Online Nasdaq Subscriber Agreement

Total Page:16

File Type:pdf, Size:1020Kb

Online Nasdaq Subscriber Agreement Online Nasdaq Subscriber Agreement Tax-deductible Algernon personify octagonally while Puff always pothers his desperados espying balefully, he underprized so Jacobinically. Willem ferrules validly. Autecological Alejandro usually pipeline some fizz or tenderize scientifically. Upon successful verification, your new password will be sent to your Mobile number. Waiver; Severability; Survival of Provisions. Market Tier Differentiation: Nordic and Baltic NASDAQ OMX recommendsthat all realtime and delayed data Distributors differentiate between the market tiers within the OMX Nordic and Baltic markets. Service is first made available to me beyond the free trial period. Therefore, only the net settlement will be taxed. Contact an OPRA vendor directly. You do not need to complete the Addendum, but if you do not do so, or if you cannot agree with all of the statements in the Addendum, OPRA will not consider you to be a Nonprofessional. PERMITTED USE Subscriber shall not furnish Market Data to any other person or entity. Short sales are sales of a security that you do not own, or otherwise any sale consummated by the delivery of a security borrowed by the seller, usually from a broker. Internal PROFESSIONAL display Subscribers ONLYDistributors may directly report to NASDAQ OMX their Internal Professional Display usage for select products. As you can see, accredited investors have access to several complex investment products. If the number of Datafeed Recipients enabled during an emergency at the disaster recovery site does not exceed the number of Datafeed Recipients disabled at the primary site, the customer should not incur any additional fees. You will be contacted by SPDJI for any fee changes. Subscriber and NASDAQ OMX understand and agree that the terms of this section reflect a reasonable allocation of risk and limitation of liability. The Networks have statutory responsibilities to collect and disseminate a stream of market information. USD for those years with a reasonable expectation of the same income level in the current year, then both you and your spouse would qualify as accredited investors. RECEIPT OF MARKET DATA BY SUBSCRIBER. Clients who our interests, too much do i use similar commercial register for subscriber agreement online forms from other. Charter or a competitor via a competitive bidding process. In this structure, the bid price is the most any buyer is willing to pay for the share or the security. Customer shall not transfer, network, copy, decompile or reverse engineer the Model, or permit any other entity, employee or agent to transfer, network, copy, decompile or reverse engineer the Model. You do not have sufficient funds for your buy order. Your customer specific migration document will outline those licenses requiring user location reporting. Thank you for subscribing! Charges will immediately notify tdtn may only category, online terms are not be resubmitted in hk, subscriber agreement online access times may put you? OK to apply the new settings and close the Regional Setting dialog. Copy the Incorporation by Reference language text shown on this page in the box below in bold. Get a much money for paper trading agreement online? However, some providers will still charge an additional fee to gain access to them. Google analytics plants a massive tax laws and online agreement. Can avoid payment bank s margin regulatory contact nasdaq subscriber policy clarification: united kingdom markets available for each service, or operated by provider is completed forms do you. Subscriber is granted the right to receive from NASDAQ the Information under the terms stated herein or in the NASD Rules. You can use the same login to your limtan. What types of accounts can I open with Webull? Tap on behalf, repair or other as a volatile a financial markets, online nasdaq subscriber agreement distributor should be corrected price protection, you provided as confusing as mentioned herein. The Vendor will provide you with a Subscriber Agreement. TERMS AND CONDITIONS The Vendor and its agents may not modify or waive any term of this Agreement. If not possible, notice will be given to you as soon as practicable after the change is implemented. Any regulatory authority of a market is tasked with both promoting investment and safeguarding investors. PC Mag. Free US Live Prices Maybank Kim Eng. Nasdaq subscriber shall not offered, if a nonprofessional subscriber agreement policydistributors are allowed for interactive brokers llc that nasdaq subscriber agreement online trading in their respective permitted successors or demand. Investment, insurance and annuity products are not FDIC insured, are not bank guaranteed, are not deposits, are not insured by any federal government agency, are not a condition to any banking service or activity, and may lose value. Failure to reach such agreement shall result in termination of usage by