2001 Femn 990-PF

OMB NO 1545-0052 Femn Return of Private Foundation 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation oevanmMl of Me rher,un Internet Menue Semce Note The organization may be able to use a copy of this return to satisfy stale reporting r 2001

calendar year 2001, or tax year beginning , 2001, and ending 20 Pir G Check all that apply 0 initial return [:J Final return E] Amended return 2 Address change EJ Name change A Employer Identification number U50 ChB IRS name or organiewn label THE JPMORGAN CHASE PC Otherwise, Number and street (orPO box number if mail is not delnereA to street address) I Room/suite B Telephone number (see page 10 of the instructions) print or type C/O THE CORPORATE TAX See Specific city or loan stake and ZIP cod( G X exmpeon apptcabon is pending check here 1 U Instructions NEW YORK NY 10167 D 7 Foreign orpaniza4ons check here 0. El H Check type of organization [0 Sec in 501(c)(3) exempt private foundation t ForeW orparxm4ans meMirp the BS% test Check here and attach cornputabm E] Section 4947(a)(1) nonexempt chant ,le trust 0 Other taxable private foundation El E N pnwte __ __ _n Status as terminated wide, I Fair market value of all assets al end J Accounting method 0 Cash KI Accrual section 507(D%1)(A) cnecknere of year ((turn Pan ll, cot (c), E] Other (specify) F Y the foundation is in a Wmomh termination section line 16)11, $ e3,0?1,014 (Part 1, column (d) must be on cash basis ) under 507(eM1NB) check here El Part I Analysis of Revenue and Expanses (The total of (a) Revenue and I (6) Net investment I (c) Adjusted net amounts rn rolurtms (bl, (c) arid (d1 may trot necessarily equal e~enses per ,ncome income the amounts in column (a) (see page 10 ollhe instructions) books

1 Contnbuhons, gifts, grants, etc ,received (attach schedule) Check J~ 0 d the foundation is not required to attach Sch 8 2 Distributions from split-interest trusts 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities Sa Gross rents m b (Net rental income or (loss) ) 6a Net gain or (loss) from sale of assets not on line 10 b Gross sales price for all assets on line 6a 108,565 , 080 "~ 7 Capital gain net income (from Part IV, line 2) 8 Net short-term capital gain 9 Income modifications 70a Gross sales less returns and allowances b Less Cost of goods sold c Grass profit or (loss) (attach schedule) 11 Other income (attach schedule) 12 Total Add lines 1 through 11 13 Compensation of officers, directors, trustees, etc 14 Other employee salaries and wages ~. r 15 Pension plans, employee benefits . + n 16a Legal fees (attach schedule) w b Accounting fees (attach schedule) > c Other professional fees (attach schedule) 17 Interest 18 Taxes (attach schedule) (see page 14 of the instructions) 19 Depreciation (attach schedule) and depletion Q 20 Occupancy ., ~ 21 Travel, conferences, and meetings as 22 Printing and publications c 23 Other expenses (attach schedule) 24 Total operating and administrative expenses Add lines 13 through 23 25 Contributions, gifts, grants paid 26 Total expenses and disbursements Add lines 24 and 25 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements b Net investment income (if negative, enter -0-) c Adjusted net Income (if negative, enter -0-) For Paperwork Reduction Act Notice, see the instructions sA Farm 990-PF (2001) STF FED20J7F 1 Font B80.PF (2001) AbchW ictedules ard amixints in die descriDtim cclumit Begmnmpof year E Part II Balance Sheets ~b~~~'d'Y~~~~Y(~~) falBaokValue IbIBookValue Market Value 1 Cash - non-interest-bearing 2 Savings and temporary cash investments 3 Accounts receivable il~ Less allowance for doubtful accounts iii. 4 Pledges receivable Ito Less allowance for doubtful accounts il~ _ 5 Grants receivable 6 Recervables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see page 15 of the instructions) 7 Other notes and loans gable (attach schedule) t Less allowance for doubtful accounts ji~ N m 8 Inventories for sale or use N 9 Prepaid expenses and deferred charges 10a Investments -U S and stale government obligations (attach schedule) b Investments - corporate stock (attach schedule) c Investments - corporate bonds (attach schedule) 11 Investments -land, buildings, and equipment. basis W Less accumulated depreciation (attach schedule) 12 Investments-mortgage loans 13 Investments - other (attach schedule) Ltd Partner Int 14 Land, buildings, and equipment basis jl~ less accumulated depreciation (attach schedule) jl~ 15 Other assets (dPSCfIbQ 1 Accrued InC/Div Receivable 16 Total assets (to be completed by alt filers -see page 16 of

