University of California, Santa Barbara and The UCSB Foundation Annual Report of Finances and Philanthropy

FOR THE YEAR ENDING JUNE 30, 2001 Table of Contents

A Changing View 3 Philanthropy at Work 9 Caring for Children 10 Promoting Religious Understanding 11 Forging Engineering Alliances 12 Focusing on Latinos 13 Improving Public Education 14 Recognizing Distinction 15 UC Santa Barbara Financial Report, 2000–01 16 Transmittal Letter to the Chancellor 17 Current Funds, Receipts, and Expenditures 18 Consolidated Statements of Changes in Fund Balances 20 Balance Sheet 21 Notes to Financial Statements 28 The UCSB Foundation Financial Report, 2000–01 29 Transmittal Letter to the Chancellor 30 Letter from the Chair of The UCSB Foundation 31 Balance Sheet 32 Statement of Activities and Changes in Fund Balances 33 Statement of Cash Flows 34 Notes to Financial Statements 36 Officers and Trustees of The UCSB Foundation 37 Philanthropic Support for UC Santa Barbara 38 Financial Highlights 39 About the Cover Honor Roll of Donors 40 Detail of a painting of Ellwood Beach by Kate Yarbrough. Other The Regents of the University of California 48 paintings by the artist that help Officers of the University of California, Santa Barbara 48 illustrate this report can be found on pages 9, 16, 29, and 38.

For more information contact: Division of Administrative Services or The UCSB Foundation University of California, Santa Barbara Santa Barbara, CA 93106 (805) 893-8000 www.ucsb.edu

Published by the Office of Public Affairs for the Division of Administrative Services and the Division of Institutional Advancement Copy: Eileen Conrad Paul Desruisseaux Design: Adine Maron Photography: Matt Collins, pages 43, 44 (bottom), 47; Mark Defeo, page 3; Kimberly Kavish, page 14; Kevin McKiernan, pages 44, 41; Chuck Place, page 5; Djamel Ramoul, pages 4, 13, 42, 44 (top), 45, 46; UCSB Photo Services, pages 6, 7; Russ Widstrand, pages 11, 15 The art reproduced on the cover, inside front cover, pages 1, 9, 16, 29, 38, 48, and inside back cover is used with permission from Kate Yarbrough. Chart Illustration: UCSB Artworks, pp. 14, 15, and 39 Coordinator of UCSB financial data: Joaquin Castellanos Coordinator of The UCSB Foundation financial data: Jeanne McKay

The University of California in accordance with applicable federal and state law and university policy, does not discriminate on the basis of race, color, national origin, religion, sex, disability, age, medical condition (cancer- related), ancestry, marital status, citizenship, sexual orientation, or status as a Vietnam-era veteran or special disabled veteran. The university also prohibits sexual harassment. This nondiscrimination policy covers admission, access, and treatment in university programs and activities. Inquiries regarding the university’s discrimination policies may be directed to Raymond Huerta, Affirmative Action Coordinator, (805) 893-2089. This publication is available in alternative formats, upon request. 5/02

2 A Changing View

THE 2000-01 ACADEMIC YEAR AT UC SANTA BARBARA BEGAN ON OCTOBER 10. Or at least it seemed that way. It was on that date that the campus and the world learned that two distinguished members of the faculty had been awarded Nobel Prizes. If it was not the start of a new year, it was perhaps the start of a new era. The news was electric; it almost instantly brought a new mood and atmosphere to the campus. “Prizes Under- score UC Santa Barbara’s Quality” was the headline on a Los Angeles Times report that captured an essential truth. “The popular image of UC Santa Barbara is that of a party school. … But a lesser- known reality is emerging: Behind the doors of the physics and chemistry labs, world-renowned scientists are conducting ground- breaking research.” That truth was well known to Alan J. Heeger, who shared the Nobel Prize in chemistry. “What has happened here in the last 20 years is remarkable,” he said at a campus press confer- ence a few hours after the news broke. “It’s not an accident that there are two Nobel Prizes here today.” For both Heeger and Herbert Kroemer, who shared the Nobel Prize in physics, the attention was With the Santa Ynez Mountains as backdrop, the campus occupies 989 acres at the edge of the Pacific. dizzying. They rejoiced in

3 each other’s triumph, a joy growing stronger, and now as one of the first California POINTS OF PRIDE that was shared by the it has a name: momentum.” Institutes for Science and campus’s other Nobelist, Just days after the Innovation. Under the • In addition to three Nobel Prizes were an- program, established by winners of Nobel Walter Kohn, who had won Prizes, UCSB’s the prize in chemistry just nounced, the Graduate Governor Gray Davis with renowned faculty two years earlier. School of Education the support of the Califor- includes 23 members The prizes were a huge celebrated the largest nia Legislature, the of the American source of pride to all those contribution in its history, a nanosystems institute is to Academy of Arts and who work and study at $10-million gift from receive $100 million in state Sciences, 21 members Marilyn Gevirtz and her support, matched on a of the National UCSB – or had done so in Academy of Sciences, the past. In a letter to husband, Ambassador Don 2-to-1 basis by industry. 18 members of the graduates and friends of the Gevirtz, who sadly died later The institute was one of National Academy of university, Chancellor in the year. The graduate only four across the state to Engineering, and 38 Henry T. Yang spoke of how school was renamed in their be selected for this special fellows of the the campus was “awash in honor, and the support they distinction and support. American Association for the Advancement good feeling,” and of how he provided is being put to These heady develop- of Science. had detected “a little more work in a host of ways, all ments brought considerable bounce” in everyone’s step. aimed at improving schools public attention to the • Recognition of the quality of research “When the Nobel Prizes and the quality of leadership campus. But they were not takes many forms, and were announced, I said I in education. the only ways in which one of the most could not find the words to Several weeks later, the members of the faculty were prestigious is support describe the amount of campus was again lifted by cited for the quality of their from the National happy energy on campus some extraordinary news: A work and their contribu- Science Foundation. UCSB is home to seven that day,” the Chancellor research enterprise operated tions to research and to national centers, wrote. “Well, I am pleased to jointly by UCSB and UCLA, society. Many scholars over including five that are say that not only is that the California Nanosystems the past year have been sponsored by the NSF. energy still here, it is Institute, had been selected recognized for singular • The Fall 2001 freshman class was the most academically gifted entering class in the university’s history, with average total SAT scores of 1192 –– 95 points higher than six years earlier. The high school grade-point average was 3.73, up from 3.45. The class also was the most diverse to ever enroll at UCSB. • U.S. News and World Report’s guide, “America’s Best Colleges,” includes UCSB among the top 50 doctoral-granting universities in the country. Among all public colleges and universities, the magazine ranks the campus 15th. The vast majority of UCSB students live within walking distance of their classes.

4 accomplishments in a wide array of disciplines, includ- ing archaeology, film studies, history, literary criticism, religion, and the sciences. The picture that came into focus was of a campus where the creative collabo- ration among scholars as well as their students was helping to break new ground in emerging fields and expand the frontiers of knowledge. Quite simply, UC Santa Barbara was being regarded as a place of exceptional and enormous possibility.

IN THE BEGINNING Originally a small, indepen- dent teachers college, UCSB joined the University of California system in 1944 and has since grown to be an integral and important part of postsecondary education in the state. By all measures it is in the top tier of research institutions nationwide. UCSB is among the 63 research-intensive institutions selected for membership in the presti- gious Association of American Universities, a distinction that places it 1 among the top 1 /2 percent The Materials Research Laboratory, established in 1992, is one of several national centers at UCSB of all colleges and universi- funded by the National Science Foundation. The lab’s functional yet elegant building opened in 1997. ties. Relocated from a small The College of Letters Engineering offers degree A DISTINGUISHED FACULTY campus near the center of and Science offers nearly 80 programs in chemical, In addition to three Nobel Santa Barbara after World majors, with the biological computer, electrical, and Prize winners, the distin- War II, UCSB now occupies sciences, communication, mechanical engineering, guished 1,000-member a 989-acre site at the edge of and economics among the and in computer science. faculty includes members of the Pacific Ocean. The most popular fields. The The university also has two the National Academy of residential campus is 10 College of Creative Studies professional schools: the Sciences, the National miles northwest of down- offers an alternative ap- Donald Bren School of Academy of Engineering, town, a location that offers proach for students pursuing Environmental Science and and the American Academy impressive views of the advanced, independent work Management, and the of Arts and Sciences. Channel Islands as well as in the arts, mathematics, or Gevirtz Graduate School of Recognition of UCSB’s the Santa Ynez Mountains. the sciences. The College of Education. academic quality takes many

5 The Nobel Prizes: An Afterword

For the two professors and the university they call home, bought by Dupont three years ago–with the knowledge that it was a day like no other. new technologies he helped develop, some in collaboration When the Nobel Prizes in chemistry and physics were with Kroemer, would be used in cellular telephones. announced on October 10, 2000, the lives of Alan J. Heeger The two professors continue their research at UCSB, di- and Herbert Kroemer were instantly different. From that day recting graduate students and collaborating with colleagues. forward, it would be rare that Both had won many their names would appear prestigious honors and ma- anywhere without the words jor awards before the Nobel “Nobel Prize winner” ap- Prize came along. Many new pended to them. ones have since been added. Kroemer, who teaches in Heeger was elected a the departments of electrical member of the National and computer engineering Academy of Sciences and the and materials and holds the National Academy of Engi- Whittier Chair in Electrical neering. “It’s a great thrill,” he Engineering, shared the said. “Aside from the work Nobel Prize in physics for de- that we do as scientists, the veloping semiconductor respect and esteem of our heterostructures used in colleagues is something very high-speed and opto-elec- Professors Alan J. Heeger, left, and Herbert Kroemer, right, flank important to us.” tronics. The technology that Chancellor Henry T. Yang at a campus press conference. Heeger also was among is the scientific underpinning several Nobelists who made of CD players, bar-code scanners, and other everyday devices cameo appearances on the game show “Jeopardy” to help cel- has its roots in his research, which helped lay the foundation ebrate the 100th anniversary of the Nobel Prizes. for modern information technology. Kroemer won a Medal of Honor from the Institute of Heeger, who teaches in the departments of materials and Electrical and Electronics Engineers and the Grand Cross of physics, shared the Nobel Prize in chemistry for his role in the Order of Merit of the Federal Republic of Germany. But the revolutionary discovery that plastics can have the proper- his name reached new heights when it was affixed to a heav- ties of metals and semiconductors. That discovery created an enly body. An asteroid, previously called simply 24751, was important new field of research. Conducting polymers are given the name Kroemer. It was discovered in 1992 by a now being developed for use in many “plastic electronics” German astronomer, Freimut Boerngen, who last year asked products, and someday will be the basis for full-color flexible that it be named in tribute to Kroemer. The Minor Planet computer displays. Center of the International Astronomical Union approved the Chancellor Henry Yang called the awards “a testament to request. the interdisciplinary nature of so much of the research on “It’s one of the most unexpected consequences of get- this campus. Pioneering work that cuts across the disciplines ting the Nobel Prize,” Kroemer said. has become the hallmark of research at UCSB.” And, at a dinner for 500 held on campus, Chancellor Yang Just two years earlier, Walter Kohn, a UCSB physicist, had presented the Santa Barbara Medal to Heeger (whom he sa- won the Nobel Prize in chemistry. luted as a “polymer pioneer”), Kohn (“maestro of the mo- Kroemer came to UCSB in 1976 after several years at the lecular”), and Kroemer (“heterostructure hero”). University of Colorado. A native of Weimar, Germany, he The Nobel Prizes had a demonstrable impact on the cam- earned a Ph.D. in physics at the University of Göttingen and pus, which for a year proudly displayed special banners in worked in a number of laboratories in Germany and the tribute to the three winners on the faculty. United States before becoming a professor. “I guess we know we have wonderful and talented and Heeger joined the UCSB faculty in 1982. He was born in committed colleagues at UCSB, but usually we take them very Sioux City, Iowa, graduated from the University of Nebraska, much for granted,” said S. James Allen, chair of the Physics and earned his Ph.D. at the University of California, Berke- Department. “But having a couple of Nobel Prize winners sort ley. He taught for many years at the University of Pennsylva- of wakes you up, makes you appreciate everyone more, not nia. Heeger also started a local company, UNIAX–it was just the Nobel winners.”

6 forms. One of the most 700 of them at the graduate 2000-01, when a total of were cited by other scholars. prestigious is support from level, including a total of 1,005 campus projects were By its calculation, UCSB the National Science 258 doctorates. awarded support from such was in the top 10 of univer- Foundation. The campus is sources. The quality of sities receiving federal now home to seven national RESEARCH SUPPORT scientific research by UCSB research dollars and fourth research centers and The level of support for faculty members is excep- among all public institu- institutes, including five that research from outside tionally high. In a survey to tions. are sponsored by the NSF. sponsors–contracts and determine the impact of Teaching is closely tied Among them are the grants from federal and research at universities, the to research at UCSB, where Materials Research Labora- state agencies, corporations, Institute for Scientific the emphasis is on bringing tory and the Institute for and foundations–reached a Information examined how new knowledge to the Theoretical Physics, which record $124.3 million in many times research papers classroom. Many top last year received the single largest federal research grant in UCSB’s history. The institute’s innovative mode of operation–a small, superb faculty interacting with groups of visiting scholars–has been widely imitated by leading research centers around the world. UC Santa Barbara fosters new approaches to learning that are not bound by tradition, stressing collaboration between students and their instruc- tors across disciplinary lines, often in small classes. This is among the chief reasons why so many top students and renowned scholars are attracted to the campus. More than a quarter of all undergradu- ates are involved in original research, working on teams with graduate students and faculty members. The university enrolls some 19,600 students, about 2,600 of them at the graduate level. Competition for admission to UCSB is now at an all time high. Last year, the campus welcomed the most academically competi- tive and racially diverse class it had ever enrolled. In 2000-01, the campus awarded degrees to a total Cutting-edge facilities in the College of Engineering include equipment and laboratories dedicated to of 5,318 candidates, about optical communication and photonics research.

7 scholar-administrators established for faculty continue to teach – even UCSB by the Numbers research ($15.3 million), Chancellor Yang, who departmental support ($26 teaches an engineering class Fall quarter 2001 on-campus enrollment: 19,890 million), and student to undergraduates. Enrolled in off-campus programs: 483 support and instruction UCSB students make Undergraduates: 17,724 ($3.8 million). significant contributions to Graduate students: 2,649 “This exceptional year the community as interns in Total undergraduate and graduate enrollment is the result of the generos- local businesses and In 1974-75: 13,277 ity of donors who stepped organizations, as student In 1964-65: 7,879 up to new levels of leader- teachers, and as volunteers. In 1949-50: 2,548 ship giving, and the expan- The Community Affairs Proportion of current students from California: 94% sion of substantive corpo- Board, a student organiza- From other states: 5% rate partnerships,” said Gary tion, works with more than From other countries: 1% A. Greinke, associate vice 200 local service agencies to Number of countries represented: 73 chancellor for development help match students with Number of degrees conferred in June 2001: 5,318 and executive director of volunteer opportunities. In June 1975: 2,847 The UCSB Foundation. In June 1965: 1,048 “Significant interaction PUBLIC SERVICE In June 1950: 645 between campus colleagues Scholars from the campus Average total SAT score of freshman class: 1192 and the leadership and involvement of Chancellor are involved in projects Number of faculty members: 997 around the globe but also in Yang and UCSB Foundation the region, including Full-time student to faculty ratio: 19:1 trustees helped make this education researchers who Number of staff members: 3,347 possible.” work with local schools to Volumes in UCSB libraries: 2.6 million Today, state support improve student and teacher accounts for approximately Private gift total in 2000-2001: $48 million performance. Faculty one-third of UCSB’s total members are also involved External research grants in 2000-2001: $124 million budget and is designated for in sharing their expertise Tons of cardboard recycled after Move-In Day: 12 fundamental expenses. with the community Private giving works in through various programs concert with the state’s and activities. commitment. This public- jobs in these sectors. The community $48 million, with significant private partnership plays a benefits from UCSB’s The presence of gains in support for significant and increasing presence in many other thousands of UCSB alumni teaching, research, and role in building the in the region also provides a ways, including financially. programs. university’s reputation for The campus is the largest highly skilled work force for The contributions from scholarship, research, employer in Santa Barbara the many new companies in alumni, friends, corpora- teaching, and the quality of the area’s growing technol- County, with more than tions, and foundations its students. 9,100 employees. UCSB now ogy sector. By one count, increased by more than “Private giving provides spends about $250 million some 120 alumni and $17.5 million (nearly 60 the margin that ensures faculty members of the annually in wages and percent) over the previous UCSB’s academic excel- salaries. Approximately 80 College of Engineering have record year, when philan- lence,” said John Wiemann, percent of UCSB’s annual started nearly 100 high-tech thropic support totaled vice chancellor for institu- companies, about half of operating budget is spent in $30.5 million. tional advancement. “These Santa Barbara County. them located on California’s “UCSB’s eminence is gifts and grants strengthen UCSB students are respon- Central Coast. directly enhanced by the UCSB’s standing as one of sible for contributing an growing generosity of our the world’s great universities PRIVATE GIVING estimated $135 million to alumni and friends,” said with a mission of superb the local economy each year Philanthropic gifts and Chancellor Yang. education, groundbreaking in direct retail and service pledges to UCSB during the The university received research, and important expenditures, which 2000-2001 fiscal year a record 19,300 gifts. New and valuable community translates into some 3,000 reached an all-time high of levels of support were also service.”

8 Philanthropy at Work Financial support from private sources plays a vital role at UC Santa Barbara, which is proud to recognize the contributions of thousands of alumni and friends, as well as corporations, organizations, and foundations. Their philanthropic support has ensured UCSB’s place as one of America’s leading teaching and research institutions. A record $48 million in private support was received during the 2000-2001 fiscal year. To all of our supporters, especially those listed in the Honor Roll of Donors that begins on page 40, UCSB expresses its sincere gratitude and profound appreciation. On the pages that follow are just a few examples of the ways in which the generosity of the university’s benefactors supports academic excellence and creates new opportunities for learning and discovery.

9 Caring for Children

BELIEVING THAT QUALITY the Gevirtz CHILD CARE IS VITAL to the Graduate development of young School of children and the success of Education that their parents, Paul and will study Natalie Orfalea contributed leadership in $2 million to UCSB for its public school child-care center. The environments facility is now known as the where children Orfalea Family Children’s excel academically. A trustee Play time at the Orfalea Family Children’s Center, Center, in memory of of The UCSB Foundation which provides care for Paul’s parents, Al and and an Honorary Alumnus student, staff, and Virginia Orfalea. The of the university, Paul faculty families within endowment will enable the Orfalea is a successful the UCSB community. It center to limit tuition, entrepreneur and founder of enrolls 200 children ranging from three award additional Kinko’s. “UCSB has long months through seven scholarships for the been close to our hearts; it is years old. children of low-income the campus where the first parents, and offer more Kinko’s began,” he said. “And, parenting classes. The of course, living here we are couple also made a $1.25 extremely dedicated to the million gift to support a local Santa Barbara new Leadership Initiative in community.”

