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non-p erturbative quantum gravity
Kirill V.Krasnov
Bogolyubov Institute for Theoretical Physics, Kiev 143, Ukraine
(March 19, 1996)
We study quantum gravitational degrees of freedom of an arbitrarily chosen spatial region in the
framework of lo op quantum gravity . The main question concerned is if the dimension of the Hilb ert
space of states corresp onding to the same b oundary area satis es the Bekenstein b ound. We show
that the dimension of such space formed by all kinematical quantum states, i.e. with the Hamiltonian
constraint b eing not imp osed, is in nite. We make an assumption ab out the Hamiltonian's action,
which is equivalent to the holographic hyp othesis, an which lead us to physical states (solutions of the
Hamiltonian constraint) sp eci ed by data on the b oundary. The physical states which corresp ond to
the same b oundary area A form a nite dimensional Hilb ert space and we show that its dimension
2
, where lies in the interval 0:55 < < 1:01. We discuss in general the is equial to exp A=l
p
arising notion of statistical mechanical entropy.For our particular case, when the only parameter
sp ecifying the system's macrostate is the b oundary area, this entropy is given by S (A)= A.We
discuss the p ossible implications of the result obtained for the black hole entropy.
Among the results of the lo op approach to non-p erturbative quantum gravity the are several which, if taken seriously,
tell us that the picture of geometry on scales small comparatively with our usual scales (on Planckian scales) lo oks
quite di erently from the habitual picture of Riemannian geometry, and that the usual classical picture arises only
on a coarse-graining. The fundamental exitations of this quantum geometry are one-dimensional lo op exitations, and
the whole quantum picture is of essentially discrete, combinatorial character [1].
One of the manifestations of this discretennes is that there exists a countable basis in the Hilb ert space of gravita-
tional quantum states; this basis can b e realized [2] as the space of di eomorphism equivalence classes of emb eddings
of the so called spin-networks. This means the striking di erence of the quantum geometry picture with its countable
space of states from the classical Riemannian picture with the degrees of freedom of continuum. Moreover, not only
the arising quantum geometry di ers profoundly from what the classical picture suggests, but it seems also to b e
essentially di erent from what any usual p erturbative quantum eld theory might give. Namely, as it has b een argued
by Smolin [3], there is a reason to exp ect that the numb er of quantum gravitational degrees of freedom p er a spatial
region is, in fact, nite. If true, this fact would mean a fundamental di erence b etween non-p erturbative quantum
theory of gravity and quantum eld theories in Minkowski space-time with their in nite numb er of degrees of freedom
p er a spatial region.
The reason whywe could exp ect that the dimension of the space of states of gravity p er an arbitrarily chosen spatial
region is nite comes from the black hole physics. The Bekenstein b ound [4] asserts that the entropy of a system
contained inside some region in space can not exceed the entropy of a black hole whose horizon surface just coincide
with the b oundary of this region. Combining this with the Bekenstein-Hawking formula for the black hole entropy
1
S = A; (1)
4
where S is the entropy of a black hole and A is the area of its horizon surface (wework in Planckian units so that
1
the prop ortionality co ecient in (1) is just ), we obtain that the entropy of a system contained in a region of space
4
1
can not exceed A, where A is just the area of the b oundary under which our system resides
4
1
S A: (2)
4
1
This b ound immediately tells us that the dimension of the space of states H of our system do es not exceed exp A
4
1
A: (3) dim(H) exp
4
As discussed by Smolin in [3], it is essentially the second law of thermo dynamics which imp oses the Bekenstein b ound
so this is a fundamental question for our quantum theory if it predicts that the b ound is satis ed. In this pap er we
E-mail address: [email protected] c.org 1
investigate whether the answer is p ositive for the case of lo op quantum gravity. The other aim of this pap er is to try to
reveal that connection b etween quantum gravity and thermo dynamics which is suggested by the Bekenstein argument.
Accordingly, the pap er is divided in two parts. The rst section concerns the notion of geometrical entropy; we discuss
how the macroscopic picture of continuous Riemannian geometry arises from an essentially discrete quantum picture
and how the macroscopic description leads to the notion of entropy. In the second section, which contains the main
result of this pap er, we compute the geometrical entropy of an arbitrarily chosen spatial region with a xed area of
the b oundary and discuss the Bekenstein b ound. We conclude with the discussion of the results obtained.
