Companies Receiving & Repaying CARES Act Loan - 4/27/20

Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date Alphatec Holdings, Inc. ATEC 27-Apr Healthcare Healthcare Equipment $241.3 PPP $4.3 Silicon Valley Bank

Arch Therapeutics, Inc. ARTH 27-Apr Healthcare Healthcare Equipment $36.6 PPP $0.2 First Republic Bank

Avalon Holdings Corporation Class A AWX 27-Apr Business Services Business Services $4.4 PPP $0.8 NA

Aviat Networks, Inc. AVNW 27-Apr Technology Hardware $50.2 PPP $5.9 Silicon Valley Bank

Black Ridge Oil & Gas, Inc. ANFC 27-Apr Finance Investment Services $3.2 PPP $0.1 Kensington Bank

Cipherloc Corp. CLOK 27-Apr Technology Software and Consulting $8.7 PPP $0.4 Texas Capital Bank, N.A.

Comprehensive Care Corporation CHCR 27-Apr Healthcare Healthcare Services $17.2 PPP $1.2 Mechanics Bank

Crexendo, Inc. CXDO 27-Apr Technology Software and Consulting $88.7 PPP $1.0 Infinity Bank

Curis, Inc. CRIS 27-Apr Healthcare Biopharmaceuticals $28.2 PPP $0.9 Silicon Valley Bank

Dolphin Entertainment Inc DLPN 27-Apr Business Services Business Services $10.0 PPP $2.1 BankUnited, N.A.

Edison Nation, Inc. EDNT 27-Apr Technology Software and Consulting $16.8 PPP $0.8 First Choice Bank

Electronic Systems Technology, Inc. ELST 27-Apr Technology Hardware $2.5 PPP $0.2 Bank of America, N.A.

ENDRA Life Sciences Inc. NDRA 27-Apr Healthcare Healthcare Equipment $11.5 PPP $0.3 First Republic Bank Electronic Components Giga-tronics Incorporated GIGA 27-Apr Technology $7.2 PPP $0.8 Western Alliance Bank and Manufacturing IRIDEX Corporation IRIX 27-Apr Healthcare Healthcare Equipment $23.6 PPP $2.5 Silicon Valley Bank Electronic Components Kopin Corporation KOPN 27-Apr Technology $32.7 PPP $2.1 Rockland Trust Company and Manufacturing Mateon Therapeutics, Inc. MATN 27-Apr Healthcare Biopharmaceuticals $13.3 PPP $0.3 Silicon Valley Bank

Miragen Therapeutics, Inc. MGEN 27-Apr Healthcare Biopharmaceuticals $30.9 PPP $1.7 Silicon Valley Bank

Myomo, Inc. MYO 27-Apr Healthcare Healthcare Equipment $11.2 PPP $1.1 Silicon Valley Bank

Neuronetics, Inc. STIM 27-Apr Healthcare Healthcare Equipment $43.3 PPP $6.4 Silicon Valley Bank

Obalon Therapeutics, Inc. OBLN 27-Apr Healthcare Healthcare Equipment $7.2 PPP $0.4 Silicon Valley Bank

Omnitek Engineering Corp. OMTK 27-Apr Industrials Industrial Manufacturing $1.1 PPP $0.2 NA

Park City Group, Inc. PCYG 27-Apr Consumer Cyclicals Miscellaneous Retail $83.4 PPP $1.1 U.S. Bank N.A.

Senseonics Holdings, Inc. SENS 27-Apr Healthcare Healthcare Equipment $123.4 PPP $5.8 Silicon Valley Bank

STRATA Skin Sciences, Inc. SSKN 27-Apr Healthcare Healthcare Equipment $50.2 PPP $2.0 NA

Superior Drilling Products, Inc. SDPI 27-Apr Energy Upstream Energy $10.9 PPP $0.9 Zions Bancorporation, N.A.

Telkonet, Inc. TKOI 27-Apr Industrials Industrial Manufacturing $6.3 PPP $0.9 Heritage Bank of Commerce

Transportation and Logistics Systems, Inc. TLSS 27-Apr Industrials Industrial Services $0.1 PPP $2.9 M&T Bank

VistaGen Therapeutics, Inc. VTGN 27-Apr Healthcare Biopharmaceuticals $19.6 PPP $0.2 Silicon Valley Bank

XCel Brands, Inc. XELB 27-Apr Consumer Cyclicals Consumer Goods $11.3 PPP $1.8 Bank of America, N.A.