10 Promoting Religious Understanding

TO ADVANCE CATHOLIC STUDIES AT UCSB, Charles R. Schwab, founder and chairman of Charles Schwab & Co., pledged $1 million to the campus’s distinguished Religious Studies Depart- ment. His leadership gift and those of other donors have established the Virgil Cordano Endowment in Catholic Studies. The fund honors Father Cordano, pastor of the St. Barbara Parish at the Santa Barbara Mission, who has devoted his life to promoting greater understanding of all religions. “The program’s aim will be to foster exploration of the historical, cultural, and sociological background of Catholicism in order to promote mutual understanding among people of different beliefs and cultures,” Father Cordano said. A total of $5 million is being sought for an endowed chair and programmatic support through a joint university and community effort. The endowment will enable the department to offer more courses in the field and to expand programs in the community.

The Rev. Virgil Cordano, for whom a new endowment in Catholic studies is named, at the Santa Barbara Mission, where he is pastor of the St. Barbara Parish.

11 The computed structure of a self-assembled block of copolymer material. Researchers at the Mitsubishi Chemical Center for Advanced Materials are investigating such polymers for use as advanced plastic materials.

THE COLLEGE OF ENGINEERING Chemical Corporation of Solid State Lighting and Forging ESTABLISHED THREE MAJOR Japan made a $4.5 million Displays. Walsin Lihwa, a INTERNATIONAL CORPORATE philanthropic gift to leading cable and wire ALLIANCES last year that will support what is now called company in Taiwan, donated Engineering advance its efforts in three the Mitsubishi Chemical $2.7 million for graduate major areas: engineering Center for Advanced fellowships, symposia, and Alliances education, pioneering Materials and the Center equipment as part of a $10 research, and technology for Solid State Lighting and million, five-year research transfer. As part of a five- Displays. In addition, alliance with UCSB. The year, $15 million research Stanley Electric of Japan agreement established the agreement for education contributed $2.35 million Walsin Lihwa Electronics and research in advanced for students and materials and Photonics Center in the materials, Mitsubishi research at the Center for college.

12 Focusing on Latinos

ONLY FOUR PERCENT OF CALIFORNIA’S LATINO HIGH SCHOOL GRADUATES currently meet the eligibility requirements for admission to the University of California. To assist this growing population, UCSB developed a new program to improve both academic performance in high school and access to higher education for Latino students in Ventura and Santa Barbara counties. A $1.5 million grant from the W. K. Kellogg Foundation has helped UCSB establish a community-based partnership that involves the university, parents, community colleges, schools, businesses, and community groups in a concerted education and advocacy effort. The partnership—called ENLACE, for Engaging Latino Communities for Education—is part of the foundation’s $28 million nationwide initiative to support education in Latino communities. The project will broaden the educational pathway by stressing literacy to students in elementary grades, college preparation to high school students, and graduation for college students. The program also underscores the role of Sociology professor Denise A. Segura and education professor Richard P. Duran, co-principal investigators for the ENLACE Project, meet with student participants at Isla Vista Elementary School, families in supporting among the program’s many institutional partners. children’s pursuit of educational goals.

13 Improving Public Education

INSPIRED BY A COMMITMENT TO IMPROVE PUBLIC EDUCATION and the lives of children, UCSB Foundation Trustee Marilyn Gevirtz and her late husband, Ambassador Don Gevirtz, made a $10 million gift to the Graduate School of Education, which was named in their honor. The Gevirtz gift, the largest ever to the school, will provide graduate student support and create a Fund for Excellence, resulting in new collaborative research and special conferences and initiatives focusing on the most important challenges facing education today. “Our vision for the Gevirtz Graduate School of Educa- tion is that it will flourish as a place where the best minds can enter into dialogue,” said Jules Zimmer, dean of the school. “Research and practice will meet the highest standards, not as an end in itself but as paths to expert educational practice, policy, and methods of inquiry.”

Through their research and teaching, the Gevirtz faculty aims to influence and improve schooling so that children will have the knowledge and discipline to become competent and responsible citizens.

14 José Ignacio Cabezón, an internationally recognized scholar of Tibetan religion and culture, was appointed last year to the new XIVth Dalai Lama Chair in Tibetan Buddhism and Cultural Studies in the Religious Studies Department. Funds for the position came from alumni, friends, foundations, and corporations. Professor Cabezón is shown in the Tibetan Studies Room of Davidson Library, established to house 400 volumes of the Buddhist canon donated by Ann Hagerty.

Recognizing Distinction

DISTINGUISHED PROFESSOR- During the 2000-2001 • Mitsubishi Chemical chair in economics. SHIPS FORM AN ACADEMIC academic year, a number of Corporation donated $1 • UCSB Foundation TRADITION of excellence that generous benefactors made million to establish a chair Trustee Susan Worster and dates back to Renaissance permanent investments in in solid state lighting and her husband, Bruce, both England. Endowed chairs UCSB’s future by establish- displays. alumni of the university, honor a professor’s out- ing six endowed chairs. • UCSB Foundation gave $510,000 for a chair in standing contributions to a • Cree, Inc., F. Neal Trustee Fred W. Gluck experimental physics. discipline and provide Hunter, Umesh and Susan donated $1 million to • Duncan Mellichamp, permanent financial Mishra, and Steven and Sue endow a chair for the a longtime professor of support for teaching and DenBaars made gifts director of the renowned chemical engineering, and research. They make it totaling $2.2 million to Institute for Theoretical his wife, Suzanne, estab- possible for institutions to establish a chair in solid Physics. lished a chair in process offer incentives to retain state lighting and displays in • UCSB alumnus Jeff control in chemical engi- outstanding professors and the Materials Department of Henley and his wife, Judy, neering with a gift of nearly to recruit new ones. the College of Engineering. donated $1 million for a $500,000.

15 UC Santa Barbara Annual Financial Report

FOR THE YEAR ENDING JUNE 30, 2001

16 UCSB FINANCIAL REPORT

Chancellor Henry T. Yang

I am pleased to submit this financial report for the University of California, Santa Barbara for the fiscal year ended June 30, 2001. The accounts of the University were audited on an annual basis by the firm of PricewaterhouseCoopers, whose report is transmitted to The Regents. Included in the financial statements is a report of expenditures by present organi- zational structure. Copies of this financial report have been furnished to deans, directors, department chairs, and administrative officers.

Respectfully submitted,

Everett Kirkelie Acting Vice Chancellor Administrative Services

Donna Carpenter Director Accounting Services and Controls

17 UCSB FINANCIAL REPORT

2000-2001 Current Funds - Receipts by Source

Total current fund receipts for 2000-2001 increased by 10.2% from the previous year. State funds, remaining UCSB's largest revenue source, increased by 16.8%. Private gifts and grants increased by 45.4% over the preceding year. Sales and Service of Educational Activities increased by 15% over the previous year.

Tuition and Fees Federal Government State Government Sales and Services Other 17.7% 17.7% 42.1% of Auxiliary Enterprises 11.2% $94,900 $93,903 $224,189 11.3% $59,042 $59,886

2000-2001 1999-2000 $ Percent

SOURCE ($000) % of Total ($000) % of Total Increase

Tuition and Fees Regular Session $84,521 $82,994 Summer Session 4,461 4,011 University Extension 5,918 5,372 Total Tuition and Fees 94,900 17.7% 92,377 19.1% 2.7%

Federal Government Grants 80,365 80,621 Contracts 13,538 14,382 Total Federal Government 93,903 17.7 95,003 19.7 -1.2

State Government Appropriations 220.980 188,443 Contracts 3,209 3,521 Total State Government 224,189 42.1 191,964 39.9 16.8

Local Government (Contracts and Grants) 1,467 0.3 1,108 0.2 32.4 Private Gifts, Grants, and Contracts 40,285 7.6 27,710 5.7 45.4 Sales and Services of Education Activities 3,028 0.6 2,634 0.5 15.0 Sales and Services of Auxiliary Enterprises Parking Operations 3,635 3,195 Residence and Dining Halls 31,721 30,539 University Center 19,712 19,873 Other 4,818 5,127 Total Auxiliary Enterprises 59,886 11.3 58,734 12.2 2.0

Other Sources 14,262 2.7 13,265 2.7 7.5

Total Current Funds Receipts $531,920 100.0% $482,795 100.0% 10.2%

18 UCSB FINANCIAL REPORT

2000-2001 Current Funds Expenditures by Function

Auxiliary Enterprise Instruction Expenditures for 2000-2001 current operations totaled Academic 10.5% Support 31.6% $472.7 million compared with $437.1 million for the preceding 8.0% year, representing a 8.1% ($35.6 million) increase. Instruction expenditures increased approximately $14 million, which was

Student Services 16.9% the largest contributing factor to the overall 8.1% increase in & Financial Aid operating expenditures. Academic support also added to the 6.7% 20.5% increase by ($5.8 million) over the previous year. 5.8%

Institutional Support Research & Operation & Public Service Maintenance DOLLAR of Plant 2000-2001 2000-2001 1999-2000 1999-2000 Percent FUNCTION ($000) % of Total ($000) % of Total INCREASE Instruction $149,320 31.6% $135,281 31.0% 10.4% Research 91,866 19.4 92,837 21.2 -1.0 Public Service 5,370 1.1 4,774 1.1 12.5 Academic Support 37,903 8.0 32,090 7.3 18.1 Student Services 39,078 8.3 35,601 8.1 9.8 Institutional Support 31,837 6.7 25,947 5.9 22.7 Operation & Maintenance of Plant 27,259 5.8 23,418 5.4 16.4 Student Financial Aid 40,742 8.6 38,842 8.9 4.9 Auxiliary Enterprise 49,298 10.5 48,275 11.1 2.1 Total Campus $472,673 100.0% $437,065 100.0% 8.1%

2000-2001 Expenditures by Organizational Structure

Vice Chancellor Institutional Advancement Vice Chancellor 1.7% Chancellor Administrative 2.0% Services Executive Vice Chancellor 19.4% Campus & Academic Programs

52.8% 16.9%

Vice Chancellor Student Affairs 7.2% and Financial Aid

Vice Chancellor Research Administration ORUs

2000-2001 2000-2001 ($000) % of Total

Chancellor $9,558 2.0% Executive Vice Chancellor 249,466 52.8 Vice Chancellor Research Administration and ORUs 34,126 7.2 Vice Chancellor Student Affairs 39,002 8.2 Vice Chancellor Administrative Services 91,592 19.4 Vice Chancellor Institutional Advancement 8,187 1.7 Financial Aid 40,742 8.7

Total $472,673 100.0%

19 UCSB FINANCIAL REPORT

2000-2001 Consolidated Statements of Changes in Fund Balances (Dollars in Thousands) Current Plant Loan Funds Funds Funds Total

BALANCES, BEGINNING OF YEAR $140,752 $976,309 $24,401 $1,141,462 Prior year adjustment 2,340 2,340 REVENUES AND OTHER ADDITIONS State of California 224,189 23,240 247,429 United States government 93,903 56,819 150,722 Student fees and tuition 94,900 94,900 Sales and services Educational activities 3,028 3,028 Auxiliary enterprises 59,886 59,886 Private gifts, grants and contracts 40,285 40,285 Investment Income 46 46 Endowment and similar funds Other Expended for plant funds facilities 77,548 77,548 Retirement of indebtedness Local government 1,467 1,467 Other revenues 14,262 677 14,939 Interest on notes 434 434 Other 89 30 119 ______TOTAL ADDITIONS 532,009 100,864 57,930 690,803 ______DEDUCTIONS Current expenditures 472,673 472,673 Payment of principal and interest on loans 15,989 15,989 Refunds and adjustments 688 688 Expended for plant funds facilities 46,969 46,969 Disposals and write-offs 19,550 484 20,034 Loans disbursed 56,775 56,775 Other 13 2,453 2,466 ______TOTAL DEDUCTIONS 473,374 84,961 57,259 615,594 ______INTERFUND TRANSFERS Current transfers to or from loan funds Current transfers to or from plant funds (22,632) 22,632 Changes in liabilities 6,095 6,095

INTERCAMPUS TRANSFERS (9,175) 13,987 318 5,130 ______TOTAL TRANSFERS (31,807) 42,714 318 11,225 ______TOTAL $169,920 $1,034,926 $25,390 $1,230,236 ______

20 UCSB FINANCIAL REPORT

2000-2001 Balance Sheet

(Dollars in Thousands) CURRENT FUNDS Balance Balance Balance Balance ASSETS 2000-2001 1999-2000 LIABILITIES AND FUND BALANCE 2000-2001 1999-2000

Cash $ 5,835 $ 5,583 Accounts payable and accrued liabilities $ 48,477 $ 43,604 Accounts receivable 35,163 32,606 Advances and deposits 5,667 4,920 Deferred charges 2,597 1,806 Deferred income 9,418 9,970 Inventories 2,962 2,773 Funds reappropriated: Equity in treasurer’s cash Unrestricted 121,507 111,525 and investments 186,925 156,478 Restricted 48,413 29,227 ______TOTAL $ 233,482 $ 199,246 TOTAL $ 233,482 $199,246 ______LOAN FUNDS

Balance Balance Balance Balance ASSETS 2000-2001 1999-2000 LIABILITIES AND FUND BALANCE 2000-2001 1999-2000

Notes receivable 15,454 $ 14,435 Faculty housing loan $ 192 $ 215 Equity in treasurer’s cash Funds reappropriated: and investments 10,128 10,182 Loan 25,390 24,402 ______TOTAL $ 25,582 $ 24,617 TOTAL $ 25,582 $ 24,617 ______

PLANT FUNDS Balance Balance Balance Balance ASSETS 2000-2001 1999-2000 LIABILITIES AND FUND BALANCE 2000-2001 1999-2000

Cash $ 1,158 $ 1,127 Accounts payable $ 13,233 $ 9,126 Accounts receivable 2,657 1,318 Invested in plant 1,022,754 962,896 Land 27,527 27,527 Funds reappropriated: Buildings 410,679 410,517 Plant 3,671 5,646 General improvements 39,239 39,186 Reserve-renewal and replacement 7,545 7,351 Equipment 198,270 197,935 Retirement of indebtedness 956 416 Libraries and collections 262,440 253,186 Construction in progress 68,644 22,256 Special collections, excluding library 22,051 19,834 Equity in treasurer’s cash and investments Unexpended plant funds 8,151 5,108 Reserve-renewal and replacement 7,545 7,351 Retirement of indebtedness (202) 90 ______TOTAL $1,048,159 $ 985,435 TOTAL $1,048,159 $ 985,435 ______

TOTAL CAMPUS $1,307,223 $1,209,298 TOTAL CAMPUS $1,307,223 $1,209,298 ______

21 UCSB FINANCIAL REPORT

Current Funds Expenditures by Organizational Structure 2000-2001

(Dollars in Thousands) CURRENT FUNDS DISTRIBUTION ______Salaries Other Less: ______Total ______Unrestricted ______Restricted and ______Wages Expenditures ______Transfers______General Designated CHANCELLOR Chancellor’s office 1,414 1,283 131 - 908 506 - Budget and planning office 2,331 2,312 18 1 1,539 857 65 Intercollegiate athletics 5,813 - 5,543 270 2,725 3,088 - ______TOTAL CHANCELLOR 9,558 3,595 5,692 271 5,172 4,451 65 ______EXECUTIVE VICE CHANCELLOR Executive vice chancellor’s office 729 718 11 - 564 165 - Program support 543 449 94 - 381 162 - Ombudsman 163 31 130 2 135 28 - ______Total 1,435 1,198 235 2 1,080 355 - ______RESEARCH California Nanosystems Institute 68 10 - 58 37 31 - Institute for Theoretical Physics 3,896 692 95 3,109 1,882 2,014 - Office of information technology 1,314 1,148 - 166 258 1,056 - Research travel 136 89 47 - - 136 - ______Total Research 5,414 1,939 142 3,333 2,177 3,237 - ______Total 6,849 3,137 377 3,335 3,257 3,592 - ______COLLEGE OF CREATIVE STUDIES INSTRUCTION 1,428 1,373 26 29 993 435 - ______RESEARCH 1 1 - - - 1 - ______Total College of Creative Studies 1,429 1,374 26 29 993 436 - ______GRADUATE SCHOOL OF EDUCATION INSTRUCTION Education 4,510 4,246 227 37 3,516 994 - Supervised teaching 1,985 1,890 - 95 1,221 764 - ______Total 6,495 6,136 227 132 4,737 1,758 - ______RESEARCH 2,896 527 145 2,224 1,693 1,204 1 ______ACADEMIC SUPPORT Dean’s office 1,592 1,129 34 429 1,057 535 - ______Total Graduate School of Education 10,983 7,792 406 2,785 7,487 3,497 1 ______COLLEGE OF ENGINEERING INSTRUCTION Chemical engineering 3,849 3,849 (11) 11 3,210 1,054 415 Computer science 5,482 5,169 (8) 321 4,161 1,560 239 Electrical and computer 7,110 6,388 622 100 5,207 2,872 969 Interdisciplinary-engineering 58 58 - - - 58 - Materials for engineering 4,419 3,997 218 204 2,943 1,988 512 Mechanical and environmental 4,459 4,172 95 192 3,300 1,159 - ______Total 25,377 23,633 916 828 18,821 8,691 2,135 ______RESEARCH Chemical engineering 3,758 99 90 3,569 1,894 1,864 - Computer science 2,351 99 46 2,206 1,293 1,058 - Dean’s program 151 112 - 39 108 43 - Electrical and computer 12,167 971 66 11,130 4,761 7,406 - Materials for engineering 4,088 77 30 3,981 1,735 2,353 - Materials lab 4,066 701 88 3,277 1,897 2,324 155 Mechanical and environmental 1,825 5 5 1,815 1,072 753 - ______Total 28,406 2,064 325 26,017 12,760 15,801 155 ______

22 UCSB FINANCIAL REPORT

Current Funds Expenditures by Organizational Structure 2000-2001

(Dollars in Thousands) CURRENT FUNDS DISTRIBUTION ______Salaries Other Less: ______Total ______Unrestricted ______Restricted and ______Wages Expenditures ______Transfers______General Designated

