Oscillations in Biological Ion Channels

I. Kh. Kaufman∗, W. Gibby∗, D. G. Luchinsky∗†, P. V. E. McClintock∗, R. S. Eisenberg‡ ∗Department of Physics, Lancaster University, Lancaster LA1 4YB, UK Email: [email protected] †Mission Critical Technologies Inc., 2041 Rosecrans Ave. Suite 225 El Segundo, CA 90245, USA ‡Department of Molecular Biophysics, Rush University, Chicago IL 60612, USA

Abstract—The conduction and selectivity of calcium/sodium ion channels are described in terms of , a phenomenon based on charge discreteness, an electrostatic exclusion principle, and stochastic ion motion through the channel. This novel approach provides a unified explanation of numerous observed and modelled conductance and selectivity phenomena, including the anomalous mole fraction effect and discrete conduction bands. Ionic Coulomb blockade and resonant conduction are similar to electronic Coulomb blockade and resonant tunnelling in quantum dots. The model is equally applicable to other . Biological ion channels are natural nanopores providing for the fast and highly selective permeation of physiologically important ions (e.g. Na+, K+ and Ca2+) through cellular membranes. [1]. The conduction and selectivity of e.g. - gated Ca2+ [2] and Na+ channels [3] are defined by the ions’ stochastic movements and interactions inside a short, Fig. 1. (Color online) (a) Electrostatic model of a Ca2+ or Na+ channel. Ions narrow selectivity filter (SF) lined with negatively-charged 2+ 1 move in single file along the channel axis. (b) Energetics of moving Ca protein residues providing a net fixed charge Qf . Permeation ion for fixed charge Qf = −1e. The self-energy barrier Us (full through the SF sometimes involves the concerted motion of blue line) is balanced by the site attraction Ua (dashed green line) resulting more than one ion [4], [5]. Mutation studies [6], [7], [8], [3] in a barrier-less energy profile Ub (red solid line). See text for details. and simulations [9], [10], [11] show that Qf is a determinant of the channel’s conductivity and valence selectivity. It has general physical picture of the phenomena remained unclear. recently been shown that nanopores can exhibit ionic Coulomb Here, we reinterpret and generalize the electrostatic anal- blockade (CB) [12], a quantized electrostatic phenomenon ysis of the multi-ion energetics of conduction bands [18] equivalent to electronic CB in mesoscopic systems [13], [14], by introducing a novel ionic CB model of conduction and [15]. selectivity in biological ion channels thereby bringing them An electrostatic theory of ionic transport in water-filled into the context of mesoscopic phenomena. We show that periodically-charged nanopores revealed the phenomenon of the experimentally-observed valence selectivity phenomena in ion-exchange through low-barrier phase transitions as the ion Ca2+/Na+ channels, including AMFE and mutation-induced concentration and fixed charge Q were varied [16]. Compa- f transformations of selectivity, and the simulated conduction rable transitions in Brownian dynamics (BD) simulations of bands vs. Q , can be well-described in terms of CB conduc- Ca2+ channels result in discrete conduction and selectivity f tance oscillations while the occupancy represents a Coulomb bands as functions of Q [17], [18] consistent with earlier f staircase with Fermi-Dirac (FD) step shapes, so that a ion speculations [19], [14] and explaining both the anomalous channel can be thought as a discrete electrostatic device. mole fraction effect (AMFE) [2] and some of the puzzling In what follows with SI units e is the proton charge, z the mutation-induced transformations of selectivity in Ca2+/Na+ ionic valence, ǫ0 the vacuum , T the temperature, channels [6], [3]. We have already connected the periodicity of and k Boltzmann’s constant. the pattern of conduction bands with single/multi-ion barrier- B We consider the generic electrostatic model of the SF of less conduction and sequential neutralisation of the SF [18], a Ca2+/Na+ ion channel shown in Fig. 1. It is described but the shapes of the occupancy and conduction bands and the as an axisymmetric, water-filled, cylindrical pore of radius R =0.3nm and length L =1.6nm through a protein hub in 1The protein residues are amino acids, of which aspartate (D) and glutamate (E) have negatively charged side chains while lysine (K) and arganine (R) have the cellular membrane. A centrally-placed, uniform, rigid ring positively charged side chains; we also mention neutral alanine (A). of negative charge Qf in the range 0 ≤ |Qf |≤ 7e is embedded 10 in the wall at RQ = R. The left-hand bath, modeling the (a) M M M 2+ /s) 0 1 2 extracellular space, contains non-zero concentrations of Ca 7 5 and/or Na+ ions. We take both the water and the protein to (10 20mM Ca

J 40mM be homogeneous continua with relative ǫw = 80 0 80mM 3 and ǫp = 2, respectively, but describe the ions as discrete (b) Z 2 Z charges q = ze within the framework of the implicit hydration 2 3 i Ca Z

