J ended to March 15 , 2017 Return of Private Foundation #0113 No 1545-0052 Form 990' PF or Section 4947(a)(1) Trust Treated as Private Foundation 20 1 5 Depanmem of me Treasury b 130 not enter social security numbers on-this tori-n asit may be made public. mien-.3] Revenue game > Information about Form 990-PF and its separate instructions is at www.lrs.gov/form990pf. Pan 0 u ,c n92 .on
For calendar year 2015 ortaxyear beginning MAY 1 , 2015 ,and ending APR 30 , 2016
Name of foundation A Employer identification number
SY SYMS FOUNDATION 22-2617727
Number and street (or P 0 box number if mail is not delivaed to street address) Room/sums B Telephone number ONE BRIDGE PLAZA NORTH 275 (201)849-4417
City or town, state or provmce, country, and ZIP or foreign postal code c It exemption applicatlon IS pending, chwk here PEI FORT LEE, NJ 07024
G Check all that apply. El Initial return 13 Initial return of a tormer public charity 0 1. Foreign organizations, check here PEI 13 Final return [2] Amended return El Address change E1 Name change 2' T$33$521$2cim$$233m test PE]
H Check type of organization; LEI Section 501(c)(3) exempt private foundation E If private foundatlon status was terminated E] Section 4947La)(1) nonexempt charitable trust El Other taxable private foundation under section 507(b)(1)(A), check here >121
lemmmwwmmmawmmmdem JAmmemmmm BECah EjAmmm FhmumeMSmanmmwmmMM (from Part II, col (c), line 16) [21 Other (specnfy) under section 507(b)(1)('B), check here D
p s 3 9 I 9 2 9 L5 9 6 , (Part I, column (d) must be on cash basrs.) Plmeanest;mammarawma"* Pan 1 Analysis at Revenue and Expenses e93e'3323"p"e$%%%ks "" "113312th (6)1111? "at '05 dcassettes? Disbursements
1 Contributions, gifts, grants, etc., received N/ A
2 Check p [i] ittlietoundation is not required to attach Sch B 3 megvgrsitiagggsandtempmw 1 1 126 . 1 , 126 . Statement 1
4 DiVIdends and interest from securities 1 , 391 , 510 . 1 , 3 91 , 510 . Statement 2
5a Gross rents
b Net rental Income or (loss)
0 63 Net gain or (loss) from sale of assets not on line 10 - 7 0 3 , 0 3 0 o
g b Ss'gfsfn'iinmm" 19 . 451 . 648 .
s 7 Capital gain net income (from Part IV, line 2) 0 .
I 8 Net short-term capital gain RE .52 RIF n
I; 9 Income modifications ' V .. v 0 8 10a Stafmmiimms % mm a n 'mn R O IVIHH and U 5U a 00 b Less Cost of goods sold a] g
N c Gross profit or (loss) .
oz 11 Other Income OGEN. T -
42 12 TotaI.AddlInes1through11 689.606. 1.392.636.
Q 13 Compensation of oftioars, directors, trustees, etc 49 , 0 0 0 o 49 , 0 0 0 u 0 0
LL! 14 Other employee salaries and wages
Z 15 Penelon plans, employee benefits
it 16a Legal fees
(2E bwaMmes . Stmt 3 15,000. 7,500. 7,500.
mm c Other protessmnal tees Stmt 4 213 , 364 . 213 , 364 . 0 .
g 17 Interest
E w Ems Stmt 5 11,147. 11,147. 0.
g 19 DepreCIation and depletion
% 20 Occupancy
< 21 Travel, conferences, and meetings
E 22 Printing and publications
gzaomawmmw Stmt 6 11.799. 5.899. 5.900.
E 24 Total operating and administrative g expenses.Addlines13through23 300,310. 286,910. 13,400.
0250mmmmmmmemmmmm 1*2,589,000. 2,589,000.
26 Total expenses and disbursements. Addlmes24and25 2,889,310. 286,910. 2,602,400.
27 Subtract 11m 26 from line 12;
8 Excess of revenue over expenses and disbursements - 2 , 1 9 9 , 7 0 4 o
bNamwmmmmmmMMQMMmmwa 1,105,726. N / A AMd net income (Ifnegatlve, enter -o-) I;
132.115 LHA For Paperwork Reduction Act Notice. see instructions. y 5-Fbrm 990-PF (2015) 1 18160309 150879 SYMSSYFOUND 2015.05050 ,SY SYMS FOUNDATION SYMSSYFl
I 1
Form 990-PF (2015) SY SYMS FOLgATION 22-2617727 Page 2
Attached schedules and amounts in the description Beginning of year End of year
Balance Sheets column should beforend-olyearamountsonly (a) Book Value (b) Book Value (c) Fair Market Value
1 Cash - non-interest-bearing
2 Savmgs and temporary cash investments 2.215.144. 1,842,428. 1.842.428.
3 Accounts receivableb Less; allowance for doubtful accounts b
4 Pledges receivable D
Less; allowance for doubtful accounts b
5 Grants receivable
6 Receivables due from officers, directors, trustees, and other disqualmed persons
7 Othernotesand loans receivable > Less; allowance for doubtful accounts b
B Inventories for sale or use
9 Prepaid expenses and deferred charges
Assets 10a Investments - US. and state government obligations Stmt 8 2.101.631. 2.506.519. 2.534.705.
b Investments - corporate stock Stmt 9 16.527.320. 15,229,318. 15,256,084.
c Investments - corporate bonds Stmt 10 20,847,946. 19,464,072. 19.896.284.
11 Investments - land. buildings, and comment 9355 F Less accumulated deprecalion F
12 Investments - mortgage loans
13 Investments - other Stmt 11 2.365. 452,365. 400,095.
14 Land, burldings, and eqmpment basrs > Less accumulated depreCiation b
15 Other assets (describe b
16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I) 41.6941406. 39.494.702. 39.929.596.
17 Accounts payable and accrued expenses
15 Grants payable
19 Deferred revenue
20 Loans from officers, directors, trustees, and other disqualmed persons
21 Mortgages and other notes payable
Liabilities 22 Other liabilities (describe b
23 Total liabilities (add lines 17 through 22)
Foundations that follow SFAS117,checl( here D Ci and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted
25 Temporarily restricted
Balances 26 Permanently restricted
Foundations that do not follow SFAS 117, check here >DZI
Fund and complete lines 27 through 31. or 27 Capital stock, trust prinCipaI, or current funds o. 0.
28 Paid-in or capital surplus, or land, bldg., and eqUipment fund 0. 0. 41,694,406. 39,494,702.
Assets 29 Retained earnings, accumulated income, endowment, or other funds
30 Total net assets orlund balances 41.694.406. 39.494.702.
Net
31 Total liabilities and net assets/fund balances 41.6941406. 39.494.702.
Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree With end-of-year figure reported on prior year's return) 41.694.406.
Enter amount from Part I, line 27a -211991704o
Other increases not included in line 2 (itemize) b o.
Add lines 1, 2, and 3 39J494.702.
Decreases not included in line 2 (itemize) b o. 391424.702.
Total net assets or fund balances at end of year (line 4 minusJi-ne 5) - Part II, column (b), line 30 Gaussian-a
OO'I#GADM
Form 990-PF (2015) 523511 11-24-15 2 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF(2015) SY SYMS FOLgATION 22-2617727 Pages LPart IV T Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate, (bbqogjfggalggw (c3 Date acquued (11) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation "'10-. day, Ill-l (1110-. day. YR)
1a
b See Attached Statements
c
1!
e @in ("09.1195131311le (cassettes .11.?31111321.
a
b
c
d
e 19,451,648. 20,154,678. -703,030.
Complete only for assets showmg gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus
, j Adjusted ba5is k Excess of col. i) col. (k), but not less than -0-) or (i) F.M.V. as of 12/31/69 ( is of 12/31/69 (oi/er col. (I). if an; Losses (from col. (h))
a
b
c
d
e - 7 0 3 , 0 3 O .
If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, hire 7 2 - 7 0 3 , 0 3 0 .
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6); If gain, also enter in Part 1, line 8, column (0). If loss enter -0- in Part I line 8 3 N/ A
Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? iii Yes iii No If 'Yes,' the foundation does not guality under section 4940(e). Do not complete this part
1 Enter the appropriate amount in each column for each year, see the instructions before making any entries. (at (b) (c) 1") Calendar yggsfopigiggesaialigginning in) Adjusted qualifying distributions Net value of noncharitablesuse assets (col. iiiiiiiiiiiggnbtaggi. (c))
2014 2,207,737. 43,227,574. .051072
2013 1,779,485. 40,298,704. .044157
2012 1,656,608. 41,811,943. .039620
2011 2,158,662. 39,179,326. .055097
2010 1.647.159. 27,934,703. .058965
2 Total oriine 1,column (d) 2 . 248911 3 Average distribution ratio for the 5-year base period - mm the total on line 2 by 5, or by the number of years the foundation has been in eXistence if less than 5 years 3 . 0 4 9 7 8 2
4 Enter the net value of noncharitable-use assets for 2015 from Part X, line 5 4 4 0 , 6 0 34 0 9 7 .
5 Multiplyline4byline3 5 2,021,303.
6 Enter 1% of net investment income (1% of Part I, line 27b) 6 1 1 , 0 5 7 .
7 AddlmesSandB 7 2,032,360.
8 Enter qualifying distributions from Pan XII, line 4 8 2 , 6 0 2 , 4 0 0 .
If line 8 IS equal to or greater than line 7, check the box in Pan VI, line 1b, and complete that part usmg a 1% tax rate. See the Part VI instructions. 523521 112445 Form 990-PF (2015) 3 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
Form 990-PF (2015) SY SYMS FOIgATI ON 2 2 - 2 6 1 7 7 2 7 Pagg @rt VI I Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here D E] and enter "WA" on line 1. Date of ruling or determination letter; (attach copy of letter if necessary-see instructions) . b Domestic foundations that meet the section 4940(e) reqUIrements in Part V, check here D DE] and enter 1% 1 1 1 , 0 5 7 .
of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b). 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0 . i 3 Addiinesiandz 3 112057-
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0 .
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- 5 1 1 , 0 5 7 .
6 Credits/Payments; a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 3 4 , 0 2 9 .
, b Exempt foreign organizations - tax Withheld at source 6b i c Tax paid With application for extensmn of time to file (Form 8868) 6c
d Backup Withholding erroneously Withheld 6d
7 Total credits and payments. Add lines 6a through 6d 7 3 4 , 0 2 9 .
8 Enter any penalty for underpayment of estimated tax. Check here iii if Form 2220 IS attached 8 r 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed D 9
10 Overpayment. If line 7 is more than the total of lines Sand 8, enter the amount overpaid P 10 2 2 , 9 7 2 .
, 11 Enter the amount of line 10 to be; Credited to 2016 estimated tax b 2 2 . 9 72 . Refunded D 11 0 . 1 I Part VII-A l Statements Regarding Activities
1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it partICIpate or intervene in Yes NO
any political campaign? 1a X
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for the definition)? 1b X
If the answer is "Yes " to 13 or 1b, attach a detailed descnptlon of the actrvrtres and copies of any materials published or distnbuted by the foundation in connection With the actrvrties. c Did the foundation file Form 1120-POL for this year? . 1c X
I 11 Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year. i (1) On the foundation. D $ 0 . (2) On foundation managers. b $ 0 . e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managersb $ 0 . 2 Has the foundation engaged in any activmes that have not preVIously been reported to the IRS? 2 X i If "Yes, " attach a detailed description of the actrvrtres. 3 Has the foundation made any changes, not preVIously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other Similar instruments? If "Yes, " attach a conformed copy of the changes 3 X
411 Did the foundation have unrelated busmess gross income of $1,000 or more during the yeai? 4a X
b If "Yes," has it filed a tax return on Form 990-T for this year? N / A 4b
5 Was there a liqmdation, termination, dissolution, or substantial contraction during the year? 5 X
If "Yes," attach the statement requrred by General Insthctron 7'. 6 Are the reqmrements of section 508(c) (relating to sections 4941 through 4945) satisfied either; 0 By language in the governing instrument, or 0 By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict With the state law remain in the governing instrument? 6 X
7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV 7 X
8a Enter the states to which the foundation reports or With which it is registered (see instructions) >
NJ
b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as requued by General Instructron G? If "No, " attach explanation 8b X
9 Is the foundation claiming status as a private operating foundation Within the meaning of section 4942(1)(3) or 4942(J)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Pan XIV)? If "Yes, " complete Part X/V . 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes . attach a schedule listing their names and addresses to X
Form 990-PF (2015)
I 523531 i 11-24-15 4 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
Form 990-PF (2015) SY SYMS FOI$ATION 22-2617727 Page 5 (gin VII-A] Statements Regarding Activities (contlnued) Yes No 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity Within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions) 11 X
12 Did the foundation make a distribution to a donor adVIsed fund over which the foundation or a disqualified person had adVIsory prIVIleges? If "Yes," attach statement (see instructions) 12
13 Did the foundation comply With the public inspection requuements for its annual returns and exemption application? 13X
Websrte address > N/ A 14 The books are in care of b MARCY SYMS MERNS Telephone no.>201 902 9600 Located at b ONE BRIDGE PLAZA NORTH , STE 27 5 , FT . LEE , NJ ZIP+4 >0 7 0 2 4 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here >IZI and enter the amount of tax-exempt interest received or accrued during the year P I 15 1 N/A
16 At any time during calendar year 2015, did the foundation have an interest in or a Signature or other authority over a bank, Yes No
securities, or other finanCIaI account in a foreign country? 16 X
See the instructions for exceptions and filing requrrements for FinCEN Form 114. If "Yes," enter the name of the foreign country D LPart VII-B I Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "'Yes'" column, unless an exception applies. Yes No
1 a During the year did the foundation (either directly or indirectly); (1) Engage in the sale or exchange, or leasrng of property With a disqualified person? Ci Yes iii No (2) Borrow money from, lend money to, or otheMise extend credit to (or accept it from) / a disqualified person? 13 Yes iii No (3) Furnish goods, sewices, or fadilities to (or accept them from) a disqualified person? [X] Yes Ci No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? [Ii Yes iii No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? '3 Yes DZ] No (6) Agree to pay money or property to a government offmial? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government serVice, if terminating Within 90 days.) E1 Yes iii No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assrstance (see instructions)? 1b
Organizations relying on a current notice regarding disaster a55istance check here D Ci c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2015? 1c
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operatlng foundation defined in section 4942(J)(3) or 4942(i)(5)); a At the end of tax year 2015, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2015? [I] Yes iii No If "Yes," list the years b , , , b Are there any years listed in 2a for which the foundation is not applying the prOVISIOIIS of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions.) N/ A 2b
c If the prowsrons of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
> i l 1 3a Did the foundation hold more than a 2% direct or indirect interest in any busrness enterprise at any time during the year? iii Yes 121 No b If "Yes," did it have excess busmess holdings in 2015 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissmner under section 4943(c)(7)) to dispose of holdings acquued by gift or bequest; or (3) the lapse of the 10-, 15-, or 20year first phase holding period? (Use Schedule C, Form 4720, to deten'nine if the foundatron had excess busrness holdings In 2015.) 3b X
4a Did the foundation invest during the year any amount in a manner that would Jeopardize its charitable purposes? 4a X
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could Jeopardize its charitable purpose that had not been removed from Jeopardy before the first day of the tax year beginning in 2015? 4b X Form 990-PF (2015)
523541 1 1-24-15 5 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form ego-PF (2015) SY sms FOLQATION , 2242 6 17727 Page a Part VII-B Statements Regarding Ac ivities for Which Form 4720 May Be Req ired (continued)
5a During the year did the foundation pay or incur any amount to; (1) Carry on propaganda, or otheMise attempt to influence legislation (section 4945(e))? 121 Yes iii No (2) Influence the outcome of any specrfic public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? Ci Yes 13] No (3) Prowde a grant to an indiVidual for travel, study, or other Similar purposes? Ci Yes [ii No (4) Prowde a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)? (see instructions) III Yes [Kl No (5) Prowde for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? Ci Yes iii No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assstance (see instructions)? N / A 5b
Organizations relying on a current notice regarding disaster aSSIStance check here F 13 c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responSIbiIity for the grant? N/ A [21 Yes 121 No If "Yes," attach the statement requrred by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? Ci Yes 1X1 No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? Ci Yes [Xi No - lf'Yes"did the foundation receive an roceeds or have an net income attributable to the transaction? . NLA . 7b
m Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors
1 List all officers, directors, trustees, foundation and their (b) Title, and avera e (6) Compensation (e) Ex ense (a) Name and address hours per week devo ed (If not , accoun other to enter allowances
USTEE & P IDENT R
7O O o
USTEE &
USTEE
USTEE RTH
2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE." b Title, and avera e (d Conmbuhonsm e Ex ense (a) Name and address of each employee paid more than $50,000 ( )hours per week g (c) Compensation empgiiieabeiir'riiims 390911" 0W" devoted to posrtion compensation allowances
NONE
Total number of other employees paid over $50,000 5 i 0 Form 990-PF (2015)
523551 11524-15 6 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
.Form 990-PF (2015L SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 7 . Part VIII I lnfpnnation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)
3 Five highest-paid independent contractors for professional services. If none, enter "NONE."
(a) Name and address of each person paid more than $50,000 (b) Type of servrce (c) Compensation
BNY MELLON
706 MADISON AVE., NEW YORILL NY 10065 INVESTMENT MGMT 168,514.
Total number of others recervrng over $50,000 for profeSSIonal serVices F 0 I Part IX-AI Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activmes during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1 N/ A
2
3
4
I Part lX-BJ Summary of Program-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 N/A
All other program-related investments. See instructions. a
Total. Add lines 1 throuqh 3 . . . > 0 .
Form 990-PF (2015)
523561 11-24-15 7 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF (2015) SY SYMS FOIgATI ON 2 2 - 2 6 1 7 7 2 7 Page 8 I Part X I . . , , , Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations. see instructions)
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes; A a Average monthly fair market value of securities 1a 3 9 , 4 5 0 , 1 2 0 .
b Average of monthly cash balances to 1 , 7 7 1 , 2 9 8 .
c Fair market value of all other assets 16
d Total (add linesia, b, and c) id 41 , 221 , 418 .
e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) I 1e I 0 .
2 Acqursmon indebtedness applicable to line 1 assets 2 0 .
3 &MmmMeMmmMew 3 41,221L418.
4 CahMumdmmmmmmwmammmsHmH1n%omm30mmmmmmWMmemmmmw 4 618,321.
5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 5 4 0 , 6 0 3 , 0 9 7 .
6 Minimum investment return. Enter 5% of line 5 6 2 . 03 0 . 155 .
Distributable Amount (see instructions) (Section 4942(1)(3) and (0(5) private operating foundations and certain foreign organizations check here > IZI and do not complete this part.)
1 Minimum investment return from Part X, line 6 1 2 , 0 3 0 , 1 55 .
2a Tax on investment income for 2015 from Part VI, line 5 2a 1 1 , 0 5 7 .
b Income tax for 2015. (This does not include the tax from Part VI.) 2b
c Add lines2aand2b 2c 11 , 057 .
3 mummmmmmmwdmemNWMMs&MQMMemhmmm1 3 2,019,098.
4 memwdmmwmmmwmmmdeMMWMs 4 0.
5 Addlines3and4 5 2,019,098.
6 Deduction from distributable amount (see instructions) 6 0 .
7 Diitributable amount as adtusted. Subtract line 6 from line 5. Enter here and on Part Xane 1 7 2 , 0 1 9 . 0 9 8 .
Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes; a Expenses, contributions, gifts, etc. - total from Part 1, column (d), line 26 1a 2 , 6 0 2 , 4 0 0 .
b Program-related investments -total from Part IX-B 1b 0 .
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2
3 Amounts set aSIde for speCIfic charitable proiects that satisfy the; a Surtability test (prior IRS approval requued) 3a
b Cash distribution test (attach the requued schedule) 3b
4 Qualifying distributions. Add lines 1a through so. Enter here and on Part v, line 8, and Pan XIII, line 4 4 2 A0 2 , 4 0 0 .
5 F0undations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b 5 1 1 , 0 5 7 .
6 Adjusted qualifying distributions. Subtract line 5 from line 4 s 2 , 591 , 343 .
Note. The amount on line 6 Will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years.
Form 990-PF (2015)
523571 11.24-15 8 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
Form 990-PF (2015) SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 9
Undistributed Income (see instructions)
(a) (b) (0) (d) Corpus Years prior to 2014 2014 2015
1 Distributable amount for 2015 from Part Xl, line7 2,019,098.
2 Undistributed income, it any, as of the end 012015 aEnter amount for 2014 only 567 , 771 .
b Total for prior years , , 0 .
3 Excess distributions carryover, it any, to 2015; a From 2010
D From 2011
c From 2012
d From 2013
e From 2014
t Total of lines Ba through e 0 .
4 Qualifying distributions for 2015 from PartXlI,line4; >3 2 , 602 , 400 . 3 Applied to 2014, but not more than line 2a 5 6 7 , 7 7 1 .
b Applied to undistributed income of prior years (Election reqmred - see instructions) 0 .
c Treated as distributions out of corpus (Election reqUired - see instructions) 0 .
d Applied to 2015 distributable amount 2 , 0 1 9 , 0 9 8 .
e Remaining amount distributed out of corpus 1 5 , 5 3 1 .
5 Excess distributions carryover applied to 2015 o . 0 a
(it an amount appears in column (d), the same amount must be shown in cotumn (3)) 6 Enter the net total of each column as indicated belowz 3 Corpus Add lines at, 4c, and 48 Subtract line 5 1 5 , 5 3 1 o
b Prior years' undistributed income. Subtract line 4b from line 2b 0 .
c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been preVIously assessed 0 .
d Subtract line So from line 6b. Taxable amount - see instructions 0 .
e Undistributed income for 2014. Subtract line 4a from line 2a. Taxable amount - see instr. 0 .
f Undistributed income for 2015. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2016 0 .
7 Amounts treated as distributions out of corpus to satisfy requuements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be reqUIred - see instructions) 0 .
8 Excess distributions carryover from 2010 not applied on line 5 or line 7 0 .
9 Excess distributions carryover to 2016. Subtract lines 7 and 8 from line 6a 1 5 , 5 3 1 .
10 Analy3is of line 9; a Excess from 2011
b Excess from 2012
c Excess from 2013
d Excess from 2014
eExcessfrom 2015 15. 531.
523581 11-24-15 Form 990-PF (2015) 9 18160309 15087.9 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF (20151 SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 10 Bart XIV ( Private Operating Foundations (see instructions and Part VII-A, question 9) N / A
1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2015, enter the date of the ruling p
b Check box to indicate whether the foundation is a private operatianoundation described in section E1 4942(1)(3) or [I] 4942())(5)
2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2015 (b) 2014 (0) 2013 (d) 2012 (e) Total
investment return from Part X for each year listed
b 85% of line 2a
c Qualifying distributions from Part Xll, line 4 for each year listed
it Amounts included in line 2c not used directly for active conduct of exempt activmes
e Qualifying distributions made directly for active conduct of exempt actiVities. Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon; a 'Assets' alternative test - enter; (1) Value of all assets
(2) Value of assets qualifying under section 4942(J)(3)(B)(l)
b 'Endowment' alternative test - enter 2/3 of minimum investment return Ishown in Part X, line 6 for each year isted
c 'Support' alternative test - entert (1) Total support other than gross investment income (interest, leldendS, rents, payments on securities loans (section 512(a)(5)), or royalties)
(2) Support from general public and 5 or more exempt organizations as prowded in section 4942(])(3)(B)(lll)
(3) Largest amount of support from an exempt organization
(5) Gross investment income
I Part XV ) Supplementary lnfonnation (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.)
1 Information Regarding Foundation Managers; a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) None b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest None 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs; Check here b [E if the foundation only makes contributions to preselected charitable organizations and does not accept unsoliCIted requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to indIVIduals or organizations under other conditions, complete items 2a, b, c, and d.
a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed;
b The form in which applications should be submitted and information and materials they should include;
c Any submissmn deadlinesz
it Any restrictions or limitations on awards, such as by geographical areas, charitable nelds, kinds of institutions, or other factors'
523601 11.24.15 Form 990-PF (2015) 1 0 18160309 150879 SYMSSYFOUND 2015. 05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF(2015) SY SYMS FOUNDATION 22-2617727 Page 11 Part XVT Supplementary lnfonnation (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Resipient If recipient is an indIVIdual, show any relationship to Foundation PUFDOS? (it)? grant or Amount
Name and address (home or busmess) or any substantial foundation contributor manager Statusmoment 0 can u ution
a Paid during the year
American Committee for the Wiezmann EXEMPT SCIENTIFIC Institute of Science 100 0001
American Friends of Reuth Medical & EXEMPT CHARITABLE-MEDICAL l Life Care Centers 25 000. l l l
American Friends of the Israel EXEMPT ARTS /MUSICAL GRANT Philharmonic Orchestra 25 000 .
American Heart Association , New York , EXEMPT CHARITABLE-MEDICAL NY 15 000 .
l American Jewish World Services , New IEXEMPT COMMUNITY SERVICE 1 York NY 20 000 i Total See continuation sheet (3) b 3a 2 589 000
b Approved for future payment
None
Total P 3b 0
Form 990-PF (2015) 523611 11-24-15 1 1 % 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990-PF(2015) SY SYMS FOUNDATION 22-2617727 Page 12
Analysis of Income-Producing Activities
Enter gross amounts unless otherWise indicated. Unrelated busmess income Excluded by section 512, 513, or 514 (e)
(a) (5) E9; u- (11) Related or exempt Busmess 1 Program service revenue; code Amount 0551 Amount function income
a
b
c
d
e
l
9 Fees and contracts from government agenCies
2 Membership dues and assessments
3 Interest on saVings and temporary cash investments 1 4 1 , 12 6 .
4 DiVidends and interest from securities 1 4 1 , 3 9 1 .il 0 .
5 Net rental income or (loss) from real estate; a Debt-financed property
b Not debt-financed property
6 Net rental income or (loss) from personal property
7 Other investment income 1 4
8 Gain or (loss) from sales of assets other thaninventory 18 -703,030.
9 Net income or (loss) from SDECIaI events
10 Gross profit or (loss) from sales of inventory
11 Other revenuei
12 Subtotal. Add columns (b), (d), and (e) 0 . 689 AD 6 . O .
13 Total. Add iine 12, columns (b), (d), and (e) 13 6 8 9 . 6 0 6 . (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
Line No. Explain below how each actwrty for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by prowding funds for such purposes). P
523621 11-24-15 Form 990-PF (2015) 12 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Form 990'PF (2015) SY SYMS FOUNDATION 2 2 - 2 6 1 7 7 2 7 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1 Did the organization directly or indirectly engage in any of the followmg With any other organization described in section 501(c) of Yes NO
the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization oft (1) Cash 1a(1) X
(2) Other assets 1a(2) X
b Other transactionsz (1) Sales of assets to a noncharitable exempt organization mm X
(2) Purchases of assets from a noncharitable exempt organization , mm X
(3) Rental of faCilities, eqUIpment, or other assets 1b 3 X
(4) Reimbursement arrangements 1M4) X
(5) Loans or loan guarantees 111(5) X
(6) Performance of serVices or membership or fundraismg solimtations 1b(6) X
1; Sharing of faCilities, eqUipment, mailing lists, other assets, or paid employees 1c X
d If the answer to any of the above is 'Yes,' complete the followrng schedule. Column (b) should always show the fair market value of the goods, other assets, or servrces given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column the value of the other assets, or serVices received. (a)Line no Amount involved c Name of noncharitable exempt organization (11) Description of transfers, transactions. and sharing arrangements
2a Is the foundation directly or indirectly affiliated With, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 5279 El Yes If] No b If 'Yes,' complete the followmg schedule.
