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OMB No 1545-005i Form 990-PF Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation 200 1 Note The organization may be able to use e copy al this return to sandy state reporting requirements Farcalendar year 2001,artax eubepinninp JUL 1 2001 .andending JUN 30 2002 G Check alf al a Initial return U Final return Amended return U Address than e U Name than e Use the IRS Name of organization A Employer identification number z label LEMP FOUNDATION 0 C Otherwise. O U .S . BANK N .A . 31-6025080 print Number a,astreet (avOeo .number iimail is not a,tnel to street aenua) R.Onvyde 8 Telephone number °'ryo° 0 BOX 1118 TRUST TAX ML CN-OH-W10X 513-762-8878 r See Specific City or town, state, and ZIP code C n. application, clued. her. 1 Instructions .a~vtl~ o.r+e~a U INCINNATI OH 45201 D 1 Foreign orpanizauons,check here Iii i P Faeigi p~pn~:ai~ons maai~np Ih< BS% test , Check type of or ganization Section 501 (c )( 3 ) exempt private foundation c+~~ net ~e auae~ mmPUUimn Secuon 49a7(a)(1) nonexempt charnable Vust 0 Ocher taxable private foundation E 11 private foundation status was terminated I Fair market value of all assets at end of year J Accounting method EKI Cash LJ Accrual under section 507(b)(1)(A), check here "D (from Part ll, cot (c), line 16) 0 Other (specify) the 'nation O S 19 3 6 2 17 0 . O O (Part I, column (~ must be on cash bass ) F undernder section 507bn168 check't here Part l Analysis of Revenue and Expenses (d) Disbursements (The tofalolamounts in columns (b), (a) Revenue and (b) Net investment (e) Adjusted net for charitable expenses per income income (c),and(d) maynotnecessarily equal Gooks purposes the amounts m column (a) ) N / A (cash basis only) 1 Contributions, gifts, grants, etc, received Crux ~ ~ n mefouna~uon n not iepmim io ~mcn Stn B 2 Distributions from splu-interest trusts interest on savings and temporal 3 trio invesimllnis 4 Dividends andinterestfrom securities 611 431 .31 611 431 .31 STATEMENT 2 N Gross rents (Net rental income or (loss) I~Net pamorpaea) from saieoiassets naton l i ne m 609 283 .34 STATEMENT 1 '°usales price assels on line its '°"" 4,051,526 .30 Cmri pannetmi ihomPartlv ins 2) 598 408 . 8 Net short term capital pain Income moddtcanons Gross sales issa returns a and allowances
b less Cost of pools cola c Gross profit or (loss) Other income 12 Total Addlines lthrou gh 71 1 220 714 .651 209 839 .65 13 eM,en"',on ei Off... directors trustees «< 118 . 141 .53 57 . 804 . 61 60 , 336 .92 14 Other employee salaries and wages Pension N 75 plans, employee benefits 16a Legal fees bAccounting fees STMT 3 1 , 200 .00 1 , 200 .0 0 0 .00 w c Other professional fees 17 Interest '61 18 Taxes STMT 4 30 000 .00 0 .00 0 .00 19 Depreciation and depletion E 20 Occupancy a 21 Travel, conferences, and meetings 22 Printing and pubes 23 ,~~~ STMT 5 28 419 .74 5 , 981 .63 22 438 .11 2 i five expenses ndd,,~i,n~e~,~,3i 23 177 761 .27 64 986 .24 82 775 .03 ~u`ant 1 , 161 , 600 .00 1~1616-0-0-00 2 Tota sots - 011M I1 , 339 , 361 .27 64 986 .24 11 , 244 , 375 .03 vom tine iz I I 7 E~cav of rmenue ws a.oensas enit aisGUrwnenb L <118 , 646 . 62> b Net investment income cf nwi mt_-0) 1, 144, 853 .41
61W ox LHA For Paperwork Reduction Act Notice, gee the instructions form 990-PF (20010 1 SLEMP FOUNDATION Form 990-PF (2001) (' / (1 TT s _ RANK . N _ A _ 3t-1 2 "mcneameacaZmaocummeaeunoeao of End of Part II Balance Sheets camou fnoma be lob maa17Gl IMO gain 01q (e) Fair Market Value 1 Cash-non-interest-bearing 0 .20 2 Savings and temporary cash investments 736,630 .14 3 Accounts receivable Less allowance for doubtful accounts 1 Pledges receivable less allowance for doubtful accounts 5 Grants receivable 6 Recervables due ham officers, duectors, trustees, and other disqualified persons Ouse main ia0loans r¢vaLle 1 Less allowance for doubtful accounts y 8 Inventories for sale or use dN 9 Prepaid expenses and deterred charges a 10a Investments - U S and state government obligations STMT 7 2 .082,664 .50 6 Investments -corporate stock STMT 8 14 .260,675 .36 c Investments -corporate bonds 7 J InnSMenb land OulAinps And epulOmentolsn
less Mumun¢a aeVuuoon 12 Investments mortgage loans 13 investments -other STMT 9 11 Land, buildings, and equipment basis 10, less ucumumea aeo«cuoan 1 15 Other assets describe
17 Accounts payable and accrued expenses 18 Grants payable NH 19 Deterred revenue 20 Loans hqn ollicvf aireclns Vustlaa And other U,sQULileE p>san9 A 21 Mortgages and other notes payable J 22 Other liabilities (describe jl~
Organizations that follow SFAS 117, check here " U
VI and complete lines 24 through 26 and lines 30 and 31 u°' 24 Unrestricted 25 Temporarily restricted m 26 Permanently restricted Organizations that do not follow SFAS 117, cheek here 4 and complete lines 27 through 31 ,°n 27 Capital stock, trust principal, or current funds 28 Paid-in or capital surplus, or land, bldg , and equipment fund N a 29 Retained earnings, accumulated income, endowment, or other funds z' 30 Total net assets or fund balances
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or land balances al beginning of year -Part 11, column (a), line 30 (mush agree with end-of year figure reported on prior year s return) 2 Enter amount from Part I, line 27a 3 Other increases not included in line 2 (itemize) 1 SEE STATEMENT 6 4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) 6 Total net assets or land balances at end 0( Year (line 4 minus line 51- Part II, column (D), line 30 Fr. 990-PF Root) t:osn 01 24-02 2 ' SLEMP FOUNDATION 990-PF(20011 C/ O U .S . BANK N .A . 31-6025080 Page 3 t 1V T_Capital Gains and Losses for Tax on Investrint ant Income (arl-tst and describe the kind(s) of property sold (e p , real estate, (b How acquired (c) Date acquired (d) Date sold 2-story brick warehouse, or common stock, 200 shs MlC Cc) D - Donation (mo, day, yr ) (mo , day, yr ) iEE SCHEDULE ATTACHED P iEE SCHEDULE ATTACHED P
(e) Grass sales price (1) Depreciation allowed (p) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (p)
for assets in column (h) and owned by the foundation on 12/3 1/69 (I) Gains (Col (h) pain minus ()) Adjusted basis (k) Excess of cal (q cal (k), but not less than -0-) or (i)FMV as of 12/31/69 as olt2/d1/69 over col(1),ilany Losses (from col (h))
I If am, also enter in Part I, line 7 1 2 Capital pain net income or (net capital loss) l If ?loss), enter -0- in Part I, line 7 1 7 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) II pain, also enter in Part I, line 8, column (c) If (loss), enter -0 in Pan I, line 8 ~ Part V I oualitication Under Section 4940(e) for Reduced Tax on Net Inve (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940i[d)(2) applies, leave this pan blank
Was the organization liable for the section 4942 tax on the distribuiable amount of any year in the base period? Yes 7XI No
1 Enter the appropriate amount in each column for each year, see instructions before making any entries
Base perioda years (b) (c) ratio faionnar vcar tnr ~a . soar nnninninn ~ni AdI used qualifying distributions Net value of nonchardahle-use assets N cot
2 Total of line 1, column (d) 3 Average distribution ratio for the 5 year base period - divide the total on line 2 by 5, or by the number of years she foundation has been in existence if less than 5 years
4 Enter the net value of noncharitable-use assets for 2001 from Part X, line 5
S Multiply line 4 by line 3
6 Enter 1%. of net investment income (1% of Part I, line 27b)
7 Add lines 5 and 6 e Enter qualifying distributions Irom Part XII, line 4 I e I 1,244,375 .03 It line B is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a tY. tax rate See the Part V1 instructions F~ 990-PF (2m,) 123521 of 2s-02 3 SLEMP FOUNDATION
part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see to fxempl operating foundations described in section 4940(4)(2), check here 1 and enler'WA' on line 1 Date of ruling letter (attach copy of ruling letter if necessary-see instructions) b Domestic organizations shat meet the section 4940(¢) requirements m Part V, check here IN- M and enter 1Y. of Part I, line 27b c All other domestic organizations enter 25'. of line 27b Exempt foreign orpan¢auons enter 45: of Part I, line 72, col (b) 2 Tax under section 511 (domestic section 4941(a)(1) trusts and taxable foundations only Others enter-0 ) 3 Add lines 1 and 2 4 Subtitle A (income) lax (domestic section 4941(a)(1) trusts and taxable foundations only Others enter -0-) 5 Tax based on investment income Subtract line 4 from line 3 II zero or less, enter -0- 6 Credits/Payments a 2007 estimated lax payments and 2000 overpayment credited to 2001 b Exempt foreign organizations -tax withheld at source c Tax paid with application for extension of time to file (Form 8868) tie d Backup withholding erroneously withheld 6d 7 Total credits and payments Add lines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check here D if Form 2220 is attached 9 Tax due II the total of lines 5 and B is more than line 7, enter amount owed 11110- 10 Overpayment II line 7 is more than the total of lines 5 and 8, enter the amount overpaid 0 -
1a During the tax year, did the organization attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? b Did it spend more than $100 dunng the yeas (either directly or indirectly) 1or Political Purposes (see instructions for detinition)9 11 the answer is 'Yes' to 1 a or 1 b, attach a detailed description o! the activities and copes of any matenals published or distributed by the organization in Connection with the activities c Did the organization file Farm 1120-POL for this year d Enter the amount (d any) of tax on political expenditures (section 4955) imposed during the year (1) On the organization " $ 0 . 0 0 (2) On organisation managers " $ 0 . 00 e Enter the reimbursement (d any) pad by the organization during the year for political expenditure lax imposed on organisation managers " S 0 .00 2 Has the organization engaged in any activities that have not previously been reported to the IRS 11 'Yes,' attach a detailed description of the activities 3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or byla++s, or other similar instruments'? if 'Yes,' attach a conformed copy of the changes 4a Did the organization have unrelated business gross income of $1,000 or more during the year 6 If'Yes; has it filed a lax return on Form 990-T !of this years N/A 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year 11 'Yes,' attach the statement required by General Instruction T 6 Are the requirements of section 509(e) (relating to sections 4941 through 4945) satisfied either " By language in the governing instrument or " By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 7 Did the organization have at least $5,000 m assets at any time during the year If 'Yes,' complete Part ll, cot (c), and Part XV Ba Enter the states to which the foundation reports or with which n is registered (see instructions)
b If the answer is 'Yes' to line 7, has the organization furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G9 If 'NO,' attach explanation g Is the organization claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(1)(5) for calendar year 2007 or the taxable year beginning in 2001 (see instructions for Part XIV)? 11 'Yes,' complete Part XIV 10 Did any persons become substantial contributors during the tax year If 'Yes,' attach a schedule listing then names and addresses 11 Did the organization comply with the public inspection requirements for its annual returns and exemption application? Web site address Iii- N / A 12 ihebooks areincare otb- U .S . HANK N .A . Telephone no " (513)762-8878 Located at " STH & WALNUT STS . CINCINNATI, OH ZIP.4 X45201 13 Section 4941(a)(1) nonexempt charitable trusts filing Form 990 PF in lieu of form 1041 - Check here PP. L:1 and enter the amount of tax exempt interest received or accrued during the year 10-1 13 1 N/A ,xosa, o, z4-0z Fog 990-PF Room 4 SLEMP FOUNDATION Farm 990-PF Page 5