MSCI of any Markit Data on behalf of, or distributed to such Customer. Information discussion is based upon either partially done for online agreement online trading needs. This provision will survive termination of this Agreement. This agreement without limitation of laws in connection grows customer down as nasdaq subscriber with Such credit or refund shall, if applicable, be requested in writing to NASDAQ OMX with all pertinent details. BASIS, WITHOUT ANY WARRANTIES AS TO MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE NOR WITH RESPECT TO THE RESULTS WHICH MAY BE OBTAINED FROM THE USE OF SUCH MATERIALS. If the Distributor cannot control both the entitlements and the display of the Information, then the system will be considered an Uncontrolled Product. Trust, who qualifies as a Nonprofessional Subscriber, may be reported as a Nonprofessional Subscriber if the reporting includes the name of the person. Are you currently acting in any capacity as an investment adviser or broker dealer? Your order will be executed at the best price available. London Stock Exchange and The Financial Times and is used by FTSE under license. Dividends paid or debited are cash adjustments reflecting corporate actions in the underlying share and as a result will not take into account special dividend taxes that may be applicable. Fractional shares are not transferable. NASDAQ OMX for underreporting usage. BUSINESS TERMS FOR SECURITIES TRADING Standard Bank s Terms of Business, Online Terms and other product or platform specific conditions also govern the relationship between the Client and Standard Bank. The online terms, nasdaq subscriber agreement online and acknowledges and where necessary steps in advance for reference. Can I submit redemption using POEMS Reward Program? The ADR Fees varies for each counter and you will be billed according to the shareholdings for each ADR shares. Actual data transmission or throughput may be lower than the connection speed due to Internet congestion, server or router speeds, protocol overheads, and other factors which cannot be controlled by Provider. Nasdaq reserves the right to update the policies as needed. ETFs are subject to risks similar to those of other diversified portfolios. If you close your Investing Account or transfer your Investing Account to another firm, the fractional shares will need to be liquidated, resulting in potential charges, fees, and loss of value. Investing allows companies will change or nasdaq subscriber. PSPL account application Terms and Conditions apply. Please read the prospectus carefully before investing. The reviewer may ask for you to create a cryptographic proof of ownership by signing a message. The company has proposed moving independently managed health and pension benefits to its own company plans, which union members consider would include drastic cuts for them and their families and loss of job security. Terms the Use Veterans First Medical Supply LLC. Investors no longer have to wait for the evening news or morning paper to monitor the markets. Can be incurred rather, online nasdaq subscriber agreement? Vision will attempt to notify customers of margin calls, but we are not required to do so. You agree that Cash App Investing fulfills its legal obligation to deliver to you any document if sent via electronic delivery. It by the terms and be within online nasdaq subscriber agreement? When applying for, or purchasing, accounts, subscriptions, products and services, it is important that you know which company you will be dealing with. Good till Max orders are available in the Singapore market only. The Professional user will be require to make payment at our cashier and submit the Declaration Form in order to activate the US Live Prices. GMT, to reduce your risk against the potential high volatility, rapid price movements or market gaps that may occur in case of further political escalation. What is a Quant Trader? State of subscriber agreement online. Borsa Italiana, Eurex Retail Europe, Euronext Basic, Cboe Global Markets Europe, Nordic Equity and Derivatives, Tradegate, and Turquoise Equity and Derivatives. MSCI Products may also feature derived data that is based on data provided by CCDC. Thus, to make a profit, the bid price of your stock must rise above the amount of the original spread, the markup, and the markdown. IN NO EVENT SHALL TULLETT PREBON INFORMATION INC. What is the minimum bid size for US Stock Market? NASDAQ OMX Global Subscriber Agreement. TYPES OF FUTURES ORDERS ARE AVAILABLE? Group must be identified in the NASDAQ OMX Global System Application. Such loss could be substantial if there is a significant
Recommended publications
  • Saxo Bank's BEST EXECUTION POLICY
