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Windows 10 Mobile Device PP Operational Guidance

Microsoft Windows Common Criteria Evaluation

Microsoft

Windows 10 Mobile Device Operational Guidance

Document Information Version Number 1.0 Updated On January 12, 2016

Microsoft © 2016 Page 1 of 54 Windows 10 Mobile Device PP Operational Guidance

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TABLE OF CONTENTS

1 INTRODUCTION ...... 9

1.1 CONFIGURATION ...... 9 1.1.1 EVALUATED CONFIGURATION ...... 9 1.1.2 MOBILE DEVICE MANAGEMENT SOLUTIONS ...... 10

2 MANAGEMENT FUNCTIONS ...... 10

3 MANAGING AUDITS ...... 11

3.1 AUDIT EVENTS ...... 12 3.2 MANAGING AUDIT POLICY...... 31 3.2.1 LOCAL ADMINISTRATOR GUIDANCE ...... 31

4 MANAGING WIPE ...... 33

4.1 IT ADMINISTRATOR ...... 33 4.2 LOCAL ADMINISTRATOR GUIDANCE ...... 33

5 MANAGING EAP-TLS ...... 33

5.1 IT ADMINISTRATOR GUIDANCE ...... 34 5.2 LOCAL ADMINISTRATOR GUIDANCE ...... 34 5.3 USER GUIDANCE ...... 35

6 MANAGING TLS ...... 35

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6.1 IT ADMINISTRATOR GUIDANCE ...... 35 6.2 LOCAL ADMINISTRATOR GUIDANCE ...... 35 6.3 USER GUIDANCE ...... 37

7 MANAGING APPS ...... 37

7.1 IT ADMINISTRATOR GUIDANCE ...... 37 7.2 LOCAL ADMINISTRATOR GUIDANCE ...... 37 7.3 USER GUIDANCE ...... 37

8 MANAGING VOLUME ENCRYPTION ...... 38

8.1 LOCAL ADMINISTRATOR GUIDANCE ...... 38 8.2 USER GUIDANCE ...... 39

9 MANAGING VPN ...... 39

10 MANAGING ACCOUNTS ...... 39

10.1 LOCAL ADMINISTRATOR GUIDANCE ...... 39

11 MANAGING BLUETOOTH ...... 40

11.1 IT ADMINISTRATOR ...... 40 11.2 LOCAL ADMINISTRATOR GUIDANCE ...... 40 11.3 USER GUIDANCE ...... 40

12 MANAGING PASSWORDS ...... 41

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12.1 STRONG PASSWORDS ...... 41 12.1.1 IT ADMINISTRATOR GUIDANCE ...... 41 12.1.2 LOCAL ADMINISTRATOR GUIDANCE ...... 41 12.2 PROTECTING PASSWORDS ...... 41 12.2.1 USER GUIDANCE ...... 41 12.3 LOGON/LOGOFF PASSWORD POLICY ...... 42 12.3.1 LOCAL ADMINISTRATOR GUIDANCE ...... 42 12.3.2 USER GUIDANCE ...... 43

13 MANAGING CERTIFICATES ...... 43

13.1 DEVELOPER GUIDANCE ...... 43 13.2 IT ADMINISTRATOR GUIDANCE ...... 43 13.3 LOCAL ADMINISTRATOR GUIDANCE ...... 44 13.4 USER GUIDANCE ...... 45 13.5 CUSTOM CERTIFICATE REQUESTS ...... 45

14 MANAGING TIME ...... 45

14.1 LOCAL ADMINISTRATOR GUIDANCE ...... 46

15 GETTING VERSION INFORMATION ...... 46

15.1 USER GUIDANCE ...... 46

16 LOCKING A DEVICE ...... 47

16.1 IT ADMINISTRATOR GUIDANCE ...... 47 16.2 LOCAL ADMINISTRATOR GUIDANCE ...... 47

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16.3 USER GUIDANCE ...... 47 16.4 MANAGING NOTIFICATIONS PRIOR TO UNLOCKING A DEVICE ...... 48 16.4.1 LOCAL ADMINISTRATOR GUIDANCE ...... 48

17 MANAGING AIRPLANE MODE ...... 48

17.1 USER GUIDANCE ...... 48

18 MANAGING DEVICE ENROLLMENT ...... 48

18.1 IT ADMINISTRATOR ...... 48 18.2 LOCAL ADMINISTRATOR GUIDANCE ...... 49 18.3 USER GUIDANCE ...... 49

19 MANAGING UPDATES ...... 49

19.1 IT ADMINISTRATOR ...... 50 19.2 LOCAL ADMINISTRATOR ...... 50

20 MANAGING HEALTH ATTESTATION ...... 50

20.1 IT ADMINISTRATOR ...... 50

21 MANAGING COLLECTION DEVICES ...... 50

21.1 IT ADMINISTRATOR ...... 50 21.1.1 LOCAL AMINISTRATOR GUIDANCE ...... 50 21.1.2 USER GUIDANCE ...... 51

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22 MANAGING USB ...... 51

22.1 LOCAL ADMINISTRATOR ...... 51

23 MANAGING BACKUP ...... 51

23.1 LOCAL ADMINISTRATOR ...... 51 23.2 USER GUIDANCE ...... 52

24 MANAGING DEVELOPER MODE ...... 52

24.1 IT ADMINISTRATOR ...... 52 24.2 LOCAL ADMINISTRATOR GUIDANCE ...... 52

25 MANAGING CRYPTOGRAPHIC ALGORITHMS ...... 52

26 MANAGING INTERNET CONNECTION SHARING (ICS) ...... 53

26.1 LOCAL ADMINISTRATOR GUIDANCE ...... 53

27 MANAGING LOCATION SERVICES (GPS) ...... 53

27.1 IT ADMINISTRATOR ...... 53 27.2 LOCAL ADMINISTRATOR GUIDANCE ...... 53

28 MANAGING WI-FI ...... 53

28.1 IT ADMINISTRATOR ...... 53

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28.2 LOCAL ADMINISTRATOR GUIDANCE ...... 53

29 MANAGING MOBILE BROADBAND ...... 54

29.1 USER GUIDANCE ...... 54

30 MANAGING HEALTH ATTESTATION ...... 54

30.1 IT ADMINISTRATOR GUIDANCE ...... 54 30.2 LOCAL ADMINISTRATOR GUIDANCE ...... 54

31 NATIVELY INSTALLED APPLICATIONS ...... 54

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1 Introduction This document provides operational guidance information for a Common Criteria evaluation describing only the security functionality which the administrator should use – any security functionality not described in this document is not part of the evaluation.

1.1 Configuration

1.1.1 Evaluated Configuration The Common Criteria evaluation includes a specific configuration of Windows, the “evaluated configuration”. To run Windows deployments using the evaluated configuration follow the deployment steps and apply the security policies and security indicated below. The Security Target section 1.1 describes the Windows editions and security patches included in the evaluated configuration.

The is pre-installed on the devices in the evaluated configuration. When the device is turned on for the first the Out of Box Experience (OOBE) runs to complete the configuration.

The following security policies are applied after completing the OOBE:

Security Policy Policy Setting Local Policies\Security Options\System cryptography: Use FIPS 140 compliant cryptographic algorithms, including encryption, hashing and signing algorithm Enabled Administrative Template\Windows Components\Credentials User Interface\Do not display the password reveal button Enabled

The following security settings are applied to create the evaluated configuration:

 Cipher suite selection is configured according to section 5 Managing TLS  Volume encryption is enabled according to section 8 Managing Volume Encryption  VPN connections all traffic through the VPN tunnel as described section 9 Managing VPN  Passwords use a minimum of six alphanumeric characters and symbols according to section 12.1 Strong Passwords  RSA machine certificates are configured according to section 13 Managing Certificates to use a minimum 2048 bit key length  Session locking is enabled according to section 16 Locking a Device  Devices are enrolled for device management according to section 18 Device Enrollment  Enrolled policy must have the Enterprise Data Protection settings enabled

The following package must be installed: KB3074683.

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Some of the links in this document may be written for Windows versions that are earlier than Windows 10. The content in all these links apply to the Windows 10 version.

1.1.2 Mobile Device Management Solutions Many of the configurations described in this guide for the IT Administrator role are applied to the device through a Mobile Device Management (MDM) solution. The specific steps to perform a configuration through the MDM are solution-specific and are not described in this document. Examples of possible configuration option text are provided in this document, but are not guaranteed to match any specific MDM solution. See the MDM solution documentation for detailed configuration actions.

