Toronto Stock Exchange New Financings Report Specifications

Total Page：16

File Type：pdf, Size：1020Kb

Toronto Stock Exchange New Financings Report Specifications Frequency: Monthly file; available on the 4th business day of the month by 5:00 PM EST Format: Tab delimited text (.txt) Field Name Field Type Processing Notes Issue Name Alphanumeric Symbol Alphanumeric TSX stock symbol One character. Possible values: I – Industrial Category Alphanumeric M – Mining O – Oil & Gas Possible values: IPO – Initial Public Offering PO – Public Offering Type Alphanumeric PP – Private Placement RIGHTS – Exercise of Rights SUP – Supplemental Financing One character. Either Y or blank. If Y, the financing Flow-Thru Alphanumeric represents flow-through shares. Shares Issued Numeric One character. Either Y or blank. If Y, financing consists of a Units Alphanumeric unit of more than one security such as shares and warrants. Price Numeric Price Cdn Numeric Canadian Price Value$ Numeric Reflects total of the financings. TSX Venture Exchange New Financings Report Specifications Format: File Format: ASCII, Variable Length (TAB delimited) Frequency: Monthly file – available on or about the 7th business day of the month Field Name Field Type Processing Notes Symbol Alphanumeric Company Name Alphanumeric Type of Security Alphanumeric Possible values: COMMON, SHARE, UNIT Unit Flag Alphanumeric One character. Either Y or N Tier Alphanumeric Possible values: Tier 1, Tier 2, NEX Possible values: IPO – Initial Public Offering EOP – Exchange Offering Prospectus Type of Financing Alphanumeric SFOD – Short Form Offering Document PD – Prospectus Distribution PP – Private Placement Flow Through Flag Alphanumeric One character. Either Y or N Currency Alphanumeric Offering Price – Cdn$ Equiv Numeric Issued Total Numeric Gross Proceeds – Cdn$ Equiv Numeric Effective Date Date Format: MM/DD/YYY Underwriter Alphanumeric Nov2012 For more information: TMX Datalinx (416) 947-4778; Email: [email protected] .

Copy Link

Recommended publications

Canadian National Railway Company 2012 Annual
CANADIAN NATIONAL RAILWAY COMPANY 2012 ANNUAL INFORMATION FORM February 1, 2013 TABLE OF CONTENTS Annual Management's Information Discussion & Form Analysis (as filed on February 1, 2013) Incorporated by Reference Item 1 General Information 3 Item 2 Incorporation 4 2.1 Incorporation of the Issuer 4 2.2 Subsidiaries 4 Item 3 General Development of the Business 5 3.1 General Development of the Business During the Last Three Years 5 3.2 Anticipated Developments 13 46-49 Item 4 Description of the Business 13 4.1 Overview 13 4.2 Commodity Groups 13 52-56 4.3 Competitive Conditions 14 87 4.4 Labor 14 88-89 4.5 Social Policies 14 4.6 Regulation 14 89-92 4.7 Environmental Matters 16 79-80, 87-88 4.8 Legal Matters 18 76-78 4.9 Risk Factors 18 87-95 Item 5 Dividends 19 Item 6 Description of Capital Structure 19 6.1 General Description of Capital Structure 19 6.2 Share Ownership Constraints 19 6.3 Ratings of Debt Securities 20 Item 7 Transfer Agent and Registrar 21 Item 8 Market for Securities 21 8.1 Trading Price and Volume 21 8.2 Prior Sales 22 Item 9 Escrowed Securities 22 Item 10 Directors and Executive Officers 22 10.1 Directors 22 10.2 Audit Committee Disclosure 25 10.3 Executive Officers 27 10.4 Cease Trade Orders, Bankruptcies, Penalties or Sanctions 29 Item 11 Interest of Experts 29 Item 12 Additional Information 30 Schedule A Charter of the Audit Committee 31 AAAA 2012 Annual Information Form Item 1 GENERAL INFORMATION Except as otherwise indicated in this Annual Information Form (“AIF”), the information contained herein is given as of December 31, 2012.
[Show full text]
Join Us at an Upcoming Event!