I. GEOMETRICAL ENTROPY: A DEFINITION
Let us recall at the very b eginning how the standard notion of entropy in statistical mechanics arises. Tobe
concrete, let us consider classical systems; the quantum case preserves the same main p oints. The concept of entropy
in general arises with distinguishin g b etween macro- and micro-states of a system. Microstate describ es a system in
its minute p ossible details; for a classical system microstate is represented by a p oint in its phase space. Macrostate,
on the other hand, describ es a system only in its manifest macroscopic prop erties; this macroscopic description is
usually far less precise. In particular, this means that there might b e quite a lot of microscopical states which are
identical with regard to their macroscopic features, i.e. which corresp ond to the same macroscopic state. This gives
rise to the notion of entropy.Entropy is a function which dep ends on macroscopic state of a system. It can b e thought
of as a function which for each macroscopic state gives the (logarithm of the) numb er of di erent microscopic states
corresp onding to this macrostate. More precisely, the space of states of a system (its phase space for a classical one)
should b e divided into compartments, where all microstates b elonging to the same compartment are macroscopically
1
indistinguishable . Then the entropy of a macrostate is given by the logarithm of the volume of the compartment
corresp onding to this macrostate.
Several comments are in order:
1. If the space of states is discrete than instead of the logarithm of the volume of the compartmentwehaveto
consider the logarithm of the numb er of di erent states corresp onding to the same macrostate.
2. The entropy discussed is the so-called informational entropy. The statistical mechanical entropyis
X
S= p log p ; (4)
n n
n
where p is the probability to nd the system in the microstate n (the set of all p de nes a statistical state of
n n
the system) and the sum is taken over all microstates. The informational entropy coincides with the statistical
mechanical one for such statistical states that all microstates b elonging to the same compartment of the phase
space have an equial probabilityweight and the other microstates have the weight zero.
3. Quantum mechanical entropy, which is given by
S = Tr^ log; ^ (5)
with ^ b eing the density matrix op erator, takes in the basis of the eigenstates of ^ the form (4) and again
coincide with the informational entropy for states when eigenvalues of ^ corresp onding to the same macrostate
are equial.
Let us now return to the lo op quantum gravity. As it is discussed in [1], kinematical quantum states of our gravity
system are di eomorphism equivalence classes of con gurations of lo ops called spin-networks (this set forms a basis
in the representation space) and their p ossible linear combinations. The basis spin-network states are eigenstates of
op erators corresp onding to the area of di erent 2-surfaces in our space with a purely discreet sp ectra. It is imp ortant
to understand how the continuous prop erties of the usual Riemannian geometry arise from such a discrete picture
[5]. As wehave stressed at the very b eginning, the quantum gravity suggests that the usual picture of Riemannian
geometry arises only as an approximation to the more fundamental quantum one. Therefore, wehave to b e able to
1
In fact, entropy is prop ortional to this numb er, but wework in the units in which this prop ortionality co ecientischosen
to b e unity. 2
answer the twotyp es of questions: for a given quantum lo op state and a given precision wehave to tell which metrics
it approximates with this precision (if any); conversely, for a given metric and a precision we should nd all quantum
states approximating it with the precision chosen (again, if such quantum states exist).
Let us assume for a moment that we can answer any such question and for any metric we know the set of quantum
states approximating this metric. In general, if the precision is chosen not to o tight, there will b e a lot of quantum
states corresp onding to the same \geometry". It is quite tempting in this context to consider a usual Riemannian
geometry description as a macroscopical one and to regard all quantum states approximating a Riemannian metric as
microstates corresp onding to the same macrostate. In other words, it is natural to intro duce a coarse-graining of the
space of quantum states so that quantum states approximating di erent metrics b elong to di erent compartments.
Having divided the space of states this way, it is natural to intro duce the function which for any 3-metric gives the
logarithm of the \volume" of the corresp onding compartment. This is our geometrical entropy.
Thus, geometrical entropy tells \how many " there are di erent quantum states which corresp ond to a given metric.
To b e more precise, in the cases when a compartment is itself a linear space the entropyisgiven by the logarithm of
the dimension of the corresp onding compartment. The prop erty of a compartment to b e a linear space dep ends on
the approximation criterion chosen. This is a delicate issue; we shall discuss it b elow for our sp ecial case. We also
p ostp one to the next section the discussion of what is to b e chosen as an approximating criterion.
Let us rep eat the main p oints of our discussion. When we try to realize how the continuous picture of the usual
Riemannian geometry arises from a discrete quantum picture we are led to the notion of approximation. This gives
rise to a coarse-graining of the space of quantum states and, exactly as it happ ens in statistical mechanic, to the
notion of entropy. In our opinion, the arising geometrical entropy is a general notion which is meaningful for any
gravity system. In the next section we implement this notion to the gravity system contained inside some arbitrarily
chosen spatial region.