" 17 Accounts payable and accrued expenses 78 Grants payable mq 19 Deferred revenue 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (descnbe ll~ ncczuea razes )

23 Total liabilities add lines 17 through 22 Organizations that follow SFAS 117, check here ll~ and complete lines 24 through 26 and lines 30 and 31 u 24 Unrestricted r . 25 Temporarily restncted `~ 26 Permanently restricted c Organizations that do not follow SFAS 117, check hero ill Ej and complete lines 27 through 31 0 27 Capital stock, trust pnncipal, or current funds H 28 Paid-in or capital surplus, or land, bldg , and equipment fund w 29 Retained earnings, accumulated income, endowment, or other funds 30 Total net assets or fund balances (see page 17 of the instructions) 31 Total liabilities and net assetsliund balances (see page 17 of the instructions) Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 2 Enter amount from Part I, line 27a Other increases not included in line 2 (itemize) 1l 4 Add lines 1, 2, and 3 5 Decreases not inducted in 110 2 (itemize) Ill Change an unreal gain nnv sec 6 net los .4 L[d Pan 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 Fomi 990-PF (zooi) STF FED2OJ7F? Form 990.PF Page 3

I(b)p(b) How acquired (a) List and describe the IuM(s) d property sold (e a .realestate. (c) Date aWuired (d) Date sold 2-sbry brick warehouse a common stock 200 shs MLC Co ) p - (mo day yr (mo day, yr )

(f) Deprmabon alloveC (g) Cost or other basis (h) Gain or (loss) (e) Gross sales pots (or allowable) plus e-Venseo(sale

xnplete only for assets showing gam m column (h) and owned by the foundation on 72/31/69 (1) Gains (Col (h) pain minus Isis (k) FsLess of wl (Q cot (k) but not less than -0-) or (i/ F M V as of 17131ti9 U) ~1~t~ as d17ft1169 overcol (i) if any Losses (from cnl (h))

If gain, also enter in I, line 7 1 2 Capital gain net income or (net capital loss) ~ If (loss), enter -0- in par'Part I, line 7 ~ 2 3 Net short-term capital gain or (loss) as damned in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions)1} If (loss), enter -0- in Part I, line 8 J 3

for optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the organization liable for the section 4942 lax on the distnbutable amount of any year in the base periods ~ Yes 0 No If "Yes ; the organization does not quality under section 4940(e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries d Base period years Distribution ratio Calendar year (or tar year beoinnina inl Adjusted qualifying distributions Net value of nonchantaDle-use assets (rnl Ibl diHded by cot (c)l

2 Total of line 1, column (d) 2 z 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence d less than 5 years 3 0

4 Enter the net value of nonchantable-use assets for 2001 from Part X, line 5 4] 10919!

5 Multiply line 4 by line 3

6 Enter 1% of net investment income (1°.6 of Part I, line 27b)

7 Add lines 5 and 6 7 58 , 829 , 981

"8 Enter qualifying distributions from Part XII, line 4 8 62 , 026 , 601 If line B is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions on page 18 Fom, 990-PF (200i) STF FEOtO]7F 3 Form 890-PF (2001)