ACADEMIC SUPPORT Dean’s office 3,474 2,146 339 989 1,602 1,876 4 Engineering machine shop 271 165 106 - 222 153 104 ______Total 3,745 2,311 445 989 1,824 2,029 108 ______Total College of Engineering 57,528 28,008 1,686 27,834 33,405 26,521 2,398 ______COLLEGE OF LETTERS AND SCIENCE INSTRUCTION Anthropology 2,698 2,660 35 3 2,218 480 - Art history 3,010 2,812 23 175 2,289 721 - Art studio 1,784 1,687 34 63 1,350 434 - Asian American studies 637 632 4 1 511 126 - Biological sciences 10,160 9,910 137 113 7,744 3,564 1,148 Black studies 1,228 1,210 16 2 1,013 215 - Chemistry 6,472 6,104 337 31 4,745 2,333 606 Chicano studies 1,093 1,089 1 3 869 224 - Classics 1,174 1,167 - 7 972 202 - Communication 2,237 2,193 1 43 1,784 453 - Dramatic art 3,012 2,755 80 177 2,302 710 - East Asian studies 1,615 1,586 2 27 1,306 309 - Economics 5,033 4,926 12 95 4,157 876 - English 4,019 3,971 6 42 3,319 700 - Environmental studies 1,027 1,006 2 19 809 218 - Film studies 1,270 1,181 68 21 942 328 - French and Italian 1,801 1,775 1 25 1,472 329 - Geography 3,329 3,216 (10) 123 2,496 859 26 Geological sciences 3,949 3,790 63 96 3,121 878 50 Germanic, Slavic, and Semitic studies 1,344 1,342 - 2 1,102 242 - History 5,118 4,978 16 124 4,188 930 - Humanities 485 332 4 149 195 290 - Law and Society program 592 588 - 4 472 120 - Linguistics 1,313 1,311 - 2 1,058 255 - Mathematics 5,064 4,950 84 30 4,136 930 2 Military science 123 123 - - 72 51 - Music 4,245 4,065 4 176 3,203 1,042 - Philosophy 1,684 1,673 1 10 1,391 293 - Physics 6,281 6,083 180 18 5,392 1,806 917 Physical activities program 917 909 5 3 736 181 - Political science 2,821 2,799 10 12 2,257 564 - Psychology 4,008 3,928 17 63 3,134 939 65 Religious studies 2,089 1,934 1 154 1,626 463 - Sociology 4,106 4,037 25 44 3,370 736 - Spanish and Portuguese 2,349 2,262 9 78 1,898 451 - Speech 460 456 - 4 384 76 - Statistics 1,728 1,696 5 27 1,374 354 - Washington DC program 354 328 26 - 93 261 - Women’s studies program 630 623 3 4 503 127 - Writing program 2,263 2,249 4 10 1,814 449 - ______Total 103,522 100,336 1,206 1,980 81,817 24,519 2,814 ______RESEARCH Anthropology 30 19 3 8 7 23 - Art history 13 13 - - 6 7 - Art museum 24 - 15 9 5 19 - Art studio 17 13 - 4 1 16 - Asian American studies 2 2 - - 1 1 - Biological sciences 3,042 59 97 2,886 1,804 1,238 - Chemistry 5,521 399 156 4,966 2,538 2,983 - Chicano studies 151 3 - 148 87 64 - Classics 1 1 - - 1 - - Communication 46 38 - 8 23 23 - Dramatic art 4 4 - - - 4 -

23 UCSB FINANCIAL REPORT

Current Funds Expenditures by Organizational Structure 2000-2001 (Dollars in Thousands) CURRENT FUNDS DISTRIBUTION ______Salaries Other Less: ______Total ______Unrestricted ______Restricted and ______Wages Expenditures ______Transfers______General Designated East Asian studies 1 1 - - 1 - - Economics 6 2 - 4 1 5 - English 70 51 16 3 27 43 - Environmental studies program 8 - - 8 3 5 - Film studies 15 5 10 - 5 10 - French and Italian 9 7 2 - 4 5 - Geography 3,578 34 29 3,515 1,525 2,053 - Geological sciences 395 121 29 245 227 168 - Germanic, Slavic, and Semitic studies 2 2 - - 1 1 - History 51 24 14 13 15 36 - Humanities 280 32 2 246 87 193 - Linguistics 7 5 2 - 2 5 - Mathematics 1,669 116 69 1,484 699 970 - Music 253 71 5 177 197 56 - Physics 4,863 6 4 4,853 2,889 1,974 - Political science 41 6 6 29 18 23 - Provost programs 251 16 - 235 134 117 - Psychology 1,651 38 - 1,613 976 675 - Religious studies 89 4 - 85 57 32 - Sociology 56 17 31 8 20 36 - Spanish and Portuguese 13 13 - - 3 10 - Speech 2 2 - - 2 - Statistics 116 - 6 110 81 35 - Women’s studies program 9 3 - 6 3 6 - Writing program 1 1 - - - 1 - ______Total 22,287 1,128 496 20,663 11,450 10,837 - ______ACADEMIC SUPPORT Provost’s office 4,722 4,514 95 113 3,151 1,571 - Chemistry x-ray crystallography 62 62 - - 61 35 34 Biological science-stores 15 14 - 1 2 13 - Life science computing 69 29 - 40 - 69 - Music-concert tours 85 7 76 2 22 63 - Physics-stores 5 - 5 - - 196 191 Physics-support services (2) - (2) - 84 89 175 Social science computing 48 38 8 2 23 25 - Social science projects 118 116 - 2 55 63 - Vivarium 247 218 29 - 199 166 118 ______Total 5,369 4,998 211 160 3,597 2,290 518 ______Total College of Letters and Science 131,178 106,462 1,913 22,803 96,864 37,646 3,332 ______BREN SCHOOL OF ENVIRONMENTAL SCIENCE AND MANAGEMENT INSTRUCTION 3,589 2,793 8 788 2,428 1,213 52 ______RESEARCH 1,292 24 - 1,268 604 688 - ______Total Bren School of Environmental Science and Management 4,881 2,817 8 2,056 3,032 1,901 52 ______GRADUATE DIVISION

RESEARCH 141 116 - 25 58 83 - ______ACADEMIC SUPPORT 1,359 1,265 12 82 848 511 - ______Total Graduate Division 1,500 1,381 12 107 906 594 - ______SUMMER SESSION INSTRUCTION 3,427 79 3,348 - 2,508 919 - ______UNIVERSITY EXTENSION INSTRUCTION Continuing education Professional programs 4,100 - 4,100 - 1,628 2,467 (5)

24 UCSB FINANCIAL REPORT

Current Funds Expenditures by Organizational Structure 2000-2001 (Dollars in Thousands) CURRENT FUNDS DISTRIBUTION ______Salaries Other Less: ______Total ______Unrestricted ______Restricted and ______Wages Expenditures ______Transfers______General Designated General programs 1,355 - 1,355 - 563 797 5 Other 581 - 576 5 962 1,914 2,295 ______Total University Extension 6,036 - 6,031 5 3,153 5,178 2,295 ______GENERAL PROGRAMS INSTRUCTION Off campus studies 157 157 - - 142 15 - Ventura learning center 188 188 - - 95 174 81 ______Total 345 345 - - 237 189 81 ______ACADEMIC PROGRAMS Instructional computing 1,169 847 59 263 822 854 507 Dean-instructional development 347 241 61 45 184 167 4 Dean-off campus studies 172 172 - - 115 57 - Education abroad program 334 334 - - 239 95 - Instructional evaluation 553 422 124 7 376 177 - Instructional resources 2,197 1,785 335 77 1,550 1,265 618 Off campus studies-student services 84 82 1 1 32 52 - Undergraduate instructional improvement 514 496 11 7 351 163 - Compensated absences accrual 401 321 71 9 401 - - Educational fee expense proration - (14,681) 14,681 - - - - ______Total 5,771 (9,981) 15,343 409 4,070 2,830 1,129 ______ACADEMIC SUPPORT Academic administration 475 466 3 6 245 230 - Academic personnel 639 639 - - 440 199 - Academic senate secretariat 474 473 - 1 341 133 - Faculty career development 14 - 14 - 11 3 - Hazardous materials program 586 583 3 - 353 336 103 Intercampus exchange operations 2 2 - - - 2 - Libraries 17,016 16,664 193 159 7,690 9,411 85 Library copy service 262 - 262 - - 262 - Regents professorships and lectureships 30 30 - - 17 13 - Compensated absences accrual 41 38 2 1 41 - - Educational fee expense proration - (1,582) 1,582 - - - - ______Total 19,539 17,313 2,059 167 9,138 10,589 188 ______TOTAL EXECUTIVE VICE CHANCELLOR 249,466 158,727 31,209 59,530 165,050 93,892 9,476 ______VICE CHANCELLOR RESEARCH Vice Chancellor-Office of Research 1,613 1,210 403 - 1,231 382 - ______Total 1,613 1,210 403 - 1,231 382 - ______RESEARCH Center for chicano studies 220 205 13 2 125 95 - Institute for social behavioral economic research 3,838 698 342 2,798 1,790 2,065 17 Institute for computational earth systems science 3,941 512 61 3,368 2,573 1,470 102 Institute for crustal studies 1,814 246 123 1,445 1,106 724 16 Linguistic minority research institute 1 1 - - - 1 - Marine science institute 14,413 1,919 364 12,130 7,238 7,433 258 Natural reserve system 1,091 467 260 364 610 544 63 Neuroscience research institute 2,739 421 24 2,294 1,689 1,100 50 Quantum institute 3,953 173 (18) 3,798 1,904 2,613 564 Quest science and technical research center 312 188 3 121 26 286 - Compensated absences accrual 191 86 25 80 191 - - ______Total 32,513 4,916 1,197 26,400 17,252 16,331 1,070 ______TOTAL VICE CHANCELLOR RESEARCH 34,126 6,126 1,600 26,400 18,483 16,713 1,070 ______VICE CHANCELLOR STUDENT AFFAIRS Vice chancellor-student affairs 3,910 3,158 747 5 2,052 1,901 43 Associated students 4,878 - 4,874 4 755 4,123 - Campus activities center 14 - 14 - - 14 -

25 UCSB FINANCIAL REPORT

Current Funds Expenditures by Organizational Structure 2000-2001 (Dollars in Thousands) CURRENT FUNDS DISTRIBUTION ______Salaries Other Less: ______Total ______Unrestricted ______Restricted and ______Wages Expenditures ______Transfers______General Designated Center for academic enrichment 1,104 1,085 - 19 979 205 80 Child care center 1,549 133 992 424 1,121 428 - Counseling center 1,869 65 1,801 3 1,487 385 3 Dean of students 2,650 1,523 1,115 12 1,412 1,238 - Disabled students program 561 433 127 1 413 148 - Financial aid office 1,704 1,495 166 43 1,375 444 115 Office of educational opportunity 1,633 - 1,257 376 1,092 541 - Office of international students 399 397 - 2 294 105 - Recreation programs 3,888 - 3,845 43 2,247 1,641 - Registrar’s office 1,802 1,523 264 15 1,313 551 62 Student academic development 358 304 54 - 188 170 - Student affairs 73 73 - - 60 13 - Student fee advisory committee 19 - 19 - 11 8 - Student health service 5,638 70 5,548 20 3,474 2,183 19 Undergraduate admissions office 1,304 1,303 1 - 882 422 - Women’s center 170 59 98 13 90 80 - Compensated absences accrual 109 126 6 (23) 109 - - Educational fee expense proration - (12,119) 12,119 - - - - ______Total Student Affairs 33,632 (372) 33,047 957 19,354 14,600 322 ______PUBLIC SERVICE Art exhibits 71 10 (22) 83 33 38 - Arts and lectures 1,151 - 1,058 93 468 683 - Early outreach program 2,066 1,843 2 221 1,106 960 - Community college program 658 655 - 3 389 269 - Community service projects 254 15 65 174 127 127 - Relations with schools 646 445 200 1 274 372 - Rental facilities 7 - 7 - - 7 - Work study program-contracting agencies 464 - 122 342 448 16 - Compensated absences accrual 53 34 16 3 53 - - ______Total 5,370 3,002 1,448 920 2,898 2,472 - ______TOTAL VICE CHANCELLOR STUDENT AFFAIRS 39,002 2,630 34,495 1,877 22,252 17,072 322 ______VICE CHANCELLOR ADMINISTRATIVE SERVICES Vice chancellor-administrative services 739 649 90 - 499 262 22 Accounting and financial services 2,804 2,706 86 12 1,916 1,289 401 Architects and engineers 5 5 - - - 5 - Bad debt write-off (141) 6 (147) - - (141) - Billing-accounts receivable office 982 827 154 1 317 807 142 Business services office 224 783 (560) 1 449 739 964 Cashiers office 117 118 (2) 1 150 57 90 Collections office 324 239 85 - 201 123 - Controller 137 137 - - 108 30 1 Environmental health and safety 1,177 807 365 5 1,212 371 406 Human resources 1,769 1,467 294 8 1,631 796 658 Information systems and computing Communications 488 258 230 - 1,243 3,440 4,195 Computing 2,293 2,089 204 - 2,149 1,972 1,828 Information systems 479 479 - - 893 947 1,361 Insurance 928 1,688 (760) - - 928 - Internal audit 428 146 282 - 347 81 - Mail and receiving 302 298 - 4 306 1,031 1,035 Police 2,673 2,681 (9) 1 2,523 845 695 Purchasing 549 442 107 - 405 201 57 Storehouse 43 - 40 3 611 2,574 3,142 Transportation services (143) - (152) 9 341 906 1,390 Miscellaneous employee benefits 87 50 37 - - 87 - Compensated absences accrual 23 192 (134) (35) 23 - - Educational fee expense proration - (2,222) 2,222 - - - - ______Total 16,287 13,845 2,432 10 15,324 17,350 16,387 ______

26 UCSB FINANCIAL REPORT

Current Funds Expenditures by Organizational Structure 2000-2001 (Dollars in Thousands) CURRENT FUNDS DISTRIBUTION ______Salaries Other Less: ______Total ______Unrestricted ______Restricted and ______Wages Expenditures ______Transfers General Designated

OPERATION AND MAINTENANCE OF PLANT Administration 854 853 - 1 986 27 159 Building maintenance 7,495 6,871 624 - 1,856 6,085 446 Grounds maintenance 1,828 1,825 1 2 1,062 826 60 Janitorial service 4,341 4,341 - - 2,943 1,655 257 Plant service 751 69 682 - 3,364 17,560 20,173 Refuse disposal 294 294 - - 16 320 42 Utilities 8,465 8,194 223 48 305 10,280 2,120 University’s house maintenance 41 - 41 - 18 23 - Major repairs and alterations 1,725 1,371 385 (31) 3 1,722 - Deferred maintenance 1,390 1,259 131 - - 1,390 - Compensated absences accrual 75 4 71 - 75 - - Educational fee expense proration - (489) 489 - - - - ______Total Operation and Maintenance of Plant 27,259 24,592 2,647 20 10,628 39,888 23,257 ______AUXILIARY ENTERPRISES

RESIDENCE AND DINING HALLS Administration 45 - 12 33 10,761 11,856 22,572 Residential apartments unit I 1,316 - 1,316 - - 1,316 - Residential apartments unit II 1,638 - 1,638 - - 1,638 - Residential apartments unit III 254 . - 254 - - 254 - Residence halls unit I 5,303 - 5,303 - - 5,303 - Residence halls unit II 6,113 - 6,113 - - 6,113 - Residence halls unit III 2,831 - 2,831 - - 2,831 - San Miguel hall 1,213 - 1,213 - - 1,213 - San Nicolas hall 1,251 - 1,251 - - 1,251 - Santa Ynez apartments I 1,671 - 1,671 - - 1,671 - Santa Ynez apartments II 367 - 367 - - 367 - El Dorado West apartments 871 - 871 - - 871 - Westgate apartments 199 - 199 - - 199 - ______Total 23,072 - 23,039 33 10,761 34,883 22,572 ______OTHER Auxiliary enterprise administration 17 9 4 4 267 115 365 Community housing 229 - 229 - 155 74 - Cliff house (5) - (5) - - 1 6 Events facility PPD costs 335 160 171 4 110 247 22 Fenita and Devereux 6 - 6 - - 6 - Residential communications 2,034 - 2,034 - 398 1,745 109 Parking operations 2,572 - 2,572 - 1,238 1,516 182 University Center 19,751 - 19,751 - 5,396 14,355 - Compensated absences accrual 35 7 28 - 35 - - ______Total 24,974 176 24,790 8 7,599 18,059 684 ______Total Auxiliary Enterprises 48,046 176 47,829 41 18,360 52,942 23,256 ______TOTAL VICE CHANCELLOR ADMINISTRATIVE SERVICES 91,592 38,613 52,908 71 44,312 110,180 62,900 ______VICE CHANCELLOR INSTITIUTONAL ADVANCEMENT Vice chancellor-institutional advancement 1,959 992 763 204 1,021 938 - Alumni affairs 625 516 - 109 447 178 - Development 4,799 2,596 900 1,303 2,952 1,847 - Public affairs 555 503 48 4 310 245 - Public events 249 212 37 - 109 140 - ______TOTAL VICE CHANCELLOR INSTITUTIONAL ADVANCEMENT 8,187 4,819 1,748 1,620 4,839 3,348 - ______STUDENT FINANCIAL AID 40,742 2,195 16,120 22,427 - 40,742 - ______Total Current Funds Expenditures $ 472,673 $ 216,705 $ 143,772 $ 112,196 $ 260,108 $ 286,398 $ 73,833 ______

27 UCSB FINANCIAL REPORT

Notes to Financial Statements

SUMMARY OF SIGNIFICANT resources that were available to it at the beginning TAX EXEMPTION ACCOUNTING POLICIES of the year, what resources were received during UC Santa Barbara is a tax exempt organization The financial statements of the Santa Barbara the year and what remained at the end of the year. under the provisions of section 501 (c) (3) of campus displayed in this report are not Fund accounting involves recording revenue and the Internal Revenue Code and is exempt from separately audited. Financial activity of the expenditures in distinct entities called funds. Each federal income taxes on related income; ten-campus University of California is distinct fund reflects the sources of funding and / accordingly, no provision for income taxes consolidated and the independent auditors’ or the purpose for which the resources are to be made in the financial statements. report is published in the University of expended. Each fund incorporates a set of California annual financial report. accounts for recording assets, liabilities, fund LEASE COMMITMENTS balances and change in fund balances. Operating lease expenditures and other rental ACCRUAL BASIS OF ACCOUNTING costs for the year ended June 30, 2001, totaled The financial statements of the university have INDIRECT COST RECOVERIES $3,135,000. Future commitments on these been prepared on the accrual basis, except that The campus is required to transfer all indirect leases are $364, 000. depreciation is not provided for educational cost recoveries received from performance under plant and equipment. In addition, certain contracts and grants to the Office of the OTHER COMMITMENTS AND accruals and deferrals, such as interest President. Subject to cost-sharing agreements CONTINGENCIES receivable on notes receivable in loan funds, with the State of California, a portion of the Substantial amounts are received and expended accrued interest payable on plant funds, recoveries is returned to the campus in the annual by the university under federal and state grants amortized bond premium or discount, and budgetary allocation from the Office of the and contracts, and are subject to audit by accrued compensated absences are omitted. President. cognizant government agencies. The inclusion of such amounts would not The university is contingently liable in con- have a significant effect on the university’s SHORT-TERM INVESTMENT POOL nection with claims and contracts arising in the financial statements. The statements of All fund groups participate in a temporary normal course of its activities. The university is changes in fund balances and other schedules investment pool that is administered by the self-insured for workers’ compensation and present financial activities of the current Office of the President. Income earned on certain other risks; independent insurers reporting period, but are not intended to investments is distributed based on average provide excess liability coverage. represent the results of operations or “net investments in the pool. This pool invests income” for the year as would commercial primarily in commercial paper and bank LONG-TERM INDEBTEDNESS financial statements. To the extent that certificates of deposit with cost approximating Long-term indebtedness is incurred for the current funds are used to finance capital market value. Income earned on investments is purchase or construction of campus and capital assets, the amounts provided are accounted distributed based on each fund balances’ three- equipment. Future payments on long-term for as expenditures for equipment, library month average cash balance. indebtedness approximate $6.1 million. books and minor improvements; “mandatory” fund transfers in the case of provisions for FIXED ASSETS debt retirement; or “non-mandatory” fund The value of physical plant and equipment is transfers in all other cases. stated at cost at date of acquisitions, or fair market value at date of donations in the case of FUND ACCOUNTING gifts. Interest on the borrowings to finance In order to ensure the observance of facilities is capitalized during construction, net of limitations and restrictions placed on the investment income earned during the temporary resources available to the university, the investment of project borrowings. However, accounts are maintained in accordance with Government Accounting Standards Board the principles of fund accounting. Fund (GASB) Statement No. 35 will require the accounting principles enable the university to University to annually report depreciation in its report to its funding agencies how it used the financial statements with the fiscal year beginning July 1, 2001, with comparative information for the prior year.

