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Reintroducing Dyslexia: Early Identification and Implications for Pediatric Practice Joseph Sanfilippo, MS, EdM,a,b Molly Ness, PhD,c Yaacov Petscher, PhD,d Leonard Rappaport, MD, MS,a,e Barry Zuckerman, MD,f,g Nadine Gaab, PhDa,e,h

Dyslexia is a common disorder that renders children susceptible to abstract poor health outcomes and many elements of socioeconomic difficulty. It is commonly undiagnosed until a child has repeatedly failed to learn to read in aDivision of Developmental Medicine, Boston Children’s elementary school; this late diagnosis not only places the child at an academic Hospital, Boston, Massachusetts; bSchool of Medicine, disadvantage but also can be a precursor to psychiatric comorbidities such as Faculty of Health Sciences, Queen’s University, Kingston, Ontario, Canada; cGraduate School of , Fordham anxiety and depression. Genetic and research have revealed University, New York, New York; dFlorida Center for that dyslexia is heritable and that it is undergirded by brain differences that Research, Florida State University, Tallahassee, Florida; eDepartment of , Harvard Medical School, Harvard are present even before reading instruction begins. Cognitive-behavioral University, Boston, Massachusetts; fDepartment of research has revealed that there are early skill deficits that represent Pediatrics, School of Medicine, Boston University, Boston, fl Massachusetts; gBoston Medical Center, Boston, red ags for dyslexia risk and can be measured at a preschool age. Altogether, Massachusetts; and hHarvard Graduate School of Education, this evidence points to dyslexia as a disorder that can be flagged by Harvard University, Cambridge, Massachusetts a pediatrician before school entry, during a period of heightened brain Drs Gaab, Rappaport, and Zuckerman conceptualized plasticity when interventions are more likely to be effective. In this review, we the review, participated in the drafting of the initial discuss the clinical implications of the most recent advances in dyslexia manuscript, and continuously reviewed and revised fi the manuscript; Mr Sanfilippo conducted the research, which converge to indicate that early identi cation and literature review, led in the and design of the are crucial to the prevention or mitigation of adverse secondary final manuscript, consolidated coauthor feedback, consequences of dyslexia. We further highlight evidence-based and practical and continuously revised the manuscript; Drs Ness strategies for the implementation of early risk identification in pediatric and Petscher contributed their respective expertise in writing significant components of the manuscript practice so that physicians can be empowered in their ability to treat, educate, and reviewed and revised the manuscript and advocate for their patients and families with dyslexia. throughout; and all authors approved the final manuscript as submitted and agree to be accountable for all aspects of the work. DOI: https://doi.org/10.1542/peds.2019-3046 The development of reading proficiency experience poverty, are more likely to Accepted for publication Jan 29, 2020 in childhood is a public health issue: find employment, and achieve higher Address correspondence to Nadine Gaab, PhD, literacy is a widely recognized average incomes as adults compared Division of Developmental Medicine, Boston determinant of health outcomes and is with children who fail to achieve Children’s Hospital, 1 Autumn St, Office 643, Boston, 3 MA, 02215. E-mail: nadine.gaab@ associated with many indices of reading proficiency. For many children childrens.harvard.edu academic, social, vocational, and with reading impairments, however, the 1 process of learning to read is rife with PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, economic success. In a recent National 1098-4275). Academy of Medicine summary, the struggle and frustration, and these children are left susceptible to adverse Copyright © 2020 by the American Academy of author highlights that duration of Pediatrics secondary outcomes, including anxiety education, which is highly dependent FINANCIAL DISCLOSURE: and depression. A neurobiologically The authors have indicated on reading proficiency, is a better they have no financial relationships relevant to this based specific learning disorder, predictor of health and long life than article to disclose. dyslexia, affects 5% to 10% of cigarette smoking or obesity.2 Children children4,5 and is a persistent barrier to skilled in reading perform better in To cite: Sanfilippo J, Ness M, Petscher Y, et al. reading acquisition. school, attain higher levels of education, Reintroducing Dyslexia: Early Identification and experience lower rates of disease, are Dyslexia (or word-level reading Implications for Pediatric Practice. Pediatrics. 2020;146(1):e20193046 less likely to be incarcerated or difficulty6) is predominantly

