2011 PEOPLE'S COMMITTEE OF DONG TRAP PROVlNCE CAO LAND CITY PEOPLE'S COMMITTEE

MEKONG DELTA REGION Public Disclosure Authorized URBAN UPGRADING PROJECT (MDR-UUP)

CAO LANH CITY SUB-PROJECT

SUMMARYPublic Disclosure Authorized OF E VI ONMENTAL IMPACTS A$SIESSIMENT (EIA) AND ENVIRONMENTAL MANAGEMENT P (EMP) Public Disclosure Authorized Public Disclosure Authorized PEOf' LE'S COMMITTEE OF DONG THAP PROVINCE CAO LANH CITY PEOPLE'S COMMITTEE WORLD BANK (WB)

EXECUTIVE SUMMARY OF ENVIRONMENTAL IMPACTS ASSESSMENT (EIA) AND ENVIRONMENTAL MANAGEMENT PLAN (EMP)

MEKONG DELTA REGION URBAN UPGRADING PU.OJECT

CAO LANH CITY SUB-PROJECT DONG THAP PROVINCE

Project owner Consultant CAO LANH CITY PEOPLE'S PACIFIC OCEAN ENGINEERING

GIAM DOC wV~~ttlfJ~ MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

CONTENTS

INTRODUCTION ...... 3

Background ...... 3 Compliance witb Legal Framework and World Bank Policies ...... 3

1 - PROJECT DESCRIPTION ...... 8

2 - BASELINE CONDITIONS ...... 11

2.1. Geograpby and natural conditions• ...... 11 2.2. Environmental Baseline...... 11 2.3. Economic and social cbaracteristics ...... 11

3 - SUMMARY OF ASSESSMENT OF NEGATIVE IMPACTS ...... 13

3.1. General Impacts ...... 13 3.2. Site - specific impacts assessment...... 20 3.3. Socia-economic Impacts...... 28 3.4. Potential Impacts on Pbysical Cultural Resources (PCR) ...... 29 3.5. Cumulative Impacts ...... 29

4 - MITI GA TION MEASURES ...... 31

5 - MANAGEMENT AND MONITORING PROGRAM ...... 33

5.1. Environmental Management Program ...... 34 5.2. En vironmental Monitoring Program ...... 43 5.3. Role and Responsibilities for EMP Implementation...... 51 5.4. Capacity Building Program ...... 56 5.5. Estimated EMP Cost...... 59

ANNEXES ...... 61

Summary of Environmental Impacts Assessment (EIA) and Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

ABBREVIATIONS

CSC Construction Supervision Consultant CUPs Community Upgrading Plans OONRE Department of Natura I resource and Environment ECOP Environmental Code of Practice EIA Environmental Impact Assessment EMDP Ethnic Minority Development Plan EMP Environmental Management Plan EMS Environmental Monitoring System GoV Government of IEMC Independent Environmental Monitoring Consultant LIA Low-Income Area MoC Minisny of Construction NUUP National Urban Upgrading Program M.D.R-UUP !\/kkong D~lta Rcgil)l1Urbwl Upgrading Project PCR Physical Cultural Resources PMU-MoC MoC Project Management Unit PPMU Provincial Project Management Unit RAP Resettlement Action Plan RP Resettlement Plan RPF Resettlement Policy Framework RPs Resettlement plans SEMP Site Environmental Management Plan TA Technical Assistance URENCO Urban Environment Company VUUP Vietnam Urban Upgrading Program WB World Bank WWTP Waste water treatment plan

Summary of Environmental Impacts Assessment (EIA) and 2 Enviro\l~ental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Introduction

Background

This EMP identifies mitigation actions to be carried out under the subproject including the environmental monitoring program and the implementation arrangements. The EMP complies with the Government's EIA regulations and the World Bank (WB)'s safeguard policies, including those of the World Bank's Environmental, Health, and Safety Guidelines. The EMP presents a summary of the city's project description and brief baseline information of the project city, and a summary of the key environmental impacts. The actual EMP actions are based on the assessment of potential negative impacts, as summarized below, and the identification of actions to mitigate these impacts. EMP implementation management actions, capacity building, and environmental monitoring measures form part of the EMP.

Compliance with Legal Framework and World Bank Policies

The project is required to comply with the current applicable environmental laws in Vietnam, which include the Law on Environmental Protection No. 52/2005/QHll dated 29/1112005, and all Laws, Decrees, Circulars, Decisions, standards and regulations of Vietnam on Environment; Circular No. 26/20111TT-BTNMT dated 18/04/2011 of the Minister of Natural Resources and Environment on guidelines for preparation of strategic EIA reports, as listed in detail below: - Law on water resources No. 1998/QH adopted by Vietnam social republic parliament, session X, third time dated 20/511998. - Law on construction No. 16/2003/QH 11 adopted by Vietnam social republic parliament, session XI, fourth time dated 26/1112003 and announced following Command No. 26/20031L/CTN dated 10112/2003 of President. - Law on Vietnam technical regulations No. 68/2006/QHl1 dated 29/6/2006. - Law on Chemicals No. 06/2007/QH11 adopted by Parliament on 2111112007 and came into effect on 011712008; - Law of revision, supplementation of some articles relating to basic construction investment No. 38/2009/QH12 dated 19/6/2009 of Vietnam social republic parliament, session XII, fifth time. - Decree No. 179119991ND-CP dated 3011211999 of Prime Minister on water resource law implementation. - Decree No. 13120031ND-CP dated 1912/2003 of Prime Minister on articles regulating hazardous waste types and their transportation on road; - Decree No. 149/20041ND-CP dated 271712004 of Prime Minister on Regulations of permission for surveying, exploitation, using water resource, discharge into water source; - Decree No. 80/20061ND-BTNMT dated 819/2006 of Prime Minister on Regulation and guideline for environmental protection law implementation;

Summary of Environmental Impacts Assessment (EIA) and 3 Environmental Manag~ment Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sUb-project - Dong Thap province

- Decree No. l40/2006IND-CP dated 22/12/2006 of Prime Minister on regulations of environmental protection in preparation, appraisal, approval and organization of strategy, plan, program and development project; Decree No. 04/20071ND-CP dated 08/01/2007 of Prime Minister on reVISion, supplementation some articles of decree No. 67/2003IND-CP dated 13/6/2003 of government for waste water; - Decree No. 59/2007IND-CP dated 09/4/2007 of Prime Minister on Solid waste management; - Decree No. 88/2007IND-CP dated 28/5/2007 of Prime Minister on Industrial park and urban drainage (include drainage fee); - Decree No. 174/20071ND-CP dated 29111/2007 of Prime Minister on Fee of environmental protection for solid waste; Decree No. 21120081ND-CP dated 28/02/2008 of Prime Minister on reVISion, supplementation some articles of Decree No. 80/2006IND-CP dated 09/8/2006 of Prime Minister on detailed regulations and guidelines for implementation of some articles of environmental protection law. Decree No. 29/20111ND-CP dated 18/4/2001 assessment of strategic environment, environmental impact assessment and environmental protection commitment, supplement the current Decree No 2112008IND-CP. - Decree No. 108/2008IND-CP dated 0711012008 of Prime Minister on detailed regulations and guidelines for implementation of some articles of chemical law; - Decree No. 12/20091ND-CP dated 10/02/2009 of Prime Minister on construction investment management; - Decree No. 117/2009IND-CP dated 31112/2009 of Prime Minister on law breaking handle in environmental protection aspect; - Decision No. 64/2003/QD-TTg dated 22/4/2003 of Prime Minister on approval of "Absolutely handle of enterprises causing serious environmental pollution"; - Decision No. 256/QD-TTg dated 02112/2003 of Prime Minister on approval of national environmental protection strategy towards 2020; - Decision No. 48/2008/QD-TTg dated 03/4/2008 of Prime Minister on promulgating general guidelines for feasibility study report- project use capital of official development supporting from 5 banks (Asia development bank, France development enterprise, Japan international cooperation bank, German bank for Reconstruction, World Bank); - Instruction No. 17 /2008/CT -TTg dated 0516/2008 of Prime Minister on urgent solutions for strengthening absolutely handle of environmental pollution enterprises following decision No. 6412003/QD-TTg. - Decision No. 23/2006/QD-BTNMT dated 26/12/2006 of Ministry of Natural resources and environment on hazardous waste catalogue;

Summary of Environmental Impads Assessment (EIA) and 4 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

- Decision No. 04/2008/QD-BXD dated 03/4/2008 of Minister of Construction ministry on promulgation of "National regulation on construction plan"; - Decision No. 04/2008/QD-BTNMT dated 18/7/2008 of Ministry of Natural resources and environment on national regulations on environment; - Decision No. 16/2008/QD-BTNMT dated 3111212008 of Ministry of Natural resources and environment on national technical regulations on environment; - Joint Circular No. 125/2003/TTLT-BTC-BTNMT dated 1811212003 of Cooperation between Financial ministry and natural resources and environmental ministry on guidelines of implementing decree No. 67/2003IND-CP; - Circular No. 12/2006ITT - BTNMT dated 26/1212006 of natural resources and environmental ministry on guidelines of practice condition, document procedures, registration, practice permit, code for hazardous waste management; - Circular No. 06/2007/TT-BTNMT dated 27/8/2007 of Minister of planning and investment ministry on guidelines for implementing decree No. 140/20061ND-CP dated 221111 2006 of government on environmental protection in preparation, appraisal, approval and implementation of strategy, plan, program and development project; - Circular No. 05/2008/TT-BTNMT dated 08112/2008 of Minister of natural resources and environmental on guidelines for preparation of strategically EIA report, EIA report and environmental protection commitment; - Circular No.26/2011ITT-BTNMT detailing some articles of Decree NO.29/20111Nf)-CP dated 181 4/2011 of the Government regulating the strategic environment assessment, environmental impact assessment and environmental protection commitment; - Circular No. 02/2009/TT- BTNMT dated 10103/2009 of Ministry of Natural resources and environment on regulations of waste water receiving capacity of water resource - Circular No. 04/2009/TT-BYT dated 17/6/2009 of Medical ministry on promulgation of national technical regulations of drinking water quality; - Circular No. OS/2009ITT-BYT dated 17/6/2009 of medical ministry on national technical regulations on drinking water quality; - Circular No.16/2009/BTNMT dated 07/10/2009 of ministry of natural resources and environment on environmental national technical regulations; Vietnam National Technical Regulations/Standards, include: QCVN 01:2009IBYT-National technical regulations on drinking water quality; QCVN 02:2009IBYT-National technical regulations on household water quality; QCVN 03:2008IBTNMT-National technical regulation on the allowable limit of heavy metals in the soils; QCVN 05:2009/BTNMT-National technical regulations on ambient air quality; QCVN 06:2009IBTNMT-National technical regulation on hazardous substances in ambient air; QCVN 07:201OIBXD-National technical regulations-Technical infrastructure work;

Summary of Environmental Impacts Assessment (EIA) and 5 , Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

QCVN 08:2008IBTNMT-National technical regulation on surface water quality; QCVN 09:2008/BTNMT-National technical regulation on undergroundwater quality; QCVN 14:2008IBTNMT-National technical regulation on domestic wastewater; QCVN 24:2009IBTNMT-National technical regulation on industrial wastewater QCVN 19:2009/BTNMT-National technical regulation on industrial emission of dust and inorganic substances. QCVN 20:20091BTNMT -National technical regulations on industrial emission of some organic substances. Noise standards: TCVN 5948: 1999: Acoustic - Noise generated from means of transportation when raising speed. Maximum allowable noise; QCVN 26:2010IBTNMT: Acoustic - Noise from public area and residence. Maximum allowable noise; TCVN 3985: 1999: Acoustic - Allowable noise level at working areas. QCVN 27:2010IBTNMT: National technical regulation on vibration Water quality standards: TCVN 7222 : 2002: General environmental requirements of centralized wastewater treatment plants; TCVN 6773 : 2000: Water quality - Water quality for irrigation; TCVN 6774 : 2000: Water quality freshwater quality for water organism protection. Solid waste standards: TCVN 6705-2000: Non-hazardous waste. Classification; TCVN 6706-2000: Harzadous waste. Classification. Table 1. World Bank Safeguard Policies Triggered

Environmental • A detailed EIA including an Environment Management Plan (EMP) Assessment has been prepared for each project city. Summary EIA and EMP (OPIBP 4.01) reports for each city and a Consolidated EIA Report have also been prepared for and submitted to the WB. • Social Assessments have been conducted for the six cities; social

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Summary of Environmental Impacts Assessment (EIA) and 6 EnvironmeQtal Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

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Summary of Environmental Impacts Assessment (EIA) and 7 Environmental Managem«(nt Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lank City suh-project - Dong Tkap province

1 - Project Description

Table 2. Summary of technical proposals for Cao Lanh city sub-project

1 Component 1 Tertiary Infrastructure Upgrading In 14 Low-income Areas, including a total area of 170.07ha, 5047 households and 22,771 residents. (USS 20.169 million) ].1 Upgrading and Phase 1 Total 85 alleys to be upgraded in 14 LIAs with an estimated widening of alleys and 2 length of 17 km. Widening of alleys to 4 up to 7 m width and upgrading from soil road to concrete, asphalt road. 1.2 Installation of Phase 1 Construction of water pipeline and the connection points for water supply and 2 LIAs. Pipe diameter is D63-D75, with estimated length of 18.3 system km, serving 1,411 households. 1.3 Installation of Phase 1 Construction of surface drainage system with pipe diameter drainage system and 2 DN400 - DNI000 and total length 13 km, serving 1,750 households. Surface water discharges to the city sewer system. Wastewater is collected via D 160 - D300 pipes including connection points (manholes) with a total length of about 25 km. Wastewater system discharges to connection points to the Norwegian wastewater system. Dredging and embankment of Chua Canal at the section Ngo Thoi Nham and Tran Hung Dao Street intersection to improve drainage. The length of embankment: 958 m. Estimated dredging volume: 15,678 m3. 1.4 Construction of Phase 1 Construction of two cultural centers in LIA 6, 8 and two pre- social and 2 schools in LIA 6, 12. infrastructure Improvement of public lighting system in combination with installation of 13 power substations and 28.5km power network. Provide sanitation equipment and construction of public toilets in the LIA 1, 5. Tota12 toilet blocks with an area of 40-60 m2/unit. 2 Component 2 Supporting Primary and Secondary Infrastructure (USS 18.176 million) 2.1 Upgrading roads, Phase 1 The roads to be upgraded include: drainage, and and 2 - Cach Mang Thang Tam Road to be expanded from 4 to 13 m; public lighting for length of 635 m~ to provide transport connection between the systems LIA 1, and 9; - Nguyen Dinh Chieu Road to be upgraded to 5 m width along 549m length, for connecting LIA 1, 2, 9. - Dinh Bo Linh road to be widened to 9.5m along 874m length. - Tran ll1i Thu Road to be upgraded to 9.5m width along 616m length, for connecting LIA 6 with the city. - Nguyen Thi Luu Road expanded to 13m width along 508m length connecting LIA 7 and resettlement area.

I - Ton Duc Thang Road extended to 15m width along 278m length

Summary of Environmental Impacts Assessment (EIA) and 8 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

to connect LIA 10 and city; - Dong Hoa Road extended to 12m width along 916m length to connect LIA 7 and the resettlement area. - Nguyen Thai Hoc Road widened to 7 up to 13m along total length of3,941m to connect LIA ] 2,8 and the city center. - Tran Hung Dao Street extended to 1 I m width along 1,337m length to connect LIA 5 to the city center. - Waste water drainage system installed with a diameter of D 160 for collection and discharge points for connection to the Norwegian wastewater project. Surface water drainage system constructed with D800 - DIOO pipeline. Surface water is discharged to the channel, the river nearby, or to city's main pi eline. 2.2 Cao Lanh river Construct stable embankments and improve the residential embankment environment in LIA 4, 5, 6, 7, 10. Structures consist of improvement reinforced sheet piles. Length of embankment: 3.1 km; quantity of backfilling soil: 35.353m3; and excavation material 32,613 m3. 2.3 Improvement of For LIA I, 2, 9; embankments at both sides of canal are upgraded No.16 canal for total length of 1,460 m with reinforced concrete tilt roof embankment in structure and sheet pile. combination with Pham Thuan Nhon street along canal is extended from 3.5 m to 7 upgrading Pham m. asphalt road structure. Other infrastructure includes: separate Nhon Thuan surface water drainage lines and sewage system. Instal1ation of street D 160 waste water pipe 1194 m long with connection to main city sewage system. Construction of a D800 pipeline for surface water drainage along the alignment with discharge to Canal 16. 2.4 Embankment Improve drainage canal 16 linked to LIA 1, 2. Structures consist improvement and of reinforced concrete embankments with tilted roof with sheet dredging of Cho pile. The total estimated dredging volume: J7,200 m3. canal reservoir 2.5 Replacement of New pipelines on route: 3014, each Mang Thang Tam, Hai Ba old water supply Trung, Nguyen Thai Hoc, Ton Duc Thang, Ly Thuong Kiet; pipes Total length of pipeline replacement: 6.1 km. 3 Component 3 Construction of Resettlement Area (USS 9.120 million) 3.1 Construction of Resettlement area 11.25 ha with 368 lots in Hoa An resettlement area and 4 with ground leveling. water supply and drainage in Ward 4 systems, wastewater treatment, roads, power supply, greenery, market, and schools for relocated households in the subproject. This resettlement site is located in the planed resettlement area of the Cao Lanh city that approved the Planning by the local authorities with a total area of 56.9ha.