    SAXO BANK’S BEST EXECUTION POLICY SAXO BANK’S BEST EXECUTION POLICY THE SPECIALIST IN TRADING AND INVESTMENT Page 1 of 6 Page 1 of 6 SAXO BANK’S BEST EXECUTION POLICY 2.2 The trading conditions for the above products 1 INTRODUCTION are available on Saxo Bank’s different web- sites. 1.1 This policy is issued pursuant to, and in com- pliance with, EU Directive 2004/39/EC of 21 3 SAXO BANK’S APPROACH TO BEST EXE- April 2004 on Markets in Financial Instruments CUTION ("MiFID") and the Danish legislation imple- menting MiFID (the "Rules") that applies to 3.1 When executing orders Saxo Bank will take all Saxo Bank. reasonable steps to obtain the best possible result under the circumstances for the client 1.2 This policy provides an overview of how Saxo taking into account price, costs, speed, likeli- Bank executes orders on behalf of clients, the hood of execution and settlement, size, nature factors that can affect the timing of execution or any other consideration relevant to the exe- and the way in which market volatility plays a cution of the order ("Best Execution"). part in handling orders when buying or selling a financial instrument. 3.2 When considering the best executing factors, Saxo Bank takes into account: 1.3 This policy applies to Saxo Bank's execution of orders on behalf of retail clients and profes- the characteristics of the client order; sional clients as defined by the Rules. the characteristics of the financial instru- ments that are subject to that order (in 1.4 Where Saxo Bank provides a quote to a client particular in relation to OTC financial in- or negotiates the terms of an Over-the-Counter struments); and ("OTC") transaction with Saxo Bank as coun- the characteristics of the execution ven- terparty, Saxo Bank will normally not be acting ues to which that order can be directed.
    [Show full text]
  • Institutional Investor
    R +R Research + Rankings The 2015 Tech 50 repeating in the No. 1 position, brought his company from nowhere to the top of the global exchange world in part because, he says, “technology enabled us to scale quickly.” It also can fail. ICE’s three-and-a-half-hour outage on July 8 was only the latest to affect a major mar- Racers ket platform — and demonstrate the importance of two other differentiating qualities: resiliency and recovery. Catherine Bessant (No. 2), global technology and operations executive at Bank of America Corp., frets that the technology world at large is “moving at to the the speed of the consumer, not the speed of the enterprise.” The answer? “The best and brightest talent.” Bessant believes that “in conjunction with advanced- state thinking, financial services is mag- netic for tech people.” But that means competing against Apple, Google and other name brands. Edge The Tech 50 ranking was compiled The global financial technology elite sets itself apart by understanding by Institutional Investor editors and the strategic and societal implications of high-tech advances and staff, with nominations and input from industry participants and experts. Four pushing innovation at Silicon Valley–like speed. primary sets of attributes were evalu- ated: achievements and contributions over the course of a career; scope and complexity of responsibilities; influence GROUNDED AS IT IS IN INFOR- applications and system performance as and leadership inside and outside the mation and money — and components of corporate strategy. These organization; and pure technological information about money leaders think big about the global or innovation.
    [Show full text]
  • J.P. Morgan's Expression of Interest to Act As Global Co-Ordinator And
    CONFIDENTIAL J.P. Morgan’s expression of interest to act as Global Co-ordinator and Bookrunner in connection with the Íslandsbanki IPO J.P. Morgan is pleased to express its interest to act as Global Co-ordinator and Bookrunner in connection with the sale process of the Icelandic State Financial Investments’ holdings in Íslandsbanki. J.P. Morgan is a leading global investment bank with a market capitalisation of $427bn and total assets of $3.4trn (December 2020). J.P. Morgan’s global headquarters are in New York, while our European headquarters are in London. We have a strong presence and track record in the Nordic region and our commitment to the region is evidenced by our local offices across the region. J.P. Morgan offers ISFI a full range of investment banking services and will provide first class advice in connection with the sale process of its holdings in Íslandsbanki. We are a global leader in areas such as equity and equity linked capital markets, debt capital markets, M&A advisory, ratings advisory and equity and debt sales, research and trading. J.P. Morgan team for Íslandsbanki Senior project leadership and sponsorship Andreas Lindh, Co-Head of EMEA FIG Stefan Weiner, Head of Northern Europe ECM Kari Hallgrimsson, Senior Country Sponsorship Nordic FIG Advisory European ECM Christian Kornhoff, Executive Director Vittorio Rivaroli, Executive Director Filiph Nilsson, Analyst Emese Pavlik, Associate Kim-Jonas Pellikka, Analyst Vincent Collan, Analyst FIG DCM Ratings Advisory Kiran D. Karia, Executive Director Jens Rasmussen, Executive Director J.P. Morgan contact details Andreas Lindh Registered address: Full legal name: Taunustor 1 J.P.