File Form 4720 if any item is checked in the °Yes" column, unless an exception applies 1a During the year did the organization (either directly or indirectly) (1) Engage m the sale or exchange, w leasing of property with a disqualified person? Yes 00 No (2) Barrow money from, lend money to, or otherwise extend credit to (or accept it ham) a disqualified person? 0 Yes OD No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 0 Yes C~] No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? 0 Yes W No J5) Transler any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person) ? 1:3 Yes Eil No (6) Agree to pay money or property to a government official? (Exception Check 'No' d the organization agreed to make a grant to or to employ the official for a period after termination of government service, it terminating within 90 days ) 0 Yes EYLI No b II any answer is 'Yes'to 1a(1)-(6), did any of the acts fail to quality under the exceptions described in Regulations section 53 9941(dp3 or in a current nonce regarding disaster assistance (see page 19 of the instructions)? N/A Organizations relying on a current nonce regarding disaster assistance check here " 0 c Did the organization engage in a prior year in any of the acts described in 7a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2001 2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined m section 4942(j)(3) or 4942(U(5)) n At the end of tax year 2001, did the organization have any undistributed income (lines 6d and tie, Part XIII) for lax year(s) beginning before 2001 Yes EY3 No If "Y¢5; list the years 1 b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying section 4942(a)(2) to all years listed, answer 'No' and attach statement - see instructions ) N/ A c II the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here
3a Did the organization hold mope than a 2% duect or indirect interest m any business enterprise at any time during the years = Yes Ell No b I I Yes; did it have excess business holdings in 2001 as a result of (1 )any purchase by the organization or disqualified persons after May 26, 1969, (2) the lapse of the 5 year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10 , 15-, or 20 year lust phase holding periods (Use Schedule C, Form 4720, to determine it the organization had excess business holdings in 2001) N / A 4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the lust day of the tax year beginning in 2005 5a During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))'? El Yes ffl No (2) Influence the outcome of any specific public election (see section 4955), of to carry on, directly or indirectly, any voter registration drives D Yes EK] No (3) Provide a grant to an individual for bevel, study, or other similar purposes? ~ Yea D No (4) Provide a grant to an organization other than a charitable, etc , organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? D Yes FX71 No (5) Provide for any purpose other than religious, charitable, scienhlic, literary, or educational purposes, or for the prevention of cruelty to children or animals D Yes [Y] No b II any answer is Yes" to Sa(1)-(5), did any of the transactions tail to quality under the exceptions described in Regulations section 59 4945 or in a current nonce regarding disaster assistance (see instructions)? Organizations relying on a current nonce regarding disaster assistance check here c If the answer is 'Yes' to question Sa(4), does the organization claim exemption from the tax because it maintained expenditure responsibility tar the pranM N/A 0 Yes D No 11 'Yes,' attach the statement required by Regulations section 53 4945-5(d) 6a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on apersonal benefit contrach D Yes ~ No b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? II you answered 'Yes' to 6b, also file Form 8870 cow 990-PF czoou
113541 01 2402 SLEMP FOUNDATION Form 990-PF(2001) C/O U.S . HANK, N 6 Information About Officers, Dire is, Foundation Manage Part VIII and Contractors 1 List all officers, directors, trustees, foundation mans and mpensaLOn (b) TNe, and average :--F(-C)) G (a) Name and address hours per week devote (If
2 Compensation of five highest-paid employees (other than t' Title (a) Name and address of each employee paid more than $50,000 (c) Compensation
Total number of other employees paid over $50,000 3 Five highest-paid independent contractors for professional services enter "NONE " (a) Name and address of each person paid more than 550,000 of
Total number of others recervin over $50,000 for professional services Part IX-A Summary of Direct Charitable Activities List the foundation s lour largest direct charitable activities during the lax year Include relevant statistical information such as the number of organizations and other beneficiaries sewed, conferences convened, research papers produced, etc Expenses tN A
2
3
4
137557 ai-x.ax Fam 990-PF (2m,) 6 SLEMP FOUNDATION Form 99o-PF(2o0t) C/O U .S . BANK, N .A . 31-6025080 Page t Part IX-B Summary of Program-Related Investments
the two largest program-related investments made by the foundation during the tax year on lines 1 and 2
2
All other program-related investments See instructions 3
Total Add hoes 1 through 3 10
Part X Minimum Investment Return (,qJl domestic foundations must complete this part Foreign foundations, see instructions
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes a Average monthly fair market value at securities b Average of monthly cash balances s Fair market value o1 all other assets d Total (add lines 7a, b, and c) e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) 1e 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 21rom line 1d 4 Cash deemed held for charitable activities Enter 1 1R% of line 3 [for greater amount, see Instructions) 5 Net value of noncharitable-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4
Distnbutable Amount Part XI (see instructions) (Section 4942(j)(3) and (1)(5) private operating foundations and certain foreign organizations check here t 0 and do not complete this part) 1 Minimum investment return from Part X, line 6 1 2a Tax on investment income for 2001 from Part VI, line 5 2a 11 , 448 .53 6 Income tax for 2001 (This does not include the lax from Part VI ) 2b c Add lines 2a and 2b 2c 3 Distributable amount before adjustments Subtract line 2c from line 1 3 4a Recoveries of amounts treated as qualifying distributions 4a 2 , 0 00 . 00 b Income distributions from section 4947(a)(2) trusts 4b 0 .00 c Add lines 4a and 4b 4c 5 Add lines 3 and 4c 6 Deduction, from distnbutahle amount (see instructions) ~g 7 Distributahle amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII . line 1 I 7 I Part XII Qualifying Distributions see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes a Expenses, contributions, gifts, etc total from Part I, column (d), line 26 7a 1 , 244 , 375 . 0 3 b Program-relatedinvestments -Total from Part IXB tb 0 .00 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes 2 3 Amounts sec aside for specilIc charitable projects that Satisfy the a Suitability test (prior IRS approval required) 3a b Cash distribution test {attach the required schedule) 36 4 Qualifying distributions Add lines to through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 1 , 244 , 375 . 0 3 5 Organizations that quality under section 4940(e) for the reduced rate of tax on net investment income Enter 1% olPanl,line 27b 5 11 , 448 . 53 6 Adjusted qualifying distributions Subtract line 5 Gam line 4 ~ 6 ~ 1, 2 32,926 . 5 0 Note The amount on line 6 will be used in Part V, column (6), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tar in those years Fog 990-PF doom
,zosei Ot 2a-02 7 SLEMP FOUNDATION Form 990-PF(2001) C/O U .S . BANK, N.A . 31-6025080 Page 9 Part XIII Undistributed Income (see instructions)
xpus Years prior to 2000 2000 2001 7 Dislri6uta61e amount for 2001 from Part XI, line 7 994 143 .38 2 Undistributed income it any u of the end of 2000 a Enter amount for 2000 only 0 .0 0 bremr. ohar.s 19-,19 0 .00 3 E~ussdistributions fxryovr deny to Y00t a From 1996 b From 1997 212 172 . 0 c From 1998 d From 1999 eFrom 200o 82 260 .8 f Total of lines 3a through e 432 .90 4 Qualifying distributions for 2001 from PartXll,line4 1g1, 244, 375 .0 a Applied to 2000, but not more than line 2a 0 .00 b Applied to undistributed income of prior years (Election required-see instructions) 0 .00 c Treated as distributions out of corpus (Election required - see instructions) 0 .00 d Applied to 2001 distributable amount 994 143 .38 e Remaining amount distributed out of corpus 1,231 .65 5 E¢ess a~sViEUnons canyova apphwd to 2001 (It an amount VP... in column (a) the Same amount must be showy in column (a) ) 6 Enter the net total of each column as indicated below d Gapus Add lines 71 ac and ae Subvact line 5 6 Prior years' undistributed income Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a nonce of deficiency has been issued, or an which the section 4942(a) tax has been previously assessed d Subtract line 6c from line 6b Taxable amount see instructions e Undistributed income for 2000 Subtract line 4a from line 2a Taxable amount- see instr f Undistributed income for 2001 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2002 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E) or 4942(8)(3) 8 Excess distributions carryover from 1996 not applied on line 5 or line 7 9 Excess distributions carryover to 2002 Subtract lines 7 and 8 from line 6a 10 Analysis of line 9 a Excess from 1997 212 . 172 .0 h Excess from 1998 c Excess from 1999 d Excess (cum 2000 82 260 . 8
F. 990-PF aauii
177577 Ot-24-02
8 SLEMP FOUNDATION
tart Xlv I Private Operating Foundations (see instructions and Part VII F, question'. 1 s II the foundation has received a ruling or determination letter that it is a private operating foundation . and the ruling is effective for 2001, enter the date of the ruling b Check box to indicate whether the orpan¢auon is a private operatin g foundation described in section 2 a Enter the lesser of the adjusted net Tax year Prior 3 y income from Part 1 or the minimum (a) 2001 (b) 2000 (c)19 investment return from Part X for each year listed 6 85°/, of line 2a c Quahfyinq distributions from Part X11, line 4 for each year listed d Amounts included in line 2c nod used directly for active conduct of exempt activities e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon a 'Assets' alternative test - enter (1) Value of all assets (2) Value of assets qualifying under section 4942())(3)(B)(%) b 'Endowment' alternative test - Enter 7l3 of minimum investment return shown in Part X, line 6 for each year listed c 'Support 'alternative test - enter (1) Total support other than gross investment income (interey, dividends, rents, payments on securities loans (section 572(a)(5)), or royalties) (2) Support from general public and 5 or mare exempt organizations as provided in section 4942(1)(3)(B)(ni) (3) Largest amount of support from an exempt organization
supplementary Information (complete this part only it the organ or more in at any time dunng the year-see page 26 of the instructions ) 1 Information Regarding Foundation Managers a List any managers of the foundation who have contributed more than 2%, of the total contributions received by the foundation before the close of any tax year (but only d they have contributed more than $5,000) (See section 507(d)(2) )
b List any managers of tie foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greaser interest.
