Coding and Billing Guide for KYMRIAH® (Tisagenlecleucel)

Coding and Billing Guide

for KYMRIAH® (tisagenlecleucel)

YOUR RESOURCE FOR CODING, BILLING, AND REIMBURSEMENT INFORMATION

INDICATIONS KYMRIAH is a CD19-directed genetically modified autologous T cell immunotherapy indicated for the treatment of: • Patients up to 25 years of age with B-cell precursor acute lymphoblastic leukemia (ALL) that is refractory or in second or later relapse • Adult patients with relapsed or refractory (r/r) large B-cell lymphoma after two or more lines of systemic therapy including diffuse large B-cell lymphoma (DLBCL) not otherwise specified, high-grade B-cell lymphoma, and DLBCL arising from follicular lymphoma Limitation of Use: KYMRIAH is not indicated for treatment of patients with primary central nervous system lymphoma. IMPORTANT SAFETY INFORMATION WARNING: CYTOKINE RELEASE SYNDROME AND NEUROLOGICAL TOXICITIES • Cytokine Release Syndrome (CRS), including fatal or life-threatening reactions, occurred in patients receiving KYMRIAH. Do not administer KYMRIAH to patients with active infection or inflammatory disorders. Treat severe or life-threatening CRS with tocilizumab, or tocilizumab and corticosteroids • Neurological toxicities, which may be severe or life-threatening, can occur following treatment with KYMRIAH, including concurrently with CRS. Monitor for neurological events after treatment with KYMRIAH. Provide supportive care as needed • KYMRIAH is available only through a restricted program under a Risk Evaluation and Mitigation Strategy (REMS) called the KYMRIAH REMS

The coding information provided in this guide is gathered from various resources, is general in nature, and is subject to change without notice. Third-party payment for medical products and services is affected by many factors. Coverage and reimbursement may vary significantly by payer, plan, patient, and setting of care. It is the sole responsibility of the health care provider to select the proper codes, and ensure the accuracy of all statements used in seeking coverage and reimbursement for an individual patient. The provider is responsible for determining the appropriate health care setting and submitting accurate claims for products and services rendered. Providers should contact third-party payers for specific information on their coding, coverage, and payment policies. Information provided should in no way be considered a guarantee of coverage or reimbursement for any product or service. While Novartis has identified a list of general codes, coding determinations are at the discretion of the provider and should be made in accordance with applicable regulations and payer guidance. Information provided in this guide is effective as of April 1, 2020. The information contained in this guide is not intended to provide legal advice of any kind. Please see additional Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. TABLE OF CONTENTS

1 INTRODUCTION: Pages 2-3 7 VALUE CODE REPORTING: Page 9

SAMPLE CMS-1450 CLAIM FORM DIAGNOSIS CODING: Pages 3-4 2 8 FOR KYMRIAH: Pages 10-11

INPATIENT PROCEDURE SUMMARY OF APPLICABLE CODES 3 CODING: Page 5 9 FOR KYMRIAH: Pages 12-13

4 PRODUCT CODING: Page 6 10 SAMPLE LETTERS: Page 13

KYMRIAH CARES™ SUMMARY CODING FOR CAR-T SERVICES: Page 7 5 11 OF SUPPORT RESOURCES: Last Page

6 REVENUE CODE REPORTING: Page 8

1 SECTION 1: INTRODUCTION

This guide provides general coding and billing information to assist you with understanding the reimbursement of KYMRIAH® (tisagenlecleucel) following administration at one of the KYMRIAH Treatment Centers. The site of care should be determined by the health care provider (HCP) and the patient. Depending on the site of service where KYMRIAH is administered and the type of payer, providers may be required to use different types of codes on their claims. Medicare and Medicaid typically use a Diagnosis-Related Group (DRG)-based payment methodology for inpatient billing, but some states may use alternate methodologies. The following code sets are generally used by payers in the inpatient and outpatient settings. Please refer to specific payer and state guidelines for direction on appropriate code selection. Upon request, KYMRIAH CARES will provide insurance benefits verification, including information on denials and appeals. KYMRIAH CARES is available Monday through Friday, 8:00 am to 8:00 pm ET, at 1-844-4KYMRIAH (1-844-459-6742). Inpatient Setting In the hospital inpatient setting, KYMRIAH, like most drugs and biologics, is not paid for separately but included in a bundled payment amount that covers the inpatient stay. Medicare, the majority of Medicaid plans, and many commercial payers use a DRG-based grouping methodology, which assigns patients with similar conditions into specific groups, but the payment methodologies used may vary across states and payers. Please refer to specific payer and state guidelines for direction on appropriate code selection. The following codes must be used in the hospital inpatient setting when billing for KYMRIAH and its administration: • International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM) Diagnosis Codes • International Classification of Diseases, 10th Revision, Procedure Coding System (ICD-10-PCS) Procedure Codes • Revenue Codes

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 2 Outpatient Setting

KYMRIAH® (tisagenlecleucel) may be paid for separately as a biologic in the outpatient setting. However, payment methodologies vary by payer. The following codes must be used in the hospital outpatient setting when billing for KYMRIAH and its administration: • ICD-10-CM Diagnosis Codes • Healthcare Common Procedure Coding System (HCPCS) Level II Codes • National Drug Codes (NDCs)* • Revenue Codes • Current Procedural Terminology (CPT®) Codes, including the new Category III codes *As required by Medicaid and other payers.

