0% 500,000 45.0% 1,010,000 55.00% 2,020,000 65.0% 2,520,000 75.0% 2520001+ United Kingdom Ironveld 90.0% 69,000 100.0% ------United Kingdom iShares China Large Cap UCITS (LSE) 10.0% 400 20.0% 800 30.00% 1,600 40.0% 8,000 50.0% 8001+ United Kingdom iShares Core FTSE 100 UCITS ETF 5.0% 110,000 7.5% 530,000 10.00% 1,060,000 20.0% 2,850,000 50.0% 2850001+ United Kingdom iShares Euro Div UCITS 10.0% 1,900 20.0% 3,700 30.00% 7,400 40.0% 37,100 50.0% 37101+ United Kingdom iShares FTSE 250 UCITS ETF 10.0% 13,000 20.0% 26,000 30.00% 51,000 40.0% 256,000 50.0% 256001+ United Kingdom iShares FTSE All Stocks Gilt 7.5% 26,000 10.0% 52,000 20.00% 104,000 30.0% 520,000 50.0% 520001+ United Kingdom iShares FTSE BRIC 50 35.0% 3,200 45.0% 6,400 55.00% 12,800 65.0% 16,000 75.0% 16001+ United Kingdom iShares FTSE UK Dividend Plus 10.0% 15,000 20.0% 31,000 30.00% 62,000 40.0% 308,000 50.0% 308001+ United Kingdom iShares GBP Corporate Bond 7.5% 1,700 10.0% 3,500 20.00% 6,900 30.0% 34,500 50.0% 34501+ United Kingdom IShares JP Morgan USD Emerging markets bond 5.0% 3,400 7.5% 17,000 10.00% 33,900 20.0% 169,700 50.0% 169701+ United Kingdom iShares Korea 20.0% 1,000 30.0% 2,500 40.00% 5,000 50.0% 11,100 75.0% 11101+ United Kingdom iShares MSCI Brazil UCITS (LSE) 35.0% 3,400 45.0% 6,800 55.00% 13,600 65.0% 17,100 75.0% 17101+ United Kingdom iShares MSCI Emerging Markets UCITS (UK) 5.0% 5,600 7.5% 28,100 10.00% 56,200 20.0% 281,200 50.0% 281201+ United Kingdom iShares MSCI Europe Ex UK 7.5% 7,800 10.0% 15,600 20.00% 31,200 30.0% 155,800 50.0% 155801+ United Kingdom iShares MSCI Japan 7.5% 10,000 10.0% 20,000 20.00% 40,000 30.0% 201,000 50.0% 201001+ United Kingdom iShares MSCI World UCITS 5.0% 4,000 7.5% 20,000 10.00% 40,000 20.0% 199,800 50.0% 199801+ United Kingdom iShares SP 500 UCITS 5.0% 16,000 7.5% 78,000 10.00% 156,000 20.0% 778,000 50.0% 778001+ United Kingdom iShares Turkey 35.0% 1,500 45.0% 3,000 55.00% 6,100 65.0% 7,600 75.0% 7601+ United Kingdom ITE Group 20.0% 35,000 30.0% 88,000 40.00% 176,000 50.0% 387,000 75.0% 387001+ United Kingdom Ithaca Energy 50.0% 290,000 75.0% 590,000 90.00% 1,180,000 100.0% 1180000+ - - United Kingdom ITM Power 50.0% 45,000 75.0% 90,000 90.00% 179,000 100.0% 179000+ - - United Kingdom James Fisher & Sons 10.0% 1,700 20.0% 3,300 30.00% 6,700 40.0% 33,300 50.0% 33301+ United Kingdom James Halstead Plc 10.0% 2,400 20.0% 4,900 30.00% 9,800 40.0% 48,800 50.0% 48801+ United Kingdom James Latham plc 35.0% 1,400 45.0% 2,800 55.00% 5,600 65.0% 7,000 75.0% 7001+ United Kingdom Jardine Lloyd Thompson Group 5.0% 1,600 7.5% 7,900 10.00% 15,700 20.0% 78,700 50.0% 78701+ United Kingdom (Delisted 16.10.14) 100.0% ------United Kingdom JD Sports Fashion plc 10.0% 1,500 20.0% 3,000 30.00% 5,900 40.0% 29,600 50.0% 29601+ United Kingdom JD Wetherspoon 10.0% 4,300 20.0% 8,600 30.00% 17,200 40.0% 86,200 50.0% 86201+ United Kingdom Jimmy Choo 10.0% 7,600 20.0% 15,300 30.00% 30,600 40.0% 152,800 50.0% 152801+ United Kingdom JKX Oil and Gas 50.0% 40,000 75.0% 81,000 90.00% 162,000 100.0% 162000+ - - United Kingdom John Laing Infrastructure Fund 10.0% 30,000 20.0% 61,000 30.00% 121,000 40.0% 605,000 50.0% 605001+ United Kingdom John Menzies 35.0% 31,000 45.0% 61,000 55.00% 122,000 65.0% 153,000 75.0% 153001+ United Kingdom 7.5% 46,000 10.0% 93,000 20.00% 186,000 30.0% 928,000 50.0% 928001+ United Kingdom Johnson Service Group 35.0% 43,000 45.0% 86,000 55.00% 171,000 65.0% 214,000 75.0% 214001+ United Kingdom Johnston Press 35.0% 16,000 45.0% 32,000 55.00% 65,000 65.0% 81,000 75.0% 81001+ United Kingdom JP Morgan Emerging Mkt 10.0% 3,500 20.0% 7,100 30.00% 14,200 40.0% 70,800 50.0% 70801+ United Kingdom JP Morgan Japanese Investment 20.0% 5,900 30.0% 14,800 40.00% 29,500 50.0% 65,000 75.0% 65001+ United Kingdom JP Morgan Mid Cap Inv Tst 35.0% 4,800 45.0% 9,700 55.00% 19,300 65.0% 24,100 75.0% 24101+ United Kingdom JPM Chinese Investment Trust 35.0% 16,000 45.0% 33,000 55.00% 65,000 65.0% 81,000 75.0% 81001+ United Kingdom JPM Eur Smaller Companies Trust 20.0% 8,200 30.0% 20,400 40.00% 40,900 50.0% 90,000 75.0% 90001+ United Kingdom JPM European Investment Growth 20.0% 2,900 30.0% 7,400 40.00% 14,700 50.0% 32,400 75.0% 32401+ United Kingdom JPM Indian Investment Trust 10.0% 4,700 20.0% 9,500 30.00% 18,900 40.0% 94,500 50.0% 94501+ United Kingdom JPM Jap Sm Companies Inv Tst 35.0% 2,700 45.0% 5,400 55.00% 10,700 65.0% 13,400 75.0% 13401+ United Kingdom JPM Russian Securities 35.0% 20,000 45.0% 39,000 55.00% 79,000 65.0% 99,000 75.0% 99001+ United Kingdom JPMorgan American Inv Tst 10.0% 14,000 20.0% 27,000 30.00% 54,000 40.0% 272,000 50.0% 272001+ United Kingdom JPMorgan Asian Inv Tst 35.0% 6,200 45.0% 12,400 55.00% 24,800 65.0% 31,000 75.0% 31001+ United Kingdom Jubilee Platinum 90.0% 900,000 100.0% ------United Kingdom Judges Scientific PLC 35.0% 1,000 45.0% 2,000 55.00% 3,900 65.0% 4,900 75.0% 4901+ United Kingdom Jupiter Fund Management 7.5% 44,000 10.0% 87,000 20.00% 174,000 30.0% 871,000 50.0% 871001+ United Kingdom Just Eat 10.0% 15,000 20.0% 30,000 30.00% 60,000 40.0% 301,000 50.0% 301001+ United Kingdom Just Retirement Group Plc 10.0% 7,500 20.0% 15,000 30.00% 30,000 40.0% 149,800 50.0% 149801+ United Kingdom Kainos Group 20.0% 18,400 30.0% 46,000 40.00% 92,000 50.0% 202,400 75.0% 202401+ United Kingdom Kaz Minerals 10.0% 78,000 20.0% 156,000 30.00% 312,000 40.0% 1,559,000 50.0% 1559001+ United Kingdom KazMunayGaz AO 10.0% 6,900 20.0% 13,800 30.00% 27,600 40.0% 137,900 50.0% 137901+ United Kingdom KBC Advanced Technologies 50.0% 26,000 75.0% 52,000 90.00% 104,000 100.0% 104000+ - - United Kingdom Kcell AO 10.0% 4,300 20.0% 8,500 30.00% 17,000 40.0% 85,100 50.0% 85101+ United Kingdom KCOM Group 20.0% 43,000 30.0% 108,000 40.00% 215,000 50.0% 473,000 75.0% 473001+ United Kingdom Kea Petroleum 90.0% 250,000 100.0% ------United Kingdom KEFI Minerals PLC 90.0% 680,000 100.0% ------United Kingdom 10.0% 7,700 20.0% 15,400 30.00% 30,900 40.0% 154,400 50.0% 154401+ United Kingdom Kenmare Resources 35.0% 1,400,000 45.0% 2,900,000 55.00% 5,700,000 65.0% 7,100,000 75.0% 7100001+ United Kingdom Kennedy Ventures PLC 90.0% 25,000 100.0% ------* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 34 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom Kennedy Wilson Eur Real Estate 20.0% 10,400 30.0% 26,100 40.00% 52,200 50.0% 114,700 75.0% 114701+ United Kingdom 10.0% 5,600 20.0% 11,100 30.00% 22,300 40.0% 111,400 50.0% 111401+ United Kingdom Kingspan Group (LSE) 5.0% 600 7.5% 3,000 10.00% 6,100 20.0% 30,300 50.0% 30301+ United Kingdom Kirkland Lake Gold 35.0% 500 45.0% 1,000 55.00% 2,000 65.0% 2,500 75.0% 2501+ United Kingdom KSK Power Ventur 50.0% 500 75.0% 900 90.00% 1,900 100.0% 1900+ - - United Kingdom Ladbrokes 7.5% 230,000 10.0% 460,000 20.00% 920,000 30.0% 4,600,000 50.0% 4600001+ United Kingdom Laird plc 10.0% 17,000 20.0% 34,000 30.00% 69,000 40.0% 344,000 50.0% 344001+ United Kingdom Lamprell 20.0% 23,000 30.0% 57,000 40.00% 115,000 50.0% 252,000 75.0% 252001+ United Kingdom Lancashire Holdings 7.5% 26,000 10.0% 52,000 20.00% 103,000 30.0% 517,000 50.0% 517001+ United Kingdom Latchways 50.0% 1,200 75.0% 2,300 90.00% 4,700 100.0% 4700+ - - United Kingdom Laura Ashley 35.0% 34,000 45.0% 67,000 55.00% 134,000 65.0% 168,000 75.0% 168001+ United Kingdom Lavendon Group 20.0% 5,400 30.0% 13,600 40.00% 27,200 50.0% 59,700 75.0% 59701+ United Kingdom Law Debenture Corp 10.0% 3,400 20.0% 6,900 30.00% 13,700 40.0% 68,500 50.0% 68501+ United Kingdom Lekoil td 50.0% 120,000 75.0% 230,000 90.00% 470,000 100.0% 470000+ - - United Kingdom Leni Gas & Oil 50.0% 9,200,000 75.0% 18,400,000 90.00% 36,700,000 100.0% 36700000+ - - United Kingdom Liontrust Asset Management 35.0% 2,700 45.0% 5,300 55.00% 10,600 65.0% 13,300 75.0% 13301+ United Kingdom Livermore Investments 50.0% 2,500 75.0% 5,000 90.00% 10,000 100.0% 10000+ - - United Kingdom Londonmetric Properity 7.5% 49,000 10.0% 98,000 20.00% 197,000 30.0% 983,000 50.0% 983001+ United Kingdom Lonmin 10.0% 76,000 20.0% 152,000 30.00% 304,000 40.0% 1,519,000 50.0% 1519001+ United Kingdom Lookers 10.0% 12,000 20.0% 24,000 30.00% 47,000 40.0% 236,000 50.0% 236001+ United Kingdom Low And Bonar 35.0% 38,000 45.0% 75,000 55.00% 150,000 65.0% 188,000 75.0% 188001+ United Kingdom LSL Property Services 20.0% 4,200 30.0% 10,400 40.00% 20,900 50.0% 45,900 75.0% 45901+ United Kingdom Lukoil PJSC 7.5% 45,000 10.0% 151,000 20.00% 302,000 30.0% 604,000 50.0% 604001+ United Kingdom LXB Retail Properties Plc 35.0% 56,000 45.0% 112,000 55.00% 224,000 65.0% 280,000 75.0% 280001+ United Kingdom M&G High Income Inv TR 7.5% 3,300 10.0% 6,500 20.00% 13,000 30.0% 65,100 50.0% 65101+ United Kingdom M.P. Evans Group Plc 35.0% 4,300 45.0% 8,600 55.00% 17,300 65.0% 21,600 75.0% 21601+ United Kingdom Macau Property Opportunities Fund Ltd 35.0% 10,000 45.0% 20,000 55.00% 41,000 65.0% 51,000 75.0% 51001+ United Kingdom Magnit PAO 10.0% 34,000 20.0% 68,000 30.00% 135,000 40.0% 677,000 50.0% 677001+ United Kingdom Mail.ru Group Ltd 10.0% 23,000 20.0% 46,000 30.00% 92,000 40.0% 462,000 50.0% 462001+ United Kingdom Majestic Wine 35.0% 30,000 45.0% 60,000 55.00% 119,000 65.0% 149,000 75.0% 149001+ United Kingdom Man Group 7.5% 350,000 10.0% 700,000 20.00% 1,390,000 30.0% 6,960,000 50.0% 6960001+ United Kingdom Management Consulting Group 50.0% 10,000 75.0% 21,000 90.00% 42,000 100.0% 42000+ - - United Kingdom Mariana Resources Ltd 90.0% 1,000,000 100.0% ------United Kingdom Marshalls 10.0% 5,600 20.0% 11,200 30.00% 22,400 40.0% 111,900 50.0% 111901+ United Kingdom Marstons 10.0% 49,000 20.0% 97,000 30.00% 194,000 40.0% 972,000 50.0% 972001+ United Kingdom Matchtech Group Plc 35.0% 1,300 45.0% 2,700 55.00% 5,400 65.0% 6,700 75.0% 6701+ United Kingdom Mattioli 35.0% 1,600 45.0% 3,300 55.00% 6,600 65.0% 8,200 75.0% 8201+ United Kingdom Max Petroleum 90.0% 880,000 100.0% ------United Kingdom McBride 35.0% 24,000 45.0% 48,000 55.00% 96,000 65.0% 120,000 75.0% 120001+ United Kingdom McKay Securities 35.0% 4,000 45.0% 8,000 55.00% 16,000 65.0% 20,000 75.0% 20001+ United Kingdom Mears Group 20.0% 6,800 30.0% 17,100 40.00% 34,200 50.0% 75,300 75.0% 75301+ United Kingdom Melrose Industries Plc 5.0% 55,000 7.5% 274,000 10.00% 549,000 20.0% 2,744,000 50.0% 2744001+ United Kingdom Mercantile Investment Trust 7.5% 3,400 10.0% 6,700 20.00% 13,500 30.0% 67,400 50.0% 67401+ United Kingdom Merchants Trust Plc 10.0% 5,200 20.0% 10,300 30.00% 20,600 40.0% 103,200 50.0% 103201+ United Kingdom Metals Exploration 50.0% 13,000 75.0% 25,000 90.00% 50,000 100.0% 50000+ - - United Kingdom Mice Group (Delisted 22.10.14) 100.0% ------United Kingdom Michael Page International 7.5% 26,000 10.0% 53,000 20.00% 106,000 30.0% 529,000 50.0% 529001+ United Kingdom Micro Focus International 5.0% 4,900 7.5% 24,300 10.00% 48,600 20.0% 243,200 50.0% 243201+ United Kingdom Microgen 50.0% 2,400 75.0% 4,900 90.00% 9,800 100.0% 9800+ - - United Kingdom Millennium & Copthorne Hotels 7.5% 4,400 10.0% 8,700 20.00% 17,500 30.0% 87,400 50.0% 87401+ United Kingdom Minera IRL Ltd 90.0% 84,000 100.0% ------United Kingdom Mirada 90.0% 75,000 100.0% ------United Kingdom Mitchells & Butlers 7.5% 15,000 10.0% 29,000 20.00% 58,000 30.0% 292,000 50.0% 292001+ United Kingdom Group 7.5% 42,000 10.0% 83,000 20.00% 166,000 30.0% 832,000 50.0% 832001+ United Kingdom MJ Gleeson PLC 35.0% 2,800 45.0% 5,700 55.00% 11,300 65.0% 14,100 75.0% 14101+ United Kingdom MMC Norilsk Nickel 7.5% 130,000 10.0% 320,000 20.00% 640,000 30.0% 1,670,000 50.0% 1670001+ United Kingdom Moneysupermarket.com 7.5% 22,000 10.0% 44,000 20.00% 88,000 30.0% 438,000 50.0% 438001+ United Kingdom Monitise 20.0% 1,200,000 30.0% 3,100,000 40.00% 6,100,000 50.0% 13,500,000 75.0% 13500001+ United Kingdom Monks Investment Trust 10.0% 9,400 20.0% 18,800 30.00% 37,600 40.0% 187,800 50.0% 187801+ United Kingdom MonsterMob (Delisted 30.07.07) 100.0% ------United Kingdom Morgan Advanced Materials PLC 10.0% 18,000 20.0% 36,000 30.00% 72,000 40.0% 360,000 50.0% 360001+ United Kingdom Morgan Sindall 20.0% 1,900 30.0% 4,800 40.00% 9,600 50.0% 21,200 75.0% 21201+ United Kingdom Moss Bros Group 35.0% 18,000 45.0% 36,000 55.00% 72,000 65.0% 90,000 75.0% 90001+ United Kingdom Mothercare 20.0% 6,700 30.0% 16,700 40.00% 33,300 50.0% 73,300 75.0% 73301+ United Kingdom Mucklow (A&J Mucklow Group) 20.0% 800 30.0% 2,100 40.00% 4,200 50.0% 9,300 75.0% 9301+ United Kingdom Mulberry Group 15.0% 500 20.0% 1,300 30.00% 2,600 45.0% 6,400 75.0% 6401+ United Kingdom Murray Income Trust 10.0% 2,300 20.0% 4,500 30.00% 9,100 40.0% 45,500 50.0% 45501+ United Kingdom Murray International Trust 7.5% 6,000 10.0% 12,100 20.00% 24,200 30.0% 120,800 50.0% 120801+ United Kingdom Mwana Africa 90.0% 900,000 100.0% ------United Kingdom N Brown Group plc 7.5% 17,000 10.0% 33,000 20.00% 67,000 30.0% 334,000 50.0% 334001+ United Kingdom Nanoco Group 35.0% 240,000 45.0% 490,000 55.00% 980,000 65.0% 1,220,000 75.0% 1220001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 35 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom National Express 7.5% 23,000 10.0% 45,000 20.00% 90,000 30.0% 452,000 50.0% 452001+ United Kingdom NCC 20.0% 9,700 30.0% 24,300 40.00% 48,700 50.0% 107,100 75.0% 107101+ United Kingdom Neos Resources PLC (Delisted 18.07.14) 100.0% ------United Kingdom New World Resources (London) 50.0% 170,000 75.0% 350,000 90.00% 690,000 100.0% 690000+ - - United Kingdom Newriver Retail Ltd 20.0% 7,700 30.0% 19,200 40.00% 38,300 50.0% 84,300 75.0% 84301+ United Kingdom Next Fifteen Comms 35.0% 3,400 45.0% 6,700 55.00% 13,500 65.0% 16,900 75.0% 16901+ United Kingdom Nichols Plc 20.0% 1,800 30.0% 4,500 40.00% 8,900 50.0% 19,600 75.0% 19601+ United Kingdom Nighthawk Energy plc 50.0% 400,000 75.0% 800,000 90.00% 1,600,000 100.0% 1600000+ - - United Kingdom NMC Health PLC 7.5% 2,300 10.0% 4,500 20.00% 9,100 30.0% 45,300 50.0% 45301+ United Kingdom Norcros 50.0% 81,000 75.0% 161,000 90.00% 322,000 100.0% 322000+ - - United Kingdom Norseman Gold Plc (Delisted 01.05.13) 100.0% ------United Kingdom North Atlantic Smaller Co Tst 20.0% 300 30.0% 700 40.00% 1,400 50.0% 3,100 75.0% 3101+ United Kingdom Northbridge Industrial Services Plc 50.0% 3,500 75.0% 7,000 90.00% 14,100 100.0% 14100+ - - United Kingdom Northern Petroleum 90.0% 98,000 100.0% ------United Kingdom Northgate 10.0% 5,400 20.0% 10,900 30.00% 21,800 40.0% 108,800 50.0% 108801+ United Kingdom Nostrum Oil & Gas PLC 10.0% 3,000 20.0% 6,000 30.00% 12,000 40.0% 60,200 50.0% 60201+ United Kingdom Novae Group plc 20.0% 3,100 30.0% 7,900 40.00% 15,700 50.0% 34,600 75.0% 34601+ United Kingdom Novatek 7.5% 14,000 10.0% 29,000 20.00% 57,000 30.0% 286,000 50.0% 286001+ United Kingdom Numis Corporation 20.0% 6,300 30.0% 15,800 40.00% 31,500 50.0% 69,300 75.0% 69301+ United Kingdom Nyota Minerals Ltd 90.0% 700,000 100.0% ------United Kingdom Obtala Resources Ltd 90.0% 320,000 100.0% ------United Kingdom Ocado Group PLC 15.0% 120,000 20.0% 330,000 30.00% 660,000 45.0% 1,660,000 75.0% 1660001+ United Kingdom Ocean Wilsons 20.0% 500 30.0% 1,200 40.00% 2,500 50.0% 5,400 75.0% 5401+ United Kingdom Oilex (LSE) 90.0% 1,300,000 100.0% ------United Kingdom Oilexco (Suspended 01.05.09) 100.0% ------United Kingdom OPG Power Ventures 20.0% 9,600 30.0% 23,900 40.00% 47,800 50.0% 105,200 75.0% 105201+ United Kingdom Plc 10.0% 100,000 20.0% 200,000 30.00% 399,000 40.0% 1,996,000 50.0% 1996001+ United Kingdom Optimal Payments Plc 15.0% 67,000 20.0% 180,000 30.00% 359,000 45.0% 898,000 75.0% 898001+ United Kingdom Orange Polska (LSE) - Delisted 11.05.15 100.0% ------United Kingdom Origo Partners 90.0% 28,000 100.0% ------United Kingdom Orosur Mining Inc 90.0% 24,000 100.0% ------United Kingdom Oxford Biomedica 20.0% 240,000 30.0% 610,000 40.00% 1,210,000 50.0% 2,670,000 75.0% 2670001+ United Kingdom Oxford Instruments 20.0% 13,000 30.0% 33,000 40.00% 67,000 50.0% 147,000 75.0% 147001+ United Kingdom Oxus Gold 90.0% 1,500,000 100.0% ------United Kingdom Pace plc 7.5% 35,000 10.0% 71,000 20.00% 142,000 30.0% 710,000 50.0% 710001+ United Kingdom Pacific Assets 20.0% 11,000 30.0% 28,000 40.00% 55,000 50.0% 122,000 75.0% 122001+ United Kingdom Pacific Horizon 35.0% 5,700 45.0% 11,400 55.00% 22,800 65.0% 28,500 75.0% 28501+ United Kingdom Paddy Power (LSE) 5.0% 200 7.5% 1,100 10.00% 2,300 20.0% 11,300 50.0% 11301+ United Kingdom Pan African Resources Plc 35.0% 330,000 45.0% 670,000 55.00% 1,330,000 65.0% 1,660,000 75.0% 1660001+ United Kingdom Panther Securities 50.0% 400 75.0% 700 90.00% 1,500 100.0% 1500+ - - United Kingdom Paragon Group 7.5% 24,000 10.0% 47,000 20.00% 95,000 30.0% 474,000 50.0% 474001+ United Kingdom Parkmead Group Plc 35.0% 29,000 45.0% 58,000 55.00% 117,000 65.0% 146,000 75.0% 146001+ United Kingdom Partnership Assurance Group 10.0% 6,100 20.0% 12,100 30.00% 24,200 40.0% 121,100 50.0% 121101+ United Kingdom Patagonia Gold 80.0% 700,000 100.0% ------United Kingdom Paypoint 10.0% 1,700 20.0% 3,400 30.00% 6,800 40.0% 34,000 50.0% 34001+ United Kingdom Payzone (Delisted 10.05.10) 100.0% ------United Kingdom Pendragon 10.0% 37,000 20.0% 74,000 30.00% 148,000 40.0% 740,000 50.0% 740001+ United Kingdom Pennon Group 5.0% 16,000 7.5% 82,000 10.00% 164,000 20.0% 818,000 50.0% 818001+ United Kingdom Perpetual Income and Growth 10.0% 10,000 20.0% 21,000 30.00% 42,000 40.0% 210,000 50.0% 210001+ United Kingdom Personal Assets Trust 10.0% 100 20.0% 100 30.00% 300 40.0% 1,400 50.0% 1401+ United Kingdom Petra Diamonds 10.0% 49,000 20.0% 98,000 30.00% 195,000 40.0% 976,000 50.0% 976001+ United Kingdom Petro Matad Ltd 90.0% 19,000 100.0% ------United Kingdom Petroceltic International 20.0% 25,000 30.0% 62,000 40.00% 125,000 50.0% 274,000 75.0% 274001+ United Kingdom 7.5% 110,000 10.0% 220,000 20.00% 450,000 30.0% 2,230,000 50.0% 2230001+ United Kingdom Petroneft Resources (LSE) 80.0% 170,000 100.0% ------United Kingdom Petropavlovsk Plc 35.0% 500,000 45.0% 1,000,000 55.00% 2,000,000 65.0% 2,500,000 75.0% 2500001+ United Kingdom Pets at Home Group PLC 7.5% 14,000 10.0% 28,000 20.00% 57,000 30.0% 284,000 50.0% 284001+ United Kingdom Phoenix Group Holdings 7.5% 22,000 10.0% 44,000 20.00% 88,000 30.0% 442,000 50.0% 442001+ United Kingdom Phoenix IT 35.0% 3,400 45.0% 6,700 55.00% 13,500 65.0% 16,900 75.0% 16901+ United Kingdom Phorm Corp 50.0% 55,000 75.0% 110,000 90.00% 220,000 100.0% 220000+ - - United Kingdom Photo-Me International 10.0% 4,400 20.0% 8,900 30.00% 17,700 40.0% 88,600 50.0% 88601+ United Kingdom Picton Property Income Ltd 20.0% 58,000 30.0% 145,000 40.00% 290,000 50.0% 637,000 75.0% 637001+ United Kingdom Pinewood Group PLC 35.0% 100 45.0% 200 55.00% 400 65.0% 500 75.0% 501+ United Kingdom Playtech 5.0% 12,000 7.5% 61,000 10.00% 122,000 20.0% 611,000 50.0% 611001+ United Kingdom Plaza Centers NV 90.0% 15,000 100.0% ------United Kingdom Plexus Holdings Plc 35.0% 5,100 45.0% 10,300 55.00% 20,600 65.0% 25,700 75.0% 25701+ United Kingdom PLUS500 LTD 30.0% 79,000 40.0% 159,000 50.00% 397,000 60.0% 662,000 75.0% 662001+ United Kingdom Polar Cap GLBL Healthcare 35.0% 47,000 45.0% 94,000 55.00% 187,000 65.0% 234,000 75.0% 234001+ United Kingdom Polar Capital Global Financials 35.0% 41,000 45.0% 82,000 55.00% 164,000 65.0% 204,000 75.0% 204001+ United Kingdom Polar Capital Holdings Plc 20.0% 3,100 30.0% 7,800 40.00% 15,600 50.0% 34,400 75.0% 34401+ United Kingdom Polar Capital Technology Trust 10.0% 5,400 20.0% 10,900 30.00% 21,700 40.0% 108,600 50.0% 108601+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 36 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom Polo Resources 90.0% 200,000 100.0% ------United Kingdom Polymetal International PLC 10.0% 23,000 20.0% 47,000 30.00% 93,000 40.0% 466,000 50.0% 466001+ United Kingdom Polypipe Group 10.0% 4,900 20.0% 9,900 30.00% 19,800 40.0% 98,900 50.0% 98901+ United Kingdom Polyus Gold International Ltd 7.5% 31,000 10.0% 61,000 20.00% 122,000 30.0% 610,000 50.0% 610001+ United Kingdom Porta Communications 90.0% 79,000 100.0% ------United Kingdom Porvair Plc 35.0% 3,900 45.0% 7,800 55.00% 15,600 65.0% 19,500 75.0% 19501+ United Kingdom Poundland Group PLC 10.0% 9,300 20.0% 18,600 30.00% 37,200 40.0% 186,100 50.0% 186101+ United Kingdom Powerflute OYJ 35.0% 16,000 45.0% 33,000 55.00% 65,000 65.0% 82,000 75.0% 82001+ United Kingdom Premaitha Health PLC 80.0% 220,000 100.0% ------United Kingdom Premier Farnell 10.0% 32,000 20.0% 64,000 30.00% 127,000 40.0% 637,000 50.0% 637001+ United Kingdom Premier Foods 20.0% 190,000 30.0% 470,000 40.00% 940,000 50.0% 2,070,000 75.0% 2070001+ United Kingdom 10.0% 170,000 20.0% 330,000 30.00% 670,000 40.0% 3,350,000 50.0% 3350001+ United Kingdom Premier Veterinary Group plc 90.0% 250,000 100.0% ------United Kingdom President Energy 50.0% 130,000 75.0% 260,000 90.00% 510,000 100.0% 510000+ - - United Kingdom Pressure Technologies Plc 80.0% 12,000 100.0% ------United Kingdom Primary Health Properties 20.0% 8,900 30.0% 22,200 40.00% 44,400 50.0% 97,800 75.0% 97801+ United Kingdom Progressive Digital Media Group 35.0% 700 45.0% 1,500 55.00% 3,000 65.0% 3,700 75.0% 3701+ United Kingdom Prospect Epicure J REIT Value Fund Plc (Delisted 18. 100.0% ------United Kingdom Proteome Sciences plc 80.0% 64,000 100.0% ------United Kingdom Provexis Plc 90.0% 500,000 100.0% ------United Kingdom Providence Resources 90.0% 61,000 100.0% ------United Kingdom Provident Financial 5.0% 3,900 7.5% 19,500 10.00% 39,000 20.0% 195,100 50.0% 195101+ United Kingdom Publishing Technology PLC 90.0% 1,600 100.0% ------United Kingdom Punch Taverns 35.0% 15,000 45.0% 30,000 55.00% 61,000 65.0% 76,000 75.0% 76001+ United Kingdom Pure Wafer 90.0% 23,000 100.0% ------United Kingdom Purecircle 10.0% 3,100 20.0% 6,200 30.00% 12,400 40.0% 62,200 50.0% 62201+ United Kingdom Puricore 90.0% 8,700 100.0% ------United Kingdom PV Crystalox Solar plc 90.0% 33,000 100.0% ------United Kingdom PZ Cussons 7.5% 9,400 10.0% 18,800 20.00% 37,600 30.0% 188,000 50.0% 188001+ United Kingdom QinetiQ Group plc 7.5% 7,400 10.0% 24,600 20.00% 49,300 30.0% 98,500 50.0% 98501+ United Kingdom Quadrise Fuels International 35.0% 250,000 45.0% 510,000 55.00% 1,010,000 65.0% 1,260,000 75.0% 1260001+ United Kingdom Quindell PLC 30.0% 73,400 40.0% 113,000 50.00% 254,200 60.0% 621,500 75.0% 621501+ United Kingdom Quintain Estates 20.0% 45,000 30.0% 113,000 40.00% 226,000 50.0% 498,000 75.0% 498001+ United Kingdom Quixant Plc 50.0% 900 75.0% 1,800 90.00% 3,700 100.0% 3700+ - - United Kingdom Range resources Ltd 80.0% 7,400,000 100.0% ------United Kingdom Rank Group 10.0% 1,900 20.0% 3,900 30.00% 7,700 40.0% 38,600 50.0% 38601+ United Kingdom Rare Earth Minerals 50.0% 12,000,000 75.0% 24,000,000 90.00% 48,000,000 100.0% 48000000+ - - United Kingdom Rathbone Brothers 7.5% 900 10.0% 1,700 20.00% 3,400 30.0% 17,000 50.0% 17001+ United Kingdom Raven Russia 20.0% 21,000 30.0% 52,000 40.00% 105,000 50.0% 230,000 75.0% 230001+ United Kingdom REA Holdings 35.0% 600 45.0% 1,300 55.00% 2,600 65.0% 3,200 75.0% 3201+ United Kingdom Red Emperor Resources NL 90.0% 220,000 100.0% ------United Kingdom Red Rock Resources 90.0% 3,600,000 100.0% ------United Kingdom Redcentric PLC 35.0% 27,000 45.0% 53,000 55.00% 107,000 65.0% 133,000 75.0% 133001+ United Kingdom Redde PLC 20.0% 30,000 30.0% 76,000 40.00% 152,000 50.0% 335,000 75.0% 335001+ United Kingdom Redefine International Plc 10.0% 34,000 20.0% 68,000 30.00% 136,000 40.0% 679,000 50.0% 679001+ United Kingdom 7.5% 23,000 10.0% 46,000 20.00% 91,000 30.0% 457,000 50.0% 457001+ United Kingdom 90.0% 17,000 100.0% ------United Kingdom Regenersis Plc 35.0% 42,000 45.0% 85,000 55.00% 169,000 65.0% 212,000 75.0% 212001+ United Kingdom Regus 7.5% 49,000 10.0% 98,000 20.00% 196,000 30.0% 980,000 50.0% 980001+ United Kingdom Reliance Industries Ltd (USD) 7.5% 10,000 10.0% 21,000 20.00% 41,000 30.0% 206,000 50.0% 206001+ United Kingdom Renishaw 7.5% 1,700 10.0% 3,400 20.00% 6,800 30.0% 33,800 50.0% 33801+ United Kingdom Renold 35.0% 14,000 45.0% 27,000 55.00% 55,000 65.0% 68,000 75.0% 68001+ United Kingdom Rentokil Initial 5.0% 39,000 7.5% 197,000 10.00% 394,000 20.0% 1,972,000 50.0% 1972001+ United Kingdom Restaurant Group 7.5% 14,000 10.0% 28,000 20.00% 57,000 30.0% 283,000 50.0% 283001+ United Kingdom Restore Plc 35.0% 42,000 45.0% 83,000 55.00% 167,000 65.0% 209,000 75.0% 209001+ United Kingdom Rexam 5.0% 44,000 7.5% 218,000 10.00% 436,000 20.0% 2,182,000 50.0% 2182001+ United Kingdom Ricardo 20.0% 2,700 30.0% 6,700 40.00% 13,300 50.0% 29,300 75.0% 29301+ United Kingdom Rightmove Plc 5.0% 3,900 7.5% 19,500 10.00% 39,000 20.0% 195,200 50.0% 195201+ United Kingdom Rit Capital Partners 5.0% 2,200 7.5% 10,900 10.00% 21,800 20.0% 108,800 50.0% 108801+ United Kingdom Riverstone Energy 20.0% 1,600 30.0% 4,000 40.00% 8,000 50.0% 17,600 75.0% 17601+ United Kingdom RM 35.0% 5,400 45.0% 10,800 55.00% 21,500 65.0% 26,900 75.0% 26901+ United Kingdom RM2 International 35.0% 37,000 45.0% 74,000 55.00% 147,000 65.0% 184,000 75.0% 184001+ United Kingdom Robert Walters 20.0% 1,800 30.0% 4,400 40.00% 8,800 50.0% 19,300 75.0% 19301+ United Kingdom 35.0% 350,000 45.0% 700,000 55.00% 1,390,000 65.0% 1,740,000 75.0% 1740001+ United Kingdom ROK plc (Delisted 16.11.10) 100.0% ------United Kingdom Rosneft 7.5% 320,000 10.0% 630,000 20.00% 1,260,000 30.0% 6,320,000 50.0% 6320001+ United Kingdom Rotork 5.0% 3,500 7.5% 17,600 10.00% 35,300 20.0% 176,400 50.0% 176401+ United Kingdom Roxi Petroleum 35.0% 410,000 45.0% 810,000 55.00% 1,630,000 65.0% 2,030,000 75.0% 2030001+ United Kingdom RPC Group 7.5% 15,000 10.0% 30,000 20.00% 59,000 30.0% 295,000 50.0% 295001+ United Kingdom RPS Group 10.0% 12,000 20.0% 25,000 30.00% 50,000 40.0% 248,000 50.0% 248001+ United Kingdom Ruffer Investment Company Ltd 20.0% 13,000 30.0% 32,000 40.00% 63,000 50.0% 140,000 75.0% 140001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 37 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom Ruspetro 50.0% 54,000 75.0% 108,000 90.00% 215,000 100.0% 215000+ - - United Kingdom RWS Holdings 20.0% 2,100 30.0% 5,300 40.00% 10,600 50.0% 23,400 75.0% 23401+ United Kingdom Ryanair Holdings (LSE) 5.0% 51,000 7.5% 255,000 10.00% 511,000 20.0% 2,553,000 50.0% 2553001+ United Kingdom Sable Mining Africa Ltd 90.0% 1,100,000 100.0% ------United Kingdom Safestore Holdings 10.0% 10,000 20.0% 20,000 30.00% 40,000 40.0% 202,000 50.0% 202001+ United Kingdom Safestyle UK 35.0% 18,000 45.0% 37,000 55.00% 74,000 65.0% 92,000 75.0% 92001+ United Kingdom Saga Ltd 7.5% 13,000 10.0% 26,000 20.00% 52,000 30.0% 259,000 50.0% 259001+ United Kingdom Samsung Electronics GDR (USD) 5.0% 800 7.5% 4,000 10.00% 8,000 20.0% 39,900 50.0% 39901+ United Kingdom San Leon Energy PLC 30.0% 590,000 40.0% 1,180,000 50.00% 2,950,000 60.0% 4,920,000 75.0% 4920001+ United Kingdom Sarossa PLC 90.0% 29,000 100.0% ------United Kingdom Savills 7.5% 6,800 10.0% 13,600 20.00% 27,100 30.0% 135,700 50.0% 135701+ United Kingdom Sberbank Rossii OAO (ADR) 10.0% 340,000 20.0% 1,360,000 30.00% 2,720,000 40.0% 5,440,000 50.0% 5440001+ United Kingdom Scancell Holdings Plc 50.0% 24,000 75.0% 48,000 90.00% 97,000 100.0% 97000+ - - United Kingdom Scapa Group 35.0% 40,000 45.0% 80,000 55.00% 160,000 65.0% 200,000 75.0% 200001+ United Kingdom Schroder Asia Pacific Fund 10.0% 3,200 20.0% 6,400 30.00% 12,700 40.0% 63,700 50.0% 63701+ United Kingdom Schroder Japan Growth 35.0% 12,000 45.0% 25,000 55.00% 49,000 65.0% 61,000 75.0% 61001+ United Kingdom Schroder Real Est Inv Trust 20.0% 51,000 30.0% 129,000 40.00% 257,000 50.0% 566,000 75.0% 566001+ United Kingdom Schroders plc non-voting 5.0% 400 7.5% 2,100 10.00% 4,100 20.0% 20,700 50.0% 20701+ United Kingdom Science In Sport 100.0% ------United Kingdom Scottish Am Inv Trust 20.0% 7,800 30.0% 19,400 40.00% 38,800 50.0% 85,400 75.0% 85401+ United Kingdom Scottish Investment Trust 10.0% 2,400 20.0% 4,900 30.00% 9,800 40.0% 48,900 50.0% 48901+ United Kingdom Scottish Mortgage Investment Trust 5.0% 22,000 7.5% 110,000 10.00% 220,000 20.0% 1,098,000 50.0% 1098001+ United Kingdom Scottish Oriental Smaller Co Tst 20.0% 2,200 30.0% 5,500 40.00% 10,900 50.0% 24,000 75.0% 24001+ United Kingdom Scotty Group (EUR) - Delisted 11/04/13 100.0% ------United Kingdom SDL 20.0% 2,700 30.0% 6,900 40.00% 13,700 50.0% 30,200 75.0% 30201+ United Kingdom Securities Trust of Scotland 35.0% 23,000 45.0% 46,000 55.00% 91,000 65.0% 114,000 75.0% 114001+ United Kingdom Seeing Machines Ltd 50.0% 300,000 75.0% 600,000 90.00% 1,200,000 100.0% 1200000+ - - United Kingdom Segro PLC 5.0% 25,000 7.5% 126,000 10.00% 251,000 20.0% 1,256,000 50.0% 1256001+ United Kingdom Senior 7.5% 25,000 10.0% 50,000 20.00% 100,000 30.0% 502,000 50.0% 502001+ United Kingdom SEPLAT Petroleum Development Co Plc 15.0% 8,100 20.0% 21,700 30.00% 43,400 45.0% 108,500 75.0% 108501+ United Kingdom Sepura Plc 35.0% 5,700 45.0% 11,400 55.00% 22,700 65.0% 28,400 75.0% 28401+ United Kingdom Serco Group 10.0% 110,000 20.0% 230,000 30.00% 460,000 40.0% 2,280,000 50.0% 2280001+ United Kingdom Serica Energy 90.0% 91,000 100.0% ------United Kingdom Servicepower 90.0% 33,000 100.0% ------United Kingdom Severfield Rowen 35.0% 21,000 45.0% 42,000 55.00% 85,000 65.0% 106,000 75.0% 106001+ United Kingdom Severstal 7.5% 30,000 10.0% 60,000 20.00% 120,000 30.0% 598,000 50.0% 598001+ United Kingdom Shaftesbury 5.0% 9,100 