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FILTERED MODULES OVER DISCRETE VALUATION DOMAINS

Fred Richman ElbertA.Walker

FloridaAtlantic University New Mexico State University

Boca Raton FL 33431 Las Cruces NM 88003

Abstract. We consider a uni ed setting for studying lo cal valuated

groups and coset-valuated groups, emphasizing the asso ciated ltrations rather

than the values of elements. Stable exact sequences, pro jectives and injectives

are identi ed in the encompassing , and in the category corresp onding

to coset-valuated groups.

1. Introduction

Throughout, R will denote a discrete valuation domain with prime p, and module will

mean R-mo dule. In the motivating example, R is the ring of integers lo calized at a

prime p. In that case, a mo dule is simply an ab elian group for whichmultiplication

byanyinteger prime to p is an automorphism|a p-lo cal ab elian group. The inde-

comp osable, divisible, torsion mo dule Q=R, where Q is the quotient eld of R, will

1

. b e denoted by R

p

The notion of a valuated mo dule v-mo dule arises from considering a submo dule

A of a mo dule B , together with the height on B restricted to A. The

notion of a coset-valuated mo dule c-mo dule comes up when considering the quotient

mo dule B=A with a valuation related to the height function on B .Traditionally, [2],

[4], one sets

v b + A = sup fhtb + a+1 : a 2 Ag:

For nite ab elian p-groups, the v-group A tells all ab out how the subgroup A sits

0

inside the group B in the sense that if the subgroups A and A are isomorphic as v-

0

groups, then there is an automorphism of B taking A to A [6]. For isotyp e subgroups

A of simply presented p-groups B , the c-group B=A tells all ab out how A sits inside

B [4].

In this pap er we consider these two notions in terms of ltered mo dules, fo cusing

on the submo dules

B  =fb 2 B : vb  g

rather than on the valuations themselves. This has the virtue, if you are so inclined,

that the structure is de ned in terms of submo dules, not elements, so can b e dealt

with in purely categorical terms. Indep endent of that, or p ossibly b ecause of that,

many of the ideas take a more natural form when the valuations are suppressed. In 1

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 2

particular, the relationship b etween v-mo dules and c-mo dules app ears more natural,

and we are not forced to consider the somewhat arti cial traditional de nition of the

coset valuation.

We consider a category of ltered mo dules that includes b oth v-mo dules and

c-mo dules. Every ob ject in this category is b oth a quotient of a v-mo dule and a

submo dule of a c-mo dule. The stable exact sequences, the elements of Ext, are

identi ed in this category and in the category of c-mo dules, as are the pro jectives

and injectives.

2. Height

A general setting for height is a forest with a unique zero, whichwe will call simply a

forest. This consists of a set X together with a function  : X ! X such that  has

a unique p erio dic p oint, which is a xed p oint, called 0. In the motivating example,

X is a p-lo cal ab elian group, and x = px. The elements of a forest are often called

no des.Amap between two forests is a function f such that f x=f x for all

no des x.

If x = y , then wesay that y is the parent of x and that x is a child of y .If

n

 x = y , where n can b e 0, then wesay that x is an ancestor of y , and that y is

a descendant of x. A nonzero no de whose parent is 0 is called a ro ot,a childless

no de a leaf.

A subset S of a forest X is a subforest if S  S .IfS is a subforest of a forest

X , then so is S , the set of all parents of no des in S .For each ordinal de ne  S

inductively by

\

  S .  S =

<

T

+1

 S . In particular,  S =   S , and, if is a ordinal, then  S =

<

+1

If  X =  X , then  X =  X for each > . The length of X is the least

+1

such that  X =  X . A forest is torsion if for each x there is n such that

n

 x =0.Ifx is a no de in a forest, then the order,or exp onent,of x is the smallest

n

nonnegativeinteger n such that  x =0.Ifnosuch n exists, then x is said to have

in nite order.

A mo dule b ecomes a forest up on setting x = px|we forget all its structure

except multiplication by p. Conversely,ifX is a forest, then we can construct a

mo dule S X by taking the free mo dule on X mo dulo the submo dule generated by

fy px : y = xg:

Note that 0 in X b ecomes 0 in S X  b ecause 1 p is invertible. The S from

forests to mo dules is the left adjoint of the from the category of

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 3

mo dules to the category of forests. A mo dule isomorphic to some S X  is said to b e

simply presented.

As an example of a forest, whichwe will use later, consider the forest F con-

;n

structed from ordinals and n, where n  ! . A no de of the forest F is either

;n

nite, strictly increasing, string a a :::a of ordinals less than , or the symbol t ,

1 2 m k

where k  n is a nonnegativeinteger, and t is the empty string. The function  is

0

de ned by

 a a :::a  = a :::a if m  1,

1 2 m 2 m

 t  = t .

k

minn;k +1

Clearly F is a forest of length + n.If1 n

;n ;n

unique ro ot t and zero t .Ifn = ! , then F has no ro ots or zeros.

n1 n ;n

Related forests are F and F . The nonzero no des of F are x , with n a

1;1 1;! 1;1 n

nonnegativeinteger, satisfying x = 0 and x = x . This is a torsion forest,

0 n+1 n

1

. In F the nonzero no des x are indexed by and S F  is isomorphic to R

1;! n 1;1 p

the integers, and x = x throughout. The mo dule S F  is isomorphic to the

n+1 n 1;!

quotient eld of R.

+1 

Anode x in a forest X is said to have height if x 2  X n  X .Ifx 2  X ,

where  is the length of X , then x is said to have height 1. In F , the no de

;n

a a :::a k has height a ,ifm  1, and the no de k has height + k . The length of

1 2 m 1

F is +1+n.

;n

3. O-modules

We are interested in mo dules, and forests, with descending ltrations indexed by the

ordinals. For any index class I , not just the ordinals, wemay consider an I -mo dule

to b e a mo dule G together with a family of submo dules G  indexed by I . A map

f : A ! B of I -mo dules is a mo dule homomorphism such that f A   B   for

each in I .

The category of I -mo dules is preab elian:every map has a and a .

The kernel of a map f : B ! C of I -mo dules is A = fb 2 B : f a=0g with

A = A \ B  . It is easy to see that this is the categorical kernel, that is, if g is a

map from an I -mo dule into B such that fg = 0, then g factors uniquely through A.

f

A  B ! C

- " g



The cokernel of a map f : A ! B of I -mo dules is C = B=f A with C   equal to

the of B  in C . This is the categorical cokernel: if g is a map from B into

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 4

an I -mo dule such that gf = 0, then g factors uniquely through C .

f

A ! B ! C

 g .



If the class I has some structure, like the class of ordinals, wewould normally

want the family of submo dules G  to re ect that structure for example, to b e

a descending ltration in the case of ordinals. These conditions will b e relatively

harmless if whenever A and B are ob jects in the more restrictive category, and f :

A ! B is a map, then the kernel and cokernel of f in the larger category are in

the smaller one. Taking I to b e the ordinal numb ers, we put on three such harmless

restrictions.

An o-mo dule is a mo dule G with a family of submo dules G  indexed by the

ordinals such that

 If < , then G   G ,

 G0 = G,

 pG   G + 1.