2 Management Functions The following table maps management functions to roles:

Local Administrator Management Function User Guidance IT Administrator Guidance Guidance 1 Configure password policy √ √ 2 Configure session locking policy √ √ 3 Enable/disable the VPN protection √ √

4 Enable/disable [GPS, Wi-Fi, mobile broadband radios, Bluetooth] √ √

5 Enable/disable [camera, microphone] √ √

6 Specify wireless networks (SSIDs) to which the TSF may connect √ √ 7 Configure security policy for connecting to wireless networks √ √ 8 Transition to the locked state √ √ 9 TSF10 wipe of protected data √

10 Configure application installation policy √ √ 11 Import keys/secrets into the secure key storage √ √ 12 Destroy imported keys/secrets and any other keys/secrets in the secure key storage √ √ 13 Import X.509v3 certificates into the Trust Anchor Database √ √ 14 Remove imported X.509v3 certificates and any other X.509v3 certificates in the Trust Anchor √ Database 15 Enroll the TOE in management √

16 Remove applications √

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17 Update system software √ √ 18 Install applications √ √ 19 Remove Enterprise applications √ √ 20 Configure the Bluetooth trusted channel √ √ 21 Enable/disable display notification in the locked state √ 22 Enable/disable all data signaling over [USB hardware ports] √

24 Enable/disable developer modes √ √ 25 Enable data- rest protection √

26 Enable removable media’s data at rest protection √ √ 28 Wipe Enterprise data √ √

30 Configure whether to allow a trusted channel if certificate validation is not possible √ √ 31 Enable/disable the cellular protocols used to connect to cellular network base stations √

32 Read audit logs kept by the TSF √ √ 33 Configure certificate used to validate digitally signed applications √ √ 34 Approve exceptions for shared use of keys/secrets by multiple applications √ √ 35 Approve exceptions for destruction of keys/secrets by other applications √ √ 36 Configure the unlock banner √ √

37 Configure the auditable items √ 38 Retrieve TSF-software integrity verification values √ 40 Enable/disable backup to remote system √ √ 44 Enable/disable location services √ √

3 Managing Audits This section contains the following Common Criteria SFRs:

 Audit Data Generation (FAU_GEN.1), Security Audit Event Selection (FAU_SEL.1)  Extended: Audit Storage Protection (FAU_STG_EXT.1)  Specifications of Management Functions (FMT_SMF_EXT.1)

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3.1 Audit Events The following required audits are described for FAU_GEN.1:

Description Id -up and of the audit functions Windows Logs/Security: 4608, 1100 All administrative actions Startup and shutdown of the OS and kernel Windows Logs/Security: 4608, 1100 Microsoft- Windows-Kernel-PnP/Device Insertion or removal of removable media Configuration: 410 Windows Logs -> System Source: Schannel : 36880

Establishment of a synchronizing connection Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 11 Specifically defined auditable events from table 10 Audit records reaching [assignment: integer value less than 100] percentage of audit capacity, [assignment: other auditable events derived from Windows Logs/Security: 1103 this profile Table 1: FAU_GEN.1 audits The following table correlates the set of administrative operations described in this document with their associated audits. Section FMT_SMF_EXT.1 has test procedures to produce these audits.

Administrative Action Id 1. configure password policy: Windows Logs/Security: 4739 a. minimum password length b. minimum password complexity c. maximum password lifetime 2. configure session locking policy: Windows Logs/Security: 4739 a. screen-lock enabled/disabled b. screen lock c. number of authentication failures 3. enable/disable the VPN protection: Windows Logs/Security: a. across device Enable: 4651, 5451 [b. on a per-app basis Disable: 4655, 5452 c. no other method]

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GPS: Windows Logs/Security: 4657 WiFi: Microsoft-Windows-WLAN- AutoConfig/Operational Id 11001 (enable) 4. enable/disable [GPS, Wi-Fi, Bluetooth, mobile broadband] 11004 (disable) Bluetooth: Windows Logs/Security: 4657 Broadband: WWAN-SVC-EVENTS/WWAN Operational Channel: 11009 5. enable/disable [camera, microphone]: Windows Logs/Security: 4657 a. across device [ b. on a per-app basis c. no other method] Microsoft-Windows-WLAN- 6. specify wireless networks (SSIDs) to which the TSF may connect AutoConfig/Operational: 14001 7. configure security policy for each wireless network: Windows Logs/Security: 4657 a. [selection: specify the CA(s) from which the TSF will accept WLAN authentication server certificate(s), specify the FQDN(s) of acceptable WLAN authentication server certificate(s)] b. security c. authentication protocol d. client credentials to be used for authentication 8. transition to the locked state Windows Logs/Security: 4800 Success: System: 12 9. TSF wipe of protected data Failure: Wipe Failure Screen System: 4502 10. configure application installation policy by [selection: Windows Logs/Security: 4657 a. restricting the sources of applications, b. specifying a set of allowed applications based on [assignment: application characteristics] (an application whitelist), c. denying installation of applications] Microsoft-Windows-CAPI2/Operational: 11. import keys/secrets into the secure key storage 90 12. destroy imported keys/secrets and [[any other keys/secrets]] in the secure key storage System: 12 Applications and Services Logs -> Microsoft -> Windows -> 13. import X.509v3 certificates into the Trust Anchor Database CertificateServicesClient-Lifecycle-User -> Operational: 1006

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Microsoft-Windows- 14. remove imported X.509v3 certificates and [[any other X.509v3 certificates]] in the Trust Anchor Database CertificateServicesClient-Lifecycle-System: 1004 Microsoft-Windows- 15. enroll the TOE in management SystemSettingsThreshold/Operational: 510 Microsoft-Windows- 16. remove applications AppXDeploymentServer/Operational: 472 17. update system software Windows Logs/Setup: 1, 2, 3 Microsoft-Windows- 18. install applications AppXDeploymentServer/Operational 400 Microsoft-Windows- 19. remove Enterprise applications AppXDeploymentServer/Operational: 472 20. configure the Bluetooth trusted channel: Windows Logs/Security: 4657 a. disable/enable the Discoverable mode (for BR/EDR) b. change the Bluetooth device name [selection: d. disable/enable Advertising (for LE), i. no other Bluetooth configuration] 21. enable/disable display notification in the locked state of: [ a. email notifications, b. appointments, c. contact associated with phone call notification, d. text message notification, e. other application-based notifications, f. all notifications] 22. enable/disable all data signaling over [USB hardware ports] Windows Logs/Security: 4657 23. enable/disable [none] 24. enable/disable developer modes Windows Logs/Security: 4657 25. enable data-at rest protection Windows Logs/System: Id 24579 26. enable removable media’s data-at-rest protection Windows Logs/System: Id 24579 27. enable/disable bypass of local user authentication N/A 28. wipe Enterprise data N/A 29. approve [import, removal] by applications of X.509v3 certificates in the Trust Anchor Database N/A

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30. configure whether to establish a trusted channel or disallow establishment if the TSF cannot establish a connection to determine the N/A validity of a certificate Microsoft-Windows-WWAN-SVC- 31. enable/disable the cellular protocols used to connect to cellular network base stations Events/Operational: 11004 32. read audit logs kept by the TSF Windows Logs/Security: 4673 Import certificate: Applications and Services Logs -> Microsoft -> Windows -> CertificateServicesClient-Lifecycle-User -> 33. configure [certificate] used to validate digital signature on applications Operational: 1006 Remove certificate: Microsoft-Windows- CertificateServicesClient-Lifecycle-System: 1004 34. approve exceptions for shared use of keys/secrets by multiple applications N/A 35. approve exceptions for destruction of keys/secrets by applications that did not import the key/secret N/A 36. configure the unlock banner Windows Logs/Security: 4657 37. configure the auditable items Windows Logs/Security: 4719 38. retrieve TSF-software integrity verification values Windows Logs/Security: 4657 39. enable/disable [selection: N/A a. USB mass storage mode, b. USB data transfer without user authentication, USB data transfer without authentication of the connecting system] 40. enable/disable backup to [remote system] Windows Logs/Security: 4657 41. enable/disable [selection: a. Hotspot functionality authenticated by [selection: pre-shared key, passcode, no authentication], N/A USB tethering authenticated by [selection: pre-shared key, passcode, no authentication]] 42. approve exceptions for sharing data between [selection: application processes, groups of application processes] N/A 43. place applications into application process groups based on [assignment: application characteristics] N/A 44. enable/disable location services: Windows Logs/Security: 4657 a. across device [ b. on a per-app basis c. no other method] 45. [none] N/A Table 2: Administrative Actions audits

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Requirement Description Additional Record Contents Log: Event Id All modifications to the audit configuration that occur while the FAU_SEL.1 No additional Information. Windows Logs/Security: 4719 audit collection functions are operating. FCS_CKM_EXT.1 [generation of a REK] No additional Information. Windows Logs/System: 24 Windows Logs/System: FCS_CKM_EXT.5 Success or failure of the wipe. No additional Information. Success: 12 Failure: 4502 FCS_CKM.1(1) Failure of key generation activity for authentication keys. No additional Information. Microsoft-Windows-Crypto-NCrypt: 4 Applications and Services Logs -> Issuer Name and Subject Name of certificate. FCS_HTTPS_EXT.1 Failure of the certificate validity check. Microsoft -> Windows -> CAPI2 -> [No additional information]. Operational: 11 FCS_RBG_EXT.1 Failure of the randomization process. No additional information. Windows Logs -> System: 20 Import: Applications and Services Logs -> Microsoft -> Windows -> FCS_STG_EXT.1 Import or destruction of key. [No other events] Identity of key. Role and identity of requestor. CertificateServicesClient/Lifecycle- System: 1006 Destruction: Windows Logs/System: 12 FCS_STG_EXT.3 Failure to verify integrity of stored key. Identity of key being verified. Windows Logs/System: 12 Windows Logs -> System : 36888

Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 11

FCS_TLSC_EXT.1 Failure to establish an EAP-TLS session. Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 41

Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 30

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Requirement Description Additional Record Contents Log: Event Id Establishment : Windows Logs -> System : 36880

Establishment/termination of an EAP-TLS session. Termination : Applications and Services Logs -> Microsoft -> Windows -> SChannel-Events -> Perf: 1793

Windows Logs -> System : 36888

Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 11 Applications and Services Logs -> Failure to establish a TLS session. Reason for failure. Microsoft -> Windows -> CAPI2 -> Operational: 41

Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 30 Applications and Services Logs -> FCS_TLSC_EXT.2 Presented identifier and reference identifier. Failure to verify presented identifier. Microsoft -> Windows -> CAPI2 ->

Operational: 11 Establisment : Windows Logs -> System Source: Schannel : 36880

Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Establishment/termination of a TLS session. Non-TOE endpoint of connection. Operational: 11

Termination : Applications and Services Logs -> Microsoft -> Windows -> SChannel-Events -> Perf: 1793

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Requirement Description Additional Record Contents Log: Event Id FDP_DAR_EXT.1 Failure to encrypt/decrypt data. No additional information. Windows Logs -> System : 24588 Applications and Services Logs -> Microsoft -> Windows: FDP_STG_EXT.1 Addition or removal of certificate from Trust Anchor Database. Subject name of certificate. Import: : CAPI2: 90 Removal: CertificateServicesClient- Lifecycle-System / Operational: 1004 HTTPS/TLS: Applications and Services Windows Logs -> System Source: Schannel : 36880

Name of application. Trusted channel FDP_UPC_EXT.1 Application initiation of trusted channel. Applications and Services Logs -> protocol. Non-TOE endpoint of connection. Microsoft -> Windows -> CAPI2 -> Operational: 11

Bluetooth: Windows Logs -> System: 8 Exceeding failure limit: Windows FIA_AFL_EXT.1 Excess of authentication failure limit. No additional information. Logs/Security: 4740

User authorization decision. User authorization of Bluetooth device. Windows Logs/System (BTHUSB): 8 Bluetooth address and name of device. FIA_BLT_EXT.1 User authorization for local Bluetooth service. Windows Logs/System (UserPnp): Bluetooth profile. 20001 Identity of local service. Initiation of Bluetooth connection. Bluetooth address and name of device. Windows Logs/System (BTHUSB): 8 FIA_BLT_EXT.2 Failure of Bluetooth connection. Reason for failure. Windows Logs/System (BTHUSB): 16 N/A due to no selection in Security FIA_UAU_EXT.2 Action performed before authentication. No additional information. Target FIA_UAU_EXT.3 User changes Password Authentication Factor. No additional information. Windows Logs/Security: 4723 Applications and Services Logs -> FIA_X509_EXT.1 Failure to validate X.509v3 certificate. Reason for failure of validation. Microsoft -> Windows -> CAPI2 -> Operational: 11 FIA_X509_EXT.2 Failure to establish connection to determine revocation status. No additional information. Applications and Services Logs ->

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Requirement Description Additional Record Contents Log: Event Id Microsoft -> Windows -> CAPI2 -> Operational: 41 Role of user that changed setting. Value of Change of settings. new setting. See Table 2: Administrative Actions Role of user that performed function. audits Success or failure of function. Function performed. FMT_SMF_EXT.1 Reason for failure Initiation of software update. Version of update. Windows Logs/System: 19 Microsoft-Windows- Initiation of application installation or update. Name and version of application. AppXDeploymentServer/Operational: 400 Un-enroll: Microsoft-Windows- Identity of administrator. Remediation action SystemSettingsThreshold/Operational: FMT_SMF_EXT.2 Unenrollment. performed. 511

FPT_AEX_EXT.4 Blocked attempt to modify TSF data. Identity of subject. Identity of TSF data. Windows Logs/Security: 4657 Attestation log file FPT_NOT_EXT.1 [Measurement of TSF software]. [Integrity verification value].

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Requirement Description Additional Record Contents Log: Event Id of connection. 5451, 4655, 5452

HTTP/TLS: Applications and Services Windows Logs -> System Source: Schannel : 36880 Applications and Services Logs -> Microsoft -> Windows -> CAPI2 -> Operational: 11 Applications and Services Logs -> Microsoft -> Windows -> SChannel- Events -> Perf: 1793

EAP-TLS/802.1x/802.11-2012: Microsoft-Windows-WLAN- AutoConfig/Operational: 8001, 8003 Table 3: Audits for Security Target Table 10

Id Log location Message Fields 1 Windows Logs -> Setup Initiating changes for package Logged: PackageIdentifier: InitialPackageState: Resolved IntendedPackageState: Installed ErrorCode: 2 Windows Logs -> Setup Package was successfully changed to the Logged: Installed state PackageIdentifier: IntendedPackageState: Installed ErrorCode: 3 Windows Logs -> Setup Windows update could not be installed Logged: because … “The data is invalid” Commandline: ErrorCode: 4 Microsoft-Windows-Crypto-NCrypt Create key operation failed Logged:

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Provider Name: Key Name: Algorithm Name: 8 Windows Logs -> System The remote adapter < remote bluetooth Logged: Source: BTHUSB radio address> was successfully paired EventData: with the local adapter. 9 Windows Logs -> System The remote adapter < remote bluetooth Logged: Source: BTHUSB radio address> was added to the list of EventData: personal devices. 11 Applications and Services Logs -> Build Chain System/TimeCreated/SystemTime: Microsoft -> Windows -> CAPI2 -> UserData/CertGetCertificateChain/Certificate/subjectName: UserData/CertGetCertificateChain/CertificateChain/ChainElement/Certificate TrustStatus -> ErrorStatus: 12 Windows Logs -> System The operating system started at system Logged: time

1 Error 20 indicates an untrusted root in the certificate chain.

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21 Windows Logs -> System The OS loader advanced options menu Logged: Source: Kernel-Boot was displayed and the user selected OptionSelected: option Note: this event is recorded if the operating system was started in an auxiliary boot mode whereas its absence indicates the operating system started in normal boot mode. 24 Windows Logs -> System The Trusted Platform Module (TPM) Logged: Source: TPM status: and . 30 Applications and Services Logs -> Verify Chain Policy System -> TimeCreated -> SystemTime: Microsoft -> Windows -> CAPI2 -> UserData -> CertVerifyCertificateChainPolicy -> Certificate -> subjectName: UserData -> Result value -> error: Error 0x800B010F: The certificate’s CN name does not match the passed value. 41 Applications and Services Logs -> Verify Revocation System -> TimeCreated -> SystemTime: Microsoft -> Windows -> CAPI2 -> UserData -> CertVerifyRevocation -> Certificate -> subjectName: Operational UserData -> RevocationStatus -> error: 90 Applications and Services Logs -> Logged: Microsoft -> Windows -> CAPI2 -> Security UserID: Operational Subject: 400 Applications and Services Logs -> Deployment Add operation on Package Logged: Microsoft -> Windows -> from: (<.appx pathname> ) User ID: AppXDeployment-Server -> finished successfully PackageFullName: Microsoft-Windows- Path: <.appx pathname> AppXDeployment- Server/Operational 404 Applications and Services Logs -> AppX Deployment operation failed for Logged: Microsoft -> Windows -> package with error User ID: AppXDeployment-Server -> . The specific error text for PackageFullName: Microsoft-Windows- this failure is: . AppXDeployment- Server/Operational 410 Applications and Services Logs -> Device < DeviceInstanceId> was started Logged:

2 Error code 0x80092013 indicates “The revocation function was unable to check revocation because the revocation server was offline.

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Microsoft -> Windows -> Kernel-PnP Security ID: -> Device Configuration DeviceInstanceId: 472 Applications and Services Logs -> Moving package folder <%program files Logged: Microsoft -> Windows -> location%\ to <%deleted Security ID: AppXDeployment-Server -> program files location%\. SourceFolderPath: <%program files location%\ Microsoft-Windows- Result: DestinationFolderPath: <%deleted program files location%\ AppXDeployment-Server /Operational 510 Applications and Services Logs -> Attempted to turn on workplace device Logged: Microsoft -> Windows -> management. Result is Security UserID: SystemSettingsThreshold -> ending at phase 3 ResultCode: Operational CorpDeviceOperationPhase: 3 511 Microsoft-Windows- Attempted to turn of workplace device Logged: SystemSettingsThreshold/Operation management. Result is Security: al Remediation action removed Enterprise apps. 801 Applications and Services Logs -> Enable PnP device. Microsoft -> Windows -> Kernel-PnP -> Device Configuration 830 Applications and Services Logs -> Disable PnP device Microsoft -> Windows -> Kernel-PnP -> Device Configuration 1004 Applications and Services Logs -> A certificate has been deleted Logged: Microsoft -> Windows -> Security ID: CertificateServicesClient-Lifecycle- SubjectNames: User -> Operational Thumbprint: EKUs: Applications and Services Logs -> NotValidAfter: : Microsoft -> Windows -> CertificateServicesClient-Lifecycle- System -> Operational 1006 Applications and Services Logs -> A new certificate has been installed. Logged: Microsoft -> Windows -> Subject: CertificateServicesClient-Lifecycle- Thumbprint: User -> Operational