2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc , Programs Check here " C] d the organization only makes contributions to preselected charitable o1panizations and does not accept unsolicited requests for funds it the organisation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, D, c, and d a The name, address, and telephone number of the person to whom applications should 6e addressed SEE ATTACHED SCHEDULE . THE SLEMP FOUNDATION C/OU .S . BANK, N .A . ATTN : PATRICIA L DURHIN . PO BOX 5208,ML CN-WN-05EB CINCINNATI, OH 45201-520 b The form in which applications should be submitted and information and materials they should include SEE ATTACHED SCHEDULE c MY submission deadlines SEE STATEMENT 11 d My restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors
SEE STATEMENT 12 12358w1 za.oz 9 F,r ,g90-PF (2W,) SLEMP FOUNDATION Farm 990-PF (2001) C / O U .S . BANK N . A . Part XV Supplementary Information (continued) 3 GraMS and Contributions Paid Dunng the Year or Approved for Future Payment Recipient II recipient is an individual, show any relationship to Foundation Purpose of grant or I Amount Name and address (home or business) any foundation manager status of contribution or substantial contributor recipient a Paid dunng the year
ABLE SEE ATTACHED SCHEDULE BUTTONS 877,600 .00
SEE ATTACHED SCHEDULE RSHIPS 284,000 .00
b Approved for future payment
NONE
Total " 96 ~ 0 .00 u3eow,-z4~~oz cm 990-PF (2W 1) 10 ., I ' SLEMP FOUNDATION Form 99o-PF(2007) C/O U .S . BANK, N .A . 31-6025080 page if Part XVI-A Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated 3 e 11mv1110 ca1oua~ao »niona,z a,a oa,a (b) (d) Related or exempt Amount , 1 Program service revenue Amount function income a b c d 8 1 p Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 4 Dividends and interest Irorn securities 5 Net rental income or (loss) from real estate a Debt financed property h Not deht-financed property 6 Net rental income or (loss) from personal property 7 Other investment income 8 Gain or (loss) from sales of assets other than inventory 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 17 Other revenue a b c d e 12 Subtotal nddcolumns (ti),(d),and(e) 0 .001 1, 220 714 .65 0 .00 73 Total Add line 12, columns (b), (d), and (e) " 73 1,22 0 ,714 .65 (See worksheet in line 13 instructions to verity calculations 1 Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
Line No I Explain below how each activity tar which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes)
11 Finn 990-PF (zoo,) SLEMP FOUNDATION Form 990-PF(2007) C IO U .S . BANK N .A . 31-6025080 Page 12 Part XVII Information Regarding Transfers To and Transactions and Relationships With Nonchantable
Did the organization directly or indirectly engage in any of the following with any other organization described in section 507(c) of Ye the Code (other than section 501(c)(3) organizations) or m section 527, relating to political organizations? a Transfers from the reporting organization to a noncharita6le exempt organization of (1) Cash 1a 1 12) Other assets lalf?) b Other Transactions (1) Sales of assets to a noncharitable exempt organization 1b 1 (2) Purchases of assets from a nanchanlable exempt organization lb(21 (3) Rental of facilities, equipment, or ocher assets 1b 3 (4) Reimbursement arrangements 1b(4) (5) Loans or loan guarantees 7b 5 (6) Performance of services or membership or fundraising Solicitations Ib(6) e Sharing of facilities, equipment, mailing lists, other assets, or paid employees to d II the answer to any of the above is Yes; complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization II the organization received less than lair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received ~Line no (b) Amount involved (c) Name of nonchantable exempt organization (d) Description of transfers, transactions, and sharing arrang
2a is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 50t(c) of the Code (other than section 501(c)(3)) or in section 527 Yes [XI No b IINes: complete the following schedule (a) Name of oraanizauon Ibl Tvoe of organization of
UnaspenilLesolpeyry laW81that ln this riaturn 1n `w ' Sign ure of officer r stee S rreparer s signature and FumsDame loiyoun .S . BANK, .A . aj oseu ,z3az, o, z4-0z SLEMP FOUNDATION C/0 U.S . BANK, N.A . 31-6025080 ORM 990-PF GAIN OR (LOSS) FROM SALE OF ASSETS STATEMENT 1 (A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD EE SCHEDULE ATTACHED PURCHASED (B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC . GAIN OR LOSS 3,885,331 .68 2,746,887 .66 0 .00 0 .00 1,138,444 .02 (A) MANNER DATE ESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD EE SCHEDULE ATTACHED PURCHASED (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC . GAIN OR LOSS 166,194 .62 695,355 .30 0 .00 0 .00 <529,160 .68> APITAL GAINS DIVIDENDS FROM PART IV 0 .00 OTAL TO FORM 990-PF, PART I, LINE 6A 609,283 .34 ORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2 CAPITAL GAINS COLUMN (A) OURCE GROSS AMOUNT DIVIDENDS AMOUNT ORPORATE INTEREST 183,953 .59 0 .00 183,953 .59 IVIDENDS 318,378 .47 0 .00 318,378 .47 S GOVT INTEREST 109,099 .25 0 .00 109,099 .25 OTAL TO FM 990-PF, PART I, LN 4 611,431 .31 0 .00 611,431 .31 V 13 STATEMENT(S)' 1, 2 SLEMP FOUNDATION C/O U .S . BANK, N .A . 31-6025080 ARM 990-PF ACCOUNTING FEES STATEMENT 3 (A) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE ESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES 47{ PREPARATION FEE 1,200 .00 1,200 .00 0 .00 J FORM 990-PF, PG 1, LN 16B 1,200 .00 1,200 .00 0 .00 JRM 990-PF TAXES STATEMENT 4 (A) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE ESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES KCISE TAX - CURRENT YEAR 30,000 .00 0 .00 0 .00 FORM 990-PF, PG 1, LN 18 30,000 .00 0 .00 0 .00 JRM 990-PF OTHER EXPENSES STATEMENT 5 (A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE ESCRIPTION PER HOOKS MENT INCOME NET INCOME PURPOSES PHER EXPENSES 28,419 .74 5,981 .63 22,438 .11 7 FORM 990-PF, PG 1, LN 23 28,419 .74 5,981 .63 22,438 .11 ARM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 6 BSCRIPTION AMOUNT XCISE TAX REFUND 17,578 .18 ECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS 2,000 .00 DTAL TO FORM 990-PF, PART III, LINE 3 19,578 .18 J 14 STATEMENT S) 3, 4, 5, 6 Recoveries of Amounts Treated as Qualifying Distributions Redeposit of checks drawn $2.000 0 7/3/01 Joshua L. Watson -Spring 2001 1,00000 7/10/01 Norma Eileen Durton-Calhoun 12/15/00 1,00000 s~ m aoc SLEMP FOUNDATION C/O U .S . BANK, N .A . 31-6025080 ARM 990-PF U .S . AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 7 U .S . OTHER FAIR MARKET ESCRIPTION GOVT GOV T BOOK VALUE VALUE REAS & AGENCY OBLIGATIONS X 1,924,039 .33 2,082,664 .50 DTAL U .S . GOVERNMENT OBLIGATIONS 1,924,034 .33 2,082,664 .50 OTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS DTAL TO FORM 990-PF, PART I2, LINE 10A 1,924,034 .33 2,082,664 .50 ARM 990-PF CORPORATE STOCK STATEMENT B FAIR MARKET ESCRIPTION HOOK VALUE VALUE OMESTIC STOCK 6,795,834 .82 14,260,675 .36 OTAL TO FORM 990-PF, PART II, LINE lOB 6,795,834 .82 14,260,675 .36 ARM 990-PF OTHER INVESTMENTS STATEMENT 9 FAIR MARKET ESCRIPTION HOOK VALUE VALUE ORPORATE OBLIGATIONS 2,017,382 .00 2,021,120 .50 EAL ESTATE 1 .00 1 .00 UTUAL FUNDS 300,000 .00 261,078 .30 DTAL TO FORM 990-PF, PART II, LINE 13 2,317,383 .00 2,282,199 .80 j 15 STATEMENT S) 7, 8, 9 SLEMP FOUNDATION C/0 U .S . HANK, N .A . 31-6025080 ORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 10 TRUSTEES AND FOUNDATION MANAGERS EMPLOYEE TITLE AND COMPEN- BEN PLAN EXPENSE AME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT ARY VIRGINIA EDMONDS TRUSTEE 0 BOX 5208 AS NEEDED 9,922 .82 0 .00 0 .00 INCINNATI, OH 45201 *NANCEY E . SMITH TRUSTEE O BOX 5208 AS NEEDED 9,922 .82 0 .00 1,200 .00 INCINNATI, OH 45201 OHN A REID TRUSTEE 0 BOX 5208 AS NEEDED 5,922 .72 0 .00 0 .00 INCINNATI, OH 45201 '*'MELISSA S . SMITH SIRCY TRUSTEE 0 BOX 5208 AS NEEDED 9,922 .82 0 .00 1,200 .00 INCINNATI, OH 45201 ****JAMES C . SMITH TRUSTEE O BOX 5208 AS NEEDED 9,922 .82 0 .00 1,200 .00 INCINNATI, OH 45201 AMELA S EDMONDS .TRUSTEE 0 BOX 5208 AS NEEDED 9,922 .82 0 .00 1,200 .00 INCINNATI, OH 45201 .S . BANK N " A . AGENT O BOX 1118, U .S . BANK N .A . 0 .00 57,804 .61 0 .00 0 .00 INCINNATI, OH 45201 OTALS INCLUDED ON 990-PP, PAGE 6, PART VIII 113,341 .43 0 .00 4,800 .00 ORM 990-PF PART XV, LINE 2C STATEMENT 11 SUBMISSION DEADLINES ESCRIPTION EE ATTACHED SCHEDULE . SCHOLARSHIPS 10/15 FOR NEXT FALL SEMESTER . RANTS - NO DEADLINE . 16 STATEMENT S) 10, 11 SLEMP FOUNDATION C/O U .S . BANK, N .A . 