2021-0018-Policy-SEBI Order Issued Under Section 11B of The
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Participant Services Circular Circular No.: NSDL/POLICY/2021/0018 February 26, 2021 Subject: SEBI Order issued under Section 11B of the Securities and Exchange Board of India Act, 1992. Attention of Participants is invited to the following Order passed by SEBI restraining and prohibiting the following entities from accessing the securities market from buying, selling or otherwise dealing in securities, directly or indirectly, in any manner whatsoever, and restrained persons mentioned below (Sr. No. 2, 3, 4 & 5) from being associated with any intermediary registered with SEBI for the specified period:- Sr Name PAN Order Date Address Period No. detail 1 R B Hasnabad, 24 Parganas, Hasnabad, West Bengal – Horticulture 743426. 4 years and Animal - & 48/2 DumDum Road from date Project Kolkata – 700074 of Limited completion 2 Mr. Ranjit Village – Amalni, P.O. of refunds Kumar Hasnabad, P.S. Hasnabad - to investors Baidya 24, Pgs (N), Hasnabad, West Bengal - 743426 3 Mr. Sujit Vill – Hasnabad (Devi WTM/MPB/ Baidya More), P.O. Hasnabad, EFD-1- 02-02- - P.S. Hasnabad 24, DRA- 2021 Parganas (N), Hasnabad, IV/172/2021 West Bengal – 743435 4 Ms. W/o Ranjit Kumar Baidya 4 years Village – Amalni, P.O. Swapna from the Hasnabad, P.S. Hasnabad Baidya - date of 24, Pgs (N), Hasnabad, SEBI order West Bengal – 743426 5 Mr. ALVPB8642D Vill + P.O. Hasnabad, Koushik P.S. Hasnabad 24, Baidya Parganas (N), Hasnabad, West Bengal - 743426 National Securities Depository Limited 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai – 400 013, India Tel.: 91-22-2499 4200 | Fax: 91-22-2497 6351 | Email: [email protected] | Web: www.nsdl.co.in Corporate Identity Number: U74120MH2012PLC230380 Participant Services Circular Copy of the aforementioned SEBI order is enclosed. Participants are requested to take note of the same and ensure compliance. For and on behalf of National Securities Depository Limited Chirag Shah Senior Manager Enclosed: One FORTHCOMING COMPLIANCE Particulars Deadline Manner of sending Reference Investor Grievance Report (Monthly) By 10th of the Through e-PASS Circular No. NSDL/POLICY/2015/0096 dated October 29, 2015 following month. .