Figure 1: Location of construction items of the project

Summary of Environmental Impacts Assessment (EIA) and 9 ElJvironmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

BAN DO cAe H~NG Mve DAU TV CUA DV AN MAP THE INVESTMENT ITEMS OF PROJECTS

CHO THfCH-NOTE

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Summary of Environmental Impacts Assessment (EIA) and 10 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

2 - Baseline Conditions

2.1. Geograpby and natural conditions.

Cao Lanh city is situated on the left bank of Tien River, along Highway 30, in Dong Thap province. Cao Lanh city's elevation varies from 1.3 m to 3.0 m above sea level. The rainy season extends from May to November. The highest annual rainfall is 2,005 mm and the annual average temperature is 27.1 °c. Most flooding occurs between July and November. The major river in Cao Lanh city is the Tien River which transports significant water traffic and drains most flood waters; other rivers in the Can Lanh city area include the Cao Lanh and the Dinh Trung.

2.2. Environmental Baseline

Dust and vehicular exhaust fumes are the main sources of air pollution exceeding threshold levels in some areas. The concentration of dust and noise levels in populated areas is high, i.e. about 1.2 - 1.4 times the current standards. Sampling of the city's surface water indicates signs of organic pollution (BOD5, COD, N) and fecal bacteria (coliform), 1.1 - 1.3 times higher than the current standards. The major sources of pollution are domestic wastewater and uncollected wastes from residential areas in the city. However, the sludge in canals and lakes within the project area show no concentrations of heavy metals, organic compounds or pesticide residues above safe threshold levels. Groundwater is not contaminated by metals or organic matter. However, the coliform count in many observation points is 1-3 times higher than the current standard.

2.3. Economic and social cbaracteristics

Socio-economic conditions: The total population ofCao Lanh city is 161,950. The population density in the project area is estimated at 2,171 peoplelkm2, with an annual population growth rate of 1.21%. The high unemployment rate of 18.8% results in a poverty rate of about 11 %. The average income of residents is 1,256,000 VND/month (about US$ 60 equivalent). Family trading and services are the sectors with the highest employment at 25%. Kinh people are the largest ethnic group in Cao Lanh, accounting for 99.3% of the total population. Small ethnic minority groups are the Hoa and Khmer. Urban infrastructure and services: Cultural and religious facilities (temples, pagodas, martyrs' memorials, schools) are located within and nearby the subproject areas. Suitable subproject alternatives were considered to avoid the encroaching on pagoda and temple compounds. There are seven temples, pagodas, churches, tamarind groves and 11 schools, as well as clinics and markets listed near the project works.

Cao Lanh city has abundant freshwater resources supplied by the Tien River during the wet season. The city water supply system has a capacity of 27,000 m3/day using water taken from

Summary of Environmental Impacts Assessment (EIA) and 11 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

the Tien River and also groundwater during the dry season. Currently, the existing water supply system only meets about 40% ofthe city's demand.

The drainage system of Cao Lanh city, as well as the project areas, consists of a combined drainage network for rain water and wastewater flows. Underground drains and open ditches collect rain and wastewater and drain it to the canals for subsequent discharge to the Cao Lanh and Dinh Trung rivers. Most households discharge wastewater at the most convenient place, such as lakes, canals, or drainage ditches. Therefore, wastewater from households is not controlled and pollutes the surrounding environment and receiving waters. In sum, the current drainage system in Cao Lanh City is inadequate as it lacks wastewater collection and treatment systems. Currently, solid waste collection is available in eight wards and 6 communes of the city, with a total capacity of about 75 tons/day. After collection from alley entrances, solid waste is consolidated at transfer stations and subsequently transported to Dap Da landfill in Cao Lanh . This existing sanitary landfill covers 25 ha and is 13 km from the inner city. The landfill is estimated to have adequate capacity until 2025.

Summary of Environmental Impacts Assessment (EIA) and 12 EnvirP'.lmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

3 - Summary of Assessment of Negative Impacts

When the project is completed, the overall impact will be positive. Nevertheless, the project will cause some negative impacts on the local environment and the local population. Therefore, effective implementation of mitigation measures will be necessary. The potential negative impacts on the physical, biological, and socio-economic environments are identified using the checklist method, including assessment of the levels of impacts during the preconstruction, construction, and operation phases. Potential negative cumulative social impacts on physical cultural resources (PCR) have been identified separately.

3.1. Genera/ Impacts

Based on the analysis of baseline data, field visits, and discussion with key officials and stakeholders, the potential negative impacts on the physical, biological, and socio-economic environment caused by the project have been identified. Table 3 summarizes the potential impacts by the project subcomponents. The level of impacts are assigned as follows: None (N) -no impact; Low (L) - Small works, minor impacts, localized, reversible, temporary; Medium (M) -Small works in urban/sensitive areas, medium scale works with moderate impacts of which most are reversible, reducible and manageable, localized, temporary; High (H) -Medium scale works in small urban Isensitive area, large scale works with significant impacts (socially andlor environmentally) of which some are irreversible and require compensation. The residual impacts of the project, after implementation of mitigation measures discussed in the EMP, are expected to be mostly negligible. In general, the project activities to be carried out under Component 1 (Tertiary Infrastructure Upgrading in Low Income Areas), Component 2 (Primary and Secondary Infrastructure Upgrading), and Component 3 (Resettlement Sites) will involve small to medium scale civil works. Most of the potential negative impacts are reversible, temporary, and localized, and can be mitigated. Mitigation will require the application of good engineering and construction management practices, close supervision and monitoring of contractor performance and consultation with local communities. However, some subcomponents of Component 2 are of larger scale, and their impacts may not be fully reversible or temporary. For instance embanking Cho canal, embanking Canal 16, constructing 03 new bridges, etc may result in some temporary negative impacts. Notwithstanding their scale, however, their impacts can similarly be mitigated by the application of good engineering and construction management practices and with close supervision and monitoring of contractor performance.

Summary of Environmental Impacts Assessment (EIA) and 13 Environmental Mam,lgement Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City suh-project - Dong Thap province

Table 3. Levels of Potential Negative Impacts of the Cao Lanh sub-project

Component 1: Upgrading the tertiary infrastructure; 14 LIAs are considered for investment (Total investment: USD 20.619 million).

Subcomponent 1.1: Dredging and Embanking Chua canal in LIA 3.

Pre-const. L M L L N H N L M L L - Small-scale impacts are best addressed through Construction M M M L N N N L M M M ECOPs (see Note 2 below) - Issues may include local flooding; disturbance to residents (small roads, densely populated) and increased traffic. - Dredged materials will be disposed of at the Dap Da Landfill. Operation 1M 1M IL IN IN IN IN IL 1M IL IL I - Ensure adequate O&M for wastewater management: wastewater will be connected to Norway WWTP in Cao Lanh city; local flooding.

Subcomponent 1.2. Upgrading LIA 2 & LIA 4 (redistribution of residential area, resettled on-site)

Pre-con st. 1M M L N N IH N H M L L - Small-scale and Medium- scale impacts are best Construction I M M M N N IH N N H L L I addressed through ECOPs

Summary of Environmental Impacts Assessment (EIA) and 14 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

(see Note 2 below) - Issues may include social impact on living condition of households on temporary resettlement area; displace 105 graves (90 graves in LIA 2 and 15 graves in LIA 5) Operation L L L N N N N N L L L - Ensure effective O&M Subcomponent 1.3. Construction of 3 kindergartens/primary school: Truc Xanh kindergarten, Hoa Thuan kindergarten, Le Thanh Tong primary school. Pre-const. M L M N N L N N M L L - Small-scale and Medium- scale impacts are best Construction L L L N N N N N H L L addressed through ECOPs (see Note 2 below) - Issues may include social impacts on studying condition of pupil, children, and teachers. Operation IL IL IL IN IN IN IN IN IL IL IL I - Ensure effective O&M Component 2: Supporting Primary and Secondary Infrastructure Upgrading (US$18.176 million)

Subcomponent 2.1. Upgrading Cach Mang Thang Tam street, Nguyen Dinh Chieu street, Dinh Bo Linh street, Tran Thi Thu street, Nguyen Thi Luu street, Ton Duc Thang extended street, Hoa Dong street, Nguyen Thai Hoc street, Tran Hung Dao street Pre-const. N - Small-scale and Medium-

Summary of Environmental Impacts Assessment (EIA) and 15 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Construction I H 1M IH IN IN IN IN IL 1M 1M 1M I scale impacts are best addressed through ECOPs (see Note 2 below) - Issues may include dust, noise, local flooding; disturbance to residents (densely populated). Operation 1M IN IL IN IN IN IN IN IL IL IL I - Ensure effective 0 & M; disposal of solid waste and local flooding.

Subcomponent 2.2. Construction of 03 new bridges: Ton Due Thang bridge, Sat Vi bridge, Nguyen Thi Luu bride

Pre-const. 1M 1M 1M IN IN 1M IN IN IL L L - Small-scale and Medium- scale impacts are best Construction I H IH IH IN 1M IN IN IN IH H M addressed through ECO Ps (see Note 2 below) - Issues may include traffic disruption, risks of collapse/erosion on-site and fractures, disturbance to residents. Operation 1M IN IL IN IN IN IN IN IL IL IL I - Ensure effective 0 & M; local flooding. Subcomponent 2.10. Embanking Cao Lanh River Pre-const. 1M 1M 1M IN IL 1M IN IL 1M 1M 1M I - Issues include traffic

Summary of Environmental Impacts Assessment (EIA) and 16 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Construction I H IH IH IN IL 1M IN IN 1M 1M 1M I disruption; minor dredged materials; local flooding; riverbank erosion; disturbance to residents. - Dredged materials will be disposed of at the Dap Da Landfill. Operation IL 1M 1M IN IN IN IN IN IN 1M 1M t - Ensure effective O&M; disposal of solid waste and into the open canal; local flooding. Subcomponent 2.11. Embanking Canal 16 and Upgrading Ph am Nhon Thuan street _.- Pre-canst. M M M N L M N L M M M - Issues are populated areas with limited road access; Construction H H H N L M N N M M M minor dredging; local flooding; off site impacts; disturbance to residents. - Dredged materials will be disposed of at the Dap Da Land fiI 1. Operation IL 1M 1M IN IN IN IN IN IN 1M 1M 1- Ensure effective O&M; disposal of solid waste and into the open channel; local flooding. Subcomponent 2.12. Dredging and Embanking Cho canal

Summary of Environmental Impacts Assessment (EIA) and 17 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

- Issues are populated areas I with limited road access; Construction I H IH IH IN IL 1M IN IN 1M 1M 1M minor dredging; local flooding; off site impacts; disturbance to residents. - Dredged materials will be disposed of at the Oap Oa Landfill. Operation IL 1M 1M IN IN IN IN IN IN 1M 1M I - Ensure effective O&M; disposal of solid waste and into the open channel; local flooding. I Subcomponent 2.13: Replacing some distribution pipelines D100-300 Pre-con st. IL 1M IL IN IN IL IN IN IL IL fL - Small-scale impacts are I best addressed through Construction I M 1M 1M IN IN IN IN IN IL IL IL ECOPs (see Note 2 below) Operation IN IL IL IN IN IN IN IN IN IL IL I - Ensure adequate O&M for water supply pipeline

Subcomponent 2.14: Providing sanitation equipments for drainage system management

Pre-con st. IN IN N N N N N N N N N - Small-scale impacts are best addressed through Construction I L IN N N N N N N L L L ECOPs (see Note 2 below)

Summary of Environmental Impacts Assessment (EIA) and 18 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Operation L L L N N N N N N N L - Ensure adequate O&M for drainage system management.

Component 3: Resettlement site in Boa An commune and Ward 4 (US$ 9.120 million) -- Construction of the resettlement site (J 1. 25ha) with 368 lots, including site leveling, road netvvorks, water supply and drainage systems, power supply, street lighting, and package sewage treatment plant, and open space/or relocated households in the subproject. Pre-const. I L M L L L H N I I I I I I I I \H \ MIL IL 1- Small-scale impacts best Construction M M M L L N N L M 1M M addressed through ECOPs (see Note 2 below) - Issues may include social impact on living condition of affected households by revoking agriculture land displace 132 graves - Need to watch for physical cultural resources; Operation I L L L N N N N L L L L - Need to address risks due to inadequate 0 & M (wastewater will be treated by onsite package treatment plant; livelihood restoration; and local flooding). Notes: (I) The following criteria are used for the assessment of level of impacts: None (N) - no impact; Low (L) - Small works, minor impacts, localized, reversible, temporary; Medium (M) -Small works in urban/sensitive areas, medium scale works with moderate impacts of which most are reversible, reducible and manageable, localized, temporary; High (H) - Medium scale works in small urban /sensitive areas, large scale works with

Summary of Environmental Impacts Assessment (EIA) and 19 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

significant impacts (socially and/or environmentally) of which many are irreversible and require compensation; Both M and H need monitoring and implementation of the mitigation measures as well as adequate institutional capacity on safeguard. (2) For small and medium scale works, most impacts are localized, temporary, and can be mitigated through the application of good engineering and construction management practices and with close supervision and monitoring, and close consultation with local communities.

3.2. Site - specific impacts assessment

Site-specific impact of Cao Lanh city sub-project:

Summary of Euvironmental Impacts Assessment (EIA) and 20 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

COMPONENT 1: TERTIARY INFRASTRUCTURE UPGRADING IN LOW INCOME AREAS (LIAS) Cl.t: REDISTRIBUTION OF RESIDENTIAL AREA (RESETTLED ON-SITE) IN LlA 2 AND LlA 4 • Impacts of the preparation of temporary residence for 518 households • Provision of temporary services to households (rebuilding houses, piped water, drainage, green space, street lighting, roads system).

Cl.2: Dredging and embanking Chua canal in LIA 3 • Sludge: 15,000 m3 • Emission of odor (H2S), littering dredged materials if not covered after excavation, transportation routes and disposal. • Degraded air quality, littering dredged materials ifnot covered on transportation routes: Vo Truong Toan street~ Ngo Thoi Nham Street ~ Nguyen Hue street ~ Highway 30 ~ Dap Da landfill. • Potential risk of land contamination at the dumping site (Dap Da landfill). Contamination, however, is unlikely as analysis of sediment samples showed that heavy metals and toxic chemicals are not present in the sediments.

Summary of Environmental Impacts Assessment (EIA) and 21 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

C1.3: Construct 02 kindergartens (True Xanh kindergarten in LIA 5 and Boa Thuan kindergarten for LIA 7) and Le Thanh Tong rimary school for LIA 12 • Construction debris waste . • Social impacts: temporary displacement of school children during construction phase.

of w:ater sources on oDe ration Deriod Surface water quality can be impacted when wastewater connections in Therefore, the assimilative capacity of pollutant loading of the 14 LIAs are upgraded and households discharge more wastewater to Rivers and canals above should be evaluated as follows: receiving waters. Wastewater from households will be discharged to the - The results of calculation for Tien river (discharged source of rivers, canals, sewer system in the Cao Lanh city. For Cao Lanh city L -- - . subproject inculudes: Parameter BODs COD TSS Ltn (kg/day) 21,653,794 43 ,074,355 71,855,184 Forecasted concentration C (mg/I) 16.0 24.0 36.0 QCVN 08:2008/BTNMT (B2) (mg/I) 25 50 100 '-__ JYIJ J~HS (mg/I) 30 125 50 (*): Ltn is the capacity of pollutant loading of water sources (**): C (mg/I) is calculated by followed formula: C (mQ/l) = (C I *Yl + C2*Y2)!(Yl +Y2

Summary of Environmental Impacts Assessment (EIA) and 22 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

LIAs Wastewater Discharged points! The Ltn indicators for pollutants are> 0 and calculated results i volume Water sources receiving for BOD5, COD and TSS concentrations still meet both the wastewater VN Standard and WB EHS norm, so Tien River has the LIA 1,2,3,4,5 With a total To connect to WWTP of Nowary assimilative capacity to receive wastewater from the upgraded 1500 m3/day~ fund Jl 0.000 m3/day) areas. Waste water discharging to the Tien River will be LlA 6, 9, 11, 12, With a total 700 Discharged to Cao Lanh river distributed over several locations, and loading will not be 13, 14 m3/day through different outlets. concentrated in only one spot. After receiving the wastewater LIA7 160 m3/day Discharged to Cai Sau canal discharges, the water quality of Tien River will not exceed LIA8 610 m3/day Discharged to Tien river through different outlets column 82 ofQCVN 08:2008/BTNMT. Similar to remain rivers and canal receiving wastewater from LIA 10 350 m3/d"!Y Discharged to X~~ La canal Component 2 LIAs, the results follow as: Cach Mang Thang 400 m3/day Discharged to Xang canal - The capacity of pollutant loading of Cao Lanh river:

Tam street connecting to Cao Lanh river ~~ Nguyen Dinh With a total 600 Discharged to Cao Lanh river Parameter BODs COD TSS Chieu street, Tran m3/day through different outlets Ltn (kg/day) Thi Thu street, 127,406 249,612 417,552 Nguyen Thai Hoc Forecasted concentration C street (mgll) 17.02 28.0 58 Dinh Bo Linh 200 m3/day Discharged to Cai Sau canal QCVN 08:20081BTNMT (B2) street (m2lI) 25 50 100 [--Nguyen Thi Luu 300 m3/day Discharged to Cai Sau canal and WB EHS (mgll) 30 125 50 Cao Lanh river through different - The capacity of pollutant loading ofCai Sau canal: outlets. r- Ton Duc Thang 100 m3/day Discharged to Xep La canal Parameter BODs COD TSS street Ltn (kg/day) Lo Hoa Dong 350 m3/day Discharged to Cai Da and Cai Sau 24,037 46,723 78,339 street canals through different outlets. i Forecasted concentration C Tran Hung Dao 200 m3/day To connect to WWTP of Nowary (mg/I) 17.9 41 I- 31 street fundJlO.OOO m3/day) QCVN 08:20081BTNMT (B2) Pham Nhon 100 m3/day Discharged to canal 16 through (mwl) 25 50 100 Thuan street different outlets. WB EHS (mg/I) 30 125 50 • Wastewater quality: concentration of pollutants in wastewater of households after semic tank: - The capacity of pollutant loading of Xep La canal: I lparameter Concentration (mg/l) I

Summary of Environmental Impacts Assessment (EIA) and 23 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

QCVN Parameter BODs COD TSS UPP's 14:200S/BTNTM Wastewater quality wastewater (B) ofWB's EHS Ltn (kg/day) 7,428 14,414 24,239 BODs 208 50 35 Forecasted concentration C COD 332 100 125 (mg/I) 22.3 36.2 48.3 TSS 532 100 50 QCVN 08:2008/BTNMT The calculation shows the concentrations of pollutants in wastewater of (B2) (me/I) 25 50 100 LIAs are higher than the allowable limits of QCVN 14: 2008/BTNMT WB EHS (mglI) 30 125 50 Class B also exceeds wastewater quality of the World Bank - The capacity of pollutant loading of canal 16: Environmental, Health and Safety Guidelines. Parameter BODs COD TSS Ltn (kg/day) 9,164 27,327 62,582 Forecasted concentration C (mg/l) 18.4 35.1 49.6 QCVN 08:2008/BTNMT (B2) (m2l1) 25 50 100 WB EHS (mglJ) 30 125 50 . Conclusion: the ri versl can al s receiving wastewater from households of LIAs for sub-projects still capacity for pollutant loading with parameters BOD5, COD, TSS.

