J ended to March 15 , 2017 Return of Private Foundation #0113 No 1545-0052 Form 990' PF or Section 4947(a)(1) Trust Treated as Private Foundation 20 1 5 Depanmem of me Treasury b 130 not enter social security numbers on-this tori-n asit may be made public. mien-.3] Revenue game > Information about Form 990-PF and its separate instructions is at www.lrs.gov/form990pf. Pan 0 u ,c n92 .on

For calendar year 2015 ortaxyear beginning MAY 1 , 2015 ,and ending APR 30 , 2016

Name of foundation A Employer identification number

SY SYMS FOUNDATION 22-2617727

Number and street (or P 0 box number if mail is not delivaed to street address) Room/sums B Telephone number ONE BRIDGE PLAZA NORTH 275 (201)849-4417

City or town, state or provmce, country, and ZIP or foreign postal code c It exemption applicatlon IS pending, chwk here PEI FORT LEE, NJ 07024

G Check all that apply. El Initial return 13 Initial return of a tormer public charity 0 1. Foreign organizations, check here PEI 13 Final return [2] Amended return El Address change E1 Name change 2' T$33$521$2cim$$233m test PE]

H Check type of organization; LEI Section 501(c)(3) exempt private foundation E If private foundatlon status was terminated E] Section 4947La)(1) nonexempt charitable trust El Other taxable private foundation under section 507(b)(1)(A), check here >121

lemmmwwmmmawmmmdem JAmmemmmm BECah EjAmmm FhmumeMSmanmmwmmMM (from Part II, col (c), line 16) [21 Other (specnfy) under section 507(b)(1)('B), check here D

p s 3 9 I 9 2 9 L5 9 6 , (Part I, column (d) must be on cash basrs.) Plmeanest;mammarawma"* Pan 1 Analysis at Revenue and Expenses e93e'3323"p"e$%%%ks "" "113312th (6)1111? "at '05 dcassettes? Disbursements

1 Contributions, gifts, grants, etc., received N/ A

2 Check p [i] ittlietoundation is not required to attach Sch B 3 megvgrsitiagggsandtempmw 1 1 126 . 1 , 126 . Statement 1

4 DiVIdends and interest from securities 1 , 391 , 510 . 1 , 3 91 , 510 . Statement 2

5a Gross rents

b Net rental Income or (loss)

0 63 Net gain or (loss) from sale of assets not on line 10 - 7 0 3 , 0 3 0 o

g b Ss'gfsfn'iinmm" 19 . 451 . 648 .

s 7 Capital gain net income (from Part IV, line 2) 0 .

I 8 Net short-term capital gain RE .52 RIF n

I; 9 Income modifications ' V .. v 0 8 10a Stafmmiimms % mm a n 'mn R O IVIHH and U 5U a 00 b Less Cost of goods sold a] g

N c Gross profit or (loss) .

oz 11 Other Income OGEN. T -

42 12 TotaI.AddlInes1through11 689.606. 1.392.636.

Q 13 Compensation of oftioars, directors, trustees, etc 49 , 0 0 0 o 49 , 0 0 0 u 0 0

LL! 14 Other employee salaries and wages

Z 15 Penelon plans, employee benefits

it 16a Legal fees

(2E bwaMmes . Stmt 3 15,000. 7,500. 7,500.

mm c Other protessmnal tees Stmt 4 213 , 364 . 213 , 364 . 0 .

g 17 Interest

E w Ems Stmt 5 11,147. 11,147. 0.

g 19 DepreCIation and depletion

% 20 Occupancy

< 21 Travel, conferences, and meetings

E 22 Printing and publications

gzaomawmmw Stmt 6 11.799. 5.899. 5.900.

E 24 Total operating and administrative g expenses.Addlines13through23 300,310. 286,910. 13,400.

0250mmmmmmmemmmmm 1*2,589,000. 2,589,000.

26 Total expenses and disbursements. Addlmes24and25 2,889,310. 286,910. 2,602,400.

27 Subtract 11m 26 from line 12;

8 Excess of revenue over expenses and disbursements - 2 , 1 9 9 , 7 0 4 o

bNamwmmmmmmMMQMMmmwa 1,105,726. N / A AMd net income (Ifnegatlve, enter -o-) I;

132.115 LHA For Paperwork Reduction Act Notice. see instructions. y 5-Fbrm 990-PF (2015) 1 18160309 150879 SYMSSYFOUND 2015.05050 ,SY SYMS FOUNDATION SYMSSYFl

I 1

Form 990-PF (2015) SY SYMS FOLgATION 22-2617727 Page 2

Attached schedules and amounts in the description Beginning of year End of year

Balance Sheets column should beforend-olyearamountsonly (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash - non-interest-bearing

2 Savmgs and temporary cash investments 2.215.144. 1,842,428. 1.842.428.

3 Accounts receivableb Less; allowance for doubtful accounts b

4 Pledges receivable D

Less; allowance for doubtful accounts b

5 Grants receivable

6 Receivables due from officers, directors, trustees, and other disqualmed persons

7 Othernotesand loans receivable > Less; allowance for doubtful accounts b

B Inventories for sale or use

9 Prepaid expenses and deferred charges

Assets 10a Investments - US. and state government obligations Stmt 8 2.101.631. 2.506.519. 2.534.705.

b Investments - corporate stock Stmt 9 16.527.320. 15,229,318. 15,256,084.

c Investments - corporate bonds Stmt 10 20,847,946. 19,464,072. 19.896.284.

11 Investments - land. buildings, and comment 9355 F Less accumulated deprecalion F

12 Investments - mortgage loans

13 Investments - other Stmt 11 2.365. 452,365. 400,095.

14 Land, burldings, and eqmpment basrs > Less accumulated depreCiation b

15 Other assets (describe b

16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I) 41.6941406. 39.494.702. 39.929.596.

17 Accounts payable and accrued expenses

15 Grants payable

19 Deferred revenue

20 Loans from officers, directors, trustees, and other disqualmed persons

21 Mortgages and other notes payable

Liabilities 22 Other liabilities (describe b

23 Total liabilities (add lines 17 through 22)

Foundations that follow SFAS117,checl( here D Ci and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted

25 Temporarily restricted

Balances 26 Permanently restricted

Foundations that do not follow SFAS 117, check here >DZI

Fund and complete lines 27 through 31. or 27 Capital stock, trust prinCipaI, or current funds o. 0.

28 Paid-in or capital surplus, or land, bldg., and eqUipment fund 0. 0. 41,694,406. 39,494,702.

Assets 29 Retained earnings, accumulated income, endowment, or other funds

30 Total net assets orlund balances 41.694.406. 39.494.702.

Net

31 Total liabilities and net assets/fund balances 41.6941406. 39.494.702.

Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree With end-of-year figure reported on prior year's return) 41.694.406.

Enter amount from Part I, line 27a -211991704o

Other increases not included in line 2 (itemize) b o.

Add lines 1, 2, and 3 39J494.702.

Decreases not included in line 2 (itemize) b o. 391424.702.

Total net assets or fund balances at end of year (line 4 minusJi-ne 5) - Part II, column (b), line 30 Gaussian-a

OO'I#GADM

Form 990-PF (2015) 523511 11-24-15 2 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF(2015) SY SYMS FOLgATION 22-2617727 Pages LPart IV T Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, (bbqogjfggalggw (c3 Date acquued (11) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation "'10-. day, Ill-l (1110-. day. YR)

1a

b See Attached Statements

c

1!

e @in ("09.1195131311le (cassettes .11.?31111321.

a

b

c

d

e 19,451,648. 20,154,678. -703,030.

Complete only for assets showmg gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus

, j Adjusted ba5is k Excess of col. i) col. (k), but not less than -0-) or (i) F.M.V. as of 12/31/69 ( is of 12/31/69 (oi/er col. (I). if an; Losses (from col. (h))

a

b

c

d

e - 7 0 3 , 0 3 O .

If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, hire 7 2 - 7 0 3 , 0 3 0 .

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6); If gain, also enter in Part 1, line 8, column (0). If loss enter -0- in Part I line 8 3 N/ A

Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? iii Yes iii No If 'Yes,' the foundation does not guality under section 4940(e). Do not complete this part

1 Enter the appropriate amount in each column for each year, see the instructions before making any entries. (at (b) (c) 1") Calendar yggsfopigiggesaialigginning in) Adjusted qualifying distributions Net value of noncharitablesuse assets (col. iiiiiiiiiiiggnbtaggi. (c))

2014 2,207,737. 43,227,574. .051072

2013 1,779,485. 40,298,704. .044157

2012 1,656,608. 41,811,943. .039620

2011 2,158,662. 39,179,326. .055097

2010 1.647.159. 27,934,703. .058965

2 Total oriine 1,column (d) 2 . 248911 3 Average distribution ratio for the 5-year base period - mm the total on line 2 by 5, or by the number of years the foundation has been in eXistence if less than 5 years 3 . 0 4 9 7 8 2

4 Enter the net value of noncharitable-use assets for 2015 from Part X, line 5 4 4 0 , 6 0 34 0 9 7 .

5 Multiplyline4byline3 5 2,021,303.

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 1 1 , 0 5 7 .

7 AddlmesSandB 7 2,032,360.

8 Enter qualifying distributions from Pan XII, line 4 8 2 , 6 0 2 , 4 0 0 .

If line 8 IS equal to or greater than line 7, check the box in Pan VI, line 1b, and complete that part usmg a 1% tax rate. See the Part VI instructions. 523521 112445 Form 990-PF (2015) 3 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

Form 990-PF (2015) SY SYMS FOIgATI ON 2 2 - 2 6 1 7 7 2 7 Pagg @rt VI I Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)

1a Exempt operating foundations described in section 4940(d)(2), check here D E] and enter "WA" on line 1. Date of ruling or determination letter; (attach copy of letter if necessary-see instructions) . b Domestic foundations that meet the section 4940(e) reqUIrements in Part V, check here D DE] and enter 1% 1 1 1 , 0 5 7 .

of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b). 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0 . i 3 Addiinesiandz 3 112057-

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0 .

5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- 5 1 1 , 0 5 7 .

6 Credits/Payments; a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 3 4 , 0 2 9 .

, b Exempt foreign organizations - tax Withheld at source 6b i c Tax paid With application for extensmn of time to file (Form 8868) 6c

d Backup Withholding erroneously Withheld 6d

7 Total credits and payments. Add lines 6a through 6d 7 3 4 , 0 2 9 .

8 Enter any penalty for underpayment of estimated tax. Check here iii if Form 2220 IS attached 8 r 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed D 9

10 Overpayment. If line 7 is more than the total of lines Sand 8, enter the amount overpaid P 10 2 2 , 9 7 2 .

, 11 Enter the amount of line 10 to be; Credited to 2016 estimated tax b 2 2 . 9 72 . Refunded D 11 0 . 1 I Part VII-A l Statements Regarding Activities

1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it partICIpate or intervene in Yes NO

any political campaign? 1a X

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for the definition)? 1b X

If the answer is "Yes " to 13 or 1b, attach a detailed descnptlon of the actrvrtres and copies of any materials published or distnbuted by the foundation in connection With the actrvrties. c Did the foundation file Form 1120-POL for this year? . 1c X

I 11 Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year. i (1) On the foundation. D $ 0 . (2) On foundation managers. b $ 0 . e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managersb $ 0 . 2 Has the foundation engaged in any activmes that have not preVIously been reported to the IRS? 2 X i If "Yes, " attach a detailed description of the actrvrtres. 3 Has the foundation made any changes, not preVIously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other Similar instruments? If "Yes, " attach a conformed copy of the changes 3 X

411 Did the foundation have unrelated busmess gross income of $1,000 or more during the yeai? 4a X

b If "Yes," has it filed a tax return on Form 990-T for this year? N / A 4b

5 Was there a liqmdation, termination, dissolution, or substantial contraction during the year? 5 X

If "Yes," attach the statement requrred by General Insthctron 7'. 6 Are the reqmrements of section 508(c) (relating to sections 4941 through 4945) satisfied either; 0 By language in the governing instrument, or 0 By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict With the state law remain in the governing instrument? 6 X

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV 7 X

8a Enter the states to which the foundation reports or With which it is registered (see instructions) >

NJ

b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as requued by General Instructron G? If "No, " attach explanation 8b X

9 Is the foundation claiming status as a private operating foundation Within the meaning of section 4942(1)(3) or 4942(J)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Pan XIV)? If "Yes, " complete Part X/V . 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes . attach a schedule listing their names and addresses to X

Form 990-PF (2015)

I 523531 i 11-24-15 4 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

Form 990-PF (2015) SY SYMS FOI$ATION 22-2617727 Page 5 (gin VII-A] Statements Regarding Activities (contlnued) Yes No 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity Within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions) 11 X

12 Did the foundation make a distribution to a donor adVIsed fund over which the foundation or a disqualified person had adVIsory prIVIleges? If "Yes," attach statement (see instructions) 12

13 Did the foundation comply With the public inspection requuements for its annual returns and exemption application? 13X

Websrte address > N/ A 14 The books are in care of b MARCY SYMS MERNS Telephone no.>201 902 9600 Located at b ONE BRIDGE PLAZA NORTH , STE 27 5 , FT . LEE , NJ ZIP+4 >0 7 0 2 4 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here >IZI and enter the amount of tax-exempt interest received or accrued during the year P I 15 1 N/A

16 At any time during calendar year 2015, did the foundation have an interest in or a Signature or other authority over a bank, Yes No

securities, or other finanCIaI account in a foreign country? 16 X

See the instructions for exceptions and filing requrrements for FinCEN Form 114. If "Yes," enter the name of the foreign country D LPart VII-B I Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "'Yes'" column, unless an exception applies. Yes No

1 a During the year did the foundation (either directly or indirectly); (1) Engage in the sale or exchange, or leasrng of property With a disqualified person? Ci Yes iii No (2) Borrow money from, lend money to, or otheMise extend credit to (or accept it from) / a disqualified person? 13 Yes iii No (3) Furnish goods, sewices, or fadilities to (or accept them from) a disqualified person? [X] Yes Ci No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? [Ii Yes iii No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? '3 Yes DZ] No (6) Agree to pay money or property to a government offmial? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government serVice, if terminating Within 90 days.) E1 Yes iii No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assrstance (see instructions)? 1b

Organizations relying on a current notice regarding disaster a55istance check here D Ci c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2015? 1c

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operatlng foundation defined in section 4942(J)(3) or 4942(i)(5)); a At the end of tax year 2015, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2015? [I] Yes iii No If "Yes," list the years b , , , b Are there any years listed in 2a for which the foundation is not applying the prOVISIOIIS of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions.) N/ A 2b

c If the prowsrons of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

> i l 1 3a Did the foundation hold more than a 2% direct or indirect interest in any busrness enterprise at any time during the year? iii Yes 121 No b If "Yes," did it have excess busmess holdings in 2015 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissmner under section 4943(c)(7)) to dispose of holdings acquued by gift or bequest; or (3) the lapse of the 10-, 15-, or 20year first phase holding period? (Use Schedule C, Form 4720, to deten'nine if the foundatron had excess busrness holdings In 2015.) 3b X

4a Did the foundation invest during the year any amount in a manner that would Jeopardize its charitable purposes? 4a X

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could Jeopardize its charitable purpose that had not been removed from Jeopardy before the first day of the tax year beginning in 2015? 4b X Form 990-PF (2015)

523541 1 1-24-15 5 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form ego-PF (2015) SY sms FOLQATION , 2242 6 17727 Page a Part VII-B Statements Regarding Ac ivities for Which Form 4720 May Be Req ired (continued)

5a During the year did the foundation pay or incur any amount to; (1) Carry on propaganda, or otheMise attempt to influence legislation (section 4945(e))? 121 Yes iii No (2) Influence the outcome of any specrfic public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? Ci Yes 13] No (3) Prowde a grant to an indiVidual for travel, study, or other Similar purposes? Ci Yes [ii No (4) Prowde a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)? (see instructions) III Yes [Kl No (5) Prowde for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? Ci Yes iii No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assstance (see instructions)? N / A 5b

Organizations relying on a current notice regarding disaster aSSIStance check here F 13 c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responSIbiIity for the grant? N/ A [21 Yes 121 No If "Yes," attach the statement requrred by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? Ci Yes 1X1 No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? Ci Yes [Xi No - lf'Yes"did the foundation receive an roceeds or have an net income attributable to the transaction? . NLA . 7b

m Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 List all officers, directors, trustees, foundation and their (b) Title, and avera e (6) Compensation (e) Ex ense (a) Name and address hours per week devo ed (If not , accoun other to enter allowances

USTEE & P IDENT R

7O O o

USTEE &

USTEE

USTEE RTH

2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE." b Title, and avera e (d Conmbuhonsm e Ex ense (a) Name and address of each employee paid more than $50,000 ( )hours per week g (c) Compensation empgiiieabeiir'riiims 390911" 0W" devoted to posrtion compensation allowances

NONE

Total number of other employees paid over $50,000 5 i 0 Form 990-PF (2015)

523551 11524-15 6 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

.Form 990-PF (2015L SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 7 . Part VIII I lnfpnnation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)

3 Five highest-paid independent contractors for professional services. If none, enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of servrce (c) Compensation

BNY MELLON

706 MADISON AVE., NEW YORILL NY 10065 INVESTMENT MGMT 168,514.

Total number of others recervrng over $50,000 for profeSSIonal serVices F 0 I Part IX-AI Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activmes during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses

1 N/ A

2

3

4

I Part lX-BJ Summary of Program-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 N/A

All other program-related investments. See instructions. a

Total. Add lines 1 throuqh 3 . . . > 0 .

Form 990-PF (2015)

523561 11-24-15 7 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF (2015) SY SYMS FOIgATI ON 2 2 - 2 6 1 7 7 2 7 Page 8 I Part X I . . , , , Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations. see instructions)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes; A a Average monthly fair market value of securities 1a 3 9 , 4 5 0 , 1 2 0 .

b Average of monthly cash balances to 1 , 7 7 1 , 2 9 8 .

c Fair market value of all other assets 16

d Total (add linesia, b, and c) id 41 , 221 , 418 .

e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) I 1e I 0 .

2 Acqursmon indebtedness applicable to line 1 assets 2 0 .

3 &MmmMeMmmMew 3 41,221L418.

4 CahMumdmmmmmmwmammmsHmH1n%omm30mmmmmmWMmemmmmw 4 618,321.

5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 5 4 0 , 6 0 3 , 0 9 7 .

6 Minimum investment return. Enter 5% of line 5 6 2 . 03 0 . 155 .

Distributable Amount (see instructions) (Section 4942(1)(3) and (0(5) private operating foundations and certain foreign organizations check here > IZI and do not complete this part.)

1 Minimum investment return from Part X, line 6 1 2 , 0 3 0 , 1 55 .

2a Tax on investment income for 2015 from Part VI, line 5 2a 1 1 , 0 5 7 .

b Income tax for 2015. (This does not include the tax from Part VI.) 2b

c Add lines2aand2b 2c 11 , 057 .

3 mummmmmmmwdmemNWMMs&MQMMemhmmm1 3 2,019,098.

4 memwdmmwmmmwmmmdeMMWMs 4 0.

5 Addlines3and4 5 2,019,098.

6 Deduction from distributable amount (see instructions) 6 0 .

7 Diitributable amount as adtusted. Subtract line 6 from line 5. Enter here and on Part Xane 1 7 2 , 0 1 9 . 0 9 8 .

Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes; a Expenses, contributions, gifts, etc. - total from Part 1, column (d), line 26 1a 2 , 6 0 2 , 4 0 0 .

b Program-related investments -total from Part IX-B 1b 0 .

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2

3 Amounts set aSIde for speCIfic charitable proiects that satisfy the; a Surtability test (prior IRS approval requued) 3a

b Cash distribution test (attach the requued schedule) 3b

4 Qualifying distributions. Add lines 1a through so. Enter here and on Part v, line 8, and Pan XIII, line 4 4 2 A0 2 , 4 0 0 .

5 F0undations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b 5 1 1 , 0 5 7 .

6 Adjusted qualifying distributions. Subtract line 5 from line 4 s 2 , 591 , 343 .

Note. The amount on line 6 Will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years.

Form 990-PF (2015)

523571 11.24-15 8 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

Form 990-PF (2015) SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 9

Undistributed Income (see instructions)

(a) (b) (0) (d) Corpus Years prior to 2014 2014 2015

1 Distributable amount for 2015 from Part Xl, line7 2,019,098.

2 Undistributed income, it any, as of the end 012015 aEnter amount for 2014 only 567 , 771 .

b Total for prior years , , 0 .

3 Excess distributions carryover, it any, to 2015; a From 2010

D From 2011

c From 2012

d From 2013

e From 2014

t Total of lines Ba through e 0 .

4 Qualifying distributions for 2015 from PartXlI,line4; >3 2 , 602 , 400 . 3 Applied to 2014, but not more than line 2a 5 6 7 , 7 7 1 .

b Applied to undistributed income of prior years (Election reqmred - see instructions) 0 .

c Treated as distributions out of corpus (Election reqUired - see instructions) 0 .

d Applied to 2015 distributable amount 2 , 0 1 9 , 0 9 8 .

e Remaining amount distributed out of corpus 1 5 , 5 3 1 .

5 Excess distributions carryover applied to 2015 o . 0 a

(it an amount appears in column (d), the same amount must be shown in cotumn (3)) 6 Enter the net total of each column as indicated belowz 3 Corpus Add lines at, 4c, and 48 Subtract line 5 1 5 , 5 3 1 o

b Prior years' undistributed income. Subtract line 4b from line 2b 0 .

c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been preVIously assessed 0 .

d Subtract line So from line 6b. Taxable amount - see instructions 0 .

e Undistributed income for 2014. Subtract line 4a from line 2a. Taxable amount - see instr. 0 .

f Undistributed income for 2015. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2016 0 .

7 Amounts treated as distributions out of corpus to satisfy requuements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be reqUIred - see instructions) 0 .

8 Excess distributions carryover from 2010 not applied on line 5 or line 7 0 .

9 Excess distributions carryover to 2016. Subtract lines 7 and 8 from line 6a 1 5 , 5 3 1 .

10 Analy3is of line 9; a Excess from 2011

b Excess from 2012

c Excess from 2013

d Excess from 2014

eExcessfrom 2015 15. 531.

523581 11-24-15 Form 990-PF (2015) 9 18160309 15087.9 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF (20151 SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 10 Bart XIV ( Private Operating Foundations (see instructions and Part VII-A, question 9) N / A

1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2015, enter the date of the ruling p

b Check box to indicate whether the foundation is a private operatianoundation described in section E1 4942(1)(3) or [I] 4942())(5)

2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2015 (b) 2014 (0) 2013 (d) 2012 (e) Total

investment return from Part X for each year listed

b 85% of line 2a

c Qualifying distributions from Part Xll, line 4 for each year listed

it Amounts included in line 2c not used directly for active conduct of exempt activmes

e Qualifying distributions made directly for active conduct of exempt actiVities. Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon; a 'Assets' alternative test - enter; (1) Value of all assets

(2) Value of assets qualifying under section 4942(J)(3)(B)(l)

b 'Endowment' alternative test - enter 2/3 of minimum investment return Ishown in Part X, line 6 for each year isted

c 'Support' alternative test - entert (1) Total support other than gross investment income (interest, leldendS, rents, payments on securities loans (section 512(a)(5)), or royalties)

(2) Support from general public and 5 or more exempt organizations as prowded in section 4942(])(3)(B)(lll)

(3) Largest amount of support from an exempt organization

(5) Gross investment income

I Part XV ) Supplementary lnfonnation (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.)

1 Information Regarding Foundation Managers; a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) None b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest None 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs; Check here b [E if the foundation only makes contributions to preselected charitable organizations and does not accept unsoliCIted requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to indIVIduals or organizations under other conditions, complete items 2a, b, c, and d.

a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed;

b The form in which applications should be submitted and information and materials they should include;

c Any submissmn deadlinesz

it Any restrictions or limitations on awards, such as by geographical areas, charitable nelds, kinds of institutions, or other factors'

523601 11.24.15 Form 990-PF (2015) 1 0 18160309 150879 SYMSSYFOUND 2015. 05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF(2015) SY SYMS FOUNDATION 22-2617727 Page 11 Part XVT Supplementary lnfonnation (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment

Resipient If recipient is an indIVIdual, show any relationship to Foundation PUFDOS? (it)? grant or Amount

Name and address (home or busmess) or any substantial foundation contributor manager Statusmoment 0 can u ution

a Paid during the year

American Committee for the Wiezmann EXEMPT SCIENTIFIC Institute of Science 100 0001

American Friends of Reuth Medical & EXEMPT CHARITABLE-MEDICAL l Life Care Centers 25 000. l l l

American Friends of the Israel EXEMPT ARTS /MUSICAL GRANT Philharmonic Orchestra 25 000 .

American Heart Association , New York , EXEMPT CHARITABLE-MEDICAL NY 15 000 .

l American Jewish World Services , New IEXEMPT COMMUNITY SERVICE 1 York NY 20 000 i Total See continuation sheet (3) b 3a 2 589 000

b Approved for future payment

None

Total P 3b 0

Form 990-PF (2015) 523611 11-24-15 1 1 % 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF(2015) SY SYMS FOUNDATION 22-2617727 Page 12

Analysis of Income-Producing Activities

Enter gross amounts unless otherWise indicated. Unrelated busmess income Excluded by section 512, 513, or 514 (e)

(a) (5) E9; u- (11) Related or exempt Busmess 1 Program service revenue; code Amount 0551 Amount function income

a

b

c

d

e

l

9 Fees and contracts from government agenCies

2 Membership dues and assessments

3 Interest on saVings and temporary cash investments 1 4 1 , 12 6 .

4 DiVidends and interest from securities 1 4 1 , 3 9 1 .il 0 .

5 Net rental income or (loss) from real estate; a Debt-financed property

b Not debt-financed property

6 Net rental income or (loss) from personal property

7 Other investment income 1 4

8 Gain or (loss) from sales of assets other thaninventory 18 -703,030.

9 Net income or (loss) from SDECIaI events

10 Gross profit or (loss) from sales of inventory

11 Other revenuei

12 Subtotal. Add columns (b), (d), and (e) 0 . 689 AD 6 . O .

13 Total. Add iine 12, columns (b), (d), and (e) 13 6 8 9 . 6 0 6 . (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

Line No. Explain below how each actwrty for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by prowding funds for such purposes). P

523621 11-24-15 Form 990-PF (2015) 12 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990'PF (2015) SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

1 Did the organization directly or indirectly engage in any of the followmg With any other organization described in section 501(c) of Yes NO

the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization oft (1) Cash 1a(1) X

(2) Other assets 1a(2) X

b Other transactionsz (1) Sales of assets to a noncharitable exempt organization mm X

(2) Purchases of assets from a noncharitable exempt organization , mm X

(3) Rental of faCilities, eqUIpment, or other assets 1b 3 X

(4) Reimbursement arrangements 1M4) X

(5) Loans or loan guarantees 111(5) X

(6) Performance of serVices or membership or fundraismg solimtations 1b(6) X

1; Sharing of faCilities, eqUipment, mailing lists, other assets, or paid employees 1c X

d If the answer to any of the above is 'Yes,' complete the followrng schedule. Column (b) should always show the fair market value of the goods, other assets, or servrces given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column the value of the other assets, or serVices received. (a)Line no Amount involved c Name of noncharitable exempt organization (11) Description of transfers, transactions. and sharing arrangements

2a Is the foundation directly or indirectly affiliated With, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 5279 El Yes If] No b If 'Yes,' complete the followmg schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship

N [A

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge May the "qu discuss this Sign and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer) is based on all information of meErEs an knowledge return With the preparer shown below (see instr )7 Here M/477ZW W [ii/3 //7-> PRESIDENT IE] Yes CI No Signature of officer or trustee / V A mate / / Title Print/Type preparer's name (Pre rer's gnatur Dat Check [3 if PTIN (EX/5A,) self- employed Paid James Raia , P01227149 Preparer Firm's name > RAIA & ASSO IAII'ES , PC Firm's ElN P 8 1 - 4 8 1 6 7 6 1 Use Only [

Firm's address > 1 7 2 WASHI G N VALLEY RD STE 5 WARREN. NJ 7059 Phoneno. 908-360-5400 V Form 990-PF (2015)

523622 1 1 -24- 15 13 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

Continua n for 990-PF, Part IV

Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, I, - acqmred (c2 Date acquued ((1) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation 010-. day, yr.) (m0-. day, yr-) 71 40 P 10 40 4 4 4 2 1 20 EE 1 A 1 0 2 EE 7 F 6 F F 722

(f) DepreCiation allowed (9) Cost or other baSIS (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) 28

- 1 Complete only for assets showmg gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) . (I) - Ad)usted baSlS (k) Excess of col. (i) Gains (excess of col. (h) gain . over , col. (k), (I) FWMV as Of 12/31/69 as or 12/31/69 OVGT CO]. (1)1 If any but not less than '0' )

( If gain, also enter in Part I, line 7 ) 2 Capital gain net income or (net capital loss) If (loss), enter '-0-' in Part I, line 7 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6); If gain, also enter in Part I, line 8, column (c). If enter '-0-' in Part line 8

523591 04-0 1 - 15 14 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Continua on for 990-PF, Part IV

Gains and Losses for Tax on I Income (a) List and describe the kind(s) of property sold, e.g., real estate, (DLH%%fgl$algged (c Date acqmred (11) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation mo., day, YE) (mO-i day, YL) P 1 P i EE

(1) DepreCiation allowed (9) Cost or other basrs (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (I) minus (g) 14 14 0 . 3 7. 2. 1 .

I Complete only for assets showmg gain in column and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) ( , (I) - Adrusted ba5is (k) Excess of col. 0) Gains (excess of col. (h) gain . over . col. (k). , (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (I), if any but not less than -0- )

2 Capital gain net income or (net capital loss) ( If gloss), am, also enter enter --0-- in in Part pm I, I,line line 7 7 )

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6); If gain, also enter in Part I, line 8, column (0). If enter '-0-' in Part line 8

523591 04-01-15 15 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY S F OUNDAT I ON 4 22-2617727 (Part XV l Supplementary lnfonnati 3 Grants and Contributions Paid During the Year (Continuation)

Recipient If recrpient is an InlelduaI, show any relationship to Foundatign Purpose tafgrant or Amount Name and address home or busmes any foundation manager status 0 con n ution ( 8) or substantial COI'III'IDUIOI' IBCIp'em

Arthritis Foundation - New York, NY FXEMPT CHARITABLE-MEDICAL 6 2501

Barrow Neurological Foundation - EXEMPT CHARITABLE MEDICAL Phoenix AZ 100 000,

Big Brothers, Big Sisters of New York EXEMPT COMMUNITY SERVICE City 8 500 ,

Blanton-Peal Institute and Counseling EXEMPT COMMUNITY SERVICE Centers New York NY 10 0091

Boston University College of EXEMPT EDUCATION PROGRAMS Communications 25 OOOL

Buys Town Jerusalem Foundation of EXEMPT EDUCATION PROGRAMS America Inc. 10 000.

Breast Treatment Task Force EXEMPT CHARITABLE MEDICAL 20 000.

Brooklyn Museum EXEMPT ARTS/MUSICAL GRANT 5 000.

Children's Cancer 5 Blood Foundation EXEMPT CHARITABLE - MEDICAL 25 000.

Columbia University College of rXEMPT CHARITABLE - MEDICAL Physicians and Surgeons 10 000.

Total from continuation sheets 2 404 000

523831 04-01-15 16 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY s FOUNDATION . 22-2617727 LPart XV I Supplementary lnfonnati

3 Grants and Contributions Paid During the Year (Continuation)

ReCIpient If recipient is an indiVidual, show any relationship to Foundation Purpose (1; grant or Amount N me and ad r s horn r usm any foundation manager SIRIUSO COM" ution a des ( e0 b ass) or substantialcontributor I'GCIDIem

Coro New York Leadership Center EXEMPT EDUCATION PROGRAMS 5 000.

Doctors without Borders EXEMPT CHARITABLE - MEDICAL 5 000,

Free Press - Washington, DC LXEMPT COMMUNITY SERVICE 50 000,

Gesher Foundation USA EXEMPT COMMUNITY SERVICE 40 000.

Girl Scouts of Greater New York EXEMPT CONSERVATION 25 000.

Hebrew College EXEMPT EDUCATION PROGRAMS 25 000.

Institute for Nonprofit Management EXEMPT COMMUNITY SERVICE 15 000.

International Pemphigus & Pemphigoid EXEMPT EDUCATION PROGRAMS Foundation 75 00L

Israel Tennis Centers Foundation IEXEMPT COMMUNITY SERVICE 10 000,

Jazz at Lincoln Center, Inc. [EXEMPT ES/MUSICAL GRANT 10 000.

Total from continuation sheets

523631 04-01-15 17 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY swUNDATION 22-2617727 l Part XV i Supplementary Informatl

3 Grants and Contributions Paid During the Year (Continuation)

Reelplent if recnplent IS an Inleldual, show any relationship to Foundation Purpose (3; grant or Amount

Name and address (home or bus in ass) or any substantial foundation co manager ntnbutor statusrecuplent 0 con n u ion

Jewish Museum in New York EXEMPT OPERATING SERVICES 5 000 .

Jewish Women's Archive EXEMPT COMMUNITY SERVICE 15 000.

Levine Jewish Residential & Family EXEMPT COMMUNITY SERVICE Services West Palm Beach 125 000.

Lincoln Center Corporate Fund FXEMPT OPERATING SUPPORT 15 000,

Lower East Side Tenement Museum EXEMPT EDUCATION PROGRAMS 20 000.

Macaulay Honors College at the City EXEMPT PRE HEALTH ADVISEMENT university of New York PROGRAM 25 000.

Manhattan Theatre Club EXEMPT ARTS/MUSICAL GRANT 12 500,

Marketplace from American Public EXEMPT LLECTION COVERAGE Media 20 000,

Memorial Sloan Kettering Cancer XEMPT RESEARCH PROGRAMS Center 5 000.

MS Foundation for Women EXEMPT PROJECT ON EQUITY IN EDUCATION 50 000 .

Total from continuation sheets

523831 04-01-15 1 8 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY S F OUNDAT I ON t 22-2617727 LPart XVI Supplementary Informatio 3 Grants and Contributions Paid During the Year (Continuation)

ReCIpIent if recrpient IS an IndIVIdual, show any relationship to Foutandatlon Purpose (g grant or Amount

Name and address (home or busmess) or anyfoundatlon substantial contributor manager 5recrplent uso contn ution

Mt. Sinai School of Medicine - Heart #XEMPT OPERATING SUPPORT 25 0001

Museum of Arts and Design EXEMPT PROGRAMS FOR CHILDREN 10 000.

Museum of the City of New York EXEMPT OPERATING SUPPORT 5 000.

National Academy Museum & School #XEMPT OPERATING SUPPORT 20 000;

National Council of Jewish Women EXEMPT OPERATING SUPPORT 5 000.

National Public Radio, Inc. EXEMPT GRANT PAYMENTS ARTS/MUSCAL GRANT 600 000.

New York City Rescue Mission EXEMPT OPERATING SUPPORT 25 0004

New York Public Radio XEMPT ARTS/MUSICAL GRANT 69 500.

Newark Public Radio - WBGO EXEMPT COMMUNITY SERVICE 10 000.

Pen American Center EXEMPT I-SURVEILLANCE VOCACY PROGRAMS 5 000.

Total lrom continuation sheets

523631 04-01-15 19 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

SY S FOUNDATION t 22-2617727 [Part XV I Supplementary lnformat 3 Grants and Contributions Paid During the Year (Continuation)

Recuprent If recnplent IS an Indwrdual, show any relationship to Foundatlofn Purpose (of grant or Amount

Mmemdwmwsmmwmbmmwm mswmmmmmmmmm any foundation manager statusrmmwm 0 contn ution

Project Sunshine EXEMPT IMPLEMENT

GROUNDBREAKING VOLUNTEER DATA BASE SYSTEMS 65 OOOL

REz Gender, New York, NY EXEMPT COMMUNITY SERVICE 10 000.

Rockefeller University - Women & EXEMPT RECRUIT FEMALE FACULTY Science Initiative 25 000.

Sanctuary for Families EXEMPT GENERAL OPERATING 5 000.

Seeds of Peace EXEMPT GENERAL OPERATING 5 000.

Simon Wiesenthal Center EXEMPT CONSERVATION 10 000.

Symphony Space EXEMPT GLOBAL ARTS ENUCATION

ROGRAM 10 000.

Tanenbaum Center for Interreligious EXEMPT EDUCATION PROGRAMS Understandina 25 000.

The 92nd Street Y EXEMPT ARTS/MUSICAL GRANT 5 000.

The American Academy of Child and EXEMPT CHARITABLE - MEDICAL Adolescent Psychiatry - Washington D.C. 10 000.

Total from continuation sheets

523631 04-01-15 20 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY 8!! F OUNDAT I ON . 22-2617727 [Part XV I Supplementary Information

3 Grants and Contributions Paid During the Year (Continuation)

Recrpient If recrpient Is an Indivrdual, show any relationship to Foundation Purpose lg grant or Amount

Name and address (home or busmess) or any substantial foundation contributor manager statusrecrpient 0 contn ution

The Education Fund of the Women's EXEMPT UNDERWRITE PRODUCTION Forum Inc. OF VIDEO 10 000.

Visiting Nurse Services of New York EXEMPT NURSE CARE 5 000.

WNET - New York Public Media EXEMPT COMMUNITY SERVICE 97 250.

Women's City Club of New York EXEMPT ANNIVERSARY/CONNECTION BOROUGHS 25 000 .

Women's Enews EXEMPT JOURNALISM PROGRAM 50 000.

Yeshiva University, New York, NY EDUCATION PROGRAMS 500 000.

Total from continuation sheets

523631 04-01-15 21 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY SYMS FOUNDATION 22-2617727

Form 990-PF Interest on Savings and Temporary Cash Investments Statement 1

(a) (b) (C) Revenue Net Investment Adjusted Source Per Books Income Net Income

UBS FINANCIAL SERVICES 365. 365. WELLS FARGO 761. 761.

Total to Part I, line 3 1,126. 1,126.

Form 990-PF Dividends and Interest from Securities Statement 2

Capital (a) (b) (C) Gross Gains Revenue Net Invest- Adjusted Source Amount Dividends Per Books ment Income Net Income

BNY MELLON DIVIDENDS 212,177. 0. 212,177. 212,177. BNY MELLON DIVIDENDS CGD 95,721. 95,721. 0. 0. BNY MELLON INTEREST 1,044,904. 0. 1,044,904. 1,044,904. UBS FINANCIAL DIVIDENDS 5,020. 0. 5,020. 5,020. WELLS FARGO DIVIDENDS 129,409. 0. 129,409. 129,409. WELLS FARGO DIVIDENDS CGD 126,218. 126,218. 0. 0.

To Part I, line 4 1,613,449. 221,939. 1,391,510. 1,391,510.

Form 990-PF Accounting Fees Statement 3

(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

ACCOUNTING FEES 15,000. 7,500. 7,500.

To Form 990-PF, Pg 1, ln 16b 15,000. 7,500. 7,500.

24 Statement(s) 1, 2, 3 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

SY SYMS FOUNDATION 22-2617727

Form 990-PF Other Professional Fees Statement 4

(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

INVESTMENT ADVISORY - BANK OF NY 168,514. 168,514. 0. INVESTMENT ADVISORY - WELLS FARGO 31,024. 31,024. 0. INVESTMENT ADVISORY - UBS FINANCIAL 13,826. 13,826. 0.

To Form 990-PF, Pg 1, 1n 16c 213,364. 213,364. 0.

Form 990-PF Taxes Statement 5

(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

FOREIGN TAXES PAID 11,147. 11,147. 0.

To Form 990-PF, Pg 1, In 18 11,147. 11,147. 0.

Form 990-PF * Other Expenses Statement 6

(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

WEBSITE MAINTINANCE 5,280. 2,640. 2,640. INSURANCE ' 6,519. 3,259. 3,260.

To Form 990-PF, Pg 1, 1n 23 11,799. 5,899. 5,900.

Footnotes Statement 7

25 Statement(s) 4, 5, 6, 7 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl

SY SYMS FOUNDATION . . 22-2617727

Form 990-PF U.S. and State/City Government Obligations Statement 8

U.S. Other Fair Market Description Gov't Gov't Book Value Value

U.S. GOVERNMENT OBLIGATIONS - HELD X AT BNY MELLON SEE ATTACHED 2,506,519. 2,534,705.

Total U.S. Government Obligations 2,506,519. 2,534,705.

Total State and Municipal Government Obligations

Total to Form 990-PF, Part II, line 10a 2,506,519. 2,534,705.

Form 990-PF Corporate Stock Statement 9

Fair Market Description Book Value Value

CORPORATE STOCK & OTHER EQUITIES HELD AT BNY MELLON SEE ATTACHED 9,374,247. 9,765,835. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8391 SEE ATTACHED 3,249,873. 2,731,267. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8392 SEE ATTACHED 919,916. 1,119,299. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8395 SEE ATTACHED 484,078. 438,912. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8394 SEE ATTACHED 445,841. 492,172. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8393 SEE ATTACHED 755,363. 708,599.

Total to Form 990-PF, Part II, line 10b 15,229,318. 15,256,084.

Form 990-PF Corporate Bonds Statement 10

Fair Market Description Book Value Value

BONDS - HELD AT BNY MELLON SEE ATTACHED 19,464,072. 19,896,284.

Total to Form 990-PF, Part II, line 10c 19,464,072. 19,896,284.

26 Statement(s) 8, 9, 10 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY SYMS FOUNDATION . . 22-2617727

Form 990-PF Other Investments Statement 11

Valuation Fair Market Description Method Book Value Value

HSBC BANK NA DE NTS DUE 4/6/2022 FMV 250,000. 217,650. JPMORGAN CHASE & C DE DUE 4/06/2022 FMV 200,000. 180,080. MERCANTILE CAPITAL PARTNERS COST 2,365. 2,365.

Total to Form 990-PF, Part II, line 13 452,365. 400,095.

27 Statement(s) 11 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl A

of

0.6% 0.. 0.2 0.4 0.5

snn

Pct.

n?

holdings

'7

0.6% 0.8 0.9 1.1 2.5

yield 0

Current

Pasta

750.00 700.00

income

1,281.25

1,687.50 3,675.00

5

Estimated

BEER? annual

cost

98.530 99.730

100.190 103.800 100.100

5

tax Average

loss)

51.56

333.88

786.47

799.46

2,827.52

(or

5

Unrealized

gain

Schoenhen'

cost

----

P.

99,729.12 80,148.44

Tax

201,987.98 145,322.86 150,157.03

$

A..-

Sharon nun

2

'

value

80,200.00

100,063.00 204,815.50 144,523.40 150,943.50

$

Market

manager

[J

price

99.9100

Portfolio

100.0630 100.2500 103.2310 100.6290

5

Market

M6/JD

AA+

AA+

AA+

AA+ AA+

'

5&Pz

5&Pi

S&Pz 641/

S&P; S&P;

AAA

AAA

AAA

AAA AAA

Note

Note Note Note Note

10/31I2017 9/30/2017 1/31/2018 1/15/2019

Moody's;

11/30/2017 Moody's;

Moody's;

Moody'si Moody's;

0.75%

0.625% 2.625% 1.125%

Treasury Treasury Treasury Treasury Treasurey

0.875%

States States States States States 912828TS9 9128281W0 912828M72 912828PT1

912828N63

10/31/2012 9/30/2012 1/31/2011 1/1572016

Treasury United Description United DTD DTD United 11/30/2015 Cusip; United Cusip; Cusip; DTD United Cusipz DTD Cusip;

detail

value

sewrities

income

80,000

100,000 205,000 140,000 150,000

EENKMASEEIJINON Individual Shares/par

v ,

Asset

Fixed

Taxable

Sy Syms Foundation-Combine May 1, 2015 - April 30, 2016 gdf MEI/on) Account number CON00894000 Page 8 of 500

Fixed income Taxable Individual sewrities Treasury continued Unrealized Average Estimated Current Pct of Shares/par value Deserijtion Market price Market value Tax cost gain (or loss) tax cost. annual income yield holdings 54,823 U 5 Treasury Inflation Indexed Bond 106.8980 58,604.69 65,351.14 6,746.45 119.200 753.82 1.3 0.2 DTD 1/15/2010 1.375% 1/15/2020 Cusip= 912828MF4 Moody's; AAA 5&P2 AA+ 40,499.60 U S Treasury Inflation Indexed Bond 102.1070 41,352.93 40,143.26 1,209.67 99.120 50.62 0.1 DTD 4115/2015 0.125% 4115/2020 Cusipz 912828K33 Moody's; AAA S&P; AA+ 90,000 United States Treasury Note 99.3560 89,420.40 89,232.43 187.97 99.150 1,012.50 1.1 0.3 DTD 2129/2016 1.125% 2/28/2021 Cusipz 912828P87 Moody's; AAA S&Pz AA+ 105,200 United States Treasury Inflation 105.0460 110,508.39 108,757.58 1,750.81 103.380 657.50 0.6 0.3 Protected Security DTD 7/15f2011 0.625% 7/15/2021 Cusipz 9128280V5 Moody's; AAA S&P= AA+ 654,000 United States Treasury Note 132.1130 864,019.02 857,334.85 6,684.17 131.090 40,875.00 4.7 2.6 010 8/15/1993 6.25% 8/15I2023 Cusip1912810507 Moody's; AAA S&Pz AA+ 237,000 United States Treasury Notes 103.9880 246,451.56 238,885.85 7,565.71 100.793 5,332.50 2.2 0.7 DTD 11/15/2014 2.25% 1015/2024 Cusip; 912828638 Moody's; AAA S&Pz AA+ 94,983.85 US Treasury Inflation Indexed Bond 102.6910 97,539.87 94,328.61 3.21 1.26 99.310 356.19 0.4 DTD 7/31/2015 0.375% 7/15/2025 Cusipz 912828XL9 Moody's; AAA S&P; AA+ 135,000 United States Treasury Note 118.0700 159,394.50 154,211.13 5,183.37 1 14.230 4,725.00 3.0 0.5 DTD 2/15/2009 3.5% 7115/2039 Cusipz 9128100A9 Moody's; AAA 5&Pz AA+ 145,000 United States Treasury Bond 106.9880 155,132.60 142,623.83 12,508.77 98.360 4,350.00 2.8 0.5 DTD 5/15/2015 3% 5/192045 Cusipz 9128108M2 Moody's; AAA S&Pz AA+ , 40,000 United States Treasury Bond 104.3400 41,736.00 38,304.69 3,431.31 95.760 1,150.00 2.8 0.1 DTD 8l1512015 2.875% 8/15/2045 Cusip; 912810RNO Moody's; AAA S&Pz AA+

7'0qu U S Tqusu r1 9,5 315 as. a. 15055 18.80 a '75.

)

Individual sewritis Corporate ,. 60,.) d 5 , 6A )/ m E/ I O/J

Unrealized Average Estimated Current Pet of Shares/gar value Description Market price Market value Tax cost gain (or loss) tax cost annual income Lield holdings 25,000 Hydro-Quebec 5 100.1970 5 25,049.25 5 24,995.25 5 54.00 9 99.980 5 500.00 2.0% 0.1% DTD 6/30/2011 2% 6730/2016 Cust; 448814.180 Moody's; AA2 5&Pz A+ 15,000 Petrobras 1an Fin Co 101.0000 15,150.00 15,112.50 37.50 100.750 918.75 6.1 0.0 DTD 10/6/2006 6.125% 10/6/2016 Cusipz 71645WAL5 Moody's; 83 S&P; 8+ 50,000 Wachovia Corp 102.1130 51,056.50 . 55,257.00 4,200.50 110.510 2,812.50 5.5 0.. DTD 10l23/06 5.625% 10/15/2016 Cusip; 9299030H3 Moody's; A3 5&P2 A- 55,000 Ford Motor Credit Co LLC 101.5870 55,872.85 5 54,995.30 877.55 99.990 1,650.00 3.0 0.2 DTD 6/12/2012 3% 6/1212017 Cusipz 345397111101 Moody's; BAAZ $&Pz BBB 70,000 Royal Bank Of Canada 100.0170 70,011.90 69,973.40 38.50 99.960 875.00 1 .3 0.2 DTD 6/16/2014 1.25% 6/16/2017 Cusipz 78010U020 Moody's; AA3 SKIP; AA- 70,000 Blackrock Inc 106.9860 74,890.20 86,297.40 -11,407.20 123.280 4,375.00 5.8 0.2 DTD 9/17/2007 6.25% 9/15/2017 Cusipz 09247XAC5 Moody's; A1 SELF; AA- 70,000 Nyse Euronext 100.9610 70,672.70 69,768.30 904.40 99.670 1,400.00 2.0 0.2 DTD 10/5/2012 2% 10/5/2017 Cusip1629491AB7 Moody's; A2 $&Pz A 40,000 Abbvie Inc 100.6960 40,278.40 39,959.20 319.20 99.900 720.00 1.8 DTD 51'14/2015 1.8% 5714/2018 Cusip; 00287YAN9 Moody's; BAA1 S&Pi A- . 60,000 Toyota Motor Credit Corp 100.9300 60,558.00 59,867.40 690.60 99.780 930.00 1.5 0.2 DTD 7/13/2015 1.55% 7l13/2018 Cusip= 89235TCP8 Moody's; AA3 S&P; AA- 40,000 Verizon Communications Inc 105.3040 42,121.60 42,113.20 8.40 105.280 1,460.00 3.5 0.1 DTD 9/18/2013 3.65% 9/14/2018 Cusip= 92343VBP8 MOOdY'S! BAA1 S&Pz 888+ 50,000 Citigroup Inc 101.7740 50,887.00 50,433.00 454.00 100.870 1,250.00 2.5 0.2 DTD 972612013 2.5% 9/26/2018 Cusip; 172967HC8 Moody's; 8AAI S&Pz 888+

2* VEHIMASAEEEEIQQN Portfolio manager Sharon P. Schoenberr "31W! "- ' " ' '" i

Sy Syms Foundation-Combine May 1, 2015 - April 30, 2016 6A3Y HEN 0J1 Account number CON00894000 Page 10 of 500

Individual securities Corporate continued Unrealized Average Estimated Current Pct of Shara/par value Description Market price Market value Tax cost ggin (or loss) tax cost annual income yield holdings 55,000 Bank 01 America Corp 101.7380 55,955.90 55,153.45 802.45 100.280 1,430.00 2.6 0.2 DTD 10/2212013 2.6% 1115/2019 Cusip; 06051GEX3 Moody's; 8AA1 S&Pi 888+ 50,000 Oracle Corp 103.4190 51,709.50 50,708.00 1,001.50 101.420 1,187.50 2.3 0.2 DTD 7/16/2013 2.375% 1/15/2019 Cusipz 68389XA08 Moody's; A1 S&Pz AA- 70,000 Met Life Glob Funding I 1 15.8280 81,079.60 91,504.00 -10,424.40 130.720 5,401 .90 6.7 I. DTD 2/17/2009 7.717% 2/1W019 Cusipr 591568AT5 Moody's; A3 S&Pz A- 45,000 Eiomn Mobil Corporation 101.3760 45,619.20 45,117.40 501.80 100.260 768.60 1.7 0.1 DTD 3/3/2016 1.708% 311/2019 Cusip; 302316AP7 Moody's; AAA S&P= AA+ 35,000 8P Cap Mkts P L C 108.3130 37,909.55 38,872.05 -962.50 111.060 1,662.50 4.4 0.1 DTD 3110/2009 4.75% 3/10/2019 Cusip10556508J6 Moody's; A2 5&Pz A- 50,000 Citigroup Inc 101.6800 50,840.00 49,618.50 1,221.50 99.240 1,250.00 2.5 0.2 0T0 7/29/2014 2.5% 7/29/2019 Cusipz 172967H08 Moody's; 8AAI S&P; 888+ 60,000 Ontario (Province 0f) 108.0150 64,809.00 59,896.80 4,912.20 99.830 2,400.00 3.7 0.2 0T0 III/78009 4% 1110/2019 Cusipz 683234803 Moody's; AA2 S&P; A+ 25,000 Enterprise Products Oper 101.6470 25,411.75 25,322.75 89.00 101.290 637.50 2.5 DTD 10/14/2014 2.55% 10/15/2019 "C Cusip; 29379VBD4 Moody's; 8AA1 SKIP; 888+ 70,000 Pepsico Inc 111.0080 77,705.60 81,482.10 -3,776.50 1 16.400 3,150.00 4.1 0.2 DTD 1/14/2010 4.5% 1/15/2020 Cusipz 7134488N7 Moody'si A1 S&Pz A 75,000 Simon Property Group LP 113.1480 84,861.00 90,338.25 5,477.25 120.450 4,237.50 5.0 0.3 DTD 025/2010 5.65% 2/1/2020 Cusipz 828807CD7 Moody's; A2 S&Pz A 60,000 Credit Suisse Grp Fun Ltd 99.2770 59,566.20 59,350.20 216.00 98.920 1,650.00 2.8 0.2 DTD 9/26/2015 2.75% 3/26/2020 Cusip1225433A03 Moody's; 8AA3 SEIP; 888+

0.5 znn

0.3

0.1

of

0.3

0.2

0.5

0.2

0.1 "'3

0.9

0.3 ..e

Pet

holding-s- 11

4.6

4.6

2.5

5.8

4.1

7.0

2.8

2.8

2.8

6.2

4.6

yield pm...

Current

7,362.50

1,170.00 4,770.00

5,674.60

3,375.00

1,740.00

1,006.25

1,260.00

income

10,972.50

4,107.20

19,593.75

Estimated 11151122

annual

.500

cost

100.250

114

99.870 101.000

116.470

98.400

109.450

116.510

100.770

122.390

106.190

Average tax 829.35 867.10

loss) 815.35 6,045.00

1,715.55 2,145.00 1,293.40

4,345.55

1,232.55 3,542.40 (or

20,612.95 Unrealized gain

Schoenherr .20

P. cost 45,450.95

99,002.90 82,090.40

155,387.50 103,053.15 60,461.85 34,955.40 44,279.10

154,961.25

84,951

Tax 336,574.20

Sharon

aux. value

46,318.05

97,657.35

82,905.75 161,432.50

103,882.50 62,177.40

36,248.80

45,511.65

157,106.25 88,493.60

315,961.25

manager Market Portfolio price

104.1500

115.4250 102.9290

114.8910 110.5410 10.6170

118.1250 103.6290 103.5680 101.1370

114.8950 1 Market

mgr/70,0

A- 888

888 A-

888+

888- A+

888 888-

AA

S&P; 5&P2

3&8. S8IP2

S&Pz

SSIPz

S&P= S8IP188 S&Pz

S&P2 S&P;

any

A2

8A2 BAA2

AA2 BAA2

8AA2

8AA1 8A2

BAA2 8AA2

BAA3 1/15/2021

8115/2020

511/2020 12/15/2020

4/27/2020 4l1/2021 2111/2021

Sau

211/2021

1/11/2021 9/15/2020

Moody'sz

Moody'sz Moody's; Moody's; Moody's;

Moody's;

Moody'sz

Corp Corp

Moody's; Moody's; 6115/2020 Moody's; Moody's; Interac

5.3%

2.6%

6.675%

Corp

4.5%

8.25% 2.9% 4.75% 2.875%

Cap 7.125% 5.134%

2.8%

Inc

he

Nederland Finance Emisiones

Elec Corp

Corp

5260578X1

Co/T

501044084 Inc

Networks

404290608

21685W8T3

459745GF6

09062XACT Finance 151020AQ7

811065AE1

12527GA89

87938WAM5 3/4/2016

1/15/2016 2/11/2011

7/15/2011

1/11/2011

12/7/2010 9/15/2015 8/12/2015

6/2/2015

4/23/2010 Lease

4/26/2010

Industries

0T0

Cusipz Lennar 0T0

General Cusip13696228M8

DTD Kroger

Cusip;

DTD

Cusipz

HSBC

Rabobank Cusipz DTD

DTD

IntI

Cusip;

Cusipz DTD Biogen DTD Cusip; Celgene 0T0 Cusip;

Scripps

DTD Cusip; CF DTD

Cusipz

Description TeIeforIica Corporate

value securities

MELLON

90,000

45,000

MANAGEMENT 85,000 75,000

155,000 60,000 35,000

45,000 133,000

80,000

275,000 BNY WEALTH ,O 5

Shares/par

Individual continued .

Sy Syma Foundation-Combine May 1, 2015 - April 30, 2016 g/Nl V MELL. AS Account number CON00894000 Page 12 of 500 0

Individual securities Corporate continued Unrealized Average Estimated Current Pet of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 115,000 T-Mobile USA Inc 104.2500 119,887.50 119,312.50 575.00 103.750 7,187.50 6.0 0.4 DTD 101112013 6.25% 41112021 Cusip; 87264AAK1 Moody's; 8A3 5&PZ 88 108,000 T-Mobile USA Inc 105.3750 113,805.00 112,230.00 1,575.00 103.920 7, 163.64 6.3 0.3 DTD 0712812013 6.633% 04/28/2021 Cusip187264AAD7 Moody'sz 8A3 S&P; 88 70,000 AT&T Inc 110.0210 77,014.70 71,779.90 5,234.80 102.540 3,1 15.00 4.0 O DTD 4129/2011 4.45% 511512021 Cusip1002068AXO Moody's; 8AA1 S&Pz 888+ 60,000 Boston Properties LP 107.9210 64,752.60 65,220.60 468.00 108.700 2,475.00 3.8 0.2 0T0 1111812010 4.125% 5115/2021 Cusipz 101128AS3 Moody's; BAA2 S8IP; A- 136,000 Morgan Stanley 113.6040 154,501.44 132,969.68 21,531.76 97.770 7,480.00 4.8 0.5 DTD 712812011 5.5% 7128/2021 . Cusip; 61747WAL3 Moody's; A3 S&Pz 888+ I 65,000 Burlingtn North Santa Fe 107.9690 70,179.85 67,628.60 2,551.25 104.040 2,242.50 3.2 0.2 DTD 8122/2011 3.45% 9/15/2021 Cusipz 12189LAF8 Moody's; A3 S&P; A 75,000 Time Warner Inc 107.3290 80,496.75 79,166.25 1,330.50 105.560 3,000.00 3.7 0.2 DTD 1011712011 4% 1115/2022 Cusip; 887317AN5 Moody's; 8AA2 S&P; 888 75,000 Petroleos Mexicanos 100.7500 75,562.50 78,715.00 3,152.50 104.950 3,656.25 4.8 0T0 7124/2012 4.875% 112412022 "b Cusipz 716540887 Moody's; 8AA3 S&P; 888+ 50,000 Arrow Electronics Inc . 99.9130 49,956.50 49,797.20 159.30 99.590 1,750.00 3.5 0.2 DTD 312/2015 3.5% 41112022 Cueipz 042735801 Moody's; 8AA3 SEIP; 888- 35000 Apache Corp 99.6110 34,863.85 34,320.00 543.85 98.060 1,137.50 3.3 0.1 I DTD 41912012 3.25% 411512022 I Cusip1037411AZB Moody'st BAA3 S8IP; 888 I 75,000 A.B.8. Finance USA Inc 102.8350 77,126.25 77,699.10 572.85 103.600 2,156.25 2.8 0.2 I DTD 518/2012 2.875% 518/2022 Cusipz 000378A88 Moody's; A2 S&Pz A

1,

1

.

i

, 1

1

1

,

1

. '

.

of

0.5 '0

0.5

0.1

0.2

0.1

0.3

0.2

0.1 t.

0.5

0.1 * A

Pct

holdings "'

.5

4.7

4.1

2.6

2.4

3.3

4

3.4

2.7 3.0

4.9

2.5

yield

Current " A-

945.00

943.75

7,665.00

6,384.00

2,000.00

4,875.00

1,300.00 2,160.00

income 2,343.75

1,000.00 8,200.00

Estimated 19155314?

annual 44

cost

99.750

98.570

99.160

99.920

106.020 94.090

102.560 4 104.850

102.180

101.150

100.260

Average tax

loss) -27.00

489.00 4

754.80

7,268.75

1,781.55 4,760.64

2,788.85

6,240.75 1,726.50

2,866.25

7,340.80

(or

Unrealized

gain 44 Schoenherr

cost P. A

34,500.85

79,325.55

24,979.75

154,791.25

62,908.20 47,045.50

151,616.96

76,632.25

40,103.20

102,560.25

Tax

161,844.80 Sharon

value

36,282.40

82,114.40

25,468.75

162,060.00

62,881.20 48,772.00

156,377.60

79,498.50

40,858.00

108,801.00

169,185.60

manager (J

Market

A

0

4 I Portfolio

price 111.0000

102.8800 97.5440

103.6640

102.6430

101.8750

108.8010 104.8020

105.9980

105.7410

102.1450 E

Market

m V 888

883- BBB

AA- BBB+ BBB- A+

803'

A

AA- S&Pz

S&P; S&P2

581?; S&Pz S&P; S&P;

S&Pz S&P1A- S&P;

5&P; g4) A1 8A1 BAA3

BAA2 8AA2

BAA1

A2

A3 BAA1

8A2

A1

11/15/2022 1/15/2023

12/15/2022

12/15/2022

11I29/2022

11/1/22

7/15/2022

7/2/2022 7/15/2022 Moody's;

Moody's; Moody'51 Co

Moody's;

Moody's;

Moody's; Moody'sz

Moody's; Corp

5/15/2022 Moodyts;

Moody's;

Moody's; 8/15/22

Inc 5.25%

4.2%

2.70%

2.5%

3.375% lntl

Inc 2.6%

4.875%

3.125%

5.125%

2.5%

C0

3.60% Chemicai

Corp

Stanley

Corning Castle 228227805 690742AD3 458140AM2

023135AJ5

4062168H3

6174824M3

277432ANO

278642AE3 20030NBDZ

747262AH6

Corp Inc

inc 10/15/2012

10/22/2012

12111/2012

Corp

11/29/2012

11/13/2015

10/23/12

6/5/12 7/24/2012

17212013 7/212012

5/5/2015

C

V DTD Cusipz Crown

DTD

Owens Cusipz

Intel DTD Cusipz

DTD Cusipz

Amazon.Com

DTD

Halliburton Cusipz

Morgan DTD Cusip;

DTD

Eastman Cusipz

DTD

EBAY Cusipz

DTD Cusipz

DTD Comcast

Cusip;

DTD 0

Cusip168389XBBO

Orcale

Descmon Corporate

value MELLON

35,000

80,000

25,000 MANAGEMENT

146,000 60,000

152,000 50,000

75,000

40,000

100,000

160,000 WEALTH BNY

Shares/par Individualsecuritia continued

of

0.4 0.5 , 0.2 0.6 0.5 0.5 500 0. 0.3

0.2 0.5

Pet

of

holdings

4

1

e

5.0

4.5 3.7 3.3

4.1 4.5 4.8 5.1 5.2

3.8 4.9

g

yield

Current

Pa

income

6,047.50 7,600.00 9,047.50 2,531.25 8,075.00 7,158.50 8,062.50 5,375.00

2,518.75 7,650.00 7,943.75

Estimated

annual

cost

98.750

99.970 98.120

99.870

106.500

103.860 106.130 102.270 104.500

104.310 101.560

tax Average

1053)

-125.00

4,425.00

2,251.50 5,848.80

5,975.00

4,812.80

4,941.40 (or 10,793.55 4,017.50

15,492.94 4,391.00

Unrealized

gain

CON00894000

91'

cost

umb

Foundation-Combine

n

73,589.25

Tax

67,802.15 116,525.00 170,400.00

234,927.15 189,746.70 144,369.57 162,372.50 153,400.00 104,500.00

157,421.10

t

Syms

"m

Sy A

value

75,840.75

66,411.15 120,950.00 168,587.20

245,720.70 195,595.50 159,862.51 158,355.00 159,375.00 104,375.00

162,362.50

Market

price

102.5000 105.3670 104.5620 101.1210 102.9450 115.0090 103.5000 106.2500 104.3750 102.1710 104.7500

mtg/70,4

Market

.

888

BBB

888- 888+

888+

888- BBB- BB+

BBB-

88-

BB

&m/

S&Pz

S&P;

S&Pz S&P=

S&P=

S&P= S&Pz S&Pz

S&P;

881?;

S&Pi

BAA3

B1

8AA2 BAAs BAA1 BA1 BA1 8A3

BAA1 BA1

B1

Corp

2016

2/15/2023

W

LP

6/1/2024

5/1W2023

3115/2024

9730/2024

4/1I2023 5/1/2023 7

9/15/2023

6/92024 Inc Co Co

3/1/2023

Moody's;

Moody's;

Moody's; Moody's; Moody's; MoodYsz Moody's; & Moody's; Moody's; 3/15/2024 Moody's;

Moody's;

30

LLCICap

Finl 5.125%

4.25%

5.375%

3.85% Resorts

5.15% 5% 5.375%

5.125%

4.75% 3.375% Inc

3.875%

'1

&

Chase

r1

LPICanada's

Motors p

Communications

Rubbermaid

Nationalinform

1248EPAZ6

44107TAT3 651229AV8 46625HJJO Holdings 37045XALO 92343VBR4 150191AJ3 404119BN8 521865AV7

31620MAM8

Inc 02005NAV2 Fair

Hotels 12l17/2012 A

8/9/2012 3730/2016 5/1/2013 10192013

9/18/2013 3/17/2014 3/14/2014 5/21/2015 Corp O 5/3/2014 9/29/2014

Financial A

Morgan

' C

C

Corporate

Description DTD C Cusip; Host DTD Newell DTD Cusip; Cusipz DTD JP General DTD Cusip; Cusipz Verizon DTD Cusip; H DTD Lear DTD Cusip; Cusip; DTD Cedar Fidelity Cusipt DTD Cusip; DTD Ally Cusip;

2015

value

searrities

,

1

75,000

65,000

118,000 160,000

235,000 190,000 139,000 153,000 150,000 100,000

155,000

y

a

Individual Shara/par continued

M

y .

.

. 0.5 enn

0.5

of 0.8 0.8 0.5

0.3 0.1 0.5

0..

0.1

0.5 -r

Pct

holdings 1g

3.0

3.1 3.1 3.7 5.0

4.0 3.5 3.4

3.7

3.1

6.5

yield 13......

Current

4,819.50

5,005.00 8,100.00 8,137.50 1,050.00

3,357.50 6,243.75 10,268.75

1,462.50 6,042.00

income

11,050.00

Estimated "25.53%

annual

99.630

cost 99.830

99.710

100.760 99.620 101.000

' 102.460

99.040 100.930

101.650

130.320

Average tax 58.30

loss)

130.90

7,971.30

7,139.44

739.70 3,662.30 8,303.90 15,489.60

1,612.26

2,000.70 4,090.35

(or

Unrealized

gain

Schoenherr P.

cost

152,440.02

84,754.35

155,171.94 29,887.00 242,395.20 271,526.95 44,568.00 154,737.50 186,722.35

Tax 161,628.27

169,410.80 Sharon

value

160,411.32 84,885.25 162,311.38 29,828.70 257,884.80 275,189.25 163,041.40

46,568.70 182,632.00

163,240.53

170,150.50

IJ

manager p

Market

I

/

Portfolio E price

104.8440 99.8650 105.3970 99.4290 107.4520 98.7200 103.8450 105.1880

102.6670

103.4860

130.8850 m

Market )/ 888+ BBB 888

888- 888+

A- AA

888- BB+ A S&Pz S&Pz S&Pz

S&Pz S&Pz

581?; 5&Pz

S&Pz S&Pz S&P1A+

SELF; @sz A1 A1 BAA1 AA3 BAA2 BA1 BAA3

BAA3 BAA1

BAA1

BAA2 12/14/2025 11/1/2025 9/15/2025 8/1/2025 3/15/2025 7/1/2025 4/21/2025

2/1/2025 Coop 3/15/2025 Moody's; Moody's;

3/15/2025

1I1512025 Moody's; Moody's; Moody'51 Moody's; Moody'sz

Moody's; Moody's; Corp

Moody's;

Moody's; Corp 3.15% Processng 3.25%

Scs Util Partners

inc 3.375% 3.875% 5.25% 3.95% 3.5% 3.375%

3.8%

3.25%

Co 8.5% lnc Data Rural America America 92826CAD4 Energy 637432NG6 053015AE3

Funding 058498AT3 06051GFP9 84756NAF6 099724AJ5

00507UA50

Systems

00724FAC5 12li4/2015

962166AT1 10I27/2015 Of Inc 9/15/2015 Of 7/30/2015 6725/2015 4/21/2015 3/12/2015 Corp 3/16/2015

3/12/2015

1/25/2015

1/15/1995 DTD Cusipz Visa DTD Cusip; National DTD Cusip; Automatic Cusip106051GFS3 DTD Bank DTD Cusip; Ball DTD Bank Cusip; DTD Cusipz DTD Spectra Cusipz Borgwarner

DTD Cusipz

Actavis

DTD Cusip;

Adobe

DTD Cusipz Corporate Description

Weyerhaeuser

value securities 153,000 85,000 154,000 30,000 240,000 265,000 155,000

45,000 185,000

159,000

130,000 SEEMMAEEEgJN ?

