H5-Share Holding Pattern-Reg 31(1)(B)-300920.Xlsx

Format of holding of specified securities

1 Name of Listed Entity: The Tata Power Company Limited 2 Scrip Code : 500400 / Name of Scrip : TATAPOWER / Class of Security : Equity 3 Share Holding Pattern Filed under: Reg. 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ending 30th September, 2020 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:‐

Promoter and Public Non Promoter ‐ Particulars Yes* No* Promoter Group Shareholder Non Public 1 Whether the Listed Entity has issued any partly paid up shares? ‐ No No No No 2 Whether the Listed Entity has issued any Convertible Securities ? ‐ No No No No 3 Whether the Listed Entity has issued any Warrants ? ‐ No No No No

4 Whether the Listed Entity has any shares against which depository receipts are issued? Yes ‐ No Yes No

5 Whether the Listed Entity has any shares in locked‐in? Yes ‐ Yes No No 6 Whether any shares held by promoters are pledge or otherwise encumbered? Yes ‐ Yes 7 Whether company has equity shares with differential voting rights? ‐ No No No No

8 Whether the listed entity has any significant beneficial owner? ‐ No No No No * If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked‐in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities. The tabular format for disclosure of holding of specified securities is as follows:‐ Table I ‐ Summary Statement holding of specified securities

No. of Shareholding , as Shares a % assuming full Shareholding as No. of Partly No. of shares Underlying conversion of a % of total no. Number of equity shares Cate‐ Nos. of share‐ No. of fully paid up paid‐up underlying Total nos. shares Outstanding convertible Number of Shares pledged or Category of shareholder of shares Number of Voting Rights held in each class of securities Number of Locked in shares held in dematerialized gory holders equity shares held equity Depository held convertible securities ( as a otherwise encumbered (calculated as form shares held Receipts securities percentage of per SCRR, 1957) (including diluted share Warrants) capital)

(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII) (IX) (X) (XI)= (VII)+(X) (XII) (XIII) (XIV) As a % of As a % of As a % of As a % of (A+B+C2) (A+B+C2) total No of Voting Rights Total as a No. No. total Shares Shares % of held held (A+B+C) Class Class Total (a) (b) (a) (b) eg: X eg:y Promoter & Promoter (A) 6 1497257565 0 0 1497257565 46.86 1497257565 0 1497257565 46.86 0 46.86 1405741646 93.89 38771375 2.59 1497257565 Group

(B) Public 497336 1698081982 0 0 1698081982 53.14 1698081982 0 1698081982 53.14 0 53.14 0 0.00 NA 1658250659

(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00NA 0

Shares held by Employee (C2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00NA 0 Trusts

Total 497342 3195339547 0 0 3195339547 100.00 3195339547 0 3195339547 100.00 0 100.00 1405741646 43.99 38771375 1.21 3155508224 Table II ‐ Statement showing shareholding pattern of the Promoter and Promoter Group

No. of Shares Underlying Shareholding , as a % Nos. of shares Partly paid‐up Shareholding % Outstanding assuming full conversion of Number of equity Category & Name of the No. of No. of fully paid up underlying Number of Shares pledged or PAN equity shares Total nos. shares held calculated as per Number of Voting Rights held in each class of securities convertible convertible securities ( as a Number of Locked in shares shares held in Shareholder Type Shareholders shareholder equity shares held Depository otherwise encumbered held SCRR, 1957 securities percentage of diluted share dematerialized form Receipts (including capital) Warrants)

(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (X) (XI) = (VII)+(X) as a % of (XIV) (XV) (IX) (XII) (XIII) (A+B+C2) A+B+C2 (VIII) As a % of As a % of No of Voting Rights No. total Shares No. total shares held held Total as a % of Total Voting rights

Class X Class Y Total (a) (b) (a) (b)

(1) Indian Individuals/Hindu undivided (a) 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Family 0 Central Government/ State (b) 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Government(s) 0

(c) Financial Institutions/ Banks 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 (d) Any Other (specify) 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 (i) Bodies Corporate 6 1497257565 0 0 1497257565 46.86 1497257565 0 1497257565 46.86 0 46.86 1405741646 93.89 38771375 2.59 1497257565