2 SECTION 2: DIAGNOSIS CODING

Hospital inpatient facilities use ICD-10-CM codes to report diagnoses. ICD-10-CM diagnosis codes identify why a patient needs treatment by documenting the medical necessity for administering KYMRIAH. ICD-10-CM diagnosis codes are also used in the hospital outpatient setting to report diagnoses. The codes identify why patients need treatment, such as KYMRIAH, and to classify diagnoses and conditions. At least one ICD-10-CM diagnosis code is required on all claim forms. The diagnosis code selected should reflect the highest level of specificity available as documented in the patient’s medical record. The following diagnosis codes may apply in the inpatient and outpatient setting:

Patients up to 25 Years of Age With B-Cell Precursor Acute Lymphoblastic Leukemia (ALL) That Is Refractory or in Second or Later Relapse

ICD-10-CM Diagnosis Code1 Description1

C91.00 Acute lymphoblastic leukemia not having achieved remission

C91.02 Acute lymphoblastic leukemia, in relapse

Z51.12 Encounter for antineoplastic immunotherapy

The coding information provided in this guide is gathered from various resources, is general in nature, and is subject to change without notice. The provider is responsible for determining the appropriate health care setting and submitting accurate claims for products and services rendered. Providers should contact third-party payers for specific information on their coding, coverage, and payment policies.

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 3 Adult Patients With Relapsed or Refractory (R/R) Large B-Cell Lymphoma After Two or More Lines of Systemic Therapy Including Diffuse Large B-Cell Lymphoma (DLBCL) not Otherwise Specified, High-grade B-Cell Lymphoma, and DLBCL Arising From Follicular Lymphoma

ICD-10-CM Diagnosis Code1 Description1

C83.30 Diffuse large B-cell lymphoma, unspecified site

C83.31 Diffuse large B-cell lymphoma, lymph nodes of head, face, and neck

C83.32 Diffuse large B-cell lymphoma, intrathoracic lymph nodes

C83.33 Diffuse large B-cell lymphoma, intra-abdominal lymph nodes

C83.34 Diffuse large B-cell lymphoma, lymph nodes of axilla and upper limb

C83.35 Diffuse large B-cell lymphoma, lymph nodes of inguinal region and lower limb

C83.36 Diffuse large B-cell lymphoma, intrapelvic lymph nodes

C83.37 Diffuse large B-cell lymphoma, spleen

C83.38 Diffuse large B-cell lymphoma, lymph nodes of multiple sites

C83.39 Diffuse large B-cell lymphoma, extranodal and solid organ sites

C82.00‒C82.09 Follicular lymphoma grade I

C82.10–C82.19 Follicular lymphoma grade II

C82.20–C82.29 Follicular lymphoma grade III, unspecified

C82.30–C82.39 Follicular lymphoma grade IIIa

C82.40–C82.49 Follicular lymphoma grade IIIb

C82.50–C82.59 Diffuse follicle center lymphoma

C82.60–C82.69 Cutaneous follicle center lymphoma

C82.80–C82.89 Other types of follicular lymphoma

C82.90–C82.99 Follicular lymphoma, unspecified

Z51.12 Encounter for antineoplastic immunotherapy

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 4 3 SECTION 3: INPATIENT PROCEDURE CODING

While ICD-10-CM diagnosis codes indicate why a patient needs treatment, ICD-10-PCS procedure codes report what services are provided during the hospital inpatient stay. Hospitals must report one of the New Technology ICD-10-PCS procedure codes to report the administration of KYMRIAH® (tisagenlecleucel).

ICD-10-PCS Procedure Code2 Description2

Introduction of engineered autologous chimeric antigen receptor T cell immunotherapy into XW033C3 peripheral vein, percutaneous approach, new technology group 3

Introduction of engineered autologous chimeric antigen receptor T cell immunotherapy into XW043C3 central vein, percutaneous approach, new technology group 3

NTAP

Effective October 1, 2018, hospitals administering KYMRIAH to a Medicare patient in an inpatient setting for treatment of r/r DLBCL can receive a New Technology Add-on Payment (NTAP) in addition to the Medicare Severity-Diagnosis Related Group (MS-DRG) reimbursement for qualifying cases.3,4 An NTAP payment to a hospital will vary, based on a hospital’s total inpatient covered charges and overall cost-to-charge ratio. For FY 2020, the NTAP has increased to 65% of the cost, with the hospital able to receive up to $242,450.5 Patient cases involving KYMRIAH, as identified by these procedure codes, are assigned to MS-DRG 016 (“Autologous Bone Marrow Transplant With CC/MCC or T cell Immunotherapy”).3

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 5 4 SECTION 4: PRODUCT CODING

HCPCS Coding

HCPCS Level II codes help identify drugs, supplies, and medical procedures and services. KYMRIAH® (tisagenlecleucel) has been assigned the following unique Q-code (Q2042) to describe KYMRIAH when used in the outpatient setting for either approved indication. Although HCPCS codes are not typically used on inpatient claims, some commercial payers may require them to be reported along with the appropriate revenue code (0891 or 0636). Both indications for KYMRIAH can be billed using Q2042. Please note, HCPs should contact third-party payers for specific information on their coding, coverage, and payment policies.