Sharesjpar lnr0vidual continued

0.5 0.9

of

0.2 0. 0.5 0.1 0.2 0.5 0.5 0.5 500

Pet of holdings 16 5.1 5.0 5.9

5.6

3.5 4.3 3.3

4.1

3.5 3.4 yield

Current Page 8,812.50 4,425.00 5,652.00 1,190.00 2,187.50

15,741.25

6,683.00 income 8,285.50 10,057.50

5,587.00 5,437.50

Estimated

annual

cost 99.910 120.290 103.410 130.920 128.750

100.140

102.310 100.820

101.960 100.550

101.830

tax Average 1053)

860.30

344.50 5.348.70

6,604.99

3.86620

22,072.90 48,922.96

7,820.58

9,858.79 6,171.00 10,584.48 (or Unrealized

gain CON00894000 cost 78,553.60

51,155.50 35,050.40 150,358.35 265,768.40

173,812.50 156,853.99

52,746.50 Foundation-Combine

153,242.64 number

Tax 151,828.99 231,460.12

1

Syms

Account Sy

value

74,687.40

35,910.70 172,431.25 51,500.00

314,691.36 179,161.20

163,458.98

163,827.12

161,687.78 239,280.70

158,917.50

A a

Market

/

/ E price 137.9450 122.4480 124.4790 132.7120

104.1140 102.6020

103.0000 107.7810 105.4100 107.0780

105.9450 m

Market

/

A

BBB- 888- BBB

BBB+

BBB+

BBB-

888+

888+ A-

BBB

A.

S&Pz S&P; S&Pz

S&P;

5&P;

S&Pz

6

S&Pz

S&Pz S&Pz

S&Pz

S&P;

A3 A3

2115/2033

BAA2 BAA2 BAA2

BAA1

BAA1 BAA3

8A2

NIA

BAA1

In Inc

7/16/2031

3/15/2032 Fin

4l1l2026

2016

3/15/2033

6.125%

12/15/2025

2/1/2026

Moody's;

Moody's;

2/15/2026

1/30/2026

, Due Moody's;

4/15/2026 Moody's; Moody'sz

Moody's;

Moody's; Moody's;

Moody's; Moody's;

Inc

Moody's;

Group

Corp

lnbev

7.05%

7.375%

Co 30

4.375%

4.4%

3.65%

4115/2026 3.7%

3.6% 3.625%

7.45%

2113/2003

Corp '1

Group

Sachs

Corp Tower

Co

3.4%

20030NAC5

38141GCU6

962166884

DTD

Corp 345370CA6 Corp 30161NAU5

574599BL9

Communications 03027XAJ9

Prl

035242AP1

58013MEY6

7751098E0 3/14/2003

Mtr 9/15/2002 7/16/99 415/2016

3/17/2016

1/12/2016

1/25/2016

12/9/2015

12/8/2015

NT

A

DTD Cusipz

Comcast

Cusipz

Sr Goldman

Cusipz DTD

' Ford Cusip; Weyerhaeuser DTD DTD Cusip168217FAA0

Omnicom

Cusipz Exelon DTD 4l7l2016

Cusip; Masco

DTD Cusipz

American

Cusipz DTD

Anheuser-Busch

McDonald's DTD Cusipi

Cusipz DTD Rogers

Description

Corporate

value

2015

militia a

60,000 125,000 35,000

50,000 257,000

135,000

157,000 1 152,000 227,000

151,000

150,000

ay Shares/par

continued

Individual M

'3 621) m END/J"; Individual annuities Corporate continued Unrealized Aver age Estimated Current Pct of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 152,000 Tyson Foods Inc 109.7600 166,835.20 154,746.64 12,088.56 101.810 7,410.00 4.4 0.5 DTD 318/2014 4.875% 8/15/2034 Cusip; 902494AZ6 Moody'sz BAA3 S&P; BBB 71,000 C V 5 Health Corp 112.0950 79,587.45 71,665.91 7,921.54 100.937 3,461 .25 4.4 0.2 DTD 7/20/2015 4.875% 7/20/2035 Cusip; 126650CM9 Moody's; BAA1 S&Pz BBB+ 60,000 215T Centy Fox Amer Inc 122.1050 73,263.00 74,517.60 4,254.60 124.200 3,690.00 5.0 DTD 03/02/2007 6.15% 03/01/2037 "O Cusipz 90131HBKO Moody's; BAA1 S&Pz BBB+ 193,000 Burlington North Santa F 129.4020 249,745.86 244,008.13 5,737.73 1 26.430 11,869.50 4.8 0.7 DTD 4l13/2007 6.15% 511/2037 Cusip; 12189TAZ7 Moody's; A3 S&P1A 70,000 Goldman Sachs Grp Inc 121.2280 84,859.60 76,563.90 8,295.70 109.380 4,725.00 0.3 DTD 10/3/2007 6.75% 10/1/2037 Cusip; 38141GFD1 Moody's; BAA2 S&P; 888- 135,000 C V 5 Health Corp 128.3860 173,321.10 160,922.70 12,398.40 119.200 8,268.75 4.8 0.5 DTD 9/11/2009 6.125% 9/15/2039 Cusip; 126650880 Moody's; BAA1 S&Pz 888+ 70,000 Amgen Inc 120.6400 84,448.00 85,080.10 632.10 121.540 3,955.00 4.7 0.3 DTD 6/30/2011 5.65% 6/15/2042 Cusip; 0311628H2 Moody's; BAA1 581?; A 35,000 Verizon Communications 131.9040 46, 166.40 41,163.85 5,002.55 117.610 2,292.50 5.0 0.1 DTD 9/18/2013 6.55% 9/15/2043 Cusipz 92343VBTO Moody's; BAA1 S&P; BBB+ 60,000 Microsoft Corp 99.5590 59,735.40 59,295.60 439.80 98.830 2,250.00 3.8 0.2 DTD 2/12/2015 3.75% 2/12/2045 Cusipz 594918805 Moody's; AAA S&P; AAA 40,000 Apple Inc 105.9430 42,377.20 39,622.60 2754.60 99.060 1,750.00 4.1 0.1 DTD 5/13/2015 4.375% 5/13/2045 Cusip10378388H2 Moody's; AA1 S&Pz AA+ 65,000 Intel Corp 114.4980 74,423.70 67,072.70 7.351.00 103.190 3,185.00 4.3 0.2 DTD 7/29/2015 4.9% 7/29/2045 Cusipz 458140AT7 Moody's; A1 5&Pz A+

BNY MELLON Portfolio manager WEALTH MANAGEMENT of 0.1 0.3

of 0.2

0.6%

0.5 ...

0.2

0.2

500 Pet

Pet holdims

of

holdings 3.8

18 4.2 3.7

4.8 5.1%

5.5 6.1

4.3

4.5 yield

yield Current

Current

Page

1,586.85 3,572.92

6,362.57 income

3,479.05 8,636.25

9,652.50

3,185.00 income

11,068.29 2,450.00 Estimated

5 Estimated

annual

annual

cost cost

106.870

108.060

110.470

114.130

112.400 104.000 107.450

103.230

100.980

tax Average

5

tax

Average 1

-49.58

loss) loss) -1,561.35

5,818.03

-7,093.1 4,135.11

4,554.55 -9,782.04

6,612.90 (or

3,571.50

(or

5

Unrealized

Unrealized

gain

gain

CON00894000 cost cost

42,398.75 85,799.62 79,414.24

175,725.82 Tax

67,101.00

50,491.50 226,199.34

Foundation-Combine 152,880.00

153,653.50 number

Tax

5

Syma

Account Sy value value 42,349.17 84,238.27

72,321.13

169,907.79 A 73,713.90 216,417.30 54,063.00

157,015.11

158,208.05 $ Market

Market

price 106.7500

106.0960 Jrice

106.8170

103.9380 107.5410 106.8130

110.6350

113.4060 108.1260

MEI/D

5

Market

Market

NIA

NIA

NIA

N/A BBB

BBB-

NIA

A-

A-

Pool Gold

[6AY

Gold

Gold

S&Pz

S&Pz

5&P;

$&Pz S&Pz

5&PZ

S&Pz

S&Pz

58?;

Corp

Corp

Corp

NIA

Corp

N/A

N/A

NIA

NIA

J10986

G18316

614351

BAA2

BAA3

A3

NIA 897936

Assn

#J15724

1825/2050

Preferred

2016

Mortgage 10/1/2024

Fin

Mortgage

Pool

Mortgage

Moody's;

Moody's;

Mortgage

Moody's;

11l17/2045

Moody's;

Number

Rate

Number

Number

Co

271/2046

Number

871/2021

Moody's;

6/1/2026

Moody's;

Moody's; Moody's;

Moody's;

7/1/2024

101/2023 securities

Mortgage

&

4.5%

Loan

Fltg Loan

Gold

Loan

4% lnbev

30, Loan Pool

4.9%

Pool

4%

Company

Pool

5%

4.9% Pool

5.5%

Company

F

F

8r

&

CTF

backed CTF

Chase

CTF

CT

CT

Home

Home

Home

3128PVLDD

Home

3128POCX7

National

3128MMK69

3128MDBU6

31410USZ6

949746RN3

46625HJ04

6/1/2011

10l1/2009

035242AN6

94974BGO7

Fargo

7/1/2009

1/1/2012

Fargo 9/1/2006

01/23/2015

1/25/2016

11/17/2015

April

Cusipz DTD

Passthru Federal

DTD

Cusipz

Federal Passthru

Passthru

DTD Cusip;

Fedeml

Cusip; DTD

Passthru

Federal

-

Passthru DTD Cusipz

Federal

Mortgage

Description

DTD

Cusip;

Wells

Cusipz

Cusip; DTD meorgan

Anheuser-Bush

Cusip; DTD

Description Wells Corporate

.35

.67

value

value

2015

securities seorrities 39,671 79,398.16

69,581.03

159,064.37

55.000 201,241

50,000 1,

147,000

143,000

Shara/par

Individual

Shares/par

continued

Individual May

, ,

I .. . .1 .. I 2 7 a, Individual securities Mortgage backed securities 6 Aj/ m D/ 0 A continued Unrealized Average Estimated Current Pct of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 23,963.12 Federal National Mortgage Assn 105.8780 25,371.67 25,450.81 -79.14 106.210 838.71 3.3 0.1 Passthru CTF Pool Number Aj1758 DTD 91112011 3.5% 91112026 Cusip13138A55U2 Moody's; NIA $8er NIA 216,227.12 Federal National Mortgage Assn 106.8540 231,047.33 232,173.88 4,126.55 107.380 8,649.08 3.7 0.7 Passthru CTF Pool Number AI3914 DTD 61112013 4% 1111/2026 Cusipz 3138ELK44 Moody's; N/A S&Pz N/A

31,314.96 Federal National Mortgage Assn 106.0010 33,194.17 33,253.99 -59.82 106.190 1,096.02 3.3 0.1 Passthru CTF Pool Number AK2439 DTD 211/2012 3.5% 211/2027 Cusipz 3138E6V94 Moody's; N/A S&Pz NIA 27,316.19 Federal National Mortgage Assn 106.7760 29,167.14 29,296.61 -129.47 107.250 1,092.65 3.8 0.1 Passthru CTF Pool Number AI6150 DTD 1211/2014 4% 81112027 Cusip13138ENZ05 Moody's; N/A S&Pz N/A 10,893.31 Federal Home Loan Mortgage Corp 104.0430 11,333.73 11,138.41 195.32 102.250 326.80 2.9 0.0 Passthru CTF Gold Pool ilT 49004 DTD 101112013 3% 91112027 Cusip; 31287CAD4 Moody's; NIA SKIP; NIA 37,033.23 Federal National Mortgage Assn 105.9520 39,237.45 38,954.22 283.23 105.190 1,296.16 3.3 0.1 I Passthru CTF Pool tr AI4191 DTD 911/2013 3.5% 11112028 Cusip; 3138ELURZ Moody's; NIA S&Pz NIA 28,686.73 Federal Home Loan Mortgage Corp 103.8300 29,785.43 29,532.80 252.63 102.950 1,004.04 3.4 0.1. Passthru CTF Gold Pool it 149005 DTD 211/2014 3.5% 1211/2028 Cusipz 31287CAE2 Moody's; NIA S&P2 NIA 16,872.67 Federal Home Mortgage Corp Pool 107.8000 18,188.74 18,037.06 151.68 106.900 674.91 3.7 0.1 . Passthru CTF Gold Pool Number C91339 DTD 101112010 4% 101112030 Cusip; 3128P7PY3 Moody's; NIA 5&P; N/A 129,308.77 Federal National Mortgage Assn 102.8770 133,028.98 131,351.68 1,677.30 101.580 3,232.72 2.4 0.4 , Passthru CTF Pool Number Bc0048 DTD 1111/2015 2.5% 1111/2030 Cusipz 3140EUBS7 Moody's; NIA S&Pz N/A

> BNY MELLON Portfolio manager Sharon P. Schoenherr 11115.6 Page 10 ...r' em WEALTH MANAGEMENT A 4 44 . 4 Sy Syms Foundation-Combine May 1, 015 - April 30, 2016 Account number CON00894000 Page 20 of 500 6 I13)! 1'71 F5110 xJ

Individual securities Mortgage backed securities continued Unrealized Average Estimated Current Pct of Shares/par value Description Market price Market value Tax cost. gain (or loss) tax cost annual income yield holdings 122,750.13 ederal National Mtg Assn Pool 104.5380 128,320.53 128,101.26 219.27 104.360 3,682.50 2.9 0.4 #MA2561 Passthru CTF DTD 21112016 3% 31112031 Cusip; 314188233 Moody'sz N/A $&P; NIA 58,879.68 Federal National Mortgage Assn 1 15.0930 67,766.39 67,638.03 128.36 114.870 3,532.78 5.2 0.2 Passthru CTF Pool Number 535994 DTD 51112001 6% 61112031 Cusipz 31384WNK2 Moody's; NIA S8lPi NIA O 82,719.86 Federal National Mortgage Assn 1 1 3.0470 93,512.32 93,602.71 -90.39 113.160 4,549.59 4.9 0.3 Passthru CTF Pool Number 555424 DTD 411/2003 5.5% 51112033 Cusip131385XA20 Moody's; N/A 5&Pz NIA 24,423.87 Federal Home Mortgage Corp Pool 107.8640 26,344.56 25,910.04 434.52 106.080 976.95 3.7 0.1 Passthru CTF Gold Pool 8 C91738 DTD 1111/2013 4% 1111/2033 Cusip; 3128P74X8 Moody's; NIA S&P; N/A 60,444.20 Federal Home Loan Mortgage Corp Gold 107.8030 65,160.66 65,308.70 448.04 108.050 2,417.77 3.7 0.2 Passthru CTF Pool Number 630719 DTD 31112015 4% 31112034 Cusipz 3132J4AV1 Moody's; N/A SKIP; NIA 18,690.76 Government National Mongage Assn 111.9680 20,927.67 20,910.28 17.39 111.870 934.54 4.5 0.1 Passthru CTF Pool Number 781830 DTD 1111/2004 5% 1111512034 Cusipz 36241KA73 Moody's; N/A S&Pz N/A 62,654.62 ederal National Mortgage Assn 1 12.9940 71,021.95 69,962.18 1,059.77 111.310 3,457.00 4.9 0.2 Passthru CTF Pool Number 735230 DTD 11112005 5.5% 21112035 Cusip; 314020Y39 Moody's; NIA S&Pz NIA 126,634.29 Federal National Mortgage Assn 1 10.9800 140,538.74 140,943.19 404.45 111.300 6,331 .71 4.5 0.4 Passthru CT F Pool Number 735403 DTD 31112005 5% 41112035 Cusip; 31402I71AC3 Moody's; N/A S&Pz N/A

X 1 /5A) 5;" / ) 0 A Individual securities Mortgage backed securities y m continued Unrealized Average Estimated Current Pct of Shares/par value Description MarkeLprice Market value Tax cost gain (or loss) tax cost annual income yield holdings 41,351.25 Federal National Mortgage Assn 105.0700 43,447.76 42,921.32 526.44 103.800 1,447.29 3.3 0.1 Passthru CTF Pool Number AI6970 DTD 611/2015 3.5% 711/2035 Cusipz 3138EPW83 Moody's; N/A S&Pz NIA 4,160.08 Government National Mortgage Assn 112.2180 4,668.36 4,542.28 126.08 109.190 208.00 4.5 0.0 Passthru CTF Pool Number 782011 DTD 121112005 5% 1211512035 Cusip; 36241KGU6 Moody's; NIA S&Pz N/A 4,026.30 Federal Home Loan Mortgage Corp Gold 110.1610 4,435.41 4,313.16 122.25 107.120 201.32 4.5 0.0 Passthru CTF Pool Number G05938 DTD 7/1/2010 5% 11112036 Cusip13128M74X1 Moody's; N/A 5&P; N/A 491,914.80 Federal National Mortgage Assn 110.9360 545,710.60 542,063.79 3,646.81 110.190 24,595.74 4.5 1.6 Passthru CTF Pool Number 745275 DTD 11112006 5% 21112036 Cusipz 31403C6L0 Moody's; N/A S&Pz NIA 162,424.49 Federal National Mortgage Assn 110.9150 180,153.12 178,922.47 1,230.65 110.160 8,121.22 4.5 0.5 Passthru CTF Pool Number 745355 DTD 21112006 5% 31112036 Cusipz 3140308Y4 Moody's; NIA 5&P2 N/A 1,219.83 Government National Mortgage Assn 112.1980 1,368.62 1,331.89 36.73 109.190 60.99 4.5 0.0 Passthru CTF Pool Number 782105 DTD 71112006 5% 3115/2036 Cusip; 36241KK56 Moody's; NIA S&Pz NIA 331,026.25 Federal National Mortgage Assn 112.6900 373,033.48 367,611.90 5,421.58 111.052 18,206.45 4.9 1.1. Passthru CTF Pool Number 745418 DTD 311/2006 5.5% 4/ 112036 Cusip; 31403DDX4 Moody's; N1A S&P; N/A 61,430.34 Federal National Mortgage Assn 109.3220 67,156.88 65,223.48 1,933.40 106.170 2,764.37 4.1 0.2 Passthru CTF Pool Number 888661 DTD 81112007 4.5% 81112037 Cusipz 3141OGJE4 Moody's; N/A S&P; NIA 184,712.20 Federal National Mortgage Assn 113.1350 208,974.15 207,143.13 1,831.02 112.140 10,159.17 4.9 0.6 Passthru CTF Pool Number 995024 DTD 101112008 5.5% 811/2037 Cusip; 314168L08 Moody'sz NIA S&P2 N/A

X. I BNY MELLON Portfolio manager Sharon P. Schoenherr m;- n '3- - ... " '" i WEALTH MANAGEMENT

Sy Syms Foundation-Combine May 1, 2015 - April 30, 2016 may b.5110 Ascount number CON00894000 Page 22 of 500

Individual searritia Mortgage backed securities continued Unrealized Average Estimated Current Pot of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 3,482.89 Federal National Mortgage Assn 113.0590 3,937.72 3,859.49 78.23 110.810 191.56 4.9 0.0 Passthru CTF Pool Number 962003 DTD 211/2008 5.5% 31112038 Cusipz 31414CGL6 Moody's; N/A S&P; NIA 70,814.27 Federal National Mortgage Assn 113.1320 80,113.60 79,865.23 248.37 112.780 3,694.78 4.9 0.2 Passthru CTF Pool Number AI1543 0T0 311/2012 5.5% 121112038 Cusipz 3138EHW00 Moody'st N/A S&P; NIA 20,674.99 Federal Home Loan Mortgage Corp Gold 111.4460 23,041.45 22,871.72 169.73 110.630 1,033.75 4.5 0.1 Passthm CTF Pool Number A90393 DTD 121112009 5% 1211/2039 Cusip; 312938NJ8 Moody's; NIA S&Pz NIA 150,010.47 Federal National Mortgage Assn 109.9520 164,939.51 165,152.15 -212.64 110.090 6,750.47 4.1 0.5 Passthru CTF Pool Number 932387 DTD 121112009 4.5% 11112040 Cusip; 314120202 Moody's; N/A S&Pz N/A 251,192.64 Federal National Mortgage Assn 109.1110 274,078.80 271,128.33 2,950.47 107.940 1 1,303.67 4.1 Passthru CTF Pool Number Ac7870 DTD 8112010 4.5% 21112040 Cusipz 31417UW84 Moody's; NIA S&Pz NIA 46,820.06 Federal National Mortgage Assn 103.7810 48,590.33 47,741 .83 848.50 101.970 1,404.60 2.9 0.1 Passthru CTF DTD 41112014 3% 3125/2040 Series 2014-28 Class ND Cusip; 3136AJK47 Moody's; N/A S&P-. NIA 66,561.28 Federal National Mortgage Assn 111.9710 74,529.33 74,507.03 22.30 111.940 3,328.06 4.5 0.2 Passthru CTF Pool Number Ad6942 DTD 61112010 5% 61112040 Cusipt 314180WC4 Moody's; NIA 5&Pz NIA 39,403.88 Federal Home Loan Mortgage Corp Gold 110.5120 43,546.02 42,686.87 859.15 108.330 1,970.19 4.5 0.1 Passthru CTF Pool Number A92821 DTD 611/2010 5% 71112040 Cusipz 312941020 Moody's; NIA S&Pz NIA ave.

1 1 1 3

Individual securities Mortgage backed securities 6110)) Mellon) continued Unrealized Average Estimated Current Pct. of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 139,777.21 Federal Home Loan Mortgage Corp Gold 110.2870 154,156.09 149,342.80 4,813.29 106.640 6,289.97 4.1 0.5 Passthru CTF Pool Number A95828 DTD 121112010 4.5% 121112040 Cusip; 312944PM7 Moody's; N/A S&P'. NIA 70,258.13 Federal National Mortgage Assn 107.9540 75,846.46 75,900.74 -54.28 108.030 2,810.33 3.7 0.2 Passthru CTF Pool Number Ah0943 DTD 121112010 4% 121112040 Cusip; 3138A28M0 Moody's; NIA S&Pz N/A 375,057 Federal Home Loan Mortgage Corp Gold 109.2450 409,731 .02 406,184.47 3,546.55 108.300 16,877.57 4.1 Passthru CTF Pool Number A97047 DTD 211/2011 4.5% 211/2041 Cusip; 31294SZL5 Moody's; NIA $&Pz NIA 62,560.59 Federal National Mortgage Assn 111.3970 69,690.62 68,703.15 987.47 109.820 3,128.03 4.5 0.2 Pasthru CTF Pool Number Ah4794 DTD 11112011 5% 21112041 Cusip13138A6KG4 Moody's; NIA 5&P1N1A 287,906.75 Federal National Mortgage Assn 107.9750 310,867.31 306,575.70 4,291.61 106.480 11,516.27 3.7 0.9 Passthru CTF Pool Number Ai9332 010 11112012 4% 11112042 Cusipz 3138E2LN3 Moody's; N/A S&Pz NIA 79,449 Federal National Mortgage Assn 108.9920 86,593.05 86,090.44 502.61 108.360 3,575.21 4.1 0.3 Passthru CTF Pool Number Aw7430 DTD 911/2014 4.5% 11112042 Cusip13138XXHG4 Moody's; NIA S&P= N/A 83,370.50 Federal National Mortgage Assn 109.3850 91,194.82 90,626.35 568.47 108.700 3,751.67 4.1 0.3 Passthru CTF Pool Numberal7306 0T0 81112015 4.5% 91112042 Cusip; 3138EO0L3 Moody's; NIA S&Pz NIA 123,092.65 Federal National Mortgage Assn 107.5590 132,397.22 132,536.16 438.94 107.670 4,923.71 3.7 0.4 Passthru CTF Pool Number A30225 0T0 71112013 4% 81112043 Cusip13138W9HB9 Moody'sz N/A S&P; N/A 11,523.21 Federal National Mortgage Assn 111.0910 12,801.25 12,681.51 119.74 110.050 576.16 4.5 0.0 Passthru CTF Pool 11 AU6278 DTD 101112013 5% 1111/2043 Cusip; 3138X5605 Moody's; N/A S&Pz N/A

to BNY MELLON Portfolio manager Sharon P. Schoenherr 1111.7; 13.....- no .1' EA)! WEALTH MANAGEMENT of 0.1 O 0.3 0.1 0.1 0.1 0.1 0.2 1.5

500

Pct

of

holdipgs

24 2.9 4.1 3.7 3.4 4.1 3.7 2.9 3.7

yield

Current

Page 777.27

1,392.49

1,238.12 3,719.36

1,017.41 1,233.70

1,910.26 income 19,150.09 Estimated annual cost

08.960

06.200 102.480

1 1 101.880

108.940 105.030 101.030

107.530 tax Average

35.53 571.95 loss)

41.51 409.78 37.11

391.61

485.35

1,756.00 (or Unrealized

lain CON00894000

.95

5.99 cost

47,5685

90,055.71

32,873.17

29,61

29,865.78 20,409.50 64,331

Foundation-Combine

number Tax 514,808.28

Syma Account Sy

.24

value ,J 48,140.63

90,091 33,282.95 30,007.60 29,824.25 20,894.85

66,087.95

514,845.39 )0

Market

/

E price 103.7150

109.0000 107.5270 103.2290

108.7860 107.5290

103.7890

107.5390

m

Market

>/

NIA NIA

NIA $451

NIA

N/A NIA

NIA NIA

Pool

S&P= S&Pz

S&Pz

S&P; S&Pz 5&P; S&P;

II

Assoc

Pool

S&Pz

Pool NIA

Corp NIA

NIA rrV80910

N/A

N/A

MA2753 NIA

Al6223 NIA

AI5630

MA1897

MA1860

NIA 4% 4% Assn

Assn Assn

MA1599

Assn

Assn

Pool

Mortgage 2016

81112044

Moody's;

Number Moody'sz

Mortgage Number

Moody's;

Number

5112044 Number

41112014

Number

Moody's; 41112044

Moody's; Mortg

Number

Moody's; Corp

Moody's;

121112013

4120/2045 Moody's;

Mortgage 81112044

Mortgage

Mortgage

Mortgage securities

1120/2044

30, 4.5%

Pool Pool 3%

Loan

Pool

Pool 4%

National

Pool

3.5% Mtg DTD 4.5% Pool

3% DTD

Natl

F CTF

CTF

CTF

backed

CTF CTF

CTF

CTF CT

National

National

National

Natational 3617988W8

Home

31385N4H9

3138ENHG7

Home

314188089 314188862

3132M6682

36179NX45

3132L6AK7

121112014 41112015

8/1/2014

411/2014 311/2014

11112014

April

DTD

Cusip;

Passthru Government - DTD Passthru Cusip;

Federal

0T0

Passthru Cusip;

Federal

Cusipz DTD

Passthru Federal

DTD

Cusipz Passthnr Federal

Passthru 41112044 Cusip=

Federal Passthru DTD Cusipz

Government

121112043

Cusip;

Passthru Federal Mortgage

Description

1

value

2015 securities 46,416.27

82,652.51

30,9531 29,068.96

19,431.83 27,415.52

63,675.29

1,

478,752.26

Shares/par

Individual continued May

O

0.3 of 0.3 0.1 0.4 0.3 0.2 0.4 0.4 0.2

Pct

holdings

2.9 4.2

3.3

3.3

2.9 3.7 3.3

3.3 3.3

yield ..

Current 2,539.35

1,383.92 4,139.81

4,291.76

2,638.96 2,143.73

4,703.76

income

4,037.24 2,133.53

Estimated we

annual cost

102.220

107.750 105.000 104.830

100.310 106.910

104.000 103.370

103.430

tax Average

-67.62 317.71

loss)

-11.39

-361.81 2,014.25

1,125.47 2,072.84

1,094.88

(or

Unrealized

gain

Schoenherr

P. cost

86,526.53 99,128.40 41,517.53

88,236.56 57,294.64 19,242.65 128,544.41 63,047.65 139,769.67 Tax 1

Sharon ,1

value

86,844.24

98,766.59 41,449.91 90,250.81

57,283.25

128,543.19

64,142.53

140,895.14

121,315.49 manager

Market Portfolio price

102.5980 107.3600 104.8290 104.8290 102.5980

106.8850 104.8380

105.1720 105.2240 Market gd/mE/ios/

NIA N/A NIA

N/A

NIA MA N/A

NIA NIA II Gold

Gold

3&P2 S8LP; SELF;

S&Pz

5&P;

$8LP; S&P;

$8LP; S&P2 Assn

Bc2681

NIA Corp

Corp

#MA2522 NIA #MA2495 NIA

NIA

NIA

NIA

tMA2484

3.5% NIA MA3456

NIA 0T0 4%

N/A 3% MA2487

3.5% 660103 Assoc

Pool AI6895

Pool

Pool CTF Pool Mortgage

Asn Assnal6895

Moody's; Number 2120/2046 Mortgage

31112016 Moody's'.

Mortgage Moody's; 11112016

Moody's;

121112015

Number

Moody's; Moody's;

Assn

Moody's;

1111/2015

Assn 12/112045

Moody's;

Number

61112045

51112045 Number Moody's; Assn

Mtg Mortgage

securities Mtg

101112045 3%

Passthru 0T0 Pool 0T0 4.5%

Loan DTD

Loan Pool

National 0T0

Pool

Mtge

Pool 3.5%

Mtge

3.5% Mtge

CTF CTF

CTF CTF

backed 3.5%

CTF CTF

National

CTF

Natl

CTF

Natl National

3140EW6T7 Natl 361798ZV4 Home

314188YU4

Home 314188XZ4

National

314188X82 314188XN1 608671 3128MJW97

31335A060

211/2016 111112015 11

611/2015 511/2015

Passthru Cusip;

Federal 31112046 0T0 Cusipz Government Passthru Passthru 21112046 Cusipz

Federal

Cusip; Passthru

0110112046

Federal

DTD

121112045

Federal Passthru

Cusip;

Cusipz

Passthru 101112015 Federal Cusip; Pool Federal

DTD Cusipz

Federal Passthru

DTD

Passthru Cusip13138EPUV4 Mortgage Federal Description value

searritios

MELLON 84,645.16 91,995.71 39,540.50

MANAGEMENT 87,965.47 53,593.35

122,621.78

60,958.08 134,393.20 115,349.61

WEALTH BNY Shares/par

continued lndividual

.

,

I I

35' Syms Foundation-Coming M 1 2015 A '130 2016 A unt umbe CON00894000 P age 26 0 f 500 ay i ' pm 1 6A0yhnENOA COO n 1' I Individual eeuuitiee Mortgage backed securities continued Unrealized Average Estimated Current Pet of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 145,000 Government National Mortgage Assn ll 107.0070 155,160.15 155,712.50 -552.35 107.390 5,800.00 3.7 0.5 Passthru CTF Pool Number MA3598 DTD 4/1/2016 4% 4120/2046 Cusip; 36179117149 Moody's; NIA 5&Pi NIA

Individual sewritiea Other

Unrealized Average Estimated Current Pctj! Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdin 90,000 New Jersey ST Econ Dev Auth Fla 5 100.0190 3 90,017.10 $ 90,000.00 5 17.10 $ 100.000 5 986.40 1.1% 0.3% DTD 516/2014 1.096% 5/15/2016 Txbl-Ref-Sch Face Constr-Ser Q Cueipz 6459186N8 Moody's; A3 5&Pz A- 50,000 California ST Earthquake Auth 102.1410 51,070.50 49,998.70 1,071.80 100.000 1,402.50 2.8 0.2 DTD 11/612014 2.805% 7l1/2019 Txbl Cusip; 13017HAE6 Moody's; A3 581?; NIR 150.000 Florida ST Hurricane Catastrophe 103.8210 155,731.50 150,000.00 5,731.50 100.000 4,492.50 2.9 0.5 DTD 4/23/2013 2.985% 7I1I2020 Ser A Cusipz 34074GDH4 Moody's; AA3 S&Pz AA

45,000 Massachusetts ST 110.7970 49,858.66 49,637.70 220.95 110.310 1,890.00 3.8 0.2 DTD 12/1/2010 4.2% 12/1/2021 Build America Bonds-Ser E . Cusipt 57582PWK2 Moody'sz AA1 S&Pz AA+ 150,000 New Jersey ST Transprtn Trust 104.8760 157,314.00 179,396.50 -22,082.50 119.600 8,631.00 5.5 0.5 DTD 101202010 5.754% 12I15/2028 Build America Bonds-Txbl-Ser C Cueip; 646136X55 Moody's; A3 S&Pz A- 170,000 Jobsohio Beverage Sys Stwd Liquor 110.2420 187,411.40 170,000.00 17,411.40 100.000 6,774.50 3.6 0.6 Profits Revenue DTD 211/2013 3.985% 1/1/2029 Txbl-Ser B Cusipz 47770VAY6 Moody's; AA3 $&Pz AA rx

of

0.8 1.1

0.6 0.2

,3. 0.3

znn

Pct

NP

holdings

9'7

4.5 8.0 5.5 4.9 4.8 7.3 5.5

2.7

yield 3

Current

Drum;

income

5,700.00

3,123.00 9,001.80 3,922.10 4,711.50 3,111.77

11,787.50

18,120.00 "-3

Estimated 1115;. annual

cost

122.810 114.700 115.860 120.210 131.080

107.150 117.490 105.720

Average tax

loss)

562.95

-841.50

8,275.70 2,384.40

9,840.97 5,

(or -2,058.75 6,065.56

83,541.50

-1

Unrealized

gain

Schoenherr

cost

P.

ax

68,820.00 57,930.00

T 69,647.50 88,116.75

251,750.40 176,963.93 288,492.10

122,567.85

Sharon

value

71,204.40 57,088.50

54,084.55

86,058.00

260,026.10

186,804.90 372,033.60

116,502.29

Market

manager

mi/joxx)

price

83.2070 Portfolio

126.8420 118.6740 114.1770

155.0140 138.3740

114.7440 100.4870

Market

ggy

AA

BBB+ AA- AA-

NIA

N/R

AA+

AA-

Purp S&Pz

S&Pz S&Pz 5&P;

S&Pz

S&P;

S&P;

S&P; Auth

A2

6.282%

Trust

AA2 Fin

BA1

AA3

AA2 N/R A1

Resolution 2.684%

AAA AA1

Dist

Alame

Class

Wtr

Revenue

1/1/2042

Gen

7/1/2034

11/15/2039 Sch 6/1/2035

Dist

4/1/2039

11/18/2010 Mortgage 8/1/2034 NY

Mun

Bds Moody's;

Moody's; Moody's;

Moody's; 11l1/2011 Moody's; Moody's; Uni

Moody's; Moody's;

Sch

2011-C5

5.75%

6.034%

DTD

Bonds-Taxable-Kry Bonds 9.5% Bonds 6.246% Bonds-TaxableVar 7.55% Auth Bonds 6.668% City

B DTD

Calif

Unif Amer

Y

Rev

NY Series

N ST

Taxable-Wnd

CA CTF

Ill

Commercial

544646XZO 13063A565

64966HYX2 167486NN5 59259YBY4

64972FY26

92936JAZ7

Swr

America America America America America

10/15/2009 York

8/12/2009 1/13/2010

6/16/2010 11/30/2011 York 4/28/2009

Transprtn Angeles

81

Cc-Build

Other

Description Los DTD Build DTD Build New DTD Cusipz Oakland Cusip1672325156 Build DTD Build Cusip; California Met DTD Build Cusipz DTD New Cusip; Chicago Cusipz 11/15/2044 Txbl-Proj-Ser Wtr 6115/2042 Cusipt Passthru Ser Wf-Rbs Cusip;

value

securities

60,000 50,000

65,000 15,937.67 75,000

MELLON

205,000 135,000

240,000 1

MANAGEMENT

Individual continued Shares/par

WEALTH BNY

X.

of

0.2

500

Pct

of

holdings

28

4.0

yield

Current

Page

income

2,065.50

Estimated

annual

cost

100.410

Average tax

loss)

1,808.25

(or

Unrealized

gain

CON00894000

cost

*-&

Foundation-Combine

number

50,206.25

Tax

Syms

lclfo'fpt'lhgs

Sy Account

value

Al

52,014.93

0

Market

"181153-8551

5//

price

104.0290

I?)

Market

AA-

6202/

1390]);

581?;

AA3

J

2016

Revenues

515/45

Moody's;

30,

Proj-Flef-Ser ..prpp/ATE

.

4.131%

Californiaca

91412GXY6

01 Apnl

3/25/15

-

Other

Univ Description DTD Cusip; Txbl-Limited

Tow-q...

2015

value

seurritiea

1,

50,000

Individual Shara/par continued

May

. May 1, 2015 - Aprll 30, Syd Syme Foundation-Combine 2016 Account number CON00894000 Page 28 of 500 $Aly/m5'M0/x/ ' '

1 1

9/045 =1- iawT'Eis i ' .i Equities * U.S. large cap

Shares/par value Description Unrealized Average Market price Market value T Estimated Current Pct of gain (or loss) tax cost 187 Allergan PLC ( AGN ) annual income yield holdings 5 216.5600 3 40,496.72 5 38,202.17 5 2,294.55 5 204.290 401 Aooantura PLC ( ACN I 5 0.00 0.0% 0.1% 112.9200 45,280.92 11,877.57 83.300 1,220 Eaton Corp PLC 1 ETN I 882.20 2.0 0.1 63.2700 77,189.40 8 ,31 . -7,123.28 69.109 1,360 IngersolI-Rand PLC 1 IR 1 2,781.60 3.6 0.2 65.5400 89,134.40 80, . 8,166.09 59.535 2,430 Invesco Limited ( IVZ 1 1,740.80 2.0 0.3 31.0100 75,354.30 88,371.19 -13,016.N 36.367 2,721.60 920 Mm Semiconductors N V l NXPI 3.6 0.2 1 85.2800 78,457.60 6 , 1. 10,716.03 73.632 777 Broadcom Ltd. (AVGO 1 0.00 0.0 0.2 145.7500 113,247.75 7 , .1 40,655.58 93.426 1,320 AT&T Inc 1 T 1 1,522.92 1.3 0.3. 38.8200 51,242.40 4 , 7,186.78 33.375 1,020 Abbott Laboratories I ABT 2,534.40 5.0 0.2 1 38.9000 39,678.00 -164.85 39.062 980 Adobe Systems Inc 1,060.80 2.7 0.1 I ADBE I 94.2200 92,335.60 22,658.31 71.099 432 Aetna Inc 0.00 0.0 0.3 ( AET I 112.2700 48,500.64 45,628.23 2,872.41 1,350 Agilent 105.621 432.00 0.9 0.1 Technologies Inc I A I 40.9200 55,242.00 452.86 2,550 Ally Financial 41.255 621.00 1.1 0.2 Inc. I ALLY I 17.8100 45,415.50 40,897.44 245 Alphabet, 22.083 0.00 0.0 0.1 Inc. ( GOOGL I 707.8800 173,430.60 156,663. 5 16,766.65 210 Amazon.Com 639.445 0.00 0.0 0.5 Inc ( AMZN ) 659.5900 138,513.90 77,996 7 60,517.19 371.413 0.00 0.0 0.4

.1 i) 0

of

0.2 0.2 0.1 0.0 0. 0. 0.7 0.5 0.1 0.1 0.2 0.2 0.1 0.2 0.1 0. 0.; 0.2 0.2 0.2 0.1 0.2 0.1 0.1 0.2

----

Pct

holdings

..

1.4 1.7 1.9 1.8 1.0 1.2 1.3 0.0 2.4 0.0 0.0 0.0 0.0 2.1 2.2 2.0 2.0 0.0 4.2 2.5 2.1 0.0 3.5 0.7 3.9

yield 3

Current

n.

0.00 0.00 0.00 0.00 0.00 0.00 0.00

959.76 625.60 505.80 589.10 288.00

income

1,305.60 1,344.00 1,276.80 1,111.80 1,680.00 1,310.40 1,128.00 1,012.80 1,232.00

2,984.52 3,582.36 2,152.80 2,548.00

Estimated

annual

441483523

.0& cost

16.500 53.651 43.358 53.254 76.010 69.792 59.175 94.682 21.943 62.174 51

27.318 80.187 68.527 48.794

133.753 106.617 102.521

100.790 102.822 127.555 130.678

110.798 309.242 Average tax

64,027.170

.68

loss)

132.80

1,913.73 1,145.55

6,526.53 3,035.75 5,373.91 4,903.87 8,833.92 9,921.56 2,678.18 4,465.04

-3,880.20 -5,615.95 4,726.77 -1,321 -3,800.74 -7,213.50

16,217.87 15,898.07 1

(or 10,855.15 10,487.68

52,476.34

-15,977.97

-1

154,972.83 122,546.46

Unrealized

gain

Schoenherr

cost

196.05

P.

10,878.95

52,029.54

53,849.32 27,294.03 42,675.39 44,733.13 67,048.68 79,810.24 60,596.67 28,422.73 30,094.47 70,229.32 57,

43,271.29 64,027.17 57,088.66 23,237.86 92,738.16 46,299.77 63,417.60 49,873.91 36,720.66 32,782.08 34,480.24 62,359.52

Tax

1

Sharon 0 0 ,1

16.50

value

1

14,

67,123.20 44,640.60 60,631.20 65,727.00 76,009.50 97,843.20 21,678.08 37,948.62 48,645.20 64,337.00 23,370.66 85,524.66 59,537.40 68,051.20 41,624.53 41,616.00 44,401.80 48,213.50 61,019.46 65,037.70 61,553.70

122,705.66 174,576.00

219,000.00

Market

manager

price hog/1013

14.5600 Portfolio

58.3700 62.7400 93.7400 72.1800 72.3900 22.8500 60.7600 84.6800 78.4600 70.7000 34.6800 71.4700 52.6100

158.3000 104.8800 103.4100 102.1800 145.4800 100.5000 156.0600 148.1300

103.2600 274.9900

219.000.0000

Market

I

I

I

I

CTSH &/J)/

I I

I

I

I

I I

COF

I

I

BRK.A BRK.B

I DVN

BMY

I

Corp

I I I

I

I

I

BAC

AMT

BMRN

8 CFG A

I

I ANAC

I I I

CVS

STZ DIS DI

I

I

CI CI

I

I New I I

I

Inc I

COST

Inc.

Inc

Del Del I

Solutions CVX

I

New

Company Corporation I I

Inc-A

CAH CMCSA

I

Inc Inc

DOW I I I

New

VA I

Group

I BIIB

Corporation A

Corporation

Company

CE

I

Inc

CELG

I

Co Corporation Inc

CI Corporation

I

Squibb Brands

Corp

AMGN

Inc

Financial

I

AAPL

Technology Res

I Tower Hathaway Hathaway Pharmaceutical

Disney

Corp

Corp

Health Corporation

America Corp

Financial

Inc

Pharmaceuticals Idec

One

thl

Energy

A

Inc

Of

Chemical

Caremark

Walt

A

Berkshire Bank Berkshire Biomarin Biogen Bristol-Myers Devon Description Anacor Apple CVS Cardinal Citizens Comcast Constellation Costco Dominion Dow American Amgen Capital Celanese Series Celgene Chevron Cognizant CI The 1

value

cap 138 256 620 391 430 840 654 640 282 225 226 837 281 910 910 1,200 1,050 1,309 1,020 1,120 1,200 1,170 6,720 2,110

MELLON

MANAGEMENT

large

BNY

WEALTH

Shares/par

continued s ,5

U.S. Equities

of 0.1 0.2 0.2 no 0.2 0.2 0.2 0.3 0.3 0.3 0.3 0.3

500 0.1 0.1 0.1 0. ..b 0.1 0.2 0.1 0.2 0.1 0.2 0.1 0.3 0.3

Pct

of

holdings

30 1.7 1.9 0.0 3.6 3.4. 0.0 1.4 3.0 2.1 2.1 2.1 2.9 4.5 2.7 1.6 3.3 3.4 2.9 1.1 0.0 0.0 3.0 0.0 2.7 0.0 3.7

yield

Current

Page

0.00 0.00

0.00 0.00

0.00 0.00

754.80 682.24

income

1,947.00 1,830.80 1,080.00 2,175.12 1,369.20 1.83.48 1,975.40 1,914.00 1,411.00 1,400.00 1,040.40 2,528.00 1,484.80 1,656.00

3,787.20 1,455.00

2,810.00 3,151.20

Estimated

annual

cost

13.631

32.248 81.363 69.220 56.561 28.154 36.783 81.250 93.819 87.540 97.8% 50.919 81.764 46.463 57.091 12.379 49.667 40.832 66.724 53.501 51.474

86.83 23.415

258.702

1

145.905

215.952

Average tax

loss)

533.45

-299.67

8,077.01 4,859.04 4,567.03 5,166.64

2,361.88 5,797.84 2,293.90

-7,749.04 (or 4.63.16 -3,179.60 12,383.66 8,564.55 -2,025.63 70,121.57 16,974.29 14,772.19 11,227.45 6,838.86 35,426.43 -1,643.44

38,747.93 16,126.92

-22.876.92 24,408.94

Unrealized

gain

CON00894000

cost

Foundation-Combine

number

27,535.59 55,144.86 52,804.57 56,025.86 84,841.92 59,955.74 54,681.54 77,869.81 76,160.21 77,315.75 35,643.16 Tax 41,699.90 53,897.35 51,381.63 45,323.72 33,362.07 34,388.04 57,032.20 49,930.04 67,408.04 44,270.12 86,833.08 61,487.52

100,369.43

107,361.49

130,624.65

Syms

Sy Account

value ./'751

35,612.60 60,003.90 57,371.60 61,192.50 61,965.00 72.39.40 90,107.97 94,844.10 90,932.40 99,612.45 88,543.20 31,010.00 38,520.30 45.32.80 49,356.00 47.35.60 72,110.00 27,549.18 62,830.04 48,286.60 69,701.94 43,970.45 85,896.46

170,491.00

131,158.10

102,960.00

Market

Mtg/40A

price

17.6300

35.0900 88.4000 30.7500 41.3100 44.3800

44.3000 75.5300 39.0800 54.8400 49.8700 42.9600 90.0300 58.9400 49.7800

32.7100 117.5800 133.8900 114.2700 104.5200 112.0800 240.0300 144.2200

150.8700 102.9600 214.4900

Market

6A1y

I

I

ICE

I

Inc.I I

MNST

I I

I

I

HIG

I

I

I

I

GE

MPC

I I

I

I

I

Group,

Inc I

MDLZ

PANW

2016 NKE MSFT

I I

I PNRA

I I I ITW

JNJ

I

I

I

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XOM

HON

Inc I A I I

I

I Group I Corporation

HD

I

I Inc MRK NFLX

30, I CI HAL

Stock Company

I FBI I

I

I Inc LLY

EXC I 8

DYN

I

Corp Co Inc NUE I Svcs KSS

PEP

I

Wks Inc Inc

I Co I I

Johnson

Intl

PFE

Inc. Petroleum International Co

Corporation

Networks I &

Finl Co Beverage

Electric

Inc. Class

Inc 81

Corp

Tool

Mobil Bread Com

Depot

& Corp

Corp

Inc

April

Inc Eli

Alto

-

Dynegy Description Exelon Enron Facebook General Halliburton Hartford Home Honeywell Illinois Intercontinentalexchange KohIs LiIIy Marathon Merck Microsoft Mondelez Johnson Monster Netflix Nike Nucor Palo Panera Pepsico Pfizer

2015

value

cap

649

673 830

870 415 790 700 510

900 500 970

205

1,710 1,450 2,020 1,990 1,500 1,630

1,160 1,110 1,066

2,630 1, 1,000

2,626

large

Shares/par

continued

May

Equities U.S.

of

2

of

0.3 0.2 0.3 0.3 0.. 0.2 0.2 0.2 0.2 0.2 0.2 0.1 0.2 0.2 0.2 0.2 2 1.4% 0 1.4%

znn

19.7%

Pet

Pct

-p

holdings

holdings

91

1.0 4.2 0.1 3.3 0.0 2.5 2.7 2.1 2.5 0.3 4.1 4.4 0.7 0.1 3.0 2.3 2.2 0.6

0.1%

yield

yield

Current

Current

D---

0.00

30.48

62.40

150.00 722.40

453.60 458.94 627.68 627.68

income

1,762.00 1,625.04 4,365.60 2,865.46 1,706.60 1,716.00 1,875.80 income 1,637.60 2,256.00 2,325.60 5 3

17,127.56

117,385.38

Estimated

Estimated

S

may

annual

annual

1

.008

cost

cost

9.722

82.397 81 57.400

94.200 32.054

75.236 52.021 12.690

45.660 76.555 50.643

37.538 74.503 14.869

152.345

142.532 116.499 138.81 $

tax Average

Average tax

10

3.90

loss)

loss)

554.62

-950.07 -102.

5,240.51 9,094.33 6,438.20 4,382.20 4,500.68 6,453.89

-9,401.68 -7,883.91 -1,924.04 16,823.60 -7,905.48 (or -1,01 21,896.52

(or

-12,211.09

-24.563.96

44,663.96 652,214.08

-133,646.27

Unrealized

Unrealized

5

S 5

gain

gain

oenherr

75 50 04

. . .

cost

4 7 9

898.00

, , ,

P

5724.41

ax

68,305.48 52,166 82,699.48 79,750 52,054 48,899.60 62,009.78 77,483.30 20,000.00 70,000.00 10,000.00

510,000.00

6,033,702.85

9

Sharon l l x I

value

value

63,284.10 85,728.40 90,202.00 70,779.54 73,297.80 61,261.08 79,648.40 50,130.00 55,337.80 67,840.50 42,280.20 62,564.40 50,653.20 76,469.40 70,808.40 76,453.89

104,988.40

786,353.73

485,336.04 485,336.04

6,685,916.93

$

$

3

Market

Market

manager

price

price

8.3100

98.1200 75.8000 80.1200 80.3400 28.4100 75.1400 58.8700 50.9400 13.8600 77.2400 32.4700 79.5600 49.9800 14.1500 Portfolio

166.1000 167.3800 104.3700 13.6800

5

Market

Market

I

I

I

PXD

I

I

DRYQX)

UHS

I 1

I

I

PG

I

MPISX

I I

B

I

PM

I I Inc.

VZ I

CI

I

SCHWI

UTX

I MPMCX

Company Inc

I I Fund I VLO

WFC

Inc I Inc Fund

I I

I

I

I

I

Company V

New

I

Corp Cap CRM

Stock

New I VOYA SLB

I I TWX YUM

Growth

I I

Services

Mid

Corp

Shrs Resources Inc

I

Inc

Ltd Gamble Company Corp Fund

A

International Inc Inc

Income

& &

Health

Mellon

MMM Charles

Natural

Research Communications

I Technologies

Energy

Morris

Fargo Brands

Warner Financial

Mellon

Inc-Class

Procter

BNY

Co

Philip Pioneer Description Salesforce.Com United Universal The Schlumberger Schwab .A-... 3M VaIero Time Verizon Visa Voya BNY Dreyfus Wells Yum! Description Multi-Strategy The

up

value

cap

value cap

381 881 366 650 375 940 830 cap 810 890

1,070 1,070 1,190

1,060 2,580 1,560 1,530

5,516.154

large

mid

94,627.404

34,299.367

MELLON

MANAGEMENT

large

mid

US.

U.S.

Shares/par

continued BNY WEALTH

Shares/par

2*

U.S. Equities

U.S. Total

Total

1 I

, I .

of

of

of

1.5% 2.0% 0.5

2.9% 0.3 1.4 0.3

0.3 0.3

0.5% 26.6%

0.2 0.2 0.2% 500

Pet

Pct

Pct

holdings of

holdings

holdings 32 0.9% 0.7 1.3

1.4 1.2 2.8

0.7 2.1%

0.9

0.0 0.4%

yield

Current

yield lield

Current

Current Page

0.00

,043.32

654.74 845.71

610.75 234.96

income 1

5,708.41

4,665.09

1,199.07

1,027.59

income 2,446.20

6,668.62 3,461.56

income 5 15,457.78 5

5 140,024.96

5 5

Estimated

S Estimated S

Estimated

annual annual annual

cost

cost

cost

8.646

10.364 21.633

12.970 13.700

63.918 12.752

21.020

24.625

23.859

34.730

5 5 tax

Average

5

tax

Average

tax Average loss) loss)

loss) 109.50

9,742.49 2,749.78

8,287.27 (or

-5, 61,943.90 -32,014.86 (or

475,173.73 -1

(or -72,660.24

471,938.41 42,381.88 151,008.20

45,254.21 439,923.55

-12,201.55

44,926.12 S Unrealized S

Unrealized 5 S

S 5 5 Unrealized ggin gain gain

CON00894000

cost cost cost 81,000.00

96,516.57

14,698.36 Tax 186,530.01

835,543.78 649,013.77 80,000.00

80,000.00 80,000.00 Tax 927,064.92

Foundation-Combine 100,000.00 100,000.00

number 534,849.99

Tax

240,000.00 5 8,546,311.55

S 5 3

S S S

Syms

,4" Account Sy I K

value value

value

90,742.49

88,229.30 87,250.22 94,890.50

154,515.15 663,605.37

509,090.22

64,745.79

67,798.45

65,073.88 989,008.82 165,706.56 462,189.75

197,618.12

9,021,485.28

5 S

5

S 5

S

S

Market Market

Market

price price

8.1300 1.0200

17.9200

price

14.5300

18.3400

13.0000 58.4300

1 97.4744 5

19.9300

E/)O/J

20.2200

28.2500

5 5

Market

Market

Market

m

I I

I I I

I

I

SBYEX MEMKX

DSCVX

DYYPXl

NIEYX

I I DMWX

DSGYX I I

I

DISYX LN

I

56N>j MPITXl

FundI

FundI

Fund I EFA) Cap

Cap MarketsI

I

RBI

Equity I

Cap Cap Fund

FD Fund Small

Small

PLC Markets

2016 Small

Stock Small

Index

Emerging

Group lntemational

Eaie

30, Managers

Managers

Emerging International

MSCI Diversified

International International Select

Select Fund

Opportunistic

Benckiser Mellon

Fund Mellon

April

Fund

- Dreyfus

BNY Description

Dreyfus

Fund Dreyfus/Newton ISHARES

Dreyfus

BNY

Reckitt Description

Growth Dreyfus Value

Dreyfus Dreyfus

Description

inmmational

markets mp

value

value

international markets

value cap

2015 8.622.497

1,510

6.245.182 4,757.373 1,700 7,299.269 62,618.723

3,248.66

2,303.5 3.353.039 small 41,940.994

1,

equities

anaging

devdoped

small U.S.

Shares/par

Shares/par

Shares/par Total Total

Emerging

Total

Developed

Total U.S.

May

.1 X . . D Alternatlve Investments ' l %AJ y m c IDA) Long/short hedge

Shares/par value Description Market Unrealized Average price Market value Tax Estimated Current Pct of 4.029.009 cost gain (or loss) tax Dreyfus BNY Mellon Funds Inc - cost annual income yield holdings 3 12.0400 3 48,509.27 Dreyfus Select Managers 5 50,000.00 5 4,490.73 Long/ Short 5 12.410 8 0.00 Equity Fund 0.0% 0.1%

Total longhhort hedge S 48,509.27 S 50,000.00 S 4,490.73 Absolute return S 0.00 0.1%

. Shares/par value Description Unrealized Market price Market Average Estimated value Tax cost gain (or Current Pct of 3.973.616 Dreyfus Global loss) tax cost annual income Real Return Fund 5 14.4900 yield holdings 5 57,577.70 5 60,000.00 5 -2,422.30 33,449.808 ASG Global Alternatives Fund-Y 5 15.100 5 2,483.51 4.3% 0.2% 9.6800 323,794.14 375,000.00 51,205.86 11.211 Total absolute return 0.00 0.0 1.0 S 381,371.84 S 435,000.00 5 53,628.16 Managed futures S 2,483.51 1.1%

Shares/par value Description Market Unrealized Average price Market value Tax Estimated Current Pct of 3.280.839 cost gain (or loss) tax Advantage Dynamic Total Return Fund cost annual income yield holdings 5 15.5900 5 51,148.28 $ 50,000.00 5 1,148.28 5.551.554 ASG Managed Futures Strategy Fund 5 15.240 6 0.00 0.0% 0.2% 10.7700 59,790.24 60,000.00 209.76 10.808 Total managal futurB 716.15 1.2 0.2 S 110,938.52 S 110,000.00 S 938.52 Other direct/private investment 5 716.15 0.3% . Shares/par value Description Unrealized Market price Market value Average Estimated Current Tax cost gain (or loss) Pot of 120,000 Georgia-Pacific LLC ax cost annual income yield holdings 5 130.3700 5 156,444.00 5 DTD 12/11/03 8% 1/15/2024 157,935.60 5 -1,491.60 5 131.610 5 9,600.00 6.1% 0.5% Moody's; BAA1 5&P; A+

Total other Glut/Winn invstmem S 156,444.00 S 157,935.60 S 4,491.60 S 9,600.00 0.5%

I. . BNY MELLON WEALTH MANAGEMENT Portfolio manager Sharon P. Schoenherr 193655.? n .. - -- - of

0.1%

500

Pct

of

holdings

34

0.0%

yield

Current

Page

0.00

5

income

Estimated

annual

cost

7.980

5

Average tax

loss)

(or

47,913.54

00894000 Unrealized 5

gain

CON

cost

Foundation-Combine

number

75,000.00

Tax

S

Syms

61131-624145

ccount

Sy A

value

'57

47,086.46

S

3'5.

[J

Market

155,8

//0

47

price

-

5.0100

C

5

Market

['71

/

g/A

Fund

Index

2016

1

30

Commodity

'1

Cm

Prl

A

Eck

'

Description Van

2015

value

,

9.398.496

1

ay

Shares/par

M Commodities

Portfolio Management Program Account namet SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT & UBS April 2016 Account numben WE 88391 EH 212-626-8500/800-458-1764

Your assets

Some prices, income and cunent values shown may be approxrmate As a result, gains and losses may not be accurately reflected See Important information about your statement at the end of this document for more information

Equities Mutual funds Total reinvested is the total of all reinvested dividends It does not include any cash dwidends It is not a tax Unrealized (taro gain or loss is the difference between the current value and the cost basis and would lot for the purposes of determrning holding periods or cost basis The shares you receive each time you generally be your taxable gain or loss if the securrty was sold on this date The unrealized (tax) gain or loss reinvest diVidends become a separate tax lot may need to be adIusted for return of capital payments in order to deterrnine the realized gain or loss for tax reporting purposes. Cost basis rs the total purdiase cost of the security. including rernvested dIVidends. The cost basrs may need to be adjusted for return of capital payments in order to determrne the adjusted cost basis for tax reporting Investment retum is the current value minus the amount you invested It does not Include shares that are not purposes reflected on your statement, including shares that have been realized as either a gain or a loss It also does not Include cash dwidends that were not reinvested Purchase price! Number Average price Client Cost Price per share Value on Unrealized (tax) Investment Holding Holding of shares per share (5) investment (3) basrs (S) on Apr 29 (5) Apr 29 (5) gain or loss (5) retum (5) period AB EQUITY INCOME FUND CLASS ADVISOR Symbol AUlYX Trade date' Apr 17, 14 3.679.176 27 179 100,000 00 100,000 00 24 910 91,648 27 -8,351 73 LT Trade date. May 14, 14 3,607 504 27.719 100,000.00 100,000.00 24 910 89,862 92 -10,1 37 08 L1 continued next page

CPZ60002001318731 PZ6000079190 00003 0416 031627583 WE883915H0 000000 Page 13 of 96

1 1 l l I l

. .

96 LT

LT LT LT

LT LT

LT LT LT LT LT

LT LT LT LT LT LT LT

ST

Of

AdViSOI'I

penod

page

Holding

14

24 next

82

MANAGEMENT

Page

Financial

retumm

Investment

21,762

28,359

WEALTH

Your

continued

212-626-8500/800-458-1764

QUINN 55 59

99 41 77

21 79 14

44 70

36 61 59 56 18

06 46

97 57 23 70 25

000000

1055(3)

BOCCIA ,682.46

or -154

-540

-926 -843

1,847

-1

-4,195 -2.786

-3,674 -1,258 -7,838

-2,836 -5,406

-10,876 -1,987 -11,572 -12,195 -12,688

-74,486

-11,619 -22,887 -22.364 -25,018 -25.397.97

gain

Unrealrzed(tax)

WEBB391EHO

(5) on 45 59

01 41 54

79 26 25 14

35

30 64 79 39 59

94 54

82 03 77 03 30 43 47

29

Value

Apr

3,073

031627583 9,156 87,804 89,123 88,427 87,311

28.317 15,434 92,053 47,213

96,325

43,741 92,161 39,438

77,635 77,112 74.981 74,602

47,163 44,593

701,762 101,847

388,948

103,143

0416

00003

(5) 910 910

910

910 910 910

990 990 990 990 990 990

310 share 310 310 310 310 310 29 310 310 310

EH Agg 24 24.910

24 24

24 24 15 24 15 15 15 15 15

10 10 10 10 10 10 10 10 10 per

FOUNDATION

Apr

on

Pnce

88391

Taxable

SYMS

PZ6000079190

SY GB WE 00 00 00 00

00

03 00 03 79

00 17 00 00 00 38

00 00 00 00 00 00 00 72

00

Cost

basts($)

name;

4,000

30,000 50,000 96,249 15,588

39,979 45,000

100,000 50,000 10.000 100,000 100,000 100,000 50.000

776,249 100,000 100,000

100,000

100,000 100,000 100,000 400,568 100,000

105.130

name; number;

account

CPZ60002001318732 00 00 00 00

00 00

79

00 00 79

00 00 00

00 00 00 00

Client

ACCOUI'It Friendly Account

4,000 50,000.00 30,000 15,588

45,000.00

50,000 10,000 100,000

100,000 50,000 100,000 100.000

680.000 100,000.00 100,000 100,000

100,000 360,588 100,000 100,000 Investmentm 100,000.00

(3) 169 949 530

390

380 554 150 045

pnce 699 600

450 349 209

468 369 280 750

pnce/ 820 419 930 559 508

260

1

1 27 28.370

28 28

26 26 26 16 15 27 16 16 17 16 16

share 13 13 13 13 13 10 1

1 10

per

Average

Purchase

ram 818

876 082 794 850

375 909 434

250

562 096 689 490 120 466

727 432 565 890 063 260 216

Prog Number

olshares

965

298

888.099

1,136 1,895 3,577

(continued) 3,524 3,549 3,505 3,695

6.369.427 6,024

2,735 5,763 2.466

7,479 7,530 7,272 7.235

4,574 4,325

28,171

24,324

10,004

funds

nagement

Mutual

Ma

.

, 57%

2016 3

.

VALUE

Portfolio

April yield

CLASS

Equities 14

14 COMPANY 14 14 14

14 14

14 14 15

15

14 14 14 CAP

14 15

15

14 1

14 14,

14, 15, 13, 15, 14,

17, 14, 14, 14, CLASS 14,

13, 17, 15,

13,

FUND 14, 23,

15,

MID

15, Current

SMALL Sep Jun Jul

Oct Aug Jan

S May Apr

Jun Jul Nov

May Apr Jun Jul Aug Jan Feb

Aug

assets

total CIPSX

SVUIX

total date. date

date date date date

ADVISOR

date date date. date

date reinvested date date date date date date date date

reinvested $25,073 reinvested

UB

Your Holding Trade Trade

Trade EAI

Trade Trade Total Trade Security

CHAMPLAIN FUND Symbol

Trade Trade Trade Security Trade Trade Total GUGGENHEIM INSTITUTIONAL INSTITUTIONAL Symbol

Trade Trade Trade Trade Trade Trade Trade Trade Total

I l ,

,

. .

96 LT LT LT LT LT

of LT LT ST

LT LT

LT LT

LT

LT

15

period Advise"

Holding

59

02 67

(3)

Page

MANAGEMENT Financing

fetum

-29,599

Investment -2,537

-31.651

$13,666.26

WEALTH

Your 212'626-8500/800-458-1764

QUINN

78

68 22 53 80 50

19 05 12

000000 61 65

10 92

33 87

(5) 39

(tax)

EHO

loss

,412

BOCCIA -1.289 or -8.678 -6.841 -7,267.64 -9,890 -1.642 -6,704.48

-1.098

-8.737

-39.485 -11.302 -10,961 -26,359

-29.066

-26.936.47

-27.095

-144,799

-$378,059.71 -107.668

gain

Unrealized

WEB8391

40 32 20 47 50 97 95 53 98

13 52 88 39 35

53 08 67 90

(3) 31

on

29

031627583

9.710 9.473

Value 8.357

2,901 88.697 89.038 Apr 91.321 93.158 73.640 40,109 43.295

73.063 70.933 21.262

72,904 381.400 105.880 512.348 511.462

0416

$2,495,922.53

00003 260

(3) 260 260 260 260 790 790 790 790 790 790 790 790 9 9 9 9 9.260 9

share

29 16.790 16 16 16 16.790 16 16 16

16 16 EH

Agg

per

Apr FOUNDATION

on

PZ600007919O

Price 83391

Taxable SYMS

19

19 00 00 00 00 17 00 00 00

GB 00 00 00

WE SY 00 00 72

(5)

Cost

has

9,886 4.000 11,000.00

name; 10,000 50.000 50,000 30,000 100,000 100,000

100,000 420,886 100.000 113,148.17 100,000.00 657,148 100,000 100,000 100.000 619,130

$2,873,982.28

CP260002001318733 number;

account name;

00 00 00 00 00 00 00 00 00 00 00 00 00 00

(S) 00

Client

4,000 Friendly Account

11.000 Account 10.000 50.000 $0,000.00 30.000 100,000

100.000 411,000 100.000 100.000 544,000.00 100.000 100.000 100.000 100,000 514,000

investment

$2,509,588.79

219 139 440 399 662 489 (5) 940 535 150 942 389 090 930 690 670 980 030 480

9

price 9

price/

10 10 10 10 10 17 19 21 22.799 20 20 23 23 23 22 23 12

share

per

Average

Purchase

107 544 385 933 362 127 166 760 649 915 162 357 757 610 372

shares

Number 172.786

497 Program

of

1,023 1.048.618 9.578 9,615 9.861 1.266 6.306 2.578 2,388 4.385.965 4,224 4.351

4,342 41,187.949 10.060 30,515 (continued) 49.608 funds

535.897

Mutual Management D

91% 18%

0

2016

income;

026% 1

, - 14

yield

14 Portfolio 15

April 14 14 14 yield 14

14 Y 15 14 15 MARKETS

14 yield 14 Equities 14

annual 14, 14. r 17, 14, 13, FUND 14, 14. CAP 14. 15, 14. 17. 23. 13.

15. CLASS Current Nov Jul Jun May Current Apr Feb Aug Nov Jan Aug Jul May

Jun Current

Apr S

total SMALL HIEMX total

EMERGING VSMIX total I assets

estimated date'

date date FUND date. date

reinvested date date date' date. date date date date date; reinvested

$3.460

51,312 56,052

EM Security Total

Total

Total Trade Trade

Trade Trade UB Trade Symbol CLASS OPPORTUNITIES Security EAI VIRTUS Trade Trade Trade Total Trade Trade Trade

Trade Symbol Trade

Trade

Security VALUE lNVESCO EAI

Holding

YOUI' %

$ UBS Portfolio Management Program Amummm 5* SYMS FOUNDATION Your Financlal Advison , Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account number; we B8391 EH 212-626-8500/800-458-1764

Your assets (continued)

Commodities

Mutual funds

Total reinvested is the total of all reinvested diyidends It does not include any cash dividends It is not a tax Unrealized (tax) gain or [as is the difference between the current value and the cost bass and would lot for the purposes of determining holding periods or cost bass The shares you receive eadi time you generally be your taxable gain or 10$ it the security was sold on this date. The unrealized (tax) gain or loss reinvest diiiidends become a separate tax lot may need to be adjusted for return 01 capital payments in order to detennine the realized gain or loss lor tax Cost basrs is the total purchase cost oi the security. including reinvested dividends The cost basis may need reporting WWS to be adiusted for return of capital payments in order to detennine the adiusted cost basis for tax reporting Investment retum is the current value minus the amount you invested it does not include shares that are not . purposes reflected on your statement, including shares that have been realized as either a gain or a loss It also does not include cash diVidends that were not reinvested Purchase price/ Number Average price C lient Cost Price per share Value on Unrealized (tax) Investment Holding Holding of shares per share (3) investment (5) bass (S) on Apr 29 (3) Apr 29 (S) gain or b.5513) return (5) period PIMCO COMMODITY REAL RETURN FUND CLASS I Symbol PCRIX Trade date. Apr 17. 14 8.237.233 12.139 100,000.00 100.000 00 6 980 57,495 88 -42,504 12 ' LT Trade date May 14, 14 8.223.684 12 160 100,000.00 100,000 00 6 980 57.401 31 42,598 69 LT Trade date' Jun 13. 14 5.398 671 12 040 65.000 00 65,000 00 6 980 37,682.72 127,317 28 LT Trade date Jul 15, 14 860 585 11 620 10,000 00 10.000 00 6 990 6,006.88 9,999 12 LT Trade date Aug 14, 14 1,507 092 11 280 17,000 00 17,000 00 6.980 10,519 50 -5,480 50 LT Trade date Nov 14, 14 1.949.318 10 260 20,000.00 20,000.00 6980 13,606 24 -6.393.76 LT Trade date' Feb 23. 15 5.681.818 8 800 50.000 00 50.000 00 6.980 39,659.09 -10.340.91 LT Total reinvested 1.858.605 7 473 13.890 74 6 980 12,973 06 -917 68 EAI. $13,318 Cunent yield; 5 66% Security total 33,717.005 11.148 362,000 00 375,890.74 235.344 69 440,546.06 -126.655 32 .