In general we denote p G  by p G . Call such a family of submo dules an

T

O - ltration. Set G1= G . Wesay that G is value reduced if G1=0.

There is an ordinal  such that G=G1. The smallest such ordinal is called

the value length of G.

Note that wehave not referred to the additive structure of G, except that the

G  are submo dules. The same de nition go es through if G is a forest and the G 

are subforests. In this case we sp eak of an o-forest.Obviously an o-mo dule is an

o-forest. Moreover if F is an o-forest, then A = S F  b ecomes an o-mo dule if we let

A  b e the submo dule generated by F  , and S is the left adjoint of the forgetful

functor from o-mo dules to o-forests. The left adjoint prop ertysays that any o-forest

map from an o-forest F to an o-mo dule C extends uniquely to an o-mo dule map

S F  ! C .

If we put on two more conditions, wehavecharacterized the submo dules p G, the

height ltration.

T

G + 1 continuity, 1. G  

<

2. G +1  pG  divisibility.

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 5

Wesay that an ordinal is a limit ordinal if = sup f : < g, so a limit ordinal

is an ordinal with no immediate predecessor 0 is a limit ordinal. We mightaswell

restrict 1 to limit ordinals .For = 0 it says that G0 = G. An o-mo dule that

satis es 1 is called a valuated mo dule, one that satis es 2 is called a c-valuated

mo dule Hill and Megibb en [4]. We will use the shorter terminology v-mo dule and

c-mo dule. If an o-mo dule G is b oth a v-mo dule and a c-mo dule, then G =p G

and wesay that G is a mo dule with the natural height ltration, or an h-mo dule,

for emphasis.

Note again that the same de nitions can b e applied to o-forests, resulting in

de nitions of c-forests and v-forests.

The continuity and divisibility conditions are not harmless in the way that the

other three conditions are. The cokernel in the category of o-mo dules of a map

between two v-mo dules need not b e a v-mo dule, and the kernel in the category of

o-mo dules of a map b etween two c-mo dules need not b e a c-mo dule.

Finite Jordan-Holder length c-mo dules are h-mo dules, but nite length o-mo dules

need not b e v-mo dules. The idea of a c-mo dule was intro duced byFuchs in [1] as a

group with a coset valuation, whence the \c". He showed that every torsion c-group is

the quotient of a simply presented torsion group. Note that the data for a c-mo dule

A can b e provided by sp ecifying the submo dules A  only for a limit ordinal,

!

sub ject to the condition that A + !   p A .

If B is an h-mo dule and A is a submo dule of B , then A is an o-mo dule kernel

exactly when A is an isotyp e submo dule of B , that is, if p A = A \ p B for each

ordinal . Alternatively, the o-submo dule A of B is an isotyp e submo dule exactly

when A is a c-mo dule. That is b ecause A is already a v-mo dule, b eing a submo dule

of the v-mo dule B ,so A is a c-mo dule if and only if it is an h-mo dule|but b ecause

A is an o-submo dule of the mo dule B , this is the same as saying A is isotyp e.

The next theorem characterizes when a submo dule of a c-mo dule is a c-mo dule.

First a lemma isolating a familiar maneuver used with isotyp e subgroups. Here the

m n m n

usual convention is that p C [p ]= p C [p ].

f

Lemma1. Let m and n b e nonnegativeintegers, and A  B ! C a short exact

sequence of mo dules. Then the following conditions are equivalent.

m n n

1. p C [p ]  f B [p ],

m+n n

2. A \ p B  p A.

m+n m+n

Pro of. Supp ose 1 holds and let a 2 A \ p B . Then a = p b for b 2 B .

So

m m n n

f p b 2 p C [p ]  f B [p ]

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 6

m 0 0 n n m 0 n

whence p b b 2 A for some b 2 B [p ], so a = p p b b  2 p A.

m n m 0 0 m+n 0

Now supp ose 2 holds and c 2 p C [p ]. Then c = p c for c 2 C ,so p c =0.

0

Cho ose b so that f b=c . Then

m+n m+n n

p b 2 A \ p B  p A

m+n n n m m n

whence p b = p a for a 2 A.Sop p b a = 0 and c = f p b a 2 f B [p ].

We will use this lemma again later. For nowwe only need the case m =0.

f

Theorem 2. Let 0 ! A ! B ! C ! 0 b e an exact sequence of o-mo dules, where

B is a c-mo dule. Then the following are equivalent.

 A is a c-mo dule,

n n

 f B  [p ] = C  [p ] for each ordinal and nonnegativeinteger n,

 f B  [p] = C  [p] for each ordinal .

Pro of. If A is a c-mo dule, then

n n

A  \ p B  =A  \ B  + n=A + n=p A 

n n

so C  [p ]=f B  [p ] by the lemma. If f B  [p] = C  [p] for each ordinal

, then, by the lemma,

pA =A  \ pB  =A  \ B  +1= A +1

so A is a c-mo dule.

This is just the condition that B   maps purely onto C   for each .

A one-to-one map A ! B of o-mo dules is said to b e an emb edding if the inverse

image of B  isA  for each ordinal .Soevery kernel is an emb edding, and vice

versa. If A is a submo dule of a mo dule B , then the mo dule B=A is an o-mo dule

cokernel if and only if A is a nice submo dule of B .

It will b e convenienttointro duce the symbol , for each nonzero limit ordinal

, to serve as a predecessor to with the prop erties that < and < for any

ordinal < . Moreover|and this is the purp ose of the notation|we set

\

G = G  <

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 7

so the continuity condition is simply G =G  for any nonzero limit ordinal .

It will b e convenient to let G0 =G, which is reasonable for an emptyintersection,

even though we don't want or need a symb ol to precede 0. Finally,we set 1=

for a nonzero limit ordinal. So, for any ordinal >0wehave

\

G 1 = G :

<

A sequence 0 ! A ! B ! C ! 0 of o-mo dules is exact if 0 ! A  ! B   !

C   ! 0 is exact for all ordinals .Every short exact sequence o-mo dules is stable:

pushouts of kernels are kernels, and pullbacks of are cokernels. This is

exactly what is needed for the short exact sequence to represent an element of Ext

[5].

Theorem 3. In the category of I -mo dules, pushouts of kernels are kernels, and

pullbacks of cokernels are cokernels.

Pro of. Consider the pushout diagram

A  B

g  

0 0

A ! B

0

where A = A \ B   for each in I .We construct B as

0

A  B

0

B =

fg a; a:a 2 Ag

0 0 0 0 0

so the map A ! B is one-to-one. Wewanttoshow that A  =A \ B  . Because

0 0 0 0 0 0 0

A ! B is a map, A    A \ B  . Now B   is the image of A    B  . If

0 0 0

x; 0 represents an elementof B  , then x; 0 = a ;b+ g a; a with a ;b 2

0 0 0

A    B  . Then b = a,so a 2 A , and x = a + g a, so x 2 A  .

For the second part, consider the pullback diagram

0 0

B ! C

  g

f

B ! C

0

where C  = f B   for each in I .We construct B as

0 0 0 0

B = fb; c  2 B  C : f b=g c g:

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 8

0 0 0 0

Wewant to show that each element c of C   is in the image of B  . As g c  2

0 0 0

C  , we can cho ose b 2 B   such that f b=g c . Then b; c  2 B   and

0 0

f b; c =c .