CareView Communications, Inc. CRVW 25-Apr Healthcare Healthcare Services $1.4 PPP $0.8 Bank of Oklahoma

ADDvantage Technologies Group, Inc. AEY 24-Apr Technology Hardware $25.5 PPP $2.9 Vast Bank, N.A. Mining and Mineral Amerinac Holding Corp PAOS 24-Apr Non-Energy Materials $15.7 PPP $0.2 Berkshire Bank Products APEX Global Brands Inc. APEX 24-Apr Consumer Cyclicals Consumer Goods $2.8 PPP $0.7 Bank of America, N.A. Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date Avinger, Inc. AVGR 24-Apr Healthcare Healthcare Equipment $6.2 PPP $2.3 Silicon Valley Bank

Bioanalytical Systems, Inc. BASI 24-Apr Healthcare Healthcare Services $45.0 PPP $5.1 Huntington National Bank

Consolidated Eco-Systems, Inc. EXSO 24-Apr Business Services Business Services $0.1 PPP $1.1 Western Alliance Bank Food and Tobacco Crimson Wine Group Ltd. CWGL 24-Apr Consumer Non-Cyclicals $145.3 PPP $3.8 American AgCredit, PCA Production Enzo Biochem, Inc. ENZ 24-Apr Healthcare Healthcare Services $118.9 PPP $7.0 Citibank, N.A.

FreightCar America, Inc. RAIL 24-Apr Industrials Industrial Manufacturing $18.8 PPP $10.0 BMO Harris Bank N.A.

FuelCell Energy, Inc. FCEL 24-Apr Industrials Industrial Manufacturing $440.9 PPP $6.5 Liberty Bank

GulfSlope Energy, Inc. GSPE 24-Apr Energy Upstream Energy $9.8 PPP $0.1 Zions Bancorporation, N.A.

Harte-Hanks, Inc. HHS 24-Apr Business Services Business Services $12.0 PPP $10.0 Texas Capital Bank, N.A.

IDT Corporation Class B IDT 24-Apr Telecommunications Telecommunications $137.3 PPP $10.0 TD Bank, N.A. Yes All 26-Apr

IMAC Holdings, Inc. IMAC 24-Apr Healthcare Healthcare Services $14.2 PPP $1.7 Pinnacle Bank

IZEA Worldwide, Inc. IZEA 24-Apr Business Services Business Services $7.2 PPP $1.9 Western Alliance Bank

Leaf Group Ltd. LEAF 24-Apr Consumer Cyclicals Consumer Retail $27.9 PPP $7.1 Silicon Valley Bank

Precipio, Inc. PRPO 24-Apr Healthcare Healthcare Services $5.2 PPP $0.8 Webster Bank, N.A.

Predictive Oncology Inc POAI 24-Apr Healthcare Healthcare Equipment $8.1 PPP $0.5 Park State Bank Electronic Components SigmaTron International, Inc. SGMA 24-Apr Technology $13.1 PPP $6.3 U.S. Bank N.A. and Manufacturing Summer Energy Holdings, Inc. SUME 24-Apr Utilities Utilities $41.0 PPP $2.3 Frost Bank

ThermoGenesis Holdings, Inc. THMO 24-Apr Healthcare Healthcare Equipment $53.4 PPP $0.6 Comerica Bank

TransMedics Group, Inc. TMDX 24-Apr Healthcare Healthcare Equipment $379.5 PPP $2.2 Bank of America, N.A.

Viveve Medical Inc VIVE 24-Apr Healthcare Healthcare Equipment $5.5 PPP $1.3 Western Alliance Bank

Windtree Therapeutics, Inc. WINT 24-Apr Healthcare Biopharmaceuticals $135.6 PPP $0.5 Newtek Small Business Finance

Xeris Pharmaceuticals Inc XERS 24-Apr Healthcare Biopharmaceuticals $71.0 PPP $5.1 Silicon Valley Bank

Zomedica Pharmaceuticals Corp. ZOM 24-Apr Healthcare Healthcare Services $25.1 PPP $0.5 Bank of America, N.A.