4139-1423; 07666. (wanes 3 um $13.0? 1.1si,vb1.vv ...-h...-

a UBS Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; . Friendly account name; Div Ruler BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account number; WE B8392 EH 212-626-8500/800-458-1 764

Your assets

Equities

Common stock 1 Purchase price/ Trade Number Average price Pnce per share Value on Unrealized Holding Holding date of shares per share (S) Cost bass (5) on Apr 29 (3) Apr 29 (5) gain or 103(5) period ABBOTT LABS Symbol ABT Exchange NYSE EAI; 5560 Current yield. 2 68% Jul 17. 15 382 000 49 776 19.014 47 38 900 14.859 80 -4.154 67 ST Mar 8, 16 156.000 39 264 6.125 23 38 900 6.068 40 -56 83 ST Security total 538 000 46.728 25,139 70 20.928 20 -4.211 50 AFLAC INC Symbol AFL Exchange NYSE EAI. 5517 Current yield' 2.38% May 31, 12 32.000 39 733 1.271 48 68.970 2,207.04 935 56 LT Aug 24, 12 31 000 46 205 1,432 38 68 970 2.138 07 705 69 LT Oct 22. 12 14 000 49 720 696.09 68 970 965 58 269.49 LT Dec 31. 12 60 000 52 590 3,155 42 68 970 4,138 20 982 78 LT May 3. 13 33 000 55 429 1,829 16 68 970 2.276 01 446 85 LT Jun 6, 13 27.000 56 442 1,523 94 68 970 1.862 19 338 25 LT continued next page

CP260002001318743 P26000079190 00004 0416 031627583 WE88392EHO 000000 Page 25 of 96 .

.

96

LT LT

LT LT LT LT LT LT LT

LT LT LT ST LT LT LT LT LT LT LT LT LT

01

Adviser;

period page

Holding

26

next

MANAGEMENT

(5)

29 03 94 73 59 67 89 17 06 49 29 32 74 66 21 Page

55 43 83 41

Financial

loss

60

82 99

114

536

816.38 952.17 981 487

581.01 544 928 383.32 313 807

381

-532.32

or

1,246 1,496 4,328 2,460

Unrealized 8,441 1,101

1,151 4,719.72

continued

WEALTH

Your

galn

212-626-8500/800-458-1764

QUINN

000000

(s)

55 on 57 89 13 57 04 80 91 71 62

46 40 96 52 56 28 92 64 80 88 00 22 28 BOCCIA 06 40

29

168

Value

1,896 Apr 5,586 2,551 5,252 2,917 2,480 2,771 5,689 2,042 1,914 1,858

3,153 5,744 3,435 2,252 2,816 1,281

2,756 2,096 8,540

21,725

23,050 21,845

21,345

WE88392EHO

031627583

(S)

970 970 890 890 890 890 890 890 890 300 320 320 320 320 320 320 320

820 820 820 820

share

29

0416

68 68

56 56 56.320 56 56 56 56 56

38 38 38 38

145 145

per 145 145 145 145 145

158

Apr

00004 on

Price

EH

FOUNDATION

(S)

19 60 61 13 31 21 96 57 88392 24 65 72 67 75 79 56 26 43 79 65 45 85

Ruler

P26000079190

SYMS

baSIS

108 SY Div

WE

1,080

2,437 5,050.54 1,671 1,527 1,790 1,554 2,791

1,671 1,531.56 1,544.90 4,193 2,225 2,334.20 1,181 2,271 4,937 2,374 2,013 7,388

17,396

14,609

16,625 22,377

Cost

namei

name; numben CPZ60002001318744 account

(5)

881 227 536 560 529 157 040 880 223

463 223 745 price 794 045 815 425 406 867 447 286 585 807

prlce/

1

65 62.352 55 77 83.091 83 89 94 92

36 39 38.265 share 41 45 45 46 48 43 33 37 35 33

11 107 162

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000 000

000 000 000 000 000 000 000 000 000 000 000

shares

3

13

Number 37 17 19.000 14 81 36 20 39

56.000 61 34.000 50 33 40 71 S4 33

of

315 158 138

102

379

220

Program

(continued)

12

12

12 12 15 13 13 12 13 12 14 12

14 12 13

13 14

13

13

13 ,

13

13

stock

3, 24,

31,

24, 3,

31, 3, 24, 24, 22, 22, 24, 31 28, 6, 22, 31, 28, 24,

6,

28, 6,

date Trade Oct Jan Oct Dec May Aug Jun Cd Jan Nov May May Aug Oct Dec Jun Oct Jan Dec May

Jun Aug

Common Management

>

2016

95%

OTC

36%

53%

98%

4

NYSE

2

INC 2 2

OTC

POT'LTOIIO

Aprll

NYSE

Equities

yleld

yleld INC r

yield erId

Exchanger

Exchange

Exchange.

CHEMICAL

Current

S

Exchange

& Current

Current Current

DEVICES

total APD INC assets AMGN total ADI T total

INC

5544

$552 5637 PROD 51,127

UB

Your Security Holding Symbol EAI AIR

Security Symbol. EAI Symbol AMGEN EAI. ANALOG Security Symbol. EAI AT&T

%

.

.

96

LT LT LT LT LT LT LT LT

LT LT LT LT LT LT LT

ST LT ST LT

of

Adviser; period page

Holding

27

next

MANAGEMENT

(3)

00 08 30 26 60 20 33 71 28 31

91 67 57 92 Page 65 50 55

49 74 05 85

Financial

loss

60

764 237

560 -78 493 939 217 277

or

-140

1,237 1,247 1,912 2,716 1,140 1,514.93

Unrealized 1,144 1,023.18 8,106 1,341

3,333 2,145 2,399

continued

WEALTH

Your

12,328.39

galn

212'526-8500/800-458-1764

QUINN

000000

(S) on 56 34 82 52 52 56

80 68 14 24 48 15 38 50 70 46 66

42 81 52 BOCCIA 88

29

712

Value

Apr 5,861 1,768 2,251 1,945 2.918 2,918 4,333 3,44916 6,279

2,096 6,289 2,58016 3,386 1,430 4,031 7,256 1,634 2,741

22,787

23,613 19,598

28,381.76

20,310

WE88392EHO

031627583

(S)

820 820

440 440 440 440 440 440 440 260 260 180 260 260 330 330

share

29

0416

38 38

88 88 88 88 88 88 88

per

161260 161 161 161 161.260 161.260 161

102

Apr 102180 356 356

on 00004

Pnce

EH

FOUNDATION

(S)

56 74 04 17 26

33392 92 36 47 31 40 58

47 98 97 85 05 37 65 61 26 73 26

Ruler

PZ6000079190

SYMS

basns

SY DIv 95147 WE

652

5,097 1,681 1,670 1,208 2,014 1,452

2,421 2,30845 1,885 1,556 4,764 1,801

2,955 2,044 1,571 1,713 4,857

20,071 15,507

16,053

19,380

20,033

Cost

name;

name; number.

account CPZ60002001318745

(3)

193

733 759 102 947 633 190 415 423 018 781 991 pnce 934

423 311 379 375 305

461 232

pnce/

34 33 34 50 50 60 59191 49 66 58.079 67 73 75 75 97 97 share 91.212 105 107

112 107108 352 326 351

Friendly Account Account

per

Average

Purchase

000 000 000

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

000

shares

2

58 Number

33 33.000 13 49.000 20 39000 71 16 17 22 39

25 21.000 55 14 45 57 16000

of 151

587

267 176

Program

(contlnued)

12

12

12

12

13

12 14 13

12 13 14 15 13 14 12

13

16

13 13

stock

24, 3,

31, 24, 3,

31, 24, 7, 22, 24, 28, 6,

22, 24, 28, 31,12 30, 6,

28, 22,

Trade date Oct Jan Aug OCI Dec May

Jun Oct Ian May May Aug Oct

Jun Oct Ian Mar Oct

Oct Dec

Common Management

.

INC

2016

,

40%

64%

19% 57%

OTC

NYSE

2 1 NYSE

2 NYSE

4

CO

Portfolio

April

&

Equities

PROCESSNG

. yleld

yield

yleld

yield'

Exchange

Exchange

Exchange.

DATA

Exchange

INC

S

Current CORP

Current

Current Current

DICKINSON

ADP total assets BDX

total

BLK CVX total total

5566

$465

$522 $886

UB

Your

Holding Securlty Symbol EAI AUTOMATIC

Securlty Symbol EAI BECTON

Securlty BLACKROCK Symbol EAI Securlty CHEVRON Symbol EAI

%

96

LT LT LT LT LT

ST ST LT LT LT LT LT LT LT LT LT LT LT LT LT LT

of

Adviser; period page

Holding

28

next

MANAGEMENT

(5)

78 13 81 00 68 35 21

48 61 69 16 05 21 66 98 99 65 Page 02 60 04 97 08 52

Financial

loss

834 870

821 917 739 197 616 517 290 471 614

-319 -428 -187 -630 -787

or

1,704 1,085 1,841 1,817 Unrealized 2,009.19 1,416

9,232.77

4,123 continued

-2,573

WEALTH

Your

gain

212-626-8500/800-458-1764

QUINN

000000

(S)

on 70 32 30 52 92 60 74 83 05 50 83 06 60 61 12 28 08 76 76 00 92

BOCCIA

29

Value

1,532 1.02180 Apr

2,452 4,393.74 8,685

4,758 2,629 4,383 2,629 1,985 1,773 2,755 2,504 6,261 2,411 2.12760 5,248 2,553 5,389

14,378 12,964

21,15126 27,343

25,922

21,488

WE88392EHO

031627583

(5)

180 180 180 180

860 860 230 230 230 230 230

920 920 920 920 920 920 920

share

29

0416

17

70 70 70 70 70 70 70

102 102 102180 102 102 per 1 117 125.230 125 125 125 125.230 125 125

Apr

00004

on

Price

EH

FOUNDATION

13

80 14 42 47

44 91 55 78 88392 47 84 62 51 40 63 58 60 52 04 84 24

Ruler

PZ6000079190

SYMS

b35513)

SY Div

WE

1,852.48 1,208

2,881 5,024 1,544 1,808 9,472.65 1,837 1,764 1,794 2,749 2,541 1,610 1,695 1,575.03 4,443 3,832 2,081 4,775

13,544 12,094

23,724 25,638 16,689.84

17,365

Cost

name;

name; CP260002001318746 number;

account

(5)

101 560 356 624 518 231 870 627 783 pnce 686 784 557 820 001 840 311

pnce/

72 73 72

86 83 88 52 53 88 80 51 57 60 63 62 57 share

123498 120047 120880 116846 111442 114611 111020 109949 110513

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

shares

15 10

Number 24

43 85.000

38 21 35 21 22 20 50 34 30 74 28 76 36 25

of

122 110

207 232

207

303 Program

(continued)

12

13 1 14

12

12

13

13 16 16 12 13

1

13

13

13

1

4,12

3, stock

3,13

2 3, 24, 10,

24, 31,

6, 15, 31,

28 22,

24,

20, 22,

6, 24,

28,14 6,

28,

May

date Trade Jun Oct Ian Feb

Jan Ma

Jan Oct Dec

Au Jun

Oct Jan Dec May

Aug Oct Jun Oct Ian

Common Management

.

2016

27%

46% 20%

2 NYSE

2 2

NYSE

NYSE

CO Portfo'io April

95850

Equities

0

. yield yield

yield

rate'

Exchange

Exchange

CHF Exchange

Current PALMOLIVE Current Current

CO

CB

total CLX assets CL total

total

total

LTD

Exchange

$622

$638

$473 UBS

Holding Your

Security CHUBB Symbol. EAI CHF Security Symbol EAI CLOROX Security Symbol EAI

COLGATE

Security 31$ .

.

96

LT LT LT LT LT LT LT

LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT

of

Advisor;

period page

Holding

29

next

MANAGEMENT

(5)

68

04 93 92 62 62 06 28 46 Page 42 46 73 30 86 26 60 63

Financial

83.65 loss

17310 -5330 -55 372 164 116

389

529 556 518 572

-116 -211.93 -17619 -31020 -184

-323 -808 -786.62

or

Unrealized 1,005

1,508 1,491

6,182

continued WEALTH

Your -1,355.56

gain

212-626-8500/800-458-1764

QUINN

000000

1

(3) on 19

10 85 42 37 17

23 83

42 01 36 76 47 64 56 BOCCIA 40 40 48 40

29

794 483

Value

1,553 1,001 Apr 1,10496

2,07180 1,147 2.31351 9,323 1,31112 1,857 1,475

2,239 3,223 1,749 3,769 5,299.1 1,975

3,047

4,797 2,765 2,370 6,208

20,322

22.91464

WEB8392EHO

031627583

(S)

530 530 530 530 530 530

630 630 630 630 630 630 630 630 440

440 440 440 440

share

29

0416

34530 34 34 34 34 34 34 54 54 54 54 54 54 54 54 56 56.440 56 56 56.440 56 56

per

Apr

on 00004

Price

EH

FOUNDATION

(S)

15 77 70 30 71 88392 03 31 21 55 70 18 10 07 73 34

70 22 67 01

Ruler

PZ6000079190

SYMS

baSIS

399 910.23

Div SY WE 982

1,18117 1,898 1,281 1,213

1,364.42 2,623 9,508 1,912 1,798 2,123 2,833 1,220

4,577.93 6,085 1,456 1,798 2,042 3,289 2,208 4,716.80

21,677.92 16,732

318747

Cost

name;

number; name; account CPZ60002001

(3)

159 555 575

035 837 215 776 785 026

price 850 255 595 346 739 274 821 360 695 814 075 619 880

price/

26248 28 31.645 39 40 41 39 35 S1 46 56 48 56 58 66 66 62

share 37 39 38 42 45 41 42 41212

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

shares

14

Number 60 45 23 29 67 32.000 21 59 41 24 34 69 27 97 S4 31 85 49 35 42

of

270

372 110

406

Program

(continued)

12

12

12 12

12

13

12 14 12

13 12 13 13 14

13 14

13

13

13

stock 3, 24,12

31, 3, 24,

31, 24, 3,

22, 24,

6,13 22, 31, 28,14 24, 6, 22, 24, 28,

6,

28,

Trade date Oct Dec May Aug Jun Oct Jan May

Aug Oct May Sep30, Jun Oct Ian Aug Dec May Oct Oct Jun Jan

Common

Management

.

2016

VTG

07%

16% 48%

NYSE

3

3

3

NYSE

COM

NYSE Portfolio April

NON

Equities CO

yield .

yield

yield

CORP

Exchange'

ENERGY

Exchange

Exchange

ELECTRIC

Current

Current

Current

EV

EMR assets total ES

total

VANCE total

$286

$707

$723

Your

Holding EATON

Symbol EAI.

Security EMERSON Symbol EAI.

Security EVERSOURCE Symbol EAI

Security

akaUBS

96

LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT

of

Advisor; page

period

Holding

30

next

MANAGEMENT

(5)

10

97 57 56 44 98 81 53 12 83 97 02 16 40 98 87 10 77 98 Page 60 78 58

Financial

-6

96 21 loss

-59 -37 -48

101

169

846 713 618 575 919

-468 -399

or

1,486 1,838.40 1,769 Unrealized 1,306 1,319 1,174 5,673 3,361.69

2,125 continued

WEALTH

Your

12,552.01

gain

212-626-8500/800-458-1764

QUINN

000000

(3)

on 40 80 00 60 60 80 00 40 40 75 50 16 25 25 00 00 24 48 40 92 56 60 44

BOCCIA

29

972

452.25

Value

1,768 Apr 1,944 3,270 3,447 5,834 2,121 2,740 1,686 1,124 3,768 2,261 2,110 2,261 6,030 6,323.40 3,372 2,810 2,950 3,091 7,447

16,884 22,100

28,806

WE883925H0

031627583

(S)

400

400 400 400 400 750 750 750

400 750 750 750 520 520 520 520 520 520 520 520

share

29 0416

88 88

88 88 88 88.400 88.400

88

per 150 150 150 150 150 150 140 140 140 140 140 140 140 140

Apr

00004

on

Price

EH

FOUNDATION

(S)

23 43 44 50

43 96 20 81 72 78 52

B8392 23

38 60 23 26 71 32 80 66 59 82 98

Ruler P26000079190

SYMS

basrs

875

SY 282 766 Div 549.04

WE

1,827 1,951

3,249 1,415 1,396 1,642 3,345.62 2,159 2,788 6,302 1,603 1,503 1,631 1,916

2,281

4,191 2,961 5,321

11,210 22,499 16,254

Cost

name;

name; CP260002001318748 number;

account

(3)

584 785 817 372 690

976 966 790 190

492 999 240 271 348 751 120

492 855 630 815 805 705 price 414 291

price/

79 87 91 85 89 89 88 95 89

94 91 94 99 63 65 66 68 75 77 79 87 share

109

104 100.091

100

Account Friendly Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

shares

3

8

11

Number 37 20 39 15 14 15 24 31 66 12 22 25 24 40 45 20 21 22 53

of

112 250

205

Program

(continued)

12

12

12 12

12 12

12 12 13

12 13 12 14 13

13 14

14 13 13

13

13

13

stock 31,

24, 3,

3, 24, 31, 3, 24,

22, 31, 24,

6, 22, 24, 22, 28, 6, 24,

28, 6,

28,

May Trade date Aug Oct Dec31, May

Jun Oct Jan May Aug Oct May May Jun Oct Jan Dec Aug Oct Jun Oct Jan

Common Management

i

2016

39% 17% 16%

NYSE

INC

3 1

NYSE 2

NYSE

Portfolio

April

Equities

yield D

yield yield

CORP

CORP SYSTEMS Exchange

Exchange

Exchange

Current

Current Current

RESH

XOM

FDS assets GD total

total MOBIL total

DYNAMICS

$750

$197 $623

UBS

Your Holding EXXON Symbol EAI

Security FACTSET Symbol EAI Security Symbol EAI GENL Security

%

96 LT LT LT LT LT LT LT LT LT LT LT

LT LT LT

LT LT LT

LT LT

LT LT

of

Adviser.

period page

Holding

31

next

MANAGEMENT

38 52 21 63 57 45 21 38 14 35 81 17 85 81 82 85 20 78 Page 46 04 98 56

90

Financial.

1055(3)

-71 -44 577 253 849 373 549

381 235 134 207 201 236 564 970 617 721

-143 -149

or

1,814 1,091

Unrealized 5,890

1,391.62 1,019.75

5,419 continued

WEALTH

Your

gain

212-626-8500/800-458-1764

QUINN

000000

(S) on 18 74 54 26 90 26 26 36 22 18 60 08 60 80 04 29 41 31 70 27

BOCCIA

29

674

320

Value

Apr 1,656

4,968 2,392 2,146 5,459 1,87616 1,64164 1,40712 2,392 2,024 1,172 1.87616 1,172

1,440

3,517 3,280 2,320 2,720.34 2,480 5,600

21,714 12,664

18,162

WE88392EHO

031627583

(S)

340 340 340 340 340 340 340 340 520 520 520 520 520 520 520

010 010 010 010 010 010

share

29

0416

61 61 61 61 61 61 61 61

80 80 80 80010 80 80 80

per

234 234 234 234 234 234 234

Apr

00004

on

Pnce

EH

FOUNDATION

(3)

36 55 B8392 02 45 05 88 01 79 35 31 74 80 23 26 00 79 51 59 14 01 33 37

Ruler

P26000079190

SYMS

bass 421

186

SY Div WE

876

1,543.05 1,078 1,773 1,843 1,642.65

3,154 1,640 1,433 1,205 1,243 4,367 1,321 1,888 1,700 1,349 1,862 2,019.98 3,562

4,879

15,824

12,427

12,742

Cost

name;

number. name; CP260002001318749 account

(5)

565

305

938 946 670 777

257 077 134

043 827 748

885 360

price 497 484 500

534 134

068 667

017 075 702

price!

38

38 39 39 50

47 49 49 44.701

share 50

46 46 48 46 60

69 56

205

204 200 248

252 264 237

230

Account Account Friendty

per

Average

Purchase

000 000 000 000 000 000

000 000 000 000 000 000 000 000 000 000 000 000 000 000

shares

8 7 6 5.000 5 8 4

11

Number 39.000 81 27 35.000 39 33.000 89 15.000 18

54 41 29 34 31 70

of

354

227

Program

(continued)

12

12

12 12

12 12 13 12 12 13 14 12 13 13 14

13 14

13

13

13

13

stock 31, 3,

24,

3, 24,

31, 3, 24,12

22, 31, 24,

6, 22, 31,

28, 24, 6, 22,

28, 24, 6,

28,

May Trade date Dec May Aug Oct Jun Oct Ian Dec May Aug Oct Jun Oct Jan Aug Oct Dec May Jun Oct Jan

Common

Management

D

NYSE 00%

08% 50%

3

NYSE 2

NYSE 2

Portfolio

Equities

yield

.

yield'

yield

INC

Exchange

DELA

W

Exchange

Exchange.

INC

W

Current

Current

Current

GIS

assets GWW total HRS

total

total

CORP

MILLS

$651

$264

$454

Your Holding GENL Symbol EAI

Security Symbol

GRAINGER EAI HARRIS Symbol EAI Security

Security

altiUBS .

96

LT LT LT LT LT LT LT LT LT LT LT LT LT

ST LT LT LT LT LT

of

Adviser; period

page

Holding

32

next

MANAGEMENT

(5)

16

56 89 95 15 87 51 18 04 98 45 58 88 54 66 51

15 42 02 91 Page 40 45 56

Financial

loss

893 646

291 554 668 446 373

-657 -S15 -309 -411 -51639 -221 -645 or

1,384 1,236

1,119 1,806 2,157 Unrealized 9,244

1,397 1,260.21

2,217 6,917 continued WEALTH

Your -2.985

gain

212-626-8500/800-458-1764

QUINN

000000

(5) 12 on 56

48 96 64 00 40 22 58 34 58 58 74 36 86 52 88 64 68 92 56 24 BOCCIA 44

29

Value

Apr

3,240 2,926 5,121 2,403 1,897 3,344 2,613 7,316 1,605 1,021 1,021 1.31346 1,021 1,232 6,421 3,064 3,698 2.353 2,689 2,129 6,388

26,966.16 17,366

11.544

30,037

WE88392EHO

031627583

(5)

520 520 520 520 520 520 520

940 940 940 940 940 940 940

080 080 080 080 080

share

29

0416

104 104 104 per 104 104 104 104

145 145 145 145 145940 145 145 145

112 112 112.080 112 112 112 Apr 112.080

on 00004

Price

EH

FOUNDATION

(S)

56 13 18 67 53 80 60 88392 89 16 37 79 76

46 28 37 52 46 62 77 35 88

Ruler

PZ6000079190 SYMS

basis

SY Div we

786

1,855 1,689 1,510 1,966

2,963 2,225 5,509 1,330 1,433 1,82985 2,554 1,243 2,120 3,710 6,129.70 1,798 1,756.07

2,301 2,021 5,128

9,327.09

17,721

20,352

23,119

Cost

name;

name; number;

account CP260002001318750

(5)

856 345 480 686 550 645 712 799 687 780 490 594 316 680 311 price 028 746 655 230 554 424 971 268

price!

59

60 60 65 69 78 78 68

share 71.496 69 85 84 92 89 90 86

196 192 190.108

177 176 139 171

204 203

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

000 000 000 000 000 000 000 000

shares

7 7 7 9000

Number 31 28 13 49 23 32 11 25 70

11

21 19 44 33 21 24 57

of

258 119.000

103

268

Program

(continued)

12

12

12

12 12 13

12 12 14 13

13 12 13 14 14

13

14

13 , 16

13

13 ,

13

stock

3, 24,

24, 3,

31 3,

8, 22, 31, 24,

6, 22, 31 28, 24, 10, 6, 22, 24, 28, 6,

28,

Trade date Aug Oct Dec May

Jun Oct Jan Dec Aug Oct May Mar Jun Oct Ian May Oct Dec Jun Oct Feb Jan

Common

Management

D

2016

11% .

83%

86%

NYSE 2

NYSE 3

2

INC NYSE

COM

Portfolio

April

Equities

yield' >

yield

yield

MACH WORKS

Exchange

Exchange

Exchange.

JOHNSON

S

Current

8i Current

Current

TOOL ITW

assets IBM

total

JNJ total

total

BUSINESS

$568

$666

$858

UB

Holding Your ILLINOIS Symbol EAI

Security INTL Symbol EAI

Security Symbol EAI JOHNSON

Security

%

96

LT LT

LT

LT LT

LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT

of

Advisor;

period

page

Holding

33

next

MANAGEMENT

(5)

04 59 88 91 88 73 82 12

49 42 78 25 61 67

66 04 38

24 69 Page 33

48

Financial

loss

278 827.44 384 368 462 340

194

842 543 378.14 413

or

1,397.35

1,206

Unrealized 5,266 1,168 1,275 1,159

2,108 1,430 4,528 WEALTH 4,427 1,359

Your 5,161 continued

14,667

gain

212-626-8500/800-458-1764

QUINN

000000

1

(5) 10

on

55 1

73 58 68 70 63 32

12

BOCCIA 64 72

90 04 54

62 78 45 84 82 37 58 46

29

768

Value

632

Apr

1,382 1,766 4,224 2,534 2,150 2,381 5,530

4,257.12 2,432 2,736 3,420

1,644 4,806 2,782 2,023 2,276 5,312

20,738 11,859 11,555

36,261

19,479

WE88392EHO

031627583

(3)

810 810 810 810 810 810

020 020 020 020 020 020

490 share 490 490 490 490 490

29

0416

76810 76 76 76 76 76 76.810 76

76 76 76 76 76 76

per

Apr 126 126.490 126 126 126 126 126

on

00004

Price

EH

FOUNDATION

(5)

88392 06 20 29 99 75 80 20 59 88

12 63

47 00 43 87 Ruler 74 96 07 70 58 68 25

SYMS

PZ6000079190

basis

490 Div SY 997 WE

438

1,707 1,918 2,827 1,781 1,425

4,323 1,264.22 1,461

2,148 7,331 2,261 7,127 1,940 1,645 3,375 1,733 1,230

3,953

15,471

21,593

14,317.98

Cost

name;

name; number; account

CPZ60002001318751

($)

006 736 403 443 635 877 989 049 303 price 368 506 596 993 890 270 215 125 price! 841 614

310 667 974

51 49 51 55 61 63 61 60 57

share 38 39 50.247 40 46 46 45 88 88 87 96 94 94 92

102.856

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000

000 000 000 000 000 000 000

000 000 000 000 000 000 000 000

shares

5

10 Number 55 18 33 31.000 28 23 72

56 32 36 45 16 18 of 38 22 13

42

270 156 152

477 154

Program

(continued)

12 12

12 13

12

13 12

14 12 13 13

12 14

13 13

14

13

13 13

13

13

stock 31, 24, 3,

3,

31,

22, 22,

24, 24, 3,

6, 5, 28,

24, 31, 6,

28, 22,

24, 6,

28,

Trade date May Aug Oct Dec May Jun Oct Ian

Feb May

Jun Aug Oct Ian

Oct Dec May Aug

Jun Oct Jan

Common Management

.

2016

60%

81%

NYSE

NYSE

2

1.47%

2

Portfolio April

NYSE

Equities . INC

. yield

yield

yield

Exchange

Exchange

CORP

Exchange'

CO Current

Current

Current

K

assets

LOW

totaI

MCD total COMPANIES

total

$540

$534

$548

UBS

Your

Holding KELLOGG Symbol EAI.

Security LOWES Symbol EAI

Security MCDONALDS Symbol EAI'

Security

%

% UB S Portfoho Management Program Account name; SY SYMS . FOUNDATION Friendly account name; Your Financial Adviser; Apr" 2015 Div Ruler BOCCIA Account number; we B8392 EH QUINN WEALTH MANAGEMENT 212-626-8500/800-458-1764 Your assets . Equities . Common stock (continued)

Purchase price/ Trade Holding Number Average date price Price per share of shares per share Value on Unrealized (5) Cost ba5is (S) on Apr 29 (5) Holding MEDTRONIC PLC Apr 29 (5) gain or loss (5) period Symbol MDT Exchange' NYSE EAI $538 Current yield 1.92% Jan 27, 15 354 000 76 213 26,979 66 79 150 MICROSOFT CORP 28,019 10 1,039 44 LT Symbol MSFT Exchange OTC EAI. $989 Current yield 2 89% Aug 24, 12 131 000 30 435 y 3,987 11 49 870 6,532 Oct 22, 12 97 2,545 86 LT 162 000 27 937 4,525.94 . 49 870 8,078 94 3,553 00 May 3, 13 66 000 LT 33 430 2,206 38 49 870 Jun 3,291 42 1,085 04 LT 6, 13 82 000 34 766 2,850.85 49.870 4,089.34 Oct 24, 13 1,238 49 LT 62.000 33 965 2,105 89 49 870 3,091 94 986.05 .Ian 28. 14 184 000 LT 36 156 6,652 74 49.870 Security total 9,176 08 2,523 34 LT 687 000 32.502 22,328 91 I NEXTERA ENERGY INC COM 34.260 69 1 1,931 78 I I Symbol NEE Exchange NYSE I EAI. $811 Current yIEId 2 96% I Aug 24, 12 32 000 67 523 2,160 74 117 580 I 3,762 56 1,601 82 LT Oct 22, 12 14 000 71.536 1.001 51 117 580 1.64612 Dec 31, 12 x 644 61 LT 60 000 68 540 4,112 42 117 580 7,054 80 2,942 38 May 3, 13 27 000 LT 81 635 2.20417 117.580 3.174 66 970 49 LT Jun 6, 13 18.000 77.196 1,389 54 117 580 2,116 44 Oct 24, 13 726 90 LT 27 000 84 811 2,289 90 117 580 3,174 66 884 76 Ian 28, 14 55 000 LT 88 742 4,880 81 1 17.580 Security total 6,466 90 1,586 09 LT 233 000 77 421 18,039 09 NIKE INC CL B 27,396 14 9,357 05 Symbol NKE Exchange' NYSE EAI $170 Current yield' 1 09% Jan 20, 16 265 000 58 215 15,427 21 58 NORDSTROM INC 940 15.61910 191.89 ST Symbol JWN Exchange NYSE EAI $435 Current yield' 2 89% May 31, 12 1 000 47 590 47 59 51 130 5113 Aug 24, 12 15 000 354 LT 57 906 868 59 51 130 Oct 766 95 -101 64 LT 22, 12 42 000 55 658 2,337 64 51 130 2.147 Dec 31, 12 46 -190 18 LT 69 000 52 850 3,646 67 51 130 3,527 97 -118 May 3, 13 27 000 70 LT 58195 1,571 27 51 130 Jun 1,380 51 -190 76 LT 6, 13 37 000 58 420 2,161.55 51 130 1,891 81 -269 74 LT continued next page

CP260002001318752 PZ6000079190 00004 0416 031627583 WEB8392EHO 000000 Page 34 of 96 764

96

LT LT LT LT LT LT LT LT LT

LT LT LT LT LT LT LT LT

LT LT LT LT LT LT

of

Adviser;

period

page

Holding

35

next

MANAGEMENT

(5) 12

12 26 38 18 00 50 68 75 21 62 52

44 31 78 18

39 41 18 12 21 Page 90 09

Financial

loss 57

69

-88

350 -47 917 241 364

597 115.31

413 231 434 -231 -540 376 588 883

or

-207

1,10848

Unrealized

2,950

1,607

1,238 -1,639 1,257 1.10204 WEALTH

continued Your

gain

212-626-8500/800-458-1

QUINN

000000

(5) on 77 62 22

31 52 20 97 42 05 19 25 22 17 BOCCIA 46 98 34 86

04 80 68 80 84

EHO

29

Value

886

1,482 Apr 1,892

3,783 1,802 1,982

4,23517 2,883 1,899 1,975 2.432 1,367 4,956 1,899.25 1,671

2,582 2,051

4,634

3,387 3,335 15,032 2.71024 2,084 2,970

20.18464

18,080

WEB8392

031627583

(S)

130 130

970 970 970

970 970 120

970 970 120

970 120

120 120

share

29

0416

51 51

90110 90110 90110 90110 90110 90110 90110 75 75 75 75 75 75 75 75

52

52 52.120

52 52

52

per

Apr

on

00004

Price

EH

FOUNDATION

(5)

03 B8392 00 34 31 52 40 47 24 80 43 63 70

02 67 75 56 41

83 50 Ruler 90 20 71

SYMS

PZ6000079190

13355

SY Div

WE

509

1,714

1,542 1,966 1,560 4,324 1,925 3,126.69 1,301 2,068 5,044 1,561 1,136 1,981 1,783.94 1,718

2,148

1,608 4,841 1,496 2,148 2,078

16,671 2,087.72

17,234

16,473.68

Cost

name;

name; number; account

CP260002001318753

(5)

104

432 705 525 443 450 026 610 510 723

112 196 price 939

065 065

385

369

217 990 060 price/ 476 926 417 626

59 58 56 73 66 78 61 76

87 91 76 52

60

share 63

63 73 71.357 78.125

79

69

29 33 32 30 37 36

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

shares

Number 29 74 21 47 32 20 27 22 55 18

25 26 34 27 17 25 22.000 61

of 65 64 52 57 40

294

224

238

Program

(continued)

12

12

12 12 13 12

12 14 12 12 13

12

13 13 12

14 12

13

13

13

13

13

stock

24, 3,

31,

24, 3,

24, 31,

31, 22, 28, 24, 3, 24, 31, 6,

22, 28,14 24,

6, 31,

28, 22,

6,

date Trade Oct Jan Aug Oct Dec May

Oct Jun Jan May

Aug Oct Dec May

Jun Oct Jan May

Aug Oct Dec May

Jun

Management Common

i

2016

62%

03%

22%

OTC

NYSE

2 NYSE

3

3

Portfolio

April

Equities ADR

D yield

yield

yield;

CORP

Exchange SPON

Exchange

Exchange

AG

STHN Current

Current

INC

Current

NSC

assets total

NVS

total

PAYX

total

$529

$548

$753

Your Holding Security NORFOLK Symbol EAI.

Security NOVARTIS Symbol EAI

Security PAYCHEX Symbol EAI

altiUBS

. I I I

I

.

.

96

LT LT LT LT LT LT LT LT LT LT LT LT LT LT

LT

LT LT LT LT LT

of

Advisor;

period

page

Holding

36

next

MANAGEMENT

16 02 15 30 86 01 72 60 57 13 36

48 34 96 07 27 91

92 68 77 Page 40 30 82 28

Financial

1055(3)

65

352

864 947 516 14860 42315 382 255 981 976 393 376 359 332 740

439 348

or

-765

1,135

1,243

6,932 1,131 Unrealized 5,508

4,564

WEALTH continued

Your

-2,178

gain

212-626-8500/800-458-1764

QUINN

000000

(5) on 56 76

80 52 84 92 52 04 24 80 66 12 64 63 53 59 09 09 39

BOCCIA

40 36 48

29

492 32844

Value

1,980

Apr

5,993 1,956

2,985 3,809 1,970 2.779 2.16216 5,662 2,471 1,560 1.888 1,560

2,709 7,554 4,023

2,936 2,740.64 2,251.24 2,153 6,949

23,349

21,827

22,087

WEBS392EHO

031627583

(5)

120 120

960 960 110 110 960 960 960 960 110 110 110 110 110 110

880 880 880 880

share

29

0416

52 52

82 82 82110 82 82 82 82 82 82

97 97 97 97 97.880

per 102 102 102.960 102 102 102 102

Apr

on

00004

Price

EH

FOUNDATION

(5)

54 50

88392 76 16 18 83 01 13 09 23 30 50

82 46 20 18 91

63 24 94 76

Ruler

SYMS PZ6000079190

basis

SY 17984 Div 237 WE 989

1,628

1,832 1,739 1.95444 4,858 1,574 2,121 2,565.80

1,733 1,183 1,495 4,531 1,200

3,690.48 6,813

2,496 2,392 2,185 2,919

9,127

16,416.90

16,319

17,522

318754 Cost

name;

P260002001

name; number;

account

C

(5)

166 856 247 645

345 880 810 846 435 386 977 530 price 220 530 141

270 020 201 315 056 560 221 690 437 040

price/

42 42 36 73 69 67 82 81 82 76 82 39 52 share 41 44960 62 65 75 63 74 65

83 85 95

132 128

Account Friendly

Account

per

Average

Purchase

000 000 000

000 000 000 000 000 000 000 000 000 000 000 000 000 000

000 000 000 000 000

shares

6

4000

Number 38 19

29.000 37.000 27 21000 24 55 19 19 24 33 23 49 92 30 28 23 71 of 22

115

448

212

269

Program

(continued)

12

12

12 13

12 12 14 13

12 12 14 13

14 13

12

14

13 ,

13

15

13

13

stock

3,13 24,

3, 3,13 24,

24, 31 3,

22, 28, 31, 24, 6, 22, 24, 31, 28, 6, 4,

28, 24,

6,

28,

date Trade Oct .Ian Dec May Aug Cd Jun Oct Jan Aug 0d Dec May Aug Jun Oct Feb Jan Dec May

Jun Oct .Ian

Common Management

D

2016

.

73%

73%

25%

2

2 NYSE NYSE

2

Portfolio

April NYSE

INC Equities

v yield

yleld'

yield'

Exchange Exchange

8 Exchange

Current

Current

Current

INC

PEP INDUSTRIES total 66

assets PSX

total

PII total

$596

$603

$383

UB

Your Holding Security PEPSICO Symbol EAI.

Security PHILLIPS Symbol EAI.

Security POLARIS

(MINN) Symbol; EAI

%

Portfolio Management Program Account name; % UB 8 April SY SYMS FOUNDATION Your 201 6 Friendly account namez Financial Adviser; DIV Ruler BOCCIA QUINN WEALTH MANAGEMENT Account number; WE 88392 EH 212-626-8500/800-458-1764

Your assets 9 Equities D Common stock (continued)

Trade Purchase price/ Holding Number Average price date of shares Pnce per share Value on per share (5) Cost ba5is (S) Unrealized Holding Security total on Apr 29 (5) Apr 29 (S) 174 gain or loss (S) period 000 109 895 19,121 75 PRAXAIR INC 17,031.12 -2,090 63 Symbol PX Exchange NYSE EAI $501 Current yield. 2.55% Oct 22, 12 20 000 104 . 491 2,089 82 117 460 2,349 20 259.38 Dec 31, 12 8 000 LT 108 566 868 53 117.460 939 68 May 1, 13 43 000 71 15 LT 113 621 4,885.71 117.460 May 3, 13 5.050 78 165 07 LT 16 000 114 616 1,833 86 117 460 1,879 36 Jun 6, 13 23 000 45 50 LT 114 027 2,622.64 117 460 Oct 24, 2,701 58 78 94 LT 13 12 000 123 786 1,485 44 117 460 1,409 Jan 28, 14 52 -75 92 LT 45 000 125 542 Security 5,649 40 117 460 total 5,285 70 -363 70 LT 167 000 1 16 380 19,435 40 PROCTER 8i GAMBLE CO 19,615 82 180 42 SymboI' PG Exchange NYSE EAI $576 Current yield 3 34% May 31, 12 9 000 62 334 561.01 80 120 Aug 721 08 160.07 24, 12 38 000 66 916 LT 2,542 84 80 120 3,044 Oct 22, 12 56 501 72 LT 23 000 67 975 1,563 43 80 120 1,842 76 279 Dec 31, 12 26 000 33 LT 67 286 1,749 44 80.120 May 2,083 12 333 68 LT 3, 13 21 000 78 256 1,643 38 80 120 1,682 Jun 6. 13 52 39 14 LT 26 000 76.380 1,985 90 80 120 2,083 12 Oct 24, 13 18 000 97 22 LT 80 594 1,450 70 80.120 Ian 28, 14 54 000 1,442 16 -8 54 LT . 79 285 4,281.40 80 Security total 120 4,326 48 45 08 LT 215 000 73 387 15,778 10 QUALCOMM INC 17,225 80 1,447 70 Symbol QCOM Exchange orc EAI $661 Current yield 4 19% Sep 23, 14 208 000 76 185 15,846 52 50 520 Mar 8, 16 10,508 16 -5,338 36 LT 104 000 52 688 5,479 Security total 61 50 520 5,254 08 312 -225 53 ST 000 68 353 21,326 13 SCANA CORP NEW 15.762 24 -5,563 89 Symbol SCG Exchange. NYSE EAI $345 Current yield 3 35% Aug 24, 12 30 000 47 825 1,434 75 68 690 Oct 2,060 70 625 95 22, 12 16 000 48 LT 732 779 72 68 690 Dec 31, 1,099 04 319 32 12 18 000 45182 LT 813 28 68 690 T 1,236 42 42314 LT continued next page

CP2600020013I8755 PZ6000079190 00004 0416 031627583 WE88392EHO 000000 Page 37 of 96 96

LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT

LT LT LT LT LT LT

of

AdViSOI'!

perlod

page

Holding

38

next

MANAGEMENT

(3)

32 63 22 05 63 24 31 61 32 77 12 86 32 43 22 09 83 77 75 72 17 50 94 Page 84 22 63

Financial

loss

72

99

240 326 261 914

933 933 951 125 447 162

214 407 302 796

381 796 584 882 635.64

or

1,531 3,110 Unrealized 1,359

6,229

1,216 2,108

WEALTH continued

Your

galn

212-626-8500/800-458-1764

QUINN

000000

(S) on

04 73 28 50 29 56 56

26 62 34 92 28 02 50 30 50 70 70 BOCCIA 80 90

47 39 64 50 20 64

29

824

507

967 Value

1.099 1,167

Apr

2,816 2,793 2,793 4,698 2,412 1,753 4,190 6,222 1,753 1,402 1,853

2,505.00 2,655

4,458 3,547 2,395 2,764 2,395 2,303

10,303

23,618 16,382

WEBB392EHO

031627583

(5)

690 690 690 690

980 980 980 980 100 980 980 100 980 100 100 100 100

070 070 070 070 070 070

share

29

0416

68 68 68 68

50 50 50.100 50 50 50 50

46 46 46 46 46 46

per 126 126 126 126 126 126 126

Apr

on

00004

Price

EH

FOUNDATION

(S)

72

06 24 88392 87 32 25 65 30 57 06 70 85 78 18 41 47 68 95 20 53 22 80 98 01 86 Ruler

SYMS P26000079190

basns 858 841.10 563

SY Div WE 435

585

1,902 1,860 7,192 1,860 1,965

3,166 3,238 1,628 1,653.73 1,240 4,862 1,550 2,290 2,247 3,662 1,598 1,881 1,811 1,667 2,331

17,388

14,274

Cost

namez

name; number;

account

CPZ60002001318756

(5)

670 476 921 396 952 560 138 556 585 765 436

pnce 238 488 148 815 405 249 917 652 882 275 746 366 827 357 pnce/

53

49 46 46 47 84 84 85 98 99 93

share 45 46.526 42 47 44.310 41 41 43 27 30 30 31 34 33

103 108

Friendly ACCOUI'I! Account

per

Average

Purchase

000 000 000 000 000

000 000 000 000 000 000 000 000

000 000 000 000 000 000 000

000 000 000 000 000

shares

4

16 17 12

Number 19 41 22 22 37 33

49 50 35 53 35 28.000 37 89 21 77 52 60 52.000 50 of 150

186

327

Program

(continued)

12

12

12 13 12

12 12 12 14 13

13 12 14 12 13 13 12 14

13

13 13

13

13

13

stock 3,

24, 3,

3, 24,

24, 31, 31,

6, 24, 3, 22, 28, 24, 31,

6, 22, 28, 31, 24, 6,

22, 28,

6,

date May Trade Oct Jun Jan May Aug Oct Dec

Jun Oct Jan Aug Dec May Oct Jun Oct Jan May May Aug Oct Dec

Jun

Common

Management

,

2016

, 11%

69%

NYSE

2

4.47%

NYSE

2

NYSE

Portfolio

Apr"

Equities

NEW

. yleld

yleld

yleld

C0

Exchange;

Exchange

Exchange M

S CO

Current

Current

Current

SJM total assets SO

total

SYY

total

CORP

$498

$732

5591

UB

Your Holding Security SMUCKERJ Symbol EAI.

Securlty SOUTHERN Symbol EAI

Security SYSCO Symbol EAI.

%

Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Advisorz . Friendl a count amez Div Ruler BOCCIA QUINN WEALTH MANAGEMENT April 2016 y c n $ UBS Account number; WE B8392 EH 212-626-8500/800-458-1764

Your assets . Equities . Common stock (continued)

Purchase price] Trade Number Average price Price per share Value on Unrealized Holding Holding date of shares per share (5) Cost ba5is (S) on Apr 29 (3) Apr 29 (5) gain or loss (S) period Oct 24, 13 41 000 32 796 1,344 67 46 070 1,888 87 544 20 LT Jan 28, 14 124 000 35 818 4,441 50 46 070 5,712 68 1.271 18 LT Security total 477 000 32 836 15,662 57 21,975 39 6,312 82 TARGET CORP Symbol TGT Exchange NYSE EA1' 3567 Current yield. 2 82% Aug 24, 12 24 000 63 740 1,529.78 79 500 1,908 00 378 22 LT 06122, 12 36 000 61 981 2,231 35 79 500 2,862.00 630 65 LT Dec 31, 12 49 000 58 755 2,879 00 79 500 3,895.50 1,016 50 LT May 3, 13 21 000 70.557 1,481 70 79 500 1,669 50 187 80 LT Jun 6, 13 34 000 70 165 2,385 62 79 500 2,703 00 317 38 LT Cd 24, 13 23 000 64 066 1,473 53 79 500 1,828 50 354 97 LT Jan 28. 14 66 000 58 006 3,828 41 79 500 5,247 00 1,418.59 LT Security total 253.000 62 488 15,809 39 20,113 50 4,304 11 UNTD TECHNOLOGIES CORP Symbol UTX Exchange NYSE EAI $605 Current yleld' 2 53% May 31, 12 13.000 74 169 964 20 104 370 1,356 81 392 61 LT Aug 24, 12 30 000 80 005 2,400 17 104 370 3,131 10 730 93 LT Oct 22, 12 29 000 77 695 2,253 16 104 370 3,026.73 773 57 LT Dec 31, 12 2.000 81 375 162 75 104 370 208 74 45 99 LT May 3, 13 15 000 93 255 1,398 83 104 370 1,565 55 166 72 LT Jun 6, 13 25 000 92 385 2,309 63 104 370 2,609 25 299 62 LT Cd 24, 13 12 000 107 029 1,284 35 104 370 1,252 44 -31 91 LT Jan 28, 14 49 000 113 420 5,557 58 104 370 5.11413 -443 45 LT . Mar 8, 16 54 000 96 943 5,234 93 104 370 5,635 98 401 05 ST . Security total 229 000 94 173 21,565 60 23,900 73 2,335 13 VF CORP Symboli VFC Exchange NYSE EAI $617 Current yield 2 35% Aug 24, 12 57 000 37 492 2,137 08 63 050 3,593.85 1,456 77 LT Oct 22, 12 24 000 39 968 959 25 63 050 1,513 20 553 95 LT , Dec 31. 12 100 000 37 484 3,748.42 63 050 6,305 00 2,556 58 LT I May 3, 13 44 000 44 407 1,953 95 63 050 2,774.20 820 25 LT Jun 6, 13 56 000 46 083 2,580 66 63.050 3,530 80 950 14 LT continued next page

CP260002001318757 PZ600007919O 00004 0416 031627583 WE88392EHO 000000 Page 39 of 96 .

.

96

LT LT LT LT LT LT LT LT LT

LT LT LT LT LT LT LT LT LT LT LT LT LT LT

of

period Advisor;

page

Holding

40

next

MANAGEMENT

(S) 11

05 85 78 59 08 39 73 07 20 67 51 14

87 60 55 02 80 Page 36 04 98 35 68 32 36 62

Financial

loss

-78

-70

369

421

738 503 247 312 412 321 85138

497 612 -125 831 -226 -215 -483 -283 -653

or

7,127

Unrealized

1,793 1,666 1,051

3,387 1,235

continued WEALTH -2,136

Your

gain

212-626-8500/800-458-1764

QUINN

000000

(3) on

80 85 12 00 05 62 05 01 33 01 90 09 77

25 99 78 12 20 71 48 28 36 32 32 BOCCIA 98 32

29

Value

Apr 1,003 1,003 1,738 1,538 2,269 6.305 1,538

5,082 3,945 1,455 1,047.78 4,680 1,105 1,047 1,164 1,004 2,153

2,968

2,343 4,017 3,682 2,343 3,514 2.343

26,291

20,529

10,943

WEB8392EHO

031627583

(5)

050 050 870 870 870 870 870 870 870 870

210 210 210 210 380 380 380 380 380 380 380

share

29

0416

63 63 66 66 66 66 66 66 66 66 58210 58 58.210 58 58 58 58.210

per

167 167 Apr 167 167 167 167 167

on 00004

Price

EH

FOUNDATION

(S)

75 13

89 00 51 88392 83 74 21 53 57 08 60

12 65 97 64 23 14

40 33 24

01 64 00 36 96

Ruler

PZ6000079190

SYMS

basns

SY Div WE 735 951 693 800 842 507

1,900 1,081 1,128 5,883 1,821 1,965 1,753

5,152 5,334 1,41490 4,428

2,117 7,556 1,291 1,512 1,730 2,223 2,016 2,279

19,164

22,665

Cost

name;

number.

name;

CP260002001318758 account

(S)

798

957 796 255 585 206 220 059 208 829 120 524 192 price 240 066 846 480 630 540 636 000 260 640

price/

52 58.838 72.075 75 45 67 76 79 75 75 76 73

38 38 share 36 44 40 42 41516 40 84.540 92 91 92

108 108 123

Account Friendly Account

per

Average

Purchase

000 000 000

000 000 000 000 000 000

000 000 000 000 000 000 000

000 000 000 000 000 000

shares

6.000

15.000 15.000 Number 36

76 23.000 26 23 59 70 19 18 18

37 25 51000 20 14 14 14 24 22 of 21

100

417

307

188

,

program

(continued)

12

12 12 12

13 12 12 13 12 14

12 14 13 12

13 12

13

13

13

14

13

13

13

stock

24, 3,

3, 24,

31, 31, 24, 1, 24, 3, 22, 24, 31, 28, 6, 22, 28, 24, 31, 6, 22,

28,14 24, 6,

Trade date Oct Jan Aug Oct Dec May Jun Oct Jan Oct

Dec May Aug Oct Jun Oct May Jan Aug May Oct Dec Jun DC!

Common

Management

5

2016

COM ,

NYSE

NYSE

65%

NYSE

2.99%

2.89%

2

INC

POTtTOIIO

Aprli

Equities

INC

D yield

yield

yield

Exchange

Exchange

Exchange'

GROUP

STORES

S

Current

Current

Current

WMT total assets

total WEC

MMM

total

MART ENERGY

$614

5316

$693

C0

UB

Your Security Holding EAI Symbol WAL Security WEC Symbol EAI

Security Symbol EAI 3M

%

LT

period Adviser;

Holding

MANAGEMENT (5)

72

Financial

loss or 1,545

9,234.07

Unrealized

WEALTH Your

$199,382.10

gain

212-626-8500/800-458-1764 QUINN

(3)

58 28

on BOCCIA 29 Value

Apr

6,862

26,111 $1,119,298.56

(S) 380

share

29 167

per

Apr

on

Pnce EH FOUNDATION

(5) 88392 Ruler SYMS

basis SY Div WE 5,316.86 16,877.21

Cost $919,916.46

5*-

h..- name; number; name; account

(5) 679

price

price/

share 129 108187 Friendly Account Account

per

Average

Purchase

.9

000

shares

41.000

Number

of 156

EQUi'riS

Program

(continued)

0.0-KEG.

14

stock

J;

28,

Jan

date

Trade

Common

Management

.

STD-43

2016 1.. co

Portfolio

April

Equities

. TOT total

assets

UBS Security Holding Total

Your

I S Managed Accou nts Consulting Account , name; SY SYMS FOUNDATION April 2016 Friendly account name Schafer Your Financial Advisorz Int'l BOCCIA Account number; WE 88395 EH QUINN WEALTH MANAGEMENT 212-626-8500/800-458-1764

Your assets

Some prices, income and current values shown ma y be appronumate. be accurately reilected See As a result, gains and losses may not Important informatio n about your statement more information at the end of this document for

Equities

Common stock

Purchase price! Holding Trade Number date Average price of shares Pnce per share l A88 LTD per share (S) Cost . Value on SPON ADR basis (3) on Apr 29 (5) Unrealized Holding . Apr 29 (5) gain or loss Symbol ABB Exchange NYSE (3) period EAI; $364 Current yleld' 3.51 % Apr 15, 14 225 000 25.489 5,735 22 21.110 Feb 19, 15 1000 4,749 75 -985.47 21200 2120 LT Nov 6, 15 21110 21.11 265 000 19 114 -009 LT Security total 5,065 40 21.110 491 000 5,594.15 528.75 ALLIANZ SE ADR 22 040 10,821 82 ST 10,365.01 -456 Symbol AZSEY Exchange. OTC 81 EAI $494 Current yield' 3 47% Nov 6, 15 538 000 17 058 9,177 69 Feb 5, 16 17 040 9,167 52 35 000 15.804 -1017 ST 553 15 17 040 Mar31, 16 262 000 596 40 16280 4,265.36 43 25 ST 17.040 4,464 48 l 199 12 ST l continued next page l CPZ60002001318799 P26000079190 00007 0416 031627583 WE88395EHO 000000 Page 81 of 96 96

LT

LT

LT

LT

LT

LT 01 LT LT

ST

LT LT

page

82

period Advisor; Holding

next

Page

76

54 MANAGEMENT

68

38

88 50 43 84

66

(S) 68

20 Financial

15314

844

loss

666

414.64 232

-760 -490 continued -238

-3,264

or

-4,283

-6,303.26 4,491 4,811 -1,251

Unrealized

WEALTH Your

gain

212-626-8500/800-458-1764 QUINN

000000

25 06

28

04

76

26 21 56 92

48 96

(S)

84

on 40 BOCCIA

29

5,184

5,307

5,139 1,222

Value 3,917.50

9,159 14,047 2,713

6,445

7,934 3,011 10,752

Apr

10,836 14,228

WE8839SEHO

031627583

150

430

(5)

680

0416

340 340 910

080 080

940 960 share

29

60310

26

31 31 46 123

122

27 28 113 113 per

Apr

00007

on Pnce

EH

FOUNDATION Int'l

82

71

P26000079190

72

02 64 78 98 76

22

52 20

88395 SYMS

ba515(S)

8,448

5,15414

Schafer

SY WE

2,713 8,729.38 7,206 3,204

13,202

7,520.32

3,250 15,035

11,443 10,169

10,410 13,996

Cost name;

CPZ60002001318800

number;

name;

account

162

806 569

(S) 775 835 531

531

480

255

762 price

price!

58

37.309

69 69.580 69

44025

114

201

26

16 31 128

133 126424

share Friendly

Account Account

per Average

Purchase

000

000

000

000

000 000 000 000

000 000

000

000

000 42

shares

88

39

115 57.000

24 81

164 403

125 Number

231

104 284

of 835

(continued)

14

14

14 14 14

14

14

14

14

Consulting 14

15

15,

4,

29, 15,

15, 28,

6,

15,

29,

15,

stock 15,

Sep

Apr

Apr

Apr Apr Apr Apr

Nov

Apr

Apr Apr

date

Trade ACCOUl'TtS Common

i

6

LTD

68

1

OTC

OTC

69%

60%

OTC

73%

20

44%

PLC OTC 98%

62%

82%

20%

NYSE

71%

4

3

ADR

4 3

ADR NYSE

ADR 4 NYSE

1 4

AMEX

NYSE

4 4

25260

Managed 1

April

ADR

HOLDINGS yield

Equities

yield

SPON

yield yield. yield

SPON

SPON yield

yield

yield

yield

ADR

ADR Exchange

D

Exchange

Exchange

Exchange TOBACCO

rate

Exchange PLC

CAD SA

LTD

PLC SPON Exchange

Exchange.

Exchange

Exchange

KONG

SPON

Current

Current

Current Current Current

Current

Current

Current

Current

LTD

CEO

BTI

BHKLY

G

BNPQY AMER NEW

BHP total

BCE

BAYRY total

BAESY

AZN total

assets

A

ADR

ADR

HONG

$243

BS 5505

Exchange

5251

PARIBAS 5370 BILLITON $256

INC $501

$167

$333 SYSTEMS

$142

EAI

Symbol

CNOOC

EAI Symbol

SPON

EAI

BRITISH

Symbol

SPON

BOC EAI

Symbol

BNP Security EAI. Symbol BHP EAl CAD Symbol BCE

Security

EAI

Symbol

BAYER EAI

Symbol.

BAE

EAI Symbol

Security ASTRAZENECA Holding

Your '

. .

96

LT LT

ST ST LT LT

LT LT

LT LT

LT

LT

of

Advisor;

period

page Holding

83

next

MANAGEMENT

(S)

12 75

72 60 86 34 20 28

33

23 52 29

48 Page

Financial

5

loss

-77.05 415

420 -29

-788.75

or -358

Unrealized 2,139

WEALTH

Your

-1,111 -1,470 2,000.00 -2,920 continued -2,997

-1,802 -1,831

-6,263

gain

212-626-8500/800-458-1764

QUINN

000000

(S)

on

54

00 77

28 05 84 BOCCIA 76 60

92 46

04 84 88

21

00

29

543

Value 257 107

Apr

3,680 1,733 7,474

9,208 1,845

2,389

7,387 7,494 16,680

8,688

13,387 13,645.38

11,232

WE88395EHO

031627583

(S)

540

330 440 330

480

910 910

960 share 960

29 330 600

0416

17

29

16 16.480

42 42

26 26 per

33 108 108

Apr

108

on

00007

Price

EH

FOUNDATION

Int'l

(S)

88395 79

75 65 33 68 10 70

80 20 51 13

27

40 69 SYMS

00

PZ6000079190

ba5is SY Schafer WE

902

334 137

1,727

7,059 4,468 8,787

3,859 2,957

9,189

14,540 9,326

6,688

16,308 16,642.71

17,495 Cost

name;

name; number.

account

CPZ60002001318801

(S)

290 750 313

380 price 980

354

619 402 269 751 336 537 price/ 282 548

600

15

35

share 27 26 26 52 55 52

33 34 33 51.915 102 107 103 83

Account Friendly Account

per

Average

Purchase

000 000

000 000 000 000 000 000

000 000 000 000 000

000

000

shares

6

4

Number

16

69 85 33

of

125

951

80

112 145

312.000 318

274 278

337

(continued)

Consu'ting

16 14

14

14 14 15 16 14 14

14

14

15

stock

15, 15, 31,

15, 12,

15, 6, 29, 20,

29,

15,

15,

Trade date

Apr

Apr Mar Jan

Apr Apr

Apr Apr Mar Mar

Apr

Apr

Accounts

Common

.

ADR

SPON

SPON

2016

ADR ADR

OTC

OTC ADR

.

GB OTC 29% 15%

04%

DE OTC 39%

36%

65% JAPAN

NYSE NYSE 83%

NYSE

ADR

3

3 NYSE 3

6.40%

5

2

7

3

Managed

April SPON SPON

AG

SPON

NEW

Equities

PLC

ADR

D yield GB

yield yIEId

yield

yield PLC

yleld'

yleld

AG yield

Exchange

Exchange. PLC

CO

Exchange.

Exchange

Exchange Exchange

Exchange

Exchange

NEW

ADR

TELEKOM POST

Current Current

Current

Current

Current

Current

Current

Current

BRANDS PLC DTEGY

assets DPSGY DEO

ENGIY

total

total GSK MOTOR HMC

total

HSBC SMITHKLINE total

IMBBY

SPON

HOLDINGS

$548 $112

$290

S153

$736

$177

$859

$561

UBS

Your Holding DEUTSCHE Symbol ADR EAI DEUTSCHE Symbol EAI DIAGEO Symbol EAI

Security ENGIE Symbol' EAI

Security GLAXO Symbol EAI Security HONDA Symbol' EAI Security HSBC

Symbol ADR EAI IMPERIAL Symbol' EAI

I

96

764

LT LT

LT

LT

LT

LT LT

Of

LT

LT LT

LT

page

84

period

Adviser;

Holding

next

Page

35 95

64

MANAGEMENT 76

30

75

11 18 11

11

(S)

Financial

177

184

loss

841

,946.47 -347

continued

6,294

-1,612

or 2,133

1,134 -1 -2,527.27

3,134 -1,944

Unrealized

WEALTH

Your

gain

212-626-8500/800-458-1

QUINN

000000'

60

73

90

10 80

90

50

88 05

(S) 00

on 00

BOCCIA

29

3,897

2,670

Value

2,612 8,189 15,877

15,153

17,151

Apr 5,973

10,555

10,365.30 11,636 14,661

WE883956H0

031627583

700

700

570 970

(S)

570

0416

650 450

940

730 450

600

8

8

share

29

75

44

74

18 10

20

14 20

108

per

Apr

00007

on

Pnce EH

FOUNDATION Int'l

55 65

37

P26000079190

40

37 77

55

99 87

(S) 89

89 88395

SYMS

basrs

2,486 3,719

8,859.04 Schafer

SY

WE 5,139

9,523

17,490 9,502

17,498

4,838

12,502 10,133 11,526

Cost name;

CP260002001318802 number.

name; account 302

099

685

(S) 056

080 559

239

226 701 384

979 8

8

price price/

83

26

76

22.088

19

20

18 16

87 85

share

Account Friendly

Account

per

Average

Purchase

000

000

000

000

000

000

000

000 000 000

000

shares

448.000

307

209 340

55 230

Number

566

250

495

556 135 569

of

(continued) 14

14

14

14

14

14

14

15 14

Consulting 14

14

15, 15,

30,

15,

15,

15,

15,

12, 15,

stodt 30,

29, Apr

Apr

Apr

Apr

Apr

Apr

Apr

Feb

Apr Oct

Apr

date

Trade

Accounts

Common

i

OTC

OTC

CAD

OTC

OTC

SPON

OTC

69%

03% 53%

2015

55%

42%

OTC

08%

28%

ADR

85%

NYSE

2

3 1

.

ADR

NYSE

2

NYSE

ADR

3

7

2

1.89%

3

ADR GENERALE

25260 CORP

UNSPONSORED

CORP ADR

Managed

Apr"

ADR

1 SPON

Equities

yield'

yield

yield'

yield'

yield

yield'

yield

yield

Exchange

yield

Exchange

SWITZ

SPON

Exchange

INC

TEL

Exchange' Exchange

v

Exchange

SHS

&

SPON

rate

Exchange'

Exchange

Exchange

SHS

LTD

A

GROUP

SPONSORED

AG

Current

Current

Current

Current

FINANCIAL

Current

COMPAGNIE

Current

Current

S Current

A

Current

RE

ORKLY NVS

NTT

NSRGY

MURGY

TELEG REG

MTNOY

MGDDY

ASA

S

MFC JAPAY total

assets

TOBACCO

S177

S481

GROUP

$232

Exchange

S437

$361

$185

$236

5315

$220

EAI

Symbol

EAI' Symbol

ORKLA

NOVARTIS EAI

UB

Symbol

ADR NIPPON

EAI. Symbol

REPSTG

NESTLE EAI

Symbol

MUNICH

EAI Symbol

MTN

EAI Symbol.

MICHELIN

ADR CAD

EAI'

Symbol MANULIFE

EAI Symbol

ADR Security JAPAN

Holding

Your

$

. .

.

96

LT LT LT

LT

LT

LT LT

LT

LT

of

Advison period

page

Holding

35

next

MANAGEMENT

30

25 56 10 02

71

55

35 72

Page

40

Flnancial

7

1055(3)

362

-656 or

1,676 -467 1,192.58 1,185 Unreallzed

WEALTH

Your -1,566 continued

-3,331

-2.540

-2,085

gain

212-626-8500/800-458-1764

QUINN

000000

(3) on 50

25 50

00

28 79

BOCCIA 75

30

84 60

29

91

Value

Apr

6,568 1,602 6,671

4,322

6,668

9,987

8,172

11,511.50 1

10,954

10,799

WE88395EHO

7583

03162

(S)

370 500

720 570 100

780

share

29 420

0416

53

45.500 45

21 31 53.350

41

per 28

Apr

104

on

00007

Pnce

EH

FOUNDATION

Int'l

(3)

20

88395 00 94 92 98

38 50

30

65 56

00

SYMS

PZ6000079190

83

bass

SY Schafer WE

6,206

4,995

4,978

10,325 10,409

12,521

10,000

12,527

10,258

11,267

Cost

name;

namei number;

account

CPZ60002001318803

(5)

220

960 990 823 813

pnce 016

085

002 554 520

pnce/

650

8

39

41 40 40 25 share 36

80 51

29

131

Friendly Account Account

per

Average

Purchase

000

000

000 000 000

000

000

000 000

000 000

shares

2

Number

of 78

755 125

255 199 253

125

347

243

380

(continued)

Consu[ting

14

14

14

14 14

14

14

14 14

stock

15,

15, 8, 4, 15,

15, 15,

15, 15,

Trade date

Apr Sep Sep

Apr

Apr Apr

Apr

Apr

Apr

Accounts

Common

.

6

2006

SWITZ

TR 201

OTC

OTC

,

OTC

NEW 86% 79% OTC

ADS 07% NYSE

05% ADR 68% OTC

68%

20%

1 SPON

NYSE 4

5 NYSE

2.66% 7

2

2

4

INDONESIA

Managed

INVST Apnl 25260 LTD

PLC

Equities

1

SHS

ADR

ADR . yield

yleld SPONS

yleld

yield

yield' yleld

yleld

yleld

Exchange

Exchange

Exchange.

Exchange

Exchange. SHELL Exchange rate

0RD

ESTATE

LTD

ADR Exchange

Exchange' SPON

8

8 SPON

TELECOM S

CAD G

Current

Current

Current

Current

Current CL Current

Current

Current

REAL A total TLK REXMY assets

RIOCF total PLC RHHBY RDS SNY

SIEGY 2

SGAPY HLDG SPON

DUTCH

B

ADR

ADR

Exchange

$124

$556 TELEKOMUNIKASI

$219

$291 $470

$268

$219

$555

T

Your Holding Security P SPON Symbol EAI REXAM Symbol EAI Securlty RIOCAN Symbol EAI (CANADA) CAD ROCHE Symbol EAI ROYAL REPSTG ADR Symbol EAI SANOFI Symbol ADR EAI SIEMENS Symbol EAl SINGAPORE SPON Symbol EAI

764

96

LT LT ST LT

ST

LT LT

LT LT LT

of

Adviser; period page

Holding

86

next

MANAGEMENT

(3)

88 28 36

90 26 00 98 90 78

95 Page

Financial

886

-3.28

loss

217.54 22640

513.22 -142 -610

-Z72 or -305.17 -577

Unrealized

continued -1,062

WEALTH -1,917 -1,951 -3,290 -5,245 -3,339

Your

gain

212-626-8500/800-458-1

QUINN

000000

on (3)

70

60 30 70 60 00 76 35 13 26 37 77 64

BOCCIA

29

74

132

Value

Apr

2,415 3,837 9,128 9,261 3,056 7,792 4,661 9,896.25 5,509 5,733

13,215.30

11,055

11,242 14,262.48

WE88395EHO

031627583

(S)

420

400 700

590 590 590 750

270

020

share

29

0416

16

28 14700 14

17 17 17 22.200 17 17.270 50

44

per

Apr

on 00007

Rice

EH

FOUNDATION

Int'l

(5)

58 58 16 96

88395 44 60 50 76 54 63 33 72 91 81

26

P26000079190

SYMS

77

basis 123

SY Schafer

WE

2,558 4,899 8,911 9,034 5,007 7,952 1,820

5,781 6,038

13,825

12,973

13,037 13,236.15

1 13,749

Cost

name;

name; numben

account CP260002001318804

(S)

100

732 940 051

price 816 430 877

435

price/

30 13715 14349 29 14341 20

18.365 26 28 30.008 18125 18189 18.158 29 67 share

42

Account Friendly Account

per

Average

Purchase

000

000 000 000 000 000 000 778 000 222 000

000 000 000

000

shares

9

4

Number 85

of

465 234

621 630 173 195 498 265 443.000 319 332 651

324

(continued)

Consulting

16

14 14

14

14 14 14

14

16

stock

9, 31, 15,

29,

15, 15, 29,

29, 15,

Trade date Apr Apr Mar Mar

Apr Earnings Apr Apr Mar18,15 Apr Mar19,15

Apr

Accounts

Common

i

6

201

OTC

OTC

ADR

ADR

57% ADR OTC 92%

93% 67% 52%

63%

76%

ADR

3 2 NYSE 5 NYSE

3 NYSE

4 3

2

NYSE

Managed NEW

April

95850 LTD

SPON

SPON Id Equities

SPON ADR

0

yield i yield

yield' yield yield yield

yi

SHS

Exchange

Exchange.

PLC

CHF

Exchange.