The set of all O - ltrations on a mo dule A is closed under intersection. So it is

also closed under join: if A   is a family of O - ltrations on A, then the smallest

i

P

A  . O - ltration containing them all is given by setting A =

i

i

The largest O - ltration on a mo dule A is obtained by setting A =A for each

n

ordinal . The smallest is given by setting An= p A for n< !, and A! =0.

Each c-mo dule structure on A lies b elow the h-mo dule structure on A, and eachv-

mo dule structure on A lies ab ove it. Note that the largest ltration gives a v-mo dule

structure, which is generally not a c-mo dule structure, and the smallest ltration

gives a c-mo dule structure, which is not generally a v-mo dule structure. The set of

c-mo dule structures is closed under suprema, the set of v-mo dule structures under

in ma.

0

Given an o-mo dule A, there exists a v-mo dule A , the re ection of A, and a map

0

' : A ! A of o-mo dules such that if B is a v-mo dule, then any map A ! B factors

uniquely through '. This is a left adjoint of the inclusion functor F from v-mo dules

to o-mo dules:

0

HomA; F B  = HomA ;B:

Thus the category of v-mo dules is a full re ective sub category of the category of

o-mo dules, like the category of torsion-free ab elian groups in the category of ab elian

groups. This construction is describ ed in [6, Theorem 3]: you simply take the inter-

section of all continuous O - ltrations on A that contain the given one.

00 00

Dually, there exists a c-mo dule A , the core ection of A, and a map ' : A ! A

of o-mo dules such that if B is a c-mo dule, then any map B ! A factors uniquely

through ':

00

HomFB;A = HomB; A ,

so this is a right adjoint of the inclusion functor F from c-mo dules to o-mo dules. The

00

ltration on A is the sum of all the O - ltrations on A that give c-mo dules and are

00

contained in the given ltration. So A is just A with the ltration given inductively

by

\

00 00

pA  . A  = A  \

<

Clearly v-mo dules are closed under submo dules, and c-mo dules are closed under

quotients. Both are closed under extensions.

f

Theorem 4. Let 0 ! A ! B ! C ! 0 b e an exact sequence of o-mo dules. If A

and C are v-mo dules c-mo dules, then B is a v-mo dule c-mo dule.

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 9

T

B  . Pro of. Supp ose A and C are v-mo dules, is a limit ordinal, and b 2

<

T

0 0 0

Then f b 2 C  =C  , so f b= f b  where b 2 B  . So b b 2

<

T

A =A . Therefore b 2 B  .

<

Now supp ose A and C are c-mo dules and b 2 B  + 1. Then f b 2 C  +1 

0 0 0

pC  , so f b=pf b  with b 2 B  . Thus b pb 2 A +1= pA , whence

b 2 pB  .

Each o-mo dule A is the quotient of a v-mo dule in a canonical way. There is

a canonical v-forest F asso ciated with A. For each ordinal not exceeding the

A

length  of A, and each element t in A , let x have order the same as t, and

t;

n n n

v x = + n if p t 6= 0 and <, and v x = 1. Then wehave a natural

t; t;

pure quotient map

S F  ! A

A

that takes x to t. Note that S F  is torsion if A is. The following theorem

t; A

generalizes [6, Theorem 1] which shows how to obtain a nice emb edding of a v-mo dule

in a mo dule.

Theorem 5. Every o-mo dule can b e emb edded in a c-mo dule with a simply pre-

sented torsion mo dule quotient.

Pro of. Let A b e an o-mo dule. Clearly we can embed F in a forest F made

A

up of the forests F . Consider the push-out

;n

K



0 ! S F  ! S F  ! T ! 0

A

  k

0 ! A !  ! T ! 0

Here K is the kernel of the quotient map S F  ! A. The o-mo dule  is a c-mo dule

A

b ecause it's a quotient of the h-mo dule S F  the cokernel of the map K ! S F |

the push-out of a quotient map is a quotient map.

In particular, every v-mo dule can b e emb edded in a mo dule with a simply pre-

sented torsion mo dule quotient, b ecause if A is a v-mo dule, then  is b oth a v-mo dule

and a c-mo dule, hence a mo dule. This gives [6, Theorem 1] b ecause the sequence is

exact in the category of o-mo dules, hence is nice.

Theorem 6. Every torsion o-mo dule C is a quotient of a torsion v-mo dule B by

a mo dule A so that B   maps purely onto C   for each ordinal .

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 10

Pro of. Let C b e an o-mo dule and S F  ! C the canonical quotient map

C

from the v-mo dule V = S F . Note that V   maps purely onto C  . Emb ed the

C

kernel K of this map in a mo dule A with A=K a simply-presented torsion mo dule [6,

Theorem 1]. Consider the pushout

0 ! K ! V ! C ! 0

  k

0 ! A ! B ! C ! 0

The inclusion K  A is nice, so B is a v-mo dule b ecause V and A are. Moreover

B   maps purely onto C   b ecause V   do es.

If C is a c-mo dule, then B is a mo dule, so every c-mo dule is isomorphic to the

quotient of a mo dule. As A is a mo dule, and an o-mo dule kernel, it is isotyp e in

B . We see that the o-mo dules are characterized as quotients of v-mo dules and as

submo dules of c-mo dules. They are exactly what you get if you start with mo dules,

and rep eatedly take submo dules and quotient mo dules with the induced O - ltrations.

We can get a little ner information ab out writing a c-mo dule C as a quotientof

a mo dule B .For example, Hill and Megibb en show that we can take B to b e simply

presented torsion if C is a p-group [4, Theorem 2.8]. That is a consequence of the

following characterization of c-mo dules among o-mo dules.

Theorem 7. Let C b e a c-mo dule and F a v-forest. Then any o-forest map ' from

0

a subforest F of F to C can b e extended to an o-forest map from F to C .

n 0

Pro of. If  x=2 F for each p ositiveinteger n, then set 'x = 0. Otherwise

n 0

induct on the smallest n such that  x 2 F .Sowemay assume that ' is de ned

on x but not on x.Ifvx = , then x 2 F  +1so 'x 2 C  + 1. As C is a

c-mo dule, there exists c 2 C   such that pc = 'x. Set 'x= c. Much the same

argumentworks if vx = 1.

A KT-mo dule balanced pro jective mo dule is a mo dule of the form S F  where

F is a forest with the prop erty that for eachnode x there exists a p ositiveinteger n

n n+i n

such that either ht p x = 1 or ht p x =ht p x + i for each p ositiveinteger i.A

torsion mo dule is a KT-mo dule if and only if it is simply presented.

Corollary 8. Every torsion c-mo dule C is the quotient of a torsion KT-mo dule

B by an isotyp e submo dule.

Pro of. Emb ed the v-forest F in a forest F made up of the forests F . The

C ;n

canonical o-forest map F ! C extends to an o-forest map F ! C by the theorem.

C

The induced map from B = S F to C is the desired quotient map. Tosay that the

kernel A is an isotyp e submo dule is to say that A is a c-mo dule. This follows from

Theorem 2 b ecause B  [p] maps onto C  [p], for each .

