Base Prospectus Dated May 12, 2021
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Initial Public Offerings
November 2017 Initial Public Offerings An Issuer’s Guide (US Edition) Contents INTRODUCTION 1 What Are the Potential Benefits of Conducting an IPO? 1 What Are the Potential Costs and Other Potential Downsides of Conducting an IPO? 1 Is Your Company Ready for an IPO? 2 GETTING READY 3 Are Changes Needed in the Company’s Capital Structure or Relationships with Its Key Stockholders or Other Related Parties? 3 What Is the Right Corporate Governance Structure for the Company Post-IPO? 5 Are the Company’s Existing Financial Statements Suitable? 6 Are the Company’s Pre-IPO Equity Awards Problematic? 6 How Should Investor Relations Be Handled? 7 Which Securities Exchange to List On? 8 OFFER STRUCTURE 9 Offer Size 9 Primary vs. Secondary Shares 9 Allocation—Institutional vs. Retail 9 KEY DOCUMENTS 11 Registration Statement 11 Form 8-A – Exchange Act Registration Statement 19 Underwriting Agreement 20 Lock-Up Agreements 21 Legal Opinions and Negative Assurance Letters 22 Comfort Letters 22 Engagement Letter with the Underwriters 23 KEY PARTIES 24 Issuer 24 Selling Stockholders 24 Management of the Issuer 24 Auditors 24 Underwriters 24 Legal Advisers 25 Other Parties 25 i Initial Public Offerings THE IPO PROCESS 26 Organizational or “Kick-Off” Meeting 26 The Due Diligence Review 26 Drafting Responsibility and Drafting Sessions 27 Filing with the SEC, FINRA, a Securities Exchange and the State Securities Commissions 27 SEC Review 29 Book-Building and Roadshow 30 Price Determination 30 Allocation and Settlement or Closing 31 Publicity Considerations -
Registration Statement Under Securities Act of 1933
UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0065 Washington, D.C. 20549 Expires: October 31, 2021 Estimated average burden FORM S-1 hours per response ............653.54 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) (Name, address, including zip code, and telephone number, including area code, of agent for service) (Approximate date of commencement of proposed sale to the public) If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. -
Class Action Complaint
1 Laurence M. Rosen, Esq. (SBN 219683) THE ROSEN LAW FIRM, P.A. 2 FI fL tE B 355 South Grand Avenue, Suite 2450 . AN MATEO COUNTY Los Angeles, CA 90071 3 Telephone: (213) 785-2610 4 Facsimile: (213) 226-4684 Email: [email protected] 5 SARRAF GENTILE LLP 6 Ronen Sarraf . Joseph Gentile 7 14 Bond Street, Suite 212 8 Great Neck, New York (516) 699-8890 9 Attorneys for Plaintiffs 10 11 SUPERIOR COURT OF THE STATE OF CALIFORNIA 12 COUNTY OF SAN MATEO 18 e , v8 2 2 ~ 8 m 13 ~----------- OHNNY HOSEY and GEORGE SHILLIARE, ) Case No.: _______ -< 14 ndividually and on behalf of all others similarly ) 'T1 ituated, ) )> 15 ) CLASS ACTION COMPLAINT )< Plaintiffs, ) 16 ) s. ) 17 I I ) RICHARD 9,osTOLO, MIKE.,,PUPTA, LUCA ) DEMAND FOR JURY TRIAL 18 BARATTA, JACK DORSEY, BETER ) CHERNIN, :PETER CURRIE(I>ETER" ) 19 FENTON,1)AVIDROSENBLATT:'EVAN / ) ) 20 WJLLIAMS, GOLDMAN, SACHS & CO., -'/ ) MORGAN STANLEY & CO. LkC, J.P. 1/ I ) 21 MORGAN SECURITIES LLC,"TWITTER, ) /1~-CIV0;228 ... INC., MERRILL LYNCH, PIERCE, FENNER ) I CMP i Complaint Filed 22 & SMITH INCORPORATElt), DEUTSCHE ) BANK SECURITIES INC./ALLEN & ) 23 COMPANY LLC, and CODE ADVISORS LLC, ) ) ; 1i1111111111111111111rnm1 ~ 24 ) 25 26 27 28 COMPLAINT Plaintiffs Johnny Hosey ("Hosey") and George Shilliare ("Shilliare")( collectively 2 "Plaintiffs") make the following allegations, individually and on behalf of all others similarly 3 situated, based upon the investigation by Plaintiffs' counsel, which included among other things, an 4 analysis of publicly available news articles, reports, corporate webcasts with analysts, public filings 5 made with the Securities and Exchange Commission ("SEC"), and securities analysts' reports about 6 Twitter, Inc. -