Alimera Sciences, Inc. ALIM 23-Apr Healthcare Biopharmaceuticals $23.4 PPP $1.8 HSBC Bank USA

ARC Group, Inc. RLLY 23-Apr Consumer Services Hospitality Services $1.4 PPP $6.1 City National Bank of Florida

Avid Bioservices, Inc. CDMO 23-Apr Healthcare Healthcare Services $296.0 PPP $4.4 City National Bank of Florida

Axogen, Inc. AXGN 23-Apr Healthcare Healthcare Equipment $331.8 PPP $7.8 NA

Celsion Corporation CLSN 23-Apr Healthcare Biopharmaceuticals $32.6 PPP $0.6 Silicon Valley Bank

Crown Crafts, Inc. CRWS 23-Apr Consumer Non-Cyclicals Household Products $47.0 PPP $2.0 CIT Bank, N.A.

CSP Inc. CSPI 23-Apr Technology Hardware $46.9 PPP $2.1 Paragon Bank

DURECT Corporation DRRX 23-Apr Healthcare Biopharmaceuticals $399.5 PPP $2.0 Silicon Valley Bank

Encision Inc. ECIA 23-Apr Healthcare Healthcare Equipment $5.3 PPP $0.6 Bank of America, N.A.

Energy Focus, Inc. EFOI 23-Apr Industrials Industrial Manufacturing $5.1 PPP $0.8 KeyBank, N.A.

ExOne Co. XONE 23-Apr Industrials Industrial Manufacturing $108.6 PPP $2.2 The Huntington National Bank

Harvard Bioscience, Inc. HBIO 23-Apr Healthcare Healthcare Equipment $102.8 PPP $6.1 PNC Bank, N.A.

Image Sensing Systems, Inc. ISNS 23-Apr Industrials Industrial Manufacturing $19.9 PPP $0.9 BMO Harris Bank N.A.

Janel Corp. JANL 23-Apr Industrials Industrial Services $6.5 PPP $2.7 Santander Bank Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date Lantronix, Inc. LTRX 23-Apr Technology Hardware $68.8 PPP $2.4 Silicon Valley Bank Food and Tobacco Limoneira Company LMNR 23-Apr Consumer Non-Cyclicals $231.1 PPP $3.6 City National Bank of Florida Production Luby's, Inc. LUB 23-Apr Consumer Services Hospitality Services $24.2 PPP $10.0 Texas Capital Bank, N.A. Electronic Components Micropac Industries, Inc. MPAD 23-Apr Technology $34.0 PPP $1.9 Frost Bank and Manufacturing Neos Therapeutics, Inc. NEOS 23-Apr Healthcare Biopharmaceuticals $42.4 PPP $3.6 First Republic Bank

Novan, Inc. NOVN 23-Apr Healthcare Biopharmaceuticals $24.5 PPP $1.0 PNC Bank, N.A.

P&F Industries, Inc. Class A PFIN 23-Apr Industrials Industrial Manufacturing $13.5 PPP $2.9 BNB Bank

Red Lion Hotels Corporation RLH 23-Apr Consumer Services Hospitality Services $38.3 PPP $4.2 Idaho First Bank

SilverSun Technologies, Inc. SSNT 23-Apr Technology Software and Consulting $9.4 PPP $3.2 JPMorgan Chase Bank, N.A. Mining and Mineral Solitario Zinc Corp XPL 23-Apr Non-Energy Materials $14.8 PPP $0.1 KeyBank, N.A. Products SRAX, Inc. Class A SRAX 23-Apr Business Services Business Services $26.6 PPP $1.1 Cross River Bank

Trans World Entertainment Corporation TWMC 23-Apr Consumer Cyclicals Consumer Retail $7.5 PPP $2.0 First Interstate Bank

Vislink Technologies, Inc. VISL 23-Apr Technology Hardware $15.7 PPP $1.2 Texas Capital Bank, N.A.

Zosano Pharma Corp. ZSAN 23-Apr Healthcare Biopharmaceuticals $38.9 PPP $1.6 Silicon Valley Bank

Acquired Sales Corp. AQSP 22-Apr Finance Investment Services $14.9 PPP $0.1 BMO Harris Bank N.A. Chemical, Plastic and Advanced Emissions Solutions, Inc. ADES 22-Apr Non-Energy Materials $121.4 PPP $3.3 Bank of Oklahoma Rubber Materials Allied Healthcare Products, Inc. AHPI 22-Apr Healthcare Healthcare Equipment $51.6 PPP $2.4 Jefferson Bank & Trust Co.