7.5% 45,700 10.00% 91,400 20.0% 457,000 50.0% 457001+ United Kingdom Shanks Group 20.0% 34,000 30.0% 86,000 40.00% 172,000 50.0% 378,000 75.0% 378001+ United Kingdom Shanta Gold Ltd 80.0% 300,000 100.0% ------United Kingdom Shawbrook 25.0% 41,000 30.0% 82,000 45.00% 205,000 60.0% 341,000 75.0% 341001+ United Kingdom Sierra Rutile 35.0% 10,000 45.0% 20,000 55.00% 40,000 65.0% 50,000 75.0% 50001+ United Kingdom SIG 7.5% 68,000 10.0% 136,000 20.00% 272,000 30.0% 1,361,000 50.0% 1361001+ United Kingdom Signet Jewelers Ltd 7.5% 300 10.0% 500 20.00% 1,100 30.0% 5,300 50.0% 5301+ United Kingdom Silence Therapeutics 35.0% 3,000 45.0% 6,000 55.00% 12,000 65.0% 15,000 75.0% 15001+ United Kingdom Sinclair Pharma 35.0% 79,000 45.0% 159,000 55.00% 318,000 65.0% 397,000 75.0% 397001+ United Kingdom Sirius Minerals Plc 35.0% 830,000 45.0% 1,670,000 55.00% 3,330,000 65.0% 4,170,000 75.0% 4170001+ United Kingdom Sirius Real Estate 35.0% 85,000 45.0% 171,000 55.00% 342,000 65.0% 427,000 75.0% 427001+ United Kingdom Skyepharma Group 20.0% 11,000 30.0% 27,000 40.00% 55,000 50.0% 120,000 75.0% 120001+ United Kingdom Smurfit Kappa Group 7.5% 19,000 10.0% 38,000 20.00% 76,000 30.0% 382,000 50.0% 382001+ United Kingdom Soco International 20.0% 36,000 30.0% 90,000 40.00% 180,000 50.0% 396,000 75.0% 396001+ United Kingdom SolGold Plc 90.0% 1,200,000 100.0% ------United Kingdom Sound Oil 50.0% 410,000 75.0% 820,000 90.00% 1,640,000 100.0% 1640000+ - - United Kingdom South32 (LSE) 10.0% 1,061,600 20.0% 4,246,300 30.00% 8,492,600 40.0% 16,985,100 50.0% 16985101+ United Kingdom Spaceandpeople 100.0% ------United Kingdom Spectris 5.0% 5,100 7.5% 25,400 10.00% 50,900 20.0% 254,300 50.0% 254301+ United Kingdom 20.0% 41,000 30.0% 103,000 40.00% 205,000 50.0% 451,000 75.0% 451001+ United Kingdom Spirax - Sarco Engineering 5.0% 2,000 7.5% 10,000 10.00% 20,100 20.0% 100,400 50.0% 100401+ United Kingdom Spire Healthcare Group Plc 7.5% 12,000 10.0% 24,000 20.00% 48,000 30.0% 239,000 50.0% 239001+ United Kingdom Spirent Communications plc 10.0% 25,000 20.0% 50,000 30.00% 101,000 40.0% 503,000 50.0% 503001+ United Kingdom Sportech 35.0% 12,000 45.0% 25,000 55.00% 49,000 65.0% 62,000 75.0% 62001+ United Kingdom St Ives 35.0% 19,000 45.0% 38,000 55.00% 75,000 65.0% 94,000 75.0% 94001+ United Kingdom St Modwen Properties 7.5% 14,000 10.0% 27,000 20.00% 54,000 30.0% 271,000 50.0% 271001+ United Kingdom Staffline Group 35.0% 4,400 45.0% 8,900 55.00% 17,800 65.0% 22,200 75.0% 22201+ United Kingdom Stagecoach 7.5% 33,000 10.0% 65,000 20.00% 131,000 30.0% 654,000 50.0% 654001+ United Kingdom Standard Life UK Smaller Companies Trust PLC 35.0% 17,000 45.0% 34,000 55.00% 68,000 65.0% 85,000 75.0% 85001+ United Kingdom Starwood European Real Estate Finance Ltd 35.0% 20,000 45.0% 41,000 55.00% 82,000 65.0% 102,000 75.0% 102001+ United Kingdom State Bank of India 7.5% 2,400 10.0% 4,800 20.00% 9,600 30.0% 48,200 50.0% 48201+ United Kingdom Statpro 50.0% 2,700 75.0% 5,300 90.00% 10,700 100.0% 10700+ - - United Kingdom Sterling Energy 80.0% 18,000 100.0% ------United Kingdom Sthree 20.0% 1,200 30.0% 3,100 40.00% 6,100 50.0% 13,500 75.0% 13501+ United Kingdom Stobart Group 20.0% 16,000 30.0% 41,000 40.00% 82,000 50.0% 181,000 75.0% 181001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 38 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom STV Group 35.0% 3,600 45.0% 7,100 55.00% 14,200 65.0% 17,800 75.0% 17801+ United Kingdom Supergroup PLC 10.0% 10,000 20.0% 20,000 30.00% 41,000 40.0% 203,000 50.0% 203001+ United Kingdom SVG Capital plc 10.0% 20,000 20.0% 39,000 30.00% 78,000 40.0% 392,000 50.0% 392001+ United Kingdom 90.0% 21,000 100.0% ------United Kingdom Synergy Health 7.5% 6,100 10.0% 12,200 20.00% 24,500 30.0% 122,400 50.0% 122401+ United Kingdom Synthomer Plc 10.0% 11,000 20.0% 21,000 30.00% 43,000 40.0% 215,000 50.0% 215001+ United Kingdom TalkTalk Telecom Group Plc 5.0% 30,000 7.5% 151,000 10.00% 303,000 20.0% 1,515,000 50.0% 1515001+ United Kingdom Tate and Lyle 5.0% 37,000 7.5% 186,000 10.00% 373,000 20.0% 1,864,000 50.0% 1864001+ United Kingdom Tatneft 7.5% 21,000 10.0% 42,000 20.00% 83,000 30.0% 415,000 50.0% 415001+ United Kingdom Ted Baker 7.5% 1,300 10.0% 2,600 20.00% 5,200 30.0% 26,100 50.0% 26101+ United Kingdom Telecity Group 7.5% 26,000 10.0% 51,000 20.00% 102,000 30.0% 510,000 50.0% 510001+ United Kingdom 10.0% 5,600 20.0% 11,200 30.00% 22,300 40.0% 111,700 50.0% 111701+ United Kingdom 20.0% 17,000 30.0% 42,000 40.00% 85,000 50.0% 187,000 75.0% 187001+ United Kingdom Telit Communications Plc 20.0% 28,000 30.0% 70,000 40.00% 140,000 50.0% 307,000 75.0% 307001+ United Kingdom Templeton Emerging Mkts 7.5% 16,000 10.0% 32,000 20.00% 63,000 30.0% 317,000 50.0% 317001+ United Kingdom Tengri Resources 90.0% 7,100 100.0% ------United Kingdom Tethys Petroleum Limited (UK) 25.0% 27,000 30.0% 53,000 45.00% 134,000 60.0% 223,000 75.0% 223001+ United Kingdom The North American Income Trust 20.0% 2,300 30.0% 5,700 40.00% 11,400 50.0% 25,100 75.0% 25101+ United Kingdom Third Point Offshore Investors Ltd 10.0% 1,200 20.0% 2,400 30.00% 4,800 40.0% 24,000 50.0% 24001+ United Kingdom Thomas Cook Group 10.0% 290,000 20.0% 580,000 30.00% 1,170,000 40.0% 5,830,000 50.0% 5830001+ United Kingdom Thorntons PLC 80.0% 69,000 100.0% ------United Kingdom Timan Oil and Gas (Delisted 15.12.09) 100.0% ------United Kingdom Tissue Regenix Group 35.0% 19,000 45.0% 38,000 55.00% 76,000 65.0% 95,000 75.0% 95001+ United Kingdom Topps Tiles 35.0% 45,000 45.0% 89,000 55.00% 179,000 65.0% 224,000 75.0% 224001+ United Kingdom Torotrak 80.0% 25,000 100.0% ------United Kingdom Torotrak Open Offer 30.0% 18,000 40.0% 36,000 50.00% 90,000 60.0% 149,000 75.0% 149001+ United Kingdom Total Produce 20.0% 1,500 30.0% 3,800 40.00% 7,600 50.0% 16,600 75.0% 16601+ United Kingdom Tower Resources Plc 90.0% 4,200,000 100.0% ------United Kingdom Town Centre Securities PLC 35.0% 1,800 45.0% 3,600 55.00% 7,200 65.0% 9,000 75.0% 9001+ United Kingdom TR European Growth Trust 20.0% 3,300 30.0% 8,200 40.00% 16,300 50.0% 35,900 75.0% 35901+ United Kingdom TR Property Investment Trust 10.0% 18,000 20.0% 37,000 30.00% 73,000 40.0% 366,000 50.0% 366001+ United Kingdom Tracsis Plc 35.0% 5,200 45.0% 10,300 55.00% 20,700 65.0% 25,800 75.0% 25801+ United Kingdom Trans-Siberian Gold plc 90.0% 4,000 100.0% ------United Kingdom Tribal Group 35.0% 4,200 45.0% 8,400 55.00% 16,700 65.0% 20,900 75.0% 20901+ United Kingdom Trifast PLC 35.0% 16,000 45.0% 32,000 55.00% 63,000 65.0% 79,000 75.0% 79001+ United Kingdom Trinity Exploration & Production Plc 90.0% 81,000 100.0% ------United Kingdom Trinity Mirror 20.0% 14,000 30.0% 34,000 40.00% 69,000 50.0% 152,000 75.0% 152001+ United Kingdom Troy Income & Growth Trust Plc 35.0% 58,000 45.0% 117,000 55.00% 233,000 65.0% 292,000 75.0% 292001+ United Kingdom TT Electronics 35.0% 49,000 45.0% 98,000 55.00% 195,000 65.0% 244,000 75.0% 244001+ United Kingdom Tullett Prebon 10.0% 16,000 20.0% 32,000 30.00% 64,000 40.0% 321,000 50.0% 321001+ United Kingdom 7.5% 320,000 10.0% 630,000 20.00% 1,270,000 30.0% 5,020,000 50.0% 5020001+ United Kingdom Tungsten Corp Plc 35.0% 180,000 45.0% 370,000 55.00% 730,000 65.0% 920,000 75.0% 920001+ United Kingdom Tyman Plc 10.0% 5,200 20.0% 10,500 30.00% 20,900 40.0% 104,600 50.0% 104601+ United Kingdom UBM Plc 5.0% 17,000 7.5% 83,000 10.00% 167,000 20.0% 834,000 50.0% 834001+ United Kingdom UDG Healthcare PLC (LSE) 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 221,000 50.0% 221001+ United Kingdom UK Commercial Property Trust 7.5% 42,000 10.0% 84,000 20.00% 168,000 30.0% 840,000 50.0% 840001+ United Kingdom UK Mail Group Plc 20.0% 900 30.0% 2,300 40.00% 4,500 50.0% 10,000 75.0% 10001+ United Kingdom Ultra Electronics Holdings 7.5% 4,500 10.0% 9,000 20.00% 17,900 30.0% 89,600 50.0% 89601+ United Kingdom Ultrasis (Delisted 13/07/15) 100.0% ------United Kingdom Unite Group 7.5% 13,000 10.0% 26,000 20.00% 53,000 30.0% 265,000 50.0% 265001+ United Kingdom Unitech Corporate Parks 90.0% 57,000 100.0% ------United Kingdom Universal Coal (Delisted 03.11.08) 100.0% ------United Kingdom Uralkali 10.0% 33,000 20.0% 66,000 30.00% 133,000 40.0% 665,000 50.0% 665001+ United Kingdom Utilico Emerging Mkts 20.0% 13,000 30.0% 32,000 40.00% 64,000 50.0% 142,000 75.0% 142001+ United Kingdom Utilitywise 35.0% 37,000 45.0% 74,000 55.00% 148,000 65.0% 185,000 75.0% 185001+ United Kingdom UTV Media 35.0% 6,500 45.0% 13,000 55.00% 26,000 65.0% 32,500 75.0% 32501+ United Kingdom Vatukoula Gold Mines (Delisted 01.07.14) 100.0% ------United Kingdom Vectura Group plc 10.0% 13,000 20.0% 26,000 30.00% 52,000 40.0% 260,000 50.0% 260001+ United Kingdom 10.0% 41,000 20.0% 81,000 30.00% 163,000 40.0% 814,000 50.0% 814001+ United Kingdom Velocys 35.0% 34,000 45.0% 68,000 55.00% 136,000 65.0% 170,000 75.0% 170001+ United Kingdom Vertu Motors 35.0% 81,000 45.0% 163,000 55.00% 325,000 65.0% 406,000 75.0% 406001+ United Kingdom Vesuvius 7.5% 7,200 10.0% 14,400 20.00% 28,800 30.0% 143,900 50.0% 143901+ United Kingdom Victoria Oil & Gas 50.0% 130,000 75.0% 250,000 90.00% 500,000 100.0% 500000+ - - United Kingdom Victrex plc 7.5% 6,500 10.0% 12,900 20.00% 25,800 30.0% 129,100 50.0% 129101+ United Kingdom Vietnam Opportunity Fund 20.0% 24,000 30.0% 59,000 40.00% 118,000 50.0% 260,000 75.0% 260001+ United Kingdom Virgin Money 7.5% 9,000 10.0% 18,000 20.00% 36,000 30.0% 180,100 50.0% 180101+ United Kingdom Vislink Plc 80.0% 160,000 100.0% ------United Kingdom Volex 50.0% 12,000 75.0% 23,000 90.00% 47,000 100.0% 47000+ - - United Kingdom Volution Group PLC 20.0% 1,300 30.0% 3,200 40.00% 6,300 50.0% 13,900 75.0% 13901+ United Kingdom Vp 20.0% 500 30.0% 1,400 40.00% 2,700 50.0% 5,900 75.0% 5901+ United Kingdom VTB Bank PJSC 7.5% 220,000 10.0% 430,000 20.00% 870,000 30.0% 4,340,000 50.0% 4340001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 39 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United Kingdom WANdisco PLC 50.0% 8,900 75.0% 17,900 90.00% 35,700 100.0% 35700+ - - United Kingdom Weatherly 90.0% 310,000 100.0% ------United Kingdom WH Smith 7.5% 9,900 10.0% 19,800 20.00% 39,600 30.0% 197,800 50.0% 197801+ United Kingdom William Hill 5.0% 58,000 7.5% 291,000 10.00% 582,000 20.0% 2,908,000 50.0% 2908001+ United Kingdom Wilmington PLC 35.0% 1,400 45.0% 2,900 55.00% 5,800 65.0% 7,200 75.0% 7201+ United Kingdom Wilshaw (Delisted 02.11.06) 100.0% ------United Kingdom Wincanton 35.0% 15,000 45.0% 31,000 55.00% 61,000 65.0% 76,000 75.0% 76001+ United Kingdom Witan Investment Trust 7.5% 5,700 10.0% 11,300 20.00% 22,700 30.0% 113,500 50.0% 113501+ United Kingdom Wizz Air Holdings 10.0% 2,200 20.0% 4,400 30.00% 8,900 40.0% 44,400 50.0% 44401+ United Kingdom Woodford Patient Capital Trust 30.0% 970,900 40.0% 2,327,400 50.00% 5,818,600 60.0% 9,697,600 75.0% 9697601+ United Kingdom Workspace Group 7.5% 6,600 10.0% 13,200 20.00% 26,400 30.0% 132,200 50.0% 132201+ United Kingdom Worldwide Healthcare Trust Plc 10.0% 3,000 20.0% 6,100 30.00% 12,200 40.0% 60,900 50.0% 60901+ United Kingdom WYG Plc 50.0% 1,300 75.0% 2,600 90.00% 5,300 100.0% 5300+ - - United Kingdom Wynnstay Group 50.0% 2,500 75.0% 4,900 90.00% 9,900 100.0% 9900+ - - United Kingdom Xaar 20.0% 12,000 30.0% 29,000 40.00% 59,000 50.0% 129,000 75.0% 129001+ United Kingdom Xchanging 20.0% 17,000 30.0% 44,000 40.00% 87,000 50.0% 192,000 75.0% 192001+ United Kingdom Xcite Energy Ltd 50.0% 210,000 75.0% 430,000 90.00% 850,000 100.0% 850000+ - - United Kingdom Xeros Technology Group Plc 35.0% 4,500 45.0% 9,000 55.00% 18,100 65.0% 22,600 75.0% 22601+ United Kingdom XLMedia PLC 35.0% 46,000 45.0% 92,000 55.00% 184,000 65.0% 231,000 75.0% 231001+ United Kingdom XP Power 20.0% 500 30.0% 1,300 40.00% 2,500 50.0% 5,600 75.0% 5601+ United Kingdom Yougov Plc 35.0% 5,800 45.0% 11,600 55.00% 23,200 65.0% 29,000 75.0% 29001+ United Kingdom Young & Co's Brewery PLC 20.0% 500 30.0% 1,300 40.00% 2,500 50.0% 5,500 75.0% 5501+ United Kingdom Zanaga Iron Ore Co Ltd 90.0% 33,000 100.0% ------United Kingdom Zincox Resources 90.0% 69,000 100.0% ------United Kingdom Zoopla Property Group 10.0% 16,000 20.0% 32,000 30.00% 64,000 40.0% 318,000 50.0% 318001+ United Kingdom Zotefoams 35.0% 2,500 45.0% 5,000 55.00% 10,000 65.0% 12,500 75.0% 12501+ United Kingdom Zytronic 80.0% 12,000 100.0% ------United Kingdom Zyzygy (Delisted 10.06.09) 100.0% ------United States 21Vianet Group Inc - ADR 10.0% 8,500 20.0% 16,900 30.00% 33,900 40.0% 169,300 50.0% 169301+ United States 3D Systems Corp 10.0% 23,000 20.0% 47,000 30.00% 94,000 40.0% 470,000 50.0% 470001+ United States 3M Company 5.0% 14,000 7.5% 46,000 10.00% 91,000 20.0% 183,000 50.0% 183001+ United States 500.com Ltd 35.0% 26,000 45.0% 52,000 55.00% 103,000 65.0% 129,000 75.0% 129001+ United States 51 Job 7.5% 1,900 10.0% 3,700 20.00% 7,400 30.0% 37,000 50.0% 37001+ United States 8x8 Inc 20.0% 22,000 30.0% 55,000 40.00% 111,000 50.0% 243,000 75.0% 243001+ United States ABB Ltd (USD) 5.0% 7,000 7.5% 35,000 10.00% 69,900 20.0% 349,500 50.0% 349501+ United States Abbott Laboratories 5.0% 27,000 7.5% 134,000 10.00% 268,000 20.0% 622,000 50.0% 622001+ United States AbbVie Inc 5.0% 40,000 7.5% 116,000 10.00% 233,000 20.0% 466,000 50.0% 466001+ United States Abercrombie and Fitch 10.0% 25,000 20.0% 50,000 30.00% 100,000 40.0% 500,000 50.0% 500001+ United States Abiomed 7.5% 6,700 10.0% 13,300 20.00% 26,700 30.0% 133,400 50.0% 133401+ United States Acadia Healthcare Company 5.0% 2,200 7.5% 10,900 10.00% 21,800 20.0% 109,100 50.0% 109101+ United States ACADIA Pharmaceuticals Inc 15.0% 26,000 20.0% 70,000 30.00% 140,000 45.0% 351,000 75.0% 351001+ United States Acadia Realty Trust 7.5% 4,700 10.0% 9,500 20.00% 18,900 30.0% 94,700 50.0% 94701+ United States Accenture 5.0% 15,000 7.5% 74,000 10.00% 147,000 20.0% 322,000 50.0% 322001+ United States Ace 5.0% 7,200 7.5% 36,100 10.00% 72,200 20.0% 278,700 50.0% 278701+ United States Aceto Group 20.0% 5,000 30.0% 12,600 40.00% 25,100 50.0% 55,300 75.0% 55301+ United States Achillion Pharmaceuticals Inc 15.0% 91,000 20.0% 243,000 30.00% 486,000 45.0% 1,215,000 75.0% 1215001+ United States Actions Semiconductor 50.0% 1,400 75.0% 2,700 90.00% 5,400 100.0% 5400+ - - United States Activision Blizzard 5.0% 42,000 7.5% 208,000 10.00% 415,000 20.0% 1,279,000 50.0% 1279001+ United States Actuant Corp 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 218,000 50.0% 218001+ United States Acuity Brands 5.0% 1,100 7.5% 5,500 10.00% 11,000 20.0% 54,900 50.0% 54901+ United States Adecoagro SA 10.0% 1,700 20.0% 3,500 30.00% 6,900 40.0% 34,600 50.0% 34601+ United States Adobe Systems 5.0% 18,000 7.5% 88,000 10.00% 177,000 20.0% 398,000 50.0% 398001+ United States ADT Corp 5.0% 8,100 7.5% 40,500 10.00% 81,000 20.0% 405,200 50.0% 405201+ United States ADTRAN 10.0% 9,300 20.0% 18,600 30.00% 37,200 40.0% 186,100 50.0% 186101+ United States Aduro Biotech 25.0% 11,000 30.0% 21,000 45.00% 54,000 60.0% 89,000 75.0% 89001+ United States Advance Auto Parts Inc 5.0% 3,200 7.5% 16,100 10.00% 32,200 20.0% 161,200 50.0% 161201+ United States Advanced Micro Devices 15.0% 190,000 20.0% 490,000 30.00% 990,000 45.0% 2,470,000 75.0% 2470001+ United States Advisory Board Co 7.5% 4,900 10.0% 9,700 20.00% 19,500 30.0% 97,300 50.0% 97301+ United States AECOM 5.0% 8,000 7.5% 39,800 10.00% 79,700 20.0% 398,400 50.0% 398401+ United States Aegerion Pharmaceuticals Inc 15.0% 17,000 20.0% 45,000 30.00% 90,000 45.0% 225,000 75.0% 225001+ United States Aercap Holdings N.V. 10.0% 9,800 20.0% 19,500 30.00% 39,100 40.0% 195,400 50.0% 195401+ United States Aerie Pharmaceuticals Inc 10.0% 3,900 20.0% 7,800 30.00% 15,600 40.0% 78,100 50.0% 78101+ United States Aerojet Rocketdyne Holdings Inc 10.0% 3,800 20.0% 7,500 30.00% 15,100 40.0% 75,400 50.0% 75401+ United States Aeropostale Inc 35.0% 96,000 45.0% 192,000 55.00% 385,000 65.0% 481,000 75.0% 481001+ United States AeroVironment Inc 20.0% 6,300 30.0% 15,700 40.00% 31,500 50.0% 69,300 75.0% 69301+ United States AES Corp 5.0% 23,000 7.5% 116,000 10.00% 232,000 20.0% 1,162,000 50.0% 1162001+ United States Aetna 5.0% 12,000 7.5% 59,000 10.00% 118,000 20.0% 279,000 50.0% 279001+ United States Affiliated Managers Group 5.0% 1,500 7.5% 7,700 10.00% 15,500 20.0% 77,300 50.0% 77301+ United States Aflac 5.0% 12,000 7.5% 61,000 10.00% 122,000 20.0% 469,000 50.0% 469001+ United States Agco Corp 5.0% 5,200 7.5% 26,100 10.00% 52,300 20.0% 261,500 50.0% 261501+ United States Agilent 5.0% 10,000 7.5% 52,000 10.00% 103,000 20.0% 516,000 50.0% 516001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 40 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Agnico-Eagle Mines 7.5% 34,000 10.0% 68,000 20.00% 137,000 30.0% 685,000 50.0% 685001+ United States Agrium 5.0% 2,300 7.5% 11,500 10.00% 23,000 20.0% 115,200 50.0% 115201+ United States AIG (American International Group) 5.0% 36,000 7.5% 133,000 10.00% 266,000 20.0% 532,000 50.0% 532001+ United States AIG Equity Warrants 5.0% 500 7.5% 2,700 10.00% 5,400 20.0% 26,800 50.0% 26801+ United States AIMCO (Apartment Invst & Mgmt) 5.0% 6,900 7.5% 34,500 10.00% 68,900 20.0% 344,700 50.0% 344701+ United States Air Lease Corp 5.0% 2,900 7.5% 14,300 10.00% 28,600 20.0% 142,900 50.0% 142901+ United States Air Methods Corp 7.5% 5,900 10.0% 11,900 20.00% 23,700 30.0% 118,700 50.0% 118701+ United States Air Products & Chemicals 5.0% 4,800 7.5% 23,900 10.00% 47,800 20.0% 198,600 50.0% 198601+ United States Aircastle Ltd 7.5% 4,800 10.0% 9,500 20.00% 19,100 30.0% 95,400 50.0% 95401+ United States Airgas Inc 5.0% 1,600 7.5% 7,800 10.00% 15,700 20.0% 78,400 50.0% 78401+ United States AK Steel Holdings 10.0% 94,000 20.0% 187,000 30.00% 374,000 40.0% 1,871,000 50.0% 1871001+ United States Akamai Technologies 5.0% 10,000 7.5% 52,000 10.00% 105,000 20.0% 396,000 50.0% 396001+ United States Akorn Inc 7.5% 20,000 10.0% 41,000 20.00% 82,000 30.0% 408,000 50.0% 408001+ United States Alaska Air Group Inc 5.0% 7,200 7.5% 36,100 10.00% 72,200 20.0% 361,000 50.0% 361001+ United States Albermarle 5.0% 5,600 7.5% 27,900 10.00% 55,900 20.0% 279,400 50.0% 279401+ United States Alcatel Lucent (USD) 5.0% 28,000 7.5% 138,000 10.00% 276,000 20.0% 1,380,000 50.0% 1380001+ United States Alcoa 5.0% 76,000 7.5% 380,000 10.00% 760,000 20.0% 2,217,000 50.0% 2217001+ United States Alerian MLP ETF 5.0% 14,000 7.5% 70,000 10.00% 140,000 20.0% 700,000 50.0% 700001+ United States Alexandria Real Estate Equities 5.0% 500 7.5% 2,700 10.00% 5,500 20.0% 27,400 50.0% 27401+ United States Alexion Pharmaceuticals Inc 7.5% 12,000 10.0% 40,000 20.00% 80,000 30.0% 160,000 50.0% 160001+ United States Alibaba Group Holding 5.0% 37,000 7.5% 92,000 10.00% 183,000 20.0% 367,000 50.0% 367001+ United States Align Technology 5.0% 4,500 7.5% 22,600 10.00% 45,100 20.0% 225,600 50.0% 225601+ United States Alkermes Inc 7.5% 18,000 10.0% 36,000 20.00% 71,000 30.0% 357,000 50.0% 357001+ United States Allegheny Technologies 7.5% 12,000 10.0% 24,000 20.00% 48,000 30.0% 240,000 50.0% 240001+ United States Allegion Plc 5.0% 2,600 7.5% 12,800 10.00% 25,700 20.0% 128,400 50.0% 128401+ United States Allergan plc 5.0% 8,500 7.5% 25,500 10.00% 50,900 20.0% 101,900 50.0% 101901+ United States ALLETE Inc 7.5% 2,900 10.0% 5,800 20.00% 11,600 30.0% 57,800 50.0% 57801+ United States Alliance Data Systems 5.0% 1,700 7.5% 8,600 10.00% 17,200 20.0% 85,900 50.0% 85901+ United States Alliance Holdings GP, L.P 5.0% 200 7.5% 1,200 10.00% 2,500 20.0% 12,300 50.0% 12301+ United States Alliance Resource Partners LP 7.5% 3,000 10.0% 5,900 20.00% 11,800 30.0% 59,200 50.0% 59201+ United States Alliant Energy Corp 5.0% 4,700 7.5% 23,600 10.00% 47,100 20.0% 235,500 50.0% 235501+ United States Allison Transmission Holdings Inc 5.0% 6,100 7.5% 30,400 10.00% 60,700 20.0% 303,600 50.0% 303601+ United States Allot Communications 35.0% 14,000 45.0% 28,000 55.00% 55,000 65.0% 69,000 75.0% 69001+ United States Allscripts-Misys Healthcare 7.5% 30,000 10.0% 61,000 20.00% 122,000 30.0% 609,000 50.0% 609001+ United States Allstate Corp 5.0% 13,000 7.5% 64,000 10.00% 128,000 20.0% 424,000 50.0% 424001+ United States Ally Financial Inc 5.0% 10,000 7.5% 52,000 10.00% 104,000 20.0% 521,000 50.0% 521001+ United States Alnylam Pharmaceuticals 10.0% 10,000 20.0% 20,000 30.00% 41,000 40.0% 204,000 50.0% 204001+ United States Alon USA Energy 10.0% 12,000 20.0% 23,000 30.00% 47,000 40.0% 0 0.0% 1+ United States Alpha Natural Resources 35.0% 350,000 45.0% 710,000 55.00% 1,410,000 65.0% 1,770,000 75.0% 1770001+ United States Altera Corp 5.0% 18,000 7.5% 88,000 10.00% 176,000 20.0% 703,000 50.0% 703001+ United States Altisource Portfolio Solutions SA 35.0% 31,000 45.0% 62,000 55.00% 123,000 65.0% 154,000 75.0% 154001+ United States Altria Group Inc 5.0% 34,000 7.5% 144,000 10.00% 289,000 20.0% 577,000 50.0% 577001+ United States Aluminium Corp of China-CHALCO 5.0% 700 7.5% 3,500 10.00% 6,900 20.0% 34,500 50.0% 34501+ United States Amarin Corporation Plc 20.0% 29,000 30.0% 71,000 40.00% 143,000 50.0% 314,000 75.0% 314001+ United States Amazon.com 5.0% 7,900 7.5% 19,700 10.00% 39,400 20.0% 78,800 50.0% 78801+ United States Ambac Financial Group 10.0% 5,000 20.0% 9,900 30.00% 19,800 40.0% 99,200 50.0% 99201+ United States Ambarella 15.0% 20,000 20.0% 96,000 30.00% 192,000 45.0% 403,000 75.0% 403001+ United States Ambev SA 5.0% 67,000 7.5% 337,000 10.00% 674,000 20.0% 3,369,000 50.0% 3369001+ United States AMC Networks Inc - A 10.0% 9,400 20.0% 18,800 30.00% 37,700 40.0% 188,500 50.0% 188501+ United States Amedisys Inc 10.0% 4,200 20.0% 8,400 30.00% 16,900 40.0% 84,300 50.0% 84301+ United States Ameren Corp 5.0% 8,100 7.5% 40,300 10.00% 80,600 20.0% 402,900 50.0% 402901+ United States America Movil 5.0% 17,000 7.5% 84,000 10.00% 168,000 20.0% 841,000 50.0% 841001+ United States American Airlines Group 7.5% 44,000 10.0% 146,000 20.00% 293,000 30.0% 585,000 50.0% 585001+ United States American Cap Agency Corp 5.0% 19,000 7.5% 95,000 10.00% 190,000 20.0% 950,000 50.0% 950001+ United States American Capital 5.0% 9,100 7.5% 45,300 10.00% 90,600 20.0% 453,100 50.0% 453101+ United States American Eagle Outfitters 5.0% 20,000 7.5% 99,000 10.00% 197,000 20.0% 987,000 50.0% 987001+ United States American Electric Power 5.0% 13,000 7.5% 63,000 10.00% 126,000 20.0% 536,000 50.0% 536001+ United States American Express 5.0% 24,000 7.5% 96,000 10.00% 192,000 20.0% 383,000 50.0% 383001+ United States American Railcar Industries 10.0% 3,900 20.0% 7,900 30.00% 15,700 40.0% 78,600 50.0% 78601+ United States American States Water Co 10.0% 2,200 20.0% 4,400 30.00% 8,800 40.0% 43,900 50.0% 43901+ United States American Superconductor Corp 80.0% 48,000 100.0% ------United States American Tower Corp 5.0% 11,000 7.5% 56,000 10.00% 112,000 20.0% 314,000 50.0% 314001+ United States Ameriprise Financial 5.0% 4,600 7.5% 22,900 10.00% 45,800 20.0% 228,600 50.0% 228601+ United States Amerisourcebergn 5.0% 9,100 7.5% 45,300 10.00% 90,600 20.0% 264,300 50.0% 264301+ United States Ametek 5.0% 6,200 7.5% 30,800 10.00% 61,700 20.0% 308,500 50.0% 308501+ United States Amgen 5.0% 18,000 7.5% 44,000 10.00% 89,000 20.0% 178,000 50.0% 178001+ United States Amsurg Corp 5.0% 2,600 7.5% 12,800 10.00% 25,600 20.0% 127,800 50.0% 127801+ United States Anadarko Petroleum 5.0% 26,000 7.5% 81,000 10.00% 162,000 20.0% 323,000 50.0% 323001+ United States Analog Devices 5.0% 14,000 7.5% 71,000 10.00% 142,000 20.0% 467,000 50.0% 467001+ United States Anglogold Ashanti 7.5% 43,000 10.0% 86,000 20.00% 173,000 30.0% 865,000 50.0% 865001+ United States Anheuser-Busch InBev SA 5.0% 3,900 7.5% 19,400 10.00% 38,800 20.0% 194,100 50.0% 194101+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 41 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Anixter 7.5% 1,900 10.0% 3,900 20.00% 7,700 30.0% 38,600 50.0% 38601+ United States Ann Inc 7.5% 6,700 10.0% 13,500 20.00% 27,000 30.0% 135,000 50.0% 135001+ United States Annaly Capital Management 5.0% 32,000 7.5% 162,000 10.00% 323,000 20.0% 1,616,000 50.0% 1616001+ United States Antero Resources Corp 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 322,000 50.0% 322001+ United States Anthem Inc 5.0% 7,200 7.5% 35,800 10.00% 71,700 20.0% 196,800 50.0% 196801+ United States AOL Inc 7.5% 9,300 10.0% 18,700 20.00% 37,400 30.0% 186,800 50.0% 186801+ United States Aon Plc 5.0% 7,000 7.5% 34,900 10.00% 69,800 20.0% 309,500 50.0% 309501+ United States Apache Corp 5.0% 20,000 7.5% 102,000 10.00% 204,000 20.0% 444,000 50.0% 444001+ United States Apollo Education Group Inc 7.5% 18,000 10.0% 36,000 20.00% 72,000 30.0% 359,000 50.0% 359001+ United States Apollo Global Management 7.5% 11,000 10.0% 22,000 20.00% 45,000 30.0% 224,000 50.0% 224001+ United States Apollo Investment Corp 7.5% 22,000 10.0% 45,000 20.00% 90,000 30.0% 448,000 50.0% 448001+ United States Apollo Residential Mortgage 20.0% 6,300 30.0% 15,800 40.00% 31,600 50.0% 69,600 75.0% 69601+ United States Apple Inc 5.0% 23,000 7.5% 58,000 10.00% 117,000 20.0% 234,000 50.0% 234001+ United States Applied Materials 5.0% 70,000 7.5% 337,000 10.00% 674,000 20.0% 1,347,000 50.0% 1347001+ United States Aptargroup 5.0% 1,100 7.5% 5,600 10.00% 11,300 20.0% 56,300 50.0% 56301+ United States Aqua America Inc 5.0% 3,600 7.5% 17,800 10.00% 35,600 20.0% 177,900 50.0% 177901+ United States Aramark 10.0% 15,000 20.0% 31,000 30.00% 61,000 40.0% 307,000 50.0% 307001+ United States Arcam AB 35.0% 2,900 45.0% 5,800 55.00% 11,700 65.0% 14,600 75.0% 14601+ United States Arcbest Corporation 10.0% 17,000 20.0% 33,000 30.00% 66,000 40.0% 331,000 50.0% 331001+ United States ArcelorMittal (USD) 5.0% 24,000 7.5% 120,000 10.00% 240,000 20.0% 1,202,000 50.0% 1202001+ United States Arch Coal 35.0% 310,000 45.0% 610,000 55.00% 1,230,000 65.0% 1,540,000 75.0% 1540001+ United States Archer Daniels Midland 5.0% 20,000 7.5% 98,000 10.00% 197,000 20.0% 625,000 50.0% 625001+ United States Arcos Dorados Holdings Inc 10.0% 5,900 20.0% 11,900 30.00% 23,700 40.0% 118,600 50.0% 118601+ United States Arena Pharmaceuticals 10.0% 53,000 20.0% 106,000 30.00% 212,000 40.0% 1,058,000 50.0% 1058001+ United States Ares Capital Corp 5.0% 9,700 7.5% 48,300 10.00% 96,700 20.0% 483,300 50.0% 483301+ United States ARIAD Pharmaceuticals Inc 15.0% 110,000 20.0% 280,000 30.00% 570,000 45.0% 1,420,000 75.0% 1420001+ United States Arista Networks Inc 10.0% 3,000 20.0% 6,000 30.00% 12,000 40.0% 59,900 50.0% 59901+ United States ARM Holdings ADR 5.0% 8,500 7.5% 42,500 10.00% 85,100 20.0% 425,300 50.0% 425301+ United States Armour Residential REIT 10.0% 31,000 20.0% 61,000 30.00% 123,000 40.0% 615,000 50.0% 615001+ United States ARRIS Group Inc 7.5% 23,000 10.0% 46,000 20.00% 92,000 30.0% 460,000 50.0% 460001+ United States Arrow Electronics Inc 5.0% 3,600 7.5% 18,200 10.00% 36,300 20.0% 181,500 50.0% 181501+ United States Arrowhead Research Corp 20.0% 50,000 30.0% 125,000 40.00% 250,000 50.0% 549,000 75.0% 549001+ United States Arthur J Gallagher & Co 5.0% 4,100 7.5% 20,400 10.00% 40,800 20.0% 203,800 50.0% 203801+ United States Asbury Automotive Group 7.5% 3,100 10.0% 6,100 20.00% 12,200 30.0% 61,200 50.0% 61201+ United States Ascena Retail Group Inc 10.0% 23,400 20.0% 46,800 30.00% 93,500 40.0% 467,500 50.0% 467501+ United States Ashland 5.0% 2,700 7.5% 13,400 10.00% 26,800 20.0% 134,200 50.0% 134201+ United States ASM International (USD) 7.5% 0 10.0% 100 20.00% 100 30.0% 500 50.0% 501+ United States Aspen Technology Inc 5.0% 4,600 7.5% 23,100 10.00% 46,200 20.0% 230,900 50.0% 230901+ United States Assured Guaranty Ltd 5.0% 5,800 7.5% 29,000 10.00% 58,000 20.0% 290,200 50.0% 290201+ United States Astrazeneca Plc (USD) 5.0% 4,800 7.5% 24,100 10.00% 48,200 20.0% 241,100 50.0% 241101+ United States AT&T 5.0% 92,000 7.5% 229,000 10.00% 458,000 20.0% 916,000 50.0% 916001+ United States Athenahealth 7.5% 6,800 10.0% 13,700 20.00% 27,300 30.0% 136,700 50.0% 136701+ United States Atlantic Power Corp 35.0% 40,000 45.0% 81,000 55.00% 161,000 65.0% 202,000 75.0% 202001+ United States Atlas Energy LP 35.0% 38,000 45.0% 75,000 55.00% 151,000 65.0% 189,000 75.0% 189001+ United States Atmel Corp 7.5% 59,000 10.0% 118,000 20.00% 236,000 30.0% 1,180,000 50.0% 1180001+ United States ATP Oil and Gas Corp (Delisted 04.12.14) 100.0% ------United States Atwood Oceanics 7.5% 20,000 10.0% 40,000 20.00% 79,000 30.0% 396,000 50.0% 396001+ United States Au Optronics 5.0% 4,700 7.5% 23,500 10.00% 47,100 20.0% 235,300 50.0% 235301+ United States Autodesk 5.0% 12,000 7.5% 61,000 10.00% 122,000 20.0% 484,000 50.0% 484001+ United States Autohome Inc 15.0% 6,700 20.0% 17,800 30.00% 35,500 45.0% 88,800 75.0% 88801+ United States Automatic Data Processing (ADP) 5.0% 14,000 7.5% 72,000 10.00% 145,000 20.0% 353,000 50.0% 353001+ United States Autonation 5.0% 3,800 7.5% 18,800 10.00% 37,500 20.0% 187,700 50.0% 187701+ United States Autozone 5.0% 900 7.5% 4,700 10.00% 9,500 20.0% 43,400 50.0% 43401+ United States Avago Technologies 5.0% 13,000 7.5% 59,000 10.00% 118,000 20.0% 235,000 50.0% 235001+ United States Avery Dennison 5.0% 4,000 7.5% 20,100 10.00% 40,100 20.0% 200,700 50.0% 200701+ United States AVG Technologies NV 10.0% 4,000 20.0% 7,900 30.00% 15,800 40.0% 79,000 50.0% 79001+ United States Avis Budget Group 7.5% 29,000 10.0% 58,000 20.00% 116,000 30.0% 538,000 50.0% 538001+ United States Avnet 5.0% 