I

I

I I

Summary of Environmental Impacts Assessment (EIA) and 24 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

COMPONENT 2: SUPPORTING PRIMARY AND SECONDARY INFRASTRUCTURE UPGRADING C2.1: Dredging and embanking Cbo Channel • Sludge: approximately 17,000m3 • Odor and potential contamination resulting from the excavation, transport, and disposal of dredged materials with a high organic content; it is mainly sludge waste because of domestic waste from activities of the cattle/poultry market beside Cho Canal and no heavy metals and toxic elements. • Degraded air quality, littering dredged materials ifnot covered on transportation routes: Ba Trieu street -7 Nguyen Hue street -7 Highway 30 -7 Dap Da landfill • Disruption to activities of the cattle/pOUltry market beside Cho channel • Risk: Damage to partly completed works by flood. • Noise, vibration, dust from construction machinery during Cho Canal embankment and increased traffic in the area . . C2.2: CQnstruct 3 new bridges: Ton Due Thang bridge, Sat Vi bridge and Nguyen Thi Luu bridge. • Risk: collapse/erosion on-site and fractures occurring in work surfaces and housing structures, especially the construction of bridge pier due to the element of topography and geology of the project during construction phase. • Traffic disruption and site safety issues on-site and on the by­ pass across the river/Canal.

Summary of Environmental Impacts Assessment (EIA) and 25 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

C2.3: Embanking Cao Lanh River and Canal 16 • On-site surface runoff • Potential erosion of river/canal edge • Potential disruption of waterway transport

COMPONENT 3: CONSTRUCTION OF RESETTLEMENT SITE . C3.1: CONSTRUCTION OF WASTEWATER TREATMENT PLANT AT THE RESETTLEMENT SITE (CAPACITY OF 300 MJ/DAy) • Sludge at manholes and sludge after treatment process is about PHlIO'NG4 100 kg per day. This volume is small but contains organic contaminants suitable for application in agricultural fields. • Odor is generated by hazardous gases such as H2S, NH3, CH4, and from wastewater treatment plant because of biologically decomposed organic wastes • Environmental risk: Wastewater discharges not in compliance with QCVN 14: 20081BTNMT, grade B prior to discharge to Cai Da canal if the operation and maintenance procedures are not followed. • Flooding risk.

Summary of Environmental Impacts Assessment (EIA) and 26 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

COMPONENT 3: Assessment of wastewater receiving ability of water sources on operation period of WWTP for subproject resettlement site. Wastewater discharge to Cai Da canal in compliance with QCVN 14: Similar to remain rivers and canal receiving wastewater from 20081BTNMT, grade B with treatment capacity of300 m3/day. Component I and 2, the results follow as: Wastewater quality: concentration of pollutants in wastewater of The capacity of pollutant loading ofCai Da canal: households after treatment by WWTP follow as: Parameter BOD5 COD TSS Concentration (mg/l) Parameter Wastewater quality Ltn (kg/day) QCVN 14:2008/BTNTM (B) 3,778 7,325 12,365 ofWB'sEHS Forecasted concentration C BODs 50 35 (mg/I) 25.16 54.3 41.4 COD 100 125 QCVN 08:2008/BTNMT (B2) TSS 100 50 (mgll) 25 50 100 WB EHS (m2!l) 30 125 50 Conclusion: Cai Da canal receiving wastewater from WWTP for the resettlement site still capacity for pollutant loading with

parameters BOD5 L gQJ:)LISS-,

Summary of Environmental Impacts Assessment (EIA) and 27 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

3.3.Socio-economic Impacts

Land Acquisition and Resettlement Land acquisition and resettlement will be involved in the 7 wards and 2 communes in Cao Lanh city, affecting the lives of people; the stability of urban services, etc. Total affected households of subproject are 2,333 households. Component 1: LlA 2 (250 households) and LlA 4 (268 households) who relocated on­ site; 194 households relocate to the resettlement site; 105 graves should be displaced (LlA 2: 90 graves; LlA 5: 15 graves). Component 2: 110 households relocate to the resettlement site; without displaced graves. Component 3: 20 households relocate to the resettlement site; 132 graves should be displaced. Detailed information regarding the nature and scale of the impacts and proposed mitigation measures are provided in the "Resettlement Plan" (RP) report which was prepared separately. There are no indigenous people affected by the Cao Lanh City subproject. According to the resettlement plan of the sub-project, there are 842 relocated households of which 324 are relocating to the resettlement site and 518 are being resettled on-site. The agricultural land acquired by the project is 158,190.17 rn2 (about> 15.8ha) impacting 1491 households, of which 120 affected households losing 20% or more of agricultural land and 17 vulnerable households losing 10% or more of agricultural land, mainly involved in cultivating rice field, crops and fruit trees, etc. Table 4. Scope of Cao Lanh city subproject impacts

1. No. households 945 61 No. of affected 275 In which: + No. of affected household losing residential land 712 110 20 842 + No. of affected household losing land 615 835 41 + No. of affected households losing houses and structures 712 110 20 842 2. Total 096.76 779.60 In which: + Residential land area 1.67 10.39 + land area + Other area (managed by People's 183.29 191.98 + Area of affected houses and structures 14.63 1.54

Summary of Environmental Impacts Assessment (EIA) and 28 Environm~~tal Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) ______Cao Lanh City sub-project - Dong Thapprovince

194 110 20 324 4. No. of distributed household 5]8 0 o 518 5. No. of households affected business activities. 357 512 5 874 6. No. of affected households losing trees and fruits 615 835 61 1,511 (Source: The Resettlement Plan report, 2011) Other social impacts Other potential social impacts on local communities such as those relating to transportation, road safety or public safety, or disruptions of communities during site clearance, construction, and operation are integrated into the discussion in Sections 3.1 and 3.2.

3.4. Potential Impacts on Physical Cultural Resources (PCR)

The Cao Lanh city sub-project will involve relocating 237 graves (90 graves in LIA 2, 15 graves in LIA 5, and 132 graves in resettlement area). Accordingly, detailed measures to protect the PCR resources (see Section 5.1.2) have been prepared as required by the WB's safeguard policy on PCR (OPIBP 4.11). The sub-project will temporarily impact religious and cultural works as follow: Cao Dai pagoda in LIA 9; Minh Buu pagoda in LIA 13 and perennial trees "HANG ME" on Nguyen Thai Hoc road during construction phase. The perennial trees "Hang Me" on Nguyen Thai Hoc road are culturally important to residents in the area. During expansion of the road, it is proposed to distribute remaining trees on sidewalk. Therefore, the impact is considered medium and occurring only during the site clearance and construction. Some sensitive places will be temporary affected also during construction phase. Construction impacts are considered as LOW to MEDIUM since schools are not located next to the road, but separated from construction by a yard, gate and fence.

3.5. Cumulative Impacts

Cumulative impacts of the Bank-financed subprojects and other subprojects that will be financed from other sources such as the wastewater treatment system that will be financed by the Norway (NORAD) are expected to be insignificant because of the geographical distance and the types and limited scales of investment activities as well as different timing in implementation with all the associated subprojects/facilities already completed andlor operational by the time the MDR-UUP subproject commences implementation. Linked or Associated Investments A city sewerage and drainage Project is planned with financing from Norway (NORAD). The US$ 23million project is scheduled for completion by the end of 2012. It will include collection systems and a WWTP with 10,000 m3/day capacity. The treatment plant is located in an agricultural land in Ward 3, Cao Lanh City Once completed, 6 of the 14 project LIAs will be able to connect to the new system, and their wastewater will be treated before discharge to the Cao Lanh River.

Summary of Environmental Impacts Assessment (EIA) and 29 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

The Cao Lanh city sub-project shall construct household connections and channel waste water to the Norway funded centralized WWTP. The treatment plant will service the following areas: Lia 1, Lia 2, Lia 3, Lia 4, Lia 5 and Tran Hung Dao Street for phase 1; and remaining LIAs will connect to WWTP in phase 2. An EIA for the WWTP project was prepared and was reviewed and approved by the Department of Natural Resources and Environment. The EIA was also reviewed by an Environmental Specialist commissioned by the Norwegian Government. Due diligence review of the EIA report for the project was conducted to assess the level of additional impacts resulting from the Cao Lanh city sub-project investment, as well as the adequacy of the EA work carried out for the WWTP. The assessment considered maximum design capacity, discharge of effluents and sludge management during operations, outcomes of public consultation and the EIA approval provided by DONRE. The review indicated the adequacy of the EIA with impacts having been identified with proper mitigating measures proposed and implemented. In particular, the treated sludge will either be used for fertilizing agricultural fields or brought to a landfill for final disposal. The treated wastewater will comply with the Vietnam environmental standards. The review also indicated that, beside positive cumulative impacts, the project is not expected to contribute to negative cumulative impacts as this is expected to be completed and operational by the time the Bank-financed subproject will be implemented. The linkage between the project and the Norway WWTP are likely to create positive impacts, such as the WWTPs receiving and treating wastewater fonn the project. Another associated facility is the Dap Da Landfill in My Tho commune that will receive the dredged materials from Cho and Chua canals and solid wastes that will be generated during the construction of the Cao Lanh City subproject. Dap Da Landfill is an existing landfill that has a total of 12 sanitary landfill sheets in a 7.8 hectare land area. To date, only 1 landfill sheet is filled, which means it has enough capacity to accommodate wastes coming from the project. Due diligence review was conducted for the Dap Da Landfill by the PMU and the consultants. The review indicated that the landfill has an EIA approved by DONRE in 2005. Impacts and mitigating measures were identified, proposed and implemented, including proper collection and treatment of leachate. There is plan to put up additional facilities in the landfill to include leachate treatment plant and gas collection system. Another associated project is a flood prevention embankment project fmanced by , which is tmder construction and scheduled for completion by the end of,2012. The completed dyke will connect directly to a new canal embankment to be built by this Project, thereby greatly increasing benefits. This project is implemented by the Ministry of Agriculture and Rural Development. An EIA was prepared and was approved by MONRE. A due diligence review of the EIA indicated that impacts were identified and measures proposed and implemented, including disposal of dredged materials to Dap Da Landfill. Cumulative impacts are not expected to be contributed by MDR-UUP subproject as it is expected that the flood prevention dyke of MARD will be completed by the time the MDR-UUP subproject commences implementation. (The detail due diligence review for linked ofassociated projects for MDR-UUP subproject in the Annex 3)

Summary of Environmental Impacts Assessment (EIA) and 30 Environ~ental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

4 - Mitigation measures

This chapter identifies measures to mitigate the key negative project impacts during construction (which include site clearance, ground leveling, and construction) and operation. Given that most key impacts will occur due to civil works and transportation of construction/waste materials, many of the potential negative impacts on physical, biological, and social environment can usually be mitigated through a set of general measures that are typically applied to construction projects to minimize impacts such as noise, dust, traffic disruption, wastewater generation, etc. As part of the Environmental Management Plan (EMP) for the project these general measures have been transformed into a set of standard environmental specification that will be incorporated into all bidding and contract documents of the project. These measures are referred to as Environmental Codes of Practice (ECOPs), and they will be applied to mitigate typical and general impacts of the project's civil works. The scope and content of the ECOPs are presented below. ECOPs are a set of actions and measures to mitigate the general negative impacts during construction. They describe typical actions to be taken by contractors, supervised by the construction supervision consultants (CSC) during construction, and monitored by the communities and the Independent Environmental Monitoring Consultant (lEMC). These ECOPs also cover the applicable provisions under Section 4.0 on Construction and Decommissioning of the IFC-World Bank Group Guidelines for Environmental, Health, and Safety (EHS). The detailed ECOPs will be incorporated into the bidding and contract documents (BD/CD) during the detailed design stage. The scope and content ofthe ECOPs is limited to construction activities for small and medium-size contract works. The impacts of such works are of limited extent, are temporary and reversible, and can be managed readily with good construction practices. The ECOP measures identifY typical mitigation actions for the following types ofimpacts: - Dust generation - Air pollution - Impacts from noise and vibrations - Water pollution Drainage and sedimentation control - Management of stockpiles, quarries, and borrow pits - Solid waste management - Management of dredged materials - Disruption of vegetative covers and ecological resources Traffic management Interruption of utility services - Restoration of affected areas - Workers' and public safety - Communication with local communities

Summary of Environmental Impacts Assessment (EIA) and 31 Environmental Manag~ment Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lank City sub-project - Dong Tkap province

- Chance finds of cultural or archeological artifacts The detailed ECOPs (Annex 1) are cross-referenced to the respective equivalent Vietnamese regulations, standards, and codes of practice. If impacts require site-specific mitigation measures that are not adequately covered in these generic ECOPs, they must be addressed separately in the EMP. For example, the above ECOPs do not cover impacts from worker camps - assuming they would not generally be needed for small urban works projects - and impacts from large works, such as darns, bridges, tunnels, and major roads. The ECOPs cover small dredging operations; however, operations generating very large amounts, or seriously contaminated, sludge would need to be handled through a separate set of measures outside of the scope of these ECOPs, such as in a dredging and materials management plan (DMMP - Annex 2). Social impacts caused by involuntary resettlement or involving ethnic minorities are addressed in other safeguard instruments.

Summary of Environmental Impacts Assessment (EIA) and 32 Environmental Management Plan (E~P) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

5 - Management and Monitoring Program

Prepared as a part of the EIA, an Environmental Management Plan (EMP) is a safeguards instrument that is typically used in many projects. It consists of information on, and guidance for, the process of mitigating and managing adverse environmental impacts throughout project implementation. Typically in Vietnam, an EMP comprises a list of typical mitigation measures to be carried out by contractors and others, an environmental monitoring program, capacity building, organizational arrangements and responsibilities, and the estimated cost of EMP implementation and monitoring. There is a comprehensive regulatory framework in Vietnam related to EIA preparation, environmental standards, protection and management of forests and cultural property, and other aspects related to construction and operation of facilities and infrastructures in Vietnam. This EMP in consistent with these regulations. To facilitate effective implementation of the EMP, the PMU will: (a) Establish an Environment and Social Unit (ESU) responsible for ensuring timely implementation of the EMP, including monitoring, reporting, and capacity building related to safeguards; (b) Assign the Construction Supervision Consultant (CSC) to also be responsible for supervision of the contractor's safeguard performance as part of the construction contract and this requirement will be included in the CSC's terms of reference; and (c) One Independent Environmental Monitoring Consultant (lEMC) is hired by PMU-MOC to assist the ESUs in performing its task. Cao Lanh City Water Supply Company, URENCO, and the Department of Transport will be responsible for implementation of the mitigation measures during the operation stage of the project and they will ensure that the mitigation measures are implemented and adequate budget is provided. The Provincial Steering Committee (PSC) chaired by the Chairman or Vice Chairman of the Provincial People's Committee (PCP) will provide the overall policy guidance and oversight of the project implementation. Roles and responsibilities of the specialized agencies and the Departments of Planning and Investment and Natural Resources and Environment (DONRE) will also be criticaL There are two main parts to this EMP. First the City will use Urban Construction Environmental Codes of Practice (ECOPs) for urban construction works. Environmental codes of practice (ECOPs) are mitigation measures for generic impacts from project activities during the construction phase; they must be included in the bidding documents as requirements directed to the construction contractor. ECOPs are not a formally recognized World Bank safeguards instrument but their use, as part of an EMP, is a convenient and effective way to ensure that the main generic, common and typical construction impacts are adequately mitigated during project implementation. If impacts require site-specific mitigation measures that are not adequately covered in these generic ECOPs, they will be addressed separately in the EMP. These ECOPs also do not cover impacts (i) from worker camps (camps will not be needed for small and medium urban infrastructure projects), (ii) from large works, such as dams, tunnels, large road and bridge projects (which are not part of this project). Social impacts caused by involuntary resettlement or involving ethnic minorities are addressed in other, social safeguard instruments. The ECOPs cover dredging operations producing relatively small amounts of sludge, whilst very large

Summary of Environmental Impacts Assessment (EIA) and 33 , Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province ~~~------amounts or seriously contaminated sludge would need to be handled through a separate set of procedures outside of the scope of these ECOPs. Activities carried out to mitigate impacts due to land acquisition and resettlements are presented in separate safeguard documents (in the RPF and RP); they will be carried out and monitored separately. Also included in the EMP are related measures, above and beyond actual mitigation measures. This includes the PMUs' EMP program, including capacity building and safeguard training; and environmental monitoring.

