VERSION 11.3 Mandatory INSTRUCTIONS/CHECKLISTFORFILLINGKYCFORM C

Home , Bombay Stock Exchange, Depository participant

NRI VERSION 11.3 Mandatory INSTRUCTIONS/CHECKLISTFORFILLINGKYCFORM C. Proof of Address(POA):-Listof documentsadmissibleasProof of Address: A. IMPORTANTPOINTS: (*Documents having an expiry date should be valid on the date of 1 Self attested copy of PAN card is mandatory for all clients, including submission.) Promoters/Partners/Karta/Trustees and whole time directors and persons 1. *Passport / Voters Identity Card / Ration Card / Aadhar Card / Registered authorizedtodealinsecuritiesonbehalf of company/firm/others. Lease or Sale Agreement of Residence / Driving License / Flat Maintenance 2. Copies of all the documents submitted by the applicant should be self- bill/InsuranceCopy. attestedandaccompaniedbyoriginalsforverification. 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not In case the original of any document is not produced for verification, then morethan3monthsold. copies should be properly attested by entities authorised for attesting the 3. BankAccountStatement/Passbook--Notmorethan3monthsold. documents,asperthebelowmentionedlist. 4. Self-declaration by High Court and Supreme Court judges, giving the new 3. If any proof of identity or address is in a foreign language, then translation addressinrespectof theirownaccounts. intoEnglishisrequired. 5. POAissuedbyanyof thefollowing:BankManagersof ScheduledCommercial 4. Name & address of the applicant mentioned on the KYC form, should match Banks/Scheduled Co-Operative Bank/Multinational Foreign Banks/Gazetted withthedocumentaryproof submitted. Officer/Notarypublic/Elected representatives to the Legislative 5. If correspondence & permanent address are different, then proofs for both Assembly/Parliament/Documents issued by any Govt. or Statutory havetobesubmitted. Authority. 6. Soleproprietormustmaketheapplicationinhisindividualname&capacity. 6. Identity card/document with address, issued by any of the following: 7. For non-residents and foreign nationals, (allowed to trade subject to RBI and Central/State Government and its Departments, Statutory/Regulatory FEMA guidelines), copy of passport/PIO Card/OCI Card and overseas Authorities, Public Sector Undertakings, Scheduled Commercial Banks, addressproof ismandatory. Public Financial Institutions, Colleges affiliated to Universities and 8. For foreign entities, CIN is optional; and in the absence of DIN no. for the Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their directors,theirpassportcopyshouldbegiven. Members. 9. In case of Merchant Navy NRI's, Mariner's declaration or certified copy of 7. For FII/sub account, Power of Attorney given by FII/sub-account to the CDC(ContinuousDischargeCertificate)istobesubmitted. Custodians (which are duly notarized and/or apostiled or consularised) that 10.For opening an account with Depository participant or Mutual Fund, for a givestheregisteredaddressshouldbetaken. minor, photocopy of the School Leaving Certificate/Mark sheet issued by 8. Theproof of addressinthenameof thespousemaybeaccepted. Higher Secondary Board/Passport of Minor/Birth Certificate must be 9. Aadhaar Letter issued by UIDAI shall be admissible as Proof of address in provided. additiontoProof of Identity. 11.Politically Exposed Persons (PEP) are defined as individuals who are or have 10.e-KYC service launched by UIDAI shall also be accepted as a valid process for been entrusted with prominent public functions in a foreign country, e.g., KYC verification. The information containing the relevant client details and Heads of States or of Governments, senior politicians, senior photograph made available from UIDAI as a result of e-KYC process shall be Government/judicial/ military officers, senior executives of state owned treated as a valid proof of address corporations, important political party officials, etc. D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in B. Proof of Identity(POI):-Listof documentsadmissibleasProof of Identity: supportof suchclaimstobecollected.) 1. Unique Identification Number (UID) (Aadhaar)/ Passport/ Voter ID card/ 1. In case of transactions undertaken on behalf of Central Government and/or Drivinglicense. State Government and by officials appointed by Courts e.g. Official liquidator, 2. PANcardwithphotograph. Courtreceiveretc. 3. Identity card/ document with applicant's Photo, issued by any of the 2. Investorsresidinginthestateof Sikkim. following: Central/State Government and its Departments, 3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns Statutory/Regulatory Authorities, Public Sector Undertakings, inIndia. Scheduled Commercial Banks, Public Financial Institutions, Colleges 4. SIPof MutualFundsuptoRs50,000/-p.a. affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar 5. In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs, Scheduled Council etc., to their Members; and Credit cards/Debit cards issued Commercial Banks, Multilateral and Bilateral Development Financial by Banks. Institutions, State Industrial Development Corporations, Insurance 4. e-KYC service launched by UIDAI shall also be accepted as a valid process for Companies registered with IRDA and Public Financial Institution as defined KYC verification. The information containing the relevant client details and under section 4A of the Companies Act, 1956, Custodians shall verify the photograph made available from UIDAI as a result of e-KYC process shall be PAN card details with the original PAN card and provide duly certified treated as a valid proof of Identity. copies of such verified PAN details to the intermediary. E. List of people authorised to attest the documents: Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative bank or MultinationalBank(Name,Designation&Sealshouldbeaffixedonthecopy) 1.INSTRUCTIONSINSTRUCTIONS / CHECK LIST Additional documents in case of trading in derivatives segment (illustrative list): 1. Copy of ITR Acknowledgement 4. Net worth Certificate - CA Certified 7. Demat Account Holding Statement along with valuation 2. Copy of Annual Accounts 5. Salary Slip 8. *Any other relevant documents substantiating 3. Copy of Form 16 in case of salary income 6. Bank Statement (For last 6 months) ownership of Assets 2. In case of non-resident clients, employees at the stock broker's local office, overseas can do in-person' verification. Further, considering the infeasibility of carrying out 'In-person' verification of the non-resident clients by the stock broker's staff, attestation of KYC documents by Notary Public, Court, Magistrate, Judge, Local Banker,Indian Embassy / Consulate General in the country where the client resides may be permitted. 3. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/Consulate General in the country where the client resides are permitted to attest the documents. * Relevant documents as per risk management policy of the stock broker to be provided by the client from time to time. 1 SHAREKHAN LIMITED 10th Floor, Beta Building, Lodha, iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Railway Station, Kanjurmarg (E), Mumbai - 400 042. Application No. Acknowledgment Slip Date : ____ / ____ / ______Received the application from the following holder/s for opening a trading & depository account. Please quote the Client Code, DP ID & Client ID allotted to you in al your future correspondence. Name of 1st Holder Name of 2nd Holder Name of 3rd Holder

Received Cheque No. ______Amount ______Bank Name ______Received Cheque No. ______Amount ______Bank Name ______Executive Name : Executive Sign : Outlet Name : Outlet Code : For all queries, please call 1800 22 7500 / 3970 7500 (Local Call Charges) / 022 - 6115 0000 (If you are in Mumbai) Sharekhan For DP Inquires & Queries email at [email protected] & Broking Queries email at [email protected] Seal and Signature Note : “Kindly DO NOT handover Cash / Shares to the sales executive for any reason.

INDEX Sr. No Name of the Document Brief Significance of the Document Page No. MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI, DEPOSITORY & EXCHANGES 1. Account Opening Form-Checklist and Instructions This Instructions Checklist relevant to opening trading & demat account. 1 2. Know Your Client (KYC) Application Form This Document captures the basic information about the client 4-6 3. Account Opening Form for Trading and This Document captures the additional information about the clients relevant Depository trading and depository account 7-14 4. Tariff Sheet for Trading Account This Document details the rate/amount of brokerage and other charges levied on the client for trading on the Stock Exchange(s). 15 5. Tariff Sheet for Demat Account for NRE/ NRO Document contains the schedule of demat fee 16 & 17 account. 6. Agreement between Clearing Member and This document lays down the basic rights of the Clearing Member Consituent (Custodial Participant) and the Constituent 18-20 7. Policies and Procedures This Document describes significant policies and procedures of the Stock Broker. 21-23 8. Rights and Obligations For Trading This Document states the Rights & Obligations of Stock broker / trading member, sub-broker and client for trading on exchanges (including 24-27 additional rights & obligations in case of internet/ wireless technology based trading). 9. Rights and Obligations For Depository This document states the rights and obligation of Beneficial owner and 28-29 Participants and BO Depository Participant to be exercised in respect of demat accounts 10. Risk Disclosure Document (RDD) This Document details risks associated with dealing in the securities market. 30-32 11. Guidance Note This Document details do’s and don’ts for trading on exchange, for the education of the investors. 33 VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER 12. Consent to receive transaction statement on This Documents Authorizes Sharekhan to send transaction statement on e-mail e-mail for NRE and NRO account. 34 13. Mandate for maintaining the account on This letter will enable you to maintain your account on a running running account basis account basis. 35 14. Confirmation and Acceptance of Terms and This document states the Terms and Conditions applicable to the Conditions governing the services provided Trading account and demat account. 36-44 First Step AMC Account by the Stock Broker 15. Authority Letter This letter confers various rights on Sharekhan for operating trading & Depository account. 45

16. Power of Attorney Confers specific rights on Sharekhan for operating your Demat account 46-47 & and for transferring the shares for margin/ pay-in purpose and also authorises Sharekhan to act based on the instructions given by you. 48-49

17. Others Application for the allotment of NRI code and Undertaking for not SHAREKHAN LIMITED deducting tax 50 18. Profile Sheet This enables you to know your interest in the stock market such that we can serve you better. 51 Application No. Acknowledgment Slip Name of 1st Holder Name of 2nd Holder Name of 3rd Holder Client Code :- First Step AMC Account Outlet Name Code First Step AMC Account Employee Name Code Remisier Name Code Referring Employee Name Name of Corporate NRE - PIS NRO - PIS NRE NON - PIS NRO NON - PIS

Sharekhan Seal and Signature NRI - Version 11.3 2 SHAREKHAN LIMITED Registered Office Address : 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042, Maharashtra. | Tel: 022 - 6115 0000. | Fax No. 022 - 6748 1899 | Website: www.sharekhan.com SHAREKHAN LIMITED Correspondence Office Address : Plot No.1012, Devidayal Compound, Kanjur Village Road, Near Crompton & Greaves Ltd. Kanjurmarg (East), Mumbai - 400 042, Maharashtra. | Tel: 022 - 6128 1700 | Fax: 022 - 6693 0305 | Website: www.sharekhan.com Registered Office Address : Processing OfficeAddress : G-2, Salzburg Square, 107-Harrington Road, Chetpet, Chennai - 600031. Tel.: 044 - 2836 2900 /2836 3160 | Fax : 044 - 2820 4700 Correspondence Office Address : BSE NSE MCX-SX Sharekhan Limited Sharekhan Limited Sharekhan Limited Processing OfficeAddress : CASH SEGMENT SEBI Registration No. INB011073351 SEBI Registration No. INB231073330 SEBI Registration No. INB261073333 Date of Registration: 28.12.1999 Date of Registration: 30.11.2006 Date of Registration - 05.02.2013 Sharekhan Limited Sharekhan Limited Sharekhan Limited BSE NSE MCX-SX F&O SEGMENT SEBI Registration No. INF011073351 SEBI Registration No. INF231073330 SEBI Registration No. INF261073333 Date of Registration: 02.06.2000 Date of Registration: 30.11.2006 Date of Registration - 05.02.2013 Currency Sharekhan Limited Sharekhan Limited Sharekhan Limited CASH SEGMENT Derivative SEBI Registration No. INE011073351 SEBIRegistration No. INE231073330 SEBI Registration No. INE261073330 Segment Date of Registration: 28.11.2013 Date of Registration - 25.08.2008 Date of Registration - 30.09.2008 Compliance Officer:Mrs. Namita Godbole, Tel. No : 022 - 6115 0000, E-mail ID: [email protected] CEO Name:Mr.Tarun Shah, Tel No. : 022 - 6115 0000, E-mail ID: [email protected] F&O SEGMENT For any grievance/dispute, please contact Sharekhan Limited at the above address or e-mail [email protected]/ [email protected]/ [email protected]. In case youarenot satisfied with the response, please contact the concerned Exchange(s) at Currency (1)NSE - [email protected] at 1800-2200-58 Derivative (2)BSE - [email protected] or contact at 022 -2272 8097 Segment (3)MCX-SX - [email protected] or contact at 022-67319000 / Ext.8883 (4)SEBI - Login in through SEBI SCORES to address your grievences IMPORTANT NOTE , Signature of the First Holder/Client Signature of Second Holder Signature of the Third Holder Signature of the Witness Signature of the Broker/DP/Any other (s) BRANCH STAMP & DATE H O STAMP & DATE NSE BSE MCX-SX To, Sharekhan Limited, th 10 Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (E), Mumbai-400 042 IMPORTANT NOTE Dear Sir, I hereby acknowledge the receipt of the following documents which are part of client registration form. 1) Rights and obligations of the Stock Brokers, Sub-Brokers and Clients as prescribed by SEBI and Exchanges. 2) Rights and obligations of Beneficial owner and depository participant (DP) as per SEBI(Depository & Participant) Regulattions,1996. 3) Risk Disclosure Document for Capital Market and Derivatives Segments 4) Guidance Note-Do's and Don't's for trading on the Exchange (s) for Investors Signed for and behalf of Client BRANCH STAMP & DATE H O STAMP & DATE First Holder ______1stHolder Signature ______(1) Second Holder______2ndHolder Signature (1)______Third Holder______3rdHolder Signature ______(1) NSDL - Version 11.3 3

Sharekhan Limited, KNOW YOUR CLIENT (KYC) APPLICATION FORM SHAREKHAN LIMITED Registered office address: 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042, Maharashtra. | Tel: 022 - 6115 0000 | Fax No. 022 - 6748 1899 | Website: www.sharekhan.com A. IDENTITY DETAILS Please fill this form in ENGLISH and in BLOCK LETTERS). Name of The Applicant: Please affix your recent Name of Father/Husband: passport size photograph PAN Number: Compu lsor y Date of Birth:ddmmy yy y Gender Male Female

Aadhaar Number: Marital Status: Single Married Sign Status: Non Resident Foreign National Resident Individual (2) across Nationality: Indian Other (Please Specify:) ______PAN Card Other (Specify the proof of identity submitted) : ______B. ADDRESS DETAILS Residence / Correspondence Address: As per addres proof

Landmark: City: Pin Code: State Country: Specify the proof of address submitted for Residence / Correspondence address: Contact Details : Tel. No. (Off) :STD Code Tel. No. (Resi) : STD Code Fax No:STD Code Mobile No.: Email ID: Permanent Address (If different from above. Mandatory for Non-Resident Applicant to specify overseas address)

Landmark: City: Pin Code: State Country: Specify the proof of address submitted for Permanent Address: C. DECLARATION C. DECLARATION I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately.In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. Date ddmmy yy y Signature of the Applicant (3) SHAREKHAN LTD. FOR OFFICE USE ONLY SHAREKHAN LTD. Originals Verified & Self-Attested Document Copies Received. This is to certify that I have carried out in-person verification in respect of the client mentioned in the KYC form. Name of Branch / Sub Broker / Authorised Person : ______Name of Branch Staff / Sub Broker / Authorised Person : ______Staff Code: ______Designation : ______Signature of the Branch Staff / Sub-Broker / Authorised Person : ______Date : ______Place :______FOR OFFICE USE ONLY

Name & Signature of the Authorised Signatory Seal/Stamp of intermediary Date ddmmy yy y Name & Signature of the Authorised Signatory Seal/Stamp of intermediary 4

KNOW YOUR CLIENT (KYC) APPLICATION FORM SHAREKHAN LIMITED Registered office address: 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042, Maharashtra. | Tel: 022 - 6115 0000 | Fax No. 022 - 6748 1899 | Website: www.sharekhan.com A. IDENTITY DETAILS Please fill this form in ENGLISH and in BLOCK LETTERS). Name of The Applicant: Please affix your recent Name of Father/Husband: passport size photograph PAN Number: Compu lsor y Date of Birth:ddmmy yy y Gender Male Female

Landmark: City: Pin Code: State Country: Specify the proof of address submitted for Permanent Address: C. DECLARATION I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately.In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. Date ddmmy yy y Signature of the Applicant (3)

FOR OFFICE USE ONLY SHAREKHAN LTD. Originals Verified & Self-Attested Document Copies Received. This is to certify that I have carried out in-person verification in respect of the client mentioned in the KYC form. Name of Branch / Sub Broker / Authorised Person : ______Name of Branch Staff / Sub Broker / Authorised Person : ______Staff Code: ______Designation : ______Signature of the Branch Staff / Sub-Broker / Authorised Person : ______Date : ______Place :______

Date ddmmy yy y Name & Signature of the Authorised Signatory Seal/Stamp of intermediary 5

KNOW YOUR CLIENT (KYC) APPLICATION FORM KNOW YOUR CLIENT (KYC) APPLICATION FORM SHAREKHAN LIMITED SHAREKHAN LIMITED Registered office address: 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Registered office address : Mumbai - 400 042, Maharashtra. | Tel: 022 - 6115 0000 | Fax No. 022 - 6748 1899 | Website: www.sharekhan.com Please fill this form in ENGLISH and in BLOCK LETTERS). A. IDENTITY DETAILS (Please fill this form in ENGLISH and in BLOCK LETTERS). Name of The Applicant: A. IDENTITY DETAILS Please affix your recent Name of Father/Husband: passport size photograph PAN Number: Compu lsor y Date of Birth:ddmmy yy y Gender Male Female

Aadhaar Number: Marital Status: Single Married Sign Status: Non Resident Foreign National Resident Individual (2) across Nationality: Indian Other (Please Specify:) ______PAN Card Other (Specify the proof of identity submitted) : ______B. ADDRESS DETAILS B. ADDRESS DETAILS Residence / Correspondence Address: As per addres proof

FOR OFFICE USE ONLY SHAREKHAN LTD. Signature of the Authorised Signatory Seal/Stamp of intermediary Originals Verified & Self-Attested Document Copies Received. This is to certify that I have carried out in-person verification in respect of the client mentioned in the KYC form. SHAREKHAN LTD. Name of Branch / Sub Broker / Authorised Person : ______Name of Branch Staff / Sub Broker / Authorised Person : ______Staff Code: ______Designation : ______Signature of the Branch Staff / Sub-Broker / Authorised Person : ______Date : ______Place :______

Date ddmmy yy y Name & Signature of the Authorised Signatory Seal/Stamp of intermediary 6 PTO

ACCOUNT OPENING FORM FOR TRADING & DEPOSITORY 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042. Tel: 022 - 6115 0000. (BSE/NSE) - CASH/DERIVATIVES/-NSDL DP ID : IN 300513

