2016 USPTO Performance and Accountability Report
FINANCIAL AND RELATED HIGHLIGHTS (Dollars In Thousands) % Change For the year ended For the year ended 2016 over 2015 September 30, 2016 September 30, 2015 Fund Balance with Treasury (5.5%) $ 2,358,227 $ 2,494,267 Property, Plant, and Equipment, Net 24.2% 504,025 405,740 Other Assets 30.5% 31,212 23,916 Total Assets (1.0%) $ 2,893,464 $ 2,923,923 Deferred Revenue (6.5%) $ 960,398 $ 1,027,460 Accounts Payable (19.6%) 93,461 116,211 Accrued Payroll, Benefits, and Leave 10.8% 241,147 217,666 Other Liabilities (6.5%) 150,936 161,429 Total Liabilities (5.0%) $ 1,445,942 $ 1,522,766 Net Position 3.3% 1,447,522 1,401,157 Total Liabilities and Net Position (1.0%) $ 2,893,464 $ 2,923,923 Total Earned Revenue 1.9% $ 3,133,370 $ 3,074,001 Total Program Cost 3.5% (3,119,584) (3,012,833) Net Income from Operations (77.5%) $ 13,786 $ 61,168 Budgetary Resources Available for Spending (2.0%) $ 3,607,845 $ 3,680,438 Net Outlays 428.3% $ 122,253 $ 23,140 Federal Personnel 0.5% 12,725 12,667 On-Time Payments to Vendors 2.1% 99% 97% PERFORMANCE HIGHLIGHTS Performance Measures FY 2016 Target FY 2016 Actual Performance Results* Patent Average First Action Pendency (months) 14.8 16.2 Not Met Patent Average Total Pendency (months) 25.4 25.3 Met Trademark Average First Action Pendency (months) 2.5–3.5 3.1 Met Trademark Average Total Pendency (months) 12.0 9.8 Met Trademark First Action Compliance Rate 95.5% 97.1% Met Trademark Final Compliance Rate 97.0% 97.8% Met Exceptional Office Action 40.0% 45.4% Met Trademark Applications Processed Electronically 82.0% 84.8% Met Percentage of prioritized countries for which country teams have made progress on at least 75% of action steps in the country-specific action plans along the following dimensions: • Institutional improvements of intellectual property (IP) 75% 100% Met office administration for advancing IP rights, • Institutional improvements of IP enforcement entities, • Improvements in IP laws and regulations, and • Establishment of government-to-government cooperative mechanisms.
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