5.l.Environmental Management Program

5.1.1. Management of impact on project sites

Table 5 presents site-specific impacts and mitigation measures that are not fully addressed through the application of ECOPs. This may be because the impact is not a typical one and is not included in the ECOPs, because the severity of the impact goes beyond the scope of the mitigation measures in the ECOPs, or because simply of the very specific nature of the mitigation measure that is needed. Table 5. Site-Specific Impacts and Mitigation Measures

Impact: Land acquisition and resettlement Mitigation: Implementation of approved RP in accordance with its provisions Implementation Approved RP mechanisms: Responsibility: PMU Fund source: City Independent Monitoring Consultant

Impacts • Impacts of the preparation of temporary residence for 518 households • To generate certain impacts on living condition of households in temporary period (necessary demands of residents on rebuilding houses, piped water, drainage, green space, street lighting, roads

Mitigation: • Building the temporary residence at Cho road area (100 flats, area per flat. The structure is made of steel frame, heat-proof iron roof) • Distribute temporary water pipelines and electric cable, distributing sewerage system for discharging to the existing sewer. Building 04 tanks for these blocks of

Summary of Environmental Impacts Assessment (EIA) and 34 Environment~l Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

• Relocation and assistance for a stable life (for households of agricultural land impacted), support the poor and family under treatment Implementation Contract conditions, supplementing those of the ECOPs mechanisms: Responsibility: Contractor Fund source: City (included in the cost of compensation and resettlement) Monitoring: Supervision ConsultantlPMU

Impacts • Inadequate attention to drainage and waste management in redistribution areas in LIA 2 and LIA 4 Mitigation: • Ensure that the site is included in the city's operations and maintenance and Implementation City Operations and Maintenance Plan mechanisms: Responsibility: City Fund source: City Monitoring: City

Impact: Land acquisition and resettlement Mitigation: Implementation of approved RP in accordance with its provisions Implementation Approved RP mechanisms: Responsibility: PMU Fund source: City Monitoring: Independent Monitoring Consultant

• Sludge: 15,000 • Emission of odor (H2S}, littering dredged materials if not be covered from excavation, transportation routes and disposal. • Potential risk of land contamination at the dumping site (Dap Da

Mitigation: • Ensure that the detailed design for the channel rehabilitation works explicitly provides for all aspects of the dredged materials management process: excavation, transport in leak proof and covered trucks, and deposit into suitably prepared sites. • Ensure that the detailed design and the resulting contract for the channel rehabilitation works include upgrading of the Dap Da landfill. • • Ensure the contract for the works ..... ,.,"1 .. '~" the contractor to nr... T1>1" ... a

Summary of Environmental Impacts Assessment (EIA) and 35 Environmental Manageme~t Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

• Relocation and assistance for a stable life (for households of agricultural land impacted), support the poor and family under treatment ~olicy. Implementation Contract conditions, supplementing those of the ECOPs mechanisms: Responsibility: Contractor Fund source: City (included in the cost of compensation and resettlement) Monitoring: Supervision ConsultantlPMU Operation Impacts • Inadequate attention to drainage and waste management in redistribution areas in LIA 2 and LIA 4 Mitigation: • Ensure that the site is included in the city's operations and maintenance plan and budget Implementation City Operations and Maintenance Plan mechanisms: Responsibility: City Fund source: City Monitoring: City Cl.2: Dredging and embanking Chua canal in LIA 3 Pre-Construction Impact: Land acquisition and resettlement Mitigation: Implementation of approved RP in accordance with its provisions Implementation Approved RP mechanisms: Responsibility: PMU Fund source: City Monitoring: Independent Monitoring Consultant Construction 3 Impacts • Sludge: 15,000 m • Emission of odor (H2S), littering dredged materials if not be covered from excavation, transportation routes and disposal. • Potential risk of land contamination at the dumping site (Dap Da landfill). Mitigation: • Ensure that the detailed design for the channel rehabilitation works explicitly provides for all aspects of the dredged materials management process: excavation, transport in leak proof and covered trucks, and deposit into suitably prepared sites. • Ensure that the detailed design and the resulting contract for the channel rehabilitation works include upgrading of the Dap Da landfill. • • Ensure the contract for the works requires the contractor to prepare a

Summary of Environmental Impacts Assessment (EIA) and 35 Environmental Manageme~t Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) _~ ______Cao ~anh City sub-project - Dong Thap province

power, classroom, environmental sanitation, in the adjacent schools when more than 100 of each . Implementation Contract conditions, supplementing those of the ECOPs mechanisms: Responsibility: Contractor Fund source: IDA Credit Monitoring: Supervision ConsultantIPMU

Impacts • None significant and none beyond those defined in the ECOPs Mitigation: • As set out in the ECOPs Implementation City Operations and Maintenance Plan mechanisms: Responsibility: Each school's management, City Fund source: City Monitoring: City

Impacts • None beyond those defined in the ECOPs Mitigation: • As set out in the ECOPs Implementation Contract conditions, supplementing those ofthe ECOPs mechanisms: Responsibility: Contractor Fund source: IDA Credit Monitoring: Supervision ConsultantIPMU

Impacts • Odor, leakage of wastewater, adverse health impacts Mitigation: • Ensure facilities are included in the city's operation and maintenance for and that Implementation City Operations and Maintenance Plan mechanisms: Responsibility: Communities, City Fund source: City Monitoring: City

Summary of Environmental Impacts Assessment (EIA) and 37 Environmental Management Plan (EMP) , MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) ______C_Q_o_L_Qnh City sub-project Dong_1:_'h_QP~p_r_o_vl_'n_c_e ______

Impact: Land acquisition and resettlement Mitigation: Implementation of approved RP in accordance with its provisions Implementation Approved RP mechanisms: Responsibility: PMU Fund source: City Monitoring: Independent Monitoring Consultant

Impacts • Sludge: approximately 17,OOOm3 • Odor and potential contamination resulting from the excavation, transport, and disposal of dredged materials with a high organic content, it is mainly sludge waste because of domestic waste from activities of the cattle/poultry market beside Cho CanaL • Disruption to activities of the cattle/poultry market beside Cho channel • Risk: Damage to partly completed works by flood. • Noise, vibration, dust from construction machinery for Cho Canal embankment. Mitigation: • Ensure that the detailed design for the channel rehabilitation works explicitly provides for all aspects of the sludge management process: excavation, transport in leak proof and covered trucks, and deposit into suitably prepared sites (Dap Da landfill). • Ensure that the detailed design and the resulting contract for the channel rehabilitation works include upgrading of the Dap Da landfill. • Ensure the contract for the works requires the contractor to prepare a plan for working in the densely inhabited upstream section of the channel in particular, to include how he will organize the works to minimize disruption to the market • Ensure also that the contract requires the contractor, before he commences work, to provides a construction plan that sets out how he will maintain the flow in the Canal and protect the works from flooding during construction • Ensure that pile driving work is carried out only during daylight hours, on normal 1m plementation Contract conditions, specifications, and the ECOP mechanisms: Responsibility: Contractor/detailed design consultant Fund source: IDA Credit Monitoring: Supervision ConsultantlPMU

Summary of Environmental Impacts Assessment (EIA) and 38 Environm<:ntal Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province • Mitigation: • Ensure that household and other wastewater does not enter the Canal, but is diverted into the interceptor drains that will be installed along both sides of the channel during rehabilitation. • Ensure that the channel is kept free of silt deposits and other blockages, to minimize risk. Implementation City Operations and Maintenance Plan mechanisms: Responsibility: City Drainage Company Fund source: City Monitoring: City

Impacts • Risk: collapse/erosion on-site and fractures occurred in the work surface and housing structure, especially the construction of bridge pier due to the element of topography and geology of the project during construction phase. • Traffic disruption and site safety issues on-site and on the by-pass across the river/Canal. Mitigation: • Ensure that comply with geological excavation and surveying at the pile driving areas for used as shore pier of 03 bridge ends. • Ensure that implementation of suitable mitigation measures; it is possibly temporary relocated 03 households living close to 02 bridge ends of Ton Duc Thang and Sat Vi for avoiding potential risk during the construction. • Select by-pass as carrying out the construction: for Ton Duc Thang bridge, allocate temporary warning signals during the construction of Duc and Nguyen Van Tre bridges; For Sat Vi bridge, allocate by-pass signal through Tran Thi Thu and Cai Sau bridge, contiguous to Tran Huu Trang street and Pham Huu Lau street; For the newly built Nguyen Thi Luu bridge, there are no affection because this bridge is small, without housing on both sides and low traffic density. • As set out in the ECOPs Implementation Contract conditions, specifications, supplementing those of the ECOPs mechanisms: Responsibility: Contractor/detailed design consultant Fund source: IDA Credit Monitoring: Supervision ConsultantIPMU

• None beyond those defined in the ECOPs

Summary of Environmental Impacts Assessment (EIA) and 39 Environmental Manag~~ent Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) ______C_u_o_L_u_n_h_C_i...:::.-tysub-project - Dong Thup province

Mitigation: • As set out in the ECOPs Implementation City Operations and Maintenance Plan mechanisms: Responsibility: City Transport Company Fund source: City Monitoring: City

, Land acquisition and resettlement Mitigation: Implementation of approved RP in accordance with its provisions Implementation Approved RP mechanisms: Responsibility:· PMU Fund source: City Monitoring: Independent Monitoring Consultant

Impacts • Causing water flushed on-site • Potential erosion of river/canal edge • Potential . of on-site Mitigation: • Complied with the proposed design, especially for the foundation of the embankment which reinforced by piles with a density of 25 piles/m2 according to calculated load capacity. • Driving pile at each construction section to prevent water flushed into the construction site as well as to facilitate traffic flow on the waterway as several small boats! barges cross through the area. • When excavating, the contractor shall lay a protection layer for erosion prevention, this layer is just taken away prior to carrying out the construction. • Ensure that regulations on design depend on geological conditions and construction features. • Allocate waterway warning signals to reduce boat traffic. • Ensure that the contract requires the contractor to prepare, before commencing work, a detailed methodology for the work. • Ensure that the contractor's methodology for the work includes flood flows and their on the construction. Implementation Contract conditions, specifications, and the ECOP mechanisms: Responsibility: Contractor/detailed design consultant Fund source: IDA Credit Monitoring: Supervision ConsultantJPMU

Summary of Environmental Impacts Assessment (EIA) and 40 Environment~1 Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Impacts • Potential erosion, fracture on the river/canal edge. • risk Mitigation: • Ensure that household and other wastewater does not enter the canal, but is diverted into the interceptor drains that will be installed along both sides of the channel during rehabilitation. • Ensure that the channel is kept free of silt deposits and other blockages, to minimize risk. 1m plementation City Operations and Maintenance Plan i mechanisms: Responsibility: City Drainage Company Fund source: City Monitoring: City

Impact: • Land acquisition and resettlement Mitigation: • Implement approved RP in accordance with its provisions Implementation Approved RP mechanisms: Responsibility: PMU Fund source: City Monitoring: Independent Monitoring Consultant

Impacts • None beyond those defined in the ECOPs Mitigation: • As set out in the ECOPs

! Implementation Contract conditions, specifications supplementing those of the ECOPs mechanisms: Responsibility: Contractor Fund source: IDA Credit Monitoring: Supervision ConsultantJPMU

Impacts • Sludge at manholes and sludge after treatment is about 100 kg per day. This volume is small but contains organic contaminants. • Odor is generated by hazardous gases such as H2S, NH3, CH4, and from the wastewater treatment plant biological treatment process. • Environmental risk: Non compliance with wastewater discharge standard 14: 2008JBTNMT and WB Environmental Health and

Summary of Environmental Impacts Assessment (EIA) and 41 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Safety Guidelines, grade B prior to discharge to Cai Da canal if the treatment plant does not follow 0 & M procedures. • Flooding risk. Mitigation: • As set out in the ECOPs • Ensure that regulates according to QCVN 14: 2008/BTNMT and WB EHSG, grade B prior to discharge point. • Monitoring the discharge of other relevant units in the area. • Periodical dredging of sludge in manhole, especially prior to the rainy season. • Dredged sludge and sludge from the septic tank prior to transport and discharge for preventing odor and pathogens. Implementation City operations and maintenance plan mechanisms: Responsibility: City Drainage Maintenance Company Fund source: City Monitoring: City

5.1.2. Management of Impacts on Physical Cultural Resources

Management o(lmpacts on graves relocation: - Number of relocated graves is 237; LIA 2 has 90 graves to be relocated; 15 graves in LIA 5 and 132 graves in the resettlement site An Hoa commune. Most family graves are located in low and flooded areas. Thus, one of the most favorable conditions in minimizing impacts in relocating these graves is the positive consensus of affected households. However, the relocation should comply with family expectations according to the planned city reburying procedures at cemetery sites. - To minimize impacts caused by the above mentioned reburying, the grave relocation has been thoroughly consulted with the local communities before preparing the resettlement plan report. Households that have graves fully relocated are specifically consulted and have agreed to the plan of compensation and relocation, where they will be entitled to compensation for self removing grave according to the custom of each family and residential area. The households also expect local authority to assist them in the necessary burying procedures, especially at the new city cemetery. Management o(lmpacts on perennial tree "HANG ME" on Nguven Thai Hoc road during clearance and construction phases: "Hang Me" the perennial tree has spiritual meaning to residents on Nguyen Thai Hoc road­ Hoa Thuan Ward. The trees will be relocated to the sidewalk of the upgraded road. The contractor should comply with the following mitigation measures during construction: Not to cut down trees and build a sidewalk suitable for the appearance of the surrounding area.

Summary of Environmental Impacts Assessment (EIA) and 42 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) ______C_a_o_L_a_n_h_City sub-project - Dong Thap p_ro_v_i_n_ce______

- Building contractor should not using heavy equipments close to these trees, and quickly restore the area after construction. - No dumping of construction materials at this sensitive area. - Install lighting system. - Regular spraying water close to sensitive areas. - Pay attention to displaced electric networks and comply with tree protection measures; to not break tree branches or dig around trees); Management impacts on religious works such as Cao Dai pagoda and Minh Buu pagoda and sensitive places during clearance and construction phases: - Refrain from transporting excavated materials, waste, sludge during religious and spiritual activities (pagoda festival, etc) especially Lunar month ceremonies. - Refrain from excavating and transporting materials, waste, sludge near sensitive places such as school, health clinics during peak hours (morning: 7-8h ; mid-day: 11-12h ; afternoon: 13-14h and evening: 17h). Chance Find Procedures These specific procedures are to be followed in case of archeological, cultural or similar finds of artifacts or relics. The diagram below identifies the detailed steps to be taken. The PPMU will be responsible for the overall coordination and reporting. The chance find procedures will be included in all construction contracts and key staff and contractors will be trained on how to implement them.

Archeological artifacts found Temporarily stop construction, and . during project construction ---+:IiI, install the protection fence, (Contractor and CSC) immediately contact the PMU 1: ... All parties record the scene (in the form proposed by CSC) 1 Implement next steps under PMU report in writing to guidance of DC IT ...--....;. Department of Culture, Information and Tourism (DCIT)

Figure 1. Chance-finds procedure to follow in case of archeological artifacts found during the project construction.