28 The UCSB Foundation Annual Financial Report

FOR THE YEAR ENDING JUNE 30, 2001

29 UCSB FINANCIAL REPORT

CHANCELLOR HENRY T. YANG

I am pleased to submit this financial report for The UCSB Foundation for the fiscal year ending June 30, 2001. The accounts of the foundation are audited on an annual basis by the firm of Deloitte & Touche LLP, whose report is transmitted to The Regents. Included in this financial report is a statement of cash flows segregated by fund type. The independent audit report was prepared at the direction of The UCSB Foundation Board of Trustees. Respectfully submitted, John M. Wiemann Vice Chancellor Institutional Advancement

PREFACE

The financial statements and data provided in this report address those funds which were available to The UCSB Foundation during the 2000-2001 fiscal year and show the status of The UCSB Foundation campus financial resources as of June 30, 2001. The UCSB Foundation Financial Statements are prepared from the official UCSB Foundation records and accounts, which are maintained in accordance with the standards prescribed by the Governmental Accounting Standards Board. The statements reflect asset valuation in accordance with Statement No. 31 of the Governmental Accounting Standards Board (“SGAS 31”), “Accounting and Finan- cial Reporting for Certain Investments and External Investment Pools.” This report has been reconciled to the financial statements prepared by the foundation’s independent auditor. The accounts are classified within four fund groups: Undesignated Funds, Designated Funds, Endowment Funds, and Trusts. Each group is treated as a separate and distinct entity according to the restrictions as to its use and is reported this way in the financial reports. Undesignated funds are those that support the basic operation of The UCSB Foundation and related operations at the University of California, Santa Barbara. Designated funds are those used to address specific programs and activities identi- fied through donor designations. Endowment Funds encompass the principal balances of true endowments and funds functioning as endowments that are held by The UCSB Foundation. Trusts are those funds in which The UCSB Foundation is designated as trustee. Eric Sonquist Director of Finance and Administration Institutional Advancement

30 UCSB FINANCIAL REPORT

Cultivating the Future

rivate gifts to UC Santa Barbara reached an all-time high of $48 million during the 2000-2001 Pfiscal year, showing significant gains in support for teaching, research, and programs. The contributions from alumni, friends, corporations, and foundations increased by more than $17.5 million (nearly 60 percent) over the previous record year. UCSB received a total of 19,300 gifts, more than ever before. This was a remarkable year both in terms of increased philanthropic support and worldwide recognition of UCSB’s contributions to building a better society. Two new Nobel Prizes were awarded to UCSB professors for their landmark scientific research. Now there are three Nobel Laureates on the distinguished faculty. In addition, numerous corporate and philanthropic part- nerships were established as a result of the California NanoSystems Institute, a research alliance between UCSB and UCLA that is expected to produce scientific advances in fields critical to the future of California’s economy. Today, state support currently accounts for about one-third of the campus’s total operating budget and is designated for basic expenses. Private giving works together with the state’s commit- ment. This public-private partnership plays a significant and increasing role in building UCSB’s reputation as a highly ranked national research university with a deep commitment to under- graduate as well as graduate education. On behalf of The UCSB Foundation, I would like to thank all who gave so generously last year. Please know that your gifts will support in many important ways UCSB’s determination and commitment to sustain and strengthen its academic excellence. Your gifts are in truth investments, and the dividend will most surely be a better tomorrow.

Mark A. Bertelsen CHAIR, THE UCSB FOUNDATION 2001-2002

31 THE UCSB FOUNDATION

Balance Sheet JUNE 30, 2001 (With Summarized Comparative Totals for the year ended June 30, 2000)

______2001______2000 (Dollars in Thousands) UNDESIGNATED DONOR DESIGNATED ENDOWMENT FUND FUND FUND TRUSTS TOTAL TOTAL ______ASSETS Cash $151 $151 1,429 Investments 119 $3,215 $39,484 $2,132 44,952 47,114 Pledges receivable 1,411 1,411 Contributed assets held for sale 29 1,973 2,001 Note receivable 29 29 2,057 Other assets 10 355 365 540 Equipment, net 38 38 47 Other receivables 236 0 236 13 ______TOTAL $554 $4,684 $41,457 $2,487 $49,183 $51,200 ______LIABILITIES AND FUND BALANCES

LIABILITIES: Accounts payable and accrued liabilities $8 $8 $558 Equity in assets of charitable remainder trusts $2,132 2,132 2,359 Deferred gifts $29 $0 355 384 413 ______Total liabilities 8 29 0 2,487 2,524 3,330 ______FUND BALANCES Undesignated 546 546 2,523 Designated 4,655 4,655 9,429 Board-established endowment: Undesignated funds 6,078 6,078 4,671 Designated funds 6,621 6,621 2,032 Endowment 28,758 28,758 29,214 ______Total fund balances 546 4,655 41,457 46,658 47,870 ______TOTAL $554 $4,684 $41,457 $2,487 $49,183 $51,200 ______

32 THE UCSB FOUNDATION

Statement of Activities and Changes in Fund Balances YEAR ENDED JUNE 30, 2001 (With Summarized Comparative Totals for the Year Ended June 30, 2000)

______2001______2000 (Dollars in Thousands) UNDESIGNATED DONOR DESIGNATED ENDOWMENT FUND FUND FUND TRUSTS TOTAL TOTAL ______

REVENUES Contributions $1,382 $2,875 $7,903 $ $12,161 $7,712 Interest and dividend income 1,722 1,722 2,110 Net increase (decrease) in fair value of investments 1 16 (4,368) (4,352) 1,571 Other income 22 151 173 76 ______Total revenues 1,405 4,765 3,535 9,705 11,469 ______

EXPENSES: Disbursements to University of California 1,798 1,798 1,699 University programs and other designated disbursements 8,537 8,537 5,444 Scholarships and awards 581 581 872 ______Total expenses 1,798 9,118 10,916 8,015 ______

(DEFICIT) EXCESS OF REVENUES OVER EXPENSES (393) (4,353) 3,535 (1,211) 3,454

FUND TRANSFERS (1,585) (420) 2,005 0 ______

NET (DECREASE) INCREASE IN FUND BALANCES (1,978) (4,773) 5,540 (1,211) 3,454

FUND BALANCES, BEGINNING OF YEAR 2,523 9,429 35,918 47,870 44,416 ______FUND BALANCES, END OF YEAR $545 $4,655 41,458 $ $46,659 $47,870 ______

33 THE UCSB FOUNDATION

Statement of Cash Flows YEAR ENDED JUNE 30, 2001 (With Summarized Comparative Totals for the Year Ended June 30, 2000)

2001 2000 ______(Dollars in Thousands) UNDESIGNATED DONOR DESIGNATED ENDOWMENT FUND FUND FUND TRUSTS TOTAL TOTAL ______

CASH FLOWS FROM OPERATING ACTIVITIES: (Deficit) excess of revenues over expenses $(392) $(4,353) $3,535 $(1,211) $3,454 Adjustments to reconcile (deficit) excess of revenues over expenses to net cash (used in) provided by operating activities: Net (decrease) increase in the fair value of investments (1) (16) 4,369 4,352 (1,571) Depreciation 17 17 17 Changes in operating assets and liabilities: Note receivable (59) Other assets 10 166 176 103 Other receivables (223) (223) 18 Pledges receivable (1,411) (1,411) Accounts payable and accrued liabilities (550) (550) 175 Deferred gifts (30) (30) (204) Equity in assets of charitable remainder trust $110 110 772 ______

Net cash (used in) provided by operating activities (1,170) (5,781) 8,070 110 1,229 2,705 ______

CASH FLOWS FROM INVESTING ACTIVITIES: Proceeds from sale of investments 2,837 6,970 9,308 19,115 21,977 Purchases of investments (554) (770) (19,382) (908) (21,613) (23,325) Purchases of equipment (8) (8) (13) ______

Net cash provided by (used in) investing activities 2,276 6,200 (10,074) (908) (2,506) (1,362) ______

FUND TRANSFERS (1,585) (420) 2,005 ______

NET (DECREASE) INCREASE IN CASH (479) (798) (1,277) 1,343

CASH, BEGINNING OF YEAR 631 798 1,428 85 ______

CASH, END OF YEAR $151 $151 $1,428 ______

See condensed notes to Financial Statements. 34 THE UCSB FOUNDATION

Terms Used in Financial Statements YEAR ENDED JUNE 30, 2001

Undesignated Fund: The Undesignated Fund is used to account for those economic resources of the foundation that are expendable for any purpose in performing the primary objectives of the foundation and that have not been designated by the board for other purposes.

Donor Designated Fund: The Donor Designated Fund is used to account for contributions that have been designated by donors and/ or the board for certain uses. The board has chosen to establish certain designated funds as if they were endowment funds. Since the establishment as endowment was not placed on the funds by the donor, it may be removed at the discretion of the board.

Endowment Fund: The Endowment Fund is used to account for funds that are subject to restrictions of gift instruments requiring, in perpetuity, that the principal be invested, and permitting only a certain amount of the annual return (“spending”) generated by the investment to be distributed. The spending components of endowment funds are classified as current designated funds. Since the establishment as endowment was not placed upon the funds by the donor, it may be removed at the discretion of the board. Endowment fund interest and dividend income is reported as designated fund revenue.

Trusts: Trusts represent funds that are subject to agreements whereby assets are made availlable on the condition that stipulated amounts or the income earned on such assets be paid periodically to designated individuals or beneficiaries. Payments of such amount terminate in accordance with the conditions specified in the trust instruments, at which time the balance of the fund is contributed to the fund group designated by the grantor or, in the absence of designation, to the undesignated current funds.

The foundation does not record contribution income or expense in this fund group. Upon maturity of the trust, the remainder of the trust corpus is transferred to the designated fund and is recorded as contribution revenue. Investments: Investments consisted of the following at June 30, 2001:

Market Unrealized (Dollars in Thousands) Cost Value Appreciation UNDER MANAGEMENT OF THE REGENTS OF THE UNIVERSITY OF CALIFORNIA Short-Term Investment Pool - A $ 26 $ 26 Short-Term Investment Pool - B 3,730 3,730 High Income Pool 33 46 $ 13 General Endowment Pool______32,614 ______38,795 ______6,181 Total 36,403 42,597 6,194 ______

OTHER INVESTMENTS Securities Fund - common stocks 256 223 (33) Assets of remainder trusts______2,290 ______2,132 ______(158) Total ______$38,949 ______$44,952 ______$6,003

35 THE UCSB FOUNDATION

Notes to Financial Statements

THE ORGANIZATION Management of Institutional Funds Act (UMIFA). In 1995, an impairment loss was recognized and The UCSB Foundation, a not-for-profit organi- Investment decisions are based on a long-term the book value of the note was reduced to zation, was formed in 1973 for the purpose of investment strategy, with an objective of maxi- $1,998,636. encouraging voluntary private gifts, trusts, and mizing the endowment portfolio’s long-term total In May 1998, the new owner exercised the first bequests for the benefit of the University of return (yield plus appreciation). The portfolio of two maturity-date extensions by paying the California, Santa Barbara. Funds raised through generally maintains a mix of 60 percent to foundation the required $10,000 purchase fee. the foundation but directed by the donor to the 80 percent equity securities and 20 percent to 40 This also triggered an interest rate adjust-ment on Regents of the University of California are not percent fixed income securities, with further the note to 11 percent per annum. In 1999, the included in the accompanying financial refinements in the type of securities held. owner exercised its second option by paying the statements. The foundation provides financial The board has established an endowment- foundation an additional $10,000. During the support for various university-related programs, spending rate policy that gives consideration to year ended June 30, 2000, the found-ation began including faculty research and teaching activi- total return, inflation, and the expendable income foreclosure proceedings on the prop-erty. The ties, student scholarships, equipment purchases, needs of the fund holders. The amount of actual debtor filed for bankruptcy protection in and capital improvements. The foundation cash yield the endowment portfolio earns is not the September 2000 and a settlement was approved on transfers monies to the university, which assumes determining factor for the established spend-ing January 3, 2001. Failure of the debtor to meet the responsibility for actual disbursement. rate, and may be greater or less than the amount of terms and conditions of the settlement agreement The foundation is subject to the policies and expendable income allocated to endowment fund allowed the foreclosure proceedings to go procedures of the Regents of the University of holders during any one fiscal year. Both realized and forward. The foundation reacquired control of the California. The university established admini- unrealized net gains in the portfolio may be used in property on March 29, 2001. The property is strative guidelines for the foundation with regard addition to the actual cash yield to meet the annual recorded at the book value of the note receivable in to the foundation’s ability to conduct operations established spending rate. The endowment- contributed assets held for sale in the balance through its Policy on Campus Foundations. The spending rate was 5 percent of the average fair value sheet. The property has been appraised at a value university’s policy limits the ability of the founda- for the year ended June 30, 2001. Fair value is that exceeds the book value. tion to make certain expenditures and provides a defined as the five-year average value at June 30 of general framework for its operations. While the each endowment. NOTE RECEIVABLE foundation is not currently deemed to be a Note receivable consists of a note contributed component unit of the university, the foundation PLEDGES RECEIVABLE during the fiscal year ended June 30, 2000. The was established solely to support the mission of Pledges representing legally enforceable promises note was restructured on May 1, 2001 and bears the university and, accordingly, is considered a to contribute to the support of the University are interest at a rate of 11.5 percent per annum and governmental not-for-profit organization, recognized as revenue in the period of support matures on June 25, 2002. As of June 30, 2001, subject to report-ing under the Governmental designated by the donor. In the absence of a there is no accrued interest on the note. Accounting Standards Board (“GASB”). specified support period, revenue is recognized when the pledge is received. NON-CASH INVESTING ACTIVITIES INVESTMENTS AND SPENDING POLICY Effective July 1, 2000, the Foundation adopted On March 29, 2001, the foundation reacquired In accordance with Governmental Accounting GASB No. 33, Accounting and Financial Reporting for control of a property for which it held a note Standards Board Statement (“SGAS”) No. 31, Nonexchange Transactions, which requires the receivable resulting in a non-cash transaction. The Accounting and Reporting for Certain Invest- recording of certain pledges on a discounted basis. property is recorded at the book value of the note ments and for External Investment Pools, receivable of $1,972,568, and is included in investments are carried at fair value by fund CONTRIBUTED ASSETS HELD FOR SALE contributed assets held for sale in the balance group. The basis of determining the fair value of From time to time, the foundation receives assets sheet. investments is the readily determinable sales price other than cash from its donors. It is the On May 1, 2001, the foundation exchanged one or current exchange rate of the investments based foundation’s policy to sell these assets to support its of its contributed senior notes receivable in the on quoted market prices. In the case of pooled programs, or in the case of Endowment funds, to amount of $28,750 for common stock in funds or mutual funds, fair value is determined as invest them in accordance with the founda-tion’s Rangefire, a non public company. As there is not a the number of units held in the pool multiplied by investment policy. At June 30, 2001, several noncash readily determinable market price for the the price per unit share as quoted by the broker. contributions were held pending sale. They were securities, the foundation valued the stock at the The net change in the fair value of invest-ments comprised of equity securities whose sale was amount of the note receivable transferred, represents both realized and unrealized gains and restricted under Securities and Exchange $28,750. The securities are held in contributed losses on investments. The calculation of realized Commission Rule 144, or by the board of trustees, assets held for sale in the balance sheet. gains and losses is independent of the calculation and real property. It is the foundation’s intention to of the net change in the fair value of investments. liquidate these assets as soon as is practicable. ADMINISTRATION FEE Realized gains and losses on investments that Through June 30, 2000, the foundation assessed a have been held in more than one fiscal year and CONTRIBUTED ASSETS HELD FOR SALE one-time fee of five percent of the initial value of sold in the current year are included as a change in In 1976, the foundation received a ranch located in all Designated and Endowment gifts, exclud-ing fair value of invest-ments reported in the current Hemet, California, as a contribution, and it was non-convertible gifts-in-kind. The fee was year. Realized gains or losses are computed based recorded at the appraised value at the date of assessed to offset a portion of the direct costs on specific identification of investments sold or contribution. In connection with the sale of the related to gifts processing and accounting. units held in pooled funds. Any gains or losses ranch in August 1990, the foundation received a Beginning July 1, 2000, this fee was eliminated. In recognized on the sale of current fund $3,100,000 note receivable secured by a deed of its place, any investment earnings held in the Short investments are included with investment trust on this ranch. The purchaser of the ranch filed Term Investment Pool accrue to the foundation. income and are available for distribution. All, or a for bankruptcy. As a part of the resolution of the In the fiscal year ended June 30, 2001, $448,079 portion of gains or losses on the sale of bankruptcy, ownership of the property changed was generated. endowment fund investments are reinvested in during fiscal year 1996, and the foundation During fiscal year 2000, the foundation principal. The income allocated could include negotiated a restructuring of the forbearance implemented its annual endowment capital gains, which are treated as spendable agreement with the new owner. The principal administration fee, which is assessed on all income rather than additions to principal. amount owing on the deed of trust was adjusted to endowment funds and funds functioning as Beginning July 1, 1998, endowment funds are the sum of $2,189,011, and the interest rate was endowments at the rate of 15 basis points. invested in accordance with the “Endowment adjusted to 5.31 percent per annum. The term of the Administration fees of $53,166 have been charged Investment Spending Policies and Guidelines,” note was two years, with two one-year options to and transferred to the Designated Fund generated adopted by the board of trustees and the Uniform extend. for that purpose for the year ended June 30, 2001.

36 THE UCSB FOUNDATION

Officers and Trustees 2000-2001

OFFICERS

CHAIR William R. Rauth III

VICE CHAIR – FINANCE AND TREASURER Hubert D. Vos

VICE CHAIR – DEVELOPMENT Dexter J. Goodell

VICE CHAIR – STEWARDSHIP R. Marilyn Lee

SECRETARY Mark D. Linehan

IMMEDIATE PAST CHAIR Richard A. Auhll

TRUSTEES Brent R. Anderson Fred Kavli Mark J. Schwartz Coeta Barker James J. Keenan Kenneth P. Slaught Barry A. Berkus Kenneth L. Khachigian Norman Sprague III Mark A. Bertelsen Marvel Kirby Peter E. Steiner * Barbara K. Bodine Robert T. Knight Robert M. Talley Marcia L. Carsey Carl Lindros James S. Taylor Shing Chang Cathy McMurtry Lodes Mahader Tesfai * Bruce C. Corwin Janet C. Manzi * William S. (Tom) Thomas, Jr. Dan N. Cross * Sara Miller McCune Tony J. Tolbert Deanna C. Dehlsen Kathryn D. McKee* Michael Towbes William A. Dinsmore Steven C. Mendell Richard J. Watts * Diandra de Morrell Douglas Joel Michaelsen* John M. Wiemann * Robert W. Duggan Margaret C. Mosher Gary L. Wilcox Brooks Firestone Ilene H. Nagel * John J. Wilczak William P. Foley II Richard D. Nanula Richard A. Williams William Garlock George Robert Odette * Jessica Winston* Marilyn E. Gevirtz Paul J. Orfalea Susan Worster Frederick W. Gluck Alex N. Pananides Henry T. Yang * Norman N. Habermann Joseph H. Pollock EXECUTIVE DIRECTOR Eva Haller Ceil Pulitzer Gary A. Greinke* Norris G. Haring Aaron L. Raznick ACTING EXECUTIVE DIRECTOR Thomas J. Harriman Lynn P. Reitnouer Janet C. Manzi* Judith Hopkinson Danelle Storm Rosati (through May 2001) M. Blair Hull, Jr. Richard K. N. Ryu CHIEF FINANCIAL OFFICER Robert P. Jensen P. Lynn Scarlett Eric J. Sonquist* Peter C. Jordano Harvey B. Schechter Arent H. (Barry) Schuyler, Jr. Jean K. Schuyler

* Denotes University Trustee

37 Philanthropic Support For UC Santa Barbara

FOR THE YEAR ENDING JUNE 30, 2001

38 PHILANTHROPIC SUPPORT Financial Highlights

DURING 2000-2001 PRIVATE

PRIVATE GIVING 1995-2001 support for teaching and research at UCSB reached Fiscal Year Monetary Non-monetary Total $48 million, the highest figure 1995-96 $9,836,712 $7,291,390 $17,128,102 in campus history. The men,

1996-97 $14,887,600 $2,259,387 $17,146,987 women, foundations, and corporations whose names 1997-98 $27,607,119 $2,220,966 $29,828,085 appear in the honor roll that 1998-99 $17,421,165 $2,372,065 $19,793,230 follows have made a perma- 1999-2000 $29,046,418 $1,518,061 $30,564,479 nent investment in UCSB’s future. Their generosity has 2000-01 $46,001,848 $2,028,749 $48,030,597 helped expand the bound- aries of intellectual pursuit, educating the brightest minds and pushing the frontiers of PRIVATE FUNDS 2000-2001 knowledge.