1a Exempt operating foundations described in section 4940(d)(2), check here ji~ 0 and enter "N/A' on line 1 Date of ruling letter (attach copy of ruling letter if necessary - see Instructions) "b Domestic organizations that meet the section 4940(e) requirements in Part V, check 1 i1 here " ED and enter 1 % of Part I, line 27b c At other domestic organizations ante 2% of tine 27b Exempt toreagn organizations enter 4% of Part 1, line 12, col (b) 2 Tax under section 511(daneshc section 4947(aut) trusts and taxable foundations only Others enter ~) 2 3 Add lines 1 and 2 3 112,264 4 Subtitle A (income) tax (domestic section 4947(aH1) trusts and taxable foundations only Others enter 4) 4 5 Tax based on investment income Subtract line 4 from line 3 If zero or less, enter -0- 5 119 264 6 Credits/Payments a 2001 estimated tax payments and 2000 overpayment credited to 2001 6a 131 .456 b Exempt foreign organizations--tax withheld at source 6b c Tax paid with application for extension of time to file (Form 8868) tic d Backup withholding erroneously withheld 6d 7 Total credits and payments Add lines 6a through 6d 7 1 31 , B Enter any penalty for underpayment of estimated tax Check here [] if Form 2220 is attached 8 9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed ~ 9 10 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 10 19 192 11 Enter the amount of line 10 to be Credited to 2002 estimated tax " is 1 Refunded 0,11 11 Part VII-A Statements Regarding Activities 1a During the tax year, did the organization attempt to influence any national, state, or local legislation or did Yes No d participate or intervene in any political campaigns 1a b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the instructions for definition) 7b x 1( the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copes of any materials published or distributed by the organization in connection with the activities c Did the organization file Form 1120-POL for this yeaO 1c x " d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) On the organization ii~ $ (2) On organization managers jp~ $ e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on organization managers li~ $ 2 Has the organization engaged in any activities that have not previously been reported to the IRS 2 x I/ Wes,"attach a detailed description o/ the activities 3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments If Wes,"attach a conformed copy of the changes 3 4a Did the organization have unrelated business gross income of $1,000 or more during the years 4a x b If "Yes ; has it filed a tax return on Form 990-T for this year? 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 1( 'Yes,"attach the statement required by General Instruction T 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either " By language in the governing instrument or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instruments 6 x 7 Did the organization have at least $5,000 in assets al any time during the yea( !/ Nes,' complete Part 1!, cot (c), and Part XV 7 x 8a Enter the states to which the foundation reports or with which d is registered (see page 19 of the instructions) p. New York b If the answer is "Yes" to line 7, has the organization furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If 7JO,"attach explanation 8b , 9 Is the organization claiming status as a private operating foundation within the meaning of section 4942Q)(3) or 49420(5) for calendar year 2001 or the taxable year beginning in 2001 (see instructions for Part XIV on page 25)? If 'Yes," complete Part XIV 9 10 Did any persons becoma substantial cc ptnbutors during the tax yeaf~ I( "Yes,"attach a schedule toting their names and addresses gee attdCn2a 10 x 11 Did the organization comply with the public inspection requirements for its annual returns and exemption application? 11 Web site address " ~ 7.pmorgach om/cm/c vaaename Chase/H e4ur1 ame miymc/ om__ nity/sd-/grant 102 The books are in care of " sceven w Gel aeon Telephone no " 1212) zoo-eoss Located al ji~ 27o Pa~k Ay~n,, 46th F1 - . New York . MY ZIP+4 ii~ ioov 13 Section 4947(a)(1) nonexempt charitable trusts filing Forth 990-PF in lieu of Forth 7041 - Check here and enter the amount of tax-exempt interest received or accrued during the year ~ ~ 13 Form 990-PF (2oot) STF FEOQOJ7F 4 Fwm BB0.PF