5.2.Environmental Monitoring Program

The Environmental Monitoring Program is a key element of the EMP. Its main objective is to check and ensure that (a) the potential negative impacts of the project are minimized; (b) the EMP is effectively implemented; and (c) the EMP is adequate to mitigate the potential negative impacts. Given that monitoring the implementation of the RP will be conducted

Summary of Environmental Impacts Assessment (EIA) and 43 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lank City sub-project - Dong Tkap province ~~~------separately, the environmental monitoring program will comprise (a) monitoring the safeguards performance of the contractors during site clearance and construction, (b) environmental quality monitoring, (c) monitoring the effectiveness of the EMP. It is essential to design the monitoring program - in conjunction with the selected monitoring locations, parameters and frequencies in such a manner to be able to record both, the overall performance of the project works as well as the short-term impacts due to construction activities. The environmental monitoring program will be implemented during construction at three levels: • Monitoring the level of compliance with mitigation measures, • Monitoring the environmental parameters set out in the EIAs for each of the works, and • Community-based monitoring. Monitoring of Contractor's Safeguard Performance Three levels of environmental safeguards monitoring will be implemented as follows: - Routine monitoring: This will be done by the Construction Supervision Consultant (CSC) as assigned by the PPMUs. The CSC will include the environmental monitoring results in the monthly project progress reports. - Periodic monitoring: This will be done every six months as part of the overall monitoring of the EMP implementation. The environmental and social unit (ESU) of the PPMUs, assisted by the Independent Environmental Monitoring Consultant (IEMC) will also monitor the contractor performance every six months and the results will be reported to the PPMUs and the WB. - Community monitoring: Monitoring by local communities will be conducted following Government practices, with technical and management support from the PPMU. To ensure an acceptable level of environmental quality, monitoring of dust, noise, vibration, air quality, and water quality will be made at project-specific locations that are likely to be most affected by the construction activities. Specific monitoring locations may also be requested by local authorities and/or communities for specific purposes. ESUIIEMC will have overall responsibility for the monitoring program. The following are the key issues, criteria and scope of monitoring that wiII be taken into account in the implementation of the monitoring program: - General Construction Impacts: local flooding; traffic congestion and/or disruption, especially in residential areas; air quality, and noise and dust levels in residential areas; surface water quality upstream and downstream of construction sites, with specific attention paid to impacts on local residents; - Implementation of site-specific EMPs that require specific monitoring activities that are not covered by the ECOPs nor by the Vietnamese lregulations" standards and codes. Such monitoring activities will be as agreed with local agencies and communities during the preparation of the EMP and monitoring program. - Implementation of Dredged Materials Management Plan (DMMP): for all sludge and similar material excavated from the project work sites that exceeds the national thresholds for toxic substances, a site-specific DMMP will be used. Amounts, levels of heavy metals, if any, locations and activities at disposal sites, and impacts on local

Summary of Environmental Impacts Assessment (EIA) and 44 Environl.1l.ental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City suh-project - Dong Thap province

residents will be monitored, based on a water quality monitoring plan with specific stations and parameters for monitoring impacts on other water users. - Monitoring the Effectiveness of the EMP: The ESU assisted by JEMC will monitor the overall performance of the EMP implementation during the detailed designlbidding stage as well as during construction and the first year operation of the facilities to ensure that (a) appropriate dredging and disposal of drainage sludge is properly carried out, in accordance with the DMMP, (b) other impacts identified in the EMP are effectively managed and mitigated; (c) traffic management is adequate and the levels of impacts are acceptable, i.e. there are no new complaints nor any outstanding cases, and (d) all typical general impacts are mitigated in accordance with the ECOPs. Results are to be kept in the project file for possible review by PPMU and the WB. Cost for the monitoring will be part of the PPMU cost. The following tables outline the parameters for the part of the monitoring program that is performed by sampling and testing air, soil I sediment, and water quality, and also measures noise levels and any other pertinent ambient parameters, if needed. Its estimated cost considering that some activities will be carried out (i) before construction (project baseline environmental conditions), (ii) during construction (assumed to take five years), and (iii) during the first year of operation. Detailed monitoring programs will be prepared during the detailed design stage. The estimated cost for monitoring forms part of the EMP costs; the costs for sampling and laboratory testing will be included in the CSCs' contracts. Many of the parameters listed below are required by Vietnamese regulations and would need to be done even if they are not directly related to expected project impacts. Scope of Environmental Monitoring During Construction Table 6. Scope of Environmental Monitoring During Construction

TSP, N02, S02, CO, HD, Nosie and Vibration

Component 1 Once before commencement Component 2 Three months once Six months once Once before Component 3 for total time of during the fIrst year commencement Construction of .

Component 1 Chua canal in LIA 3: 02 point (the first section locates next to Van Mieu Park and the highest density of population at this

Component 2 + 10 upgrading roads: 1 point/road. + Embankment ofCao Lanh river, Cho canal, Canal 16: 1 point/item. + Construction of Ton Duc Thang, Sat Vi and Nguyen Thi Luu

3

Summary of Environmental Impacts Assessment (EIA) and 45 Environmental Management PI~~ (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

, ,Pre~\ < ~o. '.Monitoling items cOt1~tr6c;tioJl Construction period 'Operfltion period " , . , . , ~" .. ;" ' ' "~,: \;0 J, ' period ' t~; ,<,,' " >/; Other 03 points at high density of transport means around the project areas 4. Compared standard QCVN 05:20081BTNMT QCVN 26:201OIBTNMT; QCVN 27:201OIBTNMT; World Bank: Environmental, Health and Safety Guidelines ;,;;<\';;;(""',1', ;', •",',' , '" ,Momtorfua·of.wa$t~\s'bld2eJStJU·,·;\~'.'~,·,\·;:\ ., .. ;, n ' '''''''',. " '1'~;f'1 1. Monitoring Cu,Pb,Zn,Cd,As parameter 2.Monitoring frequency Component 1 + None for Component 2 Component 1 and Component 3 Component 2 Three months once + For Cai Da canal Once before for total time of and waste sludge by commencement Construction ~(component 3): Six months once during the first year of ojJeration. 3. Location Component 1 02 points on Chua canal in LIA 3 Component 2 + 01 point for soil excavation on-site + 02 points for sludge on Cho canal + 01 point/item for each Embankment ofCao Lanh river, canal 16 Component 3 + 01 point on Cai Da canal (at the discharging location) and + 02 points at the resettlement site. + 01 sample of waste sludge by WWTP at the resettlement area. 4. Compared standard QCVN 03:2008IBTNMT; QCVN 07:2008IBTNMT; World Bank: Environmental, Health and Safety Guidelines 111'1 ,MonitorlDi(:.ts:(Ir:face;.ter,qualiiY::};;'·,\': ,i ," ,1i:g:;;Ji!i;lit',;;';+\" ,';;Ci;\,r;i;', l.Monitoring pH, temperature, DO, TSS, T-N, T-P, BOD5, COD, oil and parameter grease, Colifonn 2.Monitoring frequency Three months once Six months once Once before for total time of during the first year commencement Construction of operation 3. Location Component 1 02 points on Chua canal (contiguous with Khong Tu lake and Dinh Trung river) Component 2 02 points on Cao Lanh river; 01 point on Cho canal; 01 point on Canal 16; 02 points on Cai Sau canal at Hoa Dong road and Nguyen Thi Luu road; oI point on Dinh Trung river at Tran Hung Dao road. Component 3 01 point on Cai Da canal (at the discharging location)

Summary of Environmental Impacts Assessment (EIA) and 46 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

pH, temperature, DO, TSS, T-N, T-P, BOD5, COD, oil and Coliform

2.Monitoring Three months once Six months once Once before frequency for total time of during the first year commencement Construction of . 3. Location Component 1 1 point at the discharging sewer from residential area of Chuacanal Component 2 01 point at discharging sewer from resitential area for each canal/river: Cho Canal 1 Cao Lfuili river Component 3 01 point on Cai Sau canal (at the discharging location of

4. Compared standard QCVN 14:2008IBTNMT; World Bank Environmental, Health and Guidelines

Summary of Environmental Impacts Assessment (EIA) and 47 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Estimated Number of Soil, Water and Air Samples and Analysis for Environmental Monitoring During Construction Table 7. Estimated number for soil, water, and air sampling and analysis for environmental monitoring during construction

1 1 1 1 1 1 1 1 1 1 1 1 1 1 o

2 3 3 20

2 o o o o o o o o o 2 2 2 2 o 10

2 o o o o 1 o o 2 o 10

5

24 18 12 18 12 15 24 15 36 24 24 24 30 15

8 6 4 6 4 5 8 5 12 8 8 8 10 5 5

2 1 3 3 20

2 o o o o o o o o o 2 2 2 2 o 10

Summary of Environmental Impacts Assessment (EIA) and 48 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

16 6 4 6 4 5 8 5 12 8 8 8 10 15 15 140

I=-wp--- _ I 16 I 0 I 0 I .0 I 0 I 0 I 0 I 0 I 0 I 0 I 16 I 16 I 20 I 10 I 0 I 93 I

16 o o o o 5 5 o 8 16 8 10 5 o 88

39

2 2 2 2 2 2 2 2 2 2 2 2 2 2 2

4 2 2 2 2 2 2 2 2 2 2 2 2 6 6 40

o o o o o o o o o o o o o 2 o 2

4 o o 2 o 2 o 2 4 2 2 2 o 20

,----.,.--- L_u~. 0 0 0 0 0 I 0 I 0 I 0 I 0 I 2 2 2 2 o 10

Summary of Environmental Impacts Assessment (EIA) and 49 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Table 8. Estimated Costs for Collection of Samples and Analysis

Table 9. Unit costs for chemical analysis (Exchange rate: 1 USD = 20,500 VND)

Summary of Environmental Impacts Assessment (EIA) and 50 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sUb-project - Dong Thap province

5.3.Role and Responsibilities for EMP Implementation

5.3.1 Organization Arrangement and Relationships for EMP Implementation

The Project Management Unit (PMU-MOC) in the Ministry of Construction (MoC) will be responsible for the overall consolidated monitoring and quality assurance of the Project. While Cities are responsible for EMP implementation, the PMU-MOC will have a quality assurance and monitoring role including all safeguards aspects. The Cities will submit all safeguards progress and monitoring reports to the PMU-MOC. The MoC will also be responsible for contracting and managing the Independent Environmental Monitoring Consultant (IEMC) who will monitor the environmental performance in all six project cities. The IEMC's costs are therefore part of the MoC budget, and not do not form part of the cities' EMP implementation costs. The figure and subsequent table below summarize the roles and responsibilities of the key parties and their relationships with regard to the implementation of the EMP. The roles and responsibilities of the ESU, PPMUs, CSC, and IEMC are outlined below: • Contractors have the main responsibility for implementing mitigation measures. Those measures will be included in the bidding documents and the costs are to be included in their bids and the construction contracts. • CSC is responsible for supervising and monitoring the day-to-day implementation of mitigation measures. The associated costs are included in CSC service contracts. • IEMC will be responsible for environmental monitoring which includes (i) support to the ESUIPPMU for implementing supervision and monitoring, and (ii) reporting on the implementation through periodic monitoring reports.

WB ~1

1b

DONRE, local 2b---11> authority

2a

30------+1 14----:3 1c

2c 3a

Figure 2. Organization Diagram for the EMP Implementation

Roles and responsibilities of key parties (referring to above figure)

Summary of Environmental Impacts Assessment (EIA) and 51 Environmental !"anagement Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

~lRolesand R.~s~.. si~m~~ Based on quarterly reports of IEMC, PMU-MOC is responsible preparing la periodic reports to submit to the WE. PMU-MOC send a notice to PPMU on working plan of IEMC, receive reports of Ib IEMC and monitoring the implementation of agreed proposals and monitor the sending of the monthly report from the Safety policy officer to the PPMU PMU-MOC with the assistance of contracted IEMC, provide the guideline to and Ic monitor the implementation ofPPMU's EMP, PPMU assigns the safeguard staff (ESU) to review and check the environment­ related sections in of the bidding and contract documents for appropriate items, such as the ECOPs, to ensure compliance with EMP PPMU assigns the safeguards staff (ESU) to supervise, manage and carry out EMP activities and also assigns CSC to closely supervise and monitor safeguard 2a performance of the contractor, including implementing the environmental monitoring program. PPMUIESU establishes a hotline communication with the local community to be responsive to the complaints, comments, and/or recommendations from local people and the public throughout the site clearance and construction period. 2b Based on quarterly reports of IEMC, PPMU is responsible for preparing periodic reports to submit to the Provincial DONRE. IEMC contracted by PMU-MOC supports PPMUIESU to implement the EMP in line with Government's environmental regulations as well as the WB safeguard policies. 2c In consultation with DONREs, IEMC will establish a specific environmental monitoring program for the project to be implemented by CSC at key locations as shown in the detailed design documents. Contractor: Before construction, with general guideline from IEMC, prepares a site­ specific environment management plan (SEMP) during site clearance and construction process as part of their construction method statement, then submit it to CSC and/or PPMU for review and approval; During construction, the contractor has to submit a monthly report on safeguard issues, mitigation, and results throughout the 3a construction period. In case of unexpected problem, the contractor will consult CSCIPPMU. PPMUlCSC: Reviews the SEMP and can propose change as deemed necessary to be in line with the contractual obligations as well as appropriate to each specific site. Daily supervision and monitoring of contractor's safeguard performance will be responsibility of the CSC. CSC submits periodic monitoring reports of environmental mitigation measures to PPMU; recommends to the PPMU to suspend, in part or completely, construction work if it does not meet labor safety or environmental protection requirements of the 3b contract. PPMU reviews CSC's periodic reports to monitor compliance with mitigation measures. Community: According to Vietnamese practice, the community has the right and responsibility to routinely monitor environmental performance during construction to ensure that their rights and safety are adequately protected and that the mitigation measures are effectively implemented by contractors andlor PPMU. In case of 3c unexpected problems, they will report to CSCIPPMU and/or call the hotline. PPMU: Encourage, support and create good conditions for local community to participate in the environmental supervision and monitoring activities. PPMU/CSC will review and response to the requests and/or recommendations made by community to ensure that the potential negative impacts are adequately mitigated.

Summary or Environmental Impacts Assessment (EIA) and 52 Environmental Management Phu~ (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Contractor: Carries out the EMP as required during site clearance and construction, including conduct self-monitoring and submission of report. IEMC: periodically supervises and monitors the overall project EMP implementation 4a including provision of safeguard training to PPMU!ESU staff, community, CSC, and contractors as needed. The training will be designed to enhance the effectiveness of the EMP implementation and reporting. Community: Support and collaborate with IEMC during periodic monitoring and provide inputs to the overall safeguard issues that require attention and/or mitigation. IEMC: Strengthen local community's capacity and relevant agencies through preparation of relevant documents necessary for monitoring, supervision, and 4b reporting including preparation of a database for the activities. IEMC: assist PPMU and communities for the implementation of Information­ Education-Communication (1EC) activities within Component 4 with regard to environmental hygiene, sanitation, road safety, etc. CSC: Supports and coHaborates with IEMC to establish, coHect and highlight information about essential environmental parameters in'the field, and information for construction implementation. IEMC: Monitors the implementation of the EMP every 3 months including 4c submission of the field report. Creates database of results from environmental supervision and monitoring and training PPMU in use of such a database. IEMC: Coordinates with CSC for carrying out the monitoring activities and the preparing the safeguard reports on EMP performance; enhances the capacity of CSC staff through training programs in environmental supervision.

5.3.2. Specific Responsibilities of PMU, ese, and IEMe City-level Project Management Units (PPMUs) 1. PPMUs are responsible for implementing the EMP during the detailed design and construction stages. EMP implementation during operation stage is the responsibility of the facilities' operators at the city level. PPMU will set up an Environmental and Social Unit (ESU) to ensure timely and effective implementation of the EMP, including preparation of reports on safeguard compliance as required by Government and WB. PPMUIESUs are responsible for ensuring that the relevant sections in the bidding and contract documents for all construction works are in compliance with the EMP; this means they contain the requirements of the ECOPs and site-specific EMPs. PPMUIESUs are responsible for communicating with relevant local, provincial and national departments; and with the agencies responsible for implementing and supervising EMP, especially with the provincial Department of Natural Resources and Environment (DONRE), and with the concerned wards/communes during planning, monitoring, management and operation. PPMUIESUs will coordinate with community organizations to encourage them to actively participate in the planning, management, and implementation of the project, including monitoring of the contractor's performance. To ensure effective monitoring and timely implementation of the EMP, PPMUIESUs will hire national environmental consultants to assist them with carrying out and monitoring the EMP implementation. Responsibilities of the Independent Environmental Monitoring Consultant (IEMC) are described further below.

Summary of Environmental Impacts Assessment (EIA) and 53 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

In the course of supervising and monitoring the contractors' performance, PPMUs will be responsible for: (a) checking project implementation indicators relating to the environment; (b) conducting unscheduled, surprise inspections to ensure that mitigation measures are being implemented as required in construction contract by contractor; (c) reviewing the periodic reports of the construction supervision consultant (CSC) to ensure compliance with mitigation measures and EMPs; and (d) based on the periodic reports by CSC and IEMC, preparation of reports on environmental compliance of subprojects, to be submitted to WB and DONRE (this will be part of the submission of progress report to WB every six months). PPMUs will coordinate closely with relevant city enterprises for water supply, environmental sanitation, and solid waste collection, to monitor their operation and maintenance activities during project implementation.

Construction Supervision Consultant (CSC) The CSC is responsible for monitoring the safeguard performance of the contractors during site clearance and construction, including oversight of the self-monitoring to be conducted by contractor. With regard to environmental safeguards, the CSC's main responsibility will include, but not be limited to, the following: Assist IEMC to establish, collect and provide information essential environmental indicators, on-site and for the construction works. Ensure that all work comply with the approved EMPs, relevant environmental standards and codes of practice (ECOPs), as set out in documents for environmental impact mitigation and monitoring. Monitor the implementation of mitigation measures by the contractors, propose and deploy any necessary supplementary measures in time to improve mitigation measures to fully meet the environmental management and safety requirements of project. Prepare action plans and/or propose urgent solutions to cope with environmental problems, emergency situations and damage that occurred during construction Recommend to PPMUs to suspend partially or completely construction work if labor safety and environmental protection requirements of the contract are not being complied with. Organize regular discussions with relevant parties, agencies and other stakeholders to provide information about implementation plans to increase people's awareness of the need for environmental protection and management during construction process. Construction Contractor The construction contractor's responsibilities with respect to all aspects of the works, including the environmental aspects, are set out in the contract documents, signed with the PPMU. Construction contractors are responsible for carrying out environmental impact mitigation measures and for complying with the approved EMP when implementing construction contracts. When preparing the "technical method statement", the contractor will study the project's approved EIA report and propose a construction method that includes environmental mitigation and monitoring measures that are in line with the approved EMP.