Sources Individuals $13,588,430 Campus-Related Organizations $130,069 PHILANTHROPY: Corporations $15,793,498 AN IMPORTANT PIECE OF THE FINANCIAL PIE Foundations $17,400,798 Other Sources $1,117,802 Private Grants and Gifts Total $48,030,597 Sales and Services 7.6% of Auxiliary Campus Recipients of Private Funds Enterprises and Education Activities Bren School of Environmental Science & Management $109,391 Other 2.7% College of Creative Studies $244,177 11.9% College of Engineering $16,930,523 College of Letters and Science $13,025,947 Tuition Humanities & Fine Arts $3,174,573 42.4% 17.7% and Fees Sciences $4,295,872 Social Sciences $3,800,359 Art Museum $472,678 17.7% General $1,282,465 Gevirtz Graduate School of Education $10,373,708 Institute for Theoretical Physics $1,051,537 Federal Intercollegiate Athletics $534,598 State and Local Government Library $939,584 Government MSI/NRS $835,408 Programs $2,418,070 Unrestricted $1,564,179 Other, not included $3,475 Total $48,030,597

39 HONOR ROLL OF DONORS

LANCASTER SOCIETY Hewlett-Packard Company Howard Hughes Medical Institute Members of the Lancaster Society Hughes Aircraft Company Hughes Research Laboratories include distinguished alumni, IBM Corporation parents, friends, Trustees of The Kajima Engineering and UCSB Foundation, corporations, Construction, Inc. and foundations who have made W. M. Keck Foundation cumulative gifts of $100,000 or W.K. Kellogg Foundation more to UC Santa Barbara. J. Lilly Endowment, Incorporated The Society is named for Louis The Andrew W. Mellon Foundation and Winifred Lancaster, civic- Mentor Graphics minded philanthropists deeply The Mericos Foundation Mitsubishi Chemical Corporation committed to the public partner- The David and Lucile Packard ship that is the heart of UCSB. Foundation During their lifetimes, they helped The Rockefeller Foundation establish The UCSB Foundation Rockwell International Corporation and the Chancellor’s Council, and (Rockwell Scientific) Dormitory rehearsal. worked tirelessly to build Silicon Valley Research meaningful bridges between the Sputtered Films, Inc. university and the larger commu- Stanley Electric Company The Herman P. and Sophia Taubman Dr. and Mrs.* Ky Fan Foundation Erna V. Fisher* nity. Their vision is sustained Teledyne Charitable Trust Foundation Walsin Lihwa Corporation Tektronix, Inc. Drs. Amanda and Frank Frost ’64/’55 through the loyal generosity of Varian Associates, Inc. Mr. and Mrs. Gary C. Gallup ’61 today’s members of the Lancaster The WT Foundation Mrs. Patricia Gebhard Society, celebrated for their CUMULATIVE DONORS Xerox Corporation Ms. Bernice Geiringer H’01* immeasurable contribution to an $500,000 to $999,999 Mr. and Mrs. Gordon Getty enduring foundation for excellence Mr. Paul F. Glenn at UCSB. Individuals CUMULATIVE DONORS Mr. John Gus Gurley ’78 Anonymous $100,000 to $499,999 Eva Roman Haller and Yoel Haller James and Sarah Argyropoulos Eleanor L. and Thomas J. Harriman CUMULATIVE DONORS Mr. Richard A. Auhll Individuals Mr. and Mrs. Andrew T. Hass, Jr. $1,000,000 and Above Dr. and Mrs. Peter Bancroft ’41 Anonymous (4) Dr. and Mrs. Theodore W. Hatlen H’93 Drs. John Carbon and Louise Clarke Mr. Paul Abrams* Dr. Stephen N. Hay* Individuals Mrs. Sherrill C. Corwin H’91* Dr. and Mrs. Guenter Ahlers Dr. Frances Holden* Anonymous Mr. John Vickers Crawford* Dr. and Mrs. Mortimer Andron Mrs. Robert Ingle Hoyt H.R.H. Prince Mohamad bin Fahad bin Mr. Thomas H. Crawford* Mr. Edward Bancroft Arianna Huffington Abdulaziz Mr. and Mrs. James G. P. Dehlsen Dr. and Mrs. Leon O. Banks The Honorable Michael Huffington The Saudi Royal Family Dr. Katherine Esau* Ms. Carrie A. Barker* M. Blair Hull ’65 Mr. Charles Den Bell* Mr. F. Neal Hunter Mr. and Mrs. Frank Baxter Mr. and Mrs. Peter C. Jordano Johan and Joanne Blokker Mr. and Mrs. Louis Lancaster H’89* The Baxter Family Foundation Jordano’s Inc. Jeff Blokker ’80 Mrs. Idee Levitan-Maxted* Mr. and Mrs. Max D. Benton /’87 Pacific Beverage Company Mr. Donald L. Bren Col. and Mrs. Maxwell C. Pellish ’61* Mr. and Mrs.* Barry Berkus ’55 Eric Kanowsky The Donald L. Bren Foundation Mr. Arthur N. Rupe Mr. David Bermant* and Dr. and Mrs. Narinder Kapany Ina Theresa Campbell* Arthur N. Rupe Foundation Ms. Susan Hopmans Sikh Foundation, U.S.A. Mr. Paul Colombo Mrs. Jeanne C. Thayer The Bermant Foundation Mr. and Mrs. James J. Keenan Applied EPI, Inc. The Todd Family Myrna and Gerald Bernath* Mr. and Mrs. Essam Khashoggi Mrs. Louise Lowry Davis* John, Michael, and Stuart Wilson, Mark and Susan Bertelsen ’66/’67 Mr. and Mrs. Robert Kirby /’51 Linda and Jeff Dozier Theresa Wilson Flynn Mr. and Mrs. Richard A. Berti Dr. Eulah Laucks ’78 Ambassador* and Mrs. Don Gevirtz H’96 Dr. Bruce W. ’71 and Susan L. Worster ‘70 Mr. Fritz E. Bischoff* The Laucks Foundation Mr. Frederick W. Gluck Carl B. Zytowski Catherine Bruce* Mr. Anthony U. Leitner’* Jeff and Judy Henley ’66 Mr. and Mrs. Charles Burke Mr. and Mrs. Robert Looker /’84 Mr. Fred Kavli Organizations Dennis and Angelia Cagan The Looker Foundation Miss Margaret Mallory* Alias/Wavefront, Inc. Vernon I.* and Mary Low Cheadle H’90 Karl and Pamela Meyer Lopker ’73/’77 Margaret C. Mosher H’92 Agilent Technologies Evelyn Moyer Chestnut’* Mr. and Mrs. Jon Lovelace Mr. and Mrs. Paul Orfalea H’98 AT & T Bell Laboratories Ms. Carnzu A. Clark Mrs. Verl S. Lutz* Mr. Charles R. Schwab Arnold and Mabel Beckman Foundation Marcia and Jamie Constance /’52 Dr. and Mrs. Charles H. Markham Mr. and Mrs. Francis Sedgwick* Cisco Systems, Inc. The Godric Foundation Mr.* and Mrs. John Maximus Mr.* and Mrs. Charles Storke II Dow Corning Corporation Edwin and Jean Armstrong Corle* Mr. Kenneth P. Maytag Mr. Thomas More Storke* The Camille and Henry Dreyfus Miss Ursula Corning Ms. Sara Miller McCune Mr. and Mrs.* Michael Towbes Foundation, Inc. The Vidda Foundation The McCune Foundation Mr.* and Mrs. Edward R. Valentine Ford Motor Company Mr. and Mrs. Bruce C. Corwin H’97 Professor and Mrs. Duncan Mellichamp Valentine Foundation Friends of the UCSB Library Metropolitan Theatres Corporation Mr. and Mrs. Anthony Menk* Calouste Gulbenkian Foundation Jack and Laura Dangermond Dr.* and Mrs. Robert S. Michaelsen Organizations Mark Hurd Aerial Surveys, Inc. Environmental Systems Research Dr. and Mrs. Umesh K. Mishra American Cancer Society Muscular Dystrophy Association Institute, Inc. Michael A. Nachman American Chemical Society The Ralph M. Parsons Foundation Mr. and Mrs.* Eugene Davidson Margaret Nee and Family Amgen, Inc. The Pew Charitable Trusts Mr. James G. Davidson ’90 Mr. David Owens Apple Computer, Inc. The Raintree Foundation Dr. and Mrs. Steven P. DenBaars Mr. Alex Pananides Carsey Family Foundation Rowny Foundation Dr. Barbara B. DeWolfe Philip and Sylvia Peatman Cree, Inc. Shell Oil Company Diandra de Morrell Douglas ’82 Kathryn Pollak* E. I. Du Pont de Nemours & Company Silicon Compiler Systems Mr. Michael K. Douglas ’68 Dr. and Mrs. Joseph H. Pollock Ericsson Datacom, Inc. Alfred P. Sloan Foundation Reece Duca ’66 Mr. Thomas J. Pritzker The Ford Foundation Spencer Foundation Suzanne Duca ’90 Mr. and Mrs. Michael Pulitzer FPS Computing Sun Microsystems Ms. Julia Collier Emerson Mr. and Mrs. Dean Ramstad

40 HONOR ROLL OF DONORS

Aaron and Cherie Raznick H’88 Courtroom Television Network Marine Review Committee, Inc. Shell Development Company Mr. and Mrs. Lynn P. Reitnouer ’55/‘54 Culler Scientific Systems Corporation Matsushita Electric Industries Shimadzu Corporation Dr. Andrea Rich Depotech Corporation Corporation, Ltd. The Philip and Aida Siff Educational Mr. George W. Rickey Dialogic, an Intel company The May Department Stores Company Foundation Mrs. Jane Crowell Rieffel Digital Equipment Corporation Foundation Silicon Valley Bank Mrs. Ruth S. Schaffner* Digital Instruments The Wendy P. McCaw Foundation Smith Richardson Foundation Dr. and Mrs. Arent H. Schuyler, Jr. ’61 (Veeco Metrology Group, Santa The McCutchen Foundation Sony Corporation Mr. Hobart Skofield* Barbara Operations) James S. McDonnell Foundation Southern California Edison Mr. Kenneth Slaught ’79 Dow Chemical Company Mediascope Space Telescope Science Institute Investec DSM Research Minnesota Mining & Manufacturing Sport Fishing Institute Dr.* and Mrs. Fahad Somait ’70 Eastman Kodak Company Company Starbuck, Tisdale & Associates Dr.* and Mrs. John A. Stephens EEsof, Inc. Mobil Oil Company Stradling Yocca Carlson & Rauth Jim and Denise Taylor Eli Lilly and Company Mobil Technology Company The Stuart Foundation Dr. Katharine W. Tremaine* Envision Systems, Inc. Molecular Simulations, Inc. Sun Microsystems Foundation, Inc. Mr. Kenneth E. Trevey ’51* Epitronics Corporation (Biosym) Synopsys, Inc. Ms. Nicole Underwood Equistar Money-Arenz Foundation, Incorporated Telesis Foundation Dianne and Daniel Vapnek Excel Mineral Company, Inc. National Academy of Education John Templeton Foundation Mr. Kent Vining ’70 and Exxon Chemical Company National Action Council for Minorities Thermo Analytical, Inc. Ms. Julie Ann Mock ’75 Exxon Education Foundation in Engineering, Inc. The Times Mirror Foundation Mr. Daniel Weinberg Exxon Research and Engineering National Fish and Wildlife Foundation Title Insurance & Trust Company The Richard Williams Family ’59 Company National Geographic Society TRW Space and Electronics Group Mrs. Samuel A. Wofsy Federation of Basque National Multiple Sclerosis Society UCSB Affiliates Dr. and Mrs. Charles Douglas Navarrese Savings & Loan National Semiconductor Unilever Research Woodhouse* The Feitelson Foundation NEC Corporation University Art Museum Council Mr. Robert K. Woolf Fuji Electric Co., Ltd. NEC U.S.A., Inc. U.S.–Israeli Binational Science William Wyles* Fujitsu Limited Nesté Corporate R. & D. Foundation Toshiko Ushikama Memorial Fund Furukawa Electric Co., Ltd. Nippon Telegraph & Telephone Wells Fargo Foundation Mr. Tominori Yamada General Electric Company NKD Company, Ltd. The Whitaker Foundation The General Electric Fund Spencer T. and Ann W. Olin Foundation Whitehall Foundation, Inc. Organizations Goethe Institute Los Angeles Edwin W. Pauley Foundation Wiltron Company Anonymous (2) The Grant Foundation Presidencia de la Republica Mexicana (Anritsu Company) Advanced Projects Research, Inc. The GTE Foundation Raychem Corporation Agility Communications, Inc. (Verizon Foundation) Raytheon Company Air Products & Chemicals, Inc. The John R. Haynes Foundation Research Corporation Alcan Aluminum Corporation William Randolph Hearst Foundation Rhodia, Inc. Every effort has been made to provide a Allergan Pharmaceuticals, Inc. William and Flora Hewlett Foundation Rockwell Network Systems complete and accurate listing of donors Allied Signal Foundation Hewlett-Packard Laboratories (OSICOM Technologies) and gifts of $1,000 or more received Aluminum Company of America HP Logic Systems Damon Runyon-Walter Winchell Cancer from July 1, 2000 to June 30, 2001. Alzheimer’s Association Hoechst Celanese Corporation Research Fund Please accept our sincere apologies if American Committee for the Weizman Hoffman-La Roche, Inc. Sandia National Laboratories any mistake or omission has occurred. Institute of Science Honeywell, Inc. Santa Barbara Cottage Hospital American Educational Research IBM Matching Grants Program Santa Barbara Foundation Please contact Donor Relations and Association ICI Group Technology Santa Barbara Museum of Art Stewardship, UCSB Office of American Health Assistance Foundation The Institute for Advanced Study Santa Barbara Photonics Development, Santa Barbara, CA American Heart Association The Institute for Study of American Santa Barbara Remote Sensing 93106, or call (805) 893-2600. AMP Incorporated Religion Santa Barbara Research Center H = Honorary Alumni Applied Molecular Genetics Intel Corporation Seattle Silicon Corporation * = Deceased Arcadia Design Systems, Inc. International Foundation for Semiconductor Research Corporation Note: UCSB graduation years for joint ARCO Foundation Telemetering The Edmund and Mary Shea Family donors are listed consecutively, for The Association for the Cure of Cancer International Shinto Foundation Foundation example: ’71/’71. of the Prostate Intrawest Mammoth Corporation The Balm Foundation The Ann Jackson Family Foundation BASF Corporation The Jacobs Family Foundation Ministry of Culture Basque Government Japan Bamboo Association Bay Networks, Inc. Japan Business Association of Southern Albert and Elaine Borchard California Foundation Inc. The Japan Foundation BP America, Inc. Japan-United States Friendship Bristol-Myers Products Commission Burroughs Corporation W. Alton Jones Foundation, Inc. California Wellness Foundation Juvenile Diabetes Foundation Canadian Pacific Charitable Foundation Max Kade Foundation The Cancer Foundation of Santa Barbara The Henry J. Kaiser Family Foundation (Cancer Center of Santa Barbara) Barbara Ann Karmanos Cancer Institute Capitol Specialty Plastics, Inc. Kinko’s, Inc. Chevron U.S.A., Inc. Kirin Brewery Co., Ltd. The Chicago Community Trust Klein Bottle Youth Program Jane Coffin Childs Memorial Fund Kraft Foods, Inc. Chiang Ching-Kuo Foundation Samuel H. Kress Foundation Chiron Corporation Kyoei Steel Corporation Conexant Systems, Inc. Lucent Technologies Classroom levity. (Rockwell Semiconductor Systems) The Chuan Lyu Foundation Convergent Technologies, Inc. The John D. and Catherine T. Corning Incorporated Foundation MacArthur Foundation The Council for Tobacco Research, Mammoth Mountain Ski Area U.S.A. March of Dimes

