Methodology of SSE Intelligent Manufacturing Index

Appendix 1

Methodology of SSE Intelligent Manufacturing Index SSE Intelligent Manufacturing Index is composed of A-Share stocks listed in SSE which belong to automation, information, intelligent companies and other related companies benefitting from intelligent manufacturing, including but not limited to system integrators, intelligent equipment, industrial database and cloud computing, industrial software, industrial Internet, intelligent production. The index is to measure the price performance of the theme, as well as to provide underlying for theme. 1. Index Name and Index Code  Index Name: SSE Intelligent Manufacturing index  Shortened Name: SSE IM  Index Code: 950101 2. Base Date and Base Index The base date is June 29, 2012. The base level is 1000. 3. Index Eligibility 3.1 Index Universe

The universe includes all A-share stocks listed in SSE except that:  The stock has been listed for less than 3 months, or  The stock is a ST or *ST stock, or  The stock has not completed the Non-Tradable Share Reform, or  The listing has been suspended. 3.2 Constituents Selection

First, select the stocks in the universe which belong to automation, information, intelligent companies and other related companies benefitting from intelligent manufacturing as the candidate stocks, including but not limited to system integrators, intelligent equipment, industrial database and cloud computing, industrial software, industrial Internet, intelligent production Second, rank the candidate stocks by daily average trading values and daily average total market capitalization of the most recent year respectively in descending order and sum up the two ranks to get the overall rank. Select no more than 100 stocks as the constituents. 4. Index Calculations The index is weighted as the following calculation formula: Current Index = Current Total Adjusted Market-Cap / Divisor × Base Level Where Current Total Adjusted Market-Cap = ∑(Stock Price × Number of Free Float Adjusted Shares × Weight Factor) and For the calculation of number of free float adjusted shares, please refer to CSI Index Calculation and Maintenance Methodology for further details. The value of Weight Factor is between 0 and 1, and is calculated at each rebalancing so as to make each constituent weight 10%. 5. Constituents and Index Weights 5.1 Constituent’s Periodical Review The index is adjusted and rebalanced twice a year and the adjustment will be effective as of the next trading day after the 2nd Friday in June and December. Weight Factor is assigned to each constituent at each rebalancing. The effective date is the same as that of the constituent adjustment. The Weight Factor stays the same until next rebalancing day. 5.2 Ongoing Review In case that the representativeness and investability is affected due to significant changes beyond periodical reviews, SSE and CSI may review the constituent stocks immediately. Delisted stocks will be deleted from the constituents. Please refer to SSE and CSI Index Calculation and Maintenance Methodology for further details. If any constituent of the Index is changed beyond periodical reviews, the inserted constituent will inherit the weight of the deleted constituent as of the close of one trading day before the effective date of the addition. Then the Weight Factor of the inserting constituent will be calculated based on its inherited weight.

Appendix 2

Methodology of CSI Intelligent Manufacturing Index CSI Intelligent Manufacturing Index is composed of A-Share stocks which belong to automation, information, intelligent companies and other related companies benefitting from intelligent manufacturing, including but not limited to system integrators, intelligent equipment, industrial database and cloud computing, industrial software, industrial Internet, intelligent production. The index is to measure the price performance of the theme, as well as to provide underlying for theme. 1. Index Name and Index Code  Index Name: CSI Intelligent Manufacturing index  Shortened Name: CSI IM  Index Code: 930850 2. Base Date and Base Index The base date is June 29, 2012. The base level is 1000. 3. Index Eligibility 3.1 Index Universe

The universe is CSI All Shares Index. 3.2 Constituents Selection

First, rank the stocks in the universe by the average daily trading value over the past year in descending order and delete the bottom 20% stocks. Second, select the stocks in the universe which belong to automation, information, intelligent companies and other related companies benefitting from intelligent manufacturing as the candidate stocks, including but not limited to system integrators, intelligent equipment, industrial database and cloud computing, industrial software, industrial Internet, intelligent production Thirdly, rank the candidate stocks by daily average total market capitalization over the past year in descending order and select no more than 100 stocks as the constituents. 4. Index Calculations The index is weighted as the following calculation formula: Current Index = Current Total Adjusted Market-Cap / Divisor × Base Level Where Current Total Adjusted Market-Cap = ∑(Stock Price × Number of Free Float Adjusted Shares × Weight Factor) and For the calculation of number of free float adjusted shares, please refer to CSI Index Calculation and Maintenance Methodology for further details. The value of Weight Factor is between 0 and 1, and is calculated at each rebalancing so as to make each constituent weight 3%. 5. Constituents and Index Weights 5.1 Constituent’s Periodical Review The index is adjusted and rebalanced twice a year and the adjustment will be effective as of the next trading day after the 2nd Friday in June and December. Weight Factor is assigned to each constituent at each rebalancing. The effective date is the same as that of the constituent adjustment. The Weight Factor stays the same until next rebalancing day. 5.2 Ongoing Review In case that the representativeness and investability is affected due to significant changes beyond periodical reviews, CSI may review the constituent stocks immediately. Delisted stocks will be deleted from the constituents. Please refer to CSI Index Calculation and Maintenance Methodology for further details. If any constituent of the Index is changed beyond periodical reviews, the inserted constituent will inherit the weight of the deleted constituent as of the close of one trading day before the effective date of the addition. Then the Weight Factor of the inserting constituent will be calculated based on its inherited weight. Appendix 3 Methodology of CSI Cloud computing & Big data Index CSI Cloud computing & Big data Index is composed of A-Share stocks which belong to basic infrastructure providers, platform application & service provider, professional software developers and other companies benefit from cloud computing & big data. The index is to measure the price performance of the theme. 1. Index Name and Index Code  Index Name: CSI Cloud computing & Big data Index  Shortened Name: CSI Cloud & Big data  Index Code: 930851 2. Base Date and Base Index The base date is June 29, 2012. The base level is 1000. 3. Index Eligibility 3.1 Index Universe