Summary of Environmental Impacts Assessment (EIA) and 54 Environ~ental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Contractor's method statement will be submitted to PPMUs and CSC for review, as well as to IEMC, as deemed necessary. Changes, if any, will be evaluated for their feasibility and for legal issues (laws, decrees, circulars and other regulations) before suitable adjustments are approved for specific cases on-site. During the construction work, the construction contractors will be closely supervised by PPMUs, CSC, IEMC, environmental authorities and the local community for their compliance with the EMP. Independent Environmental Monitoring Consultant (IEMC) The JEMC will be responsible for assisting the PPMU with the EMP implementation. This also includes advising the CSC, contractors and communities on environmental compliance, and on carrying out the monitoring program in accordance with regulations, procedures and policies of the Government and the WB, respectively. After the detailed implementation of the environmental monitoring programs was discussed by the city-level PPMU and World Bank supervision staff, the IEMC will be responsible for quarterly checking, and for supporting the PPMU staff to supervise overall project activities to ensure that uniform environmental policies of the Government and World Bank are applied and supervised during project implementation. The IEMC will be responsible for: (1) providing training and capacity building for construction management PPMUIESU staff, including field engineers and/or consultants (CSC), in supervising the EMP implementation by the contractors; (2) ensuring active participation of the local communities and schools in the project areas, (3) monitoring of environmental parameters to assess the overall impacts of the project, and (4) establish the environmental training program that is part of Component 4. Specifically, the IEMe's responsibilities include: Ensuring that the approved EMP and all other relevant project legal agreements related to environmental safeguards are fully applied and complied with during project implementation. Assessing the effectiveness of mitigation measures which are applied by contractors and CSC during project implementation; providing proposals and recommendations to the PPMUs on improvements needed to meet the safeguard requirements. Reporting periodically (every 3 months) to the PPMUs on actual EMP performance during project implementation. - Establishing standard procedures, methods and forms to assist the PPMUs and CSC to assess contractors' progress in implementing the required impact mitigation and monitoring measures. - Assisting the PPMUs' environmental staff to review and check that relevant environmental sections (based on the ECOPs) have been included in the bid packages and construction contract documents to ensure compliance with environmental policies and impact mitigation and monitoring requirements. Measuring, taking samples and monitoring periodically the key environmental parameters, i.e. once every 3 months. - Assistance with the preparation of documents and implementation of training programs in environmental monitoring and supervision for contractors, CSC and relevant staff of the PPMUs (environmental staff and coordinators of contract packages). Via PPMUs, discussing with relevant enterprises, as necessary, to find suitable solutions for unexpected risks relating to environmental sanitation.

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5.3.3. Reporting Arrangements

The PPMU will prepare reports twice per year for submission to the WB, including a report on compliance with the EMP. The report will contain the monitoring results and assessments by the IEMC that show project progress and the status of implementation of the EMP. The reports will cover, among other matters as appropriate, the following: Contractor's compliance with mitigation measures Wastewater and environmental sanitation issues Existing flooding situation, where relevant - Traffic congestion or disruption Performance of the water supply systems - Quality of wastewater-receiving water bodies - Potential project-related risks and risk management issues Quality of water in rivers and canals (Cao Lanh river, Dinh Trung river, Canal 16, Cho Canal, Cai Sau canal, Cai Da canal) Status of measures to assist project-affected people at the new resettlement sites on environmental aspects Consultation with local communities in key project areas

5.4. Capacity Building Program

5.4.1. Technical Assistance support for the implementation of safeguards

An assessment of safeguards implementation capacity of existing PPMU staff indicates that PPMU staffs have limited knowledge on WB safeguard requirements as well as limited knowledge of environment and social issues. Such lack of capacity represents a risk to project implementation of safeguards requirements contained in the EMP and, as required by the WB policy, is to be addressed through capacity building. Therefore it is proposed to provide capacity building through technical assistance that will support the PMU during the implementation of the safeguards requirements. The technical assistance will provide the necessary technical support the PPMU in its work with contractors as well as other entities involved in the implementation of the EMP. The scope of the technical assistance would cover support from experts and training that would cover both the knowledge on safeguards requirements and procedures for the project as well as training that covers both specific knowledge on safeguard procedures and requirement for the project staff, consultants, and national contractor would be important. This would include, for example, assistance in the preparation of documents and implementation of training program on environmental management and environmental monitoring for contractors, CSC and relevant staffs of PPMU (environmental staffs and coordinators of packages) to do their tasks. It would also include assisting the PPMU's environmental staffs with the review of contract documents on the bidding packages for construction items of the project to ensure compliance with environmental protection policies and impact mitigation

Summary of Environmental Impacts Assessment (EIA) and 56 Environmental Management Plan ~MP) MEKONG DELTA REGION URBAN UPGRADING PROJECT(MDR- UUP) Cao Lanh City sub-project - Dong Thap province

and monitoring requirements as well as provide general environmental guidance as requested by the PPMU to enhance overall project implementation and performance. Given the nature, locations, and scale of construction, it is anticipated that the safeguard technical assistance support and training will be provided at least during the first 3 years of the project implementation. The WB safeguard specialists will participate in the capacity building in particular in the training activities as appropriate.

5.4.2. Training programs proposed

Table below provides examples of the basic trainings for safeguards during project implementation. The training programs will be developed and delivered by the Technical Assistance team for the implementation of safeguards for the PPMU training. The PPMUIIEMe with the support of the Technical Assistance team for the implementation of safeguards will provide the training to contractors, esc and other groups. Other more specific and tailored training will be developed and agreed upon between PMU, IEMe and the Technical Assistance team for the implementation of safeguards during project implementation based upon a reassessment of needs and the status of safeguards implementation. - Target groups for the training: include PPMU staff. ESU staff, field engineers, esc, construction contractors, local authorities and community representatives in the project area. Training of workers and drivers is the responsibility of the contractor. - Training schedule: At least I month before the construction of the first contract. The training can be adjusted in line with the implementation schedule of the subproject/contracts. - Training frequency: The basic training programs proposed in table 10 will take place every six months on a yearly basis and its content updated and adapted to implementation issues. Training frequency and content will be reassessed during implementation depending on needs. It is foreseen that the training program for PPMU staff will continue until year three of implementation. Three days of training for esc and contractors are also planned to take place twice a year on an annual basis for at least two years.

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Table 10. Training Programs for Capacity Building on Environmental Supervision and Management Target Group PPMUs (preferably to be organized jointly for all six PPMUs) Course Title Environmental supervision, monitoring and reporting Participants Environmental staff and technical staff Training Soon after project effectiveness but at least 1 month before start of Frequency construction of the first contract. Follow-up training will be scheduled as needed. Time Four days of training, to be held twice a year, and then to be repeated on a yearly basis until year three of implementation. Content General environmental management relating to the project, and covering the requirements of WB, DONRE General aspects of environmental supervision; Implementation and supervision of mitigation measures; Community participation in environmental supervision monitoring. Guidance and supervision of contractors, CSCs and community representatives in the implementation of environmental supervision. Use of forms for environmental supervision; Risk response and control; Receipt and submission of reporting forms Other areas of training needs, as determined Responsibilities PPMU, IEMC with support of the Technical Assistance team for the , implementation of safeguards. Target Groups CSC, CONTRACTORS, COMMUNESIWARDS AUTHORITIES, COMMUNITY REPRESENTATIVES Course Title Implementation of mitigation measures Participators CSC; on-site construction management staff; environmental staff of contractors; commune/ward!group authorities. Training After bidding, and determine based on needs frequency Time 3 days of training for CSC and contractors and 2 days of training for others, to be repeated twice a year on an annual basis depending on needs Content Overview of environmental monitoring; Requirements of environmental monitoring; Role and responsibilities of contractors and CSC Scope and methods of environmental monitoring; Response and risk control; Propagate monitoring forms and guide how to fill in the forms and risk report;

Summary of Environmental Impacts Assessment (EIA) and 58 Environmep!al Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province ~--~~------Preparation and submission of reports Other areas to be determined. Responsibilities PPMU, IEMC with support of the Technical Assistance team for the implementation of safeguards Target Groups COMMUNITIES AND WORKERS Course Title Environmental sanitation and safety Participators Representatives of community and/or worker leaders (as appropriate) Training As appropriate frequency Time One-day presentation and one-day on-the job training twice a year, to be repeated on as needed basis Content Preliminary presentation on environmental protection and environmental overview Key issues that require communities' and workers' attention to minimize safety risks (roads, waterways, equipment, machines, open excavations, etc.) as well as reduce pollution (dust, fumes, gases, oil/grease spills, waste management, etc.) Management of environmental safety and sanitation on work sites; Mitigation measures at construction sites; Safety measures on electricity, mechanical, transportati on, aIr pollution; Procedures to deal with emergency situations; Other areas to be determined. Responsibilities Contractor, PPMU, with support from IEMC

5.5.Estimated EMP Cost

The table below provides a cost estimate for EMP implementation (excluding the resettlement cost and the costs for independent monitoring of the RP and EMDP implementation). The EMP costs) will comprise (i) cost of implementation of the mitigation measures by the contractors, (ii) costs of supervision by the CSC, (iii) cost for environmental monitoring consultant (IEMC), (iv) costs of monitoring of environmental quality, (v) PMU safeguard management costs, including technical assistance support for the implementation of safeguards and training. Costs for the implementation of the mitigation measures during construction will be part of the contract costs while the costs for monitoring of SEMP by the CSC is provided for in the construction supervision contracts. Costs for PMU operations related to EMP are provided for in the project management budget of the PMU, including basic safeguards training and allowances for people who participate in the monitoring program. After project completion, the

2 Excluding cost for implementation ofthe RP and EMDP and the independent monitoring of the RPfEMP implementation. Summary of Environmental Impacts Assessment (EIA) and 59 Environmental Managem,e~t Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT(MDR- UUP) Cao Lanh City sub-project - Dong Thap province------cost for environmental monitoring of the constructed facilities will be funded by the cities' operations and maintenance budgets. The participation of community representatives in EMP implementation is voluntary, and without salary. Hence, to encourage the participation of community members, the cost for materials, equipment used for monitoring and rewards for people who are voted to implement monitoring are taken into account. Following decision No. 80/2005/QD-TTg dated 18/4/2005 of Prime Minister on regulations of community investment monitoring and joint circular for guidelines of decision implementation No. 80/2005/QD-TTg "cost for supporting the investment monitoring of community in commune/ward are calculated in cost estimation of commune/ward fatherland front and are guaranteed by commune/ward people's committee budget; cost for propagation, training courses, guiding, closing of community investment monitoring at district and provincial level are calculated in cost estimation of commune/ward Fatherland Front and are guaranteed by commune/ ward people's committee budget". The table below provides an estimate IEMC and environmental quality monitoring cost in line with the country practices for reference. However the final cost will be updated during the detailed design. Table 11. Estimated Costs for EMP implementation during Project Implementation

(a) Mitigation during construction Part of construction contracts (b) Supervision of safeguards during Part of CSC costs , construction under Compo 4 (c) Environmental Safeguards unit (ESU) of Part of PMU costs PMU under Compo 4 (d) Environmental quality monitoring Part ofCSC costs 53,000 (e) Independent Environmental Monitoring Part of MoC cost Consultant (IEMC) under Comp.5 (f) Safeguards capacity building program Included in CSC and 29-,000 IEMC consultants' contracts

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Annexes

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Annex 1. Mitigation Measures Extracted From Urban Works ECOPs

1. Dust generation - The Contractor is responsible for compliance with relevant Vietnamese legislation with l- QCVN 05: 2009/BTNMT: respect to ambient air quality. National technical regulation - The Contractor shall enSllre that the generation of dust is minimized and is not perceived on ambient air quality as a nuisance by local residents and shall implement a dust control plan to maintain a I - WB Environmental, Health and safe working environment and minimize disturbances for surrounding residential Safety Guidelines: Air areas/dwellings. Emissions and Ambient Air - The Contractor shall implement dust suppression measures (e.g. use water spraying Quality; Construction and vehicles to water roads, covering of material stockpiles, etc.) as required. Decommissioning • Material loads shall be suitably covered and secured during transportation to prevent the scattering of soil, sand, materials, or dust. • Exposed soil and material stockpiles shall be protected against wind erosion and the location of stockpiles shall take into consideration the prevailing wind directions and locations of sensitive receptors. - Dust masks should be used bv workers where dust levels are excessive 2. Air pollution - All vehicles must comply with Vietnamese regulations controlling allowable emission I - TCVN 6438-2005: Road limits of exhaust gases. vehicles. Maximum permitted - Vehicles in Vietnam must undergo a regular emissions check and get certified named: emission limits of exhaust gas. "Certificate of conformity from inspection of quality. technical safety and environmental I - No. 3SI200S/QD-BGTVT on protection" following Decision No. 3S/200S/QD-BGTVT; inspection of quality, technical - There should be no burning of waste or construction materials (eg. Bitumen, etc.) On safety and environmental site. protection; • Cement processing plants should be far from residential areas • QCVN OS:2009/BTNMT: National technical re9'Uiallrm

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on ambient air quality - WB Environmental, Health and Safety Guidelines: Air Emissions and Ambient Air Quality; Construction and Decomm

• I 3. Impacts from noise and - The contractor is responsible for compliance with the relevant Vietnamese legislation - QCVN 26:2010fBTNMT: vibration with respect to noise and vibration. National technical regulation - All vehicles must have appropriate "Certificate of conformity from inspection ofquality, on noise technical safety and environmental protection" following Decision No. 35/20051QD- - QCVN 27:2010fBTNMT: BGTVT; to avoid exceeding noise emission from poorly maintained machines. National technical regulation - When needed, measures to reduce noise to acceptable levels must be implemented and on vibration could include silencers, mufflers, acoustically dampened panels or placement of noisy 1_ WB Environmental, Health and machines in acoustically protected areas. Safety Guidelines: Noise - A voiding or minimizing transportation though community areas and avoiding as well as Management; Construction and material orocessing areas (such as cement mixing). Decommission 4. Water pollution - The Contractor must be responsible for compliance with the relevant Vietnamese I- QCVN 09:200S/BTNMT: legislation relevant to wastewater discharges into watercourses. National Technical Standard on - Portable or constructed toilets must be provided on site for construction workers. underground water Quality Wastewater from toilets as well as kitchens, showers, sinks, etc. shall be discharged into I_ QCVN 14:2008IBTNMT: a conservancy tank for removal from the site or discharged into municipal sewerage National technical regulation systems; there should be no direct discharges to any water body. on domestic wastewater; Wastewater over standards set by relevant Vietnam technical standards/regulations must I_ QCVN 24: 20091BTNMT: - be collected in a conservancy tank and removed from site by licensed waste collectors. National technical regulation - Make aoorooriate arranl!ements for collectim!. divertin!! or interceotinl! wastewater from on industrial wastewater' Summary of Environmental Impacts Assessment (EIA) and 63 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

households to ensure minimal discharge or local clogging and flooding • TCVN 7222: 2002: General • Before construction, all necessary wastewater disposal permits/licenses and/or requirements on centralized wastewater disposal contract have been obtained wastewater treatment plant; • At completion of construction works, wastewater collection tanks and septic tanks shall I. WB Environmental, Health and be safely disposed or effectively sealed off. Safety Guidelines: Wastewater and Ambient Water Quality; Construction and Decommission 5. Drdinage and • The Contractor shall follow the detailed drainage design included in the construction I. TCVN 4447: 1987: Earth sedimentation control plans, intended to prevent storm water from causing local flooding or scouring slopes works-Codes for construction and areas of unprotected soil resulting in heavy sediment loads affecting local watercourses. I • Decree No. 22/201 O/TT-BXD • Ensure drainage system is always maintained cleared of mud and other obstructions. on regulation of construction • Areas of the site not disturbed by construction activities shall be maintained in their safety existing conditions. • Earthworks, cuts, and fill slopes shall be properly maintained, in accordance with the I • QCVN 08:2008/BTNMT - construction specifications, including measures such as installation of drains, use of National technical regulation plant cover. on quality of surface water • To avoid sediment-laded runoff that could adversely impact watercourses, install I • World Bank Environmental, sediment control structures where needed to slow or redirect runoff and trap sediment Health and Safety Guidelines: until vegetation is established. Sediment control structures could include windrows of Construction and logging slash, rock barriers, sediment catchment basins, straw bales, storm drain inlet Decommission ing; Wastewater protection systems, or brush fences. and Ambient Water Quality • Site de-watering and water diversions: In the case that construction activities require that work be carried out within the watercourse

Summary of Environmental Impacts Assessment (EIA) and 64 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

retaining wall construction, erosion protection works), the work area must be dewatered to provide for construction in dry conditions. The sediment laden water pumped from the work area must be discharged to an appropriate sediment control measure for treatment before re-release to the stream. • Use techniques such as driving piles or diversion during construction to limit the exposure of disturbed sediments to moving water • Stream diversions or construction of cofferdams would require site-specific mitigation measures in the EMP. 6. Management of • Large-scale borrow pits or stockpiles will need site-specific measures that go beyond • World Bank Environmental, stockpiles, quarries, those in these ECOPs. Health and Safety Guidelines: and borrow pits • All locations to be used must be previously identified in the approved construction Waste Management; Hazardous specifications. Sensitive sites such as scenic spots, areas of natural habitat, areas near Materials Management; sensitive receptors, or areas near water should be avoided. Occupational Health and • An open ditch shall be built around the stockpile site to intercept wastewater. Safety; Construction and • Stockpile topsoil when first opening a borrow pit and use it later to restore the area to Decommissioning near natural conditions. • If needed, disposal sites shall include a retaining wall. • If the need for new sites arises during construction, they must be pre-approved by the Construction Engineer. • If landowners are affected by use of their areas for stockpiles or borrow pits, they must be included in the project resettlement plan. • If access roads are needed, they must have been considered in the environmental assessment. 7. Solid waste • Hazardous wastes are not covered by these ECOPs and would require specific mitigation I. Decree No. 59/2007IND-CP on .measures. solid waste manl'lO"pmpnt

Summary of Environmental Impacts Assessment (EIA) and 65 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City suh-project - Dong Thap province