P 1 model moving in single file within the channel, with bulk 1 values of coefficients D . We take no account of 0 i (c) U negative counterions inside the SF, which will be few on ac- n

T) 20 count of repulsion by the negative Qf . The implicit hydration B U M M M G 2+ + 0 1 2 model [10] works well for small Ca and Na ions both of U/(k 10 n=0 n=1 n=2 n=3 which have ionic radii Ri ≈ 0.1nm. 0 0 −1 −2 −3 −4 −5 −6 −7 BD simulations solve the coupled 3D axisymmetrical Pois- Q /e f son electrostatic equation and 1D overdamped Langevin stochastic equation numerically and self-consistently at each Fig. 2. (Color online) Brownian dynamics simulations of multi-ion conduction 2+ simulation step [9], [4], [20]. The model obviously represents and occupancy in a Ca channel model vs the effective fixed charge Qf ; (a),(b) are reworked from [17]. (a) Plots of the Ca2+ current J for pure a considerable simplification of the actual and Ca2+ baths of different concentration (20, 40 and 80mM as indicated). (b) dynamics of the ions and water molecules moving within The occupancy P . (c) The excess self-energy Un and ground state energy UG = 0 1 2 2+ the narrow SF [21]. However, reduced models successfully vs Qf for channels with n , , and 3 Ca ions inside. The conduction reproduce significant properties of real biological channels bands Mnand the blockade/neutralisation points Zn are discussed in the text. [10], [9] thereby illustrating their applicability. Simple models can be also applied to artificial nanopores [16], [12], [21]. We can readily account for the pattern of bands in terms Details of the model, its range of validity and its limitations, of CB oscillations [13]. The discreteness of the ionic charge have been presented and discussed elsewhere [17], [18]. allows to us to introduce exclusive “eigenstates” {n} of the Fig. 1(b) shows the potential energy profiles for a single channel with fixed integer numbers of ions inside its SF having 2+ Ca ion for the case Qf = −1e: a barrier-less effective en- total electrostatic energy Un. The transition {n}→ {n+1} ergy profile appears due to the balance between the dielectric corresponds to the entry of a new ion, whereas {n}→ {n-1} self-energy barrier Us (see e.g. [16]) and and the site attraction corresponds to the escape of a trapped ion. These {n}-states Ua [18]: form a discrete exclusive set [23] :

2 2 Us = z e /2Cs,Ua = zeQf /Cs. (1) n = {0, 1, 2, ...} X θn = 1; Pc = X nθn, (2) n n 2 Here, Cs = 4πǫ0ǫwR /L stands for the geometry-depend where θn is the occupancy of the state {n} and Pc is the channel self-. The captured ion neutralizes Qf and average SF occupancy. In equilibrium θm is defined by the restores the effective barrier, thereby preventing the next ion Boltzmann factor θn ∝ exp(−Un/(kB T )). The exact distri- from entering the channel. When Us ≫ kBT this amounts bution for θn and Pc (which is FD [24], [25]) will be derived to a single-occupancy requirement or electrostatic exclusion below. principle. It plays a significant role in ion permeation and leads The total energy Un for a channel in state {n} can be to the CB phenomenon, causing the ion channel to behave as expressed as: single-charge device [14], [15]. (3) The single- and multi-ion conduction bands found in the BD Un = Un,s + Un,attr + Un,int simulations [17], [18] are shown in Fig. 2(a),(b) which plot where Un,s is the self-energy, Un,attr is the energy of attrac- 2+ the Ca current J and channel occupancy P for pure baths tion, and Un,int is the ions’ mutual interaction energy. of different concentration. Fig. 2(a) shows narrow conduction We approximate Un as the dielectric self-energy Un,s of the bands M0, M1, M2 separated by stop-bands of almost zero- excess charge Qn based on the assumption that both the ions conductance centred on the blockade points Z1, Z2, Z3. and Qf are located within the central part of the SF, so that Fig. 2(b) shows that the Mn peaks in J correspond to tran- (1) gives the standard CB equation: sition regions in channel occupancy, where P jumps from one U = Q2 /2C ; Q = zen + Q . (4) integer value to the next, and that the stop-bands correspond n n s n f to saturated regions with integer P =1, 2, 3.... Here, Qn represents the excess charge at the SF for the n ions 2 Band M0 corresponds to single-ion barrier-less conduction as function of Qf . Binomial expansion of Qn in (4) gives first (see Fig. 1(b)). M1 corresponds to the double-ion knock- approximations for Un,s, Un,attr and Un,int consistent with 1- on conduction, which is well-established for L–type Ca2+ D Coulomb gas model [16] and with the energetics analysis channels [2]; and M2 corresponds to triple-ion conduction in [18]. which can be connected with Ryanodine receptor calcium CB appears in low-capacitance systems from quantization channels [22] (see Table I and related discussion). of the quadratic energy form (4) at a grid of discrete states TABLE I 2+ IDENTIFICATION OF CA RESONANTCONDUCTIONPOINTS Mn WITHSOMEKNOWNCHANNELSANDMUTANTS (EXTENDED FROM [17], [18])).

