381 Embedding the Antecedent in Gapping: Low Coordination
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SQUIBS AND DISCUSSION 381 Schlenker, Philippe. 2014. Iconic features. Natural Language Seman- tics 22:299–356. Schlenker, Philippe. To appear. Super monsters–Part I. Semantics and Pragmatics. Schlenker, Philippe, Jonathan Lamberton, and Mirko Santoro. 2013. Iconic variables. Linguistics and Philosophy 36:91–149. Schwarzschild, Roger. 1999. GIVENness, AvoidF and other con- straints on the placement of accent. Natural Language Seman- tics 7:141–177. Vallduvı´, Enric. 1992. The informational component. New York: Garland. Wilbur, Ronnie B. 1999. Stress in ASL: Empirical evidence and lin- guistic issues. Language and Speech 42:229–250. Wilbur, Ronnie B. 2012. Information structure. In Sign language: An international handbook, ed. by Roland Pfau, Markus Stein- bach, and Bencie Woll, 462–489. Berlin: Mouton de Gruyter. Wilbur, Ronnie B., and Aleix M. Martı´nez. 2002. Physical correlates of prosodic structure in American Sign Language. In Papers from the 38th Regional Meeting of the Chicago Linguistic Soci- ety, ed. by Mary Andronis, Erin Debenport, Anne Pycha, and Keiko Yoshimura, 693–704. Chicago: University of Chicago, Chicago Linguistic Society. Wilbur, Ronnie B., and Cynthia Patschke. 1998. Body leans and mark- ing contrast in ASL. Journal of Pragmatics 30:275–303. EMBEDDING THE ANTECEDENT IN 1 Introduction GAPPING: LOW COORDINATION Gapping removes the finite element (T and its host), possibly along AND THE ROLE OF PARALLELISM with additional material, in the second and subsequent coordinates of Maziar Toosarvandani a coordination structure, leaving behind two remnants. (The material University of California, that has gone missing—in (1), the finite auxiliary had and the main Santa Cruz verb ordered—is represented with ⌬.) (1) Some had ordered mussels, and others ⌬ swordfish. Building on a long tradition of earlier work, Johnson (2009:293) identifies three unique properties that distinguish gapping from super- I am grateful to Nate Clair, Elizabeth Coppock, Annahita Farudi, Danny Fox, Kyle Johnson, Laura Kertz, Ben Mericli, David Pesetsky, Craig Sailor, Bern Samko, and audiences at Cornell University, MIT, Northwestern Univer- sity, the University of California, Santa Cruz, the University of Rochester, and Wayne State University for their helpful questions and suggestions. I also appreciate the comments of two anonymous reviewers, which greatly improved the squib. This research was assisted by a New Faculty Fellowship from the American Council of Learned Societies, funded by the Andrew W. Mellon Foundation. Linguistic Inquiry, Volume 47, Number 2, Spring 2016 381–390 ᭧ 2016 by the Massachusetts Institute of Technology doi: 10.1162/ling_a_00216 Downloaded from http://www.mitpressjournals.org/doi/pdf/10.1162/LING_a_00216 by guest on 01 October 2021 382 SQUIBS AND DISCUSSION ficially similar elliptical constructions, such as pseudogapping (e.g., Some had ordered mussels, and others had ⌬ swordfish). First, gapping is restricted to coordination structures (2) (Jackendoff 1971:22, Han- kamer 1979:18–19). Second, the gap in gapping cannot be embedded (3) (Hankamer 1979:19). Third, the antecedent in gapping cannot be embedded (4) (Hankamer 1979:20). (2) *Some had eaten mussels, because others ⌬ shrimp. (3) *Some had eaten mussels, and she claims that others ⌬ shrimp. (4) *She’s said Peter has eaten his peas, and Sally ⌬ her green beans, so now we can have dessert. Intended: ‘She has said that Peter has eaten his peas; Sally has eaten her green beans.’ (Johnson 2009:293) Crucially, (4) is ungrammatical under an interpretation in which only the antecedent clause—not the gapped clause—is embedded. (The sentence is grammatical with a different interpretation, one that is not relevant here, where the entire conjunction is embedded.) There are a number of theories of gapping that successfully ac- count for at least the first two of these properties (Coppock 2001, Lin 2001, Johnson 2004, 2009). These all share one analytical ingredient: they appeal to low coordination of small verbal constituents, such as vPs, under a single T head. (See Kubota and Levine to appear, though, for a different approach within Categorial Grammar.)1 T goes missing in the second and subsequent coordinates because it was never present inside them to begin with. Some other mechanism gets rid of any additional material that goes missing: either some kind of ellipsis (for Coppock and Lin) or across-the-board movement (for Johnson). As Johnson (2009:296–300) observes, low coordination easily derives the first property of gapping, because two or more vPs can be embedded under a single T head only through coordination. It also derives the second property: a single T head cannot be shared with a vP that is embedded inside a coordinate. But deriving the third property 1 As a consequence, the subject of the first coordinate must raise asymmet- rically to Spec,TP, while the subjects of other coordinates stay in situ. This accounts for Siegel’s (1987) observation