Before construction, a solid waste control procedure (storage, provision of bins, site ! • clean-up schedule, bin clean-out schedule, etc.) must be prepared by Contractors and it BTNMT with list of hazardous must be carefully followed during construction activities. substance • Before construction, aH necessary waste disposal permits or licenses must be obtained. I. Circular No. 12/2011lTT­ • Measures shall be taken to reduce the potential for litter and negligent behavior with BTNMT on management of regard to the disposal of all refuse. At all places of work, the Contractor shall provide hazardous substance litter bins, containers and refuse collection facilities. I • World Bank Environmental, • Solid waste may be temporarily stored on site in a designated area approved by the Health and Safety Guidelines: Construction Supervision Consultant and relevant local authorities prior to collection and Waste Management; Hazardous disposal through a licensed waste collector, for example, URENCO. Materials Management; • Waste storage containers shall be covered, tip-proof, weatherproof and scavenger proof. Construction and • No burning, on-site burying or dumping of solid waste shall occur. Decommissioning • Recyclable materials such as wooden plates for trench works, steel, scaffolding material, site holding, packaging material, etc shall be collected and separated on-site from other waste sources for reuse, for use as fill, or for sale. • [f not removed off site, solid waste or construction debris shaH be disposed of only at sites identified and approved by the Construction Supervision Consultant and included in the solid waste plan. Under no circumstances shall the contractor dispose of any material in environmentally sensitive areas, such as in areas of natural habitat or in watercourses. • Chemical waste of any kind shall be disposed of at an approved appropriate landfill site and in accordance with local legislative requirements. The Contractor shall obtain needed disposal certificates. • The removal of asbestos-containing materials or other toxic substances shall be performed and disposed of by specially trained and certified workers. • Used oil and grease shall be removed from site and sold to an approved used oil

Summary of Environmental Impacts Assessment (EIA) and 66 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

recycling company. • Used oil, lubricants, cleaning materials, etc. from the maintenance of vehicles and machinery shall be collected in holding tanks and removed from site by a specialized oil recycling company for disposal at an approved hazardous waste site. • Used oil or oil-contaminated materials that could potentially contain PCBs shall be securely stored to avoid any leakage or affecting workers. The local DONRE must be contacted for further mlidance. 8. Management of • Large quantities of dredged materials, or materials that are contaminated would require I • Decision No. 23/2006/QD­ dredged materials mitigation measures not covered in these ECOPs. BTNMT with list of hazardous • Dredging plan should be established including time schedule, method statement to meet substance the requirements of traffic safety, public health and environmental sanitation. In order to 1 • Decree No. 59/20071ND-CP on ensure dredging that is consistent with environmental regulations, key decision makers solid waste management (local authority, DONRE, utility company, CSC, etc.) must be involved and concur in I. Circular No. 12/2011lTT­ each key decision point in the process leading to preparation and implementation of a BTNMT on management of plan. hazardous substance • Characteristics of sediment should be determined by sampling and analysis if not already I • World Bank Environmental, fully evaluated during the EIA. Dredge material that is contaminated would require Health and Safety Guidelines: special mitigation measures ... Waste Management; Hazardous • Ensure that dredged material management plans incorporate environmental Materials Management; considerations in the identification of short-term and long-term disposal alternatives, Contaminated Land; consider methods to reduce dredging, and maximize the beneficial use of dredged Community Health and Safety; materials. Construction and • Lixiviate from dredged materials should not be allowed to enter watercourses without Decommissioning appropriate filtering or treatment. • Collected dredl!.ed materials have to be Vietnamese ations on

Summary of Environmental Impacts Assessment (EIA) and 67 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

waste collection, to ensure safe and environmentally secure transportation, storage, treatment and management. • Those involved in handling of dredged materials should be specialized and be certified. • Sanitary landfill site should meet technical requirements, based on level of potential contamination. In the case of disposal at a dumpsite, a hazardous cell may need to be constructed if dredged material is contaminated bv heavv metals. 9. Disruption of • The Contractor shall prepare a Clearance, Re-vegetation and Restoration Management I. Law on Environment protection vegetative cover and Plan for prior approval by the Construction Engineer, following relevant regulations. No. 52/2005/QH II ecological resources The Clearance Plan shall be approved by Construction Supervision Consultant and I. World Bank Environmental, followed strictly by contractor. Areas to be cleared should be minimized as much as Health and Safety Guidelines: possible. Construction and • Site clearance in a forested area is subject to permission from Department of Agriculture Decommissioning and Rural Development. • The Contractor shall remove topsoil from all areas where topsoil will be impacted on by rehabilitation activities, including temporary activities such as storage and stockpiling, etc; the stripped topsoil shall be stockpiled in areas agreed with the Construction Supervision Consultant for later use in re-vegetation and shall be adequately protected. • The application of chemicals for vegetation clearing is not permitted. • Prohibit cutting of any tree unless explicitly authorized in the vegetation clearing plan. • When needed, erect temporary protective fencing to efficiently protect the preserved trees before commencement of any works within the site. • No area of potential importance as an ecological resource should be disturbed unless there is prior authorization from CSC, who should consult with PMUs, lEMC and the relevant local authorities. This could include areas of breeding or feeding of birds or fish soawninl! areas. or anv area that is orotected as a

Summary of Environmental Impacts Assessment (EIA) and 68 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

• The Contractor shall ensure that no hunting, trapping shooting, poisoning of fauna takes

10. Traffic management • Before construction, carry out consultations with local government and community and I. Law on traffic and with traffic police. transportation No. • Significant increases in number of vehicle trips must be covered in a construction plan 231200S/QH12 previously approved. Routing, especially of heavy vehicles, needs to take into account I • Law on constructioll No. sensitive sites such as schools, hospitals, and markets. I 612003/QH I I • Installation of lighting at night must be done if this is necessary to ensure safe traffic I. Decree No. 22/2010/TT-BXD circulation. on regulation of construction • Place signs around the construction areas to facilitate traffic movement, provide safety directions to various components of the works, and provide safety advice and warning. i • World Bank Environmental, • Employing safe traffic control measures, including road/rivers/canal signs and flag Health and Safety Guidelines: persons to warn of dangerous conditions. Community Health and Safety • Avoid material transportation for construction during rush hour. • Passageways for pedestrians and vehicles within and outside construction areas should be segregated and provide for easy, safe, and appropriate access. Signpost shall be installed aooroDriatelv in both water-wavs and roads where 11. Interruption of utility • Planned and unplanned interruptions to water, gas, power, internet services: the Decree No. 73/201 OIND-CP on services Contractor must undertake prior consultation and contingency planning with local administrative penalization security authorities about the consequences of a particular service failure or disconnection. and society issues • Coordinate with relevant utility providers to establish appropriate construction schedules. • Provide information to affected households on working schedules as well as planned disruptions (at least 5 days in advance). • Interruotions of water suoolv to a!!ricultural areas must also be avoided.

Summary of Environmental Impacts Assessment (EIA) and 69 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

• The contractor should ensure alternative water supply to affected residents in the event of disruptions lasting more than one day. • Any damages to existing utility systems of cable shall be reported to authorities and rpnAirpn as soon as possible. 12. Restoration of affected • Cleared areas such as borrow pits which are no longer in use, disposal areas, site I. Law on Environment protection areas facilities, workers' camps, stockpiles areas, working platforms and any areas temporarily No. 52/2005/QH II occupied during construction of the project works shall be restored using landscaping, I. World Bank Environmental, adequate drainage and revegetation. Health and Safety Guidelines: • Start revegetation at the earliest opportunity. Appropriate local native species of Construction and vegetation shall be selected for the planting and restoration of the natural landforms. Decommissioning • Spoil heaps and excavated slopes shall be re-profiled to stable batters, and grassed to prevent erosion; • All affected areas shall be landscaped and any necessary remedial works shall be undertaken without delay, including green-spacing, roads, bridges and other existing works • Trees shall be planted at exposed land and on slopes to prevent or reduce land collapse and keep stability of slopes • Soil contaminated with chemicals or hazardous substances shall be removed and transported and buried in waste disposal areas. • Restore all damaged road and bridges caused bv proiect activities 13. Worker and public • Contractor shall comply with all Vietnamese regulations regarding worker safety. • Decree No. 22/2010/TT-BXD Safety • Prepare and implement action plan to cope with risk and emergency on regulation of construction • Preparation of emergency aid service at construction site safety • Training workers on occupational safety regulations • Instruction No. 02/2008/CT­ • If blasting is to be used. additional miti2ation measures and must be BXD on safety and sanitation

Summary of Environmental Impacts Assessment (EIA) and 70 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

outlined in the EMP. issues in construction agencies • Ensure that ear pieces are provided to and used by workers who must use noisy I • TCVN 5308-91: Technical machines such as piling, explosion, mixing, etc., for noise control and workers regulation on safety in protection. construction • During demolition of existing infrastructure, workers and the general public must be I • Decision No. 96/2008/QD-TIg protected from falling debris by measures such as chutes, traffic control, and use of on clearance ofUXO. restricted access zones. I • World Bank Environmental, • Install fences, barriers, dangerous warning/prohibition site around the construction area Health and Safety Guidelines: which showing potential danger to public people Occupational Health and • The contractor shall provide safety measures as installation of fences, barriers warning Safety; Community Health and signs, lighting system against traffic accidents as well as other risk to people and Safety; Construction and sensitive areas. Decommissioning • If previous assessments indicate there could be unexploded ordnance (UXO), clearance must be done by qualified personnel and as per detailed plans approved by the Construction Engineer. 14. Communication with • Maintain open communications with the local government and concerned communities; I. Decree No. 73/201 OIND-CP on local communities the contractor shall coordinate with local authorities (leaders of local wards or administrative penalization communes, leader of villages) for agreed schedules of construction activities at areas security and society issues nearby sensitive places or at sensitive times (e.g., religious festival days). I. World Bank Environmental, • Copies in Vietnamese of these ECOPs and of other relevant environmental safeguard Health and Safety Guidelines: documents shall be made available to local communities and to workers at the site. Community Health and Safety; • Reduced playground space, loss of playing fields and car parking: The loss of amenities Construction and during the construction process is often an unavoidable source of inconvenience to users Decommissioning in sensitive areas. However. earlv consultation with those affected, provides the

Summary of Environmental Impacts Assessment (EIA) and 71 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

• Disseminate project infonnation to affected parties (for example local authority, enterprises and affected households, etc) through community meetings before construction commencement; • Provide a community relations contact from whom interested parties can receive infonnation on site activities, project status and project implementation results; • Provide all information, especial1y technical findings, in a language that is understandable to the general public and in a fonn of useful to interested citizens and elected officials through the preparation of fact sheets and news release, when major findings become available during project phase; • Monitor community concerns and information requirements as the project progresses; • Respond to telephone inquiries and written correspondence in a timely and accurate manner; • Infonn local residents about construction and work schedules, interruption of services, traffic detour routes and provisional bus routes, blasting and demolition, as appropriate; • Provide technical documents and drawings to PC's community, especially a sketch of the construction area and the EMP of the construction site; Notification boards shaH be erected at all construction sites providing infonnation about the project, as well as contact information about the site managers, environmental staff, health and safety staff, telephone numbers and other contact infonnation so that any affected oeoole can have the channel to voice their concerns and 15. Chance find If the Contractor discovers archeological sites, historical sites, remains and objects, including • Law on Cultural Heritage procedures graveyards and/or individual graves during excavation or construction, the Contractor shall: (2002) • Stop the construction activities in the area of the chance find; • Law on Cultural Heritage • Delineate the discovered site or area; (2009) for supplementary and • Secure the site to n1"f'.vpnt nl'lml'loP or loss of removable In cases of reformation

Summary of Environmental Impacts Assessment (EIA) and 72 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

removable antiquities or sensitive remains, a night guard shall be arranged until the I- Decree No. 98/201 OIND-CP for responsible local authorities or the Department of Culture and Information takes over; supplementary and reformation - NotifY the Construction Supervision Consultant who in turn will notify responsible local or national authorities in charge of the Cultural Property of Viet Nam (within 24 hours or less); - Relevant local or national authorities would be in charge of protecting and preserving the site before deciding on subsequent appropriate procedures. This would require a preliminary evaluation of the findings to be performed. The significance and importance of the findings should be assessed according to the various criteria relevant to cultural heritage; those include the aesthetic, historic, scientific or research, social and economic values; - Decisions on how to handle the finding shall be taken by the responsible authorities. This could include changes in the layout (such as when finding an irremovable remain of cultural or archeological importance) conservation, preservation, restoration and salvage; - If the cultural sites and/or relics are of high value and site preservation is recommended by the professionals and required by the cultural relics authority, the Project's Owner will need to make necessary design changes to accommodate the request and preserve the site; - Decisions concerning the management of the finding shaH be communicated in writing by relevant authorities; - Construction works could resume only after permission is granted from the responsible local authorities concernimr safelZuard of the

Summary of Environmental Impacts Assessment (EIA) and 73 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Annex 2. Guidelines for the Preparation of a Dredged Materials Management Plan (DMMP) for Contaminated Sludge

To ensure that dredging, transportation, and disposal of contaminated sludge will not create adverse impacts on local residents and the environment, a guideline for the preparation of a DMMP is provided below. If during the environmental assessment stage, contaminated material is identified in the water body to be excavated, the detailed design will include a comprehensive testing program and the development of a DMMP, reflecting the guidelines below. The detailed DMMP shall be prepared by the contractor in consultation with the PMU and the World Bank prior to commencement of civil works. The main environmental and social issues related to contaminated dredged materials are: (a) pollution during the transport of the dredged materials from the dredging site to the disposal area; (b) potential increase in turbidity and pollution of the ambient water in the lakes/canals during dredging; (c) odors and other nuisance to local residents; and (d) potential improper use of contaminated sludge for public infrastructure works or in residential areas. To facilitate the preparation of a DMMP given that the activities will be carried out in an urban area and/or in an existing water body that may be used by other water users, the following important aspects must be considered: • Assess the quality of the sediments. This assessment must be carried out to confirm that the sediments do not include large amounts of environmentally harmful materials, such as heavy metals and/or other toxic substances. If the materials are found to be above the thresholds for heavy metals or toxic substances stipulated by the national standards, a special disposal plan should be prepared, together with a monitoring plan. The special disposal plan should also include a program to protect the residents in nearby communities from using the dredged materials for house construction or gardening. The bottom sediment/sludge samples will be analysed for key pollutants according to the Vietnamese national standards. The sampling and analytical methods should be in line with the Go V regulations while the number of sampling locations will depend on the risk levels for each specific site. The number of samples to be analysed will be determined by the proposed volume of dredging as follows:

Volume of Dredged Material in m3 No. of Sediment Samples Up to 25,000 3 125,000 to 100,000 4-6 100,000 to 500,000 6-10 500,000 to 2,000,000 10-20 For each 1,000,000 above 2,000,000 Additional 10

• Identify the land available for the disposal of the dredged materials. The DMMP should identify the landfill sites and/or land that would be suitable for the disposal of dredged materials in line with the level of risks associated with it. Public land, land for construction of rural roads or other public works, or private land, may be used, if the affected landowners agree. If the risks due to contamination of the sludge are high, the sludge must be disposed of at sanitary landfills. • Prepare a dredging and transport plan. The dredging procedures and transport plan will outline the following: (a) dredging methods (pipeline, water pumping before digging,

Summary of Environmental Impads Assessment (EIA) and 74 Environmental Managemen~ Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanll City sub-project - Dong TIlap province

etc.), mode of transport to the disposal areas andlor temporary storage sites. If trucks are used, indicate proposed transport routes from the dredging site to the disposal area, (b) time and hours of operation, (c) types of barges or vehicles/trucks and proposed measures to reduce the leakage of the dredged materials from the transport trucks, (d) contractors' responsibilities for cleaning the roads and carry out remedial works if necessary, and (e) a communication plan for the nearby communities, including contact numbers for lodging complaints. • Temporary storage/disposal for uncontaminated sediment/mud. The dredged materials are in a mud-like state before settling for 24 - 48 hours. All drainage water from the temporary storage on land shall be discharged back to the canalllakes. For highly contaminated sludge, or sludge containing organic materials that generate strong odors, the dredged materials should be hauled by closed tanker trucks away from the construction site as soon as possible. For bottom sediments with a low content of organic materials, the dredged sediments will be transported to a containment area which is appropriately located and properly designed and of an adequate size. A monitoring plan for tracking the disposal of highly contaminated materials, if any are present, will also be prepared. • IdentifY key areas and/or facilities (businesses, schools, public services, etc.) that are sensitive to dredging and transport of dredged materials. The DMMP shall include an inventory / analysis of the potentially affected local businesses, access to water, and transport due to the dredging operations, and provide a plan to mitigate andlor compensate for the disturbances. The plan should include all measures necessary to avoid impacts on local transportation and water supply, and access to local residents as much as possible. • IdentifY other water users. In areas where dredging may cause negative impacts to these water users, the respective subproject owner is required to inform/consult them and develop a series of actions to address their concerns, including water quality monitoring in theDMMP.

Summary of Environmental Impacts Assessment (EIA) and 75 Environmental Management Plan (EMP), MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Annex 3: The detailed due diligence review for linked or associated projects to Cao Lanh city subproject.