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Applications and Services Logs -> Microsoft -> Windows -> CertificateServicesClient-Lifecycle- System -> Operational 1015 Applications and Services Logs -> Interface token applied Logged: Microsoft -> Windows -> Wcmsvc -> Security ID: Operational Media type: AutoProfiles: 1100 Windows Logs -> Security The event logging service has shut down Logged: Keywords: Subcategory: Security State Change 1103 Windows Logs -> System The security audit log is now configured value > percent full. Keywords: 1104 Windows Logs -> System The security audit log is full. Logged: Keywords: 1793 Applications and Services Logs -> Microsoft -> Windows -> SChannel- connection was terminated> Events -> Perf 3004 Windows Logs -> System Code integrity determined that the image Logged: hash of a file is not valid. The file could be Level: corrupt due to unauthorized modification Task category: or the invalid hash could indicate a User: potential disk device error. Machine: General Description: 4502 Microsoft-Windows-ResetEng Attempt to restore the system to original Logged: condition has failed. Changes to the system have been undone. 4608 Windows Logs -> Security Startup of audit functions Logged: Task category: Subcategory: Security State Change Keywords: 4624 Windows Logs -> Security An account was successfully logged on. Logged: Subcategory: Logon Security ID:

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Account Name: Account Domain: Workstation Name: Logon Type: LogonID: Source Network Address: 4651 Windows Logs -> Security IPsec main mode security association was Logged: established. A certificate was used for Task category: Subcategory: IPsec Main Mode authentication. Local Endpoint: Remote Endpoint: Keying Module Name: Local Certificate: Remote Certificate: Cryptographic Information: Keywords: 4655 Windows Logs -> Security IPsec main mode security association Logged: ended Task category: Subcategory: IPsec Main Mode Local Endpoint: Remote Endpoint: Keying Module Name: Keywords: 4657 Windows Logs -> Security Registry entry change Logged: Subcategory: Registry Task category: Security ID: Object name: Changes: Keywords: 4673 Windows Logs -> Security A privileged service was called. Logged: Subcategory: Sensitive Privilege Use Security ID: / Non Sensitive Privilege Use Account Name:

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Account Domain: Keywords: 4719 Windows Logs -> Security System audit policy was changed Logged: Subcategory: Audit Policy Change Task category: Task Subcategory: Subcategory GUID: Security ID: Account Name: Account Domain: Login ID: Changes: Keywords: 4723 Windows Logs -> Security An attempt was made to change an Logged: Subcategory: User Account account's password. Security ID: Management Keywords:

4739 Windows Logs -> Security Domain Policy was changed. Logged: Security ID: Subcategory: Authentication Policy Account Name: Change Account Domain: Category: Subcategory: Changes: 4740 Windows Logs -> Security A user account was locked out Logged: Security ID: Subcategory: User Account Account Name: Management Account Domain: 4800 Windows Logs -> Security The workstation was locked. Logged: Security UserID: Subcategory: Logoff Account Name: Account Domain:

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4801 Windows Logs -> Security The workstation was unlocked. Logged: Subcategory: Logon Security ID: Account Name: Account Domain: 4950 Windows Logs -> Security A setting has changed. Logged: Subcategory: MPSSVC Rule-Level Security ID: Policy Change Value:

5058 Windows Logs -> Security Key file operation Logged: Task category: Subcategory: System Integrity Subject: Cryptographic Parameters: Key file operation information: 5061 Windows Logs -> Security Cryptographic operation. Logged: Task category: Subcategory: System Integrity Subject: Cryptographic parameters: Cryptographic operation: 5447 Windows Logs -> Security Windows Filtering Platform filter has been Logged: Subcategory: Other Policy Change changed Task category: Events Change type: Filter ID: Filter Name: Layer ID: Layer Name: Additional Information: 5450 Windows Logs -> Security Windows Filtering Platform sub-layer has Logged: Subcategory: Filtering Platform been changed Task category: Policy Change Change type: Sub-layer ID: Sub-layer Name: 5451 Windows Logs -> Security IPsec quick mode security association was Logged: established Task category:

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Subcategory: IPsec Quick Mode Local Endpoint: Remote Endpoint: Keying Module Name: Cryptographic Information: Keywords: 5452 Windows Logs -> Security IPsec quick mode security association Logged: ended Task category: Subcategory: IPsec Quick Mode Local Endpoint: Remote Endpoint: Cryptographic Information: Keywords: 5038 Windows Logs -> Security Code integrity determined that the image Logged: Subcategory: System Integrity hash of a file is not valid. The file could be Task category: corrupt due to unauthorized modification File Name: < file failing integrity check> or the invalid hash could indicate a potential disk device error. 5446 Windows Logs -> Security Windows Filtering Platform callout has Logged: Subcategory: Filtering Platform been changed Task category: Policy Change Change type: Callout ID: Callout Name: Layer ID: Layer Name: Keywords: 5447 Windows Logs -> Security Windows Filtering Platform filter has been Logged: Subcategory: Other Policy Change changed Task category: Events Change type: Filter ID: Filter Name: Layer ID: Layer Name: Additional Information:

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5450 Windows Logs -> Security Windows Filtering Platform sub-layer has Logged: Subcategory: Filtering Platform been changed Task category: Policy Change Change type: Sub-layer ID: Sub-layer Name: 8000 Microsoft-Windows-WLAN- WLAN AutoConfig service started a Logged: AutoConfig/Operational connection to a wireless network Network Adapter: 8001 Microsoft-Windows-WLAN- WLAN AutoConfig service has successfully Logged: AutoConfig/Operational connected to a wireless network SSID: (non-TOE endpoint of connection) Authentication: WPA2-Enterprise (protocol) 802.1x Enabled: Yes (protocol) 8003 Microsoft-Windows-WLAN- WLAN AutoConfig service has successfully Logged: AutoConfig/Operational disconnected from a wireless network SSID: < Wireless network name> (non-TOE endpoint of connection) 8003 Microsoft-Windows-WLAN- WLAN AutoConfig service has successfully Logged: AutoConfig/Operational disconnectd from a wireless network Network Adapter: 11001 Microsoft-Windows-WLAN- Wireless network association succeeded Logged: AutoConfig/Operational Network Adapter: Local MAC address: 11009 Microsoft-Windows-WWAN-SVC- Received ContextState Logged: Events/Operational State: State: 11004 Microsoft-Windows-WLAN- Wireless security stopped Logged: AutoConfig/Operational Network Adapter: Local MAC address: 11010 Applications and Services Logs -> Wireless Security Started Logged: Microsoft -> Windows -> WLAN- Network Adapter: AutoConfig -> Operational Local MAC Address: 14001 Microsoft-Windows-WLAN- New Wireless Network Policy Logged: AutoConfig/Operational Applied Settings: 20001 Windows Logs -> System Driver Manager concluded the process to Logged: Source: UserPnP install driver for Device Security UserID: Instance ID address> SetupClass: 24579 Windows Logs -> System Encryption of volume : Logged:

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completed Security UserID: Volume: 24588 Windows Logs -> System The conversion operation on volume Logged: encountered a bad sector Volume: error. 36880 Windows Logs -> System An SSL client handshake completed Logged: Source: Schannel successfully. The negotiated Protocol: cryptographic parameters are as follows. CipherSuite: 36888 Windows Logs -> System A fatal alert was generated and sent to Logged: Source: Schannel the remote endpoint. This may result in Reason for failureProtocol: termination of the connection. The TLS protocol defined fatal error code is %1. The following are the possible error codes: Description Error Code Value Unexpected message 10 Bad record MAC 20 Record overflow 22 Decompression fail 30 Handshake failure 40 Illegal parameter 47 Unknown CA 48 Access denied 49 Decode error 50 Decrypt error 51 Protocol version 70 Insufficient security 71 Internal error 80 Unsupported extension 110

Recovery Windows Logs -> System and System event Id 20 is recorded by source Kernel-Boot indicating event data “LastBootGood” Screen Display as “false”. This event together with the indication of the TSF executable causing the failed boot on the Recovery screen. Wipe Display There was a problem resetting your PC. On logon a message is displayed to the user indicating that the recovery operation of the Failure No changes were made. system failed. Screen

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Bitlocker Display Bitlocker recovery On startup a message is displayed requesting the Bitlocker recovery key recovery Table 4: Audit Descriptions

3.2 Managing Audit Policy

3.2.1 Local Administrator Guidance The following log locations are always enabled:

 Windows Logs -> System  Windows Logs -> Setup  Windows Logs -> Security (for startup and shutdown of the audit functions and of the OS and kernel, and clearing the audit log)

The following TechNet topic describes the categories of audits in the Windows Logs -> Security log:

 Advanced Audit Policy Configuration: http://technet.microsoft.com/en-us/library/jj852202(v=ws.10).aspx

The following TechNet topic describes how to select audit policies by category, user and audit success or failure in the Windows Logs -> Security log:

- Auditpol set: https://technet.microsoft.com/en-us/library/cc755264.aspx

For example, to enable all audits in the given subcategories of the Windows Logs -> Security log run the following commands at an elevated command prompt:

 Logon operations: auditpol /set /subcategory:”Logon” /success:enable /failure:enable

 audit policy changes: auditpol /set /subcategory:"Audit Policy Change" /success:enable /failure:enable

 IPsec operations: auditpol /set /subcategory:”IPsec Main Mode” /success:enable /failure:enable auditpol /set /subcategory: “IPsec Quick Mode” /success:enable /failure:enable

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 Configuring IKEv1 and IKEv2 connection properties: auditpol /set /subcategory:" Filtering Platform Policy Change" /success:enable /failure:enable auditpol /set /subcategory:"Other Policy Change Events" /success:enable /failure:enable

 registry changes (modifying TLS Cipher Suite priority): auditpol /set /subcategory:"Registry" /success:enable /failure:enable

In addition to enabling audit policy as noted above, each registry key to be audited must also have its auditing permissions enabled. This is done as follows:

1. Start the registry editor tool by executing the command regedit.exe as an administrator 2. Navigate to the registry path for the key that should be audited, right-click the key’s node and select Permissions… on the key’s context menu to open the Permissions dialog 3. Click the Advanced button to open the Advanced Security Settings dialog, click on the Auditing tab and click the Add button to open the Auditing Entry dialog 4. Click the Select a principal to open the Select User or Group dialog to select a user (e.g. Administrator) and click the OK button. 5. Choose the desired audits using the Type, Applies to and Basic Permissions attributes and click OK 6. Click OK on the Advanced Security Settings dialog 7. Click OK on the Permissions dialog

The following is the list of registry keys that must be audited:

 HKEY_LOCAL_MACHINE/Software/Microsoft/PolicyManager  HKEY_LOCAL_MACHINE /Software/Policies/Microsoft/Windows/DeviceInstall/Restrictions  HKEY_LOCAL_MACHINE /Software/Policies/Microsoft/Windows/SettingSync/DisableSettingSync  HKEY_LOCAL_MACHINE/Software/Microsoft/Windows/CurrentVersion/Policies/System

To enable/disable TLS event logging in the System Event Log, see the following link:

 https://technet.microsoft.com/en-us/library/Dn786445.aspx#BKMK_HowToEnableSchannelEventLogging

To enable/disable event logging in the Application and Services Logs, see the following link describing how to enumerate the log names3 and set their enabled state:

3 “Log Location” log names shown in the table above correlate with the names enumerated by Wevtutil utility (which requires a quoted name using hyphens rather than spaces).

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 Wevtutil: http://technet.microsoft.com/en-us/library/cc732848.aspx

To view audit logs, see the following link:

 Get-EventLog: http://technet.microsoft.com/en-us/library/hh849834.aspx

4 Managing Wipe This section contains the following Common Criteria SFRs:

 Extended: TSF Wipe (FCS_CKM_EXT.5)

4.1 IT Administrator Windows 10 devices can be configured for wipe after exceeding a maximum number of consecutive authentication failures by the MDM administrator by using the “Number of failed logon attempts before the device is wiped” policy as described in the following TechNet topic (see “Password” heading):

 General settings for Mobile Devices in Configuration Manager: https://technet.microsoft.com/en-us/library/dn376523.aspx#BKMK_Password

The “Password” settings are enforced only if the “Require password settings on mobile devices”policy is also set.

4.2 Local Administrator Guidance The following Windows topic describes how to reset Windows 10 devices with removal of all user data (the “Fully clean the drive” option wipes all protected data):

 How to refresh, reset, or restore your PC: http://windows.microsoft.com/en-us/windows-10/windows-10-recovery-options

5 Managing EAP-TLS This section contains the following Common Criteria SFRs:

 Extended: Trusted Channel Communication (FTP_ITC_EXT.1)  Extended: PAE Authentication (FIA_PAE_EXT.1)  Extended: Trusted Channel Communication (FTP_ITC_EXT.1)  Extended: Wireless Network Access (FTA_WSE_EXT.1)

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 Specifications of Management Functions (FMT_SMF_EXT.1)

5.1 IT Administrator Guidance An MDM system can be used to manage Wi-Fi profiles.

The following links specify the server certificate requirements for EAP-TLS and the procedure to create a Wi-Fi profile in System Center 2012 R2 Configuration Manager:

 Certificate requirements when you use EAP-TLS or PEAP with EAP-TLS: http://support.microsoft.com/kb/814394/en-us  Wi-Fi Profiles in Configuration Manager: https://technet.microsoft.com/en-us/library/dn261221.aspx

Steps 1 – 4 in the following link describe how to configure the IT infrastructure for EAP-TLS using WPA2-Enterprise (based on 802.1x authentication and 802.11-2012 encryption standards):

 Creating a secure 802.1x wireless infrastructure using : http://blogs.technet.com/b/networking/archive/2012/05/30/creating-a-secure-802-1x-wireless- infrastructure-using-microsoft-windows.aspx

Group policy can be used to specify the wireless networks (SSIDs) that a user may connect to.

 Configure Network Permissions and Connection Preferences : https://msdn.microsoft.com/en-us/library/dd759204.aspx

5.2 Local Administrator Guidance The following topics describe how to configure EAP-TLS on Windows 10:

 Extensible Authentication Protocol (EAP) Settings for Network Access: http://technet.microsoft.com/en-us/library/hh945104.aspx4

The TOE comes preloaded with root certificates for various Certificate Authorities. The following TechNet topic describes how to manage trust relationships:

 Manage Trusted Root Certificates: http://technet.microsoft.com/en-us/library/cc754841.aspx

4 This topic also applies to Windows 10

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5.3 User Guidance The user views the list of available networks (including networks associated with a configured Wi-Fi profile) in Settings -> Network & Internet -> Wi-Fi. Tapping a given Wi-Fi network presents the option to Connect to the network.

6 Managing TLS This section contains the following Common Criteria SFRs:

 Extended: EAP TLS Protocol (FCS_TLSC_EXT.1)  Extended: TLS Protocol (FCS_TLSC_EXT.2)

6.1 IT Administrator Guidance The cipher suite selection and priority may be configured on the server side of a connection. Cipher suite selection is made according to the default order as described in the previous section for Windows 10.

The DN in the certificate is automatically compared to the expected DN and does not require additional configuration of the expected DN for the connection.

Windows 10 devices may be configured to trust a Certificate Authority by using policy pushed to the device by a MDM. The TOE comes preloaded with root certificates for various Certificate Authorities. Additional Certificate Authorities may be managed on the Windows 10 device using workplace enrollment and an MDM.Restricting Applications.

There is no configuration necessary to use client authentication on the device once a device has client authentication certificates. See the Managing Certificates section for information on configuring a device to enroll for client certificates.

6.2 Local Administrator Guidance The mandatory and optional cipher suites listed in the Security Target correlate with those available in the TOE as follows:

Cipher Suites (per Security Target) Cipher Suite Available Cipher Suites in TOE5 Requirement TLS_RSA_WITH_AES_128_CBC_SHA Mandatory TLS_RSA_WITH_AES_128_CBC_SHA TLS_RSA_WITH_AES_256_CBC_SHA Optional TLS_RSA_WITH_AES_256_CBC_SHA

5 See: Cipher Suites in Schannel: http://msdn.microsoft.com/en-us/library/windows/desktop/aa374757(v=vs.85).aspx

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TLS_RSA_WITH_AES_128_CBC_SHA256 as defined in RFC 5246 Optional TLS_RSA_WITH_AES_128_CBC_SHA256 TLS_RSA_WITH_AES_256_CBC_ SHA256 as defined in RFC 5246 Optional TLS_RSA_WITH_AES_256_CBC_SHA256 TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256 as defined in Optional TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256_P256 RFC 5289 TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384 as defined in Optional TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384_P384 RFC 5289 TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA256 as defined in Optional TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA256_P256 RFC 5289 TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA384 as defined in Optional TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA384_P384 RFC 5289 TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA Optional TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA_P256 and/or TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA_P384 TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA Optional TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA_P256 and/or TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA_P384

The following MSDN article describes how the administrator modifies the set of TLS cipher suites for priority and availability: - Prioritizing Schannel Cipher Suites: http://msdn.microsoft.com/en-us/library/windows/desktop/bb870930(v=vs.85).aspx - How to restrict the use of certain cryptographic algorithms and protocols in Schannel.dll: http://support.microsoft.com/kb/245030

The DN in the certificate is automatically compared to the expected DN and does not require additional configuration of the expected DN for the connection.

The TOE comes preloaded with root certificates for various Certificate Authorities. The following TechNet topic describes how to manage trust relationships:

 Manage Trusted Root Certificates: http://technet.microsoft.com/en-us/library/cc754841.aspx

Hashes in the TLS protocol are configured in association with cipher suite selection. The administrator configures the cipher suites used on a machine by following the configuration instructions at the following link: http://msdn.microsoft.com/en-us/library/windows/desktop/aa374757(v=vs.85).aspx

The elliptic curves supported for a particular cipher suite are part of the cipher suite configuration. For example in the table above one of the supported cipher suites is TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256, note that the string used to configure this cipher suite is TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256_P256, which is slightly different than the actual cipher suite name. The difference is the final four characters which indicate the elliptic curve that is to be used, in this case it is the curve P256 (secp256r1).