Downloaded from www.aappublications.org/news by guest on October 6, 2021 PEDIATRICS Volume 146, number 1, July 2020:e20193046 STATE-OF-THE-ART REVIEW ARTICLE characterized by a core deficit in of children with disorders weaknesses. The clinical implications phonological processing (the ability have dyslexia.20 Dyslexia typically of a reluctance to use dyslexia as to recognize and manipulate speech results from a core deficit in a diagnostic label include children sounds), which results in phonological processing; however, it failing to receive an adequate impairments in decoding (“sounding is important to note that language response to early risk signs, out” words), , and word deficits (eg, low or low appropriate interventions in school, recognition.7 These impairments oral listening comprehension) can and mental health support. almost always lead to difficulties in also lead to reading problems, In this article, we provide an up-to- reading fluency and comprehension, especially problems with reading date overview of dyslexia, specifically reduced vocabulary, lower content comprehension. Importantly, speech addressing common knowledge gaps, knowledge,8 and a decline in overall and language problems commonly neurobiological underpinnings of the school performance.9 Dyslexia cannot precede problems in learning to disorder, and ways in which be explained by poor hearing or read, so children with speech and pediatricians can play an active role vision, low language enrichment, or language problems should be flagged in the early identification of lack of motivation or opportunity.10 as being at increased risk for dyslexia risk. According to the Diagnostic and dyslexia.21 Statistical Manual of Mental Disorders, There are many other developmental Fifth Edition, dyslexia falls under the THE ETIOLOGY OF DYSLEXIA and psychiatric conditions that are umbrella of a “specific learning frequently comorbid with dyslexia, The etiology of dyslexia is disorder” that “impedes the ability to further jeopardizing these children’s multifaceted, including genetic, learn or use specific academic skills health and academic outcomes. In perceptual and cognitive, (eg, reading, writing, or total, 20% to 40% of children with neurobiological, and environmental arithmetic).”11 attention-deficit/hyperactivity factors.9 Dyslexia is strongly Although there are many negative disorder have dyslexia,22 and children heritable, occurring in up to 68% of outcomes associated with dyslexia, with autism spectrum disorder are identical twins of individuals with particularly salient to the pediatrician also at increased risk of having dyslexia and up to 50% of individuals is the association between dyslexia dyslexia.23 Other behavioral who have a first-degree relative with – – and poor mental health.12,13 Children disorders, such as conduct disorder dyslexia.19,28 30 Several genes31 34 with dyslexia are more likely to suffer and oppositional defiant disorder, are have been reported to be candidates from generalized anxiety14,15 and also also associated with dyslexia.24 As for dyslexia susceptibility; it is exhibit higher rates of many as 85% of children with thought that most of these genes play depression.14,16 Because screening dyspraxia (developmental a role in early brain – for dyslexia is not routinely coordination disorder) have development.31,34 38 performed, the direction of causation dyslexia,25 and children with Furthermore, various studies have between dyslexia and comorbid mood (math learning revealed atypical brain characteristics disorders in each case is unclear, and disorder)26 and (writing in individuals with dyslexia compared this uncertainty can preclude learning disorder)27 are more likely with their peers.39 In functional MRI effective early treatment. A mood to have dyslexia than those without. studies, researchers have indicated disorder may be identified in a child Knowledge of dyslexia within that reading for typical readers takes with unidentified comorbid dyslexia pediatric practice is paramount in place predominantly in left- when it is the dyslexia that is considering the most appropriate hemispheric sites of the brain, antecedent and causative, obscuring treatments for these many coexisting including the inferior frontal, superior the primary target for intervention. disorders. temporal, temporoparietal, and In addition to mood disorders, speech Despite increasing collaboration occipitotemporal cortices.40 As and language problems are frequently among educators, physicians, a group, individuals with dyslexia comorbid with dyslexia because both neuroscientists, speech and language show hypoactivation in the left- dyslexia and developmental language pathologists (SLPs), and hemisphere reading systems.41 The disorders can be characterized by psychologists, dyslexia is often structural and functional atypicalities poor phonological awareness17–19 overlooked in the field of general in these brain regions include and other language deficits (eg, oral pediatrics, perhaps because the reduced gray matter volume,42 language comprehension).20 diagnostic label of dyslexia is not hypoactivation in response to Approximately one-half of children often used in practice, having been reading-related functional MRI identified with dyslexia have language replaced largely by education tasks,43 and weaker functional disorders, and approximately one-half language of strengths and connectivity between key areas of the