(a) Name of organization (b) Type of organization (c) Description of relationship
N [A
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge May the "qu discuss this Sign and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer) is based on all information of meErEs an knowledge return With the preparer shown below (see instr )7 Here M/477ZW W [ii/3 //7-> PRESIDENT IE] Yes CI No Signature of officer or trustee / V A mate / / Title Print/Type preparer's name (Pre rer's gnatur Dat Check [3 if PTIN (EX/5A,) self- employed Paid James Raia , P01227149 Preparer Firm's name > RAIA & ASSO IAII'ES , PC Firm's ElN P 8 1 - 4 8 1 6 7 6 1 Use Only [
Firm's address > 1 7 2 WASHI G N VALLEY RD STE 5 WARREN. NJ 7059 Phoneno. 908-360-5400 V Form 990-PF (2015)
523622 1 1 -24- 15 13 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
Continua n for 990-PF, Part IV
Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, I, - acqmred (c2 Date acquued ((1) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation 010-. day, yr.) (m0-. day, yr-) 71 40 P 10 40 4 4 4 2 1 20 EE 1 A 1 0 2 EE 7 F 6 F F 722
(f) DepreCiation allowed (9) Cost or other baSIS (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) 28
- 1 Complete only for assets showmg gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) . (I) - Ad)usted baSlS (k) Excess of col. (i) Gains (excess of col. (h) gain . over , col. (k), (I) FWMV as Of 12/31/69 as or 12/31/69 OVGT CO]. (1)1 If any but not less than '0' )
( If gain, also enter in Part I, line 7 ) 2 Capital gain net income or (net capital loss) If (loss), enter '-0-' in Part I, line 7 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6); If gain, also enter in Part I, line 8, column (c). If enter '-0-' in Part line 8
523591 04-0 1 - 15 14 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl Continua on for 990-PF, Part IV
Gains and Losses for Tax on I Income (a) List and describe the kind(s) of property sold, e.g., real estate, (DLH%%fgl$algged (c Date acqmred (11) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation mo., day, YE) (mO-i day, YL) P 1 P i EE
(1) DepreCiation allowed (9) Cost or other basrs (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (I) minus (g) 14 14 0 . 3 7. 2. 1 .
I Complete only for assets showmg gain in column and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) ( , (I) - Adrusted ba5is (k) Excess of col. 0) Gains (excess of col. (h) gain . over . col. (k). , (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (I), if any but not less than -0- )
2 Capital gain net income or (net capital loss) ( If gloss), am, also enter enter --0-- in in Part pm I, I,line line 7 7 )
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6); If gain, also enter in Part I, line 8, column (0). If enter '-0-' in Part line 8
523591 04-01-15 15 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY S F OUNDAT I ON 4 22-2617727 (Part XV l Supplementary lnfonnati 3 Grants and Contributions Paid During the Year (Continuation)
Recipient If recrpient is an InlelduaI, show any relationship to Foundatign Purpose tafgrant or Amount Name and address home or busmes any foundation manager status 0 con n ution ( 8) or substantial COI'III'IDUIOI' IBCIp'em
Arthritis Foundation - New York, NY FXEMPT CHARITABLE-MEDICAL 6 2501
Barrow Neurological Foundation - EXEMPT CHARITABLE MEDICAL Phoenix AZ 100 000,
Big Brothers, Big Sisters of New York EXEMPT COMMUNITY SERVICE City 8 500 ,
Blanton-Peal Institute and Counseling EXEMPT COMMUNITY SERVICE Centers New York NY 10 0091
Boston University College of EXEMPT EDUCATION PROGRAMS Communications 25 OOOL
Buys Town Jerusalem Foundation of EXEMPT EDUCATION PROGRAMS America Inc. 10 000.
Breast Treatment Task Force EXEMPT CHARITABLE MEDICAL 20 000.
Brooklyn Museum EXEMPT ARTS/MUSICAL GRANT 5 000.
Children's Cancer 5 Blood Foundation EXEMPT CHARITABLE - MEDICAL 25 000.
Columbia University College of rXEMPT CHARITABLE - MEDICAL Physicians and Surgeons 10 000.
Total from continuation sheets 2 404 000
523831 04-01-15 16 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY s FOUNDATION . 22-2617727 LPart XV I Supplementary lnfonnati
3 Grants and Contributions Paid During the Year (Continuation)
ReCIpient If recipient is an indiVidual, show any relationship to Foundation Purpose (1; grant or Amount N me and ad r s horn r usm any foundation manager SIRIUSO COM" ution a des ( e0 b ass) or substantialcontributor I'GCIDIem
Coro New York Leadership Center EXEMPT EDUCATION PROGRAMS 5 000.
Doctors without Borders EXEMPT CHARITABLE - MEDICAL 5 000,
Free Press - Washington, DC LXEMPT COMMUNITY SERVICE 50 000,
Gesher Foundation USA EXEMPT COMMUNITY SERVICE 40 000.
Girl Scouts of Greater New York EXEMPT CONSERVATION 25 000.
Hebrew College EXEMPT EDUCATION PROGRAMS 25 000.
Institute for Nonprofit Management EXEMPT COMMUNITY SERVICE 15 000.
International Pemphigus & Pemphigoid EXEMPT EDUCATION PROGRAMS Foundation 75 00L
Israel Tennis Centers Foundation IEXEMPT COMMUNITY SERVICE 10 000,
Jazz at Lincoln Center, Inc. [EXEMPT ES/MUSICAL GRANT 10 000.
Total from continuation sheets
523631 04-01-15 17 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY swUNDATION 22-2617727 l Part XV i Supplementary Informatl
3 Grants and Contributions Paid During the Year (Continuation)
Reelplent if recnplent IS an Inleldual, show any relationship to Foundation Purpose (3; grant or Amount
Name and address (home or bus in ass) or any substantial foundation co manager ntnbutor statusrecuplent 0 con n u ion
Jewish Museum in New York EXEMPT OPERATING SERVICES 5 000 .
Jewish Women's Archive EXEMPT COMMUNITY SERVICE 15 000.
Levine Jewish Residential & Family EXEMPT COMMUNITY SERVICE Services West Palm Beach 125 000.
Lincoln Center Corporate Fund FXEMPT OPERATING SUPPORT 15 000,
Lower East Side Tenement Museum EXEMPT EDUCATION PROGRAMS 20 000.
Macaulay Honors College at the City EXEMPT PRE HEALTH ADVISEMENT university of New York PROGRAM 25 000.
Manhattan Theatre Club EXEMPT ARTS/MUSICAL GRANT 12 500,
Marketplace from American Public EXEMPT LLECTION COVERAGE Media 20 000,
Memorial Sloan Kettering Cancer XEMPT RESEARCH PROGRAMS Center 5 000.
MS Foundation for Women EXEMPT PROJECT ON EQUITY IN EDUCATION 50 000 .
Total from continuation sheets
523831 04-01-15 1 8 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY S F OUNDAT I ON t 22-2617727 LPart XVI Supplementary Informatio 3 Grants and Contributions Paid During the Year (Continuation)
ReCIpIent if recrpient IS an IndIVIdual, show any relationship to Foutandatlon Purpose (g grant or Amount
Name and address (home or busmess) or anyfoundatlon substantial contributor manager 5recrplent uso contn ution
Mt. Sinai School of Medicine - Heart #XEMPT OPERATING SUPPORT 25 0001
Museum of Arts and Design EXEMPT PROGRAMS FOR CHILDREN 10 000.
Museum of the City of New York EXEMPT OPERATING SUPPORT 5 000.
National Academy Museum & School #XEMPT OPERATING SUPPORT 20 000;
National Council of Jewish Women EXEMPT OPERATING SUPPORT 5 000.
National Public Radio, Inc. EXEMPT GRANT PAYMENTS ARTS/MUSCAL GRANT 600 000.
New York City Rescue Mission EXEMPT OPERATING SUPPORT 25 0004
New York Public Radio XEMPT ARTS/MUSICAL GRANT 69 500.
Newark Public Radio - WBGO EXEMPT COMMUNITY SERVICE 10 000.
Pen American Center EXEMPT I-SURVEILLANCE VOCACY PROGRAMS 5 000.
Total lrom continuation sheets
523631 04-01-15 19 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
SY S FOUNDATION t 22-2617727 [Part XV I Supplementary lnformat 3 Grants and Contributions Paid During the Year (Continuation)
Recuprent If recnplent IS an Indwrdual, show any relationship to Foundatlofn Purpose (of grant or Amount
Mmemdwmwsmmwmbmmwm mswmmmmmmmmm any foundation manager statusrmmwm 0 contn ution
Project Sunshine EXEMPT IMPLEMENT
GROUNDBREAKING VOLUNTEER DATA BASE SYSTEMS 65 OOOL
REz Gender, New York, NY EXEMPT COMMUNITY SERVICE 10 000.
Rockefeller University - Women & EXEMPT RECRUIT FEMALE FACULTY Science Initiative 25 000.
Sanctuary for Families EXEMPT GENERAL OPERATING 5 000.
Seeds of Peace EXEMPT GENERAL OPERATING 5 000.
Simon Wiesenthal Center EXEMPT CONSERVATION 10 000.
Symphony Space EXEMPT GLOBAL ARTS ENUCATION
ROGRAM 10 000.
Tanenbaum Center for Interreligious EXEMPT EDUCATION PROGRAMS Understandina 25 000.
The 92nd Street Y EXEMPT ARTS/MUSICAL GRANT 5 000.
The American Academy of Child and EXEMPT CHARITABLE - MEDICAL Adolescent Psychiatry - Washington D.C. 10 000.
Total from continuation sheets
523631 04-01-15 20 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY 8!! F OUNDAT I ON . 22-2617727 [Part XV I Supplementary Information
3 Grants and Contributions Paid During the Year (Continuation)
Recrpient If recrpient Is an Indivrdual, show any relationship to Foundation Purpose lg grant or Amount
Name and address (home or busmess) or any substantial foundation contributor manager statusrecrpient 0 contn ution
The Education Fund of the Women's EXEMPT UNDERWRITE PRODUCTION Forum Inc. OF VIDEO 10 000.
Visiting Nurse Services of New York EXEMPT NURSE CARE 5 000.
WNET - New York Public Media EXEMPT COMMUNITY SERVICE 97 250.
Women's City Club of New York EXEMPT ANNIVERSARY/CONNECTION BOROUGHS 25 000 .
Women's Enews EXEMPT JOURNALISM PROGRAM 50 000.
Yeshiva University, New York, NY EDUCATION PROGRAMS 500 000.
Total from continuation sheets
523631 04-01-15 21 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY SYMS FOUNDATION 22-2617727
Form 990-PF Interest on Savings and Temporary Cash Investments Statement 1
(a) (b) (C) Revenue Net Investment Adjusted Source Per Books Income Net Income
UBS FINANCIAL SERVICES 365. 365. WELLS FARGO 761. 761.
Total to Part I, line 3 1,126. 1,126.
Form 990-PF Dividends and Interest from Securities Statement 2
Capital (a) (b) (C) Gross Gains Revenue Net Invest- Adjusted Source Amount Dividends Per Books ment Income Net Income
BNY MELLON DIVIDENDS 212,177. 0. 212,177. 212,177. BNY MELLON DIVIDENDS CGD 95,721. 95,721. 0. 0. BNY MELLON INTEREST 1,044,904. 0. 1,044,904. 1,044,904. UBS FINANCIAL DIVIDENDS 5,020. 0. 5,020. 5,020. WELLS FARGO DIVIDENDS 129,409. 0. 129,409. 129,409. WELLS FARGO DIVIDENDS CGD 126,218. 126,218. 0. 0.
To Part I, line 4 1,613,449. 221,939. 1,391,510. 1,391,510.
Form 990-PF Accounting Fees Statement 3
(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes
ACCOUNTING FEES 15,000. 7,500. 7,500.
To Form 990-PF, Pg 1, ln 16b 15,000. 7,500. 7,500.
24 Statement(s) 1, 2, 3 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
SY SYMS FOUNDATION 22-2617727
Form 990-PF Other Professional Fees Statement 4
(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes
INVESTMENT ADVISORY - BANK OF NY 168,514. 168,514. 0. INVESTMENT ADVISORY - WELLS FARGO 31,024. 31,024. 0. INVESTMENT ADVISORY - UBS FINANCIAL 13,826. 13,826. 0.
To Form 990-PF, Pg 1, 1n 16c 213,364. 213,364. 0.
Form 990-PF Taxes Statement 5
(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes
FOREIGN TAXES PAID 11,147. 11,147. 0.
To Form 990-PF, Pg 1, In 18 11,147. 11,147. 0.
Form 990-PF * Other Expenses Statement 6
(a) (b) (C) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes
WEBSITE MAINTINANCE 5,280. 2,640. 2,640. INSURANCE ' 6,519. 3,259. 3,260.
To Form 990-PF, Pg 1, 1n 23 11,799. 5,899. 5,900.
Footnotes Statement 7
25 Statement(s) 4, 5, 6, 7 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl
SY SYMS FOUNDATION . . 22-2617727
Form 990-PF U.S. and State/City Government Obligations Statement 8
U.S. Other Fair Market Description Gov't Gov't Book Value Value
U.S. GOVERNMENT OBLIGATIONS - HELD X AT BNY MELLON SEE ATTACHED 2,506,519. 2,534,705.
Total U.S. Government Obligations 2,506,519. 2,534,705.
Total State and Municipal Government Obligations
Total to Form 990-PF, Part II, line 10a 2,506,519. 2,534,705.
Form 990-PF Corporate Stock Statement 9
Fair Market Description Book Value Value
CORPORATE STOCK & OTHER EQUITIES HELD AT BNY MELLON SEE ATTACHED 9,374,247. 9,765,835. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8391 SEE ATTACHED 3,249,873. 2,731,267. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8392 SEE ATTACHED 919,916. 1,119,299. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8395 SEE ATTACHED 484,078. 438,912. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8394 SEE ATTACHED 445,841. 492,172. CORPORATE STOCK & OTHER EQUITIES HELD AT UBS 8393 SEE ATTACHED 755,363. 708,599.
Total to Form 990-PF, Part II, line 10b 15,229,318. 15,256,084.
Form 990-PF Corporate Bonds Statement 10
Fair Market Description Book Value Value
BONDS - HELD AT BNY MELLON SEE ATTACHED 19,464,072. 19,896,284.
Total to Form 990-PF, Part II, line 10c 19,464,072. 19,896,284.
26 Statement(s) 8, 9, 10 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl SY SYMS FOUNDATION . . 22-2617727
Form 990-PF Other Investments Statement 11
Valuation Fair Market Description Method Book Value Value
HSBC BANK NA DE NTS DUE 4/6/2022 FMV 250,000. 217,650. JPMORGAN CHASE & C DE DUE 4/06/2022 FMV 200,000. 180,080. MERCANTILE CAPITAL PARTNERS COST 2,365. 2,365.
Total to Form 990-PF, Part II, line 13 452,365. 400,095.
27 Statement(s) 11 18160309 150879 SYMSSYFOUND 2015.05050 SY SYMS FOUNDATION SYMSSYFl A
of
0.6% 0.. 0.2 0.4 0.5
snn
Pct.
n?
holdings
'7
0.6% 0.8 0.9 1.1 2.5
yield 0
Current
Pasta
750.00 700.00
income
1,281.25
1,687.50 3,675.00
5
Estimated
BEER? annual
cost
98.530 99.730
100.190 103.800 100.100
5
tax Average
loss)
51.56
333.88
786.47
799.46
2,827.52
(or
5
Unrealized
gain
Schoenhen'
cost
----
P.
99,729.12 80,148.44
Tax
201,987.98 145,322.86 150,157.03
$
A..-
Sharon nun
2
'
value
80,200.00
100,063.00 204,815.50 144,523.40 150,943.50
$
Market
manager
[J
price
99.9100
Portfolio
100.0630 100.2500 103.2310 100.6290
5
Market
M6/JD
AA+
AA+
AA+
AA+ AA+
'
5&Pz
5&Pi
S&Pz 641/
S&P; S&P;
AAA
AAA
AAA
AAA AAA
Note
Note Note Note Note
10/31I2017 9/30/2017 1/31/2018 1/15/2019
Moody's;
11/30/2017 Moody's;
Moody's;
Moody'si Moody's;
0.75%
0.625% 2.625% 1.125%
Treasury Treasury Treasury Treasury Treasurey
0.875%
States States States States States 912828TS9 9128281W0 912828M72 912828PT1
912828N63
10/31/2012 9/30/2012 1/31/2011 1/1572016
Treasury United Description United DTD DTD United 11/30/2015 Cusip; United Cusip; Cusip; DTD United Cusipz DTD Cusip;
detail
value
sewrities
income
80,000
100,000 205,000 140,000 150,000
EENKMASEEIJINON Individual Shares/par
v ,
Asset
Fixed
Taxable
Sy Syms Foundation-Combine May 1, 2015 - April 30, 2016 gdf MEI/on) Account number CON00894000 Page 8 of 500
Fixed income Taxable Individual sewrities Treasury continued Unrealized Average Estimated Current Pct of Shares/par value Deserijtion Market price Market value Tax cost gain (or loss) tax cost. annual income yield holdings 54,823 U 5 Treasury Inflation Indexed Bond 106.8980 58,604.69 65,351.14 6,746.45 119.200 753.82 1.3 0.2 DTD 1/15/2010 1.375% 1/15/2020 Cusip= 912828MF4 Moody's; AAA 5&P2 AA+ 40,499.60 U S Treasury Inflation Indexed Bond 102.1070 41,352.93 40,143.26 1,209.67 99.120 50.62 0.1 DTD 4115/2015 0.125% 4115/2020 Cusipz 912828K33 Moody's; AAA S&P; AA+ 90,000 United States Treasury Note 99.3560 89,420.40 89,232.43 187.97 99.150 1,012.50 1.1 0.3 DTD 2129/2016 1.125% 2/28/2021 Cusipz 912828P87 Moody's; AAA S&Pz AA+ 105,200 United States Treasury Inflation 105.0460 110,508.39 108,757.58 1,750.81 103.380 657.50 0.6 0.3 Protected Security DTD 7/15f2011 0.625% 7/15/2021 Cusipz 9128280V5 Moody's; AAA S&P= AA+ 654,000 United States Treasury Note 132.1130 864,019.02 857,334.85 6,684.17 131.090 40,875.00 4.7 2.6 010 8/15/1993 6.25% 8/15I2023 Cusip1912810507 Moody's; AAA S&Pz AA+ 237,000 United States Treasury Notes 103.9880 246,451.56 238,885.85 7,565.71 100.793 5,332.50 2.2 0.7 DTD 11/15/2014 2.25% 1015/2024 Cusip; 912828638 Moody's; AAA S&Pz AA+ 94,983.85 US Treasury Inflation Indexed Bond 102.6910 97,539.87 94,328.61 3.21 1.26 99.310 356.19 0.4 DTD 7/31/2015 0.375% 7/15/2025 Cusipz 912828XL9 Moody's; AAA S&P; AA+ 135,000 United States Treasury Note 118.0700 159,394.50 154,211.13 5,183.37 1 14.230 4,725.00 3.0 0.5 DTD 2/15/2009 3.5% 7115/2039 Cusipz 9128100A9 Moody's; AAA 5&Pz AA+ 145,000 United States Treasury Bond 106.9880 155,132.60 142,623.83 12,508.77 98.360 4,350.00 2.8 0.5 DTD 5/15/2015 3% 5/192045 Cusipz 9128108M2 Moody's; AAA S&Pz AA+ , 40,000 United States Treasury Bond 104.3400 41,736.00 38,304.69 3,431.31 95.760 1,150.00 2.8 0.1 DTD 8l1512015 2.875% 8/15/2045 Cusip; 912810RNO Moody's; AAA S&Pz AA+
7'0qu U S Tqusu r1 9,5 315 as. a. 15055 18.80 a '75.
)
Individual sewritis Corporate ,. 60,.) d 5 , 6A )/ m E/ I O/J
Unrealized Average Estimated Current Pet of Shares/gar value Description Market price Market value Tax cost gain (or loss) tax cost annual income Lield holdings 25,000 Hydro-Quebec 5 100.1970 5 25,049.25 5 24,995.25 5 54.00 9 99.980 5 500.00 2.0% 0.1% DTD 6/30/2011 2% 6730/2016 Cust; 448814.180 Moody's; AA2 5&Pz A+ 15,000 Petrobras 1an Fin Co 101.0000 15,150.00 15,112.50 37.50 100.750 918.75 6.1 0.0 DTD 10/6/2006 6.125% 10/6/2016 Cusipz 71645WAL5 Moody's; 83 S&P; 8+ 50,000 Wachovia Corp 102.1130 51,056.50 . 55,257.00 4,200.50 110.510 2,812.50 5.5 0.. DTD 10l23/06 5.625% 10/15/2016 Cusip; 9299030H3 Moody's; A3 5&P2 A- 55,000 Ford Motor Credit Co LLC 101.5870 55,872.85 5 54,995.30 877.55 99.990 1,650.00 3.0 0.2 DTD 6/12/2012 3% 6/1212017 Cusipz 345397111101 Moody's; BAAZ $&Pz BBB 70,000 Royal Bank Of Canada 100.0170 70,011.90 69,973.40 38.50 99.960 875.00 1 .3 0.2 DTD 6/16/2014 1.25% 6/16/2017 Cusipz 78010U020 Moody's; AA3 SKIP; AA- 70,000 Blackrock Inc 106.9860 74,890.20 86,297.40 -11,407.20 123.280 4,375.00 5.8 0.2 DTD 9/17/2007 6.25% 9/15/2017 Cusipz 09247XAC5 Moody's; A1 SELF; AA- 70,000 Nyse Euronext 100.9610 70,672.70 69,768.30 904.40 99.670 1,400.00 2.0 0.2 DTD 10/5/2012 2% 10/5/2017 Cusip1629491AB7 Moody's; A2 $&Pz A 40,000 Abbvie Inc 100.6960 40,278.40 39,959.20 319.20 99.900 720.00 1.8 DTD 51'14/2015 1.8% 5714/2018 Cusip; 00287YAN9 Moody's; BAA1 S&Pi A- . 60,000 Toyota Motor Credit Corp 100.9300 60,558.00 59,867.40 690.60 99.780 930.00 1.5 0.2 DTD 7/13/2015 1.55% 7l13/2018 Cusip= 89235TCP8 Moody's; AA3 S&P; AA- 40,000 Verizon Communications Inc 105.3040 42,121.60 42,113.20 8.40 105.280 1,460.00 3.5 0.1 DTD 9/18/2013 3.65% 9/14/2018 Cusip= 92343VBP8 MOOdY'S! BAA1 S&Pz 888+ 50,000 Citigroup Inc 101.7740 50,887.00 50,433.00 454.00 100.870 1,250.00 2.5 0.2 DTD 972612013 2.5% 9/26/2018 Cusip; 172967HC8 Moody's; 8AAI S&Pz 888+
2* VEHIMASAEEEEIQQN Portfolio manager Sharon P. Schoenberr "31W! "- ' " ' '" i
Sy Syms Foundation-Combine May 1, 2015 - April 30, 2016 6A3Y HEN 0J1 Account number CON00894000 Page 10 of 500
Individual securities Corporate continued Unrealized Average Estimated Current Pct of Shara/par value Description Market price Market value Tax cost ggin (or loss) tax cost annual income yield holdings 55,000 Bank 01 America Corp 101.7380 55,955.90 55,153.45 802.45 100.280 1,430.00 2.6 0.2 DTD 10/2212013 2.6% 1115/2019 Cusip; 06051GEX3 Moody's; 8AA1 S&Pi 888+ 50,000 Oracle Corp 103.4190 51,709.50 50,708.00 1,001.50 101.420 1,187.50 2.3 0.2 DTD 7/16/2013 2.375% 1/15/2019 Cusipz 68389XA08 Moody's; A1 S&Pz AA- 70,000 Met Life Glob Funding I 1 15.8280 81,079.60 91,504.00 -10,424.40 130.720 5,401 .90 6.7 I. DTD 2/17/2009 7.717% 2/1W019 Cusipr 591568AT5 Moody's; A3 S&Pz A- 45,000 Eiomn Mobil Corporation 101.3760 45,619.20 45,117.40 501.80 100.260 768.60 1.7 0.1 DTD 3/3/2016 1.708% 311/2019 Cusip; 302316AP7 Moody's; AAA S&P= AA+ 35,000 8P Cap Mkts P L C 108.3130 37,909.55 38,872.05 -962.50 111.060 1,662.50 4.4 0.1 DTD 3110/2009 4.75% 3/10/2019 Cusip10556508J6 Moody's; A2 5&Pz A- 50,000 Citigroup Inc 101.6800 50,840.00 49,618.50 1,221.50 99.240 1,250.00 2.5 0.2 0T0 7/29/2014 2.5% 7/29/2019 Cusipz 172967H08 Moody's; 8AAI S&P; 888+ 60,000 Ontario (Province 0f) 108.0150 64,809.00 59,896.80 4,912.20 99.830 2,400.00 3.7 0.2 0T0 III/78009 4% 1110/2019 Cusipz 683234803 Moody's; AA2 S&P; A+ 25,000 Enterprise Products Oper 101.6470 25,411.75 25,322.75 89.00 101.290 637.50 2.5 DTD 10/14/2014 2.55% 10/15/2019 "C Cusip; 29379VBD4 Moody's; 8AA1 SKIP; 888+ 70,000 Pepsico Inc 111.0080 77,705.60 81,482.10 -3,776.50 1 16.400 3,150.00 4.1 0.2 DTD 1/14/2010 4.5% 1/15/2020 Cusipz 7134488N7 Moody'si A1 S&Pz A 75,000 Simon Property Group LP 113.1480 84,861.00 90,338.25 5,477.25 120.450 4,237.50 5.0 0.3 DTD 025/2010 5.65% 2/1/2020 Cusipz 828807CD7 Moody's; A2 S&Pz A 60,000 Credit Suisse Grp Fun Ltd 99.2770 59,566.20 59,350.20 216.00 98.920 1,650.00 2.8 0.2 DTD 9/26/2015 2.75% 3/26/2020 Cusip1225433A03 Moody's; 8AA3 SEIP; 888+
0.5 znn
0.3
0.1
of
0.3
0.2
0.5
0.2
0.1 "'3
0.9
0.3 ..e
Pet
holding-s- 11
4.6
4.6
2.5
5.8
4.1
7.0
2.8
2.8
2.8
6.2
4.6
yield pm...