I I. GEOMETRICAL ENTROPY OF A SPATIAL REGION WITH A FIXED AREA
The function of a macroscopic state of a gravity system whichweintro duced in the previous section gives us
the logarithm of the numb er of di erent quantum states which corresp ond to the same macrostate. This function
might prove to b e in nite for some macrostates (or even for all of them). This would make this geometric entropy
a meaningless notion. In fact, this is precisely the problem whichwehave stated to b e the main issue of this pap er.
Namely, let us consider the gravity system dwelling inside an arbitrary spatial region and x a macrostate of this
2
system xing a 2-metric on the b oundary ; is the numb er of di erent quantum states of this system which corresp ond
to the same macrostate nite? If the answer is p ositivewe could intro duce a function of 2-metric which gives the
logarithm of the corresp onding numb er of states and consider this function as an entropy of our gravitational system.
There is only a \single" macroscopic parameter which sp eci es the macrostate of the system; the entropywould b e a
function of this parameter.
Let us see if this is indeed the case for our system. We denote the spatial region whichwe are interested in by
and its b oundary by S . Recall now that states of the lo op quantum gravity are, roughly sp eaking, con gurations
of lo ops. For the system under consideration the states are lo ops which lie entirely inside or which cross the
b oundary S in some p oints. After all, the parts of lo ops which lie outside are of no interest for us b ecause they
describ e the gravitational degrees of freedom of the outside space. Eachintersection with the b oundary gives to the
p
2
area of S a contribution of the typ e j +2j=2 (note that we measure area in Planckian units), where j is the
color of the intersecti ng edge (see [1]). Let us now consider the quantum states (spin-networks) whichhave the same
p oints of intersections with the b oundary and the same colors of the intersecting edges. This set of spin-network
states approximates a de nite b oundary metric in the following sense. Let us consider the set of subspaces s S
^
of the b oundary; for any s wehave the corresp onding area op erator A .We will say that a spin-network state j >
s
approximates metric g on the b oundary if for all go o d (in some sense) s S
jA ( ) A (g )j <";
s s
2
This seems to b e something di erent from what wehave discussed in the previous section. Indeed, we xed there a 3-metric
and intro duced a function which for this 3-metric gives a numb er of microstates approximating it. Here we are going to x a
2-metric on the b oundary and to count approximating it states. There is an imp ortant di erence b etween the b oth cases, but
the basic idea to nd a numb er of microstates approximating the given macrostate remains the same. The case when we xa
2-metric on the b oundary is of imp ortance for the discussion of the Bekenstein b ound and here we consider only this case. 3
^
here A ( ) is the eigenvalue of A on the state j > and A (g ) is the area of the same subspace s evaluated with
s s s
resp ect to the metric g ; " is the precision with which our 2-metric g will b e said to b e approximated by j >. In other
words, 2-metric is approximated by a lo op state if, with some precision, all the areas on the b oundary evaluated with
3
resp ect to this metric coincide with the eigenvalues of the corresp onding quantum area op erators .
A linear combination of anytwo basis states with the same intersecti on p oints and the same colors of intersecting
edges is again eigenstate of all area op erators and give the same eigenvalues thus approximating the same 2-metric.
4
Therefore these states form a linear space and wemay attempt to nd its dimension . It is easy to see that its
dimension is in nite. Indeed, we can change colors of some internal edges of our spin-network in the way whichis
equivalent to adding of one more lo op to our network; we obtain a di erent (in fact, orthogonal to the state from
whichwe started) spin-network state which approximates the same 2-metric. Or we can emb ed the same spin-network
inside so that the p oints of intersection remain the same but the whole state is of a di erent di eomorphism class
(for example, we can make a knot on one of the edges); this gives us an orthogonal state. We see, therefore, that
there are an in nite numb er of di erent basis states and that the dimension of the space sp eci ed is in nite. This of
corse means that the numb er of states approximating the same 2-metric is in nite.
Do es this mean that the Bekenstein b ound is not satis ed? Or wehave gone wrong somewhere? The p oint is that
wehave not taken into account the Hamiltonian constraint. Recall that the demand of di eomorphism invariantness
is realized in our quantum theory since we consider as the quantum states not merely \con gurations of lo ops"
but something which is di eomorphic invariant { the classes of such lo op con gurations with resp ect to the action
of di eomorphisms. But our Hamiltonian constraint op erator still acts on these, already di eomorphism invariant
states nontrivially, although in a way whichwe still do not understand completely. This means that there are still
\unphysical" degrees of freedom contained in our spin-network states. The question arises if it is these degrees of
freedom which give an in nite contribution to the numb er of states whichwe discussed ab ove and if discarding of
these sup er uous states will give us something nite.