Downloaded from www.aappublications.org/news by guest on October 6, 2021 2 SANFILIPPO et al reading network.44 Importantly, The classic a child’s language environment. In differences in brain structure and posits that skilled reading involves this review, we focus on monolingual function characteristic of dyslexia can $2 major cognitive components: English speakers, however, and, be observed before the start of formal (including decoding among these children, these key reading instruction, indicating that and ) and linguistic and preliteracy measures dyslexia does not result from language comprehension (eg, can be assessed in children as young a struggle to learn to read but, rather, knowledge of vocabulary and as 4 years old, and they can serve as represents a biological disposition language structures); together, these crucial markers in identifying present at the preschool age or strands coalesce to form what is children at risk for dyslexia or other – perhaps as early as infancy.45–47 classically known as the “reading reading impairments.64 66 Some of Altogether, these neuroimaging rope.”57 Although the simple view of these literacy precursors measured in findings suggest that children reading has been borne out by kindergarten have been shown to predisposed to dyslexia enter their evidence,58 its components are not predict in the first day of school with a brain that is single entities but are multifactorial, 10th grade.67 less equipped to learn to read. malleable, and context dependent (especially language comprehension) THE DYSLEXIA PARADOX AND THE RISKS It is worth noting that reading and cannot be captured in a single OF DELAYED DIAGNOSIS proficiency is strongly associated assessment.59 Furthermore, recent – with socioeconomic status48 50: 80% research has revealed that skilled As children progress through the of fourth grade students from low reading, especially in older children, school system, reading becomes the socioeconomic backgrounds read is contingent on knowledge of expected vehicle for content learning; below grade-level proficiency.51 In academic language and the additional thus, it is imperative that children particular, children with inadequate cognitive skills of perspective-taking with dyslexia are identified early and exposure to language are more likely and reasoning.60 receive intervention without delay. to struggle with reading.52 However, When at-risk beginning readers In the past, dyslexia was diagnosed in the diagnosis of dyslexia does not receive intensive early reading the context of a discrepancy between include socioeconomic disadvantage intervention, 56% to 92% of these reading ability and IQ, such that as a potential cause. Although these children achieve average reading reading ability had to be 1 SD below children do not necessarily meet ability.68 However, many children are cognitive abilities (IQ) for dyslexia to a diagnosis of dyslexia, children who diagnosed with dyslexia long after be diagnosed. However, this struggle with reading, regardless of they first demonstrate recognizable discrepancy model has been etiology, have been shown to suffer struggles with preliteracy disproven, and dyslexia is no longer the same adverse health and milestones.69 Currently, children are considered to be associated with IQ.61 psychosocial consequences and typically diagnosed with dyslexia at benefit from interventions that have Dyslexia is related to deficits in $1 the end of the second or beginning of been primarily developed to address strands of the reading rope and third grade (and many much later), deficits associated with dyslexia.53–55 particularly to early struggles in after they have already failed to learn phonological and/or phonemic to read over a long period of time and Although neuroimaging research has awareness.62 Other predictors include have fallen behind their peers been invaluable in establishing the struggles in letter-sound academically.70 This wait-to-fail biological basis of dyslexia and correspondence, pseudoword approach fails to capitalize on the reading impairments, neuroimaging repetition (the ability to pronounce most effective window for technology (eg, brain MRI) does not spoken nonsense words), identifying intervention, which is during an have the ability to screen or diagnose rhyming sounds, rapid automatized earlier period of heightened brain dyslexia on an individual level, nor is naming (the ability to automatically plasticity in kindergarten and first it likely that this will be the case in retrieve the names of objects, letters, grade.70,71 Referred to as the the future. At this point, or colors), and deficits in oral “dyslexia paradox,”63 the gap between neuroimaging is not able to clearly language comprehension and the earliest time at which disentangle differential receptive and expressive identification is possible and the time neurobiological effects of dyslexia vocabulary.63 These measures have at which identification and treatment versus other reading been shown to be strong predictors of typically occur can preclude effective impairments.39,56 For these reasons reading ability in the English intervention and has profound and many others, cognitive- language; in other , the academic and socioemotional behavioral strategies are much more precursors vary, and screening implications for the developing useful in screening. approaches should be tailored to child. Children at the 10th