31-6025080 ARM 990-PF PART XV, LINE 2D STATEMENT 12 AWARD RESTRICTIONS AND LIMITATIONS ESCRIPTION EE ATTACHED SCHEDULE . CHARITALSE GRANTS MUST BENEFIT THE RESIDENTS OF EE OR WISE COUNTIES, VIRGINIA . SCHOLARSHIP RECIPIENTS MUST HE A RESIDENT F LEE OR WISE COUNTY VIRGINIA OR A DESCENDANT OF A RESIDENT, THEREOF . i 17 STATEMENT S) 12 SLEMP FOUNDATION CHARITABLE CONTRIBUTIONS FOR 6/30/02 UP TO DATE AS OF 6/30!02 FALL SPRING NAME FIRST MI 2001 2002 II TOTAL 11 Adkins April R $1,000 $1,000 $2,000 Adongay Joseph C $1,000 $1,000 $2,000 Ambum Monica L $1,000 $1,000 $2,000 Austin Patricia Johnson $1,000 $1,000 $2,000 Baber-Varner Heather R $1,000 $1,000 $2,000 Bailey Neil A $1,000 $1,000 $2,000 Banks Kyth B $1,000 $1,000 $2,000 Belcher Joshua D $1,000 $1,000 $2,000 Blevins Jessica E $1,000 $1,000 $2,000 Boggs Jason M $1,000 $1,000 $2,000 Bollmg James B $1,000 $1,000 $2,000 Bradshaw Rachel M $1,000 $1,000 $2,000 Boone Matthew A $1,000 $1,000 $2,000 Bradshaw Sara E $1,000 $1,000 $2,000 Britton DeAnna L $1,000 $1,000 $2,000 Brooks Kassi A $1,000 $1,000 $2,000 Bull Suzanne E $1,000 $1,000 $2,000 Calhoun Norma E D $1,000 $1,000 $2,000 Carroll Alicia A $1,000 $1,000 $2,000 Clark Kimberly A $1,000 $1,000 $2,000 Clapp Autumn R $1,000 $1,000 $2,000 Clark Gina N $1,000 $1,000 $2,000 Clark Tamara R $1,000 $1,000 $2,000 Clisso Brendan M $1,000 $1,000 $2,000 Coffey Miracle A $1,000 $1,000 $2,000 Collier Amber K $1,000 $1,000 $2,000 Collier Melody F $1,000 $1,000 $2,000 Collins Jessica D $1,000 $1,000 $2,000 Collins Matthew J $1,000 $1,000 $2,000 Coomer Amber Nlarsee $1,000 $1,000 $2,000 Cooney Candace A $1,000 $1,000 $2,000 Crabtree Meredith K $1,000 $1,000 $2,000 Davis Stephen A $1,000 $1,000 $2,000 Davis Tonya D $1,000 $1,000 $2,000 Dean Amanda L $1,000 $1,000 $2,000 DeFore Kory F, $1,000 $1,000 $2,000 IDickenson Michele L $1,000 $1,000 $2,000 UP TO DATE AS OF 6/30/02 FALL SPRING NAME FIRST MI 2001 2002 II TOTAL II Dotson William J $1,000 $1,000 $2,000 Durham Jeremy W $1,000 $1,000 $2,000 Estep Torry S $1,000 $1,000 $2,000 Farland Andrew M $1,000 $1,000 $2,000 Farland Joseph B $1,000 $1,000 $2,000 Franklin Katherine D $1,000 $1,000 $2,000 Garrett Jennifer E $1,000 $1,000 $2,000 Gilliam Candace J $1,000 $1,000 $2,000 Grizzle, III Woodrow W $1,000 $1,000 $2,000 Hagy, Jr Roger B $1,000 $1,000 $2,000 Hall Lanssa N $1,000 $1,000 $2,000 Hamilton Melissa R $1,000 $1,000 $2,000 Hargrove Justin M $1,000 $1,000 $2,000 Hensley Amy E $1,000 $1,000 $2,000 Hill Debbie A $1,000 $1,000 $2,000 Holyfield Jennifer N $1,000 $1,000 $2,000 Howington Henry E $1,000 $1,000 $2,000 Hubbard Derek S $1,000 $1,000 $2,000 Hubbard Macel L $1,000 $1,000 $2,000 Hubbard Mary A $1,000 $1,000 $2,000 Irvin Hannah E $1,000 $1,000 $2,000 Jackson Joshua A $1,000 $1,000 $?,000 Jackson Nicholas D $1,000 $1,000 $2,000 Johnson Dieie L $1,000 $1,000 $2,000 Johnson Joshua W $1,000 $1,000 $2,000 Jones Knetns L $1,000 $1,000 $2,000 Jones Natalie N $1,000 $1,000 $2,000 Kelly Jason G $1,000 $1,000 $2,000 Kiser Joseph M $1,000 $1,000 $2,000 Laningham Elizabeth A $1,000 $1,000 $2,000 Lawson Haley N $1,000 $1,000 $2,000 Lay Rebecca J $1,000 $1,000 $2,000 Ledger Charles J $1 .000 $1,000 $2,000 Lrvesay Brian B $1,000 $1,000 $2,000 Long Kena R $1,000 $1,000 $2,000 Mabe Lindsay K $1,000 $1,000 $2,000 Naggard Melanie B $1,000 $1,000 $2,000 UP TO DATE AS OF 6/30/02 FALL SPRING 1 NAME FIRST MI 2001 2002 11 TOTAL ~I Malian Reed E $1,000 $1,000 $2,000 Marion Jonathan A $1,000 $1,000 $2,000 Martin Leslie N $1,000 $1,000 $2,000 Mathieson Ashley N $1,000 $1,000 $2,000 McConnell Alyson Baker $1,000 $1,000 $2,000 McCoo Seth A $1,000 $1,000 $2,000 Meade Ben3amm D $1,000 $1,000 $2,000 Moore Eric M $1,000 $1,000 $2,000 Moyers Sheena R $1,000 $1,000 $2,000 Mullins Sarah A $1,000 $1,000 $2,000 Muse, Jr Arthur L $1,000 $1,000 $2,000 Napier Erin J $1,000 $1,000 $2,000 Newman Hannah G $1,000 $1,000 $2,000 O'Donnell Thomas P $1,000 $1,000 $2,000 Owsley Lona B $1,000 $1,000 $2,000 Parkey-Markley Ashley C $1,000 $1,000 $2,000 Parry Allison L $1,000 $1,000 $2,000 Perry Christen B $1,000 $1,000 $2,000 Petty IIrandi N $1,000 $1,000 $2,000 Phillips Amber C $1,000 $1,000 $2,000 Poe Casey D $1,000 $1,000 $2,000 Pntchard Matthew M $1,000 $1,000 $2,000 P ugh Laura E $1,000 $1,000 $2,000 Ramakrishnan Vivek $1,000 $1,000 $2,000 Ramey Cassie D $1,000 $1,000 $2,000 Rhoten Nicole Y $1,000 $1,000 $2,000 Riffe, III Henry E $1,000 $1,000 $2,000 Rmes Amber N $1,000 $1,000 $2,000 Roop Lora J $1,000 $1,000 $2,000 Rose Candi L $1,000 $1,000 $2,000 Rudder Elizabeth M $1,000 $1,000 $2,000 Sabbatim Robert P $1,000 $1 .000 $2,000 Sanders Roy A $1,000 $1,000 $2,000 Shapiro Henry R $1,000 $1,000 $2,000 Short Jessica L $1,000 $1,000 $2,000 Slemp Sigred A $1,000 $1,000 $2,000 ISloan Apnl M $1,000 $1,000 $2,000 UP TO DATE AS OF 6/30/02 FALL SPRING NAME FIRST MI 2001 2002 ~~ TOTaL Smith Crystal R $1,000 $(,000 $2,000 Sowdon Elisabeth A $1,000 $1,000 $2,000 Speak Aaron J $1,000 $1,000 $2,000 Speak Kristen N $1,000 $1,000 $2,000 Stewart Kelley Nelson $1,000 $1,000 $2,000 Still Nathan S $1,000 $1,000 $2,000 Surber Jamie L $1,000 $1,000 $2,000 Swain Tabitha N $1,000 $1,000 $2,000 Tate John A $1,000 $1,000 $2,000 Thacker Derrick W $1,000 $1,000 $2,000 Thompson Christian D $1,000 $1,000 $2,000 Thompson Jonathan R $1,000 $1,000 $2,000 Tomlinson Kristen N $1,000 $1,000 $2,000 Turner Amanda L $1,000 $1,000 $2,000 Turner Amber N $1,000 $1,000 $2,000 Turner Ryan N $1,000 $1,000 $2,000 VanHuss Bobbi L $1,000 $1,000 $2,000 Wade Elizabeth C $1,000 $1,000 $2,000 Wade Sheena A $1,000 $1,000 $2,000 Walton Holly A $1,000 $1,000 $2,000 Watson Joshua L $1,000 $1,000 $2,000 Wells Tracy N $1,000 $1,000 $2 .000 Wharton III Samuel M $1,000 $1,000 $2,000 Whited Kelh N $1,000 $1,000 $2.000 Williams Carne E $1,000 $1,000 $2,000 Williams Marcie L $1 .000 $1,000 $2,000 Wilson Ronald T $1,000 $1,000 $2,000 Wood Dera L $1,000 $1,000 $2,000 Woodard Jeremy D $1,000 $1,000 $2,000 Wright VII Comelius F $1,000 $1,000 $2,000 ZirkleWhitney 113 ~ $1,000 $1,000 $2,000 TOTAL $142,000 X142,000 $284,000 Trustees The Slemp Foundation Emeritus Trustees Nancey Edmonds Smith Big Stone Gap, Virginia Mary Virginia Edmunds Frankfort, Kentucky Dryden, Virginia Pamela 5 Edmunds Wilson, North Carolina James Campbell Smith Lexington, Kentucky Melissa Smith Sircy Frankfort, Kentucky C. BASCOM SLEMP FOUNDATION GRANT APPLICATION GUIDELINES The C Bascom Slemp Foundation is a private foundation created under the will of the late C Bascom Slemp, a former U S Congressman from Virginia Grants are made exclusively for charitable and educational purposes that will benefit the residents of Lee and Wise Counties, Virginia The following information regarding the organization which would be the recipient of a grant should be submitted to Fustar Bank, N A Firstar Bank will then place the proposed request on the agenda for the meeting of the Trustees of the Foundation Grant requests will be considered at the Sprang and Summer meetings which are generally held in the months of April and July I Name, address and telephone number of the organization, any national organization with which affiliated, and dates each were established 2 A copy of the Internal Revenue Service letter qualifying the organization as ta\ exempt under Code Section SOl(c) 3 Purposes and activities of the organization, services provided, to whom, and how many served per year 4 Names of administrative officers and governing board of the organization 5 A copy of the organization's most recent balance sheet and annual operating statement 6 Percentage of budget received from other sources 7 Percentage of costs of organization paid for by recipients 8 Purposes for which a grant from the C Qascom Sleenp Foundation would be used How would specifically benefit residents of Lee and Wise Counties, Virginia 9 If the purpose is a specific project, shat is the budget for the project Grant requests should be addressed to Patricia L Durbm, Trust Officer U S Bank, N A Trust Division P O Box 5203, Loc CN-OH-\VSEB Cincinnati, OH 45201-5208 THE SLEMP FOUNDATION Information to be supplied by School Authorities Name of Student Transcript of Grades for to FRESHMAN YEAR SOPHOMORE YEAR JUNIOR YEAR SUBJECT GRADE SUBJECT GRADE SUBJECT GRADE If any aptitude tests were given to student, please list results if they have a beating on the student's ability to handle work at the college of his choice Student is in top 1/10 ( ) top I/3 ( ) or lower 1/3 ( ) of his/her class Number of students in class This student's position m class Prospects for student's graduation Please rate the student as to the effort put m, to get the most out of }us/her school experience AVERAGE ( ) ABOVE AVERAGE ( ) EXCEPTIONAL Has Student met his/her financial obligations to the school regularly and promptly What extra-cumcular activities has student excelled m9 What arc