Payers HCPCS Code Description Rationale

Commercial plans, Medicare, Tisagenlecleucel, up to 600 million Medicare, Medicaid, and private payers 6 car-positive viable T cells, including Medicaid, other government Q2042 leukapheresis and dose preparation may require this unique Q-code for health plans procedures, per therapeutic dose hospital billing of KYMRIAH

If you have questions about HCPCS codes, please contact the appropriate commercial health plan or Medicare/Medicaid administrator. KYMRIAH was granted transitional pass-through status effective April 1, 2018. Transitional pass-through status is a temporary (3-year) payment policy granted by the Centers for Medicare & Medicaid Services (CMS) under the Hospital Outpatient Prospective Payment System (OPPS) as indicated by the OPPS status indicator "G" assigned to Q2042, and applies only when KYMRIAH is administered to Medicare patients in the hospital outpatient setting. Drugs with transitional pass-through status are exempt from the Medicare Part B drug payment policy for 340B eligible hospitals paid under OPPS. HCPCS Level II drug codes can change quarterly, so it is important to check at least annually for OPPS updates at CMS.gov.

NDC

In some cases, you also may be required to include the NDC number on the inpatient or outpatient claim. NDCs are universal product identifiers assigned to drugs upon FDA approval. Drugs and biologics, such as KYMRIAH, are assigned unique, 3-segment NDC numbers. Confirm NDC billing instructions with each payer, as requirements may vary.

Indication 10-Digit NDC Number7 11-Digit NDC Number7

Pediatric and Young Adult Patients With R/R ALL 0078-0846-19 00078-0846-19

Adult Patients With R/R DLBCL 0078-0958-19 00078-0958-19

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 6 5 SECTION 5: CODING FOR CAR-T SERVICES

The American Medical Association (AMA) CPT manual instructions for Use of the CPT Codebook and Chapter 1 of the Medicare National Correct Coding Initiative Policy Manual recommend using the most specific CPT codes, which are the Category III CAR-T CPT codes, as of January 1, 2019. Category III CPT codes from the AMA are a temporary set of codes for emerging technologies, services, and procedures. Hospitals may report these new Category III CPT codes with the new National Uniform Billing Committee (NUBC) CAR-T revenue codes discussed in Section 6.

CPT Code8 CPT Description8

Chimeric antigen receptor T cell (CAR-T) therapy; harvesting of blood-derived T lymphocytes for 0537T development of genetically modified autologous CAR-T cells, per day

Chimeric antigen receptor T cell (CAR-T) therapy; preparation of blood-derived T lymphocytes for 0538T transportation (eg, cryopreservation, storage)

0539T Chimeric antigen receptor T cell (CAR-T) therapy; receipt and preparation of CAR-T cells for administration

0540T Chimeric antigen receptor T cell (CAR-T) therapy; CAR-T cell administration, autologous

CMS has recognized the intravenous administration of KYMRIAH® (tisagenlecleucel) as a separately payable service under the OPPS with the assignment of 0540T to Ambulatory Payment Classification (APC) 5694. Under OPPS, the other CAR-T Category III CPT codes (0537T, 0538T, and 0539T) have a status indicator “B,” meaning that there is another recognized OPPS code to report the services—Q2042 for KYMRIAH. However, effective January 1, 2019, per CMS in MLN Matters Special Edition article SE19009 released May 28, 2019, which replaces earlier instructions contained in Transmittal 4255, Change Request 11216, hospitals can report these codes to CMS for tracking purposes.9 For claims submitted on or after April 1, 2019, hospitals may report these charges with the new revenue and value codes established by the NUBC.9 Medicare does not pay for these services under the OPPS. If reported separately, the charges and codes will result in line item rejections. Hospitals can apply a contractual adjustment, and CMS notes in article SE19009 that it will be able to track the services performed. Alternatively, hospitals can hold these charges and report on the inpatient claim when the cells are administered to an inpatient. Hospitals also have the option for Medicare to include charges for the cell collection and processing with their product charge reported under revenue code 0891.9 Providers should review the CMS article SE19009 published May 28, 2019, carefully to determine how best to report its services. In addition, professional service payment is available under the Medicare Physician Fee Schedule (MPFS) for CPT 0540T. The payment rate is “carrier priced,” which means the HCP must submit a letter to his/her Medicare Administrative Contractor (MAC). The other codes (0537T to 0539T) have status code “B,” which means bundled services under the MPFS. This means the HCP is billing the code with another service, such as an evaluation and management service (E/M). Presumably for the 2 lab codes (0538T and 0539T), there is no direct HCP involvement in performing the lab services other than ordering and supervising them. CPT codes, descriptions, and other data only are copyright AMA. All rights reserved. CPT is a registered trademark of the AMA. The AMA assumes no liability for data contained or not contained herein. The coding information provided in this guide is gathered from various resources, is general in nature, and is subject to change without notice. The provider is responsible for determining the appropriate health care setting and submitting accurate claims for products and services rendered. Providers should contact third-party payers for specific information on their coding, coverage, and payment policies.

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 7 6 SECTION 6: REVENUE CODE REPORTING

Each line item on a CMS-1450 (UB-04) claim form must be accompanied by a revenue code. Revenue codes allow hospitals to capture cost data by a hospital department. Coding for revenue codes must follow the standards set by the NUBC, specific CMS guidance when applicable, and your institution’s standard revenue coding practices, but not for physician office reporting on the CMS-1500 claim form. On May 28, 2019, CMS discussed the use of these revenue codes and the reporting of hospital charges for cell collection, cell processing service, and the CAR-T product itself in both the outpatient and inpatient settings.9 The table below includes new revenue codes from the NUBC 087x series for cell and gene therapy services and the 089x series for reporting the cell and gene therapy product. These codes—effective April 1, 2019, for both HCPs and payers— are relevant to the administration of KYMRIAH® (tisagenlecleucel) in the inpatient or outpatient setting.10 This table also includes the corresponding Category III CPT codes discussed in Section 5. Payers may require certain combinations of revenue codes and HCPCS Level II or CPT codes to facilitate claims processing.

