Modified Expansion Sphincter Pharyngoplasty for Treatment of Children with Obstructive Sleep Apnea
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Research Original Investigation Modified Expansion Sphincter Pharyngoplasty for Treatment of Children With Obstructive Sleep Apnea Seckin O. Ulualp, MD IMPORTANCE Lateral pharyngeal wall collapse has been implicated in the pathogenesis of obstructive sleep apnea (OSA). Modified expansion sphincter pharyngoplasty (ESP) is a simple procedure and can be considered in the surgical management of children with severe OSA. OBJECTIVE To describe a modified ESP addressing lateral pharyngeal muscle wall collapse in the treatment of children with OSA. DESIGN, SETTING, AND PARTICIPANTS Retrospective review of the medical records of children with OSA and lateral pharyngeal muscle wall collapse who underwent modified ESP and children who had tonsillectomy and adenoidectomy (TA) for OSA between 2008 and 2013 at a tertiary care children’s hospital. INTERVENTIONS Modified ESP. MAIN OUTCOMES AND MEASURES The primary outcome measure was the rate of cure, which was defined as an apnea-hypopnea index (AHI) lower than 1. Other outcomes were differences in preoperative and postoperative AHI, minimum saturation of peripheral oxygen, and percentage of total sleep study time with oxygen saturation less than 90%. RESULTS Twenty-five children who had modified ESP and 25 AHI-matched children who had TA for severe OSA were identified. The postoperative AHI was lower than the preoperative AHI in both groups. Preoperative AHI was similar between modified ESP and TA groups. The Author Affiliations: Department of Otolaryngology–Head and Neck mean (SD) postoperative AHI of the modified ESP group (2.4 [3.9]) was lower than that of the Surgery, University of Texas TA group (6.2 [6.0]) (P < .001). Cure rates for the modified ESP group (AHI <1, 64%; AHI <2, Southwestern Medical Center, Dallas; 72%; and AHI <5, 80%) were greater than those for the TA group (AHI <1, 8%; AHI <2, 44%; Division of Pediatric Otolaryngology, and AHI <5, 60%). Children’s Medical Center, Dallas, Texas. Corresponding Author: Seckin O. CONCLUSIONS AND RELEVANCE Modified ESP provided objective clinical improvement of OSA Ulualp, MD, Department of in children with severe OSA and lateral pharyngeal wall collapse and might serve as an Otolaryngology–Head and Neck effective alternative to TA for treatment of OSA. Surgery, University of Texas Southwestern Medical Center, 5323 Harry Hines Blvd, Dallas, TX JAMA Otolaryngol Head Neck Surg. 2014;140(9):817-822. doi:10.1001/jamaoto.2014.1329 75390-9035 Published online July 31, 2014. ([email protected]) . bstructive sleep apnea (OSA) occurs due to fixed and/or partial glossectomy, and genioglossus advancement have been dynamic upper airway obstruction caused by ana- used with varying results to cure OSA. Addition of new surgi- O tomical factors and abnormal upper airway motor cal techniques to the surgeon’s armamentarium potentially im- tone.1 Upper airway obstruction may be caused by collapse of proves the management of OSA in children. single or multiple structures such as the soft palate, uvula, pala- Lateral pharyngeal wall collapse has been documented in tine tonsils, lateral pharyngeal walls, base of the tongue, and adults and children with OSA.2,7,8 Lateral pharyngoplasty and epiglottis.2 Tonsillectomy and adenoidectomy (TA) is com- expansion sphincter pharyngoplasty (ESP) have been used to monly used as an initial procedure to treat OSA; however, TA address lateral pharyngeal wall collapse in adults with OSA.9-12 may not be curative in 21% to 75% of the children with OSA.3-6 The ESP procedure involves a combination of tonsillectomy, In children with Down syndrome or neurological impair- expansion pharyngoplasty, rotation of the palatopharyngeus ment, pillar closure, uvulopalatopharyngoplasty, lingual ton- muscle, a partial uvulectomy, and closure of the anterior and sillectomy, modified pharyngoplasty, lateral pharyngoplasty, posterior tonsillar pillars.10 Treatment with ESP prevents lat- jamaotolaryngology.com JAMA Otolaryngology–Head & Neck Surgery September 2014 Volume 140, Number 9 817 Copyright 2014 American Medical Association. All rights reserved. Downloaded From: https://jamanetwork.com/ on 09/25/2021 Research Original Investigation Pharyngoplasty for Pediatric Obstructive Sleep Apnea eral pharyngeal collapse and reduces apnea episodes in adults cautery (Figure 1A).13 The anterior fascicules of the palatopha- with OSA.10-12 Outcomes of ESP have not been studied in chil- ryngeus muscle were transected horizontally at the junction dren with OSA. The aim of the present study is to describe a of upper third and mid-third portions using a protected needle- modified ESP technique and compare outcomes of modified tip bovie (Figure 1B). Superficial