The Conceptual Development of Einstein's General Theory of Relativity

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The Conceptual Development of Einstein's General Theory of Relativity THE CONCEPTUAL DEVELOPMENT OF EINSTEIN’S GENERAL THEORY OF RELATIVITY Patrick Girard To cite this version: Patrick Girard. THE CONCEPTUAL DEVELOPMENT OF EINSTEIN’S GENERAL THEORY OF RELATIVITY. History, Philosophy and Sociology of Sciences. University of Wisconsin-Madison (Etats-Unis), 1981. English. tel-02532792 HAL Id: tel-02532792 https://hal.archives-ouvertes.fr/tel-02532792 Submitted on 6 Apr 2020 HAL is a multi-disciplinary open access L’archive ouverte pluridisciplinaire HAL, est archive for the deposit and dissemination of sci- destinée au dépôt et à la diffusion de documents entific research documents, whether they are pub- scientifiques de niveau recherche, publiés ou non, lished or not. The documents may come from émanant des établissements d’enseignement et de teaching and research institutions in France or recherche français ou étrangers, des laboratoires abroad, or from public or private research centers. publics ou privés. Ph.D. Thesis (U.S.A.) THE CONCEPTUAL DEVELOPMENT OF EINSTEIN’S GENERAL THEORY OF RELATIVITY by PATRICK RALPH GIRARD University of Wisconsin-Madison, Graduate School Major Department : History of Science Minor : Physics Thesis Reading Committee : Major Professor : Daniel M. Siegel Geoffrey Joseph Robert March Date of Examination : 24 November 1981 This is an authorized facsimile printed by microfilm/xerography on acid-free paper in 1982 by UNIVERSITY MICROFILMS INTERNATIONAL Ann Arbor, Michigan, U.S.A. London, England Licrolilmôd by Univ. ot Wi3€onsin-Madison g2_05S30 Liè(ùt Collacltm Lemlffia Ottica 'ladrdirl GlMnD, Patrick Ralph ÎI{E COT{CÊPIIJAL DEVELOPI{€IIT OF EIIIS1EIXIS G€ilERAL THÉORY OF RËIÂTIVITY thc Univcr:ity of lJl:con:ln-tladiron, ph.D., l98l University Microfilms lnternaliOnal Ârùo., titcntern 48t06 ^nn @ l98l Patrick Ralph Girard (ttlts titt e card prepared by the University of l,lisconsin) PLÊASÊ NOTE: The negative microfi'lm copy of this dissertatJon was prepared and lnspected by the school grant.ing the degree. lJe are using this fl1m withoùt furtËer {nspectlon or chanEe. If there are any questions about the fi'lm content, piease wrlte d.r'rectly to the school . UNIVERSITY MI CROFILI.IS CONCEPÎUAT'EreTOPITENÎ OF EINSISÏN,S GEIENÂI, ÎHEOAT OF R3I,AlrirIlY À thesi-s subE{tred to the Graduête School of the unLveralty of iflscossts-Hadrson Ln partlal furftllnent of the rêqulre!Êeats for the degree of Doctor of phlloeophy by PATRISIC NATPH 6TRA.R, Degree to be awatded: Dece$ber lg_g1_ llay 1g_ August 19 Âpproved by lteels Lead{ag Co!ûDlttee: t{ lÀ,!r}f^*q__.. THE CONCEPTUAL DEVELOPIV{ENT OF EINSTEIN'S GENERAL THEORY OF RELATIVITY by PATRICK RALPH GIRARD A thesis submitted in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY (History of Science) at the UNIVERSITY OF WISCONSIN-MADISON 19 81 @ Copyrighr by patrick Ralph Gj-rard 198L All Rights Reserved 11 ACKNOWLEDGMENTS I would like to thank Daniel Siegel for his overall advice and particularly for the many hours he spent on editorial work because of ny restricted knowledge of the English language. I an also grateful for his patience with certain philosophical views somewhat in contrast with his ohrn. Further thanks go to Geoffrey Joseph and Robert March for a few suggestions. Fina11y, I want to thank the physics Department of the university of wisconsin-Madison, in particular C. H. Blanchard, for financial support in the form of a Teaching Assistantship while this di.ssertation was in progress, Charles Goebel for reading an early draft of the dissertation, and Jeanne Zwaska for typing the manuscript. 111 TABLE OF CONTENTS Page INTRODUCT ION 1 CHAPTER I " THE SPECIAL THEORY OF RELATIVITY 4 A. Einstein and the Development of the Special Theory of Relativity 4 1. Historical Background of the Principles of STR 5 2. Einstein's Approach 11 a. Einsteinrs early doubts about the concept of absolute velocity Lz b. Vain attempts to reconcile electrornagnetisn with the principle of relativity ?3 c. Rejection of the ether 25 d. Epistemological breakthrough 28 3. Einsteinfs Achievement 31 B. Einsteinrs Epistemological Dissatisfaction with STR 35 1. Historical Debate about the Concept of Absolute Acceleration 37 2, Einstein's Rejection of the Concept of Absolute Acceleration 4L II. THE EXTENSION OF THE SPECIAL THEORY OF RELATIVITY VIA THE EQUIVALENCE PRTNCTPLE (1907- 1912) 43 A. Early Use of the Equivalence Principle (190 7- 1911) 43 1V CHAPTER Page 1. The Idea of the Equivalence Principle 43 a. From the relativity of electri-c and magnetic fields to the relativity of the gravita- tional field 43 b. From the relativity of the gravitational field to the equivalence principle 48 2. Extension of the Principle of Relativity to Unifornly Accelerated Systens 55 a. Space and time in a uniformly accelerated reference system 58 b. Electromagnetic effects in a uniform gravitational field 63 3. Full Confidence in the Equivalence Principle and in a General