Security Prospectus
Security Prospectus Issue of DX1S Token by DXone Ltd. ISIN LI0550102979 This Securities Prospectus was approved by the Liechtenstein Financial Market Authority on 18.06.2020 and is valid until 17.06.2021. In case of significant new factors, material mistakes or material inaccuracies the Issuer is obliged to establish a supplement to the Prospectus. The Issuers obligation to supplement a prospectus does not apply when a prospectus is no longer valid. 2 Index I. Summary .............................................................................................................................................. 5 Introduction and Warnings ............................................................................................................. 5 Key Information on the Issuer ........................................................................................................ 5 Key Information on the Securities .................................................................................................. 7 Key Information on the offer of the Notes to the Public .............................................................. 10 a) Offer Period ............................................................................................................................... 10 b) Conditions .................................................................................................................................. 10 c) Issue Price ................................................................................................................................. -
Templeton Eafe Developed Markets Fund
TEMPLETON EAFE As at September 30, 2020 DEVELOPED MARKETS FUND Summary of Investment Portfolio REGIONAL WEIGHTINGS (%)* ASSET CLASS WEIGHTINGS (%) Europe 49.97 Common Stocks 91.84 Asia 41.87 Short-term securities and all other assets, net 8.16 INDUSTRY WEIGHTINGS (%)* TOP 25 HOLDINGS (%) Pharmaceuticals 10.94 Cash and cash equivalents** 5.79 Electronic Equipment, Instruments & Components 5.49 Deutsche Telekom AG 3.39 Multi-Utilities 5.30 Takeda Pharmaceutical Co. Ltd. 3.11 Real Estate Management & Development 5.05 E.ON SE 2.95 Chemicals 4.71 Hitachi Ltd. 2.93 Food & Staples Retailing 4.23 Fresenius Medical Care AG & Co. KGaA 2.83 Banks 4.18 BAE Systems PLC 2.80 Automobiles 4.09 AIA Group Ltd. 2.72 Semiconductors & Semiconductor Equipment 3.99 Bayer AG 2.63 Diversified Telecommunication Services 3.47 Kyocera Corp. 2.55 Oil, Gas & Consumable Fuels 2.96 Sumitomo Metal Mining Co. Ltd. 2.48 Health Care Providers & Services 2.83 Honda Motor Co. Ltd. 2.41 Aerospace & Defense 2.80 Sony Corp. 2.37 Textiles, Apparel & Luxury Goods 2.74 Covestro AG 2.36 Insurance 2.72 NXP Semiconductors NV 2.36 Machinery 2.60 Veolia Environnement SA 2.35 Metals & Mining 2.48 Matsumotokiyoshi Holdings Co. Ltd. 2.22 Wireless Telecommunication Services 2.44 Komatsu Ltd. 2.18 Industrial Conglomerates 2.38 Mitsui Fudosan Co. Ltd. 2.13 Household Durables 2.37 Roche Holding AG 2.08 Electrical Equipment 1.80 Sanofi 2.05 Construction & Engineering 1.59 Seven & i Holdings Co. Ltd. 2.01 Construction Materials 1.57 Sumitomo Mitsui Financial Group Inc. -
Base Prospectus