Student's outstanding vaits9 What type of work do you [built the student should prepare to follow Type of work Student plans to dog Please rate the student, as to expectancy of doing worthwhile work in this field AVERAGE ~ ~ ABOVE AVERAGE ~ ~ EXCEPTIONAL REMARKS I recommend that the grant requested be made ! am satisfied that the best interest of the applicant can be maintained by continuing school / consider the applicant thoroughly reliable and / believe that he (she) is worthy of this grant To the best of my knowledge, al! of the questions are truly andfully answered Date Dean, Principal, Guidance Counselor or Faculty Advisor Name of School Note: This form must be mailed by October I S`" directly to the Foundation at the following address: The Slemp Foundation do U.S Bank Trust Division P. O Box 5208, M. L. CN-WN-OSEB Cincinnati, OH 45201 The Slemp Foundation Big Stone Gap, Virginia REFERENCE FORM Name of Student How many years have you known the students years How many years have you known the student's family? years Do you think the student could continue school if the Foundation did not give assistance? Would you say the student has average, above average or exceptional qualifications for taking his/her place m the business or professional world What type of career do you think the student should prepare to follow? Do you think that this student should go to college Please give your reasons for recommending the I recommend that the grant be made I am satisfied that the best interest of the applicant can be maintained by continuing in school I consider the applicant thoroughly reliable and I believe that he (she) is worthy of ehus grant To the best ojmy knowledge al! !he questions are truly and fully answered Date Signature Occupation This form must be mailed directly to the Foundation by October ISth . Please also note the applicant's name on the outside of the envelope. The Slemp Foundation do U.S. Bank Trust Division P. O. Box 5208, M.L. CN-WN-OSEB Cincinnati, OH 45201-5208 CAMPBELL BASCOM SLEMP 1870-1943 Bom m Turkey Cove, Lee County, V1rg1ma, on September 4, 1870, the son of Colonel Campbell and Nancey B. Cawood Slemp Graduated from V M l m June 1891 . Received the Jackson Medal that is awarded annually to the most outstanding student at V.M.I Teacher of Mathematics at V.M I from 1900 to 1901 . t Practiced law m Big Stone Gap from 1901 to 1907 Elected to Congress to succeed lus father, Campbell Slemp, m December 1907 Served in Congress from 1907 to 1923 Secretary to President Coolidge from 1923 to 1925 Began law practice in Washington, D C in 1925 " Founded Insulate of Public Affairs at the University of Virginia m 1927 Served as U S Commissioner General to French Colonial Exposition m Pans, and received the French Legion of Honor award in 1931 Retired to private life at his Big Stone Gap home m 1932 Commenced Janie Slemp Newman Museum m 1935 Later gave collection to the state of Virginia to found The Southwest Virgitua Museum Died August 7, 1943 Buried in the Slemp Cemetery located m Turkey Cove, Lee County, Virginia The Slemp Foundation was established m 1946 under terms of Mr Slemp's Will Trustees' The Slemp Foundation Emeritus Trustees Nencey Fdmonds Srtuth Big Shone Gap, Virginia Mary V2rgmia Edmunds Frankfort, Kentucky Drydrn, Virginia Pamela 5 Edmunds Wilson, North Carolina lames Cempbcll Srtu1h Lexington, Kentucky Mc455a Sciuth $1rty Frankfort, Kentucky *TO STUDENTS APPLYING FOR EDUCATIONAL FUNDS FROM THE SLEMP FOUNDATION FOR THE FIRST TINE" The enclosed forms are to be used m connection with all first time aaalicatioos for funds on a grant basis 1 Information and Application Procedure 2 Application Form, School Authority Form, and Four Reference Furors 3 Outline of Mr Slemp's Life The Trustees will only consider fully completed applications from high school students postmarked by October 15th, for all grants to be made for the college year beginning the following Fall Applications received after the deadline will not be considered If your personal oz family financial situation changes dunng the year after your application is sent in so that there may be no need for funds, or for some other reason you decide not to use any grant awarded you, please let us know promptly as the Trustees wish the Foundation's funds to go as far as possible No grants will be made to students whose grades are not satisfactory or who are not considered full time students by the college or university attended Generally grants will not exceed $2,000 00 per student per year as a maximum Please indicate on page 2 of the application form, the total of grants that you, any brothers or sisters and parents have received to date from this Foundation Continuation of grants will also depend on the income of the Foundation available for scholarship purposes Please read all forms carefully and follow instructions where they apply to your particular case Once the applicants selected enter college, it is the student's responsibility to provide the Foundation with regular official school transcripts and to complete the renewal application sent each year Hoping that you are making fine progress at school, we are with best wishes, Cordially yours, The Slemp Foundation By the Trustees under the Will of C. Bascom S/emp *NOTE: THE PARENTS OF STUDENTS SHOULD ALSO READ THESE FORMS CAREFULLY* INFORMATION AND APPLICATION PROCEDURE REGARDING THE SLEMP FOUNDATION SCHOLARSHIP FUNDS RULES AND REGULATIONS READ CAREFULLY Mr C Sascom Slemp, late of Big Stone Gap, Vaguua, provided in his Will for the establishment of a Foundation for charitable, educational and health purposes Foundation funds are available, at the discretion of the Trustees thereof, for young men and young women of promise who evidence a real desire to obtain further education and because of lack of means are unable to do so satisfactorily In accordance with Mr Slemp's Will, grants may be made to students attending colleges or universities, providing the applicant is a resident of Lee or Wise Counties, V agwa, or is a descendant of a resident thereof In order to facilitate the handling of applications and as a guide to school authorities, the procedure and standards outlined m this memorandum have been established by the Trustees but are subject to change at the sole discretion of the Trustees It is desirable for the student to apply through the proper authorities of the school or college he or she is attending since such authorities have readily accessible information on his/her scholastic records and general school performance Such authorities are requested to screen the applicants carefully before referring an applicant to the Trustees, and w particular to consider the following 1 The applicant should be a person who has demonstrated a better than average ability in scholarship and who shows unusual promise for the fume His/her physical and emotional condition should be such as to enable him/her to pursue his/her studies and any outside work to full advantage It is the intent of the Trustees to grant funds only co those who are unable to provide all of rhea own funds and would otherwise be unable to continue then education 2 Generally grants will not exceed the amount stated in the coveting letter m any one year and will continue to be made to students to good standing for the additional three years required for an undergraduate degree No grants are being made for graduate degrees 3 It is anticipated that such grants as may be provided by the Foundation, together with other sources of income, will enable the applicant to finish his/her school course 4 The completed application, together with the latest available grades, must be postmarked on or before July I", from students presently receiving aid, and by October 15'h for high school seniors applying for aid for the first time The Trustees may not consider an application unless n is complete m every detail 5 Students already receiving funds, whose grades and other records are satisfactory will be sent future application forms automatically, and they must be completed and forwarded each year Generally, successi~~e reference forms will not be required 6 In general, the Trustees will discontinue making grants to any student who fails to meet the usual requirements of the college or university which he/she is attending It is intended that the Foundation's funds be reserved for those who will by then actions indicate appreciation of the aid The Trustees' decision in these masers shall be final and no tights shall entire to persons receiving one or more grants Granting of funds is contingent upon concurrence with the riles and procedures of the Trustees, and the adequacy of income available