ISSUE 52 July 5, 2016 JOIN US AT AN UPCOMING EVENT! TSX TRUST—REBRANDING OUR CORPORATE TRUST, SECURITIES TRANSFER BUSINESS TMX Equity Transfer Services has changed its name to TSX Trust in a move that better reflects our corporate trust and securities transfer services for public and private companies. There has been no change in the overall organizational structure, and we continue to provide the same full suite of services with reliability and efficiency. For more information, please click here. INTRODUCING TSXV LIQUIDITYPRO™ TSX Venture Exchange will launch a new service in September aimed at helping venture companies enhance liquidity. The TSXV LiquidityPro™ program is optional and introduces issuer-sponsored market making services to TSXV companies under the oversight and governance of TSXV. Market making offers several benefits to growing companies during their formative years. Having a committed market maker can promote market stability when there are gaps in natural liquidity, help to mitigate price volatility, and enhance the trading experience for investors. In fact, based on recent analysis by TSXV conducted between January 1, 2014 and August 2015, companies that engaged professional market maker services experienced a $0.02 decline in their average spread, an 18% increase in the number of days when a trade occurred, and a 6% decline in price volatility measured by the closing price against the 10-day moving average price. Through the program, TSXV companies can select from a pool of pre-qualified TSXV LiquidityPro™ Providers (LPPs), each of which submits a bid across a standardized set of market making metrics along with their related monthly fee.
[Show full text]
Présentation Powerpoint
A Capital Opportunity A Global Market for Companies Disclaimer This document is for information purposes only. While the information herein is collected and compiled with care, neither TMX Group Limited nor any of its affiliated companies represents, warrants or guarantees the accuracy or the completeness of the information. You agree not to rely on the information contained herein for any trading, legal, accounting, tax, investment, business, financial or other purpose. This information is provided with the express condition, to which by making use thereof you expressly consent, that no liability shall be incurred by TMX Group Limited and/or any of its affiliates as a result of any errors or omissions herein or any use or reliance upon this information. 2 © 2015 TSX Inc. All rights reserved. Do not sell or modify without the prior written consent of TSX Inc. Canada and TSX: Strong Fundamentals Economically stable • Canada is the fourth largest equity market by float capitalization in the MSCI World Index • World’s soundest banking system • Lowest debt-to-GDP among G7 • Strong equity culture • ~$2.5 trillion in market cap • $263 billion in equity capital raised in last 5 years A dynamic marketplace • Robust marketplace • Access to capital • History of innovation • Committed to growth 3 Canadian Markets… Global Leaders 1st 1st 1st In Listed Mining In Listed Oil and Gas In Listed Clean Technology Companies Worldwide Companies Worldwide Companies Worldwide 1st 1st 4th In Global Mining and Global Gold In Exchange-Traded Funds (ETFs) In the World by Number S&P/TSX Indices Originator of the World’s First ETF of New Listings 2nd 6th 8th In the World by Number In Equity Financing In Market Capitalization of Listed Companies 4 Source: World Federation of Exchanges, December 2014, TSX and TSXV Market Intelligence Group.
[Show full text]
The Buy Side Report
Q1 2019 The Buy Side Report Welcome to “The Buy Side Report,” a quarterly information feature about Canada’s leading equities markets, Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV). This quarterly publication presents detailed market data about sector index performance, share price and trading information, insight into foreign investment in Canadian equities, as well as an up-to-date economics viewpoint provided by an external contributor. Toronto Stock Exchange and TSX Venture Exchange offer a diverse and vibrant stock list of investment opportunities, and stand firmly among the world’s leading fully-integrated capital markets. The Exchanges are home to a wide range of companies that give global investors a unique opportunity to invest in Canada across a broad spectrum of industry sectors, including natural resources markets around the world. In Canadian equities markets, investors can choose from 3,200 companies with a total market capitalization over $3 trillion, ranging from growing businesses on TSX Venture Exchange to established large cap multinationals on Toronto Stock Exchange. Sector Index Price Performance (% Change) Performance As at March 31, 2019 Index Weight 1 month 3 month 6 month 12 month Consumer Discretionary 5.5% -1.4% 9.3% -4.2% -7.0% Consumer Staples 3.8% 2.4% 9.1% 15.0% 16.1% Energy 18.7% -2.6% 11.3% -20.6% -13.5% Financials 35.7% -1.4% 9.4% -3.9% -0.0% Health Care 1.3% 2.1% 49.6% -2.9% 49.9% Industrials 10.2% 2.9% 14.3% -2.1% 11.2% Information Technology 3.2% 4.9% 25.2% 12.4% 27.7% Materials 10.3% 2.2% 8.2% 8.7% 1.4% Telecom Services 4.7% 1.4% 8.7% 9.7% 15.2% Utilities 3.9% 4.3% 14.7% 11.8% 8.3% Top 3 Performing Indices Bottom 3 Performing Indices S&P/TSX Capped Health Care 49.6% S&P/TSX Capped Materials 8.2% S&P/TSX Capped Information Technology 25.2% S&P/TSX Capped Telecom Services 8.7% S&P/TSX Capped Utilities 14.7% S&P/TSX Capped Consumer Staples 9.1% For a full list of Toronto Stock Exchange and TSX Venture Exchange Issuers please visit www.tmx.com/mig Source: S&P Capital IQ.