Ampio Pharmaceuticals, Inc. AMPE 22-Apr Healthcare Biopharmaceuticals $83.2 PPP $0.5 KeyBank, N.A. Electronic Components Applied Optoelectronics, Inc. AAOI 22-Apr Technology $184.1 PPP $6.2 Truist Bank and Manufacturing Art's-Way Manufacturing Co., Inc. ARTW 22-Apr Industrials Industrial Manufacturing $8.7 PPP $1.2 Bank Midwest

Ashford Inc. AINC 22-Apr Finance Investment Services $17.0 PPP $12.8 KeyBank, N.A.

Cool Holdings, Inc. AWSM 22-Apr Consumer Cyclicals Consumer Retail $7.1 PPP $3.1 City National Bank of Florida Electronic Components CVD Equipment Corporation CVV 22-Apr Technology $24.0 PPP $2.4 HSBC Bank USA and Manufacturing Forward Industries Inc. FORD 22-Apr Healthcare Healthcare Equipment $10.0 PPP $1.4 TD Bank, N.A.

Graham Corporation GHM 22-Apr Industrials Industrial Manufacturing $117.7 PPP $4.6 JPMorgan Chase Bank, N.A.

Hallmark Financial Services, Inc. HALL 22-Apr Finance Insurance $56.9 PPP $8.3 Frost Bank Yes All 27-Apr Chemical, Plastic and IKONICS Corporation IKNX 22-Apr Non-Energy Materials $6.8 PPP $1.2 BMO Harris Bank N.A. Rubber Materials Innovate Biopharmaceuticals, Inc. INNT 22-Apr Healthcare Biopharmaceuticals $24.8 PPP $0.2 Central Bank

Innovative Food Holdings, Inc. IVFH 22-Apr Consumer Services Hospitality Services $11.6 PPP $1.7 Fifth Third Bank Electronic Components inTEST Corporation INTT 22-Apr Technology $30.9 PPP $2.8 M&T Bank and Manufacturing Manning & Napier, Inc. Class A MN 22-Apr Finance Investment Services $52.1 PPP $6.7 M&T Bank Electronic Components MicroVision, Inc. MVIS 22-Apr Technology $32.2 PPP $1.6 NA and Manufacturing Odyssey Marine Exploration, Inc. OMEX 22-Apr Industrials Industrial Services $41.7 PPP $0.4 Fifth Third Bancorp

Retractable Technologies, Inc. RVP 22-Apr Healthcare Healthcare Equipment $101.3 PPP $1.4 Independent Bank

Sharps Compliance Corp. SMED 22-Apr Healthcare Healthcare Services $120.6 PPP $2.2 NA

Sonic Foundry, Inc. SOFO 22-Apr Technology Hardware $32.3 PPP $2.3 First Business Bank

Technical Communications Corporation TCCO 22-Apr Industrials Industrial Manufacturing $4.3 PPP $0.5 NA Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date Mining and Mineral Universal Stainless & Alloy Products, Inc. USAP 22-Apr Non-Energy Materials $62.1 PPP $10.0 PNC Bank, N.A. Products Vuzix Corporation VZX-CA 22-Apr Technology Hardware $69.5 PPP $1.6 Genesee Regional Bank

ADMA Biologics, Inc. ADMA 21-Apr Healthcare Biopharmaceuticals $264.2 PPP $5.4 JPMorgan Chase Bank, N.A. Chemical, Plastic and Arcadia Biosciences, Inc. RKDA 21-Apr Non-Energy Materials $39.5 PPP $1.1 MidFirst Bank Rubber Materials Asure Software, Inc. ASUR 21-Apr Technology Software and Consulting $92.7 PPP $8.9 Pinnacle Bank

AudioEye, Inc. AEYE 21-Apr Technology Software and Consulting $69.2 PPP $1.3 Liberty Capital Bank

Braemar Hotels & Resorts, Inc. BHR 21-Apr Finance Real Estate $79.3 PPP $10.6 KeyBank, N.A.

Bridgeline Digital, Inc. BLIN 21-Apr Technology Software and Consulting $2.9 PPP $1.0 BNB Bank

CalAmp Corp. CAMP 21-Apr Technology Hardware $199.8 PPP $10.0 JPMorgan Chase Bank, N.A. Yes All 27-Apr

Chembio Diagnostics, Inc. CEMI 21-Apr Healthcare Healthcare Equipment $275.6 PPP $3.0 HSBC Bank USA

Collectors Universe, Inc. CLCT 21-Apr Consumer Cyclicals Miscellaneous Retail $174.4 PPP $4.2 California Bank & Trust

Culp, Inc. CULP 21-Apr Non-Energy Materials Manufactured Products $83.2 PPP $7.6 Pinnacle Bank

Cumberland Pharmaceuticals Inc. CPIX 21-Apr Healthcare Biopharmaceuticals $60.0 PPP $2.2 Pinnacle Bank

CV Sciences, Inc. CVSI 21-Apr Healthcare Healthcare Services $50.4 PPP $2.9 JPMorgan Chase Bank, N.A.