Base prospectus Final Terms for ISIN NO0010868318 Tomra Systems ASA FRN Senior Unsecured Open Bond Issue 2019/2022 Final Terms and the Base Prospectus dated 5 March 2020 together constitute the Base Prospectus for NO0010868318 Tomra Systems ASA FRN Senior Unsecured Open Bond Issue 2019/2022. The Base Prospectus contains complete information about the Issuer and the bond issue. The Base Prospectus is available on the Issuer's website https://www.tomra.com, or on the Issuer's visit address, Drengsrudhagen 2, 1385 Asker, or their successor (s). Asker/Oslo, 17 March 2020 Tomra Systems ASA Final Terms - Tomra Systems ASA FRN Senior Unsecured Open Bond Issue 2019/2022 ISIN NO0010868318 Terms used herein shall be deemed to be defined as such for the purposes of the conditions set forth in the Base Prospectus clause 2 Definition, 15.1.2 Definition and in the attached Bond Terms for each bond issue. Set out below is the form of Final Terms which will be completed for each bond issue which are issued under the Base Prospectus. MiFID II product governance / Retail investors, professional investors and ECPs target market – Solely for the purposes of each manufacturer’s product approval process, the target market assessment in respect of the notes has led to the conclusion that: (i) the target market for the notes is eligible counterparties, professional clients and retail clients each as defined in Directive 2014/65/EU (as amended, “MiFID II”); (ii) all channels for distribution to eligible counterparties and professional clients are appropriate; and (iii) the following channels for distribution of the notes to retail clients are appropriate – investment advice, portfolio management, non-advised sales and pure execution services – subject to the distributor’s suitability and appropriateness obligations under MiFID II, as applicable. -
Upsizing and Downsizing Your IPO
Upsizing and Downsizing Your IPO Posted by Charles M. Nathan, Latham & Watkins LLP, on Thursday July 29, 2010 Editor’s Note: Charles Nathan is Of Counsel at Latham & Watkins LLP and is co-chair of the firm’s Corporate Governance Task Force. This post is based on a Latham & Watkins Client Alert by Brian G. Cartwright, Alexander F. Cohen, Kirk A. Davenport and Joel H. Trotter. The reds have been printed; the deal is on the road; and the champagne is on ice. Now, all that is left is for the IPO investors to step up and buy the stock. It’s a tempting moment to relax — but an experienced deal lawyer knows better. This is the time to start preparing for the possibility that the deal will be wildly oversubscribed or will struggle mightily. In either case, the question that will shortly come your way is ―How much can the deal be upsized or downsized at pricing?‖ To answer that seemingly simple question, you will need to break it into three component parts: Was your registration statement accurate and complete as of the time it became effective? Have you provided investors with all the information they need to make an informed investment decision prior to confirming orders? Do you owe the SEC any additional filing fees? Getting to the bottom of these points is a surprisingly complex undertaking. The rules in this area are technical and not always intuitive, and you may be asked to make some difficult judgment calls under significant time pressure. The purpose of this Client Alert is to provide you with the tools you need to react quickly and wisely to questions about pricing outside the range when the moment of truth arrives. -
DELRAY BEACH Powerful of All Problem Solv- Sident Manager of Byer, Ical Complex
A RATON NEWS 24 Pages Vol. 13, No. 151 Sunday, Nov. 17, 1968 utr RASTOR tea Raton j- • Park building set to move into high gear Tunnel permit approved by road dept. Construction should get un- derway on a full scale this week at Spanish River Park. Last remaining obstacle, a permit from the State Road Department to install the pedestrian tunnel under A-l-A was delivered to the city late Friday, The city previously had sign- ed a contract for the improve- ments with low bidder Andrew F. Kay conditional upon re- Stake in foreground marks centerline of pedestrian tunnel New entrance to Florida Atlantic University