Relativity (1911) 67 B. Further Use of the Equivalence Principle: The Static Theory of Gravi.tation 82 1. Historical Background 82 a. Prerelativistic theories of gravitation 82 b. The force laws of Poincaré and N{inkowski B5 c. Einstein's relati.vistic field approach 92 d. Abraham's theories 97 e. Nordstrôm's and tr{ie's theories 104 V CHAPTER Page 2. Einstein's Gravitat ion 109 a. Develop ment of the theory 110 b. Consequences 114 c. Problem s and modifications of the theory L20 d. Debate with lvlax Abraham I22 III. FIRST SKETCH OF THE GENERAL THEORY OF RELATTVTTY (1913- 1915) 131 A. Historical Remarks on Tensor Calculus 732 1. Tensors with Respect to the Groups 0 (3 ) and 0(a) 153 2. Tensors wi th Respect to the Groups Associated with a Quadratic Di ffe rent i al Form 141 B. The Einstein- G rossmann Tensor Theory (1913) L47 l. The Generally Covariant Equation of Nlotion 148 ) The Line arly Covariant Field Equations 158 3. Consequences of the Theory 166 a. The Newtonian gravitational field approxination . 166 b. The relativity of inertia . 169 C. Further Elaboration of the Theory . 175 1. The Problem of the Covariance of the Field Equations f75 2. New Hope for an Extended Covariance of the Field Equations I82 V1 CHAPTER Page D. Einstein's Philosophical Views and the Reception of the Theory 197 1 . Einstein's Epistemological Idealism 1g 7 2. Reception of the Theory 204 IV. THE GENERAL THEORY 0F RELATTVTTy (191s -1917) 2L4 A. The Generally Covariant Theory (1915-1916) ZIs 1. The Return to the Riemann- Christoffel Tensor ZIs 2. The Generally Covariant Field Equations ZZz a. Covariant field equations with respect to transfornations of Jacobian 1 ZZ3 b. Generally covariant field equations with the assumption Tuu = Q 231 c. Generally covariant field equations without the assumption TUu-o n3 B. Consequences of the Theory and Experirnental Veri f ication 240 1. First Order Effects: Newton's Law of Gravitation, Deflection of Light Rays, Behavior of Clocks and Rods in a Gravitational Field 240 2. Second Order Effect: Residual Precession of the perihelion of Mercury Z4S 3. Experimental Verification Z4g C. Extension of the Theory: The Cosmological Constant (1917) . 255 v]-1 CHAPTER Page 1. Einstein' s Epi-stenological Dissatisfaction 25s a. Epistemological background 25s b. The problem of the relativity of inertia 7.63 ) Modification of the Field Equations 26s CONCLUS I ON 27s APPENDIX: EINSTEINI S PRIORITY IN THE IVIATTER OF THE FIELD EQUATIONS 277 BI BL IOGRAPHY 294 INTRODUCT ION Among all the physical theories developed by Albert Einstein, the general theory of relativity (GTR) is generally considered as his masterpiece. This theory has yielded the most successful treatment of gravitation known so far, and has, to the present day (1981), brilliantly withstood all the experinental tests to which it has been submitted, while many competing theo ries have been e 1i-minated. Despite its success, the history of the general theory of relativity has received much less attention than the history of the special theory. Two basic circumstances are probably responsible for this. First, between the 1930s and the 1950s, the general theory of relativity was relati.vely neglected by the scientists thenselves because experimental rnethods had not yet reached the sophistication required for the further study of general-relativistic effects. Second, the technicality of the subject matter has hindered historical study of GTR. Though various aspects of the history of the general theory of relativity have been treated 2 elsewherer^1 no comprehensive, detailed historical account of the successive stages in the development of the general theory of relativity has, to my knowledge, been published. It is the purpose of this dissertation to fill that gap. The dissertation will not only analyze the mathematical development of the theory in detail, from 1907 to 1917, but will also pay close attention to Einstein's rnotivations. Though it is generally known that Einstein was notivated by epistemological reasons in the development of GTR, this is the first time that this claim is thoroughly docurnented. By 1905, Einstein had already successfully applied epistemological con- siderations to physics: it was his rejection of the concept of absolute time that made the special theory of relativity (STR) possible. Einstein's next move was to attempt to elininate the concept of absolute space (in particular the concept of absolute acceleration) by extending the principle of relativity. In order to show the continuity of Einstein's concerns in the developrnent of STR and GTR, I will in the 1S"u in particular Jagdish lr{ehra, Einstein, Hilbert, and the Theory of Gravitation: HiEToÏfâÏ o11and/ Boston, U.S.A.: D. Reidel, I974). I shal1 argue against Mehrafs clairn that Hilbert discovered the field equations independently of Einstein. For other accounts, see the b ib 1 io graphy 3 first chapter briefly review the development of the special theory of relativity, and analyze Einstein's dissatisfaction with that theory.
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