41 HONOR ROLL OF DONORS

LEGACY CIRCLE CHANCELLOR’S COUNCIL Dr. and Mrs. Alexander Sesonske Mr. Mitchell T. Shernoff ’99• The Legacy Circle recognizes and The Chancellor’s Council, UCSB’s Mrs. Lynette G. Fiqueras-Spievak ’90• and Mr. Jason Spievak ’90• honors alumni, friends, faculty, and premier annual giving program, Dr. Partha Srinivasan ’90 staff who have included UC Santa honors alumni, friends, parents, Mr. Fredric E. Steck ’67 Barbara in their estate plans and Trustees of The UCSB Dr. and Mrs. Harry Steinhauer through some form of planned gift. Foundation who contribute annual Jim and Denise Taylor Membership in the society is leadership gifts of $1,000 or more The Todd Family conferred upon those who have to the campus. These gifts may be Mr. Michael Towbes communicated to the university unrestricted to meet the highest Mr. and Mrs. Joseph M. Tumbler their intention to make a gift priorities or restricted to support a Mr. and Mrs. Hubert D. Vos through a bequest, charitable trust, specific department or program. Mrs. Carolyn H. Wack ’37 Mr. and Mrs. James R. Warren ’73 charitable gift annuity, pooled Members of the Chancellor’s Mr. Bruce G. Wilcox ’77 and income funds, life insurance, Council ensure that UCSB will Mrs. Isabel Stainow-Wilcox retirement fund, or a gift of chart a dynamic course with Mr. John J. Wilczak property with a retained life estate. confidence and success. Clinton and Candace Williams ’93• The following generous donors are The Richard Williams Family ’59 providing the legacy of support Thomas More Storke Associates Mr. and Mrs. Douglas H. Wilson ’84/’84 with which UCSB will continue to $10,000 and Above Dr. Bruce W. ’71 and Susan L. Worster ’70 grow and excel. Anonymous (8) Mr. Tominori Yamada H. R. H. Prince Mohamad bin Fahad bin Alfresco studying. Dr. and Mrs. Henry T. Yang H’01 Anonymous Abdulaziz Dr. * and Mrs. Stuart Atkins Dr. and Mrs. Guenter Ahlers M. Blair Hull ’65 Patron Level Ms. Natalie Atkinson ’47 * Mr. and Mrs. Joseph F. Alibrandi Mr. F. Neal Hunter $5,000 to $9,999 Drs. Janice and John Baldwin Mr. Robert F. Arenz, Jr. ’80 Mr. and Mrs. Palmer G. Jackson Anonymous (2) Dr. and Mrs. Peter Bancroft ’41 Mr. Richard A. Auhll Mr. and Mrs. V. Charles Jackson Ms. Wendy Albrecht Mr. Charles H. Barnes * Ms. Coeta Barker Mr. William K. Jones ’77 Mr. and Mrs. William G. Alhouse, Jr. Dr. and Mrs. Steven J. Bartlett ’68/’68 Mr. and Mrs. Frank Baxter Eric Kanowsky ’49/’50 Dr. Eric H. Boehm Mark and Susan Bertelsen ’66/’67 Dr. and Mrs. Keith T. Kedward Dr. Tanya Atwater June and Todd Brouhard ’54 Mr. and Mrs. Richard A. Berti Mr. and Mrs. James J. Keenan Mr. and Mrs. John William Bartman Mr. and Mrs. Charles Burke Mr. and Mrs. John Bishop Dan and Arlene Kirby Mr. and Mrs. Gary Bialis Mr. Brian M. Buxton ’77 Mr. Louis L. Borick Mr. and Mrs. Robert Kirby ’51 Mr. Richard C. Blum and Vernon I. * and Mary Low Cheadle H’90 Mr. Donald L. Bren Dr. Eulah Laucks ’78 The Honorable Dianne Feinstein Dr. and Mrs. Nelson Culver Mrs. Harriet Burns Mr. and Mrs. Kenneth Lipper Dr. Francesca Bray Dr. Barbara B. DeWolfe Dennis and Angelia Cagan Mr. and Mrs. Thomas Lodes /’79 Dr. and Mrs. James F. Case Mr. and Mrs. William A. Dinsmore ’68/’68 Dr. and Mrs. Shing Chang ’75/’71 Mr. and Mrs. Robert Looker /’84 Mr. and Mrs. Bruce G. Chapman Linda and Jeff Dozier Mr. Pierre Claeyssens Karl and Pamela Meyer Lopker ’73/’77 Dr. Jane S. De Hart Dr. and Mrs. * Ky Fan Mr. Paul Colombo Mr. and Mrs. Jon Lovelace Mr. and Mrs. James G. P. Dehlsen Drs. Amanda and Frank Frost ’64/’55 Marcia and Jamie Constance /’52 Mr. and Mrs. Stuart P. Mabon Dr. Barbara B. DeWolfe Ambassador * and Mrs. Don Gevirtz H’96 Mr. and Mrs. Stephen E. Cooper ’68 Drs. Arthur and Naomi R. Malin Mrs. Mercedes H. Eichholz Dr. and Mrs. Chauncey Goodrich Miss Ursula Corning Miss Margaret Mallory* Mr. and Mrs. William Garlock ’71/’73 Ms. Florence W. Harmer’* Mrs. Sherrill C. Corwin H’91* Dr. and Mrs. Charles H. Markham Mrs. Bernice A. Geiringer H’01* Dr. and Mrs. Theodore W. Hatlen H’93 Mr. and Mrs. Bruce C. Corwin H’97 Mr. and Mrs. Tim Marquez Mrs. Priscilla K. Giesen Dr. and Mrs. Stephen Humphreys Mr. Michael F. A. Coyle ’88 Ms. Wendy P. McCaw Dr. and Mrs. Chauncey Goodrich Miss Margaret Mallory * Jack and Laura Dangermond Ms. Sara Miller McCune Ms. Joan F. Gordon Mrs. Ricki Vinyard Marder ’79 Dr. Barbara B. DeWolfe Mrs. Kathryn D. McKee ’59 Mr. and Mrs. Paul Gray Ms. Sara Miller McCune Dr. and Mrs. Steven P. DenBaars Mr. and Mrs. Steven C. Mendell ’63 Mr. Eduardo Guerrero Professor and Mrs. Duncan Mellichamp Mr. Michael K. Douglas ’68 Mr. and Mrs. Gary Mezzatesta Mr. and Mrs. Stephen Hahn Mr. and Mrs. Anthony Menk * Linda and Jeff Dozier Dr.* and Mrs. Robert S. Michaelsen Dr. Steven Humphrey and Ms. Ismene Michou * ’53 Reece Duca ’66 Dr. and Mrs. Umesh K. Mishra Ms. Sue Grafton Dr. Alfred Moir Suzanne Duca ’90 Mr. William Moran Mr. Herbert C. Kay Melvyn L. and Edwina L. Mortensen ’65 Mr. Jim Dudman Margaret C. Mosher H’92 Dr. and Mrs. Petar V. Kokotovic Margaret C. Mosher H’92 Mrs. Robert Easton Michael A. Nachman Marilyn Lee ’69 and Harvey Schneider Mr. Jens Nyholm * Dr. and Mrs. Lloyd N. Edwards ’71/’66 Ms. Maria Norbury Mr. and Mrs. Lorin Letendre ’68 Professor Frank W. D. Ries Gary E. Erickson ’63 Dr. and Mrs. Robert M. Norris Mr. David F. Marshall ’79 and Ms. Carla Roddy ’69 Mrs. Maurice E. Faulkner Mr. and Mrs. Peter Norton Ms. Becky A. Cool Mr. and Mrs. Harvey Schechter ’47 Mr. and Mrs. William P. Foley II Ms. Kathy Odell and Mr. David B. Martin Mrs. June C. Schuerch Mr. and Mrs. A. Scott Frank ’82 Mr. Charles A. Bischof Mr. and Mrs. Gordon G. McClenathen Dr. and Mrs. Alexander Sesonske Mr. and Mrs. Gary C. Gallup ’61 Dr. Erlend M. Olson ’57/’56 Mr. Arthur W. Silver Dr. and Mrs. Terrance Gannon ’68/’67 Mr. and Mrs. Paul Page Mr. and Mrs. Ugo L. Melchiori Ms. Sally Sphar ’73 Mr. Robert G. Gardner Mr. Harold L. Penn Mr. and Mrs. Kendall T. Murphy ’56 Ms. Vera Skubic * Mrs. Patricia Gebhard Mr. Thomas J. Pritzker Ms. Genevieve H. Nowlin Dr. and Mrs. Robert Talley H’99 Mr. and Mrs. Gordon Getty Mr. and Mrs. William E. Purcell Mr. and Mrs. Walter E. Owen III Mr. Frank C. Velek ’64 Ambassador* and Mrs. Don Gevirtz H’96 Dr. Svetlozar T. Rachev Mr. and Mrs. Thomas Parker ’69 Dr. * and Mrs. Lawrence Willson Mr. Paul F. Glenn Mr. and Mrs. Robert Raede ’80/’80 Dr. and Mrs. William J. Parrish ’73/’69 Ms. Victoria Wing Mr. Frederick W. Gluck Mr. and Mrs. William R. Rauth III ’66 Dr. and Mrs. Joseph H. Pollock Mrs. Samuel A. Wofsy Mr. John Gus Gurley ’78 Mr. and Mrs. Lynn Reitnouer ’55/’54 Ms. Paula Purcell Ms. Ada M. Wood * Mr. and Mrs. Norman N. Habermann Mr. George W. Rickey Mr. and Mrs. Dean Ramstad Dr. William Gordon Hand ’63 Lord Paul Ridley-Tree and Mr. and Mrs. O. Lee Reid, Jr. ’64 H = Honorary Alumni Eleanor L. and Thomas J. Harriman Lady Leslie Ridley-Tree Mrs. Stanley L. Ross * = Deceased Mr. and Mrs. Andrew T. Hass, Jr. Mr. and Mrs. Mario Rosati /’77 Dr. and Mrs. Richard K. N. Ryu Note: UCSB graduation years for joint Jeff and Judy Henley ’66 Mr. Arthur N. Rupe Mr. and Mrs. John H. Sanger donors are listed consecutively, for Dr. Urs Hoelzle and Ms. Geeske Joel Mr. and Mrs. R. Schult Mr. Hugh C. Schink ’94• example: ’71/’71. Mr. and Mrs. Milton T. Honea Mr. Charles R. Schwab Mr. Iain Somerville

42 HONOR ROLL OF DONORS

Dr. and Mrs. Norman F. Sprague III ’69 Dr. Craig E. Martin ’76 Ms. Dolores J. Arond Dr. and Mrs. Thomas R. Clifton ’83 Mr. and Mrs. Neil C. Stipanich Dr. and Mrs. James M. Mattinson ’66/’64 Mr. and Mrs. Gregory D. Asplund ’83 Mr. and Mrs. Patrick E. Colbert, Jr. ’76/’75 Mr. and Mrs. Paul F. Strittmatter Mr. Anthony R. Mirabal ’96• Mr. and Mrs. Richard F. Aster, Jr. ’63 Dr. Christa Colvin and Mrs. Eleanor L. Thomas Mr. Brett R. Moody ’92• Robert L. Avery, M.D. Mr. Steven R. Colvin ’86 Mr.* and Mrs. Edward R. Valentine Mr. Robert J. Moore Mr. Stanley M. Awramik and Evangeline Congco-Macapinlac, M.D. Mr. Kent Vining ’70 and Mr. and Mrs. Peter W. Mullin ’82 Ms. Jacqueline Greenshields Mr. and Mrs. Daniel J. Contreras Ms. Julie Ann Mock ’75 Mr. and Mrs. Raymond K. Myerson Mr. Mehrdad Azarani ’90 Mr. Alan Cordano Mr. and Mrs. Gregory P. Vogel ’94• Mr. Christopher J. Naumchik ’81 and Ms. Reba R. Baker Mr. E. Morris Cox Mr. W. Wright Watling Ms. Dorcas L. Kelley ’84 Ms. Deborah Ann Baldwin ’76 Mr. and Mrs. Tyler Cramer Philip and Ann White ’84 Mr. and Mrs. H. C. Buck Niefhoff Mr. and Mrs. Thomas E. Banahan ’80/80 Mr. and Mrs. William Crawford Drs. Gary and Susan Wilcox ’69/’70 Mr. Trent Russell Northen ’96• Dr. and Mrs. Peter Bancroft ’41 Mr. and Mrs. Robert J. Cresci Ms. Marie J. Williams ’89 Mrs. Dorothy A. Pearce ’61 Mr. and Mrs. Philip Barach Mr. and Mrs. Dan N. Cross Mr. and Mrs. John A. Willott ’73 Mr. Greg Pennyroyal Mr. and Mrs. Ken Barber /’82 Mr. and Mrs. Leonardo Cruz Mr. and Mrs. Michael Pfau Ms. Lori Barnes-Girdner Dr. Glen J. Culler Mr. and Mrs. Gil D. Picciotto ’94• Mr. Darryl Barrett ’67 Mr. William R. Danielson ’73 Sustaining Level Dr. and Mrs. William Prindle Mr. and Mrs. Kent T. Baum ’76 Mr. and Mrs. Arthur C. Darrow III ’67 $2,500 to $4,999 Ms. Wendy Victoria-Caryl Purcell ’84 Mrs. June A. Behrens ’47 Mr. Eugene Davidson Anonymous (2) and Mr. Kenneth L. Wiltron Arnold and Jill Bellowe Mr. and Mrs. James E. Davidson ’63 Dr. and Mrs. Ralph J. Archuleta Mr. and Mrs. David P. Ricci Mr. and Mrs. Timothy Bennett /’78 Ms. Denise Delbianio Dr. J. W. Ault and Randi G. Ault ’71/’71 Dr. Donald Talbot Rink Mr. and Mrs.* Barry A. Berkus ’55 Ms. Sandra H. Denhart ’73 Mr. Joshua A. Berquist ’98• Mr. Jonathan A. Rosenbaum ’94• Mr. and Mrs. Burt Berman Mr. and Mrs. Scott A. Denison Mr. David N. Blair ’97• Dr. and Mrs. Ian K. Ross Dr. Ann Bermingham Dr. and Mrs. Richard V. Denton ’68 Mr. and Mrs. Phillip L. Bosl ’68/’69 Mrs. Fern M. Sayovitz ’50 Mr. George Bernard Mr. Donn M. Dobkin ’83 Mr. Christopher J. Bosso ’93• Jackie Schmidt-Posner and Mr. and Mrs. Philip L. Bernstein Mr. Clay L. Doherty Dr. Gary H. Brown Barry Posner ’70/’70 Darlene, Bob, Ian and Nicole Bierig Mr. David R. Dresia ’64 Robert and Sally Bushnell Mr. Mark J. Schwartz ’84 and Mr. and Mrs. Wathio Bilbeisi Mr. Drew R. Dusebout Mr. and Mrs. John R. Buttery ’67 Mrs. Lynda Levine-Schwartz Mr. Duane A. Binger Mr. and Mrs. Robert F. Egenolf Mr. Edward B. Cella ’93* Mr. and Mrs. Stanley K. Sheinbaum Dr. and Mrs. Edward Birch Mr. and Mrs. Stanley S. Eigner Mr. and Mrs. Charles L. Cleek /’72 Mr. and Mrs. John Sheldon ’94•/’93• Mr. and Mrs. Keith C. Bishop III ’69 Mr. and Mrs. Mark George Einfalt ’83 Mrs. Wendy Collins Dr. and Mrs. Joseph C. Shipp Mr. Ian A. Blakeslee ’92• Mr. and Mrs. Clifford Einstein Mr. Gary Crane ’84 Ms. Nancy Simon Ms. Brenda D. Blalock ’85 Mr. and Mrs. Roger B. Ek Mr. and Mrs. Scott E. Cruickshank ’88 Mr. and Mrs. Brian F. Smith ’64/’68 Dr. and Mrs. Gordon J. Block ’69/’69 Mr. Larry Elins Mr. and Mrs. Nelson J. Culver Mr. Themis Speis Johan and Joanne Blokker Mrs. Laura L. Erickson Dr. Anne G. Cushing Mr. and Mrs. Mark Sylvester Mr. Griffin Bloodhart ’63 Mr. Jonathan D. Ernst ’91• Mr. and Mrs. Stewart C. Cushman ’93• Dr. and Mrs. Robert M. Talley Mr. and Mrs. Russell S. Bock Mr. and Mrs. Brian Escalera Mr. Joel F. Darnauer ’91• Dr. Matthew Tirrell and Mr. and Mrs. Tony Bourdakis Mr. Robert N. Evans Ms. Cathy Carter Duncan Ms. Pamela LaVigne Ms. Susan E. Bower ’81 Dr. Richard C. Exner Mr. Ian M. Eddleston Mr. and Mrs. David Titus ’79 Dr. James Wilson Boyd ’73 Mr. and Mrs. Robert R. Fabela ’87 Tracey Edwards ’74 and Morgan Hoff ’75 Mr. and Mrs. Mark S. Todd Mr. and Mrs. Richard Brotherton Mr. and Mrs. Scott Farrar Mr. and Mrs. Bulent Ezal Mr. and Mrs. Robert Todd June and Todd Brouhard ’54 Mr. and Mrs. Douglas E. Fell ’63/’64 Mr. and Mrs. Elliot Feuerstein Mrs. Alice Tokuyama Dr. and Mrs. Jack Brown Dr. and Mrs. William R. Fell ’87 Vasanti and Joel Fithian ’60 Mr. and Mrs. David J. Toole ’77/’77 Mrs. J’Amy Brown Dr. Sarah Fenstermaker Mr. David Florimbi and Mr. Robert Tuler ’78 Mr. Ralph Brown and Dr. and Mrs. Howard C. Fenton Ms. Nancy Simon Mr. and Mrs. Donald Van Gelderen Ms. Katherine Boose Dr. and Mrs. William Fields ’76 Mr. Rogers V. Follansbee Dianne and Daniel Vapnek Elliot and Mary Brownlee Mr. and Mrs. Valmar Figueiredo Dr. Peter C. Ford and Mr. and Mrs. Louis Weider Dr. Paula Yurkanis Bruice and Mr. and Mrs. Gino Filippin Dr. Mary Howe-Grant Mrs. Carolyn D. Jones Weinberger ’59 Dr. Thomas C. Bruice Mr. and Mrs. Marv Fineroff Mr. and Mrs. Orvillle Francis Mr. Brian D. Williams ’99• Mr. and Mrs. W. Carl Buchan Mr. and Mrs. Robert E. Fiori ’92•/’92• Dr. Roger A. Freedman Dr. and Mrs. Clifford A. Bunton Mr. and Mrs. A. Brooks Firestone Dr. and Mrs. Roger O. Friedland Ms. Diana Burbano Dr. Taylor W. Fithian Mr. and Mrs. Richard A. Gadbois III ’80 Contributing Level Dr. and Mrs. Emiro Burbano Mr. and Mrs. David Gale /’85 $1,000 to $2,499 Mr. and Mrs. Jerry Bush Mr. and Mrs. Matthew A. Garcia ’94•/’93• Anonymous Mr. and Mrs. Todd F. Butler ’76 Dr. and Mrs. Howard Giles Mr. and Mrs. Michael A. Abraham ’59 Mr. Richard D. Byrd ’83 Mr. and Mrs. Dexter J. Goodell ’61/’61 Ms. Raydean M. Acevedo ’73 Mr. Robert Cabral ’81 and Mr. Paul D. Goodrich ’95• Mr. and Mrs. Alvan Adams Ms. Celina Zacarias ’84 Dr. Judith Lee Green Ms. Patricia B. Adams Mr. and Mrs. Stephen R. Campbell ’63/’64 Mr. Nicholas Griffis Mr. Merrill K. Albert Mr. Richard R. Cantrell ’64 Mr. and Mrs. Paul Guggenheim Dr. and Mrs. William H. Allaway Dr. Michele K. Caplette ’72 Mr. and Mrs. Paul W. Hartloff, Jr. Mr. and Mrs. Jeff Allen Tim Carl ’69 Dr. and Mrs. Theodore W. Hatlen H’93 Ms. Janet Alpert ’68 and Mr. Cal Betlman Mr. Henry T. Carlson ’98• Mr. David K. Hendrickson ’80 Ms. Nancy Alvarez-Calderon Ms. Dorothy A. Carothers ’68 Mr. Frederick Charles Herzog III ’68 and Mr. and Mrs. Evert A. F. Anderson Mr. Leo Casale Ms. Marla Jean Mercer ’73 Mr. and Mrs. Brent R. Anderson ’70 Mr. and Mrs. Noel M. Casey Ms. Tessa M. Hill ’03 Dr. Harry R. Anderson ’72 Mr. and Mrs. Steven Castro Mr. and Mrs. Robert Hollman Mrs. Jane C. Anderson ’66 Mr. William Caulkins Mr. and Mrs. Jordan L. Kaplan ’83 Mr. R. D. Anderson ’83 Ms. Patty Chan ’95• Mr. Benjamin King Mr. and Mrs. Walter Anderson Mr. Nicolas Chang ’99• Mr. and Mrs. Robert T. Knight Ms. Carol J. Andrews Ms. Jean Chang Dr. Jorg Peter Kotthaus ’73 Dr. and Mrs. Mortimer Andron Mr. and Mrs. Douglas W. Chapin ’72 Ms. Danielle J. Larson Ms. Mary Anthony Mary Low Cheadle H’90 Mr. Steven C. Lee ’98• Dr. and Mrs. Gregory Aposperis ’66 Ms. Carnzu A. Clark Mr. and Mrs. Carl Lindros Ms. Cheryl Armstrong-Turner Mr. Timothy C. Cleary ’76 Mr. Edward G. Lohman ’92• John Arnhold ’75 Mr. Michael W. Clem ’84 and Mr. Douglas R. Maag Mr. John J. Arnold ’94• Ms. Deborah A. Ledesma Dr. Noel MacDonald Mr. and Mrs. Robert D. Arnott ’77 Mr. Arthur B. Clifford ’98• Natural inspiration.