that the subject of the first coordinate c-commands—and hence can bind into—the subject of subsequent coordinates. (i) No woman1 can join the army, and her1 girlfriend ⌬ the navy. (Johnson 2009:293) Lin (2002:58–94) offers one way of understanding this asymmetrical subject movement (see also Johnson 2004:41–49): if the Coordinate Structure Con- straint holds of LF representations (Fox 2000:51–58), and if A-movement can reconstruct, it will not be subject to the island constraint in the first place. Downloaded from http://www.mitpressjournals.org/doi/pdf/10.1162/LING_a_00216 by guest on 01 October 2021 SQUIBS AND DISCUSSION 383 is less straightforward. Under any theory of gapping that uses low coordination, the notion of an ‘‘antecedent’’ is a complex one. Since T is removed through a different mechanism than any additional mate- rial that goes missing, the antecedent of T is analytically distinct from the antecedent of additional missing material. I will take a closer look here at the third property of gapping in light of low-coordination theories of gapping. In section 2, I show that while the syntax of low coordination can explain why the antecedent of T cannot be embedded inside the first coordinate, it has nothing to say about why the antecedent of any additional missing material also cannot be embedded. Then, in section 3, I propose a new generalization about what can be embedded inside the first coordinate, which I call the No Correlate Embedding Generalization, whose source does not lie in the syntax of low coordination. In section 4, I suggest that this generalization arises from a constraint on the focus structures of the coordination structures in which gapping appears, Low-Coordinate Parallelism. Finally, in section 5, I examine a prediction of this ac- count: Low-Coordinate Parallelism should be satisfied when the embedding material in the first coordinate is itself contained inside a focus. 2 Taking a Closer Look at the Third Property In its traditional formulation, the third property of gapping is usually stated along the following lines: the antecedent in gapping cannot be embedded inside the first coordinate (see, e.g., Hankamer 1979:20). Theories of gapping that appeal to low coordination remove T and any additional material in different ways. Consequently, the antecedent of T is analytically distinct from the antecedent of any additional miss- ing material. Does the third property of gapping hold for both antecedents? We can start by looking at an example in which only T goes missing. In (5), the antecedent of T cannot be located inside an embedded clause in the first coordinate. (Here and below, the antecedent of T is underlined.) (5) *She will say that Peter has eaten his peas, and Sally ⌬ eaten her green beans. Intended: ‘She will say that Peter has eaten his peas; Sally has eaten her green beans.’ It is easy to see how this follows from the syntax of low coordination. T2 in (6), contained within the embedded clause in the first coordinate, cannot be shared with the second vP coordinate. Downloaded from http://www.mitpressjournals.org/doi/pdf/10.1162/LING_a_00216 by guest on 01 October 2021 384 SQUIBS AND DISCUSSION (6) TP ϭ (5) Ј DP3 T she T1 vP will vP & vP Ј Ј t3 v DP v v VP Sally v VP VCPVDP say C TP eaten her green beans that DP TЈ Peter T2 vP has eaten his peas To test whether the antecedent of any additional missing material can be embedded, we need an example like Johnson’s (2009) sentence in (4). In the simplified version in (7), the additional missing material in the second coordinate—the main verb eaten—is identical to mate- rial that is contained within an embedded clause in the first coordinate. (The antecedent of additional missing material is boxed.) (7) *She has said that Peter has eaten his peas, and Sally ⌬ her green beans. Intended: ‘She has said that Peter has eaten his peas; Sally has eaten her green beans.’ Since (7) is ungrammatical under the intended interpretation, it appears that any additional material that goes missing also cannot be embedded inside the first coordinate. Importantly, the syntax of low coordination does not account for this fact. In (7), the second coordinate can share the T of the matrix clause. So, the restriction on embedding the antecedent of additional missing material must arise from another source. This might, in princi- Downloaded from http://www.mitpressjournals.org/doi/pdf/10.1162/LING_a_00216 by guest on 01 October 2021 SQUIBS AND DISCUSSION 385 ple, be a product of the operation that removes this material, namely, ellipsis or across-the-board movement. But I suggest below that it is in fact a specific case of a more general constraint on gapping, which prevents correlates from being embedded inside the first coordinate. 3 The No Correlate Embedding Generalization With this understanding from the syntax of low coordination of why T’s antecedent cannot be embedded inside the first coordinate, the sentence in (8)—which is parallel to (7) except that the main verb does not go missing in the second coordinate—should be fully grammatical.