Description Scope of work The WWTP project includes two stages, follow as: The first stage (2008- 2015): Focus on studying, designing and implementing works in the centre ofCao Lanh city, including all 03 inner-city Wards: Ward 1, 2 and 3. The area of studied zone is over 599 has with total benefited population is 149.837 (Yearbook of Dong Thap province). The second stage (2015- 2020): The studied zone of project in the second stage includes all the rest inner-city areas and extended area of the city. The second stage's work includes extending and raising the capacity of the collecting and treating of waste water in the project area of the first stage, and investing in the construction of extended area of the city and the rest area such as Ward 4, 6, 1 I, Hoa Thuan Ward, My Phu Ward, ... Scope ofInvestment (First stage) - Waste water culvert routes are built on the pavement and roadside. Culvert section on the pavement has average distance of I-2,5m from road edge, culvert section under the road has average distance of 0,5-0,8m from pavement edge. As the depth is over 5m, sub pumping station is built. - 07 Waste water pumping stations are built to reduce the depth of waste water collecting culvert burying, bringing waste water to treatment station. - Wastewater Treatment Plant with capacity of 10,000 m3 per day: Location of the treatment plant is selected in the agricultural land in Ward 3, Cao Lanh City, Dong Thap Province; total area ofWWTP is 5.75ha. Treated wastewater receipt source is Cao Lanh River, currently there is no point- raw water source for treatment plant of supply water, and therefore the treated waste water must be satisfied the Viet Nam environmental standard of type B, TCVN 5945:2005 (now it is replaced by the standard QCVN 14:2008IBTNMT) before discharging to this source. - Diagrame of wastewater treatment technology processing: Screen bar ::::> Receipt chamber::::> Sand sediment tank::::> Clarifying tank I ::::> Oxygenized ditch ::::> Final settling tank ::::> Activated chlorine mixing ::::> Contacting tank::::> Discharging to Cao Lanh River. Relationship with NUUP-MDR project: The subcomponent of MDR-UUP project have related with the items of WWTP project funded Norway including: LIA I in Ward 2 LIA 2 in Ward 3 LIA 3, LIA 4, LIA 5 and Tran Hung Dao Street (subcomponent 2) in Ward 1. Alternative for drainage in these areas is separated system. Wastewater is collected and connected to drainage system ofWWTP project funded Norway. Sources of

Summary of Environmental Impacts Assessment (EIA) and 76 Enyi!onmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

The project is implemented via ODA source of capital of Norway government and the corresponding source of capital of People committee of Dong Thap province. Status The project has been implementing the detail design (construction design) and the construction bidding in 20 II for total investment items of the first stage. Of which included the construction item of sewer system to collect wastewater in Wards 1,2 and 3 related to the MDR-UUP. Construction schedule of these related items by the end of 20 12. Status of EIA The EIA of project have been approved by local authority (DONRE) and evaluated by environmental specialist from Norway government. Below are summary of impact evaluation for each project components: 1 - Newly building separate Drainage systems for waste water and rain water: - Digging ditch, canal to install water pipe causes dust, make noise and effect on living activity of people on surrounding areas. - Flooding: The execution process can cause local flood at improper and prompt arrangement of drains. 3 - Waste water treatment plant: - Select position of treatment is very important action, to ensure effective treatment, support of people and maximum restriction of impact on environment and living being. In this project, position of station placed in the field of Ward 03 Cao Lanh City, Dong Thap Province. Design work for the components is suitable with common planning of Cao Lanh City, to ensure design distance to residence, point for discharge gate in downstream in Cao Lanh River and the treated wastewater must be satisfied the Viet Nam environmental standard of type B, TCVN 5945:2005 (now it is replaced by the standard QCVN 14:2008IBlNMT) before discharging to this source. - Option technology is ditch of oxidation. This is a biological treatment technology under effect of microbian process with appearance of air shortage microbian in consecutive flows. Pollutants converted thanks to conversion process, metabolism of undo during the treatment. This treatment called activated sludge. - Poisonous air eliminating from engines joining traffic (Operation phase): Poisonous air is eliminated by operation of machine, unit, and transportation mean in implementing proposed works. This exhaust causes significant impacts on component of agents in air, especially dust content, poisonous gas, such as N02, S02, CO, Hydrocarbon (THe). These gases directly influence environment, implementation workers and people in project area. Most of the negative environmental impacts are insignificant, short-term and mitigable. Mitigation measures have been properly proposed in EMP including mitigation measure, role and responsibility of stakeholders concerning to environmental management, monitoring and capacity building program. Total estimated cost for EMP operation including: - Cost for environmental protection works during construction period is 150,600,000 VND. - Cost for construction and operation of environmental protection works during operation period (in the first year operation) is 2,091,000,000

Summary of Environmental Impacts Assessment (EIA) and 77 Environmental M9:nagement Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province r------....,...------~----~-~------~------~------, VND. - Cost for environmental quality monitoring program in the first year operation is 51,860,000 VND. (Source: The EIA report ofWWTP project funded Norway) Community consultation has been conducted during project preparation. Almost participants agreed with the contents of the project. However, some comments asked the PMU must comply with the mitigation measures proposed, particularly with the odor emissions from wastewater treatment plants. Detail of EMP Proposed mitigation measures on approved EIA report of WWTP project follow as: 1. Mitigation measures to treat sludge out of WWTP processing: Slugde out of WWTP processing will have been treated by the process of technology diagrame following as: Diagrame of sludge treatment technology processing: Activated sludge => gravitational sump => Sludge pump=> Sludge conveyor press => Transporting to the landfill or recycling into firtilizer. 2. To control the quality of treated wastewater out ofWWTP: According to the approved decision of the EIA report by Dong Thap province People's Committee - Department of Natural Resources and Environment (DONRE), permit the WWTP funded by Norway in the first 3 years of operation period, quality of treated wastewater must be satisfied the Viet Nam environmental standard of type B, TCVN 5945:2005 (now it is replaced by the standard QCVN 14:2008/BTNMT) before discharging to this source, after that the operation unit of WWTP must to upgrade WWTP to reach to the standard of type A, TCVN 5945:2005 (now it is replaced by the standard QCVN 14:2008/BTNMT). 3. Mitigation measures to treat odor and pathogens microorganisms: - To prevent odors, spray preparations EM (effective microorganism) is also done regularly during the WWTP operation period. - In addition, planting trees to create buffer areas separated from residential areas should perform adequately and construction of the wall (fence) around. - Sprayed with flies, mosquitoes and insects have the potential to cause disease at the sludge treatment area. Environmental management program has been proposed in the EIA report, has mentioned the role and responsibilities of stakeholders in the implementation of environmental management plans for the WWTP project. Environmental monitoring program proposed in the ETA report, including monitoring indicators, monitoring location, frequency and applicable standards. Monitoring frequency of environmental quality is 3 months or 4 months per time on during the construction period and 6 months per time on the first operation year. Assessment of Due to the completion schedule of project is dated to the end of 2012. Which cumUlative impact negative accumulated impacts ofNUUP and Norway project are just occurred

Summary of Environmental Impacts Assessment (EIA) and 78 Environmental Management Ph,l~ (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

in the first phase of the complementary investment items, at Lia 4- the first phase. Negative accumulated impacts in the construction phase is the increasing contents of dust, exhaust gas and noise of the construction activities such as Norway's sewerage system, alley construction and wastewater connection of Lia 4. If Norway's sewerage project is delayed, construct and complete to the end of 2013 - 2014, the following areas are subjected to potential accumulated impacts: Complementary LIAs: Lia 1, Lia 2, Lia 3, Lia 5 Embank the channel 16 on Pham Nhon TI1Uan road and contiguous with the embankment of channel 16 of N"' ... ·"n' , Recommendation Cooperation between two PMUs need to be established in order to: - Exchanging information on environmental mitigation compliance both two project's contractor - Properly arranging schedule (especially related to heavy load work) to avoid

Description Scope of work Dap Da Landfill have been built in My Tho commune, Cao Lanh district with total area is 23.7ha, divided into 2 phase follow as: + Phase 1 (from 2006 to 2010): Total area is 7.8ha, including: Construct 05 sanitary landfill sheets (with total area of 4.8 ha, equivalent to 1ha per sheet) Construct supporting facilities such as power stations, supply water plant, washing car station, roads, and trees. Construct the leachate (wastewater arising from waste) treatment plant with capacity of 52 m3 per day. + Phase 2 (from 2011 to 2025): Construct the processing waste plant to treat waste into organic fertilizer. Construct 07 sanitary landfill sheets. Construct the industrial waste treatment plant. Construct supporting works including management house, warehouse, workshop, electricity, trees. The capacity of Dap Da landfill for phase 1 follows as: Total capacity for receiving and processing: 206,385 tons. Capacity per day of waste treatment: 113 tons / day. A verage capacity of leachate treatment: 52 m3/day Technical contents of construction of sanitary landfill sheets: Size 80 x 120 m per sheet with the structure of half-submersible, the underground depth of 3m and the embankment height from ground of 3m. The roads around sheets is made by red gravel or crushed stone 1 x 2. A sanitary landfill sheet included four layers: cover layer, waste layer, dai covered soil

Summary of Environmental Impacts Assessment (EIA) and 79 Environmental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

- Waste treatment processing: Waste collected from Cao Lanh city and adjacent areas have been transported to the Dap Da landfill. Then, waste is compressed by the Compactor and temporarily covered by clay layer with thick of 0.2 m. After waste is filled to the fixed height, waste will be covered with waterproof HDPE. For a long time, the height of the landfill will be down to about 40% because 0 the organic matter decomposes into a gas. Relationship with NUUP-MDR project: The Dap Da Landfill will be received the total amount of dredged materials from the Cho canal and Chua canal (total volume of 32,000 m3) and solid wastes (total volume of 330,000 m3) during construction of MDR-UUP project - Cao Lanh city subproject. Sources of Financing State funned Status Dap Da landfill was constructed total 12 sanitary landfi Il sheets, it actives effectively and only filled 1 of 12 sanitary landfill sheets (by the end of 2011), so that there are also 10 empty sanitary landfilI sheets with toatal area of approximately 10ha, considered to be capacity of receiving the volume of municipal solid waste in Cao Lanh city and adjacent areas up to 2025. Leachate treatment plant, gas collection system pipes and wells will be built and installed by the design on phase 2 (according to the implementation schedule is from 2011 to 2025). Status of EIA EIA report approved by DONRE in 2005 The EIA of project have been approved by local authority (DONRE). Below are summary of impact evaluation for each project items: + Assessment of option to select the location ofDap Da landfill: - The location to construct Dap Da landfill has enough land for treatment and landfill of Cao Lanh city and adjacent areas in 20 years. - The percentage of land use in the area is low, so the number of households is cleared smalI and to reduce cost for land acquisition and compensation on clearance phase. The distance from the landfill to residential is reasonable: around 1 km radius, there are no residents, to limit the direct impact to residents (noise, dust, and odor) by waste transportation and treatment. On hydrology: around 4km radius, there are no rivers and canals used surface water for living purposes, only the channels/canals to provide irrigation water for agriculture. On climate is suitable due to the landfill location at the end of the main wind direction. On the land planning area is suitable due to the location of the planned solid waste treatment area of Dong Thap province. + Assessment of negative impacts on the implementation of Dap Da Landfill: clearance phase, construction phase, operation phase and closure of landfill. - Clearance phase: activities for compensation and site clearance will affect the living condition of affected people due to the loss of means to product such as losing agricultural land, crops, and impact on

Summary of Environmental Impacts Assessment (EIA) and 80 Environ~ental Management Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

income of affected households. - Construction Phase: (l) Reducing air quality, noise, vibration and dust emissions by noise arising from digging activities, transportation of materials and waste of vehicles and construction machinery; (2) Reducing in water quality by wastewater from the camp of the workers and wash trucks before out of the site; (3) Reducing soil quality due to emissions from the soil, solid waste of workers, (4) Other impacts: occupational safety, affect active transportation, changing landscape during construction period. - Operational Phase: (I) Wastewater, including leachate leaking from landfills, wastewater of workers and operators, (2) Gas emissions: from landfills by decomposition of organic matter and gases (N2, H2S, CH4), noise from trucks, dust and solid waste being by the wind; (3) Other impacts: risk of fire, protection life and occupational safety and impact on public health by creating growth medium flies and disease-causing microorganisms. - Closed landfills period: (I) Wastewater: generate similar operation phase landfills if final cover and surface water drainage systems are not designed, installed and operated reasonable, (2) Gas emissions: gas (N2, H2S, CH4) from landfills; (3) Other impacts: subsidence landfills, the risk of ignition and disperse gas from landfill sheets, affect the ability to re-Iandscape the area landfills. The environmental impact is significant: Leachate leaking from landfill and gas emissions from landfills and generated flies, sticks and microorganisms in the landfill operation period. The mitigation measures have been proposed in the EMP, including mitigation measures, roles and responsibilities of stakeholders for environmental monitoring, management and capacity building programs. Cost for environmental quality monitoring per year is 130,245,000 VND. Detail of EMP 1. Mitigation measures to treat leachate leaking from landfill: Leachate will be collected by the pile HPHD D200 perforated tube, the end of each pipe leachate collection arrangement of pumping station rubbish to leachate treatment plant with capacity of 52 m3 per day, leachate treatment technology process based on biology processing, including UASB tanks to remove organic matter with high concentration of domestic garbage after the UASB tank will be further treated and lake aeration basin states biology. This technology process has been used successfully in a number of landfill in , the quality of wastewater output reaches grade B, TCVN 5945:2005 (currently replaced by QCVN 14:20081 BlNMT). 2. Mitigation measure to treat gas emission form landfill: Gas emissions from landfill revenues are col1ected by vertical wells spaced. Pile HDPE D200 collecting gas from the wells, all the col.lected gas flaring by the burner, the burner tube connected equipment against trying to blow the fire back. 3. Mitigation measures to treat odor and pathogens microorganisms:

Summary of Environmental Impacts Assessment (EIA) and 81 Environmental Manage~ent Plan (EMP) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

During the landfill, in addition to the daily construction soil cover layer to prevent odors, spray preparations EM (effective microorganism) is also done regularly, especially during the time after the rain. In addition, planting trees to create buffer areas separated from residential areas should perform adequately and construction of the wall (fence) around. Sprayed with flies, mosquitoes and insects have the potential to cause disease. Limitations of the residents scavenging and ask for labor protection when worki at the landfill. Assessment of Construction of MDR-UUP project - Cao Lanh city subproject will cumulative impact increase solid waste and dredged sludge (Chua Canal: 15,000 m3; Cho Canal: 17,000 m3) for the burial stone dam, increases the risk of affecting water, air in the landfill area. However, these impacts have been reviewed, evaluated and minimized in the ELA report of Dap Da landfill was DONRE approval. On the other hand, at present, Dap Da landfill effective operations and compliance with mitigation measures, management and supervision by the authorities, and is still able to receive solid waste for power derivative of the MDR-UUP project, should generally negative impact Ie. Recommendation Cooperation between the PPMU ofMDR-UUP - Cao Lanh city subproject and DOW ASEN (management and operation unit) needs to be established in order to: Exchanging information on environmental mitigation compliance of contractor of MDR-UUP project and management and operation unit of Dap Da landfill. Contract for transportation and disposal of solid waste / sludge waste contractor for the MDR-UUP project with DOW ASEN to ensure compliance with the collection and treatment of solid waste I sewage

Description Scope of work Scope of J nvestment: Embankment of Canal 16 paved side ofNgo Si Lien Street from Cach Mang Thang Tam road to the end of Ba Trieu Street (a side of Canal 16), Relationship with NUUP-MDR project: The embankment of Cho Canal from Ba Trieu Street to Ly Thuong Kiet extended street of MDR-UUP project will connect directly to the flood prevention dyke project at the end ofBa Trieu Street. Tracks of Ngo Sy Lien Street: MDR-UUP project to upgrade roads and infrastructure and Flood prevention dyke projects to include embankment of Canal 16. Sources of

Summary of Environmental Impacts Assessment (EIA) and 82 Environmental Management Plan ~P) MEKONG DELTA REGION URBAN UPGRADING PROJECT (MDR - UUP) Cao Lanh City sub-project - Dong Thap province

Bonds of Vietnam Government Status + Already for compensation and site clearance. + Having completed the construction of embankments of the Canal 16 at Ngo Si Lien street. + The embankment of Canal 16 at side of Ba Trieu Street (a side channel): Have been constructing and will be completed in 12/2011. Status of EIA This project has been prepared by the Ministry of Agriculture and Rural Development which is the project owner and has implemented the preparation of works (including FS, EIA, RP and related others, ... ) among 2000 to 2005. The EIA report of the project was approved by MONRE. Detail of EMP According to the survey at the site to construct embankment of Cho canal at the side ofBa Trieu street show that some mitigation measures have been done by the contractor for this project as follows: - Do not transport/collecting construction materials and sludge dredging on the site during peak hours of the poultry markets in Ba Trieu Street (from 5hOO to 10hOO), this road is density and dealer people and transport means at this time. - The camp of workers does not affect the road and traffic in the area. - Dredged sludge from Canal is set to compact embankments, shielded in its contacts with the residential area, to dry before collection, transportation and treatment to Dap Da landfill. - Dredged materials mainly wastes (plastic bags, waste from the poultry markets activities on the Ba Trieu street). According to the analysis result of sediment mud at the construction site (Cho Canal) of MDR­ UUP project there is no heavy metal contamination (lower than the permitted standard). Therefore, this dredged material is treated to the landfill, cannot be used as backfill material in the lake/ponds. Assessment of 1) The embankment of Canal 16 at the Ngo Si Lien street: completed cumulative impact works and works hand in use, so in terms of environmental impact resonance is no longer with the project, (2) the embankment of Cho Canal at the Ba Trieu street, the flood prevention dyke project is constructing an will be completed in January 2012, similar to the cumulative impacts with this project are not significant. Recommendation Cooperation between PPMU of MDR-UUP and PPMU and Operation Unit of Flood prevention dyke project needs to be established in order to: - Exchanging information on environmental mitigation compliance of contractor of MDR-UUP project and management and operation unit of flood prevention dyke. - Advance notice of construction schedule of MDR-UUP project with the management and operation. units of Canal 16 to route embankments to minimize the impacts of construction activities and construction quality of linked projects for completed embankments.

Summary of Environmental Impacts Assessment (EIA) and 83 \ Environmental Management Plan (EMP) FROM : FAX HD, 21 Feb, 2007 2:01~ P1

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