Y

SPON

ADR rate

SPON

Exchange Exchange Exchange N

Exchange

AG

FRANCE

Current Current

Current Current Current Current NV

Current

SMGZY ASA A SKHCY

total SPON SSEZY GROUP STO assets total

TOT UBS total UN total

HEALTHCARE

S

$137 $270

$656 Exchange $286 GROUP $447 $408

PLC $394

Holding Security SMITHS YOUI' Symbol EAI. SONIC Symbol EAI Security SSE Symbol EAI. STATOIL Symbol. EAI Security Symbol' EAI

TOTAL UBS Symbol EAI CHF Security UNILEVER NETHERLANDS Symbol EAI

ateUBs

'

*

LT LT

LT

LT LT

Advisor;

period

Holding

MANAGEMENT

(3)

43 21 64 18 35 12

94

Financial

loss

-497

-566

or -568

Unrealized

WEALTH -1,715

-2,212

Your -2,602 -3,171

gain

$45,165.98

212-626-8500/800-458-1764

QUINN

(S) on 18

06 06 80 00 BOCCIA

29

Value

Apr

5,777

2,080.88 7,858 7,170 1,971.20 9,900

11,872

$438,911.91

(3)

380 380

400

share

29

27 27

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Consulting

14 14

14 14 14

stock ToThs.

15,

15, 29, 15,

29,

Trade date

Apr Apr

Apr Apr Apr

..--

Accounts

Common

.A-

i

ADR

ADR

ADR

2016

OTC

OTC

64%

83%

SPONS

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Managed

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of

page period

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67

next MANAGEMENT

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00 28 59

Financial

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loss

735

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7,040 1,638.87 Unrealized

continued

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Program

14 14 14 14

14

15, 12, 15, 15,

15,

Trade date

Apr Apr Dec Dec

Apr

Management

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201

.

OTC 83%

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page

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Adviser; Holding

next Page

19 98 MANAGEMENT 56 24 45 65 07 03 22

38 77 (5) Financial 86.81 loss -437

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Program (continued) 14 14 14

14

14 14 14 14 I4 14 15 15 15, 15, 15, 3, 2,

15,

15, 15, 15, 15, 15, stock 15, Apr Apr Apr Nov Nov

Apr

Apr Apr

Feb1,16 Apr Apr Apr Apr date Trade Common

Management 1 LTD INC 02%

2016

38%

53%

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INC 25% NYSE NYSE

NYSE NYSE 4

INC NYSE

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1

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CO

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April 73250 Equities yield

yield GOODS

yield' 3 yield yield. yield i

COM SYSTEMS

Exchange BANKERS Exchange Exchange INC Exchange

Exchange Exchange Exchange SOFTWARE Exchange CORP)

Exchange PROPERTIES rate.

INC CORP Exchange

DWIGHT Current

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CFR

FROST

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total CHKP SPORTING CNC CATM BC POINT assets $69 $360 $94

$320

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UBS Security DICK'S

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$

96 764

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01 LT LT

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page

69

period Adviser; Holding

next

Page

88

14 77

MANAGEMENT

45

72 99 99 46

48

30

30 88

(S)

90 Financial loss

155

673 138 -234 294.45

continued

3,631.07

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(continued)

14

14

14

14

14

14

14 14

14

16

16 16 15

15,

15,

15,

15,

15,

15,

15, 2, 15,

stock

15,

26,

21, 25,

Apr

Apr

Apr

Apr

Apr

Apr

Apr Nov

Apr

Jan

Jan Jan Apr date Trade

Common Management

i

OTC

PLC

2016

57%

38%

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83%

69% 30%

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NYSE

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1

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PHARMACEUTICALS LOCKER

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Symbol.

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EAI' JAZZ

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76 27 08 00 05 70 59

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Program (continued)

14 14 14

14 14

14 14 14 14 14 14 14 14 16

16

16 16 stock

1, 15, 15, 5, 15, 4,

15, 15,

15, 15, 1, 15,

2, 30, 31, 26,

29,

Trade date Apr Apr Apr Jul Jul Aug Aug Aug

Apr Apr Apr

Apr Apr Feb

Feb Mar Mar Common Management

EUR .

COM

2016

, OTC V CO)

85%

NYSE

39% 51% NYSE 71%

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REG

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STATES

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Your MARKEL Holding Symbol MEDNAX MICROSEMI Symbol Symbol MOVADO Symbol' EAI

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MANAGEMENT

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64 69

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27 67 30

56 27 Page 97 20

Financial

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Program

(continued)

14 14

14

16 15 15 15 16 15 15 15 15 15 14

14

15 15

15

stock

3,

4,

15,

15,

15,

19,

15, 22, 24, 2, 23, 25, 3, 26, 30, 29,

1,

Mar Mar Trade date

Apr Apr

Apr

Jun Jun Jun Jun Jun Jun Jun Jun Jul

Nov Apr Nov

Apr15,

Management Common

.

30% 74%

24% 79%

OTC 76% INC

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NYSE NYSE

2 1 NYSE 2

2 NYSE 98%

3

Portfolio Apri12016

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yield

yield INC

yield

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INTL

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CORP

CORP

Current REALTY Current Current HLDGS Current

Current

O TECHNOLOGIES

HALF RHI SLG assets total AOS

TSRA

Current

total TRMK SLCA

total

A

$265 $259 S262

$246

$315

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SILICA

GREEN

UBS

S

Your

Holding Security ROBERT Symbol' EAI SL Symbol EAI; SMITH Symbol' EAI TESSERA Symbol EAI

Security Symbol; EAI TRUSTMARK Security U Symbol

EAI

%

Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; SMID BOCCIA QUINN WEALTH MANAGEMENT ateUBs April 2016 Account number; WE 88394 EH 212-626-8500/800-458-1764

Your assets D Equities P Common stock (continued)

Purchase price! Trade Number Average price Price per share Value on Unrealized Holding Holding date 01 shares per share (S) Cost basis (S) on Apr 29 (S) Apr 29 (S) gain or less (S) period WESTAR ENERGY INC Symbol WR Exchange NYSE EAI $461 Current yield 2 95% Feb1, 16 60 000 44 273 2,656 40 51 610 3,096 60 440 20 ST Feb 2, 16 60 000 44 798 2,687 90 51 610 3,096 60 408 70 ST Feb 3, 16 60 000 46 158 2,769 52 51 610 3,096 60 327 08 ST Feb 4, 16 61 000 45.623 2,783 06 51 610 3,148 21 365.15 ST Feb 5, 16 62 000 45 458 2,818 42 51 610 3,199 82 381 40 ST Security total 303 000 45 265 13,715 30 15,637 83 1,922 53 Total $384,403.46 $422,133.05 $37,729.59 Total estimated annual income; $6.358

Closed end funds & Exchange traded products Total reinvested is the total of all reinvested diVidends It does not include any cash diVidends It is not a tax Unrealized (tax) gain or less is the difference between the current value and the cost bass and would let for the purposes of determining holding periods or cost basis The shares you receive each time you generaIIy be your taxable gain or loss if the security was sold on this date The unreaIized (tax) gain or loss reinvest diVidends become a separate tax let may need to be adjusted Ior return of capital payments in order to deterrnine the realized gain or less for tax reporting purposes Cost 00515 is the total purchase cost of the security, including reinvested diVidends The cost baSIS may need to be adjusted for return of capital payments in order to determme the adjusted cost basis for tax reporting Investment return is the current value minus the amount you invested It does not include shares that are not purposes reflected on your statement, including shares that have been realized as either a gain or a less It also does not include cash diVidends that were not reinvested

Purchase price! Number Average price Client Cost Price per share Value on Unrealized (tax) Investment Holding Holding of shares per share (S) investment (S) basis (S) on Apr 29 (S) Apr 29 (S) gain or less (S) return (S) period ISHARES TRUST CORE S&P MID-CAP ETF Symbol IJH Trade date Apr 15, 14 121000 132 090 15,982 94 15,982.94 145 830 17,645 43 1,662 49 1,662 49 LT EAI $269 Current yield. 1 52% ISHARES TRUST CORE S&P SMALL-CAP ETF Symbol IJR Trade date Apr 15, 14 1 34.000 105589 14,149 05 14,149 05 113920 15,265 28 1,116 23 LT Trade date Jun 19, 15 52 000 121 129 6,298 73 6,298 73 113 920 5,923 84 -374.89 ST EAI $304 Current yield 1 43% Security total 186.000 109 934 20,447 78 20,447 78 21,189.12 741.34 741 34 POWERSHARES EXCHANGE-TRADED FD continued next page

CPZ60002001318790 PZ6000079190 00006 0416 031627583 WE88394EHO 000000 Page 72 of 96

LT

LT

ST

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penod

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MANAGEMENT

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54 09 45

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58 (continued)

26

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15,180.95

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217.000 271.000

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2016

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Equities HEALTH

14

14

15

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19,

TECHNOLOGY

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01

page

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47

Holding Advison

next

Page

26

68 26 70

(5) 56

MANAGEMENT

loss Financial 253

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continued

or 1,960 1,706

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QUINN

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14 14

14 16

15 your

15, 16,

16,

18. 1,

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be about

Jun

May Apr Feb

Sep

date

Trade

may

Management

shown

informamn values

2016

94% NYSE

ADR 4.77%

, 4 Important

NYSE

current Portfolio

April

See

SPON yield

yield and

VIZCAYA

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S stock

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EAI; ARGENTARIA BANCO Security

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MANAGEMENT

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85 25 10

99 00 15 48 27 50 84 52 75 37 45 59 36

Page 64 62

62

Financial

loss

-57431

-471 -252 -357 -870 -414 -704 -891 -936 or -612

,052.29 -563.08 -502.74 -571 -244

Unrealized

1,399

-1.11012 -1.060 -5,556

WEALTH continued 2365

-1,747 -4,892 Your

-1,422 -1,080

-1

gain

212-626-8500/8009458-1764

QUINN

000000

(S) on 18 15 70 15

85 75 50 74 32 32 60 00

24 76 76 BOCCIA 84 76 70

90

29

81991

Value 438 438 814 438

1.38489 Apr

1,416 1,416 2,273 8.006 1,573.50 3,828 1.995 2,884

2,075 2.075 1,128 3.991 2,394 8,530.60 1,723

2.663

11,119.40

12,531

WE88393EHO

031627583

(S)

890 450 450 450 450 450 180 820 820 820 820 820

340 340 340 340 340 340

share

29

0416

6890 6890 6

52 52 52 52 52 79 79 79 79 79 50

31.340 31 31 31 31 31 31

per

Apr

on

00005

Price

EH Agg

FOUNDATION

(S)

55 14

88393 43 85 63 85 77 11

00 75 47 84 05 50 60 84 48 38 99 52

Taxable

SYMS PZ6000079190

basrs

SY 68 WE

941

1,39422

2.49501 1,669 1,773 3,334 1,987

4,299 3,754

2,700 2,966 5,738 3.011 3,007 7,131.01 1,001 1,895 1,010 2.550

2.775 2,908

13,562

13.48524

17,424

Cost

name;

name; number;

account

CPZ60002001318766

(S)

104

672

820 690 270 259 610 000 price 095 840 775 235 982

170 850 560 250 903

price/ 472 217

12412 11716 10 11

58.902

61 65 68 66 63

share

41.947 70 71 67 72 72 50

34

108 114 115 114 100 110

Friendly Account Account

per

Average

Purchase

000 000

000 000 000 000 000 000 000 000 000 000 000 000

000 000 000 000 000 000

shares

Number

73

27 27 55 30 25 26 26.000 50 30 14000 14 14 36

of 26 55

119000 85

201000 330

212 157 170

1,162

Program

(continued)

14 14

14 14

15 14

14 14

14 14 14

14 14

14 14

15

14

14

14

15, stock 15,

15, 15,

16, 15,

15, 16,

15.

16,

16,

16,

16, 20,

16,

16,

date Trade lu116, Aug Apr May Apr Jun Jul Aug May Apr16, lun16, Jul Sep1,1S

Aug May

Apr Jun

Jul Feb Sep1,15

Aug

Common Management

CAD

,

2016

OTC

35%

90%

31% 98%

CANADA

NYSE NYSE

4

2 ADR NYSE

2

4

Portfolio 25260

ApriI

Equities 1

r yield

yield

yield SPON yield'

SCOTIA

Exchange

rate

ADR

Exchange Exchange

LTD

Exchange

S

Current INC

Current

NOVA Current Current

BNS

assets total SPON

BASFY

total EMS BHP

total

OF CO

SE

Exchange

$484

5363

BILLITON $197 $381

UB

Holding Your Security BANK Symbol EAI

CAD

Security Symbol EN

BASF

Security BEMIS Symbol EAI BHP Symbol EAI

% . .

96

LT LT LT LT LT LT

LT

LT LT LT LT LT LT LT LT

ST

ST

of

Advisor;

period

page

Holding

49

next

MANAGEMENT

(S)

35

62 70 37 76 99 13 44 73 72 40

34 32 25 00 27 88 93 62 22 Page

Financial

50 loss 94

128

102 431

808 153 183 144 767 250 223 234.27

-516

-532 -570

or

Unrealized

1,957

1,225.47 -5,437

WEALTH COHtInUGd -1.148

-1,287 Your -4,055

gain

212-626-8500/800-458-1764

QUINN

000000

(S) on

85 30 65 10 45 90

62 60 32 96 77 50 65 27 28 09 65 BOCCIA 09 40

29

Value

Apr 7,646.96 7.206 2,687 5.618 2.809 2.56515 6.028 2,452.32 1.374 2.043 1.979 4.598 2,452 4,755 2.336 3.381

3,876 3.876 17,574

20,887

12.902

21,579

WE88393EHO

7583

03162

(S)

150 150 150 150 180 180 180 180

490 490 490 490 490 490 490

800

share

29

0416

27 27 27 27 27 27 27

44

122 per 122 122 122 122150 102 102 102.180 102 102

Apr

on

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Taxable

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6,775 2,558.60 2.759 5.524 2.46216 7.177 5,885 1,221 2,969.04 2,576 3,022 1,755 3.988 2,086 3,197 3,641 3,731

13,084

20,079

21.630 19,622

11,676

Cost

name;

name; number;

account

CPZ60002001318767

(S)

624 834 300

090 245 422 710 787 800 757 935 price 545 055 995 379 828 464 997 544

price/

53

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40

114 116 119.960 120 117 117 121.650 123 128 130 125 125

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per

Average

Purchase

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shares

Number 59

22 23 46 21000 59 24 20 45 24 50.000

85 72

of

244 171

172 173

123 141 141

785

288

Program

(continued)

14

14

14 14

14 14

14 14 14

14 14

14 16

15 14

14

14

15, stock

15.14 15,

15. 15,

16, 15,

16. 16, 14.

16. 16,

16, 18,

19, 16,

16.

16.

Trade date May Apr Jun Jul Aug May

Apr Jun Jul Aug May Apr Jun Nov Feb Jul Aug

Jun

Common

Management

v

GB

2016

,

60% 19%

PLC OTC 78%

12%

NYSE

3

4 3

3

AMEX

NYSE

Portfolio

April

Equities

D yield

yield

yield

yield

INC COM

Exchange

TOBACCO

Exchange

Exchange CO

Exchange

CORP

Current

Current

Current

Current

BTI total assets CVX total AMER CSCO

total KO

total

SYSTEMS

COLA

ADR

5751

S736

$816

N

3403

ding

CA

our

AI

Security BRITISH Symbol EAI.

Security CHEVRON Symbol Security CISCO Symbol. EAI'

Security Symbol EAI;

.

.

96

LT

ST LT LT LT LT LT LT LT LT LT LT LT

LT LT LT LT LT

of

Advisor;

period

page

Holding

50

next

MANAGEMENT

(S)

15

52 63 82 25 79 28 50 81 09 70 55 62 27

69 93 80 O7 91 40 Page

Financial

4 3

-0 0

loss

96

29 72 78 56

101 110.12

176 -67

244 729.26

238 or -346 -138 -139 -245 -328

Unrealized

WEALTH

Your continued

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gain

212-626-8500/800-458-1764

QUINN

000000

(S) on

55

80 08

80 28 68

94 31 31 BOCCIA 62 31 74 25 16

41 34

87 93

29

922

758 758 Value 758

214

Apr

7,550 1.15056 1,264 4.069 1,272.96 1,949 2,309 6.919 1,516

2.708 8,449 1.572

1.500

2,001 3.21615 11,620.35 8,504

WE88393EHO

031627583

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850 850 160 160 160

330 330 330 330 330

470 share 470 470 470 29

0416 8 8160 8160 8 8

17 17

71 71 71 71.470 71 per

108 108.330 108 108 Apr 108 108

on

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Price

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Agg

FOUNDATION

(S)

72 88393 40 32 26 55 12

42 44 40 32 86

87 01 72

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SYMS

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basis

SY GB 820 WE

897 897

825 213

7,546 1.04044 4,070 1.168 1,096.68

2,064.49 1.762 6,190 2,296

3,036 1,542 9,716 1.928 1.443

11.616 3.138 8,266

Cost

name;

name; number;

account

CPZ60002001318768

(S)

840 852 844 258 160 price 295 030 300 580

200 980 564 474 109

240 price] 735 870 760

467

7 7379 7.539 7 7 7

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per

Average

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000 000 000 000

000 000

000 000 000 000 000 000

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7 7 7.000

3

Number

18 14

78 25 of 22 28 45 21 113 423 651 228 141000 155 156

283

848

119

Program

(continued)

14

14 14

15 14 16 14 14

14 14 14

14 14

14 14

14

14 14

stock

15. 15.

16. 18. 15, 23. 15,

16. 16. 15.

16. 16.

4,

16, 16,

16,

16,

date Feb Trade Feb May15, Apr

Jun Jul Aug May Apr Jun Jul Sep Aug

May Apr Jun Jul Aug

Common Management

3

ADR

2016 OTC

ADR

VA

OTC

.

20%

04% 15%

92%

NYSE 2

2

3

INC

SPON 3

portfolio

April

SPON

NYSE

Equities

ADR

PLC

r yield

yield GB

yield.

Exchange yield

Exchange'

Exchange

NEW

S BOERSE

GROUP RESOURCES

Exchange

Current

Current

Current

Current

CMPGY

DBOEY PLC assets total

DEO total

D

total

total

$256

$141

$266

S333

UB

Your Holding COMPASS Symbol EAI Security DEUTSCHE Symbol EAI

Security DIAGEO Symbol EAI.

Security DOMINION (NEW) Symbol EAI

Security

%

Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT % UBS April 2016 Account number; WE 88393 EH 212-626-8500/800458-1764

Your assets > Equities 1 Common stock (continued)

Purchase price/ Trade Number Average price Price per share Value on Unrealized Holding Holding date of shares per share (S) Cost basis (S) on Apr 29 (S) Apr 29 (S) gain or loss (5) period DUKE ENERGY CORP NEW Symbol DUK Exchange; NYSE EAI $347 Current yield 4 19% Apr 16, 14 8 000 72 835 582 68 78 780 630 24 47 56 LT May 15, 14 20 000 71 600 1,432 00 78 780 1,575 60 143 60 LT Jun 16, 14 21 000 71 350 1,498.35 78 780 1,654 38 156 03 LT Jul 16. 14 41 000 72 345 2,966 17 78 780 3,229.98 263 81 LT Aug 15, 14 15 000 72 140 1.082 10 78 780 1,181 70 99 60 LT Security total 105 000 72012 7,561 30 8.271 90 710 60 ENI SPA IT SPON ADR Symbol E Exchange NYSE EAI $301 Current yield. 3 93% Apr 16. 14 30 000 51 733 1,551 99 32.770 983 10 -568 89 LT May 15, 14 41 000 50 756 2,081 01 32.770 1,343 57 -737 44 LT Jun 16, 14 44 000 53 367 2,348 17 32 770 1,441 88 -906 29 LT Jul 16. 14 74 000 53 977 3,994 35 32 770 2,424 98 -1,569.37 LT Aug 15, 14 45 000 49 107 2.209 82 32.770 1,474 65 -735 17 LT Security total 234 000 52.074 12,185 34 7,668 18 -4.517.16 EXXON MOBIL CORP Symbol. XOM Exchange. NYSE EAI $906 Current yield 3 39% Jul 29, 14 91 000 104 162 9.478 82 88 400 8.044 40 4,434 42 LT Aug 15, 14 15.000 98 490 1.477 35 88 400 1,326 00 -151 35 LT Jun 19. 15 168 000 85 263 14,324 22 88 400 14.851 20 526.98 ST Sep1, 15 28 000 72 382 2.026 72 88 400 2.475 20 44848 ST Security total 302 000 90 421 27,307.11 26,696 80 -610 31 GLAXO SMITHKLINE PLC ADR Symbol GSK Exchange NYSE EAI $584 Current yield 5 40% Apr 16, 14 86 000 52 636 4,526 70 42 910 3,690 26 -836 44 LT May15. 14 32 000 55 470 1.775 04 42 910 1,373 12 -401 92 LT Jun 16, 14 35 000 54 570 1.909 95 42 910 1,501.85 -408 10 LT Jul 16. 14 65 000 53 533 3,479 65 42 910 2,789 15 -690.50 LT Aug 15.14 34 000 46 682 1.587 22 42.910 1,458 94 -128 28 LT Security total 252 000 52 693 13.278 56 10,813 32 -2.465 24 continued next page

CP260002001318769 PZ6000079190 00005 0416 031627583 WE88393EHO 000000 Page 51 of 96

.

.

96

LT LT LT LT LT LT

ST LT LT LT LT LT LT

ST LT LT LT LT

0f

Advisor;

period

page

Holding

52

next

MANAGEMENT

(S)

33 59 75 96 42 15 12 47 06 68 58 72 31 01

65 69 Page 40 41

Financial

loss

-55

794 766 343 146 391 677 318 344

-763 -894 -956.69

or

-765 -180 -143 -323

3,079

Unrealized

2,841

WEALTH -1,535 -4,206.41 continued Your

gain

212-626-8500/800-458-1764

QUINN

000000

(S) on

84

20 51 99 84 39 16 72 64

BOCCIA 44 48 60

04 91 78

29

99

Value

Apr 1.333 1,599 1,566

7,365.93 2,766

6,612 3.02616 3,810.72 3,698 7,621 3.474 7,457 1.127 1.10040

2,861 2.145 11.087

10,174.08

28.244

WE88393EHO

031627583

(S)

640

330 330 330 330 330

080 080 080

200 510 510 510 510

share

29

0416

84

33 33 33 33 33

30.280

63

27 27 27 27

per

112 112.080 112.080 112 112 112.080

Apr

on

00005

Pnce

EH Agg

FOUNDATION

(S)

51

88393 74 79

80 81

61 66 01 04 52 86 76 85 59

69 81 47

Taxable

SYMS

PZ6000079190

baSlS 155

SY GB we

8,008

2,096 2.494 4,301 2,523.20

9,379 5,846 2,683 3,419 3,380 6.943 3,129 7,311 1.30831 1,243

3,626 2,469

11,572.34

25,402

Cost

name;

name; number;

account

CPZ60002001318770

(S)

133

913 419 975 829 364 115 915 560 price 095 370 440 960 805

962

872 659 price/

61

51 52 51 52 51 53.685

27 99 99 share

61

34 31910 31095 31

100 102 102 100 100

Friendly Account Account

per

Average

Purchase

000

000 000 000 000 000 000

000 000 000 000 000 000 000 000

000

000

shares

3

Number

40 83 48 47.000

59 27 34 68 33 31

of 78 131 41000 40000

221 336

118

252 104

program

(continued)

14

14 14

14 15 14

14

14 14

14 14

14 14 14

14 15

15 14

stock 15,

15,

15, 5, 15, 16,

15. 20. 1, 16, 16.

1, 16, 16,

16, 16,

16,

16.

date Trade Feb May

Apr Jun Aug Jul Sep

May May Apr Jun Jul Aug Sep

May Apr Jun Jul

Common Management

r

SPON

2016

68

.

41% 66%

NYSE 43% 85%

79%

73%

OTC

OTC

2 7 SPON

NYSE 3 2 NYSE

2

2

NYSE

COM

Portfolio

April

NEW

C0

NV

Equities

81

yield r yield

yield yield

yield

yield PLC

Exchange

Exchange

Exchange

Exchange.

Exchange

PHILIPS

Exchange

JOHNSON

CHASE

S

Current & Current

Current Current

Current

Current

INC

HAS HSBC

assets INTC total

JNJ

JPM PHG total

HOLDINGS

CORP

$267 $564

$349 $806

$208

$396

UB

Holding HASBRO Symbol YOUI' EAI HSBC Symbol EAI ADR Security INTEL Symbol EAI; Symbol JOHNSON EAI

Security Symbol EAI JPMORGAN KONINKLIJKE Symbol EAI ADR

$

Portfolio Management Program Account name; SY SYMS FOUNDATION April 2016 Your Financial Advisor; Friendly account name; GB Taxable % UBS Agg BOCCIA QUINN WEALTH MANAGEMENT Account number. WE 88393 EH 212-626-8500/800-458-1764

YOUI' assets r Equities a Common stock (continued)

Purchase price/ Trade Number Average price Holding date Price per share Value on of shares per share (S) Unrealized Holding Cost basis (S) on Apr 29 (S) Apr 29 (S) gain or loss (S) period Aug 15, 14 38 000 29 920 1,136 96 27 510 1.045 38 Sep 4, 14 -91 58 LT 106 000 30 616 3,245 39 27 510 2,916 06 -329 33 Dec 19, 14 120 000 LT 28 911 3.469 39 27 510 Security total 3,301 20 -16819 LT . 527 000 31 309 16,500 02 LAS VEGAS SANDS CORP 14.497 77 -2.002 25 Symbol LVS Exchange NYSE EAI. $746 Current yield 6.38% Apr 16, 14 58 000 74 899 4.344 19 45 150 2,618.70 -1,725 49 LT May 15. 14 25 000 72 790 1,819 75 45.150 1.128 75 -691 00 LT Jun 16, 14 23 000 73 000 1,679 00 45 150 1,038 45 -640 55 LT Jul 16, 14 42 000 74 568 3,131 87 45 150 1.896 30 Aug 15. 14 -1.235 57 LT 24 000 68 210 1,637 04 45 150 1.083 60 3553 44 Apr 16, 15 87 000 56 586 4,923.00 45 150 Security total 3,928 05 -994 95 LT 259 000 67 702 17,534 85 LILLY ELI & C0 1 1.693 85 -5,841 00 Symbol LLY Exchange NYSE EAI $267 Current yield 2 70% May 15, 14 15 000 58 540 878 10 75 530 1.132 95 254 85 LT Jun 16, 14 28.000 58.750 1,645 00 75 530 2,114 84 469 84 LT Jul 16, 14 S9 000 62 605 3,693 70 75 530 4,456 27 762 57 LT Aug 15, 14 29 000 60 665 1,759 31 75 . Security 530 2,190 37 431 06 LT total 131 000 . 60 886 7.976 1 1 9.894 LOCKHEED MARTIN CORP 43 1.918 32 Symbol. LMT Exchange NYSE EAI $521 Current yield 2 84% May 15, 14 10 000 163 450 1,634.50 232 380 2,323.80 689 30 Jun 16, 14 17 000 LT 164.940 2.803 98 232 380 ' 3,950.46 1,146 48 LT Jul 16, 14 36 000 161 536 5.815 31 232 380 8.365 68 2,550 37 LT Aug 15, 14 16 000 168 269 2,692 31 232 380 Security total 3,718 08 1.025 77 LT 79 000 163 875 12,946 10 LVMH MOET HENNESSY LOUIS NEW 18.358 02 5,41 1 92 ADR Symbol LVMUY Exchange OTC EAI $169 Current yield 1 70% Apr 16. 14 68 000 39 148 2,662 07 33 220 2,258 96 -403 11 May 15, 14 25 000 LT 39 464 986 60 33 220 830 50 -156 10 LT continued next page

CPZ60002001318771 PZ6000079190 00005 0416 031627583 W688393EHO 000000 Page 53 of 96 764

96

LT LT LT LT

LT LT LT

LT LT LT LT LT LT LT LT LT LT LT

of

Advisor;

period

page

Holding

54

next

MANAGEMENT

(S)

77 65 54 74 18 91 12

24 70

37 28 39 05 57 40 08 52 72 50 47 31 52 Page

Financial

loss

-16

-23 -76 -86

-162 -243 491 -232 413 493 275

-321 -397

-193 -149 or -398 -926

Unrealized

1,160

-1.214 2,834 WEALTH continued -1,744 -2,463

Your

gain

212-626-8500/800-458-1

QUINN

000000

(3) on

94 94 00 78

89 89 82 16

92 84 32 24 00 66 76 50 08 BOCCIA 24 24

29

896 896

992.04

Value

1,727.44

Apr

3.322 9,932 5.538 5.538 1,425 1.316 1,371.00

3,454 2,632 4,113 5,884

2,393 2.493 4,189 2,593

12,069

14,313

17,554

WE88393EHO

031627583

(S)

220 220 220

670 670

840

840 840

840 840 870 870 870 870 870

share

29

0416

33 33 33 33.220

82.670 82 82

54

54 54 54.840

54 54

49 49 49 49 49

per

Apr

on

00005

Price

EH

Agg

FOUNDATION

71 09 48 74 69 88393 28 59 07 94

19 24 60 39 05 81 78 24 58 72 93

Taxable

SYMS

PZ6000079190

basis(S) 913

SY

G8

WE

1,059 1.971

1,313 3,554

7,283 5,936 1,449 1,392.24 1.457

3,648.29 1.902 2,781 4,511 4,724 3,695 2,079 2,317

11,147

14,532

15,239

14,719

Cost

name;

name; number; account

CPZ60002001318772

(S)

248 905 547 832 283 702 440 605 541 147

price 909 740 295 010 950 390 035 630 595 575 995 817

price!

37 39 33 35 37

88 99 57 55 58 57 58

share 60 58 40 39 41 43 44 41

108 109

Friendly Account Account

per

Average

Purchase

000 000 000 000 000

000 000 000

000 000 000 000

000 006 000 000 000

shares

Number 27 52 27 12

67 67

63.000 26 24 25000 75

48 so 48 52 84 of

100

299 146000

118000

261.000

352

Program

(continued)

14

14 14

14 14 14

14 14

14

14

14 14 14

14 14

14

14 14

15, stock

15, 15,

5, 15. 14. 15,

5, 15, 16.

16, 4,

16. 16.

29. 16.

16,

date Trade Sep Jun Jul Aug

Nov Jul Aug May May Sep Jun Jul Aug May

Apr16, Jun Jul Aug

Common

Management

t

V

N

2016

78%

35%

89%

OTC

NYSE

3 NYSE

3

2

COM

Portfolio April

87309

Equities

0

. yield. INDUSTRIES

NEW yield

yield

Exchange

rate

Exchange

INC

Exchange'

CORP

Current

CO Current

Current

total LY8 assets MRK

total

MSFT &

total

total

Exchange $456

$480

$507

Holding Your Security SHS-A-CLAEUR LYONDELLBASELL Symbol EAI EUR Security MERCK Symbol EAI

Security MICROSOFT EAI Symbol Security

atoms

Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Advisor; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT atoUBs April 2016 Account number; WE 88393 EH 212-626-8500/800-458-1764

Your assets 1 Equities v Common stock (continued)

Purchase price! Trade Number Average price Pnce per share Value on Unrealized Holding Holding date of shares per share (S) Cost basrs (S) on Apr 29 (S) Apr 29 IS) gain or 1055 (S) period NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR Symbol NSRGY Exchange OTC EAI' $623 Current yield 2 55% Apr 16, 14 1 15 000 75 610 8.695 15 74 570 8.575 55 -119 60 LT May 15. 14 39 000 80 085 3,123 32 74.570 2.908 23 -21509 LT Jun 16, 14 46 000 77 360 3.558 56 74 570 3,430 22 -128 34 LT Jul 16, 14 87 000 76 870 6,687 69 74 570 6.487 59 -20010 LT Aug 15.14 41 000 76 935 3.154 34 74 570 3.057 37 -96 97 LT Security total 328 000 76.887 25,219 06 24,458 96 -76010 NEXTERA ENERGY iNC COM Symbol NEE Exchange NYSE EAI $275 Current yield 2 96% Apr16, 15 79 000 103 543 8,179 90 117580 9,288 82 1.10892 LT NOVARTIS AG SPON ADR Symbol NVS Exchange NYSE EAI S633 Current yield 3 03% Apr 16, 14 54 000 84 182 4,545 83 75 970 4,102 38 -443 45 LT May15, 14 21 000 89 780 1,885 38 75.970 1,595 37 -290 01 LT Jun 16. 14 20 000 90 320 1.806 40 75 970 1,519 40 -287 00 LT Jul 16, 14 43 000 90 115 3.874 97 75.970 3,266 71 -608,26 LT Aug 15. 14 21 000 86 702 1,820 76 75 970 1,595 37 -225 39 LT Nov 14, 14 61.000 93 663 5,713 49 75 970 4,634 17 -1,079 32 LT Feb 18. 16 55 000 74 274 4,085 08 75 970 4,178 35 93 27 ST Security total 275 000 86 298 23,731 91 20,891 75 -2,840 16 PFIZER INC Symbol PFE Exchange NYSE EAI' $852 Current yield 3 67% Apr 16, 14 137 000 30 089 4,122.31 32 710 4,481 27 358 96 LT May 15, 14 91 000 28 965 2,635 82 32 710 2,976 61 340 79 LT Jun 16. 14 94 000 29 605 2,782 96 32 710 3,074 74 291.78 LT Jul 16, 14 174 000 30 830 5,364 42 32 710 5.691 54 327 12 LT Aug 15, 14 99 000 28 515 2,823 05 32 710 3.238 29 415 24 LT Nov 14, 14 1 15 000 30 467 3,503 75 32710 3,761 65 257 90 LT Security total 710 000 29 905 21.232 31 23,224 10 1,991 79 continued next page

CPZ60002001318773 P26000079190 00005 0416 031627583 WE88393EHO 000000 Page 55 of 96

.

.

.

96

LT LT LT LT LT LT LT LT ST LT LT LT LT LT

of

page period Advisor;

Holding

56

next

MANAGEMENT

(S)

78 57 19 69 74 98 76 93 83 39 74 90 40 30 Page 04 48 32 02 48

Financial

loss

-76

993 336 772 240 19104 413

21816 443 276 444 319 429

-264 -302 -794 -422 -173

or

2,757 1,573 Unrealized

continued

-1,957

WEALTH

Your

gain

212-626-8500/800-458-1764

QUINN

000000

(S)

on 76 56 16 24 24 84 48 52 55 28 45 51 97 76 38 61 84 25 75

BOCCIA

29

Value

Apr

7.162 5.592 1,461.13 1,895 2.649 2.649 1,245 2.845 1.10712 1,199 9.454 3.751 1,797 2,092 2,843 3,136 2.398 9.087 2.468

12,044 20.899

WE88393EHO

031627583

(S)

120 120 120 120 120

120

130 130

490 490 490 490

750 750

share

29

0416

98 98 98 98 98 80 39 39.490 39 39 39 19 19 46130 46 46130 46 46.130

per

Apr

00005

on

Price

EH

Agg

FOUNDATION

(S)

55 98 67 86 80

06 06 92 74 88393 80 67 35 59 80 90 46 27

P26000079190

Taxable

SYMS

basis

SY 91608 922 GB WE

1,726 6.168 2,312 2,408 4.819 2,431.74 1.027 9.531 1.955 2,197 2,515 3.016 1,477.93 4,545 7,514 2,692

2,039

18.141

14,002.19

Cost

name;

CPZ60002001318774

name; number;

account

(S)

506 558 650 210 853 771 650 790 145 849 909 467 898 600 050 605 496 240 314 pnce

price/

84 85 89 84 83 85.173

80 46 45 16 16 47 45 47 41 39 38 38170 37 35 38

share

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000

shares

73

Number 27 27 57.000 29

37 53 48 95 72

68 27 24000 52 26

91

of

118

213 197 305 125

Program

(continued)

14

14 14

14 14 14 14

14

14

14 15 14 14

14

14

14 14

15

15.

15. 15,

stock 15, 15. 15. 15,

16,

1,

16. 16. 19, 16, 16.

16.

16,

16,

date May

Trade Apr Jun Jul Aug May Jun Sep Jun Jul Aug May

Apr Jun16, Jul Aug May Apr

Common

Management

.

ADR

2016

OTC

16%

.

34% 60%

93%

SPON

NYSE

4 NYSE 3 3 1

3.55%

NYSE

NYSE

Portfolio

April

C0

Equities

PLC

INC

yield

yield yleld

. yield

yield

ADR

ENTERPRSE

Exchange'

INTL

Exchange

Exchange.

Exchange PLC

Exchange

GAMBLE

S

Current

Current Current

Current

Current &

PM BENCKISER

PG PUK

PEG total RBGLY assets total total KINGDOM

INC

SERVICE

MORRIS

$869

$316 $434

$323

$280

UB

PHILIP Holding Symbol EAI Your Security PROCTER Symbol EAI PRUDENTIAL EAI

UNITED Symbol Security PUBLIC Symbol EAI

GROUP Security RECKITT Symbol' EAI

%

I ,

I i

. 1 I

.

764

96 LT LT

LT LT LT LT LT LT

LT LT

LT LT LT LT LT LT LT

of

Advisor; period page

Holding

57

next

MANAGEMENT

(S)

06 70 12 12 50 04 64 64 55 04 75 59 88 61 Page

87 26 01

Financial

loss

35012 71048 296

-776 -346 -436.59 -774.35 -280 -829 -920 -882 -852

or -528 -221 -242

2.10546

Unrealized

continued

-2,879

WEALTH -2,614 -1,909 -1,926 -1,382 -8,703

Your

gain

12-626-8500/800-458-1

2

QUINN

000000

(S) on 50 50

00 70

20 51 89 26 48 43 48 37 37 46 44

41 00 90 90

BOCCIA

29

780 780

Value

Apr 5,016 2,804 1,894 2.449 5,493.18 1,692 1,745 4.880 2,430 1,745 2.020 4,514 4,601 3,384.96 5,077 3,649

2.055

14,536.00

16,353

21.896

WE88393EHO

031627583

(S)

750 750

660 570 570 570

890 890 100 890 890 890 890 100 890

share

29

0416

19 19 19.750

33 31 31.570 31 31 31.570 52 52 52 52 52 52 52

41 41.100 41

per

Apr

00005 on

Pnce

EH

Agg

FOUNDATION

(S)

54

02 94 12 40 70 88393 22 12 86 38 51 60 16 32 02 05 87 91

PZ6000079190

Taxable

SYMS

08515

SY GB WE

2,454.38 2.152 7.760 4,306 6,269 5,288 2.240 2,867.48 2.301 6,511.07 5.311 2,521 2,665.41 1.002 2,628 6.460 1.022 4,502 2,583

12,430

18,967

30,600

Cost

name;

name; number; CPZ60002001318775

account

(S)

284 952 362 889 520

240 030 985 955 617 839 770 800 992 640 price 295 246 913 745 837

price/

17 16 17 16

53

36 37.345 37 36 35 36 74 78 80 79 82 67 65 73 51.677 52 share 53

Friendly Account Account

per

Average

Purchase

000 000 000 000 000 000 000 000 000 000

000 000 000 000 000 000 000 000 000 000 000

shares

Number

60.000 77 64 32 87 33 64 33 19 19 96 69 50

of 142 124 145 736 174 254 143

518

414

Program

(continued)

14 14

14 14

14 14

14 14 14 14

14 14 14 15

14

14

14 14 14

15, stock 15.

15. 15,

15, 15.

16, 16, 19, 4, 16, 16. 16.

16,

20, 16,

16.

16,

16,

date Trade Jun Jul Sep Aug May

Apr Jun Jul Aug May

Apr Jun Jul Dec Feb Aug May Apr Jun

Common

Management

.

SWITZ

A

2016

04%

OTC

NYSE , 29% CL 65%

6

ADR

6 2 NYSE

NYSE 2.67%

Portfolio

April PLC

ADR

Equities

yield

SPONS

yield . yield'

yield

Exchange

Exchange.

SHELL SPON

LTD

ADR

Exchange

Exchange

A

Current

PLC

Current Current

Current

RIO RHHBY total

assets RDS

total SNY

total

HLDG SPON

DUTCH

ADR

$307 $434

$1.323

TINTO $244

Your Holding Security RIO Symbol EAI ROCHE Symbol' EAI'

ADR Security ROYAL SPON Symbol; EAI Security SANOFI Symbol; EAI

l

.

96

LT LT LT

LT LT LT

LT

LT

ST LT ST LT LT LT LT

ST ST LT

of

Adviser; period

page

Holding

58

next

MANAGEMENT

32 76 39

05 40 64 20 76 74 14 84

44 63

01 73 39 Page 96

Financial

1055(3)

-52 -91 188

348

-400 -240 530 272.66 803 -771.23 -303.82 -295 -453 -200 -866

or -134.68

-293 -703 -131.12

-532

Unrealized

-1,106 -2,739.61

WEALTH continued -2,352

Your

gain

212-626-8500/800-458-1764

QUINN

000000

(5) 10

on 70 60 20 58 06 80 60 36 64 34 52 90

64 54

46 78 BOCCIA 25 47 68

29

863

Value

1,520

Apr 1,152 1,047 3,123 1,257 9,124 2,829 2,095 5,553 3,981 1,079.96 1,193 3,562 1,477.84 1.25048

7,474 2,472

8,634 3,847

2,110

21,479

12,482

WE88393EHO

031627583

(5)

100 100 100

780 780 780 780 780 780 780 780

420 420 420 160 420 420 370

share

29

0416

41 41 41

28 28 28 28 17 28 29 29.370

104 104 per 104 104 104 104 104 104

Apr

on

00005

mice

EH Agg

FOUNDATION

02 86 81

88393 29 85 00 58 00 84 78 74 17

40 52

47 05 81 86 64

Taxable

SYMS

P26000079190

b35156)

SY GB WE

1,921 1,103

1,456.40 1,342 4,229.99 1,458 3,600 2,549 5,364 1,132 4,847 3,213 1,284.78 1,612 1.38160

3,177 2,766

8,104 3,574

2,643

11,863

23,832

11,678

Cost

name;

name; number; account

CP260002001318776

(S)

564 919 657 344 500 441 400 285 574 450 218 522 257

pnce 590 800 795 010 093 564

480 493

price/

51 52 55 53

94

29 share 30 31 31 31400 31

27 27.288 27 21

133 132 134 127 121 127 101 116

Friendly Account Account

per

Average

Purchase

000 000 000

000 000 000 000 000 000 000 000

000 000 000 000 000 000 000 000

000

shares

11 Number 37 21 76.000 10 12 27 20.000 53 38 34

38 52

42 87 44

of

222

205

131 263 123 294

425.000

Program

(continued)

14 14

14 14 14 14

14 14 16

14 14 14 15

14 14 15

14 14

15

15, stock 15,

15,

15, 15, 16,

4, 4, 16, 18,

5, 16,

16, 1,

16, 19,

16, 16,

Trade date Sep .Iul16, Aug May Apr Jun Sep Jul Aug Nov Feb

May Apr

Jun Jul Aug Jun Sep

Apr

Common

Management

.

2006

2016

CAD

OTC NEW

.

OTC

68%

20% 14% OTC

59%

2

4

3

6

NYSE

LTD

Portfolio

April NEW

25260

Equities

1 ADR

. yield

yield

yield

INC yield

Exchange

Exchange

Exchange'

rate

SPON

ADR

TELECOM Exchange

G

S

Current

Current

Current

Current

A

ENERGY ASA

SIEGY

total

assets SGAPY

total SU

total

TELNY total

ADR

Exchange

$575

$314

$392

5441

UB

Your Holding Security SIEMENS Symbol EAI

Security SINGAPORE SPON Symbol

EAI.

Security SUNCOR Symbol' EAI CAD Security Symbol EAI

TELENOR

%

PO T110110 Management Program Account name; SY SYMS FOUNDATION A 'I 2016 Your Financial Advisor; pri Friendly account name; GB Taxable Agg % UB S BOCCIA QUINN WEALTH Account number. WE 88393 EH MANAGEMENT 212-626-8500/800-458-1764

your assets . Equities ! Common stock (continued)

Purchase price] Trade Holding Number Average price date Pnce per share Value on of shares per share (5) Cost basis Unrealized Holding (5) on Apr 29 (3) Apr 29 (5) May 15, 14 54 000 gain or loss (3) period 23 952 1,293 46 17.160 926 64 -366 82 LT Jun 16, 14 66 000 23 743 1,567 04 17 160 1,132 56 Jul 16, 14 -434 48 LT 96 000 23 188 2,226 08 17 160 1,647 36 -578 Aug 15, 14 ' 51000 72 LT 22 968 1.17139 17160 Security total 87516 -296 23 LT 390 000 22 825 8,901 61 TELSTRA CORP LTD (FINAL) ADR 6,692 40 -2.209 21 Symbol TLSYY Exchange OTC EAI $402 Current yield 5.38% Apr 16, 14 127 000 23 868 3,031 24 20 320 2,580 64 May 15, 14 -450 60 LT 49 000 24 635 1,207 16 20 320 995 68 -211 48 Jun 16, 14 47 000 LT 24 678 1,159 87 20 320 955 04 -204 83 LT Jul 16, 14 97 000 25 423 2,466 04 20 320 1,971 Aug 04 -495 00 LT 15, 14 48 000 25 975 1,246 80 20 320 Security total 975 36 .271 44 368.000 LT 24 758 9,111 11 TORONTO DOMINION BK NEW CANADA 7,477 76 -1,633 35 CAD Symbol TD Exchange NYSE EAI $501 Current yield 3 61% CAD Exchange rate 1.25260 Fab 20, 15 172 000 42 995 7,395 14 44 500 7,654 Apr 16, 15 00 258 86 LT 72 000 45 608 3,283 81 44 500 3,204 00 -79 Nov4, 15 68 000 81 LT 41 386 2,814 29 44500 Security total 3,026 00 211.71 ST 312 000 43 248 13,493 24 TOTAL 5 A FRANCE SPON ADR 13,884 00 390.76 Symbol TOT Exchange NYSE EA1. 5741 Current yield. 4 52% Apr 16, 14 82 000 67 784 5,558.30 50 750 4,161 50 -1,396.80 LT May 15, 14 32 000 70 240 2,247 69 50 750 1,624 00 Jun 16, 14 -623 69 LT 39 000 71 698 2,796 23 50 750 1,979 25 -816 Jul 16, 14 62 000 98 LT 68 935 4,274 02 50 750 Aug 3,146.50 -1,127 52 LT 15, 14 37 000 63 697 2,356 79 50 750 1,877.75 Feb 20, 15 -479 O4 LT 71 000 52 159 3,703 Security total 31 50 750 3,603 25 323 -100 06 LT 000 64.818 20,936 34 16,392 25 -4,544 09 continued next page

CPZ60002001318777 PZ6000079190 00005 0416 031627583 WE88393EHO 000000 Page 59 of 96

% UBS portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; , Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account numban WE 88393 EH 2 12-626-8500/800-458-1764

Your assets . Equities , Common stock (continued)

Purchase price! Trade Number Average price Pnce per share Value on UnreaIized Holding Holding date of shares per share (5) Cost baSIS (S) on Apr 29 (1) Apr 29 (5) gain or 1055(5) period TOYOTA MOTOR CORP NEW JAPAN SPON ADR Symbol' TM Exchange NYSE EAI 5384 Current yield 3.17% Jul 29, 14 102 000 121 102 12,352 46 101 700 10,373 40 4,979.06 LT Aug 15, 14 17000 116.568 1.98166 101 700 1,728 90 -252 76 LT Security total 119 000 120 455 14,33412 12,102 30 -2,231 82 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ADR Symbol UN Exchange NYSE EAI 5463 Current yield. 2.76% Apr 16, 14 128.000 42 389 5,425 91 44 020 5,634 56 208 65 LT May 15, 14 46.000 43.470 1,999 62 44 020 2,024 92 25 30 LT Jun 16, 14 59.000 43.695 2,578 04 44.020 2,597 18 19 14 LT Jul 16, 14 97 000 42 959 4,167.11 44020 4,269 94 102 83 LT Aug 15, 14 51 000 40.949 2,088 43 44.020 2,245 02 156 59 LT Security total 381.000 42 675 16.25911 16,771 62 512 51 Total T91... '-.- M5 4, Sign. gun) "a, g, $755,363.32 $708,599.07 446,764.25

6

Net

$0.00 $0.00 $0.00

$0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

you If

re-

cost

Net

con- and if

Subject

in Discount

tax column

tax

988

Adjustment

Unknown

that

2015

Account

your

to

the

the

your Portion

Market

column.

and

in

For

with

(included note

on

that

last

loss

Codes

rates. the

$0.00 $0.00 $0.00 $0.00 $0.00

Please a

Discount

in

indicates

28%

take

Transactions

at

Adjustments rates

below.

following

cost

Market not

the

28% tax

taxed

can and

entitled

shown

at

Code

the

is

are

you

to

losses

included

taxed

section

that

next

losses

,475.00

and

$-450.00

$-787.50 $-875.00

the

Net

have $5,500.00

(*)

$-1

in

and

Gain/Loss

collectibles

We

gains

indicates

collectibles

symbol gains

this

on

net

or

Typically,

separately

returns. basis

loss, 278.00 ,500.00

structure.

gains

translation

Cost

asterisk

tax your

$40,500.00 $10,800.00 other $20,900.00 $21

net

$201

of

shown

An

988

a

your

is

capital

Discount.

it

of

includes

with or FOUNDATION-GWK-CUST

return.

Section

schedule

also

Market

to

A

control

your

paration SYMS

unknown

for

have in

ject

$40,050.00 $10,012.50

is $20,025.00 $20,025.00

pre

Proceeds

year.

$206,778.00 transaction

"D" SY

sub

We

the the

sale

and

in

preparing

change

the

capital.

portion

CUSIP

during

00287YAP4

013817AW1

information

to

of

10000

when 40000

20000 20000 assist

200000

the

Discount".

Units

to

next

basis

reportable

collectibles,

return

a

you

(1)

for

carefully

Market

to

cost

included

transactions

from

year's "C"

the

and LLON

symbol

these

I24

have

E sales

acquired

988

provided

sales,

we

12/01/14

05/06/15 04/28/15 09/17/14 04/08/15 which 10/01

current

to

11/06/22 M

Date

proceeds

your

review

are MANAGEMENT

dagger

for

for

a

wash

3.2%

2015

5.125%

gross

for

items

Subject Transactions

sold

asset

reports Please

applicable, WEALTH

BNY on

for

disposed

an if

adjusted "W"

p o

Date 04/25/16 07/28/15 07/28/15 07/28/15 07/28/15

included

or

INC

Term

INC

sold

Basis.

"Portion

section

based following

been

have

Income have Cost This has

The amounts; Short DESCRIPTION venience, titled we turn ABBVIE ALCOA

.

.

7

Net

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

In

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(Included

Information

G/L) Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Not

and

Subject

In Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00

Adjustments

Code

40

84.06

229.80

,406.25 ,350.00

$-581.25 $-740.00 $-316 $-137.81 $-1 $-160.14 $440.38 $-173.21 $-180.89

Net

$-1 $3,150.00 $-1,800.00 $-1 $-1,097.60 $-1

Gain/Loss

00

or

basis

Cost

$4,240.69 $1,847.08 $2,466.96 $2,146.36 $1,881.51 $2,321.56 $2,424.44

other $15,431.25 $72,450 $41,400.00 $26,156.25 $37,370.00 $10,672.60 $15,712.50

$243,108.80

FOUNDATION-GWK-CUST

,879.00

SYMS

$9,575.00 $3,924.29 $1,709.27 $2,282.90 $1,986.22 $1,741.13 $2,148.35 $2,243.55

$14,850.00 $69,300.00 $39,600.00 $24,750.00 $36,630.00 $14,362.50

Proceeds

$241

SY

CUSIP

156700AR7 029912365 12543DAU4

3128POCX7

15000 10000 15000

. 70000 40000 25000 37000

2282.9

220000

1709.27 1986.22 1741.13

3924.29 2148.35 2243.55

Units

I

9/01/20

15

LLON

10/01/24

acquired

E

5.05%

SYSTEMS

11/24/15

10/15/15 12/15/14

08/05/14 07/28/15 06/09/15 07/20/15 07/20/ 07/30/15 09/04/15 07/20/15 07/20/15 07/20/15 07/20/15 07/20/15

4.5%

M

Date

MANAGEMENT

CORP

HEALTH

6

16

Transactions

sold

INC

J10986

/08/1 WEALTH

BNY

disposed

TOWER

11/15/15 10/14/15 10/15/15 10/14/15 12/15/15 x. 05/05/15 08/15/15 09/15/15 Date 01/08/16 01/08/16 01/08/16 01/08/ 01 02/15/16 01/15/16

or

Term

GOLD

Short DESCRIPTION FHLMC

AMERICAN OHS/COMMUNITY CENTURYLINK

-

. .

3

00

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number GIL)

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-95.38 $-81.24 $-61.76 $-77.60 $-61.02 $-52.48 $-44.54 $-74.33

$-219.79 $448.83

$-106.65

Net $-261.72 $664.87 $-141.10 $-608.10

Gain/Loss

46 63

or

basis

.018.20

$810.32 $800.64 $688 $584.39 $975.29

Cost

$2,945.83 $1,994.73 $1,399.38 $1,251 $1 $1,065.94

$3,736.81 $8,065.16 $1,089.66 $4,696.15

other

FOUNDATION-GWK-CUST

$984.70 $940.60 $748.56 $739.62 $636.15 $539.85 $900.96

SYMS $948.56

$2,726.04 $1,845.90 $1,292.73 $1,156.08

$3,475.09 $7,500.29 $4,088.05

Proceeds

SY

CUSIP

3129452L5 3128POCX7 3132L6AK7

31384WNK2

984.7 940.6

1845.9

748.56 739.62 636.15 539.85 900.96

948.56

1156.08

2726.04 1292.73

3475.09 7500.29 4088.05 Units

4

12/01/43

15

2/01/41 10/01/24

6/01/31

acquired

4.0%

07/20/15 07/20/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/ 01/29/15 03/11/15 02/24/16 02/24/16 03/11/15

4.5% 4.5%

8.0% [MELLON Date

MANAGEMENT

V80910

Transactions

sold J10986

A97047 POOL 535994

WEALTH

BNY

I!

disposed

Date 11/15/15 03/15/16 04/15/16 10/15/15 12/15/15 05/15/15

06/15/15 07/15/15 08/15/15 09/15/15 01/15/16 03/15/16 04/15/16 05/25/15 06/25/15

or

Term GOLD

GOLD

GOLD

POOL

Short DESCRIPTION FHLMC

FHLMC

FHLMC FNMA

1 I I (

9

00

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

G/L)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

oncluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

77 41 57

$65.55 $-84.20 $-92.95 $-98

$-157.76 $-173.79 $-122.56 $-232.35 $-192.25 $313.89 $-301.28 $-259 $-265.90 $-238 $-212.52 $260.59 $489.15

Net

Gain/Loss

31

.33

or

basis

,998.42

$506.23 $650.26 $717.83 $946.47 $762.80

Cost

$1,218 $1,484.70 $2,699.78 $2,231.20

$1,342.14 $2,591.33 $2,287.01 $1,626.85 $2,051.94 $1 $1,827.87 $2,241

other

FOUNDATION-GWK-CUST

06

,437.70 ,766.07 ,980.74

$440.68 $566 $624.88 $823.91 $664.03

SYMS

-

$2,021.11 $1,060.55 $2,290.05

$1,168.35 $1,292.45 $2,385.89 $1,971.79 $1 $1,813.37 $1 $1,615.35 $1

Proceeds

SY

CUSIP

31385XA20

31384WNK2

1

1437.7 440.68 566.06 624.68 823.91 664.03

1168.35 1060.55 1292.45 1971.79 2021.11

1813.37 1766.07 1615.35 1980.74

2385.89 2290.05

Units

15

6/01/31

acquired

03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 07/27/15 07/27/ 07/27/15 07/27/15 07/27/15 07/27/15 07/27/15 07/27/15 07/27/15

6.0%

MELLON

Date

MANAGEMENT

15

Thansactions

sold

535994 0555424

WEALTH #

BNY

disposed

11/25/15 11/25/15 10/25/15 10/25/15 12/25/ 12/25/15

Date 09/25/15 04/25/16 07/25/15 08/25/15 01/25/16 02/25/16 08/25/15 09/25/15 01/25/16 02/25/16 03/25/16

or

POOL

Term

POOL

Short DESCRIPTION

FNMA FNMA

10

00 00

Net

$0 $0 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page G/L)

28%

10571026400

to

Portion

(included

Information

G/L) Number

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code 5 1

.66

94.78 29.07

$63.60 $43.21

$62.35 $-78.74

$-70.65 $-73.69

$-210.33 $206.35 $208. $472.25 $4 $461.14 $4 $292.39 $-201

Net

Gain/Loss 11 or basis $855.55 $581.28 $838.72

$991.29 $950.31 Cost

$1,059

$3,453.90 $2,828.61 $1,836.74

$2,580.01 $3,198.69 $3,388.56 $1,138.91 $1,421.90 $2,518.80 other

FOUNDATION-GWK-CUST 95 $791 $538.07 $776.37 $980.37 $917.60 $879.66

SYMS

$3,243.57 $2,656.36 $3,003.91 $3,182.21 $1,628.59 $1,260.76 $1,009.84 $2,287.62 $2,317.14

Proceeds

SY

CUSIP

3138E2LN3

3138A28M0

3138EODL3

3138EHWDO

917.6

791.95 538.07 776.37 628.59

980.37 879.66

1 1260.76

1009.84

3243.57 2656.36 3003.91 3182.21 2287.62 2317.14

Units

9/01/42 1/01/42

12/01/38

acquired

10/15/15 10/15/15 10/15/15 10/15/15 12/22/15 12/18/15 12/18/15 12/18/15 12/22/15 10/15/15 10/15/15 12/22/15 12/22/15 12/22/15 12/18/15

5.5% 4.5%

4.0%

MELLON

Date

MANAGEMENT

5 6 6 6 6 5

1

Transactions

sold

0AH0943

AL1543 AL7306 M9332

WEALTH # #

BNY #

disposed

11/25/1

Date 12/25/1 04/25/16 01l25/1 02/25/1 04/25/ 02/25/1 03/25/16 01/25/16 03/25/16 04/25/16 01/25/16 02/25/16 03/25/16

"01/25/16

or

POOL

Term

POOL POOL POOL

hort

DESCRIPTION FNMA FNMA FNMA

FNMA

1 I 11

Net

$0.00 $0.00 $0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

00

00

Number G/L)

$0.00 $0 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00 00

$0.00

$0 $0.00

$0.00

$0 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00

Adjustments

Code

90 .59 .75 50.85 43.05 $-75.79 $-71 $-74.22

$4 $486

$423.69 $-211 $200.35 $-619.41 $528.58

Net $-490.83

$-541.31 $462.26 $4

Gain/Loss or

basis $946.68 $928.04 $962.09 Cost

$1,884.12 $2,334.37

$1,735.93 $2,597.07 $2,744.88 $6,381.34

$5,445.63 $5,056.72

$5,576.72 $1,703.03

$1,501.37

other

FOUNDATION-GWK-CUST ,733.27

$870.89 $856.45 $887.87

SYMS

$1 $2,147.47 $1,612.24

$2,396.72

$2,533.13 $5,761.93 $4,917.05 $4,565.89

$5,035.41 $1,540.77

$1,358.32

Proceeds

SY

93

CUSIP

3140366L0 3138EODL3

3138XXHG4 3138W9H89 31403DBY4

870.89

856.45 887.87

1733.27 1612.24

2147.47

2396.72 2533.13 5761 1540.77 1358.32 4917.05 4565.89 5035.41

Units

745275

745355

I42

6

5

1/01

9/01/42

8/1

POOL

POOL

acquired

2/22/15

12/22/15 12/22/15 1

12/22/15 12/22/15 12/22/15 12/22/15 12/24/15 12/24/1 03/1 12/24/15 8/1/43 12/24/15 10I15/15 10I15/15

4.5%

4.5%

MELLON

Date

ASSN

MANAGEMENT ASSN

4%

6 6

6 6

16 MTGE

MTGE

Transactions

sold

AL7306

A50225 AW7430

WEALTH

# BNY It fl

disposed

Date 02/25/16 04/25/1 03/25/16 04/25/1 11/25/15 01/25/16 02/25/ 03/25/16 12/25/15 04/25/16 01/25/16 02/25/1 03/25/16 04/25/1

NAT'L

NAT'L

or

Term

POOL POOL POOL

Short DESCRIPTION

FNMA

FNMA FNMA FEDERAL

FEDERAL

12

$0.00 Net $0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00

in

Rates

Subject

GIL)

Page

28%

10571026400

to

Portion (included

Information 00 $0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

GIL) $0.00

$0.00 $0.00 $0.00

$0 $0.00 Number

Tax

Net

and

Subject

in

Discount

988 to

2015

Account

Portion

Market (included

00 00 $0.00

$0.00

$0.00

$0

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0

Adjustments

Code .70

67.26 24.68

$-92.18

$-54.80

$-39.46

$-46.72

$-48.15

$45.09

$-40

$64.75 $-40.68 $44.83 $486.34

$4 $454.86 $4 $428.79

$464.09

Net

Gain/Loss

or basis

$709.14

$532.69

$630.71

$649.97

$608.67

$549.40

$874.16 $549.21 $605.20 $2,411.27

$1,192.84

$2,164.42

Cost $1,625.37 $1,351.68 $1,308.61

$1,722.24

other FOUNDATION-GWK-CUST

93 99

$654.34

$493.23

$583

$601.82

$563.58

$508.70

$809.41 $508.53 $560.37 $2,224

$1,100.66

$1,997.16

SYMS $1,470.51 $1,183.93 $1,222.89

$1,558.15

Proceeds SY OUSZG

31417UW84 3141

CUSIP

31403DBY4 508.7

654.34

493.23

583.99

563.58 601.82

809.41 1100.66 508.53 560.37 2224.93

1997.16

1183.93 1470.51

1558.15 1222.89 Units

745355 LLON

2101/40 8/01/21

POOL

acqurred E 02/10/15

02l10/15

02/10/15

02/10/15

08/27/15

08/27/15

08/27/15

08I27I15

08/27/15

08/27/15

10I15/15 08I27I15 10/15/15 08/27/15 10/15/15 10I15/15

4.5%

5.5%

Date M

ASSN

MANAGEMENT 6 MTGE

Transactions 501d

AC1870

897936 WEALTH 08/25/15

07/25/15

06/25/15 BNY

05/25/15 disposed

04/25I16

03/25/16

02I25/16

11I25I15 12I25I15

01/25/1 10/25/15

09/25/15 04/25/16 03/25/16

01/25/16 02/25/16 Date NAT'L

1;. or

Term POOL POOL

FNMA FNMA FEDERAL

DESCRIPTION

Short

13

Net $0.00 $0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

in

Rates

Subject

GIL)

Page

28% 10571026400

to

Poru'on Oncluded

Information 00

$0.00 $0

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00

GIL) $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

$0.00 Number

Tax

Net

and

Subject

Discount In

988

to

2015 Account

Portion

Market

(included

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

Adjustments

Code 34

05.40 $-61.47 $-59.97

$-78.24 $475.00 $-95.32

$458.16

$4

$448.95 $296.78

$-203.84

$406

$-250.16 $336.06 $410.42 $434.59

$-3,500.00

Net

Gain/Loss 42

or

basis

$988.29

.428.87 $997.13 $576.44 $776.00 $8,325.00

$1,483.06

$1,911.38 $1,396.66

$2,782.89

$2,345.75 $3,151.25

Cost

$23,125.00 $1 $1,741.67

$1,012.41 $1,233

other

FOUNDATION-GWK-CUST 08

$882.89 $890.79 $514.97 $716.03 $934.17 $7,850.00

$1,324.90 $2,486.11 $1,247.71

$1,707.54

$2,095.59 $2,815.19

SYMS

$1,318.45 $19,625.00

$1,607 $1,138.10

Proceeds

SY 08

440543ALO CUSIP

31418UWC4 31417UW84

10000 25000

1324.9

882.89

, 890.79

514.97 1138.1 716.03

934.17 1247.71 2486.11

1707.54

1

2095.59 2815.19 1318.45 1607

Units

INC LON

6/01/40

L 2/01/40

acquired E

11/25/14 12/12/14

07/27/15

07/27/15

07/27/15 07/27/15

07/27l15

07I27I15

07I27/15 07/27/15 07/27/15 02/10/15 02/10I15 02/10/15

02/10/15 02/10/15 SERVICES

5.0%

Date 4.5% M

MANAGEMENT 'Ihansactions sold ADBS42

OFFSHORE A07870 II

WEALTH 09I28l15

09/28/15 BNY disposed

04/25/16 11/25/15 02/25/16 03/25/16

12/25/15

01/25/16

10/25I15 09/25/15 11/25/15 08I25I15 12/25/15

10I25/15 01/25/16 09/25/15

Date

or Term

POOL POOL HORNBECK

FNMA

FNMA

DESCRIPTION Short

2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION -GWK-CUST Page 14

Shorthranransacdons

DESCRIPTION CUSIP

Portion Subject Portion Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Units Market Discount (included in Net Proceeds other basrs Gain/Loss Code Adjustments (included in Net G/L) GIL) INTERNATIONAL PAPER CO 46014GCL5

03/15/16 05/14/15 115000 $112,319.35 $115,272.55 $-2,953.20 $0.00 $0.00 $0.00 03/15/16 06/17/15 80000 $78,135.20 $78,815.20 $680.00 $0.00 $0.00 $0 00 MICROSOFT CORP 2.65% 11I03/22 59491 BBHS 04/22/16 10I29/15 307000 $318,012.09 $308,535.00 $9,477.09 $0.00 $0 00 $0.00 NOBLE ENERGY INC 5.075% 6/01/22 655044AL9 1 2/23/ 1 5 10/26/ 1 5 10000 $9,550.00 $10,162.50 $612.50 $0.00 $0.00 $0.00 12/23/15 08/13/15 1 45000 $138,475.00 $152,793.75 $44,318.75 $0.00 $0.00 $0.00 OFFSHORE GROUP INVST 7.5% 11/01/19 676253AJ6 06/24/15 08/22/14 1 0000 $6,300.00 $10,275.00 $-3,975.00 $0.00 $0.00 $0.00 PEABODY ENERGY CORP 6.25% 11/15/21 704549AM6

06/25/15 03/12/15 45000 $16,087.50 $32,175.00 $46,087.50 $0.00 $0.00 $0.00 RYLAND GROUP 783764AP8 02126/16 09/01/15 49000 $52,920.00 $53,900.00 $980.00 $0.00 $0.00 $0.00 STRYKER CORP 3.5% 3/15/26 863667AN1 04/25/ 1 6 03/03/ 1 6 1 55000 $162,272.60 $155,232.50 $7,040.10 $0.00 $0.00 $0.00 TECK COMINCO LTD 878742AE5

08/20/15 01/12/15 25000 $17,125.00 $23,157.25 $-6,032.25 $0.00 $0.00 $0.00 08/20I1 5 1 2/05/1 4 15000 $10,275.00 $14,824.65 $4,549.65 $0.00 $0.00 $0.00 15

Net

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

ancluded

Information

Number GIL)

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015 Account

to

Portion

Market

Gncluded

00

$0.00

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

19

00.79

$55.08

$-42.

$668.36 $641.21 $384.73

$670.20 $-541.76

$4 Net

$2,625.00

$1,017.18 $1,413.75

$4,793.09

$26,406.25

Gain/Loss

or

basis

Cost

$5,306.56 $3,941.25

$5,531.45

$72,556.25 other

$56,939.73 $88,720.04 $77,926.09 $45,982.62 $58,031.72 $60,478.13 $68,285.04

$154,125.00 $141,812.62

FOUNDATION-GWK-CUST

SYMS

$5,264.37 $3,996.33

$5,430.66

$46,150.00

$56,269.53 $88,178.28 $78,594.45 $46,623.83 $59,445.47 $61,495.31 $68,669.77

Proceeds

$156,750.00

$140,019.53

SY

CUSIP

911365AX2

87900YAA1

912810EO7 912828G38

912028ND8

4000 3000

5000

65000

43000 67000 59000 35000 60000 58000 67000

150000 107000

Units

6/15/23

6 5 6 5 5 5

5

I1

5/15/20

acquired

6.125%

06/22/15 02/29/1 09/30/1

08/21/15 08/21 02/03/1 09/28I1 09/08/15 09I25I1 09/11/15

09/15I15 01/22/16 04/06/1

3.5%

MELLON

Date

MANAGEMENT

NORTH

NOTE

'Ihansactions

BONDS NOTE sold

WEALTH

BNY

RY

disposed RP

URY

10l29/15 12/29/15 Date 10I29I15 04/11/16 03/17/16 04/11/16 03/21/16 04/11/16 03/11/16 03/11/16 03/11/16 03/21/16

01/22/16

or TION

CO

RENTALS

Term

TREAS

TREASU TREASURY

S

Short DESCRIP

UNITED

TEEKAY U U.S.

16 00

Net

Net

$0.00

$0.00

$0.

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

in

in

Rates

Rates

Subject

Subject

Page

G/L)

GIL)

28%

28%

10571026400

to

to

Portion

(included

Portion

(included

Information

00

Number G/L)

G/L)

$0.00

$0.00 $0.