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The reference identifier in Windows 10 for TLS is the URL of the server. There is no configuration of the reference identifier.

The signature algorithm is not configurable in Windows 10 for TLS.

6.3 User Guidance Users may choose using TLS with HTTPS by using https in the URL typed into the browser.

7 Managing Apps This section contains the following Common Criteria SFRs:

 Extended: Security Attribute Based Access Control (FDP_ACF_EXT.1)

7.1 IT Administrator Guidance MDM solutions are capable of installing, removing and restricting the ability for applications to run on Windows 10.

7.2 Local Administrator Guidance The ability for users to run the Store app may be removed using a registry value on Windows 10 by performing the following steps:

1. Start the registry editor tool by executing the command regedit.exe as an administrator 2. Navigate to the registry path HKEY_LOCAL_MACHINE\Software\Policies\Microsoft\WindowsStore. Note that the WindowsStore registry key may need to be created. 3. Create a DWORD (32 bit) registry value with the name RemoveWindowsStore under the WindowsStore registry key. Set the registry value to 1.

Local administrators can also restrict the ability of users to install applications using AppLocker on Windows 10 as described in the AppLocker Overview: https://technet.microsoft.com/en- us/library/hh831440.aspx.

Local administrators remove applications in the same manner as device users.

7.3 User Guidance The following Windows help topic describes how users remove an app installed from the Store, or in the case of enrolled devices, from their Company Portal or installed automatically by their IT administrator, and any information the app contained:

 Uninstall, change or repair a program: http://windows.microsoft.com/en-us/windows-10/repair-or-remove-programs#v1h=tab01

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Note: If the system administrator has configured required Enterprise apps then those Enterprise apps will be re-installed if a user uninstalls them.

8 Managing Volume Encryption This section contains the following Common Criteria SFRs:

 Extended: Data at Rest Protection (FDP_DAR_EXT.1)

The following TechNet topic describes the BitLocker feature, including its use to encrypt the entire operation system volume or removable volumes:

- BitLocker Overview: http://technet.microsoft.com/en-US/library/hh831713.aspx

8.1 Local Administrator Guidance The following TechNet topic describes the manage-bde command that should be executed in a command shell while running as an administrator to configure DAR protection:

- Manage-bde: http://technet.microsoft.com/en-us/library/ff829849(v=ws.10).aspx

By default AES128 encrypion is used by the manage-bde command when enabling BitLocker for Windows 10 – the AES256 algorithm should be used instead. In addition, the TPM and PIN authorization factor must be used in the evaluated configuration. The Enhanced PIN capabilities must be used in the evaluated configuration.

To enable the TPM and Enhanced PIN authorization factors execute the following command:

- Manage-bde –on : -tpmandpin -encryptionMethod aes256

For the Surface Pro 3 and Surface 3 (LTE) a USB keyboard is necessary to enter the Enhanced PIN to unlock the drive at boot.

The following is a link to BitLocker Policy settings:

- https://technet.microsoft.com/en-us/library/jj679890.aspx

Administrators must create an Enhanced PIN value with a minimum of four and a maximum of 20 numeric characters, but can also include uppercase and lowercase English letters, symbols on an EN-US keyboard, numbers, and spaces. To enable the Enhanced PIN capabilities start the gpedit.msc MMC snap-in as an administrator and enable the following local or :

- Administrative Templates\Windows Components\Bitlocker Drive Encryption\Operating System Drives\Allow enhanced PINs for startup

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Other BitLocker policies that must be enabled to use the TPM and Enhanced PIN authenticator are:

- Administrative Templates\Windows Components\Bitlocker Drive Encryption\Operating System Drives\Enable use of BitLocker authentication requiring preboot keyboard input on slates - Administrative Templates\Windows Components\Bitlocker Drive Encryption\Operating System Drives\Require additional authentication at startup

8.2 User Guidance Users may use BitLocker To Go in order to encrypt removable drives. The following details how to do this:

1. Click Start, click , click Security, and then click BitLocker Drive Encryption. 2. On the BitLocker Drive Encryption page, follow the instructions in the Removable data drives – BitLocker To Go section.

9 Managing VPN The native Window 10 VPN client is not part of this evaluation. Windows 10 does provides support for third-party IPsec VPN clients using the Windows.Networking.Vpn classes and the networkingVpnProvider capability. The link below provides documentation for Windows.Networking.Vpn:

 https://msdn.microsoft.com/en-us/library/windows/apps/windows.networking.vpn.aspx

10 Managing Accounts This section contains the following Common Criteria SFRs:

 Extended: Authorization Failure Handling (FIA_AFL_EXT.1)

10.1 Local Administrator Guidance The following TechNet topic explains the accounts command line utility for standalone computers (followed by command line options for managing account lockout policy):

 Net Accounts: http://technet.microsoft.com/en-us/library/bb490698.aspx

In addition to the parameters given in the referenced article the following are also valid options:

/lockoutthreshold: number : Sets the number of times a bad password may be entered until the account is locked out. If set to 0 then the account is never locked out.

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/lockoutwindow: minutes : Sets the number of minutes of the lockout window.

/lockoutduration: minutes : Sets the number of minutes the account will be locked out for.

Exceeding the authentication failure limit is audited by Security log Id 4740. However, this information is lost when an enrolled device exceeds the authentication failure limit configured by the IT administrator as described in section “Managing Wipe”.

When the organizational user attempts to logon repeatedly with a bad password, they will eventually be prompted that the account is about to be locked out and that they will need a BitLocker recovery key to unlock. In certain configurations of the system, including the evaluated configuration, there will not be a Bitlocker recovery key to use once the maximum logon attempt threshold is passed. In such a situation the device is considered to be “wiped” as recovery of the data on the Bitlocker encrypted volumes is not possible. This is true even if the system prompts the user explicitly for a Bitlocker recovery key, as this prompt occurs even if no Bitlocker recovery key was ever configured.

11 Managing Bluetooth This section contains the following Common Criteria SFRs:

 Extended: Bluetooth Authentication (FIA_BLT_EXT.1)  Specifications of Management Functions (FMT_SMF_EXT.1)

11.1 IT Administrator The TOE includes a Policy Configuration Service Provider (CSP) that is able to handle policy configuration requests from MDM systems. The following MSDN topic describes how to configure the Bluetooth trusted channel policies a) disable/enable the Discoverable mode (for BR/EDR), b) change the Bluetooth device name, c) disable/enable Advertising (for LE):

 Policy CSP: https://msdn.microsoft.com/en-us/library/windows/hardware/dn904962(v=vs.85).aspx o See Bluetooth/AllowDiscoverableMode, Bluetooth/LocalDeviceName and Bluetooth/AllowAdvertising

11.2 Local Administrator Guidance Bluetooth is enabled and disabled in the Settings -> Devices -> Bluetooth user interface by setting the radio button labeled Bluetooth to the On or Off state. No configuration is necessary to ensure the Bluetooth services provided before login are limited.

11.3 User Guidance The following topic describes how to initiate and complete pairing with a Bluetooth device:

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 Add a Bluetooth device: https://www.microsoft.com/surface/en-us/support/hardware-and-drivers/add-a-bluetooth-device?os=windows-10

Bluetooth pairing uses a protected communication channel by default so there is no configuration necessary.

12 Managing Passwords

12.1 Strong Passwords This section contains the following Common Criteria SFRs:

 Extended: Password Management (FIA_PMG_EXT.1)

12.1.1 IT Administrator Guidance An MDM system may be used to enforce use of strong passwords.

12.1.2 Local Administrator Guidance The following TechNet topics describe the characteristics for passwords that are available, instructions for setting the enforcement mechanism and a discussion of strong passwords and recommended minimum settings:

 Enforcing Strong Password Usage Throughout Your Organization: https://technet.microsoft.com/en-us/library/hh994562(v=ws.10).aspx  Strong Password: http://technet.microsoft.com/en-us/library/cc756109(v=ws.10).aspx  Password Best practices: http://technet.microsoft.com/en-us/library/cc784090(v=ws.10).aspx

12.2 Protecting Passwords This section contains the following Common Criteria SFRs:

 Protected Authorization Feedback (FIA_UAU.7)

12.2.1 User Guidance The following Windows Help topic describes how to conduct initial logon authentication for users:

 Sign in to or out of Windows: http://windows.microsoft.com/en-us/windows-8/sign-in-out-of-windows

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Windows 10 do not require any configuration to ensure the password is obscured by default. The following best practices should be observed:

 As with all forms of authentication, when entering your password, avoid allowing other people to watch you as you sign in.

Keep your device in a secure location where unauthorized people do not have physical access to it. As with any password entry, be aware of line of sight and potential recording devices that intrude on your screen.

12.3 Logon/Logoff Password Policy This section contains the following Common Criteria SFRs:

 Extended: Authentication for Cryptographic Operation (FIA_UAU_EXT.1)  Extended: Timing of Authentication (FIA_UAU_EXT.2)  Extended: Re-Authorizing (FIA_UAU_EXT.3)  Specifications of Management Functions (FMT_SMF_EXT.1)

12.3.1 Local Administrator Guidance The out of box experience requires that when user accounts are created a password is assigned to the account.