Revenue 10 HCPCS/ 8 Code Revenue Code Description CPT Code HCPCS/CPT Code Description Chimeric antigen receptor T cell (CAR-T) therapy; harvesting 0871a Cell/Gene Therapy – Cell Collection 0537T of blood-derived T lymphocytes for development of genetically modified autologous CAR-T cells, per day

Cell/Gene Therapy – Specialized Biologic Chimeric antigen receptor T cell (CAR-T) therapy; 0872a 0538T preparation of blood-derived T lymphocytes for Processing and Storage - Prior to Transport transportation (eg, cryopreservation, storage)

a Cell/Gene Therapy – Storage and Processing Chimeric antigen receptor T cell (CAR-T) therapy; receipt 0873 after Receipt of Cells from Manufacturer 0539T and preparation of CAR-T cells for administration Chimeric antigen receptor T cell (CAR-T) therapy; 0874 Cell/Gene Therapy – Infusion of Modified Cells 0540T CAR-T cell administration, autologous Chimeric antigen receptor T cell (CAR-T) therapy; 0875 Cell/Gene Therapy – Injection of Modified Cells 0540T CAR-T cell administration, autologous

Special Processed Drugs – FDA-Approved Tisagenlecleucel, up to 600 million car-positive viable 0891b Q2042 T cells, including leukapheresis and dose preparation Cell Therapy procedures, per therapeutic dose

For claims prior to April 1, 2019, or until payers are ready to accept these new codes, consider:

0250 Pharmacy – General Classification4

0636 Pharmacy – Drugs requiring detailed coding4

0260 IV Therapy – General Classification4

0310 Laboratory Pathology – General Classification4,c

0760d Specialty Services – General Classification11

0940 Other Therapeutic Services – General Classification4 a Per CMS instructions (SE19009), if the patient is administered CAR-T cells in an inpatient setting, then the dollar charges associated with the various steps to collect and prepare the cells may be reported on the inpatient claim separately using revenue codes 0871, 0872, 0873, or 0891. Alternatively, the hospital may include the charges for these various steps in KYMRIAH product charge using revenue code 0891.9 b CMS requires other charges to be reported with this code in addition to the drug product. Check with payers to determine whether to use an HCPCS code with this revenue code. c HCPCS codes are required on outpatient charges reported with this revenue code, per NUBC. d While NUBC does not require HCPCS codes for this revenue code, the CMS appears to require HCPCS codes. Consider using 0940 for Medicare claims. CPT codes, descriptions, and other data only are copyright AMA. All rights reserved. CPT is a registered trademark of the AMA. The AMA assumes no liability for data contained or not contained herein. The coding information provided in this guide is gathered from various resources, is general in nature, and is subject to change without notice. The provider is responsible for determining the appropriate health care setting and submitting accurate claims for products and services rendered. Providers should contact third-party payers for specific information on their coding, coverage, and payment policies. Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 8 7 SECTION 7: VALUE CODE REPORTING

The value code fields allow for numeric expressions to be reported on inpatient or outpatient claims as applicable to each situation and may be required by payers. Numeric expressions can be integers, percentages, monetary amounts, and other values. Monetary amounts are right-justified with the cents added after the decimal delimiter. Effective April 1, 2020, the NUBC designated value code 90 for Cell Therapy invoice cost. The old value code 86 for Cell/Gene therapy invoice cost will still be effective until March 31, 2020.10,12 The actual invoice/acquisition cost from the KYMRIAH® (tisagenlecleucel) invoice is used as the amount. This value code is expected with the product charge reported with revenue code 0891. It may also be reported and/or payers may require it. As of now, Medicare is not requiring this new value code but states that hospitals may use this value code to report acquisition costs on claims according to Transmittal 4255, Change Request 11216 released March 15, 2019.13 Payers may begin using this field to capture the acquisition cost of the product, rather than having HCPs provide a paper invoice. This process is expected to improve timely payment. Contact your major payers and claims clearinghouse to ensure their systems are updated to accept this new code.

Value Code10,12 Invoice/Acquisition Cost10,12 Effective Date10,12

86 KYMRIAH invoice amount April 1, 2019 - March 31, 2020

90 KYMRIAH invoice amount April 1, 2020

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 9 SECTION 8: SAMPLE CMS-1450 CLAIM FORM 8 FOR KYMRIAH

