Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278E)
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Nominee Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Shanahan, Patrick Michael Deputy Secretary of Defense, Department of Defense Other Federal Government Positions Held During the Preceding 12 Months: None Names of Congressional Committees Considering Nomination: ● Committee on Armed Services Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Shanahan, Patrick Michael [electronically signed on 04/08/2017 by Shanahan, Patrick Michael in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Vetter, Ruth, Certifying Official [electronically signed on 06/08/2017 by Vetter, Ruth in Integrity.gov] Other review conducted by /s/ Vetter, Ruth, Ethics Official [electronically signed on 06/08/2017 by Vetter, Ruth in Integrity.gov] U.S. Office of Government Ethics Certification /s/ Apol, David, Certifying Official [electronically signed on 06/08/2017 by Apol, David in Integrity.gov] 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION POSITION HELD FROM TO TYPE 1 The Boeing Company Chicago, Illinois Corporation Senior Vice 3/1986 Present President 2 The University of Washington Seattle, University/Colle Officer, Board of 1/2012 Present Washington ge Regents 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 The Boeing Company N/A Salary and $1,419,864 Bonus 2 The Boeing Company - Awards 2.1 Annual Incentive Award for 2017 N/A $100,001 - None (or less (anticipated) $250,000 than $201) 2.2 Performance Awards (received) N/A Cash $1,449,925 Performance Award 2.3 Cash Performance Award (anticipated) N/A $500,001 - None (or less $1,000,000 than $201) 3 The Boeing Company - Restricted Stock Units 3.1 Career Shares - Deferred Restricted Stock N/A $1,000,001 - None (or less Units (unvested) $5,000,000 than $201) 3.2 Restricted Stock Unit Awards (unvested) N/A $250,001 - None (or less $500,000 than $201) 3.3 Supplemental Restricted Stock Units Grant N/A $1,000,001 - None (or less (unvested) $5,000,000 than $201) 3.4 Performance Based Restricted Stock Units N/A $250,001 - None (or less (unvested) $500,000 than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 3.5 Restricted Stock Units (vested) N/A $500,001 - None (or less $1,000,000 than $201) 3.6 Performance Based Restricted Stock Units N/A $250,001 - None (or less (vested) $500,000 than $201) 4 The Boeing Company - Vested Stock Options N/A $1,000,001 - None (or less $5,000,000 than $201) 5 The Boeing Company - Defined Benefit N/A None (or less Pension Value Plan (value not readily than $201) ascertainable): eligible for $7,131/mo. at age 55 6 The Boeing Company - Defined Benefit N/A None (or less Supplemental Executive Retirement Plan than $201) (value not readily ascertainable): eligible for $25,556/mo at age 55 7 The Boeing Company Voluntary Investment No Plan 401(K) 7.1 The Boeing Stock Fund See Endnote No $15,001 - Dividends $1,001 - $2,500 $50,000 7.2 Russell 2000 Index Fund Yes $50,001 - $1,001 - $2,500 $100,000 7.3 US Large Companies Fund Yes $250,001 - $5,001 - $15,000 $500,000 7.4 International Index Fund See Endnote Yes $100,001 - $2,501 - $5,000 $250,000 7.5 S&P 500 Index Fund Yes $15,001 - $201 - $1,000 $50,000 8 The Boeing Company Deferred N/A Compensation Plan 8.1 The Boeing Stock Fund See Endnote No $100,001 - Dividends $5,001 - $15,000 $250,000 9 The Boeing Company Supplemental Benefit No Plan 9.1 Fixed Interest Credit Fund N/A $250,001 - Interest $15,001 - $500,000 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 9.2 International Index Fund Yes $15,001 - $201 - $1,000 $50,000 10 The Boeing Company - payout of accrued No $100,001 - None (or less vacation (anticipated) $250,000 than $201) 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 The Boeing Company (Pension) Chicago, Illinois I will continue to participate in the Defined Benefit 3/1986 Pension Value Plan and Defined Benefit Supplemental Executive Retirement Plan. 2 The Boeing Company (health insurance, life Chicago, Illinois Pursuant to company policy, I will retain health 3/1986 insurance, charitable matching insurance coverage, charitable matching contributions, tax preparation services) contributions for life, term life insurance coverage for life, and tax preparation services for the 2017 tax year. 3 The Boeing Company (accrued vacation) Chicago, Illinois Pursuant to company policy, I will receive a lump sum 3/1986 payment of accrued vacation time. Pursuant to my separation agreement, this payment will be paid upon my separation from the company. 