Current
7,362.50
1,170.00 4,770.00
5,674.60
3,375.00
1,740.00
1,006.25
1,260.00
income
10,972.50
4,107.20
19,593.75
Estimated 11151122
annual
.500
cost
100.250
114
99.870 101.000
116.470
98.400
109.450
116.510
100.770
122.390
106.190
Average tax 829.35 867.10
loss) 815.35 6,045.00
1,715.55 2,145.00 1,293.40
4,345.55
1,232.55 3,542.40 (or
20,612.95 Unrealized gain
Schoenherr .20
P. cost 45,450.95
99,002.90 82,090.40
155,387.50 103,053.15 60,461.85 34,955.40 44,279.10
154,961.25
84,951
Tax 336,574.20
Sharon
aux. value
46,318.05
97,657.35
82,905.75 161,432.50
103,882.50 62,177.40
36,248.80
45,511.65
157,106.25 88,493.60
315,961.25
manager Market Portfolio price
104.1500
115.4250 102.9290
114.8910 110.5410 10.6170
118.1250 103.6290 103.5680 101.1370
114.8950 1 Market
mgr/70,0
A- 888
888 A-
888+
888- A+
888 888-
AA
S&P; 5&P2
3&8. S8IP2
S&Pz
SSIPz
S&P= S8IP188 S&Pz
S&P2 S&P;
any
A2
8A2 BAA2
AA2 BAA2
8AA2
8AA1 8A2
BAA2 8AA2
BAA3 1/15/2021
8115/2020
511/2020 12/15/2020
4/27/2020 4l1/2021 2111/2021
Sau
211/2021
1/11/2021 9/15/2020
Moody'sz
Moody'sz Moody's; Moody's; Moody's;
Moody's;
Moody'sz
Corp Corp
Moody's; Moody's; 6115/2020 Moody's; Moody's; Interac
5.3%
2.6%
6.675%
Corp
4.5%
8.25% 2.9% 4.75% 2.875%
Cap 7.125% 5.134%
2.8%
Inc
he
Nederland Finance Emisiones
Elec Corp
Corp
5260578X1
Co/T
501044084 Inc
Networks
404290608
21685W8T3
459745GF6
09062XACT Finance 151020AQ7
811065AE1
12527GA89
87938WAM5 3/4/2016
1/15/2016 2/11/2011
7/15/2011
1/11/2011
12/7/2010 9/15/2015 8/12/2015
6/2/2015
4/23/2010 Lease
4/26/2010
Industries
0T0
Cusipz Lennar 0T0
General Cusip13696228M8
DTD Kroger
Cusip;
DTD
Cusipz
HSBC
Rabobank Cusipz DTD
DTD
IntI
Cusip;
Cusipz DTD Biogen DTD Cusip; Celgene 0T0 Cusip;
Scripps
DTD Cusip; CF DTD
Cusipz
Description TeIeforIica Corporate
value securities
MELLON
90,000
45,000
MANAGEMENT 85,000 75,000
155,000 60,000 35,000
45,000 133,000
80,000
275,000 BNY WEALTH ,O 5
Shares/par
Individual continued .
Sy Syma Foundation-Combine May 1, 2015 - April 30, 2016 g/Nl V MELL. AS Account number CON00894000 Page 12 of 500 0
Individual securities Corporate continued Unrealized Average Estimated Current Pet of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 115,000 T-Mobile USA Inc 104.2500 119,887.50 119,312.50 575.00 103.750 7,187.50 6.0 0.4 DTD 101112013 6.25% 41112021 Cusip; 87264AAK1 Moody's; 8A3 5&PZ 88 108,000 T-Mobile USA Inc 105.3750 113,805.00 112,230.00 1,575.00 103.920 7, 163.64 6.3 0.3 DTD 0712812013 6.633% 04/28/2021 Cusip187264AAD7 Moody'sz 8A3 S&P; 88 70,000 AT&T Inc 110.0210 77,014.70 71,779.90 5,234.80 102.540 3,1 15.00 4.0 O DTD 4129/2011 4.45% 511512021 Cusip1002068AXO Moody's; 8AA1 S&Pz 888+ 60,000 Boston Properties LP 107.9210 64,752.60 65,220.60 468.00 108.700 2,475.00 3.8 0.2 0T0 1111812010 4.125% 5115/2021 Cusipz 101128AS3 Moody's; BAA2 S8IP; A- 136,000 Morgan Stanley 113.6040 154,501.44 132,969.68 21,531.76 97.770 7,480.00 4.8 0.5 DTD 712812011 5.5% 7128/2021 . Cusip; 61747WAL3 Moody's; A3 S&Pz 888+ I 65,000 Burlingtn North Santa Fe 107.9690 70,179.85 67,628.60 2,551.25 104.040 2,242.50 3.2 0.2 DTD 8122/2011 3.45% 9/15/2021 Cusipz 12189LAF8 Moody's; A3 S&P; A 75,000 Time Warner Inc 107.3290 80,496.75 79,166.25 1,330.50 105.560 3,000.00 3.7 0.2 DTD 1011712011 4% 1115/2022 Cusip; 887317AN5 Moody's; 8AA2 S&P; 888 75,000 Petroleos Mexicanos 100.7500 75,562.50 78,715.00 3,152.50 104.950 3,656.25 4.8 0T0 7124/2012 4.875% 112412022 "b Cusipz 716540887 Moody's; 8AA3 S&P; 888+ 50,000 Arrow Electronics Inc . 99.9130 49,956.50 49,797.20 159.30 99.590 1,750.00 3.5 0.2 DTD 312/2015 3.5% 41112022 Cueipz 042735801 Moody's; 8AA3 SEIP; 888- 35000 Apache Corp 99.6110 34,863.85 34,320.00 543.85 98.060 1,137.50 3.3 0.1 I DTD 41912012 3.25% 411512022 I Cusip1037411AZB Moody'st BAA3 S8IP; 888 I 75,000 A.B.8. Finance USA Inc 102.8350 77,126.25 77,699.10 572.85 103.600 2,156.25 2.8 0.2 I DTD 518/2012 2.875% 518/2022 Cusipz 000378A88 Moody's; A2 S&Pz A
1,
1
.
i
, 1
1
1
,
1
. '
.
of
0.5 '0
0.5
0.1
0.2
0.1
0.3
0.2
0.1 t.
0.5
0.1 * A
Pct
holdings "'
.5
4.7
4.1
2.6
2.4
3.3
4
3.4
2.7 3.0
4.9
2.5
yield
Current " A-
945.00
943.75
7,665.00
6,384.00
2,000.00
4,875.00
1,300.00 2,160.00
income 2,343.75
1,000.00 8,200.00
Estimated 19155314?
annual 44
cost
99.750
98.570
99.160
99.920
106.020 94.090
102.560 4 104.850
102.180
101.150
100.260
Average tax
loss) -27.00
489.00 4
754.80
7,268.75
1,781.55 4,760.64
2,788.85
6,240.75 1,726.50
2,866.25
7,340.80
(or
Unrealized
gain 44 Schoenherr
cost P. A
34,500.85
79,325.55
24,979.75
154,791.25
62,908.20 47,045.50
151,616.96
76,632.25
40,103.20
102,560.25
Tax
161,844.80 Sharon
value
36,282.40
82,114.40
25,468.75
162,060.00
62,881.20 48,772.00
156,377.60
79,498.50
40,858.00
108,801.00
169,185.60
manager (J
Market
A
0
4 I Portfolio
price 111.0000
102.8800 97.5440
103.6640
102.6430
101.8750
108.8010 104.8020
105.9980
105.7410
102.1450 E
Market
m V 888
883- BBB
AA- BBB+ BBB- A+
803'
A
AA- S&Pz
S&P; S&P2
581?; S&Pz S&P; S&P;
S&Pz S&P1A- S&P;
5&P; g4) A1 8A1 BAA3
BAA2 8AA2
BAA1
A2
A3 BAA1
8A2
A1
11/15/2022 1/15/2023
12/15/2022
12/15/2022
11I29/2022
11/1/22
7/15/2022
7/2/2022 7/15/2022 Moody's;
Moody's; Moody'51 Co
Moody's;
Moody's;
Moody's; Moody'sz
Moody's; Corp
5/15/2022 Moodyts;
Moody's;
Moody's; 8/15/22
Inc 5.25%
4.2%
2.70%
2.5%
3.375% lntl
Inc 2.6%
4.875%
3.125%
5.125%
2.5%
C0
3.60% Chemicai
Corp
Stanley
Corning Castle 228227805 690742AD3 458140AM2
023135AJ5
4062168H3
6174824M3
277432ANO
278642AE3 20030NBDZ
747262AH6
Corp Inc
inc 10/15/2012
10/22/2012
12111/2012
Corp
11/29/2012
11/13/2015
10/23/12
6/5/12 7/24/2012
17212013 7/212012
5/5/2015
C
V DTD Cusipz Crown
DTD
Owens Cusipz
Intel DTD Cusipz
DTD Cusipz
Amazon.Com
DTD
Halliburton Cusipz
Morgan DTD Cusip;
DTD
Eastman Cusipz
DTD
EBAY Cusipz
DTD Cusipz
DTD Comcast
Cusip;
DTD 0
Cusip168389XBBO
Orcale
Descmon Corporate
value MELLON
35,000
80,000
25,000 MANAGEMENT
146,000 60,000
152,000 50,000
75,000
40,000
100,000
160,000 WEALTH BNY
Shares/par Individualsecuritia continued
of
0.4 0.5 , 0.2 0.6 0.5 0.5 500 0. 0.3
0.2 0.5
Pet
of
holdings
4
1
e
5.0
4.5 3.7 3.3
4.1 4.5 4.8 5.1 5.2
3.8 4.9
g
yield
Current
Pa
income
6,047.50 7,600.00 9,047.50 2,531.25 8,075.00 7,158.50 8,062.50 5,375.00
2,518.75 7,650.00 7,943.75
Estimated
annual
cost
98.750
99.970 98.120
99.870
106.500
103.860 106.130 102.270 104.500
104.310 101.560
tax Average
1053)
-125.00
4,425.00
2,251.50 5,848.80
5,975.00
4,812.80
4,941.40 (or 10,793.55 4,017.50
15,492.94 4,391.00
Unrealized
gain
CON00894000
91'
cost
umb
Foundation-Combine
n
73,589.25
Tax
67,802.15 116,525.00 170,400.00
234,927.15 189,746.70 144,369.57 162,372.50 153,400.00 104,500.00
157,421.10
t
Syms
"m
Sy A
value
75,840.75
66,411.15 120,950.00 168,587.20
245,720.70 195,595.50 159,862.51 158,355.00 159,375.00 104,375.00
162,362.50
Market
price
102.5000 105.3670 104.5620 101.1210 102.9450 115.0090 103.5000 106.2500 104.3750 102.1710 104.7500
mtg/70,4
Market
.
888
BBB
888- 888+
888+
888- BBB- BB+
BBB-
88-
BB
&m/
S&Pz
S&P;
S&Pz S&P=
S&P=
S&P= S&Pz S&Pz
S&P;
881?;
S&Pi
BAA3
B1
8AA2 BAAs BAA1 BA1 BA1 8A3
BAA1 BA1
B1
Corp
2016
2/15/2023
W
LP
6/1/2024
5/1W2023
3115/2024
9730/2024
4/1I2023 5/1/2023 7
9/15/2023
6/92024 Inc Co Co
3/1/2023
Moody's;
Moody's;
Moody's; Moody's; Moody's; MoodYsz Moody's; & Moody's; Moody's; 3/15/2024 Moody's;
Moody's;
30
LLCICap
Finl 5.125%
4.25%
5.375%
3.85% Resorts
5.15% 5% 5.375%
5.125%
4.75% 3.375% Inc
3.875%
'1
&
Chase
r1
LPICanada's
Motors p
Communications
Rubbermaid
Nationalinform
1248EPAZ6
44107TAT3 651229AV8 46625HJJO Holdings 37045XALO 92343VBR4 150191AJ3 404119BN8 521865AV7
31620MAM8
Inc 02005NAV2 Fair
Hotels 12l17/2012 A
8/9/2012 3730/2016 5/1/2013 10192013
9/18/2013 3/17/2014 3/14/2014 5/21/2015 Corp O 5/3/2014 9/29/2014
Financial A
Morgan
' C
C
Corporate
Description DTD C Cusip; Host DTD Newell DTD Cusip; Cusipz DTD JP General DTD Cusip; Cusipz Verizon DTD Cusip; H DTD Lear DTD Cusip; Cusip; DTD Cedar Fidelity Cusipt DTD Cusip; DTD Ally Cusip;
2015
value
searrities
,
1
75,000
65,000
118,000 160,000
235,000 190,000 139,000 153,000 150,000 100,000
155,000
y
a
Individual Shara/par continued
M
y .
.
. 0.5 enn
0.5
of 0.8 0.8 0.5
0.3 0.1 0.5
0..
0.1
0.5 -r
Pct
holdings 1g
3.0
3.1 3.1 3.7 5.0
4.0 3.5 3.4
3.7
3.1
6.5
yield 13......
Current
4,819.50
5,005.00 8,100.00 8,137.50 1,050.00
3,357.50 6,243.75 10,268.75
1,462.50 6,042.00
income
11,050.00
Estimated "25.53%
annual
99.630
cost 99.830
99.710
100.760 99.620 101.000
' 102.460
99.040 100.930
101.650
130.320
Average tax 58.30
loss)
130.90
7,971.30
7,139.44
739.70 3,662.30 8,303.90 15,489.60
1,612.26
2,000.70 4,090.35
(or
Unrealized
gain
Schoenherr P.
cost
152,440.02
84,754.35
155,171.94 29,887.00 242,395.20 271,526.95 44,568.00 154,737.50 186,722.35
Tax 161,628.27
169,410.80 Sharon
value
160,411.32 84,885.25 162,311.38 29,828.70 257,884.80 275,189.25 163,041.40
46,568.70 182,632.00
163,240.53
170,150.50
IJ
manager p
Market
I
/
Portfolio E price
104.8440 99.8650 105.3970 99.4290 107.4520 98.7200 103.8450 105.1880
102.6670
103.4860
130.8850 m
Market )/ 888+ BBB 888
888- 888+
A- AA
888- BB+ A S&Pz S&Pz S&Pz
S&Pz S&Pz
581?; 5&Pz
S&Pz S&Pz S&P1A+
SELF; @sz A1 A1 BAA1 AA3 BAA2 BA1 BAA3
BAA3 BAA1
BAA1
BAA2 12/14/2025 11/1/2025 9/15/2025 8/1/2025 3/15/2025 7/1/2025 4/21/2025
2/1/2025 Coop 3/15/2025 Moody's; Moody's;
3/15/2025
1I1512025 Moody's; Moody's; Moody'51 Moody's; Moody'sz
Moody's; Moody's; Corp
Moody's;
Moody's; Corp 3.15% Processng 3.25%
Scs Util Partners
inc 3.375% 3.875% 5.25% 3.95% 3.5% 3.375%
3.8%
3.25%
Co 8.5% lnc Data Rural America America 92826CAD4 Energy 637432NG6 053015AE3
Funding 058498AT3 06051GFP9 84756NAF6 099724AJ5
00507UA50
Systems
00724FAC5 12li4/2015
962166AT1 10I27/2015 Of Inc 9/15/2015 Of 7/30/2015 6725/2015 4/21/2015 3/12/2015 Corp 3/16/2015
3/12/2015
1/25/2015
1/15/1995 DTD Cusipz Visa DTD Cusip; National DTD Cusip; Automatic Cusip106051GFS3 DTD Bank DTD Cusip; Ball DTD Bank Cusip; DTD Cusipz DTD Spectra Cusipz Borgwarner
DTD Cusipz
Actavis
DTD Cusip;
Adobe
DTD Cusipz Corporate Description
Weyerhaeuser
value securities 153,000 85,000 154,000 30,000 240,000 265,000 155,000
45,000 185,000
159,000
130,000 SEEMMAEEEgJN ?
Sharesjpar lnr0vidual continued
0.5 0.9
of
0.2 0. 0.5 0.1 0.2 0.5 0.5 0.5 500
Pet of holdings 16 5.1 5.0 5.9
5.6
3.5 4.3 3.3
4.1
3.5 3.4 yield
Current Page 8,812.50 4,425.00 5,652.00 1,190.00 2,187.50
15,741.25
6,683.00 income 8,285.50 10,057.50
5,587.00 5,437.50
Estimated
annual
cost 99.910 120.290 103.410 130.920 128.750
100.140
102.310 100.820
101.960 100.550
101.830
tax Average 1053)
860.30
344.50 5.348.70
6,604.99
3.86620
22,072.90 48,922.96
7,820.58
9,858.79 6,171.00 10,584.48 (or Unrealized
gain CON00894000 cost 78,553.60
51,155.50 35,050.40 150,358.35 265,768.40
173,812.50 156,853.99
52,746.50 Foundation-Combine
153,242.64 number
Tax 151,828.99 231,460.12
1
Syms
Account Sy
value
74,687.40
35,910.70 172,431.25 51,500.00
314,691.36 179,161.20
163,458.98
163,827.12
161,687.78 239,280.70
158,917.50
A a
Market
/
/ E price 137.9450 122.4480 124.4790 132.7120
104.1140 102.6020
103.0000 107.7810 105.4100 107.0780
105.9450 m
Market
/
A
BBB- 888- BBB
BBB+
BBB+
BBB-
888+
888+ A-
BBB
A.
S&Pz S&P; S&Pz
S&P;
5&P;
S&Pz
6
S&Pz
S&Pz S&Pz
S&Pz
S&P;
A3 A3
2115/2033
BAA2 BAA2 BAA2
BAA1
BAA1 BAA3
8A2
NIA
BAA1
In Inc
7/16/2031
3/15/2032 Fin
4l1l2026
2016
3/15/2033
6.125%
12/15/2025
2/1/2026
Moody's;
Moody's;
2/15/2026
1/30/2026
, Due Moody's;
4/15/2026 Moody's; Moody'sz
Moody's;
Moody's; Moody's;
Moody's; Moody's;
Inc
Moody's;
Group
Corp
lnbev
7.05%
7.375%
Co 30
4.375%
4.4%
3.65%
4115/2026 3.7%
3.6% 3.625%
7.45%
2113/2003
Corp '1
Group
Sachs
Corp Tower
Co
3.4%
20030NAC5
38141GCU6
962166884
DTD
Corp 345370CA6 Corp 30161NAU5
574599BL9
Communications 03027XAJ9
Prl
035242AP1
58013MEY6
7751098E0 3/14/2003
Mtr 9/15/2002 7/16/99 415/2016
3/17/2016
1/12/2016
1/25/2016
12/9/2015
12/8/2015
NT
A
DTD Cusipz
Comcast
Cusipz
Sr Goldman
Cusipz DTD
' Ford Cusip; Weyerhaeuser DTD DTD Cusip168217FAA0
Omnicom
Cusipz Exelon DTD 4l7l2016
Cusip; Masco
DTD Cusipz
American
Cusipz DTD
Anheuser-Busch
McDonald's DTD Cusipi
Cusipz DTD Rogers
Description
Corporate
value
2015
militia a
60,000 125,000 35,000
50,000 257,000
135,000
157,000 1 152,000 227,000
151,000
150,000
ay Shares/par
continued
Individual M
'3 621) m END/J"; Individual annuities Corporate continued Unrealized Aver age Estimated Current Pct of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 152,000 Tyson Foods Inc 109.7600 166,835.20 154,746.64 12,088.56 101.810 7,410.00 4.4 0.5 DTD 318/2014 4.875% 8/15/2034 Cusip; 902494AZ6 Moody'sz BAA3 S&P; BBB 71,000 C V 5 Health Corp 112.0950 79,587.45 71,665.91 7,921.54 100.937 3,461 .25 4.4 0.2 DTD 7/20/2015 4.875% 7/20/2035 Cusip; 126650CM9 Moody's; BAA1 S&Pz BBB+ 60,000 215T Centy Fox Amer Inc 122.1050 73,263.00 74,517.60 4,254.60 124.200 3,690.00 5.0 DTD 03/02/2007 6.15% 03/01/2037 "O Cusipz 90131HBKO Moody's; BAA1 S&Pz BBB+ 193,000 Burlington North Santa F 129.4020 249,745.86 244,008.13 5,737.73 1 26.430 11,869.50 4.8 0.7 DTD 4l13/2007 6.15% 511/2037 Cusip; 12189TAZ7 Moody's; A3 S&P1A 70,000 Goldman Sachs Grp Inc 121.2280 84,859.60 76,563.90 8,295.70 109.380 4,725.00 0.3 DTD 10/3/2007 6.75% 10/1/2037 Cusip; 38141GFD1 Moody's; BAA2 S&P; 888- 135,000 C V 5 Health Corp 128.3860 173,321.10 160,922.70 12,398.40 119.200 8,268.75 4.8 0.5 DTD 9/11/2009 6.125% 9/15/2039 Cusip; 126650880 Moody's; BAA1 S&Pz 888+ 70,000 Amgen Inc 120.6400 84,448.00 85,080.10 632.10 121.540 3,955.00 4.7 0.3 DTD 6/30/2011 5.65% 6/15/2042 Cusip; 0311628H2 Moody's; BAA1 581?; A 35,000 Verizon Communications 131.9040 46, 166.40 41,163.85 5,002.55 117.610 2,292.50 5.0 0.1 DTD 9/18/2013 6.55% 9/15/2043 Cusipz 92343VBTO Moody's; BAA1 S&P; BBB+ 60,000 Microsoft Corp 99.5590 59,735.40 59,295.60 439.80 98.830 2,250.00 3.8 0.2 DTD 2/12/2015 3.75% 2/12/2045 Cusipz 594918805 Moody's; AAA S&P; AAA 40,000 Apple Inc 105.9430 42,377.20 39,622.60 2754.60 99.060 1,750.00 4.1 0.1 DTD 5/13/2015 4.375% 5/13/2045 Cusip10378388H2 Moody's; AA1 S&Pz AA+ 65,000 Intel Corp 114.4980 74,423.70 67,072.70 7.351.00 103.190 3,185.00 4.3 0.2 DTD 7/29/2015 4.9% 7/29/2045 Cusipz 458140AT7 Moody's; A1 5&Pz A+
BNY MELLON Portfolio manager WEALTH MANAGEMENT of 0.1 0.3
of 0.2
0.6%
0.5 ...
