Cd Table of Contents

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Cd Table of Contents

Appendix D

CD TABLE OF CONTENTS

Agency Document Title File Name Format Size Small Business Administration Agency File Document Title Name Format Size

Small Business Administration

SBA Program Overview HTML Size Standards SBA Size Standards HTML 307KB Size Standards by North American NAICS Size Standards HTML 460KB Industry Classification (NAICS)

SBA Loan Checklist SBA Loan Checklist Text 3KB Balance Sheet Balance Sheet Excel 25KB Income Statement Income Statement Excel 20KB Statement of Cash Flows Cash Flow Statement Excel 26KB Capital Certificate SBA1-4 PDF 169KB Loan Application SBA4 PDF 285KB Schedule of Collateral SBA4-A PDF 96KB LowDoc Loan Application SBA4-L PDF 642KB Loan Application Under $50K SBA4-Sht PDF 151KB (a short form) Statement of Personal History SBA912 PDF 209KB One Page Loan Application PDF ACE Model Investor Agreement HTML Small Business Act of 12/21/01 Small Business Act HTML 549KB

Internal Revenue System

Request for Copy of Tax Return IRS Form 4506 PDF 49KB

Securities and Exchange Commission Form 1-A (in two formats) Used with Regulation A Filing Form 1-A HTML 175KB Used with Regulation A Filing Form 1-A PDF 198KB Form D Form D HTML Used with Regulation D and other Small filings.

Regulation A Reg A HTML Regulation D Reg D HTML

Form U-7 (SCOR) Form Model A, Form U-7 (Used with SB-1) Model B, under Regulation A (Used with SB-1)

Report on the Uniformity of Federal Pre-emption HTML 373KB State Regulatory Requirements for Offerings of Securities That Are Not “Covered Securities” (Rules for Federal Pre-emption)

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