43 HONOR ROLL OF DONORS

Stephen and Kathryn Flaim Mr. Steven J. Hicks ’70 Mr. and Mrs. Robert L. Lawson ’59/’60 Mr. and Mrs. Scott Flanagan ’74 Mr. and Mrs. Steven J. Hicks ’70 Mr. and Mrs. Robert C. Leamy Mr. Andrew R. Folkman Mrs. Ardis O. Higgins Ms. Karen D. Learn ’83 Dr. Dan W. Follmer ’73 Ms. Ann Hill Madeline Way Lee ’85 Dr. and Mrs. James C. Forsythe ’79 Mr. and Mrs. Roger Himovitz Mr. and Mrs. Richard F. Lee ’73 Mr. and Mrs. Bruce J. Francis ’65/’68 Mr. Kirby C. Hock ’94• and Mr. and Mrs. Jack Lemein /’66 Mr. and Mrs. Harold Frank Ms. Shelly Herrera Mr. and Mrs. Ilan M. Levi Dr. and Mrs. David F. Frankel Ms. Amy L. Hoffman ’87 Mr. and Mrs. Arick J. Levine ’81 Ms. Mary K. Friebe Mrs. Joanne C. Holderman Misses Jennifer and Kathy Levinson Mr. and Mrs. Richard Frockt ’90 Mr. and Mrs. Thomas P. Hollen ’74 Dr. and Mrs. Djon I. Lim Mr. and Mrs. Grant Frost ’79 Mr. and Mrs. John M. Holtrust Mr. and Mrs. Mark D. Linehan ’85/’86 Dr. Victor F. Fuentes Dr. and Mrs. Clifford A. Hopson Mr. and Mrs. Harrison C. Lingle Mr. and Mrs. W. Carl Gans, Jr. ’72/’71 Mr. Preston B. Hotchkis Mr. and Mrs. Neal J. Linson ’79/’88 Mrs. Yolanda M. Garcia ’70 Mr. and Mrs. Donald M. Hoy ’96• Jeffrey Lipscomb ’76 Jack and Jane Garrett Mr. and Mrs. Duane Huff Robert and Barbara Lowes Mr. David L. Gersh Mr. and Mrs. Van V. Hughes Mr. and Mrs. Jack Luck Mr. David S. Gershenson Dr. and Mrs. R. Stephen Humphreys Mr. Keith Lupton ’90 Mr. Allan S. Ghitterman and Ms. Julie Anne Jacobs ’89 Mr. and Mrs. John Lynn The Honorable Susan J. Rose Mr. and Mrs. Robert M. Jaffe ’84 Mr. and Mrs. Stephen Boyd Lytle ’76/’76 Dr. and Mrs. David E. Gibson ’84 Mr. and Mrs. Thomas Jagodits Mr. and Mrs. Karl Lytz Mr. and Mrs. Robert Gibson Mrs. Susan Carol Jamgochian ’63 Mr. Bernard J. MacElhenny, Jr. ’63 Mr. and Mrs. Weldon Gibson, Jr. ’62 Mr. and Mrs. John F. Stark ’73/’71 Ms. Carole E. MacElhenny Campus promenade. Mr. Steven Gilbar and Ms. Inge Gatz Mr. David S. Jenks Mr. and Mrs. Michael R. Mackensen /’70 Mr. and Mrs. Tom Glass ’72 Ms. Holly P. Jennings Mr. William E. Maguire ’77 Mr. John D. Nigra ’57 Ms. Bonnie Glover Mr. and Mrs. Richard W. Jensen Mr. and Mrs. Wiera Malozemoff Mr. and Mrs. Scott D. Ninegar ’69 Mr. and Mrs. Eugene G. Glover Mr. and Mrs. Robert P. Jensen Raymond and Jan Manzi Mr. and Mrs. Michael Noling Ms. Margaret Godinho Mr. and Mrs. Geoffrey S. Jones ’92• Ms. Linda N. Maram Jan and Don O’Dowd Ms. Deborah A. Goldberger ’92• Mr. and Mrs. Dale Jones Ms. Laura I. Marchand ’94• Ms. Barbara J. Offerman Mr. and Mrs. Frank G. Goodall ’51/’48 Mr. and Mrs. Peter C. Jordano Mr. and Mrs. Julio Marcial, Jr. ’98• Mr. Dan D. Oh ’91• Mr. and Mrs. Dan Goodrich Mr. and Mrs. Richard M. Jorgensen /’86 Mr. John D. Marckx ’93• Mrs. Leslie Oh Mr. and Mrs. Larry D. Gordon Mr. and Mrs. Robert H. Jupille ’89 Mr. Dwight Martin Dr. and Mrs. Philip Frank Ordung Mr. and Mrs. Barry D. Goss Dr. Candace A. Kamm ’72 and Mr. Thomas A. Martinez ’92• Mr. and Mrs. Paul Orfalea H’98 Ms. Keri F. Graf ’84 Mr. David E. Kamm ’72 Dr. Philip Martzen ’73 Mr. and Mrs. Tony Osiris Mr. and Mrs. Neal Green Mr. and Mrs. Lance Kaneshiro Mr. and Mrs. Larry Mathena Ms. Christine Oster Mr. and Mrs. Gary A. Greinke Mr. and Mrs. Lee R. Kaplan ’82/’82 Mr. and Mrs. Matthews Ms. Genevieve P. Ostergard ’92• Mr. Michael Griesmer ’76 Mr. and Mrs. Jona Kardish Dr. and Mrs. Peter McAllister ’78/’78 Mr. and Mrs. Michael O’Sullivan Mr. and Mrs. Richard S. Gunther Mr. Robert W. Karpe Mr. and Mrs. Neil McAuliffe Mr. Andrew K. Packard Mrs. Janet Hagen ’68 Mr. and Mrs. Gerald Keeler Dr. and Mrs. Patrick J. McCarthy Mr. and Mrs. Stephen D. Pahl ’77/’77 Ms. Ann Hagerty Mrs. Madge L. Kelley ’81 Dr. Lorraine M. McDonnell and Mr. and Mrs. Marc Palotay /’72 Mr. and Mrs. Robert Haggerty Mr. and Mrs. Kevin R. Kelly Dr. M. Stephen Weatherford Dr. Terrell F. Pannkuk Reverend Richard C. Hall, Ph.D Mr. and Mrs. Thomas A. Kelly Mrs. Anne McInnis ’69 Mr. Mark G. Parnes ’78 Janice and Stephen Hamill Mrs. Lorraine Kelso Mr. and Mrs. William McKaig Ms. Debra L. Parrott ’73 Mr. and Mrs. Donald B. Hamister /’70 Dr. Paul R. Kemper ’70 and Tom and Linda McKinney Dr. and Mrs. K. Peter Parsa Mr. and Mrs. Steven Hammer Dr. Petra Van Koppen ’79 Mr. and Mrs. Thomas McKinney Mr. and Mrs. Kenneth W. Partch Dr. Phillip Hammond Mr. King T. Kenny Dr. and Mrs. Robert M. McMeeking Mrs. Katherine Paschall Mr. and Mrs. Victor D. Hanna ’94• John and Elizabeth Kerrigan /’86 Mr. and Mrs. Bruce McRoy William R. Pascoe ’67 Mr. and Mrs. John Harlan /’78 Dr. and Mrs. Wayne R. Kidder Mr. and Mrs. Bruce Eugene Meikle ’76 Mr. Joshua C. Patlak ’84 Ms. Elizabeth K. Harris ’72 Dr. John Kirtley ’71 and Mr. and Mrs. Benjamin Mendoza Dr. Deborah L. Patterson ’74 Fred and Pamela Harris /’68 Dr. Kathryn Barr Kirtley ’76 Mr. and Mrs. Paul Mershon Mr. and Mrs. William H. Paxton Mr. Jerry L. Harris ’80 Mr. and Mrs. Barry Kitnick Mr. and Mrs. Bruce L. Micheel ’70 Mr. and Mrs. Ronald David Peat ’73 Mr. and Mrs. Gerald Harter Ms. Joyce M. Klein Mr. and Mrs. Richard E. Migues ’64/’64 Mr. and Mrs. Mac Peffley ’62 Mr. and Mrs. Stephen H. Hayes Mr. and Mrs. August S. Knickelbein Mr. and Mrs. Wehlan Mixon ’81 Mr. and Mrs. Ernesto J. Perez ’75 Mr. and Mrs. Alden Heintz Mr. and Mrs. Howard M. Koff Dr. Alfred Moir Dr. and Mrs. Martin Perlman Mrs. Perri V. Heinz-Harcourt ’71 Dr. and Mrs. Walter Kohn Mr. and Mrs. Joseph A. Moller Mr. Martin S. Peterson ’73 Ms. Marjorie Henshaw Mr. and Mrs. Robert R. Kolbach Dr. and Mrs. Kalyan Mondal ’78 Dr. and Mrs. Joseph Petrini ’72 Ms. Juliane M. Heyman ’48 Dr. and Mrs. Charles D. Kolstad Mr. and Mrs. Robert K. Montgomery Dr. and Mrs. Joe C. Peus Mr. Steven K. Koppenjan ’89 Mr. James C. Moore ’97• Mrs. E. Anne Pidgeon Mr. Jon H. Kouba Mr. James E. Moore Mr. and Mrs. Harley F. Pinson ’73/’73 Mr. and Mrs. Brent A. Krantz ’81 Mr. James O. Moore Mr. and Mrs. James M. Pitblado ’66 Mr. and Mrs. Stephen R. Krauss ’71 Mr. Manfred Morari Mr. and Mrs. Robert D. Pitsenberger Mr. Thomas Kremen Mr. Michael J. Morehead ’88 Dr. Alejandro E. Planchart Mr. Thomas Kren and David and Marie Morrisroe Ms. Phyllis Plous Dr. E. Bruce Robertson Dr. and Mrs. Martin Moskovits Dr. Francis Preston Mrs. Ruth Kriegel Ms. Maryanne Mott and Ken and Marilyn Prindle ’75/’75 Kurt and Sandra Kruger ’82/’82 Mr. Herman Warsh Mrs. Lana Prosser Mr. and Mrs. Alan P. Krusi ’77 Mr. and Mrs. Daniel H. Mulkey Dr. and Mrs. Thomas J. Rauth ’69/’68 Ms. JoAnn Kukulus ’81 and Leinie Schilling Mullin Aaron and Cherie Raznick H’88 Mr. Fred S. Wiener ’82 Mr. and Mrs. Erik Murkoff Ms. Jenny K. Redo ’91• Mr. and Mrs. J. Dan Kutch, Jr. ’51 Mr. and Mrs. Robert Murphy Ms. Doris K. Reed Mr. and Mrs. Ronald Lance Mr. David F. Myrick Dr. Ralf E. Remshardt ’91 and Dr. and Mrs. James S. Langer Dr. Ilene H. Nagel and Ms. Caron Cradle Dr. and Mrs. William G. Lannan Mr. Aristides B. Demetrios Mr. Georges Ricard Mr. and Mrs. Douglas Large Mr. John M. Nakata ’78 Mrs. Shirley Richardson ’52 Mr. and Mrs. Thomas Larkin Mr. and Mrs. Noel Nellis /’64 Mr. and Mrs. Bob Richardson Mr. John A. Lauritzen ’61 Mr. James M. Nelson Dr. and Mrs. Bruce F. Rickborn ’66/’68 Laboratory collaboration. Mr. and Mrs. Kevin Laverty ’73 Mr. and Mrs. Quinton Nelums Drs. Scott and Shannon Rivenes ’88

44 HONOR ROLL OF DONORS

Mr. Ronald L. Rivest Ms. Denise Eschardies Dr. Yiping Xu ’90 and Dr. Yuanjing Li ’89 Dow Corning Corporation Mr. and Mrs. David G. Roberts ’89 Grace and Bill Tiernay ’52/’53 Akira and Winifred Yamada ’53 The Camille and Henry Dreyfus Mr. Mark A. Robinson ’87 Mr. Peter Tiersma Dr. Ran-Hong Yan ’88 and Foundation, Inc. Mr. and Mrs. Gilbert Romoff ’60 Dr. and Mrs. Kenneth W. Tittle ’85 Ms. Jeng-Feng Lin Easton Living Trust Mr. Kenneth M. Rose ’85 Mr. and Mrs. Richard Titus ’91• Mr. and Mrs. John P. Yeager ’80 El Adobe Corporation Dr. Mark A. Rose Mr. Charles T. Tolman ’93• and Dr. David L. Yerzley ’76 Elf Aquitaine, Inc. Mr. and Mrs. Lawrence B. Rosenfeld ’67 Ms. Tiffany Ann Nau Mr. E. David Yossem Environmental Systems Research Dr. and Mrs. Richard H. Ross Mr. and Mrs. Scott Edwin Tracy ’72 Dr. and Mrs. Michael D. Young Institute Inc. Mr. and Mrs. Phillip D. Rowe ’60 Mrs. Betty J. Trammell Ms. Jenny Yu Equistar Mr. Raymond Rubenstein ’53 Mr. George B. Turpin, Jr. Dr. and Mrs. Steven D. Zelko ’81 Fisher-Rosemount Systems, Inc. Mr. and Mrs. Henry C. Ruempler ’69 Ms. Michelle Tutoli Drs. Ernest and Leslie Zomalt ’66/’64 The Foley Family Charitable Mr. and Mrs. Claude Ruibal ’78 Mr. Ernest J. Valenzuela ’61 Mr. and Mrs. Richard C. Zulch ’82 Foundation Mrs. Angeli M. Ruiz ’78 Ms. Drusilla Ruth Van Hengel and Foothill Capital Corporation Mr. and Mrs. Larry D. Rundle ’75 Mr. Joshua Patlak The Ford Foundation Mr. Joseph Savage Mr. and Mrs. Jess Van Pelt Ford Motor Company H = Honorary Alumni Francis and Karen Scarpulla Mr. and Mrs. August V. Venezia ’77 Friends of the UCSB Library • = Young Alumni Chancellor’s Council Mr. and Mrs. Richard L. Schall Mr. Thomas A. Vinckier ’76 and Fuji Electric Co. Ltd. (UCSB alumni since 1991) Dr. and Mrs. Richard Schamberg Ms. Nancy Minick Furukawa Electric Company, Ltd. * = Deceased Dr. Klaus Schauser Ms. Kyong Vis GE Capital Assurance Company Note: UCSB graduation years for joint Mr. and Mrs. Harvey B. Schechter ’47 Louis A. Vismara, M.D. GelTex Pharmaceuticals Incorporated donors are listed consecutively, for example: Dr. and Mrs. Stephan Scheifele Dr. and Mrs. Hisashi Wakita ’70/’92• Genencor International Incorporated ’71/’71. Mr. and Mrs. James D. Scheinfeld Dr. and Mrs. Phillip D. Walker ’95• Genyous Incorporated Mr. and Mrs. Richard Schell Ann and Gordon Getty Foundation Joseph and Carol Scherger The Gevirtz Family Foundation Mr. William Schoenholz ’77 and Evelyn and Walter Haas Jr. Fund Ms. Mithra Sheybani Vera C. Hendry Foundation Mrs. June H. Schuerch FOUNDATION, Hendry Telephone Products Dr. and Mrs. Arent H. Schuyler, Jr. ’61 Hitachi Device Development SSOCIATION RUST Mr. Fred Schwarzenbach ’79 A , T , Center, Ltd. Mr. Richard R. Scott ’75 ORGANIZATION, AND Hitachi, Ltd. Mr. Melvin Scovell CORPORATE Howmet Research Corporation Mr. Arthur A. Seidelman Hull Family Foundation ONTRIBUTORS OF Mr. and Mrs. Frank A. Serena ’63/’63 C The Hutton Foundation Dr. and Mrs. Edward R. Serros ’70/’70 $10,000 AND ABOVE IBM Corporation Mr. and Mrs. John G. Severson Instituto Camoes Mr. Michael W. Sexton The following foundations, associations, Intel Corporation Ms. Nienchih Shaaw ’00• trusts, organizations, and corporations The Irvine Company Mr. Jeff S. Shamma provided support for students, teaching, The Ann Jackson Family Foundation Mr. Timothy Thomas Shea ’89 and research. Jewish Community Foundation Mr. and Mrs. David N. Sheldon Juvenile Diabetes Foundation Ms. Kathleen M. Shields ’81 and Anonymous (3) Barbara Ann Karmanos Cancer Mr. Merlin Davis Agilent Technologies Institute Mr. Matthew D. Shieman ’80 Agility Communications, Inc. W.K. Kellogg Foundation Mr. and Mrs. Bertram N. Shure ’77 Alzheimer’s Association Samuel H. Kress Foundation Mr. and Mrs. Kent Emerson Sidney ’88 Heavy traffic. American Cancer Society La Centra-Sumerlin Foundation Mr. and Mrs. Michael G. Siefe ’79 American Chemical Society Lipper and Company, L.P. Mr. and Mrs. Joel Silverman Dr. Geoffrey M. Wallace ’69 and Amgen, Inc. The J.M. Long Foundation Mr. and Mrs. Tad Simons /’79 Ms. Tamara Scott ’82 Anritsu Company Los Angeles Times Mr. and Mrs. James A. Simpson ’69 Mr. Hsiang Wang ’99* The Donald R. Barker Foundation Lucent Technologies Dr. and Mrs. Robert Sinsheimer Dr. and Mrs. Yulun Wang ’82/’84 The Donald L. Bren Foundation The John D. and Catherine T. Mr. Paul J. Sliwka Mr. and Mrs. Dan Warmenhoven Burroughs Wellcome Fund MacArthur Foundation Mr. Julian A. Smariga Mrs. Lepska Warren California Community Foundation Magtube, Inc. Mr. and Mrs. Paul L. Smith ’82/’88 Dr. Richard J. Watts Cancer Center of Santa Barbara The Margaret P. Mallory Living Trust Mr. and Mrs. Raymond C. Smith Dr. and Mrs. R. Ian Arthur Webb ’59 Capitol Specialty Plastics, Inc. March of Dimes Mr. and Mrs. Eric J. Sonquist Mr. and Mrs. Alan Weber and Family Catalytic Solutions McCune Foundation Ms. Jennifer Sorenson Mark J. Weinstein ’80 Charitable Gift Fund The Andrew W. Mellon Foundation Mr. George H. Soule ’42 and Mr. and Mrs. Thomas A. Weller ChevronTexaco Mentor Graphics Ms. Beverly M. Hutton Lynn and Rick Wells ’68 Chiang Ching-Kuo Foundation The Mericos Foundation Mr. and Mrs. Cecil Spearman Ms. Mary Webber Weston and The Chuan Lyu Foundation Minnesota Mining & Manufacturing Mr. and Mrs. Philip L. Spector ’72 Mr. R. Timothy Weston ’69 Cisco Systems, Inc. Company Ms. Nikki St. Germain-Arthur Dr. and Mrs. Albert D. Wheelon Community Foundation Silicon Valley Missionary Society of Saint Paul Mr. and Mrs. Peter Stalker II Mr. Dennis M. Whelan ’79 and Conservation International Foundation the Apostle Mr. James C. Stanley ’52 Ms. Koldobika J. Bijuesca Corning Incorporated Foundation Mitsubishi Chemical Corporation Mrs. Judith H. Stapelmann ’63 Dr. and Mrs. John M. Wiemann The Dorothy and Sherrill C. Corwin Money-Arenz Foundation Mr. John R. Stark ’93• Mr. Otis M. Williams Foundation Montres Rolex SA– Lewis J. Stark ’88 Ms. Suzanne P. Williams ’00• Bruce and Toni Corwin Foundation The Rolex Awards for Enterprise Mr. Henry R. Stiepel Mr. and Mrs. Milton Wilson Cree, Inc. Samuel B. Mosher Foundation Mr. Erwin Stoff ’73 Mr. and Mrs. Timothy Wilson Daikin Industries, Ltd. Motorola Foundation Mrs. Charles Storke II Mr. and Mrs. Eric V. Windes ’80/’80 Daimler Chrysler Corporation National Research Council Mr. and Mrs. Steven Suehiro ’71 Ms. Victoria Wing Digital Instruments National Semiconductor Mr. and Mrs. Kiki Sutantyo Mr. S. Dennis Winstead (Veeco Metrology Group, NGK Insulators, Ltd. Mr. and Mrs. James R. Swartz Mr. Michael D. Wise ’91• and Santa Barbara Operations) Nokia Research Center Mr. Andy B. Telanoff ’91• Ms. Linda A. Erdmann ’91• Diversa Optronics, Division of Karl Storz Dr. and Mrs. Theofanis G. Theofanous Dr. and Mrs. Roger Wood Division of Organic Chemistry – Imaging Mr. and Mrs. William S. Thomas, Jr. Ms. Kimberly J. Wueste ’92• American Chemical Society Orfalea Family Foundation Mr. George L. Thurlow ’73 and Mr. and Mrs. Thomas Wurster The Dow Chemical Company OSI Software, Inc.