Client - ID (to be filled by D. P.) Client Code/S2K ID : ONLINE OFFLINE I hereby request you to open trading & depository account in my/our name as per the following details. (All Details in CAPITAL LETTERS) A. TYPE OF ACCOUNT NRI - Repatriable Foreign National Others (please specify) ______

I/We request you to open a Trading , Depository Account and Both in my/our Name as per the following details (Please fill all the details in capital letters only) In case of only trading account signature of client (4) B. DETAILS OF ACCOUNT HOLDERS Sole/First Holder/Client PAN Compu lsor y Second Holder PAN Compu lsor y Third Holder PAN Compu lsor y

Preferred user ID: (1) (2) (3) C.STANDING INSTRUCTIONS C.STANDING INSTRUCTIONS I/We authorise you to receive credits automatically into my/our Account. (If not marked, the default option would be “Yes”) Yes No

Account to be operated through power of attorney (POA) Yes No

SMS Alert facility : (Mandatory if you are giving Power of Attorney (POA), ensure that mobile no. is provided in KYC application form ()If not marked, the default option would be “Yes” 1 Sole/First Holder/Client Yes No 2 Second Holder Yes No 3 Third Holder Yes No Mode of receiving statement of account Physical form* Electronic Form (Ensure that Email Id is provided in KYC application form) * In case of online client statement of account will be compulsorily send in electronic format D. BANK ACCOUNT DETAILS ACCOUNT TYPE : NRE NRE SAVING BANK A/C NO: BANK NAME: BRANCH NAME AND ADDRESS:

MICR NO: IFSC CODE:

NRE PIS BANK A/C N0: BANK NAME: BRANCH NAME AND ADDRESS:

MICR NO: IFSC CODE:

1. Payin should be compulsory received from above banks. 2. Copy of cancelled cheque leaf/ pass book/bank statement specifying name of the constituent, MICR Code or/and IFSC Code of the bank should be submitted. NRI - Version 11.3 7 E. IN CASE OF FIIs/ OTHERS (AS MAY BE APPLICABLE)

RBI Approval Reference Number RBI Approval Date SEBI Registration Number (for FIIs)

F. OTHER DETAILS - FIRST HOLDER

GROSS ANNUAL INCOME DETAILS (Please specify) Income Range Per Annum (Rs. in Lakhs) Networth : (Networth should not be older than 1 year) <1 1-5 5-10 10-25 > 25 Amount (Rs.) ______As on date ddmmy yy y

Occupation Details Private Sector Public Sector Govt. Service Business Professional Agriculturist Retired House- Wife Student Statutory Body NGO Others (please Specify) If the following is additionally applicable to you. Please tick (3 ) one or more as applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) Civil Servant Bureaucrat Current / Former MP, MLA or MLC Politician Current / Former Head of State Any other information ______OTHER DETAILS - SECOND HOLDER

Name of The Employer/Establishment: Nature of Business: Office Address: City: Pin Code: State: Country: Tel. No.:STD Code Mobile: Fax: STD Code Website:

NRI - Version 11.3 8 M. NOMINATION ( Depository A/c only Trading A/c only Both) * PAN Mandatory for Nomination in Trading A/c NRE

I/We wish to make a nomination and do hereby nominate the following person in whom all rights and/or amount payable in respect of securities held in the Depository by me/us in the said beneficiary owner account shall vest in the event of my/our death. I/ We do not wish to make a nomination.

Name of the Nominee (Mr./Mrs.) Pan of Nominee Date of Birth d d m m y y y y Aadhar Card No: Relationship with the applicant (if any) Address of Nominee

City: Pin Code: State: Contact Details :%% (Off):STD Code (Resi):STD Code Fax No: STD Code Mobile No.: Email ID: Saving Bank Account No. of Nominee, if maintained with the same participant Copy of any proof of identity document (accompanied by original for verification or duly attested by any entity authorized for attesting the documents, as provided in point E on page 1)______Demat account details of nominee DP ID Client ID

Photograph of Nominee Signature of Nominee across Photograph Ö Signature Of Nominee

Name of Guardian (in case nominee is a minor) Relationship of Guardian with Nominee Date of Birth d d m m y y y y Address of Guardian City: Pin Code: State: Country Contact Details :%% (Off):STD Code (Resi):STD Code Fax No: STD Code Mobile No.: Email ID: PAN NO. Aadhar Card No: Saving Bank Account No. of Guardian, if maintained with the same participant Copy of any proof of identity document (accompanied by original for verification or duly attested by any entity authorized for attesting the documents, as provided in point E on page 1)______Demat account details of guardian DP ID Client ID

Photograph of Guardian Signature of Guardian across Photograph Ö Signature Of Guardian

(To be filled by DP) Nomination Form accepted and registered wide Registration No. ______dated ______.

NRI - Version 11.3 9

Client - ID (to be filled by D. P.) Client Code/S2K ID : ONLINE OFFLINE I hereby request you to open trading & depository account in my/our name as per the following details. (All Details in CAPITAL LETTERS) A. TYPE OF ACCOUNT NRI - Non Repatriable Foreign National Others (please specify) ______

Preferred user ID: (1) (2) (3) C.STANDING INSTRUCTIONS I/We authorise you to receive credits automatically into my/our Account. (If not marked, the default option would be “Yes”) Yes No

Account to be operated through power of attorney (POA) Yes No

SMS Alert facility : (Mandatory if you are giving Power of Attorney (POA), ensure that mobile no. is provided in KYC application form ()If not marked, the default option would be “Yes” 1 Sole/First Holder/Client Yes No 2 Second Holder Yes No 3 Third Holder Yes No Mode of receiving statement of account Physical form* Electronic Form (Ensure that Email Id is provided in KYC application form) * In case of online client statement of account will be compulsorily send in electronic format D. BANK ACCOUNT DETAILS ACCOUNT TYPE : NRO NRO SAVING BANK A/C NO: BANK NAME: BRANCH NAME AND ADDRESS:

MICR NO: IFSC CODE:

NRO PIS BANK A/C N0: BANK NAME: BRANCH NAME AND ADDRESS:

MICR NO: IFSC CODE:

1. Payin should be compulsory received from above banks. 2. Copy of cancelled cheque leaf/ pass book/bank statement specifying name of the constituent, MICR Code or/and IFSC Code of the bank should be submitted. NRI - Version 11.3 10 E. IN CASE OF FIIs/ OTHERS (AS MAY BE APPLICABLE)

RBI Approval Reference Number RBI Approval Date SEBI Registration Number (for FIIs)

F. OTHER DETAILS - FIRST HOLDER

Name of The Employer/Establishment: Nature of Business: Office Address: City: Pin Code: State: Country: Tel. No.:STD Code Mobile: Fax: STD Code Website:

NRI - Version 11.3 11 H. DEPOSITORY ACCOUNT DETAILS Depository Participant Name : (Through which transactions would be generally routed.) (Default for Payout) Depository Name: NSDL CDSL Beneficiary Name: DP ID : BO ID:

I. INVESTMENT/TRADING EXPERIENCE & PREFERENCE No Prior Investment Experience Years in Equities Years In Derivatives Years in other Investment Related Field Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client J. STOCK EXCHANGES ON WHICH YOU WISH TO TRADE BSE, NSE and (5) Copy of ITR Acknowledgement Cash MCX-SX Copy of Annual Accounts Copy of Form 16 in case of salary income F&O (6) Net worth Certificate - CA Certified I have knowledge of trading in derivatives segment and am aware of risks associated Salary Slip therein Bank Statement (For last 6 months) * In case of trading in Derivatives it is compulsory to submit proof of Financial Details. Demat Account Holding Statement along (Kindly refer point no. 1 Instructions/checklist on page 1) with valuation Note : If, in future you need to trade in any additional Segment/Exchange, not opted above Any other relevant documents separate authorisation letter will be required. substantiating ownership of Assets Whether you wish to receive Physical Contract Note # Electronic Contract Note (ECN) # ECN will be despatched on the email ID specified in KRA KYC. Whether you wish to avail of the facility of internet trading / wireless technology : Yes No Details of any action/proceedings initiated /pending/taken by SEBI/Stock Exchange/any other authority against the Client during the last 3 years for violation of securities law/other economic offences (including action taken against relatives/associates) ______K. DEALINGS THROUGH SUB-BROKERS/AUTHORISED PERSON & OTHER STOCK BROKERS Whether registered with Sub-broker/ Authorised Person, provide the following details : Name of Sub-broker/ Authorised Person : Registration Number: NSE BSE Registered office address:

Tel:STD Code Fax:STD Code Website: ______Whether registered with any other Stock Broker / Sub-broker/AuthorisedPerson (If registered with multiple StockBroker/Sub-broker, provide all details) Name of Broker: Name of Sub Broker/AP : Name of Exchange: Client Code No.:

Details of disputes/ dues pending from/ to such Stock Broker/ Sub-broker/ Authorised Person: ...... Whether Employee / Agent / Approved user / Authorised Person / Sub Broker of any other *Trading/Clearing Member: Yes No Name of Member ______(Pls provide consent letter from such Trading / Clearing Member) *Member in equity or commodity Exchange/s Whether Broker of any Exchange Yes No Name of Exchange/s______(Pls provide consent letter from such Exchange/s) Whether Declared Defaulter/debarred/suspended By SEBI / FMC / RBI / ANY Other Recognized Stock Exchange / recognized Commodity Exchange: Yes No L. INTRODUCER DETAILS (Optional) Name of The Introducer: Status of the Introducer: Sub-broker/ Remisier/ Authorised Person/ Existing Client/ Director or Employee of Trading Member/ any other Person (Please Specify) ______Proof of Identity (POI) : PAN No. Passport No. Driving Licence Voter ID Residence Address: Pin Code Mobile No. / Tel. No. : Signature: NRI - Version 11.3 12 M. NOMINATION ( Depository A/c only Trading A/c only Both) * PAN Mandatory for Nomination in Trading A/c NRO

Name of the Nominee (Mr./Mrs.) Pan of Nominee Date of Birth d d m m y y y y Aadhar Card No: Relationship with the applicant (if any) Address of Nominee

Photograph of Nominee Signature of Nominee across Photograph Ö Signature Of Nominee

Photograph of Guardian Signature of Guardian across Photograph Ö Signature Of Guardian

(To be filled by DP) Nomination Form accepted and registered wide Registration No. ______dated ______.

NRI - Version 11.3 13 DECLARATION 1. I/we hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I/we undertake to inform you of any changes therein, immediately.In case of any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I may be held liable for it. 2. I/weconfirmhavingread/beenexplained&understoodthecontentsof thedocumentonpolicy&proceduresof theStockBroker&thetariff sheet. 3. I/we further confirm that I have read and understood the contents of the `Rights and Obligations' document(s) and `Risk Disclosure Document'. I/we do hereby agree to be bound by such provisions as outlined in these documents. I/we have also been informed that the standard set of documents has been displayed for information on Stock broker's designated website, if any. 4. The Rules and Regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read by me/us andI/WehaveunderstoodthesameandI/Weagreetoabidebyandtobeboundbytherulesasareinforceformtimetotimeforsuchaccounts. 5. I/we also declare that I/we have complied and will continue to comply with FEMA regulations. * Point No. 2 & 3 not applicable for second & third holders. Name(s) of holder(s)/client Specimen Signature of holder(s)/client Sole/First Holder/Guardian (7) (in case of Minor)

Second Holder (4)

Third Holder (4)

Date:______Place:______INSTRUCTIONS: (1) All communication shall be sent at the address of the Sole/First holder only. (2) Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th Schedule of the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate. (3) Instructions related to nomination, are as below: (i) The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly. Non- individuals including society, trust, body corporate, partnershipfirm,kartaof HinduUndividedFamily,holderof powerof attorneycannotnominate.If theaccountisheldjointlyalljointholderswillsignthenominationform. (ii) A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the beneficial owner. (iii) The Nominee shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a power of Attorney holder. A non-resident Indian can be a Nominee,subjecttotheexchangecontrolsinforce,fromtime to time. (iv) Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account. Similarly, the nomination in respect of the securities shall stand terminated upon transfer of the securities. (v) Transfer of securities in favour of a Nominee shall be valid discharge by the depository and the participant against the legal heir. (vi) The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their own behalf singly or jointly by the same persons who made the original nomination. Non-individuals including society,trust, body corporate, partnership firm, karta of Hindu Undivided Family,holder of power of attorney cannot cancel the nomination. If the beneficiary owner account is held jointly,all joint holders will sign the cancellation form. (vii) Oncancellationof thenomination,thenominationshallstandrescindedandthedepositoryshallnotbeunderanyobligationtotransferthesecuritiesinfavourof theNominee. (viii)In case, you wish to make separate nomination for your trading/demat account, please fill separate nomination form. (4) For receiving Statement of Account in electronic form (i) Client must ensure the confidentiality of the password of the email account (ii) Client must promptly inform the Participant if the email address has changed. (iii) Client may opt to terminate this facility by giving 10 days prior notice. Similarly,Participant may also terminate this facility by giving 10 days prior notice. FOR OFFICE PURPOSES: UCC Code allotted to the Client: (As mention on page no. 7 & 10 on account opening form) Documents verified with Originals Client Interviewed By In-Person Verification done by Name of the Staff/Sub-Broker/ Authorised Person Staff Code Designation of the Staff Date Signature

I/ We undertake that we have made the client aware of `Policy and Procedures', tariff sheet and all the non-mandatory documents. I/ We have also made the client aware of `Rights and Obligations' document(s), RDD and Guidance Note. I/ We have given/ sent him a copy of all the KYC documents. I/ We undertake that any change in the `Policy and Procedures', tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/ We also undertake that any change in the `Rights and Obligations' and RDD would be made available on my/ our website, if any, for the information of the clients.

Date:______Seal/ Stamp of Sharekhan Limited (Name & Signature of the Authorised Signatory) NRI - Version 11.3 14 Tariff Sheet For Trading Account

BROKERAGE STRUCTURE Min. Rupees/ Cash Market Segment (percentage) Paisa Per Share First Leg Second Leg (Same day Sq. off) Delivery Brokerage default brokerage

Derivatives Segment Futures Segment Options Segment H (percentage) (percentage) Minimum amount per lot would be applicable as per the details First Leg provided in the policy and procedures. Same day square off Next day square off Minimum Brokerage will be 0.01 paisa per share applicable for futures segment default brokerage

• Delivery Handling Charges (DHC) would be levied on each sale transaction in case if the value of brokerage levied is less than Rs 16/-. The value of DHC would be difference of Rs 16/- and the brokerage charged. • Expiry charges would be charged as applicable • Statutory cost will be charged as per Exchange / Regulatory Authorities • Trade Tiger access charges applicable from time to time • KYC Registration Agency (KRA) charges will be levied as applicable. • Please refer the details of default brokerage, standard brokerage on option segments and schedule of charges in the Policy and Procedures.

(8) (Signature of the Client)

NRI - Version 11.3 15 Tariff Sheet For Demat Account Sharekhan Limited- NSDL (NRE) (IN300513) Schedule A” effective from July 1, 2009

Transaction Type Scheme (Tc 108) Remarks Trading Client Code Trading Application No.: {______}

Accounting Opening Nil Stamp paper/KRA charges as applicable Accounting Closing Nil

Annual Maintenance Charges Rs. 500 p.a. (without POA & Digital Contract Notes)

Sales-Through Sharekhan Nil Purchases Nil Brokerage MinimumBrokerage of Rs. 16/Per scrip settlement delivery (Sell)

Other Charges

Sales-Not through Sharekhan/ 0.03% of the value of transaction. (min. Rs.30) Off market transfer

Dematerialisation Rs.5 per certificate Minimum Rs.50 per request

Rematerialisation/Repurchase Rs.50 per certificate or every hundred securities.

Custody Nil

Pledge Creation 0.03% of the value of the transaction (min Rs.100)

Freeze/De-freeze Rs. 25 Per request

Stock Lending & Borrowing 0.02% of the value of the transaction (min Rs.100) Per request

Advance Rs.500 Advance which will be adjudted Against billing (optional)

Note: 1. Sharekhan reserves the right to revise the tariff by providing 30 days notice & this will be binding on all. 2. Any service not quoted above will be charged separately. 3. Transaction statement : Will be sent as per NSDL requirements at no extra cost. Every extra Statement shall be charged at Rs.10. If the number of pages exceeds 10 then every additional page will be charged at the rate of Rs.3 per page. 4. All charges are exclusive of Service Tax and stamp paper. 5. In case of non payment of DP charge, Sharekhan may levy interest.

(9) (5) (5) (Signature of 1st Holder) (Signature of 2nd Holder) (Signature of 3rd Holder)

Note: Schedule “A” is part of the agreement, please attach this with the agreement.

NRI - Version 11.3 16 Tariff Sheet For Demat Account Sharekhan Limited- NSDL (NRO) (IN300513) Schedule A” effective from July 1, 2009

Transaction Type Scheme (TC 108) Remarks Trading Client Code Trading Application No.: {______}

Accounting Opening Nil Stamp paper/KRA charges as applicable Accounting Closing Nil

Annual Maintenance Charges Rs. 500 p.a. (without POA & Digital Contract Notes)

Sales-Through Sharekhan Nil Purchases Nil Brokerage MinimumBrokerage of Rs. 16/Per scrip settlement delivery (Sell)

Other Charges

Sales-Not through Sharekhan/ 0.03% of the value of transaction. (min. Rs.30) Off market transfer

Dematerialisation Rs.5 per certificate Minimum Rs.50 per request

Rematerialisation/Repurchase Rs.50 per certificate or every hundred securities.

Custody Nil

Pledge Creation 0.03% of the value of the transaction (min Rs.100)

Freeze/De-freeze Rs. 25 Per request

Stock Lending & Borrowing 0.02% of the value of the transaction (min Rs.100) Per request

Advance Rs.500 Advance which will be adjudted Against billing (optional)

(10) (6) (6) (Signature of 1st Holder) (Signature of 2nd Holder) (Signature of 3rd Holder)

Note: Schedule “A” is part of the agreement, please attach this with the agreement.