0.2
0.2
500 Pet
Pet holdims
of
holdings 3.8
18 4.2 3.7
4.8 5.1%
5.5 6.1
4.3
4.5 yield
yield Current
Current
Page
1,586.85 3,572.92
6,362.57 income
3,479.05 8,636.25
9,652.50
3,185.00 income
11,068.29 2,450.00 Estimated
5 Estimated
annual
annual
cost cost
106.870
108.060
110.470
114.130
112.400 104.000 107.450
103.230
100.980
tax Average
5
tax
Average 1
-49.58
loss) loss) -1,561.35
5,818.03
-7,093.1 4,135.11
4,554.55 -9,782.04
6,612.90 (or
3,571.50
(or
5
Unrealized
Unrealized
gain
gain
CON00894000 cost cost
42,398.75 85,799.62 79,414.24
175,725.82 Tax
67,101.00
50,491.50 226,199.34
Foundation-Combine 152,880.00
153,653.50 number
Tax
5
Syma
Account Sy value value 42,349.17 84,238.27
72,321.13
169,907.79 A 73,713.90 216,417.30 54,063.00
157,015.11
158,208.05 $ Market
Market
price 106.7500
106.0960 Jrice
106.8170
103.9380 107.5410 106.8130
110.6350
113.4060 108.1260
MEI/D
5
Market
Market
NIA
NIA
NIA
N/A BBB
BBB-
NIA
A-
A-
Pool Gold
[6AY
Gold
Gold
S&Pz
S&Pz
5&P;
$&Pz S&Pz
5&PZ
S&Pz
S&Pz
58?;
Corp
Corp
Corp
NIA
Corp
N/A
N/A
NIA
NIA
J10986
G18316
614351
BAA2
BAA3
A3
NIA 897936
Assn
#J15724
1825/2050
Preferred
2016
Mortgage 10/1/2024
Fin
Mortgage
Pool
Mortgage
Moody's;
Moody's;
Mortgage
Moody's;
11l17/2045
Moody's;
Number
Rate
Number
Number
Co
271/2046
Number
871/2021
Moody's;
6/1/2026
Moody's;
Moody's; Moody's;
Moody's;
7/1/2024
101/2023 securities
Mortgage
&
4.5%
Loan
Fltg Loan
Gold
Loan
4% lnbev
30, Loan Pool
4.9%
Pool
4%
Company
Pool
5%
4.9% Pool
5.5%
Company
F
F
8r
&
CTF
backed CTF
Chase
CTF
CT
CT
Home
Home
Home
3128PVLDD
Home
3128POCX7
National
3128MMK69
3128MDBU6
31410USZ6
949746RN3
46625HJ04
6/1/2011
10l1/2009
035242AN6
94974BGO7
Fargo
7/1/2009
1/1/2012
Fargo 9/1/2006
01/23/2015
1/25/2016
11/17/2015
April
Cusipz DTD
Passthru Federal
DTD
Cusipz
Federal Passthru
Passthru
DTD Cusip;
Fedeml
Cusip; DTD
Passthru
Federal
-
Passthru DTD Cusipz
Federal
Mortgage
Description
DTD
Cusip;
Wells
Cusipz
Cusip; DTD meorgan
Anheuser-Bush
Cusip; DTD
Description Wells Corporate
.35
.67
value
value
2015
securities seorrities 39,671 79,398.16
69,581.03
159,064.37
55.000 201,241
50,000 1,
147,000
143,000
Shara/par
Individual
Shares/par
continued
Individual May
, ,
I .. . .1 .. I 2 7 a, Individual securities Mortgage backed securities 6 Aj/ m D/ 0 A continued Unrealized Average Estimated Current Pct of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 23,963.12 Federal National Mortgage Assn 105.8780 25,371.67 25,450.81 -79.14 106.210 838.71 3.3 0.1 Passthru CTF Pool Number Aj1758 DTD 91112011 3.5% 91112026 Cusip13138A55U2 Moody's; NIA $8er NIA 216,227.12 Federal National Mortgage Assn 106.8540 231,047.33 232,173.88 4,126.55 107.380 8,649.08 3.7 0.7 Passthru CTF Pool Number AI3914 DTD 61112013 4% 1111/2026 Cusipz 3138ELK44 Moody's; N/A S&Pz N/A
31,314.96 Federal National Mortgage Assn 106.0010 33,194.17 33,253.99 -59.82 106.190 1,096.02 3.3 0.1 Passthru CTF Pool Number AK2439 DTD 211/2012 3.5% 211/2027 Cusipz 3138E6V94 Moody's; N/A S&Pz NIA 27,316.19 Federal National Mortgage Assn 106.7760 29,167.14 29,296.61 -129.47 107.250 1,092.65 3.8 0.1 Passthru CTF Pool Number AI6150 DTD 1211/2014 4% 81112027 Cusip13138ENZ05 Moody's; N/A S&Pz N/A 10,893.31 Federal Home Loan Mortgage Corp 104.0430 11,333.73 11,138.41 195.32 102.250 326.80 2.9 0.0 Passthru CTF Gold Pool ilT 49004 DTD 101112013 3% 91112027 Cusip; 31287CAD4 Moody's; NIA SKIP; NIA 37,033.23 Federal National Mortgage Assn 105.9520 39,237.45 38,954.22 283.23 105.190 1,296.16 3.3 0.1 I Passthru CTF Pool tr AI4191 DTD 911/2013 3.5% 11112028 Cusip; 3138ELURZ Moody's; NIA S&Pz NIA 28,686.73 Federal Home Loan Mortgage Corp 103.8300 29,785.43 29,532.80 252.63 102.950 1,004.04 3.4 0.1. Passthru CTF Gold Pool it 149005 DTD 211/2014 3.5% 1211/2028 Cusipz 31287CAE2 Moody's; NIA S&P2 NIA 16,872.67 Federal Home Mortgage Corp Pool 107.8000 18,188.74 18,037.06 151.68 106.900 674.91 3.7 0.1 . Passthru CTF Gold Pool Number C91339 DTD 101112010 4% 101112030 Cusip; 3128P7PY3 Moody's; NIA 5&P; N/A 129,308.77 Federal National Mortgage Assn 102.8770 133,028.98 131,351.68 1,677.30 101.580 3,232.72 2.4 0.4 , Passthru CTF Pool Number Bc0048 DTD 1111/2015 2.5% 1111/2030 Cusipz 3140EUBS7 Moody's; NIA S&Pz N/A
> BNY MELLON Portfolio manager Sharon P. Schoenherr 11115.6 Page 10 ...r' em WEALTH MANAGEMENT A 4 44 . 4 Sy Syms Foundation-Combine May 1, 015 - April 30, 2016 Account number CON00894000 Page 20 of 500 6 I13)! 1'71 F5110 xJ
Individual securities Mortgage backed securities continued Unrealized Average Estimated Current Pct of Shares/par value Description Market price Market value Tax cost. gain (or loss) tax cost annual income yield holdings 122,750.13 ederal National Mtg Assn Pool 104.5380 128,320.53 128,101.26 219.27 104.360 3,682.50 2.9 0.4 #MA2561 Passthru CTF DTD 21112016 3% 31112031 Cusip; 314188233 Moody'sz N/A $&P; NIA 58,879.68 Federal National Mortgage Assn 1 15.0930 67,766.39 67,638.03 128.36 114.870 3,532.78 5.2 0.2 Passthru CTF Pool Number 535994 DTD 51112001 6% 61112031 Cusipz 31384WNK2 Moody's; NIA S8lPi NIA O 82,719.86 Federal National Mortgage Assn 1 1 3.0470 93,512.32 93,602.71 -90.39 113.160 4,549.59 4.9 0.3 Passthru CTF Pool Number 555424 DTD 411/2003 5.5% 51112033 Cusip131385XA20 Moody's; N/A 5&Pz NIA 24,423.87 Federal Home Mortgage Corp Pool 107.8640 26,344.56 25,910.04 434.52 106.080 976.95 3.7 0.1 Passthru CTF Gold Pool 8 C91738 DTD 1111/2013 4% 1111/2033 Cusip; 3128P74X8 Moody's; NIA S&P; N/A 60,444.20 Federal Home Loan Mortgage Corp Gold 107.8030 65,160.66 65,308.70 448.04 108.050 2,417.77 3.7 0.2 Passthru CTF Pool Number 630719 DTD 31112015 4% 31112034 Cusipz 3132J4AV1 Moody's; N/A SKIP; NIA 18,690.76 Government National Mongage Assn 111.9680 20,927.67 20,910.28 17.39 111.870 934.54 4.5 0.1 Passthru CTF Pool Number 781830 DTD 1111/2004 5% 1111512034 Cusipz 36241KA73 Moody's; N/A S&Pz N/A 62,654.62 ederal National Mortgage Assn 1 12.9940 71,021.95 69,962.18 1,059.77 111.310 3,457.00 4.9 0.2 Passthru CTF Pool Number 735230 DTD 11112005 5.5% 21112035 Cusip; 314020Y39 Moody's; NIA S&Pz NIA 126,634.29 Federal National Mortgage Assn 1 10.9800 140,538.74 140,943.19 404.45 111.300 6,331 .71 4.5 0.4 Passthru CT F Pool Number 735403 DTD 31112005 5% 41112035 Cusip; 31402I71AC3 Moody's; N/A S&Pz N/A
X 1 /5A) 5;" / ) 0 A Individual securities Mortgage backed securities y m continued Unrealized Average Estimated Current Pct of Shares/par value Description MarkeLprice Market value Tax cost gain (or loss) tax cost annual income yield holdings 41,351.25 Federal National Mortgage Assn 105.0700 43,447.76 42,921.32 526.44 103.800 1,447.29 3.3 0.1 Passthru CTF Pool Number AI6970 DTD 611/2015 3.5% 711/2035 Cusipz 3138EPW83 Moody's; N/A S&Pz NIA 4,160.08 Government National Mortgage Assn 112.2180 4,668.36 4,542.28 126.08 109.190 208.00 4.5 0.0 Passthru CTF Pool Number 782011 DTD 121112005 5% 1211512035 Cusip; 36241KGU6 Moody's; NIA S&Pz N/A 4,026.30 Federal Home Loan Mortgage Corp Gold 110.1610 4,435.41 4,313.16 122.25 107.120 201.32 4.5 0.0 Passthru CTF Pool Number G05938 DTD 7/1/2010 5% 11112036 Cusip13128M74X1 Moody's; N/A 5&P; N/A 491,914.80 Federal National Mortgage Assn 110.9360 545,710.60 542,063.79 3,646.81 110.190 24,595.74 4.5 1.6 Passthru CTF Pool Number 745275 DTD 11112006 5% 21112036 Cusipz 31403C6L0 Moody's; N/A S&Pz NIA 162,424.49 Federal National Mortgage Assn 110.9150 180,153.12 178,922.47 1,230.65 110.160 8,121.22 4.5 0.5 Passthru CTF Pool Number 745355 DTD 21112006 5% 31112036 Cusipz 3140308Y4 Moody's; NIA 5&P2 N/A 1,219.83 Government National Mortgage Assn 112.1980 1,368.62 1,331.89 36.73 109.190 60.99 4.5 0.0 Passthru CTF Pool Number 782105 DTD 71112006 5% 3115/2036 Cusip; 36241KK56 Moody's; NIA S&Pz NIA 331,026.25 Federal National Mortgage Assn 112.6900 373,033.48 367,611.90 5,421.58 111.052 18,206.45 4.9 1.1. Passthru CTF Pool Number 745418 DTD 311/2006 5.5% 4/ 112036 Cusip; 31403DDX4 Moody's; N1A S&P; N/A 61,430.34 Federal National Mortgage Assn 109.3220 67,156.88 65,223.48 1,933.40 106.170 2,764.37 4.1 0.2 Passthru CTF Pool Number 888661 DTD 81112007 4.5% 81112037 Cusipz 3141OGJE4 Moody's; N/A S&P; NIA 184,712.20 Federal National Mortgage Assn 113.1350 208,974.15 207,143.13 1,831.02 112.140 10,159.17 4.9 0.6 Passthru CTF Pool Number 995024 DTD 101112008 5.5% 811/2037 Cusip; 314168L08 Moody'sz NIA S&P2 N/A
X. I BNY MELLON Portfolio manager Sharon P. Schoenherr m;- n '3- - ... " '" i WEALTH MANAGEMENT
Sy Syms Foundation-Combine May 1, 2015 - April 30, 2016 may b.5110 Ascount number CON00894000 Page 22 of 500
Individual searritia Mortgage backed securities continued Unrealized Average Estimated Current Pot of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 3,482.89 Federal National Mortgage Assn 113.0590 3,937.72 3,859.49 78.23 110.810 191.56 4.9 0.0 Passthru CTF Pool Number 962003 DTD 211/2008 5.5% 31112038 Cusipz 31414CGL6 Moody's; N/A S&P; NIA 70,814.27 Federal National Mortgage Assn 113.1320 80,113.60 79,865.23 248.37 112.780 3,694.78 4.9 0.2 Passthru CTF Pool Number AI1543 0T0 311/2012 5.5% 121112038 Cusipz 3138EHW00 Moody'st N/A S&P; NIA 20,674.99 Federal Home Loan Mortgage Corp Gold 111.4460 23,041.45 22,871.72 169.73 110.630 1,033.75 4.5 0.1 Passthm CTF Pool Number A90393 DTD 121112009 5% 1211/2039 Cusip; 312938NJ8 Moody's; NIA S&Pz NIA 150,010.47 Federal National Mortgage Assn 109.9520 164,939.51 165,152.15 -212.64 110.090 6,750.47 4.1 0.5 Passthru CTF Pool Number 932387 DTD 121112009 4.5% 11112040 Cusip; 314120202 Moody's; N/A S&Pz N/A 251,192.64 Federal National Mortgage Assn 109.1110 274,078.80 271,128.33 2,950.47 107.940 1 1,303.67 4.1 Passthru CTF Pool Number Ac7870 DTD 8112010 4.5% 21112040 Cusipz 31417UW84 Moody's; NIA S&Pz NIA 46,820.06 Federal National Mortgage Assn 103.7810 48,590.33 47,741 .83 848.50 101.970 1,404.60 2.9 0.1 Passthru CTF DTD 41112014 3% 3125/2040 Series 2014-28 Class ND Cusip; 3136AJK47 Moody's; N/A S&P-. NIA 66,561.28 Federal National Mortgage Assn 111.9710 74,529.33 74,507.03 22.30 111.940 3,328.06 4.5 0.2 Passthru CTF Pool Number Ad6942 DTD 61112010 5% 61112040 Cusipt 314180WC4 Moody's; NIA 5&Pz NIA 39,403.88 Federal Home Loan Mortgage Corp Gold 110.5120 43,546.02 42,686.87 859.15 108.330 1,970.19 4.5 0.1 Passthru CTF Pool Number A92821 DTD 611/2010 5% 71112040 Cusipz 312941020 Moody's; NIA S&Pz NIA ave.
1 1 1 3
Individual securities Mortgage backed securities 6110)) Mellon) continued Unrealized Average Estimated Current Pct. of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 139,777.21 Federal Home Loan Mortgage Corp Gold 110.2870 154,156.09 149,342.80 4,813.29 106.640 6,289.97 4.1 0.5 Passthru CTF Pool Number A95828 DTD 121112010 4.5% 121112040 Cusip; 312944PM7 Moody's; N/A S&P'. NIA 70,258.13 Federal National Mortgage Assn 107.9540 75,846.46 75,900.74 -54.28 108.030 2,810.33 3.7 0.2 Passthru CTF Pool Number Ah0943 DTD 121112010 4% 121112040 Cusip; 3138A28M0 Moody's; NIA S&Pz N/A 375,057 Federal Home Loan Mortgage Corp Gold 109.2450 409,731 .02 406,184.47 3,546.55 108.300 16,877.57 4.1 Passthru CTF Pool Number A97047 DTD 211/2011 4.5% 211/2041 Cusip; 31294SZL5 Moody's; NIA $&Pz NIA 62,560.59 Federal National Mortgage Assn 111.3970 69,690.62 68,703.15 987.47 109.820 3,128.03 4.5 0.2 Pasthru CTF Pool Number Ah4794 DTD 11112011 5% 21112041 Cusip13138A6KG4 Moody's; NIA 5&P1N1A 287,906.75 Federal National Mortgage Assn 107.9750 310,867.31 306,575.70 4,291.61 106.480 11,516.27 3.7 0.9 Passthru CTF Pool Number Ai9332 010 11112012 4% 11112042 Cusipz 3138E2LN3 Moody's; N/A S&Pz NIA 79,449 Federal National Mortgage Assn 108.9920 86,593.05 86,090.44 502.61 108.360 3,575.21 4.1 0.3 Passthru CTF Pool Number Aw7430 DTD 911/2014 4.5% 11112042 Cusip13138XXHG4 Moody's; NIA S&P= N/A 83,370.50 Federal National Mortgage Assn 109.3850 91,194.82 90,626.35 568.47 108.700 3,751.67 4.1 0.3 Passthru CTF Pool Numberal7306 0T0 81112015 4.5% 91112042 Cusip; 3138EO0L3 Moody's; NIA S&Pz NIA 123,092.65 Federal National Mortgage Assn 107.5590 132,397.22 132,536.16 438.94 107.670 4,923.71 3.7 0.4 Passthru CTF Pool Number A30225 0T0 71112013 4% 81112043 Cusip13138W9HB9 Moody'sz N/A S&P; N/A 11,523.21 Federal National Mortgage Assn 111.0910 12,801.25 12,681.51 119.74 110.050 576.16 4.5 0.0 Passthru CTF Pool 11 AU6278 DTD 101112013 5% 1111/2043 Cusip; 3138X5605 Moody's; N/A S&Pz N/A
to BNY MELLON Portfolio manager Sharon P. Schoenherr 1111.7; 13.....- no .1' EA)! WEALTH MANAGEMENT of 0.1 O 0.3 0.1 0.1 0.1 0.1 0.2 1.5
500
Pct
of
holdipgs
24 2.9 4.1 3.7 3.4 4.1 3.7 2.9 3.7
yield
Current
Page 777.27
1,392.49
1,238.12 3,719.36
1,017.41 1,233.70
1,910.26 income 19,150.09 Estimated annual cost
08.960
06.200 102.480
1 1 101.880
108.940 105.030 101.030
107.530 tax Average
35.53 571.95 loss)
41.51 409.78 37.11
391.61
485.35
1,756.00 (or Unrealized
lain CON00894000
.95
5.99 cost
47,5685
90,055.71
32,873.17
29,61
29,865.78 20,409.50 64,331
Foundation-Combine
number Tax 514,808.28
Syma Account Sy
.24
value ,J 48,140.63
90,091 33,282.95 30,007.60 29,824.25 20,894.85
66,087.95
514,845.39 )0
Market
/
E price 103.7150
109.0000 107.5270 103.2290
108.7860 107.5290
103.7890
107.5390
m
Market
>/
NIA NIA
NIA $451
NIA
N/A NIA
NIA NIA
Pool
S&P= S&Pz
S&Pz
S&P; S&Pz 5&P; S&P;
II
Assoc
Pool
S&Pz
Pool NIA
Corp NIA
NIA rrV80910
N/A
N/A
MA2753 NIA
Al6223 NIA
AI5630
MA1897
MA1860
NIA 4% 4% Assn
Assn Assn
MA1599
Assn
Assn
Pool
Mortgage 2016
81112044
Moody's;
Number Moody'sz
Mortgage Number
Moody's;
Number
5112044 Number
41112014
Number
Moody's; 41112044
Moody's; Mortg
Number
Moody's; Corp
Moody's;
121112013
4120/2045 Moody's;
Mortgage 81112044
Mortgage
Mortgage
Mortgage securities
1120/2044
30, 4.5%
Pool Pool 3%
Loan
Pool
Pool 4%
National
Pool
3.5% Mtg DTD 4.5% Pool
3% DTD
Natl
F CTF
CTF
CTF
backed
CTF CTF
CTF
CTF CT
National
National
National
Natational 3617988W8
Home
31385N4H9
3138ENHG7
Home
314188089 314188862
3132M6682
36179NX45
3132L6AK7
121112014 41112015
8/1/2014
411/2014 311/2014
11112014
April
DTD
Cusip;
Passthru Government - DTD Passthru Cusip;
Federal
0T0
Passthru Cusip;
Federal
Cusipz DTD
Passthru Federal
DTD
Cusipz Passthnr Federal
Passthru 41112044 Cusip=
Federal Passthru DTD Cusipz
Government
121112043
Cusip;
Passthru Federal Mortgage
Description
1
value
2015 securities 46,416.27
82,652.51
30,9531 29,068.96
19,431.83 27,415.52
63,675.29
1,
478,752.26
Shares/par
Individual continued May
O
0.3 of 0.3 0.1 0.4 0.3 0.2 0.4 0.4 0.2
Pct
holdings
2.9 4.2
3.3
3.3
2.9 3.7 3.3
3.3 3.3
yield ..
Current 2,539.35
1,383.92 4,139.81
4,291.76
2,638.96 2,143.73
4,703.76
income
4,037.24 2,133.53
Estimated we
annual cost
102.220
107.750 105.000 104.830
100.310 106.910
104.000 103.370
103.430
tax Average
-67.62 317.71
loss)
-11.39
-361.81 2,014.25
1,125.47 2,072.84
1,094.88
(or
Unrealized
gain
Schoenherr
P. cost
86,526.53 99,128.40 41,517.53
88,236.56 57,294.64 19,242.65 128,544.41 63,047.65 139,769.67 Tax 1
Sharon ,1
value
86,844.24
98,766.59 41,449.91 90,250.81
57,283.25
128,543.19
64,142.53
140,895.14
121,315.49 manager
Market Portfolio price
102.5980 107.3600 104.8290 104.8290 102.5980
106.8850 104.8380
105.1720 105.2240 Market gd/mE/ios/
NIA N/A NIA
N/A
NIA MA N/A
NIA NIA II Gold
Gold
3&P2 S8LP; SELF;
S&Pz
5&P;
$8LP; S&P;
$8LP; S&P2 Assn
Bc2681
NIA Corp
Corp
#MA2522 NIA #MA2495 NIA
NIA
NIA
NIA
tMA2484
3.5% NIA MA3456
NIA 0T0 4%
N/A 3% MA2487
3.5% 660103 Assoc
Pool AI6895
Pool
Pool CTF Pool Mortgage
Asn Assnal6895
Moody's; Number 2120/2046 Mortgage
31112016 Moody's'.
Mortgage Moody's; 11112016
Moody's;
121112015
Number
Moody's; Moody's;
Assn
Moody's;
1111/2015
Assn 12/112045
Moody's;
Number
61112045
51112045 Number Moody's; Assn
Mtg Mortgage
securities Mtg
101112045 3%
Passthru 0T0 Pool 0T0 4.5%
Loan DTD
Loan Pool
National 0T0
Pool
Mtge
Pool 3.5%
Mtge
3.5% Mtge
CTF CTF
CTF CTF
backed 3.5%
CTF CTF
National
CTF
Natl
CTF
Natl National
3140EW6T7 Natl 361798ZV4 Home
314188YU4
Home 314188XZ4
National
314188X82 314188XN1 608671 3128MJW97
31335A060
211/2016 111112015 11
611/2015 511/2015
Passthru Cusip;
Federal 31112046 0T0 Cusipz Government Passthru Passthru 21112046 Cusipz
Federal
Cusip; Passthru
0110112046
Federal
DTD
121112045
Federal Passthru
Cusip;
Cusipz
Passthru 101112015 Federal Cusip; Pool Federal
DTD Cusipz
Federal Passthru
DTD
Passthru Cusip13138EPUV4 Mortgage Federal Description value
searritios
MELLON 84,645.16 91,995.71 39,540.50
MANAGEMENT 87,965.47 53,593.35
122,621.78
60,958.08 134,393.20 115,349.61
WEALTH BNY Shares/par
continued lndividual
.
,
I I
35' Syms Foundation-Coming M 1 2015 A '130 2016 A unt umbe CON00894000 P age 26 0 f 500 ay i ' pm 1 6A0yhnENOA COO n 1' I Individual eeuuitiee Mortgage backed securities continued Unrealized Average Estimated Current Pet of Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdings 145,000 Government National Mortgage Assn ll 107.0070 155,160.15 155,712.50 -552.35 107.390 5,800.00 3.7 0.5 Passthru CTF Pool Number MA3598 DTD 4/1/2016 4% 4120/2046 Cusip; 36179117149 Moody's; NIA 5&Pi NIA
Individual sewritiea Other
Unrealized Average Estimated Current Pctj! Shares/par value Description Market price Market value Tax cost gain (or loss) tax cost annual income yield holdin 90,000 New Jersey ST Econ Dev Auth Fla 5 100.0190 3 90,017.10 $ 90,000.00 5 17.10 $ 100.000 5 986.40 1.1% 0.3% DTD 516/2014 1.096% 5/15/2016 Txbl-Ref-Sch Face Constr-Ser Q Cueipz 6459186N8 Moody's; A3 5&Pz A- 50,000 California ST Earthquake Auth 102.1410 51,070.50 49,998.70 1,071.80 100.000 1,402.50 2.8 0.2 DTD 11/612014 2.805% 7l1/2019 Txbl Cusip; 13017HAE6 Moody's; A3 581?; NIR 150.000 Florida ST Hurricane Catastrophe 103.8210 155,731.50 150,000.00 5,731.50 100.000 4,492.50 2.9 0.5 DTD 4/23/2013 2.985% 7I1I2020 Ser A Cusipz 34074GDH4 Moody's; AA3 S&Pz AA
45,000 Massachusetts ST 110.7970 49,858.66 49,637.70 220.95 110.310 1,890.00 3.8 0.2 DTD 12/1/2010 4.2% 12/1/2021 Build America Bonds-Ser E . Cusipt 57582PWK2 Moody'sz AA1 S&Pz AA+ 150,000 New Jersey ST Transprtn Trust 104.8760 157,314.00 179,396.50 -22,082.50 119.600 8,631.00 5.5 0.5 DTD 101202010 5.754% 12I15/2028 Build America Bonds-Txbl-Ser C Cueip; 646136X55 Moody's; A3 S&Pz A- 170,000 Jobsohio Beverage Sys Stwd Liquor 110.2420 187,411.40 170,000.00 17,411.40 100.000 6,774.50 3.6 0.6 Profits Revenue DTD 211/2013 3.985% 1/1/2029 Txbl-Ser B Cusipz 47770VAY6 Moody's; AA3 $&Pz AA rx
of
0.8 1.1
0.6 0.2
,3. 0.3
znn
Pct
NP
holdings
9'7
4.5 8.0 5.5 4.9 4.8 7.3 5.5
2.7
yield 3
Current
Drum;
income
5,700.00
3,123.00 9,001.80 3,922.10 4,711.50 3,111.77
11,787.50
18,120.00 "-3
Estimated 1115;. annual
cost
122.810 114.700 115.860 120.210 131.080
107.150 117.490 105.720
Average tax
loss)
562.95
-841.50
8,275.70 2,384.40
9,840.97 5,
(or -2,058.75 6,065.56
83,541.50
-1
Unrealized
gain
Schoenherr
cost
P.
ax
68,820.00 57,930.00
T 69,647.50 88,116.75
251,750.40 176,963.93 288,492.10
122,567.85
Sharon
value
71,204.40 57,088.50
54,084.55
86,058.00
260,026.10
186,804.90 372,033.60
116,502.29
Market
manager
mi/joxx)
price
83.2070 Portfolio
126.8420 118.6740 114.1770
155.0140 138.3740
114.7440 100.4870
Market
ggy
AA
BBB+ AA- AA-
NIA
N/R
AA+
AA-
Purp S&Pz
S&Pz S&Pz 5&P;
S&Pz
S&P;
S&P;
S&P; Auth
A2
6.282%
Trust
AA2 Fin
BA1
AA3
AA2 N/R A1
Resolution 2.684%
AAA AA1
Dist
Alame
Class
Wtr
Revenue
1/1/2042
Gen
7/1/2034
11/15/2039 Sch 6/1/2035
Dist
4/1/2039
11/18/2010 Mortgage 8/1/2034 NY
Mun
Bds Moody's;
Moody's; Moody's;
Moody's; 11l1/2011 Moody's; Moody's; Uni
Moody's; Moody's;
Sch
2011-C5
5.75%
6.034%
DTD
Bonds-Taxable-Kry Bonds 9.5% Bonds 6.246% Bonds-TaxableVar 7.55% Auth Bonds 6.668% City
B DTD
Calif
Unif Amer
Y
Rev
NY Series
N ST
Taxable-Wnd
CA CTF
Ill
Commercial
544646XZO 13063A565
64966HYX2 167486NN5 59259YBY4
64972FY26
92936JAZ7
Swr
America America America America America
10/15/2009 York
8/12/2009 1/13/2010
6/16/2010 11/30/2011 York 4/28/2009
Transprtn Angeles
81
Cc-Build
Other
Description Los DTD Build DTD Build New DTD Cusipz Oakland Cusip1672325156 Build DTD Build Cusip; California Met DTD Build Cusipz DTD New Cusip; Chicago Cusipz 11/15/2044 Txbl-Proj-Ser Wtr 6115/2042 Cusipt Passthru Ser Wf-Rbs Cusip;
value
securities
60,000 50,000
65,000 15,937.67 75,000
MELLON
205,000 135,000
240,000 1
MANAGEMENT
Individual continued Shares/par
WEALTH BNY
X.
of
0.2
500
Pct
of
holdings
28
4.0
yield
Current
Page
income
2,065.50
Estimated
annual
cost
100.410
Average tax
loss)
1,808.25
(or
Unrealized
gain
CON00894000
cost
*-&
Foundation-Combine
number
50,206.25
Tax
Syms
lclfo'fpt'lhgs
Sy Account
value
Al
52,014.93
0
Market
"181153-8551
5//
price
104.0290
I?)
Market
AA-
6202/
1390]);
581?;
AA3
J
2016
Revenues
515/45
Moody's;
30,
Proj-Flef-Ser ..prpp/ATE
.
4.131%
Californiaca
91412GXY6
01 Apnl
3/25/15
-
Other
Univ Description DTD Cusip; Txbl-Limited
Tow-q...
2015
value
seurritiea
1,
50,000
Individual Shara/par continued
May
. May 1, 2015 - Aprll 30, Syd Syme Foundation-Combine 2016 Account number CON00894000 Page 28 of 500 $Aly/m5'M0/x/ ' '
1 1
9/045 =1- iawT'Eis i ' .i Equities * U.S. large cap
Shares/par value Description Unrealized Average Market price Market value T Estimated Current Pct of gain (or loss) tax cost 187 Allergan PLC ( AGN ) annual income yield holdings 5 216.5600 3 40,496.72 5 38,202.17 5 2,294.55 5 204.290 401 Aooantura PLC ( ACN I 5 0.00 0.0% 0.1% 112.9200 45,280.92 11,877.57 83.300 1,220 Eaton Corp PLC 1 ETN I 882.20 2.0 0.1 63.2700 77,189.40 8 ,31 . -7,123.28 69.109 1,360 IngersolI-Rand PLC 1 IR 1 2,781.60 3.6 0.2 65.5400 89,134.40 80, . 8,166.09 59.535 2,430 Invesco Limited ( IVZ 1 1,740.80 2.0 0.3 31.0100 75,354.30 88,371.19 -13,016.N 36.367 2,721.60 920 Mm Semiconductors N V l NXPI 3.6 0.2 1 85.2800 78,457.60 6 , 1. 10,716.03 73.632 777 Broadcom Ltd. (AVGO 1 0.00 0.0 0.2 145.7500 113,247.75 7 , .1 40,655.58 93.426 1,320 AT&T Inc 1 T 1 1,522.92 1.3 0.3. 38.8200 51,242.40 4 , 7,186.78 33.375 1,020 Abbott Laboratories I ABT 2,534.40 5.0 0.2 1 38.9000 39,678.00 -164.85 39.062 980 Adobe Systems Inc 1,060.80 2.7 0.1 I ADBE I 94.2200 92,335.60 22,658.31 71.099 432 Aetna Inc 0.00 0.0 0.3 ( AET I 112.2700 48,500.64 45,628.23 2,872.41 1,350 Agilent 105.621 432.00 0.9 0.1 Technologies Inc I A I 40.9200 55,242.00 452.86 2,550 Ally Financial 41.255 621.00 1.1 0.2 Inc. I ALLY I 17.8100 45,415.50 40,897.44 245 Alphabet, 22.083 0.00 0.0 0.1 Inc. ( GOOGL I 707.8800 173,430.60 156,663. 5 16,766.65 210 Amazon.Com 639.445 0.00 0.0 0.5 Inc ( AMZN ) 659.5900 138,513.90 77,996 7 60,517.19 371.413 0.00 0.0 0.4
.1 i) 0
of
0.2 0.2 0.1 0.0 0. 0. 0.7 0.5 0.1 0.1 0.2 0.2 0.1 0.2 0.1 0. 0.; 0.2 0.2 0.2 0.1 0.2 0.1 0.1 0.2
----
Pct
holdings
..