Dawson Geophysical Company DWSN 21-Apr Energy Upstream Energy $25.4 PPP $6.4 Dominion Bank

Galaxy Gaming Inc. GLXZ 21-Apr Consumer Services Hospitality Services $16.5 PPP $0.8 Zions Bancorporation, N.A.

MiMedx Group, Inc. MDXG 21-Apr Healthcare Healthcare Equipment $419.0 PPP $10.0 Bank of America, N.A. Chemical, Plastic and Nanophase Technologies Corporation NANX 21-Apr Non-Energy Materials $7.1 PPP $1.0 Libertyville Bank and Trust Co. N.A. Rubber Materials Nathan's Famous, Inc. NATH 21-Apr Consumer Services Hospitality Services $237.1 PPP $1.2 NA Yes All 27-Apr

Nortech Systems Incorporated NSYS 21-Apr Healthcare Healthcare Services $9.9 PPP $6.1 Bank of America, N.A.

NTN Buzztime, Inc. NTN 21-Apr Technology Software and Consulting $3.1 PPP $1.6 Level One Bank

Perceptron, Inc. PRCP 21-Apr Industrials Industrial Manufacturing $25.4 PPP $2.5 TCF National Bank

Profire Energy, Inc. PFIE 21-Apr Industrials Industrial Manufacturing $36.3 PPP $1.1 Bank of America, N.A.

Ramaco Resources, Inc. METC 21-Apr Energy Upstream Energy $95.0 PPP $8.4 KeyBank, N.A.

Scientific Industries, Inc. SCND 21-Apr Healthcare Healthcare Services $17.3 PPP $0.6 First National Bank of Penn. Chemical, Plastic and SenesTech, Inc. SNES 21-Apr Non-Energy Materials $4.7 PPP $0.6 BMO Harris Bank N.A. Rubber Materials Socket Mobile, Inc. SCKT 21-Apr Technology Hardware $7.8 PPP $1.1 Western Alliance Bank Electronic Components Sono-Tek Corporation SOTK 21-Apr Technology $36.0 PPP $1.0 M&T Bank and Manufacturing Torotel, Inc. TTLO 21-Apr Industrials Industrial Manufacturing $13.6 PPP $2.0 Cornerstone Bank

Twin Disc, incorporated TWIN 21-Apr Industrials Industrial Manufacturing $78.3 PPP $8.2 BMO Harris Bank N.A. Media and Publishing Wilhelmina International, Inc. WHLM 21-Apr Consumer Services $18.6 PPP $1.8 Zions Bancorporation, N.A. Services Accelerate Diagnostics, Inc. AXDX 20-Apr Healthcare Healthcare Equipment $584.0 PPP $4.8 Zions Bancorporation, N.A.

Aquestive Therapeutics, Inc. AQST 20-Apr Healthcare Biopharmaceuticals $119.2 PPP $4.8 Frost Bank Yes All 24-Apr

Astrotech Corporation ASTC 20-Apr Technology Hardware $19.5 PPP $0.5 Pioneer Bank SSB

BioNano Genomics, Inc. BNGO 20-Apr Healthcare Healthcare Services $19.0 PPP $1.8 East West Bank Media and Publishing Cinedigm Corp CIDM 20-Apr Consumer Services $48.8 PPP $2.2 East West Bank Services Continental Materials Corporation CUO 20-Apr Industrials Industrial Manufacturing $15.4 PPP $5.5 CIBC Bank, USA Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date CynergisTek, Inc. CTEK 20-Apr Healthcare Healthcare Services $21.9 PPP $2.8 BMO Harris Bank N.A.

Digimarc Corporation DMRC 20-Apr Technology Software and Consulting $197.1 PPP $5.0 Stearns Bank, N.A.

DMC Global Inc. BOOM 20-Apr Energy Upstream Energy $366.6 PPP $6.7 KeyBank, N.A. Food and Tobacco Eastside Distilling Inc EAST 20-Apr Consumer Non-Cyclicals $19.2 PPP $1.4 Live Oak Banking Company Production GeoVax Labs, Inc. GOVX 20-Apr Healthcare Biopharmaceuticals $3.7 PPP $0.2 First American Bank and Trust Co.