3,800 7.5% 19,000 10.00% 38,000 20.0% 189,900 50.0% 189901+ United States Avon Products 7.5% 96,000 10.0% 191,000 20.00% 382,000 30.0% 1,911,000 50.0% 1911001+ United States Axiall Corp 7.5% 7,400 10.0% 14,700 20.00% 29,500 30.0% 147,300 50.0% 147301+ United States Baidu Inc 7.5% 11,000 10.0% 35,000 20.00% 70,000 30.0% 141,000 50.0% 141001+ United States Baker Hughes 5.0% 20,000 7.5% 101,000 10.00% 202,000 20.0% 448,000 50.0% 448001+ United States Ball Corp 5.0% 5,300 7.5% 26,300 10.00% 52,700 20.0% 263,300 50.0% 263301+ United States Ballard Power Systems Inc 35.0% 46,000 45.0% 91,000 55.00% 183,000 65.0% 229,000 75.0% 229001+ United States Banco Bilbao Vizcaya Argentaria ADR 5.0% 8,800 7.5% 43,900 10.00% 87,800 20.0% 438,800 50.0% 438801+ United States Banco Bradesco SA ADR 5.0% 54,000 7.5% 272,000 10.00% 545,000 20.0% 2,725,000 50.0% 2725001+ United States Banco de Chile 5.0% 200 7.5% 1,100 10.00% 2,100 20.0% 10,700 50.0% 10701+ United States Banco Latinoamericano de Comercio Exterior SA 10.0% 1,900 20.0% 3,700 30.00% 7,500 40.0% 37,500 50.0% 37501+ United States Banco Santander Chile 15.0% 7,300 20.0% 19,400 30.00% 38,700 45.0% 96,800 75.0% 96801+ United States Bancolombia - Pref 5.0% 1,800 7.5% 9,000 10.00% 18,000 20.0% 90,100 50.0% 90101+ United States Bank Of America 5.0% 190,000 7.5% 480,000 10.00% 950,000 20.0% 1,910,000 50.0% 1910001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 42 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Bank of New York Mellon 5.0% 26,000 7.5% 131,000 10.00% 261,000 20.0% 709,000 50.0% 709001+ United States Bank of Ozarks Inc 5.0% 3,400 7.5% 16,800 10.00% 33,600 20.0% 167,900 50.0% 167901+ United States Barclays (USD) 5.0% 11,000 7.5% 57,000 10.00% 114,000 20.0% 569,000 50.0% 569001+ United States Barclays IPTH DJ 7.5% 6,000 10.0% 11,900 20.00% 23,900 30.0% 119,300 50.0% 119301+ United States Barnes and Noble 10.0% 8,100 20.0% 16,200 30.00% 32,400 40.0% 161,800 50.0% 161801+ United States Barracude Networks, Inc. 15.0% 2,600 20.0% 7,000 30.00% 14,000 45.0% 35,100 75.0% 35101+ United States Barrick Gold Corp 7.5% 150,000 10.0% 310,000 20.00% 610,000 30.0% 2,430,000 50.0% 2430001+ United States Baxalta Inc 5.0% 14,000 7.5% 71,000 10.00% 141,000 20.0% 490,000 50.0% 490001+ United States Baxter International 5.0% 13,000 7.5% 67,000 10.00% 134,000 20.0% 427,000 50.0% 427001+ United States Baytex Energy Corp 7.5% 9,900 10.0% 19,800 20.00% 39,600 30.0% 198,100 50.0% 198101+ United States BB&T Corp 5.0% 20,000 7.5% 100,000 10.00% 200,000 20.0% 774,000 50.0% 774001+ United States BBVA Banco Frances SA (ADR) 20.0% 5,600 30.0% 13,900 40.00% 27,800 50.0% 61,100 75.0% 61101+ United States BE Aerospace 5.0% 9,500 7.5% 47,400 10.00% 94,900 20.0% 474,100 50.0% 474101+ United States Beacon Roofing Supply Inc 10.0% 7,900 20.0% 15,800 30.00% 31,600 40.0% 158,200 50.0% 158201+ United States Homes 20.0% 12,000 30.0% 31,000 40.00% 62,000 50.0% 136,000 75.0% 136001+ United States Becton Dickinson and Co 5.0% 4,800 7.5% 24,100 10.00% 48,200 20.0% 208,400 50.0% 208401+ United States Bed Bath And Beyond 5.0% 15,000 7.5% 73,000 10.00% 146,000 20.0% 416,000 50.0% 416001+ United States Belden 5.0% 1,100 7.5% 5,600 10.00% 11,100 20.0% 55,600 50.0% 55601+ United States Belmond Ltd 10.0% 6,700 20.0% 13,400 30.00% 26,700 40.0% 133,700 50.0% 133701+ United States Bemis Company Inc 5.0% 5,200 7.5% 26,200 10.00% 52,500 20.0% 262,500 50.0% 262501+ United States Berkshire Hathaway Class B 5.0% 21,000 7.5% 53,000 10.00% 106,000 20.0% 212,000 50.0% 212001+ United States Berry Plastics Group 5.0% 3,600 7.5% 18,100 10.00% 36,200 20.0% 180,900 50.0% 180901+ United States Best Buy Co 7.5% 43,000 10.0% 86,000 20.00% 171,000 30.0% 830,000 50.0% 830001+ United States BGC Partners 7.5% 15,000 10.0% 30,000 20.00% 61,000 30.0% 303,000 50.0% 303001+ United States BHP Billiton (USD) 5.0% 12,000 7.5% 59,000 10.00% 118,000 20.0% 592,000 50.0% 592001+ United States Big Lots Inc 7.5% 12,000 10.0% 24,000 20.00% 47,000 30.0% 236,000 50.0% 236001+ United States Biocoral 100.0% ------United States Biogen Inc 7.5% 8,100 10.0% 26,900 20.00% 53,900 30.0% 107,700 50.0% 107701+ United States BioMarin Pharmaceutical 7.5% 19,000 10.0% 40,000 20.00% 79,000 30.0% 248,000 50.0% 248001+ United States Biota Pharmaceuticals Inc 50.0% 3,500 75.0% 6,900 90.00% 13,900 100.0% 13900+ - - United States BioTime 35.0% 3,800 45.0% 7,500 55.00% 15,000 65.0% 18,800 75.0% 18801+ United States Bitauto Holdings Limited (BITA) 15.0% 12,000 20.0% 33,000 30.00% 65,000 45.0% 163,000 75.0% 163001+ United States BJS Restaurants Inc 10.0% 4,800 20.0% 9,600 30.00% 19,300 40.0% 96,400 50.0% 96401+ United States Blackbaud 7.5% 3,200 10.0% 6,300 20.00% 12,700 30.0% 63,400 50.0% 63401+ United States Blackberry 10.0% 110,000 20.0% 220,000 30.00% 430,000 40.0% 2,170,000 50.0% 2170001+ United States Blackhawk Network Holdings Inc 10.0% 6,400 20.0% 12,800 30.00% 25,600 40.0% 128,200 50.0% 128201+ United States Blackrock Inc 5.0% 2,100 7.5% 10,600 10.00% 21,300 20.0% 81,400 50.0% 81401+ United States Blackstone Group 5.0% 17,000 7.5% 83,000 10.00% 166,000 20.0% 720,000 50.0% 720001+ United States Bloomin Brands 7.5% 25,000 10.0% 50,000 20.00% 100,000 30.0% 501,000 50.0% 501001+ United States Blyth Inc 50.0% 2,000 75.0% 3,900 90.00% 7,900 100.0% 7900+ - - United States Boardwalk Pipeline Partners 7.5% 7,600 10.0% 15,200 20.00% 30,400 30.0% 152,100 50.0% 152101+ United States Bob Evans Farms 10.0% 5,300 20.0% 10,600 30.00% 21,200 40.0% 106,000 50.0% 106001+ United States Boeing Co 5.0% 17,000 7.5% 50,000 10.00% 99,000 20.0% 199,000 50.0% 199001+ United States Boise Cascade Co 10.0% 4,500 20.0% 9,100 30.00% 18,100 40.0% 90,700 50.0% 90701+ United States Bonanza Creek Energy Inc 15.0% 17,000 20.0% 47,000 30.00% 93,000 45.0% 233,000 75.0% 233001+ United States Borgwarner Inc 5.0% 9,000 7.5% 45,000 10.00% 90,100 20.0% 450,300 50.0% 450301+ United States Boston Properties 5.0% 4,100 7.5% 20,700 10.00% 41,500 20.0% 207,500 50.0% 207501+ United States Boston Scientific 5.0% 54,000 7.5% 270,000 10.00% 541,000 20.0% 1,632,000 50.0% 1632001+ United States Boyd Gaming 10.0% 16,000 20.0% 32,000 30.00% 65,000 40.0% 324,000 50.0% 324001+ United States BP Plc (ADR) 5.0% 28,000 7.5% 142,000 10.00% 284,000 20.0% 696,000 50.0% 696001+ United States BP Prudhoe Bay Royalty Trust 10.0% 1,200 20.0% 2,400 30.00% 4,700 40.0% 23,500 50.0% 23501+ United States BRF SA - ADR 5.0% 6,800 7.5% 33,900 10.00% 67,700 20.0% 338,600 50.0% 338601+ United States Brinker International 5.0% 3,600 7.5% 18,100 10.00% 36,200 20.0% 180,800 50.0% 180801+ United States Bristol-Myers Squibb 5.0% 31,000 7.5% 113,000 10.00% 226,000 20.0% 452,000 50.0% 452001+ United States Bristow Group 7.5% 3,500 10.0% 6,900 20.00% 13,800 30.0% 69,100 50.0% 69101+ United States Broadcom 5.0% 31,000 7.5% 157,000 10.00% 315,000 20.0% 651,000 50.0% 651001+ United States Brocade Communications Systems 5.0% 23,000 7.5% 116,000 10.00% 233,000 20.0% 1,164,000 50.0% 1164001+ United States Brookdale Senior Living 5.0% 4,400 7.5% 22,200 10.00% 44,400 20.0% 221,900 50.0% 221901+ United States Brookfield Asset Management Inc 5.0% 3,500 7.5% 17,500 10.00% 34,900 20.0% 174,600 50.0% 174601+ United States Brookfield Property Partners LP 5.0% 800 7.5% 4,100 10.00% 8,200 20.0% 40,800 50.0% 40801+ United States Brown and Brown Inc 5.0% 4,000 7.5% 19,800 10.00% 39,700 20.0% 198,500 50.0% 198501+ United States Brown Forman b 5.0% 2,200 7.5% 11,000 10.00% 22,100 20.0% 110,400 50.0% 110401+ United States Bruker Corp 5.0% 4,200 7.5% 21,200 10.00% 42,500 20.0% 212,400 50.0% 212401+ United States Brunswick Corp 5.0% 4,100 7.5% 20,600 10.00% 41,200 20.0% 205,900 50.0% 205901+ United States Buffalo Wild Wings 5.0% 2,600 7.5% 13,100 10.00% 26,200 20.0% 130,900 50.0% 130901+ United States Bunge Ltd 5.0% 4,100 7.5% 20,400 10.00% 40,700 20.0% 203,600 50.0% 203601+ United States BWX Technologies Inc 5.0% 2,700 7.5% 13,300 10.00% 26,500 20.0% 132,500 50.0% 132501+ United States CA Inc 5.0% 18,000 7.5% 88,000 10.00% 176,000 20.0% 882,000 50.0% 882001+ United States Cabela's Inc 5.0% 2,600 7.5% 13,200 10.00% 26,300 20.0% 131,700 50.0% 131701+ United States Cablevision Systems 5.0% 12,000 7.5% 58,000 10.00% 116,000 20.0% 579,000 50.0% 579001+ United States Cabot Microelec 10.0% 2,800 20.0% 5,700 30.00% 11,300 40.0% 56,600 50.0% 56601+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 43 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Cabot Oil & Gas Corp 7.5% 69,000 10.0% 141,000 20.00% 283,000 30.0% 918,000 50.0% 918001+ United States Cadence Design Systems Inc 5.0% 14,000 7.5% 72,000 10.00% 144,000 20.0% 721,000 50.0% 721001+ United States Cadiz Inc 35.0% 4,400 45.0% 8,800 55.00% 17,700 65.0% 22,100 75.0% 22101+ United States Caesars Entertainment Corp 15.0% 17,000 20.0% 46,000 30.00% 92,000 45.0% 231,000 75.0% 231001+ United States CaesarStone Sdot-Yam Ltd 7.5% 2,100 10.0% 4,200 20.00% 8,400 30.0% 42,200 50.0% 42201+ United States Cal Maine Foods Inc 7.5% 6,000 10.0% 11,900 20.00% 23,800 30.0% 119,200 50.0% 119201+ United States CalAmp Corp 20.0% 14,000 30.0% 34,000 40.00% 68,000 50.0% 151,000 75.0% 151001+ United States California Resources Corp 15.0% 66,000 20.0% 176,000 30.00% 352,000 45.0% 879,000 75.0% 879001+ United States Calpine Corp 5.0% 14,000 7.5% 71,000 10.00% 142,000 20.0% 709,000 50.0% 709001+ United States Calumet Specialty Products 7.5% 4,400 10.0% 8,800 20.00% 17,600 30.0% 88,000 50.0% 88001+ United States Cambrex Corp 10.0% 3,800 20.0% 7,600 30.00% 15,200 40.0% 76,100 50.0% 76101+ United States Cameco Corp 5.0% 7,000 7.5% 34,800 10.00% 69,600 20.0% 348,200 50.0% 348201+ United States Cameron International Corp 5.0% 16,000 7.5% 81,000 10.00% 162,000 20.0% 614,000 50.0% 614001+ United States Campbell Soup 5.0% 7,500 7.5% 37,300 10.00% 74,700 20.0% 373,400 50.0% 373401+ United States Canadian National Railway 5.0% 5,200 7.5% 25,900 10.00% 51,900 20.0% 259,400 50.0% 259401+ United States Canadian Natural Resources 5.0% 16,000 7.5% 80,000 10.00% 159,000 20.0% 797,000 50.0% 797001+ United States Canadian Pacific Rail 5.0% 2,600 7.5% 13,200 10.00% 26,300 20.0% 131,600 50.0% 131601+ United States Canadian Solar Inc 15.0% 41,000 20.0% 146,000 30.00% 292,000 45.0% 730,000 75.0% 730001+ United States Canon Inc 5.0% 1,100 7.5% 5,400 10.00% 10,800 20.0% 53,800 50.0% 53801+ United States Capital One Financial 5.0% 14,000 7.5% 72,000 10.00% 143,000 20.0% 368,000 50.0% 368001+ United States Carbo Ceramics Inc 10.0% 7,500 20.0% 15,000 30.00% 29,900 40.0% 149,700 50.0% 149701+ United States Cardinal Health Inc 5.0% 9,200 7.5% 46,100 10.00% 92,100 20.0% 328,800 50.0% 328801+ United States Cardtronics Inc 7.5% 4,800 10.0% 9,700 20.00% 19,400 30.0% 96,900 50.0% 96901+ United States Carlisle Companies 5.0% 1,600 7.5% 7,900 10.00% 15,800 20.0% 78,900 50.0% 78901+ United States Carmax Inc 5.0% 7,300 7.5% 36,300 10.00% 72,500 20.0% 362,600 50.0% 362601+ United States Carnival (USD) 5.0% 20,000 7.5% 98,000 10.00% 197,000 20.0% 645,000 50.0% 645001+ United States Carpenter Technology Corp 7.5% 3,600 10.0% 7,100 20.00% 14,200 30.0% 71,000 50.0% 71001+ United States Carrizo Oil & Gas Inc 10.0% 22,000 20.0% 44,000 30.00% 88,000 40.0% 439,000 50.0% 439001+ United States Carter's Inc 5.0% 1,900 7.5% 9,600 10.00% 19,200 20.0% 96,100 50.0% 96101+ United States Casey's General Stores Inc 10.0% 4,700 20.0% 9,500 30.00% 18,900 40.0% 94,600 50.0% 94601+ United States Caterpillar 5.0% 26,000 7.5% 89,000 10.00% 177,000 20.0% 354,000 50.0% 354001+ United States Cavium Inc 5.0% 4,000 7.5% 20,100 10.00% 40,200 20.0% 201,100 50.0% 201101+ United States CBL & Associates Properties 5.0% 6,700 7.5% 33,700 10.00% 67,300 20.0% 336,600 50.0% 336601+ United States CBRE Group 5.0% 8,200 7.5% 41,100 10.00% 82,100 20.0% 410,700 50.0% 410701+ United States CEB Inc 7.5% 4,200 10.0% 8,400 20.00% 16,800 30.0% 84,000 50.0% 84001+ United States Cedar Fair LP 5.0% 400 7.5% 2,200 10.00% 4,300 20.0% 21,600 50.0% 21601+ United States Celanese Corp Series A 5.0% 3,400 7.5% 17,200 10.00% 34,300 20.0% 171,700 50.0% 171701+ United States Celestica 7.5% 3,200 10.0% 6,500 20.00% 12,900 30.0% 64,700 50.0% 64701+ United States Celgene Corp 5.0% 26,000 7.5% 65,000 10.00% 130,000 20.0% 260,000 50.0% 260001+ United States Cellcom Israel 20.0% 1,300 30.0% 3,400 40.00% 6,700 50.0% 14,800 75.0% 14801+ United States Celldex Therapeutics Inc 15.0% 45,000 20.0% 120,000 30.00% 239,000 45.0% 599,000 75.0% 599001+ United States Cemex 5.0% 50,000 7.5% 251,000 10.00% 502,000 20.0% 2,512,000 50.0% 2512001+ United States Cempra Inc 10.0% 11,000 20.0% 22,000 30.00% 44,000 40.0% 218,000 50.0% 218001+ United States Cenovus Energy Inc 7.5% 24,000 10.0% 48,000 20.00% 97,000 30.0% 483,000 50.0% 483001+ United States Centene Corp 5.0% 2,400 7.5% 12,200 10.00% 24,500 20.0% 122,400 50.0% 122401+ United States Centerpoint Energy 5.0% 16,000 7.5% 82,000 10.00% 163,000 20.0% 815,000 50.0% 815001+ United States Central Fund of Canada Ltd 7.5% 6,000 10.0% 11,900 20.00% 23,900 30.0% 119,300 50.0% 119301+ United States Century Aluminum Co 10.0% 21,000 20.0% 41,000 30.00% 83,000 40.0% 413,000 50.0% 413001+ United States CenturyLink Inc 5.0% 15,000 7.5% 74,000 10.00% 147,000 20.0% 737,000 50.0% 737001+ United States Cerner Corp 5.0% 10,000 7.5% 52,000 10.00% 105,000 20.0% 415,000 50.0% 415001+ United States Cervezas ADR 5.0% 400 7.5% 2,000 10.00% 4,000 20.0% 20,100 50.0% 20101+ United States Ceva Inc 20.0% 3,600 30.0% 8,900 40.00% 17,800 50.0% 39,200 75.0% 39201+ United States CF Industries Holdings 5.0% 2,100 7.5% 10,700 10.00% 21,400 20.0% 105,400 50.0% 105401+ United States CH Robinson Worldwide 5.0% 9,500 7.5% 47,400 10.00% 94,900 20.0% 427,200 50.0% 427201+ United States Changeyou.com Ltd 10.0% 2,600 20.0% 5,100 30.00% 10,200 40.0% 51,100 50.0% 51101+ United States Charles Schwab 5.0% 29,000 7.5% 145,000 10.00% 291,000 20.0% 987,000 50.0% 987001+ United States Charter Communications Inc 5.0% 7,400 7.5% 37,000 10.00% 73,900 20.0% 168,800 50.0% 168801+ United States Check Point Software 5.0% 7,400 7.5% 37,200 10.00% 74,300 20.0% 345,100 50.0% 345101+ United States Cheesecake Factory 7.5% 10,000 10.0% 20,000 20.00% 40,000 30.0% 202,000 50.0% 202001+ United States Chemtura Corp 7.5% 12,000 10.0% 23,000 20.00% 46,000 30.0% 232,000 50.0% 232001+ United States Cheniere Energy 7.5% 19,000 10.0% 38,000 20.00% 76,000 30.0% 380,000 50.0% 380001+ United States Chesapeake Energy 7.5% 130,000 10.0% 270,000 20.00% 540,000 30.0% 2,090,000 50.0% 2090001+ United States Chevron Corp 5.0% 27,000 7.5% 69,000 10.00% 137,000 20.0% 275,000 50.0% 275001+ United States Chicago Board Options Exchange 5.0% 4,500 7.5% 22,700 10.00% 45,500 20.0% 227,300 50.0% 227301+ United States Chicago Bridge & Iron 7.5% 20,000 10.0% 39,000 20.00% 78,000 30.0% 390,000 50.0% 390001+ United States Chico's FAS Inc 7.5% 22,000 10.0% 44,000 20.00% 87,000 30.0% 436,000 50.0% 436001+ United States Children's Place 10.0% 5,900 20.0% 11,800 30.00% 23,700 40.0% 118,300 50.0% 118301+ United States Chimera Investment Corp 5.0% 16,000 7.5% 78,000 10.00% 157,000 20.0% 784,000 50.0% 784001+ United States China Digital TV Holding 35.0% 6,100 45.0% 12,300 55.00% 24,600 65.0% 30,700 75.0% 30701+ United States China Fund 35.0% 2,100 45.0% 4,200 55.00% 8,400 65.0% 10,400 75.0% 10401+ United States China Life Insurance ADR 5.0% 900 7.5% 4,600 10.00% 9,200 20.0% 46,100 50.0% 46101+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 44 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States China Lodging Group 10.0% 900 20.0% 1,800 30.00% 3,600 40.0% 18,100 50.0% 18101+ United States China Medical Technologies (Delisted 09.11.12) 100.0% ------United States China Ming Yang Wind Power Group Limited 35.0% 17,000 45.0% 34,000 55.00% 68,000 65.0% 85,000 75.0% 85001+ United States China Mobile (USD) 5.0% 4,200 7.5% 20,800 10.00% 41,700 20.0% 208,400 50.0% 208401+ United States China South 5.0% 200 7.5% 1,100 10.00% 2,200 20.0% 11,000 50.0% 11001+ United States China Telecom Corp ADR 5.0% 200 7.5% 1,100 10.00% 2,200 20.0% 10,800 50.0% 10801+ United States China Unicom ADR 5.0% 1,800 7.5% 8,900 10.00% 17,800 20.0% 89,000 50.0% 89001+ United States Chipotle Mexican Grill 5.0% 1,100 7.5% 5,700 10.00% 11,300 20.0% 46,900 50.0% 46901+ United States Choice Hotels International Inc 5.0% 600 7.5% 2,900 10.00% 5,800 20.0% 29,100 50.0% 29101+ United States Chubb Corp 5.0% 5,700 7.5% 28,500 10.00% 57,000 20.0% 285,000 50.0% 285001+ United States Churchill Downs Inc 10.0% 900 20.0% 1,800 30.00% 3,600 40.0% 18,000 50.0% 18001+ United States Ciena 7.5% 25,000 10.0% 50,000 20.00% 101,000 30.0% 503,000 50.0% 503001+ United States Cigna Corp 5.0% 7,400 7.5% 37,100 10.00% 74,300 20.0% 230,900 50.0% 230901+ United States Cimarex Energy 7.5% 11,000 10.0% 23,000 20.00% 46,000 30.0% 228,000 50.0% 228001+ United States Cincinnati Bell Inc 10.0% 14,000 20.0% 27,000 30.00% 55,000 40.0% 275,000 50.0% 275001+ United States Cincinnati Financial Corp 5.0% 3,900 7.5% 19,400 10.00% 38,800 20.0% 194,000 50.0% 194001+ United States Cintas Corp 5.0% 4,900 7.5% 24,600 10.00% 49,300 20.0% 246,500 50.0% 246501+ United States Cirrus Logic 7.5% 18,000 10.0% 36,000 20.00% 73,000 30.0% 365,000 50.0% 365001+ United States Cisco Systems 5.0% 110,000 7.5% 260,000 10.00% 530,000 20.0% 1,050,000 50.0% 1050001+ United States CIT Group Inc 5.0% 5,000 7.5% 25,000 10.00% 50,000 20.0% 250,000 50.0% 250001+ United States Citigroup 5.0% 57,000 7.5% 142,000 10.00% 283,000 20.0% 566,000 50.0% 566001+ United States Citrix Systems 5.0% 10,000 7.5% 50,000 10.00% 101,000 20.0% 464,000 50.0% 464001+ United States Clean Energy Fuels Corp 20.0% 43,000 30.0% 107,000 40.00% 213,000 50.0% 470,000 75.0% 470001+ United States Clean Harbours Inc 5.0% 2,100 7.5% 10,700 10.00% 21,400 20.0% 106,800 50.0% 106801+ United States Clear Channel Outdoor Holdings 7.5% 1,700 10.0% 3,400 20.00% 6,900 30.0% 34,300 50.0% 34301+ United States Cleco Corporation 5.0% 2,600 7.5% 13,100 10.00% 26,200 20.0% 131,200 50.0% 131201+ United States Cliffs Natural Resources 20.0% 150,000 30.0% 370,000 40.00% 740,000 50.0% 1,630,000 75.0% 1630001+ United States Clorox Co 5.0% 5,300 7.5% 26,500 10.00% 53,100 20.0% 265,300 50.0% 265301+ United States Cloud Peak Energy 20.0% 37,000 30.0% 93,000 40.00% 187,000 50.0% 410,000 75.0% 410001+ United States ClubCorp Holdings Inc 10.0% 1,500 20.0% 3,000 30.00% 5,900 40.0% 29,700 50.0% 29701+ United States CME Group 5.0% 12,000 7.5% 59,000 10.00% 119,000 20.0% 332,000 50.0% 332001+ United States Cms Energy Corp 5.0% 12,000 7.5% 61,000 10.00% 121,000 20.0% 605,000 50.0% 605001+ United States CNA Financial Corp 5.0% 900 7.5% 4,500 10.00% 8,900 20.0% 44,500 50.0% 44501+ United States CNH Industrial NV 10.0% 7,500 20.0% 15,000 30.00% 30,100 40.0% 150,400 50.0% 150401+ United States CNOOC (ADR) 5.0% 600 7.5% 2,800 10.00% 5,600 20.0% 28,100 50.0% 28101+ United States Coach 5.0% 21,000 7.5% 105,000 10.00% 210,000 20.0% 723,000 50.0% 723001+ United States Cobalt International Energy 7.5% 44,000 10.0% 88,000 20.00% 176,000 30.0% 879,000 50.0% 879001+ United States Coca-Cola Co 5.0% 73,000 7.5% 182,000 10.00% 364,000 20.0% 728,000 50.0% 728001+ United States Coca-Cola Enterprises 5.0% 9,900 7.5% 49,300 10.00% 98,500 20.0% 492,500 50.0% 492501+ United States Coeur D'Alene Mines Corp (USD) 20.0% 65,000 30.0% 163,000 40.00% 327,000 50.0% 719,000 75.0% 719001+ United States Cognex Corp 5.0% 3,800 7.5% 18,900 10.00% 37,800 20.0% 189,200 50.0% 189201+ United States Cognizant Technology Solutions 5.0% 27,000 7.5% 123,000 10.00% 246,000 20.0% 491,000 50.0% 491001+ United States Colfax Corp 5.0% 3,400 7.5% 17,000 10.00% 34,000 20.0% 170,100 50.0% 170101+ United States Colgate Palmolive 5.0% 17,000 7.5% 83,000 10.00% 166,000 20.0% 434,000 50.0% 434001+ United States Colony Capital Inc 7.5% 57,000 10.0% 115,000 20.00% 230,000 30.0% 1,146,000 50.0% 1146001+ United States Comcast Corp A 5.0% 51,000 7.5% 128,000 10.00% 256,000 20.0% 512,000 50.0% 512001+ United States Comerica 5.0% 8,800 7.5% 43,800 10.00% 87,700 20.0% 438,400 50.0% 438401+ United States Commercial Metals 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 319,000 50.0% 319001+ United States Community Health Systems Inc 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 318,000 50.0% 318001+ United States CommVault Systems Inc 7.5% 7,100 10.0% 14,300 20.00% 28,600 30.0% 142,900 50.0% 142901+ United States Companhia Brasileira de Distribuicao 5.0% 2,800 7.5% 13,900 10.00% 27,900 20.0% 139,400 50.0% 139401+ United States Companhia Energetica de Minas Gerais 5.0% 21,000 7.5% 107,000 10.00% 214,000 20.0% 1,068,000 50.0% 1068001+ United States Compania de Minas Buenaventura SA 10.0% 23,000 20.0% 46,000 30.00% 91,000 40.0% 457,000 50.0% 457001+ United States Compass Minerals international 5.0% 1,000 7.5% 4,900 10.00% 9,800 20.0% 49,100 50.0% 49101+ United States Computer Sciences Corp 5.0% 5,200 7.5% 25,800 10.00% 51,500 20.0% 257,700 50.0% 257701+ United States Conagra Foods 5.0% 13,000 7.5% 64,000 10.00% 128,000 20.0% 641,000 50.0% 641001+ United States Concho Resources Inc 7.5% 13,000 10.0% 26,000 20.00% 53,000 30.0% 243,000 50.0% 243001+ United States CONN'S Inc 10.0% 14,000 20.0% 27,000 30.00% 55,000 40.0% 274,000 50.0% 274001+ United States ConocoPhillips 5.0% 43,000 7.5% 111,000 10.00% 222,000 20.0% 443,000 50.0% 443001+ United States Consol Edison 5.0% 12,000 7.5% 58,000 10.00% 116,000 20.0% 488,000 50.0% 488001+ United States Consol Energy 7.5% 39,000 10.0% 79,000 20.00% 158,000 30.0% 789,000 50.0% 789001+ United States Constant Contact Inc 10.0% 4,800 20.0% 9,500 30.00% 19,100 40.0% 95,400 50.0% 95401+ United States Constellation Brands A 5.0% 4,500 7.5% 22,700 10.00% 45,400 20.0% 227,100 50.0% 227101+ United States Consumer Discretionary SPDR 5.0% 24,000 7.5% 99,000 10.00% 197,000 20.0% 395,000 50.0% 395001+ United States Consumer Staples Select Sector SPDR 5.0% 31,000 7.5% 152,000 10.00% 305,000 20.0% 610,000 50.0% 610001+ United States Continental Resources Inc 10.0% 33,000 20.0% 66,000 30.00% 132,000 40.0% 581,000 50.0% 581001+ United States Convergys Corp 7.5% 8,900 10.0% 17,800 20.00% 35,700 30.0% 178,400 50.0% 178401+ United States Con-Way Inc 7.5% 9,300 10.0% 18,700 20.00% 37,300 30.0% 186,700 50.0% 186701+ United States Cooper Tire & Rubber 7.5% 9,200 10.0% 18,400 20.00% 36,800 30.0% 183,800 50.0% 183801+ United States Copa Holdings S.A 5.0% 1,400 7.5% 6,900 10.00% 13,700 20.0% 68,700 50.0% 68701+ United States Copart Inc 5.0% 2,800 7.5% 13,900 10.00% 27,800 20.0% 139,000 50.0% 139001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 45 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Core Laboratories 5.0% 1,900 7.5% 9,600 10.00% 19,200 20.0% 95,800 50.0% 95801+ United States Core-Mark Holding Co Inc 7.5% 2,500 10.0% 4,900 20.00% 9,900 30.0% 49,400 50.0% 49401+ United States Cornerstone OnDemand 10.0% 13,000 20.0% 25,000 30.00% 50,000 40.0% 252,000 50.0% 252001+ United States Corning 5.0% 31,000 7.5% 155,000 10.00% 310,000 20.0% 1,342,000 50.0% 1342001+ United States Cosan Ltd 7.5% 17,000 10.0% 34,000 20.00% 68,000 30.0% 340,000 50.0% 340001+ United States CoStar Group Inc 5.0% 1,000 7.5% 4,800 10.00% 9,600 20.0% 48,000 50.0% 48001+ United States Costco Wholesale 5.0% 15,000 7.5% 51,000 10.00% 102,000 20.0% 205,000 50.0% 205001+ United States Coty Inc A 5.0% 3,100 7.5% 15,500 10.00% 31,000 20.0% 154,900 50.0% 154901+ United States Coupons.Com Inc 20.0% 9,800 30.0% 24,600 40.00% 49,200 50.0% 108,300 75.0% 108301+ United States Covanta Holding 5.0% 6,400 7.5% 32,200 10.00% 64,300 20.0% 321,600 50.0% 321601+ United States CPFL Energia S.A ADS 5.0% 2,200 7.5% 11,100 10.00% 22,200 20.0% 110,900 50.0% 110901+ United States CR Bard 5.0% 2,200 7.5% 11,000 10.00% 22,000 20.0% 110,000 50.0% 110001+ United States Cracker Barrel Old Country Store 5.0% 1,600 7.5% 8,100 10.00% 16,100 20.0% 80,600 50.0% 80601+ United States CRAY Inc 10.0% 5,000 20.0% 10,000 30.00% 19,900 40.0% 99,600 50.0% 99601+ United States Credit Suisse (USD) 5.0% 5,000 7.5% 24,800 10.00% 49,600 20.0% 248,200 50.0% 248201+ United States Cree 7.5% 33,000 10.0% 67,000 20.00% 133,000 30.0% 666,000 50.0% 666001+ United States Crestwood Equity Partners LP 15.0% 6,000 20.0% 15,900 30.00% 31,800 45.0% 79,600 75.0% 79601+ United States CRH Plc (USD) 5.0% 1,600 7.5% 8,200 10.00% 16,400 20.0% 82,200 50.0% 82201+ United States Criteo SA 15.0% 8,900 20.0% 23,800 30.00% 47,500 45.0% 118,800 75.0% 118801+ United States Crocs 10.0% 14,000 20.0% 28,000 30.00% 56,000 40.0% 281,000 50.0% 281001+ United States Crown Castle International 5.0% 12,000 7.5% 61,000 10.00% 121,000 20.0% 350,000 50.0% 350001+ United States Crown Holdings Inc 5.0% 3,700 7.5% 18,700 10.00% 37,400 20.0% 187,100 50.0% 187101+ United States CSN (Siderurgica Nacional) 7.5% 60,000 10.0% 120,000 20.00% 240,000 30.0% 1,202,000 50.0% 1202001+ United States Csx Corp 5.0% 27,000 7.5% 136,000 10.00% 273,000 20.0% 829,000 50.0% 829001+ United States CTC Media Inc 20.0% 15,000 30.0% 37,000 40.00% 73,000 50.0% 161,000 75.0% 161001+ United States Ctrip.com International 10.0% 28,000 20.0% 60,000 30.00% 119,000 40.0% 455,000 50.0% 455001+ United States Cummins 5.0% 6,800 7.5% 34,100 10.00% 68,300 20.0% 219,600 50.0% 219601+ United States CVR Energy Inc 7.5% 3,400 10.0% 6,800 20.00% 13,600 30.0% 68,000 50.0% 68001+ United States CVR Refining LP 7.5% 5,000 10.0% 10,000 20.00% 20,000 30.0% 99,900 50.0% 99901+ United States CVS Caremark Corp 5.0% 23,000 7.5% 74,000 10.00% 149,000 20.0% 297,000 50.0% 297001+ United States CyberArk Software Ltd 15.0% 18,000 20.0% 48,000 30.00% 96,000 45.0% 241,000 75.0% 241001+ United States Cypress Semiconductor 7.5% 51,000 10.0% 103,000 20.00% 206,000 30.0% 1,029,000 50.0% 1029001+ United States CyrusOne Inc 10.0% 5,100 20.0% 10,200 30.00% 20,300 40.0% 101,600 50.0% 101601+ United States Cytokinetics Inc 35.0% 24,000 45.0% 48,000 55.00% 97,000 65.0% 121,000 75.0% 121001+ United States D.R. Horton 7.5% 51,000 10.0% 101,000 20.00% 202,000 30.0% 1,012,000 50.0% 1012001+ United States Dana Holding 5.0% 8,400 7.5% 42,100 10.00% 84,300 20.0% 421,300 50.0% 421301+ United States Danaher Corp 5.0% 14,000 7.5% 72,000 10.00% 144,000 20.0% 353,000 50.0% 353001+ United States Daqo New Energy Corp 25.0% 1,800 30.0% 3,600 45.00% 8,900 60.0% 14,900 75.0% 14901+ United States Darden Restaurants 5.0% 6,700 7.5% 33,500 10.00% 67,100 20.0% 335,400 50.0% 335401+ United States Darling Ingredients Inc 7.5% 15,000 10.0% 31,000 20.00% 61,000 30.0% 305,000 50.0% 305001+ United States Dave and Busters Entertainment Inc 10.0% 3,100 20.0% 6,200 30.00% 12,300 40.0% 61,500 50.0% 61501+ United States Davita 5.0% 4,900 7.5% 24,600 10.00% 49,200 20.0% 245,900 50.0% 245901+ United States db X-Trackers Harvest CSI 300 China A-Shares ETF 10.0% 13,300 20.0% 26,500 30.00% 53,000 40.0% 265,100 50.0% 265101+ United States DBV Technologies SA - ADR 10.0% 800 20.0% 1,600 30.00% 3,200 40.0% 16,200 50.0% 16201+ United States DCT Industrial Trust Inc 5.0% 4,500 7.5% 22,300 10.00% 44,700 20.0% 223,300 50.0% 223301+ United States DDR Corp 5.0% 14,000 7.5% 68,000 10.00% 136,000 20.0% 678,000 50.0% 678001+ United States Dean Foods 7.5% 22,000 10.0% 43,000 20.00% 86,000 30.0% 431,000 50.0% 431001+ United States Deckers Outdoor Corp 7.5% 5,700 10.0% 11,300 20.00% 22,700 30.0% 113,300 50.0% 113301+ United States Deere & Co 5.0% 15,000 7.5% 74,000 10.00% 148,000 20.0% 341,000 50.0% 341001+ United States Delphi Automotive Plc 5.0% 7,700 7.5% 38,500 10.00% 76,900 20.0% 362,900 50.0% 362901+ United States Delta Airlines 7.5% 49,000 10.0% 162,000 20.00% 323,000 30.0% 647,000 50.0% 647001+ United States Demandware 10.0% 3,200 20.0% 6,400 30.00% 12,900 40.0% 64,300 50.0% 64301+ United States Dematco 100.0% ------United States Denbury Resources Inc 7.5% 110,000 10.0% 220,000 20.00% 440,000 30.0% 2,220,000 50.0% 2220001+ United States Dendreon Corp (Delisted 11.06.15) 100.0% ------United States Dentsply International Inc 5.0% 6,000 7.5% 30,100 10.00% 60,300 20.0% 301,400 50.0% 301401+ United States Depomed Inc 10.0% 15,800 20.0% 31,500 30.00% 63,100 40.0% 315,400 50.0% 315401+ United States Desarrolladora Homex 80.0% 13,000 100.0% ------United States Deutsche Bank AG (USD) 5.0% 8,100 7.5% 40,700 10.00% 81,500 20.0% 407,500 50.0% 407501+ United States Devon Energy 5.0% 19,000 7.5% 93,000 10.00% 187,000 20.0% 457,000 50.0% 457001+ United States DeVry Inc 7.5% 4,300 10.0% 8,500 20.00% 17,000 30.0% 85,100 50.0% 85101+ United States Dexcom 7.5% 11,000 10.0% 21,000 20.00% 42,000 30.0% 211,000 50.0% 211001+ United States Diamond Foods 10.0% 4,600 20.0% 9,200 30.00% 18,500 40.0% 92,300 50.0% 92301+ United States Diamond Offshore Drilling 7.5% 22,000 10.0% 44,000 20.00% 89,000 30.0% 445,000 50.0% 445001+ United States Diamondrock Hospitality Co 7.5% 25,000 10.0% 50,000 20.00% 99,000 30.0% 497,000 50.0% 497001+ United States Diana Shipping 20.0% 11,000 30.0% 28,000 40.00% 57,000 50.0% 125,000 75.0% 125001+ United States Dicks Sporting Goods 5.0% 5,400 7.5% 27,000 10.00% 54,100 20.0% 270,400 50.0% 270401+ United States Digital Realty Trust Inc 5.0% 5,200 7.5% 25,800 10.00% 51,500 20.0% 257,700 50.0% 257701+ United States DigitalGlobe Inc 7.5% 5,900 10.0% 11,700 20.00% 23,400 30.0% 117,200 50.0% 117201+ United States