1.4 1.7 1.9 1.8 1.0 1.2 1.3 0.0 2.4 0.0 0.0 0.0 0.0 2.1 2.2 2.0 2.0 0.0 4.2 2.5 2.1 0.0 3.5 0.7 3.9
yield 3
Current
n.
0.00 0.00 0.00 0.00 0.00 0.00 0.00
959.76 625.60 505.80 589.10 288.00
income
1,305.60 1,344.00 1,276.80 1,111.80 1,680.00 1,310.40 1,128.00 1,012.80 1,232.00
2,984.52 3,582.36 2,152.80 2,548.00
Estimated
annual
441483523
.0& cost
16.500 53.651 43.358 53.254 76.010 69.792 59.175 94.682 21.943 62.174 51
27.318 80.187 68.527 48.794
133.753 106.617 102.521
100.790 102.822 127.555 130.678
110.798 309.242 Average tax
64,027.170
.68
loss)
132.80
1,913.73 1,145.55
6,526.53 3,035.75 5,373.91 4,903.87 8,833.92 9,921.56 2,678.18 4,465.04
-3,880.20 -5,615.95 4,726.77 -1,321 -3,800.74 -7,213.50
16,217.87 15,898.07 1
(or 10,855.15 10,487.68
52,476.34
-15,977.97
-1
154,972.83 122,546.46
Unrealized
gain
Schoenherr
cost
196.05
P.
10,878.95
52,029.54
53,849.32 27,294.03 42,675.39 44,733.13 67,048.68 79,810.24 60,596.67 28,422.73 30,094.47 70,229.32 57,
43,271.29 64,027.17 57,088.66 23,237.86 92,738.16 46,299.77 63,417.60 49,873.91 36,720.66 32,782.08 34,480.24 62,359.52
Tax
1
Sharon 0 0 ,1
16.50
value
1
14,
67,123.20 44,640.60 60,631.20 65,727.00 76,009.50 97,843.20 21,678.08 37,948.62 48,645.20 64,337.00 23,370.66 85,524.66 59,537.40 68,051.20 41,624.53 41,616.00 44,401.80 48,213.50 61,019.46 65,037.70 61,553.70
122,705.66 174,576.00
219,000.00
Market
manager
price hog/1013
14.5600 Portfolio
58.3700 62.7400 93.7400 72.1800 72.3900 22.8500 60.7600 84.6800 78.4600 70.7000 34.6800 71.4700 52.6100
158.3000 104.8800 103.4100 102.1800 145.4800 100.5000 156.0600 148.1300
103.2600 274.9900
219.000.0000
Market
I
I
I
I
CTSH &/J)/
I I
I
I
I
I I
COF
I
I
BRK.A BRK.B
I DVN
BMY
I
Corp
I I I
I
I
I
BAC
AMT
BMRN
8 CFG A
I
I ANAC
I I I
CVS
STZ DIS DI
I
I
CI CI
I
I New I I
I
Inc I
COST
Inc.
Inc
Del Del I
Solutions CVX
I
New
Company Corporation I I
Inc-A
CAH CMCSA
I
Inc Inc
DOW I I I
New
VA I
Group
I BIIB
Corporation A
Corporation
Company
CE
I
Inc
CELG
I
Co Corporation Inc
CI Corporation
I
Squibb Brands
Corp
AMGN
Inc
Financial
I
AAPL
Technology Res
I Tower Hathaway Hathaway Pharmaceutical
Disney
Corp
Corp
Health Corporation
America Corp
Financial
Inc
Pharmaceuticals Idec
One
thl
Energy
A
Inc
Of
Chemical
Caremark
Walt
A
Berkshire Bank Berkshire Biomarin Biogen Bristol-Myers Devon Description Anacor Apple CVS Cardinal Citizens Comcast Constellation Costco Dominion Dow American Amgen Capital Celanese Series Celgene Chevron Cognizant CI The 1
value
cap 138 256 620 391 430 840 654 640 282 225 226 837 281 910 910 1,200 1,050 1,309 1,020 1,120 1,200 1,170 6,720 2,110
MELLON
MANAGEMENT
large
BNY
WEALTH
Shares/par
continued s ,5
U.S. Equities
of 0.1 0.2 0.2 no 0.2 0.2 0.2 0.3 0.3 0.3 0.3 0.3
500 0.1 0.1 0.1 0. ..b 0.1 0.2 0.1 0.2 0.1 0.2 0.1 0.3 0.3
Pct
of
holdings
30 1.7 1.9 0.0 3.6 3.4. 0.0 1.4 3.0 2.1 2.1 2.1 2.9 4.5 2.7 1.6 3.3 3.4 2.9 1.1 0.0 0.0 3.0 0.0 2.7 0.0 3.7
yield
Current
Page
0.00 0.00
0.00 0.00
0.00 0.00
754.80 682.24
income
1,947.00 1,830.80 1,080.00 2,175.12 1,369.20 1.83.48 1,975.40 1,914.00 1,411.00 1,400.00 1,040.40 2,528.00 1,484.80 1,656.00
3,787.20 1,455.00
2,810.00 3,151.20
Estimated
annual
cost
13.631
32.248 81.363 69.220 56.561 28.154 36.783 81.250 93.819 87.540 97.8% 50.919 81.764 46.463 57.091 12.379 49.667 40.832 66.724 53.501 51.474
86.83 23.415
258.702
1
145.905
215.952
Average tax
loss)
533.45
-299.67
8,077.01 4,859.04 4,567.03 5,166.64
2,361.88 5,797.84 2,293.90
-7,749.04 (or 4.63.16 -3,179.60 12,383.66 8,564.55 -2,025.63 70,121.57 16,974.29 14,772.19 11,227.45 6,838.86 35,426.43 -1,643.44
38,747.93 16,126.92
-22.876.92 24,408.94
Unrealized
gain
CON00894000
cost
Foundation-Combine
number
27,535.59 55,144.86 52,804.57 56,025.86 84,841.92 59,955.74 54,681.54 77,869.81 76,160.21 77,315.75 35,643.16 Tax 41,699.90 53,897.35 51,381.63 45,323.72 33,362.07 34,388.04 57,032.20 49,930.04 67,408.04 44,270.12 86,833.08 61,487.52
100,369.43
107,361.49
130,624.65
Syms
Sy Account
value ./'751
35,612.60 60,003.90 57,371.60 61,192.50 61,965.00 72.39.40 90,107.97 94,844.10 90,932.40 99,612.45 88,543.20 31,010.00 38,520.30 45.32.80 49,356.00 47.35.60 72,110.00 27,549.18 62,830.04 48,286.60 69,701.94 43,970.45 85,896.46
170,491.00
131,158.10
102,960.00
Market
Mtg/40A
price
17.6300
35.0900 88.4000 30.7500 41.3100 44.3800
44.3000 75.5300 39.0800 54.8400 49.8700 42.9600 90.0300 58.9400 49.7800
32.7100 117.5800 133.8900 114.2700 104.5200 112.0800 240.0300 144.2200
150.8700 102.9600 214.4900
Market
6A1y
I
I
ICE
I
Inc.I I
MNST
I I
I
I
HIG
I
I
I
I
GE
MPC
I I
I
I
I
Group,
Inc I
MDLZ
PANW
2016 NKE MSFT
I I
I PNRA
I I I ITW
JNJ
I
I
I
I I Corp
XOM
HON
Inc I A I I
I
I Group I Corporation
HD
I
I Inc MRK NFLX
30, I CI HAL
Stock Company
I FBI I
I
I Inc LLY
EXC I 8
DYN
I
Corp Co Inc NUE I Svcs KSS
PEP
I
Wks Inc Inc
I Co I I
Johnson
Intl
PFE
Inc. Petroleum International Co
Corporation
Networks I &
Finl Co Beverage
Electric
Inc. Class
Inc 81
Corp
Tool
Mobil Bread Com
Depot
& Corp
Corp
Inc
April
Inc Eli
Alto
-
Dynegy Description Exelon Enron Facebook General Halliburton Hartford Home Honeywell Illinois Intercontinentalexchange KohIs LiIIy Marathon Merck Microsoft Mondelez Johnson Monster Netflix Nike Nucor Palo Panera Pepsico Pfizer
2015
value
cap
649
673 830
870 415 790 700 510
900 500 970
205
1,710 1,450 2,020 1,990 1,500 1,630
1,160 1,110 1,066
2,630 1, 1,000
2,626
large
Shares/par
continued
May
Equities U.S.
of
2
of
0.3 0.2 0.3 0.3 0.. 0.2 0.2 0.2 0.2 0.2 0.2 0.1 0.2 0.2 0.2 0.2 2 1.4% 0 1.4%
znn
19.7%
Pet
Pct
-p
holdings
holdings
91
1.0 4.2 0.1 3.3 0.0 2.5 2.7 2.1 2.5 0.3 4.1 4.4 0.7 0.1 3.0 2.3 2.2 0.6
0.1%
yield
yield
Current
Current
D---
0.00
30.48
62.40
150.00 722.40
453.60 458.94 627.68 627.68
income
1,762.00 1,625.04 4,365.60 2,865.46 1,706.60 1,716.00 1,875.80 income 1,637.60 2,256.00 2,325.60 5 3
17,127.56
117,385.38
Estimated
Estimated
S
may
annual
annual
1
.008
cost
cost
9.722
82.397 81 57.400
94.200 32.054
75.236 52.021 12.690
45.660 76.555 50.643
37.538 74.503 14.869
152.345
142.532 116.499 138.81 $
tax Average
Average tax
10
3.90
loss)
loss)
554.62
-950.07 -102.
5,240.51 9,094.33 6,438.20 4,382.20 4,500.68 6,453.89
-9,401.68 -7,883.91 -1,924.04 16,823.60 -7,905.48 (or -1,01 21,896.52
(or
-12,211.09
-24.563.96
44,663.96 652,214.08
-133,646.27
Unrealized
Unrealized
5
S 5
gain
gain
oenherr
75 50 04
. . .
cost
4 7 9
898.00
, , ,
P
5724.41
ax
68,305.48 52,166 82,699.48 79,750 52,054 48,899.60 62,009.78 77,483.30 20,000.00 70,000.00 10,000.00
510,000.00
6,033,702.85
9
Sharon l l x I
value
value
63,284.10 85,728.40 90,202.00 70,779.54 73,297.80 61,261.08 79,648.40 50,130.00 55,337.80 67,840.50 42,280.20 62,564.40 50,653.20 76,469.40 70,808.40 76,453.89
104,988.40
786,353.73
485,336.04 485,336.04
6,685,916.93
$
$
3
Market
Market
manager
price
price
8.3100
98.1200 75.8000 80.1200 80.3400 28.4100 75.1400 58.8700 50.9400 13.8600 77.2400 32.4700 79.5600 49.9800 14.1500 Portfolio
166.1000 167.3800 104.3700 13.6800
5
Market
Market
I
I
I
PXD
I
I
DRYQX)
UHS
I 1
I
I
PG
I
MPISX
I I
B
I
PM
I I Inc.
VZ I
CI
I
SCHWI
UTX
I MPMCX
Company Inc
I I Fund I VLO
WFC
Inc I Inc Fund
I I
I
I
I
I
Company V
New
I
Corp Cap CRM
Stock
New I VOYA SLB
I I TWX YUM
Growth
I I
Services
Mid
Corp
Shrs Resources Inc
I
Inc
Ltd Gamble Company Corp Fund
A
International Inc Inc
Income
& &
Health
Mellon
MMM Charles
Natural
Research Communications
I Technologies
Energy
Morris
Fargo Brands
Warner Financial
Mellon
Inc-Class
Procter
BNY
Co
Philip Pioneer Description Salesforce.Com United Universal The Schlumberger Schwab .A-... 3M VaIero Time Verizon Visa Voya BNY Dreyfus Wells Yum! Description Multi-Strategy The
up
value
cap
value cap
381 881 366 650 375 940 830 cap 810 890
1,070 1,070 1,190
1,060 2,580 1,560 1,530
5,516.154
large
mid
94,627.404
34,299.367
MELLON
MANAGEMENT
large
mid
US.
U.S.
Shares/par
continued BNY WEALTH
Shares/par
2*
U.S. Equities
U.S. Total
Total
1 I
, I .
of
of
of
1.5% 2.0% 0.5
2.9% 0.3 1.4 0.3
0.3 0.3
0.5% 26.6%
0.2 0.2 0.2% 500
Pet
Pct
Pct
holdings of
holdings
holdings 32 0.9% 0.7 1.3
1.4 1.2 2.8
0.7 2.1%
0.9
0.0 0.4%
yield
Current
yield lield
Current
Current Page
0.00
,043.32
654.74 845.71
610.75 234.96
income 1
5,708.41
4,665.09
1,199.07
1,027.59
income 2,446.20
6,668.62 3,461.56
income 5 15,457.78 5
5 140,024.96
5 5
Estimated
S Estimated S
Estimated
annual annual annual
cost
cost
cost
8.646
10.364 21.633
12.970 13.700
63.918 12.752
21.020
24.625
23.859
34.730
5 5 tax
Average
5
tax
Average
tax Average loss) loss)
loss) 109.50
9,742.49 2,749.78
8,287.27 (or
-5, 61,943.90 -32,014.86 (or
475,173.73 -1
(or -72,660.24
471,938.41 42,381.88 151,008.20
45,254.21 439,923.55
-12,201.55
44,926.12 S Unrealized S
Unrealized 5 S
S 5 5 Unrealized ggin gain gain
CON00894000
cost cost cost 81,000.00
96,516.57
14,698.36 Tax 186,530.01
835,543.78 649,013.77 80,000.00
80,000.00 80,000.00 Tax 927,064.92
Foundation-Combine 100,000.00 100,000.00
number 534,849.99
Tax
240,000.00 5 8,546,311.55
S 5 3
S S S
Syms
,4" Account Sy I K
value value
value
90,742.49
88,229.30 87,250.22 94,890.50
154,515.15 663,605.37
509,090.22
64,745.79
67,798.45
65,073.88 989,008.82 165,706.56 462,189.75
197,618.12
9,021,485.28
5 S
5
S 5
S
S
Market Market
Market
price price
8.1300 1.0200
17.9200
price
14.5300
18.3400
13.0000 58.4300
1 97.4744 5
19.9300
E/)O/J
20.2200
28.2500
5 5
Market
Market
Market
m
I I
I I I
I
I
SBYEX MEMKX
DSCVX
DYYPXl
NIEYX
I I DMWX
DSGYX I I
I
DISYX LN
I
56N>j MPITXl
FundI
FundI
Fund I EFA) Cap
Cap MarketsI
I
RBI
Equity I
Cap Cap Fund
FD Fund Small
Small
PLC Markets
2016 Small
Stock Small
Index
Emerging
Group lntemational
Eaie
30, Managers
Managers
Emerging International
MSCI Diversified
International International Select
Select Fund
Opportunistic
Benckiser Mellon
Fund Mellon
April
Fund
- Dreyfus
BNY Description
Dreyfus
Fund Dreyfus/Newton ISHARES
Dreyfus
BNY
Reckitt Description
Growth Dreyfus Value
Dreyfus Dreyfus
Description
inmmational
markets mp
value
value
international markets
value cap
2015 8.622.497
1,510
6.245.182 4,757.373 1,700 7,299.269 62,618.723
3,248.66
2,303.5 3.353.039 small 41,940.994
1,
equities
anaging
devdoped
small U.S.
Shares/par
Shares/par
Shares/par Total Total
Emerging
Total
Developed
Total U.S.
May
.1 X . . D Alternatlve Investments ' l %AJ y m c IDA) Long/short hedge
Shares/par value Description Market Unrealized Average price Market value Tax Estimated Current Pct of 4.029.009 cost gain (or loss) tax Dreyfus BNY Mellon Funds Inc - cost annual income yield holdings 3 12.0400 3 48,509.27 Dreyfus Select Managers 5 50,000.00 5 4,490.73 Long/ Short 5 12.410 8 0.00 Equity Fund 0.0% 0.1%
Total longhhort hedge S 48,509.27 S 50,000.00 S 4,490.73 Absolute return S 0.00 0.1%
. Shares/par value Description Unrealized Market price Market Average Estimated value Tax cost gain (or Current Pct of 3.973.616 Dreyfus Global loss) tax cost annual income Real Return Fund 5 14.4900 yield holdings 5 57,577.70 5 60,000.00 5 -2,422.30 33,449.808 ASG Global Alternatives Fund-Y 5 15.100 5 2,483.51 4.3% 0.2% 9.6800 323,794.14 375,000.00 51,205.86 11.211 Total absolute return 0.00 0.0 1.0 S 381,371.84 S 435,000.00 5 53,628.16 Managed futures S 2,483.51 1.1%
Shares/par value Description Market Unrealized Average price Market value Tax Estimated Current Pct of 3.280.839 cost gain (or loss) tax Advantage Dynamic Total Return Fund cost annual income yield holdings 5 15.5900 5 51,148.28 $ 50,000.00 5 1,148.28 5.551.554 ASG Managed Futures Strategy Fund 5 15.240 6 0.00 0.0% 0.2% 10.7700 59,790.24 60,000.00 209.76 10.808 Total managal futurB 716.15 1.2 0.2 S 110,938.52 S 110,000.00 S 938.52 Other direct/private investment 5 716.15 0.3% . Shares/par value Description Unrealized Market price Market value Average Estimated Current Tax cost gain (or loss) Pot of 120,000 Georgia-Pacific LLC ax cost annual income yield holdings 5 130.3700 5 156,444.00 5 DTD 12/11/03 8% 1/15/2024 157,935.60 5 -1,491.60 5 131.610 5 9,600.00 6.1% 0.5% Moody's; BAA1 5&P; A+
Total other Glut/Winn invstmem S 156,444.00 S 157,935.60 S 4,491.60 S 9,600.00 0.5%
I. . BNY MELLON WEALTH MANAGEMENT Portfolio manager Sharon P. Schoenherr 193655.? n .. - -- - of
0.1%
500
Pct
of
holdings
34
0.0%
yield
Current
Page
0.00
5
income
Estimated
annual
cost
7.980
5
Average tax
loss)
(or
47,913.54
00894000 Unrealized 5
gain
CON
cost
Foundation-Combine
number
75,000.00
Tax
S
Syms
61131-624145
ccount
Sy A
value
'57
47,086.46
S
3'5.
[J
Market
155,8
//0
47
price
-
5.0100
C
5
Market
['71
/
g/A
Fund
Index
2016
1
30
Commodity
'1
Cm
Prl
A
Eck
'
Description Van
2015
value
,
9.398.496
1
ay
Shares/par
M Commodities
Portfolio Management Program Account namet SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT & UBS April 2016 Account numben WE 88391 EH 212-626-8500/800-458-1764
Your assets
Some prices, income and cunent values shown may be approxrmate As a result, gains and losses may not be accurately reflected See Important information about your statement at the end of this document for more information
Equities Mutual funds Total reinvested is the total of all reinvested dividends It does not include any cash dwidends It is not a tax Unrealized (taro gain or loss is the difference between the current value and the cost basis and would lot for the purposes of determrning holding periods or cost basis The shares you receive each time you generally be your taxable gain or loss if the securrty was sold on this date The unrealized (tax) gain or loss reinvest diVidends become a separate tax lot may need to be adIusted for return of capital payments in order to deterrnine the realized gain or loss for tax reporting purposes. Cost basis rs the total purdiase cost of the security. including rernvested dIVidends. The cost basrs may need to be adjusted for return of capital payments in order to determrne the adjusted cost basis for tax reporting Investment retum is the current value minus the amount you invested It does not Include shares that are not purposes reflected on your statement, including shares that have been realized as either a gain or a loss It also does not Include cash dwidends that were not reinvested Purchase price! Number Average price Client Cost Price per share Value on Unrealized (tax) Investment Holding Holding of shares per share (5) investment (3) basrs (S) on Apr 29 (5) Apr 29 (5) gain or loss (5) retum (5) period AB EQUITY INCOME FUND CLASS ADVISOR Symbol AUlYX Trade date' Apr 17, 14 3.679.176 27 179 100,000 00 100,000 00 24 910 91,648 27 -8,351 73 LT Trade date. May 14, 14 3,607 504 27.719 100,000.00 100,000.00 24 910 89,862 92 -10,1 37 08 L1 continued next page
CPZ60002001318731 PZ6000079190 00003 0416 031627583 WE883915H0 000000 Page 13 of 96
1 1 l l I l
. .
96 LT
LT LT LT
LT LT
LT LT LT LT LT
LT LT LT LT LT LT LT
ST
Of
AdViSOI'I
penod
page
Holding
14
24 next
82
MANAGEMENT
Page
Financial
retumm
Investment
21,762
28,359
WEALTH
Your
continued
212-626-8500/800-458-1764
QUINN 55 59
99 41 77
21 79 14
44 70
36 61 59 56 18
06 46
97 57 23 70 25
000000
1055(3)
BOCCIA ,682.46
or -154
-540
-926 -843
1,847
-1
-4,195 -2.786
-3,674 -1,258 -7,838
-2,836 -5,406
-10,876 -1,987 -11,572 -12,195 -12,688
-74,486
-11,619 -22,887 -22.364 -25,018 -25.397.97
gain
Unrealrzed(tax)
WEBB391EHO
(5) on 45 59
01 41 54
79 26 25 14
35
30 64 79 39 59
94 54
82 03 77 03 30 43 47
29
Value
Apr
3,073
031627583 9,156 87,804 89,123 88,427 87,311
28.317 15,434 92,053 47,213
96,325
43,741 92,161 39,438
77,635 77,112 74.981 74,602
47,163 44,593
701,762 101,847
388,948
103,143
0416
00003
(5) 910 910
910
910 910 910
990 990 990 990 990 990
310 share 310 310 310 310 310 29 310 310 310
EH Agg 24 24.910
24 24
24 24 15 24 15 15 15 15 15
10 10 10 10 10 10 10 10 10 per
FOUNDATION
Apr
on
Pnce
88391
Taxable
SYMS
PZ6000079190
SY GB WE 00 00 00 00
00
03 00 03 79
00 17 00 00 00 38
00 00 00 00 00 00 00 72
00
Cost
basts($)
name;
4,000
30,000 50,000 96,249 15,588
39,979 45,000
100,000 50,000 10.000 100,000 100,000 100,000 50.000
776,249 100,000 100,000
100,000
100,000 100,000 100,000 400,568 100,000
105.130
name; number;
account
CPZ60002001318732 00 00 00 00
00 00
79
00 00 79
00 00 00
00 00 00 00
Client
ACCOUI'It Friendly Account
4,000 50,000.00 30,000 15,588
45,000.00
50,000 10,000 100,000
100,000 50,000 100,000 100.000
680.000 100,000.00 100,000 100,000
100,000 360,588 100,000 100,000 Investmentm 100,000.00
(3) 169 949 530
390
380 554 150 045
pnce 699 600
450 349 209
468 369 280 750
pnce/ 820 419 930 559 508
260
1
1 27 28.370
28 28
26 26 26 16 15 27 16 16 17 16 16
share 13 13 13 13 13 10 1
1 10
per
Average
Purchase
ram 818
876 082 794 850
375 909 434
250
562 096 689 490 120 466
727 432 565 890 063 260 216
Prog Number
olshares
965
298
888.099
1,136 1,895 3,577
(continued) 3,524 3,549 3,505 3,695
6.369.427 6,024
2,735 5,763 2.466
7,479 7,530 7,272 7.235
4,574 4,325
28,171
24,324
10,004
funds
nagement
Mutual
Ma
.
, 57%
2016 3
.
VALUE
Portfolio
April yield
CLASS
Equities 14
14 COMPANY 14 14 14
14 14
14 14 15
15
14 14 14 CAP
14 15
15
14 1
14 14,
14, 15, 13, 15, 14,
17, 14, 14, 14, CLASS 14,
13, 17, 15,
13,
FUND 14, 23,
15,
MID
15, Current
SMALL Sep Jun Jul
Oct Aug Jan
S May Apr
Jun Jul Nov
May Apr Jun Jul Aug Jan Feb
Aug
assets
total CIPSX
SVUIX
total date. date
date date date date
ADVISOR
date date date. date
date reinvested date date date date date date date date
reinvested $25,073 reinvested
UB
Your Holding Trade Trade
Trade EAI
Trade Trade Total Trade Security
CHAMPLAIN FUND Symbol
Trade Trade Trade Security Trade Trade Total GUGGENHEIM INSTITUTIONAL INSTITUTIONAL Symbol
Trade Trade Trade Trade Trade Trade Trade Trade Total
I l ,
,
. .
96 LT LT LT LT LT
of LT LT ST
LT LT
LT LT
LT
LT
15
period Advise"
Holding
59
02 67
(3)
Page
MANAGEMENT Financing
fetum
-29,599
Investment -2,537
-31.651
$13,666.26
WEALTH
Your 212'626-8500/800-458-1764
QUINN
78
68 22 53 80 50
19 05 12
000000 61 65
10 92
33 87
(5) 39
(tax)
EHO
loss
,412
BOCCIA -1.289 or -8.678 -6.841 -7,267.64 -9,890 -1.642 -6,704.48
-1.098
-8.737
-39.485 -11.302 -10,961 -26,359
-29.066
-26.936.47
-27.095
-144,799
-$378,059.71 -107.668
gain
Unrealized
WEB8391
40 32 20 47 50 97 95 53 98
13 52 88 39 35
53 08 67 90
(3) 31
on
29
031627583
9.710 9.473
Value 8.357
2,901 88.697 89.038 Apr 91.321 93.158 73.640 40,109 43.295
73.063 70.933 21.262
72,904 381.400 105.880 512.348 511.462
0416
$2,495,922.53
00003 260
(3) 260 260 260 260 790 790 790 790 790 790 790 790 9 9 9 9 9.260 9
share
29 16.790 16 16 16 16.790 16 16 16
16 16 EH
Agg
per
Apr FOUNDATION
on
PZ600007919O
Price 83391
Taxable SYMS
19
19 00 00 00 00 17 00 00 00
GB 00 00 00
WE SY 00 00 72
(5)
Cost
has
9,886 4.000 11,000.00
name; 10,000 50.000 50,000 30,000 100,000 100,000
100,000 420,886 100.000 113,148.17 100,000.00 657,148 100,000 100,000 100.000 619,130
$2,873,982.28
CP260002001318733 number;
account name;
00 00 00 00 00 00 00 00 00 00 00 00 00 00
(S) 00
Client
4,000 Friendly Account
11.000 Account 10.000 50.000 $0,000.00 30.000 100,000
100.000 411,000 100.000 100.000 544,000.00 100.000 100.000 100.000 100,000 514,000
investment
$2,509,588.79
219 139 440 399 662 489 (5) 940 535 150 942 389 090 930 690 670 980 030 480
9
price 9
price/
10 10 10 10 10 17 19 21 22.799 20 20 23 23 23 22 23 12
share
per
Average
Purchase
107 544 385 933 362 127 166 760 649 915 162 357 757 610 372
shares
Number 172.786
497 Program
of
1,023 1.048.618 9.578 9,615 9.861 1.266 6.306 2.578 2,388 4.385.965 4,224 4.351
4,342 41,187.949 10.060 30,515 (continued) 49.608 funds
535.897
Mutual Management D
91% 18%
0
2016
income;
026% 1
, - 14
yield
14 Portfolio 15
April 14 14 14 yield 14
14 Y 15 14 15 MARKETS
14 yield 14 Equities 14
annual 14, 14. r 17, 14, 13, FUND 14, 14. CAP 14. 15, 14. 17. 23. 13.