Downloaded from www.aappublications.org/news by guest on October 6, 2021 PEDIATRICS Volume 146, number 1, July 2020 3 percentile of reading ability may read for risk of dyslexia is possible earlier With the recognition that early as many words in 1 year as a child at in the developmental time course literacy predictors of dyslexia can be the 90th percentile reads in a few than is diagnosis; thus, it represents identified before the start of days.72 an opportunity for expeditious early kindergarten,63,65 we can no longer intervention. afford to wait for screenings in In addition to the poor academic children’s first formal schooling outcomes associated with untreated The consideration of any screening experiences. In a 2009 position article dyslexia, diagnosing children after regimen requires that a valid and negating visual deficiencies as the a prolonged period of failure can have acceptable test be available, an origin of dyslexia, the American severe implications for children’s effective and accessible means of Academy of Pediatrics stated that mental health. Often perceived as lazy treatment be available, and the pediatricians should “be vigilant in or labeled as “stupid,” children with potential benefits of screening looking for early signs of evolving dyslexia may develop decreased self- outweigh the risks78 without an learning disabilities.”81 The esteem, which can progress to anxiety 16 undue burden to the practitioner or pediatrician’s existing role in and depression. Furthermore, patient. In the case of dyslexia, monitoring early children with learning disorders are screening children individually for and our understanding of the less likely to complete high school,73 risk can be accomplished quickly and importance of early support for less likely to attend programs of inexpensively through language and literacy development higher education,74 and at increased a consideration of family history and present pediatricians with the risk of entering the juvenile justice through short behavioral assessments opportunity to implement dyslexia system: 28% to 45% of incarcerated 75 of early literacy abilities. Extensive screening in well-child visits even youth and 20% to 30% of 76 evidence has revealed the benefitof before children are school-aged. incarcerated adults have a learning an early evidence-based response to disorder. Additionally, adults with Pediatricians can contribute to screening,70,79,80 and the risks of learning disorders are more likely to a collaborative effort to screen for implementing a screening process are be unemployed and, on average, earn children at risk by capitalizing on minimal to negligible. A review of annual incomes well below the their unique role in a child’s early a child’s family history of dyslexia is national average.5 Given the developmental trajectory and by a worthwhile start to the process of prognostic benefit of early diagnosis taking advantage of their network of early identification: a family history and intervention and the many health and educational resources. It is with positive results necessitates adverse consequences that can be important to note that many parents close monitoring, whereas a family avoided or mitigated, there is great desire this proactive stance from their history with negative results still value in identifying early risk for child’s health care provider: more requires a level of ongoing dyslexia in the pediatric clinic. than one-third of surveyed parents observation. indicated that they have not discussed reading with their THE ROLE OF PEDIATRICIANS AND The risk of a false-positive result is pediatrician; nearly one-half of that THEIR PROFESSIONAL ORGANIZATIONS present with any screening program, IN DYSLEXIA RISK SCREENING group believed such conversations and, in the case of dyslexia screening, would be useful.82 Pediatricians can It is important to distinguish between the risk is tantamount to further also provide referrals to outside screening for dyslexia risk and evaluation, monitoring, and experts, such as neuropsychologists diagnosing dyslexia. Screening refers educational supports. Although and SLPs, and communicate with to a brief assessment that determines through these processes, demands patients’ schools.83 the risk of having or developing are placed on the child and represent dyslexia, which can be undertaken at cost and effort on the part of Pediatricians typically rely on an early age before school entry.75,77 practitioners, the burden of failing to a developmental milestone checklist Conversely, a formal diagnosis can identify these children early is in evaluating a child’s development in only occur after reading instruction ultimately greater than the burden of various domains; however, recent has begun and requires a more providing supplemental resources to research reveals that there is great comprehensive neuropsychological a child needlessly. As discussed, variability between the many evaluation, which can be motivated although not all children who struggle available checklists, both in content by a previous screening result.76 with reading will meet the criteria for and milestone age ranges.84 Although attention to both screening a dyslexia diagnosis, most children Furthermore, although receptive and and diagnosis is vital in ensuring that who struggle with reading will expressive language is accounted for the appropriate interventions are benefit from interventions designed in these checklists, a comprehensive implemented for the child, screening to address dyslexia. inventory of key early literacy