NRI - Version 11.3 17 AGREEMENT BETWEEN CLEARING MEMBER & CONSTITUENT (CUSTODIAL PARTICIPANT) NSE F&O

This Agreement entered between Sharekhan Limited a company incorporated and registered under the provisions of The Companies Act, 1956 and having its registered office at 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (E), Mumbai – 400 042 and Processing office at G-2, Salzburg Square, 107-Harrington Road, Chetpet, Chennai - 600031 registered as a Clearing Member (hereinafter referred to as “the Clearing Member”) with National Securities Clearing Corporation Ltd. (hereinafter referred to as “NSCCL”) which expression shall unless it be repugnant to the context or meaning thereof, be deemed to mean and include its legal successors and assignees of the One Part And arising from and/ or incidental to the clearing and settlement of An Individual/a Sole Proprietary concern/ a Partnership Firm/ a HUF/ a such deals. Body Corporate or any other legal entity registered/incorporated under 2. Rights of the Clearing Member the provisions of the Indian Partnership Act, 1932/ the Companies Act, (1) The Clearing Member shall be entitled to demand/ receive from the 1956,or any other relevant act whose particulars are given hereunder at Constituent such deposits in such form as he may specify from time the execution page (hereinafter called “the Constituent”) which to time. (2) Without prejudice to the generality of the above, the Constituent expression shall, unless repugnant to the context or meaning thereof, be shall place with the Clearing Member an amount of Rs.______deemed to mean and include his/her heirs, executors, administrators and as deposit, which shall be maintained at any point of time. Subject legal representatives/ the partners for the time being of the said firm, the to the provisions of Bye Laws, Rules and Regulations of survivor or survivors of the member or members for the time being of the NSCCL/NSEIL, in case of any shortfall in such deposit, the Clearing Hindu Undivided Family (HUF) and their respective heirs, executors, Member shall be entitled to initiate any action necessary to protect administrators and legal representatives/its successors, as the case may his interests in this regard against the Constituent. be, of the Other Part; (3) The Clearing Member shall be entitled to receive such fees, Whereas 1. The constituent is a NRI and desires to effect purchase or sale of charges, or commission, in respect of various services which he securities in the Futures and Options segment of the National Stock renders or agrees to render to the Constituent, from the Exchange of India Ltd. (here in after called “NSEIL”) through more Constituent at such intervals as may be mutually agreed upon. (4) The Clearing Member shall specify, subject to the requirements than one trading members of NSEIL and clear and settle such trades prescribed by NSCCL from time to time, the exposure margins up to through Clearing member [who, in turn, agreed to clear and settle the which open positions can be taken by the Constituent. Such limits trades executed by the constituent through a trading member or may be increased or reduced by the Clearing Member from time to trading members], subject to the provisions contained in the Rules, time. The Clearing Member shall have the authority to initiate any Bye Laws and Regulations of NSCCL (Futures & Options Segment). 2. Sharekhan Limited is a Clearing Member of NSCCL and is, inter alia, action necessary to protect his interests in this regard, which may, authorised to carry on the activities of clearing and settlement of inter alia, include restriction on further trading and closeout of deals, which are executed on the Futures & Options Segment of open positions of the Constituent. (5) The Clearing Member shall be entitled to collect from the NSEIL by the trading member [who has appointed the Clearing Constituent, margin(s) of such amounts of such kinds, as he may Member to clear and settle his deals] or on behalf of Constituents deem necessary, which at any point of time shall not be less than [who have appointed the Clearing Member to clear and settle their the amount stipulated by NSCCL from time to time. The Clearing deals] 3. The Constituent has approached the Clearing Member to undertake Member shall have authority to collect such additional margin(s) as clearing & settlement of deals and to discharge his duties and the Clearing Member may deem necessary or as per the obligations towards NSCCL on his behalf and the Clearing Member, in requirement of NSCCL. (6) The Clearing Member shall be entitled to receive from the turn, agreed to clear & settle the trades done by the constituent Constituent such amounts as may be required to be paid towards through a trading member or trading members subject to the daily mark to market settlement of futures contracts, final provisions contained in the Rules, Bye Laws and Regulations of settlement of futures contracts, premium settlement of option NSCCL (Futures & Options Segment) and the terms and conditions contracts, exercise settlement of option contracts or such other contained herein. 4. The parties to this agreement are desirous of reducing the terms and settlement, as per the requirement of NSCCL. (7) The Clearing Member shall have authority to close out/ liquidate the conditions agreed, in writing, as contained herein : Now, therefore, this agreement witnesseth as FOLLOWS: open positions of the Constituent in accordance with the Rules/ 1. At the request of the Constituent and in consideration of the Byelaws and Regulations of NSCCL, in the case of non-payment of Constituent agreeing to pay certain fees and charges mentioned dues by the Constituent towards margins, additional margins, daily herein and abide by the terms and conditions contained in this mark to market settlement of futures contracts, final settlement of agreement, Rules, Bye-Laws and Regulations of NSCCL and NSEIL, futures contract, premium settlement of option contracts, exercise the Clearing Member hereby undertakes upon himself the obligations settlement of option contracts or such other settlement, fees, of clearing and settlement of the deals of the Constituent executed/ commission and/ or charges, by making necessary requests to done, through one or more trading members, on the Futures & NSEIL/ NSCCL for initiating such action. In such case, any loss Options Segment of NSEIL and to do all the acts, deeds and activities arising due to the closing out of open positions shall be payable by

NRI - Version 11.3 18 the constituent and will be recovered from the Constituent by the contracts, exercise settlement of option contracts or such other clearing member. settlement, margin amounts and open positions to the Constituent, (8) The Clearing Member shall have the right to inspect the books of for such period as may be mutually agreed. accounts, records, documents and computerised data of the 4. Rights of the Constituent Constituent for which the Clearing Member shall have free access to (1) The Constituent shall be entitled to have all the deals, executed the premises occupied by the Constituent or by any other person on through any Trading Member or Trading Members on the Futures & his behalf. Options Segment of NSEIL, cleared and settled through the 3. Obligations of the Clearing Member Clearing Member. (1) The money deposited by each Constituent shall be kept in a (2) The Constituent shall be entitled to receive intimation from the separate account by the Clearing Member, distinct from his own Clearing Member about the exposure margins (including any account and shall provide the details of margins collected for the increase or reduction in such limits) upto which open positions can trades executed by the constituent, to NSCCL as per the be taken by the Constituent. requirements of NSCCL. (3) The Constituent shall be entitled to receive reports/ statements of (2) The Clearing Member shall inform the Constituent about the mark to market settlement of futures contracts, final settlement of exposure margins (including any increase or reduction in such futures contracts, premium settlement of option contracts, limits) upto, which open positions, can be taken by the Constituent. exercise settlement of option contracts or such other settlement, (3) The Clearing Member shall be liable to pay to the Constituent any margin amounts and open positions from the Clearing Member, for amount becoming due and receivable by the constituent towards such period as may be mutually agreed. daily mark to market settlement of futures contracts, final (4) The Constituent shall be (liable) entitled to (pay to) receive from the settlement of futures contracts, premium settlement of option Clearing Member such amounts towards daily mark to market contracts, exercise settlement of option contracts and such other settlement of futures contracts, final settlement of futures settlement as per the requirements of NSCCL. contracts, premium settlement of option contracts, exercise (4) The Clearing Member shall be required to refund any excess margin settlement of option contracts and such other settlement as per the money to the Constituent as per mutual agreement. requirement of NSCCL. (5) The Clearing Member may settle the accounts on a periodical basis, (5) In the event of the Clearing Member being declared a defaulter by if mutually agreed between the Clearing Member and the NSCCL, the Constituent, except the Constituent because of whom Constituent, which should be in accordance with the Byelaws, Rules the Clearing Member has defaulted, shall be entitled to transfer his & Regulations of NSCCL. open positions to some other Clearing Member and recover any (6) In the event of default by the Clearing Member or his being declared costs incurred for such transfers from the Clearing Member. a defaulter by NSEIL/ NSCCL, the amount paid by the Constituent (6) In the event of failure by the Clearing Member in the payment of any and got deposited with NSCCL shall remain safe and shall not be dues to NSCCL as well as the Constituent, the Constituent shall, with utilised to meet the Clearing Member's own liabilities and/ or the the prior approval of NSCCL have the right to transfer his own open liabilities of his other Constituents. In such cases, the Clearing positions immediately to another Clearing Member. The Constituent Member shall render all assistance to the Constituent for transfer of shall also have the right to recover from Clearing Member any costs Constituent 's positions to some other Clearing Member, if such incurred for transfer of the open positions. event occurs. (7) In case the open positions of the Constituents are closed-out due to (7)In the event of failure by the Clearing Member in the payment of any the default of the Clearing Member, the Constituent, except the dues to the NSCCL as well as the Constituent, the Constituent shall, Constituents because of whom the Clearing Member has defaulted, with the prior approval of NSCCL, have the right to transfer his own shall be entitled to recover such loss from the Clearing Member. open positions immediately to another Clearing Member. The 5. Obligations of the Constituent Clearing Member shall be obliged to pay to the Constituent for any (1) The Constituent shall pay to the Clearing Member such deposits in costs incurred for transfer of the open positions, if such event such form as the Clearing Member may specify from time to time. occurs. (2) Without prejudice to the generality of the above, the Constituent (8) In case the Clearing Member is declared a defaulter by NSEIL/ shall place with the Clearing Member an amount of Rs.______NSCCL, and the Constituent transfers his open positions to some as deposit, which shall be maintained at any point of time. Subject other Clearing Member,the Clearing Member shall be obliged to pay to the provisions of Bye Laws, Rules and Regulations of the NSCCL/ for any costs incurred for transfer of the open positions. NSEIL, the Clearing Member shall be entitled to initiate any action (9) If due to the default of the Clearing Member, the open positions of necessary to protect his interest in this regard against the the Constituents are closed-out and any loss is incurred due to Constituent. such close-out, the Clearing Member shall reimburse such loss to (3) The Constituent shall pay to the Clearing Member such fees, all the Constituents except to the Constituents because of whom the charges, or commission in respect of various services which he Clearing Member has defaulted. renders or agrees to render to the Constituent at such intervals as (10)The Clearing Member shall treat the information pertaining to the may be mutually agreed upon by them. Constituent as confidential. The Clearing Member shall not disclose (4) The Constituent shall pay to the Clearing Member margins of such the same to any other person except to the governmental, amounts as may be prescribed by NSCCL from time to time including statutory, regulatory or legal authorities on a request made by additional margins, if any or such higher amount of margins as may these authorities in writing. be mutually agreed with the Clearing Member. The margins shall be (11)The Clearing Member shall be required to provide reports/ deposited by the Constituent within such time and in such form as statements of mark to market settlement of futures contracts, final may be specified by the Clearing Member. settlement of futures contracts, premium settlement of options (5) The Constituent shall be liable (entitled) to pay to (receive from) the

NRI - Version 11.3 19 Clearing Member such amounts towards daily mark to market (g) affixing it on the door at the last known business or residential settlement of futures contracts, final settlement of futures address contracts, premium settlement of option contracts, exercise (h) advertising it at least once in any prominent daily newspaper settlement of option contracts and such other settlement as per the 8. Force Majeure requirement of NSCCL. No liability shall result to either party for delay in performance or (6) The accounts shall be settled on a periodical basis as may be non-performance of the obligations under the agreement caused mutually agreed between the Clearing Member and the Constituent. and/or contributed to by any event of force majeure. For purposes (7) The Constituent shall be obliged to reimburse to the Clearing of this Clause, "Force Majeure" means and includes wars, Members any loss caused due to the closing out / liquidation of his insurrections, revolution, fires, floods, epidemic, quarantine open positions initiated by the Clearing Member,on account of non- restrictions, declared general strikes in relevant industries, act of payment of dues by the Constituent towards margins, additional God, act of governmental, statutory, regulatory or legal authority margins, daily mark to market settlement of futures contracts, final and such other acts or events beyond the control of the non- settlement of futures contracts, premium settlement of option performing party. contracts, exercise settlement of option contracts or such other 9. No assignment settlement, fees, charges, commission, penalties and expenses, Neither party shall be entitled to assign or otherwise transfer this any other sum ,as per the requirement of NSCCL. agreement or any benefits, rights, obligations or interests herein (8) The Constituent shall do all such acts, deeds and activities that are whether in whole or in part to any other agency without the prior necessary for the purpose of strict compliance with the Rules, Bye written consent of the other. Laws & Regulations of NSEIL/ NSCCL by the Clearing Member. 10. Non-waiver (9) If due to the default of the Constituent, the open position of the No forbearance, delay or indulgence by either party in enforcing the Constituent is closed-out and any loss is incurred due to such provisions of this Agreement shall prejudice or restrict the rights of closeout, the Constituent shall be liable to reimburse such loss to that party nor shall any waiver of its rights operate as a waiver of the Clearing Member. any subsequent breach and no rights, powers, remedies herein 6. Termination of the Agreement conferred upon or reserved for either party is exclusive of any The agreement entered into between the Clearing Member and the other right, power or remedy available to that party and each right, Constituent may be terminated by the parties by giving at least one power or remedy shall be cumulative. month written notice to the other party or as may be mutually 11. Arbitration consented. Such cancellation or termination shall not have any (1) All disputes, differences or questions arising out of or in relation to effect on transactions executed before the time and date of the agreement including the interpretation of the terms contained termination and the parties shall enjoy the same rights and shall herein with regard to the obligations, failure or breach thereof by have same obligations in respect of such executed transactions. any of the parties and/or of any matter whatsoever arising out of 7. Notice the Agreement, shall in the first instance be resolved mutually by the Any communication between the Clearing Member and the parties. Constituent shall be made in any one or more of the following ways: (2) If the parties fail to resolve the same mutually, then the same shall (a) an electronic mail or fax be referred to the arbitration in accordance with the Rules, ByeLaws (b) delivering it by post and Regulations of NSCCL. (c) sending it by registered post 12. Jurisdiction (d) sending it under certificate of posting This agreement shall be subject to the exclusive jurisdiction of the (e) sending it by express delivery post / courier services. courts in ______. (f) sending it by telegram

Signed for and on behalf of Clearing Member: Signed for and on behalf of Constituent:

(11) Signature(s) Signature(s) Name Sharekhan Limited Name Registered 10th Floor, Beta Building, address Lodha i Think Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (E), Mumbai – 400 042 Address Place Date Place Date Witness Name Witness Name Witness Address Witness Address

Witness Signature Witness Signature

NRI - Version 11.3 20 POLICY AND PROCEDURES Sharekhan as a SEBI registered intermediary is mandated to follow the rules regulations circulars of the exchanges and SEBI isisssuedued from time and operates through well defined procedures and policies. The following policies have been mandated by SEBI to be made available to the clients. It should not be construed that these are the only policies followed by Sharekhan. (A) Refusal of orders for Penny Stocks Penny stocks are scrips which have a very low value and may or may not be illiquid. Most times there would be very few buyers /sellers for such scrips. The exchange (NSE, BSE andMCX-SX ) releases a list of such scrips and they are termed as illiquid securities. Sharekhan retains the right to term a particular scrip as illiquid/penny stock based on the parameters it deems fit. These parameters may include, the past volume of the scrip, the volatility in the scrip among others, whether trading in a particular scrip falls within the purview of fraudulent trades or trades deemed to be fraudulent under the SEBI - prohibition of fraudulent and unfair trade practices relating to securities market regulation 2003. Sharekhan reserves the right to facilitate clients for placing orders with regards to the penny stocks or illiquid scrips as described above. Sharekhan is not under any obligation to push orders which are in the nature of penny stocks/ illiquid scrips. Sharekhan does not encourage trades in penny stock. Sharekhan may permit trades in a penny or illiquid scrip subject to certain conditions, such conditions may include - Submission of a declaration, by the client, such declaration would include the reasons for entering into the said transaction and also whether the client has abided by the all the relevant regulations. - In case of a buy transaction the client may be asked to deposit the full value of scrip which the clients intends to purchase, in case of sale transaction, the scrip will necessarily be transferred to Sharekhan's margin account prior to placing the sale order. - Assessment of the past trading pattern or records of the client prior to giving permission - Conducting in person verification of the said client to establish the genuineness of the intended trade. Sharekhan reserves the right to refuse to place such orders whether or not the client fulfills the aforementioned conditions. (B) Setting Up Client's exposure Limits Exposure is allowed to the clients based on the margin available in form of funds or approved securities valued after deducting an appropriate haircut. Client is liable to pay applicable initial margins, withholding margins, special margins or such other margins as are considered necessary by the Exchange. Further Sharekhan at it's discretion may collect such additional margin or may further reduce the margin subject to extant regulations. Clients are supposed to maintain sufficient balance with Sharekhan pre trade depending on the channel through which they trade. Sharekhan may levy additional margins or relax the margins earlier imposed based on factors such as, client level positions, volatility in a particular stock or the market in general. Though it shall be our endeavor to ensure that a proper notice is sent to the clients, this may not always be possible taking into consideration the market scenario. Exposure allowed to clients may wary, basis the clients past trading performance, quality of collateral, market circumstances and dynamics and other such factors. Clients may trade themselves through the internet or may trade through the sub-broker or branch. For clients who trade through the internet, the exposure limit may be ascertained by them on the trading portal. Clients executing trades through subbroker or branches may check their exposure positions with the sub-broker/ Branch. Sharekhan shall not be responsible for any variation, reduction or imposition or the Client's inability to route any order through the Stock broker's website on account of any such variation, reduction or imposition of limits. Sharekhan may at any time, at its sole discretion and without prior notice, prohibit or restrict the Client's ability to place orders or trade in securities based on certain risk parameters. (C) Applicable Brokerage The brokerage applicable shall be as agreed upon from time to time. In case of any modification in the brokerage rate, the client shall confirm the same as required by Sharekhan. The client agrees to pay to Sharekhan, brokerage, Exchange related charges, statutory levies and any other charges (including but not limited to security handling charges on settlement) as are prevailing from time to time and as they apply to the client's account, transactions and with respect to the services opted by the client and thereby rendered by Sharekhan. Sharekhan does not charge brokerage more than the maximum brokerage permissible as per the rules and regulations and bye laws of the Exchanges/SEBI. However the minimum brokerage as stipulated by the exchanges will be levied. The brokerage shall be charged as a percentage of the value of the trade or as a flat fee or otherwise, together with the statutory levies as may be applicable from time to time on the same. In addition to the brokerage charged the following charges will also be levied. Schedule of charges 1. Account opening fees 2. SEBI turnover fees as applicable 3. Exchange Transaction charges as applicable 4. Securities Transaction Tax (STT)* :- The STT rates will vary with regards to trades done on delivery basis, non delivery basis and trades done in the derivative segment . 5. Service tax * 6. Stamp duty :- Statewise stamp duty as applicable will be levied. 7. Education Cess and higher Education Cess * 8. In addition to the above Sharekhan shall debit the demat charges to the trading account. 9. In case there are any bank charges or any other charges levied by the exchange or any other authority on account of any violation done by the client, the same shall be charged to 10. Delivery Handling Charges (DHC) would be levied on each sale transaction in case if the value of brokerage levied is less than Rs 16/-. The value of DHC would be difference of Rs 16/- and the brokerage charged.