[Show full text]
ROYAL BANK of CANADA (Exact Name of Registrant As Specified in Its Charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F [Check one] REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ⌧ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2009 Commission File Number 001-13928 ROYAL BANK OF CANADA (Exact name of Registrant as specified in its charter) Canada 6029 Not Applicable (Province or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Identification No. incorporation or organization) Classification Code Number (if (if applicable)) applicable)) 200 Bay Street Royal Bank Plaza Toronto, Ontario Canada M5J 2J5 Attention: Carol J. McNamara Vice-President & Secretary (416) 974-5151 (Address and telephone number of registrant’s principal executive offices) Royal Bank of Canada One Liberty Plaza New York, New York 10006-1404 Attention: LaBrena Jones Martin Deputy General Counsel USA (212) 858-7110 (Name, address (including zip code) and telephone number (including area code) of agent for service in the United States) copies of all correspondence should be sent to: Karen E. McCarthy Donald R. Crawshaw Assistant General Counsel Sullivan & Cromwell LLP Royal Bank of Canada 125 Broad Street 200 Bay Street New York, New York 10004-2498 Toronto, Ontario Tel: (212) 558-4000 Canada M5J 2J5 Tel: (416) 974-5151 Securities registered or to be registered pursuant to Section 12(b) of the Act. Title of each class Name of each exchange on which registered Common Shares New York Stock Exchange Securities registered or to be registered pursuant to Section 12(g) of the Act.
[Show full text]
TMX Group Inc. Obtains Court Approval for Arrangement
TMX Group Inc. Obtains Court Approval for Arrangement September 13, 2012 (TORONTO) – TMX Group Inc. today announced that it has obtained a final order from the Ontario Superior Court of Justice approving the previously announced arrangement (the “Arrangement”) under the Business Corporations Act (Ontario) involving TMX Group Inc. and TMX Group Limited (formerly Maple Group Acquisition Corporation). Under the Arrangement, TMX Group Limited will acquire all of the outstanding common shares of TMX Group Inc. (other than common shares held by TMX Group Limited) in exchange for common shares of TMX Group Limited on a one-for-one basis. It is expected that the Arrangement will close on or about September 14, 2012, following the satisfaction of customary conditions. Following completion of the Arrangement, it is anticipated that the TMX Group Limited shares will be listed on the Toronto Stock Exchange, the TMX Group Inc. shares will be delisted from Toronto Stock Exchange and TMX Group Inc. will cease to be a reporting issuer. Caution Regarding Forward-Looking Information This press release contains "forward looking information" (as defined in applicable Canadian securities legislation) that is based on expectations, estimates and projections as of the date of this press release. Examples of forward-looking information can be identified by the use of forward-looking words such as "plans", "expects", and "expected". Forward looking information, by its nature, requires us to make assumptions and is subject to significant risks and uncertainties which may give rise to the possibility that our expectations or conclusions will not prove to be accurate and that our assumptions may not be correct.
[Show full text]
No Securities Regulatory Authority Has Expressed an Opinion About These Securities and It Is an Offence to Claim Otherwise
No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus constitutes a public offering of these securities only in those jurisdictions where they may be lawfully offered for sale and only by persons permitted to sell these securities. PROSPECTUS Initial Public Offering and Continuous Offering July 8, 2021 Hamilton Enhanced Canadian Bank ETF Offering Class E Units (formerly Hamilton Canadian Bank 1.25x Leverage ETF) (“HCAL”) Hamilton Enhanced Multi-Sector Covered Call ETF Offering Class E Units (“HDIV”) Hamilton U.S. Financials Dividend Index ETF Offering CDN$ Hedged Units and (“HUS”) US$ Unhedged Units This prospectus qualifies the distribution of Class E Units of HCAL and HDIV. This prospectus also qualifies the distribution of CDN$ Hedged Units and US$ Unhedged Units of HUS. CDN$ Hedged Units and the Class E Units, are together referred to herein as “CAD Units”. The US$ Unhedged Units and CAD Units are together referred to herein as “Units”. HCAL, HDIV and HUS are collectively referred to herein as the “ETFs” and each an “ETF”. The Manager (as defined below) may offer other exchange traded funds under separate prospectuses. The ETFs are exchange-traded mutual funds established under the laws of Ontario. HCAL and HDIV (together, the “Alternative ETFs”) are also alternative mutual funds under applicable securities legislation. There is no minimum number of Units of an ETF that may be issued. Each Unit of an ETF represents an equal, undivided interest in the portion of that ETF’s assets. The Units of each ETF will be offered for sale at a price equal to the net asset value of such Units next determined following the receipt of a subscription order.