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 11

4. Valuations

An alternativeway to view an o-mo dule is by means of a valuation v .IfG is an

o-mo dule, and x 2 G  n G + 1, then we set vx = .Ifx 2 G  for all ordinals

, then we set vx = 1.If is a limit ordinal, and x 2 G  n G , then we set

vx = .Thus vx is either an ordinal, the symbol 1,or where is a nonzero

limit ordinal. Note that v-mo dules are characterized by the prop erty that vx is always

either an ordinal or 1.

The valuation v on an o-mo dule has the following prop erties.

 vx is either an ordinal, 1,or for a nonzero limit ordinal ,

 vpx > vx if vx is an ordinal,

 v x + y   minvx; vy,

 vux = vx if p do es not divide u,

 v 0= 1.

For G an o-mo dule and an ordinal, wehave G =fx 2 G : vx  g, so the

valuation and the ltration are equivalentways of viewing an o-mo dule.

It is instructive to compare the coset valuation as de ned in [1] and [4] with how

we view it here. The setting is an epimorphism ' : B ! C of mo dules. They set

vc  +1 if c 2 'p B , for any ordinal, and

vc  if vc  + 1 for some < , for a nonzero limit ordinal.

So knowledge of the submo dules 'p B = fc 2 C : vc  +1g suces to sp ec-

ify the coset valuation. From the ltration p oint of view, we simply lter C with

the submo dules 'p B , indexing 'p B by | of story. But if we demand a

description in terms of an ordinal-valued function v , then we are forced to makean

T

arti cial shift by 1 in order to makeroomforavalue for the elements of 'p B 

<

that are not in 'p B , if is a limit ordinal. This has the annoying consequence

that if ' is the identity map, then the coset valuation on C is not the same as the

valuation on B . It could b e argued that this is a small price to paytoavoid intro-

ducing elements , but there is no need intro duce such elements from the ltration

p oint of view, and it is certainly more natural to index 'p B by than by +1.

Another illustration of the advantage of the ltration p oint of view is provided by

Hill's notion [3] of compatible submodules H and K . The valuation de nition is

 For all h 2 H and k 2 K , there exists x 2 H \ K such that v h + x  v h + k .

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 12

The ltration de nition is

 H + K  =H  +K   for all ordinals .

Not only is the ltration de nition simpler and easier to rememb er, but it makes it

obvious that compatibility is a symmetric relation.

A submo dule A of an o-mo dule B is nice if every coset b + A has an elementof

maximum value. Equivalently,ifb + A \ B   is nonempty for all ordinals in

T

B   is nonempty. That is, the submo dule A has the some set S , then b + A \

2S

b est approximation prop erty:ifb is any elementof B , then there exists a in A

such that any ball b + B   centered at b that intersects A contains a. An alternative

way of expressing this is to say that, for any set S of ordinals,

\ \

B  +A= B  +A:

2S 2S

This de nition has the advantage that it is expressed purely in terms of submo dules,

not elements. If A is a submo dule of a v-mo dule B , then the quotient B=A is a

v-mo dule if and only if A is nice.

A nonzero element of the divisible part of a mo dule really has height 1 , and

only 0 has height 1, but the use of 1 for the height of elements in the divisible part

is well established. Note that with this usage 1 b ehaves much more like than

like an ordinal.

5. Projective and injective o-modules

The pro jectives in the category of o-mo dules are easily characterized: they are the

valuated mo dules that are free on a valuated set.

Theorem 9. The pro jectives in the category of o-mo dules are direct sums of torsion-

free cyclic valuated mo dules such that vpx = vx +1 for each nonzero element x,or

vx = 1 for all x.Every o-mo dule is the quotient of a pro jective.

Pro of. These o-mo dules are obviously pro jective. Conversely, it suces to

show that every o-mo dule is the quotient of such a b ecause, by the Azu-

maya theorem in an additive category [8, Theorem 5], such direct sums are closed

under summands as the endomorphism ring of a cyclic o-mo dule is lo cal. Let C

n

denote a torsion-free valuated mo dule with generator c such that vp c = + n,if is

n

an ordinal, and vp c = 1 if = 1.IfA is an o-mo dule of value length , construct

the direct sum

M M

C F =

;x

<

x2A 

=1

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 13

where C is a copyofC . Map F onto A by taking the generator of C to x.

;x ;x

We turn to the injective o-mo dules.

Lemma 10. Let I b e an injective o-mo dule. Then I is a c-mo dule and I   is a

divisible summand of I for each nonzero limit ordinal .

Pro of. If x 2 I  + 1, then the cyclic submo dule generated by x can b e

emb edded in a cyclic o-mo dule C generated by y such that py = x and y 2 C  .

As I is injective, we get a map from C to A that xes x,so x 2 pA . So I is a

c-mo dule.

Now let D b e a divisible hull of I  , ltered by setting D  = D and D  =

I   for  . This gives an emb edding of I  inD whichmust extend to a map

D ! I that is the identityon I  . As D = D  , this map go es into I  .

Therefore I   is divisible, hence splits out of I as a mo dule. But since for all ,

either I    I  orI    I  , this is a splitting of o-mo dules.

Note that as I 1= I   for any limit ordinal b eyond the value length of I ,

1

the submo dule I 1 is a divisible summand of I . Note also that p I = I ! .

!

Lemma 11. Let D b e a c-mo dule and a limit ordinal, p ossibly zero. If p D  =0

and D  =D , then D is an injective o-mo dule if and only if the underlying mo dule

of D   is algebraically compact.

!

Pro of. Note that p D  =D  + !  . Supp ose D   is algebraically

compact. Given o-mo dules A  B and a map f : A ! D ,wehave to extend f to B .

As f A + !  =0,wemay assume that A + !  =0=B  + !  . First

extend f from A = A \ B  to B  . We can do this b ecause A  and B  

are v-mo dules, and D   is algebraically compact, hence injective in the category

of v-mo dules. This gives an extension of f to A + B  . If =0,we are done.

If not, then the c-mo dule D is divisible as D = D  , so we can extend f to a

homomorphism from B to D . The result is a map of o-mo dules b ecause D = D  .

Conversely, supp ose D is an injective o-mo dule. Let A b e a pure submo dule of a

mo dule B , and f : A ! D   a homomorphism. If we show that we can extend f to

a homomorphism from B to D  , we will have shown that D   is pure injective,

! !

hence algebraically compact. Wemay assume that p B =0 as p D   = 0. Put an

n

o-mo dule structure on B by setting B  + n= p B . Then f is an o-mo dule map,

hence extends to an o-mo dule map from B to D , whichmust take B into D  as

B = B  .

We will b e esp ecially interested in the rank-one torsion divisible o-mo dule I ,

+n

i n

where is a nonzero limit ordinal, I  =I , and I  + i= p I [p ].

+n +n +n +n

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 14

Also the rank-one divisible o-mo dule I where I  =I for each , and I =

1 1 1 n

n

R=p R.

Theorem 12. The torsion cyclic c-mo dules are the mo dules I . The value reduced

n

quasicyclic c-mo dules are the c-mo dules I for a nonzero limit ordinal. The

+n

torsion cyclic and quasicyclic c-mo dules are injective o-mo dules.

n

Pro of. If G is a c-mo dule, and p G = 0, then G!  = 0, so G is a v-mo dule,

hence a mo dule. So the torsion cyclic c-mo dules are the mo dules I . If G is a

n

quasicyclic c-mo dule, let x b e a generator of G[p]. If vx = , then G = I . If

vx = + n, then G = I . The mo dules I and I are injectiveby Lemma 11.