15. CLASS Current Nov Jul Jun May Current Apr Feb Aug Nov Jan Aug Jul May
Jun Current
Apr S
total SMALL HIEMX total
EMERGING VSMIX total I assets
estimated date'
date date FUND date. date
reinvested date date date' date. date date date date date; reinvested
$3.460
51,312 56,052
EM Security Total
Total
Total Trade Trade
Trade Trade UB Trade Symbol CLASS OPPORTUNITIES Security EAI VIRTUS Trade Trade Trade Total Trade Trade Trade
Trade Symbol Trade
Trade
Security VALUE lNVESCO EAI
Holding
YOUI' %
$ UBS Portfolio Management Program Amummm 5* SYMS FOUNDATION Your Financlal Advison , Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account number; we B8391 EH 212-626-8500/800-458-1764
Your assets (continued)
Commodities
Mutual funds
Total reinvested is the total of all reinvested diyidends It does not include any cash dividends It is not a tax Unrealized (tax) gain or [as is the difference between the current value and the cost bass and would lot for the purposes of determining holding periods or cost bass The shares you receive eadi time you generally be your taxable gain or 10$ it the security was sold on this date. The unrealized (tax) gain or loss reinvest diiiidends become a separate tax lot may need to be adjusted for return 01 capital payments in order to detennine the realized gain or loss lor tax Cost basrs is the total purchase cost oi the security. including reinvested dividends The cost basis may need reporting WWS to be adiusted for return of capital payments in order to detennine the adiusted cost basis for tax reporting Investment retum is the current value minus the amount you invested it does not include shares that are not . purposes reflected on your statement, including shares that have been realized as either a gain or a loss It also does not include cash diVidends that were not reinvested Purchase price/ Number Average price C lient Cost Price per share Value on Unrealized (tax) Investment Holding Holding of shares per share (3) investment (5) bass (S) on Apr 29 (3) Apr 29 (S) gain or b.5513) return (5) period PIMCO COMMODITY REAL RETURN FUND CLASS I Symbol PCRIX Trade date. Apr 17. 14 8.237.233 12.139 100,000.00 100.000 00 6 980 57,495 88 -42,504 12 ' LT Trade date May 14, 14 8.223.684 12 160 100,000.00 100,000 00 6 980 57.401 31 42,598 69 LT Trade date' Jun 13. 14 5.398 671 12 040 65.000 00 65,000 00 6 980 37,682.72 127,317 28 LT Trade date Jul 15, 14 860 585 11 620 10,000 00 10.000 00 6 990 6,006.88 9,999 12 LT Trade date Aug 14, 14 1,507 092 11 280 17,000 00 17,000 00 6.980 10,519 50 -5,480 50 LT Trade date Nov 14, 14 1.949.318 10 260 20,000.00 20,000.00 6980 13,606 24 -6.393.76 LT Trade date' Feb 23. 15 5.681.818 8 800 50.000 00 50.000 00 6.980 39,659.09 -10.340.91 LT Total reinvested 1.858.605 7 473 13.890 74 6 980 12,973 06 -917 68 EAI. $13,318 Cunent yield; 5 66% Security total 33,717.005 11.148 362,000 00 375,890.74 235.344 69 440,546.06 -126.655 32 .
4139-1423; 07666. (wanes 3 um $13.0? 1.1si,vb1.vv ...-h...-
a UBS Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; . Friendly account name; Div Ruler BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account number; WE B8392 EH 212-626-8500/800-458-1 764
Your assets
Equities
Common stock 1 Purchase price/ Trade Number Average price Pnce per share Value on Unrealized Holding Holding date of shares per share (S) Cost bass (5) on Apr 29 (3) Apr 29 (5) gain or 103(5) period ABBOTT LABS Symbol ABT Exchange NYSE EAI; 5560 Current yield. 2 68% Jul 17. 15 382 000 49 776 19.014 47 38 900 14.859 80 -4.154 67 ST Mar 8, 16 156.000 39 264 6.125 23 38 900 6.068 40 -56 83 ST Security total 538 000 46.728 25,139 70 20.928 20 -4.211 50 AFLAC INC Symbol AFL Exchange NYSE EAI. 5517 Current yield' 2.38% May 31, 12 32.000 39 733 1.271 48 68.970 2,207.04 935 56 LT Aug 24, 12 31 000 46 205 1,432 38 68 970 2.138 07 705 69 LT Oct 22. 12 14 000 49 720 696.09 68 970 965 58 269.49 LT Dec 31. 12 60 000 52 590 3,155 42 68 970 4,138 20 982 78 LT May 3. 13 33 000 55 429 1,829 16 68 970 2.276 01 446 85 LT Jun 6, 13 27.000 56 442 1,523 94 68 970 1.862 19 338 25 LT continued next page
CP260002001318743 P26000079190 00004 0416 031627583 WE88392EHO 000000 Page 25 of 96 .
.
96
LT LT
LT LT LT LT LT LT LT
LT LT LT ST LT LT LT LT LT LT LT LT LT
01
Adviser;
period page
Holding
26
next
MANAGEMENT
(5)
29 03 94 73 59 67 89 17 06 49 29 32 74 66 21 Page
55 43 83 41
Financial
loss
60
82 99
114
536
816.38 952.17 981 487
581.01 544 928 383.32 313 807
381
-532.32
or
1,246 1,496 4,328 2,460
Unrealized 8,441 1,101
1,151 4,719.72
continued
WEALTH
Your
galn
212-626-8500/800-458-1764
QUINN
000000
(s)
55 on 57 89 13 57 04 80 91 71 62
46 40 96 52 56 28 92 64 80 88 00 22 28 BOCCIA 06 40
29
168
Value
1,896 Apr 5,586 2,551 5,252 2,917 2,480 2,771 5,689 2,042 1,914 1,858
3,153 5,744 3,435 2,252 2,816 1,281
2,756 2,096 8,540
21,725
23,050 21,845
21,345
WE88392EHO
031627583
(S)
970 970 890 890 890 890 890 890 890 300 320 320 320 320 320 320 320
820 820 820 820
share
29
0416
68 68
56 56 56.320 56 56 56 56 56
38 38 38 38
145 145
per 145 145 145 145 145
158
Apr
00004 on
Price
EH
FOUNDATION
(S)
19 60 61 13 31 21 96 57 88392 24 65 72 67 75 79 56 26 43 79 65 45 85
Ruler
P26000079190
SYMS
baSIS
108 SY Div
WE
1,080
2,437 5,050.54 1,671 1,527 1,790 1,554 2,791
1,671 1,531.56 1,544.90 4,193 2,225 2,334.20 1,181 2,271 4,937 2,374 2,013 7,388
17,396
14,609
16,625 22,377
Cost
namei
name; numben CPZ60002001318744 account
(5)
881 227 536 560 529 157 040 880 223
463 223 745 price 794 045 815 425 406 867 447 286 585 807
prlce/
1
65 62.352 55 77 83.091 83 89 94 92
36 39 38.265 share 41 45 45 46 48 43 33 37 35 33
11 107 162
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000 000
000 000 000 000 000 000 000 000 000 000 000
shares
3
13
Number 37 17 19.000 14 81 36 20 39
56.000 61 34.000 50 33 40 71 S4 33
of
315 158 138
102
379
220
Program
(continued)
12
12
12 12 15 13 13 12 13 12 14 12
14 12 13
13 14
13
13
13 ,
13
13
stock
3, 24,
31,
24, 3,
31, 3, 24, 24, 22, 22, 24, 31 28, 6, 22, 31, 28, 24,
6,
28, 6,
date Trade Oct Jan Oct Dec May Aug Jun Cd Jan Nov May May Aug Oct Dec Jun Oct Jan Dec May
Jun Aug
Common Management
>
2016
95%
OTC
36%
53%
98%
4
NYSE
2
INC 2 2
OTC
POT'LTOIIO
Aprll
NYSE
Equities
yleld
yleld INC r
yield erId
Exchanger
Exchange
Exchange.
CHEMICAL
Current
S
Exchange
& Current
Current Current
DEVICES
total APD INC assets AMGN total ADI T total
INC
5544
$552 5637 PROD 51,127
UB
Your Security Holding Symbol EAI AIR
Security Symbol. EAI Symbol AMGEN EAI. ANALOG Security Symbol. EAI AT&T
%
.
.
96
LT LT LT LT LT LT LT LT
LT LT LT LT LT LT LT
ST LT ST LT
of
Adviser; period page
Holding
27
next
MANAGEMENT
(3)
00 08 30 26 60 20 33 71 28 31
91 67 57 92 Page 65 50 55
49 74 05 85
Financial
loss
60
764 237
560 -78 493 939 217 277
or
-140
1,237 1,247 1,912 2,716 1,140 1,514.93
Unrealized 1,144 1,023.18 8,106 1,341
3,333 2,145 2,399
continued
WEALTH
Your
12,328.39
galn
212'526-8500/800-458-1764
QUINN
000000
(S) on 56 34 82 52 52 56
80 68 14 24 48 15 38 50 70 46 66
42 81 52 BOCCIA 88
29
712
Value
Apr 5,861 1,768 2,251 1,945 2.918 2,918 4,333 3,44916 6,279
2,096 6,289 2,58016 3,386 1,430 4,031 7,256 1,634 2,741
22,787
23,613 19,598
28,381.76
20,310
WE88392EHO
031627583
(S)
820 820
440 440 440 440 440 440 440 260 260 180 260 260 330 330
share
29
0416
38 38
88 88 88 88 88 88 88
per
161260 161 161 161 161.260 161.260 161
102
Apr 102180 356 356
on 00004
Pnce
EH
FOUNDATION
(S)
56 74 04 17 26
33392 92 36 47 31 40 58
47 98 97 85 05 37 65 61 26 73 26
Ruler
PZ6000079190
SYMS
basns
SY DIv 95147 WE
652
5,097 1,681 1,670 1,208 2,014 1,452
2,421 2,30845 1,885 1,556 4,764 1,801
2,955 2,044 1,571 1,713 4,857
20,071 15,507
16,053
19,380
20,033
Cost
name;
name; number.
account CPZ60002001318745
(3)
193
733 759 102 947 633 190 415 423 018 781 991 pnce 934
423 311 379 375 305
461 232
pnce/
34 33 34 50 50 60 59191 49 66 58.079 67 73 75 75 97 97 share 91.212 105 107
112 107108 352 326 351
Friendly Account Account
per
Average
Purchase
000 000 000
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
000
shares
2
58 Number
33 33.000 13 49.000 20 39000 71 16 17 22 39
25 21.000 55 14 45 57 16000
of 151
587
267 176
Program
(contlnued)
12
12
12
12
13
12 14 13
12 13 14 15 13 14 12
13
16
13 13
stock
24, 3,
31, 24, 3,
31, 24, 7, 22, 24, 28, 6,
22, 24, 28, 31,12 30, 6,
28, 22,
Trade date Oct Jan Aug OCI Dec May
Jun Oct Ian May May Aug Oct
Jun Oct Ian Mar Oct
Oct Dec
Common Management
.
INC
2016
,
40%
64%
19% 57%
OTC
NYSE
2 1 NYSE
2 NYSE
4
CO
Portfolio
April
&
Equities
PROCESSNG
. yleld
yield
yleld
yield'
Exchange
Exchange
Exchange.
DATA
Exchange
INC
S
Current CORP
Current
Current Current
DICKINSON
ADP total assets BDX
total
BLK CVX total total
5566
$465
$522 $886
UB
Your
Holding Securlty Symbol EAI AUTOMATIC
Securlty Symbol EAI BECTON
Securlty BLACKROCK Symbol EAI Securlty CHEVRON Symbol EAI
%
96
LT LT LT LT LT
ST ST LT LT LT LT LT LT LT LT LT LT LT LT LT LT
of
Adviser; period page
Holding
28
next
MANAGEMENT
(5)
78 13 81 00 68 35 21
48 61 69 16 05 21 66 98 99 65 Page 02 60 04 97 08 52
Financial
loss
834 870
821 917 739 197 616 517 290 471 614
-319 -428 -187 -630 -787
or
1,704 1,085 1,841 1,817 Unrealized 2,009.19 1,416
9,232.77
4,123 continued
-2,573
WEALTH
Your
gain
212-626-8500/800-458-1764
QUINN
000000
(S)
on 70 32 30 52 92 60 74 83 05 50 83 06 60 61 12 28 08 76 76 00 92
BOCCIA
29
Value
1,532 1.02180 Apr
2,452 4,393.74 8,685
4,758 2,629 4,383 2,629 1,985 1,773 2,755 2,504 6,261 2,411 2.12760 5,248 2,553 5,389
14,378 12,964
21,15126 27,343
25,922
21,488
WE88392EHO
031627583
(5)
180 180 180 180
860 860 230 230 230 230 230
920 920 920 920 920 920 920
share
29
0416
17
70 70 70 70 70 70 70
102 102 102180 102 102 per 1 117 125.230 125 125 125 125.230 125 125
Apr
00004
on
Price
EH
FOUNDATION
13
80 14 42 47
44 91 55 78 88392 47 84 62 51 40 63 58 60 52 04 84 24
Ruler
PZ6000079190
SYMS
b35513)
SY Div
WE
1,852.48 1,208
2,881 5,024 1,544 1,808 9,472.65 1,837 1,764 1,794 2,749 2,541 1,610 1,695 1,575.03 4,443 3,832 2,081 4,775
13,544 12,094
23,724 25,638 16,689.84
17,365
Cost
name;
name; CP260002001318746 number;
account
(5)
101 560 356 624 518 231 870 627 783 pnce 686 784 557 820 001 840 311
pnce/
72 73 72
86 83 88 52 53 88 80 51 57 60 63 62 57 share
123498 120047 120880 116846 111442 114611 111020 109949 110513
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
15 10
Number 24
43 85.000
38 21 35 21 22 20 50 34 30 74 28 76 36 25
of
122 110
207 232
207
303 Program
(continued)
12
13 1 14
12
12
13
13 16 16 12 13
1
13
13
13
1
4,12
3, stock
3,13
2 3, 24, 10,
24, 31,
6, 15, 31,
28 22,
24,
20, 22,
6, 24,
28,14 6,
28,
May
date Trade Jun Oct Ian Feb
Jan Ma
Jan Oct Dec
Au Jun
Oct Jan Dec May
Aug Oct Jun Oct Ian
Common Management
.
2016
27%
46% 20%
2 NYSE
2 2
NYSE
NYSE
CO Portfo'io April
95850
Equities
0
. yield yield
yield
rate'
Exchange
Exchange
CHF Exchange
Current PALMOLIVE Current Current
CO
CB
total CLX assets CL total
total
total
LTD
Exchange
$622
$638
$473 UBS
Holding Your
Security CHUBB Symbol. EAI CHF Security Symbol EAI CLOROX Security Symbol EAI
COLGATE
Security 31$ .
.
96
LT LT LT LT LT LT LT
LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT
of
Advisor;
period page
Holding
29
next
MANAGEMENT
(5)
68
04 93 92 62 62 06 28 46 Page 42 46 73 30 86 26 60 63
Financial
83.65 loss
17310 -5330 -55 372 164 116
389
529 556 518 572
-116 -211.93 -17619 -31020 -184
-323 -808 -786.62
or
Unrealized 1,005
1,508 1,491
6,182
continued WEALTH
Your -1,355.56
gain
212-626-8500/800-458-1764
QUINN
000000
1
(3) on 19
10 85 42 37 17
23 83
42 01 36 76 47 64 56 BOCCIA 40 40 48 40
29
794 483
Value
1,553 1,001 Apr 1,10496
2,07180 1,147 2.31351 9,323 1,31112 1,857 1,475
2,239 3,223 1,749 3,769 5,299.1 1,975
3,047
4,797 2,765 2,370 6,208
20,322
22.91464
WEB8392EHO
031627583
(S)
530 530 530 530 530 530
630 630 630 630 630 630 630 630 440
440 440 440 440
share
29
0416
34530 34 34 34 34 34 34 54 54 54 54 54 54 54 54 56 56.440 56 56 56.440 56 56
per
Apr
on 00004
Price
EH
FOUNDATION
(S)
15 77 70 30 71 88392 03 31 21 55 70 18 10 07 73 34
70 22 67 01
Ruler
PZ6000079190
SYMS
baSIS
399 910.23
Div SY WE 982
1,18117 1,898 1,281 1,213
1,364.42 2,623 9,508 1,912 1,798 2,123 2,833 1,220
4,577.93 6,085 1,456 1,798 2,042 3,289 2,208 4,716.80
21,677.92 16,732
318747
Cost
name;
number; name; account CPZ60002001
(3)
159 555 575
035 837 215 776 785 026
price 850 255 595 346 739 274 821 360 695 814 075 619 880
price/
26248 28 31.645 39 40 41 39 35 S1 46 56 48 56 58 66 66 62
share 37 39 38 42 45 41 42 41212
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
14
Number 60 45 23 29 67 32.000 21 59 41 24 34 69 27 97 S4 31 85 49 35 42
of
270
372 110
406
Program
(continued)
12
12
12 12
12
13
12 14 12
13 12 13 13 14
13 14
13
13
13
stock 3, 24,12
31, 3, 24,
31, 24, 3,
22, 24,
6,13 22, 31, 28,14 24, 6, 22, 24, 28,
6,
28,
Trade date Oct Dec May Aug Jun Oct Jan May
Aug Oct May Sep30, Jun Oct Ian Aug Dec May Oct Oct Jun Jan
Common
Management
.
2016
VTG
07%
16% 48%
NYSE
3
3
3
NYSE
COM
NYSE Portfolio April
NON
Equities CO
yield .
yield
yield
CORP
Exchange'
ENERGY
Exchange
Exchange
ELECTRIC
Current
Current
Current
EV
EMR assets total ES
total
VANCE total
$286
$707
$723
Your
Holding EATON
Symbol EAI.
Security EMERSON Symbol EAI.
Security EVERSOURCE Symbol EAI
Security
akaUBS
96
LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT
of
Advisor; page
period
Holding
30
next
MANAGEMENT
(5)
10
97 57 56 44 98 81 53 12 83 97 02 16 40 98 87 10 77 98 Page 60 78 58
Financial
-6
96 21 loss
-59 -37 -48
101
169
846 713 618 575 919
-468 -399
or
1,486 1,838.40 1,769 Unrealized 1,306 1,319 1,174 5,673 3,361.69
2,125 continued
WEALTH
Your
12,552.01
gain
212-626-8500/800-458-1764
QUINN
000000
(3)
on 40 80 00 60 60 80 00 40 40 75 50 16 25 25 00 00 24 48 40 92 56 60 44
BOCCIA
29
972
452.25
Value
1,768 Apr 1,944 3,270 3,447 5,834 2,121 2,740 1,686 1,124 3,768 2,261 2,110 2,261 6,030 6,323.40 3,372 2,810 2,950 3,091 7,447
16,884 22,100
28,806
WE883925H0
031627583
(S)
400
400 400 400 400 750 750 750
400 750 750 750 520 520 520 520 520 520 520 520
share
29 0416
88 88
88 88 88 88.400 88.400
88
per 150 150 150 150 150 150 140 140 140 140 140 140 140 140
Apr
00004
on
Price
EH
FOUNDATION
(S)
23 43 44 50
43 96 20 81 72 78 52
B8392 23
38 60 23 26 71 32 80 66 59 82 98
Ruler P26000079190
SYMS
basrs
875
SY 282 766 Div 549.04
WE
1,827 1,951
3,249 1,415 1,396 1,642 3,345.62 2,159 2,788 6,302 1,603 1,503 1,631 1,916
2,281
4,191 2,961 5,321
11,210 22,499 16,254
Cost
name;
name; CP260002001318748 number;
account
(3)
584 785 817 372 690
976 966 790 190
492 999 240 271 348 751 120
492 855 630 815 805 705 price 414 291
price/
79 87 91 85 89 89 88 95 89
94 91 94 99 63 65 66 68 75 77 79 87 share
109
104 100.091
100
Account Friendly Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
3
8
11
Number 37 20 39 15 14 15 24 31 66 12 22 25 24 40 45 20 21 22 53
of
112 250
205
Program
(continued)
12
12
12 12
12 12
12 12 13
12 13 12 14 13
13 14
14 13 13
13
13
13
stock 31,
24, 3,
3, 24, 31, 3, 24,
22, 31, 24,
6, 22, 24, 22, 28, 6, 24,
28, 6,
28,
May Trade date Aug Oct Dec31, May
Jun Oct Jan May Aug Oct May May Jun Oct Jan Dec Aug Oct Jun Oct Jan
Common Management
i
2016
39% 17% 16%
NYSE
INC
3 1
NYSE 2
NYSE
Portfolio
April
Equities
yield D
yield yield
CORP
CORP SYSTEMS Exchange
Exchange
Exchange
Current
Current Current
RESH
XOM
FDS assets GD total
total MOBIL total
DYNAMICS
$750
$197 $623
UBS
Your Holding EXXON Symbol EAI
Security FACTSET Symbol EAI Security Symbol EAI GENL Security
%
96 LT LT LT LT LT LT LT LT LT LT LT
LT LT LT
LT LT LT
LT LT
LT LT
of
Adviser.
period page
Holding
31
next
MANAGEMENT
38 52 21 63 57 45 21 38 14 35 81 17 85 81 82 85 20 78 Page 46 04 98 56
90
Financial.
1055(3)
-71 -44 577 253 849 373 549
381 235 134 207 201 236 564 970 617 721
-143 -149
or
1,814 1,091
Unrealized 5,890
1,391.62 1,019.75
5,419 continued
WEALTH
Your
gain
212-626-8500/800-458-1764
QUINN
000000
(S) on 18 74 54 26 90 26 26 36 22 18 60 08 60 80 04 29 41 31 70 27
BOCCIA
29
674
320
Value
Apr 1,656
4,968 2,392 2,146 5,459 1,87616 1,64164 1,40712 2,392 2,024 1,172 1.87616 1,172
1,440
3,517 3,280 2,320 2,720.34 2,480 5,600
21,714 12,664
18,162
WE88392EHO
031627583
(S)
340 340 340 340 340 340 340 340 520 520 520 520 520 520 520
010 010 010 010 010 010
share
29
0416
61 61 61 61 61 61 61 61
80 80 80 80010 80 80 80
per
234 234 234 234 234 234 234
Apr
00004
on
Pnce
EH
FOUNDATION
(3)
36 55 B8392 02 45 05 88 01 79 35 31 74 80 23 26 00 79 51 59 14 01 33 37
Ruler
P26000079190
SYMS
bass 421
186
SY Div WE
876
1,543.05 1,078 1,773 1,843 1,642.65
3,154 1,640 1,433 1,205 1,243 4,367 1,321 1,888 1,700 1,349 1,862 2,019.98 3,562
4,879
15,824
12,427
12,742
Cost
name;
number. name; CP260002001318749 account
(5)
565
305
938 946 670 777
257 077 134
043 827 748
885 360
price 497 484 500
534 134
068 667
017 075 702
price!
38
38 39 39 50
47 49 49 44.701
share 50
46 46 48 46 60
69 56
205
204 200 248
252 264 237
230
Account Account Friendty
per
Average
Purchase
000 000 000 000 000 000
000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
8 7 6 5.000 5 8 4
11
Number 39.000 81 27 35.000 39 33.000 89 15.000 18
54 41 29 34 31 70
of
354
227
Program
(continued)
12
12
12 12
12 12 13 12 12 13 14 12 13 13 14
13 14
13
13
13
13
stock 31, 3,
24,
3, 24,
31, 3, 24,12
22, 31, 24,
6, 22, 31,
28, 24, 6, 22,
28, 24, 6,
28,
May Trade date Dec May Aug Oct Jun Oct Ian Dec May Aug Oct Jun Oct Jan Aug Oct Dec May Jun Oct Jan
Common
Management
D
NYSE 00%
08% 50%
3
NYSE 2
NYSE 2
Portfolio
Equities
yield
.
yield'
yield
INC
Exchange
DELA
W
Exchange
Exchange.
INC
W
Current
Current
Current
GIS
assets GWW total HRS
total
total
CORP
MILLS
$651
$264
$454
Your Holding GENL Symbol EAI
Security Symbol
GRAINGER EAI HARRIS Symbol EAI Security
Security
altiUBS .
96
LT LT LT LT LT LT LT LT LT LT LT LT LT
ST LT LT LT LT LT
of
Adviser; period
page
Holding
32
next
MANAGEMENT
(5)
16
56 89 95 15 87 51 18 04 98 45 58 88 54 66 51
15 42 02 91 Page 40 45 56
Financial
loss
893 646
291 554 668 446 373
-657 -S15 -309 -411 -51639 -221 -645 or
1,384 1,236
1,119 1,806 2,157 Unrealized 9,244
1,397 1,260.21
2,217 6,917 continued WEALTH
Your -2.985
gain
212-626-8500/800-458-1764
QUINN
000000
(5) 12 on 56
48 96 64 00 40 22 58 34 58 58 74 36 86 52 88 64 68 92 56 24 BOCCIA 44
29
Value
Apr
3,240 2,926 5,121 2,403 1,897 3,344 2,613 7,316 1,605 1,021 1,021 1.31346 1,021 1,232 6,421 3,064 3,698 2.353 2,689 2,129 6,388
26,966.16 17,366
11.544
30,037
WE88392EHO
031627583
(5)
520 520 520 520 520 520 520
940 940 940 940 940 940 940
080 080 080 080 080
share
29
0416
104 104 104 per 104 104 104 104
145 145 145 145 145940 145 145 145
112 112 112.080 112 112 112 Apr 112.080
on 00004
Price
EH
FOUNDATION
(S)
56 13 18 67 53 80 60 88392 89 16 37 79 76
46 28 37 52 46 62 77 35 88
Ruler
PZ6000079190 SYMS
basis
SY Div we
786
1,855 1,689 1,510 1,966
2,963 2,225 5,509 1,330 1,433 1,82985 2,554 1,243 2,120 3,710 6,129.70 1,798 1,756.07
2,301 2,021 5,128
9,327.09
17,721
20,352
23,119
Cost
name;
name; number;
account CP260002001318750
(5)
856 345 480 686 550 645 712 799 687 780 490 594 316 680 311 price 028 746 655 230 554 424 971 268
price!