(12) Signature of Client NRI - Version 11.3 21 11. In case where the brokerage levied as a percentage on the value of the shares/ contract is less than the minimum brokerage payable per share/contract. The client will be charged such minimum rate of brokerage per share instead of the percentage. *These are government levies and are subject to change from time to time and will be charged in addition to the brokerage as applicable All the above charges would be subject to change from time to time. Such changes shall be displayed on the website or such other URL used by Sharekhan from time to time. In case the brokerage rate is not specified on the brokerage chart within the KYC, the default brokerage as mentioned below will be applicable. Default Brokerage Cash Market Brokerage % Min. Paise Per Share Derivatives Segment Currency Derivatives First Leg 0.10 5 Futures % Options % Futures % Options % Second Leg(Same day Sq.off) 0.10 5 First Leg 0.10 2.50 0.10 2.50 Delivery Brokerage 0.50 10 Same day square off 0.02 2.50 Nil Nil Next day square off 0.10 2.50 0.10 2.50 In case of futures, the minimum brokerage of 0.01paise per share will be charged. In case of futures options, minimum brokerage will be Rs. 100/- per lot or the above whichever is higher. In case of currency futures, the minimum brokerage of 0.01paise per quantity will be charged. In case of currency options, minimum brokerage will be Rs. 30/- per lot or the above whichever is higher. Standard Brokerage Index / Stock Options Segment Currency Options Segment Percentage Min. amount per lot Min. amount per lot 2.50 100 30 2 90 25 1.50 80 20 1 70 15 0.50 60 10 D. Imposition of Penalty / Delayed payment charges by either party, specifying the rate and period. Delay pay-in charges are levied to clients for non payment or delay in payment of their fund obligation on time which may be due on account of charges, margins or any other sum due to Sharekhan. Clients are required to pay margins before placing any trades. Clients are allowed to place margins in form of funds or securities. Exposure is given to the client based on the stocks submitted by the client towards margin to Sharekhan. Appropriate haircut is applied on such stocks. They are then expected to make the full payment for the purchase on the settlement date. In case there is a debit balance in the clients account, the same shall be liable for the delayed payment charges. The calculation of these charges is an automated process. The charges to be levied would be up to 2 % per month. These charges have been introduced so that they act as a deterrent for delaying the payment of funds. In case where any penalty / charges /fees / taxes etc. of whatever nature, is levied on Sharekhan on account of trades or orders placed by clients, such penalty /charges /fees / taxes etc. shall be debited to the client's account. E. Right to sell client's securities or close client's positions, without giving notice to the client on account of non payment of client's dues:– Margin collection – Margin is collected upfront from the client's i.e prior to executing any trades. Based on the margin thus available with Sharekhan - exposure is given to the client. The applicable margin may vary and the client may be asked to replenish the margin by tendering additional funds or securities. In accordance with Exchange guidelines, Sharekhan retains the right to square off the position without giving any notice to the client. - The client agrees to pay for the shares purchased through Sharekhan before the pay-in date in order to enable Sharekhan to make the requisite pay-in to the exchange. In case the client fails to make the payment, Sharekhan may liquidate the securities in the clients account in order to ensure that adequate credit is received for the shares purchased. This square off may be done on or before the 5th day from the settlement date. - The client also agrees to maintain adequate margin for the positions taken in any segment. However in case the credit available is lower than the minimum margin required, the client's positions would be liquidated in a manner that the there is no shortfall of margin. - Sharekhan shall endeavor to ensure that adequate prior information is given to the client for such liquidation. It shall inform the client through the mobile number and or email id updated with Sharekhan. For clients to whom a login and password is given to access their account on the website www.sharekhan.com, or such other URL that may be provided by Sharekhan from time to time, where they are required to login and check the limit statement uploaded therein. It shall be the clients' responsibility to ensure that adequate credit balance is available in the account. - The above guidelines may be changed based on the discretion of Sharekhan and in terms of the market conditions. In cases where the market is volatile and there is a sudden spurt in scrip price then Sharekhan may square off position without any notice due to the paucity of time and other such circumstances - Whenever Sharekhan endeavors that the positions are to be liquidated, it shall not be responsible for any liabilities in case the same cannot be liquidated. - The priority of the positions to be squared off, i.e. which positions to be squared off first, would be at the discretion of Sharekhan.

(13) Signature of Client NRI - Version 11.3 22 Sharekhan may follow the following priority for squaring-off positions :- a) Lower Margin scrip's will be squared off first. b) Only futures position will be squared off (option position to be square off manually) c) In case where there is a position in cash and derivative segment, futures positions would be squared off first then cash positions would be square off in case shortfall still exist. F. Shortages in obligations arising out of internal netting of trades Internal Shortage Policy BSE has a window wherein internal short deliveries can get auctioned as per the normal auction process. Internal short deliveries are not covered by the Auction conducted on the NSE. It is due to this limitation on the NSE we follow the procedure as mentioned below 1. The client may not receive shares on T+2 in case there is an internal shortage situation within Sharekhan, i.e. the buyer and seller are both Sharekhan clients and the seller defaults in delivery due to which the buyer may not receive the shares. 2. In case of an internal shortage, firstly the defaulting seller would be debited with a value as on the previous day of the payin day + 30 % for the default till such time the auction process can be completed. 3. In case there is an internal shortage in BSE, the exchange conducts an auction through which the shares would be purchased and delivered to the buyer. The seller would be debited at the rate at which the exchange would have purchased these shares. Additionally, brokerage, statutory costs and other incidental charges including penalty for non-delivery may be debited to the client. In case, the exchange is unable to purchase these shares, the exchange will inform Sharekhan of a close out rate, at which the buyer would be allowed credit and the seller would be debited for the same amount. In case of any corporate action for internal shortages, if original trade was executed at cum-rate, then Sharekhan will repurchase the shares at ex-rate in its Internal Shortage a/c. The amount / quantity of corporate action, as applicable will be debited to the Seller's a/c and will be credited to the Buyer's account. In case of securities being delisted from trading / unable to buy on account of corporate action, Sharekhan will close out internal shortages at last traded price / last traded cum rate price + 10 % (credit to buyer & debit to seller). 4. In case there is an internal shortage in NSE, Sharekhan purchases the shares from the normal market and provides the shares to the buyer, on receipt of delivery.The defaulting seller would be debited with the rate at which these shares were purchased, including the brokerage, statutory charges and other incidental charges including penalty if any.In case of non receipt of delivery to purchase the shares, the buyer would be offered credit at a close out rate applicable on T+4 day + 3% or and the new seller would be debited at the same rate. In case where Sharekhan is unable to purchase the shares on account of the scrip being in buying circuit, the position would then be closed out on the closing price of the exchange on T+2 at the circuit percentage of 2 days (Maximum upto 20%). In case of any corporate action for internal shortages, if original trade was executed at the cum-rate, then Sharekhan will repurchase the shares at ex-rate in its Internal Shortage a/c. The amount / quantity of corporate action, as applicable will be debited to the Seller's a/c and will be credited to the Buyer's account. In case of securities being delisted from trading / unable to buy on account of corporate action, Sharekhan will close out internal shortages at last traded price / last traded cum rate price + 10 % (credit to buyer & debit to seller). 5. Sharekhan may also levy charges on the defaulting seller for non-delivery of stocks within the stipulated time. G. Conditions under which a client may not be allowed to take further position or the broker may close existing position of a client /Temporary suspending or close a client's account at the client's request and Deregistering a client a) In the event where overall position in any scrip or derivative contract has reached the limit prescribed by regulators or exchanges. For example, in case of NRI clients where the PIS Limits are prescribed by RBI are breached or in case of Exchange wise, scrip wise limit prescribed by Exchanges for derivative contracts are breached. In all such cases the client may not be permitted to take additional positions b) Sharekhan has the right to stop or block the client to trade in case where there is a debit balance in his/her account. c) Sharekhan retains the right to block the client to take a position in certain specified scrips basis the risk management systems of Sharekhan. d) In case where Sharekhan is apprehensive the client to be an entity debarred by any regulatory authority,it shall retain the right to stop the trading activities of such a client. e) In case where Sharekhan perceives risk with regards to any regulatory action or with regards to delay or non payment of margin or any other obligation Sharekhan may temporary block or suspend the trades of such clients. f) In case where the client's account is dormant for a period of more than 1 year Sharekhan may mark such clients as inactive, and trades in the futures and options segment / Cash segment will be restricted till the receipt of the request from the clients for activating the account. g) In case where suspicious transactions are observed, including but not limited to off market transactions. h) In case where clients are not reachable at their contact details mentioned in the client registration form or in the client master changes form. i) In case where unprofessional, or unruly behavior of the client is observed. j) In case of any ongoing dispute with the client, we may not permit the client to take further positions and may even close out his open positions. k) Further in case of clients breaching the risk parameters mentioned in point H above we may close the clients' positions without any intimation. In the event of death or insolvency of the client, winding up or liquidation or the client otherwise becoming incapable of receiving and paying for or delivering or transferring securities which the client has ordered to be bought or sold, the Stock Broker may close out the transaction of the client and the client or his legal representative as the case shall be would be liable for any losses, costs and be entitled to any surplus which may result therefrom.

(14) Signature of Client NRI - Version 11.3 23 (Voluntary) To, Sharekhan Limited 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042. Sub :- Consent to receive Transaction Statement on Email (NRE) Dear Sir/ Madam, This is with reference to My / Our Demat Account with Sharekhan Limited, a depository participant with National Securities Depositories Ltd. I/We understand from you that a facility is being granted wherein I/We can get access to the transaction statements in respect of my/our above demat account on the Website of the Depository Participant or in the email address provided by me/us to the Depository Participant. I/We are also aware that the said facility is available subject to me/us complying with certain terms and conditions as prescribed by National Securities Depositories Ltd (NSDL). I/We hereby request you to provide me with the facility of accessing the transaction statements in the email account provided by me in the annexure to this letter and Sharekhan has agreed to the said request. In consideration of Sharekhan agreeing to allow me/us to avail the said facility I/We agree to the following terms and conditions. 1) I/We, is/are aware that the on availing this facility transaction statements will not be received in paper form. 2) I/we will take all necessary steps to ensure confidentiality and secrecy of the login name and password of the internet /email account. 3) I/We am/are aware that the transaction statement may be accessed by other entities in case the confidentiality /secrecy of the login name and password is compromised and I/We will not hold responsible Sharekhan for any breach of secrecy. 4) I/We shall not hold Sharekhan liable if any problem arises with my/our computer network because of me/us receiving statements. 5) I/We are authorized by the other holders to receive the statements on their behalf in email Ids provided to Sharekhan Limited 6) I/We shall immediately inform Sharekhan regarding any change of email address provided by me/us for receiving the transaction statements. 7) I/We shall not hold responsible Sharekhan, if we do not receive statement due to incorrect email ids and / technical reasons. 8) I/We am/are aware that both the parties have the right to terminate the said facility on providing a 10 days advance written notice to the other party. 9) Please note my/our Email ID for the Demat Account as mentioned in KYC of first holder.

(15) (7) (7) Signature of 1st HolderSignature of 2nd Holder Signature of 3rd Holder

(Voluntary) To, Sharekhan Limited 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042.

Sub :- Consent to receive Transaction Statement on Email (NRO) Dear Sir/ Madam, This is with reference to My / Our Demat Account with Sharekhan Limited, a depository participant with National Securities Depositories Ltd. I/We understand from you that a facility is being granted wherein I/We can get access to the transaction statements in respect of my/our above demat account on the Website of the Depository Participant or in the email address provided by me/us to the Depository Participant. I/We are also aware that the said facility is available subject to me/us complying with certain terms and conditions as prescribed by National Securities Depositories Ltd (NSDL). I/We hereby request you to provide me with the facility of accessing the transaction statements in the email account provided by me in the annexure to this letter and Sharekhan has agreed to the said request. In consideration of Sharekhan agreeing to allow me/us to avail the said facility I/We agree to the following terms and conditions. 1) I/We, is/are aware that the on availing this facility transaction statements will not be received in paper form. 2) I/we will take all necessary steps to ensure confidentiality and secrecy of the login name and password of the internet /email account. 3) I/We am/are aware that the transaction statement may be accessed by other entities in case the confidentiality /secrecy of the login name and password is compromised and I/We will not hold responsible Sharekhan for any breach of secrecy. 4) I/We shall not hold Sharekhan liable if any problem arises with my/our computer network because of me/us receiving statements. 5) I/We are authorized by the other holders to receive the statements on their behalf in email Ids provided to Sharekhan Limited 6) I/We shall immediately inform Sharekhan regarding any change of email address provided by me/us for receiving the transaction statements. 7) I/We shall not hold responsible Sharekhan, if we do not receive statement due to incorrect email ids and / technical reasons. 8) I/We am/are aware that both the parties have the right to terminate the said facility on providing a 10 days advance written notice to the other party. 9) Please note my/our Email ID for the Demat Account as mentioned in KYC of first holder.

(16) (8) (8) Signature of 1st HolderSignature of 2nd Holder Signature of 3rd Holder NRI - Version 11.3 34 MANDATE FOR MAINTAINING THE ACCOUNT ON RUNNING ACCOUNT BASIS (Voluntary) (Voluntary) To, MANDATE FOR MAINTAINING THE ACCOUNT ON RUNNING ACCOUNT BASIS Sharekhan Limited 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai – 400 042. Dear Sir, Notwithstanding anything contrary contained in any of the document or correspondence, I /we hereby severally give mandate to you for maintenance of my account with you or running account basis. This mandate shall be applicable to any account maintained with you including segments accounts across exchanges without limitation for securities /funds/currencies, with you on a running account basis. This mandate is voluntarily given by me/us as it is cumbersome for me/us to settle the accounts with you frequently. This will facilitate me/us in my/our transactions through you. I/We also request you to consider the balances in in my/our running funds, securities and currency account with you for the purpose of margins/any other obligations due to you. In view of the above it would be proper for you to release the funds and securities due to us/me on our/my specific request, either written or oral. You may debit the charges of holding securities to my/our account with you. I/We, Further authorise Sharekhan Limited to retain such amount of funds payable to me/us, not exceeding Rs.10, 000/-(rupees ten thousand only) during any monthly/quarterly settlement of any account. I/We, Further agree that my/our account shall be deemed to have been settled as per SEBI/Exchange guidelines for respective quarter notwithstanding the said retention by Sharekhan Limited. I/we hereby agree to settle my/our funds/securities account on *Monthly/Quarterly basis as per SEBI guidelines. Further,I/we hereby declare that I/we retain the right to revoke this authorization at anytime. Yours faithfully,

(17) Signature of Client

*If not struck off, the option will be considered as 'Quarterly' .

NRI - Version 11.3 35 (Voluntary) ANNEXURE A : Confirmation and Acceptance of Terms and Conditions governing the services provided by the Stock Broker. PREAMBLE mobile phone, laptop with data card, etc which use Internet Protocol • The Client has opened an account with the Stock Broker for the purpose (IP). of trading on various exchanges and has accepted statement of Rights 1.1.7 “Stock broker's E Broking system” or “Stock broker's e broking andObligations. Website” means the web site hosted by the Stock broker on the • For the purpose of taking additional services from the Stock Broker and internetthroughwhichtheStockbrokerofferstheEbrokingService in order to define the operating terms and conditions, the Stock Broker or any other authorized application including the low bandwidth and the Client have acknowledged to the terms and conditions herein website dial and trade, speed trade and trades executed through contained. dealers / sub brokers or through any application approved by the • The Client understands that some of the terms and conditions may be exchange or any other mode for which the broker has obtained more stringent than that provided in the Rights and Obligations and the the required approval and includes the Hardware and software Clienthasacknowledgeandacceptedsuchtermsand conditions. used for hosting and supporting the Website. • The terms and conditions contained herein are binding on the Client. 1.1.8 “Password” means an alphanumeric code used by the Client to The Client has acknowledge to avail of services from the Stock Broker validatehis/herusernameandaccesstheService. after fully understanding the terms and conditions. 1.1.9 “SEBI”meanstheSecurities&ExchangeBoardof India. The terms and conditions shall be subject to modification from time to 1.1.10 “Username” means an alphanumeric login identification used by time and such modifications are binding on the Client. theClientforaccessingtheService. E-BROKING SERVICES, WIRELESS SECURITIES TRADING and, DIAL AND 1.2 Stock broker offers/intends to offer broking through the internet or TRADE SERVICES other services through web site www.sharekhan.com including the Whereas The Stock broker is in the business of offering various services low bandwidth website therein. The said website is owned and including E-Broking Service and securities trading through the use of maintained by the Stock Broker. Stock broker also offers/intends wireless technology to its clients and acknowledge to provide such to offer Dial and Trade services to the Client. Electronic broking services to the Client and client acknowledge to avail such services from services, Wireless Technology or dial and trade services or any stock broker subject to terms & conditions of this annexure and/or on other services through electronic mode shall be referred to as E- theStockBroker'sWebsiteandtheExchangeprovisions. broking services. The Stock Broker agrees that it has complied / shall comply with all 1.3 The Stock broker shall provide information with respect to the requirements applicable to securities trading using wireless technology addresses of the Internet web site / web page where detailed as may be specified by SEBI & the Exchange from time to time. The information would be available about securities trading though the provisions of this Terms and Conditions shall always be subject to use of wireless technology. The Client is aware that as it may not Government notifications, any rules, regulations and guidelines be possible to give detailed information to the investor on a hand issued by SEBI and Stock Exchange rules, regulations and Bye-laws held device e.g. mobile phones, minimum information may be that may be in force from time to time. given with address of the Internet web site / web page where Whereas the Stock broker, as required under Regulations, hereby detailed information would be available. conveysthatitiscarryingonproprietarytrading. 1.4 Before availing of the services, the Client shall complete Now, therefore, in consideration of the mutual understanding set forth registrationprocessasmayprescribefromtimetotime. inthisAnnexure,theclienttheretohasacknowledgedtothefollowing: 1.5 The client shall follow the instructions given in the web site for 1.1 DEFINITIONS registeringhimself asaclient.Suchformalitieswillincludeselection 1.1.1 “Exchange” means Bombay Stock Exchange Limited, National Stock of user id, passwords, basic client information etc. Once the Exchange of India Limited, MCX Stock Exchange Limited and United system accepts the details inserted by the client the client will be Stock Exchange of India Limited and includes segments of the registered as a user. Exchange. It shall also include any other exchange duly recognized 1.6 If the client has availed E Broking Services offered by the stock under the Laws of India and such exchanges where the stock broker, then client shall be entitled to a username, a trading broker is a registered member and allows trading facilities and password and customer user identification number and Telephone which the client may consent for trading. personal identification number (T-Pin Number) or other 1.1.2 “Exchange Provisions” means the Rules, Bye-laws, Regulations, identification or security code (by whatever name called) which Business Requirement, Specifications, handbooks, notices, will enable him to avail of the facilities of E-broking through the circulars and resolutions of the Exchange or any segment of the stock broker's Web site over the telephone or in any such other Exchange in force from time to time and includes the Minimum manner as may be permitted/offered by the Stock Broker for Requirements Handbook for ITORS prescribed by the Exchange, availing of the services. All terms regarding the use, reset and as amended from time to time. modification of such password shall be governed by information 1.1.3 “E Broking” means Internet based Trading through Order Routing on the web-site. System (ITORS), being a system approved by the Exchange for 1.7 The client is aware that the Stock Broker's system itself randomly enabling clients to route their orders to their Stock broker over the generates the initial pass word encrypts and passes on the internet and also includes trade done through the wireless password to the client, The client acknowledge and undertakes to technology. immediately change his initial password upon receipt thereof. 1.1.4 “E broking Account Application” means the application submitted by The client is aware that the subsequent passwords also are not the Client to the Stock broker to permit the Client to avail of the Stock known or available to the Stock Broker or any third party other broker'sE-brokingService. than his authorized representative. 1.1.5 “E broking Service” or “Service” means the ITORS service offered 1.8 The services on the Website shall be available to the registered by the Stock broker to its clients through Website including the low usersubjecttothetermsandconditionsmentionedthereof. bandwidthwebsiteoranyotherapproved application where under 1.9 The client acknowledges that he is fully aware of and understands the clients can route their orders for purchase, sale and other the risks associated with availing of E-broking services through the dealings in securities through the Stock broker's website. internetincludingtheriskof misuseandunauthorized use of his 1.1.6 “WirelessTechnology”shallincludetheuseof devicessuchas

