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State Judicial Nomination Commission and Office Of STATE JUDICIAL NOMINATION COMMISSION AND OFFICE OF THE GOVERNOR JOINT JUDICIAL APPLICATION Please complete this application by placing your responses in normal type, immediately beneath each request for information. Requested documents should be attached at the end of the application or in separate PDF files, clearly identifying the numbered request to which each document is responsive. Completed applications are public records. If you cannot fully respond to a question without disclosing information that is confidential under state or federal law, please submit that portion of your answer separately, along with your legal basis for considering the information confidential. Do not submit opinions or other writing samples containing confidential information unless you are able to appropriately redact the document to avoid disclosing the identity of the parties or other confidential information. PERSONAL INFORMATION 1. State your full name. Thomas James Duff 2. State your current occupation or title. (Lawyers: identify name of firm, organization, or government agency; judicial officers: identify title and judicial election district.) Duff Law Firm, P.LC. 4090 Westown Parkway, Suite 102 West Des Moines, Iowa 50266 Phone: 515-224-4999 Fax: 515-327-5401 Email: [email protected] 3. State your date of birth (to determine statutory eligibility). March 25, 1963 4. State your current city and county of residence. Des Moines (Polk County) Iowa 1 (Adopted June 17, 2019) PROFESSIONAL AND EDUCATIONAL HISTORY 5. List in reverse chronological order each college and law school you attended including the dates of attendance, the degree awarded, and your reason for leaving each school if no degree from that institution was awarded. ANSWER: Drake University Law School: 1985-1988 Des Moines, Iowa J.D. with Honors University of Iowa: 1981-1985 Iowa City, Iowa B.A. (English) 6. Describe in reverse chronological order all of your work experience since graduating from college, including: a. Your position, dates (beginning and end) of your employment, addresses of law firms or offices, companies, or governmental agencies with which you have been connected, and the name of your supervisor or a knowledgeable colleague if possible. b. Your periods of military service, if any, including active duty, reserves or other status. Give the date, branch of service, your rank or rating, and present status or discharge status. ANSWER: (a) October 2003 to present Duff Law Firm, P.L.C. 4090 Westown Parkway, Suite 102 West Des Moines, Iowa 50266 I am the sole shareholder of this law firm. November 1993 to September 2003 Roxanne Conlin & Associates, P.C. 319 7th Street, Suite 600 Des Moines, Iowa 50309 Supervisor: Roxanne Conlin Vandeventer, Black, Meredith & Martin 500 World Trade Center Norfolk, Virginia 23510 September 1989 to November 1993 2 (Adopted June 17, 2019) Supervisors: Nash Bilisoly and John Ryan August 1988 to August 1989 Honorable J. Calvitt Clarke, Jr. United States District Court Eastern District of Virginia Norfolk, Virginia 23510 Supervisor: Judge Clarke 1986-1988 James, Galligan & Conlin Des Moines, Iowa Supervisors: Roxanne Conlin/Dwight James (b) None. 7. List the dates you were admitted to the bar of any state and any lapses or terminations of membership. Please explain the reason for any lapse or termination of membership. ANSWER: Iowa: June 17, 1988 Virginia: October 1, 1989. I voluntarily allowed my membership in the Virginia bar to lapse after moving to Iowa. 8. Describe the general character of your legal experience, dividing it into periods with dates if its character has changed over the years, including: a. A description of your typical clients and the areas of the law in which you have focused, including the approximate percentage of time spent in each area of practice. b. The approximate percentage of your practice that has been in areas other than appearance before courts or other tribunals and a description of the nature of that practice. c. The approximate percentage of your practice that involved litigation in court or other tribunals. d. The approximate percentage of your litigation that was: Administrative, Civil, and Criminal. e. The approximate number of cases or contested matters you tried (rather than settled) in the last 10 years, indicating whether you were sole counsel, chief counsel, or associate counsel, and whether the matter was tried to a 3 (Adopted June 17, 2019) jury or directly to the court or other tribunal. If desired, you may also provide separate data for experience beyond the last 10 years. f. The approximate number of appeals in which you participated within the last 10 years, indicating whether you were sole counsel, chief counsel, or associate counsel. If desired, you may also provide separate data for experience beyond the last 10 years. ANSWER: (a) While employed by Judge Clarke my duties included legal research and writing judicial opinions in both civil and criminal matters. I would estimate 65- 70% of the court’s docket involved criminal matters, particularly drug-related