59
60 60 65 69 78 78 68
share 71.496 69 85 84 92 89 90 86
196 192 190.108
177 176 139 171
204 203
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
000 000 000 000 000 000 000 000
shares
7 7 7 9000
Number 31 28 13 49 23 32 11 25 70
11
21 19 44 33 21 24 57
of
258 119.000
103
268
Program
(continued)
12
12
12
12 12 13
12 12 14 13
13 12 13 14 14
13
14
13 , 16
13
13 ,
13
stock
3, 24,
24, 3,
31 3,
8, 22, 31, 24,
6, 22, 31 28, 24, 10, 6, 22, 24, 28, 6,
28,
Trade date Aug Oct Dec May
Jun Oct Jan Dec Aug Oct May Mar Jun Oct Ian May Oct Dec Jun Oct Feb Jan
Common
Management
D
2016
11% .
83%
86%
NYSE 2
NYSE 3
2
INC NYSE
COM
Portfolio
April
Equities
yield' >
yield
yield
MACH WORKS
Exchange
Exchange
Exchange.
JOHNSON
S
Current
8i Current
Current
TOOL ITW
assets IBM
total
JNJ total
total
BUSINESS
$568
$666
$858
UB
Holding Your ILLINOIS Symbol EAI
Security INTL Symbol EAI
Security Symbol EAI JOHNSON
Security
%
96
LT LT
LT
LT LT
LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT
of
Advisor;
period
page
Holding
33
next
MANAGEMENT
(5)
04 59 88 91 88 73 82 12
49 42 78 25 61 67
66 04 38
24 69 Page 33
48
Financial
loss
278 827.44 384 368 462 340
194
842 543 378.14 413
or
1,397.35
1,206
Unrealized 5,266 1,168 1,275 1,159
2,108 1,430 4,528 WEALTH 4,427 1,359
Your 5,161 continued
14,667
gain
212-626-8500/800-458-1764
QUINN
000000
1
(5) 10
on
55 1
73 58 68 70 63 32
12
BOCCIA 64 72
90 04 54
62 78 45 84 82 37 58 46
29
768
Value
632
Apr
1,382 1,766 4,224 2,534 2,150 2,381 5,530
4,257.12 2,432 2,736 3,420
1,644 4,806 2,782 2,023 2,276 5,312
20,738 11,859 11,555
36,261
19,479
WE88392EHO
031627583
(3)
810 810 810 810 810 810
020 020 020 020 020 020
490 share 490 490 490 490 490
29
0416
76810 76 76 76 76 76 76.810 76
76 76 76 76 76 76
per
Apr 126 126.490 126 126 126 126 126
on
00004
Price
EH
FOUNDATION
(5)
88392 06 20 29 99 75 80 20 59 88
12 63
47 00 43 87 Ruler 74 96 07 70 58 68 25
SYMS
PZ6000079190
basis
490 Div SY 997 WE
438
1,707 1,918 2,827 1,781 1,425
4,323 1,264.22 1,461
2,148 7,331 2,261 7,127 1,940 1,645 3,375 1,733 1,230
3,953
15,471
21,593
14,317.98
Cost
name;
name; number; account
CPZ60002001318751
($)
006 736 403 443 635 877 989 049 303 price 368 506 596 993 890 270 215 125 price! 841 614
310 667 974
51 49 51 55 61 63 61 60 57
share 38 39 50.247 40 46 46 45 88 88 87 96 94 94 92
102.856
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000
000 000 000 000 000 000 000
000 000 000 000 000 000 000 000
shares
5
10 Number 55 18 33 31.000 28 23 72
56 32 36 45 16 18 of 38 22 13
42
270 156 152
477 154
Program
(continued)
12 12
12 13
12
13 12
14 12 13 13
12 14
13 13
14
13
13 13
13
13
stock 31, 24, 3,
3,
31,
22, 22,
24, 24, 3,
6, 5, 28,
24, 31, 6,
28, 22,
24, 6,
28,
Trade date May Aug Oct Dec May Jun Oct Ian
Feb May
Jun Aug Oct Ian
Oct Dec May Aug
Jun Oct Jan
Common Management
.
2016
60%
81%
NYSE
NYSE
2
1.47%
2
Portfolio April
NYSE
Equities . INC
. yield
yield
yield
Exchange
Exchange
CORP
Exchange'
CO Current
Current
Current
K
assets
LOW
totaI
MCD total COMPANIES
total
$540
$534
$548
UBS
Your
Holding KELLOGG Symbol EAI.
Security LOWES Symbol EAI
Security MCDONALDS Symbol EAI'
Security
%
% UB S Portfoho Management Program Account name; SY SYMS . FOUNDATION Friendly account name; Your Financial Adviser; Apr" 2015 Div Ruler BOCCIA Account number; we B8392 EH QUINN WEALTH MANAGEMENT 212-626-8500/800-458-1764 Your assets . Equities . Common stock (continued)
Purchase price/ Trade Holding Number Average date price Price per share of shares per share Value on Unrealized (5) Cost ba5is (S) on Apr 29 (5) Holding MEDTRONIC PLC Apr 29 (5) gain or loss (5) period Symbol MDT Exchange' NYSE EAI $538 Current yield 1.92% Jan 27, 15 354 000 76 213 26,979 66 79 150 MICROSOFT CORP 28,019 10 1,039 44 LT Symbol MSFT Exchange OTC EAI. $989 Current yield 2 89% Aug 24, 12 131 000 30 435 y 3,987 11 49 870 6,532 Oct 22, 12 97 2,545 86 LT 162 000 27 937 4,525.94 . 49 870 8,078 94 3,553 00 May 3, 13 66 000 LT 33 430 2,206 38 49 870 Jun 3,291 42 1,085 04 LT 6, 13 82 000 34 766 2,850.85 49.870 4,089.34 Oct 24, 13 1,238 49 LT 62.000 33 965 2,105 89 49 870 3,091 94 986.05 .Ian 28. 14 184 000 LT 36 156 6,652 74 49.870 Security total 9,176 08 2,523 34 LT 687 000 32.502 22,328 91 I NEXTERA ENERGY INC COM 34.260 69 1 1,931 78 I I Symbol NEE Exchange NYSE I EAI. $811 Current yIEId 2 96% I Aug 24, 12 32 000 67 523 2,160 74 117 580 I 3,762 56 1,601 82 LT Oct 22, 12 14 000 71.536 1.001 51 117 580 1.64612 Dec 31, 12 x 644 61 LT 60 000 68 540 4,112 42 117 580 7,054 80 2,942 38 May 3, 13 27 000 LT 81 635 2.20417 117.580 3.174 66 970 49 LT Jun 6, 13 18.000 77.196 1,389 54 117 580 2,116 44 Oct 24, 13 726 90 LT 27 000 84 811 2,289 90 117 580 3,174 66 884 76 Ian 28, 14 55 000 LT 88 742 4,880 81 1 17.580 Security total 6,466 90 1,586 09 LT 233 000 77 421 18,039 09 NIKE INC CL B 27,396 14 9,357 05 Symbol NKE Exchange' NYSE EAI $170 Current yield' 1 09% Jan 20, 16 265 000 58 215 15,427 21 58 NORDSTROM INC 940 15.61910 191.89 ST Symbol JWN Exchange NYSE EAI $435 Current yield' 2 89% May 31, 12 1 000 47 590 47 59 51 130 5113 Aug 24, 12 15 000 354 LT 57 906 868 59 51 130 Oct 766 95 -101 64 LT 22, 12 42 000 55 658 2,337 64 51 130 2.147 Dec 31, 12 46 -190 18 LT 69 000 52 850 3,646 67 51 130 3,527 97 -118 May 3, 13 27 000 70 LT 58195 1,571 27 51 130 Jun 1,380 51 -190 76 LT 6, 13 37 000 58 420 2,161.55 51 130 1,891 81 -269 74 LT continued next page
CP260002001318752 PZ6000079190 00004 0416 031627583 WEB8392EHO 000000 Page 34 of 96 764
96
LT LT LT LT LT LT LT LT LT
LT LT LT LT LT LT LT LT
LT LT LT LT LT LT
of
Adviser;
period
page
Holding
35
next
MANAGEMENT
(5) 12
12 26 38 18 00 50 68 75 21 62 52
44 31 78 18
39 41 18 12 21 Page 90 09
Financial
loss 57
69
-88
350 -47 917 241 364
597 115.31
413 231 434 -231 -540 376 588 883
or
-207
1,10848
Unrealized
2,950
1,607
1,238 -1,639 1,257 1.10204 WEALTH
continued Your
gain
212-626-8500/800-458-1
QUINN
000000
(5) on 77 62 22
31 52 20 97 42 05 19 25 22 17 BOCCIA 46 98 34 86
04 80 68 80 84
EHO
29
Value
886
1,482 Apr 1,892
3,783 1,802 1,982
4,23517 2,883 1,899 1,975 2.432 1,367 4,956 1,899.25 1,671
2,582 2,051
4,634
3,387 3,335 15,032 2.71024 2,084 2,970
20.18464
18,080
WEB8392
031627583
(S)
130 130
970 970 970
970 970 120
970 970 120
970 120
120 120
share
29
0416
51 51
90110 90110 90110 90110 90110 90110 90110 75 75 75 75 75 75 75 75
52
52 52.120
52 52
52
per
Apr
on
00004
Price
EH
FOUNDATION
(5)
03 B8392 00 34 31 52 40 47 24 80 43 63 70
02 67 75 56 41
83 50 Ruler 90 20 71
SYMS
PZ6000079190
13355
SY Div
WE
509
1,714
1,542 1,966 1,560 4,324 1,925 3,126.69 1,301 2,068 5,044 1,561 1,136 1,981 1,783.94 1,718
2,148
1,608 4,841 1,496 2,148 2,078
16,671 2,087.72
17,234
16,473.68
Cost
name;
name; number; account
CP260002001318753
(5)
104
432 705 525 443 450 026 610 510 723
112 196 price 939
065 065
385
369
217 990 060 price/ 476 926 417 626
59 58 56 73 66 78 61 76
87 91 76 52
60
share 63
63 73 71.357 78.125
79
69
29 33 32 30 37 36
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
Number 29 74 21 47 32 20 27 22 55 18
25 26 34 27 17 25 22.000 61
of 65 64 52 57 40
294
224
238
Program
(continued)
12
12
12 12 13 12
12 14 12 12 13
12
13 13 12
14 12
13
13
13
13
13
stock
24, 3,
31,
24, 3,
24, 31,
31, 22, 28, 24, 3, 24, 31, 6,
22, 28,14 24,
6, 31,
28, 22,
6,
date Trade Oct Jan Aug Oct Dec May
Oct Jun Jan May
Aug Oct Dec May
Jun Oct Jan May
Aug Oct Dec May
Jun
Management Common
i
2016
62%
03%
22%
OTC
NYSE
2 NYSE
3
3
Portfolio
April
Equities ADR
D yield
yield
yield;
CORP
Exchange SPON
Exchange
Exchange
AG
STHN Current
Current
INC
Current
NSC
assets total
NVS
total
PAYX
total
$529
$548
$753
Your Holding Security NORFOLK Symbol EAI.
Security NOVARTIS Symbol EAI
Security PAYCHEX Symbol EAI
altiUBS
. I I I
I
.
.
96
LT LT LT LT LT LT LT LT LT LT LT LT LT LT
LT
LT LT LT LT LT
of
Advisor;
period
page
Holding
36
next
MANAGEMENT
16 02 15 30 86 01 72 60 57 13 36
48 34 96 07 27 91
92 68 77 Page 40 30 82 28
Financial
1055(3)
65
352
864 947 516 14860 42315 382 255 981 976 393 376 359 332 740
439 348
or
-765
1,135
1,243
6,932 1,131 Unrealized 5,508
4,564
WEALTH continued
Your
-2,178
gain
212-626-8500/800-458-1764
QUINN
000000
(5) on 56 76
80 52 84 92 52 04 24 80 66 12 64 63 53 59 09 09 39
BOCCIA
40 36 48
29
492 32844
Value
1,980
Apr
5,993 1,956
2,985 3,809 1,970 2.779 2.16216 5,662 2,471 1,560 1.888 1,560
2,709 7,554 4,023
2,936 2,740.64 2,251.24 2,153 6,949
23,349
21,827
22,087
WEBS392EHO
031627583
(5)
120 120
960 960 110 110 960 960 960 960 110 110 110 110 110 110
880 880 880 880
share
29
0416
52 52
82 82 82110 82 82 82 82 82 82
97 97 97 97 97.880
per 102 102 102.960 102 102 102 102
Apr
on
00004
Price
EH
FOUNDATION
(5)
54 50
88392 76 16 18 83 01 13 09 23 30 50
82 46 20 18 91
63 24 94 76
Ruler
SYMS PZ6000079190
basis
SY 17984 Div 237 WE 989
1,628
1,832 1,739 1.95444 4,858 1,574 2,121 2,565.80
1,733 1,183 1,495 4,531 1,200
3,690.48 6,813
2,496 2,392 2,185 2,919
9,127
16,416.90
16,319
17,522
318754 Cost
name;
P260002001
name; number;
account
C
(5)
166 856 247 645
345 880 810 846 435 386 977 530 price 220 530 141
270 020 201 315 056 560 221 690 437 040
price/
42 42 36 73 69 67 82 81 82 76 82 39 52 share 41 44960 62 65 75 63 74 65
83 85 95
132 128
Account Friendly
Account
per
Average
Purchase
000 000 000
000 000 000 000 000 000 000 000 000 000 000 000 000 000
000 000 000 000 000
shares
6
4000
Number 38 19
29.000 37.000 27 21000 24 55 19 19 24 33 23 49 92 30 28 23 71 of 22
115
448
212
269
Program
(continued)
12
12
12 13
12 12 14 13
12 12 14 13
14 13
12
14
13 ,
13
15
13
13
stock
3,13 24,
3, 3,13 24,
24, 31 3,
22, 28, 31, 24, 6, 22, 24, 31, 28, 6, 4,
28, 24,
6,
28,
date Trade Oct .Ian Dec May Aug Cd Jun Oct Jan Aug 0d Dec May Aug Jun Oct Feb Jan Dec May
Jun Oct .Ian
Common Management
D
2016
.
73%
73%
25%
2
2 NYSE NYSE
2
Portfolio
April NYSE
INC Equities
v yield
yleld'
yield'
Exchange Exchange
8 Exchange
Current
Current
Current
INC
PEP INDUSTRIES total 66
assets PSX
total
PII total
$596
$603
$383
UB
Your Holding Security PEPSICO Symbol EAI.
Security PHILLIPS Symbol EAI.
Security POLARIS
(MINN) Symbol; EAI
%
Portfolio Management Program Account name; % UB 8 April SY SYMS FOUNDATION Your 201 6 Friendly account namez Financial Adviser; DIV Ruler BOCCIA QUINN WEALTH MANAGEMENT Account number; WE 88392 EH 212-626-8500/800-458-1764
Your assets 9 Equities D Common stock (continued)
Trade Purchase price/ Holding Number Average price date of shares Pnce per share Value on per share (5) Cost ba5is (S) Unrealized Holding Security total on Apr 29 (5) Apr 29 (S) 174 gain or loss (S) period 000 109 895 19,121 75 PRAXAIR INC 17,031.12 -2,090 63 Symbol PX Exchange NYSE EAI $501 Current yield. 2.55% Oct 22, 12 20 000 104 . 491 2,089 82 117 460 2,349 20 259.38 Dec 31, 12 8 000 LT 108 566 868 53 117.460 939 68 May 1, 13 43 000 71 15 LT 113 621 4,885.71 117.460 May 3, 13 5.050 78 165 07 LT 16 000 114 616 1,833 86 117 460 1,879 36 Jun 6, 13 23 000 45 50 LT 114 027 2,622.64 117 460 Oct 24, 2,701 58 78 94 LT 13 12 000 123 786 1,485 44 117 460 1,409 Jan 28, 14 52 -75 92 LT 45 000 125 542 Security 5,649 40 117 460 total 5,285 70 -363 70 LT 167 000 1 16 380 19,435 40 PROCTER 8i GAMBLE CO 19,615 82 180 42 SymboI' PG Exchange NYSE EAI $576 Current yield 3 34% May 31, 12 9 000 62 334 561.01 80 120 Aug 721 08 160.07 24, 12 38 000 66 916 LT 2,542 84 80 120 3,044 Oct 22, 12 56 501 72 LT 23 000 67 975 1,563 43 80 120 1,842 76 279 Dec 31, 12 26 000 33 LT 67 286 1,749 44 80.120 May 2,083 12 333 68 LT 3, 13 21 000 78 256 1,643 38 80 120 1,682 Jun 6. 13 52 39 14 LT 26 000 76.380 1,985 90 80 120 2,083 12 Oct 24, 13 18 000 97 22 LT 80 594 1,450 70 80.120 Ian 28, 14 54 000 1,442 16 -8 54 LT . 79 285 4,281.40 80 Security total 120 4,326 48 45 08 LT 215 000 73 387 15,778 10 QUALCOMM INC 17,225 80 1,447 70 Symbol QCOM Exchange orc EAI $661 Current yield 4 19% Sep 23, 14 208 000 76 185 15,846 52 50 520 Mar 8, 16 10,508 16 -5,338 36 LT 104 000 52 688 5,479 Security total 61 50 520 5,254 08 312 -225 53 ST 000 68 353 21,326 13 SCANA CORP NEW 15.762 24 -5,563 89 Symbol SCG Exchange. NYSE EAI $345 Current yield 3 35% Aug 24, 12 30 000 47 825 1,434 75 68 690 Oct 2,060 70 625 95 22, 12 16 000 48 LT 732 779 72 68 690 Dec 31, 1,099 04 319 32 12 18 000 45182 LT 813 28 68 690 T 1,236 42 42314 LT continued next page
CP2600020013I8755 PZ6000079190 00004 0416 031627583 WE88392EHO 000000 Page 37 of 96 96
LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT LT
LT LT LT LT LT LT
of
AdViSOI'!
perlod
page
Holding
38
next
MANAGEMENT
(3)
32 63 22 05 63 24 31 61 32 77 12 86 32 43 22 09 83 77 75 72 17 50 94 Page 84 22 63
Financial
loss
72
99
240 326 261 914
933 933 951 125 447 162
214 407 302 796
381 796 584 882 635.64
or
1,531 3,110 Unrealized 1,359
6,229
1,216 2,108
WEALTH continued
Your
galn
212-626-8500/800-458-1764
QUINN
000000
(S) on
04 73 28 50 29 56 56
26 62 34 92 28 02 50 30 50 70 70 BOCCIA 80 90
47 39 64 50 20 64
29
824
507
967 Value
1.099 1,167
Apr
2,816 2,793 2,793 4,698 2,412 1,753 4,190 6,222 1,753 1,402 1,853
2,505.00 2,655
4,458 3,547 2,395 2,764 2,395 2,303
10,303
23,618 16,382
WEBB392EHO
031627583
(5)
690 690 690 690
980 980 980 980 100 980 980 100 980 100 100 100 100
070 070 070 070 070 070
share
29
0416
68 68 68 68
50 50 50.100 50 50 50 50
46 46 46 46 46 46
per 126 126 126 126 126 126 126
Apr
on
00004
Price
EH
FOUNDATION
(S)
72
06 24 88392 87 32 25 65 30 57 06 70 85 78 18 41 47 68 95 20 53 22 80 98 01 86 Ruler
SYMS P26000079190
basns 858 841.10 563
SY Div WE 435
585
1,902 1,860 7,192 1,860 1,965
3,166 3,238 1,628 1,653.73 1,240 4,862 1,550 2,290 2,247 3,662 1,598 1,881 1,811 1,667 2,331
17,388
14,274
Cost
namez
name; number;
account
CPZ60002001318756
(5)
670 476 921 396 952 560 138 556 585 765 436
pnce 238 488 148 815 405 249 917 652 882 275 746 366 827 357 pnce/
53
49 46 46 47 84 84 85 98 99 93
share 45 46.526 42 47 44.310 41 41 43 27 30 30 31 34 33
103 108
Friendly ACCOUI'I! Account
per
Average
Purchase
000 000 000 000 000
000 000 000 000 000 000 000 000
000 000 000 000 000 000 000
000 000 000 000 000
shares
4
16 17 12
Number 19 41 22 22 37 33
49 50 35 53 35 28.000 37 89 21 77 52 60 52.000 50 of 150
186
327
Program
(continued)
12
12
12 13 12
12 12 12 14 13
13 12 14 12 13 13 12 14
13
13 13
13
13
13
stock 3,
24, 3,
3, 24,
24, 31, 31,
6, 24, 3, 22, 28, 24, 31,
6, 22, 28, 31, 24, 6,
22, 28,
6,
date May Trade Oct Jun Jan May Aug Oct Dec
Jun Oct Jan Aug Dec May Oct Jun Oct Jan May May Aug Oct Dec
Jun
Common
Management
,
2016
, 11%
69%
NYSE
2
4.47%
NYSE
2
NYSE
Portfolio
Apr"
Equities
NEW
. yleld
yleld
yleld
C0
Exchange;
Exchange
Exchange M
S CO
Current
Current
Current
SJM total assets SO
total
SYY
total
CORP
$498
$732
5591
UB
Your Holding Security SMUCKERJ Symbol EAI.
Securlty SOUTHERN Symbol EAI
Security SYSCO Symbol EAI.
%
Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Advisorz . Friendl a count amez Div Ruler BOCCIA QUINN WEALTH MANAGEMENT April 2016 y c n $ UBS Account number; WE B8392 EH 212-626-8500/800-458-1764
Your assets . Equities . Common stock (continued)
Purchase price] Trade Number Average price Price per share Value on Unrealized Holding Holding date of shares per share (5) Cost ba5is (S) on Apr 29 (3) Apr 29 (5) gain or loss (S) period Oct 24, 13 41 000 32 796 1,344 67 46 070 1,888 87 544 20 LT Jan 28, 14 124 000 35 818 4,441 50 46 070 5,712 68 1.271 18 LT Security total 477 000 32 836 15,662 57 21,975 39 6,312 82 TARGET CORP Symbol TGT Exchange NYSE EA1' 3567 Current yield. 2 82% Aug 24, 12 24 000 63 740 1,529.78 79 500 1,908 00 378 22 LT 06122, 12 36 000 61 981 2,231 35 79 500 2,862.00 630 65 LT Dec 31, 12 49 000 58 755 2,879 00 79 500 3,895.50 1,016 50 LT May 3, 13 21 000 70.557 1,481 70 79 500 1,669 50 187 80 LT Jun 6, 13 34 000 70 165 2,385 62 79 500 2,703 00 317 38 LT Cd 24, 13 23 000 64 066 1,473 53 79 500 1,828 50 354 97 LT Jan 28. 14 66 000 58 006 3,828 41 79 500 5,247 00 1,418.59 LT Security total 253.000 62 488 15,809 39 20,113 50 4,304 11 UNTD TECHNOLOGIES CORP Symbol UTX Exchange NYSE EAI $605 Current yleld' 2 53% May 31, 12 13.000 74 169 964 20 104 370 1,356 81 392 61 LT Aug 24, 12 30 000 80 005 2,400 17 104 370 3,131 10 730 93 LT Oct 22, 12 29 000 77 695 2,253 16 104 370 3,026.73 773 57 LT Dec 31, 12 2.000 81 375 162 75 104 370 208 74 45 99 LT May 3, 13 15 000 93 255 1,398 83 104 370 1,565 55 166 72 LT Jun 6, 13 25 000 92 385 2,309 63 104 370 2,609 25 299 62 LT Cd 24, 13 12 000 107 029 1,284 35 104 370 1,252 44 -31 91 LT Jan 28, 14 49 000 113 420 5,557 58 104 370 5.11413 -443 45 LT . Mar 8, 16 54 000 96 943 5,234 93 104 370 5,635 98 401 05 ST . Security total 229 000 94 173 21,565 60 23,900 73 2,335 13 VF CORP Symboli VFC Exchange NYSE EAI $617 Current yield 2 35% Aug 24, 12 57 000 37 492 2,137 08 63 050 3,593.85 1,456 77 LT Oct 22, 12 24 000 39 968 959 25 63 050 1,513 20 553 95 LT , Dec 31. 12 100 000 37 484 3,748.42 63 050 6,305 00 2,556 58 LT I May 3, 13 44 000 44 407 1,953 95 63 050 2,774.20 820 25 LT Jun 6, 13 56 000 46 083 2,580 66 63.050 3,530 80 950 14 LT continued next page
CP260002001318757 PZ600007919O 00004 0416 031627583 WE88392EHO 000000 Page 39 of 96 .
.
96
LT LT LT LT LT LT LT LT LT
LT LT LT LT LT LT LT LT LT LT LT LT LT LT
of
period Advisor;
page
Holding
40
next
MANAGEMENT
(S) 11
05 85 78 59 08 39 73 07 20 67 51 14
87 60 55 02 80 Page 36 04 98 35 68 32 36 62
Financial
loss
-78
-70
369
421
738 503 247 312 412 321 85138
497 612 -125 831 -226 -215 -483 -283 -653
or
7,127
Unrealized
1,793 1,666 1,051
3,387 1,235
continued WEALTH -2,136
Your
gain
212-626-8500/800-458-1764
QUINN
000000
(3) on
80 85 12 00 05 62 05 01 33 01 90 09 77
25 99 78 12 20 71 48 28 36 32 32 BOCCIA 98 32
29
Value
Apr 1,003 1,003 1,738 1,538 2,269 6.305 1,538
5,082 3,945 1,455 1,047.78 4,680 1,105 1,047 1,164 1,004 2,153
2,968
2,343 4,017 3,682 2,343 3,514 2.343
26,291
20,529
10,943
WEB8392EHO
031627583
(5)
050 050 870 870 870 870 870 870 870 870
210 210 210 210 380 380 380 380 380 380 380
share
29
0416
63 63 66 66 66 66 66 66 66 66 58210 58 58.210 58 58 58 58.210
per
167 167 Apr 167 167 167 167 167
on 00004
Price
EH
FOUNDATION
(S)
75 13
89 00 51 88392 83 74 21 53 57 08 60
12 65 97 64 23 14
40 33 24
01 64 00 36 96
Ruler
PZ6000079190
SYMS
basns
SY Div WE 735 951 693 800 842 507
1,900 1,081 1,128 5,883 1,821 1,965 1,753
5,152 5,334 1,41490 4,428
2,117 7,556 1,291 1,512 1,730 2,223 2,016 2,279
19,164
22,665
Cost
name;
number.
name;
CP260002001318758 account
(S)
798
957 796 255 585 206 220 059 208 829 120 524 192 price 240 066 846 480 630 540 636 000 260 640
price/
52 58.838 72.075 75 45 67 76 79 75 75 76 73
38 38 share 36 44 40 42 41516 40 84.540 92 91 92
108 108 123
Account Friendly Account
per
Average
Purchase
000 000 000
000 000 000 000 000 000
000 000 000 000 000 000 000
000 000 000 000 000 000
shares
6.000
15.000 15.000 Number 36
76 23.000 26 23 59 70 19 18 18
37 25 51000 20 14 14 14 24 22 of 21
100
417
307
188
,
program
(continued)
12
12 12 12
13 12 12 13 12 14
12 14 13 12
13 12
13
13
13
14
13
13
13
stock
24, 3,
3, 24,
31, 31, 24, 1, 24, 3, 22, 24, 31, 28, 6, 22, 28, 24, 31, 6, 22,
28,14 24, 6,
Trade date Oct Jan Aug Oct Dec May Jun Oct Jan Oct
Dec May Aug Oct Jun Oct May Jan Aug May Oct Dec Jun DC!