to the Trustees 7 Generally speaking, the Trustees will only consider applications, from students applying for aid for the first time, which have the unquaLiCied approval of the school authorities of the applicant's high school (or faculty advisor if presently enrolled m a college or university) The Trustees may also require additional recommendations, or information regarding an applicant, as the Trustees may determine, and may consult persons of their own selection as well as the applicant's references for advice All information received from references will be treated as confidential It shall be up to each student to obtain from the proper official of his/her school or college the necessary proof of grades The Trustees reserve the right to make payment of the grants over the school year, that is, a portion at the beginning of each semester or quarter, and to withhold payment until grades for the preceding semester or quarter have been received by the Agent for the Slemp Foundation The Trust Department of U S Bank, N A m Cincinnati is serving as such Agent 9 It is presumed that all students receiving aid will be attending accredited colleges and universities or business colleges or nurses training schools, and that they will be classed as a full tune student taking regular required courses looking toward a degree 10 Any student who should be awarded a grant and subsequently finds be or she MU be unable to use the grant should so notify the Trustees promptly All correspondence should be mailed to the Trustees at the following address The Slemp Foundation c/o U S Bank Trust Division P O Box 5208, M L CN-WN-OSEB Cmcuuiau, OH A5201-5208 The Slemp Foundation in making grants does not expect to be repaid, but if a student m later years feels financially able, the Foundation will welcome any gift made to it The Trustees reserve the tight to report the grants approved, to each High School Principal, or College authority involved, and in the local press periodically The Trustees also hope to receive information from students after their gradNation, to enable the Trustees to view the long term results of these grants and to make public such of this information as may seem pertinent to the Foundation's activities and of interest to the students and their schools and colleges, as well as the people of Lee and Wise Counties All graves are repoi red to the Wise County Court in periodic reports required by law Decisions by the Trustees will be final after due consideration based on the information made assailable to us Successful and unsuccessful applicants will be so notified, but only in general terms The Slemp Foundation By the Trustees under the Will of C Bascom Slemp SLEMP FOUNDATION 15-7700 FORM~990 PF FYE 6/30/02 EIN 31-6025080 BEGINNING END OF MONTH OF MONTH SECURITIES (FMV) JULY $21,820,936 94 $21,853,123 50 AUGUST 21,853,123 50 20,878,399 69 SEPTEMBER 20,878,399 69 19,903,764 77 OCTOBER 19,903,764 77 19,638,553 60 NOVEMBER 19,638,553 60 20,028,572 71 DECEMBER 20,028,572 71 19,984,526 20 JANUARY 19,984,526 20 19,803,888 49 FEBRUARY 19,803,888 49 19,586,556 20 MARCH 19,586,556 20 20,035,944 06 APRIL 20,035,944 06 19,211,959.88 MAY 19,211,959 88 18,989,756 44 JUNE 18,989,756 44 18,625,539 66 $480,276,569 68 TOTAL $241,735,984 48 $238,540,585 20 = by 24 $20,011,523.73 BEGINNING END OF MONTH OF MONTH CASH JULY $292,12566 $294,96379 AUGUST 294,963 79 367,414 54 SEPTEMBER 367,414 54 408,992 20 OCTOBER 408,992 20 457,573 98 NOVEMBER 457,573 98 415,942 66 DECEMBER 415,942 66 146,328 32 JANUARY 146,328 32 194,508 77 FEBRUARY 194,508 77 242,492 47 MARCH 242,492 47 312,278 90 APRIL 312,278 90 399,134 70 MAY 399,134 70 637,716 47 JUNE 637,716 47 736,63014 $8,783,449 40 TOTAL $4,169,472 46 $4,613,976 94 = by 24 $365,977 .05 slurp 03A: ACCT L691 15-7700 V S BANK N A PAGE 69 FROM 07101/2001 S7aTEMENi OF CAPITAL GAINS AND LOSSES TO 09/30/2002 C 9ASCOM SIEMP Ta U!N DECEASED RUN 09/09/2002 TRUST YEAR ENDING 06/30/2002 7A1 PqEPARER 11 TRUST ADMINISTRATOR 31 LEGEND F - FEDERAL S - STATE I - INHERITED INVESTMENT OFFICER 39 E - EXEMPT FROM STATE U - ACD COST UNKNOWN PROPERTY DESCRIPTION SHARES GATE SALES PRICE COST BASIS GAIHILOSS TERM ------ 3000 0000 ALCOA INC - 013817101 SOLD 08/01/2001 117085 09 ACU 3000 0000 0412517997 ~ 117086 09 52203 75 64882 311 X720 6000 0000 BURLINGTON NORTHN SANTA FE CORP - 121897104 SOLD 0810112001 160434 64 ACQ 3000 0000 1L/03/1993 80277 32 55885 co 24332 32 l705 3000 0000 04/08i1994 80217 32 59270 00 209e7 32 LT05 2000 0000 CARDINAL HEALTH INC - 14169Y70B SOLO 08101/2001 148495 04 aC0 2000 0000 77/73i1997 148495 04 33297 56 715797 48 LT20 4771 0000 MIRANT CORPORATION 604675108 SOLD 08/01/2001 748373 14 0.CQ 1988 0700 0112511993 51829 91 41750 43 20075 48 l705 1192 4700 08/2311996 37084 70 77271 38 9813 32 1720 7192 8400 71103/7993 37099 15 24784 27 12331 88 LT05 397 6100 1710311993 12355 38 6456 76 4110 62 175 6977 0000 OWEST COMMUNICATIONS INTL INC - 749121109 SOIL 0810512001 179697 65 ACU 697 0000 12/23/7997 179697 65 187632 e0 -7934 75 LT20 100 0000 KENTUCKY RIVER COAL CORP - 491404109 ' SOLO 08(2412001 335088 79 aCd 100 0000 05/04/1944 33S~A8 79 625 00 335153 79 LTa5 11700 0000 CO'~OLO IBC - 208251504 SOLD 11/C8/2001 298457 03 ACS 5404 4000 11/78/7994 137857 64 51419 66 85441 98 LTU5 6295 6000 0813011999 150595 39 114552 03 -3555 64 1720 6000 0000 lE%MARK iNiL GROUP INC LL A - 529771107 SOLD 1110812001 284690 50 ACQ 500 0000 03125/7599 28590 50 30525 00 -15Z3a 50 LT70 72000 0000 SOUTHERN CO - 842587107 SOLO 1710812001 2Q7390 40 ACS SOLO 0000 07/26/1993 779748 00 65549 57 54195 43 LT45 3000 0000 0812311999 71847 60 42830 20 29077 40 L7a5 3000 0000 71103I1993 77847 60 38880 73 32956 87 155 7000 0000 11103i7993 33919 20 12960 24 70988 93 LTOS 200000 000 U 5 TPEAS NTS 7 5X 11115107 - 9 :2827p25 SOLO 11115/2001 200000 00 ACS 100000 0000 07/28/1952 100600 00 705000 00 -5070 00 1745 100000 0000 11I18/799a 700000 0J 100000 00 0 00 L7G5 5000 0000 WATSON PHARMACEUTICALS INC - 52583103 SOLO 1111612001 141e95 27 aC0 5000 0000 0326/1999 1 :1e95 27 15c312 50 -53417 23 LT20 9060 0000 HaLLIBUPiOV CO - 405219701 SOLO 12/0712007 105295 47 ALU 9000 0000 01/2512001 105295 47 372075 30 -255778 83 ST 4500 0000 EMERSp4 ELEC CO - 29101110e SOLO 03179/2002 297431 53 nCd 280 0000 0810111995 7810e5 28 99400 00 876e5 28 Li05 7200 0000 7710217995 77590 83 e4772 00 3221c 83 LTQ5 400 0000 0810-'/7555 25853 51 1200 00 71553 51 LiQ5 200 0000 04125 n 99l 12337 81 9572 00 3259 81 LT20 16000 OOCG U S BAN-0;p - 90497330 SOLD 03i19i2:02 229593 54 .CD 3290 CQ00 0410711922 7-1218 a7 2799 24 72749 23 LTC5 0710 0000 04/07/1980 154-7E8 01 3973 42 750E3- 55 LT0; BOCO 0760 NOPLOCCN INC GA NcH - Sdi510109 SOLO 04/01/7002 54718 35 aCO 3<50 0000 17/1111998 23597 29 723375 21 -99777 92 L720 1200 0000 0312SII959 8207 75 59199 20 -5CE51 45 LT20 750 0000 08130/1999 5729 E5 35882 21 31752 3i L720 2300 0000 0312372000 1~i83 45 17E388 05 -5090- 53 LT20 7200 OCOJ MERCK 5 LO INC - 58333110% SOLD C4/12/2002 3E3361 25 -;4 3310 OCCO 0410717962 19=342 13 75<0 37 1371e7 75 LTQ5 2:00 0000 05/1311992 1,3728 09 52530 00 71124 09 L105 4~0 0000 0110911915 21931 35 12593 00 9238 35 1705 6'.0 OCOO Ce/0917993 42257 70 25186 00 1407 ; 70 17Q5 '.CC000 CCOC U S TEAS NTS 7 5% 5/'S/OZ - 912H17Gd9 SOLO 0511512002 200007 00 ACQ 200000 0000 17/1811994 700000 00 200000 00 0 00 L705 75200 0000 ENERGIZER HOLDINGS INC - 29255F108 SOLD 05/ .5/2002 412012 45 aC0 15200 0000 0711712000 472012 45 345522 48 57e89 57 Li20 6000 0000 TYCO INiL LTD NAM - 902720105 SOLD 05I07/2002 51,898 75 ACS 6000 0000 111f812C01 60898 15 323280 00 -252387 85 S1 ACCT L691 75-7700 U S BANK N A FROM 07/01/2001 PAGE 69 STATEMENT OF CAPITAL GAINS AND LOSSES TO 0913012002 C 9ASCDM SLEAIP TR UlW DECEASED RUN 09/09/2002 TRUST YEAR ENDING 06/30/2002 TAX PHEPARER 71 TRUST ADMINISTRATOR 31 LEGEND F - FEDERAL S - STATE I - INHERITED INVESTMENT OFFICER 39 E - EXEMPT FROM STATE U - ACS COST UNKNOWN PROPERTY DESCRIPTION SHARES GATE SALES PRICE ------COST BASIS GAIN/LOSS TERM ------3000 0000 ALCOA INC - 013817101 SOLD 0ei0112001 117086 09 ACS 3000 0000 06/25/1997 ~ 777086 09 52203 75 64882 34 LT20 6000 0000 BURLINGTON HORTHN SANTA FE CORP - 121B9T10a SOLO 08/01/2001 160434 84 ACU 3000 0000 17/03/1993 00217 32 55885 00 26332 32 LT05 3000 0000 0e108/7994 80217 32 59270 00 10967 32 LTQ5 2000 0000 CARDINAL HEALTH INC - 1d1y9Y108 SOLD 0810112001 748495 04 ACS 2000 0000 11/13/7997 148495 04 33297 56 175197 48 L720 4771 0000 NIRANT CORPORATION - 506675108 SOLD 0810112001 148373 14 ACQ 1988 0700 07/29/1993 61025 97 41750 43 20076 48 LTQS 1192 4700 08/73/1996 37086 70 27271 38 9813 32 LT20 1792 8400 1710311993 3795 15 24764 27 12331 88 397 LTQ5 6100 11/0311993 12365 38 8254 76 4110 62 