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Tax

Net

and Net

and

Subject

Subject

Discount in

in Discount

988

988

2015

Account

to

to

Portion

Portion

Market

Market

(included

(included

00

00

$0.00

$0.00

$0.

$0.00 $0.00 $0.00

$0.00 $0.00 $0

Adjustments

Adjustments

Code

Code

59 .40

.383.75

$318.75 $539.28 $641 $759.20 $-766.00 Net

Net $4,062.50

$-3,546.45 $4

$-90,073.

Gain/Loss

Gain/Loss

70

or

or

basis

basis

Cost

Cost

other $16,275.00 $71,500.00

$56,925.68 $55,847

other $45,640.80

$30,440.00 $22,558.60 $23,966.00

$2,853,671.13

FOUNDATION-GWK-CUST

50

.25

SYMS

$16,593.75 763,597.54 $67,437

$57,464.96 $52,301 $29,056.25 $23,200.00 $46,400.00 $23,200.00

Proceeds

Proceeds

SY

$2,

CUSIP

CUSIP

947075AF4

029912AY8

949746PM7 00507UASO

03938LAM6

15000

65000

56000 45000 25000 20000 20000 40000

Units

Units

12/31/99

LTD

5/15/19

1 1

0

LLON 1

3/15/25

6/01/19

acquired

7.98% acquired

11I27I12

7.25%

01/15/15 09/28/1 02/06/15 09/29/ 03/04/15 06/10/13 06/14/1

3.8%

ME

Date

Date

MANAGEMENT 9.85%

REIT

SCS

COMPANY

6 5 5 5

INTERNATIONAL

1 1

Transactions

81 sold Gain/Loss

sold

Transactions

WEALTH BNY

disposed

disposed

TOWER

6 ,5 12/17/15 Date 05/11/15 05/11/15 08/13/15 08/26/ Term Date 03/04I1 08/26/ 08/26/1

or

or

FUNDING

Term

FARGO

Term

Short

Short DESCRIPTION

& WEATHERFORD Total Lon WELLS DESCRIPTION ACTAVIS AMERICAN ARCELORMITTAL

I I

.

17

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

G/L) Number

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

In Discount

988

2015

Account

to

Portion

Market

Gncluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$75.00

$28.25

0,200.00

$-310.25

Net

$4,655.70

$4,432.48 $6,703.65 $5,284.30 $4,741.85

$4

$68,662.50 $27,566.00

Gain/Loss

82

or

basis

Cost

$5,725.00

$5,746.90

$90,600.00 $49,791.15 $38,796.80 other $96,662.50 $27,155.00 $61,322.25

$268,398.00 $104,386 $223,683.60

FOUNDATION-GWK-CUST

00

SYMS

$5,800.00

$5,436.65

$80,400 $96,954.34 $43,087.50 $33,512.50 $38,000.00 $27,183.25 $59,580.40

Proceeds

$240,832.00 $228,339.30

SY

CUSIP

12189TA27

060505DT8 172967EV9 156700AR7

165167CGO 25459HAT2 03938LAM6

25459HBA2

5000

5000

80000 ' 82000 45000 35000

95000 25000 55000

200000 210000

Units

2/15/21

12/25/50

FE

6I01/19

acquired

0.125%

8.125% 11/19/12 11/08/12

12/07/12 10I18/11 11/29/12 10/25/12 10/02/12 05/23/11 08/29/12 01/24/13 07/18/14

MELLON CO

Date

SANTA

9.85%

MANAGEMENT

INST

LLC INC

CORP

FIN

I

sold

'IYansactions INC

ENERGY

NORTHN

WEALTH

BNY

BANKING

disposed

11/19/15 10/14I15 12/15/15 10/14I15

Date 09/11I15 08/26/15 09I09I15 09/15/15 , 02/18/16 09I15/15 09I15I15

AMERICA HOLDINGS HLDG

or

Term

RYLINK

OF

Lou DESCRIPTION DIRECTV BANK BURLINGTON DIRECTV CHESAPEAKE CITIGROUP ARCELORMITTAL CENTU

-

18 00

Net

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included 00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00

Adjustments

Code

40

.063

$-85.45 $-45.70 $-77.26 $42.40 $-57.35 $-43.95 $-59.28

$-500.40 $-746.46 $399.26 $-674.95 $-370.40 $-501.02 $283.95 $-517.83

Net

$-5.110.7O

$4

Gain/Loss

.74

or

basis

$666.85 $356.67 $602.97 $330.90 $447.58 $343.00 $462.60

Cost

$6,051 $3,236.90 $3,112.81 $5,472.02 $3,002.96 $4,061.91 $4,198.17

$25,046.00 other $89,049.80 $18,487.35

FOUNDATION-GWK-CUST

$581.40 $310.97 $525.71 $288.50 $390.23 $299.05 $403.32 SYMS

$5,305.28 $2,837.64

$4,797.07 $2,632.56 $3,560.89 $2,728.86 $3,680.34

$23.982.60 $83,939.10 $17,986.95

Proceeds

SY

CUSIP

29273FIAM1

3128MDBU6

581.4

288.5

15000 70000 20000

310.97 525.71 390.23 299.05 403.32

5305.28 2837.64 4797.07 2632.56 2728.86 3560.89 3680.34

Units

4I15/19

LLON

11/01/23

9.0%

acqurred

12114/10 06/20/11 02/23/12

08/13/12 01I25/12 01I25/12 08/13/12 08/13/12 01I25/12 01I25/12 08/13/12 08/13/12 01I25/12 01I25/12 08/13/12 08/13/12 01I25/12

5.0%

ME

Date

MANAGEMENT

PRTNRS

5

sold

Transactions

G14351

WEALTH BNY

disposed

Date 11/15/15 11/15/15 10I15I15 06/23/15 06/23/1 06/23/15 10/15/15 05/15/15 05/15/15 06I15/15 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 09I15/15 09I15I15

or

TRANSFER

GOLD Term

DESCRIPTION ENERGY

FHLMC

;. 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 19

Lon Term Transactions

DESCRIPTION CUSIP Portion Sublect Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net GIL) GIL)

FHLMC GOLD 614351 5.0% 11/01/23 3128MDBU8

12/15/15 01/25/12 4424.41 $4,424.41 $5,046.93 $622.52 $0.00 $0.00 $0.00

12,/15/15 08/13/12 484.87 $484.87 $556.13 $-71 26 $0.00 $0.00 $0.00

01/15/16 08/13/12 337.92 $337.92 $387.58 $49.66 $0.00 $0.00 $0.00

01/15/16 01/25/12 3083.52 $3,083.52 $3,517.37 $433.85 $0.00 $0.00 $0.00

02/15/16 01/25/12 3118.9 $3,118.90 $3,557.73 $438.83 $0.00 $0.00 $0.00

02/15/16 08/13/12 341.8 $341.80 $392.03 $50.23 $0.00 $0.00 $0.00

03l15l16 08/13/12 281 $281.00 $322.30 $41.30 $0.00 $0.00 $0.00

03/15/16 01I25/12 2564.1 $2,564.10 $2,924.87 $-360.77 $0.00 $0.00 $0.00

04/15/16 01/25/12 4051.93 $4,051.93 $4,622.04 $570.11 $0.00 $0.00 $0.00

04/15/16 08/13/12 444.05 $444.05 $509.31 $-65.26 $0.00 $0.00 $0.00

FHLMC GOLD G18316 . 4.0% 7/01/24 3128MMK69

05/15/15 12/12/12 5701.4 $5,701.40 $6,298.60 $597.20 $0.00 $0.00 $0.00

06/15/15 12/12/12 5133.43 $5,133.43 $5,671.14 $-537.71 $0.00 $0.00 $0 00

07/15/15 12/12/12 5060.19 $5,060.19 $5,590.23 $530.04 $0.00 $0.00 $0.00

08/15/15 12/12/12 5042.93 $5,042.93 $5,571.16 $628.23 $0.00 $0.00 $0.00

09/15/15 12/12/12 4294.94 $4,294.94 $4,744.82 $449.88 $0.00 $0.00 $0.00

10/15/15 12/12112 4423.38 $4,423.38 $4,886.71 $463.33 $0.00 $0.00 $0.00

11/15/15 12/12/12 4384.06 $4,384.06 $4,843.28 $459.22 $0.00 $0.00 $0.00 20

Net

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 in $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$39.43 $-55.06

$-386.97

$-391.51 $-420.37 $380.39 $-323.13 $-945.57 Net $-845.62 $-688.01 $-720.26

$-547.54 $-465.32 $541.00 $-394.87 $659.01 $-349.59

Gain/Loss

or

basis

$517.36 $722.41

Cost

$4.081.31 $4,011.88 $4,129.22 $4,433.60

$3,408.03

$8,972.25 $9,392.89

$7,140.39 $7,055.10 $6,068.17 $5,149.51 $8,594.16 $4,558.94

other

$11,027.66 $12,331.15

'

FOUNDATION-GWK-CUST

SYMS

$477.93 $667.35

$3,694.34 $3,737.71 $4,013.23 $3,631.49 $3,084.90

$8,284.24 $8,672.63 $6,592.85 $6514.10 $5,602.85 $4,754.64 $7,935.15 $4,209.35

$11,385.58

$10,182.04

Proceeds

SY

CUSIP

3129452L5

3128MMK69

3084.9

6514.1

477.93 667.35

3694.34 3737.71 4013.23 3631.49

8284.24 8672.63 6592.85

Units 5602.85 4754.64 7935.15 4209.35

11385.58

10182.04

4

7/01/24

2/01/41

acquired

12/12/12 12/12/12 12/12/12 12/12/12 12/12/12

02/26/14 02/26/14 02/26/14 02/26/1 02/26/14 02/26/14 02/26/14 02/26/14 02/26/14 02/26/14 01/29/15 01/29/15

4.0%

4.5%

MELLON

Date

MANAGEMENT

Transactions sold

G18316

5/15

A97047

BNY WEALTH

disposed

X8

12/15/15 Date

01/15/16 02/15/16 03/15/16 11/15/15 04/15/16 12/15/15 10/15/15 05/15/15 06/15/15 07/15/15 08/1 09l15/15

01/15/16 02/15/16 02/15/16 03/15/16

or

GOLD Term

GOLD

Lon DESCRIPTION

FHLMC

FHLMC

21

00

00

Net

$0.00 $0.00 $0.00

$0.00 $0 $0.00 $0.00 $0 $0.00 $0.00

in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Flates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00

Net

and

Subject

Discount in

015

988

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

51

$-74.02

$488.13 $-656.29

$-169.45 $175.46

Net $429.79 $-376.45 $473.90 $413.77 $-360.00 $443.82 $-373.07 $-304.53 $414.81 $-275 $-295.82

Gain/Loss

.25 94

or

basis

$971

Cost

$6,365.71 $8,558.59

$1,308.58 $1,355.01 $6,257.39 $5,480.86 $6,899.65 $6,024.20 $5,241.38 $6,461.76 $4,011.26 $5,431.69 $4,433.69 $6,039.31 $4,306

other

FOUNDATION-GWK-CUST

.38

$897.23

SYMS

$5,877.58 $7,902.30

$1,139.13 $1,179.55 $5,827.60 $5.104.41 $6,425.75 $5,610.43 $4.881 $6,017.94 $5,058.62 $4,129.16 $4,011.12 $5,624.50 $3,735.75

Proceeds

SY

CUSIP

3129452L5

3138ELK44

31384WNK2

7902.3 897.23

5827.6

5624.5

1139.13 1179.55 5877.58

5104.41 6425.75 5610.43 4881.38 6017.94 Units 5058.62 4011.12 4129.16

3735.75

I31

LLON 14

2101/41

6/01

11/01/26

E

acquired

02/26/ 02/26/14 01/29/15 03/11/15 03/11/15

03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14

03/14/14 03/14/14

4.5%

4.0% M

6.0%

Date

MANAGEMENT

16

sold Transactions

5/

535994 A97047

AL3914

WEALTH

BNY

II #

disposed

Date 03/1 04/15/16 04/15/16 03/25/16 10/25/15 11/25/15 04/25/16 05/25/15 06/25/15 07/25/15 08/25/15 12/25/15 09/25/15

01/25/16 02/25/16 03/25/16

or

GOLD Term

POOL

POOL

Lon DESCRIPTION

FHLMC

FNMA

FNMA

1

&

.

.

22

Net

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

00

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

ancluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.48

.38

$-62.76 $-81.85 $50.62

$-62.64 $-56.51 $-91 $-54.94 $88.83

$380.88 $-101 $-317.75 $256.29 $-317.12 $401.28 Net $-286.10 $278.12 $-256.37

Gain/Loss

.30

basrs

$884.66 $556.87 $713.53 $449.15 $882.91 $501.41 $555.77 $796.55 $487.42 $774.32

Castor

$5,545.36 $2,606.41 $2,102.22

$2,601.24

$2,346.79 $2,281 $2,102.88

other

FOUNDATION-GWK-CUST

7

,845.93

$494.11 $783.18

$631.68 $398.53 $781.63 $493.13 $444.90 SYMS $705.1 $432.48 $685.49

$5,164.48 $2,288.66 $1

$2,284.12

$2.060.69 $2,003.18 $1,846.51

Proceeds

SY

7

11

48

1

.63

CUSIP

31402DF70 3138ELK44

444.9

494 783.18

631.68 398.53 781 493.13 705.

432.48 685.49

5164 1845.93 2288.66

2284.12 1846.51

2060.69 2003.18

Units

725690

3

LLON 11

13

11/01/26

POOL

E

acquired

03/14/14 06/08/11 09/09/13 06/08/11 07/22/13 06/08/ 06/08/11 09/09/13 09/09/ 07/22/13 07/22/13 06/08/11 07/22/13 06/08/11 09/09/1 07/22/13 09/09/13

4.0%

M

Date

ASSN

MANAGEMENT

5

MTGE

15 1

Transactions sold

AL3914

WEALTH BNY I!

disposed

Date

04/25/16 x. 05/25/15 05/25/15 05/25/15 06/25/15 06/25/ 06/25/15 07/25/15 10/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/ 09/25/15 09/25/15 09/25/15

NAT'L

or

Term

POOL

Lon DESCRIPTION

FNMA

FEDERAL

l l

l l l j

I

23

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

In

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(Included

Information

00

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

ancluded

00

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

63

$-50.64 $81.88 $-39.69 $-64.17 $-76 $47.39 $62.79 $435.35

$-32.80

$342.95 $548.41 $774.59

$200.93 $-239.92

$-267.25 Net $-324.85 $-333.51

Gain/Loss

97

89

or

basis

$449.30 $713.76 $352.14 $559.41 $667 $420.47 $468.37 $744.05

$272.45

Cost

$1,648.13

$1,967.95 $2,192.15

$2,882.21 $2,834.90

other

$18,878.32 $34,569.29

$101,847

FOUNDATION-GWK-CUST

58

.34

,447.20 $398.66 $631.88 $312.45 $495.24 $591 $373.08 $415 $658.70

$239.65 SYMS

$1 $1,728.03 $1,924.90

$2,557.36 $2,501.39

$35,117.70

$19,221.27

Proceeds

$102,622.48

SY

66

.34 CUSIP 3140201'70

314020TSO

658.7

1447.2 398.66 631.88 312.45 495.24 1924.9 591 373.08 415.58

239.65

1728.03

2557.36 2501.39 Units

16750.56

30603 89431.36 725690

735061

LLON 11 11

13 11 11 POOL

POOL

E acquired 07/22/13 09/09/13 06/08/11 07/22/13 09/09/13 06/08/ 09/09/13 07/22/13 07/22/13 06/08/ 09/09/13 07/22/13 06/08/ 09/09/ 07/22/13 05/05/ 08/28/13

M

Date ASSN

MANAGEMENT ASSN

5 MTGE

MTGE

sold Transactions

WEALTH

BNY

disposed

11/25/15

10/25/15 10/25/15 11/25/15 11/25/15

Date 12/25/15 12/25/1 12/25/15

01/25/16 01/25/16 01/25/16 02/19/16 02/19/16 02/19/16 02/25/16 05/25/15 NAT'L 05/25/15

NAT'L

or

Term DESCRIPTION Lon FEDERAL

FEDERAL

)9 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 24

Lon Term Transactions

DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquIred Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) G/L)

FEDERAL NAT'L MTGE ASSN POOL 735061 31 4020TSO

06/25/15 05/05/ 11 2559.41 $2,559.41 $2,900.66 $-341.25 $0.00 $0.00 $0.00

06/25/15 08/28/13 245.21 $245.21 $278. 77 $33.56. $0.00 $0.00 $0.00

07/25/15 05/05/11 3181.6 $3,181.60 $3,605.81 $424 21 $0.00 $0.00 $0.00

07/25/15 08/28/ 13 304.82 $304.82 $346.54 $41 72 $0.00 $0.00 $0.00

08/25/ 15 08/28/13 305.53 $305.53 $347.35 $41.82 $0.00 $0.00 $0.00

08/25/15 05/05/11 3188.99 $3,188.99 $3,614.18 $425.19 $0.00 $0.00 $0.00

09I25I15 05/05/ 11 2525.19 $2,525.19 $2,861.88 $336.69 $0.00 $0.00 $0.00

09/25/15 08/28/13 241 .93 $241 .93 $275.04 $-33. 11 $0.00 $0.00 $0.00

10/25/15 08/28/13 200.18 $200.18 $227.58 $-27.40 $0.00 $0.00 $0.00

10/25/1 5 05/05/ 11 2089.37 $2,089.37 $2,367.95 $278.58 $0.00 $0.00 $0.00

11/25/15 05/05l11 2744.18 $2,744.18 $3,110.06 $365.88 $0.00 $0.00 $0.00

11/25/15 08/28/13 262.92 $262.92 $298.90 $35.98 $0.00 $0.00 $0.00

12/25/15 05/05/11 2291.12 $2,291.12 $2,596.60 $305.48 $0.00 $0.00 $0.00

12/25/15 08/28/13 219.51 $219.51 $249.55 $30.04 $0.00 $0.00 $0.00

01/25/16 08/28/13 206.54 $206.54 $234.81 $-28.27 $0.00 $0.00 $0.00

01/25/16 05/05/11 2155.75 $2,155.75 $2,443.18 $287.43 $0.00 $0.00 $0.00

02/19/16 08/28/ 13 9163.89 $10,498.38 $10,418.08 $80.30 $0.00 $0.00 $0.00

02/19/16 05/05/11 93718.22 $107,365.93 $106.213.76 $1,152.17 $0.00 $0.00 $0.00 .

.

25

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount In

988

2015

Account

to

Portion

Market

(included

00

00

$0 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-19.03 $65.28

$-257.32 $-212.09 $-209.56 $-174.10 $226.27 $153.79 $-161.00 $218.68 $-128.75 $468.39 $490.94 $-135.01 $262.85 $174.37 Net

Gain/Loss

or

basis

$201.63 $665.75

Cost

$2,187.22 $2,087.69 $2,062.74 $1,713.72 $2,227.22 $1,513.78 $1,584.78 $2,152.53 $1,267.36 $1,657.51 $1,879.45 $1,328.96 $1,716.36 $2,445.26

other

FOUNDATION-GWK-CUST

78

,929.90

$182.60 $600.47 SYMS

$1 $1,875.60 $1,853.18 $1,539.62 $2,000.95 $1,359.99 $1,423 $1,933.85 $1,138.61 $1,489.12 $1,688.51 $1,193.95 $1,541.99 $2,182.41

Proceeds

SY

CUSIP

31402OTSO 314020Y39

31402RAC3

182.6

i

1929.9 1875.6

600.47

1138.61 1193.95 1853.18 1539.62 1359.99 1423.78 1933.85 1489.12 1688.51 2000.95 1541.99

2182.41

Units

735061 735230

LLON

POOL POOL

acquired

11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 05/05/11

07/11/12

09/09/13 06/07/13

ME

Date

ASSN ASSN

MANAGEMENT

MTGE MTGE

sold Transactions

0735403

WEALTH

BNY

disposed

11/25/15 x. 10/25/15 12/25/15 Date

02/25/16 05/25/15 06/25/15 07/25/15 08/25/15 09l25/15 01/25/16 02/25/16 03/25/16 04/25/16 05/25/15 05/25/15 05/25/15

NAT'L NAT'L

or

POOL

Term

Lon DESCRIPTION FEDERAL FEDERAL FNMA

)o 2015 Tax Information BNY .MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 26

Lon Term Transactions

DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) GIL)

FNMA POOL 0735403 31 402RAC3

05/25/15 03/28/14 749.71 $749.71 $822.34 $72.63 $0.00 $0.00 $0.00

06/25/15 09/09/13 194.59 $194.59 $214.87 $20.28 $0.00 $0.00 $0.00

06/25/15 06/07/13 639.9 $639 90 $709.47 $69.57 $0.00 $0.00 $0.00

06/25/15 07/11/12 2325 72 $2,325.72 $2,605.83 $280.11 $0.00 $0.00 $0.00

06/25/15 03/28/14 798.94 $798.94 $876.34 $77.40 $0.00 $0.00 $0.00

07/25/15 06/07/13 480.19 $480.19 $532.40 $52.21 $0.00 $0.00 $0.00

07/25/15 07l11/12 1745.26 $1,745.26 $1,955.46 $210.20 $0.00 $0.00 $0.00

07/25/15 09/09/13 146.02 $146.02 $161.24 $15.22 $0.00 $0.00 $0.00

07l25/15 03/28/14 599.54 $599.54 $657.62 $58.08 $0.00 $0.00 $0.00

08I25/15 03/28l14 654.96 $654.96 $718.41 $63.45 $0.00 $0.00 $0.00

08/25/15 09/09/1 3 159.52 $159.52 $176.15 $16.63 $0.00 $0.00 $0.00

08/25/15 07/11/12 1906.6 $1,906.60 $2,136.23 $229.63 $0.00 $0.00 $0.00

08/25/15 06/07/13 524.58 $524.58 $581.61 $57.03 $0.00 $0.00 $0.00

09l25/15 09/09/13 116.1 $116.10 $128.20 $12.10 $0.00 $0.00 $0.00

09/25/15 06/07/13 381.78 $381.78 $423.29 $41.51 $0.00 $0.00 $0.00

09/25/15 07/11/12 1387.59 $1,387.59 $1,554.71 $167.12 $0.00 $0.00 $0.00

09/25/1 5 03/28l14 476.67 $476.67 $522.85 $46.18 $0.00 $0.00 $0.00

10/25/15 03/28/14 713.22 $713.22 $782.31 $69.09 $0.00 $0.00 $0.00 j *

.

.

27

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

00

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Coda

18

$18.10 $62.10 $45.62 $50.75 $13.30 $47.55 $13.86 $52.91 $62.58 $56.25 $11 $16.40 $38.36 $42.68

$250.06 $183.68 $191.47

$226.47 Net

Gain/Loss

35

.22

or

basis

$191.81 $633 $465.23 $574.65 $140.90 $484.96 $146.87 $599.03 $708.52 $118.48 $573.61 $173.72 $391 $483.24

Cost

$2,326.26 $1,708.77

$1,781.23 $2,106.81

other

FOUNDATION-GWK-CUST

$173.71 $571.25

$419.61 $523.90 $127.60 $437.41 $133.01 $546.12 $645.94

$517.36 $157.32 $352.86 $440.56 $107.30 SYMS

$2,076.20 $1,525.09 $1,589.76 $1,880.34

Proceeds

SY

CUSIP

31402RAC3

127.6

523.9 107.3

173.71

571.25 2076.2 133.01

419.61 437.41 157.32 546.12 645.94 517.36 352.86 440.56

1525.09 1589.76

1880.34

Units

13 LLON

acquired

07/11/12 07/11/12 09/09/13 06/07/ 07/11/12 06/07/13 07/11/12 03/28/14 09/09/13 06/07/13 09/09/13 03/28/14 03/28/14

06/07/13 09/09/13 06/07/13 09/09/13 03/28/14

ME

Date

MANAGEMENT

sold Transactions

0735403

WEALTH

BNY

disposed

11/25/15 11/25/15 11/25/15 10/25/15 10/25/15 10/25/15 11/25/15 r. 12/25/15 12/25/15 12/25/15 Date 12/25/15

01/25/16 01/25/16 01/25/16 01/25/16 02/25/16 02/25/16 02/25/16

or

POOL

Term

Lon DESCRIPTION FNMA

28

Net

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page G/L)

28%

10571026400

to

Portion

(included

Information

00

G/L) Number

$0.00

$0 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

33

$-45.98 $-12.05 $-41 $-63.44 $-57.02 $-16.62 $-94.73 $-90.05

$-154.46 $-166.40

$229.59 $-322.72 $426.42 $-306.77 $405.35 $-465.45 $-352.26

Net

Gain/Loss

or

basis

.436.93 .548.02 ,073.84 .020.76

$176.11

$520.60 $127.65 $421.47

$718.27 $581.50

Cost

$1

$1 $2,135.82 $4.079.42 $1 $4.128.21

$4342.86 $3,877.79 $1 $4,740.35 $4,452.80

other

FOUNDATION-GWK-CUST

60

.02

$115 $979.11

$474.62 $380.14 $159.49 $930.71

$654.83 $524.48

SYMS

$1,282.47 51.38162 $3.722.86

$1,906.23 $3,756.70 $3816.44 $3.571 $4,274.90 $4,100.54

Proceeds

SY

L0

40306

.02

CUSIP

31

6.44 31402RAC3

115.6

159.49 979.11

474.62 380.14 654.83 3756.7 930.71 4274.9

524.48

1282.47 1381.62 1906.23

3722.86

391 3571 4100.54

Units

745275

3

4

POOL

acquired

12/10/12 12/10/12 12/10/12 05/06/11 05/06/11 05/06/11 07/11/12 07/11/12 07/11/12 09/09/1

03/28/1 09/09/13 09/09/13 09/09/13 06/07/13 03/28/14 06/07/13

MELLON

Date

ASSN

MANAGEMENT

6 5

MTGE

sold

Transactions

0735403

WEALTH

BNY

disposed

Date 06/25/15 06/25/15 07/25/15 05/25/1 05/25/15 05/25/15 06/25/15 07/25/15

02/25/16 03/25/1 04/25/16 03/25/16 03/25/16 03/25/16 04/25/16 04/25/16 04/25/16

NAT'L

or

POOL

Term

Lon DESCRIPTION FNMA FEDERAL

.

.

29

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

15

$-88.59

$-83.79 $-84.20 $83.81

$-60.75

$-103.40 $398.78 $-301.80 $-285.43 $-377. $286.85 $379.03 $285.49 Net $-377.23 $206.94 $273.43

$-357.33 $-270.43

Gain/Loss

28

81 75

or

basis

.004.22

$949.75 $954.48 $949.97

$688.58

Cost

$1,172.12 $1 $4,061 $3,814.92 $3.608.00 $3,840.99 $3,625.99 $3,860.15 $3,608 $3,841.86 $2,615.83 $2,784 $3,639.16 $3,418.41

other

FOUNDATION-GWK-CUST

84

89

83

$915.63 $865.96 $870.28 $866.16

$627.83 SYMS

$1,068.72 $3,662.50 $3,513.12 $3,322.57 $3,463 $3481.12 $2511.32 $3,339.14 $3,323.32 $3,464.63 $2,408

$3,281 $3,147.98

Proceeds

SY

32 83

CUSIP

31403C6L0

915.63 3662.5 865.96 870.28 866.16

627

1068.72

3513.12 3322.57 3463.84 2511 3339.14 3481.12 3323.32 3464.63 2408.89

3147.98 Units 3281.83

745275

13 11

POOL

acquired

12/10/12 12/10/12 09/09/13 09/09/13 05/06/11 05/06/11 12/10/12 12/10/12 09/09/ 05/06/11 12/10/12 09/09/13 05/06/ 09/09/13 05/06/11 12/10/12 05/06/11 09/09/13

MELLON

Date

ASSN

MANAGEMENT

MTGE

15

sold Transactions

WEALTH BNY

dlsposed

11/25/15 11/25/ 11/25/15 Date 10/25/15 10/25/15 07/25/15 08/25/15 10/25/15 12/25/15 12/25/15 08/25/15 08/25/15 09/25/15 09/25/15 12/25/15 09/25/15

NAT'L 01/25/16 01/25/16

or

Term

DESCRIPTION

FEDERAL

30

00

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number G/L)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

74

90

.76

$-7.33 $-6.96

$-79.38 $-67.

$-62.91 $-69.37 $-52.51 $-24.44 $-25.76 $-36

$-304.93 $-230.77 $-283.16 $-214.29 $-236.33 $-312.27 $-191

Net

Gain/Loss

40

basis

$79.84 $75.77

$899.84 $767.89 $713.06 $786.38 $543.73 $263.03 $285 $399.47

Castor

$3,105.54 $2,917.15 $2,883.76 $2,708.82 $2,987.38 $3,180.29 $2,175.34

other

FOUNDATION-GWK-CUST

.05

$68.81 $72.51

$820.46 $700.15 $650.15 $717.01 $491.22 $238.59 $259.64 $362.57

SYMS

$2,800.61 $2,686.38 $2.600.60 $2.494.53 $2.751 $2,868.02 $1,983.58

Proceeds

SY

46

.05

CUSIP

31403C6L0

31403DBY4

72.51 68.81

820 700.15 2600.6 650.15 717.01 491.22 238.59 259.64 362.57

2800.61 1983.58 2686.38 2494.53 2751 2868.02

Units

745275

745355

1 1

11 13 12

0/ POOL

POOL

acquired

12/10/12 10/20/ 12/10/12 12/1 09/09/13 05/06/11 09/09/13 05/06/1 05/06/1 09/09/ 09/09/13 01/30/13 07/19/13 08/28/13 07/29/13 08/27/13 08/27/13

.MELLON Date

ASSN

ASSN

MANAGEMENT

6 6

MTGE

1 MTGE

sold

Transactions

WEALTH

BNY

disposed

x.

Date

01/25/16 02/25/16 02/25/16 03/25/16 02/25/16 03/25/16 03/25/ 04/25/1 04/25/16 04/25/16 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 05/25/15

NAT'L

NAT'L

or

Term

Lon DESCRIPTION FEDERAL

FEDERAL

31

00

Net $0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00

$0 $0.00 $0.00

$0.00

in

Rates

Subject

GIL)

Page

28%

10571026400

to

Portion

(included

Information

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

GIL) $0.00

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00

Number

Tax Net and Subject in Discount 986 to

2015

Account Portion Market

(included $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Adjustments

Code

8

19

19

02

94.26 $7.43 $-6.96

$48.11

$-53. $26.10

$24.75

$-37.38

$-24.44

$-49.80

$-35.00

$23.1

$49.83

$-35 $-24.45

$-1 $-23.

$481.88 $181.98

Net

Gain/Loss 89

or

basis $80 $75.74

$498.21

$550.81 $289.13

$266.45

$404.67

$270.70

$515.70

$378.88

$249.47

$515.98

$270.84

$379.08

$249.61 $2,203.70

Cost

$2,063.21 $2,064.34

other

FOUNDATION-GWK-CUST

.70 $73.46 $68.78

$450.10

$497.62 $263.03

$241

$367.29

$246.26

$465.90

$343.88

$226.29

$466.15

$246.39

$344.06

$226.42 $2,009.44

SYMS

$1,881.33 $1,882.36

Proceeds

SY

.7

403DBY4 450.1

CUSIP

241 31

73.46

465.9

68.78

497.62

263.03

367.29

246.26

343.88

226.29

466.15 246.39

344.06 2009.44

226.42

1881.33 1882.36

Units

745355

3

11

13 POOL acquired

10/20/11

01/30/13

01/30/13

07/19/1

08/28l13

08/27/13

07/29/13

07/19/13

01/30/13

07/29/13

10/20/

08/28/13

08/27/13

10/20/11

01/30/

07/19/13

07/29/13 08/28/13 Date

MELLON ASSN

MANAGEMENT

5

15 MTGE sold

Transactions 09l25/15

WEALTH BNY 08/25/15 08l25/15

disposed

08/25/1

08/25/15 08/25/15

08/25/15

07/25/15

07/25/15

07/25/15

07/25/15

07/25/15

07/25/

06/25/15

06/25/15

06/25/15

06/25/15 06/25/15

Date NAT'L or

Term FEDERAL DESCRIPTION Lon

32 00

Net

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

in

Rates

Subject

G/L)

Page

28%

10571026400

to

Portion

Gncluded

Information

G/L)

Number

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

46

$-6.72 $-5.66

$-6.21

$18.85 $-33.81 $20.68 $-28 $-19.87 $-23.61 $22.39 $21.80 $40.50

$-31.23 $-44.43 $430.39 $-147.91

$462.27

$-175.71

Net

Gain/Loss

or

basis

$73.16

$61.59

$67.57

$308.11

$460.11

$202.88

$222.58

$220.13 $419.38

$261.52

$366.02

$241.01

$338.04 $241.52

Cost

$1,479.17

$1,677.85

$1,840.82

$1,993.24 other

FOUNDATION-GWK-CUST

44

$55.93

$66

$61.36

$184.03

$378.88 $200.26 $279.65

$201.90

$218.62 $237.91

$415.68 $219.72 $306.81 $332.21

SYMS

$1,529.94

$1,348.78

$1,678.55 $1,817.53

Proceeds

SY

.9

403DBY4

81

44 CUSIP

31

66 201 55.93

61.36

184.03

279.65 378.88

200.26

237.91 218.62 306 219.72 415.68

332.21

1348.78 1529.94

1817.53 1678.55

Units

745355

13

POOL

acquired

10/20/11 10/20/11

10/20/11

10/20/11 08/28113

08/27/13 07/29/13 07/19/13 01/30/13

08/28/13 08128]

07/19/13 07/29/13 08/27/13 07/29/13 01/30/13

08/27/13 07/19/13

MELLON

Date

ASSN

MANAGEMENT

5

15

MTGE

sold

Transactions

WEALTH

BNY

disposed

11/25/15 11/25/15 11/25/15 11/25/ 12/25/15

11/25/15 11/25/15

10/25/15 10/25/15

10/25/15 10/25/15 10/25/15

10/25/15

Date 09l25/15 09/25/15

09l25/15 09/25/1 09/25/15

)o

NAT'L

or

Term

Lon DESCRIPTION FEDERAL

,. 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 33

Lon Term Transactions

DESCRIPTION CUSIP

Portion Subject Portion Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Units Market Discount Gncluded in Net Proceeds other basis Gain/Loss . Code Adjustments (included in Net G/L) GIL) FEDERAL NAT'L MTGE ASSN POOL 745355 31403DBY4

12/25/15 01/30/13 334.01 $334.01 $369.71 $-35.70 $0.00 $0.00 $0.00 12/25/15 07/19/13 1 76.55 $176.55 $194.07 $-1 7.52 $0.00 $0.00 $0.00 12/25/15 07/29/13 246.53 $246.53 $271.62 $25.09 $0.00 $0.00 $0.00 12/25/15 08/27/13 49.31 $49.31 $54.30 $4.99 $0.00 $0.00 $0.00 12/25/15 08/28/13 162.24 $162.24 $178.86 $-1 6.62 $0 00 $0.00 $0.00 01/25/16 10/20/11 1 547.2 $1,547.20 $1,696.77 $-149.57 $0.00 $0.00 $0.00 01/25/1 6 01/30/1 3 383.15 $383.15 $424.10 $40.95 $0.00 $0.00 $0.00 01/25/16 07/19/13 202.52 $202.52 $222.62 $-20. 10 $0.00 $0.00 $0.00 01/25/16 07/29/13 282.8 $282.80 $311.58 $-28.78 $0.00 $0.00 $0.00 . 01/25/16 08/27/13 56.56 $56.56 $62.28 $-5.72 $0.00 $0.00 $0.00 01/25/1 6 08/28/13 186.1 $186.10 $205.16 $-19.06 $0.00 $0.00 $0.00 02/25/16 10/20/11 1214.29 $1,214.29 $1,331.68 $-11 7.39 $0.00 $0.00 $0.00 02/25/16 01/30/13 300.71 $300.71 $332.85 $-32.14 $0.00 $0.00 $0.00 02/25/16 07/19/13 158.95 $158.95 $174.72 $-15.77 $0.00 $0.00 $0.00 02/25/16 07/29/13 221 .95 $221 95 $244.54 $-22.59 $0.00 $0.00 $0.00 02/25/16 08/27/13 44.39 $44.39 $48.88 $-4.49 $0.00 $0.00 $0.00 02/25/16 08/28/13 146.06 $146.06 $161.02 $-14.96 $0.00 $0.00 $0.00 03/25/16 08/28/13 141 41 $141.41 $155.89 $14.48 $0.00 $0.00 $0.00

34 $0.00

Net $0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00 in Rates Subject GIL) Page 28%

10571026400 to Portion (included

Information

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

GIL) $0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

Number

Tax

Net

and

Subject

in

Discount

988

to

2015

Account

Portion

Market

(included

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00 Adjustments

Code

7.99

57.96

$-5.40

$-4.35 $-27.43

$-29.60

$-1

$-27.17

$38.65

$-18.97

$-21.87

$146.38 $-15.27

$429.49

$-31.12

$-1

$-217.43

$141.16 $-113.65

Net

Gain/Loss 42 or

basis $58.78

$260.38

$47.33

$280.97

$193.62

$294.07

$400.25

$210.10

$236.75

$169.15

$322.25

$4,211.17

$1,417.34

$1,529

$1,964.10 $1,601.34

Cost $1,289.27 other

FOUNDATION-GWK-CUST

$53.38

$232.95

$42.98

$251.37

$175.63

$266.90

$361.60

$191.13

$214.88

$153.88

$291.13

$1,270.96

$3,781.68

$1,371.46

$1,746.67 $1,460.18

SYMS $1,175.62

Proceeds

SY 403DDX4 31

CUSIP 31403DBY4

53.38

266.9

361.6 232.95

42.98

251.37

175.63

191.13

1270.96

153.88 214.88

3781.68

291.13 1746.67 1371.46

1460.18

1175.62

Units 745418

745355

3

11

13

POOL 9/1

POOL acquired

08/27/13

05/06/ 09/09/13

08/27/13

09/09/13

07/29/13

08/28/13

08/27/13

10/20/11

07/29/13

01/30/

07/1

10/20/11

07/29/13 08/27/13

07/19/13

01/30/13 ASSN Date

MELLON

ASSN

MANAGEMENT

6

6

6 MTGE

MTGE sold

Transactions 06/25I15

WEALTH

06/25/15 05I25/15

BNY 05/25/15

disposed

05/25/15

05l25/15

04/25/16

04/25/16

04/25/16

NAT'L

04/25l16

04/25/1

04/25/1

03/25/1 03/25/16

03/25/16 03/25/16 03/25/16 Date

NAT'L or

Term

AL RIPTION

FEDERAL

DESC Lon

I .

.

.

35

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.63

$28.37

$25.30

$23.17

$25.48

$201.49 $411 $398.02 $151.39

$208.38 $135.05 $367.20 $185.89 $170.18 $336.17 $123.64 Net $136.00 $369.79 $187.20

Gain/Loss

23

or

basis

.882.40 .307.60

$269.29

$240.21 $219.92

$241.91

Cost

$1,820.16 $3,902.57 $1,465.81

$4,036.02 $1 $1 $3,600.39 $1.679 $1,537.32 $3296.14 $1,197.10 $1,316.82 $3,625.79 $1,691.07

other

FOUNDATION-GWK-CUST

$240.92 $214.91

$196.75

SYMS $216.43

$1,618.67 $3,504.55 $1,314.42

$3,624.39 $1,674.02 $1,172.55 $3233.19 $1,493.34 $1,367.14 $2959.97 $1,073.46 $1,180.82 $3256.00 $1,503.87

Proceeds

SY

42

CUSIP

31403DDX4

3256

240.92 196.75 214.91

216.43

1618.67 1172.55 1314

1674.02 3504.55 1493.34 1367.14 1180.82 3624.39 3233.19 1073.46 2959.97 1503.87

Units

745418

LLON

13

POOL

E acquer

07/29/13 05/06/11 09I09/13 05/06/11 08/27/13 05/06/11 07/29/13 08/27/13 09/09/13 07/29/13 05/06/11 07/29/13 08/27/13 09/09/13 05/06/11 09/09/13 08/27/13 07/29/

M Date

ASSN

MANAGEMENT

MTGE

NY

sold

Transactions

WEALTH

B

disposed

XS

Date 06/25/15 06/25/15 07/25/15 07/25/15 10/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/15 10/25/15 10/25/15 10/25/15 08/25/15 09/25/15 09I25/15 09/25/15 09/25/15 NAT'L

or

Term

Lon DESCRIPTION FEDERAL

.

.

36

00

00

Net

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

in

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

00

Number GIL)

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$22.35 $20.09

$23.68 $19.80

$119.31 $324.39 $164.22

$291.53 $147.58 $107.22 $173.94 $343.60 $126.37 $116.80 $287.31 $105.67 Net $145.45 $317.58

Gain/Loss

or

basis

$212.21 $190.72

$224.78 $187.96

Cost

$3,180.67 $1,483.47 $1,155.16

$2,858.44 $1,333.18 $1,038.13 $1,023.11 $1,571.28 $3,368.96 $1,223.54 $3,113.91 $2.817.07 $1,313.89 $1,130.91

other

FOUNDATION-GWKsCUST

16

.097.17

$189.86 $170.63 $930.91 $201.10 $917.44 $168

SYMS

$2,856.28 $1,319.25 $1,035.85 $2,566.91 $1,185.60 $1,397.34 $3,025.36 $1 $1,014.11 $2,529.76 $1,168.44 $2,796.33

Proceeds

SY

28

CUSIP

31403DDX4

201.1

1185.6

189.86 170.63

168.16 930.91 917.44

1319.25 1035.85 1168.44 2856 1397.34 1097.17 1014.11

2566.91 3025.36 2529.76

2796.33

Units

745418

LLON 13

POOL

E

acquired

05/06/11 07/29/13 09/09/13 05/06/11 05/06/11 08/27/ 08/27/13 05/06/11 07/29/13 09/09/13 07/29/13 09/09I13 08/27/13 05/06I11 09I09/13 08/27/13 07/29/13 09/09/13

M

Date

ASSN

MANAGEMENT

MTGE

15

NY

sold Transactions

WEALTH

B

disposed

11/25/15 11/25/15 11/25/15 11/25/15 ;.> 12/25/ Date 12/25/15 12/25/15 12/25/15

01I25/16 01/25/16 01/25/16 01I25/16 02/25/16 02/25/16 02/25/16 02/25/16 03/25/16 03/25/16 NAT'L

or

Term

EDERAL

DESCRIPTION

.

.

j 1 l

37

Net

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(Included

Information

G/L)

Number

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included 00 $0.00 $0 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

Adjustments

Code

89

50

.04

7.68

60.77

$-8.73

$-11 $-21

$-20.52

$-35.65

$45.14 $-35.70 $46.51

$-36.78 $-28.20

$-1

$-297.72 $-109 $-150.72

$-41 $-657.83 $330.36

Net

Gain/Loss

-GWK-CUST

or

basis $97.66

$77.24

.060.19

$207.77 $194.77 $316.76 $404.70 $407.71 $320.09 $250.54 $322.46

Cost

$1,452.33 $1 $2.919.18

$1,361.51 $3,645.56 $5,722.74 $2,883.40

other

FOUNDATION .11

.46

.20

$86.62

$68.51

.210.79 $185.88 $281

$950.69 $174.25

$359.56

$361 $284.39

$285.68 $222.34

SYMS

$1,291.56 $2.621

$1 $3,227.88 $2,553.04 $5,064.91

Proceeds

SY

.2

.11

CUSIP

31403DDX4

3141OGHN6

86.62 361

68.51

185.88

174.25

281

950.69 359.56

284.39

222.34 285.68

1291.56 1210.79

2621.46

3227.88 5064.91 2553.04

Units

745418

888637

ENT

1

3 3

EM

POOL

POOL

acquired

11/07/13 11/07/13

08/27/13 05/06/1

07/29/13 09/09/13

08/27/13 07/29/13 08/27/13 09/09/13 03/27/1 08/19/13 09/09/1 08/19/13 08/21/13 08/27/13

08/21/13

MELLON

Date

ASSN

ASSN

MANAG

6 6

5

MTGE

MTGE

sold

Transactions

WEALTH BNY

disposed

X. Date 03/25/16 03/25/1

04/25/1 04/25/16 04/25/16 04/25/16 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 06/25/15 06/25/15 05/25/1 06/25/15

06/25/15

NAT'L

NAT'L

or

Term

DESCRIPTION Lon FEDERAL

FEDERAL

)9 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 38

Lon Term Transactions

DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) G/L)

FEDERAL NAT'L MTGE ASSN POOL 888637 3141OGHN6

06/25/15 03/27/13 4006.02 $4,006.02 $4,526.32 $520.30 $0.00 $0.00 $0.00

07/25/15 09/09/13 270.3 $270.30 $304.23 $-33.93 $0.00 $0.00 $0.00

07/25/15 11/07/13 2426.58 $2,426.58 $2,740.57 $313.99 $0.00 $0.00 $0.00

07(25/15 08/27/13 65.12 $65. 1 2 $73.42 $-8.30 $0.00 $0.00 $0.00

07/25/15 08/21/13 211 .33 $211 .33 $238.13 $26.80 $0.00 $0.00 $0.00

07/25/15 08/19/13 271 .53 $271 .53 $306.49 $-34.96 $0.00 $0.00 $0.00

07/25/15 03/27/13 3807.59 $3,807.59 $4,302.12 $494.53 $0.00 $0.00 $0.00

08/25/15 03/27/13 3867.24 $3,867.24 $4,369.52 $-502.28 $0 00 $0.00 $0.00

08/25/15 08/19/13 275.79 $275.79 $311 .30 $-35.51 $0.00 $0.00 $0.00

08(25/15 08/21/13 214.64 $214.64 $241 .86 $27.22 $0.00 $0.00 $0 00

08/25/15 08/27/13 66.14 $66.14 $74.57 $8.43 $0.00 $0.00 $0.00

08/25/15 09/09/13 274.54 $274.54 $309.00 $-34.46 $0 00 $0.00 $0.00

08/25/15 11/07l13 2464.6 $2,464.60 $2,783.51 $-318.91 $0.00 $0.00 $0.00

09I25I1 5 03/27/13 3895.72 $3,895.72 $4,401 .70 $-505.98 $0.00 $0.00 $0.00

09/25/1 5 08/19/13 277.82 $277.82 $313.59 $35.77 $0.00 $0.00 $0.00

09l25/15 08121/13 216.22 $216.22 $243.64 $-27.42 $0.00 $0.00 $0.00

09/25/15 08/27/13 66.63 $66 63 $75.12 $-8.49 $0 00 $0.00 $0.00

09/25/1 5 09I09I1 3 276.56 $276.56 $311.28 $-34.72 $0.00 $0.00 $0.00 39

00

Net

$0

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

in $0.00

Flates

Subject

Page

G/L)

28%

10571026400

to

Portion

ancluded

Information 00

Number

G/L)

$0.00

$0

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount In

988

2015

Account

to

Portion

Market

ancluded

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

Adjustments

.26

.04 22

.98

.89 .60

$-7.59

$-9.88

$-6.38

$-31

$-24.52

$-31

$40.37 $-31

$-41

$-26.86

$-20.59 $-26.07

$-321 $-287.21

$-452.35 Net $-373.61

$688.42

$-241

Gain/Loss

-GWK-CUST 5 1 01 35 .99

or 8.94

basis 1 1 $67. $87.36 $56.41 $278.29 $217.82 $280 $361 $283.34 $364.69 $235.46 $182.94 $233.73

Cost $2,804 $2,506.81 $3,935.16 $5, $3,260.92 $2,105.40

other

FOUNDATION

48

.62 .45

$59.56

$77

$50.03

,864.18

$247.25 $193.30 $248.37 $321 $251 SYMS $323.09 $208.60 $162.35 $207.66

$2,482.75 $2,219.60

$3,482.81

$2,887.31 $4,530.52

$1

Proceeds

SY

75

.62 .45

CUSIP

3141OGHN6

193.3

59.56

77.48

208.6 50.03

2219.6 247.25

248.37 321 251 323.09 162.35

864.18 207.66

2482

3482.81 2887.31 1 4530.52

Units

888637

3

3 3

POOL

acquired

1/07/1

11/07/13 11/07/13

11/07/13 09/09/13 08/27/13 08/21/13 08/19/13 03/27/13 09/09/1 08/27/13 1 08/21/13 08/19/13 03/27/13 08/19/13 08/21/13 08/27/13 09/09/1

MELLON

Date

ASSN

MANAGEMENT

5 5

5

MTGE

sold

'Iiansactions

WEALTH BNY

disposed

1/25/15

c ,. 10/25/15 10/25/15

Date 10/25/1 10/25/15 11/25/15 11/25/15 11/25/15 11/25/15 09/25/15 10/25/1 10/25/15 11/25/1 1

12/25/15 12/25/15 12/25/15 12/25/15 NAT'L 12/25/15

or

Term

Lon DESCRIPTION FEDERAL

40

Not

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

In

Rates

Subject

G/L)

Page

28%

10571026400

to

Portion

(included

Information

GIL)

$0.00 $0.00

$0.00

Number

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in

Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

12

.69

.69

$-6.72

$-6.72

$90.00 $26.19

$96.41

$-21

,194.89

$-27.46

$-27.46

$-21 $-28.30

$804.42

$127.88

$-400.23

$-254.

$-254.14 $400.27 $-379.91

Net $1 Gain/Loss 0 1 or 92.72 basis $59.42 $59.43 239.09 ,156.34 $1 $246.22 $246.24 $248.08 $192.74 $2,217.98 Cost $3,481.75 $8,732.24 $2,692.27 57,759.10 $3,482. $2,218.20 $3,305.03 $11 $11 other $100,497.35 $1

FOUNDATION-GWK-CUST

.52

$52.70

$52.71

$171.03

$218.76

$218.78

$219.78 $171.05

SYMS $1,963.86

$3.081

$2,718.46 $8,822.24

$3,081.83

$1,964.06

$2,925.12

$11,284.22 $11,335.50

Proceeds

$101,301.77 $158,953.99

SY

6

.52

.03

.83 .05

CUSIP 52.7

8.76

2.02

9.78

3141OGHN6

52.71

171

21

171

218.78 21

1963.86

3081

2387.89

7749.43 1964.06 991

9957.07 3081

2925.12

Units

88983.1

139624.69

888637

POOL

acquired

11107/13

11/07/13 03/27/13

08/21/13

08/27/13

08/27/13 09/09/13

11/07/13 08/21/13

09/09/13

08/19/13

03/27/13 03/27/13

09/09/13 08/27/13 08/19/13

03/27/13 08/21/13

MELLON Date

ASSN

MANAGEMENT

5

16

MTGE

sold

Transactions

WEALTH

BNY

disposed

02/25/16

02/25/16

02125/16

02/25/16 02/25/16

02/22/16

02/22l16 02/22I16

02/22/16 02/22/16

12/25/1 01/25/ 02/22l16

01/25/16 01/25/16

01/25/16 01/25/16 01l25/16

Date

NAT'L

or

Term

FEDERAL

DESCRIP'RON

.

.

41

00

Net

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 in $0.00 $0.00 $0.00 $0.00 $0.00

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00

Adjustments

Code

29

16

$-28

$-64.82 $-67.29

$-87.93 $-75.42 $-72.04 $38.92 $-35.23 $-72.48

$-44

$-117.43 $-181.65

Net $185.00

$-132.57

$256.07 $-525.17

Gain/Loss

04

90 57 78

or

basis

.114.57

,157.07

$248

$669.26 $605.

$390.24

Cost

$1

$3,123.43 $1.511 $1 $2,019.22 $3,181.13 $1,296.92 $2.279 $1,238.70

$1,246.30 $2,347.95 $4,528.97

other

FOUNDATION-GWK-CUST

75

08

,049.75

.166.66

$219

SYMS

$630.34 $570.55

$346

$1 $2,941.78 $1,089.78 $1,901.79 $2,996.13 $1,423.97 $1,221.50 $2,147.00 $1

$1,173.82 $2,091.88 $4,003.80

Proceeds

SY

CUSIP

3141OGJE4

31410GHN6

31410USZB

2147

219.75

1221.5

630.34 570.55

346.08 4003.8

1049.75 1089.78 1901.79 1166.66 2941.78 1423.97 1173.82 2996.13

Units 2091.88

888637

LON

1

L

11 11

POOL

8/01/37

8/01/21

E

acquired

06/08/11 08/19/13 06/08/11 06/08/11 06/08/11 06/08/11 06/08/11 06/08/ 06/08/ 06/08/11 06/08/11 06/08/1 06/08/11

06/12/13 05/10/11

09/14/12

M

Date

4.5%

5.5%

ASSN

MANAGEMENT

6

MTGE

15

NY

Transactions sold

888661

WEALTH

B

897936

disposed

Date 02/25/16 11/25/15 10/25/15 05/25/15 06/25/15 12/25/ 07/25/15 08/25/15 NAT'L 09l25/15 01/25/16 02/25/16 03/25/1 04/25/16 05/25/15 05/25/15 05/25/15

or

Term

POOL

POOL

Lon DESCRIPTION

FEDERAL

FNMA

FNMA

42

Net

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

G/L)

Page

28%

10571026400

to

Portion

(included

Information

G/L)

Number

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in

Discount

986

2015

Account

to

Portion

Market

(Included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

Adjustments

Code

51

$-37.23

$-35 $41.03 $37.86

$47.86 $-50.92 $46.98 $-32.76

$39.89 $43.23

$219.50 $272.43 $389.62

$558.74 $474.35 $231.28 $489.97 $450.19

Net

Gain/Loss

20

or

basis

.741.91

$323

$308.24 $356.16 $334.53

$415.48 $442.03 $415.18 $289.51

$352.48 $375.27

Cost

$2,012.69

$2,498.00 $4.090.65 $2,120.70 $3,359.98 $1 $3,882.30 $4,818.42

other

FOUNDATION-GWK-CUST

$391.11 $285.97

$272.73 $315.13 $296.67

$367.62 $368.20 $256.75

$312.59 $332.04

SYMS

$3,432.11 $1,793.19 $2,225.57 $2,970.36

$4,259.68 $1,889.42 $1,551.94 $3,616.30

Proceeds

SY

.11

.94

CUSIP

31410USZS

2.59

368.2

285.97 391 272.73 315.13 296.67 256.75 367.62 31 332.04 3616.3

1793.19 3432.11 1889.42 1551

2970.36 2225.57 4259.68 Units

2

12

12 12 13

4/ 2/

8/01/21

acquired

02/28/ 05/10/11 05/10/11 02/28/12 06/12/13 05/10/11 09/14/12 09/14/12 05/10/11 06/12/13 06/12/13 02/28/12 02/28/ 02/28/1 09/1 06/1 09/14/12 02/28/12

MELLON

Date

5.5%

MANAGEMENT

5

15 1 15

sold

'Ii'ansactions

897936

WEALTH

BNY

disposed

10/25/15

09/25/15

09/25/15 09l25/15

08/25/15 08/25/15 09/25/15

07/25/15 08/25/ 08/25/15 05/25/15 06/25/ 06/25/15 06/25/ 06/25/15 07/25/15 07/25/15 07/25/15 Date to

or

Term

POOL

FNMA

Lon DESCRIPTION

x. 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 43

Lon Term Transactions

DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds olher basis Gain/Loss Code Adjustments (Included in Net G/L) GIL)

FNMA POOL 897936 5.5% 8/01/21 3141 OUSZB

10/25/15 09/14/12 269.22 $269.22 $303.57 $34.35 $0.00 $0.00 $0.00

10/25/15 05/10/11 3114.57 $3.114.57 $3,523.10 $408.53 $0.00 $0.00 $0.00

10/25l15 06/12/13 1627.28 $1,627.28 $1,826.48 $499.20 $0.00 $0.00 $0.00

11/25/15 06/12/13 2590.11 $2,590.11 $2,907.17 $-317.06 $0.00 $0.00 $0.00 l 11/25/15 02/28/12 455.17 $455.17 $514.43 $-59.26 $0.00 $0.00 $0.00

11/25/15 05/10/11 4957.39 $4,957.39 $5,607.65 $650.26 $0.00 $0.00 $0.00

11/25/15 09/14/12 428.51 $428.51 $483.19 $-54.68 $0.00 $0.00 $0.00

12/25/15 09/14/12 269.31 $269.31 $303.67 $34.36 $0.00 $0.00 $0.00

12/25/15 02/28/12 286.07 $286.07 $323.32 $-37.25 $0.00 $0.00 $0.00

12/25/15 05/10/11 3115.63 $3,115.63 $3,524.30 $408.67 $0.00 $0.00 $0.00

12/25/15 06/12/13 1627.84 $1,627.84 $1,827.10 $499.26 $0.00 $0.00 $0.00

01/25/16 09/14/12 298.37 $298.37 $336 44 $-38.07 $0.00 $0.00 $0.00

01/25/16 06/12/13 1803.47 $1 .803.47 $2,024.23 $220.76 $0.00 $0.00 $0.00

01/25/16 02/28/ 12 316.93 $316.93 $358.19 $41.26 $0.00 $0.00 $0.00

01l25/16 05/10/11 3451.79 $3,451.79 $3,904.56 $452.77 $0.00 $0.00 $0.00

02/25/16 05/10/11 3685.98 $3,685.98 $4,169.47 $483.49 $0.00 $0.00 $0.00

02/25/16 02/28/12 338.44 $338.44 $382.50 $44.06 $0.00 $0.00 $0.00

02/25/16 09/14/12 318.61 $318.61 $359.27 $40.66 $0.00 $0.00 $0.00 .

.

44

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion (included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

Oncluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

11

88.39

$9.70

$-39.45 $42.76 $-36. $-33.32

$-53.33 $41.48

$-19.50 $-17.19

$-235.74

$-228.75 $469.16

$493.21 $-396.25

Net $432.45 $-1 $-381.16

Gain/Loss

16

or

basis

$93.72

$348.62 $371.17 $294.44 $313.48 $496.97 $377.57 $187.55 $165.30

Cost

$2,161.57 $2,097.51 $4,045.92 $1,771.56 $3,417

$3,954.69 $1,768.02 $3,485.62

other

FOUNDATION-GWK-CUST

17

11

$84.02

.868.76

.579.63

$309 $328.41 $261.12 $277.37 $148

SYMS $443.64 $336.09

$168.05

$1,925.83 $1 $3,576.76

$1,578.35 $3,020.91 $3,522.24 $1

$3,104.46

Proceeds

SY

CUSIP

31410U326

31416BLD8

84.02

309.17 328.41 261.12 148.11 277.37 168.05 443.64 336.09

1925.83 1868.76

1578.35 3576.76 1579.63 3020.91 352.24

3104.46 Units

LLON

8/01/21

E

acquired

11/16/12 06/12/13 05/10/11 09/14/12 06/12/13 02/28/12 05/10/11 11/16/12 09/14/12 06/12/13 02/28/12 02/07/13 02/19/13 03/07/13 08/27/13 08/28/13 08/28/13

.M

Date 5.5%

MANAGEMENT

Transactions sold

0985024

WEALTH

BNY 897936

disposed

x.

Date 02/25/16 03/25/16 03/25/16 03/25/16 03/25/16 04/25/16 04/25/16 04/25/16 04/25/16 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 06/25/15

or

POOL

Term

POOL

DESCRIPTION FNMA

FNMA

3

45

00

00

Net

$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

00

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-8.55

$-9.34 $-7.60

$47.01 $-36.56

$48.78 $-51.35 $-39.94

$-15.29 $-32.51 $41.80 $47.81

$166.04

$416.36 $-181.38

Net $-147.66 $338.95 $-387.64

Gain/Loss

or

basis

$82.61

$90.24 $73.46

.385.77

$438.03 $332.79 $180.57 $478.49 $363.53

$147.00 $295.94 $389.52 $445.48

Cost

$1,558.31

$3,807.56 $1,702.24 $1

$3,099.66 $3,544.91

other

FOUNDATION-GWK-CUST

.02

$74.06

$80.90 $65.86

$391 $296.23 $161.79 $427.14 $323.59 $131.71

SYMS $263.43 $347.72 $397.67

$1,392.27 $3,391.20 $1,520.86 $1,238.11

$2,760.71 $3,157.27

Proceeds

SY

27

CUSIP

314168L08

80.9

74.06

65.86

161.79 391.02 296.23

391.2 131.71 427.14 323.59

263.43

347.72 397.67

1392.27 1238.11 1520.86

2760.71 Units 3157

13

13

9/

acquired

11/16/12

02/07/13 02/19/13 03/07/13 08/27/13 11/16/12 11/16/12 08/28/13 02/07/ 02/19/13 03/07/13 08/27/13 08/28/13 08/27/13 03/07/13 02/1 02/07/13 02/07/13

MELLON

Date

MANAGEMENT

5

15

sold Transactions

0995024

WEALTH BNY

disposed

Date 06/25/15 06/25/15 06/25/15 06/25/15 07/25/15 07/25/15 07/25/15 07/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/15 08/25/ 08/25/15 08/25/15 09/25/15 09l25/1

or

POOL

Term

Lon DESCRIPTION FNMA

46

Net

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00

in $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(Included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00

Tax $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

Adjustments

Code

.83

$8769

$-8.05

$-7.44

$-37.18

$-17.48 $34.41 $-16.18

$44.24 $-31 $40.93

$-14.97 $31.28

$-168.87

Not $-156.28 $-358.75

$-144.57

$331.88 $-253.61

Gain/Loss

94

or

basrs

$84.01

$77.75

$71.92

$338.45 $168.11

$313.22 $155.58

$412.27 $289.76 $381.39

$143.93

$291.45

Cost

$1,584.82

$1,466.68 $3,280.66

$1,356.82 $3,034 $2,319.19

other

FOUNDATION-GWK-CUST

40

$75.32

$69.70

$64.48

$301.27

$150.63 $278.81 $139 SYMS $368.03 $257.93 $340.46 $128.96

$260.17

$1,415.95

$1,310.40 $2,921.91

$1,212.25 $2,703.06 $2,065.58

Proceeds

SY

CUSIP

314168L08

69.7

139.4 75.32

64.48

301.27 150.63

1310.4 278.81

368.03 257.93 128.96 340.46

260.17

1415.95

1212.25 2921.91 Units

2703.06 2065.58

acquired

02/19/13 03/07/13 11/16/12 08/27/13 08/28I13 02/19/13 08/28/13 11/16/12 08I27I13 11I16/12 03/07/13 02/07/13 02/19I13 02/07/13 O3/07I13 08/27/13 08/28/13 02107/13

MELLON

Date

MANAGEMENT

sold 'Ii-ansactions

0995024

WEALTH BNY

disposed

Date

09I25/15 09I25/15 10/25I15 10/25/15 10/25/15 11/25/15 11I25/15 09I25/15 10/25/15 10/25I15 10/25/15 11/25/15 11I25/15 09I25/15 11/25/15 11I25I15

12/25/15 12/25/15

or

POOL

Term

Lon DESCRIPTION

FNMA

47

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Fiates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

Gncluded

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

6

44 1 69

$-5

$-7.12

$-6.02

$-11 $-24.33

$-39. $-30.46

$44.32 $33.10 $-25.74 $-12.11

$-31.99

$-110.48

Net $-138.33 $317.54 $-268.41 $-116.93

$-259.40

Gain/Loss

or

basis

$54.96

$68.82

$58.17

$221.43 $109.99

$364.92 $277.25

$137.71 $308.46 $116.41 $234.34

$298.10

Cost

$1,036.84

$1,298.23 $2,903.87 $2,454.59

$1,097.37 $2,372.16

other

FOUNDATION-GWK-CUST

$98.55 $49.27

$61.70

$52.15

$197.10

$926.36 $325.76 $246.79 SYMS $123.39 $275.36 $208.60 $980.44 $266.11 $104.30

$1,159.90 $2,586.33 $2,186.18

$2,112.76

Proceeds

SY

27 36 76

CUSIP

314163LD8

9

61.7

197.1

98.55

104.3 208.6 52.15

1159.9

926 123.39 325. 246.79

275.36

980.44 266.11

2586.33 2186.18 Units 2112.76

3

13

acquired

02/19/13 08/28/13 11/16/12 08/27/13 03/07/1 11/16/12 02/07/13 02/19/13 08/27/ 03/07/13 08/28I13 02/07/13 11/16/12 02/19/13 03/07/13 08/27/13 08/28/13

02/07/13

MELLON

Date

MANAGEMENT

5

sold 'Iiansactions

0995024

WEALTH BNY

disposed

12/25/15 Date 12/25/15 12/25/15 12/25/1

01/25/16 01I25I16 01/25/16 01I25I16 01/25/16 01/25/16 02/25/16 02/25/16 02/25/16

02/25/16 02/25/16 02/25/16 03/25/16 03/25/16

or 00L

Term A

Lon DESCRIPTION

FNM

48

00

Net

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0 $0.00 $0.00

$0.00

in

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

Number GIL)

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00

$0 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

$-5.82

$-6.01

$-3.33

$-11.70 $24.88

$-33.04 $-25.70 $-12.08 $-10.15 $75.44 $-24.72 $61.77

$-113.00

$-116.72

$267.93

$-188.54 $475.77

Net

Gain/Loss

50

or

basus

$56.22

$58.07 $57.86

$112 $226.48 $116.20

$307.90 $233.93 $176.58 $338.26 $787.68

Cost

$1,060.52 $6,696.11 $2,450.19 $1,095.41 $1,032.41 $2,404.14

other

FOUNDATION-GWK-CUST

60

$50.40

$52.06 $54.53

$201 $947.52 $100.80 $274.86 $208.23 $978.69 $104.12 $166.43 $956.97 $313.54 $725.91

SYMS

$2,182.26 $2,215.60 $6,220.34

Proceeds

SY

CUSIP

31416BL08 50.4

31417UW84

100.8 201.6

52.06 54.53

166.43 947.52 104.12

274.86 208.23 978.69 956.97 2215.6 313.54 725.91

2182.26 6220.34

Units

2

2/01/40

acquired

11/16/12

02/19/13 03/07/13 08/27/13 08/28/13 02/07/13 02/19/13 03/07/13 08/27I13 08/28/13 08/27/13 01/30/13 08/13/12 04/10/12 01/30/13 08/27/13 08/13/1

MELLON

Date

4.5%

MANAGEMENT

6

5 5

sold

'II'ansactions

0995024

Ac7870

WEALTH BNY

disposed

X. Date

03/25/16 03/25/1 03/25/16 03/25/16 05/25/15 04I25/16 04I25/16 04I25/16 04/25/16 04I25/16 04I25/16 05/25/15 05/25/15 05/25/15 06/25/15 06/25/1 06/25/1

or

POOL

Term

POOL

Lon DESCRIPTION FNMA

FNMA

49

Net

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

GIL) Number

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

00

00

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

$0.00 $0.00

Adjustments

Code

$-5.59

$-5.78 $4.75

$-11.31 $41.58

$-84.05

$42.99 $-88.19 $35.29

$-155.88 $-103.91 $262.20 $210.05 $-530.03 $-107.44 $-271.12

$222.54 $-382.84 Net

Gain/Loss

98

54

or

basis

$97.31

$82.60

$568 $196.72 $100.62

$588.33 $482.91

Cost

$2,193.88 $1,324.96 $3,690.31 $1,150.16 $2,678.33 $7,459.76 $1,370.02 $3,815.82 $1,124 $3,132.10 $5,388.21

other

FOUNDATION-GWK-CUST

41 84

$91.72 $94 $77.85

$527.40 $185 $545.34 $447.62

SYMS

$3,428.11 $1,066.11

$2,038.00 $1,221.05 $2,468.28 $6,929.73 $1,262.58 $3,544.70 $1,036.35 $2,909.56 $5,005.37

Proceeds

SY

58

CUSIP

31417UW84

2038

527.4 91.72 94.84 77.85

185.41

545.34 3544.7

447.62

1066.11

1221.05 3428.11

1262 1036.35 2468.28 6929.73

2909.56 5005.37

Units

2 2

1 1

0/ OI

2/01/40

acquired

04/1

01I30/13 08/13/12 04I10I12 08/27/13 08/13/12 01I30/13 08/27I13 04I1 01I30/13 08/13I12 04I10/12 08/27/13 08/27/13 08/13/12 01I30/13 04/10I12 04I10I12

.MELLON Date

4.5%

MANAGEMENT

5

15

sold

Transactions

Ac7870

WEALTH BNY

disposed

Date 10/25/15 11/25/15 10/25I15 10/25/15 10/25/15

06/25/1 07/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/15 09I25/15 09I25/15

07l25I15 08/25/ 09I25I15 09I25/15

or

Term

POOL

Lon DESCRIPTION FNMA

50

00

Net

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

Adjustments

Code

70.58

$-8.17

$-6.70 $3.64

$-3.49

$-60.71

$49.81

$-27.05 $67.60

$-57.55 $-25.96 $-64.87 $-54.02 $-21.62

$-151.72

$-314.09

Net $424.47

$-1

$163.70

Gain/Loss

09

.57

or

basis

$63.31

$60.75

$830.77 $142 $116.57 $681

$370.15 $861.95 $744.71

$355.23 $827.19 $688.84 $295.81

Cost

$1,934.57

$4,420.51

$1,587.12

$2,400.72

$2,303.93

other

FOUNDATION-GWK-CUST

92

$59.67

$57.26

$770.06 $133

$631.76 SYMS $109.87 $343.10 $794.35

$687.16 $329.27 $762.32 $634.82 $274.19

$1,782.85

$4,106.42

$1,462.65

$2,230.14

$2,140.23

Proceeds

SY

06

67

32 82

CUSIP

31417UW84

'

59 343.1

57.26

133.92 770 109.87

631.76

794.35 687.16

329.27 762 634 274.19

1782.85

4106.42 1462.65

2230.14 Units 2140.23

I

LLON

13

2/01/40

acquired

08/13/12 01I30/13 08/27/13 04I10/12 01I30/13 08/27/13 08/13/12 08/27/ 01I30/13 08/13/12 04I10/12 02/10/15 08/27/13 01I30/13

04I10/12 08/13/12 08/13/12 01I30/13

ME

Date

4.5%

MANAGEMENT

6

16

16

Transactions sold

AC7670

WEALTH

BNY

disposed

11I25/15 11I25/15 11/25/15 Date 12/25/15 12/25/15 12/25I15 12/25/15

01I25/ 01I25I16 01I25I16 01I25I16 02/25/ 02125/16 02/25/16 02/25/16 02/25/16 03/25/1 03/25/16

or

Term

POOL

Lon DESCRIPTION

FNMA

51

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00

Fiates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

00

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

7

92

28

.36

$-2.91

$-1

$47 $22.33 $453.53 $-25.1 $-10.07

$-62.65 $-39.44 $-10.53 $68.35 $-81 $-12.52

$436.32

$284.59 Net $-280.19 $-161.55

Gain/Loss

63

.00

or

basis

$50.60

$23.58

$620.15 $289.00 $894.09 $321 $137.85

$583.73

$370.12 $104.06 $689 $820.06 $123.73

Cost

$1,918.59

$2,696.24 $2,564.91 $1,490.96

other

FOUNDATION-GWK-CUST

$47.69

$22.22

$93.53

$572.23 $266.67 $830.56 $295.83 $127.78 $111.21 SYMS $521.08 $330.68 $621.28 $738.78

$1,782.27

$2,411.65

$2,284.72 $1,329.41

Proceeds

SY

27

CUSIP

31417UW84

31418MGG1

47.69

22.22

93.53

572.23 127.78 830.56 266.67 295.83 111.21

521.08

330.68 621.28 738.78

1782

2411.65

1329.41 2284.72

Units

LON

L

13 13

13

9/01/38

2/01/40

acquired

08/27/13 11I07/13 02/10/15 04I10/12 02/10/15 04I10/12 08/13/12 01/30/13 08/27/13 06/14/12 03/07/13 04I24/ 07/29/13 08/27/ 09I09I13 09I09/ 08/27/13

5.5% .ME

Date

4.5%

MANAGEMENT

6

15

Transactions sold

AD0198

ACT870

WEALTH BNY

disposed

x.

