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UNIVERSITY OF CALIFORNIA RIVERSIDE Three Dimensional Hybrid Nanostructures for Renewable Energy Storage Applications A Dissertation submitted in partial satisfaction of the requirements for the degree of Doctor of Philosophy in Materials Science and Engineering by Yiran Yan June 2018 Dissertation Committee: Dr. Mihrimah Ozkan, Co-Chairperson Dr. Cengiz S. Ozkan, Co-Chairperson Dr. Kambiz Vafai Dr. Jianlin Liu i Copyright by Yiran Yan 2018 ii The Dissertation of Yiran Yan is approved: Co-Chairperson Co-Chairperson University of California, Riverside iii ACKNOWLEDGEMENT I would like to acknowledge the great support and help from all of my advisors, lab mates, peer scientists, family and friends during the past five years of research and study. First of all, I would like to thank both of my advisors, Dr. Cengiz Ozkan and Dr. Mihri Ozkan. They offered help and advising during my most difficult time in graduate school. Their guidance and encouragement, both in academics and life, enlightens me to pursuit my Ph.D with confidence and persistence. I would also like to thank all my committee members, Dr. Kambiz Vafai and Dr. Jianlin Liu for your time and help to the completion of my Ph.D. Moreover, many thanks go to all my peers in Ozkan Lab and UCR: Dr. Changling Li, Dr. Chueh Liu, Dr. Zafer Mutlu, Jingjing Liu, Rachel Ye, Jeffery Bell, Bo Dong and Dr. Wensen Jiang. Their suggestions and support helped me so much in my research and life. In addition, I am very thankful of our collaborators, Dr. Paul Weiss, Qing Yang in UCLA, for extending the scope of our research. Last, I would like to acknowledge my son Charles Yang and my family. I had my son during my last year of graduate school and enabled me not only becoming an independent scientist, but also a strong mom. And thanks to the great support from my family, their efforts and love allowed me being able to focus on my research and study. iv COPYRIGHT ACKNOWLEDGEMENT The text and figures in Chapter 2, in part or in full, are a reprint of the material as it appears in the published work: Y. Yan, et al., “Bundled and dispersed carbon nanotubes integrated to graphitic materials as free-standing hybrid lithium ion battery anodes,” In Submission. The text and figures in Chapter 3, in part or in full, are a reprint of the material as it appears in a completed work: C. Li, et al., “The Kinetics and Physical Evolution of Binary Si-Polymer Systems for Electrochemical Energy Storage,” RSC Advances. The text and figures in Chapter 4, in part or in full, are a reprint of the material as it appears in the published work: Y. Yan, et al., “Silicon/Polypyrrole hybrid Nanocomposites with Controllable Dimensions for Lithium Ion Battery Anodes,” In Submission. v Dedicated to my son, Charles vi ABSTRACT OF THE DISSERTATION Three Dimensional Hybrid Nanostructures for Renewable Energy Storage Applications by Yiran Yan Doctor of Philosophy, Graduate Program in Materials Science Engineering University of California, Riverside, June 2018 Dr. Mihrimah Ozkan, Co-Chairperson Dr. Cengiz S. Ozkan, Co-Chairperson The increasing concern about global energy crisis and continuing deteriorating environmental issues has pushed the investigation and use of clean and renewable energies. However, in order to efficiently utilize these intermittent energies, an advanced energy storage system must be developed. Lithium ion batters (LIBs) are among the most promising energy storage devices with high energy and power density at relatively low cost. Although commercial LIBs have being announced for more than 30 years, the major electrode materials still remain the same. The rising number of electric vehicles and portable electronics requires advanced lithium ion batteries with higher capacity at lower weight and more affordable price. Herein, there anode materials systems were developed with three dimensional (3D) hybrid nanostructure for improving current commercial graphite anode, as well as enhancing the next-generation silicon based anode. vii Three dimensional carbon nanotubes (CNTs) on graphite foam was fabricated as free- standing LIB anode. Morphologies of carbon nanotube were controlled via annealing process during growth. The resulting bundled vs. dispersed CNTs show different electrochemical performances. Dispersed CNTs yields superior capacity (over 800 mAh/g) over 120 cycles due to high surface area and efficient ion/electron transportation. A novel 3D networks synergizing conductive polymers, polypyrrole and polyaniline, with nanostructured silicon particles for lithium ion battery anode was fabricated. The bindery hybrid structures show much enhanced battery performance compared with silicon/non-conductive polymer anode. Si nanoparticles (Si NPs) with polypyrrole hybrid