L705 6917 0000 aWEST COAWUNICATIONS INTL INC - 749121109 SOLD 0810112001 179697 65 ACQ 6917 0000 12/13/7997 179697 65 787632 40 -7936 75 L720 100 0000 KENTUCKY RIVER COAL CORP - 491604109 I 500 08/24/2001 336 88 79 ACU 100 0000 06104/1945 339p88 79 625 00 335453 79 LTU5 11700 0000 CONOCO INC - 20825150 SOLO 71/08/2001 298457 03 AC4 5404 4000 7111811996 137861 64 51419 66 85661 98 LTp5 6295 6000 08i3011999 760595 39 774752 03 -13555 6a 1720 6000 0000 LEYMARK INTL GROUP INC CL A - 529777107 SOLD 1110812001 284690 50 ACS 5000 0000 03/2811999 284690 50 300525 00 -15834 50 L720 12000 0000 SOUTHERN CO - 842587107 SOLD 77/08/2001 287390 40 ACQ 5000 0000 07/2611993 119746 00 65569 57 54196 43 1T05 3000 0000 0812317996 17847 60 <7830 20 29077 40 LTQ5 3000 0000 11103/1993 71867 60 38880 73 32956 87 L7U5 7000 0000 11/03/1993 23969 20 12960 24 70988 96 L7Q5 200000 0000 U S TREAS NTS 7 SX 11115101 - 912827025 SOLO 11/1512001 200000 00 ACQ 100000 0000 07128/1992 100000 00 709000 00 -5000 00 LT05 100000 000 17/18/1994 700000 00 100000 00 0 00 LT05 5000 0000 WATSON PHARMACEUTICALS INC - 942583103 SOLD 7117612001 141655 27 ALQ 5000 0000 03125i1999 141495 27 198312 50 -53817 23 Li20 9000 0000 NALIIBURTON LO - 405216701 SOLO 7210712001 105296 47 ACU 9000 0000 01/25/2001 105299 47 372075 30 -255778 83 S7 4600 DODO EMERSON ELEC CO - 291011104 SOLD 03/19/2002 297431 53 ACS 1800 0000 08/0e/7995 787045 28 99e00 00 81545 28 L705 1200 0000 >>10211395 77590 83 4e712 OD 32678 83 1T05 400 0000 08104/1995 25853 61 14200 00 11553 61 LTQ5 200 0000 04/2511997 72931 81 9372 00 3259 81 L720 10000 0000 U S BAVCOAP - 902973306 SOLO 03/19/2002 229596 54 ACQ 3250 0000 0410771582 7484B 47 2099 24 72749 23 LT05 6740 0000 0e107I7980 75e7ee 07 3913 42 750834 65 :TQS 8000 OJGO WOALDCOU INC GA NEW - 92157D105 SOLD 0410212002 54718 35 ACS 3650 0000 77/11/7998 23597 29 723375 11 -99777 92 L720 1200 0000 03/28/1999 8707 75 59799 20 -50997 45 1120 750 0000 0813011999 5129 85 3RB92 21 -31751 35 1770 2500 0000 03/23/2000 17783 45 108388 05 -90904 59 LT2O 7200 0000 MERCK 8 CO INC 589331107 SOLD 04/12/2002 389394 25 ACO 3500 0000 0410711982 194582 13 7560 37 187747 75 1105 2600 0000 051791192 129188 09 58560 00 71228 09 L705 400 0000 Oei0917996 27631 35 11593 00 9038 35 Lips 800 0000 0410911999 43262 70 25186 00 18075 70 liU5 200000 0000 U $ TREAS NTS 7 5x 5/15/02 - 912827F49 SOLO 05i15/2002 200000 00 ACQ 200000 0000 1111811994 200000 00 260000 00 0 00 L705 15200 0000 ENERGIZER HOLDINGS INC - 291568108 SOLD 0610512002 412012 45 ACU 15 :00 0000 01I1712000 612012 45 349522 68 52189 97 1T20 6000 0000 TYCO IN TL LTD NEW - 902176105 SOLD 0570712002 60898 75 nC0 6000 0000 11/08/2001 60898 15 323280 00 -262387 85 57 ACCT 1591 15-7700 U S BANK N A PAGE 70 FROM 07/01/2001 STATEMENT OF CAPITAL GAINS AND LOSSES 10 0613012002 C BASCOM SIEMP TA UIW DECEASED RUN 0910911002 TRUST YEAR ENDING 08/30/2002 TA% PREPARER 11 TRUST ADMINISTRATOR 31 LEGEND F - FEDERAL 5 ' STATE I - INHERITED INVESTMENT OFFICER 39 E - EXEMPT FROM STATE V - ACQ COST UNKNOWN PROPERTY DESCRIPTION SHARES GATE SALES PRICE COST BASIS GAIN/LOSS TERM ------ SUMMARY Of CAPITAL GAINS/LOSSES ------ FEDERAL SHORT TERM LONG TERM 28% LONG TERM 20% LONG TERM DS ------SUBTOTAL FROM ABOVE -579760 68 0 00 -127626 52 12fi607D S4(GAIN) -6000 OOILOSS) I C06MON TRUST FUND 0 00 0 00 0 00 0 00 CAPITAL GAIN DIVIDENDS 0 00 0 00 0 00 0 00 ------529180 69 0 00 -121675 52 1266070 56 STATE SUBTOTAL FROM ABOVE -529160 68 0 00 -121929 52 7296070 541GA1N) -5000 001LOSS) COMMON TRUST FUND 0 00 0 00 0 00 0 00 CAPITAL GAIN DIVIDENDS 0 00 0 00 0 00 0 00 ------5291fi0 88 ' ' 0 00 -121628 52 1266070 54 CAPITAL _ LOSS CARRYOVER FEOER4L 0 00 0 00 VIRGINIA N/A NIA Slemp Foundation Form 990PF 31-6025080 Long Term Capital Gams $1,138,444 02 100 shs Kentucky River Coal Corp Acquired 6/4/46 Sold 8/24/01 Federal Cost $625 00 12/31/69 Value $11,500 00 (10,875 00) Total Long Term Capital Gams 1 .127.569 02 s ." m ax T- s,sns BaronIRSTAR Sl'ithout Boundaries =***~ PAGE 1 C BASCOM SLEMP TRUST U/W DECEASED ACCOUNT N0 . 15-7700 DATE : 6/30/01 PORTFOLIO SUMMARY , /. OF YIELD AT EST ANNUAL DESCRIPTION MARKET VALUE MARKET COST BASIS MARKET INCOME ------ CASN MANAGEMENT* 292,125 .46 1 .32 292,125 66 3 .77 11,013 UNINVESTED CASH 0 00 0 00 0 .00 US TREAS B AGENCY OBLIGATIONS 2,434 .791 00 11 .01 2,323,456 .21 6 .21 151,270 CORPORATE OBLIGATIONS 1,961,116 00 8 .87 2,017,382.00 6 91 135,450 DOMESTIC COMMON STOCKS 17,424,830 94 78 .80 7 .239,985 .86 1 B1 314,522 REAL ESTATE 1 00 0 .00 1 .00 0 .00 0 ------ TOTAL INVESTMENTS 22,11;,064 .60 100 .00 11,872,950 .73 2 .77 612,255 *ACCUMULATED INCOME INCLUDED ABOVE IS 58,550 83 Too( BrrtlFIRSTAR ll~tiioutBoundnn~ :* *- PAGE 2 C BASCOM SLEMP TRUST U/W DECEASED ACCOUNT H0 . 15-7700 DATE 6/30/01 PORTFOLIO DETAIL SHARES CAST BASIS/ UNIT YIELD EST ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST MKT PRICE AT MKT INCOME ------ CASH MANAGEMENT ------ 292,125 66 FIRSTAR U 5 TREASURY MMKT FUND 292,125 66 292,125 66 1 00 3 77 11,013 INSTITUTIONAL CL I ------TOTAL CASH MANAGEMENT 292,125 66 292,125 66 3 77 31,013 US TREAS S AGENCY OBLIGATIONS ------ 200,000 U $ TREASURY NOTE 202,812 00 23,921 88 101 41 7 40 15,000 7 500 11/15/01 200,000 U 5 TREASURY NOTE 206,188 OD 195,500 .00 103 09 7 27 15,000 7 500 05/15/D2 100,000 FEDERAL NATL MTG ASSN MED TERM NTS 101,734 00 100,765 63 101 .73 5 99 6,090 Di0 09-29-3997 6 09 09-30-2002 100,000 FEDERAL NATL MTG ASSN MED TERM NTS 305,616 00 300,328 13 101 87 5 95 18,180 OTU 10-OB-1997 6 Oe 10-08-2002 250,000 U 5 TREASURY NOTE 258360 00 231,718 75 103 34 5 69 14 .088 5 875 02/15/04 250,000 U 5 TREASURY NOTE 264,297 50 254,250 00 105 72 6 15 16,250 6 500 05/15/05 250,000 U S TREASURY NOTE 269,532 50 253,007 82 107 81 6 38 17,188 6 875 05/15/Oo 200,000 U 5 TREASURY NOTE 210,876 00 190,281 25 105 44 5 93 12,500 6 250 02/15/07 300,000 U S TREASURY NOTE 304,593 00 295,968 75 101 53 5 42 16,500 5 500 02/15/08 100,000 F N K A DEB 310,782 00 297,714 00 103 59 6 40 19,875 6 625 09/15/2009 ------TOTAL US TREAS 9 AGENCY OBLIGATIONS 2,434,791 00 2,323,45e 21 0 21 151271 FiRsTm ~***°_ Bu:t: [1 +ho~-t Botndnrie~ PACE 3 C BASCOM SLEMP TRUST U/N DECEASED ACCOUNT NO . 15-7700 DATE 6/30/01 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD EST ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST NXT PRICE AT MNT INCOME ------ CORPORATE OBLIGATIONS ------ 200,000 GAP INC 199,822 .00 213,432 .00 99 91 6 91 13,800 HTS OTU 09-15-1997 6 90 09-15-2007 zoa,ooo NERRILL LYNCH 8 CD INC 204,046 00 209,550 .00 102 02 6 86 14,000 7 000 04/27/2008 200,000 HASBRO INC 168,464 00 200,810 00 84 23 7 .30 12,300 UNSECD NTS 6 150 07/15/08 200,000 FORD MOTOR CREO 184,762 00 195.190 .00 92 38 6 28 11,600 DTD 01-12-1999 5 8/ 01-12-2009 200,000 MORGAN J P 8 CO INC MEDIUM TERM SUB 193,334 00 198,300 00 96 .07 6 21 12,000 NTS BOOK ENTRY TR?NCHE p SB 00022 0 0/ 01/15/2009 200,000 GENERAL MOTORS ACCEPTANCE CORP 208,690 00 202,608 00 104 35 7 43 15,500 7 750 01/19/2010 250,000 MORGAN STANLEY DEAN HITTER 8 CO 248,267 50 250,522 50 99 31 6 80 16,875 UNSUB NTS 6 750 04/15/201: 250,000 HOUSEHOLD FINANCE CO 246,637 50 246,957 .50 98 66 6 84 16,875 6 750 05/15/2011 300,000 WEYERHAEUSER CO 307,293 00 299,952 .00 102 43 7 32 22,500 7 500 03/01i2013 ------TOTAL CORPORATE OBLIGATIONS 1,901,316 OU 2,U17,382 00 6 91 135,450 DOMESTIC COMMON STOCKS ------ 6 .600 A 0 L TIME WARNER INC 349,800 00 297,478 75 53 00 0 00 0 13,600 ALCOA INC 535,840 00 236,657 .00 39 40 1 52 8 .160 6,000 BURLINGTON NORiHN SANTA FE CORP 181,800 00 115,155 .00 30 30 1 58 2,880 1 BURNING TREE CLUB CORP 1 00 1 00 1 .00 0 .00 0 CTF INDBT ll~i7{~ Y iJ \V FW J1e1 Ft ~G7~ 6c. tiC 11, tl;out Boundaries v: PACE 4 C BASCOM SLEMP TRUST U/X DECEASED ACCOUNT HO 15-7700 GATE . 