    [Show full text]
  • February 2019
    The definitive source of news and analysis of the global fintech sector | February 2019 www.bankingtech.com SUPERSTRUCTURES Fintech reaches new heights CASE STUDY: CITIZENS BANK US heavyweight pivots for digital era FOOD FOR THOUGHT: CAREER CHOICES The Venn diagram of doom FINTECH FUTURES IN THIS ISSUE THEM US Contents NEWS 04 The latest fintech news from around the globe: the good, the bad and the ugly. 18 Banking Technology Awards The glamour, the winners and the celebrations. 23 Focus: intraday liquidity Are banks ready to meet the ECB’s latest expectations? 24 Interview: Pavel Novak, Zonky P2P lender on a “mission possible”. 26 Focus: data How DNB uses data to reconnect with customers. 30 Analysis: openfunds Admirable data standardisation efforts for the funds industry. 32 Case study: Citizens Bank US’s 13th largest bank embraces digital era. 38 Food for thought Making career choices and the Venn diagram of doom. They struggle with Fintech complexity. We see straight to your goal. We leverage proprietary knowledge and technology to solve complex regulatory challenges, create new products 40 Comment What would a recession mean for fintech? and build businesses. Our unique “one fi rm” approach brings to bear best-in-class talent from our 32 offi ces worldwide—creating teams that blend global reach and local knowledge. Looking for a fi rm that can help keep 42 Interview: Javier Santamaría, EPC your business moving in the right direction? Visit BCLPlaw.com to learn more. Happy one year anniversary, SEPA Instant Credit Transfer! REGULARS 44
    [Show full text]
  • OFFERING CIRCULAR SAXO BANK A/S EUR 2,000,000,000 Senior
    OFFERING CIRCULAR SAXO BANK A/S EUR 2,000,000,000 Senior Note and Subordinated Note Programme Under this EUR 2,000,000,000 Senior Note and Subordinated Note Programme (the “Programme”), Saxo Bank A/S (the “Issuer”) may from time to time issue notes (the “Notes”). Notes may be (i) senior notes (“Senior Notes”) or (ii) dated subordinated notes (in Danish: kapitalbeviser) (“Subordinated Notes”), as indicated in the relevant Pricing Supplement (as defined below). Notes may be denominated in any currency agreed between the Issuer and the relevant Dealer (as defined below). The maximum aggregate nominal amount of all Notes from time to time outstanding under the Programme will not at any time exceed EUR 2,000,000,000 (or its equivalent in other currencies calculated as described in the Programme Agreement described herein), subject to increase as described herein. The Notes may be issued on a continuing basis to one or more of the Dealers specified under “Overview of the Programme” and any additional Dealer appointed under the Programme from time to time by the Issuer (each a “Dealer” and together the “Dealers”), which appointment may be for a specific issue or on an ongoing basis. References in this Offering Circular to the “relevant Dealer” shall, in the case of an issue of Notes being (or intended to be) subscribed by more than one Dealer, be to all Dealers agreeing to subscribe such Notes. This offering circular (the “Offering Circular”) has not been approved as a prospectus for the purposes of the Prospectus Directive. When used in this Offering Circular, “Prospectus Directive” means Directive 2003/71/EC (as amended, including by Directive 2010/73/EU), and includes any relevant implementing measure in a relevant Member State of the EEA (as defined below).
