Observational Constraints on Surface Characteristics of
Comet Nuclei
Humberto Campins ([email protected] u)
Lunar and Planetary Laboratory, University of Arizona
Yanga Fernandez
University of Hawai'i
Abstract.
Direct observations of the nuclear surfaces of comets have b een dicult; however
a growing number of studies are overcoming observational challenges and yielding
new information on cometary surfaces. In this review, we fo cus on recent determi-
nations of the alb edos, re ectances, and thermal inertias of comet nuclei. There is
not much diversity in the geometric alb edo of the comet nuclei observed so far (a
range of 0.025 to 0.06). There is a greater diversity of alb edos among the Centaurs,
and the sample of prop erly observed TNOs (2) is still to o small. Based on their
alb edos and Tisserand invariants, Fernandez et al. (2001) estimate that ab out 5%
of the near-Earth asteroids have a cometary origin, and place an upp er limit of
10%. The agreement between this estimate and two other indep endent metho ds
provide the strongest constraint to date on the fraction of ob jects that comets
contribute to the p opulation of near-Earth asteroids. There is a diversity of visible
colors among comets, extinct comet candidates, Centaurs and TNOs. Comet nuclei
are clearly not as red as the reddest Centaurs and TNOs. What Jewitt (2002) calls
ultra-red matter seems to be absent from the surfaces of comet nuclei. Rotationally
resolved observations of b oth colors and alb edos are needed to disentangle the e ects
of rotational variability from other intrinsic qualities. New constraints on thermal
inertia of comets are consistent with previous indep endent estimates. The thermal
inertia estimates for Centaurs 2060 Chiron and 8405 Asb olus are signi cantly lower
than predicted by thermal mo dels, and also lower than the few upp er limits or
constraints known for active, ordinary nuclei.
Keywords: Comets, Nuclei, Surfaces
1. Intro duction
The nucleus is where cometary activity originates. However, direct ob-
servations of the nuclear surfaces of comets have been dicult. This
diculty is due to the gas and dust coma generally present when
comets are close to the Sun, and due to the faintness of comet nuclei
when at large helio centric distances. A growing number of studies are
overcoming these observational challenges and yielding new information
on cometary surfaces. In this review, we fo cus on recent determinations
of the alb edos, re ectances, and thermal inertias of comet nuclei. We
also compare these surface characteristics to those of related p opula-
c
2002 Kluwer Academic Publishers. Printed in the Netherlands.
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2 H. Campins and Y. Fernandez
tions such as extinct comet candidates, Centaurs, near-Earth asteroids
(NEAs), transneptunian ob jects (TNOs) and Tro jan asteroids. The size
distribution of cometary nuclei is discussed elsewhere by Fernandez et
al (1999). and by Weismann and Lowry (2001).
Successful observations of comet surfaces have used observational
techniques that fall into three categories, (a) observations of comets at
large helio centric distances, (b) observations of comets near Earth and
(c) imaging by visiting spacecraft. Observations of distant comets aim
to identify the nucleus in the absence of a coma; however, many comets
remain active at large distances. For example, photometry of comet
Encke throughout its orbit reveals a p eculiar behavior, with an actual
increase in Encke's intrinsic brightness near aphelion (e.g., Meech et al.
2001, Licandro et al. 2001, Sekanina 1991, Barker et al. 1981). Hence,
it is often necessary to estimate and subtract a remnant coma, which
is dicult to characterize due to the low spatial resolution. One of the
main uncertainties asso ciated with observations of distant comet nuclei
is the p ossibility that an unresolved coma can go undetected. Neverthe-
less, recent studies have rep orted apparently successful observations of
comet nuclei at visible (e.g., Jewitt 2002) as well as mid-infrared wave-
lengths (Fernandez et al. 2002). These studies allow estimates of the
nucler size, assuming an alb edo in the case of visible wavelengths only,
and measuring the alb edo, in the case of simultaneous mid-infrared and
visible detections.
At smaller geo centric distances, the increased spatial resolution al-
lows a better characterization and subtraction of a coma. This tech-
nique was initially applied to low activity comets Neujmin 1, Arend-
Rigaux and Temp el 2 (Campins et al. 1987, Millis et al. 1988, A'Hearn
et al. 1989). More active comets with very close approaches to Earth
have yielded useful but more limited information ab out their nuclei. For
example, estimates of the sizes of comets IRAS-Araki-Alco ck, Sugano-
Saigusa-Fujikawa and Hyakutake resulted from mid infrared observa-
tions and radar observations near closest approach (Hanner et al. 1985,
Hanner et al. 1987, Harmon et al. 1989, Harmon et al. 1997). The
Hubble Space Telescop e has brought many more comets within the
reach of the coma subtraction technique. The sizes, and approximate
shap es of some 15 comet nuclei have b een estimated so far based on
HST imaging, in a few cases the nuclear colors have also been extracted
(Lamy et al. 1998, 1999, 2001).