6/30/01 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD E57 ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST MKT PRICE AT MKT INCOME ------ 6,00U C V 5 CORP 231,600 00 224 .315 00 18 .60 4 60 1,380 12,699 CARDINAL HEALTH INC 876,231 00 211 .422 .88 69 00 0 14 1,270 17,500 LISCO SYS INC 318,500 00 195,756 25 18 20 0 00 0 14,000 CONAGRA INC 277,340 00 272,5B0 00 19 81 4 54 12,600 11,700 CONOCO INC [L B 338,130 .00 225,571 69 28 90 2 .63 8,892 4,600 EMERSON ELEC CO 278,300 00 168,044 00 60 50 2 53 7,038 15,200 ENERGIZER HOLDINGS INC 348,840 00 349,522 48 22 95 0 00 0 10,000 EXXON MOBIL CORP 873,500 00 7,472 81 87 35 2 .01 17,600 4,555 FIFTH THIRD BANCORP 273,527 75 13,896 18 60 05 1 33 3 .644 39 .600 GENERAL ELEL CO 1,930,500 00 43,378 28 48 75 1 31 25,344 9,000 HALLIBURTON CO 320,400 00 372,075 30 35 60 1 40 4,500 17,600 INTEL CORP 514,800 00 160,800 00 29 25 0 27 1,408 5 .300 INTERNATIONAL BUSINESS MACMS CORP 598,900 00 539,733 75 113 00 0 50 2,908 500 KENTUCKY RIVER COAL CORP 1,500,000 00 3,125 00 3000 00 6 33 95,000 12,000 KROGER CO 300,000 00 270,e00 00 25 00 0 .00 0 6,000 LEXMARK INTERNATIONAL INC 403,500 .00 300,525 00 67 .25 0 .00 0 7,200 MEDTRONIC INC 331,272 .00 263,385 00 46 .01 0 50 1,656 7,200 MERCK 8 CO INC 460,152 00 103,879 37 63 91 2 13 9,792 ~FiRSTARF3arti Without BCImd(l11ES PAGE 5 C BASCOM SLEMP TRUST U/H DECEASED ACCOUNT NO 15-7700 DATE : 6/30/01 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD EST ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST MKT PRICE AT 111(7 INCOME ------ 4,500 MICROSOFT CORP 328,500 00 351,562 50 73 90 0 .00 0 4,771 MIRAHT CORPORA7ION 164,122 40 102,040 84 34 40 0 00 0 5,000 PEPSICO INC 221,000 .00 37,644 22 44 20 1 .31 2,900 9,900 PFIZER INC 396,495 00 331,468 50 40 05 1 30 4,356 1,634 PIOCHE-ELY VY MINES INC 0 00 49 00 0 00 0 00 0 7,700 PROCTER 8 GAMBLE CO 491,260 00 2,740 53 63 80 2 19 10,780 6,917 QHEST "COMIIUNICATIONS INTL INC 220,444 79 187,632 40 31 .87 0 16 346 8,000 S B C COMMUNICATIONS INC 320,480 00 344,980 00 40 06 2 .56 8,200 12,000 SOUTHERN CO 279,OU0 00 164,220 74 23 .25 5 70 16,080 21,000 TARGET CORPORATION 726,600 00 583,764 25 34 60 0 .64 4,620 5,000 TEXAS INSTRS INC 159,500 00 201,081 25 31 90 0 27 425 78,500 U 5 BANCORP 1,789,015 00 28,122 72 22 79 3 29 58,875 13,x00 NAL MART STORES INC 063,680 00 97,147 00 48 80 0 57 3,808 5,000 WATSON PHARMACEUTICALS INC 308,200 00 198,312 SD e1 64 0 00 0 8,000 NORLDCOM INC - WORLOCOM GROUP 113,600 00 337,844 67 14 20 0 .00 0 ------TOTAL DOMESTIC COMMON STOCKS 17,424,830 .94 7,239,985 e6 1 81 314 .522 embankFrvrSnrSaxaGuaranrad. ;;. PAGE 1 C BASCOM SLEMP TRUST U/W DECEASED ACCOUNT N0 . 15-7700 DATE : 6/3U/02 PORTFOLIO SUMMARY / OF YIELD AT EST ANNUAL DESCRIPTION MARKET VALUE MARKET COST BASIS MARKET INCOME ------ CASH MANAGEMENTw 736,630 14 3 80 736,630 14 1 59 11,712 UNINVESTED CASH* 0 .00 0 00 0 .00 US TREAS f AGENCY OBLIGATIONS 2,082,664 50 10 .76 1,924,034 .33 5 .82 121,270 CORPORATE OBLIGATIONS 2,021,120 50 10 .44 2,017,382 .00 6 70 135,450 DOMESTIC COMMON STOCKS 14,260,675 .36 73 65 6,795,834 82 1 92 274,338 MUTUAL FUNDS 261,078 30 1 35 300,000 00 0 00 D REAL ESTATE 1 00 0 .00 1 00 0 00 0 ------ TOTAL INVESTMENTS 19,362,169 80 100 00 11,773,882 29 2 80 542,770 ACCUMULATED INCOME INCLUDED ABOVE IS 70,282 75 bank. F" =w Sw"m G==tccd PAGE 2 L BASCOM SLEMP TRUST U/W DECEASED ACCOUNT N0 : 15-7700 DATE 6/30/02 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD EST ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST MKT PRICE AT MKT INCOME ------ CASH MANAGEMENT ------ 736,630 .14 FIRST AMERICAN TREASURY OBLIGATIONS 736,630 14 736,630 14 1 00 1 59 11,712 FUND CL Y p801 ------TOTAL CASH MANAGEMENT 736,630 14 736,630 14 1 .59 11,712 US TREAS & AGENCY OBLIGATIONS ------ 100,000 FEDERAL NATL MTG ASSN MEO TERM NTS 101,020 00 100,765 63 101 02 6 03 6,090 OiD 09-29-1997 6 09 09-30-2002 300,00D FEDERAL NATL MTG ASSN MED TERM NTS 303,297 00 300,328 13 101 10 5 99 18,180 DTD 10-08-1997 6 Ob 610-OB-2002 250,000 U 5 TREASURY NOTE 263,047 50 231,718 75 105 22 5 58 14,688 5 875 02/15/04 250,000 U 5 TREASURY NOTE 271,407 50 254,250 00 lOB 56 5 99 16,250 6 500 05/15/05 250,000 U 5 TREASURY NOTE 277,577 50 253,007 82 111 03 6 19 17,188 b 075 05/15/06 200,000 U 5 TREASURY NOTE 218,876 00 190,281 25 109 44 5 71 12,500 6 250 02/15/07 300,000 U S TREASURY NOTE 318,750 00 295,968 75 106 25 5 18 16,500 5 500 02/15/08 300 .000 F N M A DEB 328,689 DO 297,714 DO 109 56 6 05 19,875 6 625 09/15/2009 ------TOTAL US TREAS 8 AGENCY OBLIGATIONS 2,OB2,6e4 50 1,924,034 33 5 82 121,271 CORPORATE OBLIGATIONS ------ 200,000 GAP INC 182,544 00 213,452 00 91 27 7 56 13,BOD NTS 070 09-15-1997 6 9U 09-15-20U7 200,000 MERRIIL LYNCH 8 CO INC 215,792 00 209,550 .00 107 90 6 49 14,000 7 000 04/27/2008 200,000 HASBRO INC 187,000 00 200,810 .00 93 50 6 58 12,300 UNSECD NTS 6 150 07/15/00 embankFrve Stu Scsa Cuannrnd. C~ PAGE 3 C BASCOM SLEMP TRUST U/N DECEASED ACCOUNT N0 : 15-7700 DATE 6/30/02 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD EST ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST MKT PRICE AT MKT INCOME 200,000 FORD MOTOR CRED 188,040 00 195,190,00 94 02 6 17 11,000 UTD 01-12-1999 5 8/ 01-12-20D9 200,000 MORGAN J P t CO INC MEDIUM TERM SUB 201,332 00 198,360 00 101 67 5 90 12,000 NTS BOOK ENTRY TpANCHE p So 00022 0 01 01/15/2009 200,000 GENERAL MOTORS ACCEPTANCE CORP 211,620 00 202,608 00 105 B1 7 32 15,500 7 750 01/19/2010 250,000 MORGAN STANLEY DEAN NITiER 8 CO 257,172 .50 250,522 50 102 87 6 56 16,875 UNSUB NTS 6 750 04/15/2011 250,000 HOUSEHOLD FINANCE CO 246,055 00 246,957 50 98 42 6 86 16,875 6 750 05/15/2011 3U0,000 WEYERHAEUSER CO " 129,565 00 299,952 00 109 85 6 83 22,500 7 5D0 U3/01/2013 ------TOTAL CORPORATE OBLIGATIONS 2021,120 50 2,017,182 00 6 70 135,450 DOMESTIC COMMON STOCKS ------ 6 .6Ua A 0 L TIME WARNER :NC 97,086 04 297,478 75 14 71 0 00 0 10,600 ALCOA INC 351,390 00 184,453 25 33 15 1 81 6,360 4,400 AMHAC FINANCIAL GROUP INC 295,680 00 255,420 00 67 20 0 54 1,584 14,400 BI014ET INC 390,528 00 387,815 04 27 12 0 00 0 2,600 BRISTOL-MYERS SQUIBB CO 66,820 00 143,424 00 25 70 4 30 2,912 1 BURNING TREE CLUB CORP 1 OD 1 00 1 00 0 00 0 [TF INDBT 6,000 C V S CORP 183,600 00 224,315 00 30 60 0 75 1,380 10,699 CARDINAL HEALTH INC 657,025 59 178,125 32 61 41 0 16 1,070 10,000 CINEpCY CORP 359,900 .00 111,980 00 35 99 5 00 18,000 ~bankFmSwS~rna Cn PAGE 4 C BASCON SLEMP TRUST U/W DECEASED ACCOUNT N0 . 15-7700 DATE . 6/i0/02 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD EST ANNUAL FACE AMOUNT MARKET VALUE ORIGINAL COST MNT PRICE AT MKT INCOME ------ 17,500 CISCO SYS INC 244,125 00 195,756 25 13 95 0 00 0 5 .000 CITIGROUP INC 193,750 00 253,750 00 38 75 1 86 3,600 14,000 LONACFA FOODS INC 387,100 00 272,580 00 27 65 3 40 11,160 20,000 EXXON MOBIL CORP 818,400 00 7,472 81 40 92 2 .25 18,400 2,800 FANNIE HAE 206,500 00 223963 88 73 75 1 79 3,696 4,555 FIFTH THIRD BANCORP 303 .590 75 13896 18 66 65 1 .38 4,191 39,600 GENERAL ELEC CO 1,150,380 00 43 .378 28 29 05 " 2 .48 28,512 17,600 INTEL CORP 321,552 00 160,800 00 18 .27 0 .44 1,408 5,300 INTERNATIONAL BUSINESS MACHINES CORP 381,600 00 539,733 75 72 00 0 83 3,180 154 J M SMUCKER CO THE NEW COM WI 5,256 02 20 23 34 13 3 BB 99 400 KENTUCKY RIVER COAL CORP 1,600,000 00 2,500 00 4015 00 3 99 64,000 12,000 KAOGEN CO 238,800 09 270,600 00 79 90 0 go 0 10,000 MARTIN MARIETTA MAILS INC 390,000 00 396,459 00 39 00 1 44 5,600 7,200 MEDTRONIC INC 308,520 00 263,385 00 42 85 0 58 1,800 4,5D0 MICROSOFT CORP 246,150 00 351,562 50 54 70 0 00 0 5,000 PEPSICO INC 241,000 .00 37,644 22 48 20 1 24 3,000 9,900 PFIZER INC 346,500 00 331,468 50 35 00 1 49 5,148 1,634 PIOCHE-ELY VY MINES INC 0 .00 49 00 0 00 0 00 0 embankFm swSff"a c~rKa. PAGE 5 L BASCOM SLEMP TRUST U1W DECEASED \CCOUNT N0 . 15-7700 )ATE : b/SO/02 PORTFOLIO DETAIL SHARES COST BASIS/ UNIT YIELD EST ANNUAL =ACE AMOUNT MARKET VALUE ORIGINAL COST MKT PRICE AT NKT INCOME ------ 7,70D PROCTER & GAMBLE CO 687,610 00 2 .720 30 89 30 1 70 11,704 8,000 5 B t COMMUNICATIONS INC 244,000 .00 344,980 00 30 50 3 54 8 .640 21,00 TARGET CORPORATION BOO,lOU 00 483,764 25 38 .10 0 63 5,040 5,000 TEXAS INSTRUMENTS INC 118,500 00 201,081 25 23 70 0 36 425 68,500 U 5 BANCORP 1,599,475 00 22,110 06 23 35 3 34 53,430 4,000 UNITED TECHNOLOGIES CORP 271,600 00 295 .800 00 67 90 1 44 3,920 13,600 NAL MART STORES IBC 748,136 00 97,147 00 55 01 0 55 4,080 ------TOTAL DOMESTIC COMMON STOCKS 14,260,675 36 6,795 .834 82 1 92 274,339 MUTUAL FUNDS ------ 28,533 147 FIRST AMERICAN INTERNATIONAL FUND 261,078 30 300,000 00 9 15 0 00 0 CL Y ------TOTAL MUTUAL FUNDS 261,078 30 300,000 00 0 00 0 REAL ESTATE ------ 1 MISCELLANEOUS 1 00 1 00 1 00 0 00 0 SLEnP CEMETERY TURKEY COVE LEE CN7Y VIRGINIA ------TOTAL REAL ESTATE 1 00 1 00 0 00 0 ------ TOTAL UNINVESTEO CASH 0 00 0 00 ------ TOTAL INVESTMENTS 19,362,169 80 11,773,882 29 2 BO 542,772 Slemp Foundation 31-6025080 Form 990-PF FYE 6/30/02 Part I, Line 23 Other Expenses Column A Column B Column D Cemetery Care Expenses $4,20000 $000 $4,20000 Legal Printing & Stationary 11242 000 11242 Filing Fee 20000 20000 000 $4,51242 $20000 $4,31242 Trustee Expenses James E Smith 885 37 221 34 66403 Melissa Smith Sircy 15262 38 15 11447 Nancey E Smith 1,075 15 26878 80637 Pamela S Edmonds 864 14 21603 648 11 $2,97728 $74430 $2,23298 Monthly Expenses Phone 344 17 86 04 258 13 Postage 2412 603 1809 Meetings 19,275 96 4,81899 14,456 97 Publications 415 85 10396 311 89 520,060 10 $5,015 02 $15,04508 Other Expenses Attendance Fee 40000 0 40000 Printing Expense 25676 0 25676 Phone 29 69 7 42 22 27 Misc Expense 5959 1489 4470 Flags-Cemetery 123 90 0 12390 $86994 S2231 $84763 Grand Total 2 4l 4 5 81 22 4 8 11 SLEW ID d.