45 HONOR ROLL OF DONORS

The David and Lucile Packard Genentech Foundation Philips Electronics North America Foundation General Dynamics Corporation The Patent Office Japanese Government The J. Paul Getty Trust Phillips Petroleum Foundation The Pew Charitable Trusts GlaxoSmithKiline The Procter & Gamble Fund The Pioneer Fund, Inc. GMAC - RFC Provident Mutual Life Insurance Pritzker Cousins Foundation Goldman Sachs Fund Company The Professional Golfers Association of GTE Corporation QUALCOMM, Inc. America (Verizon Foundation) Raychem Corporation Q-Sport, LLC Guidant Foundation Raytheon Company QTL Biosystems, LLC H & R Block Foundation Readers Digest Foundation, Inc. QUALCOMM, Inc. H. J. Heinz Company Foundation Reicker, Pfau, Pyle, McRoy & Esther Ragosin Charitable Trust Halliburton Foundation Inc. Herman, LLP Roche Bioscience Hartford Insurance Group Ryder Systems, Inc. Rockefeller Brothers Fund Hasbro Charitable Trust, Inc. Science Application International Corp. Rockefeller Foundation Hewlett-Packard Company Sempra Energy Rockwell International Corporation Hoffman-La Roche, Inc. Siemens ROLM Communications, Inc. Arthur N. Rupe Foundation Honeywell Foundation Silicon Graphics Earnings for Learning Santa Barbara Cottage Hospital Huffy Foundation, Inc. The Sonoma Index Tribune Santa Barbara County’s United Way Hughes Aircraft Company Sony Pictures Entertainment, Inc. Santa Barbara Foundation IBM Matching Grants Program Sony U.S.A. Foundation Santa Barbara Region Economic IKON Office Solutions Southwestern Bell Foundation Community Background sculpture. Independent Colleges of Indiana Springs Industries, Inc. Santa Barbara Water Polo Foundation Foundation, Inc. Sprint Foundation Sealy Land Charitable Trust Amgen Foundation Intel Foundation State Farm Companies Foundation Shernoff Family Foundation Anheuser-Busch Foundation ITG Inc. Sun Microsystems Foundation, Philip and Aida Siff Educational Applied Biosystems ITT Industries, Inc. Incorporated Foundation Argonaut Group, Inc. J.P. Morgan & Company SunTrust Bank Atlanta Foundation Silicon Valley Bank Arthur Andersen, LLP John Hancock Mutual Life Sysco Corporation Sioux Falls Area Community AT & T Foundation Insurance Co. Teledyne Charitable Trust Foundation Foundation Avery Dennison Matching Gift Program Kellwood Foundation Tenet Healthcare Corporation Sontra Medical Incorporated Avon Products Foundation, Inc. KPMG Peat Marwick Foundation Texaco Foundation Sprint United Management Company AXA Foundation LandAmerica Foundation Texas Instruments Foundation Stanley Electric Company BAE SYSTEMS Levi Strauss Foundation The Times Mirror Foundation Starbuck, Tisdale & Associates Ball Corporation Lucent Technologies Towers Perrin The Fredric E. Steck Family Foundation BankAmerica Foundation The John D. and Catherine T. Toyota Motor Sales USA Tektronix, Inc. Beckman Instruments MacArthur Foundation Foundation, Inc. John Templeton Foundation Bestfoods Maritz, Inc. TRW Foundation Titan Pharmaceuticals, Inc. Bethlehem Steel Corporation Marsh & McLennan Companies, Inc. U.S. Bancorp U.S. - Israel Binational Science Boeing Company The McGraw-Hill Companies, Inc. U.S. Borax, Incorporated Foundation BP Amoco Corporation McKesson Foundation, Incorporated Unilever United States Foundation, Inc. Unilever Research Brobeck, Phleger and Harrison Medtronic Foundation Union Bank of California Universal Instruments Corporation Burlington Northern Santa Fe Mellon Bank Corporation Unisource Foundation University Art Museum Council Foundation Mentor Graphics United California Bank Venoco, Inc. The Candle Foundation Merck & Co., Inc. Universal Studios, Inc. Volvo Caterpillar Foundation Merck Company Foundation, Inc. USA Group, Inc. Vos Family Foundation The Charles Schwab Corporation Merrill Lynch & Co. Foundation, Inc. Wachovia Foundation, Incorporated Walsin Lihwa Corporation Foundation Microsoft Matching Gifts Program Wells Fargo Matching Gift Center Washington Mutual Bank Foundation Chevron Companies Minnesota Mining & Manufacturing West Group The WT Foundation Chicago Tribune Foundation Foundation Xerox Foundation Xerox Corporation Cisco Foundation Mobil Foundation, Inc. Young & Rubicam Foundation Xerox Corporation U.S.A. Comerica Incorporated Molecular Dynamics Xunta De Galicia Compaq Computer Morrison & Foerster Foundation The Yosemite Foundation Computer Associates International Motorola Foundation Every effort has been made to provide a Conexant Systems Charitable Fund NCR Foundation complete and accurate listing of donors James S. Copley Foundation The New York Times Company and gifts of $1,000 or more received Crail-Johnson Foundation Foundation, Inc. from July 1, 2000 to June 30, 2001. Deloitte & Touche NIKE Employee Matching Gift Program ATCHING IFTS Please accept our sincere apologies if M G Deutsche Bank Americas Foundation Nikon Precision, Inc. any mistake or omission has occurred. Walt Disney Corporate Foundation Nissan North America, Inc. UCSB gratefully acknowledges the Eddie Bauer The Northern Trust Company Please contact Donor Relations and following corporations and foundations Edison International Northwestern Mutual Life Stewardship, UCSB Office of that generously matched gifts from UCSB Equiva Services, LLC Novartis US Foundation Development, Santa Barbara, CA alumni, parents, and friends. Ericsson, Inc. John Nuveen & Co., Incorporated 93106, or call (805) 893-2600. Exxon Education Foundation Nycomed Incorporated A. D. P. Foundation Farmers Insurance Group of Occidental Petroleum Foundation Abbott Laboratories Companies Oppenheimer Funds Accenture Foundation, Inc. First Quadrant, L.P. Pacific Mutual Life Acuson Corporation First Union Matching Gifts Program The David and Lucile Packard Adobe Systems FM Global Foundation Foundation Advanced Micro Devices Incorporated Ford Motor Company Fund Parker-Hannifin Foundation AEGON Transamerica Foundation Fort James Foundation Patagonia Agilent Technologies Fox Group Pearson Education Allied Signal Foundation Fremont Group Foundation Pennsylvania Power & Light American Express Foundation The Gap Foundation Pepsico Foundation, Inc. American International Group GE Fund Pfizer, Inc. American Re-Insurance Company Gen Corp Foundation, Inc. Philip Morris Companies, Inc.

46 HONOR ROLL OF DONORS

ENDOWED CHAIRS COLLEGE OF LETTERS AND KING ABDUL AZIZ IBN SAUD CHAIR IN CHARLES A. STORKE II CHAIR IN SCIENCE ISLAMIC STUDIES MOLECULAR, CELLULAR AND Created by a philanthropic gift, endowed History Department DEVELOPMENTAL BIOLOGY chairs are highly prized academic JAMES AND SARAH ARGYROPOULOS CHAIR IN The Saudi Royal Family, Donors Molecular, Cellular and Developmental positions that ensure faculty excellence. HELLENIC STUDIES Stephen Humphreys, King Abdul Aziz Biology Department The investment proceeds from the College of Letters and Science Ibn Saud Professor of Islamic Studies Charles A. Storke II, Donor endowment provide ongoing James and Sarah Argyropoulos, Donors enrichments––such as research money Apostolos Athanassakis, Argyropoulos LOUIS G. LANCASTER CHAIR IN KOICHI TAKASHIMA CHAIR IN JAPANESE and support for instruction––that are Professor of Hellenic Studies INTERNATIONAL RELATIONS CULTURAL STUDIES important to the recruitment and Political Science Department East Asian Languages and Cultural JOSÉ MIGUEL DE BARANDIARÁN CHAIR retention of top scholars. Winifred H. Lancaster, Donor Studies Department IN BASQUE STUDIES J. Benjamin Cohen, Lancaster Professor Kyoei Steel Ltd., of Japan; Koichi Spanish and Portuguese Department COLLEGE OF ENGINEERING of International Relations Takashima, President and CEO, Donor Ministry of Culture of the Autonomous John Nathan, Takashima Professor of Basque Government in Spain and the Japanese Cultural Studies ALCOA CHAIR IN MATERIALS LUIS LEAL CHAIR IN CHICANO STUDIES Federation of Basque-Navarrese Savings Materials Department Chicano Studies Department and Loan, Donors WORSTER CHAIR IN EXPERIMENTAL The Aluminum Company of America, Individuals, Foundations and Juan B. Avalle Arce, Barandiarán PHYSICS Donor Corporations, Donors Professor of Basque Studies Physics Department Fred Lange, ALCOA Professor of Maria Herrera-Sobek, Leal Professor of Bruce Worster, Ph.D. ’71 and Susan Materials Chicano Studies JOHN CARBON CHAIR IN BIOCHEMISTRY Worster’’70, Donors AND MOLECULAR BIOLOGY* MAXWELL C. AND MARY PELLISH CHAIR RICHARD A. AUHLL PROFESSORSHIP AND Molecular, Cellular and Developmental DEAN’S CHAIR IN ENGINEERING IN ECONOMICS Biology Department College of Engineering Economics Department DONALD BREN SCHOOL OF Amgen Foundation, William Bowes Richard A. Auhll, Donor Colonel Maxwell C. and Mary Pellish, ENVIRONMENTAL SCIENCE AND Foundation, Franklin and Catharine Matthew Tirrell, Auhll Professor and Donors MANAGEMENT Johnson Foundation, and The Rathmann Dean of Engineering For Distinguished Visiting Professors Family Foundation, Donors DONALD BREN CHAIRS IN ENVIRONMENTAL SCIENCE AND CREE CHAIR IN SOLID STATE LIGHTING AARON AND CHERIE RAZNICK CHAIR IN DOROTHY AND SHERRILL C. CORWIN ANAGEMENT AND DISPLAYS ECONOMICS M CHAIR IN MUSIC COMPOSITION Materials Department College of Letters and Science Donald Bren School of Environmental Music Department Cree Inc., F. Neal Hunter, Umesh K. Aaron and Cherie Raznick, Donors Science and Management The Sherrill C. and Dorothy Corwin Mishra, and Steven P. DenBaars, Donors Ted Bergstrom, Raznick Professor of The Donald Bren Foundation, Donor Foundation, Donor Shuji Nakamura, Cree Professor of Economics Charles D. Kolstad, Donald Bren William Kraft, Corwin Professor of Materials Professor of Environmental Economics Music Composition J. F. ROWNY CHAIR IN COMPARATIVE and Policy RELIGIONS FRED KAVLI CHAIR IN MEMS TECHNOLOGY THE XIVTH DALAI LAMA CHAIR IN Religious Studies Department College of Engineering TIBETAN BUDDHISM AND CULTURAL The Rowny Foundation, Donor RESEARCH INSTITUTES Fred Kavli, Donor STUDIES Noel MacDonald, Kavli Professor in Religious Studies Department J. F. ROWNY CHAIR IN RELIGION AND FREDERICK W. GLUCK ENDOWED CHAIR MEMS Technology Individuals, Foundations, and SOCIETY IN THE INSTITUTE FOR THEORETICAL Corporations, Donors Religious Studies Department PHYSICS* FRED KAVLI CHAIR IN OPTOELECTRONICS AND José Cabezón, Dalai Lama Professor of The Rowny Foundation, Donor Institute for Theoretical Physics SENSORS Religious Studies Wade Clark Roof, Rowny Professor of College of Engineering Frederick W. Gluck, Donor Religion and Society Fred Kavli, Donor EHLSEN HAIR IN NVIRONMENTAL D C E THE HARRIMAN PROFESSOR AND Larry Coldren, Kavli Professor of TUDIES S ARTHUR N. RUPE CHAIR IN THE SOCIAL DIRECTOR OF THE NEUROSCIENCE Optoelectronics and Sensors Environmental Studies Program EFFECTS OF MASS COMMUNICATION RESEARCH INSTITUTE James G. P. and Deanna C. Dehlsen, Communication Department Neuroscience Research Institute DUNCAN AND SUZANNE MELLICHAMP Donors Arthur N. Rupe Foundation, Donor Eleanor L. Harriman and Thomas J. CHAIR IN PROCESS CONTROL William Freudenburg, Dehlsen Edward Donnerstein, Rupe Professor of Chemical Engineering Department Harriman, Donors Professor of Environmental Studies Mass Communication Duncan and Suzanne Mellichamp, Donors KATHERINE ESAU CHAIR IN PLANT ARENT AND JEAN SCHUYLER CHAIR IN *Pending approval BIOLOGY ENVIRONMENTAL STUDIES MITSUBISHI CHEMICAL CORPORATION Ecology, Evolution and Marine Biology Environmental Studies Program CHAIR IN SOLID STATE LIGHTING AND Department Arent H. Schuyler, Jr. ’61 and Jean K. DISPLAYS Estate of Dr. Katherine Esau, Donor Schuyler, Donors Materials Department Timothy Luke, Schuyler Professor of Mitsubishi Chemical Corporation, JEFF HENLEY CHAIR IN ECONOMICS Environmental Studies Donor Economics Department Jeff Henley ’66 and Judy Henley, Donors INTERNATIONAL SHINTO FOUNDATION WARREN AND KATHARINE SCHLINGER CHAIR IN SHINTO STUDIES DISTINGUISHED PROFESSORSHIP IN CHEMICAL ENGINEERING* HULL CHAIR IN WOMEN’S STUDIES East Asian Languages and Cultural Chemical Engineering Department Women’s Studies Program Studies Department Warren and Katharine Schlinger, Donors M. Blair Hull ’65, Donor International Shinto Foundation, Donor Eileen Boris, Hull Professor of Women’s Allan Grapard, Shinto Foundation DONALD W. W HITTIER CHAIR IN Studies Professor of Shinto Studies ELECTRICAL ENGINEERING Electrical and Computer Engineering KUNDAN KAUR KAPANY CHAIR IN SIKH CHARLES A. STORKE II CHAIR IN Department STUDIES ECOLOGY, EVOLUTION AND MARINE The Mericos Foundation, Donor Global and International Studies BIOLOGY Herbert Kroemer, Whittier Professor of Program Ecology, Evolution and Marine Biology Electrical Engineering Dr. and Mrs. Narinder S. Kapany, Donors Department Gurinder S. Mann, Kapany Professor of Charles A. Storke II, Donor Sikh Studies William Murdoch, Storke Professor of Ecology, Evolution and Marine Biology Magic moment.

47 The Regents of the University of California 2000-2001

EX OFFICIO REGENTS APPOINTED REGENTS1 REGENTS-DESIGNATE2 GOVERNOR OF CALIFORNIA AND William T. Bagley (San Francisco) Fred Sainick PRESIDENT OF THE REGENTS Ward Connerly (Sacramento) Alfredo Terrazas Gray Davis STUDENT-DESIGNATE2 John G. Davies (San Diego) LIEUTENANT GOVERNOR OF CALIFORNIA Dexter Ligo-Gordon Judith L. Hopkinson (Santa Barbara) Cruz Bustamante FACULTY REPRESENTATIVES3 Odessa P. Johnson (Modesto) SPEAKER OF THE ASSE MBLY Chand Viswanathan Robert M. Hertzberg S. Sue Johnson (Riverside) Gayle Binion Joanne C. Kozberg (Los Angeles) STATE SUPERINTENDENT OF PUBLIC INSTRUCTION Sherry L. Lansing (Los Angeles) 1 Except for Regents now completing 16- Delaine Eastin David S. Lee (Morgan Hill) year terms, and the Student Regent and Alumni Regent appointed annually by PRESIDENT OF THE ALUMNI ASSOCIATIONS Monica C. Lozano (Los Angeles) the Regents for a one-year term ending OF THE UNIVERSITY OF CALIFORNIA George M. Marcus (Palo Alto) on June 30. Regents now serve a term of Jeffrey A. Seymour 12 years, commencing on March 1. Velma Montoya (Hollywood) The Governor appoints all Regents VICE PRESIDENT OF THE ALUMNI John J. Moores (San Diego) except the Student Regent. ASSOCIATIONS OF THE UNIVERSITY 2 Gerald L. Parsky (Los Angeles) One-year terms expiring June 30. OF CALIFORNIA 3 Two-year terms expiring August 31 of Robert C. Morrison Norman J. Pattiz (BeverlyHills) the year indicated. PRESIDENT OF THE UNIVERSITY OF Peter Preuss (La Jolla) CALIFORNIA Tom Sayles (San Diego) Richard C. Atkinson STUDENT REGENTS Tracy M. Davis

Officers of the University of California, Santa Barbara 2000-2001

CHANCELLOR Henry T. Yang

EXECUTIVE VICE CHANCELLOR Ilene H. Nagel

ACTING ASSOCIATE CHANCELLOR FOR BUDGET AND PLANNING Todd G. Lee

ACTING VICE CHANCELLOR FOR ADMINISTRATIVE SERVICES Everett Kirkelie

VICE CHANCELLOR FOR INSTITUTIONAL ADVANCEMENT John M. Wiemann

VICE CHANCELLOR FOR RESEARCH France A. Córdova

VICE CHANCELLOR FOR STUDENT AFFAIRS Michael D. Young

48 49