Finally, imaging of the resolved nuclei of comets Halley and Bor-
relly have b een obtained by visiting spacecreaft. Results from the 1986
encounters with comet Halley have been summarized in a number
of publications, including Huebner (1990) and references therein. On
September 22, 2001, NASA's Deep Space 1 (DS1) spacecraft encoun-
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Surface Characteristics of Comet Nuclei 3
tered comet Borrely. Initial results on Borrelly's nuclear characteristics
have b een rep orted (e.g., Britt et al. 2001, Buratti et al. 2001) and
additional details are exp ected as the science teams have more time to
analyze the observations. Figure 1, is the DS1 image of comet Borrelly
at closest approach. One of the most notable features of the surface of
comet Borrelly is the low value of the alb edo (average geometric alb edo
2.2%, which is somewhat dep endent on the phase curve assumed; Bu-
ratti et al. 2001) and its variability across the surface (at least a factor of
two). When considering alb edo values obtained from ground based ob-
servations, it is imp ortant to keep in mind the range of values observed
in comet Borrelly. The ground based values are averaged over the side
of the comet nucleus that faces Earth. Rep orts of rotational variability
of color and sp ectral shap e in a comet and a Centaur, suggest that
even with the coarse sampling achievable from Earth based telescop es,
rotational variability of the alb edo of comet nuclei could be detectable
photometrically (see section 3).
1.1. Related Populations
Several p opulations of minor solar system bodies may be linked to
comet nuclei. Jupiter-family comets, Centaurs and TNOs are b elieved
to be closely related. More sp eci cally, the low inclination of Jupiter-
family comet orbits led Fernandez (1980) to prop ose that these ob jects
come from an ecliptic p opulation of icy ob jects in the transneptunian
region. Since then, a number of authors have studied how gravita-
tional interactions and collisions can bring TNOs (e.g., Duncan Quinn
and Tremaine 1988, Levison and Duncan 1997) and their fragments
(Farinella and Davis 1996) into orbits contained within those of the
giant planets (which is our de nition of a Centaur orbit). Interactions
with the giant planets can reduce the p erihelion distance of some of
these ob jects to the point where they are observed as active comets. In
addition, the Tro jan asteroids could be a source of some of the Jupiter-
family comets (e.g., Marzari et al. 1995). In turn, extinct or dormant
comets have been prop osed as one source of near-Earth asteroids (e.g.,
Bottke et al. 2002). Information ab out the surface comp osition of these
related p opulations is also increasing and helping us understand the
links between them.
Oort cloud comets are b elieved to have formed near the giant planets
4
and were gravitationally scattered into orbits with aphelia in the 10 to
5
10 AU range (e.g., Stern and Weissman 2001 and references therein).
As we discuss b elow, most observations of the nuclear surfaces made to
date are of Jupiter-family comets. Detailed observations of Oort cloud
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4 H. Campins and Y. Fernandez
Figure 1. Comet Borrelly is the rst Jupiter-family comet to be imaged by a visiting
spacecraft. This image was obtained 160 seconds b efore closest approach by NASA's
Deep Space 1 spacecraft. The image resolution was approximately 48 meters per
pixel. A variety of terrain and surface features are apparent. Smo oth rolling planes
containing brighter regions are present near the middle of the image and seem to
be the source of the dust jets observed in the coma. Darker and rougher terrain
is also observed and may represent older surface material. Alb edo variations of at
least a factor of two across surface have been identi ed (Britt et al. 2001, Buratti
et al. 2001). Stereo analysis shows that the smaller end of the nucleus (lower left)
is tipp ed toward the viewer (out of the frame). Sunlight is coming from the left of
the frame (image and caption information courtesy of NASA and the Jet Propulsion
Lab oratory).
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Surface Characteristics of Comet Nuclei 5
comet nuclei are an imp ortant missing element necessary to test current
views of the origin of comets.
2. Alb edo
2.1. Definitions
An essential element in making meaningful comparisons among comets
and with other minor b o dies is to insure the de nitions of the surface
characteristics are the same. In this section we discuss the de nitions
of alb edo and the main metho d for estimating it. Determination of the
alb edo for minor solar system ob jects is most commonly achieved from
a combination of mid-infrared and scattered light observations. Ideally,
these observations are obtained simultaneously to avoid errors intro-
duced by brightness variability, such as that pro duced by the rotation
of a non-spherical ob ject and/or an ob ject with variable surface alb edo.