offenses. The civil cases involved those typically found in federal court: personal injury cases based upon diversity of citizenship, employment discrimination cases and business litigation including antitrust, contract and construction cases. From September 1989 to November 1993 I worked for Vandeventer, Black, Meredith & Martin in Norfolk, Virginia. I practiced civil litigation in trial and appellate courts in federal and state court in Virginia. This law firm specialized in maritime law. I defended personal injury cases brought under the Jones Act, the Death on the High Seas Act and other maritime statutes. I also devoted a substantial portion of my practice to defending employers in workers’ compensation claims brought under the Virginia Workers Compensation Act and the Longshore and Harbor Workers Compensation Act. While employed at Vandeventer my clients included workers’ compensation carriers such as AIA, Travelers, and Hartford. I also represented vessel owners, vessel repair companies, and tugboat companies defending workers compensation and personal injury claims. A representative sample of clients includes Norshipco, Virginia International Terminals, Metro Machine and Moran Towing. From November 1993 to September 2003 I was employed as an associate attorney at Roxanne Conlin & Associates, P.C. in Des Moines, Iowa. I specialized in personal injury and employment discrimination cases. The personal injury cases were primarily car accidents. The employment discrimination cases involved claims alleging harassment and discrimination on the basis of sex, age or race. During this period of time I typically handled a greater number of personal injury cases in comparison to employment discrimination cases. Although it varied, 60- 70% of my case load was personal injury matters. However, employment discrimination cases require extensive motion practice and therefore a greater percentage of my time was devoted to those matters. There were no typical clients. While employed by Roxanne Conlin & Associates I represented executives, truck drivers, meatpackers, homemakers and construction workers to name a few. From November 2003 to present I have been a solo practitioner and sole owner of Duff Law Firm, P.L.C. I have continued practicing personal injury and employment discrimination. In addition to car accidents, I also handle product liability, professional negligence, premises liability and construction injury cases. 4 (Adopted June 17, 2019) The employment cases involve sex, race, age and disability discrimination/harassment as well as wrongful discharge in violation of public policy. I also handle civil rights cases and have acted as co-counsel in several class action lawsuits. My clients are Iowa citizens who have been injured or killed, wrongfully terminated or had their civil rights violated. I have represented doctors, bank executives, nurses, law enforcement officers, teachers, hourly laborers, immigrants, homemakers and children. (b) Severance Negotiation: I provide legal advice to and negotiate severance agreements for employees who have been, or are about to be, terminated by their employer. I would estimate this is less than 5% of my practice. Arbitration: I also serve as an arbitrator for FINRA (Financial Industry Regulatory Authority) f/k/a NASD beginning in June 2004. The nature of the practice involves acting as a neutral. The FINRA cases typically involve cases involving the sale or trading of various securities. I became a certified arbitrator with the American Arbitration Association in June 2017. The AAA arbitrations I have handled thus far include credit card disputes and claims arising under the Telephone Consumer Protection Act. The arbitration work is around 5% of my practice. Mediation: I am a certified mediator. I probably mediate one or two cases per year so no more than 2% of my practice. (c) The remaining portion of my practice or approximately 88% of my practice is in courts or other tribunals. (d) Civil-80% Administrative -8% Criminal-0% (e) Jury Trial-8 Chief counsel: 4 Associate Counsel: 4 Non-Jury: 2 (sole counsel) Administrative: 2 (sole counsel) (f) Appeals- 5 Chief counsel on all 9. Describe your pro bono work over at least the past 10 years, including: 5 (Adopted June 17, 2019) a. Approximate number of pro bono cases you’ve handled. b. Average number of hours of pro bono service per year. c. Types of pro bono cases. ANSWER: In January 2001 I completed 40 hours of mediation training through the American Academy of ADR Attorneys. From 2001-2003 I was a volunteer mediator for small claims cases through the District Court Mediation Program in Polk County. After I started my own law firm in 2003, I handled a few (less than 5) divorce cases through Polk County Bar Association-Volunteer Lawyers Project. However, I frequently represent employees at unemployment hearings pro bono and give members of the public free advice and direction about how to resolve and/or preserve their claims (e.g. filing a complaint with the Iowa Civil Rights Commission) or how to resolve smaller personal injury claim directly with the insurance company.
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