4 The Boeing Company (awards) Chicago, Illinois Pursuant to company policy, I will receive a 3/1986 performance-based "Annual Incentive Award" and a "Performance Award" for services rendered up to the date of my departure from the company. Pursuant to my separation agreement, these awards will be paid within 30 days of my separation from the company. 5 The Boeing Company (Deferred Chicago, Illinois Pursuant to company policy, I will receive lump sum 3/1986 Compenstion and Supplemental Benefits payments of my Deferred Compensation Plan and Plans) Supplemental Benefit Plan. Pursuant to my separation agreement, these lump sum payments will be made within 30 days of my separation from the company. 6 The Boeing Company (stock options) Chicago, Illinois Pursuant to company policy, I will retain my vested 3/1986 stock options upon separation. # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 7 The Boeing Company (Career Share Chicago, Illinois Pursuant to company policy, my unvested Career 3/1986 Restricted Stock Units) Share Restricted Stock Units will vest in full and be paid within 30 days of my separation from the company. 8 The Boeing Company (Supplemental RSU Chicago, Illinois Pursuant to company policy, unvested stock in my 3/1986 Grant) Supplemental Restricted Stock Unit Grant will vest in full upon my separation from the company. Pursuant to my separation agreement, these RSUs will be paid within 30 days of my separation from the company. 9 The Boeing Company (Performance Based Chicago, Illinois Pursuant to company policy, unvested Performance 3/1986 RSUs) Based Restricted Stock Units will vest pro rata based on service time upon my separation from the company. Pursuant to my separation agreement, these RSUs will be paid within 30 days of my separation from the company. 10 The Boeing Company (Voluntary Investment Chicago, Illinois I will continue to participate in the Voluntary 3/1986 Plan 401(k)) Investment Plan defined contribution plan. The plan sponsor will not make further contributions after my separation from the company. 11 The Boeing Company (unvested Restricted Chicago, Illinois Pursuant to company policy, my unvested Restricted 3/1986 Stock Unit awards) Stock Unit awards will vest pro rata based on service time and be paid within 30 days of my separation from the company. 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 The Boeing Company Chicago, Illinois Oversight of the Company's manufacturing operations and supplier management functions. 5. Spouse's Employment Assets & Income and Retirement Accounts None 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 US Credit Union Checking Account N/A $500,001 - Interest $1,001 - $2,500 $1,000,000 2 Accenture (ACN) N/A $1,001 - $15,000 None (or less than $201) 3 DBS Group (DBSDY) N/A $1,001 - $15,000 None (or less than $201) 4 Anheueser-Busch ADR (BUD) N/A $1,001 - $15,000 Dividends $201 - $1,000 5 Aon (AON) N/A $1,001 - $15,000 None (or less than $201) 6 Ashtead Group ADR (ASHTY) N/A $1,001 - $15,000 None (or less than $201) 7 Assa Abloy ADR (ASAZY) N/A $1,001 - $15,000 None (or less than $201) 8 Assocd Brit Foods ADR (ASBFY) N/A $1,001 - $15,000 None (or less than $201) 9 Banca Mediolanum ADR (BNCDY) N/A $1,001 - $15,000 None (or less than $201) 10 BHP Billiton (BHP) N/A $1,001 - $15,000 None (or less than $201) 11 British American Tobacco ADR (BTI) N/A $1,001 - $15,000 Dividends $201 - $1,000 Capital Gains 12 Canadian National Railway (CNI) N/A $1,001 - $15,000 None (or less than $201) 13 Oklahoma State, Bond N/A $15,001 - None (or less $50,000 than $201) 14 Carlsberg ADR (CABGY) N/A $1,001 - $15,000 None (or less than $201) 15 US Brokerage Money Market Account (cash) N/A $1,001 - $15,000 None (or less #1 than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 16 Compass Group ADR (CMPGY) N/A $1,001 - $15,000 None (or less than $201) 17 Continental AG ADR (CTTAY) N/A $1,001 - $15,000 None (or less than $201) 18 Daiwa House ADR (DWAHY) N/A $1,001 - $15,000 None (or less than $201) 19 Fanuc Corporation ADR (FANUY) N/A $1,001 - $15,000 None (or less than $201) 20 Fresenius SE&KGAA ADR (FSNUY) N/A $1,001 - $15,000 None (or less than $201) 21 Medtronic (MDT) N/A $1,001 - $15,000 None (or less than $201) 22 Informa ADR (IFJPY) N/A $1,001 - $15,000 None (or less than $201) 23 Japan Tobacco ADR (JAPAY) N/A $1,001 - $15,000 None (or less than $201) 24 KBC Group ADR (KBCSY) N/A $1,001 - $15,000 None (or less than $201)