(i) Tata Sons Private Limited AAACT4060A 1 1444513021 0 0 1444513021 45.21 0 1444513021 45.21 0 45.21 1405741646 97.32 38771375 2.68 1444513021 Promoter 1444513021 (ii) Tata Steel Limited AAACT2803M 1 39122725 0 0 39122725 1.22 39122725 0 39122725 1.22 0 1.22 0 0.00 0 0.00 39122725 Promoter Group (iii) Tata Investment Corporation AAACT4120F 1 6847842 0 0 6847842 0.21 0 6847842 0.21 0 0.21 0 0.00 0 0.00 6847842 Promoter Group Ltd 6847842 (iv) Tata Industries Limited AAACT4058L 1 4535200 0 0 4535200 0.14 4535200 0 4535200 0.14 0 0.14 0 0.00 0 0.00 4535200 Promoter Group

(v) Ewart Investments Limited AAACE2546C 1 2229657 0 0 2229657 0.07 0 2229657 0.07 0 0.07 0 0.00 0 0.00 2229657 Promoter Group 2229657

(vi) Tata Motors Finance Limited AAECS0591F 1 9120 0 0 9120 0.00 0 9120 0.00 0 0.00 0 0.00 0 0.00 9120 Promoter Group 9120 (ii) Trust 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sir Dorabji Tata Trust (Mr R N Tata) (Mr V Srinivasan) AAATS0494G 0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (Mr V Singh) (Mr R K Krishna Kumar) (Mr Pramit Jhaveri) 0 Sir Ratan Tata Trust (Mr R N Tata) (Mr V Srinivasan) (Mr V Singh) AAATS1013P 0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (Mr J N Tata) (Mr R K Krishna Kumar) (Mr N N Tata) (Mr Jehangir H C Jehangir) 0 JRD Tata Trust (Mr R N Tata) AAATT0165F 0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (Mr V Srinivasan) (Mr V Singh) 0

Sub‐Total (A)(1) 6 1497257565 0 0 1497257565 46.86 1497257565 0 1497257565 46.86 0 46.86 1405741646 93.89 38771375 2.59 1497257565 (2) Foreign No. of Shares Underlying Shareholding , as a % Nos. of shares Partly paid‐up Shareholding % Outstanding assuming full conversion of Number of equity Category & Name of the No. of No. of fully paid up underlying Number of Shares pledged or PAN equity shares Total nos. shares held calculated as per Number of Voting Rights held in each class of securities convertible convertible securities ( as a Number of Locked in shares shares held in Shareholder Type Shareholders shareholder equity shares held Depository otherwise encumbered held SCRR, 1957 securities percentage of diluted share dematerialized form Receipts (including capital) Warrants)

Class X Class Y Total (a) (b) (a) (b)

Individuals (Non‐Resident (a) 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 Individuals/ Foreign Individuals) 0 0 (b) Government 0 000 00.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Institutions 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0

(d) Foreign Portfolio Investor 0 000 00.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 (e) Any Other (specify) Sub‐Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0.00 0.00 0 0.00 0 0.00 0

Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 6 1497257565 0 0 1497257565 46.86 1497257565 0 1497257565 46.86 0 46.86 1405741646 93.89 38771375 2.59 1497257565

#Tata AIG General Insurance Company Limited & Tata AIA Life Insurance Company Ltd are not considered part of Promoter Group holds 94,15,861 & 82,19,871 Equity Shares representing 0.29% & 0.26% of the paidup Equity Share Capital.

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s).

(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. Table III ‐ Statement showing shareholding pattern of the Public shareholder

Total Shareholding , as No. of Shares Number of Shareholding a % assuming full Number of Shares Nos. of No. of fully paid Partly paid‐up Nos. of shares Underlying equity shares Total nos. % calculated conversion of Number of Locked pledged or Category & Name of the Shareholders PAN shareholde up equity shares equity shares underlying Depository Number of Voting Rights held in each class of securities Outstanding held in shares held as per SCRR, convertible securities ( in shares otherwise r held held Receipts convertible securities dematerialized 1957 as a percentage of encumbered (including Warrants) form diluted share capital)

(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (IX) (X) (XI) = (VII)+(X) as a % (XII) (XIII) (XIV) (A+B+C2) of A+B+C2 (VIII) As a % of total As a % of No. (not shares total No of Voting Rights No. applicabl held Shares Total as a % of Total e) (Not held Voting rights applicabl e)