Completing the CMS-1450 (UB-04) Claim Form

Following treatment with KYMRIAH® (tisagenlecleucel), a claim for reimbursement will be filed with the patient’s health insurance plan. Services and supplies provided in the hospital for these procedures are billed using the CMS-1450 claim form. The CMS-1450 claim form requires patient demographic information, insurance policy number, coded descriptions of services, national provider identifier (NPI), and revenue codes as needed. Most providers today are filing the CMS-1450 claim form electronically via the 837I format following Administrative Simplification Act (ASA) requirements rather than using the paper version. A sample CMS-1450 claim form is on page 11. Important Reminders When preparing claim submissions, keep the following in mind: • Claims should be submitted in accordance with the ASA requirements, taking into account the health insurance plan’s submission guidelines • Claims may need to be submitted using paper forms if additional documentation that cannot be submitted electronically is required • To receive timely and appropriate reimbursement, claim forms should be completed fully and accurately, and submissions should address any additional medical necessity or prior authorization (PA) criteria Claims Tips • Use the correct billing codes in the correct sequence – Accurate coding is essential to ensure claims are processed and reimbursed promptly – Duplicative claims and claims that lack proper information are some of the top reasons why coverage is denied – Preferred codes may be provided by the health insurance plan during the benefits investigation process – CAR-T specific codes can be found on pages 6 to 9 and pages 12 to 13 of this guide • Ensure all necessary PAs have been obtained • Gather all of the documentation needed to support the claims process – Health insurance plans may require that claims be submitted with additional documentation such as: • Letter of medical necessity • Invoice for purchase of KYMRIAH • Prescribing information (PI) for KYMRIAH • Medical chart notes • It is the sole responsibility of the HCP to select the proper codes and ensure the accuracy of all statements used in seeking coverage and reimbursement for an individual patient

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 10 Sample Annotated CMS-1450 (UB-04) Claim Form

Field 39: Enter the appropriate value codes 39 and amounts, and ensure monetary values are right-justified and nonmonetary values are left-justified. If there is only 1 value code applicable to the claim, then the first field is populated – 39. There are 3 spots because more 90 than 1 value code may be applicable or required 39

to correctly bill the claim 0891 Special Processed Drugs - FDA-Approved Cell Therapy Q2042 MM DD YY 1 XXX XX

0874 Cell/Gene Therapy - Infusion of Modified Cells 0540T MM DD YY 1 XXX XX Field 42: Enter the appropriate revenue codes 42 43 44 45 46 47 42 corresponding to the HCPCS code in Field 44 (eg, 0891 for KYMRIAH® [tisagenlecleucel] and applicable codes for CAR-T services)10

Field 43: Enter the descriptions corresponding 43 to the revenue codes in Field 42

Field 44: Enter the appropriate HCPCS/CPT 44 codes and modifiers if applicable (eg, Q2042 for KYMRIAH and 0540T for CAR-T cell administration)6,8

C91.00 Field 45: Enter dates of service 0 45 67 66 XW033C3 MM DD YY Field 46: Enter appropriate number of units 74 KYMRIAH (tisagenlecleucel), Dose mg, 11-digit 46 of service (eg, Q2042 is a per therapeutic NDC 00078-0846-19, IV infusion dose, so a "1" would be entered in this field) 80

47 Field 47: Enter total charges

66 Field 66: Identify the type of ICD diagnosis code used, so enter a “0” for ICD-10-CM Fields 67 and 67A-67Q: Enter the appropriate diagnosis code (eg, ICD-10-CM: C91.00 for acute lymphoblastic leukemia 1 67 not having achieved remission or C83.31 for diffuse large B-cell lymphoma, lymph nodes of head, face, and neck) Note: Other diagnosis codes often apply.

Field 74: Enter principal ICD-10-PCS code (for example, XW033C3, introduction of engineered autologous chimeric 74 antigen receptor T cell immunotherapy into peripheral vein, percutaneous approach, new technology group 3)2

Field 80: Enter drug-identifying information, as required by payer (eg, drug name, NDC 11-digit format, dosage, method 80 of administration, etc) Note: Additional information may also be electronically sent via attachment or other format, as allowed by payer.

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 11 SECTION 9: SUMMARY OF APPLICABLE CODES 9 FOR KYMRIAH® (tisagenlecleucel)

Code Set Code Description

ICD-10-CM C91.00 Acute lymphoblastic leukemia not having achieved remission Diagnosis Codes for Pediatric and C91.02 Acute lymphoblastic leukemia, in relapse Young Adult Patients With R/R ALL1 Z51.12 Encounter for antineoplastic immunotherapy

ICD-10-CM C83.30 Diffuse large B-cell lymphoma, unspecified site Diagnosis Codes C83.31 Diffuse large B-cell lymphoma, lymph nodes of head, face, and neck for Adult Patients 1 With R/R DLBCL C83.32 Diffuse large B-cell lymphoma, intrathoracic lymph nodes C83.33 Diffuse large B-cell lymphoma, intra-abdominal lymph nodes C83.34 Diffuse large B-cell lymphoma, lymph nodes of axilla and upper limb C83.35 Diffuse large B-cell lymphoma, lymph nodes of inguinal region and lower limb C83.36 Diffuse large B-cell lymphoma, intrapelvic lymph nodes C83.37 Diffuse large B-cell lymphoma, spleen C83.38 Diffuse large B-cell lymphoma, lymph nodes of multiple sites C83.39 Diffuse large B-cell lymphoma, extranodal and solid organ sites

ICD-10-CM C82.00‒C82.09 Follicular lymphoma grade I Diagnosis Codes C82.10–C82.19 Follicular lymphoma grade II for Adult Patients With R/R DLBCL C82.20–C82.29 Follicular lymphoma grade III, unspecified Arising From Follicular Lymphoma1 C82.30–C82.39 Follicular lymphoma grade IIIa C82.40–C82.49 Follicular lymphoma grade IIIb C82.50–C82.59 Diffuse follicle center lymphoma C82.60–C82.69 Cutaneous follicle center lymphoma C82.80–C82.89 Other types of follicular lymphoma C82.90–C82.99 Follicular lymphoma, unspecified

