Declaration in Terms of Fais Act

DECLARATION IN TERMS OF FAIS ACT

FINANCIAL SERVICE PROVIDER: Lynx Fund Managers (Pty) Ltd COMPANY ADDRESS: Hobart Square Office Park Block D, Hobart Road, Bryanston, South Africa PO Box 71256, Bryanston, 2021, South Africa DIRECTORS: BG Kirsch, JM Ralph, ES de Bruin, KW Fynn, JD Gilfillan REGISTRATION No.: 2005/033475/07 FSB LICENCE No.: FSP23987 VAT REGISTRATATION No.: 4450224011 PROFESSIONAL INDEMNITY INSURANCE: The company carries both Professional Indemnity and Theft of Funds cover WEBSITE ADDRESS: www.lfm.co.za

KEY INDIVIDUAL: Kerry West Fynn POSTAL ADDRESS: PO Box 71256, Bryanston, 2021, South Africa PHYSICAL ADDRESS: Hobart Square Office Park Block D, Hobart Road, Bryanston, South Africa TELEPHONE No.: +27 11 707 1340 TELEFAX No.: +27 11 707 9958 CELLULAR No.: +27 82 320 7915 EMAIL ADDRESS: [email protected]

KEY INDIVIDUAL: Jonathan Marshall Ralph POSTAL ADDRESS: PO Box 71256, Bryanston, 2021, South Africa PHYSICAL ADDRESS: Hobart Square Office Park Block D, Hobart Road, Bryanston, South Africa TELEPHONE No.: +27 11 707 9940 TELEFAX No.: +27 11 707 9958 CELLULAR No.: +27 82 650 3732 EMAIL ADDRESS: [email protected]

KEY INDIVIDUAL: Bruce Gary Kirsch POSTAL ADDRESS: PO Box 71256, Bryanston, 2021, South Africa PHYSICAL ADDRESS: Hobart Square Office Park Block D, Hobart Road, Bryanston, South Africa TELEPHONE No.: +27 11 707 9940 TELEFAX No.: +27 11 707 9958 CELLULAR No.: +27 82 900 3108 EMAIL ADDRESS: [email protected]

KEY INDIVIDUAL: James Duncan Gilfillan POSTAL ADDRESS: 5th Floor, The Terraces, 25 Protea Road, Claremont, 7708 PHYSICAL ADDRESS: 5th Floor, The Terraces, 25 Protea Road, Claremont, 7708 TELEPHONE No.: +27 21 683 1354 TELEFAX No.: +27 21 683 1396 CELLULAR No.: +27 83 270 7284 EMAIL ADDRESS: [email protected]

COMPLIANCE OFFICER: Elizabeth Sueney de Bruin POSTAL ADDRESS: PO Box 71256, Bryanston, 2021, South Africa TELEPHONE No.: +27 11 707 1341 TELEFAX No.: +27 86 504 0215 MOBILE No.: +27 83 234 1575 EMAIL ADDRESS: [email protected] If you have any compliance queries you may contact Sueney de Bruin, the compliance officer of Lynx Fund Managers (Pty) Ltd, on (011) 707 1341.

Any complaints in respect of the policy, product or service must be submitted by you, in writing, addressed to Sueney de Bruin. Upon receipt of the complaint we will issue a notice of receipt. An investigation team, appointed from time to time by the Board of Directors of Lynx Fund Managers (Pty) Ltd, will investigate the complaint. Once the investigation is complete you will be notified of the investigation team’s decision in writing. Upon receipt of this notification you will have 6 months to challenge the decision. Should you wish to challenge the decision you may lodge a complaint with the ombudsman, toll-free number 0860 324 766. The email address is [email protected] and the website is www.faisombud.co.za. Their offices are located at Celtis House, Eastwood Office Park, Lynnwood Road, Pretoria. The postal address is P.O. Box 74571, Lynnwood Ridge, 0040. PRODUCTS

Lynx Fund Managers (Pty) Ltd is authorised in terms of license no. 23987 to carry on business in respect of Securities and Instruments: Shares, Money Market and Bonds and Participatory interest in Collective investment schemes.

Lynx Fund Managers Pty Ltd is owned 50% by Alpha Holdings, 25% by The Leeds Trust and 25% by Romeo Y Julieta Trust.

Lynx Fund Managers primarily sells it own product offerings to Alpha Group and Renaissance Wealth clients.

PORTFOLIOS International Domestic Lynx SCI Global Diversified Fund of Funds Lynx SCI Opportunities Fund of Funds Lynx SCI Balanced Fund of Funds Lynx SCI Cautious Fund of Funds

LYNX FUND MANAGERS (PTY) LTD CODE OF CONDUCT: Lynx Fund Managers (Pty) Ltd requires of its members:  to conduct their business in good faith and with integrity;  to honour the confidentiality of all information communicated to, or obtained by, the member;  where business entails the assessment or acceptance of any risk by an underwriter, to obtain all material information from the client and to communicate the same to the underwriter;  to render services or advice only in connection with matters or products about which the member is informed and knowledgeable;  not ever to act in a manner which may harm the image of Lynx Fund Managers or its members; and  to adhere to this code, the constitution of Lynx Fund Managers and any other relevant statutory enactment.

I CONFIRM THAT I HAVE BEEN MADE AWARE OF THE CONTENTS OF THIS DOCUMENT AS WELL AS THE STATUTORY NOTICE. I FURTHER CONFIRM THAT I HAVE RECEIVED A WRITTEN PROPOSAL FROM LYNX FUND MANAGERS (PTY) LTD.

SIGNED DATE

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