Date 03/25/16 03/25/16 03/25/16 04I25/16 04I25I16 04I25I16 04I25/16 04I25I1 05/25/ 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 06/25/15

or

Term

POOL

Lon DESCRIPTION

FNMA

FNMAPOOL

. 1 , 1 1

52

Net

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 in

Fiates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

0

1

85

.27

92.

$9.72

$46.90

$74.50

$59.72 $37.60 $10.04 $65.16

$63.12

$57 $36.42

$338.40

$1

$333.17

$267.08 Net $271 $153.99 $262.79

$258.73

Gain/Loss

-GWK-CUST 9 1 .21 .77

or

basis $99. $96.08 ,772.93 .421 $440.12 $694.12 $556.42 $352.81 $657.38 $636.82

$341 $539.01

Cost $3,206.13 $1 $3,049.97 $2,444.92 $2,570.10 $1 $2,489.72 $2,368.45

other

FOUNDATION

72

6.80

77.84

$89.15

$86.36

,580.83

,267.22

$393.22

$619.62

$496.70 $315.21 $592.22

$573.70

SYMS $305.35 $481.16

$2,867.73

$1

$2.71

$2.1

$2,298.83

$1 $2,226.93

$2,109

Proceeds

SY

62

CUSIP

31418MGG1

89.15

496.7 573.7

86.36

393.22

619

2716.8

315.21 592.22

305.35 481.16

1580.83

2867.73

1267.22

2177.84

2298.83 226.93

2109.72 Units

9/01/38

acquired

11I07I13

11I07/13 11/07/13 07I29/13 04I24/13 03/07/13 06/14/12 06/14/12 03/07/13 07I29I13 08/27/13 09I09I13 04I24/13 09I09/13 08/27/13 07I29I13 06I14/12 03I07/13

MELLON 5.5%

Date

MANAGEMENT

5

5 5 5 5 5

sold

Transactions

AD0198

WEALTH BNY

disposed

$ ,9

Date 06I25/15 06I25/15 06I25/1 06I25/15 06I25/15 07/25/1 07I25/15 07I25I15

07/25/1 07/25/1 07I25/1 07/25/15 08/25/15 08/25/1 08/25/15 08/25/15 08/25/15 08/25/15

or

Term

POOL

Lon DESCRIPTION

FNMA

/

.

.

53

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

1

2015

Account

to

Portion

Market

(included

00 00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$9.28

$66.26 $10.21 $38.23 $60.73 $34.75 $60.22 $55.20

$49.88

$149.17 $275.86

$156.59 $271.59

$250.73 $246.85 Net $142.33 $223.06 $128.61

Gain/Loss

97

or

basis

$91.68

$668.49 $100.87 $358.77 $565.83 $326.09 $607.59

$514.28 $464.72

Cost

$1,376.76 $2,613.54

$1,445.23 $2,486.24 $2,375.45 $2,259.75 $1,313.58 $2,041.95 $1,186

other

FOUNDATION-GWK-CUST

84 36

$90.66

$82.40

$602.23 $320.54 $505.10 $291.34 $547.37 $459.08

SYMS $414

$1,227.59 $2,337.68

$1,288.64 $2,214.65 $2,124.72 $2,012.90 $1,171.25 $1,818.89 $1,058

Proceeds

SY

84

.34

CUSIP

82.4

31418MGG1

90.66

505.1

602.23 320.54 291 547.37 2012.9 459.08

414

1227.59

1288.64 2337.68 1171.25

2214.65 1818.89 2124.72 1058.36

Units

12

9/01/38

4/

acquired

11I07/13

11/07/13 04I24I13 09I09/13 08/27/13 07I29/13 04I24I13 07I29/13 08/27/13 03I07/13 06I14I12 09/09/13 06/1 03I07/13 04I24I13 06I14/12 03I07/13 04I24I13

5.5%

.MELLON Date

MANAGEMENT

sold Transactions

AD0198

WEALTH

BNY

disposed

Date 10I25/15 10I25/15 10/25/15 10I25/15 08/25/15 10I25/15 11I25I15 09I25/15 09l25/15 10I25/15 10I25/15 11I25I15 11/25/15 09I25/15 09I25/15 09I25/15 09I25/15 09I25/15

or

Term

DESCRIPTION Lon FNMAPOOL

7

.

.

54

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 in $0.00 $0.00

Rates

Subject

Page

GIL)

28%

10571026400

to

Portion

(included

Information

00

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

ancluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

26

73

.67

85.59

$-8.38

$-7.00

$-6.87

$-31.40

$-54.42

$-45.46 $-26.23 $-41

$40.86 $-25.72 $44.58

$-226.56 $-107.43 $-189

Not $-186.33 $-105.35

$-182 $-1

Gain/Loss

53

or

basrs

$82.84

$69.20

$67.86

.758.37

$294.66 $549.03

$991 $458.63

$246.14 $388.20 $972.34 $380.68 $241.38 $449.75

Cost

$2,146.50 $1,793.08

$1,705.74

$1,672.73 $1

other

FOUNDATION-GWK-CUST

$74.46

$62.20

$60.99

.572.78

$263.26 $494.61

$884.10 $413.17

SYMS $219.91 $346.53 $866.99 $339.82 $215.66 $405.17

$1,919.94 $1,603.82

$1,519.41

$1,490.00 $1

Proceeds

SY

CUSIP

62.2 31418MGG1

1490

74.46

884.1

60.99

263.26 494.61

413.17 219.91 346.53 866.99 339.82 215.66 405.17

1919.94 1603.82

1519.41

1572.78

Units

LLON

13

9/01/38

E

acquired

11/07/13 11/07/13

07/29/13 08/27/13 09/09/13 04/24/13 09/09/ 08/27/13 07/29/13 03/07/13 06/14/12 11/07/13 04/24/13 03/07/13 06/14/12 07/29/13 08/27/13 09/09/13

M 5.5%

Date

MANAGEMENT

5

15 1

sold Transactions

AD0198

WEALTH

BNY

disposed

2125/

11/25/15 11/25/15 11/25/15 11/25/15 Date

12/25/15 12/25/15 12/25/15 12/25/15 12/25/ 1 12/25/15

01/25/16 01/25/16 01/25/16 01/25/16 01/25/16 01/25/16 01/25/16

or

Term

POOL

Lon DESCRIPTION

FNMA

2015 Tax Information 1 BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 55

Lon Term Transactions

DESCRIPTIO CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included In Net G/L) GIL)

FNMA POOL ADO198 5.5% 9/01/38 31418MGG1

02/19/16 08/27/13 3275.05 $3,689.04 $3,643.72 $45.32 $0.00 $0.00 $0.00

0219/16 06/14/12 80004.63 $90,117.69 $89,816.00 $301.69 $0.00 $0.00 $0.00

02/19/16 03/07/13 18246.66 $20,553.15 $20,440.64 $112.51 $0.00 $0.00 $0 00

02/19/16 04l24/ 13 46552.41 $52,436.91 $52,209.32 $227.59 $0.00 $0.00 $0.00

02/19/16 11/07/13 84449.35 $95,124.25 $94,414.74 $709.51 $0.00 $0.00 $0.00

02/19/16 09/09/13 16541.08 $18,631.97 $18,360.95 $271.02 $0.00 $0.00 $0.00

02/19/16 07/29/ 13 11579.62 $13,043.35 $12,960.88 $82.47 $0.00 $0.00 $0.00

02/25/16 09/09/ 13 5214.58 $5,214.58 $5,788.29 $-573.71 $0.00 $0.00 $0.00

FREEPORT-MCMORAN C 81 3.55% 3/01/22 35671 DAU9

11/19/15 02/28/13 170000 $124,100.00 $169,325.10 $45,225.10 $0.00 $0.00

FRONTIER COMMUNICATIONS CORP 35906AAH1

04I25/ 16 11l07/12 50000 $52,625.00 $57,750.00 $-5,125.00 $0.00 $0.00 $0.00

04/25/16 11/15/12 55000 $57,887.50 $62,287.50 $-4,400.00 $0.00 $0.00 $0.00

GENERAL ELEC CAP CORP MEDIUM 3696263U6

03/18/16 07/14/10 25000 $27,339.50 $26,979 25 $360.25 $0.00 $0.00 $0.00

03/18/16 10/20/11 35000 $38,275.30 $38,020.85 $254.45 $0.00 $0.00 $0.00

03/18/16 05/17/11 $32,807.40 $33,197.10 $-389 70 $0.00 $0.00 $0.00

56 00

Net

$0.00 $0.00

$0.00 $0.00

$0.00

in $0.00

$0.00

$0.00

$0 $0.00

Fiates

Subject

Page

G/L)

28%

10571026400

to

Portion

(included

Information

Number

G/L)

$0.00

$0.00

$0.00 $0.00

Tax $0.00 $0.00 $0.00 $0.00 $0.00

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00 $0.00

Adjustments

Code

75

.00

,496.50

$-537.40

$401.89 Net

$-933.15

$-3.914.50

$4

$-6,460.70

$-6,918

$3,294.80

$44,875.00 $-23,751

Gain/Loss

$-32,750.00

or

basis

Cost

$6,818.75

other

$61,283.50 $32,903.25

$27,849.55 $69,825.00

$19,900.80

$51,693.75

$45,068.00

$337,180.10

$151,879.35 $231,750.00

FOUNDATION-GWK-CUST

.35

,406.75

SYMS

$6,281

$57,369.00

$31

$27,747.66 $54,950.00

$18,967.65

$44,775.00 Proceeds $41,773.20

$313,429.10

$145,418.65

$199,000.00

SY

HA1

GCU6

33M

CUSIP

373298CF3 36982G403

440543ALO

38141 452152HU8 460146CE1

50241

5000 46625H

50000

25000

23000 70000 15000

45000

40000

115000

290000

200000

Units

INC

8/07/19 IN

2/15/21

LLON

M/T

acquired

6.0%

8/15/21

INC

4.95% 11/30/12 10/28/11 11/18/14

07/30/12 12/07/12 12/14/12 06/26/13 10/25/12

12/24/12 01/31/13 01/18/13

ME SERVICES

Date

MANAGEMENT CO

CO

CORP

7.5%

&

GROUP

5

CAP

sold Transactions

CORP

WEALTH BNY

CO OFFSHORE disposed

CHASE

X. SACHS

Date ELEC 12/15/15 03/18/16 12/15/15 12/02/15

10/09/15

09/28/15 06/11/1 06/11/15 12/14/15 12/14/15

PAC 12/10/15

or

ST

Term

PAPER

COMMUNICATIONS

Lon DESCRIPTION

GENERAL

GEORGIA

GOLDMAN HORNBECK ILLINOIS INTL

JPMORGAN L-3

57

Net

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 in $0.00

$0.00

Fiates

Subject

Page

G/L)

28%

10571026400

to

Portion

ancluded

Information

Number

G/L)

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00

Adjustments

Code

.575.00 $968.24 $-367.57

0,212.50 Net

$1,409.60

$1

$2,137.50

$-8,140.00

$43,706.65

$30,275.00 $4

$-64,250.00

Gain/Loss

or

basis

Cost

other $67,308.97

$74,375.00 $97,753.04

$48,487.50

$23,430.00 $95,062.50

$206,907.70

$160,665.60

$249,400.00

$100,000.00

FOUNDATION-GWK-CUST

.40

.28

SYMS

$66,941

$44,100.00 $98,721 $50,062.50 $35,750.00 $15,290.00

$97,200.00

Proceeds

$193,201.05

$162,075.20

$239,187.50

SY

38M

747WAL3 94SCAC7

CUSIP

50241 676253N6

690742AD3 61 61 693475AK1 726505AL4

704549AM6 783764AP8

59000

70000

98000 45000

22000

90000

185000

160000

100000 215000

Units

2/15/21

11/15/21

11/01/19

3 3

12/15/22

acquired

7.5%

6.25%

4.95%

12/11/12 10/18/12 11/07/13

10/25/1

11/15/23 09/23/13

08/06/1 05/24/13 06/11/14

07/08/13 4.2% 08/06/13

PRO

MELLON

Date

CO

81

MANAGEMENT

INVST

CORP

4.25%

INC

6 5

SERVICES

sold

Transactions

BNY WEALTH

disposed

GROUP

12/10/15 Date 12/02/15

09/30/15 ENERGY 06/24/15 03/03/1 12/09/15 08/13/1 08/13/15 06/25/15

02/26/16

STANLEY

or

CO

GROUP

CORNING

EXPLORATION Term

FINANCIAL

COMMUNICATIONS

Lon DESCRIPTION L-3

MORGAN MOSAIC OFFSHORE OWENS PNC PEABODY

PLAINS RYLAND

58

Net

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

in

Rates

Subject

G/L) Page

28%

10571026400

to

Portion (included

Information

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

G/L)

$0.00

$0.00

$0.00 $0.00 $0.00

Number

Tax Net and Subject in Discount 988 to

2015

Account Portion Market

(included

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

Adjustments

Code $779.29

,547.00

$298.56

$742.18 $-596.25

$1,281.33

Net

$2,189.50

$-4,097.20 $-29.625.00

$-71

$48,833.60 $40,395.60 Gain/Loss or basis

Cost

$5,508.25

$75,834.10 $99,128.91

$48,867.36

$82,875.00 $10,734.70

$46,233.60 $165,214.84

$140,102.19 other

$187,703.25 $349,524.00

FOUNDATION-GWK-CUST

SYMS $3,318.75

$6,637.50 $77,115.43

$99,908.20 $49,165.92

$53,250.00

$27,400.00

$164,472.66

$139,505.94 $116,156.25

Proceeds $309,128.40

SY

912828ND8

912810EO7 902494A28

87900YAA1 878742AV7

878742AE5 CUSIP

85590AAH5 5000

71000

75000 48000

75000

10000

40000

106000 125000 175000 360000

Units

10/01/34 4

5/15/20

8/15/34

4.5% acquired 06/24/11

05/14/14

05/14/14

05/14/14

08/06/14 10/18/12 06/10/13

03/27/12

3.5%

03/27l12 01/07/13 09/08/1 Date

RESO

4.875%

MELLON

MANAGEMENT

&

LIMITED

NOTE 5

LTD

BONDS

INC

sold

It'ansactions

HOTELS

WEALTH 04/11/16 01/22/16

BNY disposed

03/28/16

03/21/16 02/02/16

12/29/15 11/03/15

11/03/15

11I03/15

08/20/15 09/16/1

Date or

CORP

FOODS

Term

RESOURCES

COMINCO

TREASURY

TREASURY

S

U.S.

U

TYSON

TEEKAY

TECK

TECK

STARWOOD

DESCRIPTION

Lon ,

59

00

Net $0.00 $0.00

$0.00

$0.00

$0.00

$0.00 $0.00

in $0.00 $0.00

$0.00 $0.00

$0.00

$0.

Rates

Subject

Page

G/L)

28%

10571026400

to

Portion

(Included

Information

Number

G/L)

$0.00

$0.00 $0.00 $0.00

Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

. Market

(included 00

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.

Adjustments

Code

.70

75

.031.52

622.96

Net

$1

$2,540.00

$4,603.75

$4,581.20

$-2.256.60

$43,030.65

$-42,261

$21,858.90

$44,080.50

Gain/Loss $27,225.00

$46,245

$415,422.45

$895,

-GWK-CUST

or

basis

Cost

$6,680.65

other $16,618.08

$85,708.00

$32,260.00

$97,049.25

$23,706.20

$78,189.60

$34,495.75

$164,013.20

$138,015.15

$255,475.00

$257,772.45

$8,149,743.27

FOUNDATION

60

56.25

1

SYMS

16,

$3,650.00

$17,649

$88,248.00

$27,656.25

$82,968.75 $22,125.00

$75,933.00

Proceeds $18,250.00

$121,751.50 $1

$228,250.00

SY $142,350.00

$7,254,120.31

66AT1

CUSIP

925524AX8 92343VBR4 947075AF4

9621

949748PM7

969457BM1

5000 16000

80000 30000

25000 75000 05000

20000

60000

25000 95000

1

1

220000

1

Units

9/15/23

12/31/99

LTD

4

acquired

7.98% 5.15%

0/27/1

09/12/13 1 09/25/13 11/28/12

09/28/11 05/31/11

06/14/10 10/18/13 11/21/12 01/22/13

03/30/12

03/16/12

MELLON

Date

MANAGEMENT

DEB

CO

COMPANY

INTERNATIONAL

Transactions sold

& INC

Gain/Loss

WEALTH BNY

disposed

)o

Date

01/22/16 01/22/16

02/23/16

08/13/15 08/13/15 12/17/15 08/13/15 08/13/15 COS

12/23/15 03/04/16 12/23/15 12/23/15

COMMUNICATION

or

Term

INC

Term

FARGO

Long

EATHERFORD

Lon DESCRIPTION

VERIZON

VIACOM

WELLS WEYERHAEUSER

WILLIAMS

Total

2015 Tax Information BNY .M E LLON I Account Number 10571034900 WEALTH MANAGEMENT SY SYMS FOUNDATION-BONDS-SUB Page 6

Income for 2015

This section reports your sales transactions during the year. A schedule of your net gains and losses is shown below. Please note that if you have sold an asset for which the cost basis information is unknown it is shown separately in the section entitled Transactions with Unknown Cost Basis. Please review these carefully when preparing your return. An asterisk symbol (*) next to the tax cost indicates that the tax cost has been adjusted for current year's return of capital.

The following items are provided to you to assist in the preparation of your tax returns. We have included the following Codes and Adjustment amounts; "W" for wash sales. "C" for collectibles, and "D" for Market Discount. Typically, collectibles are taxed at 28% rates. For your con- venience, if applicable, we have included the portion subject to Section 988 translation gains and losses and Market Discount in the column titled "Portion Subject to 988 and Market Discount". We have also includes gains on collectibles taxed at 28% rates in the last column. If we have included a dagger symbol (t) next to the sale transaction with a net loss, this indicates that you can not take a loss on your tax re- turn based on gross proceeds from a reportable change in control or capital structure.

Short Term Transactions

DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) GIL)

CONTINENTAL RESOURCES INC/OK 212015AN1

08/26/15 04/27/15 25000 $20,695.75 $24,373.75 $-3,678.00 $0.00 $0.00 $0.00

FHLMC GOLD POOL T49005 3.5% 12l01/28 31287CAE2

05/15/15 09l25/14 159.31 $159.31 $164.74 $5.43 $0.00 $0.00 $0.00

06/15/15 09l25/14 165.37 $165.37 $171.00 $5.63 $0.00 $0.00 $0.00

07/15/15 09/25/ 14 166.52 $166.52 $172.19 $-5.67 $0.00 $0.00 $0.00

08/15/15 09/25/14 1527.32 $1,527.32 $1,579.34 $52.02 $0.00 $0.00 $0.00

09l15/15 09l25/14 159.7 $159.70 $165.14 $-5.44 $0.00 $0.00 snnn

XT 2015 Tax Information B NY M E LLON WEALTH MANAGEMENT Account Number 10571034900 SY SYMS FOUNDATION-BONDS-SUB Page 7

Short Term Transactions

DESCRIPTION CUSIP

1 Portion Subject Portion Subject Date SOId to 988 and Cost or Net to 28% Fiates or disposed Date acquired Units Market Discount Proceeds other basis ancluded in Net Gain/Loss Code Adjustments (included j FHLMC in Net GIL) G/L) GOLD POOL 608671 3.5% 10/01/45 3128MJW97 l 12/15/15 10/09/15 353.83 $353.83 $367.54 $43.71 $0.00 $0.00 $0.00 01/15/16 10/09/15 394.54 $394.54 $409 83 $45.29 $0.00 $0.00 $0.00 l 02/15/16 01/20/16 183.38 $183.38 $191.20 $-7.82 $0.00 j $0.00 $0.00 02/15/16 10/09/15 387.14 $387.14 $402.14 $45.00 $0.00 $0.00 $0.00 03/15/16 01/20/16 295.29 $295.29 $307.89 $4 2.60 $0.00 $0.00 $0.00 03/15/16 10/09/15 623.38 $623.38 $647.54 i $24.16 $0.00 $0.00 $0.00 04/15/16 10/09/15 1779.58 $1,779.58 $1,848.54 $-68.96 $0.00 $0.00 $0.00 04/15/16 01/20/16 842.96 $842.96 $878.92 $-35.96 $0.00 $0.00 $0.00 04/20/16 10/09/15 89030.98 $93,162.57 $92,480.93 $681 .64 $0.00 $0.00 $0.00 04/20/ 16 01/20/16 43197.81 $45,202.46 $45,040.46 $162.00 $0.00 $0.00 $0.00 FHLMC G08653 3.0% 7/01/45 3128MJWP1

09/15/15 08/07/15 210.95 $210.95 $211.63 $-0.68 $0.00 $0.00 $0.00 10/15/15 08/07/15 194.56 $194.56 $195.18 $0.62 $0.00 $0.00 $0.00 10/15/15 09/11/15 129.71 $129.71 $130.40 $-0.69 $0.00 $0.00 $0.00 11/15/15 09/11/15 132.7 $132.70 $133.40 $-0.70 $0.00 , $0.00 $0.00 11/15/15 08/07/15 199.05 $199.05 $199.69 $-0.64 $0.00 $0.00 $0.00 11/24/15 08/07/15 58876.07 $58,944.95 $59,064.66 $419.71 $0.00 $0.00 11/24/15 $0 00 09/11/15 39484.03 $39,530.23 $39,693.79 $4 63.56 $0.00 $0 00 $0.00 3

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 In

Fiates

Subject

Page

G/L)

28%

10571034900

to

Portion

(included

Information

Number

G/L)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.73

$4.12 $-2.47 $-2.00 $4 $-2.00 $-2.02 $-2.34 $4.85 $-2.14 $4.90 $4.65 $4.11 $4.16 $4.34 $4.29 $4.65 $4.91

Net

Gain/Loss

79

59

or

basis

$41.27 $33.35 $28 $29.06 $33.73 $34.05 $30.92 $31.21 $27.73 $27.48 $19.32 $19.50 $18 $18.77 $27.52 $27.78

$351.11

Cost

other

FOUNDATION-BONDS-SUB

07

87

$38.80 $31.35 $27.06 $27.06 $31.71 $31.71 $29.07 $29 $25.83 $25.83 $18.16 $18.16 $17.48 $17.48 $25 $25.87

$349.99

SYMS

Proceeds

SY

CUSIP

3128P7PY3

38.8

3128MJWP1

31.35 18.16 27.06 27.06 31.71 31.71 29.07 29.07 18.16 17.48 17.48 25.83 25.83 i 25.87 25.87

349.99

Units

10/01/30

acquired

4.0%

7/01/45

08/07/15 07/29/15 07/29/15 07/29/15 09/21/15 07/29/15 09/21/15 07/29/15 09/21/15 09/21/15 07/29/15 07/29/15 09/21/15 07/29/15 09/21/15 07/29/15 09/21/15

MELLON

Date

MANAGEMENT

3.0%

C91339

Transactions

sold

POOL

WEALTH

BNY

disposed

2.

12/15/15

Date 10/15/15 10/15/15 11/15/15 11/15/15 12/15/15 12/15/15 08/15/15 09/15/15

01/15/16 01/15/16 02/15/16 02/15/16 03/15/16 03/15/16 04/15/16 04/15/16

or

Term

G08653 GOLD

Short DESCRIP'RON

FHLMC

FHLMC

9

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 in $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Fiates

Subject

Page

G/L)

28%

10571034900

to

Portion

(included

Information

Number

G/L)

$0.00 $0.00

$0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

Adjustments

Code

71

$-5.34 $5.97

$5.31 $5.36

$53.08

$-20.42 $46.78 $-97 $-68.54 $-55.85 $-84.52 $-52.42 $38.71 $-62.41

$29.82 $48.09

Net

Gain/Loss

or

basis

$95.02

$55.27

$55.76

$106.17

$552.68 $212.56 $487.04

$915.35 $745.84

$705.10 $520.65 $833.51 $401.16 $642.24

Cost

$1,017.36

$1,128.81

other

FOUNDATION-BONDS-SUB

$89.68

$49.96

$50.40

$100.20

SYMS $499.60

$192.14 $440.26 $919.65

$846.81 $689.99

$652.68 $481.94 $771.10 $371.34 $594.15

$1,044.29

Proceeds

SY

CUSIP

312938NJ8

31292SBY5

50.4 3132J4AV1

100.2 89.68

499.6 49.96

771.1

192.14

440.26 919.65 846.81 689.99

652.68 481.94 371.34 594.15

Units 1044.29

12/01/39

LLON

3/01/34

12/01/43

E

acquired

5.0%

10/29/14 06/23/14 06/23/14 10/29/14 10/29/14 10/29/14 10/29/14 10l29/14

03/13/15 03/13/15 03/13/15 05/28/15 05/28/15 03/13/15 05/28/15 03/13/15

4.0%

4.0% M

Date

MANAGEMENT

M0393

C09055

NY

15 Transactions

sold

POOL 5/

G30719

WEALTH B

disposed

Date

05/15/15 06/15/15 05/15/15 06/15/15 07/15/15 10/15/15 08/15/15 09/1 05/15/15 GOLD 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 09/15/15 09/15/15

or

Term

C

GOLD

GOLD

M

L

H

Short DESCRIPTION

F FHLMC

FHLMC

.

.

10

00

00

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0 $0.00 $0.00 $0.00 $0.00

in $0.00

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

19 35

$-8.94

$-6.88 $-8.88 $9.64 $-6.

$6.22

$48.18 $-29.88 $-22.71 $-36.62 $-28.19 $47.48 $-22.54 $-36 $-24.47 $-39.46 $45.71 $45.79

Net

Gain/Loss

06

95

.94

or

basis

$93

$84.44 $84.85

$489.11 $643.48 $401 $122 $305.51

$376.48 $235.16 $303.20 $485.40 $211.34 $121.14 $329.16 $526.96 $131.51

$212.37

Cost

other

FOUNDATION-BONDS-SUB

$87.07

$78.25

$78.63

$113.12 $595.30 $372.06 $282.80 $112.26 $452.49 $348.29 $217.68 $449.05 $280.66 $304.69 $487.50 SYMS $121.87 $195.63 $196.58

Proceeds

SY

CUSIP

3132J4AV1

595.3

282.8 87.07 487.5 78.25 . 78.63

113.12

112.26

372.06

452.49 348.29 121.87 195.63 217.68 280.66 449.05 304.69 196.58

Units

I34

LLON

3/01

E

acquired

10/20/15

03I13/15 10/20/15 10/20/15 05/28/15 10/20/15 05/28/15 03/13/15 03/13/15 10/20/15 05/28/15 03/13/15 05/28/15 10/20/15 05/28/15 03/13/15 05/28/15

05/28/15

4.0%

M

Date

MANAGEMENT

15

'IT-ansactions

sold

5/ G30719

WEALTH

BNY

disposed

x. 10/15/15 11/15/15 10/15/15 11/15/15 11/1 12/15/15 Date 12/15/15 12/15/15

01/15/16 01/15/16 01/15/16 02/15/16 02/15/16 02/15/16 03/15/16 03/15/16

04/15/16 04/15/16

or

Term

GOLD

LMC

Short DESCRIPTION

FH

11

Net

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

0.50

$6.90 $6.78 $-9.77 $6.61 $-6.70 $-6.80 $7.39

$7.77

$41.26 $-56.68

$-28.59 $43.96 $40.84

$4 $42.06 $40.70

Net

Gain/Loss

'

or

basis

$61.60 $87.54 $64.78 $89.24

$211.20

$875.67 $427.57 $207.63 $299.19 $202.48 $205.13 $208.25

$100.60

Cost

$7,777.43

$1,250.95

other $21,766.22

FOUNDATION-BONDS-SUB

.45

$54.21 $77.04 ,709.54 $88.54 $57.01 $78.54

$847.08 $204.30 $413.61 $200.85 $289.42 $195.87 $198.43 $201 SYMS

$7,766.17 $1,210.11

$21

Proceeds

SY

LTV1

CUSIP

3132J4AV1

31371 31335ADGO

204.3

54.21 77.04 88.54 57.01 78.54

847.08 195.87 198.43 413.61 200.85 289.42 201.45

1210.11 7207.58

Units

20148.07

255364

3/01/34

6/01/45

POOL

acquired

0I29I14

10I20I15

05/28/15 07/08I15 07/08/15 07/08/15 10I29I14 1 07/08/15 07I08/15 10I29/14 07/08I15 07/08/15 07I08/15 07/08/15 10I29I14 10I29I14

4.0% 3.5%

MELLON

Date

MANAGEMENT ASSN

5

MTGE

Transactions

sold

G30719

G60103

BNY WEALTH

disposed

Date 10I15/15 11/15/15 04I21/16 04I21/16 12/15/15 08/15/15 09I15/15

01/15/16 02/15/16 03/15/16 04/15/16 05/25/15 06I25I1

07I25/15 08/25/15 09I25I15

NAT'L

or

Term

GOLD GOLD

Short DESCRIPTION FHLMC

FHLMC

FEDERAL

I

12

Net

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

00

Number

GIL)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.16

$-0.92 $4.85 $-0.87 $-6.73 $4.36 $-9.52 $4.35 $2.88 $4.30 $4 $-3.91 $-0.30

$40.30

$32.50 $49.51

Net

Gain/Loss

.

or

basis

$9.86

$9.36

$4.87

$85.92

$52.12 $72.43

$23.18 $22.92 $48.90 $22.03 $19.80 $66.47

$349.62 $209.84 $161.85

Cost

other

FOUNDATION-BONDS-SUB

.

94

57

$8 $8.49

$4

$75.62

$47.27 $65.70 $21.82 $21.57 $46.02 $20.73 $18.64 $62.56

$317.12

$190.33 $152.33 SYMS

Proceeds

SY

LTV1

CUSIP

31371

8.94 3138E6V94 3138A6KG4 8.49 65.7

3138E7AT1

4.57

75.62

47.27 18.64 21.82 21.57 . 46.02 20.73 62.56

190.33 317.12 152.33

Units

255364

LLON

POOL

E

acquired

10I29/14

10I08/15 10I08I15 10I08/15 10I08/15 10I08I15 10I08/15

09I21/15 09I21I15 09I21/15 09I21I15 09I21/15 09I21I15 09I21I15 09l25/15

.M

Date

ASSN

MANAGEMENT

6

MTGE

16

NY

Transactions

sold

0AH4794

0AK2439

0AK2717

WEALTH

B

disposed

x.

10I25I15 11I25I15 12/25/15 11I25I15 Date 12/25/15 10I25I15 01I25I16 02/25/ 03/25I1 04I25/16 01I25I16 10I25I15 02/25/16 03/25/16 NAT'L 04I25I16

or

Term POOL

POOL

POOL

Short DESCRIPTION

FEDERAL

FNMA FNMA

FNMA

13

$0.00 $0.00

Net $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

in

Rates Subject

GIL)

Page

28%

10571034900

to Portion

(included

Information

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 Number

Tax

Net

and Subject

in

Discount

988 to

2015

Account Portion

Market

(included

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

16 .97 30 .99

$4.15

$0.61 $-2.04

$-2.06 $4 $4

$-2.12 $-3.46 $-87. $-0.41 $-0 $-0.27 $40.05

$403.69 $-211.16

$-391.90

Net

Gain/Loss

or $6.64

$4.78 $50.43 $4.38

basis $36.00

$36.34 $34.80 $35.21

$37.53 $55.65 $122.16

$1,259.86 $1,058.98 $2,565.51

$4,761.55

Cost $2,082.75

other

FOUNDATION-BONDS-SUB .82 $6.23 $4.11 $46.28

$4.48 $33.96

$34.28 $32.83 $33.22

$35.41

$112.11 $971 $52.19

$1,156.17 $2,354.35

$4,369.65

SYMS $2,083.36

Proceeds

SY

K4 .82

38EGG

3139EN4H9 6.23 CUSIP 3138E7AT1 4.11 46.28

4.48 31 33.96

34.28 32.83 33.22

35.41

112.11 52.19 971

1156.17 2354.35

4369.65 1953.34

Units

I44

15 LLON 8/01

acquired E

02/24/15 02l24/15

05/15I15 02/24I15 05I15/15

02/24/15 09I26I14

09I26/14 09I26I14 09I26I14

09I26/14

09I25I15 09I25I15 09I25I15 09I25I15 09I25/

4.5%

Date M

MANAGEMENT

0AL0201 Transactions sold

POOL NY 0AK2717

08I25/15 07I25I15

WEALTH

06I25I15 07I25I15 B

disposed 06I25/15

05I25I15 09I25I15

08/25/15 07I25I15 06I25/15

05I25I15

03I03/16 11I25I15 12I25I15 02/25/16

01I25I16 Date

or

POOL

POOL

Term

AL5223

FNMA

FNMA

FNMA

DESCRIPTION

Short

j (I "

.

14

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 In

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

12

10

74

30.76

$4.94

$-6.84 $6.91 $-6.98 $-6. $6.23

$-6.16 $3.82 $-3. $-3.78 $9.62 $-9.72 $-9.51

$40

$80.16

$-212.53

$446.67

Net $4

Gain/Loss

or

basis

$60.00

$84.71 $84.85 $84.78 $75.53 $75.66 $75.59 $46.38 $46.30 $46.34

$122.96

$117.97 $118.07 $117.86

$973.95

Cost

$2,582.24

$1,781.98 $1,588.70

other

FOUNDATION-BONDS-SUB

$55.06 $77.87 $77.87 $77.87 $69.43 $69.43 $69.43 $42.56 $42.56 $42.56

$112.84

SYMS $893.79 $108.35 $108.35 $108.35

$2,369.71

$1,635.31

$1,457.94

Proceeds

SY

84

43 43

CUSIP

3138EN4H9

55.06 77.87 77.87 77.87

69.43 69 69 42.56 42.56 42.56

112

108.35 108.35 108.35

893.79

2369.71 1635.31 1457.94

Units

5 5

LLON

8/01/44

E

acquired

05/15/15 05/15/15 02/24/15 09I25I1 09/28/15 05/15/1 02/24/15 09I25I15 05/15/15 02/24/15 09/28/15 05I15I15 09I25I15 09/28/15 02/24/15 09/28I15 05I15I15 09I25I15

M

4.5%

Date

MANAGEMENT

NY Transactions

sold

POOL

WEALTH

B

disposed

x.

10I25I15 10I25I15 11I25I15 Date 10I25I15 11I25I15 11/25/15 11I25I15 08/25/15 09I25I15 10I25I15 12/25/15 09I25I15 12/25/15 12/25I15 12/25/15

01I25I16 01I25I16 01I25I16

or

Term

AL6223

Short DESCRIPTION

FNMA

15 00

Net

$0.00

$0.00

$0

$0.00 $0.00 $0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number

GIL)

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

19 .22 $6.76 $-6.62 $-6.69 $-6.82

$-6.74 $-6.89

$-6.26 $6. $6.32

$-3.28

$-20.64

$42.67 $-21 $204.08

Net $-358.78 $-214.22

Gain/Loss

-BONDS-SUB

or

basis $82.14 $82.00 $82.07 $83.63 $83.55 $83.70

$76.75 $76.68 $76.81 $56.21

$363.23 $353.41 $216.89

Cost $2,479.49

$5,307.49 $3,168.99

other

FOUNDATION

22

$75.38

$75.38

$75.38 $76.81 $76.81

$76.81 $70.49

$70.49 $52.93 $70.49 $332.77 $204 $342.01

SYMS

$2,275.41 $4,948.71 $2,954.77

Proceeds

SY

38

CUSIP

3138EN4H9

3138ENHGT 3138EN205

75 75.38 75.38 76.81 76.81 76.81 70.49 70.49 70.49 52.93

332.77 204.22 342.01

2275.41

2954.77 4948.71

Units

5

4 4

15

8/01/44

8I01/27

8/01/44

acquired

02/24/ 05/15/1 09I25I15 12/16I14 09/28/15 09/28I15 09I25I15 12I16/14 05I15/15 09/28/15 09I25I15 09/03/14 05I15/15 09I03/14 09I03/1 09I03/1

4.0%

MELLON 4.0%

4.5%

Date

MANAGEMENT

6

5 5

Transactions

sold

AL5630 POOL AL6150

WEALTH BNY

I!

II

dIsposed

Date 01I25I16 02/25I16 02/25/16 02/25/16 03I25/1 03I25I16 03I25I16 04I25I16 04I25/16 04I25/16 05/25/15 06I25I15 07I25/1 08/25/1 05/25I15 06I25I15

or

Term

POOL

POOL

Short DESCRIP'RON

FNMAAL6223

FNMA

FNMA

I

16

Net

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in $0.00 $0.00

Fiates

Subject

Page

GIL)

28%

10571034900

to

Portion (included

Information

Number

GIL)

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

$2.44 $5.49

$-6.34

$6.57 $2.71

$4.30

$-9.13 $-7.35

$43.18

$43.65

$48.99 $45.28

$476.45 $458.74 $221.88 $468.39 $266.09

Net

Gain/Loss 51

or

basis

$75.27

$83.64

$37.27

$407.47 $181.58 $169.74

$188.07 $422.02

$472.39 $586.94 $261.55 $210

Cost $2,610.31 $2,348.22 $3,282.31 $2,491.00 $3,936.25

other

FOUNDATION-BONDS-SUB 6

37

93

$72.83

$80 $35.97

$164.25 SYMS $175.24 $394.29 $408 $457.11 $181.50

$252.42

$567.95 $203.1 $2,433.86 $2,189.48 $3,060.43 $2,322.61

$3,670.16

Proceeds

SY

.5

CUSIP

3138ENZOS

3138EPUV4

181 72.83 80.93 35.97

164.25 175.24

394.29 408.37 457.11 252.42 567.95 203.16

2433.86 2189.48 3060.43 2322.61 3670.16

Units

5 5

LLON

8/01/27

acquired

5I1/45

12I16/14 12I16/14 12I16/14 12I16/14 12/16/14

06I08I15 06I08I1 07I28I15 06I08/15 06I08I1 07I28/15 06I08/15 07I28/15 07I28/15 06I08I15 07I28I15 06I08I15

4.0%

ME

Date

MANAGEMENT

3.5%

Transactions

sold

AL6150

AL6895

WEALTH BNY #

It

disposed

x.

11/25/15 Date 10/25/15 11/25/15 07/25/15 08/25/15 10/25/15 11/25/15 09/25/15 10/25/15 12/25/15 07/25/15 12/25/15 08/25/15 09/25/15 09/25/15

01I25I16

01I25I16

or

OL

Term

POOL

PO

hort

DESCRIPTION

FNMA

FNMA

,

j 1

17

00

Net

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

ancluded

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included 00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0 $0.00 $0.00 $0 $0.00 $0 $0.00

Adjustments

Code

95

$-2.48 $-5.16 $-3.93 $4.89

$4.90 $-5.24 $-6.60

$-5.07 $-8.46 $7.05

$-6.46

$40.18 $41.56 $42.93 $46.91 $-25

Net

Gain/Loss

64

.35

or

basis

$71.08

$54.06

$159.50 $121.32 $314.77 $140.27 $143.13 $180.48

$353.55 $138.53 $462.36 $231 $192.85 $709.52 $255.

Cost

$1,136.19

other

FOUNDATION-BONDS-SUB

8

1

$68.60

$52.17

$117.39 $154.34

$304.59 $135.37 $137.89 SYMS $173.88 $340.62 $133.46 $445.45 $222.89 $185.80 $683.57

$249.

$1,094.63

Proceeds

SY

45

CUSIP 68.6

3138EPUV4

3138EPW83

3138W6RST 52.17 185.8 117.39 154.34

135.37 137.89 173.88 304.59 133.46 340.62 445 222.89

683.57 249.18

1094.63

Units

5

15

1 15

7/01/35

acquired

5I1/45

6/01/43

07I28/ 06I08I15 06/08/15 07I28/ 06I08I15 07I28/ 07/01/15 07/01I15 07/01I15 07/01/15 07/01/15 07/01/15 07I01/15 07I01I15 07I01I15 06/23I14

3.5% MELLON

Date

MANAGEMENT

3.5%

3.5%

6

1

hansactions

sold

AL6895

BNY WEALTH

It

#AL6970

disposed

Date

02/25I16 11I25I15 02/25/16 03I25I16 10/25I15 03I25/ 04I25I16 04I25/16 12/25/15

08I25/15 09I25I15 01I25I16 02/25/16 03I25I16

04I25/16 05/25/15

or

Term

POOL

POOL

Short DESCRIPTION FNMA

FNMA FNMAAR8596

18 00 00

Net $0 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00

00

$0 $0.00

$0

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

$0.43 $-5.76

$4.18 $-0.42 $065 $-0.65 $-0.64 $-0.67 $-0.64 $41.16

$24.19

$-33.58 $432.82

$24.17

$183.28 $165.32

Net

Gain/Loss 94

or

basis 13.19 $6.59 $6.52 $6.80 $6.55 $6.45

$115 $113.36 $1 $245.32 $340.59 $958.93

Cost $1,118.26 $1,541.45 $1,301.87

other $64,513.28 $31,460.19

FOUNDATION-BONDS-SUB $6.13 $5.94 $5.88 $5.90 $5.81

$115.51 $112.94 $221.13

$102.03 $307.01

$934.76

SYMS $1,114.08 $1,535.69

$1,269.05 $64,696.56

$31,625.51

Proceeds

SY

38X5605

08

5.9

CUSIP

31 3138XYF33 5.94 5.88 6.13 5.81

3138WRTD2

115.51 112.94

102.03

221.13 307.01

934.76

1114

1535.69

1269.05 Units

64272.26

30667.16

5 5 5 5 5 5 5 5

8/01/44

5/01/43

acquired

10I29/14 10I29/14 10I29/14 10I29I14 10I29/14

08I20I1 08I20I1 08I20I1 08I20I1 08I20I1 08I20I1 08/20/1 08I20I1 07I21I14 07I21I14 07I21I14

3.5%

3.0%

MELLON

Date

5.0%11/01/43

MANAGEMENT

6 6

6

'II'ansactions

sold

AT4147

AW8285

AU6278

WEALTH

BNY II

I

disposed

11/25/15

Date 12I25I15 10I25I15 05I25I15 06I25I15 07l25/15 08I07/15 08I25I15 01/25/16 02/25/1 03I25I1 09I25I15 04I25I1 05I25I15 06I08/15 06I25I15

OL

or

Term

PO

POOL

POOL

Short

DESCRIPTION

FNMA FNMA FNMA

19

Net

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page GIL)

28%

10571034900

to

Portion

ancluded

Information

Number GIL)

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

8.33 8.22 3.51

$0.87 $-7.89 $0.86 $5.50 $2.66

$-2.63 $-6.20 $42.21

$4 $4 $44.15 $42.69 $36.72 $4 $40.98

Net

Gain/Loss

or

basis $8.93 $8.86

$95.26 $45.60 $46.10 $112.49 $880.44 $376.32

$362.73 $130.08 $234.03 $107.41

Cost

$1,020.70 $1,321.88 $1,314.09

other

FOUNDATION-BONDS-SUB

$8.06 $8.00

$89.76 $43.44 $42.97

$868.23 $117.39

$339.60 $101.51 $220.52 $354.84 $101.21

SYMS

$1,006.55 $1,303.55 $1,295.87

Proceeds

SY

L6

40G

4CRWO

8

41

55

CUSIP

8.06 314OEUBS7 31 3140EW6T7

3141

339.6 89.76 43.44 42.97

117.39

868.23 101.51 101.21

354.84 220.52

1006.55 1303 1295.87

Units

6

4

3/01/46

3/01/23

3/01/38

acquired

11I19I15 11I19I15 11I19I15 11I19I15

09I26I14 09I25I14 09I25I14

03I03I1 09I26/14 09I26/14 09I26/14 09I25I1 09I25/14

09I26/14 09I25/14

3.0%

11/01/30

.MELLON Date

4.5%

5.5%

MANAGEMENT

2.5%

6 6

5

Transactions

sold

Bc2681

962003

WEALTH # 952301 BNY

disposed

Date

05125/15 06I25I15 08I25/15 01I25I1 03I25I16 04I25/16 06I25I15 09/25/15 o7/25/15 W ,. 02/25/1 04I25I16 o7/25/15 09I25I1

05/25/15 08I25/15

or

Term

POOL POOL POOL

BC0048

Short FN DESCRIPTION FNMA FNMA

FNMA

1

1

l

I

.

.

20

00

00

Net

$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(Included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

26

.30

$2.71 $-5.42 $4.81 $0.11 $-3.42

$21 $44.00 $75.51 $46.26 $48.93 $27.94 $24.54 $23.98 $24.28 $-21 $53.53 $76.84

Net

Gain/Loss

41

or

basis

$3.12

$77.34

$97.89

$275.10 $167.42 $903.07 $194.44 $585.16 $334.10 $293.50 $286.80 $290 $254.72 $640.14 $918.90

$155.04 $137.61

Cost

other

FOUNDATION-BONDS-SUB

84

$3.01

$74.63

$94.47

$253 $153.42 $827.56 $178.18 $536.23 SYMS $306.16 $268.96 $262.82 $266.13 $233.42 $586.61 $842.06

$149.62 $132.80

Proceeds

SY

CUSIP

314188862

314188089

3.01

132.8 74.63

94.47

153.42 253.84 178.18

827.56 536.23 306.16 268.96 262.82 266.13 233.42 586.61 842.06 149.62

Unis

LLON

15

15

5/

5/

E

acquired

4I01I44

5I01/44

06/23/14

05I1 05/15/15 05I15I15 05I15/15 05/15I15 05/1 05/15/15 05I15/15 05I15/15 10I08/15 10I08/15 05/15I15 05/15/15 10/08/15 10I08/15 10I08I15

M

Date

MANAGEMENT

4.5%

3.5%

15 NY

Transactions

501d

WEALTH

B

disposed

)9

Date 11I25I15 05I25/15 10/25/ 06I25I15 12/25/15 07I25I15 08I25/15 09I25I15 11/25/15

01/25/16 02/25/16 12/25/15 03I25I16 04I25/16

01I25I16 02/25/16 03I25I16

or

Term

MA1860

MA1897

Short DESCRIPTION

FNMA

FNMA

.

.

21

Net

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

00

Number

G/L)

$0 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0

Adjustments

Code

3.97

$0.13

$0.63 $0.53 $0.83 $0.25 $2.30 $0.70

$25.90

$4 $49.08 $33.42 $46.44 $30.57

Net

Gain/Loss

62

or

basis

$3.60

$19.87 $54.90

$400.88 $250.97 $212.02 $334.39 $923.73

$304.71 $410.38 $729.06 $404.59 $720.

Cost

other

FOUNDATION-BONDS-SUB

98

.43

$3.47

$19.62 $54.20

$211.49 $374 $250.34 $333.56 $921 SYMS $290.74 $391.30 $695.64 $388.15 $690.05

Proceeds

SY

CUSIP

314188D89 3.47 314188XN1 314188XR2 314188XZ4 314188233 54.2

19.62

391.3

374.98 211.49

250.34 333.56 921.43 290.74 695.64 690.05 388.15

UnIs

6

LLON 15

I46

3/01/31

12/01I45

acquired

5/01I44

1/01

10I08/ 11I24I15 11I24/15 11I24/15 11/24/15

03I03I16 01I13/16 01I13I16 02/04/16 02/19/16 02IO4I16 03I03/16 02/23I1

4.0% 12/01/45

ME 3.0%

Date

MANAGEMENT

3.5%

3.5%

3.0%

6

6

'D'ansactions

sold

WEALTH BNY MA2484

MA2561

disposed

Date 04I25I16 04/25/16 01I25I16 02I25/16 04I25I16 03I25I16 03I25I16 04I25I16 03I25I16 04I25I16 04I25I1 04I25I1 04I25I16

or

Term

MA1897 POOL

MA2495

POOL

MA2487

Short DESCRIPTION FNMA

FNMA FN

FNMA

FNMA

22

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00

Fiates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

76

89.90

$-9.10 $-7

$-9.64 $-9.47 $-3.04 $-7.59

$-9.81 $-9.71 $-9.54

$-10.12

$-269.40 $-1 $-116.80 $-137.57

Net $-105.15

$-308.71 $405.94

Gain/Loss

.84

32

or

basrs

,729.66

.332.06

$891 $760.36

$131.33 $131.16

$132.42 $132 $132.15

Cost

$3,387.26 $2,387.70 $1 $1,468.52 $1.322.03 $3,491.05 $3,498.13 $3,495.60

$1

other

$35,188.78

FOUNDATION-BONDS-SUB

,592.09

.226.12

$882.74 $752.60

$121.69

SYMS $121.69

$122.61 $122.61 $122.61

$3,117.86

$2,197.80 $1 $1,351.72 $1,216.88

$3,488.01 $3,488.01 $3,488.01 $1

$34,880.07

Proceeds

SY

CUSIP

36179NX45

361790PJ4

752.6

.

882.74

121.69 121.69 2197.8

122.61 122.61 122.61

3117.86 1592.09 1351.72 1216.88

1226.12 3239.01 3239.01 3239.01 Units

32390.09

LLON

15

1/20/44

9/20/44

acquired

06/24/14

06/24/14 03/05/15 03/05/ 03/05/15 09/11/15 03/05/15 07/27/15 03/05/15 07/29/15 07/29/15 09/11/15 07/27/15 03/05/15 03/05/15 3.0% 07/27/15 07/29/15

4.5%

ME

Date

MANAGEMENT

MA1599

MA2225

Transactions

sold

#

WEALTH

BNY

disposed

Date 05/20/15 06/20/15 05/20/15 06/20/15 10/09/15 10/09/15 10/09/15 07/20/15 08/20/15 10/09/15 10/20/15 10/20/15 09/20/15 09/20/15 09/20/15 10/20/15 10/20/15

or

POOL

POOLII

Term

II

Short DESCRIPTION

GNMA

GNMAII 23 $0.00

Net $0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

in Fiates Subject

GIL)

Page

28% 10571034900 to Portion

Gncluded Information 00 $0 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00

$0.00 G/L) $0.00

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00

Number Tax

Net and Subject

in

Discount 988

to

2015 Account Portion

Market

(included $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

9.63 3.89 $1.93 $-9.34

29.86

$21.24 $-7.71

$40.15 $-5.60 $4 $-51.49

$23.17 $-21.89

$49.96

$4 $26.56

$42.04 $-72.03

$-52.34 $412.52 $4

Net

Gain/Loss .63

or

basis

$162.57 $163.38 $89.13

$326.08

.221

$441.09

$221.16

$191.62 $122.67

$887.64 $8,768.11 $4,396.27 $4,371.18 $4,393.07

Cost $2,202.52

$1,908.31 $1

$43,782.59 $13,098.09

other

FOUNDATION-BONDS-SUB 22 $153.23

$153.23 $83.53

$306.45

.795.79

$414.53

$207.27

$114.96 $179.58 $835.30

$4,373.11 $4,373.10 $8,746 $4,373.11

SYMS $2.072.66

$1 $1,149.60

$43,731.10 $13,119.33

Proceeds

SY

CUSIP 361790WF4 153.23

153.23 83.53

306.45 835.3

4120.1

414.53

114.96 207.27 1149.6

179.58 4120.11 8240.22

4120.11 1795.79 2072.66

41201.09 12360.33

Units N

15 LLO 12/20/44

acquired E 08/20/15 07/27/ 03/11/15

07/17/15

03/31/15 07/17l15

07/27/15 07/29/15

08/20/15 07/17/15

03/11/15

03/31/15

03/31l15 03/11/15

03/11/15

03/31/15 03/11/15 03/31l15 4.0%

Date M

MANAGEMENT II 15

Transactions sold POOL 09/20/15

WEALTH 09120115 BNY 09/20/15

disposed 08l25/15

08/25/15 08l25/15

08/25/15 08l25/15

08l25/

08/20/15 08l20/15

08/20/15

07I20/15

07/20/15

06(20/15

06/20/15 05/20/15 05/20/15

Date X.

or

Term MA2446 GNMA

DESCRIPTION

Short 1

24

00

Net

$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00. $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571034900

to

Portion

(Included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

09

$-8.80 $-7.30 $-6.27 $7.29 $-6.30 $-5.96 $-6.73 $-6.38 $-3.09 $8.40 $4

$42.35

$-36.58 $40.27 $-96.01 $41.13

$43.59

Net

Galn/Loss

57

or

basis

.628.28

$111.29 $111.81

$649.49 $119 $163.50 $156.22 $129.52 $129.45 $105.75 $197.33 $121.36 $259.73 $343.91 $160.69 $419.97

Cost

$1 $3,502.41

other

FOUNDATION-BONDS-SUB

84

38

.33

$99.79

$612.91 $112 $153.23 $118.27 $147.42 $122.22 $105.02 $122.16 $105.51 $190.95 $251 $332.78 $156.60 $406

SYMS

$1.532.27 $3,544.76

Proceeds

SY

.33

CUSIP

361790WF4

36179HBW8

156.6

99.79

112.84

153.23 147.42 118.27 122.22 105.02 122.16 105.51 612.91 190.95

251 332.78 406.38

1532.27

3305.14

Units

4/20/45

12/20/44

acquired

03/11/15 07/29/15 03/31/15 07/29/15 07/29/15 07/29/15 07/29/15 05/11/15 07/29/15 07/29/15 07/29/15 07/29/15 04/09/15 04/09/15 04/09/15 05/11/15 04/09/15

3.0%

4.0%

MELLON

Date

MANAGEMENT

II

MA2753

'IYansactions

sold

POOL

#

WEALTH

BNY

disposed

11/20/15 X. 10/20/15 12/20/15 Date

09/20/15 09/20/15 09/20/15 01/20/16 02/20/16 03/20/16 04/15/16 04/20/16 05/20/15 06/20/15 06/20/15 07/20/15 07/20/15 08/20/15

or

POOL

Term

MA2446

II

Short DESCRIPTION

GNMA

GNMA

25

Net

$0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page G/L)

28%

10571034900

to

Portion

Gncluded

Information

00

G/L) Number

$0.00

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

5.71

8.50

$-4.99 $-0.68 $-2.39 $-6.79

$-5.77 $0.57 $-0.63 $-7.29 $-0.58 $-6.72 $-7.78

$-6.52

$4 $48.29 $-21.19 $4 $49.86 $47.74

Net

Gain/Loss

or

basis

$37.96 $31.79 $35.57 $32.75

$196.23 $485.58 $654.94 $571.63 $267.09

$226.88 $286.78 $264.08 $565.17 $306.02 $100.00

$256.25 $548.43 $613.77

Cost

other

FOUNDATION-BONDS-SUB

$97.61 $31.22 $34.94 $32.17 $37.28

$221.11

$191.24 $469.87 $260.30

$257.36 $546.88 $633.75 $298.24 $553.13

$249.73 $530.69 $593.91 $279.49

SYMS

Proceeds

SY

CUSIP

36179RBW8

37.28 260.3 31.22 34.94 32.17 97.61

191.24

221.11 633.75

469.87 257.36 546.88 298.24 553.13 249.73 530.69 593.91 279.49

Units

5

5

1

4/20/45

acquired

05/11/15

05/11/15 05/11/15 05/11/15

05/11/15 05/11/15 09/25/15 04/09/15 04/09/15 04/09/ 05/11/15 04/09/15 09/25/15 01/13/16 09/25/15 04/09/1 09/25/15 04/09/15

3.0%

Date

MELLON

MANAGEMENT

6

5 5

MA2753

Transactions

sold

#

WEALTH

BNY

disposed

11/20/15 11/20/15 11/20/15 12/20/15 12/20/15 12/20/15

Date 10/20/15 10/20/15 10/20/1 01/20/1 02/20/16

08/20/15 01/20/16 01/20/16 02/20/16 02/20/16

09/20/1 09/20/15 )9

or

POOL

Term

Short DESCRIPTION

GNMAII 3

26

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Rates

Subject

Page

G/L)

28%

10571034900

to

Portion

(Included

Information

00

Number

G/L)

$0 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

Oncluded

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

48

.06

9.66

$-0.59

$-7.22 $063 $-2.55 $4 $-4.31 $-9.16 $12 $70.50

$4

$48.40 $-24.51 $43.82 $46.19 $-37.95 $-73.58

Net

Gain/Loss

11

14

or

basis

$33.13

$35.22 $59.57

$283.91 $607.62 $106.31

$179.84 $360.22 $255.80 $340.83 $225 $512.38 $993.39

Cost

$9,645.58

$9,443.95

other $82.574.

FOUNDATION-BONDS-SUB

54

$32

$34.59 $58.51

$587.96 SYMS $276.69

$103.76 $175.53 $351.06 $237.40 $316.32 $208.95

$474.43 $919.81

$9,716.08

$9,400.13

$82,586.59

Proceeds

SY

CUSIP

36179R8W8

36179RLR8

36179RNY1

32.54

34.59 58.51

237.4

276.69 103.76 587.96 175.53

351.06 316.32 208.95 474.43

919.81

9400.29

Units

8764.69

79902.37

LLON

15

4/20/45

15

9/20/45

E

acquired

8/20/45

09l25/15 04/09/15 05/11/ 05/11/15 11/02/15 04/09/15 09/25/15 01/13/16 11/02/15 09/25/15 05/11/15 11/02/15 01/13/16 11/02/15 3.0%

10/09/15 10/09/

M

4.5%

Date

MANAGEMENT

4.5%

6

MA2753

Transactions 16

sold

MA3107

WEALTH BNY

II

disposed

x.

Date 02/20/16

03/03/16 03/03/16

03/20/16 03/20/16 03/20/1 03/20/16 04/20/16 12/20/15 04/20/16 04/20/ 11/20/15 01/20/16 02/17/16 12/20/15 02/20/16

MA3036 or

POOL#

Term

II

G2

POOL

Short DESCRIP'I10N

GNMA

GNMA

GNMA

27

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

G/L)

28%

10571034900

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

98

9.93

$-72.00

$46.73 $90.33 $49.87 $-92.31

$-39.61 $4

$419.01 $416.46

$-312.24 $-242.13

Net $468.72 $420.02 $417.14 $464.76 $212

Gain/Loss

97

or

basns

.606.68

$991.81

$276.29

$550.67 $276.05

Cost

$1 $1,604.13 $9,764.62 $1,244.22 $1,246.20

$2.345.71 $1,853.88 $6,443.54 $3,289.96 $2,544

other

$44.042.76 $43,972.65

FOUNDATION-BONDS-SUB

$919.81

$511.06 $256.42

$256.12 SYMS

$1,487.67 $1,487.67 $9,717.89 $1,153.89 $1,153.89

$2,176.99 $1,733.86 $6,026.40 $3,076.98 $2,380.21

$43,730.52 $43.730.52

Proceeds

SY

CUSIP

36179RNY1

36179RZV4

361830XH3

'

919.81 511.06

256.42

256.12 6026.4

1153.89 1153.89 1487.67 1487.67

9062.29

1733.86 2176.99

3076.98 2380.21 Units

40780.32 40780.32

9/20/45

3/15/45

acquired

2/20/46

11/02/15 11/02/15 11/02/15 10/09/15 11/02/15 10/09/15 10/09/15

01/13/16 01l13/16 02/12/16 02/12/16 03/02/16 08l25/15 08/25/15 08/25/15 08/25/15

4.5%

4.0%

MELLON

Date

MANAGEMENT

4.5%

Transactions

sold

M6980

WEALTH

BNY I!

disposed

12/20/15

Date 01/20/16 02/12/16 01/20/16 02/12/16 02/12/16 02/20/16 10/15/15 11/15/15 02/20/16 02/20/16 03/20/16 12/15/15 04/20/16 04/20/16

01/15/16

or

MA3456

Term

II

POOL

Short DESCRIPTION

GNMAPOOLIIMA3107

GNMA GNMA

28

Net

$0.00

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

in

Rates

Subject

GIL)

Page

28% 10571034900

to

Portion

ancluded

Information

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

GIL)

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00 Number Tax

Net

and

Subject

in

Discount

988

to 2015 Account

Portion

Market

ancluded

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00 Adjustments

Code

79

58

69

63.97

$-7.39

$41.64

$44

$244.10 $43.80

$233.13

$44

$44.75

$43.04

$44.87

$42.26

$42

$-63.33

$449.77

$4 $1,096.97 Net Gain/Loss or

basis

$285.47

$362.68

$338.53

$357.66

$361.87

$319.93

$181.16

$364.86 $311.39

$300.70 $978.25

Cost

$2,313.49 $63,044.23

$67,923.53

$64,201.93 $66,005.85 other

FOUNDATION-BONDS-SUB

12

73.77

$273.83

$347.89

$324.73

$343.08

$347

$306.89

$1

$349.99

$288.44

$298.70 $914.92

SYMS

$2,163.72 $63,288.33

$68,156.66

$65,298.90 $65,841.88

Proceeds

SY 85CAT1 79 361 CUSIP

36184$PO7

361830XH3 298.7

273.83

347.89

324.73

343.08

173.77 347.12

306.89

349.99 288.44

914.92

58954.27

2163.72 63489.21 61584.58 Units

61732 3/15/45 4/20/45 8/15/45 acquired 02/24/16 02/29/16 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 08l25/15 08l25/15 08/25/15

3.5% 4.0%

Date MELLON

4.0%

MANAGEMENT Transactions

sold

AM4931

AK6980

II

It

1/20/15

WEALTH 04/15/16

04/15/16 BNY

disposed

2/15/16 04/20/16

04/18/16

03/20/16

12/20/15 02/20/16

01/20/16

10/20/15

09/20/15

oa/20/15

07/20/15

03/15/16 02/24/16 Date

or

M9018

Term

POOL

POOL

GNMA

GNMA

GNMA

Short DESCRIPTION

29

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 in $0.00

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-43.93 $51.20 $-31.15 $-72.90 $-67.07

$990.50 $287.30

$801.80 $-227.11 $820.20

$-246.24

Net

$-3,878.00 $-7,731.00

Gain/Loss

.76

or

basis

$413.83 $482.35 $293.48 $686.76 $631.90

Cost

$3,771 $3,500.81

$9,964.80

$9,978.20 $9,959.80

other

$50,708.00

$10,153.00 $20,306.00

FOUNDATION-BONDS-SUB

.698.50

$431.15 $262.33 $613.86 SYMS $369.90 $564.83

$3,525.52 $3,273.70

$6,275.00

$51 $10,252.10 $12,575.00 $10,780.00 $10,780.00

Proceeds

SY

KA73

CUSIP

38185CAT1

36241

845467AL3

68389XA08 68389XBBO 855244AH2

369.9

-

10000 10000 50000 10000 10000 20000

3273.7

431.15 262.33 613.86 564.83

3525.52

Units

781830

1/23/25

8/15/45

acquired

4.95%

5I15/22

8/15/45

POOL

11/05/15 11/05/15 11I05/15 11/05/15 11I05/15 02/29/16 02/24/16

07/23/15 04/28/15 03/20/15 03/20/15 06/01/15

06/01I15

.MELLQN 4.3%

Date

MANAGEMENT

2.5%

4.0%

ASSN

ENERGY

16 15

Transactions

sold

5/ 5/

MTGE WEALTH

BNY CORP

disposed

12,/1 Date 04/15/16 04/1

01/15/16 02/15/16 03/15/16 04/15/16 04/29/16 04/05/16 O2IO2/16 02/03/16 01/20/16 01/20/16

or

CORP CORP

Term

NAT'L

AM9018

Short DESCRIPTION

GNMA GOV'T

ORACLE ORACLE SOUTHWESTERN

STARBUCKS

I

.

30

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

00 00

00

$0.00 $0 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

75

$273.60 $850.05 $134

$282.84 $318.52

$385.94 $241.41

$-428.32 $289.45 $-670.91 $-496.48 $425.00

Net

$4,033.50

$1,120.32

$4,156.26

Gain/Loss

or

basis

Cost

$4,979.90

$5,039.08 $9,394.53 $9,394.53 $9,166.41

$4,481.87

other $11,503.91 $14,939.70 $50,519.11

$14,091.80 $22,916.02

$35,836.81 $40,495.31 $10,123.83 $29,975.39

FOUNDATION-BONDS-SUB

.41

.25

SYMS

$5,253.50

$5,173.83 $9,105.08 $8,898.05 $9,041 $4,800.39

$15,789.75 $22,245.11 $10,347.65 $13,663.48

$50,801.95 $39,870.31

$40,881 $10,365.24 $31,095.71

Proceeds

SY

CUSIP

855244AH2

912810RH3

912810RK6

912810RM2

5000

5000

5000

15000

10000 15000 10000 10000 10000

25000 55000 10000 40000 40000 30000

Units

8/15/44

15

5I15/45 I15

6/15/45

9/

acquired

11/14/14

06/01/15 06/01/15 11/03/15 02/04/15 03/09/15 03/09/15 05/05/15 03/09/15 05/05/15 05/05/15 05/1 05/19I15 06/01/15 06/01

3.0%

3.125%

4.3%

MELLON

Date

MANAGEMENT

NOTE

Transactions

BOND sold BOND

CORP

WEALTH

BNY

disposed

Date 01/27/16 01/27/16 06/01/15 06/01/15 06/01/15 06/01/15 07/22/15 07/22/15 07/24/15 01/13/16 02/10/16 04/22/16 09/24/15 01/15/16 01/15/16

or

Term

ETREASURY

TREASURY

TREASURY

S S

S

Short DESCRIPTION

STARBUCKS

U U

U

31

Net

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

59

8.

