Eli Lilly and Company Foundation
Total Page：16
File Type：pdf, Size：1020Kb
• EXTENDED TO AUGUST 15, 2016 Return of Private Foundation OMB No 1545-0052 Form 990 -PFFor Section 4947(aXI) Trust Treated as Private Foundation Do not enter social security numbers Department of the Treasury ► on this form as it may be made public. 2015 Internal Revenue Service Information about Form 990-PF and its separate instructions is at www.irs.gov/form990pf. For calendar year 2015 or tax year beginning , and ending Name of foundation A Employer identification number ELI LILLY AND COMPANY FOUNDATION 35-6202479 Number and street ( or P O box number if mail is not delivered to street address ) Room/suite B Telephone number PO BOX 80007 317 - 276-2000 City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check he ► INDIANAPOLIS , IN 46280 G Check all that apply L-J Initial return L-J Initial return of a former public charity D 1. Foreign organizations , check here Final return El Amended return 2. Foreign organizations meeting the 85% test, D Address chan g e O Name change check here and attach computation H Check type of organization: X Section 501 (c)(3) exempt private foundation E If private foundation status was terminated El Section 4947( a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A), check here I Fair market value of all assets at end of year J Accounting method: X Cash L-J Accrual F If the foundation is in a 60-month termination (from Part ll, col (c), line 16) 0 Other ( specify) under section 507(b )(1)(B), check here ► $ 97,834,657 . (Part 1, column (d) must be on cash basis) Part I Analysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net ( d ) Disbursements (The total of amounts in columns ( b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received 43,000,000 . N /A 2 Check [11111 it the foundation is not requ ired to attach Son B Interest and temporary 3 1,045, 413. 1,0 45 , 413 . S TATEMENT 1 4 Dividends and interest from securities 818,357. 818 , 35 7 . STATEMENT 2 5a Gross rents b Net rental income or (loss) 6a Net gain or (loss ) from sale of assets not on line 10 5,273,012 . Gross sales price for all b assets on line 6a 371154,367. 7 Capital gain net income (from Part IV, line 2) 5,273,012. cc 8 et shortREr`plPa^p(IcQ 9 co odu1ucano nc . ross sales less returns 1 Ua `K l owances Cn cn C\J b 'l cst c 0.s s d r1 _ 1 ClJ c ros profit or loss 11 therIn 114 , 972. 35, 595 . STATEMENT 3 " 12 takAd ResQa-thErougN UT 50,251,754 . 7,172,377. w 13 Compensation of officers, directors, trustees , etc 0 . 0 . 0. 14 Other employee salaries and wages 15 Pension plans, employee benefits C N 16a Legal fees STMT 4 51,196. 0. 0. W 2- w b Accounting fees STMT 5 110,694. 0. 0. w c Other professional fees STMT 6 118,548. 0. 0. U 17 Interest €!) 18 Taxes STMT 7 272,247. 2,247. 0. c 19 Depreciation and depletion E 20 Occupancy D 21 Travel, conferences , and meetings 22 Printing and publications 23 Other expenses STMT 8 309,374. 242,432. 0. 24 Total operating and administrative a expenses . Add lines 13 through 23 862,059 . 244,679. 0. 0 25 Contributions , gifts, grants paid 3 2, 633 , 780. 32,633,780. 26 Total expenses and disbursements. Add lines 24 and 25 33,495,839 . 244,679. 32,633,780. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements 16 ,755,915. b Net investment income (if negative , enter-o-) 6,927,69T-. c Adjusted net income (if negative , enter -0-) N/A ii-24-15 LHA For Paperwork Reduction Act Notice, see instructions . I^ I I ; Form VW-It- (2015) 1 J 11490719 757887 98501GS0000 2015.04000 ELI LILLY AND COMPANY FOUND 98501GS1 Form 990-PF (2015) ELI LILLY AND COMPANY FOUNDATION 35-6202479 Panp9 Beginning of year End of year part II Balance Sheets Attached schedules and amounts in the description column should be for end -of-year amounts only (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing 2 Savings and temporary cash investments 2,613,323. 