File Form 4720 if any item Is checked in the "Yes" column, unless an exception applies :a During the year did the organization (ether directly or indirectly) (1) Engage in the sale or exchange, or leasing of property With a disqualified person? ~ Yes Q No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept d from) a disqualified person? E] Yes [0 No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 0 Yes 0 No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Q Yes E] No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? C] Yes (0 No (6) Agree to pay money or property to a government official? (Exception Check 'No" if the organization agreed to make a grant to or to employ the official for a period after termination of government service, A terminating within 90 days ) 0 Yes [0 No b If any answer is Yes' to 1a(1 /-(6i, did any d the acts fad to qualify under the exceptions described in Regulations section 53 494 1(dY3 or m a current notice regarding disaster assistance (see page 19 of the instructions)? Organizations relying on a current notice regarding disaster assistance check here t c Did the organization engage in a prior year m any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2001? 2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 4942Q)(3) or 49420(5)) a At the end of tax year 2001, did the organization have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 20019 ~ Yes [0 No If "Yes," list theyears " 20-, 19-, 19-, 19- b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see page 19 of the instructions ) c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here " 20-, 19-, 19-, 19- l1wa Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? 0 Yes Q No If "Yes; did it have excess business holdings in 2001 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15, or 20-year first phase holding periods (Use Schedule C, Form 4720, to determine if the organization had excess business holdings m 2001 ) Did the organization invest during the year any amount m a manner that would jeopardize its charitable purposes Did the organization make any investment m a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy befog the first day of the tax year beginning m 2001 $a During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? El Yes Q No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? [:] Yes Q No (3) Provide a grant to an individual for travel, study, or other similar purposes ~ Yes ~ No (4) Provide a grant to an organization other than a charitable, etc , organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? ~ Yes 0 No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals ? El Yes 0 No If any answer is Yes' to 5a[1 }(5), did any of the transactions fail to qualify under the eYCeptions described m Regulations secUOn 53 4945 or m a canon notice regarding disaster assistance (see page 20 of the instructions)? Organizations relying on a current notice regarding disaster assistance check here If the answer is "Yes" to question 5a(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the grants 0 Yes ~ No I! 'Yes,' attach the statement required by Regulations section 53 4945-5(d) ~a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? 0 Yes [0 No b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? II vau answered Wes'to 66. also ale Form 8870 F~ 990-PF (zoo,) S7F FE02W 7F 5 Form 980-PF (2007) Papa 6 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

(D) Title en0 average (c) Gompansauon (d) ConlnbWOns to Expense account (a) Name and address I hours per week I (I1 not pald, I employee benefit plans I (e) allowances devoted to position enter -0-) and deterred compensation other

SS¬ ?SCAChSd- ______

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2 Compensation of flue highest-paid employees (other than those included online 1 - seepage 21 of the instructions) If none. enter "NONE '" (b) TNe and a~erzge (4) Contributions to employee benefit I /e) Expense account (a) Name and address o! each employee paid more than E50 000 hours per week (c) Compensation I plans and deferred other allowances devoted to position

None------

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of other em Five highest-paid independent contractors for services--(see page 27 of the instructions) If none,

Name and address of each

i~/A------

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Total number of others receiving over $50,000 far professional services

Part IX-A Summary of Direct Charitable Activities

Ust the bundauon's lour largest direct chanlable acUH4es during we lax year include relevant sla45hral information such as the number Expenses of organizations and other benefiganes SeneE, conferences cornened research papers produced etc

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Form 990-PF (zooi) STF FE02077F 6 Form B90-PF (2001) Page 7 Part IX-B Summa of Program-Related Investments see page 21 of the instructions Descnbe the two largest program-related imestmaMS roads try the lounGauon dunnp the lax year on hoes 7 and 2 Amount