structure shows ~1050 mAh/g capacity at fast charging rate of 1C. The three dimensional hydrogel butters the stress caused by silicon expansion during lithiation. The higher conductivity of polypyrrole over polyaniline contributes to its excellent battery performance. High performance conductive binder, polypyrrole, was used to form hybrid 3D network with Si nanowires fabricated via directly metal-assisted chemical etching of silicon wafers. The hybrid nanocomposites exhibit outstanding battery performance of 1689 mAh/g over 600 cycles, which significantly out-performed Si NWs with traditional poly acrylic acid binder. Such enhancement is ascribed to the cylindrical nanostructure of single crystal silicon that could withstand stress during volume expansion and the highly conductive 3D network of polypyrrole provides space accommodating internal stress and enhanced electrode conductivity. viii TABLE OF CONTENTS ACKNOWLEDGEMENT-----------------------------------------------------------------------IV COPYRIGHT ACKNOWLEDGEMENT------------------------------------------------------V Dedicated to my son, Charles---------------------------------------------------------------------VI ABSTRACT OF THE DISSERTATION-------------------------------------------------------VII TABLE OF CONTENTS -----------------------------------------------------------------------IX LIST OF FIGURES--------------------------------------------------------------------------------XI CHAPTER 1: INTRODUCTION------------------------------------------------------------------1 1.1 ENERGY STORAGE TECHNOLIGIES----------------------------------------------------1 1.2 CARBON BASED MATERIALS AS LITHIUM BATTERY ANODES OR ELECTRODE MATERIALS ADDITIVES------------------------------------------------------3 1.3 SILICON AS NEXT GENERATION ANODE MATERIALS---------------------------4 1.4 PERSPECTIVE----------------------------------------------------------------------------------8 1.5 REFERENCES-----------------------------------------------------------------------------------9 CHAPTER 2: BUNDLED AND DISPERSED CARBON NANOTUBES INTEGRATED TO GRAPHITIC MATERIALS AS FREE-STANDING HYBRID LITHIUM ION BATTERY ANODES----------------------------------------------------------------------------18 ABSTRACT---------------------------------------------------------------------------------18 2.1 INTRODUCTION------------------------------------------------------------------------------19 2.2 MATERIALS AND METHODS-------------------------------------------------------------21 2.3 RESULTS AND DISCUSSIONS-----------------------------------------------------------23 2.4 CONCLUSION--------------------------------------------------------------------------------18 2.5 REFERENCES---------------------------------------------------------------------------------29 CHAPTER 3: SILICON-CONDUCTIVE POLYMER HYBRID NANOCOMPOSITES SYSTEM FOR LITHIUM ION BATTERY ANODES----------------------------------42 ABSTRACT---------------------------------------------------------------------- ---42 3.1 INTRODUCTION------------------------------------------------------------------43 3.2 MATERIALS AND METHODS-----------------------------------------------------46 3.3 RESULTS AND DISCUSSIONS-------------------------------------------------------48 3.4 CONCLUSION-------------------------------------------------------------------------------58 3.5 REFERENCES-------------------------------------------------------------------------------60 ix CHAPTER 4: THREE DIMENSIONAL SILICON NANOWIRE/CONDUCTIVE POLYMER NETWORK FOR HIGH PERFORMING LITHIUM ION BATTERY ANODE----------------------------------------------------------------------------------------------81 ABSTRACT------------------------------------------------------------------------------------81 4.1 INTRODUCTION-----------------------------------------------------------------------------81 4.2 MATERIALS AND METHODS----------------------------------------------------84 4.3 RESULTS AND DISCUSSIONS-------------------------------------------------------86 4.4 CONCLUSION---------------------------------------------------------------------------93 4.5 REFERENCES--------------------------------------------------------------------------94 x LIST OF FIGURES Figure 1.1. Cycling performance of porous carbon impregnated sulfur cathode half cells. Different impregnation temperature of 25 ℃, 150 ℃ and 300 ℃ were used and corresponding battery performance shown, respectively. ------------------------------------14 Figure 1.2. Viral-templated Au NP assembly and Au/PPy nanopeapod gas sensor formation. (a) O2 plasma treatment of pre-patterned Pt three-terminal microelectrodes. (b) Adsorption of M13 bacteriophage template with Au affinity onto microelectrodes. (c) Selective binding of Au NP seeds to template. (d)