Z51.12 Encounter for antineoplastic immunotherapy

Inpatient XW033C3 Introduction of engineered autologous chimeric antigen receptor T cell immunotherapy Procedure Coding2 into peripheral vein, percutaneous approach, new technology group 3 Introduction of engineered autologous chimeric antigen receptor T cell immunotherapy XW043C3 into central vein, percutaneous approach, new technology group 3

Product Coding6 Tisagenlecleucel, up to 600 million car-positive viable T cells, including leukapheresis and Q2042 dose preparation procedures, per therapeutic dose

NDC7 0078-0846-19 Pediatric and Young Adult Patients With R/R ALL 0078-0958-19 Adult Patients With R/R DLBCL

Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 12 Code Set Code Description

New Category III 0537T Chimeric antigen receptor T cell (CAR-T) therapy; harvesting of blood-derived T CPT Codes for 20198 lymphocytes for development of genetically modified autologous CAR-T cells, per day Chimeric antigen receptor T cell (CAR-T) therapy; preparation of blood-derived T 0538T lymphocytes for transportation (eg, cryopreservation, storage) Chimeric antigen receptor T cell (CAR-T) therapy; receipt and preparation of CAR-T cells 0539T for administration 0540T Chimeric antigen receptor T cell (CAR-T) therapy; CAR-T cell administration, autologous

a Revenue Codes10 0871 Cell/Gene Therapy – Cell Collection 0872a Cell/Gene Therapy – Specialized Biologic Processing and Storage - Prior to Transport 0873a Cell/Gene Therapy – Storage and Processing after Receipt of Cells from Manufacturer 0874 Cell/Gene Therapy – Infusion of Modified Cells 0875 Cell/Gene Therapy – Injection of Modified Cells 0891b Special Processed Drugs – FDA-Approved Cell Therapy For claims prior to April 1, 2019, or until payers are ready to accept these new codes, consider: 0250 Pharmacy – General Classification4 0636 Pharmacy – Drugs requiring detailed coding4 0260 IV Therapy – General Classification4 0310 Laboratory Pathology – General Classification4 0760c Specialty Services – General Classification11 0940 Other Therapeutic Services – General Classification4