CSI All share Index stocks. 3.2 Constituents Selection

First, rank the stocks in the universe by the average daily trading value over the past year in descending order and delete the bottom 20% stocks. Second, select the stocks in the universe which belong to basic hardware and software providers, application & service provider, professional software developers and other benefit from cloud computing & big data companies as the candidate stocks. Thirdly, rank the candidate stocks by daily average total market capitalization over the past year in descending order and select no more than 70 stocks as the constituents. 4. Index Calculations The index is weighted as the following calculation formula: Current Index = Current Total Adjusted Market-Cap / Divisor × Base Level Where Current Total Adjusted Market-Cap = ∑(Stock Price × Number of Free Float Adjusted Shares × Weight Factor) For the calculation of number of free float adjusted shares, please refer to CSI Index Calculation and Maintenance Methodology for further details. The value of Weight Factor is between 0 and 1, and is calculated at each rebalancing so as to make individual constituent weight less than 7%. 5. Constituents and Index Weights 5.1 Constituent’s Periodical Review The index is adjusted and rebalanced twice a year and the adjustment will be effective as of the next trading day after the 2nd Friday in June and December. Weight Factor is assigned to each constituent at each rebalancing. The factor is calculated using the closing data five trading days before the effective date of index rebalancing. The effective date is the same as that of the constituent adjustment. The Weight Factor stays the same until next rebalancing day. 5.2 Ongoing Review In case that the representativeness and investability is effected due to significant changes beyond periodical reviews, CSI may review the constituent stocks immediately. For stock suspension, CSI will judge whether to delete the stock based on specific causes. Suspended or delisted stocks will be deleted from the constituents. Necessary adjustment will be made when certain corporate event happens so as to maintain the representativeness and investability of the index. Please refer to CSI Index Calculation and Maintenance Methodology for further details. If any constituent of the Index is changed beyond periodical reviews, the inserted constituent will inherit the weight of the deleted constituent as of the close of one trading day before the effective date of the addition. Then the Weight Factor of the inserting constituent will be calculated based on its inherited weight. Appendix 4 Methodology of CSI Quantum Communication Index

CSI Quantum Communication Index is composed of A-Share stocks which belong to components providers, equipment manufacturer, operation & application providers and other companies benefit from quantum communication. The index is to measure the price performance of the theme.

1. Index Name and Index Code  Index Name: CSI Quantum Communication Index  Shortened Name: Quantum Communication  Index Code: 930852 2. Base Date and Base Index The base date is June 29, 2012. The base level is 1000. 3. Index Eligibility 3.1 Index Universe

CSI All share Index stocks. 3.2 Constituents Selection

First, rank the stocks in the universe by the average daily trading value over the past year in descending order and delete the bottom 20% stocks. Second, select the stocks in the universe which belong to components providers, equipment manufacturer, operation & application providers and other companies benefit from quantum communication as the candidate stocks. Thirdly, rank the candidate stocks by daily average total market capitalization over the past year in descending order and select no more than 50 stocks as the constituents. 4. Index Calculations The index is weighted as the following calculation formula: Current Index = Current Total Adjusted Market-Cap / Divisor × Base Level Where Current Total Adjusted Market-Cap = ∑(Stock Price × Number of Free Float Adjusted Shares × Weight Factor) For the calculation of number of free float adjusted shares, please refer to CSI Index Calculation and Maintenance Methodology for further details. The value of Weight Factor is between 0 and 1, and is calculated at each rebalancing so as to make each constituent has an equal weight. 5. Constituents and Index Weights 5.1 Constituent’s Periodical Review The index is adjusted and rebalanced twice a year and the adjustment will be effective as of the next trading day after the 2nd Friday in June and December. Weight Factor is assigned to each constituent at each rebalancing. The factor is calculated using the closing data five trading days before the effective date of index rebalancing. The effective date is the same as that of the constituent adjustment. The Weight Factor stays the same until next rebalancing day. 5.2 Ongoing Review In case that the representativeness and investability is effected due to significant changes beyond periodical reviews, CSI may review the constituent stocks immediately. For stock suspension, CSI will judge whether to delete the stock based on specific causes. Suspended or delisted stocks will be deleted from the constituents. Necessary adjustment will be made when certain corporate event happens so as to maintain the representativeness and investability of the index. Please refer to CSI Index Calculation and Maintenance Methodology for further details. If any constituent of the Index is changed beyond periodical reviews, the inserted constituent will inherit the weight of the deleted constituent as of the close of one trading day before the effective date of the addition. Then the Weight Factor of the inserting constituent will be calculated based on its inherited weight.