Gulf Island Fabrication, Inc. GIFI 20-Apr Industrials Industrial Manufacturing $44.2 PPP $10.0 Hancock Whitney Bank

Intellinetics, Inc. INLX 20-Apr Technology Software and Consulting $16.9 PPP $0.8 PNC Bank, N.A.

Inuvo, Inc. INUV 20-Apr Technology Software and Consulting $13.9 PPP $1.1 Relyance Bank N.A. Electronic Components LGL Group, Inc. LGL 20-Apr Technology $45.0 PPP $1.9 City National Bank of Florida and Manufacturing Sigma Labs, Inc. SGLB 20-Apr Industrials Industrial Manufacturing $4.8 PPP $0.4 Bank of Oklahoma

TSS, Inc. TSSI 20-Apr Industrials Industrial Services $19.1 PPP $0.9 Texas Capital Bank, N.A.

Ur-Energy Inc. URG 20-Apr Energy Upstream Energy $99.1 PPP $0.9 Bank of Oklahoma Specialty Finance and Usio, Inc. USIO 20-Apr Finance $24.0 PPP $0.8 Bank of San Antonio Services Veritone, Inc. VERI 20-Apr Business Services Business Services $108.6 PPP $6.5 Sunwest Bank

Westell Technologies, Inc. Class A WSTL 20-Apr Technology Hardware $9.7 PPP $1.6 JPMorgan Chase Bank, N.A.

AutoWeb Inc AUTO 17-Apr Technology Software and Consulting $9.5 PPP $1.4 PNC Bank, N.A. Mining and Mineral Broadwind Energy, Inc. BWEN 17-Apr Non-Energy Materials $23.1 PPP $9.5 CIBC Bank, USA Products CRH Medical Corporation CRHM 17-Apr Healthcare Healthcare Services $142.3 PPP $2.9 JPMorgan Chase Bank, N.A. Media and Publishing Educational Development Corporation EDUC 17-Apr Consumer Services $41.0 PPP $1.4 MidFirst Bank Services Media and Publishing Emmis Communications Corporation Class A EMMS 17-Apr Consumer Services $21.9 PPP $4.8 STAR Financial Bank Services Chemical, Plastic and Flotek Industries, Inc. FTK 17-Apr Non-Energy Materials $47.2 PPP $4.8 PNC Bank, N.A. Rubber Materials Hepion Pharmaceuticals, Inc. HEPA 17-Apr Healthcare Biopharmaceuticals $8.2 PPP $0.2 JPMorgan Chase Bank, N.A.

HyreCar, Inc. HYRE 17-Apr Industrials Industrial Services $24.5 PPP $2.0 JPMorgan Chase Bank, N.A.

Intellicheck Inc IDN 17-Apr Technology Software and Consulting $79.8 PPP $0.8 First National Bank of Carmi

LiveXLive Media Inc LIVX 17-Apr Technology Software and Consulting $121.3 PPP $2.0 MidFirst Bank Chemical, Plastic and Marrone Bio Innovations, Inc. MBII 17-Apr Non-Energy Materials $101.8 PPP $1.7 Five Star Bank Rubber Materials Mikros Systems Corporation MKRS 17-Apr Industrials Industrial Manufacturing $4.6 PPP $0.8 PNC Bank, N.A.

S&W Seed Company SANW 17-Apr Consumer Non-Cyclicals Food and Tobacco Production $63.8 PPP $2.0 N/A

Tecogen Inc. TGEN 17-Apr Industrials Industrial Manufacturing $25.3 PPP $1.9 Webster Bank, N.A.

TSR, Inc. TSRI 17-Apr Business Services Business Services $7.4 PPP $6.7 JPMorgan Chase Bank, N.A.

Ultralife Corporation ULBI 17-Apr Industrials Industrial Manufacturing $109.0 PPP $3.5 KeyBank, N.A. Yes All 27-Apr

ZYQC Group Holding Ltd. ZYQG 17-Apr Consumer Cyclicals Miscellaneous Retail $1,373.0 PPP $0.3 JPMorgan Chase Bank, N.A.