Dillard Cl a 5.0% 1,300 7.5% 6,300 10.00% 12,600 20.0% 63,100 50.0% 63101+ United States Diodes 10.0% 3,400 20.0% 6,700 30.00% 13,400 40.0% 67,200 50.0% 67201+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 46 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Diplomat Pharmacy Inc 15.0% 4,200 20.0% 11,300 30.00% 22,500 45.0% 56,300 75.0% 56301+ United States DIRECTV Group Inc 5.0% 15,000 7.5% 74,000 10.00% 148,000 20.0% 345,000 50.0% 345001+ United States Direx Daily Gold Mine Index Bull 3X Shares 20.0% 140,000 30.0% 690,000 40.00% 1,380,000 50.0% 2,760,000 75.0% 2760001+ United States Direxion Daily Energy Bull 3x Shares 20.0% 23,000 30.0% 111,000 40.00% 222,000 50.0% 465,000 75.0% 465001+ United States Direxion Daily Fin Bear 3X Shares 35.0% 100,000 45.0% 210,000 55.00% 410,000 65.0% 510,000 75.0% 510001+ United States Direxion Daily Financial Bull 3x 10.0% 15,000 20.0% 32,000 30.00% 65,000 40.0% 241,000 50.0% 241001+ United States Direxion Daily Gold Miners Index Bear 3X Shares 35.0% 98,000 45.0% 492,000 55.00% 5,535,000 65.0% 6,918,000 75.0% 6918001+ United States Direxion Daily Russia Bull 3x Shares 35.0% 48,000 45.0% 242,000 55.00% 1,494,000 65.0% 1,868,000 75.0% 1868001+ United States Direxion Daily S&P 500 Bull 3X Shares 25.0% 29,000 30.0% 73,000 45.00% 182,000 60.0% 304,000 75.0% 304001+ United States Direxion Daily Small Cap Bear 3x 20.0% 150,000 30.0% 620,000 40.00% 1,240,000 50.0% 2,740,000 75.0% 2740001+ United States Direxion Daily Small Cap Bull 3X 20.0% 16,000 30.0% 81,000 40.00% 163,000 50.0% 326,000 75.0% 326001+ United States Direxion Dly Jr Gld Bear 3x 80.0% 160,000 100.0% ------United States Direxion Dly Jr Gld Bull 3x 35.0% 76,000 45.0% 379,000 55.00% 803,000 65.0% 1,004,000 75.0% 1004001+ United States Discover Financial Services 5.0% 14,000 7.5% 72,000 10.00% 143,000 20.0% 519,000 50.0% 519001+ United States Discovery Communications 5.0% 23,000 7.5% 116,000 10.00% 232,000 20.0% 897,000 50.0% 897001+ United States Dish Network Corp 5.0% 11,000 7.5% 55,000 10.00% 111,000 20.0% 431,000 50.0% 431001+ United States DJ Wilshire REIT ETF 5.0% 1,900 7.5% 9,700 10.00% 19,300 20.0% 96,700 50.0% 96701+ United States Dolby Laboratories 5.0% 1,300 7.5% 6,400 10.00% 12,700 20.0% 63,600 50.0% 63601+ United States Dollar General Corp 5.0% 13,000 7.5% 67,000 10.00% 134,000 20.0% 397,000 50.0% 397001+ United States Dollar Tree Inc 5.0% 15,000 7.5% 74,000 10.00% 147,000 20.0% 373,000 50.0% 373001+ United States Dominion Resources 5.0% 12,000 7.5% 62,000 10.00% 124,000 20.0% 415,000 50.0% 415001+ United States Domino's Pizza Inc 5.0% 1,600 7.5% 8,200 10.00% 16,400 20.0% 81,900 50.0% 81901+ United States Domtar Corp 7.5% 8,600 10.0% 17,200 20.00% 34,400 30.0% 172,200 50.0% 172201+ United States Dot Hill Systems 20.0% 7,500 30.0% 18,900 40.00% 37,700 50.0% 83,000 75.0% 83001+ United States Dover Corp 5.0% 6,300 7.5% 31,300 10.00% 62,500 20.0% 312,700 50.0% 312701+ United States Dow Chemical Co 5.0% 39,000 7.5% 150,000 10.00% 301,000 20.0% 601,000 50.0% 601001+ United States Dr Pepper Snapple 5.0% 6,500 7.5% 32,500 10.00% 64,900 20.0% 324,700 50.0% 324701+ United States Dr. Reddy's Laboratories 5.0% 1,200 7.5% 6,200 10.00% 12,400 20.0% 62,100 50.0% 62101+ United States Dreamworks Animation 7.5% 14,000 10.0% 28,000 20.00% 55,000 30.0% 277,000 50.0% 277001+ United States Dryships 20.0% 120,000 30.0% 310,000 40.00% 620,000 50.0% 1,370,000 75.0% 1370001+ United States DSW Inc 5.0% 3,700 7.5% 18,600 10.00% 37,300 20.0% 186,400 50.0% 186401+ United States Dte Energy 5.0% 6,100 7.5% 30,300 10.00% 60,700 20.0% 303,300 50.0% 303301+ United States Du Pont (E.I) De Nemours 5.0% 24,000 7.5% 105,000 10.00% 210,000 20.0% 421,000 50.0% 421001+ United States Duke Energy 5.0% 18,000 7.5% 89,000 10.00% 178,000 20.0% 384,000 50.0% 384001+ United States Duke Realty Corp 5.0% 11,000 7.5% 54,000 10.00% 109,000 20.0% 545,000 50.0% 545001+ United States Dun & Bradstreet Corp 5.0% 1,100 7.5% 5,400 10.00% 10,700 20.0% 53,700 50.0% 53701+ United States Dunkin Brands Group Inc 5.0% 6,700 7.5% 33,300 10.00% 66,500 20.0% 332,700 50.0% 332701+ United States Dxn Dl S&P Br 3X 25.0% 54,000 30.0% 108,000 45.00% 270,000 60.0% 0 0.0% 1+ United States Dyax Corp 15.0% 23,000 20.0% 60,000 30.00% 121,000 45.0% 301,000 75.0% 301001+ United States Dycom Industries Inc 10.0% 3,000 20.0% 6,100 30.00% 12,200 40.0% 60,900 50.0% 60901+ United States Dynavax Technologies 20.0% 14,000 30.0% 34,000 40.00% 68,000 50.0% 150,000 75.0% 150001+ United States E Commerce China Dangdang Inc 20.0% 23,000 30.0% 58,000 40.00% 116,000 50.0% 256,000 75.0% 256001+ United States E*TRADE Financial Corp 5.0% 18,000 7.5% 88,000 10.00% 176,000 20.0% 881,000 50.0% 881001+ United States Eagle Materials 7.5% 6,600 10.0% 13,300 20.00% 26,500 30.0% 132,700 50.0% 132701+ United States Eagle Rock Energy Partners L P 35.0% 38,000 45.0% 75,000 55.00% 150,000 65.0% 188,000 75.0% 188001+ United States Eastman Chemical 5.0% 6,300 7.5% 31,700 10.00% 63,500 20.0% 317,400 50.0% 317401+ United States Eaton Corp 5.0% 12,000 7.5% 59,000 10.00% 118,000 20.0% 434,000 50.0% 434001+ United States Ebay 5.0% 53,000 7.5% 132,000 10.00% 265,000 20.0% 530,000 50.0% 530001+ United States Eclipse Resources 15.0% 12,000 20.0% 31,000 30.00% 62,000 45.0% 155,000 75.0% 155001+ United States Ecolab 5.0% 6,400 7.5% 32,100 10.00% 64,200 20.0% 259,300 50.0% 259301+ United States Ecopetrol SA 7.5% 12,000 10.0% 24,000 20.00% 48,000 30.0% 242,000 50.0% 242001+ United States Edgewell Personal Care Co 5.0% 1,700 7.5% 8,700 10.00% 17,400 20.0% 87,000 50.0% 87001+ United States Edison International 5.0% 9,800 7.5% 49,100 10.00% 98,200 20.0% 491,100 50.0% 491101+ United States Education Realty Trust Inc 7.5% 12,000 10.0% 25,000 20.00% 50,000 30.0% 250,000 50.0% 250001+ United States Edwards Lifesciences Corp 5.0% 3,500 7.5% 17,700 10.00% 35,400 20.0% 177,000 50.0% 177001+ United States EHealth 35.0% 18,000 45.0% 37,000 55.00% 74,000 65.0% 92,000 75.0% 92001+ United States E-House China Holdings Limited 20.0% 23,000 30.0% 59,000 40.00% 117,000 50.0% 257,000 75.0% 257001+ United States El Pollo LoCo Holdings 15.0% 22,000 20.0% 59,000 30.00% 117,000 45.0% 293,000 75.0% 293001+ United States Eldorado Gold Corp (USD) 10.0% 55,000 20.0% 109,000 30.00% 218,000 40.0% 1,091,000 50.0% 1091001+ United States Electronic Arts 7.5% 38,000 10.0% 104,000 20.00% 208,000 30.0% 503,000 50.0% 503001+ United States Elements Rogers Total Return 100.0% ------United States Eli Lilly 5.0% 22,000 7.5% 104,000 10.00% 208,000 20.0% 416,000 50.0% 416001+ United States Ellie Mae Inc 10.0% 2,200 20.0% 4,400 30.00% 8,900 40.0% 44,500 50.0% 44501+ United States Embraer 5.0% 4,500 7.5% 22,400 10.00% 44,800 20.0% 223,900 50.0% 223901+ United States EMC Corp 5.0% 75,000 7.5% 277,000 10.00% 554,000 20.0% 1,108,000 50.0% 1108001+ United States Emerge Energy Services LP 15.0% 5,700 20.0% 15,300 30.00% 30,500 45.0% 76,300 75.0% 76301+ United States Emergent Biosolutions Inc 10.0% 2,900 20.0% 5,700 30.00% 11,400 40.0% 57,200 50.0% 57201+ United States Emerson Electric 5.0% 20,000 7.5% 98,000 10.00% 196,000 20.0% 517,000 50.0% 517001+ United States Empresas 20.0% 7,300 30.0% 18,200 40.00% 36,500 50.0% 80,300 75.0% 80301+ United States EnCana Corp 7.5% 71,000 10.0% 141,000 20.00% 283,000 30.0% 1,413,000 50.0% 1413001+ United States Endurance International Group Holdings 10.0% 5,200 20.0% 10,400 30.00% 20,800 40.0% 103,900 50.0% 103901+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 47 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Energizer Holdings Inc 5.0% 2,300 7.5% 11,400 10.00% 22,800 20.0% 113,900 50.0% 113901+ United States Energy Select SPDR 5.0% 37,000 7.5% 92,000 10.00% 184,000 20.0% 367,000 50.0% 367001+ United States Energy Transfer Equity L.P 7.5% 13,000 10.0% 25,000 20.00% 51,000 30.0% 254,000 50.0% 254001+ United States Energy Transfer Partners LP 5.0% 5,800 7.5% 29,000 10.00% 58,000 20.0% 290,100 50.0% 290101+ United States Enerplus Corp 7.5% 17,000 10.0% 33,000 20.00% 66,000 30.0% 331,000 50.0% 331001+ United States Enersis 5.0% 2,600 7.5% 12,900 10.00% 25,800 20.0% 129,000 50.0% 129001+ United States EnerSys 7.5% 2,900 10.0% 5,700 20.00% 11,500 30.0% 57,300 50.0% 57301+ United States ENI S.p.A ADS 5.0% 1,300 7.5% 6,500 10.00% 13,100 20.0% 65,400 50.0% 65401+ United States Ensco Plc 7.5% 66,000 10.0% 132,000 20.00% 263,000 30.0% 1,251,000 50.0% 1251001+ United States Ensign Group Inc 10.0% 1,800 20.0% 3,600 30.00% 7,300 40.0% 36,300 50.0% 36301+ United States Entergy Cp 5.0% 7,800 7.5% 38,900 10.00% 77,700 20.0% 386,400 50.0% 386401+ United States Enterprise Products Partners 5.0% 9,900 7.5% 49,500 10.00% 99,100 20.0% 495,500 50.0% 495501+ United States Envestnet Inc 7.5% 1,900 10.0% 3,900 20.00% 7,700 30.0% 38,700 50.0% 38701+ United States Envision Healthcare Holdings Inc 10.0% 13,600 20.0% 27,200 30.00% 54,300 40.0% 271,600 50.0% 271601+ United States EOG Resources 5.0% 21,000 7.5% 77,000 10.00% 154,000 20.0% 308,000 50.0% 308001+ United States EPAM Systems 7.5% 3,300 10.0% 6,500 20.00% 13,000 30.0% 65,100 50.0% 65101+ United States Eq Resident 5.0% 10,000 7.5% 50,000 10.00% 100,000 20.0% 395,000 50.0% 395001+ United States EQT Corp 10.0% 13,000 20.0% 25,000 30.00% 51,000 40.0% 253,000 50.0% 253001+ United States Equifax 5.0% 3,300 7.5% 16,400 10.00% 32,700 20.0% 163,700 50.0% 163701+ United States Equinix 5.0% 4,000 7.5% 20,100 10.00% 40,300 20.0% 122,900 50.0% 122901+ United States Equity Commonwealth 5.0% 2,900 7.5% 14,500 10.00% 29,000 20.0% 144,800 50.0% 144801+ United States Equity Lifestyle Properties 5.0% 1,700 7.5% 8,300 10.00% 16,600 20.0% 82,900 50.0% 82901+ United States Eros International PLC 10.0% 1,800 20.0% 3,600 30.00% 7,300 40.0% 36,300 50.0% 36301+ United States Essendant Inc 7.5% 3,500 10.0% 6,900 20.00% 13,800 30.0% 69,100 50.0% 69101+ United States Essex Property Trust Inc 5.0% 1,600 7.5% 8,000 10.00% 15,900 20.0% 79,600 50.0% 79601+ United States Estee Lauder Companies Inc 5.0% 8,900 7.5% 44,400 10.00% 88,800 20.0% 365,000 50.0% 365001+ United States Esterline Technologies Corp 5.0% 700 7.5% 3,400 10.00% 6,900 20.0% 34,500 50.0% 34501+ United States Etsy Inc 20.0% 26,000 30.0% 65,000 40.00% 129,000 50.0% 284,000 75.0% 284001+ United States Euronav NV 10.0% 2,600 20.0% 5,200 30.00% 10,500 40.0% 52,400 50.0% 52401+ United States Euronet Worldwide Inc 7.5% 5,200 10.0% 10,400 20.00% 20,900 30.0% 104,400 50.0% 104401+ United States EverBank Financial Corp 7.5% 3,800 10.0% 7,700 20.00% 15,300 30.0% 76,600 50.0% 76601+ United States Evercore Partners Inc 7.5% 4,100 10.0% 8,300 20.00% 16,500 30.0% 82,700 50.0% 82701+ United States Everest RE Group 5.0% 1,200 7.5% 6,000 10.00% 12,100 20.0% 60,400 50.0% 60401+ United States Eversource Energy 5.0% 9,000 7.5% 44,900 10.00% 89,900 20.0% 449,400 50.0% 449401+ United States Exact Sciences Corp 10.0% 19,000 20.0% 39,000 30.00% 78,000 40.0% 390,000 50.0% 390001+ United States Exco Resources 20.0% 74,000 30.0% 185,000 40.00% 371,000 50.0% 816,000 75.0% 816001+ United States Exelixis 20.0% 59,000 30.0% 147,000 40.00% 294,000 50.0% 646,000 75.0% 646001+ United States Exelon Corp 5.0% 28,000 7.5% 140,000 10.00% 280,000 20.0% 908,000 50.0% 908001+ United States Exeter Resource Corp 80.0% 15,000 100.0% ------United States Exlservice Holdings Inc 10.0% 2,400 20.0% 4,700 30.00% 9,500 40.0% 47,500 50.0% 47501+ United States ExOne 50.0% 13,000 75.0% 26,000 90.00% 52,000 100.0% 52000+ - - United States Expedia 5.0% 13,000 7.5% 66,000 10.00% 131,000 20.0% 302,000 50.0% 302001+ United States Expeditors International 5.0% 7,800 7.5% 38,900 10.00% 77,800 20.0% 389,100 50.0% 389101+ United States Express Inc 10.0% 9,700 20.0% 19,400 30.00% 38,800 40.0% 194,100 50.0% 194101+ United States Express Scripts 5.0% 24,000 7.5% 87,000 10.00% 175,000 20.0% 349,000 50.0% 349001+ United States Extended Stay America Inc 5.0% 600 7.5% 3,200 10.00% 6,500 20.0% 32,300 50.0% 32301+ United States Exterran Holdings Inc 7.5% 11,000 10.0% 22,000 20.00% 43,000 30.0% 217,000 50.0% 217001+ United States Extra Space Storage Inc 5.0% 3,500 7.5% 17,300 10.00% 34,600 20.0% 173,200 50.0% 173201+ United States Exxon Mobil Corp 5.0% 34,000 7.5% 86,000 10.00% 172,000 20.0% 344,000 50.0% 344001+ United States F5 Networks 5.0% 6,200 7.5% 31,000 10.00% 62,100 20.0% 249,800 50.0% 249801+ United States Facebook 7.5% 27,000 10.0% 89,000 20.00% 178,000 30.0% 355,000 50.0% 355001+ United States FactSet Research Systems 5.0% 900 7.5% 4,300 10.00% 8,500 20.0% 42,700 50.0% 42701+ United States Fair Isaac Corp 7.5% 2,200 10.0% 4,300 20.00% 8,700 30.0% 43,400 50.0% 43401+ United States Fairchild Semiconductor International Inc 7.5% 21,000 10.0% 42,000 20.00% 84,000 30.0% 420,000 50.0% 420001+ United States FARO Technologies Inc 10.0% 2,300 20.0% 4,600 30.00% 9,300 40.0% 46,300 50.0% 46301+ United States Fastenal 5.0% 14,000 7.5% 69,000 10.00% 139,000 20.0% 695,000 50.0% 695001+ United States Federal Realty Investment 5.0% 1,700 7.5% 8,400 10.00% 16,900 20.0% 84,300 50.0% 84301+ United States Federated Investors 5.0% 2,500 7.5% 12,600 10.00% 25,300 20.0% 126,400 50.0% 126401+ United States Fedex Corp 5.0% 6,500 7.5% 32,500 10.00% 65,100 20.0% 176,900 50.0% 176901+ United States Felcor Lodging Trust Inc 10.0% 12,000 20.0% 23,000 30.00% 47,000 40.0% 233,000 50.0% 233001+ United States Ferrellgas 7.5% 1,800 10.0% 3,600 20.00% 7,200 30.0% 35,900 50.0% 35901+ United States Ferro Corp 10.0% 5,800 20.0% 11,600 30.00% 23,200 40.0% 115,900 50.0% 115901+ United States Fiat Chrysler Automobiles NV (US) 5.0% 14,000 7.5% 69,000 10.00% 137,000 20.0% 687,000 50.0% 687001+ United States Fibria Celulose 5.0% 6,100 7.5% 30,700 10.00% 61,400 20.0% 307,100 50.0% 307101+ United States Fid Natl Finan 5.0% 5,500 7.5% 27,600 10.00% 55,200 20.0% 0 0.0% 1+ United States Fidelity Natnl Info Svcs 5.0% 5,200 7.5% 25,900 10.00% 51,900 20.0% 259,400 50.0% 259401+ United States Fiesta Restaurant Group Inc 7.5% 4,300 10.0% 8,700 20.00% 17,300 30.0% 86,700 50.0% 86701+ United States Fifth Street Finance Corp 10.0% 11,000 20.0% 22,000 30.00% 43,000 40.0% 216,000 50.0% 216001+ United States Fifth Third Bancorp 5.0% 40,000 7.5% 202,000 10.00% 404,000 20.0% 1,524,000 50.0% 1524001+ United States Financial Engines Inc 7.5% 6,400 10.0% 12,900 20.00% 25,700 30.0% 128,700 50.0% 128701+ United States Financial Select Sector SPDR Fund 5.0% 120,000 7.5% 310,000 10.00% 620,000 20.0% 1,240,000 50.0% 1240001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 48 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Finisar Corp 7.5% 20,000 10.0% 41,000 20.00% 82,000 30.0% 409,000 50.0% 409001+ United States Finish Line 10.0% 10,000 20.0% 20,000 30.00% 40,000 40.0% 201,000 50.0% 201001+ United States FireEye Inc 15.0% 34,000 20.0% 172,000 30.00% 344,000 45.0% 689,000 75.0% 689001+ United States First American Financial Corp 5.0% 4,000 7.5% 20,200 10.00% 40,500 20.0% 202,300 50.0% 202301+ United States First Financial Bankshares Inc 10.0% 4,000 20.0% 7,900 30.00% 15,800 40.0% 79,100 50.0% 79101+ United States First Horizon National 5.0% 11,000 7.5% 57,000 10.00% 113,000 20.0% 565,000 50.0% 565001+ United States First Majestic Silver Corp 20.0% 37,000 30.0% 92,000 40.00% 185,000 50.0% 407,000 75.0% 407001+ United States First Niagara Financial Group Inc 5.0% 21,000 7.5% 103,000 10.00% 205,000 20.0% 1,027,000 50.0% 1027001+ United States First Republic Bank 5.0% 3,300 7.5% 16,700 10.00% 33,500 20.0% 167,400 50.0% 167401+ United States First Solar 7.5% 35,000 10.0% 71,000 20.00% 143,000 30.0% 471,000 50.0% 471001+ United States First Trust Dow Jones Internet Index Fund 7.5% 2,400 10.0% 4,900 20.00% 9,700 30.0% 48,700 50.0% 48701+ United States First Trust NYSE Arca Biotec 5.0% 1,000 7.5% 5,000 10.00% 9,900 20.0% 49,700 50.0% 49701+ United States FirstEnergy Corp 5.0% 13,000 7.5% 67,000 10.00% 134,000 20.0% 671,000 50.0% 671001+ United States FirstMerit Corp 5.0% 8,100 7.5% 40,300 10.00% 80,700 20.0% 403,300 50.0% 403301+ United States Fiserv 5.0% 8,600 7.5% 42,900 10.00% 85,800 20.0% 381,000 50.0% 381001+ United States Fitbit 20.0% 1,000 30.0% 2,500 40.00% 5,000 50.0% 11,000 75.0% 11001+ United States Five Below Inc 7.5% 14,000 10.0% 27,000 20.00% 54,000 30.0% 271,000 50.0% 271001+ United States FleetCor Technologies 5.0% 2,100 7.5% 10,600 10.00% 21,100 20.0% 105,600 50.0% 105601+ United States Fleetmatics Group 7.5% 2,700 10.0% 5,300 20.00% 10,700 30.0% 53,500 50.0% 53501+ United States Flextronics 5.0% 20,000 7.5% 99,000 10.00% 199,000 20.0% 993,000 50.0% 993001+ United States Flir Systems 5.0% 5,500 7.5% 27,300 10.00% 54,700 20.0% 273,300 50.0% 273301+ United States Flowers Foods Inc 5.0% 4,600 7.5% 22,800 10.00% 45,500 20.0% 227,600 50.0% 227601+ United States Flowserve 5.0% 5,600 7.5% 28,000 10.00% 56,000 20.0% 279,900 50.0% 279901+ United States Fluor Corp 5.0% 9,300 7.5% 46,400 10.00% 92,800 20.0% 463,800 50.0% 463801+ United States FMC Corp 5.0% 5,800 7.5% 29,100 10.00% 58,300 20.0% 291,500 50.0% 291501+ United States FMC Technologies Inc 5.0% 14,000 7.5% 70,000 10.00% 139,000 20.0% 696,000 50.0% 696001+ United States Fomento Economico Mexicano 5.0% 1,200 7.5% 6,200 10.00% 12,400 20.0% 62,100 50.0% 62101+ United States Foot Locker 5.0% 7,800 7.5% 39,000 10.00% 78,100 20.0% 390,300 50.0% 390301+ United States Ford Motor Co 5.0% 120,000 7.5% 470,000 10.00% 940,000 20.0% 1,890,000 50.0% 1890001+ United States Fortinet Inc 5.0% 9,600 7.5% 48,200 10.00% 96,400 20.0% 482,200 50.0% 482201+ United States Fortress Investment Group 7.5% 6,500 10.0% 12,900 20.00% 25,800 30.0% 129,100 50.0% 129101+ United States Fortuna Silver Mines Inc 20.0% 4,600 30.0% 11,500 40.00% 22,900 50.0% 50,500 75.0% 50501+ United States Fortune Brands Home & Security Inc 5.0% 4,500 7.5% 22,400 10.00% 44,800 20.0% 223,900 50.0% 223901+ United States Forum Energy Technologies, Inc. 7.5% 9,400 10.0% 18,800 20.00% 37,700 30.0% 188,400 50.0% 188401+ United States Fossil Inc 5.0% 5,200 7.5% 26,000 10.00% 52,000 20.0% 259,800 50.0% 259801+ United States Franco-Nevada Corp (US) 7.5% 7,900 10.0% 15,800 20.00% 31,600 30.0% 157,800 50.0% 157801+ United States Franklin Resources 5.0% 10,000 7.5% 52,000 10.00% 103,000 20.0% 515,000 50.0% 515001+ United States Freddie Mac 25.0% 420,000 30.0% 830,000 45.00% 2,080,000 60.0% 3,470,000 75.0% 3470001+ United States Freeport-McMoran Copper and Gold 5.0% 60,000 7.5% 302,000 10.00% 604,000 20.0% 1,462,000 50.0% 1462001+ United States Freescale Semiconductor Ltd 10.0% 24,000 20.0% 48,000 30.00% 96,000 40.0% 481,000 50.0% 481001+ United States Frontier Communications Corp 5.0% 45,000 7.5% 226,000 10.00% 452,000 20.0% 2,259,000 50.0% 2259001+ United States Frontline (USD) 35.0% 63,000 45.0% 126,000 55.00% 253,000 65.0% 316,000 75.0% 316001+ United States FTI Consulting 7.5% 3,100 10.0% 6,200 20.00% 12,300 30.0% 61,700 50.0% 61701+ United States FuelCell Energy Inc 35.0% 140,000 45.0% 290,000 55.00% 580,000 65.0% 720,000 75.0% 720001+ United States Fulton Financial Corp 7.5% 15,000 10.0% 30,000 20.00% 59,000 30.0% 297,000 50.0% 297001+ United States Gafisa 35.0% 50,000 45.0% 100,000 55.00% 201,000 65.0% 251,000 75.0% 251001+ United States Galena Biopharma 35.0% 62,000 45.0% 123,000 55.00% 246,000 65.0% 308,000 75.0% 308001+ United States GAMCO Investors Inc A 7.5% 100 10.0% 300 20.00% 600 30.0% 2,900 50.0% 2901+ United States Gamestop Corp 7.5% 26,000 10.0% 52,000 20.00% 104,000 30.0% 521,000 50.0% 521001+ United States GAP Inc 5.0% 15,000 7.5% 77,000 10.00% 153,000 20.0% 739,000 50.0% 739001+ United States Garmin Ltd 5.0% 9,800 7.5% 48,900 10.00% 97,700 20.0% 488,500 50.0% 488501+ United States Gartner Inc 5.0% 1,600 7.5% 7,800 10.00% 15,600 20.0% 77,800 50.0% 77801+ United States GasLog Ltd 15.0% 11,000 20.0% 29,000 30.00% 58,000 45.0% 146,000 75.0% 146001+ United States Gastar Exploration 35.0% 37,000 45.0% 75,000 55.00% 149,000 65.0% 186,000 75.0% 186001+ United States Generac Holdings 5.0% 2,500 7.5% 12,600 10.00% 25,200 20.0% 126,000 50.0% 126001+ United States General Cable Corp 10.0% 9,200 20.0% 18,300 30.00% 36,600 40.0% 183,100 50.0% 183101+ United States General Dynamics 5.0% 8,200 7.5% 40,800 10.00% 81,700 20.0% 225,000 50.0% 225001+ United States General Electric Co 5.0% 110,000 7.5% 280,000 10.00% 560,000 20.0% 1,120,000 50.0% 1120001+ United States General Growth Properties Inc 5.0% 24,000 7.5% 120,000 10.00% 239,000 20.0% 1,049,000 50.0% 1049001+ United States General Mills 5.0% 13,000 7.5% 66,000 10.00% 132,000 20.0% 535,000 50.0% 535001+ United States General Motors Co 5.0% 59,000 7.5% 202,000 10.00% 405,000 20.0% 810,000 50.0% 810001+ United States Genesis Energy LP 7.5% 3,300 10.0% 6,500 20.00% 13,000 30.0% 65,200 50.0% 65201+ United States Genpact 5.0% 2,700 7.5% 13,300 10.00% 26,700 20.0% 133,500 50.0% 133501+ United States Gentex Corp 5.0% 6,500 7.5% 32,500 10.00% 65,000 20.0% 325,000 50.0% 325001+ United States Gentherm Inc 7.5% 7,200 10.0% 14,400 20.00% 28,800 30.0% 144,100 50.0% 144101+ United States Genuine Parts Co 5.0% 3,500 7.5% 17,500 10.00% 35,000 20.0% 175,200 50.0% 175201+ United States Genworth Financial Inc 7.5% 69,000 10.0% 137,000 20.00% 275,000 30.0% 1,373,000 50.0% 1373001+ United States Geopark Ltd 35.0% 2,100 45.0% 4,200 55.00% 8,500 65.0% 10,600 75.0% 10601+ United States Gerdau 7.5% 80,000 10.0% 159,000 20.00% 319,000 30.0% 1,595,000 50.0% 1595001+ United States Geron Corporation 20.0% 61,000 30.0% 153,000 40.00% 307,000 50.0% 675,000 75.0% 675001+ United States G-III Apparel Group Ltd 7.5% 2,500 10.0% 5,000 20.00% 10,000 30.0% 50,000 50.0% 50001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 49 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Gildan Activewear Inc 5.0% 700 7.5% 3,700 10.00% 7,500 20.0% 37,300 50.0% 37301+ United States Gilead Sciences 7.5% 22,000 10.0% 72,000 20.00% 144,000 30.0% 289,000 50.0% 289001+ United States GlaxoSmithKline - ADR 5.0% 19,000 7.5% 93,000 10.00% 186,000 20.0% 646,000 50.0% 646001+ United States Global Partners LP 10.0% 900 20.0% 1,700 30.00% 3,500 40.0% 17,500 50.0% 17501+ United States Global Payments 5.0% 2,200 7.5% 11,100 10.00% 22,100 20.0% 110,600 50.0% 110601+ United States Global X FTSE Greece 20 ETF 35.0% 29,000 45.0% 57,000 55.00% 115,000 65.0% 144,000 75.0% 144001+ United States Global X FTSE Portugal 20 ETF 80.0% 3,700 100.0% ------United States Global X Lithium ETF 80.0% 1,400 100.0% ------United States Global X Silver Miners ETF 35.0% 12,000 45.0% 24,000 55.00% 49,000 65.0% 61,000 75.0% 61001+ United States Global X Social Media Index ETF 50.0% 3,400 75.0% 6,700 90.00% 13,500 100.0% 13500+ - - United States Global X Uranium ETF 35.0% 7,500 45.0% 15,100 55.00% 30,100 65.0% 37,700 75.0% 37701+ United States Globalstar Inc 20.0% 26,000 30.0% 65,000 40.00% 130,000 50.0% 286,000 75.0% 286001+ United States Globe Specialty Metals Inc 10.0% 6,200 20.0% 12,500 30.00% 24,900 40.0% 124,600 50.0% 124601+ United States Glu Mobile 20.0% 66,000 30.0% 165,000 40.00% 329,000 50.0% 725,000 75.0% 725001+ United States GNC Holdings Inc 5.0% 5,000 7.5% 24,800 10.00% 49,700 20.0% 248,300 50.0% 248301+ United States Gogo Inc 15.0% 23,000 20.0% 61,000 30.00% 122,000 45.0% 305,000 75.0% 305001+ United States GOL Linhas Aereas Inteligentes 35.0% 99,000 45.0% 198,000 55.00% 395,000 65.0% 494,000 75.0% 494001+ United States Golar LNG Ltd 10.0% 33,000 20.0% 66,000 30.00% 132,000 40.0% 662,000 50.0% 662001+ United States Gold Fields Ltd ADR 7.5% 68,000 10.0% 136,000 20.00% 273,000 30.0% 1,363,000 50.0% 1363001+ United States Gold Resource Corp 35.0% 17,000 45.0% 34,000 55.00% 68,000 65.0% 86,000 75.0% 86001+ United States Goldcorp Inc 7.5% 83,000 10.0% 166,000 20.00% 332,000 30.0% 1,593,000 50.0% 1593001+ United States Golden Star Resources 35.0% 43,000 45.0% 85,000 55.00% 170,000 65.0% 213,000 75.0% 213001+ United States Goldman Sachs 5.0% 13,000 7.5% 38,000 10.00% 76,000 20.0% 152,000 50.0% 152001+ United States Goodyear Tire & Rubber 5.0% 20,000 7.5% 100,000 10.00% 200,000 20.0% 1,000,000 50.0% 1000001+ United States Google Inc A 5.0% 5,500 7.5% 13,700 10.00% 27,400 20.0% 54,800 50.0% 54801+ United States Google Inc C 5.0% 5,600 7.5% 13,900 10.00% 27,900 20.0% 55,800 50.0% 55801+ United States GoPro Inc 15.0% 22,000 20.0% 112,000 30.00% 225,000 45.0% 450,000 75.0% 450001+ United States Government Properties Income Trust 7.5% 9,600 10.0% 19,200 20.00% 38,400 30.0% 192,000 50.0% 192001+ United States GrafTech International 20.0% 22,000 30.0% 56,000 40.00% 112,000 50.0% 247,000 75.0% 247001+ United States Grainger WW 5.0% 1,700 7.5% 8,600 10.00% 17,200 20.0% 86,100 50.0% 86101+ United States Gran Tierra Energy Inc 20.0% 16,000 30.0% 41,000 40.00% 82,000 50.0% 180,000 75.0% 180001+ United States Graphic Packaging Holding Company 5.0% 13,400 7.5% 67,000 10.00% 133,900 20.0% 669,500 50.0% 669501+ United States Greatbatch 10.0% 1,500 20.0% 2,900 30.00% 5,800 40.0% 29,100 50.0% 29101+ United States Green Plains Inc 10.0% 25,000 20.0% 50,000 30.00% 99,000 40.0% 497,000 50.0% 497001+ United States Greenbrier Co Inc 10.0% 5,900 20.0% 11,800 30.00% 23,500 40.0% 117,700 50.0% 117701+ United States Greenhill Co Inc 10.0% 3,900 20.0% 7,900 30.00% 15,700 40.0% 78,700 50.0% 78701+ United States Greif Inc 7.5% 2,300 10.0% 4,500 20.00% 9,100 30.0% 45,400 50.0% 45401+ United States Group 1 Automotive 7.5% 2,200 10.0% 4,300 20.00% 8,600 30.0% 43,200 50.0% 43201+ United States Groupon 10.0% 120,000 20.0% 240,000 30.00% 490,000 40.0% 2,440,000 50.0% 2440001+ United States GrubHub Inc 7.5% 14,000 10.0% 27,000 20.00% 55,000 30.0% 274,000 50.0% 274001+ United States Gruma SAB de CV (ADR) 15.0% 300 20.0% 800 30.00% 1,700 45.0% 4,200 75.0% 4201+ United States Grupo Aeroportuario del Pacifico 5.0% 200 7.5% 1,200 10.00% 2,300 20.0% 11,500 50.0% 11501+ United States Grupo Aeroportuario Sureste 5.0% 200 7.5% 900 10.00% 1,900 20.0% 9,400 50.0% 9401+ United States Grupo Televisa, S.A.B. 5.0% 6,600 7.5% 33,200 10.00% 66,300 20.0% 331,700 50.0% 331701+ United States GT Advanced Technologies Inc 80.0% 820,000 100.0% ------United States Guess 10.0% 13,000 20.0% 27,000 30.00% 54,000 40.0% 268,000 50.0% 268001+ United States Guggenheim China Small Cap ETF 35.0% 3,200 45.0% 6,400 55.00% 12,900 65.0% 16,100 75.0% 16101+ United States Guidewire Software 7.5% 4,100 10.0% 8,100 20.00% 16,300 30.0% 81,400 50.0% 81401+ United States H & R Block Inc 5.0% 9,000 7.5% 45,200 10.00% 90,500 20.0% 452,400 50.0% 452401+ United States H&E Equipment Services Inc 10.0% 7,300 20.0% 14,500 30.00% 29,000 40.0% 145,000 50.0% 145001+ United States Halcon Resources 20.0% 94,000 30.0% 235,000 40.00% 470,000 50.0% 1,035,000 75.0% 1035001+ United States Halliburton 5.0% 64,000 7.5% 160,000 10.00% 319,000 20.0% 639,000 50.0% 639001+ United States Halyard Health Inc 7.5% 3,900 10.0% 7,800 20.00% 15,700 30.0% 78,400 50.0% 78401+ United States HanesBrands 5.0% 2,800 7.5% 13,800 10.00% 27,600 20.0% 137,900 50.0% 137901+ United States Hanover Insurance 5.0% 1,000 7.5% 5,100 10.00% 10,300 20.0% 51,500 50.0% 51501+ United States Harley-Davidson 5.0% 7,800 7.5% 38,900 10.00% 77,700 20.0% 388,500 50.0% 388501+ United States Harman International 5.0% 2,900 7.5% 14,400 10.00% 28,800 20.0% 144,200 50.0% 144201+ United States Harmony Gold Mining Co 20.0% 70,000 30.0% 175,000 40.00% 349,000 50.0% 768,000 75.0% 768001+ United States Harsco Corporation 10.0% 7,800 20.0% 15,600 30.00% 31,300 40.0% 156,300 50.0% 156301+ United States Hartford Financial 5.0% 16,000 7.5% 79,000 10.00% 158,000 20.0% 726,000 50.0% 726001+ United States Hasbro 5.0% 7,200 7.5% 35,900 10.00% 71,900 20.0% 359,300 50.0% 359301+ United States Hatteras Financial Corp 7.5% 11,000 10.0% 23,000 20.00% 45,000 30.0% 227,000 50.0% 227001+ United States Hawaiian Holdings Inc 10.0% 19,000 20.0% 38,000 30.00% 76,000 40.0% 379,000 50.0% 379001+ United States HCA Holdings 5.0% 12,000 7.5% 58,000 10.00% 116,000 20.0% 388,000 50.0% 388001+ United States HCI Group Inc 20.0% 2,600 30.0% 6,600 40.00% 13,200 50.0% 29,000 75.0% 29001+ United States HCP Inc 5.0% 13,000 7.5% 66,000 10.00% 132,000 20.0% 659,000 50.0% 659001+ United States HDFC Bank ADR 5.0% 4,700 7.5% 23,500 10.00% 47,000 20.0% 235,000 50.0% 235001+ United States Health Care REIT Inc 5.0% 15,000 7.5% 73,000 10.00% 145,000 20.0% 399,000 50.0% 399001+ United States Health Care Select Sector SPDR 5.0% 40,000 7.5% 101,000 10.00% 202,000 20.0% 405,000 50.0% 405001+ United States Health Net Inc 5.0% 4,100 7.5% 20,400 10.00% 40,800 20.0% 204,100 50.0% 204101+ United States Healthcare Services Group Inc 7.5% 5,700 10.0% 11,300 20.00% 22,700 30.0% 113,300 50.0% 113301+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 50 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States HealthEquity Inc 10.0% 3,000 20.0% 6,100 30.00% 12,200 40.0% 61,000 50.0% 61001+ United States Hecla Mining 10.0% 60,000 20.0% 121,000 30.00% 242,000 40.0% 1,208,000 50.0% 1208001+ United States Heico Corp 5.0% 900 7.5% 4,300 10.00% 8,600 20.0% 43,100 50.0% 43101+ United States Helix Energy Solutions Group 10.0% 19,000 20.0% 37,000 30.00% 75,000 40.0% 375,000 50.0% 375001+ United States Helmerich & Payne 10.0% 21,000 20.0% 42,000 30.00% 85,000 40.0% 409,000 50.0% 409001+ United States Henry Schein 5.0% 3,600 7.5% 18,200 10.00% 36,400 20.0% 182,200 50.0% 182201+ United States