Channel Locus Nominal Qf Band / Jump Modelled Qf Non-selective OmpF [8] (K)RRRDE −1e M0 {0 → 1} −1e Ca- selective Nav mutant [6] EEEA −3e M1 {1 → 2} −3e Ca L-type channel [2], Ca-selective OmpF mutant [8] EEEE −4e M1 {1 → 2} −3e Calcium RyR [22] DDDD(ED) −6e M2 {2 → 3} −5e Calcium-selective mutants of NavAB [3] and NavChBac [7] EEEE+DDDD −8e M3 {3 → 4} −7e

2+ + (2), providing a Coulomb energy gap ∆Un = Us large enough Ca /Na channels family, thereby confirming the validity of (∆Un ≫ kBT ) to block transitions between neighbouring {n} the CB-based band model. We speculate that the discrepancy states. We calculate Un as a function of Qf for n =0, 1, 2, 3 between Qf = M1 = −3e derived from CB model and the and focus on the ground state energy UG as a function of Qf : nominal Qf = −4e for the EEEE loci of L-type calcium channels may be associated with protonation [26]. UG(Qf ) = min(Un(Qf )). (5) n Derivation of the distribution of Pc in the vicinity of the M points (and hence calculation of the shapes of P (U ) or Fig. 2(c) plots U and U as functions of Q . We see a n c c n G f P (Q )) follows standard CB theory. For divalent Ca2+ ions, periodic pattern with two kinds of U singular points, marked c f G the Coulomb gap ∆U ≫ k T and (2) reduces to a simple as M and Z . The minima of U (and the blockade regions) n B n n G 2-state exclusive set: appear around the neutralisation points Zn = −zen where QG =0 and the occupancy Pc is saturated at an integer value m = {n,n +1}; θn + θn+1 = 1; Pc = n + θn+1. (7) 2+ [16], [18]. For divalent Ca ions ∆Un ≈ 20kBT and hence The strong electrostatic exclusion principle (7) plays the same CB is strong. The crossover points Mn (Un = Un+1) allow barrier-less {n} ⇆ {n +1} transitions; they correspond to the role as the Pauli exclusion principle plays in quantum mechan- ics [25], [27]. Hence the standard derivation via a partition Pc transition regions and to the conduction peaks in J [18]. function, taking account of (7) leads [24] to FD statistics for The positions of the singular Qf points in Fig. 2(c) can be ∗ written as: θn+1 and to an excess (fractional) occupancy Pc = Pc mod 1: ∗ −1 −1 Zn = −zen ± δZn, Coulomb blockade Pc = (1+ Pb exp(Uc/kBT )) , Fermi-Dirac (8) (6) Mn = −ze(n +1/2) ± δMn Resonant conduction where Uc = Un+1 − Un, and Pb is a reference occupancy related to the bulk concentration. Note, that (8) is equivalent to where δZn, δMn are possible corrections for the singular part of the affinity and ion-ion interactions, not accounted for here. the Langmuir isotherm [24] or to Michaelis-Menten saturation. Equation (6) is exactly the same as its counterpart in electronic A similar Fermi function was obtained earlier [16] for the CB. We may therefore interpret the BD-simulated conduction variation of Pc with concentration. bands (Fig. 2(a)) as CB oscillations of conductance [13] A self-consistent calculation of the conductance can be effected via linear response theory, leading to the standard appearing as Qf increases and the corresponding occupancy steps (Fig. 2(b)) as a Coulomb staircase [15]. CB “classical” approximation [13]: The positions of the and points in the theory (6 ) −1 Mn Zn Jc/Jmax = (Uc/kBT ) sinh (Uc/kBT ) (9) and BD simulations (Fig. 2) are consistent with an energetics analysis [18], supporting above interpretation; the deviations where Jmax is the barrier-less diffusive current. The current in the precise positions of Mn and Zn can be attributed to Jc from (9) exhibits a resonant peak coinciding with the field leaks and model simplifications. maximum in the derivative of Pc, dP/dUc (Fig. 3), similar That is our main result – that the ionic CB model to that of the tunneling current in a [13]. The ∗ ∗ ∗ predicts a universal, valence-dependent, periodic pattern of FD function (8) predicts that Uc /kBT = − ln(Pc /(1 − Pc )) stop/conduction bands similar to the electronic CB oscillations of conductance in quantum dots [13], [15]. It allows us J /J , "Classical" to identify conduction bands with real calcium-conductive 1 c max P , Fermi−Dirac channels/mutants. c max /J Table I shows putative identifcations of the c

, J 0.5 c

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