+n+1 +n n

We can now show that the category of o-mo dules has enough injectives.

Theorem 13. Eachvalue reduced o-mo dule can b e emb edded as a submo dule of

a pro duct of value reduced cyclic and quasicyclic torsion c-mo dules.

Pro of. Let A b e an o-mo dule of value length . Let F b e the set of all o-mo dule

maps

f : A ! C

f

where C is I for some  ,or I if A is not value reduced. Then the evaluation

f 1

map

Y

' : A ! P = C

f

f 2F

is de ned by 'x = f x. We shall show that ' is an emb edding

f

Supp ose x 2 A. If x=2 A , for some  , then there is f 2 F taking A

to I such that f x generates I [p], so f x 2= I   = 0, whence 'x 2= P  .

Contrap ositively,if 'x 2 P  , then x 2 A . To complete the pro of that ' is an

emb edding, we need only verify that it is one-to-one. If 'x = 0, then x 2 A. If

x 2 A is nonzero, in which case A is not value reduced, then there is f : A ! I

1

with f x 6=0,so 'x 6=0.

So an o-injective I is a summand of a pro duct of copies of the c-mo dules I .It

turns out that they are also pro ducts, but not necessarily pro ducts of copies of I .

To show this we rst prove a general theorem ab out writing mo dules as pro ducts.

Theorem 14. Let A b e a mo dule with a continuous descending ltration A indexed

by ordinals , such that A = A and A =0 for some limit ordinal . Supp ose A is

0 

an absolute direct summand of A for each <, and set

Y

P = A =A

+1

 <

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 15

for each <. Then there is a monomorphism ' : A ! P such that 'A =

0

'A \ P for each , and the comp osite of ' with the -th co ordinate map from P to

0

A =A restricts to the natural pro jection map on A . Moreover, if P = 'A  K ,

+1 0

with P = 'A   P \ K  for each , then 'A= P .

0

Pro of. Inductively construct an ascending chain B of submo dules of A so

that A = B  A for each ordinal , using the fact that A is an absolute direct

summand. Map A = B  A to A =A by taking B to zero and using the natural

+1

pro jection map on A . This de nes a map ' : A ! P taking A into P , such that

0

the comp osite of ' with the -th co ordinate map from P to A =A restricts to the

0 +1

natural pro jection map on A .Ifx is a nonzero elementof A, then, by the continuity

of the ltration, there exists such that x 2 A n A ,so'x 2 P n P . This

+1 +1

shows that ' is a monomorphism and that 'A ='A \ P .

Now supp ose P = 'A  K , with P = 'A   P \ K  for each .Wewant

0

to show that K = 0. Note that ' induces an from A =A to P =P .

+1 +1

So

P A P \ K

= 

P A P \ K

+1 +1 +1

from which it follows that P \ K = P \ K for all .SoK =0.

+1

Corollary 15. An o-mo dule is injective if and only if it is a pro duct of a reduced

Q

algebraically compact mo dule, a divisible mo dule, and an o-mo dule of the form K ,

where the pro duct is over a set of nonzero limit ordinals, and K is a divisible c-

mo dule such that the underlying mo dule of K   is reduced algebraically compact,

and K  =K .

Pro of. The reduced algebraically compact mo dules, and the o-mo dules K ,

are injective o-mo dules by Lemma 11. The divisible mo dules are clearly injective

o-mo dules. So the pro duct is injective.

Conversely, supp ose A is an injective o-mo dule. As A1 is a divisible summand

of A,wemay assume that A1 = 0. Set A = A!   for each ordinal . Note

that this is a continuous ltration of A. Each A including A = A is an injective

0

o-group by Lemma 10. To see that A is an absolute summand of A, supp ose K  A

and K \ A = 0. Then K  A is a direct sum of o-mo dules b ecause A is comparable

to A  for each ordinal . So the pro jection of K  A onto A is an o-mo dule map,

hence extends to A.Thus A satis es the hyp otheses of Theorem 14.

So there is a monomorphism ' : A ! P such that 'A ='A \ P for each ,

0

and the comp osite of ' with the -th co ordinate map from P to A =A restricts

0 +1

to the natural pro jection map on A . It is easy to see that ' is an emb edding, so

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 16

'A is a summand of P , and therefore equal to P . The factors D = A =A are

0 0 +1

injective o-mo dules, hence c-mo dules by Lemma 10. As p D = D for each

!

and p D ! =D ! + !  = 0, the underlying mo dule of D !  is algebraically

compact by Lemma 11.

Fuchs [2] shows that injectivevaluated vector spaces are pro ducts. He do es this

in the context where the values lie in a linearly ordered set, and the pro duct is the

Hahn product|elements with well-ordered supp ort. In our situation, every element

has well-ordered supp ort.

Although o-exactness is not the right concept in the category of c-mo dules, as

it was in the category of v-mo dules, we can still investigate what happ ens in the

category of c-mo dules relative to that notion of exactness.

Theorem 16. The pro jectives in the category of c-mo dules relative to o-exactness

are the KT-mo dules. There are enough.

'

Pro of. Let C = S T  b e a rank-one KT-mo dule and 0 ! A ! B ! C ! 0

an exact sequence of o-mo dules with A a c-mo dule so B is also a c-mo dule. Let x

n

be a node in T such that v x = + n for each nonnegativeinteger n. Then there

n

is b 2 B   such that 'b=x, whence vp b = + n.Sowe can the tree X

generated by x and 0 backto B . If there is no such x, just let X =0.

Now supp ose wehave lifted back a subtree X of T to B , and t isanodeinT n X

such that pt = x 2 X .Wewant to extend the lifting to t. Supp ose vt = < = vx

0 0

and b 2 B   is the lift of x. Then there is b 2 B   such that 'b =t. As

0 0 0

'pb b=0wehave pb b 2 A + 1, so pb b = pa for some a 2 A . So

0 0 0 0

pb a= b and b a 2 B  . Moreover, 'b a='b =t,sowe can extend

the lifting to t.

Corollary 8 shows that there are enough pro jectives.

6. Stable sequences of c-modules

In a preab elian category, the short exact sequences 0 ! A ! B ! C ! 0 are

generally not suitable for forming the functor ExtC; A. The reason is that the

pushout of a kernel need not b e a kernel, and the pullback of a cokernel need not

b e a cokernel. Those short exact sequences for which these prop erties do hold are

the ones that constitute ExtC; A, the stable exact sequences. In the category of o-

mo dules, every short exact sequence is stable. In the category of v-mo dules, the stable

short exact sequences are those that are short exact in the category of o-mo dules [6,

Theorem 6]. This do es not carry over to the category of c-mo dules.

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 17

A map f : A ! B in a preab elian category is a semistable kernel if, for any

pushout diagram

f

A ! B

 

0

f

0 0

A ! B

0

the map f is a kernel. Dually,a semistable cokernel is one for which each pullback

is a cokernel.