Herbalife Ltd 15.0% 22,000 20.0% 59,000 30.00% 117,000 45.0% 293,000 75.0% 293001+ United States Hercules Offshore, Inc 50.0% 200,000 75.0% 410,000 90.00% 820,000 100.0% 820000+ - - United States Herman Miller 7.5% 6,400 10.0% 12,800 20.00% 25,600 30.0% 127,900 50.0% 127901+ United States Hershey Company 5.0% 4,900 7.5% 24,500 10.00% 49,100 20.0% 245,400 50.0% 245401+ United States Hertz Global Holdings Inc 7.5% 75,000 10.0% 150,000 20.00% 301,000 30.0% 1,407,000 50.0% 1407001+ United States Hess Corporation 5.0% 20,000 7.5% 100,000 10.00% 200,000 20.0% 399,000 50.0% 399001+ United States Hewlett Packard 5.0% 47,000 7.5% 224,000 10.00% 449,000 20.0% 898,000 50.0% 898001+ United States Hexcel Corp 5.0% 2,500 7.5% 12,400 10.00% 24,800 20.0% 123,900 50.0% 123901+ United States Hi-Crush Partners LP 10.0% 2,500 20.0% 5,000 30.00% 10,100 40.0% 50,300 50.0% 50301+ United States Hilton Worldwide Holdings 5.0% 17,000 7.5% 85,000 10.00% 171,000 20.0% 650,000 50.0% 650001+ United States HIMAX Technologies Inc 15.0% 65,000 20.0% 173,000 30.00% 346,000 45.0% 866,000 75.0% 866001+ United States HollyFrontier Corp 7.5% 30,000 10.0% 61,000 20.00% 122,000 30.0% 608,000 50.0% 608001+ United States Hollysys Automation Technologies Ltd 10.0% 5,100 20.0% 10,100 30.00% 20,200 40.0% 101,000 50.0% 101001+ United States Hologic inc 5.0% 8,800 7.5% 43,800 10.00% 87,600 20.0% 438,000 50.0% 438001+ United States Home Depot 5.0% 25,000 7.5% 67,000 10.00% 133,000 20.0% 266,000 50.0% 266001+ United States HomeAway Inc 7.5% 17,000 10.0% 33,000 20.00% 66,000 30.0% 331,000 50.0% 331001+ United States Homeinns Hotel Group 10.0% 1,700 20.0% 3,400 30.00% 6,900 40.0% 34,500 50.0% 34501+ United States Honda Motor Co. Ltd 5.0% 4,100 7.5% 20,700 10.00% 41,400 20.0% 206,900 50.0% 206901+ United States Honeywell International Inc 5.0% 15,000 7.5% 74,000 10.00% 147,000 20.0% 294,000 50.0% 294001+ United States Hormel Foods Corp 5.0% 4,000 7.5% 19,800 10.00% 39,600 20.0% 198,100 50.0% 198101+ United States Hornbeck Offshore Services 20.0% 15,000 30.0% 38,000 40.00% 76,000 50.0% 168,000 75.0% 168001+ United States Hortonworks Inc 10.0% 2,600 20.0% 5,100 30.00% 10,200 40.0% 51,100 50.0% 51101+ United States Hospira 5.0% 4,700 7.5% 23,300 10.00% 46,600 20.0% 233,100 50.0% 233101+ United States Host Hotels & Resorts 5.0% 32,000 7.5% 162,000 10.00% 324,000 20.0% 1,458,000 50.0% 1458001+ United States Houghton Mifflin Harcourt Co 7.5% 7,100 10.0% 14,100 20.00% 28,200 30.0% 141,200 50.0% 141201+ United States Hovnanian Enterprises Inc 20.0% 40,000 30.0% 99,000 40.00% 198,000 50.0% 435,000 75.0% 435001+ United States Huaneng Power International (USD) 5.0% 300 7.5% 1,700 10.00% 3,300 20.0% 16,700 50.0% 16701+ United States Hudson City Bancorp 5.0% 15,000 7.5% 75,000 10.00% 150,000 20.0% 752,000 50.0% 752001+ United States Hudson Pacific Properties Inc 7.5% 6,200 10.0% 12,300 20.00% 24,700 30.0% 123,500 50.0% 123501+ United States Humana 5.0% 4,900 7.5% 24,700 10.00% 49,400 20.0% 167,100 50.0% 167101+ United States Huntington Bancshares Inc 5.0% 39,000 7.5% 197,000 10.00% 395,000 20.0% 1,974,000 50.0% 1974001+ United States Huntsman Corp 7.5% 36,000 10.0% 73,000 20.00% 145,000 30.0% 727,000 50.0% 727001+ United States Hyatt Hotels Corporation 5.0% 1,400 7.5% 7,100 10.00% 14,100 20.0% 70,600 50.0% 70601+ United States IAC InterActive Corp 5.0% 5,300 7.5% 26,500 10.00% 53,000 20.0% 265,000 50.0% 265001+ United States Iamgold Corporation 15.0% 110,000 20.0% 300,000 30.00% 600,000 45.0% 1,500,000 75.0% 1500001+ United States IBM 5.0% 19,000 7.5% 58,000 10.00% 116,000 20.0% 232,000 50.0% 232001+ United States iBoxx $ High Yield Corporate Bond Fund 5.0% 27,000 7.5% 82,000 10.00% 165,000 20.0% 330,000 50.0% 330001+ United States Icahn Enterprises L P 7.5% 1,500 10.0% 2,900 20.00% 5,900 30.0% 29,300 50.0% 29301+ United States ICICI Bank 5.0% 13,000 7.5% 67,000 10.00% 134,000 20.0% 669,000 50.0% 669001+ United States Iconix Brand Group Inc 7.5% 12,000 10.0% 24,000 20.00% 47,000 30.0% 237,000 50.0% 237001+ United States Idera Pharmaceuticals Inc 20.0% 41,000 30.0% 102,000 40.00% 203,000 50.0% 447,000 75.0% 447001+ United States IDEXX Laboratories Inc 5.0% 2,500 7.5% 12,400 10.00% 24,700 20.0% 123,700 50.0% 123701+ United States IHS Inc 5.0% 1,000 7.5% 5,200 10.00% 10,500 20.0% 52,300 50.0% 52301+ United States Illinois Tool Works 5.0% 9,900 7.5% 49,700 10.00% 99,400 20.0% 318,600 50.0% 318601+ United States Illumina Inc 7.5% 12,000 10.0% 35,000 20.00% 69,000 30.0% 158,000 50.0% 158001+ United States Imax Corp 7.5% 4,000 10.0% 7,900 20.00% 15,900 30.0% 79,400 50.0% 79401+ United States Incyte Corp 10.0% 17,000 20.0% 38,000 30.00% 76,000 40.0% 279,000 50.0% 279001+ United States India Fund 10.0% 1,400 20.0% 2,800 30.00% 5,500 40.0% 27,600 50.0% 27601+ United States Industrial Select Sector SPDR 5.0% 36,000 7.5% 133,000 10.00% 266,000 20.0% 531,000 50.0% 531001+ United States Industrias Bachoco SAB de CV - ADR 7.5% 100 10.0% 300 20.00% 500 30.0% 2,700 50.0% 2701+ United States Infinera Corp 7.5% 25,000 10.0% 49,000 20.00% 98,000 30.0% 490,000 50.0% 490001+ United States Infinity Pharmaceuticals 15.0% 15,000 20.0% 39,000 30.00% 78,000 45.0% 195,000 75.0% 195001+ United States Informatica 5.0% 8,700 7.5% 43,600 10.00% 87,200 20.0% 436,000 50.0% 436001+ United States Infosys Technologies 5.0% 7,900 7.5% 39,300 10.00% 78,600 20.0% 393,200 50.0% 393201+ United States ING ADR 5.0% 8,900 7.5% 44,600 10.00% 89,300 20.0% 446,300 50.0% 446301+ United States INGersoll-Rand 5.0% 9,000 7.5% 45,100 10.00% 90,200 20.0% 445,800 50.0% 445801+ United States Ingram Micro Inc 5.0% 4,400 7.5% 22,200 10.00% 44,400 20.0% 221,800 50.0% 221801+ United States Ingredion Inc 5.0% 1,900 7.5% 9,300 10.00% 18,600 20.0% 92,800 50.0% 92801+ United States Innophos Holdings 10.0% 2,400 20.0% 4,800 30.00% 9,600 40.0% 47,800 50.0% 47801+ United States Inovio Pharmaceuticals Inc 20.0% 18,000 30.0% 45,000 40.00% 89,000 50.0% 196,000 75.0% 196001+ United States Insmed 10.0% 7,100 20.0% 14,200 30.00% 28,400 40.0% 142,100 50.0% 142101+ United States Insperity Inc 20.0% 3,600 30.0% 9,000 40.00% 18,100 50.0% 39,700 75.0% 39701+ United States Insulet Corp 7.5% 8,800 10.0% 17,600 20.00% 35,300 30.0% 176,300 50.0% 176301+ United States Integrated Device Technology Inc 7.5% 48,000 10.0% 95,000 20.00% 191,000 30.0% 955,000 50.0% 955001+ United States Intel Corp 5.0% 92,000 7.5% 230,000 10.00% 460,000 20.0% 920,000 50.0% 920001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 51 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Intelsat SA 10.0% 2,500 20.0% 4,900 30.00% 9,800 40.0% 49,000 50.0% 49001+ United States Intercept Pharmaceuticals 15.0% 5,400 20.0% 26,800 30.00% 53,600 45.0% 107,300 75.0% 107301+ United States Intercontinental Exchange Group 5.0% 2,800 7.5% 13,800 10.00% 27,600 20.0% 133,400 50.0% 133401+ United States InterDigital Inc 7.5% 8,300 10.0% 16,500 20.00% 33,100 30.0% 165,400 50.0% 165401+ United States Interface Inc 10.0% 6,500 20.0% 13,000 30.00% 26,000 40.0% 130,100 50.0% 130101+ United States International Paper 5.0% 14,000 7.5% 69,000 10.00% 139,000 20.0% 567,000 50.0% 567001+ United States International Speedway Corp 7.5% 2,500 10.0% 5,000 20.00% 9,900 30.0% 49,700 50.0% 49701+ United States Internet Initiative Japan 25.0% 100 30.0% 100 45.00% 300 60.0% 500 75.0% 501+ United States Interoil Corp 10.0% 2,400 20.0% 4,900 30.00% 9,700 40.0% 48,700 50.0% 48701+ United States Interpublic Group 5.0% 16,000 7.5% 79,000 10.00% 158,000 20.0% 791,000 50.0% 791001+ United States Intersil Corp 7.5% 17,000 10.0% 34,000 20.00% 69,000 30.0% 344,000 50.0% 344001+ United States Intl Flav & Frag 5.0% 2,200 7.5% 11,100 10.00% 22,200 20.0% 111,000 50.0% 111001+ United States Intrepid Potash Inc 10.0% 9,100 20.0% 18,100 30.00% 36,300 40.0% 181,400 50.0% 181401+ United States Intrexon Corp 20.0% 21,000 30.0% 53,000 40.00% 106,000 50.0% 234,000 75.0% 234001+ United States Intuit 5.0% 12,000 7.5% 61,000 10.00% 123,000 20.0% 300,000 50.0% 300001+ United States Intuitive Surgical 5.0% 2,000 7.5% 9,900 10.00% 19,900 20.0% 58,200 50.0% 58201+ United States Invensense Inc 10.0% 21,000 20.0% 41,000 30.00% 83,000 40.0% 414,000 50.0% 414001+ United States Invesco 5.0% 12,000 7.5% 62,000 10.00% 125,000 20.0% 623,000 50.0% 623001+ United States Invesco Mortgage Capital 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 320,000 50.0% 320001+ United States Investors Bancorp Inc 5.0% 14,000 7.5% 69,000 10.00% 137,000 20.0% 687,000 50.0% 687001+ United States iPath DJ-UBS Cotton Sub index TR ETN 5.0% 0 7.5% 200 10.00% 400 20.0% 2,200 50.0% 2201+ United States iPath S&P 500 VIX Short-Term 10.0% 88,000 20.0% 353,000 30.00% 706,000 40.0% 1,413,000 50.0% 1413001+ United States IPG Photonics Corporation 5.0% 2,300 7.5% 11,300 10.00% 22,500 20.0% 112,500 50.0% 112501+ United States Iron Mountain Inc 5.0% 8,300 7.5% 41,400 10.00% 82,900 20.0% 414,500 50.0% 414501+ United States Ironwood Pharmaceuticals Inc 7.5% 13,000 10.0% 26,000 20.00% 52,000 30.0% 262,000 50.0% 262001+ United States iShares Barc 20+ Yr Treasury Bond ETF 5.0% 24,000 7.5% 59,000 10.00% 118,000 20.0% 236,000 50.0% 236001+ United States iShares Barc 7-10 Yr Treasury Bond Fund 5.0% 17,000 7.5% 70,000 10.00% 139,000 20.0% 279,000 50.0% 279001+ United States iShares Barclays TIPS Bond 5.0% 1,600 7.5% 7,800 10.00% 15,700 20.0% 78,400 50.0% 78401+ United States iShares Cohen & Steers Realty Majors 5.0% 1,800 7.5% 8,800 10.00% 17,700 20.0% 88,300 50.0% 88301+ United States IShares Comex Gold 5.0% 11,000 7.5% 57,000 10.00% 115,000 20.0% 575,000 50.0% 575001+ United States iShares Dow Jones ETF 10.0% 200 20.0% 400 30.00% 800 40.0% 3,900 50.0% 3901+ United States iShares Dow Jones Select Dividend Index 5.0% 5,600 7.5% 27,900 10.00% 55,800 20.0% 278,800 50.0% 278801+ United States iShares Dow Jones US Energy 10.0% 13,000 20.0% 27,000 30.00% 54,000 40.0% 270,000 50.0% 270001+ United States iShares Dow Jones US Real Estate 5.0% 39,000 7.5% 97,000 10.00% 193,000 20.0% 386,000 50.0% 386001+ United States iShares FTSE - Xinhua China 25 (USD) 5.0% 57,000 7.5% 144,000 10.00% 287,000 20.0% 574,000 50.0% 574001+ United States iShares Global Energy 10.0% 2,700 20.0% 5,400 30.00% 10,900 40.0% 54,300 50.0% 54301+ United States iShares Global Healthcare 7.5% 1,100 10.0% 2,200 20.00% 4,300 30.0% 21,700 50.0% 21701+ United States iShares Global Telecom ETF 20.0% 800 30.0% 1,900 40.00% 3,800 50.0% 8,300 75.0% 8301+ United States iShares Home Construction 7.5% 48,000 10.0% 97,000 20.00% 193,000 30.0% 965,000 50.0% 965001+ United States iShares IBoxx $ Invest Grade Corp Bd Fund 5.0% 25,000 7.5% 62,000 10.00% 124,000 20.0% 248,000 50.0% 248001+ United States iShares India 50 ETF 15.0% 4,500 20.0% 12,000 30.00% 24,000 45.0% 60,000 75.0% 60001+ United States iShares JPMorgan USD Emerging Market Bond ETF 5.0% 2,600 7.5% 13,100 10.00% 26,100 20.0% 130,700 50.0% 130701+ United States iShares Mortgage Real Estate Capped ETF 10.0% 6,100 20.0% 12,200 30.00% 24,300 40.0% 121,500 50.0% 121501+ United States iShares MSCI All Country Asia ex Japan ETF 5.0% 3,900 7.5% 19,700 10.00% 39,500 20.0% 197,300 50.0% 197301+ United States iShares MSCI Australia Index Fund 7.5% 58,000 10.0% 117,000 20.00% 233,000 30.0% 1,165,000 50.0% 1165001+ United States iShares MSCI Brazil Index Fund (USD) 5.0% 85,000 7.5% 213,000 10.00% 425,000 20.0% 851,000 50.0% 851001+ United States iShares MSCI Canada ETF 7.5% 22,000 10.0% 44,000 20.00% 87,000 30.0% 437,000 50.0% 437001+ United States iShares MSCI China ETF 10.0% 8,700 20.0% 17,400 30.00% 34,800 40.0% 174,200 50.0% 174201+ United States iShares MSCI Denmark Capped ETF 80.0% 600 100.0% ------United States iShares MSCI EAFE Index 5.0% 45,000 7.5% 113,000 10.00% 225,000 20.0% 451,000 50.0% 451001+ United States iShares MSCI Emerging Markets 5.0% 69,000 7.5% 173,000 10.00% 347,000 20.0% 694,000 50.0% 694001+ United States iShares MSCI Europe Financials ETF 20.0% 2,500 30.0% 6,200 40.00% 12,400 50.0% 27,300 75.0% 27301+ United States iShares MSCI Eurozone ETF 5.0% 23,000 7.5% 114,000 10.00% 228,000 20.0% 767,000 50.0% 767001+ United States iShares MSCI France Index 35.0% 31,000 45.0% 63,000 55.00% 125,000 65.0% 156,000 75.0% 156001+ United States iShares MSCI Germany Index 5.0% 20,000 7.5% 100,000 10.00% 201,000 20.0% 1,003,000 50.0% 1003001+ United States iShares MSCI Hong Kong 7.5% 95,000 10.0% 196,000 20.00% 391,000 30.0% 1,271,000 50.0% 1271001+ United States iShares MSCI Indonesia ETF 20.0% 27,000 30.0% 68,000 40.00% 136,000 50.0% 300,000 75.0% 300001+ United States iShares MSCI Italy Index Fund 10.0% 28,000 20.0% 56,000 30.00% 112,000 40.0% 561,000 50.0% 561001+ United States iShares MSCI Japan Index 5.0% 230,000 7.5% 570,000 10.00% 1,130,000 20.0% 2,270,000 50.0% 2270001+ United States iShares MSCI Malaysia Index 20.0% 93,000 30.0% 233,000 40.00% 465,000 50.0% 1,023,000 75.0% 1023001+ United States iShares MSCI Mexico Index 7.5% 38,000 10.0% 88,000 20.00% 175,000 30.0% 508,000 50.0% 508001+ United States iShares MSCI Pacific ex-Japan Index Fund 7.5% 15,000 10.0% 30,000 20.00% 59,000 30.0% 295,000 50.0% 295001+ United States iShares MSCI Russia Capped ETF 35.0% 28,000 45.0% 57,000 55.00% 113,000 65.0% 142,000 75.0% 142001+ United States iShares MSCI Singapore 10.0% 31,000 20.0% 61,000 30.00% 123,000 40.0% 615,000 50.0% 615001+ United States iShares MSCI South Africa 20.0% 20,000 30.0% 49,000 40.00% 98,000 50.0% 216,000 75.0% 216001+ United States iShares MSCI South Korea 5.0% 34,000 7.5% 121,000 10.00% 243,000 20.0% 486,000 50.0% 486001+ United States iShares MSCI Spain Index Fund 10.0% 20,000 20.0% 40,000 30.00% 80,000 40.0% 402,000 50.0% 402001+ United States iShares MSCI Sweden Index 35.0% 16,000 45.0% 31,000 55.00% 63,000 65.0% 78,000 75.0% 78001+ United States iShares MSCI Taiwan Index Fund 5.0% 36,000 7.5% 180,000 10.00% 360,000 20.0% 1,800,000 50.0% 1800001+ United States iShares MSCI Thailand Inv Mrkt Index Fd 35.0% 18,000 45.0% 46,000 55.00% 92,000 65.0% 115,000 75.0% 115001+ United States iShares MSCI United Kingdom Index 5.0% 8,800 7.5% 43,900 10.00% 87,900 20.0% 439,400 50.0% 439401+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 52 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States iShares Nasdaq Biotechnology 5.0% 7,500 7.5% 20,700 10.00% 41,400 20.0% 82,700 50.0% 82701+ United States iShares Natural Resources 7.5% 5,400 10.0% 10,800 20.00% 21,700 30.0% 108,300 50.0% 108301+ United States iShares PHLX Semiconductor ETF 20.0% 7,800 30.0% 19,500 40.00% 39,000 50.0% 85,800 75.0% 85801+ United States iShares Russell 1000 5.0% 3,700 7.5% 18,400 10.00% 36,700 20.0% 183,700 50.0% 183701+ United States iShares Russell 1000 Growth 5.0% 6,900 7.5% 34,400 10.00% 68,900 20.0% 297,700 50.0% 297701+ United States iShares Russell 1000 Value 5.0% 6,700 7.5% 33,500 10.00% 67,000 20.0% 287,100 50.0% 287101+ United States iShares Russell 2000 ETF 5.0% 24,000 7.5% 60,000 10.00% 120,000 20.0% 239,000 50.0% 239001+ United States iShares Russell 2000 Growth Index 5.0% 2,900 7.5% 14,500 10.00% 29,100 20.0% 145,300 50.0% 145301+ United States iShares Russell 2000 Value Index 5.0% 6,800 7.5% 33,900 10.00% 67,700 20.0% 290,300 50.0% 290301+ United States iShares Russell Midcap Growth Index 5.0% 1,600 7.5% 8,100 10.00% 16,300 20.0% 81,500 50.0% 81501+ United States iShares Russell Midcap Value Index 5.0% 2,400 7.5% 12,000 10.00% 24,000 20.0% 120,100 50.0% 120101+ United States iShares S&P 100 Index 5.0% 2,900 7.5% 14,300 10.00% 28,600 20.0% 142,900 50.0% 142901+ United States iShares S&P 500 Growth Index 5.0% 2,700 7.5% 13,600 10.00% 27,200 20.0% 135,800 50.0% 135801+ United States iShares S&P 500 Index 5.0% 14,000 7.5% 35,000 10.00% 71,000 20.0% 142,000 50.0% 142001+ United States iShares S&P 500 Value Index 5.0% 2,100 7.5% 10,300 10.00% 20,700 20.0% 103,300 50.0% 103301+ United States iShares S&P GSCI Commodity 10.0% 2,700 20.0% 5,400 30.00% 10,800 40.0% 53,900 50.0% 53901+ United States iShares S&P MidCap 400 Index 5.0% 4,000 7.5% 19,900 10.00% 39,700 20.0% 196,700 50.0% 196701+ United States iShares S&P SmallCap 600 Index 5.0% 4,500 7.5% 22,700 10.00% 45,400 20.0% 227,000 50.0% 227001+ United States iShares Silver Trust 5.0% 95,000 7.5% 477,000 10.00% 954,000 20.0% 1,991,000 50.0% 1991001+ United States iShares SP Global Financials 35.0% 1,000 45.0% 2,100 55.00% 4,100 65.0% 5,200 75.0% 5201+ United States iShares SP Latin America 40 20.0% 19,000 30.0% 47,000 40.00% 93,000 50.0% 205,000 75.0% 205001+ United States iShares Transportation Average ETF 7.5% 5,000 10.0% 10,000 20.00% 20,000 30.0% 100,200 50.0% 100201+ United States iShares U.S Healthcare 7.5% 2,900 10.0% 5,800 20.00% 11,500 30.0% 57,600 50.0% 57601+ United States iShares U.S. Aerospace & Defense ETF 20.0% 900 30.0% 2,200 40.00% 4,400 50.0% 9,600 75.0% 9601+ United States iShares U.S. Oil & Gas Expl & Prod ETF 20.0% 5,000 30.0% 12,600 40.00% 25,200 50.0% 55,300 75.0% 55301+ United States iShares U.S. Oil Equipment & Services ETF 35.0% 20,000 45.0% 40,000 55.00% 80,000 65.0% 100,000 75.0% 100001+ United States iShares US Insurance ETF 50.0% 700 75.0% 1,400 90.00% 2,700 100.0% 2700+ - - United States iShares US Technology ETF 5.0% 1,200 7.5% 6,200 10.00% 12,500 20.0% 62,400 50.0% 62401+ United States iShares US Telecommunications ETF 20.0% 4,100 30.0% 10,200 40.00% 20,400 50.0% 45,000 75.0% 45001+ United States Isis Pharmaceuticals 10.0% 28,000 20.0% 69,000 30.00% 138,000 40.0% 454,000 50.0% 454001+ United States Isramco Inc 35.0% 100 45.0% 200 55.00% 300 65.0% 400 75.0% 401+ United States Itau Unibanco 5.0% 63,000 7.5% 314,000 10.00% 627,000 20.0% 2,458,000 50.0% 2458001+ United States ITC Holdings Corp 5.0% 4,100 7.5% 20,700 10.00% 41,400 20.0% 206,900 50.0% 206901+ United States Itron Inc 10.0% 4,600 20.0% 9,100 30.00% 18,200 40.0% 91,100 50.0% 91101+ United States ITT Corp 5.0% 3,500 7.5% 17,300 10.00% 34,600 20.0% 173,200 50.0% 173201+ United States ITT Educational Services 35.0% 23,000 45.0% 46,000 55.00% 93,000 65.0% 116,000 75.0% 116001+ United States J M Smucker 5.0% 2,700 7.5% 13,700 10.00% 27,400 20.0% 137,200 50.0% 137201+ United States J&J Snack Foods Corp 7.5% 1,300 10.0% 2,600 20.00% 5,200 30.0% 25,800 50.0% 25801+ United States J.P. Morgan Chase 5.0% 48,000 7.5% 119,000 10.00% 239,000 20.0% 478,000 50.0% 478001+ United States JA Solar Holdings Co Ltd 20.0% 29,000 30.0% 72,000 40.00% 145,000 50.0% 318,000 75.0% 318001+ United States Jabil Circuit 5.0% 8,900 7.5% 44,700 10.00% 89,500 20.0% 447,400 50.0% 447401+ United States Jack In The Box 5.0% 3,300 7.5% 16,300 10.00% 32,600 20.0% 162,800 50.0% 162801+ United States Jacobs Engineering Group 5.0% 6,100 7.5% 30,700 10.00% 61,400 20.0% 307,000 50.0% 307001+ United States Janus Capital Group 5.0% 14,000 7.5% 70,000 10.00% 140,000 20.0% 701,000 50.0% 701001+ United States Jarden Corp 5.0% 4,400 7.5% 21,900 10.00% 43,700 20.0% 218,700 50.0% 218701+ United States Jazz Pharmaceuticals Inc 7.5% 11,000 10.0% 21,000 20.00% 42,000 30.0% 161,000 50.0% 161001+ United States JC Penney Co 10.0% 120,000 20.0% 250,000 30.00% 500,000 40.0% 2,500,000 50.0% 2500001+ United States JD.com 10.0% 56,000 20.0% 123,000 30.00% 245,000 40.0% 891,000 50.0% 891001+ United States Jetblue Airways 7.5% 100,000 10.0% 200,000 20.00% 410,000 30.0% 1,530,000 50.0% 1530001+ United States JinkoSolar Holding Co Ltd 15.0% 19,000 20.0% 51,000 30.00% 101,000 45.0% 253,000 75.0% 253001+ United States Johnson and Johnson 5.0% 30,000 7.5% 75,000 10.00% 150,000 20.0% 299,000 50.0% 299001+ United States Johnson Controls 5.0% 17,000 7.5% 85,000 10.00% 170,000 20.0% 586,000 50.0% 586001+ United States Jones Lang LaSalle 5.0% 1,000 7.5% 5,100 10.00% 10,300 20.0% 51,500 50.0% 51501+ United States Joy Global Inc 5.0% 5,300 7.5% 26,600 10.00% 53,200 20.0% 266,100 50.0% 266101+ United States Juniper Networks 5.0% 22,000 7.5% 108,000 10.00% 216,000 20.0% 1,079,000 50.0% 1079001+ United States Juno Therapeutics Inc 15.0% 21,200 20.0% 56,400 30.00% 112,800 45.0% 282,100 75.0% 282101+ United States Just Energy Group 20.0% 5,200 30.0% 13,000 40.00% 26,000 50.0% 57,300 75.0% 57301+ United States Kaiser Aluminum Corp 10.0% 3,700 20.0% 7,400 30.00% 14,700 40.0% 73,700 50.0% 73701+ United States Kandi Technologies Group Inc 20.0% 17,000 30.0% 43,000 40.00% 85,000 50.0% 187,000 75.0% 187001+ United States Kansas City Southern 5.0% 3,300 7.5% 16,400 10.00% 32,900 20.0% 164,300 50.0% 164301+ United States KapStone Paper and Packaging Corp 7.5% 8,600 10.0% 17,100 20.00% 34,300 30.0% 171,500 50.0% 171501+ United States Kate Spade & Co 7.5% 16,000 10.0% 32,000 20.00% 65,000 30.0% 324,000 50.0% 324001+ United States KB Financial Group 5.0% 500 7.5% 2,600 10.00% 5,100 20.0% 25,600 50.0% 25601+ United States KB Home 10.0% 38,000 20.0% 77,000 30.00% 153,000 40.0% 765,000 50.0% 765001+ United States KBR Inc 7.5% 19,000 10.0% 37,000 20.00% 75,000 30.0% 374,000 50.0% 374001+ United States KBW Regional Banking ETF 7.5% 39,000 10.0% 78,000 20.00% 156,000 30.0% 724,000 50.0% 724001+ United States Kellog Co 5.0% 9,300 7.5% 46,700 10.00% 93,400 20.0% 466,800 50.0% 466801+ United States Kemper Corp 7.5% 2,500 10.0% 5,000 20.00% 10,000 30.0% 49,800 50.0% 49801+ United States Kennametal Inc 7.5% 7,900 10.0% 15,800 20.00% 31,600 30.0% 158,200 50.0% 158201+ United States Kenon Holdings Ltd 10.0% 0 20.0% 100 30.00% 100 40.0% 700 50.0% 701+ United States Keurig Green Mountain Inc 7.5% 20,000 10.0% 52,000 20.00% 105,000 30.0% 263,000 50.0% 263001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 53 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States KeyCorp (US) 5.0% 50,000 7.5% 248,000 10.00% 496,000 20.0% 2,095,000 50.0% 2095001+ United States Kilroy Realty Corporation 5.0% 2,600 7.5% 12,800 10.00% 25,600 20.0% 127,900 50.0% 127901+ United States Kimberly-Clark 5.0% 7,800 7.5% 39,200 10.00% 78,500 20.0% 268,700 50.0% 268701+ United States Kimco Realty Cp 5.0% 16,000 7.5% 78,000 10.00% 156,000 20.0% 778,000 50.0% 778001+ United States King Digital Entertainment 10.0% 10,000 20.0% 21,000 30.00% 42,000 40.0% 209,000 50.0% 209001+ United States Kinross Gold corp 10.0% 120,000 20.0% 240,000 30.00% 480,000 40.0% 2,420,000 50.0% 2420001+ United States Kirby Corp 7.5% 4,200 10.0% 8,400 20.00% 16,900 30.0% 84,300 50.0% 84301+ United States KKR & CO 5.0% 9,000 7.5% 45,100 10.00% 90,200 20.0% 451,100 50.0% 451101+ United States KLA Tencor 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 499,000 50.0% 499001+ United States KLX Inc 7.5% 8,500 10.0% 17,100 20.00% 34,100 30.0% 170,600 50.0% 170601+ United States Knight Transportation Inc 7.5% 8,000 10.0% 15,900 20.00% 31,900 30.0% 159,500 50.0% 159501+ United States Kohls Corp 5.0% 10,000 7.5% 52,000 10.00% 104,000 20.0% 396,000 50.0% 396001+ United States Koninklijke Philips N.V (ADR) 5.0% 3,500 7.5% 17,600 10.00% 35,300 20.0% 176,400 50.0% 176401+ United States Korea Electric Power 5.0% 2,300 7.5% 11,500 10.00% 23,000 20.0% 114,800 50.0% 114801+ United States Kosmos Energy 7.5% 22,000 10.0% 44,000 20.00% 87,000 30.0% 437,000 50.0% 437001+ United States Kraft Heinz Co 5.0% 18,000 7.5% 85,000 10.00% 170,000 20.0% 341,000 50.0% 341001+ United States Krispy Kreme 10.0% 5,900 20.0% 11,800 30.00% 23,700 40.0% 118,400 50.0% 118401+ United States Kroger Co 5.0% 17,000 7.5% 83,000 10.00% 165,000 20.0% 427,000 50.0% 427001+ United States L 3 Communications 5.0% 3,200 7.5% 16,200 10.00% 32,400 20.0% 161,800 50.0% 161801+ United States L Brands Inc 5.0% 7,800 7.5% 39,100 10.00% 78,200 20.0% 330,100 50.0% 330101+ United States La Quinta Holdings Inc 20.0% 20,000 30.0% 51,000 40.00% 102,000 50.0% 223,000 75.0% 223001+ United States Laboratory Corp of America 5.0% 4,500 7.5% 22,700 10.00% 45,400 20.0% 226,900 50.0% 226901+ United States Lam Research Corp 5.0% 12,000 7.5% 58,000 10.00% 115,000 20.0% 384,000 50.0% 384001+ United States Lamar Advertising Co - A 5.0% 5,800 7.5% 28,800 10.00% 57,500 20.0% 287,700 50.0% 287701+ United States Lancaster Colony Corp 7.5% 1,400 10.0% 2,900 20.00% 5,800 30.0% 28,800 50.0% 28801+ United States Lands End Inc 10.0% 4,400 20.0% 8,800 30.00% 17,600 40.0% 88,000 50.0% 88001+ United States Landstar System Inc 5.0% 2,900 7.5% 14,300 10.00% 28,700 20.0% 143,400 50.0% 143401+ United States Lannett Co Inc 10.0% 7,100 20.0% 14,200 30.00% 28,400 40.0% 142,100 50.0% 142101+ United States Laredo Petroleum Inc 15.0% 58,000 20.0% 154,000 30.00% 308,000 45.0% 769,000 75.0% 769001+ United States Las Vegas Sands 5.0% 22,000 7.5% 110,000 10.00% 221,000 20.0% 533,000 50.0% 533001+ United States Latam Airlines Group 5.0% 3,100 7.5% 15,400 10.00% 30,700 20.0% 153,600 50.0% 153601+ United States Lazard Ltd 5.0% 2,900 7.5% 14,400 10.00% 28,800 20.0% 144,200 50.0% 144201+ United States La-Z-Boy Inc 10.0% 4,300 20.0% 8,700 30.00% 17,300 40.0% 86,700 50.0% 86701+ United States Lear Corp 5.0% 2,500 7.5% 12,600 10.00% 25,200 20.0% 125,900 50.0% 125901+ United States Legg Mason 5.0% 5,300 7.5% 26,600 10.00% 53,200 20.0% 266,200 50.0% 266201+ United States Leggett & Platt 5.0% 4,800 7.5% 24,200 10.00% 48,500 20.0% 242,300 50.0% 242301+ United States Leju Holdings Limited 15.0% 4,900 20.0% 13,000 30.00% 26,100 45.0% 65,200 75.0% 65201+ United States LendingClub Corp 10.0% 16,000 20.0% 31,000 30.00% 63,000 40.0% 313,000 50.0% 313001+ United States Lennar Corp 7.5% 34,000 10.0% 68,000 20.00% 135,000 30.0% 621,000 50.0% 621001+ United States Lennox International Inc 5.0% 1,700 7.5% 8,400 10.00% 16,800 20.0% 84,200 50.0% 84201+ United States Leucadia National Corp 5.0% 9,300 7.5% 46,500 10.00% 93,000 20.0% 464,900 50.0% 464901+ United States Level 3 Communications 7.5% 24,000 10.0% 48,000 20.00% 96,000 30.0% 478,000 50.0% 478001+ United States Lexmark International 7.5% 9,500 10.0% 19,000 20.00% 38,100 30.0% 190,300 50.0% 190301+ United States LG Display Co (ADR) 5.0% 1,900 7.5% 9,700 10.00% 19,400 20.0% 97,100 50.0% 97101+ United States Liberty Global PLC A 5.0% 17,000 7.5% 85,000 10.00% 171,000 20.0% 592,000 50.0% 592001+ United States Liberty Global PLC C 5.0% 22,000 7.5% 108,000 10.00% 216,000 20.0% 614,000 50.0% 614001+ United States Liberty Interactive Corp QVC Group 5.0% 9,700 7.5% 48,400 10.00% 96,700 20.0% 483,600 50.0% 483601+ United States Liberty LiLAC Group A 5.0% 9,400 7.5% 47,000 10.00% 94,000 20.0% 409,100 50.0% 409101+ United States Liberty Media Corp A 5.0% 7,000 7.5% 35,100 10.00% 70,300 20.0% 351,500 50.0% 351501+ United States Liberty Ventures 7.5% 11,000 10.0% 21,000 20.00% 42,000 30.0% 211,000 50.0% 211001+ United States LifePoint Health Inc 5.0% 2,800 7.5% 14,000 10.00% 28,000 20.0% 140,000 50.0% 140001+ United States Lincoln National 5.0% 9,400 7.5% 47,000 10.00% 93,900 20.0% 469,600 50.0% 469601+ United States Lindsay Corp 10.0% 900 20.0% 1,800 30.00% 3,500 40.0% 17,700 50.0% 17701+ United States Linear Technology Corp 5.0% 14,000 7.5% 70,000 10.00% 140,000 20.0% 632,000 50.0% 632001+ United States Linkedin Corp 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 175,000 50.0% 175001+ United States LINN Energy 5.0% 7,000 7.5% 34,800 10.00% 69,700 20.0% 348,300 50.0% 348301+ United States LinnCo Llc 10.0% 31,000 20.0% 61,000 30.00% 123,000 40.0% 614,000 50.0% 614001+ United States Lions Gate Entertainment Corp 7.5% 10,000 10.0% 20,000 20.00% 41,000 30.0% 203,000 50.0% 203001+ United States Lithia Motors 7.5% 2,700 10.0% 5,300 20.00% 10,700 30.0% 53,400 50.0% 53401+ United States Live Nation Entertainment Inc 5.0% 4,000 7.5% 20,200 10.00% 40,300 20.0% 201,600 50.0% 201601+ United States LivePerson 20.0% 10,000 30.0% 26,000 40.00% 52,000 50.0% 114,000 75.0% 114001+ United States LKQ Corp 5.0% 8,400 7.5% 42,000 10.00% 84,000 20.0% 419,900 50.0% 419901+ United States Lloyds Bank ADR 5.0% 9,200 7.5% 46,000 10.00% 92,100 20.0% 460,400 50.0% 460401+ United States LM Erics Tel 5.0% 12,000 7.5% 59,000 10.00% 118,000 20.0% 591,000 50.0% 591001+ United States Lockheed Martin Corp 5.0% 5,200 7.5% 26,200 10.00% 52,300 20.0% 152,200 50.0% 152201+ United States Loews Corp 5.0% 6,300 7.5% 31,400 10.00% 62,800 20.0% 314,000 50.0% 314001+ United States Logitech International (USD) 7.5% 5,100 10.0% 10,300 20.00% 20,600 30.0% 102,800 50.0% 102801+ United States LogMeIn Inc 10.0% 3,400 20.0% 6,800 30.00% 13,500 40.0% 67,500 50.0% 67501+ United States Lorillard Inc 5.0% 10,000 7.5% 50,000 10.00% 100,000 20.0% 425,000 50.0% 425001+ United States Louisiana Pacific 7.5% 30,000 10.0% 59,000 20.00% 119,000 30.0% 594,000 50.0% 594001+ United States Lowes Companies 5.0% 24,000 7.5% 103,000 10.00% 206,000 20.0% 412,000 50.0% 412001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 54 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Lululemon Athletica Inc 5.0% 12,000 7.5% 58,000 10.00% 117,000 20.0% 458,000 50.0% 458001+ United States Lumber Liquidators Holdings Inc 10.0% 5,900 20.0% 11,900 30.00% 23,800 40.0% 118,800 50.0% 118801+ United States Luxottica Group SpA (USD) 5.0% 200 7.5% 1,000 10.00% 2,000 20.0% 10,000 50.0% 10001+ United States LyondellBasell Industries N.V. Class A 5.0% 20,000 7.5% 77,000 10.00% 155,000 20.0% 310,000 50.0% 310001+ United States M And T Bank Corp 5.0% 3,000 7.5% 15,000 10.00% 29,900 20.0% 149,500 50.0% 149501+ United States M/A-COM Technology Solutions Holdings Inc 10.0% 4,200 20.0% 8,300 30.00% 16,700 40.0% 83,400 50.0% 83401+ United States