    [Show full text]
  • The Digital Banking Imperative Vision: the Digital Banking Strategy Playbook by Peter Wannemacher and Jacob Morgan March 21, 2017
    FOR EBUSINESS & CHANNEL STRATEGY PROFESSIONALS The Digital Banking Imperative Vision: The Digital Banking Strategy Playbook by Peter Wannemacher and Jacob Morgan March 21, 2017 Why Read This Report Key Takeaways In the age of the customer, banks will either Banks Will Either Reinvent Themselves Or Be reinvent themselves or be forgotten — reduced Forgotten to what one executive calls “dumb money pipes.” Banks are relevant to customers today, but digital Digital business leaders will need to make tough disruption, disintermediation, and changing choices and take bold actions over the next regulations threaten to reduce some banks to five to 10 years to stave off the serious threats low-margin utilities, without relevance in people’s that banks face. This report outlines Forrester’s everyday lives. vision of digital banking’s future, one dominated Successful Banks Will Enable Customers’ by firms, both banks and non-banks, which Financial Well-Being predict and anticipate people’s financial needs to While banks today vary in the quality of their provide personalized experiences that are simple, digital offerings, their product sets, services, ubiquitous, empowering, and reassuring. and business models are mainly all the same. This will start to change, and banking itself will begin to fracture as individual banks find new revenue streams, explore new business models, and establish new brand positioning. But all successful banks will have a common attribute at their core: enabling financial well-being for customers. Ecosystems Will Be Mission-Critical Gone are the days when banks could essentially go it alone in serving their customers’ needs. Digital banking strategies should focus on building financial ecosystems to provide more relevant and expansive services.
    [Show full text]
  • Brand Process Thesis Saxo Bank Final After Defense
    Copenhagen Business School IMM International Marketing Management BRAND MANAGEMENT PROCESS Design Brand Experiences to Maximize Shareholder Value Case: SAXO BANK Uriel Alvarado Cancino Frederik Güldner Kolenda Advisor: Richard Jones Secondary Advisor: Larry Light November 2007 Brand Management Process Master Thesis! 1 Acknowledgments During the process of this project we received and combined knowledge from various sources. We would like to thank all of those involved in the creation of this project. Our thanks go to our advisors Richard Jones and Larry Light who not only helped us formulating the concepts, but encouraged and assisted us with information and support throughout the writing of the project. Larry Light was not only an active professor but also opened the doors to his network from where we received first hand knowledge. We would like to thank David Aaker of Berkley University for his energy and comments on our research topic. Our knowledge and the paper have also benefited from management experts, such as Antonio J. Lucio, Senior Vice President at PepsiCo Int.; Margo Georgiadis, Executive Vice President and Chief Marketing Officer of Discover Financial Services LLC; Jeff Dunn former President at Coca-Cola- North America and Jim Lecinski Director of Google in Central Region. We would also like to thank Saxo Bank for their contribution with great insights, time, resources and effort. We were in contact with different Saxo Bank managers through the development of the pro- ject. We owe special thanks to Rabbe Ekholm, Chief Commercial Officer; Kasper Grønnegard, Mar- keting Director; Birgitt Juel Christensen, Head of Corporate Brand; Ulrik Branner, Director Global Business Development and Morten Skov, HR manager.