Air T, Inc. AIRT 16-Apr Industrials Industrial Services $33.5 PPP $8.2 Minnesota Bank & Trust

Ballantyne Strong, Inc. BTN 16-Apr Technology Hardware $22.7 PPP $3.2 University Bank Yes All 23-Apr

BIOLASE, Inc. BIOL 16-Apr Healthcare Healthcare Equipment $13.2 PPP $3.0 Pacific Mercantile Bank

BK Technologies Corp. BKTI 16-Apr Technology Hardware $34.1 PPP $2.2 JPMorgan Chase Bank, N.A. Yes All 23-Apr

BSQUARE Corporation BSQR 16-Apr Technology Hardware $13.8 PPP $1.6 JPMorgan Chase Bank, N.A. Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date Crawford United Corporation Class A CRAWA 16-Apr Industrials Industrial Manufacturing $33.8 PPP $3.7 JPMorgan Chase Bank, N.A.

ENGlobal Corporation ENG 16-Apr Energy Upstream Energy $23.7 PPP $4.9 Origin Bank

Enservco Corporation ENSV 16-Apr Energy Upstream Energy $12.2 PPP $1.9 East West Bank

Frequency Electronics, Inc. FEIM 16-Apr Technology Hardware $89.9 PPP $5.0 JPMorgan Chase Bank, N.A.

Hallador Energy Co HNRG 16-Apr Energy Upstream Energy $20.9 PPP $10.0 First Financial Bank, N.A.

Helius Medical Technologies Inc Class A HSDT 16-Apr Healthcare Healthcare Equipment $11.8 PPP $0.3 JPMorgan Chase Bank, N.A.

Infinite Group, Inc. IMCI 16-Apr Technology Software and Consulting $2.0 PPP $1.0 Upstate National Bank

J. Alexander's Holdings, Inc. Class A JAX 16-Apr Consumer Services Hospitality Services $63.3 PPP $15.1 Pinnacle Bank Yes All 24-Apr

Natural Gas Services Group, Inc. NGS 16-Apr Energy Upstream Energy $68.5 PPP $4.6 JPMorgan Chase Bank, N.A.

Oblong, Inc. OBLG 16-Apr Telecommunications Telecommunications $5.6 PPP $2.4 MidFirst Bank

OptiNose, Inc. OPTN 16-Apr Healthcare Biopharmaceuticals $183.6 PPP $4.4 JPMorgan Chase Bank, N.A. Yes All 24-Apr

Phunware, Inc. STLR 16-Apr Technology Software and Consulting $26.2 PPP $2.9 JPMorgan Chase Bank, N.A.

Pulmatrix Inc PULM 16-Apr Healthcare Biopharmaceuticals $37.7 PPP $0.6 NA

Quantum Corporation HDD 16-Apr Technology Hardware $159.4 PPP $10.0 PNC Bank, N.A.

Rave Restaurant Group, Inc. RAVE 16-Apr Consumer Services Hospitality Services $10.6 PPP $0.7 JPMorgan Chase Bank, N.A.

RiceBran Technologies RIBT 16-Apr Non-Energy Materials Chemical, Plastic and Rubber Materials$47.3 PPP $1.8 Spirit of Texas Bank

Rocky Mountain Chocolate Factory, Inc. RMCF 16-Apr Consumer Non-Cyclicals Food and Tobacco Production $27.5 PPP $1.4 1st Source Bank

Smith-Midland Corporation SMID 16-Apr Non-Energy Materials Mining and Mineral Products $23.9 PPP $2.7 Summit Community Bank

U.S. Auto Parts Network, Inc. PRTS 16-Apr Consumer Cyclicals Miscellaneous Retail $97.4 PPP $4.1 JPMorgan Chase Bank, N.A.

Vaso Corp. VASO 16-Apr Healthcare Healthcare Services $6.5 PPP $3.6 PNC Bank, N.A.

Workhorse Group Inc. WKHS 16-Apr Industrials Industrial Manufacturing $172.4 PPP $1.4 PNC Bank, N.A.

ZAGG Inc ZAGG 16-Apr Non-Energy Materials Mining and Mineral Products $99.7 PPP $9.4 KeyBank, N.A.

Adamis Pharmaceuticals Corporation ADMP 15-Apr Healthcare Healthcare Services $28.5 PPP $3.2 Arvest Bank

Identiv, Inc. INVE 15-Apr Technology Hardware $46.7 PPP $2.9 East West Bank

Joint Corp JYNT 15-Apr Healthcare Healthcare Services $154.8 PPP $2.7 JPMorgan Chase Bank, N.A.