NRI - Version 11.3 36 (Voluntary) Username and/or trading password, T-pin number by a third 1.15 The Stock Broker may from time to time impose and vary limits on party and the risk of a person hacking into the Client's trading the orders that the Client can place through the Stock broker's account on the website and unauthorisedly routing trade orders Website (including exposure limits, turnover limits, limits as to the on behalf of the Client through the system. The client number, value and/or kind of securities in respect of which acknowledge that he shall be fully liable and responsible for any orders can be placed, the companies in respect of whose and all unauthorized use and misuse of his trading password securities orders can be placed, etc.). The Client is aware and and / or username/T-pin number and also for any and all acts acknowledge that the Stock broker may need to vary or reduce done by any person through the website using the Client's the limits or impose new limits urgently on the basis of the Stock username in any manner whatsoever. Further at no point in time broker's risk perception and other factors considered relevant shall the Stock Broker be liable for any loss, whether notional or by the Stock broker, and the Stock broker may be unable to actual, that may be suffered by the Client on account of the use inform the Client of such variation, reduction or imposition in and misuse of the trading password and/or the Client username. advance. The Client acknowledge that the stock broker shall not Incase, the client discovers unauthorized access/ security flow, the be responsible for such variation, reduction or imposition or the Client shall immediately change his Password. However,if the Client Client's inability to route any order through the Stock broker's isunabletochangehisPasswordbyreasonof hishaving forgotten website on account of any such variation, reduction or his Password or his Password having been unauthorisedly imposition of limits. The Client understands and acknowledges changed by some other person or for any other reason then the that the stock broker may at any time, at its sole discretion and Client shall immediately request the Stock broker in writing to without prior notice, prohibit or restrict the Client's ability to place discontinue his old Password; and thereupon the Stock broker orders or trade in securities through the stock broker. shall cause the Stock broker's e-broking system to discontinue 1.16 ThoughorderswillgenerallyberoutedtotheExchange'scomputer the use of the Client's old Password and the Stock broker's e- systems within a few seconds from the time the order is placed by broking system shall generate a new Password for the Client the Client on the stock broker's Website , the stock broker shall not which shall be communicated to the Client. At no point in time be liable for any delay in the execution of any order or for any shall the Stock broker be liable for any loss, whether notional or resultant loss on account of the delay. actual, that may be suffered by the Client on account of the 1.17 The Client acknowledge that the Stock broker may, at its sole misuse of the Password. discretion, subject any order placed by a Client to manual review 1.10 The stock broker shall be entitled to presume that any orders or and entry,which may cause delays in the processing of the Client's instructions entered or communicated using the client's user order or may result in rejection of such order. name, customer user identification number, T-pin number and 1.18 In case of a market order, the Client acknowledge that he will password is the client's own order or instruction or that of the receive the price at which his order is executed by the exchange's client's duly authorized representative. The client will be fully computersystem;andsuchpricemaybedifferentfromthe price at responsible and liable for, and will pay or reimburse to the stock which the security is trading when his order is entered into the broker on demand all costs, charges, damages and expenses stock broker's website. incurred by the stock broker as a consequence of access and or 1.19 The Client acknowledge and undertakes to immediately deposit use of client's account, stock broker's system or service by any with the Stock broker such cash, securities or other acceptable third party using the client's user name, customer user security,which the Stock broker may require as margin. The Client identification number,T-pin number and pass word. acknowledges that the stock broker shall be entitled to require 1.11 The Client shall log off from the website at any time the Client is not the Client to deposit with the stock broker a higher margin than accessing or using the service and any liability incurred to the Client that prescribed by the Exchange. The stock broker shall also be as a consequence of the Client not logging off the Service shall be entitled to require the Client to keep permanently with the stock borne solely by the Client. broker a margin of a value specified by the stock broker so long 1.12 The client shall, if desired by him, provide to stock broker a as the Client desires to avail of the Stock broker's e-broking power of attorney, authorising the stock broker to debit/credit, system. block/create lien/pledge the clients depository accounts 1.20 The client understands and acknowledges that the stock broker through its authorised personnel to the extent of transaction may discontinue e-broking service in part or in its entirety and conducted by the client and any amount due and payable under change the terms of service (including the terms on the Stock any head, account or name, to the stock broker. brokers e-broking Website) at any time after giving 15 days 1.13 The client acknowledge that orders, instructions and other notice to the client. communications given or made over the telephone may be routed 2. TRADING, SETTLEMENT AND ACCOUNTS through the stock brokers interactive voice response or other 2.1. The client acknowledge that all orders placed by him for securities telephone system may be recorded by the stock broker. The client through the web-site and through wireless technology shall be also acknowledge that such recording and the stock broker's within the parameters defined and mentioned in the terms and records of any orders, instructions and communications given or conditions specified in the Web-site. made by the client or the stock broker by electronic mail, fax, or 2.2 The client acknowledges that all orders placed through the web- other electronicmeansshallbe admissible asevidence andshallbe site and through wireless technology shall be forwarded by the finalandbindingevidenceof thesame. system to Exchange. All orders placed otherwise than through the 1.14 The client acknowledge to provide information relating to customer web-site shall be forwarded to the system of the Exchange user identification number T-pin number and such other through the Exchange terminals or any other order execution information as may be required while placing orders on the mechanism at the discretion of the Stock Broker. telephone to determine the identity of the client. Provided 2.3 All orders for purchase, sale or other dealings in securities and however that nothing prevents the Stock Broker from accepting other instructions routed through the Stock broker's website via instructions from the Client over phone without usage of T-pin the Client's Username shall be deemed to have been given by the number and such acceptance of instruction by the Stock Broker Client. shall be binding on the Client.

NRI - Version 11.3 37 (Voluntary) 2.4 On line confirmation will be available to the client upon execution of orders or trade cancellation due to the happening of such events tradeof anorderplacedbyhimthroughtheStockBroker'ssystem. or vulnerabilities due to failure/disruption/breakdown of system It shall be the responsibility of the client to review, immediately or link, Stock Broker shall be entitled to cancel relative upon receipt, all confirmation of orders, transactions, or contracts/(s) with the Client and shall not be able to execute the cancellations. It shall be the responsibility of the client to follow desired transactions of the client's. In such event, the Stock up with the Stock Broker for all such confirmations that are not Broker does not accept responsibility for any losses incurred received by him within stipulated time. including loss of profit / notional profit / that may be incurred by 2.5 The Stock broker sends various reports, margin statements, the Client due to such eventualities which are beyond the control confirmations, contract note of executed trades/ transactions of the Stock Broker. (including executed prices, scripts or quantities) / transactions) or 2.13 The Stock Broker may at its sole discretion permit execution of any other documents. orders in respect of securities, irrespective of the amount in the Clients shall verify the communications sent by the stock broker. If balanceof theaccountof theclient. any discrepancy is observed, the same be forthwith brought to the 2.14 The client acknowledge to abide with and be bound by all the Rules noticeof thestockbroker. and Circulars that the Stock Broker may issue from time to time, If any statement of whatsoever nature is sent by our employees/ and all rules, regulations and bye-laws of the Exchange as are in authorized persons, the same shall be verified by the client with the force pertaining to the transactions on his behalf carried out by contract notes. In case of any discrepancy, data as per contract the Stock Broker and the orders placed by him on the web-site or note shall prevail. any other manner. 2.6 There may be a delay in the Stock Broker receiving the reports of 2.15 The systems used by the Stock Broker for providing e-broking transaction, status, from the respective exchanges or other services or dial up services are generally capable of assessing the persons in respect of or in connection with which the stock broker risk of the client as soon as the order comes in. However, due to has entered into contracts or transactions on behalf of the any reason whatsoever, if the order is processed without clients. Accordingly the stock broker may forward to the client sufficient risk cover from the client, client shall be bound by such late reports in respect of such transactions that were previously trade and shall provide such sum as may be required to meet his unreported to him as been expired, cancelled or executed. The liability under the trade. client shall not hold the Stock Broker responsible for any losses 2.16 Any and all instructions issued by an authorised representative of suffered by the client on account of any late reports, statements the client shall be binding on the client in accordance with the letter or any errors in the report/statements computed by or received authorising the said representative to deal on behalf of the client. from any exchange. All authentication of the authority of a client to instruct the Stock 2.7 The client acknowledges that if, in any circumstance or for any Broker to deal on behalf of the client shall be determined by the reason, the market closes before the acceptance of the Order by terms in this regard mentioned on the web site. the Exchange, the Order may be rejected. The client acknowledges 2.17 Cancellationormodificationof therequests: further, that the Stock Broker may reject Orders if the same are 2.17.1 Cancellation or modification of an order pursuant to the client's rejected by the Exchange for any reason. In case of rejection of requestinthatbehalf isnotguaranteed.Theorderwillbecancelled an order due to rejection by the Exchange, the client or modified only if the clients request for cancellation and acknowledges that the order shall remain declined and shall not modification is received and the order is successfully cancelled be re-processed, in any event. or modified before it is executed. Market orders are subject to 2.8 The Stock Broker may,at its sole discretion, reject any order placed immediate execution wherever possible on the web-site or in any other manner due to any reason, including 2.17.2 The clients shall not be entitled to presume an order having been but not limited to the non-availability of funds in the trading executed, cancelled or modified until a confirmation from the Stock account of the client, non-availability of securities in the Demat Broker is received by the client. However due to technical and account of the client with a designated depository participant, other factors the confirmation may not be immediately insufficiency of margin amount if the client opts for margin transmitted to or received by the client and such a delay shall not trading, suspension of scrip- specific trading activities by or on entitle the client to presume that the order has not been an Exchange and the applicability of circuit breaker to a scrip in executed cancelled or modified unless and until the stock broker which orders are placed. has so confirmed in writing. 2.9 The client is aware that the Stock Broker may provide a facility for 2.17.3 All the pending orders are cancelled by the exchange, after the reconfirmation of orders, which are larger than those specified by marketisclosedfortheday, the Stock Broker's risk management, and is also aware that the 2.18. The Stock Broker shall not be responsible for the non-receipt of the Stock Broker has the discretion to reject the execution of such trade confirmation due to any change in the correspondence orders based on such risk perception. address or E-mail Address of the Client not intimated to the Stock 2.10 The client acknowledges further that the Stock Broker shall have Broker in writing. The Client is aware that it is his responsibility to the right to reject any order placed by the client for any reason and review the trade confirmations, the contract notes, the bills or atanytimewithoutnoticetotheclient. statements of account immediately upon their receipt. All 2.11 The client acknowledge that, if any order (including square off order) information contained therein shall be binding upon the Client, if is not accepted or not executed or cancelled, on the web-site or on the client does not object in writing to any of the contents of such direct terminals for any reason whatsoever, the Stock Broker shall trade confirmation/intimation within reasonable time to the havetherighttotreattheorderashavinglapsed.Theclientcannot Stock Broker. claim any notional profit or consequent notional loss due to order 2.19 TheStockbrokermayallow/disallowclientfromtradinginanysecurity notbeingexecutedorcancelledbytheexchange. or class of securities or derivatives contracts and impose such 2.12 The client is aware that the electronic trading systems at the conditionsfortradingasitmaydeemfitfromtime to time. Exchange or in the Stock Broker's offices or the service provider for 2.20 Client is aware about the rules bye-laws and regulations of the wireless technology are vulnerable to temporary disruptions, ExchangeandSEBI.Clientisawarethatdealingatunreasonable breakdowns or failures. In the event of non execution of trade

NRI - Version 11.3 38 (Voluntary) prices, making cross deals in illiquid scrips without economic or any other application as may be offered (referred as “the rationale, price rigging and such other acts or trade practices Website”). These Services shall include but shall not be limited to are in violation of the Bye-Laws, Rules, Regulations of the transactions for the purchase or sale of shares and securities or an Exchange and SEBI. The client hereby undertakes not to indulge order for the purchase or sale of or an application for any offer or into such malpractices. public issue of shares, scrips, stocks, bonds, debentures, units of 2.21 The Stock Broker shall also send the Order/Trade confirmation slip any Mutual Fund or any other security or financial instrument, through E-mail to the CLIENT at his request, after putting an order derivative, Small Saving Schemes, Bonds, Fixed Deposits, Public or on execution of order/trade on the NEAT Trading system, as the Provident Fund and insurance policies, products and services, case may be. The CLIENT acknowledges that the information sent whether life or general or otherwise or such other products or by Stock Broker by E-mail is deemed to be a valid delivery of such services that Stock Broker may in its absolute discretion introduce information by the Stock Broker. The aforesaid information or offer from time to time (hereinafter referred to as “Investment regarding order and trade confirmation shall be provided on the Products”). device of the CLIENT in case of securities trading through the 5.2 The client has satisfied itself of the capacity of Stock Broker to offer use of wireless technology. services relating to investment by Client in Investment Products 3 DEMAT ACCOUNT and the Client shall continue to satisfy itself of such capacity of 3.1 The client acknowledge to open, maintain and operate a valid Stock Broker before availing any services. demat account with the depository participant designated by Stock 5.3 The transactions shall be executed in accordance with the Broker. applicable laws, byelaws, rules and regulations governing the 3.2 The client acknowledge that the Stock Broker may require the specific Investment Product. The client shall be bound by circulars client, at any time during the subsistence of any arrangement issued by the exchanges, rules regulations and circulars issued relating to the subject matter of these presents, to open one or under by SEBI, AMFI and relevant notifications of Government more demat accounts with the depository participant designated authorities as may be in force from time to time. Stock Broker by Stock Broker. The client acknowledge that the debit/ credit for may, from time to time, impose and vary limits on the orders all the transactions may be effected in this/these accounts which the Client may place including exposure limits, turnover 3.3 The Client also authorizes the Stock Broker to debit charges limits, limits as to numbers etc. The Client agrees that Stock payable to depository participant for depository services to the Broker shall not be responsible for any variation or reduction tradingaccountof theClientmaintainedwiththeStockBroker. that may be deemed necessary by Stock Broker based on risk 4. BANK ACCOUNT(S) perception and other relevant factors .reason for which may not 4.1 The client acknowledge that the Stock Broker may, at any time be disclosed to client. during the subsistence of any arrangement relating to the subject 5.4 The client shall notify the Stock Broker in writing if there is any change matter of the presents, require the client to open one or more in the information in the client registration form provided by the client accounts with a designated bank. The client acknowledges that at the time of registering as a client for participating in the mutual the debit/credit for all the transactions may be effected in fundsegmentof theexchangeoratanytimethereafter. this/these accounts. 5.5 The client shall ensure continuous compliance with the 4.2 TheclientacknowledgethattheStockBrokershallhavetheright,at requirementsof theexchanges/SEBIand AMFI. any time during the subsistence of this Terms and Conditions, to 5.6 Theclienthasreadandunderstoodtherisksinvolvedininvestingin give any instructions pursuant to transactions covered under this mutual fund schemes and other investment products. The client Terms and Conditions to the banks with whom it has affiliations or has read and understood the contents of the of the Scheme any other arrangement, in respect of the account of the client Information Document and Key Information Memorandum, maintained with such bank. The client acknowledge that he shall addendum issued regarding each Mutual Fund Schemes and any have no cause of action in respect of any instruction that may be other document with respect to which he chooses to given to the bank in respect of the accounts maintained with such subscribe/redeem. The client further agrees to abide by the bank in pursuance of the presents. terms and conditions, rules and regulations of the Mutual Fund 4.3 The client acknowledge that the Stock Broker may reveal certain Schemes from time to time. information available with the Stock Broker in the course of the 5.7 The client shall also maintain an account with the depository arrangement with the client, to the bank with whom such client participant Sharekhan Limited and shall provide to Stock Broker a maintains bank accounts pursuant to these presents, and the Power of Attorney if desired by the client authorising StockBroker client shall have no remedy therefrom. to debit/credit client's depository account to the extent required 4.4 The client acknowledge that in the event the designated bank by the transactions conducted by the said client. Provided that terminates the Terms and Conditions with the client in respect of this requirement may be waived by Stock Broker at its discretion, the bank account maintained by the client with such designated by suitable modification to the terms and conditions mentioned bank, for any reason or informs the Stock Broker of any on the web-site. misdemeanor or transgression by the client in the operation of 5.8 Stock Broker, after being satisfied that the pre-requisites have the account or in any other circumstance resulting in the closure been met by the client, may register the client as a Registered User or in operation of the said bank account with the designated of the web-sitewww.sharekhan.com for availing the Services as bank, the Stock Broker may, at its discretion terminate services may be offered. to the client and the client shall have no remedy therefrom. 5.9 Stock Broker shall, open an account (hereinafter referred to as 4.5 The client confirms that the bank account linked to the trading “the account”) in the name of the registered user in the books of accountisthevalidbankaccountof theclient. StockBroker. 5 OTHER SERVICES: 5.10 The client shall make an advance payment as may be required 5.1 Stock Broker through its web-site www.sharekhan.com or any other towards availing the Services being availed from time to time using means intends to offer various services including the Mutual fund the web-site www.sharekhan.com or any other mode. If for any offeredthroughtheExchangeplatform.(“theServices”)to the Client. reason the service request is processed by Stock Broker without TheClientmayavailanyorallsuchservicesthatareintroducedon receiving advance payment, the Client is obliged to pay the