.N/A------'------

2 ------

All other program-related irnestments See peps 22 of the instructions 3 ------

Total Add lines 1 through 3 Part X Minimum investment Return (All domestic foundations must complete this part Foreign foundations, see page 22 of the instructions 1 Fair market value o! assets not used (or held for use) directly in carrying out charitable, etc , purposes a Average monthly fair market value of securities 1a 85 . 859 . isi b Average of monthly cash balances 1b 25 . 73 9. S48 c Fair market value of all other assets (see page 22 of the instructions) 1c 75879 d Total (add lines 1a, b, and c) 1d iii spa ses e Reduction claimed for blockage or other factors reported on lines 1 a and 1c (attach detailed explanation) to 2 Acquisition indebtedness applicable to line 1 assets 2 3 Subtract tine 2 from tine 7d 3 iii spa see 4 Cash deemed held for charitable activities Enter 1'/x% of line 3 (for greater amount, see page 23 of the instructions) 4 1 , 675 , us 5 Net value of noncharrtable-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4 5 109 999,499 6 Minimum investment return Enter 5% of line 5 65 . 499 . 973 Distnbutable Amount (see page 23 of the instructions) (Section 4942Q)(3) and 0)(5) private operating foundations and Part XI certain foreign organizations check here ji~ 0 and do not complete this part ) 1 Minimum investment return from Part X, line 6 1 5 , 499 , 973 2a Tax on investment income for 2001 from Part VI, line 5 2a 112,264 b Income tax for 2001 (This does not include the tax from Part VI ) 2; c Add lines 2a and 2b 2c iiz zsa 3 Distributable amount before adjustments Subtract line 2c from line 1 3 5 , 387 , 709 4a Recoveries of amounts treated as qualifying distributions 4a b Income distributions from section 4947(a)(2) trusts 4b c Add lines 4a and 4b 4c 5 Add lines 3 and 4c 5 5 , 387 , 709 6 Deduction from distributable amount (see page 23 of the instructions) 6 7 Distnbutable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 7 5 .387 .709 Part XII Qualifying Distributions (see page 23 of the instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26 1a 92 07.6 GU_ b Program-related investments - Total from Part IX-B 1b 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2 3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (poor IRS approval required) 3a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions Add lines to through 3b Enter ties and an Part V, tine 8, and Part Xlll, line 4 4 A~ A14 01 Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see page 24 of the instructions) 5 6 Adjusted qualifying distributions Subtract line 5 from line 4 6 62,029 901 Note The amount on line 6 will be used m Part V, column (b), m subsequent years when calculating whether the foundation quald~es for the section 4940(e) reduction of tax in these years F«m 990-PF (2ooi) STF FED2037F 7 Form B90-PF(2001) Page 8

Part XIII Undistributed Income (see page 24 of the instructions)

"1 Distnbutable amount for 2001 from Part XI, line 7 2 Undistributed income, if any, as of we end of 2000 a Enter amount for 2000 only b Total faprior years 19-,19-,19- 3 Excess distributions carryover, if any, l0 2001 a From 1996 b From 1997 c From 1998 d From 1999 sez e From 2000 3 1 s f Total of lines 3a through e 4 Qualifying distributions for 2001 from Part X11, line 4 1~ $ 62 .029 -90, a Applied to 2000, but not more than line 2a b Applied toundisNbuledmcomeofpnoryears(Elechonrequired -see page 24 of the instructions) c Treated as distributions out of corpus (Election required - see page 24 of the instructions) d Applied to 2001 distnbutable amount e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2001 (If an amount appears in column (d), the same amount must be shown m column (a) ) "6 Enter the net total of each column as indicated below a Corpus Add lines 3(, 4c, and 4e Subtract line 5 b Prior years' undistributed income Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed d Subtract line 6c from line 6b Taxable amount - see page 25 of the instructions e Undistributed income for 2000 Subtract line 4a (rain line 2a Taxable amount - see page 25 of the instructions f Undistributed income for 2001 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2002 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E) or 4942(8)(3) (see page 25 of the instructions) 8 Excess distributions carryover from 1996 riot applied on line 5 or line 7 (see page 25 of the instructions) 9 Excess distributions cartyoverto2002 Subtract lines 7 and 8 from line 6a 10 Analysis of line 9 a Excess from 1997 a s " b Excess from 1998 ~A 40, c Excess from 1999 d Excess from 2000 39 , 186 , 232

Form 990-PF (zooi) STF FEON77F 8 Forth 990.PF (2001)

1a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2001, enter the date of the ruling 11 1 111 "b Check box to indicate whether the organization is a private operating foundation described m section 0 49420(3) or 2a Enter the lesser of the adjusted net Tax yea Prior 3 yea income from Part I or the minimum la 2000 1 icy 1999 1 iai lees 1 (a) Total investment return from Part X for each year listed b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed d Amounts included in line 2c not used directly (or ache conduct of exempt activites e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative lest relied upon a 'Assets" alternative test - enter (1) Value of all assets (2) Value of assets qualifying under section 49420)(3)(B)(i) b 'Endowment alternative test - Enter '/a of minimum investment return shown in Part X, line 6 (or each year listed c "Support" alternative test - enter (1) Total support other than grass investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), " or royalties) (2) Support from general public and 5 or more exempt organizations as provided in section 49420)(3)(B)(ui) (3) Largest amount of support from an exempt organization