Value Code10,12 86 KYMRIAH invoice amount (April 1, 2019 - March 31, 2020) 90 KYMRIAH invoice amount (effective April 1, 2020) a Per CMS instructions (SE19009), if the patient is administered CAR-T cells in an inpatient setting, then the dollar charges associated with the various steps to collect and prepare the cells may be reported on the inpatient claim separately using revenue codes 0871, 0872, 0873, or 0891. Alternatively, the hospital may include the charges for these various steps in KYMRIAH product charge using revenue code 0891.9 b CMS requires other charges to be reported with this code in addition to the drug product. Check with payers to determine whether to use an HCPCS code with this revenue code. c While NUBC does not require HCPCS codes for this revenue code, CMS appears to require HCPCS codes. Consider using 0940 for Medicare claims. 10 SECTION 10: SAMPLE LETTERS Three sample letters are available for illustrative purposes to support patient access to KYMRIAH® (tisagenlecleucel) treatment. They include: • Sample Medical Necessity Letter: A template for the HCP to explain the rationale for why KYMRIAH is medically necessary for his or her patients • Sample Formulary Exception Letter: A template for the HCP to request approval coverage for KYMRIAH when it is not on a health plan’s formulary • Sample Appeal Letter: A template for the HCP to submit an appeal and address the plan’s reasons for coverage denial if an initial request for KYMRIAH is denied It is the sole responsibility of the health care provider to determine the appropriate letters to submit on behalf of patients and to ensure the accuracy of all statements used in seeking coverage and reimbursement for an individual patient. The coding information provided in this guide is gathered from various resources, is general in nature, and is subject to change without notice. The provider is responsible for determining the appropriate health care setting and submitting accurate claims for products and services rendered. Providers should contact third-party payers for specific information on their coding, coverage, and payment policies. Please see Important Safety Information on pages 14-15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 13 IMPORTANT SAFETY INFORMATION for KYMRIAH® (tisagenlecleucel) Delay KYMRIAH infusion after lymphodepleting WARNING: CYTOKINE RELEASE SYNDROME AND chemotherapy if patient has unresolved serious adverse NEUROLOGICAL TOXICITIES reactions from preceding chemotherapies, active • Cytokine Release Syndrome (CRS), including fatal uncontrolled infection, active graft vs host disease, or or life-threatening reactions, occurred in patients worsening of leukemia burden. receiving KYMRIAH. Do not administer KYMRIAH Ensure 2 doses of tocilizumab are available on-site prior to to patients with active infection or inflammatory KYMRIAH infusion. Monitor patients for signs or symptoms of disorders. Treat severe or life-threatening CRS with CRS 2-3 times during the first week, then for at least 4 weeks tocilizumab, or tocilizumab and corticosteroids after treatment. Counsel patients to remain within proximity • Neurological toxicities, which may be severe or of the health care facility for at least 4 weeks following life-threatening, can occur following treatment with infusion and seek immediate medical attention should signs KYMRIAH, including concurrently with CRS. Monitor or symptoms of CRS occur at any time. At the first sign of for neurological events after treatment with CRS, immediately evaluate the patient for hospitalization and KYMRIAH. Provide supportive care as needed institute treatment with supportive care, tocilizumab, and/or • KYMRIAH is available only through a restricted corticosteroids as indicated. program under a Risk Evaluation and Mitigation Risk factors for severe CRS in the r/r ALL population are high Strategy (REMS) called the KYMRIAH REMS pre-infusion tumor burden (>50% blasts in bone marrow), uncontrolled or accelerating tumor burden following Warnings and Precautions lymphodepleting chemotherapy, active infections, and/or Cytokine Release Syndrome: CRS, including fatal or life- inflammatory processes. Risk factors for developing severe threatening reactions, occurred following treatment with CRS in r/r DLBCL are unknown. KYMRIAH. CRS occurred in 54 (79%) of the 68 patients with r/r Neurological Toxicities: Neurological toxicities, including ALL and 78 (74%) of the 106 patients with r/r DLBCL receiving severe or life-threatening reactions, occurred in 49 (72%) of KYMRIAH, including ≥ grade 3 (Penn Grading System) in 49% the 68 patients with r/r ALL and 62 (58%) of the 106 patients of patients with r/r ALL and in 23% of patients with r/r DLBCL. with r/r DLBCL following treatment with KYMRIAH, including The median time to onset was 3 days (range: 1-51), and in only ≥ grade 3 in 21% of patients with r/r ALL and 18% of patients 2 patients was onset after Day 10. The median time to with r/r DLBCL. Among patients who had a neurological resolution was 8 days (range: 1-36). toxicity, 88% occurred within 8 weeks following KYMRIAH Of the 54 patients with r/r ALL who had CRS, 27 (50%) received infusion. Median time to the first event was 6 days from tocilizumab; 7 (13%) received 2 doses of tocilizumab, 3 (6%) infusion (range: 1-359), and the median duration was 6 days for received 3 doses of tocilizumab and 14 (26%) received addition patients with r/r ALL and 14 days for patients with r/r DLBCL. of corticosteroids (eg, methylprednisolone). Of the 78 patients Resolution occurred within 3 weeks in 79% of patients with with r/r DLBCL who had CRS, 16 (21%) received systemic r/r ALL and 61% of patients with r/r DLBCL. Encephalopathy tocilizumab or corticosteroids. Six (8%) received a single dose lasting up to 50 days was noted. The onset of neurological of tocilizumab, 10 (13%) received 2 doses of tocilizumab, and toxicity can be concurrent with CRS, following resolution of 10 (13%) received corticosteroids in addition to tocilizumab. CRS, or in the absence of CRS. Two patients with r/r DLBCL received corticosteroids for CRS The most common neurological toxicities observed with without concomitant tocilizumab, and 2 patients received KYMRIAH included headache (37% r/r ALL; 21% r/r DLBCL), corticosteroids for persistent neurotoxicity after resolution encephalopathy (34% r/r ALL; 16% r/r DLBCL), delirium (21% of CRS. r/r ALL; 6% r/r DLBCL), anxiety (13% r/r ALL; 9% r/r DLBCL), Five deaths occurred within 30 days of KYMRIAH infusion. One sleep disorders (10% r/r ALL; 9% r/r DLBCL), dizziness patient with r/r ALL died with CRS and progressive leukemia, (6% r/r ALL; 11% r/r DLBCL), tremor (9% r/r ALL; 7% r/r DLBCL), and 1 patient had resolving CRS with abdominal compartment and peripheral neuropathy (4% r/r ALL; 8% r/r DLBCL). Other syndrome, coagulopathy, and renal failure when an manifestations included seizures, mutism, and aphasia. intracranial hemorrhage occurred. Of the 3 patients with r/r Monitor patients for neurological events, specifically 2-3 DLBCL who died within 30 days of infusion, all had history of times during the first week following KYMRIAH infusion, CRS in the setting of stable to progressive underlying disease, and exclude other causes for neurological symptoms. 1 of whom developed bowel necrosis. Among patients with Provide supportive care as needed for KYMRIAH-associated CRS, key manifestations included fever (92% r/r ALL and r/r neurological events. DLBCL), hypotension (67% r/r ALL; 47% r/r DLBCL), hypoxia KYMRIAH REMS to Mitigate CRS and Neurological (20% r/r ALL; 35% r/r DLBCL), and tachycardia (30% r/r ALL; 14% Toxicities: Because of the risk of CRS and neurological r/r DLBCL). CRS may be associated with hepatic, renal, toxicities, KYMRIAH is available only through a restricted and cardiac dysfunction, and coagulopathy. program under a Risk Evaluation and Mitigation Strategy