Downloaded from www.aappublications.org/news by guest on October 6, 2021 4 SANFILIPPO et al measures that are crucial for needed. Given the high overlap beneficial in supporting emerging assessing dyslexia risk is not between dyslexia and deficits in literacy while also identifying included. speech and language, physicians children at risk for dyslexia. should consider referring children Early warning signs of dyslexia are A further possibility is the use of 63,65 who are at risk for dyslexia to an SLP visible before school entry ; thus, a standardized, brief 2- or 3-question who is trained in early literacy.21 the pediatrician may be a child’s first first-step questionnaire, the likes of Furthermore, pediatric associations health or educational professional which have already been can partner with dyslexia researchers capable of identifying these signs and demonstrated to be successful in and education specialists to create implementing a management plan. prescreening other conditions like educational resources and trainings For example, pediatricians can depression88 and attention-deficit/ that can assist pediatricians in document the extent to which a child hyperactivity disorder.89 Although no providing education and support to can recognize rhyming sounds, repeat such standardized questionnaire yet their patients and families with or at nonsense words, or report the sound exists, pediatricians can pose risk for dyslexia. that a letter makes. It is important to questions to a preschool-aged child’s note that phonological deficits can Checklists, questionnaires, and caregiver(s) pertaining to key risk present differently in different interviews can be completed in factors for dyslexia. Affirmative children, and children with dyslexia conjunction with a child’s parent to answers to these first-step questions will vary in the specific tasks with assess a child’s key risk factors. can be used to lead to a more which they show difficulty. Thus, Although these methods provide detailed, validated screening tool that screenings are used to pinpoint a quick account of a child’s risk, they can be used to identify specific particular early literacy skills that are often tools that are not deficits present. There are storybooks may require remedial attention and scientifically validated or reliable85 and tablet- and smartphone-based also identify children who may and are thus intended for gamified and self-administered eventually require a more detailed a preliminary formative assessment screening tools currently being evaluation to come to a definitive only. Commonly used questionnaires developed for the use in schools, diagnosis of dyslexia. like the Ages & Stages Questionnaires, clinics, or a child’s home. These tools for example, can be helpful as are being designed to be entertaining A MORE PROACTIVE APPROACH: a starting point but do not provide for the child and will be informative SCREENING AND ADVOCACY a detailed assessment. Rigorously to the clinician in determining the validated screeners composed of appropriate next steps and referrals There are many methods by which child-centered behavioral for further evaluation and pediatricians can work toward assessments (see ref 86 for intervention. systematic early screening of dyslexia a nonexhaustive evaluation of in their practices. Pediatricians As new screening tools continue to screening tools) are used to provide should elicit a family history of become available in the coming years, a reliable and unbiased testament of dyslexia, recognize assessments done it will be important for practitioners a child’s risk status. by schools that indicate a risk and/or to be knowledgeable about the diagnosis, and include dyslexia in the Pediatric clinics could consider characteristics of an appropriate for low self- hosting “screening days” with dyslexia screener and discerning in esteem, depression, anxiety, or a literacy focus that can aim to their selection. The ideal screener has disruptive behaviors. The governing simultaneously screen for early been validated in a representative bodies of associations of pediatricians predictors of dyslexia while also sample; has strong evidence for should provide training on dyslexia facilitating a literacy-rich reliability, validity, and classification assessments and interventions as environment by making literacy accuracy; has developmentally a part of ongoing continuing materials available to families. Many appropriate content given the age or education so that pediatricians can pediatricians have already made great grade level of the child; and has the become adept at implementing strides in promoting literacy within capacity to measure both word screening processes and at their clinics. The Reach Out and Read recognition and linguistic interpreting, monitoring, and program has been effective in comprehension.77 A list of available responding efficiently to evaluations facilitating language and preliteracy dyslexia screening tools, along with and interventions performed outside skills in children through the an indication of their fulfillment of the clinic. The appropriate referral to distribution of books through characteristics like those listed above, outside consultants and primary care clinics.87 A similar is presently available for practitioners interventionists should also be program with an additional screening to consult (see ref 86). An additional involved in this training when component could be even more resource for practitioners is the What