NRI - Version 11.3 39 (Voluntary) shortfall together with interest in accordance with the stock shall be settled only through such Demat Account as has been broker's policies and procedures immediately on demand. opened pursuant to this Terms and Conditions and that such Provided that Stock Broker may, at their discretion, at any time settlementshallbevaliddischargeof obligationbyStockBroker. during the subsistence of the arrangements described in this 5.12.3 All modifications to terms of service shall be made solely at the Terms and Conditions, dispense with the requirement of advance discretion of Stock Broker and shall be intimated to the client by a payment mentioned in this clause, unless such advance is suitable modification to the terms and conditions on the web site. required as part of the Service process, in which case Stock The registered user agrees to be bound by the modification so Broker shall not proceed with rendering service on behalf of the made to the web site. client until such advance has been duly paid by the client. Stock 5.13 TRANSACTION PROCESSING Broker shall, after registration, and opening of the account, 5.13.1 The client acknowledge that all transactions requested/initiated provide to the registered user, a log-in password which will through the web-site or otherwise will be forwarded to the enable him/her/them to avail of the Services through the said concerned party in whose Investment Product, the Client is dealing web-site. The Services shall be available to the registered user with, in accordance with the terms and conditions as displayed subject to the terms and conditions mentioned on the website. on the website and terms and conditions of the respective The client also acknowledge to indemnify Stock Broker from any Investment Product as provided by the party issuing such loss, injury,claim or action instituted against Stock Broker arising Investment Product. from the misuse of the password by any party Client may use the 5.13.2 Stock Broker will update the client with the status of transactions login-in password(s) as may be already provided to the Client, if requests received by Stock Broker through the electronic medium. the Client is using any of the Service being offered by Stock Stock Broker may also send such information/confirmation by Broker. If the Client is non-individual, any person logging in for electronic mail / SMS or through any other mode as specified in availing the Service shall be deemed to be authorized to transact the terms and conditions mentioned on the web-site, at the on behalf of the Client. The Stock Broker shall not be liable for address mentioned in this agreement, or any other address as any loss that may result from failure/inability in electronic may be specified expressly by the client from time to time, to connectivity of rejection of any application towards the Stock Broker. investment product for any reason whatsoever. 5.13.3 The client acknowledge that if, due to any reason whatsoever his 5.11 SUBSCRIPTION: transaction request is not accepted / processed, then in such an 5.11.1 Escrow Account: The client acknowledge to open, if required by the event the said transaction shall stand rejected and Stock Broker Stock Broker, an escrow account with a bank authorizing Stock shall not be held responsible in any manner whatsoever. The Broker, by way of executing a Power of Attorney to this effect, to client acknowledge further that Stock Broker may reject any use the monies therein for availing of Services offered by the transactions if the same are rejected by the party issuing the stock broker. The client acknowledges that all refunds, if any, Investment Product or their authorized representatives, the shall be credited to the said account. Further, the client client acknowledge that the order shall remain declined and shall acknowledges that all applications subscribed to by Stock Broker not be re-processed, in any event. on his behalf shall be based on the balances available in the said 5.13.4 Stock Broker may, at their sole discretion, reject any transaction/ escrow account. Transfer of funds by the Client from his account application/order/bid placed on the web-site or any other mode with a bank to the designated account of Stock Broker may also duetoanyreasonincludingnon-availabilityof funds. be used for fulfilling the Services being availed by the client. 5.13.5 TheclientacknowledgesfurtherthatStockBrokershallhavetheright 5.11.2 The client acknowledge that the use of the “transfer cash” module to reject any transaction placed by the client, for any reason and at available on the web-site shall be treated as a valid request to any time without notice to the client. Provided that a transaction Stock Broker to transfer cash to/from the said trading account. placed by the client may be rejected by Stock Broker,in the event of Client acknowledges that the funds will be transferred to Client impossibility, or pursuant to any of the terms mentioned in this only on Client requesting for the same through Sharekhan.com Terms and Conditions, the circulars, rules, regulations, or through any other mode. notifications, bye-laws or legislation of any regulatory authority, or 5.11.3 All transfers to and from the escrow account or any other account pursuant to any terms/arrangement between the client and Stock shall be made in the manner and by following the procedure Broker or the client and the depository participant, whether such mentioned in the terms and conditions on the web-site. All arrangement is entered into prior to or during the subsistence of transfers to the Stock Broker shall be made from the bank thepresentTermsandConditions. account held in the name of the Client only. 5.13.6 The client acknowledge that, if the transaction is not accepted on 5.11.4 Notwithstanding, anything contained in any other arrangement the web-site or any other mode, for any reason, Stock Broker shall between the parties hereto, the client authorises Stock Broker to have the right to treat the transaction as having lapsed. The client release all payments due to them from the escrow account or any acknowledge that Stock Broker shall not be liable or responsible other account that they maintain in accordance with the terms for non-acceptance of the transaction of the Client due to any hereof, against specific request in that behalf made in the link/system failure at the end of the client, Stock Broker, manner and following the procedure laid down in the terms and Exchange, or any other party. conditions mentioned in the web-site. 5.13.7 The client acknowledge, that in the event that there is a shortfall in 5.12 BENEFICIARY OWNER ACCOUNT FOR DEMAT SECURITIES the account opened pursuant to this Terms and Conditions with the 5.12.1 The client has opened or acknowledges to open a valid Beneficiary bank or the depository participant, Stock Broker may, at their Owner Account for Demat Securities (Demat Account) with the discretion, reject the client's transaction, or reduce the Stock Broker in its capacity as Depository participant or with any transaction size than that initiated by the client, or carry out the other Depository Participant as may be designated by Stock transaction after the money is credited to the client's account. Broker 5.13.8 StockBrokershallhavetherighttocollectanymoniesorpartthereof, 5.12.2 The client further acknowledge that all securities due from/to to the that may become payable by the client at any time during the client on account of any transaction executed pursuant to the subsistenceof theregistrationof theclientwith Stock Broker. Servicesavailedthroughthewebsiteof StockBroker or otherwise 5.13.9 StockBrokermayattheirsolediscretionpermitclientstousethe

NRI - Version 11.3 40 (Voluntary) web-site for the routing of their transaction irrespective of the the client in trading account of one Exchange/segment to the amountinbalanceintheaccountof theclient. other or vice versa. The client also authorizes the Stock Broker 5.13.10 The client acknowledge to abide with and be bound by all the Rules to maintain consolidated account of the client to facilitate the and terms and conditions that Stock Broker may issue from time to day-to-day operations. Such consolidation and segregation of time through their web-site or through any other mode, and all the client account as maintained by the Stock Broker shall be binding rules, regulations and bye-laws of the Exchange, Securities on the client. Without affecting the generality of the aforesaid the Exchange Board of India, any other regulatory body,or any other parties hereto acknowledge as follows: concerned person as are in force for transactions on their behalf 6.2.1 Money pay in to Stock Broker: The client acknowledge that all carried out by Stock Broker. payments due to the Stock Broker will be made within the specified 5.13.11The Client shall pay all charges to Stock Broker, for the purpose of time and in the event of any delay,the Stock Broker may refuse, at opening and maintaining the account as aforesaid, and for their discretion, to carry out transactions on behalf of the client. obtaining the Services in addition to the fees and statutory levies The client acknowledge that alternatively, the Stock Broker may, as are prevailing from time to time and as they apply to the at their sole discretion, square off such transactions or close-out client's account with respect to the services that the stock the position and the costs/losses if any, thereof shall be borne broker renders the client solely and completely by the client. All payments made to the 5.13.12The Client shall act in compliance with the rules/circulars that Stock Stock Broker shall be from the account of client and shall not be Broker may issue regarding the fees that may be charged and the from any third party. operationaldetailsregardingtheuseof suchservices. 6.2.2 Money pay out by Stock Broker: Notwithstanding anything 5.13.13Stock Broker will update all transactions as and when there is any contained in any other Terms and Conditions or arrangement, if update available at its disposal through its web-site or any other any, between the parties hereto, the client hereby authorises the mode. Stock Broker to release all payments due to him from the trading 5.13.14 Anyandallinstructionsissuedbyanauthorizedrepresentativeof the account maintained with the Stock Broker, against specific client shall be binding on the client in accordance with the letter request in that behalf made in the manner and following the authorizingthesaidrepresentativetodealon behalf of the client. procedure laid down in the terms and conditions. For the 5.14 Clearing and Settlement: Stock Broker will credit the securities due to purposes of this clause, any request made through or on the client on account of any transaction carried out to the Demat account web-site or otherwise intimated shall be sufficient for the Stock of the client with the designated Depository Participant or as per the Broker to execute an instruction. Any payment made to the termsandconditionspecifiedonthesite designated bank account as per information available with the 6 MAINTENANCE OF TRADING ACCOUNT Stock Broker shall be deemed to be payment made to the client. 6.1 The Client has requested and hereby authorizes the Stock Broker to 6.2.3 Securities pay in to Stock Broker: All delivery to be effected to the consider his account with the Stock Broker in various exchanges on a Stock Broker for a trade must be made within 24 hours from the consolidated basis along with any sum due under any account with the execution of the sale order or 1 day before the pay-in date, stock broker for the purpose of determining collection/payment of whichever is earlier. Losses, if any, that may accrue in the event dues with respect to funds securities due to/due from Stock Broker. of default in completing the delivery on the Exchange by the The client has represented that this will facilitate him in day-to-day Stock Broker as a result of any delay in the delivery by the client, operations in movement of funds and securities. In consideration of shall be borne solely and completely by the client. Losses for the Stock Broker agreeing to this, the Client acknowledge that if any purposes of this clause shall include auction debits/penalty amount is overdue from/to him including the interest on delayed charges, if any incurred as a result of non-delivery of securities payment, the same shall be adjusted by the Stock Broker from dues on the settlement date on the Exchange. No third party shares owed to the Client by/from in any exchange. The Client authorizes the will be sold through the Stock Broker or third party payment StockBrokertomakeadjustmentsand/ortosetoff apartorwholeof should be made to Stock Broker and client will be solely the securities placed as margin/collateral, and/or any credit in any responsible for any violation. If the client has sold any securities account of the Client so maintained with the Stock Broker against the in anticipation of receipt of securities from the exchange against outstanding dues in any of the account maintained by the Client with purchase in previous settlements, such sale shall be at the sole the Stock Broker This authorization is pursuant to the right of set off risk as to costs and consequences thereof of the client. given to the stock brokers. This authorization shall be treated as 6.2.4 Securities pay out by Stock Broker: The Stock Broker may directly standing authorization and any entry passed or adjustments done by credit the demat account of the client with the depository participant theStockBrokershallbebindingontheClient.Theclientunderstands Providedthatif theorderplacedbytheclient through the web-site or and confirms that this authorization forms basis for Stock Broker to otherwise is for securities which are in the no-delivery period, such give trading limits and for any other facilities offered by the Stock securities shall be credited to the trading account of the client only Broker to the Client. Merely on the ground that according to the rules at the time of settlement of trades, as per the schedule of the bye-laws and regulations of the exchange and SEBI, the Stock Broker Exchange. However, if any sum is due from the client the Stock is required to maintain segment wise/ exchange wise account of the Broker may withhold the credit of securities to the demat account Client, the Client shall not dispute such entries passed by the Stock of the client. However the client authorizes the Stock Broker to Broker.Forthepurposeof givingeffecttothisarrangement. withhold the securities to meet liabilities of client to the Stock The Client expressly permits the Stock Broker to share information BrokerunderthisTermsandConditions. relating to the Client with its group/associated companies/sister 6.2.5 Securities shortages in pay in and pay out: The client acknowledge concerns to be bound by the guidelines, including the rules pertaining to the 6.2 The Exchanges require the Stock Broker to maintain the client adjustment of shortages in the client's position in securities account for each Exchange/ segment separately. For this purpose transacted on behalf of the client, by the Stock Broker, either Stock Broker may allocate the payment received from client and through orders placed through the use of the e-broking services payments made to the client to any of the account of the client for and dial- up services of the Stock Broker or otherwise as may be any exchange/segment. Similarly the client authorizes the Stock issued by the Stock Broker from time to time. In case of internal Broker to pass such entries to adjust the debit/ credit balance of shortage of securities, any entry passed to the account of Client

NRI - Version 11.3 41 (Voluntary) in accordance with practice consistently followed by the Stock Stock Broker's service to the client on the basis inter-alia, of the broker across all its Clients shall be binding on the Client. Further statementsmadeinclient'saccountapplication. in case of shortage of securities, the Client authorizes the Stock 7.9 The Client expressly permits the Stock Broker to share information Broker to borrow shares on behalf of the Client and debit the relating to the Client with its group/associated companies/sister charges for the same to the Client's account maintained with the concerns for the purpose of updating it's records and also for any Stock Broker. other purpose. 6.2.6 Stock Broker is entitled to consider any sum or money or security 7.10 The client agrees to inform Sharekhan, of change in the details lyingtothecreditof theClientasmarginreceived. mentioned in the client registration form either by submitting the 6.3 The client agrees that the stock broker may in its turn place any application in a physical for or by requesting the change through of the securities placed by him/her/it as margin / settlement the secured access with the client's login id and password. obligations by way of pledge or hypothecation or margin on 7.11 The client acknowledges that the E-broking services may involve behalf of the client to meet their obligation, as the Stock the services of third party service provider and may influence the Broker may deem fit. The client authorizes the Stock Broker to nature, and quality of service which the clients avail from the stock do all such acts, deeds and things as may be necessary and broker. The stock broker shall not be responsible for the quality expedient for the above purpose as permitted by the or availability of such services exchanges/ regulators 7.12 The client assumes complete responsibility for the safe custody and 6.4 The Client and the Stock Broker hereby agree and confirm that all usage of device used for trading though the wireless technology and rights, liabilities and obligations pertaining to the pledged lossesarisingtherefrom.Theclientfurtheracknowledges that he will securities shall be subject to the rights of the person in whose not hold the stock broker responsible in case of improper usage of favour pledge has been created by the Stock Broker. The client thedevicebyanypersonotherthanhimself. hereby further agrees and confirms that the pledge created shall 7.13 The client warrants that all or any securities deposited by him with not be released or discharged until repayment of the the Stock Broker in respect of margin requirements or otherwise, outstanding obligation by the client towards the member. The are owned by him and that the title thereof is clear and free of Client shall raise no objection to any action taken against Stock encumbrances. broker pursuant to the aforesaid pledge 7.14 The Client understands that the Exchange asserts a proprietary 7 REPRESENTATIONS AND WARRANTIES interest in all of the market data it furnishes, directly or through the 7.1 The Client acknowledges that he has the required legal capacity Stock broker or otherwise. The Client understands that the and is authorized to enter into this Terms and Conditions and is Exchange does not guarantee the timeliness, sequence, capable of performing his obligations and undertakings. Also the accuracy or completeness of market data or any other market client hereby warrants that the terms of the presents are not in information, or any messages disseminated by it. Neither the contravention of any rights of any party with whom such client Stock broker nor the Exchange shall be liable in any way for has any arrangements, at any time during and prior to the incorrect, misleading, incomplete or dated data or information execution of this Terms and Conditions. and, if the Client acts on the basis of the same, he shall do so at 7.2 All actions required to be taken to ensure compliance of all the his own risk and cost. transactions, which the client may enter into pursuant to this Terms 7.15 The Client shall not furnish market information provided by the and Conditions with all applicable laws, shall be completed by the Exchange to any other person or entity for consideration or client prior to such transaction being entered into. otherwiseandintheeventtheClientusessuchinformationhe shall 7.3 Any instructions given by an Authorised representative of the client do so at his own risk and cost. to the Stock broker or to Stock Broker's representative, shall be 8 FEES AND BROKERAGES, DEFAULT BY THE CLIENT, TERMINATION bindingontheClient. AND ARBITRATION, etc. TERMS OF CONSIDERATION 7.4 The client acknowledge that he is trading for his own account and 8.1 COMMISSIONS AND BROKERAGE: All commissions and charges shall not act as a Sub-broker of the Stock Broker without the prior leviable on transactions in securities pursuant to this Terms and written permission of the Stock Broker and without obtaining the Conditionsshallbepayableasmentionedbelow; certificate of registration from the Securities and Exchange 8.2 The Client acknowledge to pay the stock broker brokerage, Board of India (SEBI). commission, fees, service tax and other taxes and transaction 7.5 Though the Terms and Conditions has been divided into sections expenses as they exist from time to time and as they apply to the governing transactions in various segments/services, the Terms Client's account and transactions, and the services that he and Conditions shall be binding on the parties in its entirety. receives from the stock broker. The Stock Broker shall charge Entering into this Terms and Conditions governing transactions brokerage to the clients at a rate as mentioned on the web-site in multiple segments/services shall not be a reason for disputing or otherwise and intimated and agreed upon by the client. any transaction or account of client with the Stock Broker. 8.3 A schedule of brokerage, fees and commissions, applicable service 7.6 The client warrants that he has, maintained and operates a valid and other taxes and other transaction expenses shall be provided by accountwithadesignatedbankforexecutionof ordersthroughthe the Stock broker to the Client from time to time upon request by the E-brokingfacilitiesorotherwise. Clientsubjecttothetermsandconditionsonthewebsite 7.7 The client acknowledge to provide and continue to provide all 8.4 USER FEES/OTHER CHARGES: details about themselves as may be required by the Stock Broker The client acknowledge that the Stock Broker may charge user fees including but not restricted to PAN Number or Unique Identification for the use of any other service, at a rate mentioned on the web- Number (issued by SEBI) and states that all details and facts site and intimated and as may be modified from time to time. The represented to the Stock Broker are true. stock broker may charge the client on account of processing 7.8 The client represents and warrants to the Stock Broker that all the cost associated with issuance of physical contract note The information provided and statements made in the clients account Stock Broker may charge any other relevant charge in the application are true and correct and are not misleading (whether by manner intimated on the web-site or in any other manner from reason of omission to state a material fact or otherwise) and the time to time including but not limited to Trade Commissions, clientisawarethattheStockBrokerhasagreedtoprovidethe Service Tax, Turnover Charges, Tax Expenses incurred, Stamp