5
There are some reasons to b elieve that this is the case. The main of them is certainly the Bekenstein b ound .
So what wewould like to do is to discard \sup er uous" states and to count the numb er of remained states which
approximate the same macrostate of our system. In order to do this we should knowhow the Hamiltonian constraint
op erator acts on our lo op states. The problem is that we do not know this action. This is the p oint where wehave
to make an assumption.
As it is discussed in [3], the b ound on a dimension of the space of states of quantum gravitational system living
inside a spatial region has led to the so-called holographic hypothesis [6]. It asserts that all degrees of freedom of such
a system can b e describ ed by some eld theory on a b oundary with a nite numb ers of degrees of freedom. We shall
make an assumption ab out the Hamiltonian's action which is equivalent to the holographic hyp othesis. Namely, let
us consider the nite action of the Hamiltonian constraint op erator, i.e. the corresp onding evolution op erator. This
op erator, of corse, acts only on the degrees of freedom of the interior. We shall assume that this evolution op erator
maps a spin-network state into an orthogonal spin-network state and, moreover, that al l spin-network states with the
same intersection points and colors of the intersecting edges lie on a single \trajectory" of the evolution operator.
That is, all spin-network states which di er inside the region but have the same intersections with the b oundary and
the same colors of the intersecti ng edges b elong now to the same equivalence class (with resp ect to the action of the
Hamiltonian constraint op erator) and should b e considered as a single state. All degrees of freedom which remain
are those lying on the b oundary; these degrees of freedom can b e sp eci ed by xing the intersection p oints and the
corresp onding colors of intersecting edges.
There are, in fact, some additional reasons, except the Bekenstein b ound, to argue in favor of this strong assumption.
6
First is that something similar o ccurs in the classical theory. The Hamiltonian constraint is given there by
p
g
G
(3) abcd
R G K K =0; (6)
p
ab cd
G g
(3)
where g = det g , R is the curvature scalar of g , G is the Newton's constant, K is the intrinsic curvature and
ab ab ab
abcd
G is the sup ermetric. Having assigned a value of K everywhere on our hyp ersurface, we can think of metrics
ab
3
We should demand this coincidence only for suciently go o d sets s on the b oundary, for it is always p ossible to construct a
set s with arbitrary area (up to the whole area of S ) with resp ect to g but which is not intersected by a single edge from our
lo op state and, therefore has no quantum area.
4
Note that these are not all the states which approximate a given 2-metric but only part of such states.
5
There are several other reasons, although not so strong, which are discussed in [3].
6
We assume the vacuum case. 4
which satisfy the equation (6) as of \physical" metrics. In fact, to know the \physical" metric inside some region
of our space hyp ersurface (having sp eci ed some value of K everywhere) wehave only to assign the metric on
ab
the b oundary of the chosen region and solve elliptic equation (6) with the chosen b oundary conditions. So in this
sense \physical" degrees of freedom of a classical gravitational system living inside a spatial region are determined by
metrics on its b oundary. There are also arguments which follow from the explicit form of the quantum Hamiltonian
op erator in the lo op approach and which lead to our assumption. We shall not discuss this complicated issue here.
So wehave assumed that the in nite numb er of di erent quantum states from our previous discussion is, in fact, a
single physical state. Nowwemay try to investigate how many suchphysical states approximate a given 2-metric on
the b oundary. But what wewould like to do here is even more simple. Let us consider as states corresp onding to the
same macrostate not only the states which approximate a xed 2-metric but all quantum states which corresp ond a
xed area of our b oundary, i.e. let our macroscopic parameter which sp eci es a macrostate b e simply the b oundary
area. There are, of course, more such states than the states which simply corresp ond to some 2-metric on the b oundary
b ecause we also takeinto account states which corresp ond to di erent metrics of the same area. The numb er of these
states of \de nite area" is precisely that dimension of the Hilb ert space of the system with a xed b oundary area
whichwewould like to nd.
That is, we are lo oking for the numb er of di erent states which corresp ond to the same area of the b oundary. Let
us see how the physical states of our system lo ok like. Each such a state is sp eci ed as follows. We xpoints p on the
b oundary where our edges intersect it and x the colors j of the edges in this intersections. Rememb er that if such
p
twochoses can b e mapp ed into one another by a di eomorphism on the b oundary than we should not distinguish
corresp onding states. Every state sp eci ed this way gives the area of the b oundary
q
X
1
2
A(fp; j g)= j +2j : (7)
p p
p
2
p
Nowwe shall use the standard trick. Instead of counting states which corresp ond to the same area we shall takea
sum over al l states but take them with di erent statistical weight. Namely, let us consider the sum
X
Q( )= exp A( ) (8)