5.2 Clause and Noun Host Type (CNH-Type) Constructions
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UC Berkeley Dissertations, Department of Linguistics Title Grammar and Semantics of Adnominal Clauses in Japanese Permalink https://escholarship.org/uc/item/81h604rt Author Matsumoto, Yoshiko Publication Date 1989 eScholarship.org Powered by the California Digital Library University of California Grammar and Semantics of Adnominal Clauses in Japanese By Yoshiko Matsumoto MA. (University of Tsukuba, Japan) 1979 M A (University of California) 1982 CJPhil. (University of California) 1987 DISSERTATION Submitted in partial satisfaction of the requirements for the degree of DOCTOR OF PHILOSOPHY in LINGUISTICS in the GRADUATE DIVISION of the UNIVERSITY OF CALIFORNIA at BERKELEY Approved: DOCTORAL DEGREE CONFERRED ********* illfii **6at**bi»etM*********** Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Grammar and Semantics of Adnominal Clauses in Japanese Copyright ©1988 Yoshiko Matsumoto Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Grammar and Semantics of Adnominal Clauses in Japanese by Yoshiko Matsumoto A bstract One crucial but rarely emphasized characteristic of Japanese noun modification by adnominal clause (e.g. relative clauses, noun complement clauses) is that the semantic function of the head noun with respect to the predicate in the modifying clause is not explicitly indicated. Despite the difficulties that this creates for any purely syntactic or structural analysis, the role of semantics and pragmatics has received little attention. This study focuses on the construal of Japanese adnominal clauses, and has as purpose (1) to demonstrate that a purely syntactic analysis modelled on analyses of English relative clauses cannot account for Japanese Noun-Modifying Construc tions (NMCs), (2) to show that semantics and pragmatics play a crucial role in the construal of clausal NMCs in Japanese, and (3) to suggest a framework that can account for a wide range of naturally-occurring NMCs. The proposed framework involves both semantic frames evoked by linguistic clues given in the constructions and construers’ expectations based on their world-view. In the proposed framework, NMCs are classified into three groups depending on which constituent functions as the host for the purpose of the semantic integration of the clause and the head noun. The three types are the Clause Host (CH) TYPE, the N oun Host (NH) TYPE, and the CLAUSE AND Noun Host (CNH) TYPE; these can be illustrated by the examples (1) (CH) [[tabeta] mise] ‘ate shop5, (NH) [[tabeta] hanasi]ia.te story5, (3) (CNH) [[tabeta] kaeri] ‘ate return’ ((1) ‘the shop (at which)( ) ate ( ), (2) ‘the story (that) ( ) ate ( )’, (3) ‘the way back (from) eating’). The CH-type includes what have usually been called “relative clauses”, but also includes a "wider range of examples than previous analyses have attempted to treat. 1 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. This study reveals characteristic features of Japanese that cannot be treated without reference to semantics and pragmatics; the existence of such features argues strongly for the formulation of linguistic theories in which syntax, semantics and pragmatics all have their proper place. 2 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. For number sequence only ii Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. C ontents 1 Introduction 1 2 Background of the Study 14 2.1 Syntactic Studies ............................................................................................ 15 2.1.1 Transformational Grammar based Accounts ................................. 15 2.1.2 Functional Syntax Accounts ............................................................. 17 2.2 Descriptive Approach ......................................................................................23 3 Construal of Noun Modifying Constructions: Description and Frame work 30 3.1 Construal and the Variety of Constructions ................................................ 30 3.1.1 “Relative Clause” and “Relative-like” Constructions .....................30 3.1.2 Other types of noun modifying constructions .................................. 42 3.2 Frame semantics and a framework for the present stu d y ..........................45 3.2.1 Frames and related concepts .............................................................46 3.2.2 A framework for the present s t u d y ................................................ 48 4 Analysis of Noun Modifying Constructions I: CH type 56 4.1 “Straightforward” Constructions ................................................................... 57 4.1.1 “Straightforward” Constructions .......................................................57 4.1.2 Superficially “Straightforward” Constructions 1 ...........................62 4.1.3 Superficially “Straightforward” Constructions 2 .......................... 67 4.1.4 Complexity of C onstrual ................................................................... 7S 4.2 Other Possible Relationships between Noun and Clause .......................... 86 4.2.1 Condition anu Consequence .............................................................87 4.2.2 Purpose and R equisite .................................................................... 109 4.2.3 Simultaneity of A ction/Event/State .............................................. 113 4.2.4 Simple Temporal Sequence..............................................................115 4.2.5 “Topic” and “Comment” ................................................................ 1 IS 4.2.6 Part and W hole .................................................................................122 4.2.7 S u m m ary ..........................................................................................125 4.3 Summary and Conclusions on the CH ty p e .............................................. 129 iii Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 5 Analysis of Noun Modifying Constructions II: NH-type and CNH- type 136 5.1 Noun Host type Constructions .....................................................................136 5.1.1 Speech Act Nouns as H ead...............................................................137 5.1.2 Nouns of Thoughts and Feelings as H e a d ..................................... 146 5.1.3 Proposition-taking nouns, etc. as H ead .........................................149 5.2 Clause and Noun Host Type (CNH-type) Constructions ......................... 154 5.2.1 Relational Nouns as H e a d .............................................................. 154 5.2.2 Quasi-Relational Nouns as H ead .....................................................164 5.2.3 Nouns of Perception as H ead ........................................................... 166 6 Conclusion 175 6.1 Summary .......................................................................................................175 6.2 Implications and Conclusions .................................................................... 179 6.2.1 Characteristics of Japanese .............................................................. 179 6.2.2 Conclusion .......................................................................................... 183 Bibliography 187 iv Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Acknowledgement I am greatly indebted to the members of the dissertation committee: Robin T. Lakoff, Chaxles J. Fillmore, and Haruo Aoki. Robin Lakoff has been my advisor for several yeaxs in my graduate work, and has taught me, through her enthusiasm and clear-minded insights, what we do in linguistics. Her teaching and encouragement at different stages have had a deter mining influence on me, academically and otherwise. My deep gratitude goes to Chaxles Fillmore, who has been most kind in spending innumerable hours, listening and talking to me, since the day I began to form my first naive ideas on the subject of this dissertation. I leaxnt greatly from his thoughtful approach to linguistic facts and theories. I am most privileged to have had these two great teachers as advisors for this dissertation. I also would like to express my sincere thanks to Haruo Aoki for his insightful advice, which was always given when most needed. I have greatly benefited from the intellectual and moral support at many stages of my writing and thinking about this dissertation from Pamela Downing, Mark Gawron, Orin Gensler, Haxtmut Haberland, Jorge Hankamer, Paul Kay, Senko Maynard, Shigeko Okamoto, Ellen Prince, John R. Seaxle, Eve Sweetser, Polly Szatrowski, Hideo Teramura, Nigel Ward, Karl Zimmer, and from the people who have paxticipated in the Japanese Linguistics Workshop at U.C. Berkeley; espe cially, Yoko Hasegawa, Masataka Ishikawa, Ryoji Kasai, Tatsuo Miyajima, Yoshi- hisa Miyakawa, Yuko Mogami, Matthew Rispoli, Meryl Siegal, Seiko Yamaguchi, and Ghizuko Yoshikawa. Orin Gensler’s efforts to improve the style of the disserta tion have been heroic and invaluable to me. I would like also to express my gratitude for the support given by The University of California through the George C. and Helen N. Pardee Scholarship in 1987-88. Although it would not be customary in Japan to thank one’s own family in public, I should like to thank my family, my parents and sister in Japan, for their