Kura Sushi USA Inc Class A KRUS 15-Apr Consumer Services Hospitality Services $78.0 PPP $6.0 Bank of the West Yes All 22-Apr

Legacy Housing Corporation LEGH 15-Apr Finance Real Estate $234.0 PPP $6.5 Peoples Bank

MannKind Corporation MNKD 15-Apr Healthcare Biopharmaceuticals $274.9 PPP $4.9 JPMorgan Chase Bank, N.A.

Misonix Inc MSON 15-Apr Healthcare Healthcare Equipment $189.4 PPP $5.2 JPMorgan Chase Bank, N.A.

New Age Beverages Corp NBEV 15-Apr Consumer Non-Cyclicals Food and Tobacco Production $130.7 PPP $6.9 East West Bank

Perma-Fix Environmental Services, Inc. PESI 15-Apr Business Services Business Services $67.9 PPP $5.7 PNC Bank, N.A.

PolarityTE, Inc. PTE 15-Apr Healthcare Healthcare Services $40.3 PPP $3.6 KeyBank, N.A.

Trovagene, Inc. TROV 15-Apr Healthcare Healthcare Equipment $11.5 PPP $0.3 JPMorgan Chase Bank, N.A.

Fiesta Restaurant Group, Inc. FRGI 14-Apr Consumer Services Hospitality Services $154.0 PPP $10.0 JPMorgan Chase Bank, N.A.

ImmuCell Corporation ICCC 14-Apr Healthcare Healthcare Services $33.8 PPP $0.9 Gorham Savings Bank

Lindblad Expeditions Holdings Inc LIND 14-Apr Consumer Services Hospitality Services $254.6 PPP $6.6 Citibank, N.A. Company Name Ticker Date Sector Industry Market Cap (m) Type of Loan Loan Amount (m) Lender Repay Loan Repay Amount Repay File Date Pro-Dex, Inc. PDEX 14-Apr Healthcare Healthcare Services $68.8 PPP $1.4 Minnesota Bank & Trust

Wave Life Sciences Ltd. WVE 14-Apr Healthcare Biopharmaceuticals $279.4 PPP $7.2 JPMorgan Chase Bank, N.A. Yes All 23-Apr

Blonder Tongue Laboratories, Inc. BDR 13-Apr Technology Hardware $5.3 PPP $1.8 JPMorgan Chase Bank, N.A.

CPI Aerostructures, Inc. CVU 13-Apr Industrials Industrial Manufacturing $36.0 PPP $4.8 BNB Bank

Potbelly Corp. PBPB 13-Apr Consumer Services Hospitality Services $71.2 PPP $10.0 JPMorgan Chase Bank, N.A. Yes All 27-Apr

Ruth's Hospitality Group, Inc. RUTH 13-Apr Consumer Services Hospitality Services $239.6 PPP $20.0 JPMorgan Chase Bank, N.A. Yes All 24-Apr

SIFCO Industries, Inc. SIF 13-Apr Industrials Industrial Manufacturing $13.3 PPP $5.0 JPMorgan Chase Bank, N.A.

Shake Shack, Inc. Class A SHAK 10-Apr Consumer Services Hospitality Services $1,711.0 PPP $10.0 JPMorgan Chase Bank, N.A. Yes All 20-Apr Market Cap Breakdown: Companies Receiving & Repaying CARES Act Loan - 4/27/20 Companies Receiving & Repaying CARES Act Loan - 4/27/20 Market Cap # of Companies Receiving Loan % of Companies Receiving Loan # of Companies Returning Loan % of Companies Returning Loan > $1B 2 1% 1 7% $500M to $1B 1 0% 0 0% $100M to $500M 45 20% 8 53% $10M to $100M 132 58% 6 40% <$10M 46 20% 0 0% TOTAL 226 100% 15 100%

Sector Tally: Companies Receiving & Repaying CARES Act Loan - 4/27/20

Sector # of Companies Receiving Loan % of Companies Receiving Loan # of Companies Returning Loan % of Companies Returning Loan Business Services 9 4% 0 0% Consumer Cyclicals 9 4% 0 0% Consumer Non-Cyclicals 7 3% 0 0% Consumer Services 18 8% 6 40% Energy 10 4% 0 0% Finance 8 4% 1 7% Healthcare 71 31% 3 20% Industrials 31 14% 1 7% Non-Energy Materials 15 7% 0 0% Technology 45 20% 3 20% Telecommunications 2 1% 1 7% Utilities 1 0% 0 0% TOTAL 226 100% 15 100%