[Show full text]
Tmx Group History at a Glance
TMX GROUP HISTORY AT A GLANCE The following is a timeline of significant events in the organization’s history. 1852 A group of Toronto businessmen met on October 24, 1852 with the intention of forming an "Association of Brokers". The association created that day established the framework for Toronto Stock Exchange. Although they may have traded in shares that were available at that time, no official records remain of the groups' transactions. 1861 A resolution was passed by the association to formally create Toronto Stock Exchange. In its early years, Toronto Stock Exchange trading volume was very modest, amounting to two or three transactions daily. Trading hours were limited to daily half-hour sessions and the trading list consisted of 18 securities. The cost of membership was $5.00. 1871 Toronto Stock Exchange had 14 member firms -- each paid $250 to purchase a seat. 1878 Toronto Stock Exchange became formally incorporated by an Act of the Ontario Legislature. Toronto Stock Exchange moved into its first permanent headquarters at 24 King Street East in Toronto. 1901 The price of a Toronto Stock Exchange seat or membership rose to $12,000. Trading volume approached 1 million shares per year and 100 companies were listed. The Exchange moved to 20 King Street East and continuous auction trading was introduced. 1913 -Page 1- The Exchange built and moved into its own building on Bay Street. Technological advances lead to the introduction of the first print-out-ticker which carried a series of trading prices as well as bid and ask offering quotations. 1914 The fear of financial panic when World War 1 was declared prompted Toronto Stock Exchange to cease operations for three months, beginning July 28, 1914.
[Show full text]
March 2021 Share Price Performance
Four Takeaways For Investors The following are some key observations of the TSX and TSX Venture Exchange markets: 1. LARGE & MID CAP CONSUMER PRODUCTS OUTPERFORM Consumer Products was the top sector in March with both Large Cap and Mid Cap segments (11% and 6%, respectively) but underperformed in the Small Cap and Micro Cap segments (-7% and -10%, respectively). M A RC H 2021 CLICK HERE FOR MORE INFORMATION 2. SMALL CAP OIL & GAS PERFORMED BEST Of all the segmented sectors, the Small Cap Oil & Gas segment performed the best with a Investor 16% return in March. Micro Cap Industrial Products & Services was the next best performing segmented sector at 13% return. CLICK HERE FOR MORE INFORMATION Insights 3. BITCOIN DOMINATES ETF PERFORMANCE Brought to you by Toronto Stock Exchange Each of the top 5 best performing ETFs in and TSX Venture Exchange. March were Bitcoin ETFs, with the top 4 at 25% performance growth and the fifth at 24%. CLICK HERE FOR MORE INFORMATION 4. VENTURE REAL ESTATE INDEX PERFORMED BEST IN MARCH Although nine of the top 10 indexes in March were TSX-based, the top performing index for March was the S&P/TSX Venture Real Estate Index (10%). CLICK HERE FOR MORE INFORMATION SUBSCRIBE TO OUR MARKET INTELLIGENCE REPORTS March 2021 Share Price Performance SHARE PRICE SHARE PRICE TICKER PERFORMANCE 31/03/2021 (CAD) AirBoss of America Corp. TSX:BOS 118% $40.25 Bombardier Inc. TSX:BBD.B 73% $0.97 Galaxy Digital Holdings Ltd. TSX:GLXY 54% $25.57 Shaw Communications Inc. TSX:SJR.B 48% $32.68 Large Enthusiast Gaming Holdings Inc.