$1.37 $1.56 $0.83

$4.10

$45.82 $-98.43 $47.58

$61

$264.84 $951.56

$732.42 $716.35

$-237.89 $408.98 $-235.94

Net

Gain/Loss

or

basis $38.06

Cost $5,017.19 $5,015.82 $5,015.82

$30,837.89 $35,738.28 $39,953.28

other $15,140.04

$40,373.44 $10,031.64 $45,142.38 $15,047.46 $40,200.22 $10,317.58

$150,492.19

FOUNDATION-BONDS-SUB $38.89

SYMS

$5,013.09 $5,000.00 $5,017.19 $30,428.91 $35,500.39 $40,571.87 $15,404.88

$41,325.00 $10,033.20 $45,043.95 $15,029.88 $10,081.64 $40,916.57

Proceeds $151,224.61

SY

2828M2 2828K33 2828638

CUSIP

91

912828A91 91 91 38.4

5000 5000

5000 5000 0000

15000 1 1

10000

30000 35000 40000

40000 45000 50000

1

40405.2

Units

4/15/20

1/15/17

11/30/20

acquired

11/09/15 11/09/15

12/29/14

04/24/15 04/29/15 06/27/14 05/12/15 05/05/15 05/05/15 05/05/15 05/05/15 05/05/15 04/16/15

09/28/15 08/13/15

2.0%

0.125%

0.75%

MELLON

Date

MANAGEMENT

TREAS TREAS

Transactions NOTE iNFLATIO

sold

WEALTH BNY

disposed

11/09/15

02/11/16 Date 05/06I15 05/06/15 05/06/15 09/21/15 09/25/15 09/28/15 01/13/16 05/05/15 05/05/15 03/17/16

01/20/16 02104/16 03/17/16

or

STATES STATES

Term

TREASURY

TREASURY

s s

DESCRIPTION U Short UNITED UNITED u

32

00

Net

$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(Included

Information

Number GIL)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

ancluded

00

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$9.38 $9.37

82.81

$-59.38 $39.84 $41.99 $-46.09 $34.57 $-73.83

$445.32

$-200.20 $-371.87 $459.18 Net $4

Gain/Loss

or

basis

Cost

$4,983.20

$40,234.38 $20,147.66 other $10,034.76 $10,223.05 $10,223.04 $10,480.86 $26,202.15 $41,923.43 $26,202.15 $15,660.35 $31,282.03 $10,440.24

FOUNDATION-BONDS-SUB

.95

SYMS

$4,941.21

$39,789.06 $20,088.28 $10,044.14 $10,232.42 $10,183.20 $10,434.77 $26,001 $41,551.56 $26,042.97 $15,625.78 $31,099.22 $10,366.41

Proceeds

SY

CUSIP

912828L24

912828N63 912828P87 912826PT1

912828NW6

5000

. 10000 10000 40000 10000 10000 20000 15000 10000 25000 40000 25000 30000

Units

1/15/19 8/31/22

8/31/17

acquired

09/24/15 04/12/16 03/22/16 09/25/15 09/25/15 04/15/16 04/29/15 04/29/15 04/29/15 04/29/15 07/27/15 07/21/15 07/27/15

1.125%

1.875%

MELLON

Date 1.875%

MANAGEMENT

2.625%

NOTE

TREAS 15 15

NOTE NOTE

Transactions

NOTE

sold

WEALTH

BNY

disposed

11/03/15 x. 11/09/ 10/08/15 Date 04/22/16 04/22/16 04/26/16 08/04/15 09/09/15 09/16/15 09/28/15 09/28/ 02/04/16 O2IO4/16

or

Term STATES

TREASURY TREASURY

ETREASURY

TREASURY

S

S

Short DESCRIPTION

U UNITED U.S. U U.S.

.

.

33

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

00

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

$38.18

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00

$0.00 $0 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$38.18

Adjustments

D

Code

.09

.33

0.93

$2.73

$0.39

$-5.86

$43.37 $12.50 $67.18 $11

$27.34 $78.91 $60.21

$44.52

$-21

$4

$173.54

Net

Gain/Loss

or

basns

Cost

$4,979.69 $4,979.69 $5,002.73

$10,055.08 other $10,055.08 $45,247.85 $30,153.51 $40,204.69 $39,792.19 $34,779.98

$19,918.75 $19,918.75 $19,918.75 $24,914.46

FOUNDATION-BONDS-SUB

i

.02

SYMS

$4,980.08 $4,991 $4,991.80

$10,057.81 $10,049.22 $45,226.76

$30,196.88 $40,217.19 $39,859.37 $34,953.52

$19,946.09 $19,997.66 $19,978.96 $24,958.98

Proceeds

SY

CUSIP

912828RXO

912828805 912828ST8

912828TS9 912828TM2

5000 5000 5000

10000 10000

45000 30000 40000 40000 35000 20000 20000 20000 25000

Units

12/31/16

4/30/19

acquired

05/06/15 05/06/15 05/06/15 05/06/15 05/06/15 02/12/15 02/12/15 10I22/15 05/06/15 05/06/15 05/06/15 05/06/15 05/06/15 03/04/16

1.25%

.MELLQN

Date 0.875%

MANAGEMENT

NOTE 15

NOTE

Transactions

NTS

sold NOTE

NOTE

6/15

5/

WEALTH

BNY

disposed

Date 06/01/15 06/09/15 06/1 05/1 06/01/15 05/06/15 08/13/15 06/16/15 07/01/15 07/08/15 08/20/15 09/25/15 03/30/16 03/30/16

or

Term

TREASURY

TREASURY

TREASURY

TREASURY TREASURY

S

S

S

Short DESCRIPTION U.S.

U U.S. U

U

l l l 1 l l

5

.

34

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00

Fiates Subject

Page

G/L)

28%

10571034900

to Portion

(included

Information

00

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax

Net

and Subject

Discount In

988

2015

Account

to Portion

Market

(Included

00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.76

$3.52

$4

$-6.64

$15.63 $78.91

$35.55

$-24.61 $-62.69

$-37.89 $53.90 $83.79

$102.73

Net $318.75 $964.06 $420.89

Gain/Loss

60

or

basis

Cost

$4,913.09

$4,999.41 $5,024.61 $5,134.96

other $44,966.60 $44,966 $14,739.25

$15,053.90 $15,083.79

$19,981.25 $10,035.94 $30,338.67 $10,049.22 $41,079.69 $25,674.80

FOUNDATION-BONDS-SUB

SYMS

$4,875.20

$5,015.04

$5,060.16 $5,138.48

$44,941.99 $44,964.84 $14,676.56

$15,000.00 $15,000.00 $40,115.63 $20,060.16 $10,029.30 $30,019.92 $10,151.95 $25,253.91

Proceeds

SY

2628XGO CUSIP

912828TY6

912828TWO

91

912828WH9

5000

5000 5000

5000

15000 45000 45000 15000 15000

10000 10000 20000 30000 40000 25000

Units

5I15/17 6/30/22

LLON

10/31/17

E

acquired

04/29/15 10/16/15 12/11/15 04/29/15 08/26/15 08/26/15 12/30/15 09I21/15 10/05/15 10/05/15 10/05/15 09/21/15 07/08/15 07/15/15 07/15/15

M 0.875% 2.125%

Date 0.75%

MANAGEMENT

TREAS

NY TREAS Transactions

NOTE NTS

sold

WEALTH

B

disposed

Date 09/11/15 09/10/15 09/08/15 11/06/15 09/09/15 11/06/15 01/08/16 01/08/16 04/20/16 04/21/16 07/10/15 04/20/16 09/08/15 09/09/15

01/20/16

or Term

STATES

STATES

TREASURY

TREASURY

S

S Short DESCRIPTION

U U UNITED

UNITED

35

Net

Net

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

in $0.00 $0.00 $0.00

in

Rates

Fiates

Subject

Subject

Page

GIL)

GIL)

28%

28%

10571034900

to

to

Portion

(included

Portion

(included

Information

Number

GIL)

GIL)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00

$38.18

Net

and

Net

and

Subject

Subject

Discount in

in Discount

988

988

2015

Account

to

to

Portion

Portion

Market

Market

(included

(included

18

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$38.

Adjustments

Adjustments

Code

Code

41

$1.67

$1.56 $1.65

$1.59

$1 $1.37

,983.80

Net

Net

$-3,601.35

$4 $5,563.60

$21,810.93

Gain/Loss

Gain/Loss

or

or

basis

basis

484.43

Cost

Cost

$8,359.31 $7,798.50 $8,250.10 $7,955.19 $6,883.37 $7,051.04

other $45,000.00 894,

$36,302.00 other $82,882.80

$2,

FOUNDATION-BONDS-SUB

.398.65

SYMS

$8,360.98 $7,800.06 $8,251.75 $7,956.78 $6,884.74 $7,052.45

$41

$34,318.20 $77,319.20

Proceeds

Proceeds

SY

$2,872,673.50

4744AD9

CUSIP

CUSIP 91

03064JAC9 00037BABa

026870DGO

45000

35000 70000

8360.98 7800.06 8251.75 Units 7956.78 6884.74 7052.45

Units

1/16/18 2/15/45 3 3

3 3 3

1 13 1

acquired

5/08/22

acquired

12/08/17

01/13/15

10/04/12

01/10/13 04/03/ 04/03/1 5.85% 04/03/ 04/03/1 04/03/ 04/03/1

3.438% MELLON

Date

Date

MANAGEMENT

0.65%

2.875%

5 5

5 5 5

DAME

GROUP

Transactions

Gain/Loss sold

sold

Transactions INC

A3

BNY WEALTH

disposed

disposed

INTL

Date

05/19/15 11/09/15 Term Date USA

07/16/15 05/08/1 10/08/1 06/08/1 07/08/15

08/08/1 09/08/1

or

or

NOTRE

Term

2013-2

Term

FIN

OF

Short

Short DESCRIPTION

UNIV Total Lon DESCRIPTION

A.B.B. AMERICAN AMCAR

36

Net

$0.00

$0.00

$0.00 $0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

in $0.00 $0.00 $0.00

Fiates

Subject

Page

GIL)

28%

10571034900

to

Portion

(Included

Information

Number

GIL)

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 Tax $0.00

Net

and

Subject

DIscount in

988

2015

Account

to

Portion

Market

(included $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00

Adjustments

Code

$1.47

$1.19

$0.12 $1.16

$2.69 $-2.70 $-3.03

Net $416.00

$-396.75 $-969.60

$445.26

$-784.00

$5038.50

Gain/Loss

14 75

or

basis

$595.07

$122.45 $122.62 $137.58

Cost

$7,347.54 $5,969 $5,794 $2,011.06

$5,027.65

other

$76,647.00

$25,549.25

$14,963.10

$49,889.50

FOUNDATION-BONDS-SUB

05.50

1

,865.80

$595.19

SYMS $119.76 $119.92

$134.55

$7,349.01 $5,970.94 $5,795.30

$4,630.90 $1

$71,608.50 $25,133.25 $13,993.50

$49,

Proceeds

SY

19

CUSIP

03064JACS

03523TBP2

205887BR2 278842AK9 20030NBD2

31287CAD4

5000 2000

75000 15000

25000

50000

5795.3 595 119.76 119.92

134.55

7349.01 5970.94

Units

7

3 3 3

7/15/22

1/25/23

9/01/27

acquired

12/08/1

2.5%

04/03/1 04/03/1 10/04/12 04/03/1 04/03/13

03/08/13 01/15/13 11/05/13 11/05/13 01/15/13 01/15/13 11/05/13 3.2% 07/23/14

3.0%

8/01/21

7/15/22

.MELLON

Date

MANAGEMENT

0.65%

INBEV

INC

5 5

3.125% 5

2.875%

1

T49004

'II'ansactions sold

A3

5/1

WEALTH BNY

disposed

0/05/1

11/08/15

12/08/15 FOODS Date CORP 1 01/08/16 02/08/16 10/1

08/04/ 06/22/15 07/15/15 07/15/15

05/15/15 06/15/15 07/15/15

POOL or

2013-2

Term

INC

GOLD

Lon DESCRIPTION

AMCAR

ANHEUSER-BUSCH

COMCAST CONAGRA EBAY FG

37

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

Oncluded

Information

00

GIL) Number

$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

'

Adjustments

Code

06

$0.06 $0.06 $0.06 $0.55 so $0.06 $0.06

$-2.71 $-2.75 $-2.66 $-2.67 $-2.78 $2.73 $-2.55 $5.45

$45.57 $35.66

Net

Gain/Loss

ONDS-SUB

or

basis

$22.70 $23.56 $23.73 $22.75 $23.29 $22.80

$125.11

$115.66

$123.32 $120.80 $126.31 $121.15 $124.13 $217.64 $165.46

Cost

$2,070.82 $1,620.26

other

FOUNDATION-B

$22.76 $23.62 $23.79 $22.81 $22.86 $23.35

$113.11

$118.14 $118.48

$120.61 $122.36 $123.53 $121.40

$218.19 $160.01

SYMS

$2,025.25 $1,584.60

Proceeds

SY

CUSIP

31287CAE2 31287CAD4

121.4

22.76 23.62 23.79 22.81 23.35 22.86

113.11

118.14 118.48 120.61 122.36 123.53 1584.6 160.01

218.19

2025.25

Units

12/01/28

4 LLON

9/01/27

acquired

3.5%

11/05/13

11/05/13 11/05/13 11/05/13 11/05/13 11/05/13 11/05/13 11/05/13 11/05/13

02/28/14 02/28/14 02/28/14 02/28/14 02/28/1 09I25/14 02/28/14 02/28/14

3.0% ME

Date

MANAGEMENT

T49005

5

T49004

sold

'liansactions

5/1

POOL

WEALTH BNY

disposed

11/15/15 11/15/15 10/15/15 12/15/15 10/15/15 10l15/15

Date 08/15/15 09/15/15 09/1

01/15/16 02/15/16 03/15/16 05/15/15 Xb 04/15/16 06/15/15 07/15/15 08/15/15

POOL

or

GOLD

Term

CRIPTTON

GOLD

LMC

FG FH

38

00

Not

$0

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(Included

Information

Number GIL)

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

$0.06

$0.06

$0.06 $0.06

$0.06

$-5.57

$-5.59

$-5.25

$5.52 $-5.48 $-5.66

54.94 $0.53 $5.03 $43.04 $-8.08 $-2.86

Net

Gain/Loss 37 or basis $23 $53.11 $21.98

$22.90 $23.10 $23.67 $74.25 $42.94 $75.62 $75.75 $169.02 $169.61 $159.50

$166.22 $167.65 $171.77 $121.50 Cost other

FOUNDATION-BONDS-SUB 02 $23.43 $22.04

$22.96 $23.16 $23.73

$69.31

$70.71 $70.59 $49.58 $40.08

$163.45

$166.11 $164 $154.25 $113.42 $160.74 $162.13

SYMS

Proceeds

SY

04

71

CUSIP

31287CAE2

3128M74X1

23.43 22 23.16

22.96 23.73 69.31

49.58 70.59 70 40.08

163.45 166.11

164.02 154.25 113.42 160.74 162.13

Units

12I01/28

4 4 4

1/01/36

acquired

3.5%

09/25/14 02/28/14 09l25/14 02/28/14 09/25/14 09/25/14 02/28/14 09/25/1 02/28/1 02/28/14 09/25/1 01/15/13 01/15/13 01/15/13 01/15/13 01/15/13 01/15/13

5.0%

MELLON

Date

MANAGEMENT

T49005

6 6 6

sold 'Ii'ansactions

5/1 5/1 POOL

G05938

WEALTH BNY

disposed

to 11/15/15 12/15/15

Date 12/15/15 10/15/15

04/15/16 01/15/16 01/15/16 02/15/16 02/15/16 03/1 03/15/1 04/1 05/15/15 06/15/15 07/15/15 08/15/15 09I15/15

or

GOLD

Term GOLD

Lon DESCRIPTION

FHLMC

FHLMC

.

.

39

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

anciuded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-1.47 $-7.36

$-11.26 $-10.79 $-13.99 $-13.82 $43.18 $-25.29 $-30.21 $-32.79 $30.25 $48.28 $-27.23 $23.81 $-31.41 $-22.12

Net

$1,597.17

Gain/Loss

-BONDS-SUB

or

basis

$22.09

.697.89 .189.52 .070.80

ost

$110.60 $162.22 $169.23 $210.36 $207.78 $994.59 $936.43 $869.97

$1 $1,187.96 $1,289.33 $1 $1,898.64 $1 $1235.17

other $80,682.60

FOUNDATION

$20.62

$151.43 $157.97 $196.37 $103.24 $193.96 $969.30 $912.62 $847.85

SYMS

$1,654.71 $1,157.75 $1,256.54 $1.159.27 $1,850.36 $1,043.57 $1,203.76

$82,279.77

Proceeds

SY

CUSIP

3128M74X1

3128MMO30

20.62 969.3

151.43 157.97 196.37 103.24 193.96

912.62 847.85

1157.75 1159.27

1256.54 1654.71 1850.36 1043.57 1203.76

Units

78630.81

LLON

1/01/36

7/01/28

E acquired

01/15/13 01/15/13 01/15/13 01/15/13 01/15/13 01/15/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13

5.0% 3.0%

M

Date

MANAGEMENT

NY

sold Transactions

605938 618473

WEALTH

B

disposed

11/15/15 11/15/15 10/15/15 12/15/15 12/15/15 07/15/15 08/15/15 Date 02/15/16 04/15/16 05/15/15 06/15/15 09/15/15 02/15/16 01/15/16 03/15/16 01/15/16 02/23/16

or

GOLD GOLD

Term

ESCRIPTION

.

FHLMC FHLMC

40

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

In

Rates

Subject

Page

G/L)

28%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portlon

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code .75 .82 .02 $-1 $1 $-1.36 $-1.17 $-1.21 $-1.08 $-1.31 $-1 $-1.19 $30.23 $28.93 $-22.54 $49.40 $20.09 $-17.94 $-21.76 $16.83 $-19.71

Net

Gain/Loss

18

14 07

or

basis

$82.86

$61.80 $79.32

$46.14 $49.19 $55 $53.18

$59.66

$54.03

$513.11 $921.72

$612.58 $687.39 $882

$663.58 $547 $591.52 $600.91

Cost

other

FOUNDATION-BONDS-SUB

$48.11

$81.04 $77.57 $60.44

$52.01

$53.86

$45.12

$58.35

$52.84

$891.49

$853.25

$664.85 $572.12

$592.49 $529.20

$641.82 $496.28 $581.20

SYMS

Proceeds

SY

84

CUSIP

3128MMRK1

48.11 81.04

77.57 60.44 52.01 53.86 529.2

58.35 45.12 52 581.2

891.49

853.25 664.85 572.12 592.49 641.82

496.28

Units

11/01/28

acquired

11/18/13 11/18/13 11/18/13 11/18/13 11/18/13 12/13/13 11/18/13 11/18/13 12/13/13 11/18/13 12/13/13 12/13/13 12/13/13 12/13/13 12/13/13 12/13/13 11/18/13

12/13/13

3.0%

MELLON

Date

MANAGEMENT

sold

Transactions

618489

WEALTH BNY

disposed

11/15/15 11/15/15 10/15/15 12/15/15 10l15/15 12/15/15

Date 05/15/15 05/15/15 06/15/15 07/15/15 07/15/15 09/15/15 01/15/16 06/15/15 08/15/15 08/15/15 09I15/15 01/15/16

or

GOLD

Term

Lon DESCRIPTION

FHLMC

41

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571034900

to

Portion

(Included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount In

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

10 55 99

80

02

8.30

$-0.98

$-1

$-8

$-8

$70

$-16.24

$-1 $10.65 $-15.23 $-14.96 $-10.46 $12.59 $-17.34 $24.79 $-17.37 $-24.82

$355

Net

Galn/Loss

.02

or

basis

$44.52

$50.16

$495.17

$557.96 $192.98 $258.34 $253.65 $189.48 $213.46 $159.45 $314.12 $420.50 $314.52 $421 $145.24

Cost

$3,467.38

other $38,566.89

FOUNDATION-BONDS-SUB

93

$43.54 $49.06

$478 $243.11

$539.66 $182.33 $238.69 $179.02 $200.87 $150.65 $296.78 $395.71 SYMS $297.15 $396.20 $137.22

$3,538.37

$38.922.44

Proceeds

SY

CUSIP

3128P74X8

3128MMFIK1

43.54 49.06

396.2

478.93 182.33 243.11 179.02 150.65 539.66 238.69 137.22 200.87 296.78 395.71 297.15

3391.07

Units

37302.13

11/01/33

14 14

11/01/28

acquired

4.0%

11/18/13 11/18/13 12/13/13 11/18/13 12/13/13 12/13/13

03/26/14 02/04/14 02/04/14 03/26/14 02/04/14 03/26/14 03/26/14 02/04/ 03/26/ 02104/14 03/26/14

3.0%

MELLON

Date

MANAGEMENT

C91738

Transactions sold

618489

POOL

WEALTH

BNY

disposed

Date

02/15/16 02/15/16 03/03/16 03/03/16 10/15/15 03/15/16 03/15/16 05/15/15 05/15/15 06/15/15 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 09/15/15 09/15/15

or

GOLD Term GOLD

I

Lon DESCRIPTION

FHLMC

FHLMC

'

j l

1

I

42

00

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page G/L)

28%

10571034900

to

Portlon

(Included

Information

G/L) Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

95

0.69

$-7.18 $8.67 $-6.06 $-9.66 $-7.48

$-11.46 $-11

$-17.08

$-10.26 $-12.18 $-17.42 $-13.81 $-1 $-27.61 $-25.07 $-23.08 $-26.79

Net

Gain/Loss

39 01 40

or

basis

$194.42 $216.40 $289.69 $130.00 $174.02 $220.66 $295 $147.01 $175 $234.28 $181.38 $135.50 $388.13 $356.43 $414.74 $109.81 $427

Cost

other

FOUNDATION-BONDS-SUB

95

$182.96 $204.45 $272.61 $122.82 $277.97 $138.34 $170.69 $363.06 $333.40 $387 $163.76 $208.48 $103.75 $165.35 $220.47 $128.02 $399.79

SYMS

Proceeds

SY

CUSIP

3128P74X8

3128P7PY3

333.4

182.96 122.82 138.34 103.75 165.35 170.69 128.02 163.76 204.45 277.97 220.47 387.95 272.61 208.48 399.79 363.06

Units

11/01/33 10/01/30

LLON

acquired

4.0% 4.0%

03/26/14 03/26/14 02/04/14 02/04/14 03/26/14 02/04/14 02/04/14 02/04/14 02/04/14 03/26/14 02/04/14 03/26/14 02/04/14 02/04/14 02/04/14 02/04/14 03/26/14

.ME Date

MANAGEMENT

C91339 691738

sold

Transactions

POOL POOL

WEALTH

BNY

disposed

11/15/15 11/15/15

10/15/15 12/15/15 12/15/15 08/15/15 Date 02/15/16 02/15/16 03/15/16 04/15/16 04/15/16 05/15/15 06/15/15 07/15/15 01/15/16 01/15/16 03/15/16

or

GOLD GOLD

Term

Lon DESCRIPTION FHLMC FHLMC

- .

.

.

43

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

In

Rates

Subject

Page G/L)

28%

10571034900

to

Portion

(included

Information

G/L)

Number

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Tax

Net

and

Subject

in

Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

64

49 46

$-24.40

$-77.55 $-24.42 $45.70 $-24

$17.87 $26.14 $-57 $-89

$-21.65 $48.69 $21.90 $-20.08 $-17.84 $-12.54 $-12.07 $47.26

Net

Gain/Loss

78

or

basis

$382.99 $379.31 $379.58 $710.47

$893.64

$289.33 $339.00 $194.17 $186.88 $276.61 $734.72 $406.33

$335.19 $310 $276.17

Cost

$1,205.62 $1,390.65

other

FOUNDATION-BONDS-SUB

$354.91 $355.16 $664.77 $358.35

$380.19 $836.15

$270.64 $317.10 $290.70 $181.63 $174.81 $258.74 $687.46

$313.54 $258.33

SYMS

$1,128.07 $1.301.19

Proceeds

SY

16

CUSIP

3128P7PY3 3128PVLDO

317.1 290.7

174.81 664.77 358.35 354.91

181.63 836.15 355 687.46 380.19 270.64 258.74

313.54 258.33

1128.07

1301.19

Units

6/01/26

10/01/30

13

13 14

LLON

acquired

E 4.0%

4.0%

10/23/13 10/23/

10/23/13 10/23/13 10/23/13 10/23/13 10/23/13 10/23/ 10/23/13

02/04/14 02/04/14 02/04/14 02/04/14 02/04/14 02/04/ 02/04/14 02/04/14

M

Date

MANAGEMENT

J15724 691339

5019

Transactions

POOL POOL

WEALTH

BNY

disposed

11/15/15 10/15/15 12/15/15

01/15/16 11/15/15

10l15/15 12/15/15 06/15/15 07/15/15 08/15/15 09/15/15

03/15/16 04/15/16 05/15/15

Date 01/15/16 02/15/16 09/15/15

or

GOLD GOLD

Term

. .

FHLMC FHLMC DESCRIPTION

2015 Tax Information

BNY MELLON Account Number 10571034900 WEALTH MANAGEMENT SY SYMS FOUNDATION-BONDS-SUB Page 44

Term Transactions

DESCRIPT ION CUSIP

Portion Subject Portlon Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount (Included In Net Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) GIL) FHLMC GOLD POOL J15724 4.0% 8/01/26 3128PVLDO 02/15/16 10/23/13 785.56 $785.56 $839.57 $-54.01 $0.00 $0.00 $0.00 03/15/16 10/23/13 678.23 $678.23 $724.86 $-46.63 $0.00 $0 00 $0.00 04/15/16 10/23/13 1237.29 $1,237.29 $1,322.35 $-85.06 $0.00 $0.00 $0.00 F H L M C GOLD 008055 4.0% 12/01/43 3129258Y5 07/15/15 06/23/14 88.93 $88.93 $94.22 $-5.29 $0.00 $0.00 $0.00 oa/15/15 06/23/14 63.02 $63.02 $66.77 $3.75 $0.00 $0.00 $0.00 08/26/15 06/23/14 3550.84 $3,773.32 $3,762.23 $11.09 $0.00 $0.00 $0 00 FHLMC GOLD POOL A90393 5.0% 12/01/39 312938NJ8

11/15/15 10/29/14 497.81 $497.81 $550.70 $-52.89 $0.00 $0.00 $0.00 12/15/15 10/29/14 66.17 $66.17 $73.20 $-7.03 $0.00 $0.00 $0.00 01/15/16 10/29/14 117.56 $117.56 $130.05 $-12.49 $0.00 $0.00 $0.00 02/15/16 10/29/14 513.52 $513.52 $568.08 $54.56 $0.00 $0.00 $0.00 03/15/16 10/29/14 401 .04 $401.04 $443.65 $42.61 $0.00 $0.00 $0.00 04/15/16 10/29/14 45.74 $45.74 $50.60 $4.86 $0.00 $0.00 $0.00 lFHLMC GOLD A92821 5.0% 7/01/40 312941 020

05/15/15 01/08/13 78.37 $78.37 $84.64 $-6.27 $0.00 $0.00 $0.00 05/15/15 01/17/13 600.85 $600.85 $651.17 $-50.32 $0.00 $0.00 $0.00 06/15/15 01/08/13 91.52 $91.52 $98.84 $-7.32 $0.00 $0.00 $0.00 45

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page G/L)

28%

10571034900

to

Portlon

(included

Information

G/L)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

5

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$7.52

$-9.40 $-8.75 $-4.43 $7.30 $2.99 $-4.69

$-58.76 $-60.36 $-12.78 $-10.22 $-82.06 $-75.43 $-70.21 $-35.54 $-58.58 $23.99

$-102.60

Net

Gain/Loss

35

or

basis

$59.78 $98.53 $40 $63.37

.327.64

$760.42 $101.53 $976.11 $118.10 $781.07 $172.57 $138.02 $126.88 $908.54 $459.87 $758.04 $310.42

Cost

$1 $1,061.83

other

FOUNDATION-BONDS-SUB

$94.01 $55.35 $91.23 $37.36 $58.68

$117.48 $701.66 $720.71 $159.79 $127.80 $979.77 $900.68 $109.35 $424.33 $838.33 $699.46 $286.43

SYMS

$1,225.04

Proceeds

SY

D20

CUSIP

312941

127.8

94.01 58.68 55.35 91.23 37.36

117.48 159.79 109.35 701.66 720.71 979.77 900.68 838.33 424.33 699.46 286.43

1225.04

Units

LLON

7/01/40

E

acquired

01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/17/13 01/08/13 01/08/13 01/17/13 01/08/13 01/08/13 01/17/13

5.0%

Date .M

MANAGEMENT

NY

sold Transactions

A92821

WEALTH

B

disposed

11/15/15 11/15/15 10/15/15 12/15/15 10/15/15 12/15/15

T. 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 01/15/16 01/15/16 03/15/16 Date 09l15/15 09/15/15 02/15/16 02/15I16

or

GOLD

Term

'

Lon DESCRIPTION FHLMC

-

.

.

46

00

Net

$0.00

$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

23%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

In Discount

see

2015

Account

to

Portion

Market

(included

00

$0.00

$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

69.69

$-7.47

$-37.68 $-59.95

$-25.33

$418.68 $-1 $-201.19 $210.85 $-104.09 $-134.64 $-171.24 $-128.85 $-156.99 $118.85

$128.54 $-131.54 Net

Gain/Loss

or

basis

$487.56 $775.74 $100.83

$338.34

Cost

$2,011.61 $2,649.19 $3,140.94 $1,852.86 $3,291.77 $1,625.05 $2,102.05 $2,673.31 $2,450.95 $2,006.81 $2,053.59 $1,855.59

other

FOUNDATION-BONDS-SUB

$93.36

$449.88 $715.79

$313.01 SYMS

$2,479.50 $2,939.75 $1,734.18 $3,080.92 $1,520.96 $1,967.41 $2,502.07 $1,882.76 $2,293.96 $1,878.27 $1,922.05 $1,736.74

Proceeds

SY

79

CUSIP

312941020

312944PM7 3132J4AV1

93.36

715 449.88 2479.5

313.01

1734.18 1520.96 1967.41 1882.76 1878.27 1922.05 1736.74 2939.75 2502.07 3080.92 2293.96

Units

LLON

7/01/40 3/01/34

12/01/40

E acquired

01/17/13 01/17/13 01/08/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 03/13/15

5.0% 4.0% 4.5%

M

Date

MANAGEMENT

NY

sold

Transactions

A92821

M5828 630719

WEALTH

B

disposed

11/15/15

Date 10/15/15 12/15/15 03/15/16 04/15/16 04/15/16 05/15/15 06/15/15 07/15/15 08/15/15 09/15/15 01/15/16 02/15/16 03/15/16 04/15/16 03/15/16

or

GOLD

GOLD Term GOLD

Lon DESCRIPTION FHLMC

FHLMC

FHLMC

.

.

47

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10571034900

to

Portion

(included

Information

G/L) Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount In

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$2.49 $0.44 $2.93 $7.96 $4.62 $7.72 $1.48

$203 $-1.96

$-25.46 $45.96 $-24.61 $22.25 $-22.60

$-110.81

Net

$3,771.93

Gain/Loss

-BONDS-SUB

or

basis

$42.31 $40.92

33420

$339.99 $201.67 $675.33 $513.72 $464.47 $471.86 $959.44

Cost

$1,135.88 $1 $3529.95 $2,105.52 $3,522.47

$34,846.06 $92,644.22 other

FOUNDATION

$40.28 $38.96

$202.11 $489.11

$314.53 $913.48 $676.81 $442.22 $449.26

SYMS

$2,110.14

$1,138.37 $1,337.13 $3,530.19 $3,637.91

$34,735.25 $96,416.15

Proceeds

SY

CUSIP

3132J4AV1

3132JA2$3

3132M8E82

40.28 38.96

489.11 202.11 676.81 913.48 314.53 442.22 449.26

1138.37

1337.13 2110.14

3530.19 3637.91

Units

32236.89 92847.33

13

LLON

3/01/34 8/01/43 4/01/44

E

acquired

04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14

03/13/15 07/08/13 07/08/13 03/13/15 07/08/13 07/08/13 07/08/ 07/08/13 07/08/13 07/08/13

4.0% 3.5% 4.0%

M

Date

MANAGEMENT

NY

sold

Transactions

630719 025830 019384

WEALTH

B

disposed

11/15/15 10/15/15

10l15/15 10/09/15 09/15/15 05/15/15 06/15/15 07/15/15 08/15/15 Date to 04/15/16 04/21/16 05/15/15 06/15/15 07/15/15 08/15/15 09/15/15

or

GOLD GOLD GOLD

Term

DESCRIPTION Lon FHLMC FHLMC FHLMC

48

00

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0 $0.00 $0.00 $0.00

in

Rates

Subject

Page GIL)

28%

10571034900

to

Portion

(included

Information

GIL)

Number

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

00 00

$0.00

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-1.75 $-1.74 $-1.80 $-9.61 $-8.55 $-7.92 $-7.51

$11.41 $-11.25 $-11.68 $-46.64

$-22.10 $-22.60 $-16.89 $-13.17 $-17.86

$-14.54

Net

Gain/Loss

76

or

basis

$36.53 $36.31 $37.64

$973.57 $461.40 $471.86 $874.66 $682.25

$590.87 $582.84 $925.00 $497 $752.95 $443.03 $605.09 $410.15 $388.87

Cost

other

FOUNDATION-BONDS-SUB

$34.78 $35.84

$34.57

$926.93 $449.26 $857.77 $669.08 $907.14 $434.48

$439.30 $579.46 $571.59 $488.15 $738.41 $593.41 $402.23 $381.36

SYMS

Proceeds

SY

K47

38M

78

.59 CUSIP

31

3132M8EB2

439.3

34 34.57 35.84

926.93 857.77 669.08 488.15 738.41 434.48 593.41

449.26 579.46 571 907.14 402.23

381.36

Units

3/25/40

4/01/44

acquired

3.0%

04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14

04/11/14 04/11/14 04/11/14 04/11/14

4.0%

MELLON

Date

MANAGEMENT

2014-

sold

Transactions

025030

TRUST

WEALTH BNY

disposed

11/15/15 11/25/15 12/25/15 10/25/15

12/15/15 01/25/16 Date 06I25I15 07/25/15 08/25/15 09/25/15 02/25/16 03/25/16

04/15/16 05l25/15 )o 01/15/16 02/15/16 03/15/16

or

GOLD

Term

REMIC

DESCRIPTION Lon FHLMC FNMA

.

.

49

Net

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page GIL)

28%

10571034900

to

Portion

(Included

Information

GIL)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

ancluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-5.36 $-8.82 $-9.97 $-2.41 $-2.13

$-9.53 $-6.54 $-9.29 $-6.87 $947 $9.12 $-4.75 $-6.18 $-6.98

$18.31

$10.68

$120.56

Net

Gain/Loss

or

basis

$83.11

$68.00 $58.24 $97.02 $20.09 $23.45 $71.91 $75.62 $52.22 $44.73

$117.45

$100.31 $493.34 $102.19 $104.18

Cost

$2,988.28 $2,559.81

other

FOUNDATION-BONDS-SUB

$39.37 $61.82 $51.26 $88.20 $73.14 $17.68 $21.32 $65.37 $92.90 $68.75 $94.71 $91.19 $47.47

$106.77 $483.81

SYMS

$3,108.84 $2,578.12

Proceeds

SY

LTV1

CUSIP

31371

3136AJK47 88.2 92.9

17.68

39.37 61.82 51.26 73.14 21.32 65.37 68.75 91.19 47.47 94.71

106.77

483.81

2716.63 2252.86

Units

255364

3/25/40

14 13

LLON

POOL

acquired

E

3.096

10I29/14 10/29/14 10/29/14 10/29/14 10/29/ 04/09/13

04/11/14 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/

M

Date

ASSN

MANAGEMENT

2014-

16 MTGE 15 15

sold

Transactions

TRUST

WEALTH

BNY

disposed

11/25/

11/25/15 12/25/15 12/25/15 10/25/15 01I25I16 02/24/16 01/25/16 02/24/16 02/25/16 02/25/16

Date 04/25/ 05/25/15 06/25/15 07/25/ 08l25/15 09/25/15

x.

NAT'L

or

Term

REMIC

FNMA DESCRIP'I10N FEDERAL

I ; I

j I

50

Net

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page GIL)

28%

10571034900

to

Portion

(Included

Information

Number GIL)

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

Adjustments

Code

2.07

$4.57 $-5.02 $4.12 $-5.26

$4.81 $4.63 $4.07

$3.68

$3.76

$-3.23 $0.83

$9.05 $10.53

$16.69

$11

$115.41 $212.80

Net

Gain/Loss 45

or

basis

$57.80 $47 $60.49

$52.64 $53.24 $46.88 $55.35

$43.25 $42.37 $37.15 $10.27 $112.47 $117.16 $207.39

Cost

$1,284.11 $2,317.02 $2,367.72

other

FOUNDATION-BONDS-SUB $9.44 $55.23 $43.33 $52.78

$48.07 $42.81 $48.61 $50.54 $39.49 $38.69 $33.92 $103.42 $106.63 $190.70

SYMS $1,168.70 $2,429.09 $2,154.92

Proceeds

SY

CUSIP

31385XD95

9.44 3138A8KG4

55.23

43.33 52.78 48.07 190.7 42.81 48.61 50.54 39.49 33.92 38.69

1168.7

2115.7 103.42 106.63

2154.92

Units

555528

POOL

acquired

10/07/13

10/07/13 10/07/13 10/07/13 10/07/13 10/07/13 10/07/13 10/09/12

10/07/13 10/07/13 10/07/13 10/07/13 10/09/12 10/09/12 01/17/13 01/17/13 01/17/13

MELLON

Date

ASSN

MANAGEMENT

MTGE

15

sold

0AH4794

WEALTH BNY

disposed

11/25/ X. 10/25/15 12/25/15

Date 05l25/15

06/25/15 07/25/15 08/25/15 09l25/15 02/24/16 02/25/16 05/25/15 05/25/15 06/25/15 06/25/15 01/25/16 07/25/15 07/25/15

NAT'L

or

POOL

DESCRIPTION

FEDERAL FNMA

I

51

Net $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

GIL) Page

28%

10571034900

to

Portion

(included

Information

GIL)

Number

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

$5.75

$0.74 $9.47

$4.14

$0.78 $9.97

$4.65 $4.33

$16.65

$27.75 $73.31

$52.74

$10.06 $59.36 $55.25

$212.39

$353.86

$128.27

Net

Gain/Loss or

$9.23

$9.72 basis

$71.45

$51.41

$57.85 $53.85

$110.94 $206.98

$344.87 $105.41 $815.71

$614.79 $586.84

$125.01 $660.49 Cost

$2,363.16

$3837.30

$1,427.19 other

FOUNDATION-BONDS-SUB

$8.49

$8.94

$95.94 $65.70

$47.27

$53.20

$49.52

$190.33

$742.40

$317.12

$114.95

$100.97 $534.10

$601.13 $559.54

SYMS

$2,150.77

$3,583.44

$1,298.92

Proceeds

SY CUSIP

8.49 65.7

8.94 53.2

3138MKG4

742.4 95.94 534.1 47.27

49.52

190.33

114.95 100.97 317.12

601.13 559.54

2150.77

1298.92 3583.44 Units

2

12

acquired

10/09/

10/09/12

10/09/12

10/09/12

01/17/13 10/09/12 10/09/12 01/17/13 01/17/13 10/09/1 10/09/12 01/17/13

10/09/12 01/17/13

01/17/13 01/17/13 01/17/13 01/17/13

MELLON

Date

MANAGEMENT

6

5

sold

Transactions

0AH4794

WEALTH BNY

disposed

11/25/15 04I25I16

11/25/15 12/25/15 12IZS/15 03I25/16 04/25/16

02/25/16 02125/1 03/25/16 10/25/15 10/25/15 01/25/16 01/25/16

09/25/1 09/25/15

Date 08/25/15 08/25/15

or

POOL

Term

FNMA

DESCRIPTION

I

l

.

52

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

In

Fiates

Subject

Page GIL)

1

28%

10571034900

to

Portion

(included

Information

GIL)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

Gncluded

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

Adjustments

Code

$4.30 $7.01

$4.51 $7.41 $3.17 $3.87 $5.40

$22.42 $36.54 $67.49 $12.96 $23.49 $38.58 $16.53 $54.53 $10.47 $20.14 $28.12

Net

Gain/Loss

27

or

basis

$76.03 $79.68 $56.07 $95.39 $68.33

$381.09 $123.93 $621.16 $228.92 $399.35 $655.85 $130.88 $281.01 $927.01 $184.97 $478.08 $342.45

Cost

$1,147

other

FOUNDATION-BONDS-SUB

45

96 99

.73

$71 $75.17 $52.90 $89 $64.46

$116.92

$358.67 $584.62 $215.96 $617.27 $375.86 $123 $264.48 $872.48 $174.50 $449 $322.31

SYMS

$1,079.78

Proceeds

SY

.73

CUSIP

3138A55U2

52.9

71 174.5

75.17 89.99 64.46

116.92

123.45

358.67 584.62 617.27 872.48 215.96 375.86 264.48 449.96 322.31

1079.78

Units

N

LLO

E acquired

12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12

03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13

M

Date

MANAGEMENT

15 15

sold

Transactions

0M1758

WEALTH

BNY

disposed

11/25/15 11/25/15 10/25/15 10/25/15 12/25/15 12/25/15 Date 05/25/15 05I25/ 06/25/15 06/25/ 09/25/15 09/25/15 07/25/15 07I25I15 08/25/15 08l25/15 01/25/16 01/25/16

or

POOL

Term

Lon DESCRIPTION FNMA

53

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

G/L)

26%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Ponion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

38

$-5.64 $-6.60 $-4.83

$-29. $-34.37 $-25.16 $-68.84 $-58.89 $-42.09 $-17.85 $-42.22 $-17.55 $17.35 $-37.02 $44.99 $-16.67

$-122.53

Net

Gain/Loss

or

basis

$99.65 $85.34

.010.68

$116.58 $499.44 $584.27 $427.72 $722.28 $257.27 $306.32 $724.63 $301.17 $297.70 $635.33 $286.14

Cost

$1 $1,181.41 $2,102.83

other

FOUNDATION-BONDS-SUB

$94.01 $80.51

$470.06 $109.98 $549.90 $402.56 $951.79 $680.19 $242.28 $288.47 $682.41 $283.62 $280.35 $598.31 $269.47

SYMS

$1,112.57

$1,980.30

Proceeds

SY

CUSIP

3138E6V94 3138A55U2

94.01 549.9 80.51

109.98 1980.3 470.06 402.56 951.79 680.19 288.47 682.41 283.62 280.35 598.31 269.47 242.28

1112.57

Units

13 12

LLON

6/

E

acquired

12/11/12 12/11/12 12/11/

03/14/13 03/14/13 01/16/13 01/16/13 01/16/13 01/16/13 01/16/13 01/16/13 01/1 03/14/13 01/16/13 01/16/13 01/16/13 01/16/13

M

Date

MANAGEMENT

15 16 16 15

NY

sold Transactions

0M1758

0AK2439

WEALTH

B

disposed

11/25/15 12/25/ 10/25/15 Date 02/25/16 07/25/15 03I25/ 02/25/16 03/25/16 03/25/16 04/25/ 04/25/16 06/25/15 08I25/15 09/25/ 01/25/16 02/25/16 05/25/15

or

POOL

POOL

Term

Lou DESCRIPTION FNMA FNMA

54

Net

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

28%

10571034900

to

Portion

(Included

Information

Number GIL) $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

12 31

4.83

$-8.86

$-7. $4.07

$-9.62 $-6.92 $-6.35 $-7.33 $8.90 $-8.90

$-50.32

$-68.99 $-54.87 $-80.63

$-1

$102 $-152.26

Net

Gain/Loss 56 or basis

$863

$117.69 $116.83

$907.23 $114.44

$115.13 $115.13 $146.51

$105.04 $159.08 $121.14 $191.88

Cost

$1,140.76 $2,517.51 $1333.09

other $49,777.03

FOUNDATION-BONDS-SUB

46

49.46

$98.69

$813.24 $110.57

$852.36 $113.81 $137.65 $109.76 $107.52 $1 $106.23 $177.05 $106.23

SYMS

$1.071.77 $2,365.25 $1.252

$49,879.34

Proceeds

SY

38E6V94

24

45

CUSIP

31

3138E7AT1

3138EGGK4

98.69 49.46

110.57 113.81 137.65 109.76 107.52 1

813 852.36 106.23 177.05 106.23

1071.77

1252.46 2365.25

Units

46766

LLON

E

acquired

12/28/12

01/16/13 01/17/13 12/28/12 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/16/13

1M

Date

MANAGEMENT

sold

Transactions

0AK2439 0AK2717

0AL0201

WEALTH BNY

disposed

x. 11/25/15 12/25/15 Date 10/25/15

04/25/16 05/25/15 02/25/16 03/03/16 06/25/15 07/25/15 08/25/15 09l25/15 01/25/16 03/25/16 05/25/15 05/25/15 05/25/15

or

POOL POOL

POOL

Term

Lon DESCRIPTION

FNMA FNMA

FNMA

.

.

55

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page GIL)

28%

10571034900

to

Portlon

(included

Information

G/L)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.39

$-7.83 $-7.83 $-1.87

$8.61 $-8.53 $8.53

$-8.35 $-8.35 $-8.25 $-8.25 $-8.61

$-11

$-13.05 $-18.99

$-14.22

$-13.91 $-13.75 $-14.35

Net

Gain/Loss

or

basis

$33.03

$111.45 $111.45

$110.42 $110.42 $245.76 $147.45

$101.30 $101.30 $168.83

$177.88 $106.73 $185.74 $184.04

$108.01 $180.01 $108.01 $106.73

Cost

other

FOUNDATION-BONDS-SUB

$93.47 $31.16

$93.47

$98.48 $99.66 $99.66 $98.48

$226.77 $155.78 $136.06

$101.89 $101.89

$102.84 $169.82

$166.10 $164.13 $171.39 $102.84

SYMS

Proceeds

SY

CUSIP

3138EGGK4

31.16

166.1 93.47 93.47

99.66 99.66 98.48 98.48

136.06

. 155.78

101.89 101.89

102.84 169.82 226.77

164.13 171.39 102.84

Units

,

12

LLON

acquired

E

12/28/12

12/28/12 12/28/

12/28/12 12/28/12

12/28/12 12/28/12 09/26/14 01/16/13

12/28/12 12/28/12 01/16/13 12/28/12 12/28I12 01/16/13

01/16/13

01/16/13

01/16/13

M

Date

MANAGEMENT

15

NY

sold

Transactions

0AL0201

WEALTH

B

disposed

11I25I15 11/25/15

10/25/15 10/25/15 10/25/15

10/25/15

09/25/15 09I25I15

09/25/15

08/25/15 08I25/15

07/25/15 07/25/15 07/25/15 08/25/15 06/25/15 Date 06/25/15 06/25/

x.

or

POOL

Term

Lon DESCRIPTION FNMA

56

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

G/L) Page

28%

10571034900

to

Portion

(included

Information

00

GIL)

Number

$0.00 $0.00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00

$0.00 $0.00 $0.00 $0 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $000

Adjustments

Code

.39

.65 .58

.77

$-2.72

$-6.92

$-1 $-6.92 $-6.60 $-6.60

$4 $4.94 $-7.4o $-1

$-7.40

$-11 $41.53

$-11.o1

$-74.17 $-74.09 $42.33 $423.62

Net

Gain/Loss or

basis

$95.72

$48.07

$89.51

$29.18

$89.51 $85.45

$85.45 $27.86

$95.72 $31.21

$147.45

$149.18

$142.42

$748.89 $159.53

Cost

$2,297.01

$3,828.40 $2,297.02 other

FOUNDATION-BONDS-SUB 44

$45.35 $82.59 $27.53 $82.59 $78.85 $78.85 $26.28 $88.32 $29 $88.32 $136.06 $137.65 $131.41 $740.95 $147.20

SYMS $3,704.78 $2,222.85 $2,222.92

Proceeds

SY

85

CUSIP

3138EGGK4

147.2

82.59 78 88.32 29.44 45.35 88.32 27.53 82.59 78.85 26.28

136.06

137.65 131.41

706.51

2119.52 2119.59

3532.57

Units

acquired

12/28/12 12/28/12 12/28/12 12/28/12 12/28/12 12/28/12 12I28/12 12/28/12 12/28/12 01I16/13 01/16/13 09/26/14 09/26/14 09/26/14 01/16/13 09/26/14 01/16/13 09I26/14

MELLON

Date

MANAGEMENT

6

6 6 6 5

sold

Transactions

0AL0201

WEALTH /25/1 BNY

disposed

2125/15

11/25/1 11I25I15 12I25I15 12/25/15 1 12/25/15 02/25/16

C ,9 Date 02/24/16 02/24/16 02/24/16 02/24/16 02/25/16 02/25/1 02/25/1 01/25/16 01 01/25/1 01/25/16

or

POOL

Term

Lon DESCRIPTION FNMA

57

Net

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page GIL)

28%

10571034900

to

Portion

(included

Information

G/L)

Number

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Tax

Net

and

Subject

in

Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

$48.56 $-14.52 $-29.11 $-14.45

$-18.46 $-13.37 $-17.08 $-21.50 $16.82

$19.04 $-24.33 $-22.78 $-19.58 $-15.32 $-24.44 $-19.12 $-13.87 $-17.73

Net

Gain/Loss .67

or

basis $411.83 $511 $280.04 $390.29 $388.29 $278.61 $324.45 $452.19 $359.28 $257.80 $612.29 $439.34 $367.14 $372.88 $267.55 $368.81 $514.01 $295.50

Cost

other

FOUNDATION-BONDS-SUB

18

.73

$265.52 $371 $264.16

$307.63 $430.69 $342.20 $244.43 $369.83 $416.56 $487.34 $348.10 $355.15 $253.68 $349.69 $489.57 $280 $392.25 $583.18

SYMS

Proceeds

SY

.73

CUSIP

6.56

3138ELUR2

342.2

348.1

265.52 264.16 369.83 244.43 307.63 430.69 371

487.34 253.68 280.18 349.69 489.57 392.25 583.18 41

355.15

Units

14

1/01/28

acquired

01/30/14

01/30/14 01/06/14 01/06/14 01/30/14

01/30/14 01/06/14 01/06/14 01/06/14 01/30/14 01/06/14 01/30/14

01/06/14 01/30/14 01/30/14 01/06/14 01/30/ 01/06/14

Date MELLON

3.5%

MANAGEMENT

91

15

sold

Transactions

ALM

WEALTH BNY

disposed

11/25/15 11/25/15

12/25/15 12/25/15

ON

10/25/15 10/25/15

01/25/16 01/25/16

09/25/15 09l25/15

06/25/15 07/25/ 07/25/15 08/25/15 08l25/15

Date 05/25/15 05/25/15 06/25/15 ;.

or

Term

POOL

CRIPTI

FNMA Lon DES

i

.

.

58

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

In

Fiates

Subject

Page GIL)

28%

10571034900

to

Portion

ancluded

Information

00 00

GIL)

Number

$0.00 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

ancluded

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.68

$3.31

$-23.54 $-18.42 $-21 $-12.85 $-32.27 $-30.03 $-13.79 $-17.63 $-12.71 $-16.25 $-12.93 $-12.88

$-132.75 $-141.97 $-144.68

Net

Gain/Loss

.11

or

basis

$56.64

.724.96

$371

$495.01 $355.18 $341.73 $220.02 $221.34 $552.49 $220.54 $514.12

$266.04 $370.79 $245.20

Cost

$1 $1,757.79 $1,612.94

other

FOUNDATION-BONDS-SUB

33

$53

$349.43 $207.17

$471.47 $336.76 $252.25 $232.49 $325.48 $208.41 $520.22 $207.66 $484.09 $353.16

SYMS

$1,613.11

$1,582.99 $1,480.19

Proceeds

SY

R2

3BELU

CUSIP

3138EN4H9 31

3138ENHG7

53.33

'

349.43 207.17 208.41 520.22 207.66 471.47 484.09

336.76 252.25 353.16 232.49 325.48

1613.11

1480.19 1582.99

Units

8/01/44

8/01/44

1/01/28

acquired

09I03/14 09/O3/14

02/24/15 02I24/15 02/24/15 09/03/14 09/03/14 09I03/14 09I03/14 09I03/14 01I06/14 01/30/14 01/30/14 01/06/14 01/30/14 01/06/14

4.0%

4.5%

MELLON

Date

3.5%

MANAGEMENT

sold

Transactions

AL5630

POOL

AL4191

#

WEALTH

BNY

disposed

10/25/15 11/25/15 12125/15

09/25/15 01/25/16 02/25/16 03/25/16

02/25/16 03/25/16 04/25/16 Date x. 02/25/16 02/25/16 03/25/16 04/25/16 04/25/16 03I25I16

or

Term

i

POOL

POOL

FNMA

Lon DESCRIPTION FNMAAL6223 FNMA

.

.

59

00

Net

$0.00 $0 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

in

Rates

Subject

GIL)

Page

28%

10571034900

to

Portion

(included

Information

G/L)

Number

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in

Discount

988

2015

Account

to

Portion

Market

Oncluded

'

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

12

$0.88 $0.57 $0.98

$-7.90

$-11.13

$-54.80 $-47. $-51.31 $-30.53

$-152.73

$-194.96 $-126.67 $-708.38 $-186.21

Net

$-1,744.59

Gain/Loss

or

basis

$82.49

$127.41

$149.96 $142.03 $440.17

$810.66 $894.20 $973.74 $522.62

Cost

$2,884.03 $2,259.41 $2,754.62

$1,873.88

$82,422.00

other $71,504.79

FOUNDATION-BONDS-SUB

$83.06

$128.29

$142.06 $143.01 $429.04

$755.86 $847.08 $922.43 $492.09

SYMS

$2,689.07 $2,106.68 $1,747.21 $2,568.41

$80,677.41

$70,796.41

Proceeds

SY

CUSIP

3138ML5Y6

3138ENZOS 3138W6RS7

3138ENHGT

83.06

128.29 143.01

142.06 429.04

847.08 922.43

755.86 492.09

1747.21

2689.07 2106.68 2568.41

Units

78078.85

66671.13

13

LLON

I43

8/01/44 8/01/27

acquired

E

6/01

12/01/42

12,/16/14 12/16/14 12/16/14 12I16/14 09/09/13 09/09/ 06/23/14 09/09/13

12I16/14 12/16/14 03/07/13

03/07/13 03/07/13 03I07l13

09I03/14

4.0% 4.0%

M Date

MANAGEMENT

3.5% 3.5%

NY

sold

Transactions

AL5630 AL6150

II

WEALTH #

B

disposed

07/25/15 05/25/15 06/25/15 06l25/15

12IZS/15 07/25/15

05I25/15 06/25/15 07/08/15

02/25/16 03/25/16 04I25I16

Date 01/25/16 03/10/16 04I25I16

;D

or

Term

POOL AR8596 POOL A05362

FNMA FNMA

FNMA

Lon DESCRIPTION FNMA

(

.

.

60

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

25%

10571034900

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

70 10

47

.72

$1.48

$0.10 $0.47 $0.41 $0 $1.74 $0.09 $1

$-9.98 $-1.10 $-5.31 $-4.62 $-1.08

$-1.07

$-16

$-19.68 $-19

$464.59

Net

Gain/Loss

34

44

or

basis

$43 $13.98 $67.80 $58.93 $42.63 $13.75

$13.71 $42.48

$394.85 $210.11 $213.18 $660.67

$182.63 $778.26 $251.12 $770.19 $248.52

Cost

other

$20,751

FOUNDATION-BONDS-SUB

$42.24 $14.08 $68.27 $59.34 $41.55 $13.85 $13.80 $41.41

$384.87 $214.66 $643.97 $204.80 $178.01 $252.86 $758.58 $750.72 $250.24

SYMS

$21,216.03

Proceeds

SY

24

CUSIP

13.8

3138W6RS7

14.08

42.24 13.85 204.8 68.27 59.34 41.55

41.41

643.97 178.01 384.87 214.66

758.58 252.86 750.72 250

Units

20226.81

LLON

E

acquired

8/01/43

06/23/14 09/09/13 06/23/14 06I23/14 09/09/13 06I23/14 09I09/13 09/09/13 06I23/14 06I23/14 09/09/13 09/09/13 06/23I14 09/09/13 06/23/14 06/23/14 09I09/13 06/23/14

M

Date

MANAGEMENT

3.5%

NY

sold Transactions

WEALTH

B

disposed

11/25/15 11/25/15 Date 10/25/15 10/25/15 12/25/15 07/25/15 08/25/15 12IZS/15 08/25/15 09I25I15 09/25/15

01/25/16 01/25/16 02/25/16 03/25/16 02/25/16 03I25I16 04/01/16

or

Term

AR8596

Lon DESCRIPTION

FNMA

.

.

61

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

GIL) Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

11

$0.48

$0.36 $3.26 $0.44 $0.36 $2.67 $3.60 $0.49 $3.54

$-3.

$-3.06

$-0.79 $-2.32 $-0.65 $-0.87 $-2.82

$389.54

Net

Gain/Loss

.77

or

basis

$57.62 $56.65 $51.62 $52.27 $42.84 $87.05

.736.09

$117.08 $403.00 $409.85 $371 $106.21 $304.74

Cost

$6,935.58 $1,423.00 $1,913.87 $1,881.89

$1

other

FOUNDATION-BONDS-SUB

47

$58.11

$86.40 $57.13 $51.98 $52.71 $43.20

.425.67

$116.21

$399.94 $406.74 $368.95 $105.42 $302.42

SYMS

$1,917 $1,885.43 $7,325.12 $1

$1,739.35

Proceeds

SY

CUSIP

3138X0227

86.4 43.2

3138W6RS7

58.11

57.13

51.98 52.71

116.21

105.42 399.94 406.74

368.95 302.42

1425.67 1917.47 1885.43

1739.35

6983.58

Units

4

14

13

LLON

1/ 7/01/28

E acquired

6/01/43

12I11/13 12/11/13 12/11/13 12/20/13 12/20/13 12/1 12/20/13 12/20/13 04/08/14 04/23/14 04/23/14 04/08/14 09/09/13 09/09/13 04/08/14 04/23/ 04/08/1

2.5%

M

Date

MANAGEMENT

3.5%

5

15

sold

Transactions

AU1660

WEALTH

BNY

disposed

07/25/15 07I25I15 08/25/15 08/25/15 06l25/15 07/25/15 07/25/15 08/25/15 04/01/16 05/25/15 06/25/1 06l25/15 06/25/15

Date 04/25/16 05/25/15 05/25/15 05l25/

)O

or

POOL

Term

AR8596

A

M

N

Lon DESCRIPTION FNMA F

62

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

GIL) Page

28%

10571034900

to

Portion

(included

Information

GIL)

Number

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

DIscount in

988

2015

Account

to

Portion

Market

(included 00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$2.88 $0.39 $0.46 $3.35 $3.74 $0.60

$-0.86 $-0.70 $-1.17

$-2.50 $-0.81 $-2.90

$68.39 $56.55

$236.71 $339.87

Net

$1,962.10

Gain/Loss

71

.98

or

basis

$46.17 $93.82 $53.69 $70.13 $13.31

$115.13

$328.41 $109.12 $381

Cost

$1,991.11

$1,533.56 $2,270.94 $1,783.76 $7,876.79

$27,754 $18,716.16 other

$108,050.47

FOUNDATION-BONDS-SUB

$70.73 $12.14 $46.56 $93.12 $54.15

$114.27

$325.91 $108.31 $379.08

SYMS

$1,787.11 $2,327.49 $1,536.44 $7,945.18 $1,994.85

$27,991.42 $19,056.03

Proceeds

$110,012.57

SY

38X0227

38X5605

CUSIP

31

31

12.14

70.73 46.56 54.15 93.12

114.27

108.31

325.91 379.08

1787.11

1536.44 1994.85 7818.14 2290.27

Units

18751.32

27543.83

108253.45

I28

7/01

acquired

12/11/13 12/11/13

12I11/13

12/11/13 12/11/13 12/20/13 12/20/13 12/20I13

12/20/13

04/08/14 04/23/14 01/06/14

04/23/14 04I08/14 04/23/14 04/23/14 04/08/14

2.5%

MELLON Date 5.0%11/01/43

MANAGEMENT

sold

Transactions

AU1660

AU8278

WEALTH BNY

disposed

11/25/15

11/09/15 11/09/15 11/19/15 11/19/15 11/25/15

11/09/15

10/25/15 10I25I15 10/25/15 10/25/15

05/25/15

)9 Date 08I25/15 09I25I15 09/25/15 09l25/15 09I25I15

or

POOL

Term

POOL

A

M

MA

N

Lon DESCRIPTION F F

.

.

63

00 00

Net

$0.00 $0.00 $0.00 $0.00

$0 $0.00 $0.00 $0.00 $0.00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

G/L)

28%

10571034900

to

Portion

Uncluded

Information

00

G/L)

Number

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00

Tax

Net

and

Subject

in

Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00

Adjustments

.

Code

18

8.48

$-1.13 $-1.12

$1.13 $1 $-1.17 $1.17 $1.17 $1.14

$-17.71

$-59.00 $-1 $-17.13

$-19.61 $42.50

$-311.02

$-324.52 $-300.74

Net

Gain/Loss

or

basis

$12.92 $12.74 $13.35 $13.35 $13.01 $12.88

$13.43 $13.31

$188.42 $194.86

$673.02 $203.31

$223.67

$484.76

Cost

$3,490.77

$3,642.27 $3,375.36

other

NDATION-BONDS-SUB

FOU

14

$11.62

$11.79 $11.75 $11.87

$12.25 $12.18 $12.18 $12

$171.29 $177.15

$614.02 $184.83

$204.06 $442.26

SYMS

$3,179.75 $3,317.75 $3,074.62

Proceeds

SY

38X5605 CUSIP

31 31403DDX4 11.79 11.62 11.87 11.75 12.25 12.14 12.18 12.18

177.15

171.29

184.83

614.02 204.06 442.26

3179.75

3317.75 3074.62

Units

745418

POOL

acquired

11/13/12

11I13/12 11/13/12

04/01/13

04/01/13 04/01/13

01/06/14

01/06/14 01/06/14 01/06/14

01/06/14 01/06/14 01/06/14 01/06/14 01/06/14 01/06/14 01/06/14

MELLON

Date

5.0%11/01/43

ASSN

MANAGEMENT

MTGE

sold

Transactions

AU6278

WEALTH BNY

disposed

11/25/15

07/25/15

10I25I15 12/25/15 05/25/15 05/25/15 06l25/15 06/25/15 07/25/15

03/25/16 04/25/16

01/25/16 02/25/16

Date 06/25/15 07/25/15 08l25/15 09I25I15

NAT'L

or

Term

POOL

FEDERAL

Lon DESCRIPTION FNMA

.

,

64

00

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00

in

Rates

Subject

Page

G/L)

28%

10571034900

to

Portion

ancluded

Information

00

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

Net

Gain/Los

14

50

or

basis

$173.83 $159

$175.05 $153.56 $138.01 $162.66 $136.00 $150.34

$140.94

Cost

$3,114.00

$2,850.84 $3.135.97 $2,750.98 $2,472.28 $2,913.83 $2,436 $2,693.24 $2,524.82

other

FOUNDATION-BONDS-S

67

$158.03 $144

$159.14 $139.60 $125.46 $147.87

$123.64 $136.67 $128.13 SYMS

$2,836.55

$2,596.84 $2,856.56 $2,505.87 $2,252.01 $2,654.21 $2,219.41 $2,453.28 $2,299.86

Proceeds

SY

03

CUSIP

31403DDX4

139.6

158 144.67

159.14 125.46 147.87 123.64 136.67 128.13

2836.55 2596.84 2856.56 2505.87 2252.01 2654.21 2219.41 2453.28 2299.86

Units

745418

LLON

POOL

E

acquired

11/13/12 11/13/12 11/13/12 11/13/12 11I13/12 11I13/12 11/13/12 11/13/12 04/01/13 11I13/12 04/01/13 04/01/13 04/01/13 04/01/13 04/01/13

04/01/13 04/01/13 04/01/13

M

Date

ASSN

MANAGEMENT

MTGE

15

NY

sold Transactions

WEALTH

B

disposed

11/25/15 11/25/15 Date 10/25/ 10/25/15 12/25/15 08/25/15 12/25/15 08/25/15 09/25/15 09l25/15 01/25/16 01/25/16 02/25/16 02/25/16 03/25/16 03I25I16 04/25/16 04/25/16 NAT'L

or

Term

Lon DESCRIPTION

FEDERAL

65

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page G/L)

28%

10571034900

to

Portion

(included

Information

GIL)

Number

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

015 988

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

81

.93

$-8.27 $-2.28

$0.81 $-0 $-O.82 $-0.82 $-5.10 $-2.58 $-2.58 $-2.60 $-2.74 $-1

$21.39

$-25.14 $-12.09

$-10.92

Net

Gain/Loss

or

basis

$8.34 $8.34 $8.40 $8.43

$32.47

$88.41 $44.73 $44.71 $45.07 $47.47 $27.39

$111.89

$117.62

$257.69 $123.88

Cost

$3,632.09

other

FOUNDATION-BONDS-SUB

$7.53 $7.53 $7.58 $7.61

$42.15 $42.13 $42.47 $44.73 $25.46 $30.19

$83.31

$111.79

$232.55 $109.35

$100.97

SYMS

$3,653.48

Proceeds

SY

L6

4CG

41

.79 CUSIP

7.53 7.61

31 7.53 7.58

31418RR08

31414CRWO

83.31 42.15 42.13 42.47 44.73 25.46 30.19

111

100.97 109.35

232.55

3422.46

Units

4

14

3/01/23 7/01/24

3/01/38

acquired

11/26/12 11/26/12 11/26/12

09/25/14 09l25/14 09l25/14

09/25/14 09I25/14

09I26I14 09I26I14 09I26I14 09/26/14 09I26I14 09I26I14 09I26/ 09I25I1

Date 4.5% .MELLON 4.5%

5.5%

MANAGEMENT

6 6

5

sold

Transactions

M7894 962003

WEALTH 982301 BNY

disposed

0/25/1

11I25I15 11/25/15

12/25/15

10/25/15 12/25/15 1 02/24/1 02I25/1 06I25I15 07/25/15 Date 01/25/16 05/25/15

0225/16 03I25I16 04/25/16 01/25/16

or

Term

POOL

POOL POOL

FNMA DESCRIPTION FNMA FNMA Lon

1

'

.

.

56

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portlon

(included

Information

Number

G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

0

79 1

51

$-8.04 $-1 $-1.74 $2.08 $-8.73 $4.87 $-4.28 $4.97 $-8.55 $-7 $7.34 $-7.43 $-6.52

$-13.42

$-33.78 $-23. $-14.97

Net

Gain/Loss

95 71

.04

or

basis

$29.54

$97.16 $96.14

$124.16 $110.60

$298 $193

Cost

$2,041

other

FOUNDATION-BONDS-SUB

71

$23.72 $22.97 $27.46 $64.37 $51.14 $59.39

$89.65 $87.61 $88 $77.81

$177.44 $115.43 $106.35

$275.85 $178.74 $102.05 SYMS

$2,007.26

Proceeds

SY

14

CUSIP

31416RRQ8 314188362

23.72 22.97 27.46 64.37 51 59.39 89.65 87.61 88.71 77.81

177.44 115.43 106.35

178.74 102.05

275.85

1897.56

Units

4

LLON 12

14 14

7/01/24

E

acquired

4/01/44

11/26/

11/26/12 11/26/12 11/26/12 11/26/12 11/26/12 11/26/12 11/26/12

06/23/14 06I23/1 06/23/14 06I23/14 06/23/ 06I23/14 06I23/ 06/23/14 06/23/14

M

Date

4.5%

MANAGEMENT

4.5%

5

sold Transactions

AA7694

WEALTH BNY

disposed

x. 11I25I15

Date 10I25I15 12/25/15 08/25/15 11/25/15 09/25/15 10/25/15 01/25/16 12/25/15 02/24/16 02/25/16 06/25/15 09/25/15 07I25I1 08/25/15 01/25/16 02/25/16

or

Term

POOL

MA1860

Lon DESCRIPTION FNMA

FNMA

1 l A

.

.

67

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(Included

Information

GIL) Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portlon

Market

ancluded

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-8.74 $-0.96 $080 $0.92

$-16.38 $-25.02 $-10.79 $-23.51 $-22.72 $-24.60 $24.07 $49.85 $-19.76 $-39.63 $-35.17 $37.74

Net

Gain/Loss

00

or

basis

$55.57 $46 $52.93

.056.96

,309.34 .442.05 ,139.15

$211.92

$304.20 $856.68

Cost

$1 $1 $1 $1,417.77 $1,387.18 $1,144.18 $1 $2,283.87 $2,027.24 $2,175.42

other

FOUNDATION-BONDS-SUB

$54.61 $45.20 $52.01

,286.62

$195.54 $280.69 $847.94

SYMS

$1,363.11 $1,119.39

$1 $1,393.17 $1,124.33 $2,244.24 $1,992.07 $1,417.03 $1,046.17 $2,137.68

Proceeds

SY

CUSIP

314188862 36179NX45

45.2 314188D89

54.61 52.01

195.54 847.94

280.69

1119.39

1124.33 1363.11

1286.62 1417.03 1046.17 1393.17 1992.07

2244.24 2137.68

Units

LLON

1/20/44

acquired E

4/01/44 5/01/44

06/24/14

06/23/14 06/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 06/24/14 05/23/14 05/23/14 05/23/14

3.0%

M

Date

MANAGEMENT

4.5% 3.5%

5

MA1599

sold

Transactions

WEALTH

BNY

disposed

11/25/15 10/25/15 12/25/1 03/25/16 04/25/16 07/20/15 08/20/15 Date 05/25/15 06I25I15 09/25/15 01/25/16 02I25/16 03I25I16

04/25/16 07/25/15 08I25/15 x.

or

POOL#

Term

MA1880 MA1897

Lon DESCRIPTION FNMA FNMA GNMAII

1

1

X. 2015 Tax Information BNY M E LLON A Account Number 10571034900 WEALTH MANAGEMENT SY SYMS FOUNDATION-BONDS-SUB Page 53

Lon Term Transactions

DESCRIPTION CUSIP

Portion Subject Portion Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount ancluded in Net Units Proceeds other basis Gain/Loss Code Adjustments (included In Net GIL) G/L) GNMAII POOL!) MA1599 3.0% 1/20/44 36179NX45 09/20/15 06/24/ 14 1021.93 $1,021.93 $1,032.47 $10.54 $0.00 $0.00 $0.00 10I20/15 06/24/14 1138.43 $1,138.43 $1,150.17 $-11.74 $0.00 $0.00 $0.00 11/20/15 06/24/14 837.33 $837.33 $845.97 $-8.64 $0.00 $0.00 $0.00 12I20/15 06/24/14 537.32 $537.32 $542.86 $5 54 $0.00 $0.00 $0 00 01/20/16 06/24/14 1216.99 $1,216.99 $1,229.54 $12.55 $0.00 $0.00 $0.00 02/20/16 06/24/14 907.15 $907.15 $916.50 $-9.35 $0.00 $0.00 $0.00 03/20/1 6 06/24/14 684.76 $684.76 $691 .82 $7.06 $0.00 $0.00 $0.00 04/20/16 06/24/ 14 896.26 $896.26 $905 50 $-9.24 $0.00 $0.00 $0.00 GNMA POOL 782011 5.0% 12I15/35 36241 KGU6 05/15/15 12/28/12 125.35 $125.35 $136.87 $-11.52 $0.00 $0.00 $0.00 06/15/15 12I28/12 92.88 $92.88 $101.41 $-8.53 $0.00 $0.00 $0.00 07/15I15 12/28/12 102.18 $102.18 $111.57 $9.39 $0.00 $0.00 $0.00 08/15/15 12/28/12 90.35 $90.35 $98.65 $-8 30 $0.00 $0.00 $0.00 09/15/15 12I28/12 91.68 $91.68 $100.10 $-8.42 $0.00 $0.00 $0.00 10/15/15 12l28/12 119.73 $119.73 $130.73 $11.00 $0.00 $0.00 $0.00 11/15/15 12/28/12 65.26 $65.26 $71.26 $-6.00 $0.00 $0.00 $0.00 12/15/15 12l28/12 46.61 $46.61 $50 89 $-4 28 $0.00 $0.00 $0.00 01/15/16 12/28/12 71.98 $71.98 $78.59 $-6.61 $0.00 $0.00 $0.00 l l

.