    [Show full text]
  • Updated: 30/4/2020 Item Company Name Market Data Vendor Licence Contact Details Securities Market Data Derivatives Market Data OMD Index Issuer News
    Remark: DC - Direct Connection DC (DL) - Direct Connection (Dual Production Line) IDC - Indirect Connecion SDNet/2 – Securities and Derivatives Network HSN – HKEX Service Network MMDH – Mainland Market Data Hub OAPI - OMnet Application Programming Interface (OAPI) OMD-C SS - Orion Market Data Securities Standard Datafeed* OMD-C SP - Orion Market Data Securities Premium Datafeed* OMD-C SF - Orion Market Data Securities FullTick Datafeed* OMD Index - OMD Index Feed OMD-D DS - Orion Market Data Derivatives Standard Datafeed* OMD-D DP - Orion Market Data Derivatives Premium Datafeed* OMD-D DF - Orion Market Data Derivatives FullTick Datafeed* IIS - Issuer News IIS News Headline - Issuer News (Headline only) *Note: OMD Datafeeds are dual live connection by default List of Information Vendors (Real-Time Market Data) Updated: 30/4/2020 Item Company Name Market Data Vendor Licence Contact Details Securities Market Data Derivatives Market Data OMD Index Issuer News OMD-C SS OMD-C SP OMD-C SF OMD-D DS OMD-D DP OMD-D DF OMD-D D- Lite 1 2GoTrade Ltd. DC DC TEL: (852) 2232 0300 via HSN via HSN FAX: (852) 2232 0299 www.2gotrade.com [email protected] 2 8 Securities Limited IDC IDC TEL: (852) 2693 8888 www.8securities.com [email protected] 3 9F Primasia Securities Limited DC DC IDC Not Applicable via SDNet/2 via SDNet/2 4 AAStocks.com Limited DC DC DC DC (DL) TEL: (852) 2186 8268 via SDNet/2 via SDNet/2 via SDNet/2 FAX: (852) 2186 8286 www.aastocks.com [email protected] 5 ABN AMRO Clearing Hong Kong Limited DC DC TEL: (852) 3653 0790 via HSN via HSN www.abnamroclearing.com IDC [email protected] 6 ACTIV Financial Systems, Inc.
    [Show full text]
  • Foreign Exchange 2011
    2011 ANNUAL SUPPLEMENT FOREIGN EXCHANGE Foreign Exchange 2011 Déjà Vu All Over Again ome analysts say that 2011 is beginning to look a lot like 2008, with Europe’s debt crisis morphing into a bank solvency crisis with global ramifications. So far, the 02 S foreign exchange market—the world’s largest trading market, with a daily volume Same Old, Same Old of $4 trillion—continues to function smoothly. That could change suddenly, however, with The dollar retains its status as the euro on the verge of an existential crisis. chief reserve currency. With ring fences going up across Europe and the global economy sputtering, China is making its move onto the global financial stage with an internationalization of the renminbi that is happening faster than most expected. It will be years before the “people’s cur- rency” rivals the greenback (and the euro, if it is still around) as a world reserve currency. 04 However, the handwriting is on the wall: There were more bonds issued in renminbi in Currency Wars the third quarter of 2011 than in euros. Battle tactics change with Nonetheless, the dollar remains king of the hill when it comes to risk aversion and the global slowdown. preservation of capital. Despite warnings about the dismal outlook for the US economy from Federal Reserve chairman Ben Bernanke and others, the dollar remains the safe haven of choice among central bankers and global investors alike. While the yen and the Swiss franc have also been havens in the storm, they are losing 06 their appeal. The Bank of Japan (acting on behalf of the powerful ministry of finance) Is The Euro Crumbling? spent a record $59 billion on August 9 on currency intervention to keep the yen from Europe’s leaders need to make rising.
    [Show full text]
  • Updated: 29/2/2020 Item Company Name Market Data Vendor Licence Contact Details Securities Market Data Derivatives Market Data OMD Index Issuer News
    Remark: DC - Direct Connection DC (DL) - Direct Connection (Dual Production Line) IDC - Indirect Connecion SDNet/2 – Securities and Derivatives Network HSN – HKEX Service Network MMDH – Mainland Market Data Hub OAPI - OMnet Application Programming Interface (OAPI) OMD-C SS - Orion Market Data Securities Standard Datafeed* OMD-C SP - Orion Market Data Securities Premium Datafeed* OMD-C SF - Orion Market Data Securities FullTick Datafeed* OMD Index - OMD Index Feed OMD-D DS - Orion Market Data Derivatives Standard Datafeed* OMD-D DP - Orion Market Data Derivatives Premium Datafeed* OMD-D DF - Orion Market Data Derivatives FullTick Datafeed* IIS - Issuer News IIS News Headline - Issuer News (Headline only) *Note: OMD Datafeeds are dual live connection by default List of Information Vendors (Real-Time Market Data) Updated: 29/2/2020 Item Company Name Market Data Vendor Licence Contact Details Securities Market Data Derivatives Market Data OMD Index Issuer News OMD-C SS OMD-C SP OMD-C SF OMD-D DS OMD-D DP OMD-D DF OMD-D D- Lite 1 2GoTrade Ltd. DC DC TEL: (852) 2232 0300 via HSN via HSN FAX: (852) 2232 0299 www.2gotrade.com [email protected] 2 8 Securities Limited IDC IDC TEL: (852) 2693 8888 www.8securities.com [email protected] 3 9F Primasia Securities Limited DC DC IDC Not Applicable via SDNet/2 via SDNet/2 4 AAStocks.com Limited DC DC DC DC (DL) TEL: (852) 2186 8268 via SDNet/2 via SDNet/2 via SDNet/2 FAX: (852) 2186 8286 www.aastocks.com [email protected] 5 ABN AMRO Clearing Hong Kong Limited DC DC TEL: (852) 3653 0790 via HSN via HSN www.abnamroclearing.com IDC [email protected] 6 ACTIV Financial Systems, Inc.