NRI - Version 11.3 42 (Voluntary) Duty,etc., as applicable. are not authorized to give any such advice and that the Client will 8.5 The Client also acknowledge and authorizes the Stock Broker,upon not solicit or rely upon any such advice from the Stock broker or receipt of intimation from the designated depository participant, to any of its employees. debit the trading account of the client towards depository charges 12.4 The Client acknowledge that in the event of the Stock broker or any payable by the client to the designated depository participant employee or official of the Stock broker providing any information, and make onward payment to the designated Depository recommendation or advice to the Client, the Client may act upon Participant. the same at the sole risk and cost of the Client, and the Stock 8.6 All references to the specific quantity/rate/fee mentioned in this broker shall not be liable or responsible for the same. Terms and Conditions are subject to change from time to time, as 12.5 The Stock broker, its officers, directors, partners, employees, soagreedtoinwritingbetweentheparties. agents and affiliates will have no liability with respect to any 9 DEFAULT AND CONSEQUENCES THEREOF investmentdecisionsortransactionsof theClient. 9.1 The client acknowledge that he shall be deemed to have defaulted 12.6 The Client assumes full responsibility with respect to his Decisions, the terms of this Terms and Conditions in circumstances including Investments,andtransactions. butnotrestrictedtothefollowing: 13 MISCELLANEOUS 9.1.1 Any delay in payment of margins, charges or delivery in respect of 13.1 The singular shall include the plural where the context so admits this Terms and Conditions for transactions executed on behalf of andviceversa. theclient. 13.2 The masculine shall include the feminine and the neutral and vice 9.1.2 Any contravention of the terms contained in this Terms and versa. Conditionsoronthewebsite. 13.3 The client acknowledge to abide by operational procedures laid 9.1.3 Any misrepresentation or false statement or omission, or down by Stock Broker regarding banking transactions, billing etc. misleadinginformationsuppliedbytheclienttotheStockBroker. and any changes made in these procedures from time to time and 9.2 Intheeventof defaultunderthisTermsandConditionsbytheclient, mentioned on the web site. the Stock Broker shall be entitled to any or all of the following 13.4 Words and expressions which are used in this Terms and coursesof action. Conditions, but which are not defined herein shall, unless the 9.2.1 Immediate termination of this Terms and Conditions and context otherwise requires, have the same meaning as assigned terminations of provision of services in terms of this Terms and thereto in the rules, Byelaws and Regulations of the Exchange & Conditions; circulars issued there under. Further, provisions of this Terms 9.2.2 Other remedies as may be available in terms of the law in force, at and Conditions shall be subject to the Exchange Provisions, the thatpointof time. Rules, Bye-Laws, Regulations, and other provisions of its 9.2.3 Arbitrationintermsof thisTermsandConditions. clearing house, if any, the provisions of the Securities and 9.2.4 Charge of an amount that shall not exceed the actual losses Exchange Board of India Act, 1992, the Securities Contracts incurred by the stock broker consequent to the default along with (Regulation) Act of 1956 and the rules and regulations made theinterestatmarketrates. there under and as amended from time to time. 9.2.5 The client acknowledge, that without prejudice to any other remedy 14 MODIFICATIONS or right prescribed in the presents, the Stock Broker may levy 14.1 All modifications to this Terms and Conditions shall be made in various charges, statutory levies, delay payin charges in accordance with the SEBI / Exchange requirements and shall be accordance with the stock broker's policies procedures intimated to the client by a suitable modification to the terms and 10 SET-OFF conditions or other applicable section on the web-site or in any 10.1 The client authorises the Stock Broker to block securities against other manner. All modifications to the voluntary clauses shall be pending order or pledge securities in favor of the Stock Broker modifiedbygivingnoticeof 15daystotheclient,Intheeventwhere against any of his dues, provided that this requirement may be the client has not objected to revised terms within 15 days of waived by the Stock Broker, at its discretion, by suitable receivingthenotification,thesameshallbebindingontheclient. modification to the terms and conditions. 14.2 The client acknowledge that a modification to the information in the 10.2 The stock broker may debit client's Trading Account towards terms and conditions section on the web-site or any other monies, fees, charges etc. payable to Sharekhan /service applicable sectionand a display of the modificationfor the duration provider or to any affiliates / subsidiaries of Sharekhan , in case of the applicability of such modification to the circumstances of of any facilities availed by the client through such service the client, shall be sufficient notice to the client, to take note of providers/ subsidiaries/affiliates. such modification. 11 VERIFICATION: Stock broker may adopt any such processes or 15 ASSIGNMENT: procedures to verify the genuineness of the client and the The client acknowledge that the stock broker may during the documents submitted by the client from time to time and client subsistence of these presents, assign, transfer or otherwise acknowledge to comply with such processes and procedures. alienate,byexecutingTermsandConditionsorinanyothermanner, Such processes and procedures may involve appointment by all or any of its rights and/ or obligations in accordance with the stock broker an outside agency. exchange or regulator's requirements terms of this Terms and 12 INVESTMENT OR ANY OTHER ADVICE Conditions to any person or entity including but not limited to its 12.1 The client acknowledge that the Stock Broker shall not be required affiliates, associates or sister companies and the rights and to provide the client with any form of legal, tax, investment or obligations of the Stock Broker under this Terms and Conditions accounting related advice. Or advise regarding the suitability or or any amendment or modification hereto shall vest and ensure profitability of a security or investment. for such assignee after the same is informed to the client 12.2 The client acknowledges that none of the services available on the pursuant to the regulatory permissions granting such transfer web-site or through any literature or brochure issued by the Stock or alienation Broker shall amount to investment advice on the part of the Stock 16 NO WAIVER: Broker. The failure on the part of Stock Broker from taking any action 12.3 TheClientalsoacknowledgesthattheStockbroker'semployees againsttheclientforanybreachorbreachesof theTermsand

NRI - Version 11.3 43 Conditions shall not constitute a waiver by the Stock Broker of any c) byregisteredpost subsequent or continuing breach thereof by the client. d) undercertificateof posting 17 INDEMNITY e) bytelegram 17.1 The Stock Broker shall be indemnified by the client in case of any f) byelectronicmailorfax action initiated against the Stock Broker by any party not privy to g) by affixing it on the door at the last known business or this contract, and it shall be the duty of the client to bear out of residentialaddress. their funds, all costs, losses and expenses which any such Stock h) by oral communication to the party or on the last known Broker may incur or become liable to pay,by reason of any event telephone number or on the recording machine of such in the course of the use of the said services of the client. number. 17.2 In the event of death or insolvency of the client, winding up or i) by advertising in at least one prominent daily newspaper liquidation, or their otherwise becoming incapable of receiving and having circulation in the area where the last known business paying for or delivering or transferring securities which the client orresidentialaddressof thepartyissituated. has ordered to be bought or sold, the Stock Broker may close out j) By notice posted on the notice board of the Exchange if no the transaction of the client and the client or his legal address is known. Any communication sent by the Stock representative shall be liable for any losses, costs and be entitled Broker to the Client shall be deemed to have been properly to any surplus which may result therefrom. delivered or served, if such communication is returned to 17.3 The client is aware that authentication technologies and strict the Stock Broker as unclaimed / refused / undelivered, if the securities measures are required for internet trading/ Securities same was sent in any one or more of the above modes of trading through wireless technology through order routed system communication to the ordinary place of residence and/or and undertake to ensure that the password of the client and/or last known web address / residing address and/ or at the their authorized representatives are not revealed to any third ordinary business address of the party to this Terms and party. The client also acknowledge to indemnify the Stock Broker Conditions. from any loss, injury,claim or any action instituted against the stock 22 TERMINATION: brokerarisingfromthemisuseof thepasswordbyanyparty. 22.1 Unless specified otherwise, both parties shall be entitled to 17.4 The client shall indemnify and keep indemnified the Stock Broker terminate this Terms and Conditions at will and without giving any harmless from and against all claims, demands, actions, proceedings, reasons to the other party but not without giving a notice in writing loss, damages, liabilities, changes and/or expenses that are of not less than 30 days that shall be dispatched to the address occasioned or may be occasioned to the Stock Broker directly or mentioned in this Terms and Conditions. However, such indirectly,as a result of bad delivery of shares/securities and/or as a cancellation or termination shall not have any effect on any result of fake/forged/stolen shares/securities/ transfer documents transaction(s) executed prior to the date of such notice of that are introduced or that may be introduced by or through the client termination and the rights and obligations in respect of such duringthecourseof hisdealings/operationsontheExchange. transactions shall continue to subsist in terms of this Terms and 18 FORCE MAJEURE: Conditions, and / or the terms and conditions as prescribed. The Stock Broker shall not be responsible for delay or default in the 22.2 This Terms and Conditions shall become effective on the date first performance of their obligations due to contingencies beyond their written above or the commencement of first transaction, whichever is control, such as (including but not limited to) losses caused earlierandshallremaininfullforceunlessanduntil terminated. directly or indirectly by exchange or market rulings, suspension 22.3 In the event of a Governmental action or action from any regulatory of trading, fire, flood, civil commotion, earthquake, war, strikes, authorities debarring the Stock Broker from carrying on business or failure of the systems, failure of the internet links or government rendering it impossible to transact the business or broking or E- / regulatory action. broking,thisTermsandConditionsshallstandterminated. 19 SEVERANCE: 22.4 The termination of this Terms and Conditions shall not affect any In the event of any one or more of the provisions contained in this rights or obligations of either party which have accrued prior to the Terms and Conditions becomes invalid, illegal or unenforceable in termination or which may arise out of or in connection with acts any respect under any law for the time being in force, the validity, done or omitted prior to the termination. legality and enforceability of the remaining provisions contained Subject to Stock Broker Client Terms and Conditions, Courts in herein shall not in any way be prejudiced or affected thereto. Mumbai shall have exclusive jurisdiction for the purpose of giving 20 The Client dispenses with the requirement of sending any effecttotheseTermsandConditions. communication in physical form if opted for electronic mode of 23 JURISDICTION: communicationorasmayberequiredbylaw.Anycommunicationsent Subject to Stock Broker client Terms and Conditions courts in bytheStockBrokerinelectronicformtotheknownE-mailaddress or Mumbai shall have exclusive jurisdiction for the purpose of giving mobile number of client or through access to the web-site of Stock effecttothesetermsandconditions Brokerdescribedinthisagreementshallbebindingontheclient. I have read and understood the above terms and conditions as 21 NOTICES: specified from Page No. 29 to 37 and hereby agree to abide by All notices, correspondences or communications issued under this them and any amendments made by the stock broker from time to Terms and Conditions shall be served in any one or more of the time. following modes of communications and such notice or communication shall be served at the ordinary place of residence and/or last known web address / residing address and/or at the ordinary business address of the party to this Terms and Conditions such as: a) byhanddelivery b) bypost

(18)

Signature of Client NRI - Version 11.3 44 To, (Voluntary) Sharekhan Limited 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai – 400 042. Dear Sir, With respect to the Rights and Obligations / Agreement executed between us I/ we authorize you to do the following: 1) Adjustment of account between segments: Notwithstanding anything contrary contained in the Rights and Obligations / Agreement between us, I hereby inform you that I have executed/desire to execute Rights and Obligations including but not limited to agreement(s) for trading on the National Stock Exchange of India Limited (NSE), Bombay Stock Exchange Limited (BSE), MCX Stock Exchange Limited (MCX-SX) and/or any other Exchange in cash, currency and derivative segment, , I hereby request you to transfer,make adjustments and/or to set off a part or whole of the securities placed as margin and/or any surplus funds/ securities in any of my account/(s) maintained with you against the outstanding dues payable if any, by me in any of my account/(s) maintained with Sharekhan. Sharekhan will have right of lien on the credit balance in any of my accounts. Any entries passed by you in accordance with this authorization shall be binding on me. 2) Authority to debit the Demat Account operating charges Beneficiary Code: 1. I have a beneficiary account with Sharekhan (DP) with client id as mentioned above. 2. Further I have a trading account with Sharekhan (trading code as mentioned above) for investment and trading purpose. 3. I find it inconvenient to give cheques against your depository bills. I hereby authorise you to debit the trading account maintained with Sharekhan for the debit charges payable to Sharekhan as Depository Participant for providing depository services. Any such sum debited to my account shall be binding on me. 3) Authority to debit the Trading Account Opening Charges: I hereby authorize you to debit the trading account maintained with Sharekhan for the account Opening Charges for offline trading Account payable to Sharekhan. Any such sum be debited to my account shall be binding on me. 4) Trade Tiger Access Charges.(applicable for online trading only ): I hereby agree to the Terms and Conditions for the Trade Tiger Access charges, namely: 1. I understand that Sharekhan is entitled to charge an access fee for usage of the trading software Trade Tiger provided to me. 2. I hereby authorize you to debit my account for Rs. 3,000/- and relevant statutory charges towards Quarterly Access Charges for using Trade Tiger.I further acknowledge that this service would non transferable. 3. I understand that in case I opt for annual subscription, the charges would be Rs. 10,000/- excluding statutory charges 4. I also understand that the upcoming features in Trade Tiger may carry additional charges and that the said charges are subject to change. 5. I understand that the Trade Tiger may be deactivated in case of non-payment of charges and that subscription amount once collected would not be refunded 6. I acknowledge that the Access charges would be adjusted against the brokerage generated in my account over the subscription period. I also acknowledge that in case brokerage generated is less than the Access Charges then the balance would not be refundable. 5) Mandate to issue contracts, Statement of Funds and Securities and registration form through E-mail ID: I understand and agree that in compliance of the obligations contained in the said Rights and Obligations, Sharekhan sends electronic communication including digitally signed contract notes, Statement of Accounts, bills as well as registration form and other communications (hereinafter referred to as electronic communications) on the email address provided by me in the KYC to Sharekhan. I understand that the acceptance of the below mentioned terms and conditions through the electronic form shall be construed as a valid acceptance and shall be binding on me. I hereby agree and give consent to accept the contract notes for transactions carried on by me with/through Sharekhan, in Digital form. I undertake to verify the contract notes sent by Sharekhan. If any discrepancy is observed the same shall be forthwith brought to the notice of the Sharekhan immediately. My non-verification or not accessing the contract notes on regular basis shall not be a reason for disputing the contract note at any time. Digital contract notes / any statements / circulars / notice issued would be sent to the email id as mentioned in KYC. In case of any change in Email ID I will communicate to Sharekhan through a physical letter. I understand that non receipt of bounced mail intimation to Sharekhan, shall be considered as a valid delivery to me/us and Sharekhan shall not be responsible for the consequences thereof. In case of any discrepancies if any, would be sent to the branch or to E-mail [email protected]. Digital Contract Notes will also be available at URL https://www.sharekhan.com. In case of any announcement and notices, I/we will raise the query within the time specified in the respective communication. If I am not able to respond with in the time specified, it shall be assumed that I have taken the note of the communication and I do not have any objection and/or query on the said communication. Feedback or objections would be raised by sending an email to [email protected] or any other specified email mentioned in the communication. 6) I confirm that all other terms and conditions mentioned in the Rights and Obligations, including all voluntary clauses and confirmations, accepted by me/us shall continue to remain binding. I request you to take the above on record and proceed accordingly.

Yours faithfully,

(19) ( Signature of Client)

Name of the client: ______

NRI - Version 11.3 45 POWER OF ATTORNEY - NRE (Voluntary)

KNOW ALL MEN BY THESE PRESENTS THAT I/WE Mr. / Mrs. / M/s (20) (first holder)______(second holder)______(9) (third holder) ______an individual/a sole proprietary concern/a partnership firm/a body (9) corporate/trust, registered/incorporated, under the provisions of the Indian Partnership Act, 1932/the Companies Act, 1956 or any relevant Act, having his/her/its residence/registered office/place of business at ______Sharekhan would be the validly constituted attorney to intimate the ______same to the Depository Participant for the purposes of debiting or (hereinafter referred to as “the client”) wish to avail / have availed the creditingmyaccountopenedwiththeDepositoryParticipant(s). Broking/E-brokingfacilitiesandotherservicesoffered(hereinafterreferred 5. To validate on my/our behalf any such instruction so given to the to as “Services”) by Sharekhan Ltd. (hereinafter referred to as Depository Participant(s), in written / physical or any other form “Sharekhan”), companies incorporated under the Companies Act,1956 as may be required by the concerned depository participant. and having their offices at 10th Floor, Beta Building, Lodha iThink Techno 6. For these purposes and to this extent, Sharekhan is empowered by Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - me/us, to affix their signatures to any document, form or any other 400 042.and processing office at G-2, Salzburg Square,107-Harrington record, being a delivery instruction given by me/us to the said Road, Chetpet, Chennai - 600 031. and is a Member (Trading Member) of depositoryparticipant,asrequiredbytheconcerneddepository. The National Stock Exchange of India Limited (NSE) and Bombay Stock 7. I/Wealsoundertaketopaysuchdematcharges/feesandsuchother Exchange Limited(BSE) respectively (hereinafter referred to as “the charges incurred by the Sharekhan under this power of attorney Exchanges”)andisalsoa“DepositoryParticipant”registeredwith(NSDL) and that I/We further authorize Sharekhan to debit my/our account Whereas in the course of availing the services and for meeting the with Sharekhan with the said charges as and when the same settlement obligations thereof on the Exchanges, I/We do hereby nominate, becomes due for payment and I/We hereby undertake to pay the constitute and appoint M/s. Sharekhan Limited (Member Broker), sameimmediatelyondemandmadebySharekhan. hereinafter referred to as Sharekhan acting through their Directors and/or 8. To register this Power of Attorney with the Depository Participant duly authorized staff for the purpose, as my/our true and lawful attorneys and/ or with any other party concerned as is require within the for my depository account with Sharekhan Limited (Depository Participant) parameters of this Power of Attorney DP ID IN300513 Client ID ______,to execute and perform severally the following acts, deeds, matters and things, provided the attorney 9. To sign all applications, apply for, subscribe to or enter into complies with all the applicable conditions of all or any of their services correspondence with respect to any Initial Public Offers/Offers for offeredbythemintheircapacityasStockBrokers Sale of Securities of the companies /Units of mutual fund, Asset Management company or any other “Investment Products” offered 1. To have and exercise the powers and / or authority,and to do and / through the website www.sharekhan.com (owned by Sharekhan or execute the acts, deeds matters and things specified in Limited) or any other means as per the instructions made available agreement between Sharekhan and the Client as may be to them by me/us by electronic mail or through the website or any applicable in relation to the transactions executed by the client othermodeasspecifiedonthewebsiteorotherwise. 2. To operate depository account/(s) for the purpose of transferring 10. To make payment to any party with respect to the aforesaid any collateral to the margin account and honoring delivery products mentioned in point 9 above on my/our behalf to fulfill the obligations, for any transaction executed with Sharekhan Limited transaction requested by me/us. which is registered as a Depository Participant and a stock broker registeredwiththeSecuritiesandExchangeBoardof India(SEBI). 11. To enter into correspondence with any party with respect to any transaction in any Investment Products. 3. To sign instructions on my behalf with respect to debit/credit/ the depository account/(s) for the credit or benefit of my/our account with 12. To forward all such applications placed through the website to the Sharekhan,forthetransactionscarriedbyme/uswithSharekhan. online-IPO module of the concerned Exchange or owner/issuer of “Investment Product”. 4. To issue instructions relating, executing delivery/receipt instructions, pledge creation instructions, pledge closure 13. To receive intimation from the Exchange and any other party instruction, lending and borrowing instructions, to operate the regarding the allocation / allotment / rejection / regret of the depository account by issue and receipt of instructions for the securities or such other “Investment Product” applications / above mentioned purposes and such other authorization given by subscriptions / withdrawal or any other communications. me/us severally on behalf of all of us, or all/ any of us jointly, in any 14. To authorize Sharekhan to invest on behalf of me/us and to hold electronic form, in any format and at any time either through the the mutual fund /asset management company(ies) based on the portal of the Sharekhan or through the internet or any other request given by me/us. I confirm not to hold such mutual electronic mode, will be a valid instruction to Sharekhan. Further

