New Listing Application (Equity) Main Board

CF040M

The Stock Exchange of Hong Kong Limited (A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)

NEW LISTING APPLICATION (EQUITY) – MAIN BOARD

I. Documents to be submitted when making a new listing application

Name of Company :

Name of Sponsor(s) :

Date submitted :

Documents Rule 1 Ref. Submitted? Comment 2 Yes No N/A (where applicable)

Listing application form 9.03(1) I.A (Form A1) Initial listing fee 9.03(1) 6 copies [or such other 9.11(1) numbers as prescribed by us from time to time] of draft prospectus in reasonably advanced state 2 CD-Roms containing the 9.11(1) same draft prospectus in reasonably advanced state A written confirmation and 9.11(3a) I.M undertaking with regard to biographical information of director/supervisor and proposed director/supervisor Please advise the sponsor’s email address which could be used for receiving the Exchange’s comments

Waiver application - Draft of all requests for 9.11(3)/ waiver from the 19A.15/ requirements of the Listing Rules and the provisions of 19A.16 the Companies Ordinance

2 copies of any draft 9.11(3b) statement of adjustments relating to the accountants’ report

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PRC incorporated issuers only

- Submission from the 19A.19 Sponsor(s) addressing Rule 19A.19 (where applicable) - Others*

Depositary Receipts issuers only (effective on 1 July 2008)

- 3 copies of draft deposit 9.11(4) agreement - a specimen certificate for 9.11(4) the depositary receipts - other agreements or 9.11(4) documents as the Exchange may require - 2 copies of a legal opinion 9.11(5) from legal advisers in such jurisdictions as the Exchange may require

Checklists - Additional information to be I.B submitted by the Sponsor(s) - Basic qualifications for new I.C listing - Basic requirements for I.D contents of prospectus - Offering mechanism I.E - Property valuation I.F - Share option scheme I.G - Accountants’ report I.H

Other documents - Sponsor’s undertaking 3A.03/ I.K 9.11(1)/ Appendix 17

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- Sponsor’s statement of 3A.08/ I.L independence 9.11(1)/ Appendix 18 - Standard Comments: to be I.N addressed when replying to our first comment letter - Market comparable I.P analysis - Others*

To be submitted at least 15 clear business days before the expected hearing date Where the listing document 9.11(10)(a) N/A Remarks (if any) contains a profit forecast, 2 copies of a draft of the board’s profit forecast memorandum covering the same period of the profit forecast contained in the listing document and cash flow forecast memorandum covering at least 12 months from the expected date of publication of the listing document with principal assumptions, accounting policies and calculations for the forecasts;

Where the listing document 9.11(10)(b) N/A Remarks (if any) does not contain a profit forecast, 2 copies of a draft of the board’s profit forecast memorandum covering the period up to the forthcoming financial year end date after the date of listing and cash flow forecast memorandum covering at least 12 months from the expected date of publication of the listing document with principal assumptions, accounting policies and calculations for the forecasts

* Please specify

Notes:-

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1. Please refer to the applicable rule for full details of the documentary requirement. 2. Adequate explanation must be given where the relevant rule or documentary requirement does not apply to the Company.

Signed by : (for and on behalf of the Sponsor(s))

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