Macquarie Infrastructure Corp (USD) 5.0% 1,200 7.5% 6,100 10.00% 12,200 20.0% 60,900 50.0% 60901+ United States Macys 5.0% 19,000 7.5% 96,000 10.00% 191,000 20.0% 449,000 50.0% 449001+ United States Madison Square Garden Inc 5.0% 2,300 7.5% 11,500 10.00% 23,000 20.0% 115,200 50.0% 115201+ United States Magellan Health Services 7.5% 3,000 10.0% 6,100 20.00% 12,200 30.0% 61,000 50.0% 61001+ United States Magellan Midstream 5.0% 2,700 7.5% 13,300 10.00% 26,500 20.0% 132,600 50.0% 132601+ United States Magna International 5.0% 2,000 7.5% 9,900 10.00% 19,800 20.0% 98,900 50.0% 98901+ United States Magnum Hunter Resources Corp. 20.0% 100,000 30.0% 260,000 40.00% 520,000 50.0% 1,150,000 75.0% 1150001+ United States Mallinckrodt PLC 5.0% 4,700 7.5% 23,500 10.00% 46,900 20.0% 234,500 50.0% 234501+ United States Manchester United Plc 7.5% 600 10.0% 1,200 20.00% 2,400 30.0% 12,000 50.0% 12001+ United States Manhattan Associates Inc 7.5% 7,600 10.0% 15,300 20.00% 30,500 30.0% 152,500 50.0% 152501+ United States Manitowoc Co 7.5% 23,000 10.0% 46,000 20.00% 93,000 30.0% 464,000 50.0% 464001+ United States Mannkind Corp 15.0% 73,000 20.0% 273,000 30.00% 546,000 45.0% 1,365,000 75.0% 1365001+ United States Manpowergroup Inc 5.0% 3,600 7.5% 18,100 10.00% 36,100 20.0% 180,600 50.0% 180601+ United States Mantech International Corps 10.0% 2,300 20.0% 4,700 30.00% 9,300 40.0% 46,700 50.0% 46701+ United States Manulife Financial Corp 5.0% 9,000 7.5% 45,200 10.00% 90,400 20.0% 452,000 50.0% 452001+ United States Marathon Oil 5.0% 32,000 7.5% 160,000 10.00% 320,000 20.0% 991,000 50.0% 991001+ United States Marathon Petroleum Corp 7.5% 22,000 10.0% 70,000 20.00% 139,000 30.0% 295,000 50.0% 295001+ United States Markel Corporation 5.0% 200 7.5% 800 10.00% 1,600 20.0% 7,800 50.0% 7801+ United States Market Vectors Agribusiness 10.0% 1,700 20.0% 3,400 30.00% 6,800 40.0% 33,800 50.0% 33801+ United States Market Vectors Brazil Small Cap ETF 50.0% 3,000 75.0% 6,000 90.00% 11,900 100.0% 11900+ - - United States Market Vectors Coal ETF 50.0% 6,300 75.0% 12,700 90.00% 25,400 100.0% 25400+ - - United States Market Vectors Gaming ETF 90.0% 800 100.0% ------United States Market Vectors Gold Miners 7.5% 120,000 10.0% 390,000 20.00% 780,000 30.0% 1,560,000 50.0% 1560001+ United States Market Vectors Oil Service ETF 10.0% 51,000 20.0% 153,000 30.00% 306,000 40.0% 815,000 50.0% 815001+ United States Market Vectors Retail ETF 35.0% 4,300 45.0% 8,600 55.00% 17,200 65.0% 21,500 75.0% 21501+ United States Market Vectors Russia ETF 7.5% 120,000 10.0% 390,000 20.00% 770,000 30.0% 1,540,000 50.0% 1540001+ United States Market Vectors Semiconductor ETF 20.0% 26,000 30.0% 131,000 40.00% 263,000 50.0% 526,000 75.0% 526001+ United States Market Vectors Vietnam ETF 20.0% 6,400 30.0% 15,900 40.00% 31,800 50.0% 69,900 75.0% 69901+ United States MarketAxess Holdings 5.0% 1,400 7.5% 6,900 10.00% 13,800 20.0% 69,200 50.0% 69201+ United States MarkWest Energy Partners L.P. 5.0% 2,900 7.5% 14,600 10.00% 29,300 20.0% 146,300 50.0% 146301+ United States Marriott International 5.0% 13,000 7.5% 65,000 10.00% 129,000 20.0% 372,000 50.0% 372001+ United States Marsh and Mclennon 5.0% 11,000 7.5% 55,000 10.00% 110,000 20.0% 533,000 50.0% 533001+ United States Martin Marietta Materials 5.0% 2,700 7.5% 13,500 10.00% 27,000 20.0% 134,800 50.0% 134801+ United States Marvell Technology Group 5.0% 28,000 7.5% 142,000 10.00% 284,000 20.0% 1,422,000 50.0% 1422001+ United States Masco Corp 5.0% 17,000 7.5% 87,000 10.00% 175,000 20.0% 874,000 50.0% 874001+ United States Masonite International Corp 7.5% 1,400 10.0% 2,800 20.00% 5,700 30.0% 28,400 50.0% 28401+ United States Massimo Corp 7.5% 6,200 10.0% 12,500 20.00% 25,000 30.0% 124,800 50.0% 124801+ United States Mastech 10.0% 12,000 20.0% 24,000 30.00% 49,000 40.0% 245,000 50.0% 245001+ United States Mastercard 5.0% 21,000 7.5% 82,000 10.00% 165,000 20.0% 330,000 50.0% 330001+ United States Materials Select Sector SPDR 7.5% 45,000 10.0% 97,000 20.00% 194,000 30.0% 605,000 50.0% 605001+ United States Matson Inc 10.0% 2,400 20.0% 4,800 30.00% 9,600 40.0% 48,200 50.0% 48201+ United States Mattel 5.0% 26,000 7.5% 128,000 10.00% 257,000 20.0% 1,061,000 50.0% 1061001+ United States Mattress Firm Holding Corp 7.5% 2,800 10.0% 5,600 20.00% 11,300 30.0% 56,500 50.0% 56501+ United States Maxim Integrated Products Inc 5.0% 15,000 7.5% 77,000 10.00% 154,000 20.0% 769,000 50.0% 769001+ United States Maxwell Technologies Inc 35.0% 35,000 45.0% 70,000 55.00% 140,000 65.0% 175,000 75.0% 175001+ United States Mbia 7.5% 20,000 10.0% 40,000 20.00% 79,000 30.0% 397,000 50.0% 397001+ United States Mccormick And Co Inc 5.0% 3,000 7.5% 14,900 10.00% 29,700 20.0% 148,500 50.0% 148501+ United States McDermott International 10.0% 55,000 20.0% 110,000 30.00% 220,000 40.0% 1,099,000 50.0% 1099001+ United States McDonald's Corp 5.0% 31,000 7.5% 77,000 10.00% 154,000 20.0% 308,000 50.0% 308001+ United States McGraw Hill Financial Inc 5.0% 5,200 7.5% 26,100 10.00% 52,200 20.0% 261,200 50.0% 261201+ United States McKesson Corp 5.0% 4,200 7.5% 20,800 10.00% 41,500 20.0% 130,100 50.0% 130101+ United States MDC Holdings 10.0% 12,000 20.0% 24,000 30.00% 47,000 40.0% 236,000 50.0% 236001+ United States MDU Resources Group 5.0% 5,700 7.5% 28,400 10.00% 56,800 20.0% 284,100 50.0% 284101+ United States Mead Johnson Nutrition Company 5.0% 5,200 7.5% 26,000 10.00% 52,100 20.0% 260,500 50.0% 260501+ United States Mechel OAO 20.0% 18,000 30.0% 44,000 40.00% 89,000 50.0% 195,000 75.0% 195001+ United States Medgenics 35.0% 18,000 45.0% 36,000 55.00% 71,000 65.0% 89,000 75.0% 89001+ United States Medicines Company 7.5% 13,000 10.0% 26,000 20.00% 52,000 30.0% 261,000 50.0% 261001+ United States Medidata Solutions Inc 7.5% 6,700 10.0% 13,300 20.00% 26,700 30.0% 133,400 50.0% 133401+ United States Medivation 7.5% 16,000 10.0% 33,000 20.00% 65,000 30.0% 233,000 50.0% 233001+ United States MEDL Mobile Holdings Inc 90.0% 36,000 100.0% ------United States Mednax Inc 5.0% 3,000 7.5% 14,900 10.00% 29,800 20.0% 148,900 50.0% 148901+ United States Medtronic Plc 5.0% 34,000 7.5% 96,000 10.00% 193,000 20.0% 385,000 50.0% 385001+ United States Melco Crown Entertainment Ltd 7.5% 56,000 10.0% 111,000 20.00% 222,000 30.0% 1,111,000 50.0% 1111001+ United States Mellanox Technologies Ltd 7.5% 7,300 10.0% 14,500 20.00% 29,100 30.0% 145,400 50.0% 145401+ United States Memorial Resource Development Corp 10.0% 18,000 20.0% 37,000 30.00% 74,000 40.0% 369,000 50.0% 369001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 55 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States MercadoLibre Inc 7.5% 6,500 10.0% 13,100 20.00% 26,100 30.0% 130,500 50.0% 130501+ United States Merck + Co 5.0% 52,000 7.5% 130,000 10.00% 261,000 20.0% 522,000 50.0% 522001+ United States Mercury General Corp 5.0% 1,000 7.5% 4,800 10.00% 9,600 20.0% 48,200 50.0% 48201+ United States Meredith Corp 7.5% 3,000 10.0% 6,000 20.00% 12,000 30.0% 60,200 50.0% 60201+ United States Methanex Corp 7.5% 15,000 10.0% 31,000 20.00% 62,000 30.0% 310,000 50.0% 310001+ United States Metlife 5.0% 28,000 7.5% 139,000 10.00% 278,000 20.0% 589,000 50.0% 589001+ United States MFA Financial 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 539,000 50.0% 539001+ United States MFC Industrial 35.0% 5,900 45.0% 11,700 55.00% 23,400 65.0% 29,300 75.0% 29301+ United States MGE Energy 7.5% 1,500 10.0% 3,100 20.00% 6,200 30.0% 30,900 50.0% 30901+ United States MGIC Investment Corp 5.0% 16,000 7.5% 82,000 10.00% 164,000 20.0% 822,000 50.0% 822001+ United States MGM Resorts International 7.5% 86,000 10.0% 172,000 20.00% 345,000 30.0% 1,365,000 50.0% 1365001+ United States Michael Kors Holdings 5.0% 12,000 7.5% 61,000 10.00% 121,000 20.0% 483,000 50.0% 483001+ United States Microchip Technology Inc 5.0% 12,000 7.5% 59,000 10.00% 118,000 20.0% 589,000 50.0% 589001+ United States Micron Technology Inc 7.5% 76,000 10.0% 255,000 20.00% 510,000 30.0% 1,019,000 50.0% 1019001+ United States Microsoft Corp 5.0% 70,000 7.5% 175,000 10.00% 350,000 20.0% 700,000 50.0% 700001+ United States MicroStrategy Inc 7.5% 1,300 10.0% 2,600 20.00% 5,200 30.0% 25,900 50.0% 25901+ United States Middleby Corp 5.0% 1,600 7.5% 8,100 10.00% 16,100 20.0% 80,600 50.0% 80601+ United States Midstates Petroleum Company Inc 80.0% 82,000 100.0% ------United States Millennial Media Inc 35.0% 47,000 45.0% 94,000 55.00% 187,000 65.0% 234,000 75.0% 234001+ United States MiMedx Group Inc 10.0% 8,200 20.0% 16,300 30.00% 32,600 40.0% 163,100 50.0% 163101+ United States Mindray Medical International 5.0% 1,800 7.5% 8,800 10.00% 17,700 20.0% 88,400 50.0% 88401+ United States Mitsubishi UFJ Financial Group ADR 5.0% 6,900 7.5% 34,600 10.00% 69,300 20.0% 346,300 50.0% 346301+ United States Miv Therapeutics (Delisted 21.01.14) 100.0% ------United States MKS Instruments 7.5% 4,700 10.0% 9,300 20.00% 18,700 30.0% 93,400 50.0% 93401+ United States Mkt Vectors Jnr Gold Miners ETF 10.0% 78,000 20.0% 310,000 30.00% 620,000 40.0% 1,241,000 50.0% 1241001+ United States Mobile Telesystems PJSC ADR 7.5% 40,000 10.0% 80,000 20.00% 160,000 30.0% 799,000 50.0% 799001+ United States Mobileye NV 15.0% 28,000 20.0% 75,000 30.00% 150,000 45.0% 374,000 75.0% 374001+ United States Mohawk Industries Inc 5.0% 2,400 7.5% 12,100 10.00% 24,100 20.0% 120,600 50.0% 120601+ United States Molina Healthcare Inc 10.0% 5,600 20.0% 11,200 30.00% 22,500 40.0% 112,400 50.0% 112401+ United States Molson Coors Brewing 5.0% 6,100 7.5% 30,700 10.00% 61,300 20.0% 306,700 50.0% 306701+ United States Molycorp Inc 50.0% 190,000 75.0% 380,000 90.00% 760,000 100.0% 760000+ - - United States Mondelez International 5.0% 50,000 7.5% 204,000 10.00% 408,000 20.0% 817,000 50.0% 817001+ United States Monsanto Company 5.0% 15,000 7.5% 64,000 10.00% 129,000 20.0% 257,000 50.0% 257001+ United States Monster Beverage Corp 5.0% 7,400 7.5% 37,100 10.00% 74,300 20.0% 215,000 50.0% 215001+ United States Monster Worldwide 20.0% 27,000 30.0% 68,000 40.00% 137,000 50.0% 301,000 75.0% 301001+ United States Moodys Corp 5.0% 4,700 7.5% 23,400 10.00% 46,900 20.0% 234,400 50.0% 234401+ United States Morgan Stanley 5.0% 43,000 7.5% 202,000 10.00% 404,000 20.0% 808,000 50.0% 808001+ United States Morgan Stanley China A Share Fund 20.0% 5,000 30.0% 12,600 40.00% 25,100 50.0% 55,300 75.0% 55301+ United States Mosaic Co 5.0% 14,000 7.5% 72,000 10.00% 145,000 20.0% 672,000 50.0% 672001+ United States Motorola Solutions Inc 5.0% 7,800 7.5% 39,100 10.00% 78,300 20.0% 391,300 50.0% 391301+ United States MRC Global Inc 10.0% 28,000 20.0% 56,000 30.00% 113,000 40.0% 563,000 50.0% 563001+ United States MSC Industrial Direct Co 5.0% 1,600 7.5% 8,200 10.00% 16,500 20.0% 82,400 50.0% 82401+ United States Mueller Industries Inc 7.5% 2,700 10.0% 5,400 20.00% 10,800 30.0% 54,200 50.0% 54201+ United States Mueller Water Products Inc 7.5% 9,800 10.0% 19,700 20.00% 39,400 30.0% 196,800 50.0% 196801+ United States Murphy Oil Corp 5.0% 9,700 7.5% 48,600 10.00% 97,200 20.0% 486,000 50.0% 486001+ United States Mylan NV 7.5% 31,000 10.0% 104,000 20.00% 208,000 30.0% 416,000 50.0% 416001+ United States Myriad Genetics 10.0% 11,000 20.0% 21,000 30.00% 42,000 40.0% 211,000 50.0% 211001+ United States Nabors Industries 7.5% 96,000 10.0% 192,000 20.00% 384,000 30.0% 1,919,000 50.0% 1919001+ United States NASDAQ OMX 5.0% 6,700 7.5% 33,300 10.00% 66,600 20.0% 333,100 50.0% 333101+ United States National Bank Of Greece (ADR) 15.0% 53,000 20.0% 142,000 30.00% 284,000 45.0% 709,000 75.0% 709001+ United States National Fuel Gas 5.0% 1,800 7.5% 9,000 10.00% 17,900 20.0% 89,700 50.0% 89701+ United States National General Holdings Corp 7.5% 1,700 10.0% 3,400 20.00% 6,900 30.0% 34,300 50.0% 34301+ United States National Instruments 5.0% 2,300 7.5% 11,400 10.00% 22,800 20.0% 113,900 50.0% 113901+ United States National Oilwell Varco 5.0% 32,000 7.5% 139,000 10.00% 279,000 20.0% 558,000 50.0% 558001+ United States Nationstar Mortgages 10.0% 2,400 20.0% 4,800 30.00% 9,500 40.0% 47,700 50.0% 47701+ United States Navient Corp 7.5% 34,000 10.0% 68,000 20.00% 136,000 30.0% 679,000 50.0% 679001+ United States Navigator Holdings Ltd 10.0% 4,400 20.0% 8,800 30.00% 17,600 40.0% 87,900 50.0% 87901+ United States Navistar International 7.5% 7,700 10.0% 15,300 20.00% 30,600 30.0% 153,200 50.0% 153201+ United States Nayna Networks (Delisted 01.09.11) 100.0% ------United States NCI Building Systems Inc 10.0% 2,700 20.0% 5,300 30.00% 10,600 40.0% 53,200 50.0% 53201+ United States Ncr Corp 5.0% 9,100 7.5% 45,500 10.00% 91,000 20.0% 455,200 50.0% 455201+ United States Neenah Paper Inc 10.0% 1,200 20.0% 2,300 30.00% 4,600 40.0% 23,200 50.0% 23201+ United States Nektar Therapeutics 10.0% 19,000 20.0% 38,000 30.00% 76,000 40.0% 380,000 50.0% 380001+ United States Nelnet Inc 7.5% 900 10.0% 1,900 20.00% 3,700 30.0% 18,600 50.0% 18601+ United States Neogen Corp 7.5% 2,600 10.0% 5,100 20.00% 10,200 30.0% 51,000 50.0% 51001+ United States NetApp Inc 5.0% 18,000 7.5% 91,000 10.00% 183,000 20.0% 832,000 50.0% 832001+ United States NetEase Inc ADR 7.5% 6,700 10.0% 13,400 20.00% 26,700 30.0% 133,500 50.0% 133501+ United States Netflix 7.5% 4,000 10.0% 13,500 20.00% 27,000 30.0% 54,000 50.0% 54001+ United States Netgear Inc 10.0% 4,200 20.0% 8,500 30.00% 16,900 40.0% 84,700 50.0% 84701+ United States NetSuite Inc 5.0% 900 7.5% 4,600 10.00% 9,200 20.0% 46,100 50.0% 46101+ United States Neuralstem Inc 35.0% 23,000 45.0% 45,000 55.00% 90,000 65.0% 113,000 75.0% 113001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 56 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Neurocrine Biosciences 10.0% 14,000 20.0% 27,000 30.00% 55,000 40.0% 275,000 50.0% 275001+ United States New Gold (US) 15.0% 40,000 20.0% 108,000 30.00% 216,000 45.0% 539,000 75.0% 539001+ United States New Oriental Education 7.5% 9,000 10.0% 17,900 20.00% 35,900 30.0% 179,400 50.0% 179401+ United States New York Community Bancorp 5.0% 13,000 7.5% 63,000 10.00% 127,000 20.0% 633,000 50.0% 633001+ United States New York Times 7.5% 9,300 10.0% 18,600 20.00% 37,300 30.0% 186,300 50.0% 186301+ United States Newell Rubbermaid 5.0% 7,200 7.5% 36,200 10.00% 72,500 20.0% 362,300 50.0% 362301+ United States Newfield Exploration 7.5% 43,000 10.0% 86,000 20.00% 172,000 30.0% 797,000 50.0% 797001+ United States Newmont Mining Corp (USD) 7.5% 98,000 10.0% 195,000 20.00% 390,000 30.0% 1,320,000 50.0% 1320001+ United States News Corp (USD) Class A 5.0% 19,000 7.5% 96,000 10.00% 192,000 20.0% 962,000 50.0% 962001+ United States NextEra Energy Inc 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 291,000 50.0% 291001+ United States NICE Systems 5.0% 800 7.5% 3,900 10.00% 7,900 20.0% 39,500 50.0% 39501+ United States Nielsen Holding NV 5.0% 9,500 7.5% 47,500 10.00% 94,900 20.0% 474,600 50.0% 474601+ United States NII Holdings 90.0% 880,000 100.0% ------United States Nike CL B 5.0% 17,000 7.5% 75,000 10.00% 150,000 20.0% 300,000 50.0% 300001+ United States Nimble Storage 15.0% 8,900 20.0% 23,700 30.00% 47,300 45.0% 118,300 75.0% 118301+ United States Nisource 5.0% 8,700 7.5% 43,400 10.00% 86,900 20.0% 434,300 50.0% 434301+ United States Noah Holdings Limited 15.0% 4,700 20.0% 12,500 30.00% 25,000 45.0% 62,500 75.0% 62501+ United States Noble Corp plc 7.5% 85,000 10.0% 169,000 20.00% 338,000 30.0% 1,691,000 50.0% 1691001+ United States Noble Energy 5.0% 20,000 7.5% 100,000 10.00% 199,000 20.0% 588,000 50.0% 588001+ United States Nokia US 5.0% 58,000 7.5% 290,000 10.00% 581,000 20.0% 2,904,000 50.0% 2904001+ United States Nomura Holdings Inc - ADR 5.0% 1,600 7.5% 7,900 10.00% 15,900 20.0% 79,400 50.0% 79401+ United States Nordic American Tankers Ltd 10.0% 12,000 20.0% 25,000 30.00% 49,000 40.0% 247,000 50.0% 247001+ United States Nordstrom 5.0% 6,200 7.5% 31,200 10.00% 62,500 20.0% 312,500 50.0% 312501+ United States Norfolk Southern 5.0% 9,700 7.5% 48,600 10.00% 97,100 20.0% 286,500 50.0% 286501+ United States Nortel Networks 90.0% 27,000 100.0% ------United States North Atlantic Drilling Ltd 20.0% 24,000 30.0% 59,000 40.00% 119,000 50.0% 261,000 75.0% 261001+ United States Northern Oil and Gas 20.0% 19,000 30.0% 47,000 40.00% 94,000 50.0% 207,000 75.0% 207001+ United States Northern Trust 5.0% 8,300 7.5% 41,400 10.00% 82,700 20.0% 407,300 50.0% 407301+ United States Northrop Grumman Corp 5.0% 5,100 7.5% 25,500 10.00% 51,100 20.0% 185,600 50.0% 185601+ United States NorthStar Realty Finance Corp 5.0% 15,000 7.5% 76,000 10.00% 152,000 20.0% 758,000 50.0% 758001+ United States Northwest Bancshares 10.0% 8,500 20.0% 17,100 30.00% 34,200 40.0% 170,900 50.0% 170901+ United States Northwest Biotherapeutics 20.0% 12,000 30.0% 29,000 40.00% 58,000 50.0% 128,000 75.0% 128001+ United States Norwegian Cruise Line Holdings Ltd 5.0% 6,000 7.5% 29,900 10.00% 59,900 20.0% 299,300 50.0% 299301+ United States NovaGold Resources Inc 10.0% 8,600 20.0% 17,200 30.00% 34,400 40.0% 171,800 50.0% 171801+ United States Novartis AG ADR 5.0% 6,400 7.5% 32,100 10.00% 64,200 20.0% 290,900 50.0% 290901+ United States Novavax Inc 15.0% 64,000 20.0% 172,000 30.00% 343,000 45.0% 859,000 75.0% 859001+ United States Novo-Nordisk ADR 5.0% 4,300 7.5% 21,600 10.00% 43,100 20.0% 215,700 50.0% 215701+ United States NOW Inc 7.5% 12,000 10.0% 24,000 20.00% 48,000 30.0% 238,000 50.0% 238001+ United States NQ Mobile 35.0% 69,000 45.0% 137,000 55.00% 274,000 65.0% 343,000 75.0% 343001+ United States NRG Energy 5.0% 16,000 7.5% 79,000 10.00% 157,000 20.0% 787,000 50.0% 787001+ United States NRG Yield Inc A 5.0% 1,300 7.5% 6,300 10.00% 12,600 20.0% 62,800 50.0% 62801+ United States Nu Skin Enterprises Inc 10.0% 6,000 20.0% 12,000 30.00% 24,000 40.0% 120,100 50.0% 120101+ United States Nuance Communications 5.0% 11,000 7.5% 54,000 10.00% 108,000 20.0% 538,000 50.0% 538001+ United States Nucor Corp 5.0% 11,000 7.5% 56,000 10.00% 112,000 20.0% 561,000 50.0% 561001+ United States NuStar Energy L.P. 7.5% 3,400 10.0% 6,900 20.00% 13,700 30.0% 68,600 50.0% 68601+ United States NuVasive Inc 7.5% 6,200 10.0% 12,400 20.00% 24,700 30.0% 123,600 50.0% 123601+ United States Nuveen Quality Pref Inc Fund II 10.0% 200 20.0% 300 30.00% 600 40.0% 3,100 50.0% 3101+ United States Nvidia Corp. 5.0% 34,000 7.5% 171,000 10.00% 343,000 20.0% 1,348,000 50.0% 1348001+ United States NVR Inc 5.0% 100 7.5% 600 10.00% 1,200 20.0% 6,100 50.0% 6101+ United States NXP Semiconductors 7.5% 22,000 10.0% 73,000 20.00% 146,000 30.0% 293,000 50.0% 293001+ United States Oasis Petroleum Inc 7.5% 14,000 10.0% 27,000 20.00% 55,000 30.0% 275,000 50.0% 275001+ United States Occidental Petroleum 5.0% 28,000 7.5% 94,000 10.00% 189,000 20.0% 378,000 50.0% 378001+ United States Ocean Rig UDW Inc 10.0% 7,100 20.0% 14,300 30.00% 28,600 40.0% 142,900 50.0% 142901+ United States Oceaneering International 5.0% 5,700 7.5% 28,300 10.00% 56,700 20.0% 283,300 50.0% 283301+ United States Och-Ziff Cap Management 7.5% 7,200 10.0% 14,400 20.00% 28,800 30.0% 144,100 50.0% 144101+ United States Oclaro Inc (USD) 35.0% 25,000 45.0% 50,000 55.00% 99,000 65.0% 124,000 75.0% 124001+ United States Ocwen Financial Corp 15.0% 62,000 20.0% 165,000 30.00% 330,000 45.0% 826,000 75.0% 826001+ United States Office Depot 10.0% 110,000 20.0% 220,000 30.00% 440,000 40.0% 2,180,000 50.0% 2180001+ United States OFG Bancorp 10.0% 7,700 20.0% 15,300 30.00% 30,700 40.0% 153,400 50.0% 153401+ United States Oi SA 15.0% 38,000 20.0% 101,000 30.00% 202,000 45.0% 505,000 75.0% 505001+ United States Oil States International 7.5% 8,900 10.0% 17,800 20.00% 35,600 30.0% 178,200 50.0% 178201+ United States Old Dominion Freight Line 5.0% 3,800 7.5% 18,800 10.00% 37,500 20.0% 187,600 50.0% 187601+ United States Olin Corp 7.5% 9,600 10.0% 19,100 20.00% 38,300 30.0% 191,400 50.0% 191401+ United States OM Group Inc 10.0% 2,500 20.0% 5,100 30.00% 10,100 40.0% 50,600 50.0% 50601+ United States Omnicare Inc 10.0% 9,700 20.0% 26,600 30.00% 53,200 40.0% 155,200 50.0% 155201+ United States Omnicom Group 5.0% 7,000 7.5% 35,000 10.00% 70,100 20.0% 350,400 50.0% 350401+ United States OmniVision Technology Inc 10.0% 7,800 20.0% 15,600 30.00% 31,200 40.0% 155,800 50.0% 155801+ United States ON Semiconductor Corp 5.0% 29,000 7.5% 145,000 10.00% 290,000 20.0% 1,448,000 50.0% 1448001+ United States ONEOK Inc 20.0% 31,000 30.0% 112,000 40.00% 223,000 50.0% 491,000 75.0% 491001+ United States Open Text Corp 5.0% 1,700 7.5% 8,300 10.00% 16,700 20.0% 83,400 50.0% 83401+ United States Opko Health Inc 7.5% 26,000 10.0% 51,000 20.00% 102,000 30.0% 510,000 50.0% 510001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 57 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Oracle 5.0% 64,000 7.5% 173,000 10.00% 345,000 20.0% 691,000 50.0% 691001+ United States Orange (USD) 5.0% 2,200 7.5% 10,900 10.00% 21,900 20.0% 109,400 50.0% 109401+ United States Orbital ATK Inc 5.0% 4,000 7.5% 20,000 10.00% 40,000 20.0% 200,100 50.0% 200101+ United States O'Reilly Automotive Inc 5.0% 5,000 7.5% 25,100 10.00% 50,100 20.0% 138,900 50.0% 138901+ United States Orexigen Therapeutics Inc 10.0% 32,000 20.0% 65,000 30.00% 130,000 40.0% 650,000 50.0% 650001+ United States Organovo Holding Inc 35.0% 200,000 45.0% 400,000 55.00% 810,000 65.0% 1,010,000 75.0% 1010001+ United States Oshkosh Corporation 5.0% 2,800 7.5% 14,100 10.00% 28,100 20.0% 140,700 50.0% 140701+ United States OSI Sytems Inc 10.0% 2,700 20.0% 5,400 30.00% 10,800 40.0% 54,000 50.0% 54001+ United States Outerwall Inc 10.0% 8,100 20.0% 16,200 30.00% 32,400 40.0% 162,200 50.0% 162201+ United States Owens Corning 5.0% 5,700 7.5% 28,600 10.00% 57,200 20.0% 286,000 50.0% 286001+ United States Owens Illinois 5.0% 8,400 7.5% 42,100 10.00% 84,300 20.0% 421,300 50.0% 421301+ United States P H Glatfelter Co 10.0% 2,100 20.0% 4,200 30.00% 8,400 40.0% 42,000 50.0% 42001+ United States Paccar 5.0% 14,000 7.5% 71,000 10.00% 143,000 20.0% 446,000 50.0% 446001+ United States Pacific Biosciences of California 20.0% 17,000 30.0% 43,000 40.00% 85,000 50.0% 188,000 75.0% 188001+ United States Pacific Drilling SA 10.0% 6,900 20.0% 13,800 30.00% 27,500 40.0% 137,700 50.0% 137701+ United States Packaging Corp of America 5.0% 3,500 7.5% 17,600 10.00% 35,200 20.0% 175,800 50.0% 175801+ United States Pall Corp 5.0% 2,800 7.5% 14,100 10.00% 28,200 20.0% 141,100 50.0% 141101+ United States Palo Alto Networks 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 195,000 50.0% 195001+ United States Pan American Silver Corp 10.0% 35,000 20.0% 70,000 30.00% 140,000 40.0% 698,000 50.0% 698001+ United States Pandora Media Inc 10.0% 55,000 20.0% 110,000 30.00% 221,000 40.0% 1,105,000 50.0% 1105001+ United States Panera Bread Co 5.0% 2,900 7.5% 14,300 10.00% 28,600 20.0% 143,100 50.0% 143101+ United States Papa John's International Inc 7.5% 4,900 10.0% 9,900 20.00% 19,800 30.0% 98,900 50.0% 98901+ United States Paragon Offshore PLC 50.0% 81,000 75.0% 162,000 90.00% 324,000 100.0% 324000+ - - United States Parexel International Corp 5.0% 3,900 7.5% 19,600 10.00% 39,200 20.0% 196,000 50.0% 196001+ United States Parker-Hannifin 5.0% 4,900 7.5% 24,400 10.00% 48,900 20.0% 243,600 50.0% 243601+ United States ParkerVision Inc 80.0% 55,000 100.0% ------United States Partner Communications Company 20.0% 700 30.0% 1,800 40.00% 3,700 50.0% 8,000 75.0% 8001+ United States Partnerre Ltd 5.0% 1,300 7.5% 6,700 10.00% 13,500 20.0% 67,300 50.0% 67301+ United States Party City Holdco Inc 20.0% 5,700 30.0% 14,200 40.00% 28,300 50.0% 62,400 75.0% 62401+ United States Pattern Energy Group Inc 7.5% 6,900 10.0% 13,900 20.00% 27,700 30.0% 138,700 50.0% 138701+ United States Patterson Companies Inc 5.0% 5,200 7.5% 26,100 10.00% 52,200 20.0% 260,900 50.0% 260901+ United States Patterson-UTI Energy 7.5% 80,000 10.0% 161,000 20.00% 322,000 30.0% 1,433,000 50.0% 1433001+ United States Paychex 5.0% 16,000 7.5% 78,000 10.00% 156,000 20.0% 610,000 50.0% 610001+ United States Paycom Software Inc 15.0% 8,000 20.0% 21,400 30.00% 42,900 45.0% 107,200 75.0% 107201+ United States Paypal Holdings Inc 10.0% 52,100 20.0% 113,800 30.00% 227,600 40.0% 832,800 50.0% 832801+ United States PBF Energy Inc 10.0% 19,000 20.0% 37,000 30.00% 74,000 40.0% 372,000 50.0% 372001+ United States PDC Energy Inc 10.0% 18,000 20.0% 36,000 30.00% 72,000 40.0% 359,000 50.0% 359001+ United States Peabody Energy 10.0% 120,000 20.0% 240,000 30.00% 470,000 40.0% 2,370,000 50.0% 2370001+ United States Pengrowth Energy Corp 10.0% 28,000 20.0% 57,000 30.00% 113,000 40.0% 567,000 50.0% 567001+ United States Penn National Gaming 10.0% 17,000 20.0% 33,000 30.00% 66,000 40.0% 332,000 50.0% 332001+ United States Penn West Petroleum 15.0% 69,000 20.0% 183,000 30.00% 367,000 45.0% 917,000 75.0% 917001+ United States PennyMac Mortgage Investment Trust 7.5% 7,200 10.0% 14,300 20.00% 28,700 30.0% 143,500 50.0% 143501+ United States Pentair PLC 5.0% 6,100 7.5% 30,300 10.00% 60,500 20.0% 302,700 50.0% 302701+ United States People's United Financial Inc 5.0% 17,000 7.5% 86,000 10.00% 172,000 20.0% 860,000 50.0% 860001+ United States Pepco Holdings Inc 5.0% 5,700 7.5% 28,700 10.00% 57,300 20.0% 286,700 50.0% 286701+ United States Pepsico 5.0% 26,000 7.5% 77,000 10.00% 155,000 20.0% 309,000 50.0% 309001+ United States Perkinelmer 5.0% 4,000 7.5% 20,200 10.00% 40,400 20.0% 202,100 50.0% 202101+ United States Perrigo Co Plc 5.0% 3,400 7.5% 17,000 10.00% 34,000 20.0% 149,200 50.0% 149201+ United States Petrobras Argentina SA (ADR) 20.0% 3,500 30.0% 8,700 40.00% 17,500 50.0% 38,400 75.0% 38401+ United States PetroChina Co (USD) 5.0% 600 7.5% 3,100 10.00% 6,300 20.0% 31,300 50.0% 31301+ United States Petroleo Brasileiro 7.5% 250,000 10.0% 840,000 20.00% 1,680,000 30.0% 3,370,000 50.0% 3370001+ United States Pfizer 5.0% 86,000 7.5% 215,000 10.00% 430,000 20.0% 861,000 50.0% 861001+ United States Pg and E Corp 5.0% 17,000 7.5% 83,000 10.00% 166,000 20.0% 580,000 50.0% 580001+ United States Philip Morris 5.0% 26,000 7.5% 90,000 10.00% 180,000 20.0% 359,000 50.0% 359001+ United States Philippine Long Distance Telephone Co - ADR 5.0% 300 7.5% 1,500 10.00% 3,000 20.0% 15,200 50.0% 15201+ United States Phillips 66 5.0% 18,000 7.5% 91,000 10.00% 182,000 20.0% 372,000 50.0% 372001+ United States Phoenix New Media 20.0% 5,300 30.0% 13,200 40.00% 26,400 50.0% 58,000 75.0% 58001+ United States Pier 1 Imports 10.0% 21,000 20.0% 42,000 30.00% 83,000 40.0% 415,000 50.0% 415001+ United States Pilgrim's Pride Corp 7.5% 26,000 10.0% 52,000 20.00% 103,000 30.0% 516,000 50.0% 516001+ United States Pinnacle Entertainment Inc 7.5% 9,900 10.0% 19,800 20.00% 39,600 30.0% 198,000 50.0% 198001+ United States Pinnacle Foods Inc 5.0% 6,100 7.5% 30,300 10.00% 60,600 20.0% 303,000 50.0% 303001+ United States Pinnacle West Capital 5.0% 4,500 7.5% 22,300 10.00% 44,700 20.0% 223,500 50.0% 223501+ United States Pioneer Natural Resources 7.5% 13,000 10.0% 36,000 20.00% 72,000 30.0% 174,000 50.0% 174001+ United States Pitney Bowes 5.0% 8,600 7.5% 43,200 10.00% 86,400 20.0% 432,000 50.0% 432001+ United States Plains All American Pipeline 5.0% 4,600 7.5% 22,800 10.00% 45,600 20.0% 227,900 50.0% 227901+ United States Plains GP Holdings LP A 5.0% 2,400 7.5% 11,900 10.00% 23,800 20.0% 118,900 50.0% 118901+ United States Plug Power Inc 25.0% 150,000 30.0% 300,000 45.00% 750,000 60.0% 1,250,000 75.0% 1250001+ United States Plum Creek Timber Co Inc 5.0% 5,800 7.5% 29,200 10.00% 58,300 20.0% 291,600 50.0% 291601+ United States Ply Gem Holdings Inc 10.0% 1,900 20.0% 3,800 30.00% 7,600 40.0% 38,200 50.0% 38201+ United States PNC Financial Services 5.0% 12,000 7.5% 60,000 10.00% 120,000 20.0% 329,000 50.0% 329001+ United States Polaris Industries 5.0% 2,200 7.5% 11,200 10.00% 22,400 20.0% 112,200 50.0% 112201+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 58 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Polo Ralph Lauren Corp 5.0% 2,900 7.5% 14,500 10.00% 28,900 20.0% 144,700 50.0% 144701+ United States Polycom 7.5% 18,000 10.0% 37,000 20.00% 74,000 30.0% 370,000 50.0% 370001+ United States PolyOne Corp 5.0% 2,500 7.5% 12,600 10.00% 25,200 20.0% 125,800 50.0% 125801+ United States Polypore International 15.0% 17,000 20.0% 44,000 30.00% 89,000 45.0% 222,000 75.0% 222001+ United States Pool Corporation 5.0% 1,400 7.5% 6,800 10.00% 13,500 20.0% 67,700 50.0% 67701+ United States Popeyes Louisiana Kitchen Inc 10.0% 2,000 20.0% 4,100 30.00% 8,100 40.0% 40,500 50.0% 40501+ United States Popular Inc 5.0% 3,800 7.5% 19,100 10.00% 38,100 20.0% 190,500 50.0% 190501+ United States Portland General Electric Co 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 219,000 50.0% 219001+ United States Posco 5.0% 1,300 7.5% 6,600 10.00% 13,300 20.0% 66,400 50.0% 66401+ United States Post Holding Inc 20.0% 12,000 30.0% 31,000 40.00% 62,000 50.0% 137,000 75.0% 137001+ United States Post Properties Inc 5.0% 1,700 7.5% 8,300 10.00% 16,700 20.0% 83,500 50.0% 83501+ United States Potash Corp 5.0% 13,000 7.5% 66,000 10.00% 132,000 20.0% 662,000 50.0% 662001+ United States Potlatch Corp 20.0% 8,000 30.0% 20,100 40.00% 40,200 50.0% 88,400 75.0% 88401+ United States Power Integration 7.5% 3,300 10.0% 6,600 20.00% 13,100 30.0% 65,600 50.0% 65601+ United States Powershares DB Agriculture 10.0% 3,600 20.0% 7,300 30.00% 14,500 40.0% 72,600 50.0% 72601+ United States