It follows from Theorem 3 that, in the category of o-mo dules, every kernel is

semistable: pushouts of kernels are kernels. This fails for the category of v-mo dules:

if A  B is a semistable kernel in that category, then every coset of nite order in

B=A contains an element of maximum value but not conversely [6, Theorem 7].

Stanton [7] characterized semistable kernels for v-mo dules.

If A is an o-mo dule, we de ne the core ection K = F A, a c-mo dule, to have

c

the same underlying mo dule as A with the ltration given inductively by

K  +1 = pK  

\

K   = A  \ K   for a limit.

<

The identity is an o-mo dule map F A ! A, and any o-mo dule map from a c-mo dule

c

to A factors uniquely through this map. Note that F dep ends only on A  for a

c

limit.

Cokernels in the category of c-mo dules are cokernels in the category of o-mo dules.

Kernels in the category of c-mo dules are obtained by applying F to the kernel in the

c

category of o-mo dules. If ' : B ! C is a map of c-mo dules, and K = fb 2 B :

'b= 0g, then the kernel of ' in the category of c-mo dules is K equipp ed with the

ltration K  , for limit ordinals , given inductively by

\

!

K  = K \ B   \ K   p

<

where ranges over limit ordinals although you could let range over all ordinals.

This is the biggest c-group structure on K that resp ects the inclusion K  B .

Theorem 17. Akernel A  B , in the category of c-mo dules, is semistable if and

only if A = A \ B   for each limit ordinal .

0 0 0 0 0

Pro of. Note that if A  B are c-mo dules, and A  =A \B   for each limit

0 0 0 0

 B is a kernel in the category of c-mo dules. Conversely,ifA  B ordinal , then A

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 18

0 0 0 0 0

is a kernel in the category of c-mo dules, and A  =A , then A  =A \ B  

by the inductive de nition of the ltration on a kernel.

Let b e a limit ordinal and consider the pushout diagram

A  B

g  

0 0

A  B

0 0 0 0

where B is a quotientof A  B ,soB   is the image of A    B  . Supp ose

0 0 0

A = A \ B  . We will show that A  =A \ B  , which suces to prove the

0 0

\if " part of the theorem. If x 2 A \ B  , then

0

x; 0+g a; a 2 A    B  

0 0

for some a 2 A.Soa 2 B  , whence a 2 A  and g a 2 A  . Thus x 2 A  .

0 0 0 0

1

with A  =A and A  =0. Conversely, supp ose a 2 A \ B  . Let A be R

p

0 0 0 0 0 0

Then g a 2 B  , so if A  B is a kernel, then g a 2 A  =A \ B  , so

1

g a = 0. Hence any mo dule homomorphism from A to R that kills A  kills a,

p

whence a =0.

It is easy to see that the condition of the theorem is equivalentto A \ B  + !  

!

p A \ B   for each limit ordinal .Itisinteresting to compare this characterization

with that of semistable cokernels f : B ! C in the category of v-mo dules. There the

condition is that f be semi-nice: f B   = C   for each nonlimit ordinal [6,

Lemma 5].

Corollary 18. If A  B is a semistable kernel in the category of c-mo dules, then

the sequence

B

0 ! A1 ! B 1 ! 1 ! 0

A

is a split short exact sequence of divisible mo dules.

Pro of. Let  b e a limit ordinal greater than the value lengths of A and B .

Then the ab ove sequence is the same as

B

 ! 0 0 ! A ! B  !

A

hence is short exact. Moreover, as A1= A +1 = pA = pA1, it follows

that A1 is divisible, and similarly for B and B=A.

A stable kernel A  B is a semistable kernel such that the asso ciated cokernel

B ! B=A is also semistable. That is, the short exact sequence A  B ! B=A is

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 19

stable. Similarly for stable cokernels.We will characterize the stable cokernels,

hence the stable exact sequences, without characterizing the semistable cokernels.

Wesay that a homomorphism f : B ! C with kernel A is isotop if for each n

there exist m such that either of the two equivalent conditions of Lemma 1 are met:

m n n

p C [p ]  f B [p ]

m+n n

A \ p B  p A:

The name comes from the fact that the map f is isotop exactly when the p-adic

top ology on A is induced by the p-adic top ology on B . This condition played a role

as a condition in [5, Theorem 15]. Here it gives a sucient condition for a cokernel

to b e semistable, that turns out to b e necessary for stability.

Theorem 19. Let f : B ! C b e a cokernel in the category of c-mo dules such that

the restriction

f : B   ! C  

is isotop for each limit ordinal . Then f is a semistable cokernel.

Pro of. Let

0

f

0 0

! C B

  g

f

B ! C

0 0 0 0

b e a pullback diagram, with B = fb; c  2 B  C : f b=g c g.We will show that

0 0 0

B  = B \ B    C  

0 0 0 0

for each limit ordinal .Thus f is a cokernel b ecause f B   = C   for each

0 0 0

limit ordinal ,so f B   = C   for each ordinal .

0 0 0

Induct on the limit ordinal . Clearly B    B \ B    C   so supp ose

0 0 0 0 ! 0

b; c  2 B    C   and f b=g c . Wewanttoshow that b; c  2 p B   for

0 n 0

each limit ordinal < , so it suces to show that b; c  2 p B   for each p ositive

integer n.

As f is isotop, there is m such that

m n n

p C  [p ]  f B  [p ]:

0 0 n m

Because b 2 B   and c 2 C  , we can write b = p b with b 2 p B  , and

0 0

0 n 0 0 m 0

c = p c with c 2 p C  . Then

0 0

n 0 0 0 m

p f b  g c  = f b g c =0 and f b  g c  2 p C  

0 0

0 0

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 20

n 0 n

so there exists b 2 B  [p ] such that f b =f b  g c . Then p b b =

1 1 0 0 1

0

n 0 n 0 0

p b = b and f b b =g c . So p b b ;c =b; c  and

0 0 1 0 1

0 0

0 0 0

b b ;c  2 B \ B    C  

0 1

0

0

which is equal to B  by induction.

Corollary 20. If f : B ! C is a cokernel in the category of c-mo dules, with C

b ounded, then f is semistable. If, in addition, B ! = 0, then f is stable.

Corollary 21. Any exact sequence of b ounded mo dules is stable in the category of

c-mo dules.

The condition of Theorem 19 do es not characterize semistable cokernels. Let B

f

1

and C be R with B ! =B [p] and C !  = 0, and consider the map B ! C which

p

is multiplication by p. Clearly f is not isotop, but it is semistable b ecause of the

following theorem.

Theorem 22. If B is a c-group, and B !  is of nite length, then the map f : B !

C = B=B!  is a semistable cokernel.

Pro of. Consider the pullback diagram

0

f

0 0

B !  ! B ! C

k   g

f

B !  ! B ! C

0 0 0 0 0 0

We rst show that f B !  = C ! , so f B ! + m = C ! + m for each

0 0

p ositiveinteger m. Let c 2 C ! . Because B !  has nite length, B !  is nice as a

0 0 ! 0 ! 0 0 ! 0

submo dule of B ,sof p B =p C .Thus there exists b 2 B such that b; c  2 p B .

0 0 0 ! 0 0

As f b= g c  = 0, wehave b 2 B ! , so b; c  2 B !   C !  \ p B = B ! 