Please see additional Important Safety Information on page 15. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 14 (REMS) called the KYMRIAH REMS. Further information is The safety of immunization with live viral vaccines during available at www.kymriah-rems.com or 1-844-4KYMRIAH or following KYMRIAH treatment has not been studied. (1-844-459-6742). Vaccination with live virus vaccines is not recommended Hypersensitivity Reactions: Allergic reactions may occur for at least 6 weeks prior to the start of lymphodepleting with KYMRIAH. Serious hypersensitivity reactions, including chemotherapy, during KYMRIAH treatment, and until anaphylaxis, may be due to dimethyl sulfoxide or dextran 40 immune recovery following treatment with KYMRIAH. in KYMRIAH. Pregnant women who have received KYMRIAH may have Serious Infections: Infections, including life-threatening or hypogammaglobulinemia. Assess immunoglobulin levels in fatal infections, occurred in 95 (55%) of 174 patients with r/r newborns of mothers treated with KYMRIAH. ALL or with r/r DLBCL after KYMRIAH infusion. Fifty-eight Secondary Malignancies: Patients treated with KYMRIAH patients (33%) experienced grade ≥3 infections, including may develop secondary malignancies or recurrence of their fatal infections in 2 patients (3%) with r/r ALL and 1 patient cancer. Monitor lifelong for secondary malignancies. If a (1%) with r/r DLBCL. Prior to KYMRIAH infusion, infection secondary malignancy occurs, call 1-844-4KYMRIAH to prophylaxis should follow local guidelines. Patients with obtain instructions on patient samples to collect for testing. active uncontrolled infection should not start KYMRIAH Effects on Ability to Drive and Use Machines: Due to the treatment until the infection is resolved. Monitor patients potential for neurological events, including altered mental for signs and symptoms of infection after treatment with status or seizures, patients receiving KYMRIAH are at risk for KYMRIAH and treat appropriately. altered or decreased consciousness or coordination in the Febrile neutropenia (≥ grade 3) was also observed in 37% 8 weeks following infusion. Advise patients to refrain from of patients with r/r ALL and 17% of patients with r/r DLBCL driving and engaging in hazardous occupations or activities, after KYMRIAH infusion and may be concurrent with CRS. In such as operating heavy or potentially dangerous machinery, the event of febrile neutropenia, evaluate for infection and during this initial period. manage with broad spectrum antibiotics, fluids, and other Drug Interactions supportive care as medically indicated. HIV and the lentivirus used to make KYMRIAH have limited, Hepatitis B virus (HBV) reactivation, in some cases resulting short spans of identical genetic material (RNA). Therefore, in fulminant hepatitis, hepatic failure, and death, can occur in some commercial HIV nucleic acid tests (NATs) may yield patients treated with drugs directed against B cells. Perform false positive results in patients who have received KYMRIAH. screening for HBV, HCV, and HIV in accordance with clinical guidelines before cell collection for manufacturing. Pregnancy, Lactation, Females and Males of Reproductive Potential Prolonged Cytopenias: Patients may exhibit cytopenias for several weeks following lymphodepleting No data are available of KYMRIAH use in pregnant or chemotherapy and KYMRIAH infusion. In patients with r/r lactating women. Therefore, KYMRIAH is not recommended ALL, ≥ grade 3 cytopenias not resolved by Day 28 following for women who are pregnant or breastfeeding. Pregnancy KYMRIAH treatment included neutropenia (40%) and after KYMRIAH administration should be discussed with thrombocytopenia (27%) among 52 responding patients. the treating physician. Pregnancy status of females of At 56 days following KYMRIAH, 17% and 12% of responding reproductive potential should be verified with a pregnancy patients had ≥ grade 3 neutropenia or thrombocytopenia test prior to starting treatment with KYMRIAH. Report respectively. In patients with r/r DLBCL, grade ≥3 cytopenias pregnancies to Novartis Pharmaceuticals Corporation at not resolved by Day 28 following KYMRIAH treatment 1-888-669-6682. included thrombocytopenia (40%) and neutropenia (25%) Adverse Reactions among 106 treated patients. Prolonged neutropenia has The most common adverse reactions (>20%) reported been associated with increased risk of infection. Myeloid in patients with r/r ALL were cytokine release syndrome, growth factors, particularly GM-CSF, are not recommended hypogammaglobulinemia, infections-pathogen unspecified, during the first 3 weeks after KYMRIAH infusion or until CRS pyrexia, decreased appetite, headache, encephalopathy, has resolved. hypotension, bleeding episodes, tachycardia, nausea, Hypogammaglobulinemia: Hypogammaglobulinemia diarrhea, vomiting, viral infectious disorders, hypoxia, fatigue, and agammaglobulinemia (IgG) related to B-cell aplasia can acute kidney injury, edema, cough, and delirium. occur in patients with a complete remission after KYMRIAH The most common adverse reactions (>20%) reported in infusion. Hypogammaglobulinemia was reported in 43% patients with r/r DLBCL were cytokine release syndrome, of patients with r/r ALL and 14% of patients with r/r DLBCL. infections-pathogen unspecified, pyrexia, diarrhea, nausea, Monitor immunoglobulin levels after treatment with fatigue, hypotension, edema, and headache. KYMRIAH and manage using infection precautions, antibiotic prophylaxis, and immunoglobulin replacement standard guidelines.

Please see additional Important Safety Information on page 14. Click here for full Prescribing Information, including Boxed WARNING, and Medication Guide. 15 SECTION 11: KYMRIAH CARES™ 11 SUMMARY OF SUPPORT RESOURCES Patient Coverage and Treatment Support for KYMRIAH KYMRIAH CARES is dedicated to providing personalized support throughout the KYMRIAH® (tisagenlecleucel) suspension for intravenous infusion treatment journey. We are your contact for ordering, tracking, and patient-related resources. 1. KYMRIAH Treatment Center Support Provides product-specific support, including managing and coordinating your orders related to KYMRIAH. 2. Patient Support KYMRIAH CARES provides access to resources available for your patient. 3. Coordination of Care Support KYMRIAH CARES provides information on KYMRIAH Treatment Center locations to HCPs who would like to learn more about KYMRIAH. Contact Us for More Information

For information on KYMRIAH, coverage support, and patient assistance, call KYMRIAH CARES at 1-844-4KYMRIAH (1-844-459-6742) Monday through Friday, 8 am to 8 pm ET or email [email protected].

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