lap-covered signs at the old entrance indicate ceipt of SRD approval. Kay's between Spanish River Park's parking lot and beach. Con- campus is now in use. The new roadway is that eastbound traffic soon will be barred from making left turns at the old road. contract covers the tunnel, struction office was moved to the site as the city prepared to west of the former Gladee Road entrance. Bur- restroom facilities, lookout to- push improvement program at the site. wer and a number of other improvements in the parcel now Area near hospital owned by the city. 9 With apackage priceof$194,- 'Richocketing'mail 600, he was the low bidder on the job. However, the permit to make Medical zoning is approved the cut in A^l-A hit a snag bounces around P.O. when the state asked that the Boca Raton will have a med- part of the five year capital the rest R-l. -
United States
Equity Capital Markets 2006/07 Country Q&A United States United States Stephen Giove, Danielle Carbone and Ferdinand Erker, Shearman & Sterling LLP www.practicallaw.com/0-203-1882 EQUITY CAPITAL MARKETS: GENERAL Requirements for registration 1. Please give a brief overview of the equity market in your ju- Public offerings of securities must be registered under the risdiction. Has it been active? What were the large deals over Securities Act of 1933 (Securities Act). Registration is the past year? accomplished by publicly filing a registration statement with the SEC and the SEC declaring the registration statement effective. A registration statement contains two parts: Overall activity in the US equity markets has increased signif- icantly over the last several years. Although there were fewer ■ A prospectus, which is the main marketing document for the than 90 initial public offerings (IPOs) in 2003, there were offering (see Questions 8 to 12). more than 200 in each of 2004 and 2005. The aggregate value of IPOs has also increased significantly, from over ■ Other technical information that is made public but is not US$17 billion (about EUR13.5 billion) in 2003 to more than distributed to investors, including undertakings by the com- US$36 billion (about EUR28.5 billion) in 2005, although pany and exhibits. 2005 was down from more than US$46 billion (about EUR36.4 billion) offered in 2004. The results for the first half If the offered securities will be listed on an exchange, a separate of 2006 − over 100 completed IPOs with an aggregate value registration statement must be filed with the SEC under the of over US$20 billion (about EUR15.87 billion) − are slightly Securities Exchange Act of 1934 (Exchange Act). -
Eurozone 120, Euronext Vigeo US 50, Euronext Vigeo France 20, Euronext Vigeo United Kingdom 20 and Euronext Vigeo Benelux 20, Will Be Updated Every Six Months
Vigeo Eiris’ indices are composed of the highest-ranking listed companies as evaluated by the agency in terms of their performance in corporate responsibility. This range of indices: Euronext Vigeo World 120, Euronext Vigeo Europe 120, Euronext Vigeo Eurozone 120, Euronext Vigeo US 50, Euronext Vigeo France 20, Euronext Vigeo United Kingdom 20 and Euronext Vigeo Benelux 20, will be updated every six months. Constituent selection is based on data from the Equitics® methodology, developed by Vigeo. Selected companies have achieved the highest ratings in their reference universe. INDEX FEATURES Number of Constituents 120 Index Type Price Index Eligible Stock All the companies included in the related Vigeo Euronext Universe The weighting of each component at the review date reflects the Equitics® score of the Weighting company divided by the total sum of the scores of all components Review Semi-Annually ( June and December) New constituents – November 2016 Eurozone 120: the 4 most A2A Electric & Gas Utilities ABN-AMRO Hldg Diversified Banks represented sectors Carrefour Supermarkets Covestro AG Chemicals Enagas Electric & Gas Utilities 13% Fortum Electric & Gas Utilities Electric & Gas Utilities Groupe Casino Supermarkets 9% Chemicals HEIDELBERG CEMENT AG Building Materials Jerónimo Martins Supermarkets Diversified Publicis Groupe Broadcasting & Advertising 9% Banks Snam Electric & Gas Utilities Insurance 5% WARTSILA Industrial Goods & Services Other Information on performance Average overall score 55/100 Lowest global score 46/100 Highest -