.

69

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

G/L)

28%

10571034900

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-5.90 $-4.58 $4.85 $-3.02 $-2.04 $-4.76 $-1.82 $-2.92 $-1.90 $-1.98 $-2.09 $1.50 $1.54 $-1.34 $-2.21

$142.80

Net

Gain/Loss

08

or

basis

$70 $54.43 $57.59 $35.86 $24.30 $56.60 $34.67 $22.56 $23.53 $15.94 $21.63 $24.79 $17.82 $18.35 $26.23

Cost

other $34,993.35

FOUNDATION-BONDS-SUB

$64.18 $49.85 $52.74 $22.26 $32.84 $51.84 $19.81 $31.75 $20.66 $21.55 $22.70 $16.32 $16.81 $14.60 $24.02

SYMS

$35,136.15

Proceeds

SY

KKSB

CUSIP

448814.180 14.6

36241 22.7 36241KGU8

19.81 16.32 16.81 64.18 49.85 52.74 32.84 22.26 51.84 20.66 21.55 24.02 31.75

35000

Units

LLON

3/15/36

8/30/16

12/15/35

acquired

12/28/12 12/28/12 12/28/12 12/28/12 12/28/12 12I28/12 1228/12 12/28/12 12/28/12 12I28/12 12/28/12 12/28/12 1228/12 12/28/12 12/28/12 06I23/11

.ME Date

5.0% 5.0% 2.0%

MANAGEMENT

sold

Transactions

782011

782105

WEALTH

BNY

disposed

11/15/15 12/15/15 10/15/15 Date 02/15/16 03/15/16 06/15I15 01/15/16 02/15/16 03/15/16 03/01I16 04/15/16 05/15/15 07/15/15 08/15/15 09/15/15 04/15/16

or

Term

POOL POOL

Lon DESCRIPTION GNMA HYDRO-QUEBEC

GNMA

l l 1

70

00 00

Net

$0.00

$0.00

$0.00

$0.00 $0.00 $0 $0.00 $0 $0.00 $0.00

$0.00 $0.00

in

Fiates

Subject

Page G/L)

28%

10571034900

to

Portion

(included

Information

Number GIL)

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included $0.00 $0.00

$0.00 $0.0Q $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

Adjustments

Code

$79.80

334.40 $684.47 $389.59 $417.89 $-111.90 $701.50

Net

$-1.192.95

$-5,463.45 $-3.002.00 $8,734.60 $-1 $-3,455.60

Gain/Loss

or

basis

Cost

$5,547.80

$44,807.85 $24,708.11

other

$14,935.95 $55,377.00

$38,834.60 $20,655.60 $43,576.80 $10,701.50 $59,968.20

$14,824.86 $19,868.05

FOUNDATION-BONDS-SUB

SYMS

7,200.00

$4,213.40

$43,614.90

$14,824.05 $49,913.55 $30,100.00 $40,574.80

$1 $10,000.00 $60,048.00 $25,392.58 $15,214.45 $20,285.94

A

Proceeds

SY

2828M2 CUSIP

91

458140AM2 68389XAC9 7443208J3 89236T8H7

71845WAR2

5000

5000 0000 5000

1

1 45000 1

45000 40000 60000

35000 20000 25000 20000 Units

5/16/17

4

9/17/15 11/30/20

acquired

12/04/12

12/04/12 12/05/13

02/08/12 01/09/13 01/09/13 02/08/12 05/13/14 01/28/14

05/09/1 01/28/14 02/07/14 1.125%

2.0%

12/15/22

MELLON 4.75%

Date

MANAGEMENT

CO

2.7%

INC

FIN

6

CREDIT

TREAS

sold

Transactions

FINL

INTL

WEALTH BNY

disposed

11/09/15

Date

07I14/15 05/06/15 09I17I15 09I15/15 05I05I15

07/23/15 04/15/16 04/18/16 04/19/1 05/06/15 05/06/15

or

CORP

MOTOR

STATES

Term

COFIP

Lon DESCRIPTION

INTEL PETROBRAS PRUDENTIAL UNITED

ORACLE TOYOTA

71

Net

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

28%

10571034900

to

Portion

(Included

Information

GIL)

Number

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $5.45 $0.00

Tax $274.68

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

$5.45 $0.00 $0.00

$0.00 $0.00

$274.68

Adjustments D D

Code

$24.02 $24.61 $29.30 $53.91

$15.63 $85.93

$60.30 $14.69

$106.88 $862.16

$-380.96

Net $-5,148.41 $9509.43 Gain/Loss or basis Cost $4,886.48

$75,014.65 $70,013.67

other $30,005.86

$15,002.93 $10,001.95 $25,293.07 $50,009.77 $45,669.56 $29,089.80 $14,984.82 $29,936.09

$105,457.99

FOUNDATION-BONDS-SUB

12 56

SYMS

$4,993.36 $24,912.11 $30,059.77 $75,043.95 $70,038.28

$15,026.95 $10,017.58 $50,095.70 $40,521.15 $29,951.96 $29,950.78 $15,045 $95,948

Proceeds

SY

2828A91

2828ST8

CUSIP

91

91

912828T59

912828MF4 912828UH1

912828WH9

5000 5000

0000

1 1 15000

30000 75000 70000

50000 25000 30000 30000

97918.4

Units

38296.65

5I15/17

1/15/17

14

4/30/19

01I15/2023

acquired

INDEX

12/29/14 12/29/14 12/29/14 12/29/14 12/29/14 12/29/14 10/01I12

09I21/12 01/08I14 01/08/14 01I30/15 06/20/ 03/27/13

0.75%

0.875%

1.25%

MELLON

Date

MANAGEMENT

0.125%

TREAS TREAS

NOTE

NOTE NOTE

sold

Transactions

INFLA110N

WEALTH BNY

disposed

CPI

Date 02I11/16 04I11I16

03I09/16 03I10/16 04I13/16 03/04I16 05/06I15 08/13/15 09I09/15 03I30/16 08/03I15 04/20/16 04/20/16

or TATES

STATES S

Term

EASURY

EASURY EASURY

TR

TREAS-

Lon DESCRIPTION UNITED UNITED US U.S. USTR USTR

i

.

72

Net

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

In

Rates

Subject

Page

GIL)

28%

10571034900

to

Portion

(included

Information

13

00

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00

Tax

$280.

Net

and

Subject

Discount In

988

2015

Account

to

Portion

Market

(Included

13

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$280.

Adjustments

Code

$18.72

,090.13

$-87.90

$313.86 $483.60

$624.85

$-311.35

$490.40

Net

$7,290.75

$1

$61,874.68

Gain/Loss

or

basis

Cost

$5,525.70

$10,011.36

other $34,285.80 $74,757.00 $20,152.46 $10,193.30 $14,533.25 $10,193.30

$175,198.83

$2,554,372.20

FOUNDATION-BONDS-SUB

.

SYMS

$5,214.35

$10,030.08 $34,769.40 $82,047.75 $19,062.33 $10,002.90 $15,158.10 $10,105.40

Proceeds

$175,512.69

SY

$2,502,497.52

CUSIP

913368ELO 92936JA27

931422AH2 929903CH3 912828WH9 92343V8R4

5000

10000 '

10000 30000 75000 15000 10000

175000

Units

19062.33

9/15/23

5I15/17

5I15/23

LLON

14

11/15/44

acquired

5.15%

11I06/12

06I04/14 11I06/12 06I04/14 09/11/13 06I18/13 01/17/13 06/10/14 01I27/

0.875%

ME

5.435%

Date

MANAGEMENT

C

2.884%

NEW

TREAS

A2

sold

Transactions

Gain/Lass

WEALTH BNY

CO

disposed

CORP

x. 11/10/15 Date

04/20I16 04/21/16 07/08/15 06/18/15 04/15/16 03/17/16 04/05/16 04/05I16

Term

COMMUNICATION or

CALIFORNIA

STATES

2011-CS

Term

OF

Long

DESCRIPTION Lon UNITED UNIV

WALGREEN Total VERIZON WFRBS WACHOVIA

.

73

Net

in

Fiates

Subject

Page GIL)

Unknown

Unknown

28%

10571034900

to

Portion

ancluded

Information

GIL)

Number

Tax

Net

and

Subject

in Discount

988

Unknown

Unknown

2015

Account

to

Portion

Market

(included

00

$0.00

$0.

Adjustments

Code

4,9

(.4

g,

.

,

Net

4

4

Gain/Loss

4'

4'

w

.

.

or

B

basis

3

539

5

Cost

I

1

other

FOUNDATION-BONDS-SUB

08

SYMS

$1,548

$1,548.08

Proceeds

SY

7

4,

CUSIP

3138X0227

-

1548.08

Units

Basis

Cost

Cost

Unknown

with

7I01I28

acquired

LT

Unknown

2.5% MELLON

Date

MANAGEMENT

Transactions

with

sold

AU1860

from

WEALTH BNY

disposed

12l25/15

Date )9

or

POOL

A

Proceeds

M

N

DESCRIPTION Total F

Ransactions Basis;

l x. 2015 Tax Information l BNY ME LLON Account Number 10583519620 Al wen-m MANAGEMENT SY SYMS FOUNDATION Page 5 *

Income for 2015

This section reports your sales transactions during the year. A schedule of your net gains and losses is shown below. Please note that if you have sold an asset for which the cost basis information is unknown it is shown separately in the section entitled Transactions with Unknown Cost Basis. Please review these carefully when preparing your return. An asterisk symbol (*) next to the tax cost indicates that the tax cost has been adjusted for current year's return of capital.

The following items are provided to you to assist in the preparation of your tax returns. We have included the following Codes and Adjustment amountsz "W" for wash sales, "C" for collectibles, and "D" for Market Discount. Typically, collectibles are taxed at 28% rates. For your con- venience, if applicable, we have included the portion subject to Section 988 translation gains and losses and Market Discount in the column titled "Portion Subject to 988 and Market Discount". We have also includes gains on collectibles taxed at 28% rates in the last column. If we have included a dagger symbol (T) next to the sale transaction with a net loss. this indicates that you can not take a loss on your tax re- turn based on gross proceeds from a reportable change in control or capital structure.

Short Term Thusactions

DESCRIPTION CUSIP Portlon Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (Included In Net GIL) GIL)

AFLAC INC - 001055102

09/10I15 09/17I14 15 $864.45 $883.23 $48.78 $0.00 $0.00 $0.00

09I10I15 01I06/15 40 $2,305.21 $2,369.52 $-64.31 $0.00 $0.00 $0.00

09/10/15 09/16/14 12 $691.56 $709.13 $-17.57 $0.00 $0.00 $0.00

10I20I15 01/29/15 40 $2,424.54 $2,306.20 $118.34 $0.00 $0.00 $0.00

ABBOTT LABORATORIES 002824100

07/15I15 01l29/15 50 $2,467.28 $2,254.40 $212.88 $0.00 $0.00 $0 00

07I15I15 08I04/14 30 $1,480.37 $1,263.62 $216.75 $0.00 $0.00 $11 nn '

.

.

5

00

00

Net

$0 $0.00 $0.00

$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

28%

10583519620

to

Portion

(Included

Information

GIL)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portlon

Market

(included

00

$0.00 $0.00 $0.00 $0.00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-19.66 $-23.39 $-34.70

$263.84 $329.47 $253.72

$-126.23 $-184.18 $-205.88

Net

$2,617.29 $-1,878.96 $-1.910.27 $-5.966.76

Gain/Loss

or

basrs

$794.88

Cost

$2,696.90 $3,155.40 $3,928.13 $6,923.87 $8,507.24

$5,275.33 $1,399.66 $1,410.97 $6,033.24

other $19,854.45 $13,069.87 $25,403.60

FOUNDATION

$589.00

SYMS

$2,960.74 $3,484.87 $4,181.85 $6,904.21 $4,122.97 $5,091.15 $1,376.27 $1,376.27 $5,889.95

$11,190.91

$19,728.22 $19,436.84

Proceeds

SY

9 9

10 60 50 60 70

160 100 190

CUSIP

210 620 330 002824100 032511107 031162100

00287Y109 00507V109

Units

15

LLON

E acquired

10/07/15 10/13/15 10/09I15 10/13/15

01I06/15 01I29/15 01I06I15 01I06/ 05/26I15 05/22/15 01I07I15 01I29/15 01I29/15

M

Date

INC

MANAGEMENT

CORP

NY Transactions

sold

WEALTH

B

8LIZZARD PETE

disposed

11I12/15 11I12I15 11I12/15 11I12/15 11I12/15

Date 07I15/15 07/15/15 07/15I15 02/03/16 07/09/15 07/09I15 O2IO4/16 O2IO4/16

or

LABORATORIES

INC INC

Term

Short DESCRIPTION

ABBOTT ANADARKO A88VIE ACTIVISION AMGEN

7

Net

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page

GIL)

28%

10583519620

to

Portion

(included

Information

Number GIL)

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

In Discount

988

2015

Account

to

Portlon

Market

(included

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

.30 $17.51

$-34.90 $663.01 $237.18

$177.26

$-275.85 $413.83

$-434.09 Net

$1,973.14 $1,416.33 $-3,477.47 $-7,061

$1,119.20

Gain/Loss or

basis $475.31 Cost

$1,600.14

$8,555.61 $7,846.74 $6,677.10 $5,610.08

$1,754.94 $1,775.12 $1,835.04

other $21,102.31

$38,924.78 $16,553.63 $14,011.30

FOUNDATION

30

2

,863.48 ,565.24

.320.85

$492.82

SYMS

$1 $8,279.76 $8,509.75 $8,650.24 $4,490.88 $1 $2.01 $2,012.30

$17,624.84 $31

$16,139.80

$15,427.63

Proceeds

SY

01

G1

4 7

5

13 1 72 74 62

30 30

CUSIP 341 629 131

032654105 230 037833100 110122108 03524A108

09062X103 09061

Units

ADR

INC

COM

acquired

SPN

10I21/15 10I21/15

01I29I15 CO 01I29I15 04/15I15 01I29I15 01I06/15 02/23/15 08I04/15 01I29I15 01/08/15 01I06/15 01I29I15

MELLON

Date COM

MANAGEMENT

INBEV

INC

INC

5 SOUIBB

Hansactions

sold

INC

WEALTH BNY

BUSCH disposed

PHARMACEUTICAL X.

Date 01I06I16 01/07/16 01I06I16 07I08/15 07I08I15 08I04/15 08I04/1 07/09I15 01/20I16 01/20/16 06I22/15 06I22/15 06I22I15

or

MYERS DEVICES

IDEC

Term

COMPUTER

Short DESCRIPTION

ANALOG BIOMARIN BIOGEN ANHEUSER APPLE BRISTOL

'

.

.

8

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10583519620

to

Portlon

(included

Information

00

Number

G/L)

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00

Adjustments

Code

$-9.36

$76.85

$98.44

$-69.43

$-77.19

$-42.75

$401.06

$158.49

$-108.45 $-261.33

$487.12

$-793.55 Net

$1,768.95 $1,699.69

$-2,735.76

Gain/Loss

57

or

basis

$686.39

Cost

$1,591.76 $1,744.64 $2,981.85 $2,519.12 $2,372.84 $3,736.21 $9,533 $1,962.79

other

$13,778.20 $10,899.18 $16,747.47 $27,685.44 $13,459.15 $25,136.33

FOUNDATION

$609.20

SYMS

$1,483.31 $1,483.31 $3,382.91 $2,449.69 $2,449.69

$3,249.09 $9,524.21 $1,920.04

$14,011.71 $15,547.15 $12,598.87

$26,891.89 $13,617.64 $25,234.77

Proceeds

SY

20 20 29 21 21

30 70

CUSIP

134 106 160 149123101

151020104 690 15189T107 960 340 480 920

17275R102

Units

LLON

15

E

acquired

10I24/14

01I29I15 01I06I15 10/24/14 10/24/14

01I29I15 01I06I15 01I29/ 01I06/15 08I04I14 04/21/15 01I08/15 01I06/15 O1I08/15 01I08/15

INC

M

Date

MANAGEMENT

15

Thnsactions

sold

ENERGY

INC

WEALTH BNY

disposed

INC

x.

Date

09I03/15 09I03/15 CORP 07I09I15 10/21/15 12/01/15 07I09I15 07I09I15 08I25I15 12IO1/ 09I21/15 05/06I15 05/06I15 05/06I15 07/17I15 07I17/15

or

Term

SYS

Short DESCRIPTION

CATERPILLAR

CELGENE CENTERPOINT CISCO

l l

9

Not

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

in

Rates

Subject

GIL)

Page

28%

10583519620

to

Portion

(Included

Information

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0.00

GIL)

$0.00

$0.00

$0.00

$0.00

$0J00 $0.00

Number

Tax

Net

and

Subject

in Discount

988

to

2015

Account

Portlon Market

(Included 00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00 $0 Adjustments

Code $2.07

$562.89

$24.41

$-190.41

$203.95 $-311.53

$1,819.68

$295.60 $679.53

$1,042.68

$1,530.47

Net

$-3.747.07 $4,607.63

Gain/Loss

or

basis

5,400.13 $3,308.87

$2,821.08 $2,088.20 $2,101.74

$2,464.02

Cost $3,226.67

$13,271.07 $2,502.40

$26,314.29

$2,444.21

$14,501.22

$1

$14,388.80

other

FOUNDATION

.55

49

$4,351.55

$4,351

$1,897.79

$1,897.79

SYMS

$2,152

$3,228.74

$2,206.80

$15,090.75

$26,877.18

$2,468.62

$10,754.15

$13,792.50

$13,709.27

Proceeds

SY

01

N1

60

60

60

30

30

40

60

1

40

770

90

30303M102

30161

170

285512109

260003108

250

230

20030N101

17275R102

CUSIP

Units

5 5/1

acquired 04I1

08/19I15

O1I29I15

01I06/15

01I06/15

01I29I15

08I04I14

07I27I15

01I29I15

07I27I15 07I08/15

A 07I08/15 01/29/15

Date

MELLON

CL

MANAGEMENT

5

NEW

Transactions sold ARTS

INC

07I27l1 WEALTH

03I17I16

BNY

disposed INC

07/15I15 07I15/15

08I04/15

08I04I15

08I04/15

01I13I16

01I13I16

CORP

12IO8I15

01I07/16

12/01/15 01I07I16 Date CORP

or

CORPORATION

Term SYS FACEBOOK

EXELON

ELECTRONIC

DOVER

COMCAST CISCO

DESCRIPTION Short

.

.

10

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Fiates

Subject

Page GIL)

28%

10583519620

to

Portlon

(included

Information

G/L)

Number

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$7.54

$76.13

$411.92

$454.40 $231.20 $398.49

$643.44

Net

$2,049.46 $6,865.84 $2,144.77 $1,015.77 $3,714.80 $1,809.59

Gain/Loss

or

basis

Cost

$2,417.59 $2,500.25 $2,431.66 $2,962.90 $8,544.17 $2,388.73 $1,940.04 $4,986.49 $1,789.18 $8,764.13

other $11,496.73

$23,453.32 $16,703.42

FOUNDATION

SYMS

$2,829.51 $2,507.79 $2,507.79 $3,417.30 $2,619.93 $1,296.60 $2,187.67 $6,002.26

$10,593.63 $30,319.16 $13,641.50 $20,418.22 $10,573.72

Proceeds

SY

70 12 30 70 75 30 93 23 30 33 58

112

153

CUSIP

375558103 444859102 412822108 31620R303 30303M102

UnIts

LLON

E acquired

06I02/15 01I29I15 01I06I15 01I06/15 01I29I15 01I29I15 01/21I15 01/21I15 02I10/15 01I29I15 01/20I15 02/10/15 08I04I14

M

Date

MANAGEMENT

INC

INC

Thnsactions

sold

COM

WEALTH

BNY

INC

disposed

Date

07I27I15 08I03/15 08I04/15 08I04/15 09/10/15 09/10/15 07/09/15 07I09I15 07/09/15 01/07I16 06/26I15 08I03/15 O8/04I15

or

INC

DAVIDSON

SCIENCES

Term

GROUP

Short DESCRIPTION FACEBOOK

FNF HUMANA HARLEY GILEAD

M,O 2015 Tax Information

I BNY MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION Page 11

Short Term Transactions

DESCRIPTION CUSIP

Portion Subject Portion Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount Oncluded In Net Units Proceeds other basis Gain/Loss Adjustments (included in Net G/L) GIL) INTEL CORPORATION 458140100

05/07/15 09/02I14 1 390 $44.81 6.81 $48,012.27 $-3,195.46 $0.00 $0.00 $0.00 05I07/15 09/04I14 80 $2,579.38 $2,795.18 $-21 5 80 $0.00 $0.00 $0.00 05I07/15 09I1 5I14 290 $9,350 27 $10,034.81 $-684.54 $0.00 $0.00 $0.00 05I07/1 5 01I29I15 100 $3,224.23 $3,402.79 $478.56 $0.00 $0.00 $0.00 JOHNSON 81 JOHNSON COM 478160104 01/20I16 08I04I1 5 200 $19,121.11 $20,041 .56 $-920.45 $0.00 $0.00 $0.00 JOHNSON CONTROLS INC 478366107 08/19I15 01I29I15 50 $2,234.24 $2,341.89 $407.65 $0.00 $0.00 $0.00 08I20I15 01/06I15 40 $1 .748.32 $1,851.52 $403.20 $0.00 $0.00 $0.00 MARATHON OIL CORP 565849106

08I21I15 11I24/14 360 $5,689.30 $12,041.03 $-6,351 .73 $0 00 $0.00 $0.00 08I21I15 01I29I15 70 $1 , 106.25 $1,778.55 $-672.30 $0.00 $0.00 $0.00 08I21I15 01I06I15 70 $1 ,106.25 $1,930.75 $824.50 $0 00 $0.00 $0.00 08I21I15 12/11/14 290 $4,583.05 $7,739.03 $-3,155.98 $0.00 $0.00 $0.00 08I21I15 11I20/14 740 $11 .6946? $24,565.63 $4 2,870.96 $0.00 $0.00 $0.00 08I21I15 12/10/14 270 $4,266.98 $7,138.61 $2,871.63 $0.00 $0.00 $0.00 MEAD JOHNSON NUTRITION CO-A 582839106

08/13/15 01/29I15 20 $1,680.99 $2,013.36 $332.37 $0.00 $0.00 $0.00 12

00

Net

$0.00 $0

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10583519620

to

Portion

(included

.

Information

00

Number GIL)

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

00

$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-56.84

$-78.75

$307.50

$446.95

$-870.46 $377.41 $441.89 $291.39 $299.83 $-584.07 Net

$4,204.40

$4,010.33

$2,487.67 $4,242.24

Gain/Loss

* * * * * * * * * *

or

basis

$66915 $278.88 $359.74

Cost

$7,724.11 $2,968.44

$2,652.28 $4,764.77 $1,707.49 $1,378.08 $1,384.05 $2,637.66 $5,678.03

$11,187.16

other

$11,601.85

FOUNDATION

$527.26 $222.04 $280.99

SYMS

$2,521.49 $9,982.76 $6,853.65 $2,959.78 $3,754.44 $1,330.08 $9,114.18 $1,086.69 $1,084.22 $2,053.59 $4,435.79

Proceeds

SY

30

22 41

8.3

190 CUSIP 140

170 582839106

58933Y105 594918104 61174X109 69007J108

19.7 10.7

49.7 41.3 78.7

140.3

349.3

'

Units

CO-A

acquired

01I06/15 06I22/15 01I05/16 01I29I15 08/15/14 08/18/14 08/15/14 08/14/14 08/14/14 08/13I14 08/14/14 08/13/14 08/06I14 08/05I14

.MELLON Date

CORP

MANAGEMENT

-

COM

INC

NUTRITION

Thnsactions

sold

INC

WEALTH CORP BNY

disposed

MEDIA

BEVERAGE

Date 08/13/15 02/11/16 10I07/15 08I25I15 06/11/15 06/11I15 06I12I15 06I12I15 06/15/15 06/16/15 06/16I15 06/17/15 06/17/15 06I17/15

CO

or

Term 81

JOHNSON

Short DESCRIPTION

MEAD MERCK MICROSOFT MONSTER OUTFRONT

i 1 j

.

13

00

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00

in

Rates

Subject

Page

G/L)

28%

10583519620

to

Portion

(Included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

DIscount in

988

2015

Account

to

Portlon

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

11

06.50

$-1.74

,502.76

$-75.49

$-940. $-660.98 $-164.61 $-155.01 $-1 $410.71 $209.20 $-255.12 $483.41 Net $284.99 $-245.32 $-246.26 $-155.55 $-370.54 $-128.51

$-1

Gain/Loss

* * * * * * * * * * * * * * * * * *

49 52

or

basis

$9.58

.359.09

.993.48

$355.49

$899.20

Cost

$7,789.25 $3,556.02

$5,151.46 $1 $1.325 $3,441.54 $1.735 $1,734.48 $1,171.00 $1,785.39 $1,510.88 $1 $2,209.72 $4,403.48 $1,603.97

other

FOUNDATION

$7.84

.194.48 526.32

$280.00

$792.70 $987.59

SYMS

$6,286.49 $4,211.35 $2.895.04

$1 $1,170.48 $3,030.83 $1 $1,479.36 $1,500.40 $1,265.56 $1,747.22 $2,054.17 $4,032.94 $1,475.46

Proceeds

SY

3

30 58 58 70 60

0.3

CUSIP

69007J106 164

10.7

45.3 44.3

39 59.7 50.7 82.3

109.7 114.7 159.7 240.3

.

Units

14 14 LLON

E acquired

08/07/ 08/06/14 08/07/ 08/08/14 08/08/14 02/23/15 02/20/15 02/24/15 02/23/15 02/20/15 02/20/15 12/31/14 12/31/14 02/19/15 02/20/15 02/19/15 01/29/15 01/06/15

M

Date

MANAGEMENT

INC

15

15

NY

Transactions

sold

WEALTH

B

disposed MEDIA

Date 06/18/15 06/18/15 06/24/15 06/24/15 06/25/ 06/25/15 06/26/15 06/26/15 06/26/15 06/29/15 06/30/15 07/01/15 07/01/15 07/02/15 07/02/15 07/02/15 07/06/15 07/06/

or

Term

Short DESCRIPTION

OUTFRONT

X6 2015 Tax Information

BNY MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION Page 14

hort Term Transactions

DESCRIPTION CUSIP

Portion Subject Portion Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount (Included in Net Units Proceeds other basrs Gain/Loss Adjustments (included in Net G/L) G/L) PNC FINANCIAL SERVICES GROUP INC 693475105 01/19/16 01/29/15 20 $1,706.22 $1,703.16 $3.06 $0.00 $0.00 $0.00 PVH CORP 693656100 12/04/15 01/06/15 17 $1,365.31 $2.018.21 $-632.90 $0.00 $0.00 $0.00 12/04/15 01/29/15 17 $1,385.31 $1,918.36 $-533 05 $0.00 $0.00 $0.00 12/04/15 04/01/15 156 $12,712.30 $16,708.07 $3995.77 $0 00 $0.00 $0.00 PALO ALTO NETWORKS INC 697435105 08/11/15 04/21/15 77 $13.472.78 $11,819.84 $1,652.94 $0.00 $0.00 $0.00 09/22/15 04/21/15 24 $4,318.10 $3.684.10 $634.00 $0.00 $0.00 $0.00 09/22/15 03/31/15 5 $899.61 $735.68 $163.93 $0.00 $0.00 $0.00 PHILLIPS 66 718546104

07/22/15 11/20/14 170 $14,009.85 $13,203.41 $806.44 $0.00 $0.00 $0.00 SALESFORCE COM INC 79466L302 05/04/15 01/06/15 50 $3,581.85 $2,918.75 $663.10 $0.00 $0.00 $0.00 05/04/15 01/29/15 50 $3,581.85 $2,890 15 $691 .70 $0.00 $0.00 $0.00 09/22/15 07/22/15 80 $5703.83 $5,919.85 $-216.02 $0.00 $0.00 $0.00 10/21/15 07/22/15 140 $10,605.58 $10.359.75 $245.83 $0.00 $0.00 $0.00 SEMPRA ENERGY 816851109

01/06/16 05/06/15 113 $10,434.18 $11,676.91 $-1,242.73 $000 $0.00 $0.00 x9 2015 Tax Information ' BNY .MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION . Page 15

Short Term hansactions

DESCRIPTION CUSIP Portion Subject Portlon Subject to 983 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (Included in Net GIL) GIL)

SEMPRA ENERGY 616651109

01/06/16 05/07/15 123 $11,357.56 $12,784.92 $-1 ,427.36 $0.00 $0.00 $0.00

01/06/16 01/29/15 14 $1,292.73 $1,602.13 $-309.40 $0.00 $0.00 $0.00

01/06/16 01/06/15 14 $1,292.73 $1,551.87 $-259.14 $0.00 $0.00 $0.00

01/07/16 05/06/15 13 $1,142.94 $1,343.36 $-200.42 $0.00 $0.00 $0.00

01 /07/1 6 06/29/15 190 $16,704.53 $18,924.27 $-2,219.74 $0.00 $0.00 $0.00

SERVICENOW INC 81762P102

07/15/15 08/29/14 50 $3,885.05 $3,058.23 $826.82 $0.00 $0.00 $0.00

07/15/15 01/06/15 30 $2,331.03 $2,036.04 $294.99 $0.00 $0.00 $0.00

07/22/15 08/29/14 110 $8,596.19 $6,728.12 $1,868.07 $0.00 $0.00 $0.00

07/22/15 08/04/14 110 $8,596.19 $6,229.87 $2,366.32 $0.00 $0.00 $0.00

SOUTHWESTERN ENERGY CO 845467109

05/22/15 11/24/14 200 $5,415.68 $6,724.58 $-1,308.90 $0.00 $0.00 $0.00

05/22/15 08/04/ 14 310 $8,394.30 $12,457.63 $-4,063.33 $0.00 $0.00 . $0.00

05/26/15 12110/14 250 $6,635.58 $7,272.23 $-636.65 $0.00 $0.00 $0.00

05/26l15 12l11/14 270 $7,166.42 $8,051.21 $-884.79 $0.00 $0.00 $0.00

05/26/15 01/06/15 60 $1,592.54 $1,564.68 $27.86 $0.00 $0.00 $0.00

05/26/15 01/29/15 60 $1,592.54 $1 .447.o7 $145.47 $0.00 $0.00 $0.00

05/26/15 11I24/14 150 $3,981.35 $5,043.44 $-1 .062.09 $0.00 $0.00 $0.00

16

00

Net

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00

$0.00 $0.00 $0.00

$0.00 in

Rates

Subject

Page

G/L)

28%

10583519620

to

Portion

(included

Information

00

Number G/L)

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0

$0.00 $0.00

Tax

$-35.34 $-14.07

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(included

$0.00

$0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00

$0.00 $000

Adjustments

09 .34 72.96 ,885.67

$-92.98

$162.97 $274.09 $-35.34 $-14.07 $971

$650.93 $-1

Net

$8,487.09 $-2,167.29 $4,124.29 $-1 $-5.905.96

$-1,007

Gain/Loss or

basrs Cost

$1,402.23 $2,856.32 $2,225.17 $1,461.12 $6,738.93 $2,393.74 $4,112.80 $7,806.75 $6,101.44

$2,607.03

other

$23,194.63 $10,718.18 $13,359.25 $21,159.07

FOUNDATION

SYMS

$1,565.20 $3,130.41 $2,052.21 $1,368.14 $8,550.89 $9,234.96 $4,853.26 $1,386.65 $8,778.09 $6,752.37 $4,077.46 $2,592.96

$15,253.11 $14,707.54

Proceeds

SY

20 40

60 40 70 20

CUSIP

657477103 130 430 250 270 100 220 90184L102 907818108

91913Y100

EX9123459

2686

1710.2

Units

5

15

acquired

10/06/14 10/29/14 10/16/14 08/04/14 01/29/15 01/06/15 01/29/15 08/03/ 08/04/15 01/29/15 05/26/15 05/22/1 05/29/15 09/25/15

NEW

.MELLON Date

MANAGEMENT

CORP

5

5

5

COM

STERLING

15

Transactions

CORP sold

WEALTH BNY

disposed

Date 05/11/15 05/11/15

06/29/15 06/29/15 06/29/15 06/29/1 06/29/15 01/22/16 01/22/16 01/22/16 07/22/1 07/22/15 06/01/ 09/28/1 CORP

INC or

ENERGY

POUND

Term

PACIFIC ST

Short DESCRIPTION STATE

UNION TWITTER BRITISH

VALERO

( (

.

17

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page G/L)

28%

10583519620

to

Portlon

(included

Information

G/L)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portlon

Market

(included

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.27

$5.63 $8.76

$-2.87

$91.41

$123.81

$-841.30 $-623.60 $-591.66 $-231 $-438.26 $-778.16 $-273.76

Net

$4,535.08 $2,046.60

Gain/Loss

or

basis

$615.90

Cost

$6,568.76 $2,862.15 $5,240.64 $3,040.46 $3,381.40 $1,847.70

$11,044.17

$14,156.47 other $12,008.52

$16,068.31 $16,594.69 $29,069.35 $12,458.29

FOUNDATION

$621.53

SYMS

$5,977.10 $5,009.37 $2,423.89 $2,262.30 $3,107.64 $1,844.83

$13,315.17 $10,420.57 $12,132.33 $10,411.69 $16,159.72 $16,603.45 $24,534.27

Proceeds

SY

10 46 36 64 62 30 28 50

30

117

CUSIP 120 260 270

280

G0177J108 H84999104

G1151C101 N6596X109

G5785G107

Units

A

LON

4

CL

15

L

E acquired

SHS

V

12/16/14 06/26/15 06/22/15 08/19/15 08/19/15 01/29/15 08/04/14 09/03/1 01/06/ 01/29/15 01/06/15 01/06/15 05/08/15 05/08/15

N

Date M

MANAGEMENT

LTD

IRELAND

5

PLC

Transactions

sold

PLC

WEALTH

BNY

disposed PLC

10/13/15 10/21/15 10/21/15 Date 01/20/16 02/11/16 01/20/16 07/17/15 07/17/15 08/25/1 08/25/15 08/25/15 07/17/15 09/22/15 08/19/15

or

Term

SEMICONDUCTORS

CONNECTIVITY

hort

DESCRIPTION

ALLERGAN MALLINCKRODT NXP ACCENTURE TE

'

18

Net

Net

$0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

in $0.00 $0.00

in

Rates

Rates

Subject

Subject

Page

G/L)

G/L)

28%

28%

10583519620

to

to

Portion

Gncluded

Portion

(Included

Information

Number

G/L)

G/L)

$0.00

$0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00

$49.41

Net

and

Net

and

Subject

Subject

Discount in

Discount in

988

988

2015

Account

to

to

Portion

Portion Market

Market

(Included

(included

$0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00

Adjustments

Adjustments

Code

Code

O8 $1.89 $497.19 $260.80

$960.63 $540.47 $-115.90

Net

$-562.65

Net

$-2,722

$-94.560.57

Gain/Loss

Gain/Loss

or

or

basis

basis

$58.72

Cost

Cost

$6,051.81 $7,134.05

other $20,074.90

other $13,513.74 $30,376.54 $14,400.43

$13,899.83

$1,251,265.96

FOUNDATION

$60.61

SYMS

$5,935.91 $7,394.85

$17,352.82

$14,010.93 $31,337.17

$13,837.78 $14,440.30

Proceeds

Proceeds

SY

$1,156,705.39

00

1

7

22

CUSIP

200

103 1 CUSIP

N6596X109 230

51

001055102 410 330

0028241

00206R102

Units

Units

4 4 4

LLON

14

8/

E

acquired

acquired

V

05/07/15

08/04/1 08/04/14 09/22/14 09/1 08/04/1 04/23/1 08/04/14

N

-M

Date

Date

MANAGEMENT

5 5 5

15

'Ii'ansactions

Gain/Loss sold

sold Transactions

0/1

WEALTH BNY

disposed

disposed

0/20/1 2/08/1

x.

Date

09/22/15 Term 10/20/15 10/19/15 10/20/ 1 Date 1 09/1

08/24/15

or

or

LABORATORIES

Term

Term

INC

INC

SEMICONDUCTORS Short

LAC

Short DESCRIPTION

NXP Total Lon DESCRIPTION

AF

AT&T ABBOTT

l 3

.

19

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

G/L) Page

28%

10583519620

to

Portlon

(included

Information

00

G/L)

Number

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in

Discount

988

2015

Account

to

Portion

Market

(Included

00

$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.59

.664.36

$334.35

$268.15

$402.14

Net

$9,110.71

$9,881.23 $1,216.89 $1 $6,498.54 $1,950.37 $1,107.67 $3,091 $5,200.57

$-1,554.54

$16,090.83

Gain/Loss

or

basis

Cost

$8,153.42 $1,932.30 $6,569.33

$8,244.17 $7,471.95 $9,794.84 $4,426.14

$2,566.40

$9,430.45

$11,507.97

$17,434.56 $15,938.72 $25,282.10

other $21,034.80

FOUNDATION

.02

,459.20

SYMS

$2,266.65

$8,688.84

$9,351.84 $5,657.99

$11

$15,680.04 $18,034.65 $27,598.80 $19,384.93 $10,924.68

$16,206.87 $23,727.56 $20,632.66 $14,631

Proceeds

SY

18

69 91 95

37 29

175

161 141 150 247

290 460 CUSIP 400 031162100 037833100

023135106

03524A108 00287Y109

'

Units

ADR

acquired

SPN

06/16/11 06/16/11 06/16/11 06/16/11 01/06/15

04/23/14 04/23/14 08/04/14 02/09/07

07/18/14 07/18/14 07/18/14 08/04/14 04/23/14

COM

MELLON

Date

MANAGEMENT

INBEV INC

sold

Transactions

INC

WEALTH

BNY

BUSCH

disposed

12/14/15

04/04/16 08/12/15 01/05/16

10/12/15 01/06/16 04/04/16 04/04/16 08/04/15

Date 08/25/15 07/09/15 01/13/16 01/13/16 09/29/15

or COM

INC INC

Term COMPUTER

APPLE

ANHEUSER Lon DESCRIPTION AMGEN

ABBVIE AMAZON

20

Net $0.00

$0.00

$000

$0.00

$0.00 $0.00 $0.00 ln

$0.00

$0.00 $0.00 $0.00 $0.00

Rates

Subject

Page

GIL)

28%

10583519620

to

Portion

Gncluded

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00

Net

and

Subject

Discount In

988

2015

Account

to

Portion

Market

(included

00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

$0

$0.00 $0.00 $0.00 $0.00

Adjustments

Code

$644.73

$223.05 Net

$-397.99

$-3.342.61 $-5,400.00

$8,950.02

$-2,762.93

$52,211.75

$-38,016.53 $70,229.82

$47,684.05

Gain/Loss $-11.668.01

or

basis

$986.23

Cost

$8,859.14

$1,718.84

$2,038.34

other

$16,260.00 $74,880.86

$65,150.01

$29,847.63

$30,362.25

$40,963.36 $10,401.97

$100,000.00

FOUNDATION

35 04

,983.47

,320.85

SYMS $763.18

$5,516.53

$1 $2,683.07

$7,639

$61 $10,860.00 $57,196.81

$56,199.99

Proceeds $82,574.00 $29,295

$100,077.45 SY

7

5

40

CUSIP

05569M855 110122108 112585104 103 09062X103 395 05569M871 149123101

1500

5000

2900 2950 92.1

817.26

9182.74

6907.83

Units

SHS

M

CL

FD

4

COM

acquired

SHSS INC

MKTS

07/24/14 08/15/14 08/15/14 08/15/14 09/15/14 M 07/24/14 CO 01/06/15 04/23/14 07/10/09 07/10/09

04I23/14 08/04/1

MELLON

Date

MANAGEMENT

CL

MGMT

FD

SOUIBB

5

Transactions sold

EMERGING

INC

INTL INC

ASSET

WEALTH BNY

disposed

;.

Date

01/21/16

01/21/16 02/26/16 04/21/16 04/21/16

04/21/16 01/20/16 06I22/15 07/30/15 01/21/16 09/03/15 09/03/1

or

MYERS

IDEC

Term

MELLON

MELLON

NY

NY

RISTOL

Lon DESCRIPTION

BIOGEN BROOKFIELD

CATERPILLAR

21

Net

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00

In

Rates

Subject

Page GIL)

28%

10583519620

to

Portion

(included

Information

00

GIL)

Number

$0 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portion

Market

(Included

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

Adjustments

Code

89

35

$19.79 $15.34

$17.75

$14.87

$92.28

$-38.36

$117.13

$173.78 $592 $359.06

$214.78

$226.32

Net

$3,068

$-1,698.97

Gain/Loss

or

basis

.062.56

$486.52

Cost

$9,911.58

$2,782.90 $4,285.19 $5,617.47 $1,071.30

$9,415.56 $6,442.53 $5,421.48

$1,009.33 $1 $3,412.75

$10,530.13

$13,940.96

other

FOUNDATION

98

.024.20

$504.27

SYMS

$2,690.62 $4,304 $5,976.53 $1,086.64

$7,716.59 $6,657.31 $5,647.80 $3,529.88

$1,024.20 $1

$13,599.02

$14,533.31

$10,085.36

Proceeds

SY

10 80 20 92

50

70

20 20

110

112

130

288

200

380

CUSIP 15189T107 163072101

20030N101 22160K105

Units

14

acquired

12/15/14 12/16/14

12/16I14 12/17/14 A 08I04/14 08/04/14 04/23I14

01/06/15 04/23/14

04/23/ 02/19/15 01/06/15 02/19/15

01/29/15

INC

INC

MELLON

Date

CL

NEW

MANAGEMENT

NEW

16

15

CORP

sold ENERGY

Transactions

FACTORY

9/

WEALTH

BNY

disposed

CORP

10/07/15

01/21/16 01I13I16 01/21/16

01/13/16

04/19/16 04/20/16

Date 05/06/ 04/18/16 04/18/16 04/19/16 04/19/16 04/1 04/18/16

x.

or WHSL

Term

COSTCO

COMCAST

DESCRIPTION CENTERPOINT CHEESECAKE

Lon

'

22

00

Net

$0.00 $0

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00

In

Rates

Subject

Page

GIL)

28%

10583519620

to

Portlon

(included

Information

Number GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(Included

00

$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$-643.32 Net

$2,114.11

$8,910.11

$4,862.61 $3,174.63 $1,526.86 $6,442.25 $2,804.81 $4,539.51 $4,855.00

$6,229.99 $8903.32 $-3,953.99

$5,729.64 $-2,192.36

Gain/Loss

or

basis

Cost

$2,683.39 $6,799.46 $4,600.09

$1,826.03 $8,310.46 $4,382.47 $7,669.33 $6,772.46 $3,923.71

other $22,789.88 $33,321.57 $13,469.99 $10,350.21

$31,188.48 $14,893.34

FOUNDATION

SYMS

$9,516.00 $4,797.50 $7,774.72

$3,352.89 $7,187.28 $3,280.39

$16,559.89 $11,662.07 $24,418.25 $11,627.46 $19,260.32

$14,752.71 $12,208.84 $12,700.98 $25,458.84

Proceeds

SY

G102

70 50 20 39

CUSIP 264 180 120 1 386 600 151 270 260003108 220 210 200 310 285512109 26203E646

30231

Units

4 4

5/14 5/1

acquired

MK-Y

04/23/14 04/23/14 07/24/14 07/18/14 07/18/14 08/29/14 07/18/14 09/15/14 09/1 09/1 08/04/14 04/23/14 04/23/1 08/29/14 08/04/14

MELLON

EM

Date

MANAGEMENT

5 6 5 6 6

sold Transactions

CORP

ARTS

BNY WEALTH

disposed

to Date 10/09/15 10/09/15 12/09/15 08I03/1 12/09/1 08/04/15 02/26/1 02/04/16 07/27/15 02/03/1 02/04/1 03/17/16 03/03/16 03I17I16 DIVERSIFIED 09/22/15

or

CORPORATION

MOBIL Term

DESCRIPTION

DOVER ELECTRONIC DREYFUS EXXON

C,5 2015 Tax Information

' BNY MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION Page 23

Lon Term Transactions

DESCRIPTION SIP

Portion Subject Portlon Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Market Discount (Included in Net Units Proceeds other basis Gain/Loss Code Adjustments (Included in Net GIL) GIL) FNF GROUP 20R303 09/10/15 08/04/14 $11,822.43 $9,143.35 $2,679.08 $0.00 $0.00 $0.00 10/19/15 04/23/14 $11,301.26 $8,320.33 $2,980.93 $0.00 $0.00 $0.00 10/19/15 08/04/14 $1,417.09 $1,108.28 $308.81 $0.00 $0.00 $0.00 10/20/15 04/23/14 $11,168.97 $8,346.41 $2,822.56 $0.00 $0.00 $0.00 10/21/15 04/23/14 $11,675.52 $8,789.81 $2,885.71 $0.00 $0.00 $0.00 10/22/15 04/23/14 $14,246.27 $10,798.17 $3,448.10 $0.00 $0.00 $0.00 GILEAD SCIENCES INC 3755581 03

09/21/ 15 08/04/ 14 $2,838.04 $2,480.57 $357.47 $0.00 $0.00 $0.00 09/21/ 15 04/23/ 14 $9,985.69 $7,145.15 $2,840.54 $0.00 $0.00 $0.00 09/22/1 5 04/23/1 4 $41,379.80 $29,708.78 $11,671.02 $0.00 $0.00 $0.00 HARLEY DAVIDSON INC 2822108

01/07/16 04/23/14 $25,067.54 $41,477.48 $-16,409.94 $0.00 $0.00 $0.00 01/07/16 08/04/ 14 $7,779.58 $11,266.09 $-3,486.51 $0.00 $0.00 $0.00 01/07/16 01/06/15 $1,296.60 $1,931.60 $-635.00 $0.00 $0.00 $0.00 HERSHEY FOODS CORPORATION COM 4278661 08 01/08/16 12/19/14 $12,848.70 $15,763.77 $-2,915.07 $0.00 $0.00 $0.00 01/26/16 12/19/14 $9,682.43 $11,960.46 $-2,298.03 $0.00 $0.00 $0.00 01/26/16 01/07/15 $5,605.61 $6,929.41 $-1.323.80 $0.00 $0.00 $0.00

2015 Tax Information B NY M E LLON WEALTH MANAGEMENT Account Number 10583519620 ' SY SYMS FOUNDATION Page 24

Lon Term Transactions

DESCRIPTION CUSIP

Portion Subject Portion Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Units Market DIscount (Included In Net Proceeds other basis Gain/Loss Code Adjustments (Included in Net GIL) GIL) HERSHEY . FOODS CORPORATION COM 427866108

03/22/16 01/29/15 23 $2,062.65 $2,355.15 $292.50 $0.00 $0.00 $0.00 03/22/16 01/07/15 53 $4,753.07 $5,564.53 $-811.46 $0.00 $0.00 $0.00 03/22/16 12/18/14 162 $14,528.25 $16,734.34 $2,206.09 $0.00 $0.00 $0 00 03/22/16 01/06/15 19 $1,703.93 $1,976.33 $272.40 $0.00 $0.00 $0.00 INTERCONTINENTALEXCHANGE GRO 45866F104 09/03/15 07/08/08 48 $10,974.01 $12,622.07 $-1,648.06 $0.00 $0.00 $0.00 JOHNSON CONTROLS INC 478366107 08/19/15 04/23/14 300 $13,405.46 $13,940.40 $-534.94 $0.00 $0.00 $0.00 08/19/15 08/04/14 220 $9,830.67 $10,434.62 $-603.95 $0.00 $0.00 $0.00 . 08/20/15 04/23/14 550 $24,039.34 $25,557.40 $-1 .518.06 $0.00 $0.00 $0.00 MEAD JOHNSON NUTRITION CO-A 582839106 08/13/15 08I04/14 160 $13,447.94 $14,788.68 $-1.340.74 $0.00 $0.00 $0.00 08/13/15 06/19/14 80 $6,723.97 $7,390.78 $-666.81 $0.00 $0.00 $0.00 08/14/15 06/18/14 180 $15,082.80 $16,506.94 $-1,424.14 $0.00 $0.00 $0.00 08/14/15 06/19/14 110 $9,217.27 $10,162.33 $-945.06 $0.00 $0.00 $0.00 ERCK 81 CO INC 58933Y105

08/25/15 04/23/14 90 $4,728.67 $5,153.90 $425.23 $0.00 $0.00 $0.00 25

Net

$0.00

$0.00 $0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

G/L)

28%

10583519620

to

Portion

(Included

Information

Number

GIL)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

in Discount

988

2015

Account

to

Portlon

Market

(included $0.00 $0.00 $0.00

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00

$0.00 $0.00 $0.00

$0.00 $0.00

Adjustments

72

$62.52 $-78.21

$29.68

$203.03 $224.13

$596.32

$613 $124.67 $218.79 $249.28

Net $-747.49 $5,040.14

$-7,478.19 $3503.59

Gain/Loss or basis

$121.04 Cost

$5,050.04 $2,637.54

$2,905.02

$8,125.74 $1,391.16 $7,381.50 $2,055.84 other $25,475.62 $17,689.05 $10,642.54 $30,226.69 $11,650.06 $14,423.13

FOUNDATION

$91.36

SYMS

$2,559.33

$1,955.74

$8,722.06 $1,453.68 $7,995.22 $2,180.51

$10,090.18

$25,678.65 $17,470.26 $10,866.67 $22,748.50 $10,919.54

$10,902.57 Proceeds

SY

05

00

75

30

30

24 20 30

CUSIP

1

110 134

301 209 120 249 150 61174X109 6934751

6936561 718546104

Units

INC

acquired

GROUP

12/11/14 04/23/14 01/06/15 11/20/14 04/23/14 o4/23/14 08I04/14 12/10/14 o4/2a/14 04/24/14 04/24/14 08I04/14

o1/29/15 01/06/15

MELLON

Date

CORP

MANAGEMENT

SERVICES

sold

'ITansactions

BNY WEALTH

disposed

BEVERAGE

10/07/15 Date

10/30/15 10/30/15 12/04/15 12/04/15 01/19/16 01/20/16 01/19/16 01/20/16 02/11/16 02/11I16 02/11/16 02/11/16

02/11/16

68

or

Term

FINANCIAL

CORP

Lon DESCRIPTION

MONSTER PNC

PVH PHILLIPS

'

.

.

26

Net

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

in

Rates

Subject

Page

GIL)

28%

10583519620

to

Portion

(included

Information

Number G/L)

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

In Discount

988

2015

Account

to

Portion

Market

(Included

00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

.20

,116.23

$606.28

$168.74

$-869.99

Net

$1,931.05 $1

$1,613.27 $2,460.67 $2,279.42 $5,376.61 $5,859.99

$3,169.07

$-5,826.30 $2.291

Gain/Loss

79

or

baSIS

Cost

$6,665.39 $1,666.35

$3,964.46 $2,265.41 $7,837 $2,256.64

other $11,774.53

$32,445.96 $16,858.99 $16,858.99 $13,137.47 $28,275.30 $32,878.25

FOUNDATION

SYMS

$8,596.44 $2,272.63 $7,311.17 $5,080.69 $2,434.15 $1,386.65 $5,546.59

$29,276.89 $13,387.80 $19,319.66 $19,138.41 $33,651.91 $38,738.24

Proceeds

SY

30 70 40 80 20

120

CUSIP

333 220 315 315 270 430 500 79466L302 816851109

845487109 857477103 907818108 81762P102

Units

14

acquired

CO

04/23/14 04/23/14 04/23/14 08/04/14 08/04/14 08/04/ 04/23/14 04/23/14 04/23/14 04/23/14 04/23/14 04/23/14 01/06/15

MELLON

Date

MANAGEMENT

INC

ENERGY

COM

CORP

sold Tiansactions

INC COM

WEALTH

BNY

disposed

10I21/15

Date 05/11/15 05/04/15 01/07/16 09/22/15 03/17/16 03/30/16 03/31/16 05I22/15 05/12/15 01/22/16 01/22/16 03/17/16

CORP

or

ENERGY

Term

PACIFIC

ST

DESCRIPTION SALESFORCE

SEMPRA SERVICENOW SOUTHWESTERN STATE UNION

27

Net

$0.00 $0.00

$0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00

$0.00 in

Rates

Subject

Page

GIL)

28%

10583519620

to

Portion

(included

Information

Number

GIL)

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Tax

Net

and

Subject

Discount in

988

2015

Account

to

Portion

Market

(included

$0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

Adjustments

Code

$898.95 $159.09

$277.31 $271.36 Net

$1,837.75 $2,744.55 $1,810.45

$5,894.43

$2,119.20

$8,064.03

$-4,486.78

Gain/Loss

$153,590.51 or basis Cost

$9,775.10

$9,976.24 $4,485.19

$2,574.57 $1,335.19

other $29,002.39

$12,390.49 $10,700.87 $12,953.69

$14,698.36

$15,271.22 $14,200.46

FOUNDATION

36

93

,494.28 ,165.65

SYMS

$6,655.90 $4,113.83

$9,598 $3,473.52 $1

$9,713.68

$20,938. $14,228.24 $13,445.42 $14,764.14

$21

Proceeds

$168,288.87

SY

08

C101

3Y100

77.11

0

91 6

96 12 1 90

CUSIP 190 B24CGK7 302 220 907818108 230 21 183

91 168

92343V104 G01

G1151

G5785G107

1700

Units

A

4

4

CL

14

PLC

INC

acquired

SHS

08I15/14 04/23/14 12/16/99 11/07/14 11/07/14 04/23/14 04/23/14 04/23/14

04/23/1 08/04/14 08I04/

09/03/1

NEW

MELLON

Date

MANAGEMENT

GROUP

CORP

IRELAND

5

5

PLC

1

CORP

sold

Transactions

PLC

WEALTH BNY

disposed

PLC

2/08/1

to Date 12/08/15 01/22/16 01/22/16 1 07/27/15 12/08/15 03I17I16 04/20/16 02/11/16 01/20/16 04/20/16 09/29/

COMMUNICATIONS or

BENCKISER

ENERGY

Term

PACIFIC

Lon DESCRIPTION

UNION

VALERO RECKITT VERIZON ALLERGAN ACCENTURE MALLINCKRODT

2015 Tax Information BNY M E LLON Account Number 10583519620 ' WEALTH MANAGEMENT SY SYMS FOUNDATION Page 28

Lon Term Transactions

DESCRIPTION CUSIP

Portion Subject Portlon Subject Date sold to 988 and to 28% Rates or dIsposed Cost or Net Date acquired Units Proceeds Market Discount (included In Net other basis Gem/Loss Code Adjustments (Included in Net GIL) GIL) MALLINCKRODT . PLC G5785G107

09/29/15 09/02/14 360 $20,815.04 $29,554.99 $2,739.95 $0.00 $0.00 $0.00 TE CONNECTIVITY LTD H84989104

10/21/ 15 06/03/14 80 $4,919.54 $4,831 25 $88.29 $0.00 $0.00 $0.00 10/21/15 05/02/14 120 $7,379.31 $7,113.90 $265.41 $0.00 $0.00 $0.00 10/27/ 15 05/02/14 90 $5,587.71 $5,335.43 $252.28 $0.00 $0.00 $0.00 10/27/15 05/01/14 130 $8,071.14 $7,702.88 $366.26 $0.00 $0.00 $0.00 10/29/15 04/30/14 80 $5,120.05 $4,723.28 $396.77 $0.00 $0.00 $0.00 10/29/15 05/01/14 130 $8,320.08 $7,702.87 $617.21 $0.00 $0.00 $0.00 AVAGO TECHNOLOGIES LTD Y0486S104 06/02/15 04/23/14 . 97 $13,959.95 $6,244 28 $7,715.67 $0 00 , $0.00 $0.00 08/19/15 04/23/14 110 $13,285.13 $7,081.14 $6,203.99 $0.00 $0.00 $0.00 Total Long Term Gain/Loss $1,974, 039. 70 $1.717, 753.45 $256,286.25 $0.00 $0. 00 $0.00 .

#53; 40 94

5.04 1.82

-0 -9

IDS'I

DENNIS

.1.

24

'3

5

5.59 2.24

4.03 -8.44

-1

Lo; Realized

G51

SCHMIDT

-

ems

P118.

.ctou

59.3402

108.9858 146.8229 116.8134

and;

146.82 109.04 118.61 118.68

491.26

Co

Gleam

(2

1,

Chub-to

1I15I2016 3I7I2016 317/2018 3I7I2016 a...

Dav-g

J'nde

58.2159

182.1574 111.0200 111.0200

Amount

Adam

'1 N N '1

T'

499.69

110.07 162.16 111.02 116.44

s

0

C

MST-IV.

c 0 C c

man-Immature...

5

1115/2015 1/1512016 1/20I2016

11I2412015

9W

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'

Tea-ha

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275

STE

B

ET

Snot-Ir

alum

NORTH. pM

,

LINE-"5 CLASS

sms

INC

LTD

07024-7586

F

INC

m...

NJ

PLAZA

FOUNDATION

-'

CHUBBLTO AMGEN CHUBB NIKE

MARCY

2017105 LEE

=

1 1

2

for

sms

28,

BRIDGE

0.8914

1 sv FORT 6937-0100- ATTN

Short

Firm-nann- Quantity

ab

"

'1

.

28 74 09

9.56 79

43

13.97 54.94 52.42 88.79 88.87 61.89

3.08

4.22

3.41 -1

4.55 18 -3 -1 -0.41 10.33 34.61 -2

16.85 10.88 -1 35.03 -0,10 15'? 85.83

DENNIS

39 98

.0

23 70 38

86

59.71 35.09 51.39

-21

121 124.98 102.85 -8

45.77 47.54 29 2.51

58.30 84.73

219.44

29 45.49 149.18 111.19

188.06 62,46 -13 140.07

boss

W 2,507.41 Ge"

SCHMIDT

-'

EN18

7497

81100

cIou

58.1294 68.0376 88.0376 60.5685 38.1213 90.2584

134.5225

30.5411 30.5411 30.5411 30.5411 30.5411 30.5411 30.5411 30.5411 37.7497 37.7487 37.7497 37.7497 37.7497 37 37.7497 37.7497 -

175.1273

32

98

.45

88.04 90.26

168.39 383.39 269.04 256.10

419

580.27 794.05 488.84 818.21 783.51 732.87 717.23 881.47 603.98 943.72

805

1,588.11

2,015.70 1,962.94 1,132.47

2,491 5,428.85

choc/In. Rounds

5

sold 3I7f2018 3l7/2018 31712018 3172016 1117/2018 3l7f2018 3I7/2016

7/13/2015 7/13/2015 7I13/2015 7I13/2015 7/13/2015 7/13/2015 7/13/2015 7/13/2015 7/10/2015 7/10/2015 nae-00000 7/10/2015 7I18I2015 7l18f2015 7I18I2015 7/10/2015 7I16I2015

'10/20/2015

xDar-r-

2.2337

.0801

1 38.7341 50.9472 83.4478 83.0820 38.2255 45.5870

1

22.6892 26.2842 27.8793 28.8264 31.5146 31 29.3030 30.8679 27.8563 32.3612 34.1049 36.5039 38.8308 38.2951

36.1085 37.7872 9 94.2403

WM"

'1 N '1 N N N '1

N N N N N N N N N N N N N N N N N

24

50.95

138.71 186.19 108.68 112 238.41 367.83

431.00 882.88 442.87 945.44 777.00 703.27 531.17 041.40 545.88 957.30 866.54

1.54057

2,024.00 1,898.21 1,164.03

2,403.90 2,921.44

9 c 9 9 9 9 c

0 '3 0 P c 9 c P c c 6 C c c G c 0

W

501/2012 5I31I'2012 "202012 501/2012 "2412012

sis/2013 BIB/2013

Slit/2013 970/2013

127312012 1002/2012

5/31/2012

8/24/2012 1/20/2014

Slat/2012 aha/2012 marzou

GIN/2012

10122/2012 12/31/2012 1004/2013

10/22/2012 12/31/2012 10/24/2013

mm

EC.

.DQ'rt

'- 40

CVX T ADP Ell-Err AFL APD ADI ADP

mom D BXLT BXLT 55533325333 IL

F9r3'9

INC

275 INC INC INC INC INC INC INC INC

SYS

STE

PROCESSIN PROCESSIN INC

CHEMICALS

8

DATA DATA

WE"

CORPORATTON

PMET NORTH.

DEVICES

INC INC INC INC INC INC INC INC RESEARCH

INC INTERNATIONAL INTERNATIONAL INC SYMS INTERNATIONAL INTERNATIONAL INTERNATIONAL INTERNATIONAL INTERNATIONAL INTERNATIONAL

0702497588 T

- PRODUCTS

ER

8

NJ

PLAZA

FOUNDATION

CHEVRON AUTOMATTC AUTOMATIC AFLAC AT AIR ANALOG

BAXALTA DAXALTA BAXALTA BAXALTA BAXALTA BAXALTA DAXALTA BAXALTA BAXTER BAXTER HAXTER BAXTER HAXTER BAXTER BAXT BAXTER FACTSET MARCY '-

20177104 6 NDGQ' LEE 2

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Long 48 KIRIN HOLDINGS COLTD KNBWY 4/15/2014 c 683.84 N 13.8300 "ZS/2015 715.54 14.9072 51.70 7.79 231 KIRIN HOLDINGS CO LTD KNEWY 4I15/2014 c 3,194.73 N 13.8300 7/29f2015 3.489 93 15.1082 295.20 9.24 1.009 NORTH ATLANTIC DRILLING G861 3P-20-2 8125/2014 c 10.286.05 N 10.1943 1 17572015 795.18 0.7881 -S.490 87 -92'.27

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Realized gains and losses

The estimated realized gains and losses shown below are not for tax purposes Please note that gain or loss information We may not adjust gains and losses for all capital changes We automatically adjust cost bass for recognized on the sale or redemption of certain Structured Products, like Contingent Debt Securities, may be tax-exempt and AMT coupon municipal securities for estimated amortization of bond premiums and for accreted OID ordinary, and not capital, gain or loss Please check With your tax adwsor To calculate gains and losses. we for securities issued at a discount If you requested that UBS adjust cost bass for the bond premium amortization on liqwdate the oldest security lot first This is known as the first-in, first-out or FIFO accounting method We use taxable debt securities then cost basis reflected for these securities has been adjusted Estimates in the Unclassmed this method unless you specified which tax lot to close when you placed your order This is known as a versus section can not be classmed as short term or long term because information is missmg. or the product is one in which purchases or VSP order See Important lnfonnation about your statement at the end of this document for more the gain/loss calculation is not prowded Short-term capital gains and losses

Wash sale Quantity or Purchase Sale Sale Cost cost basis Security description Method face value date date amount (5) basis (5) adjustmentm Loss (5) Gain (3) BLACKROCK US OPPORTUNTIES INSTL CL FIFO 218055 Dec 14, 15 Apr21,16 7,645 01 7,699 53 -54.52 INVESCO GLOBAL REAL ESATE INCOME FUND CLASS Y FIFO 113.591 Jun 19, 15 Apr21, 16 1,005 28 1,037.09 -3181 FIFO 1 19 288 Sep18,15 Apr21, 16 1,055 70 1,043 77 11.93 FIFO 307.584 Dec 14, 15 Apr21, 16 2,722 12 2,596 01 12611 FIFO 1 18 514 Dec 14, 15 Apr21, 16 1,048 85 1,000 26 4859 FIFO 71 366 Mar 17, 16 Apr21, 16 631.59 632 30 -0 71 Total $14,108.55 $14,008.96 487.04 $186.63 Net short-term capital gains and losses $99.59 ..- Long-term capital gains and losses --

Wash sale Quantity or Purchase Sale Sale Cost cost basis Security description Method face value date date amount (5) bass (3) adjustmentm Loss (5) Gain (5) . BLACKROCK US OPPORTUNTIES INSTL CL FIFO 2.637.826 Dec 12, 14 Apr21, 16 92,482.18 100,000 00 -7,517 82 CHAMPLAIN SMALL COMPANY FUND ADVISOR CLASS FIFO 5,226 700 Apr 17, 14 Apr21, 16 83,000 00 84,41121 -1,41121 INVESCO GLOBAL REAL ESATE INCOME FUND CLASS Y FIFO 8,870 941 Apr 17, 14 Apr21, 16 78,507 83 79,483 63 -975 80 FIFO 120 862 Jun 20, 14 Apr21, 16 1,069 62 1.1 14 35 -44 73 FIFO 2,575 107 Jul 15, 14 Apr21, 16 22,789 70 24,000 00 -1,210 30 FIFO 178 640 Sep19. 14 Apr21, 16 1,580 96 1,616 69 -35.73 FIFO 150 929 Dec 15, 14 Apr21, 16 1,335 73 1,379 49 -43 76 continued next page CPZ60002001318737 P26000079190 00003 0416 031627583 WE88391EHO 000000 Page 19 of 96

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Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale Quantity or Purchase Sale Sale Cost cost basis Security description Method face value date date amount (3) basis (5) adjustmentIS) Loss (5) Gain (5) FIFO 6 550 Dec 15, 14 Apr21,16 S7 96 59 87 -1 91 FIFO 1 10 364 Mar 20, 15 Apr21, 16 976 72 1,031 90 -55 18 MID AMERICAN BANK MO US RT 01 0000% MAT 03/15/18 FIXED RATE CD FIFO 100,000 000 Feb 26, 13 Apr21, 16 99,740 00 100,000 00 -260.00 Total $381,540.70 $393,097.14 -51 1,556.44 Net long-term capital gains or losses 311,556.44

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The estimated realized gains and losses shown below are not for tax purposes. Please note that gain or loss information We may not adjust gains and losses for all capital changes We automatically adjust cost basis for recognized on the sale or redemption of certain Stnictured Products, like Contingent Debt Securities, may be taxexempt and AMT coupon municipal securities for estimated amortization of bond premiums and for accreted 010 ordinary, and not capital, gain or loss Please check With your tax adv1sor. To calculate gains and losses. we for securities issued at a discount If you requested that UBS adiust cost basis for the bond premium amortization on liquidate the oldest security lot first This is known as the first-in, first-out or FIFO accounting method We use taxable debt securities then cost basis reflected for these securities has been adjusted Estimates in the Unclasvfied or the product is one in which this method unless you specified which tax lot to close when you placed your order This is known as a versus section can not be classified as short term or long term because information is Missmg. purchases or VSP order See Important Information about your statement at the end of this document for more the gain/loss calculation is not prov1ded Long-term capital gains and losses Wash sale .2 Quantity or Purchase Sale Sale Cost cost baSIS Security description Method face value date date amount (3) basis (5) adjustmentm Loss (5) Gain (3) CENTENE CORP FIFO 0 796 Apr 15, 14 Mar 28, 16 49 65 41 34 8.31

O uan t i t y or Pu rc h ase S a l e Sale Cost WaSh cost base sale Security description Method face value date - date amount (5) bass is) d' tm is hi HEALTH NET INC "MERGER a M EM ) Lassa) [Gamm EFF' 03/2016" FIFO 318 000 Apr 15, 14 Mar 28, 16 19,256.58, 10,273.08 48 983350 Total $19,306.23 $10,31c42 $8,991.81 Net long-term capital gains or losses $8,991 81 Net capital gainsllosses; $3,991.81 I