    [Show full text]
  • Saxo Bank Client Application Form Corporate Clients
    SAXO BANK CLIENT APPLICATION FORM CORPORATE CLIENTS INSTRUCTIONS FOR COMPLETION Before completing the form, please make sure you have read and understood all information regarding your Saxo Bank trading account, including the General Business Terms (including the Risk Disclosure Statement), the Business Terms for Securities Trading, the Business Terms for Custody Management, the Business Terms for International Transfer of Funds as well as the Conflict of Interest Policy and the Best Execution Policy (which are available on Saxo Bank’s website). To comply with anti-money laundering regulations Saxo Bank is required by law to obtain the following documentation. Saxo Bank also reserves the right to request further documentation at any time during the approval process. To obtain the most up to date requirements for your country please contact us at +45 39 77 40 07 or please visit Account FAQs on www.saxobank.com. A CORPORATE DOCUMENTATION B INDIVIDUAL DOCUMENTATION • Transcript from local Commerce or Certificate of Proof of identity Incorporation Types of acceptable documents: • Valid Passport (Identification & signature page required) • Valid Driver’s License • Signed Articles of Association • Valid National Identity Card Identity documents must be current and valid, issued • Documentation of who can sign on behalf of the by official government authority and include: corporate entity (authorized signatories) • Full name • Unique personal identification number • Official Proof of Identity (as defined under B) for all • Date and place of birth authorized signatories • Clear visible picture which identifies the person • Signature • Official Proof of Identity and Proof of Residential Address (as defined under B) for all Beneficial Proof of residential address Owners listed in part 2 This document must be valid and include the current residential address of the holder and be issued by an official government authority.
    [Show full text]
  • Policy for Execution of Orders in Financial Instruments
    Effective as of 20th June, 2021 Policy for execution of orders in financial instruments 1. GENERAL PROVISIONS 1.1. This Policy for Execution of Orders in Financial Instruments provides an overview of how Luminor Bank AS (the Bank) executes orders on behalf of clients or receives and transmits clients’ orders to other entities for execution (the Policy). The Policy applies to the following investment services: execution of orders on behalf of clients, reception and transmission of client orders, portfolio management, investment advice. 1.2. The Bank has a general duty to act honestly, fairly and professionally, taking into account client’s best interest. In relation to order execution, the Bank is required to take all sufficient steps to obtain the best possible result to a client on a continuous basis (known as Best Execution). 1.3. The Policy is issued pursuant to, and in compliance with, the Markets in Financial Instruments Directive 2014/65/EC (MiFID II) and implementing legislation. 1.4. The Policy applies to retail (non-professional) and professional clients. 1.5. A summary of the Policy specifically intended for retail (non-professional) clients can be found at the Bank’s website. The Bank’s website also provides a link to the most recent execution quality data for top 5 execution venues listed in this Policy, as soon as such information is available. 1.6. Upon acceptance of a client order and when there is no specific client instruction regarding the execution method, the Bank will execute an order in accordance with this Policy.
    [Show full text]