0 0 0

and f b; c =c .

n 0 0

Nowcho ose n so that p B ! =0. We claim that B ! + n=C ! + nin

0 0 0 0 0

B  C ,so f B   = C   for each  ! + n, and therefore the map f is a

0 0 0 n 0

 where cokernel. To see this, supp ose b; c  2 B ! + n. Then b; c =p b; c

0

n 0 0 0

 = 0, wehave b 2 B ! , so b = p b = 0. Clearly  2 B ! . As f b =g c b ;c

0 0 0 0

0 0

0 0

C ! + n  B ! + n.

Wewanttoshow that the converse of Theorem 19 holds for stable cokernels.

n

First we lo ok at some conditions that assure that f is isotop. Note that pB [p ] =

n1

pB [p ].

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 21

f

Lemma 23. Let A  B ! C b e a short exact sequences of mo dules. Then f is

isotop if and only if

! n k n

1. p C [p ]  f p B [p ] for each k and n, and

2. if K  C is a countable direct sum of torsion cyclics, then for each n there

m n n

exists m such that p K [p ]  f B [p ].

m n+k

Pro of. Supp ose f is isotop. Then there exists m such that p C [p ] 

n+k k m+k n k n

f B [p ]. Multiplying by p we get p C [p ]  f p B [p ], so 1 holds. Condi-

m n n

tion 2 holds for any submo dule K of C : use the m such that p C [p ]  f B [p ].

Conversely, supp ose 1 and 2 hold. Wewant to show that for each n there

m n n

exists m such that p C [p ]  f B [p ]. First we show that, for n>1, there exists

m n n1 ! n

m such that if c 2 p C [p ] and p c 2 p C , then c 2 f B [p ]. By induction on n

there exists m such that

m n1 n1

p C [p ]  f B [p ]:

Now

n1 ! m+n1

p c 2 p C [p]  f p B [p]

n1 n1 m m+n

by 1. So p c = p f p b with b 2 B [p ]. Then

m m n1 n1

c f p b 2 p C [p ]  f B [p ],

m n

and clearly f p b 2 f B [p ].

m n n

Supp ose now, bywayofcontradiction, that p C [p ] is not contained in f B [p ]

i n n1

for any m. Then we could construct c 2 p C [p ] inductively, with ht p c <

i i

n1 n

ht p c

i+1 i

Wewant to go from stability to condition 2 of Lemma 23. For n  1 de ne

L

i i1

B = Rx where x has order p and let P be B with all the p x identi ed.

n i i n n+1 i

in

!

Then p P is cyclic of order p, and there is a natural map  taking P onto B

n n n n

! n1

with kernel p P .We can think of B as b eing the submo dule p B of B .Any

n 1 n n

n1

automorphism of B extends to an automorphism of B . The mo dule B is the p -

1 n n

n1

extension of B and may b e thoughtofasfx 2 D : p x 2 B g where D is a divisible

1 1

hull of B .

1

n1 n m n

Lemma 24. If B [p ]  S  B [p ], and S do es not contain p B [p ] for any m,

n n n

n

then there is an automorphism of B such that S   P [p ].

n n n

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 22

Pro of. Consider the case n = 1, endowing B [p] with the top ology given by

1

m

the submo dules p B [p]. First we nd a prop er dense submo dule D of B [p] that

1 1

contains S . Let S b e the closure of S in B [p]. As B [p] is countably generated,

1 1

B [p]= S  T as a valuated vector space. If S 6= S , then set D = S + T .IfS = S ,

1

m

then T cannot b e nitely generated b ecause S contains no p B [p]. Thus T contains

1

0 0

a prop er dense submo dule T . In this case set D = S + T .

i1

Let e = p x ,so e ;e ;::: is the standard basis for B [p]. There is a nonzero

i i 1 2 1

linear functional ' on B [p] with 'D  = 0. Because D is dense and prop er, it cannot

1

m

contain p B [p] for any m, so the set K = fk : 'e  6=0g is in nite. For each k in

1 k

K ,cho ose a unit u 2 R such that 'u e  = 1. De ne an automorphism of B

k k k 1

k j

by setting x =u x if k 2 K , and x =x + p u x if j=2 K , and k is the

k k k j j k k

smallest elementof K bigger than j .

We see that ' e  = 1 for all j ,so'  P [p]=0as  P [p] is generated by

j 1 1 1 1

the elements e e . But  P [p] has co dimension 1 in B [p], so Ker ' =  P [p],

i j 1 1 1 1 1

whence D   P [p].

1 1

n1 n1 m+n1

For n>1 note that p S  B [p], and that if p S  p B [p], then

1 1

n1 m n

S = S + B [p ]  p B [p ]

1

n1

which is not so. So the case n = 1 obtains for p S , so there is an automorphism

n1

of B such that p S   P [p]. Extend to an automorphism of B , and

1 1 1 1 1 1 n

consider the .



n

! B ! B P

n n n

  



1 1

P ! B ! B

1 1 1

n1

where the maps down are multiplication by p . Because p ker  =0,wehave

n

n n1

 P [p ]  B [p ], so, as

n n

n1 n n1

p  P [p ]=  P [p]  p S

n n 1 1 1

n

wehave S   P [p ].

n n

Wenow derive a couple of consequences of the stability of a short exact sequence.

The rst is a bit technical.

f

Lemma 25. Let A  B ! C b e a stable short exact sequence in the category of

0

c-mo dules, and g : C ! C . Let b e an ordinal, and n and k p ositiveintegers. If

0 0 n

 + !  and g x=0, then there exists y in C  + k  such that p y = x and x 2 C

n

g y  2 f B  + k [p ].

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 23

Pro of. Consider the pullback diagram

0 0

A  B ! C

k   g

f

A  B ! C

0 0 0 0 0

with B = fb; c  2 B  C : f b=g c g.Asf is a semistable cokernel, B  + ! 

0 0 k +n 0

maps onto C  + ! , so there is an elementa; x 2 B  + !   p B  . Thus

n 0

a; x= p b; y  with y in C  + k  and b 2 B  + k . As g x=0,wehave a 2 A,

n 0 0

and since A  B is a semistable kernel, a 2 A + ! , so a = p a with a 2 A + k .

n 0 0 0 n

Thus 0;x=p b a ;y and f b a =g y . But b a 2 B  + k [p ].

f

Lemma 26. Let A  B ! C b e a stable short exact sequence in the category of

c-mo dules, an ordinal, and k and n nonnegativeintegers. If K  C   is a direct

m n n

sum of torsion cyclics, then there exists m such that p K [p ]  f B  + k [p ].

Pro of. If K is b ounded, then the conclusion clearly holds. Wemay assume

that K is standard : one cyclic summand of each length. Indeed, if the conclusion

fails for each m, then it fails on a standard submo dule of K .