(21) (10) (10) Signature of 1st Holder/Client Signature of 2nd Holder Signature of 3rd Holder NRI - Version 11.3 46 (Voluntary) fund/asset management company /Sharekhan liable for any Witness : transaction processed on the based on my/our request To 1. Name: ______correspond with and give notice to the corresponding asset management company / body corporate(s)/issuer/registrar and Address: ______transfer agent of securities including giving instructions with ______regard to nomination/change in investment plans/any other ______changes that may be necessitated,pursuant to the authorization ______given by me to Sharekhan in this regard. Signature: ______15. To deposit/transfer on allotment, the securities, debentures, units of 2. Name: ______the mutual funds and/or all other investments products applied Address: ______through sharekhan, on allotment, to my/our Beneficiary Ownership ______DematAccountopenedforthepurposewiththeSharekhan-DP. ______16. To do all other acts and things as may be necessary to effect the ______subscription / purchase / redemption or any other transaction Signature: ______in any Investment Product for which services availed from Annexure B Sharekhan. 17. To debit my Trading account towards monies/fees/charges etc. DP Name DP ID Client ID payable to Sharekhan or to a Third Party service provider or to Sharekhan Ltd IN300513 13377988 any of the affiliates/subsidiaries of Sharekhan by virtue of I/We Sharekhan Ltd 12036000 1203600000056193 using/subscribing to any of the facilities/services provided either by Sharekhan or through a Third Party service provider or by any NSCCL 11000011 1100001100016512 other security or financial instrument on behalf of me/us though Sharekhan Ltd IN300513 14972568 Sharekhan or any third party.To bind ourselves with respect to any Sharekhan Ltd IN300513 14972576 instruction given by first holder or any other holder to Sharekhan Sharekhan Ltd IN300513 14972592 18. In case of any erroneous transfer done by the attorney, the attorney may return the same to my account as soon it comes to Sharekhan Ltd IN300513 10000578 their notice. Sharekhan Ltd 12036000 1203600000000076 19. To send the consolidated summary of client wise scrip wise buy Sharekhan Ltd 12036000 1203600000063384 and sell position with average rates by email or SMS. 20. To authorize Sharekhan to transfer the securities to any of the Boi-Shareholding Ltd. 11000010 1100001000014903 following demat accounts of Sharekhan mentioned in Annexure B. Sharekhan Ltd IN300513 14972584 21. We the joint holders of demat account agree, ratify and confirm to Sharekhan Ltd IN300513 14972550 bind ourselves to any instructions given by the client herein above Sharekhan Ltd IN300513 17801389 mentioned who shall be the exclusive beneficiary of the transactions carried out pursuant to this power of attorney the Sharekhan Ltd IN300513 20993448 Director/(s) and/or the Authorized Signatories, who have in token Sharekhan Ltd IN300513 20978552 thereof, subscribed their signature thereto. Sharekhan Ltd 12036000 1203600001669790 That the Power of Attorney herein referred to is revocable at any MCX-SXCCL 11000028 1100002800001042 time without notice subject to such revocation shall not be applicable for any outstanding settlement obligation arising out of the trades carriedoutpriortoreceivingrequestforrevocationof POA. Signed for and on behalf of Stock Broker: That, I/we hereby declare that all the actions taken by my/our Signature(s) above mentioned attorney (herein Sharekhan) in this regards shall be deemed to be actions done by me/us and if necessary shall be ratified byme/us on the instructions of the said attorney Name Sharekhan Limited and that such actions will be binding on me/us. I/we agree that Sharekhan is entitled to credit the proceeds of Address Registered address: any instruction. This document shall be subject to the jurisdiction 10th Floor, Beta Building, of the courts in Mumbai. Lodha iThink Techno Campus, In witness whereof I/we have executed this revocable Power of Off. JVLR, Opp. kanjurmarg Station, Attorney on the day,date and year herein below mentioned. Kanjurmarg (E), Mumbai - 400 042 Dated at ______this day of ______(In case of an Individual) Processing Address: 1) First Holder Name: ______G-2, Salzburg Square, Signature: ______(22) 107-Harrington Road, 2) Second Holder Name: ______Chetpet, Chennai - 600 031 Signature:(11) ______3) Third Holder Name : ______Signature:(11) ______NRI - Version 11.3 47 POWER OF ATTORNEY - NRO (Voluntary)

KNOW ALL MEN BY THESE PRESENTS THAT I/WE Mr. / Mrs. / M/s (23) (first holder)______(second holder)______(12) (third holder) ______an individual/a sole proprietary concern/a partnership firm/a body corporate/trust, registered/incorporated, under the provisions of the (12) Indian Partnership Act, 1932/the Companies Act, 1956 or any relevant Act, having his/her/its residence/registered office/place of business at ______electronic mode, will be a valid instruction to Sharekhan. Further ______Sharekhan would be the validly constituted attorney to intimate (hereinafter referred to as “the client”) wish to avail / have availed the the same to the Depository Participant for the purposes of Broking/E-brokingfacilitiesandotherservicesoffered(hereinafterreferred debiting or crediting my account opened with the Depository to as “Services”) by Sharekhan Ltd. (hereinafter referred to as Participant(s). “Sharekhan”), companies incorporated under the Companies Act,1956 5. To validate on my/our behalf any such instruction so given to the and having their offices at 10th Floor, Beta Building, Lodha iThink Techno Depository Participant(s), in written / physical or any other form Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - as may be required by the concerned depository participant. 400 042.and processing office at G-2, Salzburg Square,107-Harrington 6. For these purposes and to this extent, Sharekhan is empowered by Road, Chetpet, Chennai - 600 031. and is a Member (Trading Member) of me/us, to affix their signatures to any document, form or any other The National Stock Exchange of India Limited (NSE) and Bombay Stock record, being a delivery instruction given by me/us to the said Exchange Limited(BSE) respectively (hereinafter referred to as “the depositoryparticipant,asrequiredbytheconcerneddepository. Exchanges”)andisalsoa“DepositoryParticipant”registeredwith(NSDL) 7. I/Wealsoundertaketopaysuchdematcharges/feesandsuchother Whereas in the course of availing the services and for meeting the charges incurred by the Sharekhan under this power of attorney settlement obligations thereof on the Exchanges, I/We do hereby nominate, and that I/We further authorize Sharekhan to debit my/our account constitute and appoint M/s. Sharekhan Limited (Member Broker), with Sharekhan with the said charges as and when the same hereinafter referred to as Sharekhan acting through their Directors and/or becomes due for payment and I/We hereby undertake to pay the duly authorized staff for the purpose, as my/our true and lawful attorneys sameimmediatelyondemandmadebySharekhan. for my depository account with Sharekhan Limited (Depository Participant) 8. To register this Power of Attorney with the Depository Participant DP ID IN300513 Client ID ______,to execute and perform severally and/ or with any other party concerned as is require within the the following acts, deeds, matters and things, provided the attorney parameters of this Power of Attorney complies with all the applicable conditions of all or any of their services 9. To sign all applications, apply for, subscribe to or enter into offeredbythemintheircapacityasStockBrokers correspondence with respect to any Initial Public Offers/Offers for 1. To have and exercise the powers and / or authority,and to do and / Sale of Securities of the companies /Units of mutual fund, Asset or execute the acts, deeds matters and things specified in Management company or any other “Investment Products” offered agreement between Sharekhan and the Client as may be through the website www.sharekhan.com (owned by Sharekhan applicable in relation to the transactions executed by the client Limited) or any other means as per the instructions made available 2. To operate depository account/(s) for the purpose of transferring to them by me/us by electronic mail or through the website or any any collateral to the margin account and honoring delivery othermodeasspecifiedonthewebsiteorotherwise. obligations, for any transaction executed with Sharekhan Limited 10. To make payment to any party with respect to the aforesaid which is registered as a Depository Participant and a stock broker products mentioned in point 9 above on my/our behalf to fulfill the registeredwiththeSecuritiesandExchangeBoardof India(SEBI). transaction requested by me/us. 3. To sign instructions on my behalf with respect to debit/credit/ the 11. To enter into correspondence with any party with respect to any depository account/(s) for the credit or benefit of my/our account transaction in any Investment Products. with Sharekhan, for the transactions carried by me/us with 12. To forward all such applications placed through the website to the Sharekhan. online-IPO module of the concerned Exchange or owner/issuer of 4. To issue instructions relating, executing delivery/receipt “Investment Product”. instructions, pledge creation instructions, pledge closure 13. To receive intimation from the Exchange and any other party instruction, lending and borrowing instructions, to operate the regarding the allocation / allotment / rejection / regret of the depository account by issue and receipt of instructions for the securities or such other “Investment Product” applications / above mentioned purposes and such other authorization given by subscriptions / withdrawal or any other communications. me/us severally on behalf of all of us, or all/ any of us jointly,in any 14. To authorize Sharekhan to invest on behalf of me/us and to hold electronic form, in any format and at any time either through the the mutual fund /asset management company(ies) based on the portal of the Sharekhan or through the internet or any other request given by me/us. I confirm not to hold such mutual fund/asset management company /Sharekhan liable for any

(24) (13) (13) Signature of 1st Holder/Client Signature of 2nd Holder Signature of 3rd Holder NRI - Version 11.3 48 (Voluntary) transaction processed on the based on my/our request To Witness : correspond with and give notice to the corresponding asset 1. Name: ______management company / body corporate(s)/issuer/registrar and Address: ______transfer agent of securities including giving instructions with ______regard to nomination/change in investment plans/any other changes that may be necessitated,pursuant to the authorization ______given by me to Sharekhan in this regard. ______15. To deposit/transfer on allotment, the securities, debentures, Signature: ______units of the mutual funds and/or all other investments products 2. Name: ______applied through sharekhan, on allotment, to my/our Beneficiary Address: ______Ownership Demat Account opened for the purpose with the ______Sharekhan-DP. ______16. Todoallotheractsandthingsasmaybenecessarytoeffectthe ______subscription/purchase /redemption or any other transaction Signature: ______in any Investment Product for which services availed from Sharekhan. Annexure B 17. To debit my Trading account towards monies/fees/charges etc. DP Name DP ID Client ID payable to Sharekhan or to a Third Party service provider or to Sharekhan Ltd IN300513 13377988 any of the affiliates/subsidiaries of Sharekhan by virtue of I/We using/subscribing to any of the facilities/services provided either Sharekhan Ltd 12036000 1203600000056193 by Sharekhan or through a Third Party service provider or by any NSCCL 11000011 1100001100016512 other security or financial instrument on behalf of me/us though Sharekhan Ltd IN300513 14972568 Sharekhan or any third party.To bind ourselves with respect to any instruction given by first holder or any other holder to Sharekhan Sharekhan Ltd IN300513 14972576 18. In case of any erroneous transfer done by the attorney, the Sharekhan Ltd IN300513 14972592 attorney may return the same to my account as soon it comes to Sharekhan Ltd IN300513 10000578 their notice. 19. To send the consolidated summary of client wise scrip wise buy Sharekhan Ltd 12036000 1203600000000076 and sell position with average rates by email or SMS. Sharekhan Ltd 12036000 1203600000063384 20. To authorize Sharekhan to transfer the securities to any of the Boi-Shareholding Ltd. 11000010 1100001000014903 following demat accounts of Sharekhan mentioned in Annexure B. Sharekhan Ltd IN300513 14972584 21. We the joint holders of demat account agree, ratify and confirm to bind ourselves to any instructions given by the client herein above Sharekhan Ltd IN300513 14972550 mentioned who shall be the exclusive beneficiary of the Sharekhan Ltd IN300513 17801389 transactions carried out pursuant to this power of attorney the Sharekhan Ltd IN300513 20993448 Director/(s) and/or the Authorized Signatories, who have in token thereof, subscribed their signature thereto. Sharekhan Ltd IN300513 20978552 That the Power of Attorney herein referred to is revocable at any Sharekhan Ltd 12036000 1203600001669790 time without notice subject to such revocation shall not be applicable MCX-SXCCL 11000028 1100002800001042 for any outstanding settlement obligation arising out of the trades carriedoutpriortoreceivingrequestforrevocationof POA. Signed for and on behalf of Stock Broker: That, I/we hereby declare that all the actions taken by my/our above mentioned attorney (herein Sharekhan) in this regards Signature(s) shall be deemed to be actions done by me/us and if necessary shall be ratified byme/us on the instructions of the said attorney and that such actions will be binding on me/us. Name Sharekhan Limited I/we agree that Sharekhan is entitled to credit the proceeds of any instruction. This document shall be subject to the jurisdiction of Address Registered address: the courts in Mumbai. 10th Floor, Beta Building, In witness whereof I/we have executed this revocable Power of Lodha iThink Techno Campus, Attorney on the day,date and year herein below mentioned. Off. JVLR, Opp. kanjurmarg Station, Dated at ______this day of ______Kanjurmarg (E), Mumbai - 400 042 (In case of an Individual) 1) First Holder Name: ______Processing Address: Signature: ______(25) G-2, Salzburg Square, 2) Second Holder Name: ______107-Harrington Road, Signature:(14) ______Chetpet, Chennai - 600 031 3) Third Holder Name : ______Signature:(14) ______

NRI - Version 11.3 49 (Voluntary) To Date: Sharekhan Limited 10th Floor,Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042. Sub: Application for the allotment of NRI code. IwishtoappointyouasmyClearingMemberforclearingandsettlementof tradesdoneonthefuturesandoptionssegmentof NSE.Mydetailsareasfollows: Name (as appear in Passport) Passport no NRO Bank A/c No Telephone NO Email ID Current Address Permanent Address in India We request you to kindly get an NRI client code allotted by NSE/NSCCL for the same. I undertake that all the trades executed through the above allotted NRI Client code will be on my* behalf. (*If the NRI Client code application is for an HUF then the details of the Karta (Manager) has to be given in the application and in the undertaking should be provided as follows: “I undertake that all the trades executed through the above allotted code will be on behalf of HUF”) Yours sincerely,

(26)F Signature of the client

Date: (Voluntary) To Sharekhan Limited 10th Floor,Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042. This is with reference to my passport number______submitted as an identity and address proof which was issued on______and having an expiry date______. I hereby undertake that the above passport is the only passport that I hold in my name. Or* I hereby undertake that the following passports are held by me : Sr.No. Place of issue (country) Passport Number Date of Issue Date of Expiry

Thanking you Yours faithfully

Signature of the client: ______(27)F Name :______* strike of the option which is not applicable

To, (Voluntary) M/s. Sharekhan Ltd. 10th Floor,Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042. Sub: Undertaking for not deducting tax. In pursuant of my business in future & option market in India with your company,I hereby confirm that: 1) I am Tax resident of ______country. 2) Iamtherecipientaswellasthebeneficiaryof theincomeearnedoutof transactiondonebymeintheF&Osegmentwithyourcompany. 3) I have no permanent establishment as defined in the Double tax avoidance agreement between India & my country Viz______4) I further confirm that I have no fixed base regularly available for the purpose of performing the activities in India.

Signature of the client : ______(28)F NRI - Version 11.3 50 (Voluntary) PROFILE SHEET Dear Customer, Please select product that you wish to avail of: Also, please answer a few questions to help us serve you better Sr. Option No. Questions A B C D E F 1 How would you like to trade with Sharekhan? Internet Phone/Branch Both 2 Have you been investing or trading in the stock market? Yes No 3 Do you trade in Cash market or Derivative market? Cash Derivative Both None 4 What is your frequency of your investing / trading? Many times a day Once a day Many times Week Once a Week Once a month or more None 5 What is your current portfolio size? Below 5-25 25-50 50 Lacs No Portfolio (Total investment in Shares and Mutual Funds) 5 Lacs Lacs Lacs and above 6 How much more do you plan to invest in stock Below 5-25 25-50 50 Lacs market in the next 2 years? 5 Lacs Lacs Lacs and above 7 In which range would your annual income fall in to? Below 5 Lacs 5-25 Lacs 25-50 Lacs 50 Lacs and above 8 What is your existing mode of transaction? Internet based account Non Internet account No Broker 9 Do you have a Relationship Manager allocated to you? Yes No None 10 Would you like to undergo free education? Investments Trading strategies based on technical analysis 11 How long have you been New 1 to 5 years investing in stocks? 5 to 10 years More than 10 years 12 What is your source of stock market information? TV channels: CNBC NDTV PROFIT Others (Specify)______Newspaper: Economic Times Others (Specify)______Sharekhan Research Magazines Other research magazines Friends/Relatives Broker Others (Specify)______13 What is your marketstock preference? Market preference Stock preference Speculator High risk return Regular investor Bluechip Occasional investment Stocks valued less than Rs10 Trader Stocks recommended by Sharekhan research Stocks recommended by other research houses ICICI HDFC Kotak Reliance Angel Other Brokerage Firm Anand Rathi you are trading with Securities Securities Securities Money Broking please tick the India Motilal Infoline Oswal Indiabulls Geojit Religare Any other______No Brokerage Firm

Other Product Interest IPO PMS Mutual Fund Insurance

FOR OFFICE USE Profiling Code 1 2 3 4 5 6 7 89

FOR OFFICE USE ONLY Name of The Executive: Executive Code: Name of The Manager: Manager Code: City: Lead Source: Margin ( ): Account Opening Charges:

Signature: In case of waiver of account opening fee Approved By Name : Designation:

Signature With Stamp

NRI - Version 11.3 51