Class X Class Y Total (a) (b) (a) (b)

(1) Institutions NA (a) Mutual Funds/UTI 41 397481237 0 0 397481237 12.44 397481237 0 397481237 12.44 0 12.44 0 0.00NA 397372177

(i) Icici Prudential Bharat Consumption Funds* AAAAI0038F 1 0 0 209670512 6.56 209670512 0 209670512 6.56 0 6.56 0 0.00NA 209670512 209670512 (ii)Reliance Capital Trustee Co Ltd‐ A/C Nippon AAATR0090B 1 0 0 43022848 1.35 43022848 0 43022848 1.35 0 1.35 0 0.00NA 43022848 Mutual Funds* 43022848

(iii) Franklin India Equity Advantage Funds* AAATT4931H 1 0 0 42067715 1.32 42067715 0 42067715 1.32 0 1.32 0 0.00NA 42067715 42067715 (b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00NA 0 (c) Alternate Investment Funds 8 10467091 0 0 10467091 0.33 10467091 0 10467091 0.33 0 0.33 0 0.00NA 10467091 (d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00NA 0 (e) Foreign Portfolio Investors 156 346617736 0 0 346617736 10.85 346617736 0 346617736 10.85 0 10.85 0 0.00 NA 346599936 (i) Matthews Pacific Tiger Fund AABTM2313F 1 165179377 0 0 165179377 5.17 165179377 0 165179377 5.17 0 5.17 0 0.00NA 165179377 (f) Financial Institutions/ Banks 82 15867687 0 0 15867687 0.50 15867687 0 15867687 0.50 0 0.50 0 0.00NA 15444565 (g) Insurance Companies 28 402028304 0 0 402028304 12.58 402028304 0 402028304 12.58 12.58 0 0.00NA 401999204 (i) Life Insurance Corporation Of India * AAACL0582H 1 195282314 0 0 195282314 6.11 195282314 0 195282314 6.11 0 6.11 0 0.00NA 195255214 (ii) The New India Assurance Company Limited AAACN4165C 1 44643839 0 0 44643839 1.40 44643839 0 44643839 1.40 0 1.40 0 0.00NA 44643839

(iii) General Insurance Corporation Of India AAACG0615N 1 43362960 0 0 43362960 1.36 43362960 0 43362960 1.36 0 1.36 0 0.00NA 43362960 (iv) HDFC Life Insurance Company Limited AAACH8755L 1 34689841 0 0 34689841 1.09 34689841 0 34689841 1.09 0 1.09 0 0.00NA 34689841 (h) Provident Funds/ Pension Funds 1 1162502 0 0 1162502 0.04 1162502 0 1162502 0.04 0 0.04 0 0.00 NA 1162502 (i) Any Other (specify) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0 Sub‐Total (B)(1) 316 1173624557 0 0 1173624557 36.73 1173624557 0 1173624557 36.73 0 36.73 0 0.00NA 1173045475

Central Government/ State Government(s)/ (2) 8 25609803 0 0 25609803 0.80 25609803 0 25609803 0.80 0 0.80 0 0.00 NA 25362683 President of India

Sub‐Total (B)(2) 8 25609803 0 0 25609803 0.80 25609803 0 25609803 0.80 0 0.80 0 0.00NA 25362683 (3) Non‐institutions (a) Individuals ‐ 481310 408633178 0 0 408633178 12.79 408633178 0 408633178 12.79 0 12.79 0 0.00NA 376104661

i. Individual shareholders holding nominal share 481255 381932578 0 0 381932578 11.95 381932578 0 381932578 11.95 0 11.95 0 0.00NA 349404061 capital up to Rs. 2 lakhs.

ii. Individual shareholders holding nominal share 55 26700600 0 0 26700600 0.84 26700600 0 26700600 0.84 0 0.84 0 0.00NA 26700600 capital in excess of Rs. 2 lakhs.