0

By induction on n, there exists m such that

0

m n1 n1

p K [p ]  f B  + k [p ]:

0

Wemay drop the cyclics of lengths less than m + n from K , without a ecting the

0

m n1 n1

conclusion of the theorem. Thus wemay assume that p K [p ]= K [p ]so

n1 n

K [p ]  f B  + k [p ]:

m n n

Supp ose, byway of contradiction, that p K [p ] is not contained in f B  + k [p ]

for any m. Then Lemma 24 gives a homomorphism g of P onto K , with kernel

n

! n n

p P = hxi, so that f B  + k [p ] \ K  g P [p ]. Write P as S F  for a forest

n n n

0 0 0 0

F , and extend F to a forest F such that F = p F . Let C = S F . Then g is

0

an o-mo dule map from P = C  , to the c-mo dule C .We can extend g from F

n

0 0

to F , b ecause C is a c-mo dule, and so to an o-mo dule map C ! C , By Lemma 25

0 n n

there exists y 2 C  + k   P such that p y = x and g y  2 f B  + k [p ], so

n

n n n

g y  2 g P [p ]. But if g y =g t, and p t = 0, then y t 2hxi so p y =0,a

contradiction.

f

Theorem 27. Let A  B ! C b e a stable short exact sequence in the category of

c-mo dules, and a limit ordinal. Then the restriction f : B   ! C   is isotop.

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 24

! n n

Pro of. We rst show that p C  [p ]  f B  + k [p ] for all n and k , which

is condition 1 of Lemma 23. Supp ose the torsion submo dule of C   has in nite

! n

nal rank, and c 2 p C  [p ]. Then there exists a sequence c of indep endent

i

n n

elements of C  [p ] such that c 2 C  + i has order p , and hci\hc ;c ;:::i =0.

i 0 1

P

i

Construct a direct sum K = Re of torsion cyclics in C   such that p e = c .By

i i i

n

Lemma 26, the sequence c is eventually in f B  + k [p ]. The sequence c + c is

i i

P

0 0

such another such sequence, and we can construct another direct sum K = Re of

i

i 0 n

torsion cyclics in C   so that p e = c + c. Then c 2 f B  + k [p ] by Lemma 26.

i

i

! n n

That is, p C  [p ]  f B  + k [p ].

Now supp ose the torsion submo dule of C   has nite nal rank, so it is b ounded

! n 1 n

plus nite-rank divisible. This implies that p C  [p ]=p C [p ]. We will show

1 n n 0

1

with c-mo dule that p C  [p ]  f B  + k [p ]. To do this we let C be R

p

0 0 0 n+1 1 n

structure given by C  + ! =C [p]. Let z generate C [p ]. Given c 2 p C [p ],

0 n

let g : C ! C with g z =c. It follows from Lemma 25, with x = p z , that

n

c 2 f B  + k [p ] the y you get there is a unit times z . That completes the pro of

! n n

that p C  [p ]  f B  + k [p ] for all n and k .

The result now follows from Lemmas 26 and 23.

f

Corollary 28. A short exact sequence A  B ! C in the category of c-mo dules is

stable if and only if A =A \ B  , and the restriction f : B   ! C   is isotop,

for each limit ordinal .

7. Projective and injective c-modules

The full characterization of stability in the category of c-mo dules is not needed to

describ e the pro jectives and injectives.

Theorem 29. A c-mo dule is pro jective in the category of c-mo dules exactly when

it is the direct sum of a free mo dule and a divisible mo dule.

Pro of. Clearly free mo dules are pro jective in the category of c-mo dules. To

see that divisible mo dules are pro jective, let A  B ! C b e a stable exact sequence

of c-mo dules. Then A1  B 1 ! C 1 is a split exact sequence Corollary 18.

As any map from a divisible mo dule into C go es into C 1, it follows that divisible

mo dules are pro jective.

For the converse, wemust show that anyvalue-reduced pro jective c-mo dule A is

a free mo dule. By Theorems 6, 17 and 19, A is a stable quotient of a mo dule, so A

is a summand of a mo dule, hence a mo dule. The torsion submo dule of A must b e

zero for otherwise A would have a torsion cyclic summand, and torsion cyclics are not

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 25

pro jective Corollary 21. So A is a reduced torsion-free mo dule, whence A! =0.

Any map from a free mo dule onto A is pure, hence a stable cokernel by Theorems 17

and 19, so A is free.

Note that there are not enough pro jectives in the category of c-mo dules. In fact,

C is the quotient of a c-pro jective exactly when C ! = C 1.

What are the c-injectives?

Theorem 30. If D is a divisible o-mo dule such that either D 1=D , or there is

a limit ordinal such that D  =0and D  =D , then D is injective in the

category of c-mo dules.

Pro of. Let A  B b e a semistable kernel of c-mo dules, and f : A ! D .If

D 1=D ,we can extend f to a homomorphism B ! D b ecause D is divisible, and

the result will b e a map of o-mo dules. In the second case, f A =0.As A  B is

semistable, A = A \ B  . As D is divisible, we can extend f to a homomorphism

from B to D that kills B  . Because D  =D , this map is a map of o-mo dules.

Call the c-mo dules of Theorem 30 elementary c-injectives of typ e .We will

show that the c-injectives are pro ducts of elementary c-injectives.

Theorem 31. If G is an injective in the category of c-mo dules, then G 1 is

divisible for each nonzero ordinal including limit ordinals.

Pro of. Let = + n for a limit ordinal. For = 0 so n>0, consider the

inclusion pR  R with the heightvaluation on b oth. This is a stable kernel b ecause

R! =0 and R=pR is b ounded Corollary 20. We can map p 2 pR to any element

of G, so when we extend to R we see that G = pG.

Now supp ose is a nonzero limit ordinal, and n>0. Set A = S F . Let F be

;!

the forest obtained by taking F and F and letting the ro ot no de of height in

;! ;1

F b e another child of the no de x of height in F . This has the e ect of giving

;1 ;!

i

the no de p x height + i +1 in F for each i. Set B = S F . It is not hard to see

that A = A \ B   for each ordinal < , so the inclusion A   B   is pure.

As B=A  is b ounded, the inclusion A  B is stable. As G is a c-mo dule, any

elementof G  is the image of the no de x of value in A under some map A ! G,

n1 n1

so any elementof G 1 is the image of p x, hence is in G , as p x has value

in B .

i

If n = 0, construct A and B as ab ove, but value each p x, and the ro ot of F ,

;1

. Nowany elementof G  is the image of x under some map A ! G, with

hence is in pG  b ecause x 2 pB  .

FILTERED MODULES OVER DISCRETE VALUATION DOMAINS 26

Corollary 32. If G is injective in the category of c-mo dules, then G 1 is a

divisible summand for each nonzero ordinal .

Pro of. We can write G = G 1  K as a mo dule. But as G 1 is

comparable to G  for each , this is a direct sum in the category of o-mo dules.

Theorem 33. Every c-injective is a pro duct of elementary c-injectives.

Pro of. Let A b e a c-injective. As A1= A for suciently large ,

we can split o A1by Corollary 32, so wemay assume that A is reduced. Set

A = A!   for each ordinal .From Corollary 32, each A is a summand of A,

hence a c-injective and therefore an absolute summand of A.Thus A satis es the

Q

hyp otheses of Theorem 14, so A is isomorphic to the pro duct A =A . Clearly

+1

A =A is an elementary c-injectiveoftyp e ! .

+1

There are not enough injectives in the category of c-mo dules. If A  B is a stable

kernel, and B is a c-injective, then A  is divisible for each limit ordinal .

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