This approach is commonly known as the radiometric metho d and also
yields the e ective radius of the ob ject. The radiometric metho d was
rst used by Allen (1970) to estimate the alb edo and radii of aster-
oids and is reviewed in detail by Leb ofsky and Sp encer (1989). Here,
we present a brief description. The measured ux density at visible
wavelengths and in the mid-infrared (also called thermal infrared)
vis
wavelength are a function of a number of parameters:
mir
F ( )
vis vis
2
R p ; (1) F ( ) =
vis vis
2 2
(r=1AU) 4
Z
mir
2
F ( ) = B (T (pq ; ; ); )dd cos R ; (2)
mir mir mir
2
4
Where F is the ux density from the Sun at 1 AU as a function
of wavelength; r and are the ob ject's helio centric and geo centric
distances, is the phase function in each wavelength regime; B is the
Planck function; is the infrared emissivity; is the infrared b eaming
factor; and T is the temp erature. The temp erature is a function of
the geometric alb edo p, surface planetographic co ordinates and
and the phase integral q. In most cases, the \standard thermal mo del"
(STM) for slow rotating ob jects is used to determine the temp erature
distribution and evaluate equations 1 and 2. Other mo dels, such as
the isothermal latitude mo del and the thermophysical mo del, must be
applied when the conditions of the STM are not met (Leb ofsky and
Sp encer 1989, Sp encer et al. 1989).
The Bond alb edo A, and the geometric alb edo are linked by the
phase integral, A = pq. When ob jects are observed near opp osition
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6 H. Campins and Y. Fernandez
and the alb edo is referred to a sp eci c wavelength (e.g., V or R), valid
comparisons can be made. However, care must be taken when compar-
ing alb edos since most published alb edos are geometric, mono chromatic
and for a sp eci c scattering angle (i.e., the corrections for phase e ects
in equations 1 and 2 are not always applied).
2.2. Trends
The number of comets with well-determined visible geometric alb e-
dos has recently jump ed from ve (Campins et al. 1995) to twelve
(Fernandez et al. 2002, and Buratti et al. 2001). The list of comets
and their geometric alb edos is given in Table I, which also includes
four Centaurs, two TNOs, and Pluto and its mo on Charon. Figure 2
(adapted from Fernandez et al. 2002) is a plot of the geometric alb edo
versus e ective radius (top), versus p erihelion distance (middle) and
versus color (b otton). One of the features evident in Table I and Figure
2 is that comet nuclei all have alb edos no larger than 6%. A trend with
p erihelion distance would have suggested that the alb edo is altered by
insolation, but no such trend is apparent. A trend with radius might
imply a connection with e ects that dep end on cross section (such as
impact rate) or surface gravity. Jewitt et al. (2001) found a correlation
with radius at the 3-sigma level; however, this correlation was solely due
to Charon. If we consider only the Jupiter-family comets, a slight trend
in the opp osite direction (decreasing alb edo with increasing radius)
may be suggested by the data. However, a rank correlation test yields
a correlation signi cant only at the 2.0-sigma level. The limited data
set do es not warrant a more detailed analysis at this time.
The range of alb edos observed indicates that there is a greater di-
versity among the Centaurs than among the comets. Activity, such as
that observed in 2060 Chiron, might lead to an overestimate of the
scattered light ux and of the alb edo; however, for 8405 Asb olus this
is not the case. It app ears that during the dynamical di usion from
the transneptunian region, through the Centaur region, into the inner
solar system, an ob ject do es not necessarily preserve its alb edo (or its
color, see Section 3). This e ect could be due to our biased sample, with
no small ob jects measured in the Centaur and TNO region. One the
other hand, this e ect may provide clues to the mechanisms of comet
activity, since the activity on Chiron do es not app ear to leave b ehind
the same dark, mantled surface we have observed in active comets
Halley and Borrelly. For example, an ob ject that becomes active in
the Centaur region may be exp osing pristine ice and/or covering the
surface with high alb edo icy grains. This scenario would suggest that
the high alb edo observed in Asb olus is indicative of recent activity
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Surface Characteristics of Comet Nuclei 7
Table I. Alb edos and Radii of Comets and Related Bo dies
Ob ject E . Radius Geom. Alb edo Notes
1P/Halley 5:2 0:1 0:04 0:01 a
2P/Encke 2:4 0:3 0:046 0:023 b
9P/Temp el 1 2:9 0:4 0:05 0:02 c
+0:25 +0:004
10P/Temp el 2 5:9 0:022 d