To change an account password do either of the following:

 Tap the , tap the account picture, tap Change account settings, tap Sign-in options, tap Change under Password.  Type the secure attention sequence: CTRL-ALT-

The inactivity time period for TSF-initiated session locking is configured by the administrator via Windows security policy. The relevant security policy is “Interactive logon: Machine inactivity limit” as described in the following Technet topic in the section heading titled “New and changed functionality”:

 Security Policy Settings Overview: http://technet.microsoft.com/en-us/library/2fdcbb11-8037-45b1-9015-665393268e36

The following Technet topics include guidance for administrators to open the Local Group Policy Editor tool or the Group Policy Management Console, respectively, that are used to configure the Windows security policy:

 Local Group Policy Editor: http://technet.microsoft.com/en-us/library/dn265982.aspx

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12.3.2 User Guidance To configure screen lock timeout:

 Go to Settings -> System -> Power & -> Additional power settings -> Change when the computer sleeps

To initiate a session lock:

 Tap the Start menu, tap the account picture, click Lock.

To manage notifications on the lock screen:

 Go to Settings -> System -> Notifications & actions

13 Managing Certificates This section contains the following Common Criteria SFRs:

 Extended: Validation of Certificates (FIA_X509_EXT.1)  Extended: Certificate Authentication (FIA_X509_EXT.2)  Extended: Cryptographic Key Storage (FCS_STG_EXT.1)

13.1 Developer Guidance Application developers import and use keys and secrets with the Windows.Security.Cryptography.Certificates namespace as described by the following MSDN topic:

 Windows.Security.Cryptography.Certificates namespace: https://msdn.microsoft.com/en- us/library/windows/apps/windows.security.cryptography.certificates.aspx?f=255&MSPPError=-2147217396

Developers have a when enrolling for a certificate to use either CertificateEnrollmentManager base class or the derived class UserCertificateEnrollmentManager. When using UserCertificateEnrollmentManager the keys are secured by the user account credentials and user account ACLs. When using the CertificateEnrollmentManager base class the keys are only available to the application that imported or created the keys.

13.2 IT Administrator Guidance Root certificates can be added to and removed from devices using an MDM for enrolled devices. The following link is an example of MDM documentation for deploying root certificates:

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 How to Deploy Certificate Profiles in Configuration Manager: https://technet.microsoft.com/en-us/library/dn270540.aspx

Windows 10 can be configured to enroll for client certificates using an MDM for enrolled devices. The following link is an example of MDM documentation for configuring the enrollment of client certificates:

 Certificate deployment with System Center 2012 R2 Configuration Manager and Windows Intune : http://blogs.technet.com/b/configmgrteam/archive/2014/04/28/certificate- deployment-with-system-center-2012-r2-configuration-manager-and-windows-intune.aspx

13.3 Local Administrator Guidance The following TechNet topic describes managing certificates (including the “Obtain a Certificate” sub-topic):

 Manage Certificates : http://technet.microsoft.com/en-us/library/cc771377.aspx  Certutil: http://technet.microsoft.com/library/cc732443.aspx

The operational guidance for setting up a trusted channel to communicate with a CA is described in the operational guidance for FTP_ITC.1 (OS)).

The TOE comes preloaded with root certificates for various Certificate Authorities. The following TechNet topic describes how to manage trust relationships:

 Manage Trusted Root Certificates: http://technet.microsoft.com/en-us/library/cc754841.aspx

The following TechNet topic describes how to delete a certificate:

 Delete a Certificate: http://technet.microsoft.com/en-us/library/cc772354.aspx

Root certificates can be added to and removed from devices using an MDM for enrolled devices.

When validating a certificate with modern Windows applications the connection to a configured revocation server must be available or the validation will fail. This configuration cannot be changed.

The administrator configures certificate validation using the Set-NetFirewallSetting PowerShell cmdlet as described in the following TechNet topic:

 Set-NetFirewallSetting: http://technet.microsoft.com/en-us/library/jj554878.aspx

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The administrator configures certificate validation for network connections based on EAP-TLS using the “Set Up a Connection or Network” wizard in the “Smart Card or Other Certificate Properties” and “Configure Certificate Selection” screens as described in the following TechNet topic:

 Extensible Authentication Protocol (EAP) Settings for Network Access (Smart Card or other Certificate Properties configuration items): https://technet.microsoft.com/en- us/library/hh945104.aspx#BKMK_LAN_SmartCard

The administrator configures certificate validation for HTTPS using the Security options checkboxes in the Advanced tab on the Internet Properties dialog for Control Panel. The “Warn about certificate address mismatch” setting configures whether the Web address must match the certificate subject field and warns the user of a mismatch. The following MSDN Blog describes the “Check for server certificate revocation” setting:

 Understanding Certificate Revocation Checks: http://blogs.msdn.com/b/ieinternals/archive/2011/04/07/enabling-certificate-revocation-check-failure-warnings-in-internet-explorer.aspx

The administrator cannot configure certificate validation for code signing purposes.

Key lengths of keys used with certificates are configured in the certificate templates on the Certificate Authority used during enrollment and are not configured by the user or local administrator.

13.4 User Guidance The following TechNet topic describes how to manually import a certificate:

 Import a Certificate: http://technet.microsoft.com/en-us/library/cc754489.aspx

When using HTTPS in a browsing scenario the user may choose to ignore a failed certificate validation and continue the connection.

13.5 Custom Certificate Requests Certificate requests with specific fields such as "Common Name", "Organization", "Organizational Unit", and/or "Country" can be generated by apps using the Certificates.CertificateEnrollmentManager.CreateRequestAsync API. The following link provides the documentation for the API: https://msdn.microsoft.com/en-us/library/windows/apps/windows.security.cryptography.certificates.certificateenrollmentmanager.createrequestasync.aspx

14 Managing Time This section contains the following Common Criteria SFRs:

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 Reliable Time Stamps (FPT_STM.1)

14.1 Local Administrator Guidance The administrator sets the time using the Set-Date PowerShell cmdlet that is documented here:

 http://technet.microsoft.com/en-us/library/7f44d9e2-6956-4e55-baeb-df7a649fdca1

The administrator configures the time service to synchronize time from a time server using the command that is documented here:

 http://technet.microsoft.com/en-us/library/cc773263(v=WS.10).aspx#w2k3tr_times_tools_dyax

The administrator ensures the communication path between the TOE client and the time service provider is protected from attacks that could compromise the integrity of the time by establishing an IPsec policy using the “Microsoft Windows 8 Microsoft Windows Server 2012 --- Supplemental Admin Guidance for IPsec VPN Clients (January 23 2014)”, where section 3 provides detailed instructions that can be used to configure the TOE client and the time service provider.

The administrator ensures the NTP server is authenticated by verifying the IP address provided by the IT administrator for the NTP Server in the main mode and quick mode security associations according to the audit trail for the FTP_ITC.1 requirement outlined in section “4.1 Audit Policy for IPsec Operations” of the IPsec VPN Client guidance. In particular, audits are provided when a trusted channel is established that includes the IP address of the channel’s local and remote endpoints. If the integrity of the trusted channel is compromised, then this is indicated by the audit Id 4960 that is also discussed in section 4.1.

15 Getting Version Information This section contains the following Common Criteria SFRs:

 Extended: Trusted Update: TSF Version Query (FPT_TUD_EXT.1)

15.1 User Guidance To determine the hardware model and operating system version:

 Go to Settings -> System -> About

The following are instructions for getting the version of an app on Windows 10:

1. Start the app you wish to get the version of.

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2. Once the app is opened, your mouse cursor to the upper-right or lower-right corner of the screen to see the Charms bar. Touch screen users need to swipe-in from the right-edge of the screen to bring up the Charms bar. 3. Click or tap Settings charm on the Charms bar to open Settings for the app. 4. Click or tap Permissions to see the developer’s name and also current version of the app.

16 Locking a Device This section contains the following Common Criteria SFRs:

 Extended: TSF and User initiated Locked State (FTA_SSL_EXT.1)

16.1 IT Administrator Guidance The following TechNet topic describes the “Idle time before mobile device is locked (minutes)” MDM configuration policy setting that may be used to configure the “MaxInactivityTimeDeviceLock” MDM configuration policy settings for enrolled devices:

 Compliance Settings for System Center 2012 R2 Configuration Manager: http://technet.microsoft.com/en-us/library/dn376523.aspx#bkmk_comps

16.2 Local Administrator Guidance The following Technet topics include guidance for administrators to open the Local Group Policy Editor tool or the Group Policy Management Console, respectively, that are used to configure the Windows security policy for standalone or domain-joined machines:

 Local Group Policy Editor: http://technet.microsoft.com/en-us/library/dn265982.aspx  Group Policy Management Console: http://technet.microsoft.com/en-us/library/dn265969.aspx

The inactivity time period for TSF-initiated session locking is configured by the administrator via Windows security policy. The relevant security policy is “Interactive logon: Machine inactivity limit” as described in the following Technet topic in the section heading titled “New and changed functionality”:

 Security Policy Settings Overview: http://technet.microsoft.com/en-us/library/2fdcbb11-8037-45b1-9015-665393268e36

16.3 User Guidance See section 12.3.2

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16.4 Managing Notifications Prior to Unlocking a Device This section contains the following Common Criteria SFRs:

 Default TOE Access Banners (FTA_TAB.1)

16.4.1 Local Administrator Guidance The following TechNet topics describe how to configure a message to users attempting to logon:

 Interactive logon: Message for users attempting to log on: http://technet.microsoft.com/en-us/library/cc778393(v=ws.10).aspx  Interactive logon: Message text for users attempting to log on: http://technet.microsoft.com/en-us/library/cc779661(v=WS.10).aspx

17 Managing Airplane Mode This section contains the following Common Criteria SFRs:

 Specifications of Management Functions (FMT_SMF_EXT.1)

17.1 User Guidance When airplane mode is on wireless connections, cellular voice, cellular protocols, and messaging functionality will not work on the device. The following link describes how to enable/disable airplane mode: http://windows.microsoft.com/en-us/windows-10/turn-on-airplane-mode

18 Managing Device Enrollment This section contains the following Common Criteria SFRs:

 Specifications of Management Functions (FMT_SMF_EXT.1)  Extended: Specification of Remediation Actions (FMT_SMF_EXT.2)

18.1 IT Administrator A Mobile Device Management (MDM) administrator can remotely wipe enrolled devices. The following MSDN topic describes the doWipe command supported on Windows 10 devices by the RemoteWipe Configuration Service Provider (CSP):

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 RemoteWipe CSP: https://msdn.microsoft.com/en-us/library/windows/hardware/dn904968(v=vs.85).aspx

18.2 Local Administrator Guidance To enroll for management do the following

 Go to Settings -> Accounts -> Work access  Tap the Connect button  Fill in the user account credentials provided by your IT administrator

Unenrollment from the MDM solution performs the remediation actions of:

 alert the administrator  remove Enterprise applications

To unenroll from device management do the following:

 Go to Settings > Account -> Work access  Tap the Remove button that is displayed when the enrollment setting is selected, and then confirm the Remove operation

The local administrator determines if the device is enrolled or not enrolled by looking at the Work access page of the Accounts settings. On the Work access page of the Accounts settings if the device device is enrolled then the enrollment setting is indicated by the Work access name as established by your IT administrator and your account name provided by your IT administrator that was used to enroll the device – tapping the enrollment setting reveals the Sync, Info and Remove buttons that may be used to synchronize device management settings, inspect Work access enrollment settings or remove the device from enrollment.

18.3 User Guidance Users manage device enrollment like local administrators as described above.

19 Managing Updates Windows 10 applications include metadata that is installed with the application by the and the Store . The application metadata includes version information that prevents the Windows Installer and the Store App installer from updating an installed application with an older version.

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Update packages downloaded by Windows Update for Windows 10 are signed with the Microsoft Root Certificate Authority to prove their authenticity and integrity. This signature is checked on the mobile device before installing any of the product updates contained in a given package in order to verify the updates have not been altered since they where digitally signed. If the signature is incorrect, then the update operation will fail. Otherwise, if the signature is correct then the update operation will proceed.

19.1 IT Administrator Consult MDM documentation for configuring System Updates.

19.2 Local Administrator There are two options for the local admistrator to configure System Updates:

 Go to Settings -> Update & security -> Windows Update

20 Managing Health Attestation

20.1 IT Administrator The following MSDN topic describes the TOE’s HealthAttestation CSP that enables enterprise IT managers to assess the health of managed devices and take enterprise policy actions based on the generated health attestation reports: https://msdn.microsoft.com/en-us/library/windows/hardware/dn934876(v=vs.85).aspx

The health attestation log file generated by the device is processed by the MDM solution and the health report is generated for the IT Administrator’s review.

21 Managing Collection Devices

21.1 IT Administrator The following link describes how to enable/disable the camera (see Security heading) for Windows 10:

 General settings for Mobile Devices in Configuration Manager: https://technet.microsoft.com/en-us/library/dn376523.aspx#bkmk_comps

21.1.1 Local Aministrator Guidance The local administrator disables/enables the camera for all users by disabling all subnodes under the “Imaging devices” node in the Device Manager.

To start the Device Manager, type “Device Manager” in the searchbox and click on the Device Manager icon.

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The local administrator disables/enables the microphone for all users by the following procedure:s

1. On the desktop right click on the Start button and click the Control Panel menu item. 2. Type “Sound” and choose “Manage audio devices” from the list to open the Sound window 3. In the Sound window click the “Recording” tab 4. On the Recording tab right the Microphone item(s) and select the “Disable” menu item Note: to reverse this step the “Show Disabled Devices” menu item should be selected.

21.1.2 User Guidance The user turns enables/disables the camera in the Settings -> Privacy -> Camera by setting the “Let apps use my camera” radio button to the On/Off state. The user enables/disables the microphone in the Settings -> Privacy -> Microphone user interface by setting the “Let apps use my microphone” radio button to the On/Off state.

22 Managing USB

22.1 Local Administrator The local administrator may also disable the USB in the Device Manager application by right-clicking the USB Root Hub child node in the Universal Serial Bus controllers node and selecting the Properties menu item to open the USB Root Hub Properties window. the local administrator then clicks the Driver tab In the USB Root Hub Properties window and clicks he Disable button.

23 Managing Backup

23.1 Local Administrator The following TechNet topic describes how to disable File History:

 “Windows 8.1 and the File History”: https://technet.microsoft.com/en-us/windows/jj984238.aspx

The following TechNet topic describes how to disable OneDrive:

 Use Group Policy in Windows 2012 R2 to disable OneDrive functionality in Windows 8.1 clients: https://technet.microsoft.com/en-us/library/dn921901.aspx

The following policy setting can be used to disable Sync your settings:

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 “Do not sync” policy located at Computer Configuration\Administrative Templates\Windows Components\Sync your settings In addition to enabling the policy, ensure the “Allow user to turn syncing on” option is unchecked

23.2 User Guidance The following Windows 10 topic describes how to configure : http://windows.microsoft.com/en-us/windows-10/getstarted-back-up-your-files

The following Windows 10 topic describes how to configure OneDrive to sync files and folders: http://windows.microsoft.com/en-us/windows-10/getstarted-onedrive

To configure OneDrive to sync settings: Settings -> Accounts -> Sync your settings.

24 Managing Developer Mode

24.1 IT Administrator Consult MDM documentation for enabling/disabling Developer mode with an MDM.

24.2 Local Administrator Guidance Developer Mode allows installation of test-signed applications. The local administrator or user configures Developer Mode in Settings -> Updates & security -> For developers by selecting the Developer Mode radio button.

25 Managing Cryptographic Algorithms There is no global configuration for hashing algorithms. The use of required hash sizes is supported and global configuration is not needed.

There is no global configuration for key generation schemes. The use of required key generation schemes is supported and global configuration is not needed.

There is no global configuration for key establishment schemes. The use of required key establishment schemes is supported and global configuration is not needed.

Keys may be imported by apps using the Certificates.CertificateEnrollmentManager.ImportPfxDataAsync API. The following link provides the documentation for the API:

 https://msdn.microsoft.com/en-us/library/windows/apps/windows.security.cryptography.certificates.certificateenrollmentmanager.importpfxdataasync.aspx

Keys are destroyed by wiping the device, see the Managing Wipe section of this document.

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The Windows 10 system cryptographic engine was tested during the FIPS evaluation of the operating system. Other cryptographic engines may have been separately evaluated but were not part of this CC evaluation.

26 Managing Internet Connection Sharing (ICS) Internet Connection Sharing provides a means to share an Internet connection to another computer.

26.1 Local Administrator Guidance The following Windows Help topic describes how to configure ICS:

 Using ICS (Internet Connection Sharing): http://windows.microsoft.com/en-us/windows/using-internet-connection-sharing#1TC=windows-7

27 Managing Location Services (GPS)

27.1 IT Administrator Consult MDM documentation for configuring Location Services.

27.2 Local Administrator Guidance Configure Location Services: http://windows.microsoft.com/en-us/windows-10/location-service-privacy

Click Change.

28 Managing Wi-Fi

28.1 IT Administrator Consult MDM documentation for configuring Wi-Fi.

28.2 Local Administrator Guidance Enable/disable the wireless network adapter: http://windows.microsoft.com/en-us/windows/enable-disable-network-adapter#1TC=windows-7

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29 Managing Mobile Broadband

29.1 User Guidance Settings for enabling/troubleshooting Mobile Broadband: http://windows.microsoft.com/en-us/windows-10/cellular-settings

30 Managing Health Attestation

30.1 IT Administrator Guidance MDM solutions are capable of managing Health Attestation on phones. See the MDM solution documentation for detailed configuration actions.

30.2 Local Administrator Guidance The device will create a Helath Attestation log every time the system boots. The Health Attestation logs are found in the following directory:

%windir%\Logs\MeasuredBoot

The contents of the Health Attestation logs may be viewed on or off the TOE using the “TPM Platform Crypto-Provider Toolkit” that can be downloaded from the following link:

 TPM Platform Crypto-Provider Toolkit : http://research.microsoft.com/en-us/downloads/74c45746-24ad-4cb7-ba4b-0c6df2f92d5d/

31 Natively Installed Applications The set of applications and system files included in the TOE are version 10.0.10240.16384. The following embedded Excel file has two lists of files, one each for x64 and x86:

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