Part XV Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year- see page 26 of the instructions .) 1 Information Regarding Foundation Managers a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc , Programs Check here ji~ 0 if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds I( the organization makes gifts, grants, etc (see page 26 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d a The name, address, and telephone number of the person to whom applications should be addressed See attached

b The form in which applications should be submitted and information and materials they should include See attached

c Any submission deadlines fee attached

or limitations on awards, such as oy geographical areas, or other See attached

57F FEp2037F 9 Form 990-PF(2001) Page 10 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Anoroved for Future Payment 'recipient is an mdmdual Foundation show any relationship to I I Purpose of grant or status of amount anyfounAauon manager contnbut~on Name and address (home or ..~, .~,~ ...... ,i,....,...~,.,~, .. recipient a Paid during the year

See attached

3a b Approved !or future payment See attached

Total Form 990-PF (zoos) Sir FEON37F 10 Fog 990-PP (2001) Page 11

Enter gross amounts unless otherwise indicated unrelated business insane Excluded by secom 572, S13, or 514 W Related or exempt " (a) (b) (c) (d) tuncbon income Business code Amount Exclusion code Amount (See page 28 0l 7 Program service revenue the inswcuons~ a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 14 723 ,5 4 3 4 Dividends and interest from securities 14 2 , 127 , 351 5 Net rental income or (loss) from real estate a Debt-Financed property b Not debt-financed property 6 Net rental income or (loss) from personal property 7 Other investment income 8 Gain or (loss) from sales of assets other than inventory i 150,5 7 1 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue a b c d e Subtotal Add columns (b), (d), and (e) oai . ass 3 Total Add line 12, columns (b), (d), and (e) " 13 a . nni . ass (See worksheet in line 13 instructions on page 26 to verify calculations Part XVI-B Relationship of Activities to the Accomplishment of Exem pt Purposes Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See page 27 of the instructions )

Form 990-PF (xooi) STFFE07077Ff1 Form BB0.PF (2(101) Page 12 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt

~I Did the organization directly or Indirectly engage m any of the follanng with any other organization described m section 501(c) of the Code (other than section 501(c)(3) aganvaUOns) or m section 527, relating to political organizations? a Transfers from the reporting organization to a noncharilable exempt organization of (1) Cash (2) Other assets b Other Transactions (1) Sales of assets to a nonchantable exempt organization 1b 1 x (2) Purchases of assets from a noncharitable exempt organization 1b(2) x (3) Rental of facilities, equipment, or other assets 1b 3 x (4) Reimbursement arrangements 7 4 x (5) Loans or loan guarantees UP) x (6) Performance of services or membership or fundraising solicitations 1b 6 x Sharing of fatalities, equipment, mailing lists, other assets, or paid employees 1c x If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527 Yes 0 No b I( "Yes,' complete the following schedule

Under penalties of penury, I declare that I have examined this realm mui we, mnect and corPplete DedaraW of preparer (other than lawyer

m / $ignatureofofioffi cfr 9t trustee

S V c m T m V -E y a m signature_ m m a~ Firm'sname (orypursd ' seifcmpoyea) address and ZIP coda

SW FEO2077F 12 Schedule B OMB No 15CS0047 ' (Form 990, 990-EZ, Schedule of Contributors or 990-13F) Supplementary Information (or Depanmwt of me Treasury line 7 of Form 990, 990-EZ and 990-PF (see Instructions) 2001 of organization Employer Identification number

Organization type (check one)

Filers of Section

Form 990 or 990-EZ 0 501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF Q 501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

0 501(c)(3) taxable private foundation

Check if your organization is covered by the General rule or a Special rule (Note Only a section 501(c)(7), (8), or (f0) organization can check boxes) for both the General rule and a Special rule - see instructions )

General Rule-

For organizations filing Farm 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one contributor (Complete Parts I and II )

