Vote Summary Report
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Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Dalata Hotel Group PLC Meeting Date: 01/05/2015 Country: Ireland Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Acquisition of Each of Swintron Ltd, For Abstain Trackdale Ltd, Islandvale Ltd, Crescentbrook Ltd and Hallowridge Ltd Companhia de Saneamento de Minas Gerais (COPASA) Meeting Date: 01/06/2015 Country: Brazil Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Amend Articles 5 and 31 For Do Not Vote Covidien plc Meeting Date: 01/06/2015 Country: Ireland Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Scheme of Arrangement For Abstain 2 Approve Reduction of Share Premium Account For For 3 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights 4 Amendment to Articles of Association For For 5 Creation of Distributable Reserves of New For For Medtronic 6 Advisory Vote on Golden Parachutes For Against Page 1 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Covidien plc Meeting Date: 01/06/2015 Country: Ireland Meeting Type: Court Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Scheme of Arrangement For Abstain Huaneng Power International, Inc. Meeting Date: 01/06/2015 Country: China Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve 2015 Continuing Connected For For Transactions Under the Huaneng Group Framework Agreement and the Related Annual Caps Medtronic, Inc. Meeting Date: 01/06/2015 Country: USA Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Merger Agreement For Abstain 2 Approve Reduction of Share Premium Account For For 3 Advisory Vote on Golden Parachutes For For 4 Adjourn Meeting For For Sino-American Silicon Products Inc Meeting Date: 01/06/2015 Country: Taiwan Meeting Type: Special Page 2 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Sino-American Silicon Products Inc Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Transfer of Preemptive Rights to For Against Shareholders Regarding Subscription of the Capital Increase by Cash of GlobalWafers Co., Ltd. According to the IPO Related Matters of GlobalWafers Co., Ltd. PT XL Axiata Tbk Meeting Date: 01/07/2015 Country: Indonesia Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Changes to Board Composition For For 2 Elect Members of the Nominating and Remuneration Committee Cipla Limited Meeting Date: 01/08/2015 Country: India Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction Postal Ballot 1 Elect P. Lal as Independent Director For For 2 Elect N. Mor as Independent Director For For Countrywide plc Meeting Date: 01/08/2015 Country: United Kingdom Meeting Type: Special Page 3 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Countrywide plc Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Waiver on Tender-Bid Requirement For Against IJM Corp. Bhd. Meeting Date: 01/08/2015 Country: Malaysia Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Privatisation of IJM Land Berhad by For Abstain Way of Scheme of Arrangement PT Tower Bersama Infrastructure Tbk Meeting Date: 01/08/2015 Country: Indonesia Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 2 Approve Transfer of Treasury Shares for the For For Settlement of Acquisition of PT Dayamitra Telekomunikasi 3 Amend Articles of Association For Against 4 Authorize Board of Commissioners to For For Execute the Adjustment of the Issued and Paid-up Capital after the Issuance of Equity or Equity-Linked Securities without Preemptive Rights Page 4 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Betfair Group plc Meeting Date: 01/09/2015 Country: United Kingdom Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Adopt New Articles of Association For For 2 Approve Sub-Division of Ordinary Shares For For 3 Approve Sub-Division of Intermediate For For Ordinary Shares 4 Authorise Repurchase of Deferred Shares For For 5 Amend the Performance Conditions For For Applicable to the Joining Award Koninklijke KPN NV Meeting Date: 01/09/2015 Country: Netherlands Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction Special Meeting 1 Open Meeting 2a Announce Intention to Appoint Frank van der Post to Management Board 2b Approve Cash and Stock Awards to Van Der For Against Post of EUR 1.19 Million 3 Other Business (Non-Voting) Mahindra & Mahindra Financial Services Limited Meeting Date: 01/09/2015 Country: India Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction Postal Ballot Page 5 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Mahindra & Mahindra Financial Services Limited Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Scheme of Amalgamation For For United Spirits Limited Meeting Date: 01/09/2015 Country: India Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Related Party Transactions For Abstain Glimcher Realty Trust Meeting Date: 01/12/2015 Country: USA Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Merger Agreement For Abstain 2 Advisory Vote on Golden Parachutes For Against 3 Adjourn Meeting For For Jiangxi Copper Company Ltd. Meeting Date: 01/12/2015 Country: China Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction EGM BALLOT FOR HOLDERS OF H SHARES 1 Approve Consolidated Supply and Services For For Agreement One and Relevant Annual Caps 2 Approve Consolidated Supply and Services For For Agreement Two and Relevant Annual Caps Page 6 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Jiangxi Copper Company Ltd. Proposal Vote Number Proposal Text Mgmt Rec Instruction 3 Approve Land Leasing Agreement and For For Approve Annual Caps 4 Approve Resignation of Gao Dezhu as For For Director 5 Elect Tu Shutian as Director For For SINOPEC Engineering Group Co Ltd Meeting Date: 01/12/2015 Country: China Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Elect Zhang Jianhua as Director For For 2 Elect Lu Dong as Director For For 3 Elect Zhou Yingguan as Supervisor For For 4 Elect Fan Jixian as Supervisor For For 5 Elect Wang Guoliang as Supervisor For For Greene King plc Meeting Date: 01/13/2015 Country: United Kingdom Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Acquisition of Spirit Pub Company For Abstain plc 2 Authorise Issue of Equity in Connection with For Abstain the Offer Spirit Pub Company plc Meeting Date: 01/13/2015 Country: United Kingdom Meeting Type: Annual Page 7 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Spirit Pub Company plc Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Accept Financial Statements and Statutory For For Reports 2 Approve Remuneration Policy For For 3 Approve Remuneration Report For For 4 Approve Final Dividend For For 5 Reappoint KPMG LLP as Auditor For For 6 Authorise Board to Fix Remuneration of For For Auditors 7 Authorise EU Political Donations and For For Expenditure 8 Re-elect Walker Boyd as Director For For 9 Re-elect Mike Tye as Director For For 10 Re-elect Paddy Gallagher as Director For For 11 Re-elect Tony Rice as Director For For 12 Re-elect Mark Pain as Director For For 13 Re-elect Christopher Bell as Director For For 14 Re-elect Julie Chakraverty as Director For For 15 Authorise Issue of Equity with Pre-emptive For For Rights 16 Authorise Issue of Equity without Pre- For For emptive Rights 17 Authorise Market Purchase of Ordinary Shares For For 18 Authorise the Company to Call EGM with For For Two Weeks' Notice Spirit Pub Company plc Meeting Date: 01/13/2015 Country: United Kingdom Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Matters Relating to the Offer for For Abstain Spirit Pub Company plc by Greene King plc Page 8 of 679 Vote Summary Report Reporting Period: 01/01/2015 to 03/31/2015 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. Spirit Pub Company plc Meeting Date: 01/13/2015 Country: United Kingdom Meeting Type: Court Proposal Vote Number Proposal Text Mgmt Rec Instruction Court Meeting 1 Approve Scheme of Arrangement For Do Not Vote Assura Group Ltd. Meeting Date: 01/14/2015 Country: Guernsey Meeting Type: Special Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Matters Relating to the Introduction For Abstain of a New England and Wales Incorporated Holding Company 2 Authorise the Company to Call EGM with For For Two Weeks' Notice Assura Group Ltd.