[Show full text]
No Trading Number) TORONTO STOCK EXCHANGE TRADING NUMBERS SHOWN in BRACKETS Cormark Securities Inc
ALPHA EXCHANGE MEMBERS AltaCorp Capital Inc. (003) T (647) 776-8250 Suite 1100, 888 – 3rd Street SW, Calgary, AB T2P 5C5 Barclays Capital Canada Inc. (90) T (416) 863-8900 Suite 4910, 333 Bay Street, Toronto, ON M5H 2R2 BBS Securities Inc. (28) T (416) 235-0200 Suite 507, 4100 Yonge Street, Toronto, ON M2P 2G2 Beacon Securities Ltd. (87) F (902) 425-5237 1669 Granville Street, Halifax, NS, B3J 1X2 BMO Nesbitt Burns Inc. (9) T (416) 359-4000 49th Floor, 1 First Canadian Place, Toronto, ON M5X 1H3 Caldwell Securities Ltd. (43) T (416) 862-7755 P.O. Box 47, Sun Life Centre Suite 1710, 150 King Street West, Toronto, ON M5H 1J9 Canaccord Genuity Corp. (33) T (604) 643-7300 P.O. Box 2200 Suite 1900, 609 Granville Street, Vancouver, BC V7Y 1H2 Cantor Fitzgerald Canada Corporation (4) T (416) 350-1203 Suite 1500, 181 University Avenue, Toronto, ON M5H 3M7 Chippingham Financial Group (026) T (647) 497-5723 77 King Street West, Suite 2105, Toronto-Dominion Centre, Toronto, ON M5K 1K7 CIBC World Markets Inc. (79) T (416) 594-7000 P.O. Box 500 161 Bay Street, Toronto, ON M5J 2S8 Citigroup Global Markets Canada Inc. (123) T (416) 866-2300 Suite 1100, 123 Front Street West, Toronto ON M5J 2M3 Clarus Securities Inc. (24) T (416) 343-2777 P.O. Box 38, The Exchange Tower Suite 3640, 130 King Street West, Toronto, ON M5X 1A9 01/02/2014 (*-no trading number) TORONTO STOCK EXCHANGE TRADING NUMBERS SHOWN IN BRACKETS Cormark Securities Inc. (73) T (416) 362-7485 P.O.
[Show full text]
TMX Equity Markets Order Types and Functionality Guide
TMX Equity Markets Order Types and Functionality Guide April 2013 Toronto Stock Exchange | TSX Venture Exchange | TMX Select | Alpha Exchange Document Management This document shall be updated on an annual basis, or with any newly introduced features or functionality, whichever occurs sooner, by the TMX Markets product & sales team. It is available in both English and French on the TMX websiteTMX website . Scope This document provides an overview of trading on all fourthree TMX equity markets; Toronto Stock Exchange, TSX Venture Exchange , TMX Select and TSX Alpha Exchange. It is intended to provide an introduction to the functional operation and order types of each market and serve as a reference for new and existing trading participants. For details on becoming a member, fees, connectivity and technical specifications, or additional information related to trading, please refer to the links below or contact a TMX Account Manager. References Link http://tmx.complinet.com/en/tsx_rulebook.html http://tmx.complinet.com/en/tsxv_rulebook.html TMX Trading Policies http://www.tsx.com/resource/en/4 http://www.tsx.com/resource/en/1069 http://www.tsx.com/trading/toronto-stock- exchange/fee-schedule http://www.tsx.com/trading/tsx-venture- TMX Fee Schedule exchange/fee-schedule http://www.tsx.com/trading/tmx-select/fee-schedule http://www.tsx.com/trading/alpha/fee-schedule TMX Specifications (FIX and STAMP) https://www.tcbdata.com/tmxequitymarkets/login.cfm *available to registered users only TMX Datalinx http://www.tmxinfoservices.com/?lang=en www.iiroc.ca/industry/rulebook/Pages/UMIR-
[Show full text]
An Insightful and Innovative Practitioner, Emily Assists Clients on a Broad Range of Corporate and Commercial Matters
An insightful and innovative practitioner, Emily assists clients on a broad range of corporate and commercial matters. Emily has acted for clients on a variety of corporate transactions, including public and private mergers and acquisitions, financing and banking transactions and other corporate matters. She also advises clients on their ongoing public disclosure and corporate law obligations. REPRESENTATIVE WORK Emily Uza Associate The Blackstone Group Inc. Acted for real estate funds managed by The Blackstone Group Inc. and their Office affiliates in Blackstone's $6.2billion allcash acquisition of Dream Global Real Toronto Estate Investment Trust and the separation of its external asset manager, Dream Asset Management. Tel 416.367.7531 FCF Co. Ltd. Acted as Canadian counsel for FCF Co., Ltd. in its US$928million acquisition of Email all the assets of Clover Leaf Foods and Bumble Bee Foods, North America's [email protected] largest branded shelfstable seafood companies, under a sale proceeding conducted under the Companies' Creditors Arrangement Act and the U.S. Expertise Bankruptcy Code. Corporate Capital Markets & Securities Xplornet Communications Inc. Mergers & Acquisitions Acted for Xplornet Communications Inc., a portfolio company of Stonepeak Infrastructure Partners and Canada's leading rural broadband provider, in its Bar Admissions acquisition of Corridor Communications Inc., which operates CCI Wireless., a Ontario, 2015 provider of broadband solutions to rural homes in Alberta, along with enterprise clients across western Canada. Waterton Global Resource Management, Inc. Acted for Waterton Global Resource Management, Inc. in its sale of the Getchell gold project in Nevada to Premier Gold Mines Limited for consideration of up to US$85 million.
[Show full text]