Euro Stoxx® International Exposure Index
EURO STOXX® INTERNATIONAL EXPOSURE INDEX Components1 Company Supersector Country Weight (%) ASML HLDG Technology Netherlands 6.02 LVMH MOET HENNESSY Consumer Products & Services France 4.99 LINDE Chemicals Germany 3.79 SAP Technology Germany 3.62 SANOFI Health Care France 3.20 IBERDROLA Utilities Spain 3.04 SIEMENS Industrial Goods & Services Germany 2.63 AIR LIQUIDE Chemicals France 2.17 SCHNEIDER ELECTRIC Industrial Goods & Services France 2.10 L'OREAL Consumer Products & Services France 2.05 ANHEUSER-BUSCH INBEV Food, Beverage & Tobacco Belgium 1.99 BASF Chemicals Germany 1.89 ADIDAS Consumer Products & Services Germany 1.76 AIRBUS Industrial Goods & Services France 1.68 DAIMLER Automobiles & Parts Germany 1.65 BAYER Health Care Germany 1.61 PHILIPS Health Care Netherlands 1.51 ADYEN Industrial Goods & Services Netherlands 1.49 ESSILORLUXOTTICA Health Care France 1.40 DEUTSCHE TELEKOM Telecommunications Germany 1.36 INFINEON TECHNOLOGIES Technology Germany 1.35 Kering Retail France 1.35 BCO SANTANDER Banks Spain 1.29 SAFRAN Industrial Goods & Services France 1.26 HERMES INTERNATIONAL Consumer Products & Services France 1.10 PERNOD RICARD Food, Beverage & Tobacco France 1.09 CRH Construction & Materials Ireland 1.09 DEUTSCHE POST Industrial Goods & Services Germany 1.05 BCO BILBAO VIZCAYA ARGENTARIA Banks Spain 1.03 FLUTTER ENTERTAINMENT Travel & Leisure Ireland 1.02 DANONE Food, Beverage & Tobacco France 1.00 MUENCHENER RUECK Insurance Germany 0.99 VOLKSWAGEN PREF Automobiles & Parts Germany 0.82 BMW Automobiles & Parts Germany 0.80 -
Bayer AG Financial Statements 2015 2 Bayer AG Financial Statements 2015 Contents
Bayer AG Financial Statements 2015 2 Bayer AG Financial Statements 2015 Contents The management report of Bayer AG is combined with the management report of the Bayer Group. The Combined Management Report is published in Bayer’s Annual Report for 2015. The financial statements and the Combined Management Report of the Bayer Group and Bayer AG for fiscal 2015 have been submitted to the operator of the electronic Federal Gazette in Germany and are accessible via the Company Register website. Contents FINANCIAL STATEMENTS Income Statements 3 Statements of Financial Position 4 Notes to the Financial Statements 5 Accounting Policies 5 Recognition and Valuation Principles 5 Notes to the Income Statements 8 Notes to the Statements of Financial Position 13 Other Information 25 PROPOSAL FOR THE USE OF THE DISTRIBUTABLE PROFIT 47 RESPONSIBILITY STATEMENT 47 AUDITOR’S REPORT 48 FURTHER INFORMATION Governance Bodies 49 Financial Calendar, Masthead, Disclaimer 52 Bayer AG Financial Statements 2015 3 Income Statements Income Statements Note 2014 2015 € million € million Income from investments in affiliated companies – net [1] 3,213 2,444 Interest expense – net [2] (341) (484) Other financial income – net [3] 129 409 Other operating income [4] 128 99 General administration expenses (272) (324) Other operating expenses [5] (147) (177) Income before income taxes 2,710 1,967 Income taxes [6] (256) (606) Net income 2,454 1,361 Allocation to other retained earnings / Withdrawal from other retained earnings (593) 706 Distributable profit 1,861 2,067 4 Bayer