2,297,954. 2,297,954. 3 Accounts receivable ► Less. allowance for doubtful accounts ► 4 Pledges receivable ► _^ _ - - Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons 7 Other notes and loans receivable ► __- _-._- ___ __ _- ____^ -___ .__ __-_..__^ Less: allowance for doubtful accounts ► , 8 Inventories for sale or use y 9 Prepaid expenses and deferred charges a 10a Investments - U S. and state government obligations b Investments - corporate stock STMT 9 37,424,984. 47,861,258. 47,961,127. c Investments - corporate bonds STMT 10 42,345,110. 48,980,120. 47,575,576. 11 Investments land, buildings, and equipment basis ► _^ _ _ __J Less accumulated depreciation ► 12 Investments - mortgage loans 13 Investments - other 14 Land, buildings, and equipment: basis ► J Less accumulated depreciation ► 15 Other assets (describe ► 16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I 82,383,417. 99,139,332. 97,834,657. 17 Accounts payable and accrued expenses 18 Grants payable un 19 Deferred revenue '= 20 Loans from officers, directors, trustees, and other disqualified persons Z 21 Mortgages and other notes payable 22 Other liabilities (describe ► 23 Total liabilities (add lines 17 through 22) 0. 0. Foundations that follow SFAS 117, check here ► X and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 82,383,417. 99,139,332. 25 Temporarily restricted on 26 Permanently restricted Foundations that do not follow SFAS 117, check here I r_ LL and complete lines 27 through 31. ° 27 Capital stock, trust principal, or current funds 4 28 Paid-in or capital surplus, or land, bldg., and equipment fund a 29 Retained earnings, accumulated income, endowment, or other funds Z 30 Total net assets or fund balances 82,383,417. 99,139,332. 31 Total liabilities and net assets/fund balances 82,383,417. 99,139,332. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 82,383,417. 2 Enter amount from Part I, line 27a 2 16,755,915. 3 Other increases not included in line 2 (itemize) ► 3 0. 4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) ► 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 )9,139,332. Form 990-PF (2015) 523511 11-24-15 2 11490719 757887 98501GS0000 2015.04000 ELI LILLY AND COMPANY FOUND 98501GS1 Form990-PF(2015) ELI LILLY AND COMPANY FOUNDATION 35-6202479 Page 3 Part IV Capital G ains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e g., real estate, How acquire d (c) Date acquired sold Purchase (d) Date 2-story brick warehouse, or common stock, 200 shs MLC Co.) D - Donation (mo., day, yr.) (mo , day, yr.) la CORE ACTIVE BOND FUND B P VARIOUS VARIOUS b EQUITY INDEX FUND B P VARIOUS VARIOUS c RUSSELL 2000 INDEX FUND B P VARIOUS VARIOUS d PASS THROUGH GAINS AND LOSSES P VARIOUS VARIOUS e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 15,606,203. 15,812,607. <206,404. b 13,979,986. 12,035,799. 1,944,187. c 3,333,087. 4,032,949. <699,862. d 4,235,091. 4,235,091. e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or Losses (from col. (h)) (i) F.M.V. as of 12/31/69 as of 12/31/69 over cal (I), if any a <206,404. b 1,944,187. C <699,862.: d 4,235,091. e If gain, also enter in Part I, line 7 1 2 Capital gain net income or (net capital loss) Vl If (loss), enter -0- in Part I, line 7 ) 2 5,273,012. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If ( loss ), enter -0- in Part I, line 8 3 N/A Part V I UuallTlcatlon U n de r Section 4u4U(e) Tor Fieaucea I ax on Net investment income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940( d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period' Yes 0 No If "Yes_" the foundation dries not aualdv under section 4940(e).