Downloaded from www.aappublications.org/news by guest on October 6, 2021 PEDIATRICS Volume 146, number 1, July 2020 5 Works Clearinghouse, which is used instructional support (for an children at risk. Early identification to provide evidence-based overview of state legislation, see ref should start with an assessment of evaluations on literacy screening 95). Despite such recent attention, family history and should be followed products as they become available.90 there is much room for growth in with validated behavioral screening In addition to child-directed pediatric neurocognitive research tools. After a positive screen, referrals assessments, given the strong funding, which has lagged compared to diagnosticians such as SLPs or heritability of dyslexia, a crucial to adult neurocognitive disorders. neuropsychologists should be made. component of early identification is Increased funding and research must Diagnoses, when they occur, should an assessment of the reading history be used to explore etiologic models, be followed with letters to schools of the child’s parent(s) to determine examine comorbid relationships, requesting the implementation of fi fi the child’s familial risk of dyslexia. re ne tools for the early identi cation literacy intervention. Family history is both quick to elicit of children at risk for dyslexia and With time, new and innovative and informative in the global other reading impairments, formats for screening will emerge. In assessment of a child’s risk. The Adult investigate additional tools for use in acknowledging the significant effort Reading History Questionnaire is an children for whom English is not their devoted by pediatricians to screening fi inventory91 of an adult’s literacy rst language, and develop and various conditions, the future will abilities and habits and can be used to evaluate intervention strategies and require a consideration of novel fi indicate a reading impairment (see their effectiveness. A rst-order goal approaches to office visits or ref 92 for a digital version). Follow-up should be the development of increased community-based questions should be presented to screening guidelines and tools for use collaboration with preschools to a parent with a high-risk score to rule during pediatric visits for 4- and 5- accomplish screening for disorders out an environmental explanation for year-old children that can be used to that, like dyslexia, are of nontrivial reading impairment (eg, lack of identify children at risk before the prevalence and are associated with formal reading instruction). This optimal window for early available and effective interventions. distinction is particularly important interventions closes, while also Pediatricians occupy a unique role in fi to consider in communities with re ning guidelines to identify older the lives of children such that they are considerable immigrant populations, children who were not screened well positioned to recognize and who may be flagged by the Adult earlier. Finally, with the help of policy respond to risk factors for dyslexia “ ” Reading History Questionnaire as “at makers, the current failure model of even before children enter the risk” simply because they are adult dyslexia must be replaced with education system; however, the “ ” learners of the dominant language. a support model that enables delivery of dyslexia interventions is Regardless of a parent’s dyslexia school-, clinic-, and community-based and will largely continue to be status, the quality of the home early screenings and subsequent implemented outside the scope of the literacy environment is a strong evidence-based response to screening pediatrician’s practice. Thus, the predictor of reading outcome.52,93,94 through empowered and well-trained contributions of both pediatricians Thus, this parent inventory is useful teachers within the general education and other health and educational not only because it can be used to framework. Physicians can be professionals are crucial to indicate a child’s possible familial risk powerful agents of these positive optimizing the process of identifying but also because it can reveal less changes, both at the level of their and treating dyslexia. Although the literacy-rich home environments that clinical practices and as advocates in response to dyslexia screening and leave children with insufficient their communities and beyond. intervention is multifaceted and literacy materials and support, longitudinal, the trajectory of illuminating additional targets for CONCLUSIONS children’s literacy outcomes has the intervention. Our current knowledge of the potential to be improved through the fi Beyond the clinic, the medical neurobiological basis for dyslexia, its implementation of early identi cation community can be vocal advocates in reliable developmental-behavioral in pediatric practice. national conversations about dyslexia, predictors, the effectiveness of early many of which are currently intervention, and the myriad adverse ABBREVIATION happening in state legislatures; as of effects of reading failure reveal now, only a few US states lack state- a demand for a proactive, preventive SLP: speech and language level legislation focusing on early approach (instead of a deficit-driven pathologist screening, teacher training, and/or approach) to identify and treat

Downloaded from www.aappublications.org/news by guest on October 6, 2021 6 SANFILIPPO et al FUNDING: Funded by the National Institute of Child Health and Human Development (grant R01 HD065762). Funded by the National Institutes of Health (NIH). POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to disclose.

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