PowerShares DB Commodity Idx Trking Fund 5.0% 6,400 7.5% 31,900 10.00% 63,800 20.0% 319,000 50.0% 319001+ United States Powershares DB G10 Currency Harvest Fund 50.0% 800 75.0% 1,600 90.00% 3,100 100.0% 3100+ - - United States Powershares Dynamic Food & Beverage ETF 35.0% 1,100 45.0% 2,200 55.00% 4,400 65.0% 5,500 75.0% 5501+ United States Powershares India Portfolio ETF 20.0% 35,000 30.0% 88,000 40.00% 175,000 50.0% 386,000 75.0% 386001+ United States Powershares QQQ 5.0% 28,000 7.5% 69,000 10.00% 138,000 20.0% 277,000 50.0% 277001+ United States PowerShares Water Resources 10.0% 800 20.0% 1,700 30.00% 3,300 40.0% 16,600 50.0% 16601+ United States PPG Industries 5.0% 3,300 7.5% 16,400 10.00% 32,900 20.0% 132,900 50.0% 132901+ United States PPL Corp 5.0% 20,000 7.5% 98,000 10.00% 196,000 20.0% 885,000 50.0% 885001+ United States Praxair 5.0% 6,000 7.5% 29,800 10.00% 59,600 20.0% 248,100 50.0% 248101+ United States Precision Castparts Corp 5.0% 3,800 7.5% 18,900 10.00% 37,800 20.0% 146,900 50.0% 146901+ United States Precision Drilling Corp 7.5% 34,000 10.0% 68,000 20.00% 136,000 30.0% 682,000 50.0% 682001+ United States Priceline.Com 5.0% 2,500 7.5% 6,200 10.00% 12,400 20.0% 24,800 50.0% 24801+ United States Primero Mining Corp 20.0% 15,000 30.0% 37,000 40.00% 73,000 50.0% 161,000 75.0% 161001+ United States Primoris Services Corp 10.0% 4,100 20.0% 8,300 30.00% 16,500 40.0% 82,500 50.0% 82501+ United States Principal Financial 5.0% 7,700 7.5% 38,400 10.00% 76,700 20.0% 383,600 50.0% 383601+ United States Procter and Gamble 5.0% 36,000 7.5% 90,000 10.00% 181,000 20.0% 362,000 50.0% 362001+ United States Progressive Corp 5.0% 15,000 7.5% 74,000 10.00% 148,000 20.0% 738,000 50.0% 738001+ United States Progressive Waste Solutions Ltd 5.0% 1,100 7.5% 5,700 10.00% 11,300 20.0% 56,700 50.0% 56701+ United States Prologis Inc 5.0% 15,000 7.5% 74,000 10.00% 148,000 20.0% 710,000 50.0% 710001+ United States Proofpoint Inc 7.5% 7,000 10.0% 14,000 20.00% 28,000 30.0% 139,800 50.0% 139801+ United States Proshares Short 20+ Year Treasury 10.0% 4,500 20.0% 9,000 30.00% 18,100 40.0% 90,300 50.0% 90301+ United States ProShares Short QQQ 35.0% 9,200 45.0% 18,500 55.00% 36,900 65.0% 46,200 75.0% 46201+ United States ProShares Short Russell2000 35.0% 39,000 45.0% 77,000 55.00% 155,000 65.0% 193,000 75.0% 193001+ United States Proshares Short VIX Short Term 20.0% 19,000 30.0% 93,000 40.00% 186,000 50.0% 373,000 75.0% 373001+ United States ProShares Ultra Bloomberg Crude Oil 15.0% 170,000 20.0% 680,000 30.00% 1,360,000 45.0% 3,390,000 75.0% 3390001+ United States ProShares Ultra Dow30 35.0% 11,000 45.0% 31,000 55.00% 61,000 65.0% 76,000 75.0% 76001+ United States ProShares Ultra Nasdaq Biotechnology ETF 20.0% 5,900 30.0% 14,700 40.00% 29,400 50.0% 64,600 75.0% 64601+ United States Proshares Ultra Silver 35.0% 12,000 45.0% 23,000 55.00% 46,000 65.0% 58,000 75.0% 58001+ United States ProShares Ultra VIX ST 20.0% 150,000 30.0% 730,000 40.00% 1,460,000 50.0% 2,910,000 75.0% 2910001+ United States ProShares UltraPro S&P 500 10.0% 13,000 20.0% 31,000 30.00% 63,000 40.0% 213,000 50.0% 213001+ United States Proshares Ultrapro Short Dow30 50.0% 80,000 75.0% 400,000 90.00% 927,000 100.0% 927000+ - - United States Proshares Ultrapro Short QQQ 50.0% 61,000 75.0% 307,000 90.00% 644,000 100.0% 644000+ - - United States Proshares Ultrapro Short S&P 500 20.0% 44,000 30.0% 222,000 40.00% 445,000 50.0% 890,000 75.0% 890001+ United States Proshares UltraShort 20+ Year Treasury 7.5% 36,000 10.0% 71,000 20.00% 143,000 30.0% 691,000 50.0% 691001+ United States ProShares UltraShort Bloomberg Crude Oil 35.0% 24,000 45.0% 120,000 55.00% 451,000 65.0% 563,000 75.0% 563001+ United States ProShares UltraShort Euro 20.0% 19,000 30.0% 49,000 40.00% 97,000 50.0% 214,000 75.0% 214001+ United States ProShares UltraShort Gold ETF 50.0% 1,800 75.0% 3,700 90.00% 7,400 100.0% 7400+ - - United States Proshares Ultrashort Nas Bio 80.0% 24,000 100.0% ------United States ProShares UltraShort Oil & Gas 80.0% 23,000 100.0% ------United States Proshares Ultrashort Real Estate 90.0% 83,000 100.0% ------United States ProShares Ultrashort Silver 80.0% 4,700 100.0% ------United States ProShares UltraShort Yen 20.0% 3,400 30.0% 8,600 40.00% 17,100 50.0% 37,700 75.0% 37701+ United States ProShares VIX ST 30.0% 38,000 40.0% 75,000 50.00% 188,000 60.0% 0 0.0% 1+ United States Prospect Capital Corporation 5.0% 13,000 7.5% 65,000 10.00% 129,000 20.0% 646,000 50.0% 646001+ United States Prothena Corp PLC 15.0% 5,700 20.0% 15,100 30.00% 30,300 45.0% 75,700 75.0% 75701+ United States Proto Labs Inc 7.5% 2,400 10.0% 4,800 20.00% 9,500 30.0% 47,700 50.0% 47701+ United States Provident Financial Services Inc 10.0% 3,400 20.0% 6,800 30.00% 13,600 40.0% 67,900 50.0% 67901+ United States Prudential Financial 5.0% 13,000 7.5% 67,000 10.00% 135,000 20.0% 371,000 50.0% 371001+ United States PTC Inc 5.0% 4,200 7.5% 21,200 10.00% 42,400 20.0% 211,900 50.0% 211901+ United States Public Service Enterprise Group 5.0% 18,000 7.5% 89,000 10.00% 178,000 20.0% 719,000 50.0% 719001+ United States Public Storage 5.0% 3,200 7.5% 16,200 10.00% 32,400 20.0% 156,000 50.0% 156001+ United States PulteGroup Inc 7.5% 52,000 10.0% 104,000 20.00% 208,000 30.0% 1,042,000 50.0% 1042001+ United States Puma Biotechnology 15.0% 2,400 20.0% 6,500 30.00% 12,900 45.0% 32,300 75.0% 32301+ United States PVH Corp 5.0% 3,200 7.5% 16,200 10.00% 32,500 20.0% 162,500 50.0% 162501+ United States Pwrshs DB US $ Idx Bullish Fd 10.0% 12,000 20.0% 25,000 30.00% 49,000 40.0% 247,000 50.0% 247001+ United States QEP Resources Inc 7.5% 39,000 10.0% 79,000 20.00% 157,000 30.0% 786,000 50.0% 786001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 59 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Qihoo 360 Technology 10.0% 22,000 20.0% 44,000 30.00% 88,000 40.0% 441,000 50.0% 441001+ United States QIWI plc ADR 15.0% 9,300 20.0% 24,900 30.00% 49,800 45.0% 124,600 75.0% 124601+ United States Qlik Technologies 7.5% 19,000 10.0% 38,000 20.00% 77,000 30.0% 383,000 50.0% 383001+ United States QLogic Corp 10.0% 15,000 20.0% 29,000 30.00% 58,000 40.0% 290,000 50.0% 290001+ United States Qorvo Inc 7.5% 20,000 10.0% 40,000 20.00% 80,000 30.0% 401,000 50.0% 401001+ United States Qualcomm 5.0% 44,000 7.5% 109,000 10.00% 218,000 20.0% 436,000 50.0% 436001+ United States Quality Systems 10.0% 5,900 20.0% 11,800 30.00% 23,700 40.0% 118,300 50.0% 118301+ United States Qualys Inc 7.5% 4,800 10.0% 9,600 20.00% 19,200 30.0% 96,000 50.0% 96001+ United States Quanta Services 5.0% 9,700 7.5% 48,700 10.00% 97,400 20.0% 486,900 50.0% 486901+ United States Quest Diagnostics 5.0% 6,500 7.5% 32,700 10.00% 65,400 20.0% 327,200 50.0% 327201+ United States Questar Corp 5.0% 5,400 7.5% 26,800 10.00% 53,500 20.0% 267,600 50.0% 267601+ United States Quicksilver Inc 35.0% 88,000 45.0% 176,000 55.00% 353,000 65.0% 441,000 75.0% 441001+ United States Quicksilver Resources Inc 90.0% 480,000 100.0% ------United States Quintiles Transnational Holdings 5.0% 2,300 7.5% 11,600 10.00% 23,300 20.0% 116,500 50.0% 116501+ United States Rackspace Hosting Inc 7.5% 14,000 10.0% 27,000 20.00% 55,000 30.0% 273,000 50.0% 273001+ United States Radisys Corp 50.0% 3,600 75.0% 7,300 90.00% 14,600 100.0% 14600+ - - United States Radius Health 20.0% 10,000 30.0% 26,000 40.00% 52,000 50.0% 115,000 75.0% 115001+ United States Rambus 10.0% 8,300 20.0% 16,600 30.00% 33,200 40.0% 166,100 50.0% 166101+ United States Randgold Resources Limited 5.0% 6,400 7.5% 31,900 10.00% 63,700 20.0% 318,700 50.0% 318701+ United States Range Resources 7.5% 29,000 10.0% 57,000 20.00% 114,000 30.0% 495,000 50.0% 495001+ United States Raymond James 5.0% 2,800 7.5% 14,100 10.00% 28,200 20.0% 140,900 50.0% 140901+ United States Rayonier 5.0% 4,900 7.5% 24,400 10.00% 48,800 20.0% 244,100 50.0% 244101+ United States Raytheon Co 5.0% 8,000 7.5% 39,800 10.00% 79,700 20.0% 274,300 50.0% 274301+ United States RBS Group (USD) 5.0% 2,300 7.5% 11,700 10.00% 23,500 20.0% 117,300 50.0% 117301+ United States Realogy Holdings Corp 5.0% 4,800 7.5% 24,200 10.00% 48,300 20.0% 241,600 50.0% 241601+ United States Realty Income Corp 5.0% 9,800 7.5% 48,800 10.00% 97,500 20.0% 487,500 50.0% 487501+ United States Receptos Inc 15.0% 9,000 20.0% 31,000 30.00% 61,900 45.0% 154,800 75.0% 154801+ United States Red Hat 5.0% 6,400 7.5% 32,200 10.00% 64,500 20.0% 322,400 50.0% 322401+ United States Red Lion Hotels 50.0% 900 75.0% 1,700 90.00% 3,500 100.0% 3500+ - - United States Rediff.com India 80.0% 5,000 100.0% ------United States Regal Beloit Corp 5.0% 2,300 7.5% 11,600 10.00% 23,300 20.0% 116,400 50.0% 116401+ United States Regal Entertainment Group 5.0% 4,700 7.5% 23,400 10.00% 46,700 20.0% 233,700 50.0% 233701+ United States Regeneron Pharmaceuticals Inc 7.5% 4,800 10.0% 15,900 20.00% 31,800 30.0% 63,600 50.0% 63601+ United States Regions Financial Corp 5.0% 68,000 7.5% 339,000 10.00% 677,000 20.0% 3,091,000 50.0% 3091001+ United States Regis Corp 10.0% 4,700 20.0% 9,400 30.00% 18,900 40.0% 94,400 50.0% 94401+ United States Reliance Steel & Aluminum 5.0% 3,100 7.5% 15,600 10.00% 31,100 20.0% 155,700 50.0% 155701+ United States Renaissance Hldgs 5.0% 1,400 7.5% 7,100 10.00% 14,200 20.0% 71,100 50.0% 71101+ United States ReneSola Ltd ADR 50.0% 31,000 75.0% 62,000 90.00% 123,000 100.0% 123000+ - - United States Renewable Energy Group 20.0% 11,000 30.0% 28,000 40.00% 56,000 50.0% 124,000 75.0% 124001+ United States Renren Inc 20.0% 11,000 30.0% 29,000 40.00% 57,000 50.0% 126,000 75.0% 126001+ United States Republic SVCS 5.0% 7,400 7.5% 36,900 10.00% 73,800 20.0% 0 0.0% 1+ United States Resolute Forest Products Inc 7.5% 3,400 10.0% 6,800 20.00% 13,600 30.0% 68,100 50.0% 68101+ United States Restaurant Brands International Inc 5.0% 3,100 7.5% 15,300 10.00% 30,700 20.0% 153,300 50.0% 153301+ United States Restoration Hardware Holdings Inc 7.5% 5,600 10.0% 11,100 20.00% 22,300 30.0% 111,400 50.0% 111401+ United States RetailMeNot Inc 10.0% 12,000 20.0% 23,000 30.00% 47,000 40.0% 233,000 50.0% 233001+ United States Rexnord Corp 7.5% 6,000 10.0% 11,900 20.00% 23,800 30.0% 119,000 50.0% 119001+ United States Reynolds American 5.0% 11,000 7.5% 53,000 10.00% 106,000 20.0% 396,000 50.0% 396001+ United States Rigel Pharmaceuticals 35.0% 42,000 45.0% 84,000 55.00% 168,000 65.0% 211,000 75.0% 211001+ United States Rio Tinto (USD) 5.0% 11,000 7.5% 55,000 10.00% 109,000 20.0% 546,000 50.0% 546001+ United States Rite Aid Corp 7.5% 180,000 10.0% 360,000 20.00% 720,000 30.0% 3,600,000 50.0% 3600001+ United States Robert Half International 5.0% 4,600 7.5% 22,900 10.00% 45,700 20.0% 228,600 50.0% 228601+ United States Rocket Fuel 20.0% 15,000 30.0% 38,000 40.00% 76,000 50.0% 168,000 75.0% 168001+ United States Rockwell Automation Inc 5.0% 4,200 7.5% 21,100 10.00% 42,200 20.0% 211,200 50.0% 211201+ United States Rockwell Coll 5.0% 4,300 7.5% 21,300 10.00% 42,600 20.0% 213,200 50.0% 213201+ United States Rogers Communciations Inc 5.0% 1,600 7.5% 7,900 10.00% 15,700 20.0% 78,600 50.0% 78601+ United States Rogers Intl Index (Svensk Exportkredit AB) 20.0% 5,800 30.0% 14,500 40.00% 29,100 50.0% 63,900 75.0% 63901+ United States Roper Technologies Inc 5.0% 1,800 7.5% 8,800 10.00% 17,600 20.0% 88,200 50.0% 88201+ United States Ross Stores 5.0% 9,300 7.5% 46,700 10.00% 93,500 20.0% 289,500 50.0% 289501+ United States Rowan Companies 7.5% 29,000 10.0% 57,000 20.00% 114,000 30.0% 570,000 50.0% 570001+ United States Royal Carribean 5.0% 7,800 7.5% 38,900 10.00% 77,800 20.0% 388,900 50.0% 388901+ United States Royal Dutch Shell A (ADR) 5.0% 17,000 7.5% 83,000 10.00% 167,000 20.0% 482,000 50.0% 482001+ United States Royal Gold 7.5% 16,000 10.0% 31,000 20.00% 63,000 30.0% 313,000 50.0% 313001+ United States RPC Inc 7.5% 18,000 10.0% 36,000 20.00% 72,000 30.0% 358,000 50.0% 358001+ United States RR Donnelley and Sons 5.0% 10,000 7.5% 52,000 10.00% 103,000 20.0% 516,000 50.0% 516001+ United States Rubicon Minerals Corp 35.0% 26,000 45.0% 53,000 55.00% 106,000 65.0% 132,000 75.0% 132001+ United States Rubicon Project 20.0% 4,000 30.0% 9,900 40.00% 19,800 50.0% 0 0.0% 1+ United States Ruckus Wireless 10.0% 13,000 20.0% 27,000 30.00% 54,000 40.0% 268,000 50.0% 268001+ United States Rush Enterprises 10.0% 2,500 20.0% 5,000 30.00% 10,000 40.0% 49,800 50.0% 49801+ United States Ryanair Holdings (USD) 5.0% 1,600 7.5% 7,900 10.00% 15,800 20.0% 79,100 50.0% 79101+ United States Ryder System 5.0% 2,300 7.5% 11,700 10.00% 23,400 20.0% 117,000 50.0% 117001+ United States Rydex S&P Equal Weight 5.0% 3,400 7.5% 16,900 10.00% 33,800 20.0% 169,200 50.0% 169201+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 60 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Ryland Group 7.5% 14,000 10.0% 28,000 20.00% 56,000 30.0% 281,000 50.0% 281001+ United States Ryman Hospitality Properties 5.0% 1,900 7.5% 9,500 10.00% 19,000 20.0% 94,900 50.0% 94901+ United States SABESP ADR 7.5% 28,000 10.0% 56,000 20.00% 113,000 30.0% 564,000 50.0% 564001+ United States Sabine Oil and Gas Corp 90.0% 340,000 100.0% ------United States Sabra Health Care REIT Inc 7.5% 10,000 10.0% 20,000 20.00% 41,000 30.0% 205,000 50.0% 205001+ United States Sabre Corp 7.5% 7,900 10.0% 15,800 20.00% 31,500 30.0% 157,600 50.0% 157601+ United States Saia Inc 10.0% 3,800 20.0% 7,700 30.00% 15,300 40.0% 76,500 50.0% 76501+ United States Salesforce.com 7.5% 33,000 10.0% 87,000 20.00% 174,000 30.0% 444,000 50.0% 444001+ United States Sallie Mae 5.0% 18,000 7.5% 90,000 10.00% 180,000 20.0% 900,000 50.0% 900001+ United States Sanchez Energy Corp 15.0% 41,000 20.0% 108,000 30.00% 217,000 45.0% 542,000 75.0% 542001+ United States Sanderson Farms 7.5% 7,900 10.0% 15,800 20.00% 31,700 30.0% 158,300 50.0% 158301+ United States Sandisk Corp 5.0% 22,000 7.5% 110,000 10.00% 220,000 20.0% 439,000 50.0% 439001+ United States Sandridge Energy Inc 15.0% 150,000 20.0% 400,000 30.00% 810,000 45.0% 2,020,000 75.0% 2020001+ United States Sandstorm Gold 35.0% 310,000 45.0% 610,000 55.00% 1,220,000 65.0% 1,530,000 75.0% 1530001+ United States Sanmina Corp 10.0% 9,500 20.0% 18,900 30.00% 47,400 40.0% 78,900 50.0% 78901+ United States Sanofi SA 5.0% 5,200 7.5% 26,200 10.00% 52,300 20.0% 261,500 50.0% 261501+ United States Santander Consumer USA Holdings Inc 15.0% 21,000 20.0% 57,000 30.00% 114,000 45.0% 285,000 75.0% 285001+ United States SAP AG ADR (USD) 5.0% 4,300 7.5% 21,300 10.00% 42,600 20.0% 213,100 50.0% 213101+ United States Sarepta Therapeutics 20.0% 26,000 30.0% 65,000 40.00% 131,000 50.0% 287,000 75.0% 287001+ United States Sasol Ltd - Sponsored ADR 5.0% 2,600 7.5% 13,000 10.00% 25,900 20.0% 129,700 50.0% 129701+ United States Sba Communications 5.0% 7,000 7.5% 34,900 10.00% 69,700 20.0% 245,100 50.0% 245101+ United States Schlumberger 5.0% 33,000 7.5% 82,000 10.00% 163,000 20.0% 326,000 50.0% 326001+ United States Schnitzer Steel 20.0% 11,000 30.0% 29,000 40.00% 57,000 50.0% 126,000 75.0% 126001+ United States Schweitzer-Mauduit International Inc 10.0% 2,000 20.0% 4,100 30.00% 8,200 40.0% 40,900 50.0% 40901+ United States Scorpio Tankers Inc 10.0% 17,000 20.0% 35,000 30.00% 70,000 40.0% 348,000 50.0% 348001+ United States Scripps Networks Interactive 5.0% 3,700 7.5% 18,500 10.00% 37,000 20.0% 184,800 50.0% 184801+ United States Seadrill Ltd (USD) 7.5% 100,000 10.0% 200,000 20.00% 410,000 30.0% 2,030,000 50.0% 2030001+ United States Seagate Technology 5.0% 19,000 7.5% 96,000 10.00% 192,000 20.0% 517,000 50.0% 517001+ United States Sealed Air Corp 5.0% 9,700 7.5% 48,300 10.00% 96,600 20.0% 483,100 50.0% 483101+ United States Sears Holdings 10.0% 16,000 20.0% 32,000 30.00% 64,000 40.0% 322,000 50.0% 322001+ United States Sears Hometown and Outlet Stores 35.0% 6,300 45.0% 12,600 55.00% 25,200 65.0% 31,500 75.0% 31501+ United States Seaspan Corp 7.5% 2,700 10.0% 5,500 20.00% 11,000 30.0% 54,800 50.0% 54801+ United States Seattle Genetics Inc 10.0% 18,000 20.0% 37,000 30.00% 74,000 40.0% 369,000 50.0% 369001+ United States SEI Investments Co 5.0% 4,200 7.5% 20,900 10.00% 41,800 20.0% 209,200 50.0% 209201+ United States Select Comfort Corp 7.5% 11,000 10.0% 22,000 20.00% 44,000 30.0% 219,000 50.0% 219001+ United States Select Medical Holdings Corp 7.5% 11,000 10.0% 23,000 20.00% 46,000 30.0% 229,000 50.0% 229001+ United States Semiconductor Manufacturing International Corp 5.0% 300 7.5% 1,500 10.00% 3,100 20.0% 15,400 50.0% 15401+ United States Sempra Energy 5.0% 5,000 7.5% 24,800 10.00% 49,600 20.0% 247,900 50.0% 247901+ United States Semtech Corp 7.5% 7,700 10.0% 15,500 20.00% 30,900 30.0% 154,600 50.0% 154601+ United States ServiceNow Inc 10.0% 9,800 20.0% 19,500 30.00% 39,100 40.0% 195,400 50.0% 195401+ United States ServiceSource International Inc 35.0% 51,000 45.0% 101,000 55.00% 203,000 65.0% 254,000 75.0% 254001+ United States Seventy Seven Energy Inc 35.0% 45,000 45.0% 89,000 55.00% 178,000 65.0% 223,000 75.0% 223001+ United States Shake Shack Inc 7.5% 2,600 10.0% 5,200 20.00% 10,300 30.0% 51,600 50.0% 51601+ United States Shanda Games Limited 10.0% 5,300 20.0% 10,700 30.00% 21,300 40.0% 106,700 50.0% 106701+ United States Sherwin Williams 5.0% 2,300 7.5% 11,700 10.00% 23,400 20.0% 106,800 50.0% 106801+ United States Shinhan Financial Group ADR 5.0% 300 7.5% 1,400 10.00% 2,900 20.0% 14,300 50.0% 14301+ United States Sibanye Gold Ltd 10.0% 11,000 20.0% 22,000 30.00% 43,000 40.0% 215,000 50.0% 215001+ United States Sierra Wireless Inc 10.0% 10,000 20.0% 20,000 30.00% 41,000 40.0% 203,000 50.0% 203001+ United States Sify Technologies Ltd 25.0% 1,000 30.0% 1,900 45.00% 4,900 60.0% 8,100 75.0% 8101+ United States Sigma-Aldrich Corp 5.0% 4,600 7.5% 23,100 10.00% 46,100 20.0% 216,500 50.0% 216501+ United States Signet Jewelers Ltd (US) 5.0% 2,500 7.5% 12,600 10.00% 25,300 20.0% 126,400 50.0% 126401+ United States Silgan Holdings 5.0% 1,600 7.5% 7,800 10.00% 15,700 20.0% 78,400 50.0% 78401+ United States Silicon Laboratories 7.5% 5,400 10.0% 10,700 20.00% 21,400 30.0% 107,000 50.0% 107001+ United States Siliconware Precision 5.0% 4,100 7.5% 20,600 10.00% 41,200 20.0% 206,000 50.0% 206001+ United States Silver Standard Resources 20.0% 65,000 30.0% 162,000 40.00% 323,000 50.0% 711,000 75.0% 711001+ United States Silver Wheaton Corp 7.5% 52,000 10.0% 105,000 20.00% 209,000 30.0% 1,047,000 50.0% 1047001+ United States Silvercorp Metals 35.0% 54,000 45.0% 108,000 55.00% 216,000 65.0% 270,000 75.0% 270001+ United States Simon Property Group 5.0% 7,000 7.5% 35,200 10.00% 70,400 20.0% 159,100 50.0% 159101+ United States Simpson Manufacturing Co Inc 7.5% 2,600 10.0% 5,100 20.00% 10,300 30.0% 51,500 50.0% 51501+ United States Sina Corp 7.5% 17,000 10.0% 35,000 20.00% 70,000 30.0% 349,000 50.0% 349001+ United States Sinclair Broadcast Group Inc 10.0% 14,000 20.0% 27,000 30.00% 54,000 40.0% 271,000 50.0% 271001+ United States Sinopec ADR (China Petroleum) 5.0% 700 7.5% 3,700 10.00% 7,400 20.0% 37,000 50.0% 37001+ United States Sirius XM Holdings Inc 5.0% 91,000 7.5% 453,000 10.00% 905,000 20.0% 4,525,000 50.0% 4525001+ United States Sirona Dental Systems 5.0% 2,400 7.5% 12,100 10.00% 24,300 20.0% 121,300 50.0% 121301+ United States Six Flags Entertainment Corp 5.0% 2,400 7.5% 12,000 10.00% 24,000 20.0% 119,800 50.0% 119801+ United States Skechers USA Inc 10.0% 7,900 20.0% 15,800 30.00% 31,600 40.0% 158,200 50.0% 158201+ United States Skullcandy Inc 35.0% 19,000 45.0% 39,000 55.00% 77,000 65.0% 97,000 75.0% 97001+ United States Skyworks Solutions 5.0% 20,000 7.5% 78,000 10.00% 155,000 20.0% 311,000 50.0% 311001+ United States SL Green Reality 5.0% 3,100 7.5% 15,300 10.00% 30,700 20.0% 153,300 50.0% 153301+ United States Smith & Wesson Holding Corp 20.0% 31,000 30.0% 77,000 40.00% 155,000 50.0% 340,000 75.0% 340001+ United States Smith (A.O) Corp 5.0% 2,000 7.5% 9,800 10.00% 19,600 20.0% 98,000 50.0% 98001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 61 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Snap-On 5.0% 1,400 7.5% 6,800 10.00% 13,500 20.0% 67,700 50.0% 67701+ United States Sociedad De Chile Sc 7.5% 4,200 10.0% 8,300 20.00% 16,600 30.0% 83,000 50.0% 83001+ United States Sodastream International Ltd 20.0% 16,000 30.0% 41,000 40.00% 82,000 50.0% 181,000 75.0% 181001+ United States Sohu.com Inc 7.5% 4,700 10.0% 9,300 20.00% 18,600 30.0% 93,000 50.0% 93001+ United States Solar Capital Ltd 10.0% 2,700 20.0% 5,400 30.00% 10,800 40.0% 53,800 50.0% 53801+ United States Solarcity Corp 15.0% 25,000 20.0% 127,000 30.00% 255,000 45.0% 509,000 75.0% 509001+ United States SolarWinds Inc 5.0% 2,200 7.5% 11,200 10.00% 22,400 20.0% 112,100 50.0% 112101+ United States Solazyme Inc 35.0% 89,000 45.0% 177,000 55.00% 354,000 65.0% 443,000 75.0% 443001+ United States Sonic Automotive Inc 10.0% 2,700 20.0% 5,400 30.00% 10,700 40.0% 53,600 50.0% 53601+ United States Sonic Corp 7.5% 12,000 10.0% 24,000 20.00% 49,000 30.0% 243,000 50.0% 243001+ United States Sony Corp 5.0% 8,200 7.5% 41,200 10.00% 82,500 20.0% 412,300 50.0% 412301+ United States Sotheby's 7.5% 7,700 10.0% 15,300 20.00% 30,700 30.0% 153,500 50.0% 153501+ United States Soufun Holdings 15.0% 73,000 20.0% 195,000 30.00% 390,000 45.0% 976,000 75.0% 976001+ United States South32 (USD) 10.0% 0 0.0% 0 0.00% 0 0.0% 0 0.0% 1+ United States Southern Company 5.0% 29,000 7.5% 145,000 10.00% 290,000 20.0% 676,000 50.0% 676001+ United States Southern Copper Corp (USA) 5.0% 8,200 7.5% 40,900 10.00% 81,700 20.0% 408,700 50.0% 408701+ United States Southwest Airlines 5.0% 35,000 7.5% 175,000 10.00% 351,000 20.0% 702,000 50.0% 702001+ United States Southwest Gas Corp 7.5% 2,800 10.0% 5,600 20.00% 11,200 30.0% 56,000 50.0% 56001+ United States Southwestern Energy 5.0% 29,000 7.5% 147,000 10.00% 294,000 20.0% 1,138,000 50.0% 1138001+ United States SPDR Barc Cap High Yield Bond 5.0% 20,000 7.5% 98,000 10.00% 195,000 20.0% 761,000 50.0% 761001+ United States SPDR Barclays Short Term High Yield Bond ETF 5.0% 1,900 7.5% 9,600 10.00% 19,200 20.0% 96,200 50.0% 96201+ United States SPDR DJIA Trust 5.0% 17,000 7.5% 42,000 10.00% 84,000 20.0% 167,000 50.0% 167001+ United States SPDR Gold Trust (US) 5.0% 26,000 7.5% 66,000 10.00% 132,000 20.0% 264,000 50.0% 264001+ United States SPDR KBW Bank Index ETF 7.5% 17,000 10.0% 35,000 20.00% 70,000 30.0% 350,000 50.0% 350001+ United States SPDR S&P 500 ETF 5.0% 14,000 7.5% 36,000 10.00% 71,000 20.0% 143,000 50.0% 143001+ United States SPDR S&P China ETF 10.0% 1,300 20.0% 2,600 30.00% 5,200 40.0% 26,100 50.0% 26101+ United States SPDR S&P Homebuilders 7.5% 47,000 10.0% 94,000 20.00% 188,000 30.0% 837,000 50.0% 837001+ United States SPDR S&P Metals & Mining 35.0% 56,000 45.0% 278,000 55.00% 643,000 65.0% 803,000 75.0% 803001+ United States SPDR S&P Oil & Gas Equipment & Services ETF 35.0% 15,000 45.0% 31,000 55.00% 61,000 65.0% 76,000 75.0% 76001+ United States SPDR S&P Oil & Gas Exp & PR 7.5% 43,000 10.0% 142,000 20.00% 284,000 30.0% 568,000 50.0% 568001+ United States SPDR S&P Pharmaceuticals ETF 10.0% 1,000 20.0% 2,000 30.00% 3,900 40.0% 19,600 50.0% 19601+ United States SPDR S&P Retail ETF 10.0% 19,000 20.0% 39,000 30.00% 78,000 40.0% 300,000 50.0% 300001+ United States SPDR S&P Russia ETF 90.0% 3,800 100.0% ------United States SPDR SP Dividend 5.0% 2,400 7.5% 12,100 10.00% 24,200 20.0% 120,800 50.0% 120801+ United States Spectra Energy Corp 5.0% 18,000 7.5% 91,000 10.00% 181,000 20.0% 796,000 50.0% 796001+ United States Spectranetics 7.5% 5,400 10.0% 10,800 20.00% 21,500 30.0% 107,500 50.0% 107501+ United States Spectrum Brands Holdings 5.0% 1,200 7.5% 5,900 10.00% 11,800 20.0% 58,900 50.0% 58901+ United States Spirit Aerosystems 5.0% 4,700 7.5% 23,400 10.00% 46,800 20.0% 233,900 50.0% 233901+ United States Spirit Airlines 7.5% 16,000 10.0% 32,000 20.00% 65,000 30.0% 323,000 50.0% 323001+ United States Spirit Realty Capital Inc 5.0% 19,000 7.5% 97,000 10.00% 194,000 20.0% 971,000 50.0% 971001+ United States Splunk 10.0% 29,000 20.0% 62,000 30.00% 124,000 40.0% 456,000 50.0% 456001+ United States Sprint Corporation 10.0% 130,000 20.0% 250,000 30.00% 500,000 40.0% 2,500,000 50.0% 2500001+ United States Sprott Physical Gold Trust 15.0% 38,000 20.0% 100,000 30.00% 200,000 45.0% 500,000 75.0% 500001+ United States Sprouts Farmers Market Inc 5.0% 5,800 7.5% 28,800 10.00% 57,500 20.0% 287,700 50.0% 287701+ United States SPX Corp 5.0% 1,700 7.5% 8,300 10.00% 16,600 20.0% 83,100 50.0% 83101+ United States St Jude Medical 5.0% 9,900 7.5% 49,300 10.00% 98,600 20.0% 409,000 50.0% 409001+ United States StanCorp Financial Group 7.5% 2,600 10.0% 5,300 20.00% 10,500 30.0% 52,600 50.0% 52601+ United States Standard Pacific 7.5% 33,000 10.0% 66,000 20.00% 133,000 30.0% 663,000 50.0% 663001+ United States Stanley Black & Decker Inc 5.0% 6,200 7.5% 31,200 10.00% 62,400 20.0% 306,600 50.0% 306601+ United States Staples 5.0% 50,000 7.5% 250,000 10.00% 500,000 20.0% 1,882,000 50.0% 1882001+ United States Starbucks Corp 5.0% 27,000 7.5% 136,000 10.00% 271,000 20.0% 622,000 50.0% 622001+ United States Starwood Hotels 5.0% 9,300 7.5% 46,600 10.00% 93,100 20.0% 360,200 50.0% 360201+ United States Starz 5.0% 3,500 7.5% 17,400 10.00% 34,900 20.0% 174,400 50.0% 174401+ United States State Street Corp 5.0% 11,000 7.5% 54,000 10.00% 107,000 20.0% 386,000 50.0% 386001+ United States Statoil ASA (ADR) 5.0% 15,000 7.5% 74,000 10.00% 148,000 20.0% 742,000 50.0% 742001+ United States Steel Dynamics 5.0% 21,000 7.5% 103,000 10.00% 207,000 20.0% 1,034,000 50.0% 1034001+ United States Stepan Co 10.0% 1,300 20.0% 2,600 30.00% 5,200 40.0% 26,000 50.0% 26001+ United States Stericycle 5.0% 3,200 7.5% 16,100 10.00% 32,300 20.0% 161,300 50.0% 161301+ United States Steris Corporation 5.0% 2,000 7.5% 10,100 10.00% 20,200 20.0% 100,900 50.0% 100901+ United States Steven Madden 7.5% 8,600 10.0% 17,200 20.00% 34,300 30.0% 171,700 50.0% 171701+ United States Stillwater Mining 7.5% 19,000 10.0% 39,000 20.00% 78,000 30.0% 389,000 50.0% 389001+ United States STMicroelectronics ADR 5.0% 4,800 7.5% 24,000 10.00% 47,900 20.0% 239,600 50.0% 239601+ United States Stratasys Ltd 10.0% 15,000 20.0% 31,000 30.00% 62,000 40.0% 309,000 50.0% 309001+ United States Strategic Hotels & Resorts Inc 5.0% 17,000 7.5% 84,000 10.00% 168,000 20.0% 839,000 50.0% 839001+ United States Strayer Education 20.0% 3,500 30.0% 8,800 40.00% 17,500 50.0% 38,600 75.0% 38601+ United States Stryker Corp 5.0% 7,300 7.5% 36,600 10.00% 73,100 20.0% 311,800 50.0% 311801+ United States Sumitomo Mitsui-Spons ADR 5.0% 8,400 7.5% 42,100 10.00% 84,200 20.0% 420,900 50.0% 420901+ United States Sun Life Financial Inc 5.0% 1,400 7.5% 7,200 10.00% 14,400 20.0% 72,100 50.0% 72101+ United States SunCoke Energy Inc 10.0% 5,800 20.0% 11,600 30.00% 23,100 40.0% 115,700 50.0% 115701+ United States Suncor Energy Inc (USD) 5.0% 19,000 7.5% 93,000 10.00% 185,000 20.0% 917,000 50.0% 917001+ United States SunEdison Inc 10.0% 69,000 20.0% 157,000 30.00% 313,000 40.0% 1,104,000 50.0% 1104001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 62 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States SunEdison Semiconductor 10.0% 1,000 20.0% 2,000 30.00% 4,000 40.0% 19,800 50.0% 19801+ United States SunPower Corporation 10.0% 31,000 20.0% 61,000 30.00% 122,000 40.0% 611,000 50.0% 611001+ United States Sunstone Hotel Investors 5.0% 9,400 7.5% 47,200 10.00% 94,400 20.0% 471,800 50.0% 471801+ United States Suntech Power ADR 90.0% 97,000 100.0% ------United States Suntrust Banks 5.0% 18,000 7.5% 91,000 10.00% 182,000 20.0% 726,000 50.0% 726001+ United States Super Micro Computer Inc 7.5% 7,200 10.0% 14,300 20.00% 28,700 30.0% 143,400 50.0% 143401+ United States Supervalu 7.5% 31,000 10.0% 62,000 20.00% 124,000 30.0% 619,000 50.0% 619001+ United States SVB Financial Group 5.0% 2,900 7.5% 14,300 10.00% 28,600 20.0% 142,900 50.0% 142901+ United States Swift Energy Co 50.0% 130,000 75.0% 270,000 90.00% 530,000 100.0% 530000+ - - United States Swift Transportation Company 7.5% 17,000 10.0% 35,000 20.00% 70,000 30.0% 349,000 50.0% 349001+ United States Symantec Corp 5.0% 25,000 7.5% 126,000 10.00% 251,000 20.0% 1,235,000 50.0% 1235001+ United States Synaptics 7.5% 15,000 10.0% 29,000 20.00% 58,000 30.0% 292,000 50.0% 292001+ United States Synchronoss Technologies Inc 7.5% 8,400 10.0% 16,800 20.00% 33,600 30.0% 168,100 50.0% 168101+ United States Syngenta AG ADR (USD) 5.0% 1,000 7.5% 4,800 10.00% 9,600 20.0% 47,900 50.0% 47901+ United States Synopsys 5.0% 4,500 7.5% 22,400 10.00% 44,800 20.0% 224,000 50.0% 224001+ United States Synovus Financial Corp 5.0% 4,900 7.5% 24,700 10.00% 49,500 20.0% 247,500 50.0% 247501+ United States Syntel Inc 5.0% 1,000 7.5% 4,900 10.00% 9,700 20.0% 48,600 50.0% 48601+ United States Sysco Corp 5.0% 18,000 7.5% 88,000 10.00% 175,000 20.0% 800,000 50.0% 800001+ United States T Rowe Price Gp 5.0% 9,800 7.5% 48,900 10.00% 97,800 20.0% 364,200 50.0% 364201+ United States Tableau Software Inc 10.0% 8,100 20.0% 16,300 30.00% 32,600 40.0% 162,800 50.0% 162801+ United States Taiwan Semiconductor Mfg ADR 5.0% 46,000 7.5% 229,000 10.00% 457,000 20.0% 1,262,000 50.0% 1262001+ United States Take-Two Interactive Software Inc 7.5% 23,000 10.0% 46,000 20.00% 92,000 30.0% 462,000 50.0% 462001+ United States TAL Education Group - ADR 7.5% 2,700 10.0% 5,400 20.00% 10,800 30.0% 