Appendix 5 Methodology of CSI Sponge Cities Index CSI Sponge Cities Index is composed of A-Share stocks which belong to ecosystem protection and restoration, LID rainwater system components, sewage sludge disposal, landscaping and other stocks benefitting from Sponge Cities. The index is to measure the price performance of the theme, as well as to provide underlying for theme.

1. Index Name and Index Code  Index Name: CSI Sponge Cities Index  Shortened Name: CSI Sponge Cities  Index Code: 930853 2. Base Date and Base Index The base date is June 29, 2012. The base level is 1000. 3. Index Eligibility 3.1 Index Universe

First, rank the stocks in the universe by the average daily trading value over the past year in descending order and delete the bottom 20% stocks. Second, select the stocks in the universe which belong to ecosystem protection and restoration, LID rainwater system components, sewage sludge disposal, landscaping and other stocks benefitting from Sponge Cities as the candidate stocks. Thirdly, rank the candidate stocks by daily average total market capitalization over the past year in descending order and select no more than 50 stocks as the constituents. 4. Index Calculations The index is weighted as the following calculation formula: Current Index = Current Total Adjusted Market-Cap / Divisor × Base Level Where Current Total Adjusted Market-Cap = ∑(Stock Price × Number of Free Float Adjusted Shares × Weight Factor) and For the calculation of number of free float adjusted shares, please refer to CSI Index Calculation and Maintenance Methodology for further details. The value of Weight Factor is between 0 and 1, and is calculated at each rebalancing so as to make each constituent weight 10%. 5. Constituents and Index Weights 5.1 Constituent’s Periodical Review The index is adjusted and rebalanced twice a year and the adjustment will be effective as of the next trading day after the 2nd Friday in June and December. Weight Factor is assigned to each constituent at each rebalancing. The effective date is the same as that of the constituent adjustment. The Weight Factor stays the same until next rebalancing day. 5.2 Ongoing Review In case that the representativeness and investability is affected due to significant changes beyond periodical reviews, CSI may review the constituent stocks immediately. Delisted stocks will be deleted from the constituents. Please refer to CSI Index Calculation and Maintenance Methodology for further details. If any constituent of the Index is changed beyond periodical reviews, the inserted constituent will inherit the weight of the deleted constituent as of the close of one trading day before the effective date of the addition. Then the Weight Factor of the inserting constituent will be calculated based on its inherited weight. Appendix 6 Methodology of CSI Water Environment Treatment Index CSI Water Environment Treatment Index is composed of A-Share stocks which belong to plants, microorganisms, pharmaceuticals, equipment, water testing equipment and services, water treatment equipment manufacturing, water environment treatment project design, construction and operation. The index is to measure the price performance of the theme, as well as to provide underlying for theme. 1. Index Name and Index Code  Index Name: CSI Water Environment Treatment Index  Shortened Name: CS Water ET  Index Code: 930854 2. Base Date and Base Index The base date is June 29, 2012. The base level is 1000. 3. Index Eligibility 3.1 Index Universe

First, rank the stocks in the universe by the average daily trading value over the past year in descending order and delete the bottom 20% stocks. Second, select the stocks in the universe which belong to plants, microorganisms, pharmaceuticals, equipment, water testing equipment and services, water treatment equipment manufacturing, water environment treatment project design, construction and operation and other stocks benefitting from Water Environment Treatment as the candidate stocks. Thirdly, rank the candidate stocks by daily average total market capitalization over the past year in descending order and select no more than 50 stocks as the constituents. 4. Index Calculations The index is weighted as the following calculation formula: Current Index = Current Total Adjusted Market-Cap / Divisor × Base Level Where Current Total Adjusted Market-Cap = ∑(Stock Price × Number of Free Float Adjusted Shares × Weight Factor) and For the calculation of number of free float adjusted shares, please refer to CSI Index Calculation and Maintenance Methodology for further details. The value of Weight Factor is between 0 and 1, and is calculated at each rebalancing so as to make each constituent weight 10%. 5. Constituents and Index Weights 5.1 Constituent’s Periodical Review The index is adjusted and rebalanced twice a year and the adjustment will be effective as of the next trading day after the 2nd Friday in June and December. Weight Factor is assigned to each constituent at each rebalancing. The effective date is the same as that of the constituent adjustment. The Weight Factor stays the same until next rebalancing day. 5.2 Ongoing Review In case that the representativeness and investability is affected due to significant changes beyond periodical reviews, CSI may review the constituent stocks immediately. Delisted stocks will be deleted from the constituents. Please refer to CSI Index Calculation and Maintenance Methodology for further details. If any constituent of the Index is changed beyond periodical reviews, the inserted constituent will inherit the weight of the deleted constituent as of the close of one trading day before the effective date of the addition. Then the Weight Factor of the inserting constituent will be calculated based on its inherited weight. Appendix 7：Constituents