Special Rules-

For a section 501(c)(3) organization filing Form 990, or Form 990-EZ, that met the 33'h% support test of the regulations under sections 509(a)(1)/170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of $5,000 or 2% of the amount on line 1 of these forms (Complete Parts I and II )

For a section 501(c)(7), (8), or (10) organization filing Forth 990, or Form 990-EZ, that received from any one contributor, during the year, aggregate contributions or bequests of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelly to children or animals (Complete Parts I, II, and III )

0 For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year, some contributions for use exclusively for religious, charitable, etc , purposes, but these contributions did not aggregate to more than $1,000 (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc , purpose Do not complete any of the Parts unless the General rule applies to this organization because it received nonexclusrvely religious, charitable, etc , contributions of $5,000 or more during the Year) " $

Caution Organizations that are not covered by the General rule and/or the Special rules do not file Schedule 8 (Form 990, 990-EZ, or 990-PF), but they must check the box m the heading of their Form 990, Form 990-EZ, or on line 1 0l their Form 990-PF, to certify ~at they do not meet the Ming requirements of Schedule 8 (Form 990, 990-EZ, or 990-PF)

Schedule B (Form 890. BBOfZ, or 980~PF) (2007)

6A SiF FED795GF 1 Schedule B (Fwm 880 B80-FI or Page -.I- W -2-- of Part I Name of organization Employer Identification number

Part I Contributors (See Specific Instructions )

(a) (b) (c) (d) No Name, address and ZIP + 4 contributions Type of contribution

1 _C1Lmxsal_ LnvflsSmente-Inc------Person Payroll - 270 -Park- Avenue ______1 $ 15 .345 . 911; Noncash (Complete Part 11 if there is New Yo=kf NY 10017 a noncash contribution )

(a) (b) (c) (d) No address and ZIP + 4 contributions Type of contribution

2 I Steven Hlack Person Payroll 0 _Z77 -P-gk _1tA_vg . ~9 U_P-1______~ $ 100,000 Noncash 0 (Complete Part II d there is _York, NY 10017 New a noncash coninbuhon )

(a) (b) (C) ~ (d) No address and ZIP + 4 contributions Type of contribution

3 Glazier Food -Company - - _ _ _ - _ _ Person Payroll -Address Unknown-__-_-_-__-______$ 36,000 Noncash (Complete Part II if there is a noncash contribution )

(a) (b) (c) (d) No Name, address and ZIP +4 Aggregate contributions 39 of contribution

_EIxllxamtlarsasDn------Person Payroll 0 _279 Park- - 9tYL£1,------$ 25,000 Noncash (Complete Park 11 if there is New Yorkf NY 10017 a noncash contnbu6m )

(a) (b) (c) (d) No Name, address and ZIP + 4 contributions Type of contribution

5 Hart Hroadman (Tokyo office) Person I_X) Payroll - 270 -park- Avenue, 46th Fl ______1 $ 20,000 Noncash (Complete Part i1 if three is New _ r, NY 10017 Yo a nmwsh cantnbuhm )

(a) (b) lcl (d) No Name, address and ZIP + 4 contributions Type of contribution

6 _Gregoxy Iny am ------Person x~ Payroll " 270 Park Aver 46th Fl ______$ 10 .000 NOnC05h - - (Complete Pare II d there is _NeY Y9Lk._NY?9417______anmcashconmbuhm)

Schedule B (Form BBO, 980-FZ, or 990~PF) (2001) SW FED795fiF1 Schedule 8 (Form 890 880-EZ, or 090.PF) (2D01 ) Page -2- to -2_ of Part I Name of organization Employer Identification number THE JPMORGAN CHASE FOUNDATION 23-7049738

Part I Contributors (See Specific Instructions )

(a) (b) (c) (d) No Name, address and ZIP + 4 Aggregate contnbutlons Type of contribution

7 Sheila _Labrecq_ue ______Person 10 Payroll 0 - 270 -Park- Ave,. 46th F1 $ 1o .00o NOnCash (Complete Part II if there is _ dew Y9Lk _NY ?9Q17 ______a noncash contnbWOn )