54,000 50.0% 54001+ United States TAL International Group Inc 10.0% 2,600 20.0% 5,200 30.00% 10,300 40.0% 51,700 50.0% 51701+ United States Tanger Factory 5.0% 4,000 7.5% 20,000 10.00% 40,000 20.0% 200,200 50.0% 200201+ United States Targa Resources Corp 7.5% 4,800 10.0% 9,700 20.00% 19,300 30.0% 96,500 50.0% 96501+ United States Targa Resources Partners LP 10.0% 6,200 20.0% 12,400 30.00% 24,800 40.0% 124,000 50.0% 124001+ United States Target Corp. 5.0% 20,000 7.5% 92,000 10.00% 185,000 20.0% 370,000 50.0% 370001+ United States TASER International 10.0% 22,000 20.0% 45,000 30.00% 89,000 40.0% 446,000 50.0% 446001+ United States Tata Motors Ltd ADR 5.0% 5,600 7.5% 28,000 10.00% 56,000 20.0% 280,100 50.0% 280101+ United States Taylor Morrison Home Corp 10.0% 3,400 20.0% 6,900 30.00% 13,700 40.0% 68,700 50.0% 68701+ United States TCF Financial Corp 7.5% 14,000 10.0% 28,000 20.00% 56,000 30.0% 281,000 50.0% 281001+ United States TD Ameritrade Holding Corp 5.0% 9,400 7.5% 47,000 10.00% 93,900 20.0% 469,600 50.0% 469601+ United States TE Connectivity Ltd 5.0% 8,200 7.5% 40,900 10.00% 81,800 20.0% 408,800 50.0% 408801+ United States Team Health Holdings Inc 15.0% 6,500 20.0% 17,400 30.00% 34,900 45.0% 87,200 75.0% 87201+ United States Tech Data Corp 7.5% 4,800 10.0% 9,700 20.00% 19,400 30.0% 96,900 50.0% 96901+ United States Technology Select Sector SPDR 5.0% 39,000 7.5% 177,000 10.00% 353,000 20.0% 706,000 50.0% 706001+ United States Teck Resources Ltd 7.5% 37,000 10.0% 74,000 20.00% 148,000 30.0% 738,000 50.0% 738001+ United States Teco Energy 5.0% 11,000 7.5% 54,000 10.00% 109,000 20.0% 543,000 50.0% 543001+ United States Teekay Corporation 5.0% 2,000 7.5% 9,800 10.00% 19,700 20.0% 98,400 50.0% 98401+ United States Teekay LNG Partners 7.5% 2,000 10.0% 4,000 20.00% 8,100 30.0% 40,400 50.0% 40401+ United States TEGNA Inc 5.0% 8,600 7.5% 42,900 10.00% 85,800 20.0% 429,200 50.0% 429201+ United States Telecom Argentina SA 15.0% 2,200 20.0% 6,000 30.00% 12,000 45.0% 29,900 75.0% 29901+ United States Telecomunicacoes de S.P ADR 5.0% 9,400 7.5% 46,900 10.00% 93,700 20.0% 468,500 50.0% 468501+ United States Teledyne Technologies 5.0% 1,200 7.5% 5,800 10.00% 11,600 20.0% 58,200 50.0% 58201+ United States Telefonica (US) 5.0% 6,400 7.5% 32,200 10.00% 64,300 20.0% 321,600 50.0% 321601+ United States Telekomunik Indonesia 5.0% 700 7.5% 3,400 10.00% 6,800 20.0% 33,900 50.0% 33901+ United States Templeton Emerging Markets Fund (USD) 35.0% 3,400 45.0% 6,700 55.00% 13,400 65.0% 16,800 75.0% 16801+ United States Tempur-Pedic International 7.5% 7,000 10.0% 13,900 20.00% 27,900 30.0% 139,300 50.0% 139301+ United States Tenaris (USD) 5.0% 9,200 7.5% 45,900 10.00% 91,900 20.0% 459,300 50.0% 459301+ United States Tenet Healthcare 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 322,000 50.0% 322001+ United States Tenneco Inc 5.0% 2,300 7.5% 11,600 10.00% 23,100 20.0% 115,600 50.0% 115601+ United States Teradata Corp 5.0% 7,700 7.5% 38,500 10.00% 77,100 20.0% 385,400 50.0% 385401+ United States Teradyne 5.0% 8,300 7.5% 41,500 10.00% 83,100 20.0% 415,300 50.0% 415301+ United States Terex Corp 7.5% 20,000 10.0% 41,000 20.00% 81,000 30.0% 406,000 50.0% 406001+ United States Ternium 7.5% 3,500 10.0% 6,900 20.00% 13,900 30.0% 69,400 50.0% 69401+ United States Terra Nitrogen Company 7.5% 200 10.0% 500 20.00% 900 30.0% 4,700 50.0% 4701+ United States Tesaro 10.0% 4,900 20.0% 9,900 30.00% 19,700 40.0% 98,500 50.0% 98501+ United States Tesco Corporation (US) 20.0% 11,000 30.0% 27,000 40.00% 54,000 50.0% 119,000 75.0% 119001+ United States Tesla Motors 10.0% 11,000 20.0% 44,000 30.00% 88,000 40.0% 176,000 50.0% 176001+ United States Tesoro Corp 7.5% 25,000 10.0% 52,000 20.00% 104,000 30.0% 336,000 50.0% 336001+ United States Tessera Technologies Inc 10.0% 7,800 20.0% 15,500 30.00% 31,100 40.0% 155,400 50.0% 155401+ United States Tetraphase Pharmaceuticals 15.0% 12,000 20.0% 31,000 30.00% 62,000 45.0% 155,000 75.0% 155001+ United States Teucrium Corn ETF 50.0% 6,200 75.0% 12,400 90.00% 24,700 100.0% 24700+ - - United States Teucrium Soybean ETF 90.0% 1,300 100.0% ------United States Teucrium Wheat ETF 90.0% 27,000 100.0% ------United States Teva Pharmaceutical Industries 5.0% 13,000 7.5% 67,000 10.00% 135,000 20.0% 477,000 50.0% 477001+ United States Texas Instruments 5.0% 37,000 7.5% 128,000 10.00% 256,000 20.0% 512,000 50.0% 512001+ United States Texas Roadhouse Inc 7.5% 9,500 10.0% 19,100 20.00% 38,100 30.0% 190,600 50.0% 190601+ United States Textainer Group Holdings Ltd 7.5% 2,400 10.0% 4,700 20.00% 9,400 30.0% 47,200 50.0% 47201+ United States Textron 5.0% 8,400 7.5% 41,900 10.00% 83,900 20.0% 419,300 50.0% 419301+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 63 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States TFS Financial Corp 5.0% 1,900 7.5% 9,300 10.00% 18,700 20.0% 93,500 50.0% 93501+ United States The Boston Beer Company 5.0% 300 7.5% 1,700 10.00% 3,400 20.0% 17,100 50.0% 17101+ United States The Buckle Inc 7.5% 3,200 10.0% 6,400 20.00% 12,800 30.0% 63,900 50.0% 63901+ United States The Carlyle Group 7.5% 7,200 10.0% 14,400 20.00% 28,900 30.0% 144,400 50.0% 144401+ United States The Fresh Market Inc 7.5% 8,700 10.0% 17,500 20.00% 35,000 30.0% 174,800 50.0% 174801+ United States The Hain Celestial Group Inc 5.0% 4,800 7.5% 24,200 10.00% 48,500 20.0% 242,500 50.0% 242501+ United States The Macerich Company 5.0% 5,200 7.5% 25,800 10.00% 51,500 20.0% 257,600 50.0% 257601+ United States The St.Joe Company Common 7.5% 6,600 10.0% 13,200 20.00% 26,400 30.0% 132,000 50.0% 132001+ United States The Travelers Companies 5.0% 12,000 7.5% 58,000 10.00% 115,000 20.0% 295,000 50.0% 295001+ United States The Wendy's Company 5.0% 20,000 7.5% 99,000 10.00% 198,000 20.0% 990,000 50.0% 990001+ United States Theravance Inc 7.5% 11,000 10.0% 23,000 20.00% 46,000 30.0% 230,000 50.0% 230001+ United States Thermo Fisher Scientific 5.0% 7,600 7.5% 37,800 10.00% 75,500 20.0% 230,100 50.0% 230101+ United States Thompson Creek Metals (USD) 35.0% 53,000 45.0% 107,000 55.00% 214,000 65.0% 267,000 75.0% 267001+ United States Thomson Reuters Corp (USD) 5.0% 3,900 7.5% 19,700 10.00% 39,400 20.0% 197,000 50.0% 197001+ United States Tidewater 10.0% 9,200 20.0% 18,400 30.00% 36,800 40.0% 183,900 50.0% 183901+ United States Tiffany and Co 5.0% 4,500 7.5% 22,400 10.00% 44,800 20.0% 223,800 50.0% 223801+ United States TIM Participacoes 7.5% 16,000 10.0% 33,000 20.00% 66,000 30.0% 330,000 50.0% 330001+ United States Time Inc 7.5% 7,600 10.0% 15,200 20.00% 30,400 30.0% 152,100 50.0% 152101+ United States Time Warner 5.0% 17,000 7.5% 87,000 10.00% 173,000 20.0% 356,000 50.0% 356001+ United States Time Warner Cable 5.0% 7,400 7.5% 37,100 10.00% 74,100 20.0% 200,900 50.0% 200901+ United States Timken Co 5.0% 2,900 7.5% 14,300 10.00% 28,600 20.0% 143,100 50.0% 143101+ United States Titan International Inc 20.0% 15,000 30.0% 38,000 40.00% 76,000 50.0% 168,000 75.0% 168001+ United States TJX Companies 5.0% 16,000 7.5% 80,000 10.00% 159,000 20.0% 453,000 50.0% 453001+ United States T-Mobile US 7.5% 41,000 10.0% 83,000 20.00% 166,000 30.0% 829,000 50.0% 829001+ United States Toll Brothers 7.5% 30,000 10.0% 61,000 20.00% 122,000 30.0% 609,000 50.0% 609001+ United States TopBuild Corp 7.5% 41,000 10.0% 81,000 20.00% 163,000 30.0% 815,000 50.0% 815001+ United States Torchmark Corp 5.0% 3,700 7.5% 18,300 10.00% 36,600 20.0% 182,800 50.0% 182801+ United States Toro Co 5.0% 900 7.5% 4,700 10.00% 9,400 20.0% 47,000 50.0% 47001+ United States Total SA ADR 5.0% 5,000 7.5% 25,100 10.00% 50,200 20.0% 250,800 50.0% 250801+ United States Total System Services 10.0% 9,600 20.0% 19,300 30.00% 38,500 40.0% 192,700 50.0% 192701+ United States Towers Watson & Co 5.0% 1,500 7.5% 7,300 10.00% 14,700 20.0% 73,300 50.0% 73301+ United States Toyota Motor Corp (ADR) 5.0% 1,200 7.5% 6,200 10.00% 12,400 20.0% 61,800 50.0% 61801+ United States Tractor Supply 5.0% 7,400 7.5% 37,100 10.00% 74,200 20.0% 331,000 50.0% 331001+ United States Transocean 7.5% 99,000 10.0% 197,000 20.00% 394,000 30.0% 1,786,000 50.0% 1786001+ United States Travelport Worldwide Ltd 10.0% 2,000 20.0% 4,000 30.00% 8,000 40.0% 40,200 50.0% 40201+ United States TreeHouse Foods Inc 5.0% 1,200 7.5% 6,000 10.00% 12,000 20.0% 60,200 50.0% 60201+ United States Trex Co. Inc. 7.5% 2,700 10.0% 5,400 20.00% 10,900 30.0% 54,400 50.0% 54401+ United States TRI Pointe Group Inc 7.5% 22,000 10.0% 43,000 20.00% 87,000 30.0% 434,000 50.0% 434001+ United States Trimble Nav 5.0% 9,300 7.5% 46,700 10.00% 93,500 20.0% 467,300 50.0% 467301+ United States Trina Solar Ltd 15.0% 45,000 20.0% 121,000 30.00% 242,000 45.0% 604,000 75.0% 604001+ United States Trinity Biotech Plc 20.0% 2,300 30.0% 5,800 40.00% 11,600 50.0% 25,600 75.0% 25601+ United States Trinity Industries Inc 7.5% 29,000 10.0% 57,000 20.00% 114,000 30.0% 572,000 50.0% 572001+ United States Trip Advisor 7.5% 27,000 10.0% 61,000 20.00% 123,000 30.0% 364,000 50.0% 364001+ United States Trueblue Inc 10.0% 3,200 20.0% 6,400 30.00% 12,900 40.0% 64,300 50.0% 64301+ United States TTM Technologies 10.0% 7,800 20.0% 15,500 30.00% 31,100 40.0% 155,300 50.0% 155301+ United States Tupperware 5.0% 2,100 7.5% 10,500 10.00% 20,900 20.0% 104,500 50.0% 104501+ United States Turkcell Iletisim Hizmetleri AS 5.0% 1,300 7.5% 6,600 10.00% 13,200 20.0% 66,000 50.0% 66001+ United States Turkish Investment Fund 80.0% 2,100 100.0% ------United States Turquoise Hill Resources Ltd 10.0% 26,000 20.0% 52,000 30.00% 104,000 40.0% 518,000 50.0% 518001+ United States Tutor Perini Corp 20.0% 62,000 30.0% 155,000 40.00% 310,000 50.0% 682,000 75.0% 682001+ United States Twenty-First Century Fox (USD) A 5.0% 65,000 7.5% 221,000 10.00% 442,000 20.0% 884,000 50.0% 884001+ United States Twenty-First Century Fox (USD) B 5.0% 20,000 7.5% 100,000 10.00% 200,000 20.0% 903,000 50.0% 903001+ United States Twitter 10.0% 36,000 20.0% 145,000 30.00% 291,000 40.0% 582,000 50.0% 582001+ United States Tyco International Plc 5.0% 13,000 7.5% 66,000 10.00% 132,000 20.0% 661,000 50.0% 661001+ United States Tyler Technologies Inc 20.0% 3,400 30.0% 8,500 40.00% 17,000 50.0% 37,300 75.0% 37301+ United States Tyson foods 5.0% 16,000 7.5% 81,000 10.00% 161,000 20.0% 788,000 50.0% 788001+ United States U.S Silica Holdings 15.0% 38,000 20.0% 100,000 30.00% 200,000 45.0% 500,000 75.0% 500001+ United States Ubiquiti Networks Inc 10.0% 14,000 20.0% 27,000 30.00% 55,000 40.0% 273,000 50.0% 273001+ United States UBS Group AG (USD) 5.0% 4,900 7.5% 24,500 10.00% 48,900 20.0% 244,700 50.0% 244701+ United States UDR Inc 5.0% 8,800 7.5% 43,900 10.00% 87,900 20.0% 439,400 50.0% 439401+ United States UGI Corp 5.0% 5,900 7.5% 29,400 10.00% 58,800 20.0% 293,900 50.0% 293901+ United States Ulta Salon Cosmetics & Fragrance Inc 7.5% 10,000 10.0% 20,000 20.00% 40,000 30.0% 195,000 50.0% 195001+ United States Ultimate Software Group Inc 5.0% 1,400 7.5% 6,800 10.00% 13,500 20.0% 67,700 50.0% 67701+ United States Ultra Financials ProShares 10.0% 500 20.0% 900 30.00% 1,900 40.0% 9,500 50.0% 9501+ United States Ultra Petroleum 10.0% 21,000 20.0% 42,000 30.00% 84,000 40.0% 422,000 50.0% 422001+ United States Ultra QQQ ProShares 10.0% 12,000 20.0% 30,000 30.00% 59,000 40.0% 200,000 50.0% 200001+ United States Ultra S&P500 ProShares 7.5% 17,000 10.0% 56,000 20.00% 112,000 30.0% 224,000 50.0% 224001+ United States Ultragenyx Pharmaceutical Inc 10.0% 3,900 20.0% 7,800 30.00% 15,600 40.0% 78,100 50.0% 78101+ United States UltraShort Dow30 ProShares 35.0% 27,000 45.0% 55,000 55.00% 110,000 65.0% 137,000 75.0% 137001+ United States UltraShort Financials ProShares 80.0% 6,300 100.0% ------United States UltraShort FTSE - Xinhua China 25 Proshare 80.0% 7,400 100.0% ------* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 64 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Ultrashort QQQ 35.0% 43,000 45.0% 216,000 55.00% 510,000 65.0% 638,000 75.0% 638001+ United States UltraShort Russell2000 ProShares 35.0% 43,000 45.0% 99,000 55.00% 198,000 65.0% 247,000 75.0% 247001+ United States UltraShort S&P500 ProShares 10.0% 85,000 20.0% 170,000 30.00% 340,000 40.0% 1,469,000 50.0% 1469001+ United States Under Armour Inc 5.0% 8,300 7.5% 41,600 10.00% 83,200 20.0% 365,500 50.0% 365501+ United States UniFirst Corp 7.5% 800 10.0% 1,500 20.00% 3,100 30.0% 15,400 50.0% 15401+ United States Unilever NV (USD) 5.0% 9,700 7.5% 48,400 10.00% 96,900 20.0% 484,400 50.0% 484401+ United States Unilever PLC (USD) 5.0% 6,200 7.5% 30,800 10.00% 61,600 20.0% 308,000 50.0% 308001+ United States Unilife Corp (US) 20.0% 26,000 30.0% 66,000 40.00% 132,000 50.0% 290,000 75.0% 290001+ United States Union Pacific 5.0% 19,000 7.5% 68,000 10.00% 136,000 20.0% 272,000 50.0% 272001+ United States Unit Corporation 10.0% 5,700 20.0% 11,300 30.00% 22,600 40.0% 113,200 50.0% 113201+ United States United Continental Holdings 7.5% 35,000 10.0% 108,000 20.00% 216,000 30.0% 470,000 50.0% 470001+ United States United Microelectronics Corp (USD) 5.0% 2,900 7.5% 14,700 10.00% 29,300 20.0% 146,500 50.0% 146501+ United States United Natural Foods, Inc 5.0% 3,100 7.5% 15,400 10.00% 30,700 20.0% 153,600 50.0% 153601+ United States United Parcel Service 5.0% 18,000 7.5% 77,000 10.00% 153,000 20.0% 307,000 50.0% 307001+ United States United Rentals 7.5% 16,000 10.0% 32,000 20.00% 64,000 30.0% 314,000 50.0% 314001+ United States United States Brent Oil Fund 50.0% 5,200 75.0% 10,500 90.00% 21,000 100.0% 21000+ - - United States United States Natural Gas Fund 20.0% 120,000 30.0% 580,000 40.00% 1,150,000 50.0% 2,300,000 75.0% 2300001+ United States United States Oil Fund 7.5% 120,000 10.0% 390,000 20.00% 780,000 30.0% 1,550,000 50.0% 1550001+ United States United States Steel 7.5% 68,000 10.0% 136,000 20.00% 272,000 30.0% 1,167,000 50.0% 1167001+ United States United Technologies 5.0% 21,000 7.5% 64,000 10.00% 129,000 20.0% 257,000 50.0% 257001+ United States United Theraputics 7.5% 12,000 10.0% 25,000 20.00% 50,000 30.0% 160,000 50.0% 160001+ United States UnitedHealth Group 5.0% 20,000 7.5% 64,000 10.00% 128,000 20.0% 255,000 50.0% 255001+ United States Universal Health Services 5.0% 3,400 7.5% 16,800 10.00% 33,600 20.0% 168,200 50.0% 168201+ United States Universal Insurance Holdings Inc 10.0% 3,800 20.0% 7,500 30.00% 15,100 40.0% 75,300 50.0% 75301+ United States Unum Group 5.0% 7,600 7.5% 37,900 10.00% 75,700 20.0% 378,700 50.0% 378701+ United States Uranium Energy Corp 50.0% 6,700 75.0% 13,400 90.00% 26,800 100.0% 26800+ - - United States Uranium Resources Inc 80.0% 51,000 100.0% ------United States Urban Outfitter 5.0% 12,000 7.5% 59,000 10.00% 117,000 20.0% 586,000 50.0% 586001+ United States US Bancorp 5.0% 34,000 7.5% 168,000 10.00% 335,000 20.0% 702,000 50.0% 702001+ United States US SP 500 Single Stocks Hedge 100.0% ------United States USANA Health Sciences 10.0% 800 20.0% 1,600 30.00% 3,300 40.0% 16,400 50.0% 16401+ United States USG Corp 7.5% 12,000 10.0% 25,000 20.00% 49,000 30.0% 246,000 50.0% 246001+ United States Utilities Select Sector SPDR 5.0% 61,000 7.5% 169,000 10.00% 338,000 20.0% 677,000 50.0% 677001+ United States Vail Resorts Inc 5.0% 900 7.5% 4,600 10.00% 9,200 20.0% 46,100 50.0% 46101+ United States Vale SA ADR 7.5% 310,000 10.0% 610,000 20.00% 1,230,000 30.0% 4,610,000 50.0% 4610001+ United States Vale SA ADR - Pref 5.0% 56,000 7.5% 278,000 10.00% 556,000 20.0% 2,778,000 50.0% 2778001+ United States Valeant Pharma International 7.5% 11,000 10.0% 33,000 20.00% 65,000 30.0% 145,000 50.0% 145001+ United States Valero Energy Corp 5.0% 30,000 7.5% 127,000 10.00% 253,000 20.0% 507,000 50.0% 507001+ United States Validus Holding 5.0% 2,800 7.5% 14,200 10.00% 28,500 20.0% 142,300 50.0% 142301+ United States Valley National Bancorp 7.5% 19,000 10.0% 38,000 20.00% 77,000 30.0% 383,000 50.0% 383001+ United States Valmont Industries 5.0% 800 7.5% 4,100 10.00% 8,300 20.0% 41,400 50.0% 41401+ United States Vanguard Extended Duration Treasury ETF 20.0% 2,400 30.0% 6,000 40.00% 12,100 50.0% 26,600 75.0% 26601+ United States Vanguard FTSE Developed mkts ETF 5.0% 16,000 7.5% 80,000 10.00% 160,000 20.0% 724,000 50.0% 724001+ United States Vanguard FTSE Emerging Mkts ETF 5.0% 42,000 7.5% 170,000 10.00% 340,000 20.0% 680,000 50.0% 680001+ United States Vanguard FTSE Europe ETF 5.0% 21,000 7.5% 104,000 10.00% 208,000 20.0% 535,000 50.0% 535001+ United States Vanguard Mid Cap ETF 5.0% 1,700 7.5% 8,300 10.00% 16,700 20.0% 83,300 50.0% 83301+ United States Vanguard REIT ETF 5.0% 19,000 7.5% 91,000 10.00% 183,000 20.0% 366,000 50.0% 366001+ United States Vanguard Short-Term Corporate Bond ETF 5.0% 1,300 7.5% 6,400 10.00% 12,900 20.0% 64,300 50.0% 64301+ United States Vanguard Small-Cap ETF 5.0% 1,600 7.5% 7,800 10.00% 15,500 20.0% 77,600 50.0% 77601+ United States Vanguard Value ETF 5.0% 2,500 7.5% 12,300 10.00% 24,600 20.0% 122,800 50.0% 122801+ United States VCA Inc 5.0% 4,100 7.5% 20,400 10.00% 40,800 20.0% 203,800 50.0% 203801+ United States Vector Group Ltd 15.0% 11,000 20.0% 30,000 30.00% 60,000 45.0% 150,000 75.0% 150001+ United States Veeco Instruments 10.0% 6,400 20.0% 12,800 30.00% 25,700 40.0% 128,500 50.0% 128501+ United States Veeva Systems 15.0% 10,000 20.0% 28,000 30.00% 55,000 45.0% 139,000 75.0% 139001+ United States Velocity Shares 3x Inverse Silver ETN 10.0% 300 20.0% 500 30.00% 1,100 40.0% 5,300 50.0% 5301+ United States Velocity Shares Daily Inverse VIX Medium Term 10.0% 200 20.0% 400 30.00% 800 40.0% 4,100 50.0% 4101+ United States VelocityShares 3x Inverse Crude Oil ETN 25.0% 19,000 30.0% 37,000 45.00% 93,000 60.0% 156,000 75.0% 156001+ United States VelocityShares 3x Long Crude ETN 15.0% 24,000 20.0% 65,000 30.00% 130,000 45.0% 325,000 75.0% 325001+ United States VelocityShares 3X Long Natural Gas 20.0% 240,000 30.0% 610,000 40.00% 1,210,000 50.0% 2,670,000 75.0% 2670001+ United States VelocityShares 3x Long Silver ETN 10.0% 2,300 20.0% 4,600 30.00% 9,200 40.0% 46,000 50.0% 46001+ United States Velocityshares daily 2X Vix Short term 25.0% 620,000 30.0% 1,250,000 45.00% 3,120,000 60.0% 5,190,000 75.0% 5190001+ United States VelocityShares Daily Inverse 10.0% 46,000 20.0% 183,000 30.00% 365,000 40.0% 731,000 50.0% 731001+ United States VENTAS INC 5.0% 15,000 7.5% 73,000 10.00% 146,000 20.0% 414,000 50.0% 414001+ United States Vereit Inc 7.5% 130,000 10.0% 270,000 20.00% 530,000 30.0% 2,660,000 50.0% 2660001+ United States VeriFone Systems Inc 7.5% 16,000 10.0% 32,000 20.00% 63,000 30.0% 315,000 50.0% 315001+ United States Verint Systems Inc 5.0% 2,900 7.5% 14,300 10.00% 28,500 20.0% 142,700 50.0% 142701+ United States VeriSign 5.0% 7,100 7.5% 35,500 10.00% 71,000 20.0% 355,100 50.0% 355101+ United States Verizon Communications Inc 5.0% 61,000 7.5% 152,000 10.00% 304,000 20.0% 607,000 50.0% 607001+ United States Vertex Pharma 7.5% 17,000 10.0% 54,000 20.00% 109,000 30.0% 226,000 50.0% 226001+ United States Vf Corp 5.0% 8,600 7.5% 42,800 10.00% 85,600 20.0% 406,900 50.0% 406901+ United States Viacom (Class A) 5.0% 100 7.5% 600 10.00% 1,200 20.0% 5,800 50.0% 5801+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 65 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Viacom (Class B) 5.0% 25,000 7.5% 107,000 10.00% 214,000 20.0% 427,000 50.0% 427001+ United States Viavi Solutions Inc 7.5% 43,000 10.0% 86,000 20.00% 171,000 30.0% 855,000 50.0% 855001+ United States Viewtran Group Inc 80.0% 1,200 100.0% ------United States Vince Holding Corp 10.0% 2,000 20.0% 4,000 30.00% 8,000 40.0% 39,800 50.0% 39801+ United States Vipshop Holdings Ltd 15.0% 50,000 20.0% 134,000 30.00% 268,000 45.0% 670,000 75.0% 670001+ United States Virgin America Inc 15.0% 18,000 20.0% 47,000 30.00% 94,000 45.0% 236,000 75.0% 236001+ United States VirnetX Holding Corporation 35.0% 9,300 45.0% 18,700 55.00% 37,400 65.0% 46,700 75.0% 46701+ United States Visa 5.0% 11,000 7.5% 57,000 10.00% 114,000 20.0% 442,000 50.0% 442001+ United States Visteon Corp 5.0% 1,900 7.5% 9,500 10.00% 19,000 20.0% 95,200 50.0% 95201+ United States Vital Living (Delisted 06.02.14) 100.0% ------United States VIVUS Inc 35.0% 110,000 45.0% 220,000 55.00% 450,000 65.0% 560,000 75.0% 560001+ United States VMware 5.0% 5,900 7.5% 29,300 10.00% 58,600 20.0% 292,900 50.0% 292901+ United States Vodafone Group (USD) 5.0% 17,000 7.5% 87,000 10.00% 175,000 20.0% 873,000 50.0% 873001+ United States Vornado Realty Trust 5.0% 4,300 7.5% 21,600 10.00% 43,200 20.0% 216,100 50.0% 216101+ United States Vulcan Materials 5.0% 4,600 7.5% 22,800 10.00% 45,700 20.0% 228,400 50.0% 228401+ United States W & T Offshore 20.0% 43,000 30.0% 108,000 40.00% 215,000 50.0% 474,000 75.0% 474001+ United States W. R. Grace & Co 5.0% 2,100 7.5% 10,400 10.00% 20,700 20.0% 103,600 50.0% 103601+ United States Wabash National Corp 10.0% 9,700 20.0% 19,300 30.00% 38,600 40.0% 193,100 50.0% 193101+ United States WABCO Holdings Inc 5.0% 2,100 7.5% 10,400 10.00% 20,800 20.0% 104,100 50.0% 104101+ United States Wabtec Corporation 5.0% 2,300 7.5% 11,600 10.00% 23,200 20.0% 116,200 50.0% 116201+ United States WageWorks Inc 7.5% 2,100 10.0% 4,300 20.00% 8,600 30.0% 42,900 50.0% 42901+ United States Walgreens Boots Alliance Inc 5.0% 26,000 7.5% 86,000 10.00% 173,000 20.0% 346,000 50.0% 346001+ United States Wal-Mart Stores 5.0% 33,000 7.5% 96,000 10.00% 192,000 20.0% 384,000 50.0% 384001+ United States Walt Disney 5.0% 28,000 7.5% 70,000 10.00% 139,000 20.0% 279,000 50.0% 279001+ United States Walter Energy Inc 80.0% 300,000 100.0% ------United States Washington Prime Group Inc 5.0% 6,600 7.5% 32,800 10.00% 65,500 20.0% 327,700 50.0% 327701+ United States Waste Connections, Inc 5.0% 3,300 7.5% 16,400 10.00% 32,700 20.0% 163,700 50.0% 163701+ United States Waste Management 5.0% 11,000 7.5% 53,000 10.00% 107,000 20.0% 535,000 50.0% 535001+ United States Waters Corp 5.0% 2,100 7.5% 10,700 10.00% 21,400 20.0% 107,100 50.0% 107101+ United States Watts Water Technologies 7.5% 2,400 10.0% 4,700 20.00% 9,400 30.0% 47,100 50.0% 47101+ United States Weatherford International Plc 7.5% 90,000 10.0% 181,000 20.00% 361,000 30.0% 1,807,000 50.0% 1807001+ United States Web.com 10.0% 8,300 20.0% 16,700 30.00% 33,300 40.0% 166,600 50.0% 166601+ United States Webster Financial Corp 5.0% 3,400 7.5% 17,200 10.00% 34,400 20.0% 172,000 50.0% 172001+ United States WEC Energy Group Inc 5.0% 8,900 7.5% 44,600 10.00% 89,200 20.0% 446,200 50.0% 446201+ United States Weibo Corp 10.0% 7,700 20.0% 15,500 30.00% 30,900 40.0% 154,700 50.0% 154701+ United States Weight Watchers International 20.0% 11,000 30.0% 29,000 40.00% 57,000 50.0% 126,000 75.0% 126001+ United States WellCare Health Plans Inc 5.0% 1,700 7.5% 8,400 10.00% 16,700 20.0% 83,600 50.0% 83601+ United States Wells Fargo and Co 5.0% 55,000 7.5% 138,000 10.00% 275,000 20.0% 550,000 50.0% 550001+ United States Werner Enterprises 7.5% 8,600 10.0% 17,200 20.00% 34,500 30.0% 172,300 50.0% 172301+ United States Western Asset Mortgage Capital Corp 20.0% 16,000 30.0% 41,000 40.00% 82,000 50.0% 180,000 75.0% 180001+ United States Western Digital Corp 5.0% 13,000 7.5% 66,000 10.00% 132,000 20.0% 300,000 50.0% 300001+ United States Western Gas Equity Partners LP 7.5% 600 10.0% 1,200 20.00% 2,400 30.0% 11,900 50.0% 11901+ United States Western Gas Partners LP 5.0% 900 7.5% 4,500 10.00% 9,100 20.0% 45,500 50.0% 45501+ United States Western Refining Inc 7.5% 17,000 10.0% 33,000 20.00% 67,000 30.0% 333,000 50.0% 333001+ United States Western Union 5.0% 25,000 7.5% 127,000 10.00% 255,000 20.0% 1,273,000 50.0% 1273001+ United States Westlake Chemical Corp 5.0% 3,100 7.5% 15,400 10.00% 30,700 20.0% 153,600 50.0% 153601+ United States Westport Innovations Inc 35.0% 52,000 45.0% 104,000 55.00% 209,000 65.0% 261,000 75.0% 261001+ United States WestRock Company 5.0% 4,300 7.5% 21,600 10.00% 43,200 20.0% 216,100 50.0% 216101+ United States Weyerhaeuser Co 5.0% 16,000 7.5% 78,000 10.00% 156,000 20.0% 779,000 50.0% 779001+ United States Whirlpool 5.0% 2,900 7.5% 14,300 10.00% 28,600 20.0% 143,200 50.0% 143201+ United States WhiteWave Foods Co A 5.0% 7,000 7.5% 35,000 10.00% 70,000 20.0% 350,000 50.0% 350001+ United States Whiting Petroleum Corp 10.0% 48,000 20.0% 97,000 30.00% 193,000 40.0% 833,000 50.0% 833001+ United States Whole Foods Mkt 5.0% 25,000 7.5% 127,000 10.00% 253,000 20.0% 619,000 50.0% 619001+ United States Williams Companies 5.0% 30,000 7.5% 143,000 10.00% 286,000 20.0% 572,000 50.0% 572001+ United States Williams Partners 5.0% 2,100 7.5% 10,700 10.00% 21,400 20.0% 107,100 50.0% 107101+ United States Willis Group Holdings 5.0% 3,500 7.5% 17,500 10.00% 35,000 20.0% 175,100 50.0% 175101+ United States Windstream Holdings Inc 5.0% 32,000 7.5% 162,000 10.00% 325,000 20.0% 1,624,000 50.0% 1624001+ United States Wipro Ltd ADR 5.0% 2,900 7.5% 14,500 10.00% 29,100 20.0% 145,400 50.0% 145401+ United States Wisdom Tree Japan Hedged Equity 5.0% 52,000 7.5% 129,000 10.00% 258,000 20.0% 517,000 50.0% 517001+ United States Wisdom Tree Japan SmallCap Dividend 35.0% 1,300 45.0% 2,600 55.00% 5,300 65.0% 6,600 75.0% 6601+ United States WisdomTree Europe Hedged Equity Fund 5.0% 18,000 7.5% 92,000 10.00% 184,000 20.0% 447,000 50.0% 447001+ United States WisdomTree India Earnings ETF 10.0% 64,000 20.0% 128,000 30.00% 255,000 40.0% 1,277,000 50.0% 1277001+ United States WisdomTree Investments Inc 10.0% 32,000 20.0% 64,000 30.00% 128,000 40.0% 639,000 50.0% 639001+ United States Workday Inc 7.5% 9,700 10.0% 19,400 20.00% 38,800 30.0% 193,800 50.0% 193801+ United States World Fuel Services Corp 5.0% 1,700 7.5% 8,500 10.00% 16,900 20.0% 84,700 50.0% 84701+ United States World Wrestling Entertainment Inc 10.0% 6,300 20.0% 12,700 30.00% 25,400 40.0% 126,900 50.0% 126901+ United States WPX Energy Inc 10.0% 47,000 20.0% 94,000 30.00% 187,000 40.0% 937,000 50.0% 937001+ United States WuXi PharmaTech (Cayman) Inc 7.5% 3,200 10.0% 6,400 20.00% 12,700 30.0% 63,600 50.0% 63601+ United States Wyndham Worldwide Corporation 5.0% 4,000 7.5% 20,100 10.00% 40,200 20.0% 201,200 50.0% 201201+ United States Wynn Resorts 5.0% 12,000 7.5% 58,000 10.00% 117,000 20.0% 233,000 50.0% 233001+ United States Xcel Energy 5.0% 15,000 7.5% 77,000 10.00% 153,000 20.0% 766,000 50.0% 766001+ * Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 66 of 67 Margin Factors August 2015 Equity Margins

Step 1 Step 2 Step 3 Step 4 Step 5 Country Market Margin Margin Margin Up to * Up to * Margin Factor Up to * Up to * Margin Factor Up to * Factor Factor Factor United States Xerox Corp. 5.0% 40,000 7.5% 198,000 10.00% 396,000 20.0% 1,980,000 50.0% 1980001+ United States Xilinx 5.0% 20,000 7.5% 100,000 10.00% 200,000 20.0% 678,000 50.0% 678001+ United States Xl Group PLC 5.0% 9,000 7.5% 44,900 10.00% 89,900 20.0% 449,500 50.0% 449501+ United States Xoma 20.0% 53,000 30.0% 133,000 40.00% 266,000 50.0% 586,000 75.0% 586001+ United States Xoom Corp 20.0% 13,000 30.0% 33,000 40.00% 66,000 50.0% 145,000 75.0% 145001+ United States Xylem 5.0% 4,800 7.5% 23,900 10.00% 47,800 20.0% 239,100 50.0% 239101+ United States Yahoo! Inc 5.0% 68,000 7.5% 171,000 10.00% 342,000 20.0% 684,000 50.0% 684001+ United States Yamana Gold (USD) 7.5% 98,000 10.0% 196,000 20.00% 391,000 30.0% 1,956,000 50.0% 1956001+ United States Yandex 7.5% 39,000 10.0% 77,000 20.00% 155,000 30.0% 774,000 50.0% 774001+ United States Yanzhou Coal Mining (USD) 5.0% 400 7.5% 1,900 10.00% 3,900 20.0% 19,300 50.0% 19301+ United States Yelp Inc 15.0% 23,000 20.0% 67,000 30.00% 134,000 45.0% 335,000 75.0% 335001+ United States Yingli Grn Energy 20.0% 25,000 30.0% 62,000 40.00% 125,000 50.0% 275,000 75.0% 275001+ United States YOU On Demand Holdings 80.0% 7,500 100.0% ------United States Youku 10.0% 19,000 20.0% 38,000 30.00% 75,000 40.0% 376,000 50.0% 376001+ United States YPF SA 10.0% 16,000 20.0% 32,000 30.00% 64,000 40.0% 321,000 50.0% 321001+ United States Yum Brands 5.0% 13,000 7.5% 63,000 10.00% 126,000 20.0% 358,000 50.0% 358001+ United States YY inc 15.0% 24,000 20.0% 80,000 30.00% 161,000 45.0% 401,000 75.0% 401001+ United States Zayo Group Holdings Inc 7.5% 2,300 10.0% 4,500 20.00% 9,000 30.0% 45,200 50.0% 45201+ United States Zebra Technologies 5.0% 3,000 7.5% 14,800 10.00% 29,700 20.0% 148,300 50.0% 148301+ United States ZELTIQ Aesthetics 15.0% 13,000 20.0% 34,000 30.00% 68,000 45.0% 169,000 75.0% 169001+ United States Zendesk 15.0% 5,000 20.0% 13,400 30.00% 26,700 45.0% 66,900 75.0% 66901+ United States Zillow Group Inc 10.0% 17,000 20.0% 35,000 30.00% 70,000 40.0% 304,000 50.0% 304001+ United States Zimmer Biomet Holdings Inc 5.0% 5,200 7.5% 26,000 10.00% 52,000 20.0% 256,000 50.0% 256001+ United States Zions Bancorp 5.0% 16,000 7.5% 78,000 10.00% 157,000 20.0% 784,000 50.0% 784001+ United States Zoetis Inc 5.0% 15,000 7.5% 74,000 10.00% 147,000 20.0% 640,000 50.0% 640001+ United States ZS Pharma Inc 10.0% 2,700 20.0% 5,300 30.00% 10,700 40.0% 53,500 50.0% 53501+ United States Zulily Inc 10.0% 27,000 20.0% 54,000 30.00% 108,000 40.0% 538,000 50.0% 538001+ United States Zumiez Inc 10.0% 4,300 20.0% 8,600 30.00% 17,200 40.0% 86,100 50.0% 86101+ United States Zynga Inc 10.0% 130,000 20.0% 250,000 30.00% 510,000 40.0% 2,530,000 50.0% 2530001+

* Margin steps shown in equivalent number of shares. Please refer to Market information for live margin factors. Page 67 of 67