fibers of the upper third por- ESP to those of TA in children with OSA. tion of the palatopharyngeus muscle were isolated, and deep fibers left with the muscle’s posterior surface attached to the pharyngeal constrictor muscles. Methods A blunt palate tunneling extending superolaterally from the arching fibers of the palatoglossus muscle into soft palate This study was approved by the University of Texas South- was created using a curved hemostatic forceps (Figure 1C). The western Medical Center institutional human research review isolated portion of palatopharyngeus muscle was pulled su- board, and informed consent was waived. peroanterolaterally into the palate tunnel while the lateral pha- ryngeal wall tension was observed. Then the isolated portion Evaluation of Study Participants of palatopharyngeus muscle was attached to the arching muscle The medical records were retrospectively reviewed for pa- fibers of soft palate with a single mattress stitch using Vicryl tients who underwent modified ESP and control subjects who 4-0 suture (Ethicon Inc) and a round-bodied needle (Figure 1D). had TA from September 2008 to September 2013. All patients The same steps were repeated on the opposite side (Figure 1E). in both the ESP and TA groups were younger than 21 years and In the modified ESP technique, increased distance is cre- underwent both preoperative and postoperative polysomnog- ated between, and tension within, the lateral pharyngeal walls. raphy for OSA assessment. The TA group included children In the present study, the modifications to previously de- whose apnea-hypopnea index (AHI) was matched to the chil- scribed ESP techniques included (1) transection of the palato- dren in the ESP group so as obtain similar levels of OSA sever- pharyngeal muscle at the upper third portion instead of the in- ity in both groups. No patients were excluded for craniofacial ferior end10,11; (2) transection of the superficial fibers of the anomalies, developmental delay, psychiatric illness, immu- palatopharyngeal muscle instead of full-thickness transec- nodeficiency, possible neoplasia, possible posttransplant lym- tion of the palatopharyngeal muscle11,12; (3) blunt palate tun- phoproliferative disorder, or other chronic conditions. All neling without mucosal incision10; (4) preservation of the uvula participants were identified using an electronic medical rec- instead of partial uvulectomy10; (5) no apposition of the en- ord system documenting surgical procedures performed by the tire anterior and posterior pillars10; and (6) lack of palate inci- author. sion for second intermediate suturing of flap.11 All participants underwent all-night, attended polysom- A microdebrider was used to remove the adenoid, and suc- nography by computerized polygraph performed in the dedi- tion electrocautery was used for hemostatic control of the ad- cated pediatric sleep laboratory at a tertiary care children’s hos- enoid bed. The tonsillar fossae and adenoid bed were exam- pital; sleep measurements were based on the criteria of the ined after oropharyngeal and gastric suctioning and before 2007 American Academy of Sleep Medicine guidelines. Poly- reversal of anesthesia. somnograms were scored by pediatric sleep medicine special- Postoperatively, overnight monitoring consisted of con- ists, and the AHI was calculated as the sum of obstructive ap- tinuous measurement of pulse oximetry, blood pressure, and neas and hypopneas per hour. Central apnea, central hypopnea, pulse rate. Analgesia was achieved by alternating between ac- and mixed apnea were not included in the AHI. The severity etaminophen and ibuprofen. For the next 2 weeks, adequate of OSA was categorized according to AHI as mild (AHI, 1-5); oral fluid intake for proper hydration and a soft blended diet moderate (AHI, 5-10); or severe (AHI >10).6 In the modified ESP were recommended. Parents were instructed to return to the group, drug-induced sleep endoscopy (DISE) was performed hospital for evaluation if they saw any volume of oropharyn- during induction of anesthesia by using the previously de- geal bleeding or epistaxis during the postoperative period. scribed protocol.2 Data Collection and Statistical Analysis ESP Indications and Techniques Data pertaining to age, sex, medical history, surgical history, Indications for modified ESP included severe OSA and lateral comorbid conditions, body mass index (BMI), tonsil size,14 ad- pharyngeal wall collapse documented by DISE. At the time of enoid size,2 and findings of polysomnography were obtained surgery planning during the clinic visit, caregivers were of- from the charts. Centers for Disease Control and Prevention fered the option of modified ESP, in addition to TA, if the DISE growth standards were used to determine BMI percentiles. Chil- findings indicated lateral pharyngeal wall collapse. dren