(b) NBFCs registered with RBI 7 112950 0 0 112950 0.00 112950 0 112950 0.00 0 0.00 0 0.00 NA 112950 Total Shareholding , as No. of Shares Number of Shareholding a % assuming full Number of Shares Nos. of No. of fully paid Partly paid‐up Nos. of shares Underlying equity shares Total nos. % calculated conversion of Number of Locked pledged or Category & Name of the Shareholders PAN shareholde up equity shares equity shares underlying Depository Number of Voting Rights held in each class of securities Outstanding held in shares held as per SCRR, convertible securities ( in shares otherwise r held held Receipts convertible securities dematerialized 1957 as a percentage of encumbered (including Warrants) form diluted share capital)

Class X Class Y Total (a) (b) (a) (b)

Overseas Depositories (holding DRs) (d) 4 422300 0 0 422300 0.01 422300 0 422300 0.01 0 0.01 0 0.00 NA 421000 (balancing figure) (e) Any Other (specify) 15691 89679194 0 0 89679194 2.81 89679194 0 89679194 2.81 0 2.81 0 0.00 NA 83203890 (i) Bodies Corporate 1210 30375459 0 0 30375459 0.95 30375459 0 30375459 0.95 0 0.95 0 0.00NA 29390999 (ii) Clearing Members 298 6928801 0 0 6928801 0.22 6928801 0 6928801 0.22 0 0.22 0 0.00NA 6928801 (iii) Limited Liablity Partnership ‐ LLP 73 600503 0 0 600503 0.02 600503 0 600503 0.02 0 0.02 0 0.00NA 600503 (iv) Trusts 49 1381430 0 0 1381430 0.04 1381430 0 1381430 0.04 0 0.04 0 0.00NA 1378190 (v) HUF 6043 9872185 0 0 9872185 0.31 9872185 0 9872185 0.31 0 0.31 0 0.00NA 9856707 (vi) NRI 8013 31931981 0 0 31931981 1.00 31931981 0 31931981 1.00 0 1.00 0 0.00NA 26459855 (vii) Directors & their relatives 2 216262 0 0 216262 0.01 216262 0 216262 0.01 0 0.01 0 0.00NA 216262 (viii) IEPF Suspense A/C 1 8002583 0 0 8002583 0.25 8002583 0 8002583 0.25 0 0.25 0 0.00NA 8002583 ix) OCBs/Foreign Cos 1 4000 0 0 4000 0.00 4000 0 4000 0.00 0 0.00 0 0.00NA 4000 (x) OCBs/Foreign Bodies ‐ DR 1 365990 0 0 365990 0.01 365990 0 365990 0.01 0 0.01 0 0.00NA 365990 Sub‐Total (B)(3) 497012 498847622 0 0 498847622 15.61 498847622 0 498847622 15.61 0 15.61 0 0.00NA 459842501 Total Public Shareholding 497336 1698081982 0 0 1698081982 53.14 1698081982 0 1698081982 53.14 0 53.14 0 0.00NA 1658250659 (B)= (B)(1)+(B)(2)+(B)(3) Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):

Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares. (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

(*) Shareholding has been reported based on Common PAN irrespective of the Sub‐Accounts Table IV ‐ Statement showing shareholding pattern of the Non Promoter‐ Non Public shareholder

No. of Shares Total Shareholding , as Underlying a % assuming full Number of equity No. of Nos. of shares Shareholding % Outstanding Category & Name of the No. of fully paid up Partly paid‐up equity Number of Voting Rights held in each class of conversion of Number of Locked in Number of Shares pledged or shares held in PAN sharehol underlying Depository Total nos. shares held calculated as per convertible Shareholders equity shares held shares held securities convertible securities shares otherwise encumbered dematerialized der Receipts SCRR, 1957 securities (as a percentage of form (including diluted share capital) Warrants)

(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2) (IX) (X) (XI) = (VII)+(X) as a % of (XII) (XIII) (XIV) (VIII) A+B+C2 (Not Applicable) As a % of total As a % of total No. (not shares held No of Voting Rights Total as a % of No. Shares held appli‐cable) (Not Total Voting applicable) rights

Class X Class Y Total (a) (b) (a) (b)

(1) Custodian/DR Holder 000000.00 0 0 0 0.00 0 0.00 0 0.00 0 (a) Name of DR Holder (if available) NA (i) abc,.,.. NA (ii) efg…. NA (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) 000000.00 0 0 0 0.00 0 0.00 0 0.000 0 (a) Name (abc… NA

Total Non‐Promoter‐ Non Public Shareholding (C)= (C)(1)+(C)(2) 000000.00 0 0 0 0.00 0 0.00 0 0.00NA 0

Note (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,