Common
Management
5
2016
COM ,
NYSE
NYSE
65%
NYSE
2.99%
2.89%
2
INC
POTtTOIIO
Aprli
Equities
INC
D yield
yield
yield
Exchange
Exchange
Exchange'
GROUP
STORES
S
Current
Current
Current
WMT total assets
total WEC
MMM
total
MART ENERGY
$614
5316
$693
C0
UB
Your Security Holding EAI Symbol WAL Security WEC Symbol EAI
Security Symbol EAI 3M
%
LT
period Adviser;
Holding
MANAGEMENT (5)
72
Financial
loss or 1,545
9,234.07
Unrealized
WEALTH Your
$199,382.10
gain
212-626-8500/800-458-1764 QUINN
(3)
58 28
on BOCCIA 29 Value
Apr
6,862
26,111 $1,119,298.56
(S) 380
share
29 167
per
Apr
on
Pnce EH FOUNDATION
(5) 88392 Ruler SYMS
basis SY Div WE 5,316.86 16,877.21
Cost $919,916.46
5*-
h..- name; number; name; account
(5) 679
price
price/
share 129 108187 Friendly Account Account
per
Average
Purchase
.9
000
shares
41.000
Number
of 156
EQUi'riS
Program
(continued)
0.0-KEG.
14
stock
J;
28,
Jan
date
Trade
Common
Management
.
STD-43
2016 1.. co
Portfolio
April
Equities
. TOT total
assets
UBS Security Holding Total
Your
I S Managed Accou nts Consulting Account , name; SY SYMS FOUNDATION April 2016 Friendly account name Schafer Your Financial Advisorz Int'l BOCCIA Account number; WE 88395 EH QUINN WEALTH MANAGEMENT 212-626-8500/800-458-1764
Your assets
Some prices, income and current values shown ma y be appronumate. be accurately reilected See As a result, gains and losses may not Important informatio n about your statement more information at the end of this document for
Equities
Common stock
Purchase price! Holding Trade Number date Average price of shares Pnce per share l A88 LTD per share (S) Cost . Value on SPON ADR basis (3) on Apr 29 (5) Unrealized Holding . Apr 29 (5) gain or loss Symbol ABB Exchange NYSE (3) period EAI; $364 Current yleld' 3.51 % Apr 15, 14 225 000 25.489 5,735 22 21.110 Feb 19, 15 1000 4,749 75 -985.47 21200 2120 LT Nov 6, 15 21110 21.11 265 000 19 114 -009 LT Security total 5,065 40 21.110 491 000 5,594.15 528.75 ALLIANZ SE ADR 22 040 10,821 82 ST 10,365.01 -456 Symbol AZSEY Exchange. OTC 81 EAI $494 Current yield' 3 47% Nov 6, 15 538 000 17 058 9,177 69 Feb 5, 16 17 040 9,167 52 35 000 15.804 -1017 ST 553 15 17 040 Mar31, 16 262 000 596 40 16280 4,265.36 43 25 ST 17.040 4,464 48 l 199 12 ST l continued next page l CPZ60002001318799 P26000079190 00007 0416 031627583 WE88395EHO 000000 Page 81 of 96 96
LT
LT
LT
LT
LT
LT 01 LT LT
ST
LT LT
page
82
period Advisor; Holding
next
Page
76
54 MANAGEMENT
68
38
88 50 43 84
66
(S) 68
20 Financial
15314
844
loss
666
414.64 232
-760 -490 continued -238
-3,264
or
-4,283
-6,303.26 4,491 4,811 -1,251
Unrealized
WEALTH Your
gain
212-626-8500/800-458-1764 QUINN
000000
25 06
28
04
76
26 21 56 92
48 96
(S)
84
on 40 BOCCIA
29
5,184
5,307
5,139 1,222
Value 3,917.50
9,159 14,047 2,713
6,445
7,934 3,011 10,752
Apr
10,836 14,228
WE8839SEHO
031627583
150
430
(5)
680
0416
340 340 910
080 080
940 960 share
29
60310
26
31 31 46 123
122
27 28 113 113 per
Apr
00007
on Pnce
EH
FOUNDATION Int'l
82
71
P26000079190
72
02 64 78 98 76
22
52 20
88395 SYMS
ba515(S)
8,448
5,15414
Schafer
SY WE
2,713 8,729.38 7,206 3,204
13,202
7,520.32
3,250 15,035
11,443 10,169
10,410 13,996
Cost name;
CPZ60002001318800
number;
name;
account
162
806 569
(S) 775 835 531
531
480
255
762 price
price!
58
37.309
69 69.580 69
44025
114
201
26
16 31 128
133 126424
share Friendly
Account Account
per Average
Purchase
000
000
000
000
000 000 000 000
000 000
000
000
000 42
shares
88
39
115 57.000
24 81
164 403
125 Number
231
104 284
of 835
(continued)
14
14
14 14 14
14
14
14
14
Consulting 14
15
15,
4,
29, 15,
15, 28,
6,
15,
29,
15,
stock 15,
Sep
Apr
Apr
Apr Apr Apr Apr
Nov
Apr
Apr Apr
date
Trade ACCOUl'TtS Common
i
6
LTD
68
1
OTC
OTC
69%
60%
OTC
73%
20
44%
PLC OTC 98%
62%
82%
20%
NYSE
71%
4
3
ADR
4 3
ADR NYSE
ADR 4 NYSE
1 4
AMEX
NYSE
4 4
25260
Managed 1
April
ADR
HOLDINGS yield
Equities
yield
SPON
yield yield. yield
SPON
SPON yield
yield
yield
yield
ADR
ADR Exchange
D
Exchange
Exchange
Exchange TOBACCO
rate
Exchange PLC
CAD SA
LTD
PLC SPON Exchange
Exchange.
Exchange
Exchange
KONG
SPON
Current
Current
Current Current Current
Current
Current
Current
Current
LTD
CEO
BTI
BHKLY
G
BNPQY AMER NEW
BHP total
BCE
BAYRY total
BAESY
AZN total
assets
A
ADR
ADR
HONG
$243
BS 5505
Exchange
5251
PARIBAS 5370 BILLITON $256
INC $501
$167
$333 SYSTEMS
$142
EAI
Symbol
CNOOC
EAI Symbol
SPON
EAI
BRITISH
Symbol
SPON
BOC EAI
Symbol
BNP Security EAI. Symbol BHP EAl CAD Symbol BCE
Security
EAI
Symbol
BAYER EAI
Symbol.
BAE
EAI Symbol
Security ASTRAZENECA Holding
Your '
. .
96
LT LT
ST ST LT LT
LT LT
LT LT
LT
LT
of
Advisor;
period
page Holding
83
next
MANAGEMENT
(S)
12 75
72 60 86 34 20 28
33
23 52 29
48 Page
Financial
5
loss
-77.05 415
420 -29
-788.75
or -358
Unrealized 2,139
WEALTH
Your
-1,111 -1,470 2,000.00 -2,920 continued -2,997
-1,802 -1,831
-6,263
gain
212-626-8500/800-458-1764
QUINN
000000
(S)
on
54
00 77
28 05 84 BOCCIA 76 60
92 46
04 84 88
21
00
29
543
Value 257 107
Apr
3,680 1,733 7,474
9,208 1,845
2,389
7,387 7,494 16,680
8,688
13,387 13,645.38
11,232
WE88395EHO
031627583
(S)
540
330 440 330
480
910 910
960 share 960
29 330 600
0416
17
29
16 16.480
42 42
26 26 per
33 108 108
Apr
108
on
00007
Price
EH
FOUNDATION
Int'l
(S)
88395 79
75 65 33 68 10 70
80 20 51 13
27
40 69 SYMS
00
PZ6000079190
ba5is SY Schafer WE
902
334 137
1,727
7,059 4,468 8,787
3,859 2,957
9,189
14,540 9,326
6,688
16,308 16,642.71
17,495 Cost
name;
name; number.
account
CPZ60002001318801
(S)
290 750 313
380 price 980
354
619 402 269 751 336 537 price/ 282 548
600
15
35
share 27 26 26 52 55 52
33 34 33 51.915 102 107 103 83
Account Friendly Account
per
Average
Purchase
000 000
000 000 000 000 000 000
000 000 000 000 000
000
000
shares
6
4
Number
16
69 85 33
of
125
951
80
112 145
312.000 318
274 278
337
(continued)
Consu'ting
16 14
14
14 14 15 16 14 14
14
14
15
stock
15, 15, 31,
15, 12,
15, 6, 29, 20,
29,
15,
15,
Trade date
Apr
Apr Mar Jan
Apr Apr
Apr Apr Mar Mar
Apr
Apr
Accounts
Common
.
ADR
SPON
SPON
2016
ADR ADR
OTC
OTC ADR
.
GB OTC 29% 15%
04%
DE OTC 39%
36%
65% JAPAN
NYSE NYSE 83%
NYSE
ADR
3
3 NYSE 3
6.40%
5
2
7
3
Managed
April SPON SPON
AG
SPON
NEW
Equities
PLC
ADR
D yield GB
yield yIEId
yield
yield PLC
yleld'
yleld
AG yield
Exchange
Exchange. PLC
CO
Exchange.
Exchange
Exchange Exchange
Exchange
Exchange
NEW
ADR
TELEKOM POST
Current Current
Current
Current
Current
Current
Current
Current
BRANDS PLC DTEGY
assets DPSGY DEO
ENGIY
total
total GSK MOTOR HMC
total
HSBC SMITHKLINE total
IMBBY
SPON
HOLDINGS
$548 $112
$290
S153
$736
$177
$859
$561
UBS
Your Holding DEUTSCHE Symbol ADR EAI DEUTSCHE Symbol EAI DIAGEO Symbol EAI
Security ENGIE Symbol' EAI
Security GLAXO Symbol EAI Security HONDA Symbol' EAI Security HSBC
Symbol ADR EAI IMPERIAL Symbol' EAI
I
96
764
LT LT
LT
LT
LT
LT LT
Of
LT
LT LT
LT
page
84
period
Adviser;
Holding
next
Page
35 95
64
MANAGEMENT 76
30
75
11 18 11
11
(S)
Financial
177
184
loss
841
,946.47 -347
continued
6,294
-1,612
or 2,133
1,134 -1 -2,527.27
3,134 -1,944
Unrealized
WEALTH
Your
gain
212-626-8500/800-458-1
QUINN
000000'
60
73
90
10 80
90
50
88 05
(S) 00
on 00
BOCCIA
29
3,897
2,670
Value
2,612 8,189 15,877
15,153
17,151
Apr 5,973
10,555
10,365.30 11,636 14,661
WE883956H0
031627583
700
700
570 970
(S)
570
0416
650 450
940
730 450
600
8
8
share
29
75
44
74
18 10
20
14 20
108
per
Apr
00007
on
Pnce EH
FOUNDATION Int'l
55 65
37
P26000079190
40
37 77
55
99 87
(S) 89
89 88395
SYMS
basrs
2,486 3,719
8,859.04 Schafer
SY
WE 5,139
9,523
17,490 9,502
17,498
4,838
12,502 10,133 11,526
Cost name;
CP260002001318802 number.
name; account 302
099
685
(S) 056
080 559
239
226 701 384
979 8
8
price price/
83
26
76
22.088
19
20
18 16
87 85
share
Account Friendly
Account
per
Average
Purchase
000
000
000
000
000
000
000
000 000 000
000
shares
448.000
307
209 340
55 230
Number
566
250
495
556 135 569
of
(continued) 14
14
14
14
14
14
14
15 14
Consulting 14
14
15, 15,
30,
15,
15,
15,
15,
12, 15,
stodt 30,
29, Apr
Apr
Apr
Apr
Apr
Apr
Apr
Feb
Apr Oct
Apr
date
Trade
Accounts
Common
i
OTC
OTC
CAD
OTC
OTC
SPON
OTC
69%
03% 53%
2015
55%
42%
OTC
08%
28%
ADR
85%
NYSE
2
3 1
.
ADR
NYSE
2
NYSE
ADR
3
7
2
1.89%
3
ADR GENERALE
25260 CORP
UNSPONSORED
CORP ADR
Managed
Apr"
ADR
1 SPON
Equities
yield'
yield
yield'
yield'
yield
yield'
yield
yield
Exchange
yield
Exchange
SWITZ
SPON
Exchange
INC
TEL
Exchange' Exchange
v
Exchange
SHS
&
SPON
rate
Exchange'
Exchange
Exchange
SHS
LTD
A
GROUP
SPONSORED
AG
Current
Current
Current
Current
FINANCIAL
Current
COMPAGNIE
Current
Current
S Current
A
Current
RE
ORKLY NVS
NTT
NSRGY
MURGY
TELEG REG
MTNOY
MGDDY
ASA
S
MFC JAPAY total
assets
TOBACCO
S177
S481
GROUP
$232
Exchange
S437
$361
$185
$236
5315
$220
EAI
Symbol
EAI' Symbol
ORKLA
NOVARTIS EAI
UB
Symbol
ADR NIPPON
EAI. Symbol
REPSTG
NESTLE EAI
Symbol
MUNICH
EAI Symbol
MTN
EAI Symbol.
MICHELIN
ADR CAD
EAI'
Symbol MANULIFE
EAI Symbol
ADR Security JAPAN
Holding
Your
$
. .
.
96
LT LT LT
LT
LT
LT LT
LT
LT
of
Advison period
page
Holding
35
next
MANAGEMENT
30
25 56 10 02
71
55
35 72
Page
40
Flnancial
7
1055(3)
362
-656 or
1,676 -467 1,192.58 1,185 Unreallzed
WEALTH
Your -1,566 continued
-3,331
-2.540
-2,085
gain
212-626-8500/800-458-1764
QUINN
000000
(3) on 50
25 50
00
28 79
BOCCIA 75
30
84 60
29
91
Value
Apr
6,568 1,602 6,671
4,322
6,668
9,987
8,172
11,511.50 1
10,954
10,799
WE88395EHO
7583
03162
(S)
370 500
720 570 100
780
share
29 420
0416
53
45.500 45
21 31 53.350
41
per 28
Apr
104
on
00007
Pnce
EH
FOUNDATION
Int'l
(3)
20
88395 00 94 92 98
38 50
30
65 56
00
SYMS
PZ6000079190
83
bass
SY Schafer WE
6,206
4,995
4,978
10,325 10,409
12,521
10,000
12,527
10,258
11,267
Cost
name;
namei number;
account
CPZ60002001318803
(5)
220
960 990 823 813
pnce 016
085
002 554 520
pnce/
650
8
39
41 40 40 25 share 36
80 51
29
131
Friendly Account Account
per
Average
Purchase
000
000
000 000 000
000
000
000 000
000 000
shares
2
Number
of 78
755 125
255 199 253
125
347
243
380
(continued)
Consu[ting
14
14
14
14 14
14
14
14 14
stock
15,
15, 8, 4, 15,
15, 15,
15, 15,
Trade date
Apr Sep Sep
Apr
Apr Apr
Apr
Apr
Apr
Accounts
Common
.
6
2006
SWITZ
TR 201
OTC
OTC
,
OTC
NEW 86% 79% OTC
ADS 07% NYSE
05% ADR 68% OTC
68%
20%
1 SPON
NYSE 4
5 NYSE
2.66% 7
2
2
4
INDONESIA
Managed
INVST Apnl 25260 LTD
PLC
Equities
1
SHS
ADR
ADR . yield
yleld SPONS
yleld
yield
yield' yleld
yleld
yleld
Exchange
Exchange
Exchange.
Exchange
Exchange. SHELL Exchange rate
0RD
ESTATE
LTD
ADR Exchange
Exchange' SPON
8
8 SPON
TELECOM S
CAD G
Current
Current
Current
Current
Current CL Current
Current
Current
REAL A total TLK REXMY assets
RIOCF total PLC RHHBY RDS SNY
SIEGY 2
SGAPY HLDG SPON
DUTCH
B
ADR
ADR
Exchange
$124
$556 TELEKOMUNIKASI
$219
$291 $470
$268
$219
$555
T
Your Holding Security P SPON Symbol EAI REXAM Symbol EAI Securlty RIOCAN Symbol EAI (CANADA) CAD ROCHE Symbol EAI ROYAL REPSTG ADR Symbol EAI SANOFI Symbol ADR EAI SIEMENS Symbol EAl SINGAPORE SPON Symbol EAI
764
96
LT LT ST LT
ST
LT LT
LT LT LT
of
Adviser; period page
Holding
86
next
MANAGEMENT
(3)
88 28 36
90 26 00 98 90 78
95 Page
Financial
886
-3.28
loss
217.54 22640
513.22 -142 -610
-Z72 or -305.17 -577
Unrealized
continued -1,062
WEALTH -1,917 -1,951 -3,290 -5,245 -3,339
Your
gain
212-626-8500/800-458-1
QUINN
000000
on (3)
70
60 30 70 60 00 76 35 13 26 37 77 64
BOCCIA
29
74
132
Value
Apr
2,415 3,837 9,128 9,261 3,056 7,792 4,661 9,896.25 5,509 5,733
13,215.30
11,055
11,242 14,262.48
WE88395EHO
031627583
(S)
420
400 700
590 590 590 750
270
020
share
29
0416
16
28 14700 14
17 17 17 22.200 17 17.270 50
44
per
Apr
on 00007
Rice
EH
FOUNDATION
Int'l
(5)
58 58 16 96
88395 44 60 50 76 54 63 33 72 91 81
26
P26000079190
SYMS
77
basis 123
SY Schafer
WE
2,558 4,899 8,911 9,034 5,007 7,952 1,820
5,781 6,038
13,825
12,973
13,037 13,236.15
1 13,749
Cost
name;
name; numben
account CP260002001318804
(S)
100
732 940 051
price 816 430 877
435
price/
30 13715 14349 29 14341 20
18.365 26 28 30.008 18125 18189 18.158 29 67 share
42
Account Friendly Account
per
Average
Purchase
000
000 000 000 000 000 000 778 000 222 000
000 000 000
000
shares
9
4
Number 85
of
465 234
621 630 173 195 498 265 443.000 319 332 651
324
(continued)
Consulting
16
14 14
14
14 14 14
14
16
stock
9, 31, 15,
29,
15, 15, 29,
29, 15,
Trade date Apr Apr Mar Mar
Apr Earnings Apr Apr Mar18,15 Apr Mar19,15
Apr
Accounts
Common
i
6
201
OTC
OTC
ADR
ADR
57% ADR OTC 92%
93% 67% 52%
63%
76%
ADR
3 2 NYSE 5 NYSE
3 NYSE
4 3
2
NYSE
Managed NEW
April
95850 LTD
SPON
SPON Id Equities
SPON ADR
0
yield i yield
yield' yield yield yield
yi
SHS
Exchange
Exchange.
PLC
CHF
Exchange.
Y
SPON
ADR rate
SPON
Exchange Exchange Exchange N
Exchange
AG
FRANCE
Current Current
Current Current Current Current NV
Current
SMGZY ASA A SKHCY
total SPON SSEZY GROUP STO assets total
TOT UBS total UN total
HEALTHCARE
S
$137 $270
$656 Exchange $286 GROUP $447 $408
PLC $394
Holding Security SMITHS YOUI' Symbol EAI. SONIC Symbol EAI Security SSE Symbol EAI. STATOIL Symbol. EAI Security Symbol' EAI
TOTAL UBS Symbol EAI CHF Security UNILEVER NETHERLANDS Symbol EAI
ateUBs
'
*
LT LT
LT
LT LT
Advisor;
period
Holding
MANAGEMENT
(3)
43 21 64 18 35 12
94
Financial
loss
-497
-566
or -568
Unrealized
WEALTH -1,715
-2,212
Your -2,602 -3,171
gain
$45,165.98
212-626-8500/800-458-1764
QUINN
(S) on 18
06 06 80 00 BOCCIA
29
Value
Apr
5,777
2,080.88 7,858 7,170 1,971.20 9,900
11,872
$438,911.91
(3)
380 380
400
share
29
27 27
32.740 22.400 22
per
Apr
on
Pace
EH
FOUNDATION
Int'l
(3)
B8395 61 09
12 41 74
38
SYMS
basis
SY Schafer WE
7,492 2,578 7,736
2,539
10,070.70
12,503
15,043
Cost
$484,077.89
name;
name; number;
account
(3)
510
326
price 856 383
price!
35 33.922 35.090
35 28.289 share 28 28
Account Friendly Account
per
Average
Purchase
EaUlTaE-I
000 000 000
000 000 000
01E...
shares
Number 76
88 1;
of
211
287.000
219
442 530
379.44
(continued)
Consulting
14 14
14 14 14
stock ToThs.
15,
15, 29, 15,
29,
Trade date
Apr Apr
Apr Apr Apr
..--
Accounts
Common
.A-
i
ADR
ADR
ADR
2016
OTC
OTC
64%
83%
SPONS
-
OTC
SPON
3 SPON
5.12% 7 I
Managed
April
LTD
Equities
PLC
LTD
i yield'
yield yield;
8K
Exchange
Exchange
.1
Exchange
A
ADR
GROUP
GROUP
Current
Current Current
-
UOVEY
assets total VOD ZURW
INS total
OVERSEAS
$286
$367 $929
UBS
Your Holding SINGAPORE UNTD Symbol EAI.
Security Symbol EAI. VODAFONE Symbol. EAI; ZURICH Security
Total Tn...
&
.
96
LT LT LT LT
LT
Advisor;
of
page period
Holding
67
next MANAGEMENT
(S)
00 28 59
Financial
Page
loss
735
903
843.45
or -675.40 WEALTH
Your
7,040 1,638.87 Unrealized
continued
gain
212-626-8500/800-458-1764
QUINN
000000
BOCCIA
on (5) 56
52 90 38
84
29
Value
Apr
6,053 6,099
6,345
14,136
12,152 22,528.00
WE88394EHO
031627583
(5)
320 000 860
share
29
0416
45 45.860
46.320
170 per
352
Apr
on 00006
Pnce
EH
FOUNDATION
38394
(5)
SYMS 00
03
PZ6000079190
SY SMID
WE
D615
5,318.24 5,195.79
7,021.24
14,980.01 15,488
10,514
Cost
name;
name;
number; account
CP260002001318785
(5)
' 482 000 289 066 676 price
249
price/
39 40 39
51 share
180
242
Account Friendly
Account
per
Average
Purchase
000 000 000 000
shares
Number 83 64
01
132 133
137.000 265.000
I
Program
14 14 14 14
14
15, 12, 15, 15,
15,
Trade date
Apr Apr Dec Dec
Apr
Management
6
201
.
OTC 83%
NYSE
GROUP 1
NYSE NYSE 2.76% Portfolio
Apr"
yield'
yield
Exchange.
Exchange.
INC
Exchange Exchange.
8
assets
L stock MANAGERS
Current
Current INC
INT
UHAL AMG BIG
total EAT
$223
LOTS 5175
UB
Your
Equities
Common Holding Symbol. AFFILIATED Symbol. AMERCO BIG Symbol' EAI. Security
BRINKER Symbol EAl'
a
96 LT
LT LT LT
ST ST
LT of
LT
ST LT LT LT LT
page
68 penod
Adviser; Holding
next Page
19 98 MANAGEMENT 56 24 45 65 07 03 22
38 77 (5) Financial 86.81 loss -437
-859.94 -107 -126 85411
1,802
continued 1,772
1,653 1,566 2,828.10 or
1,974 -1,528 1,244 -1,294 Unrealized WEALTH Your gain 212-626-8500/800-458-1764 QUINN
000000
50 25
70
78 52
79
95 32 20
17
01
84 24 (S) 21 on BOCCIA 29 5,879
8,962 1,407
7,182
1,343
9,470
Value 6,718 8,302
7,541 2,651 Apr 9,942 10,753
10,193
12,20612 10,722
WE88394EHO
031627583 750
750 340 (S)
990 0416 990 990
700
480
870 870
960 420 030 share 29
59 46 63 63
63 35
92
150
82 82
61 39 48 per Apr
00006 on
Price EH FOUNDATION
06
48
PZ6000079190 64
34 97
03
60 10
25
03
13 95 74
(5)
44 88394 SYMS
basis
9,400 4,077
1,534 8,042
1,451
SMID SY WE
8,013 6,530
7,925
8,539.98
5,974 2,565 9,868
10,998
8,697 10,231
Cost
name;
CPZ60002001318786 number;
account 540 669 (S) 888 742
320 096
907 319
431 658 279 937 price price/ 62 51 74.317 69
76 69
27
68
69 104
80157 65 51 36 42.016
share Friendly Account
Afmmmm per Average Purchase
i 000 000 000
000 000 000
000
000 000 000 000 000 39 shares 22 21
32000 150 91 155.000 148
105 Number
116
234000 123 197 of 272 207
Program (continued) 14 14 14
14
14 14 14 14 I4 14 15 15 15, 15, 15, 3, 2,
15,
15, 15, 15, 15, 15, stock 15, Apr Apr Apr Nov Nov
Apr
Apr Apr
Feb1,16 Apr Apr Apr Apr date Trade Common
Management 1 LTD INC 02%
2016
38%
53%
NYSE OTC 17% INC TECH INC OTC
INC 25% NYSE NYSE
NYSE NYSE 4
INC NYSE
3
1
NYSE 1 1 1.31% NYSE
CO
Portfolio
April 73250 Equities yield
yield GOODS
yield' 3 yield yield. yield i
COM SYSTEMS
Exchange BANKERS Exchange Exchange INC Exchange
Exchange Exchange Exchange SOFTWARE Exchange CORP)
Exchange PROPERTIES rate.
INC CORP Exchange
DWIGHT Current
Current
Current RESH Current
8i Current Current FDS CORP EGP DKS total
CFR
FROST
CLGX
CHD
total CHKP SPORTING CNC CATM BC POINT assets $69 $360 $94
$320
$165 S124 Exchange Symbol EAI FACTSET EAIt Symbol EAI (MARYLAND EASTGROUP Symbol
UBS Security DICK'S
EAI"
Symbol;
Symbol CULLEN EAI;
CORELOGIC Symbol
CHURCH
Security Symbol ILS ILS CHECK Symbol CENTENE Symbol EAI Symbol CARDTRONICS BRUNSWICK Holding YOUT
$
96 764
LT
LT LT
LT
LT LT
01 LT LT
ST
ST
LT
ST ST
page
69
period Adviser; Holding
next
Page
88
14 77
MANAGEMENT
45
72 99 99 46
48
30
30 88
(S)
90 Financial loss
155
673 138 -234 294.45
continued
3,631.07
-522 1,609
-182
-123 -216 7,240
or
-1,072
-2,290 3.753 Unrealized
WEALTH Your gain 212-626-8500/800-458-1
QUINN
000000
66 00
59
44
12 29 52 08 44
00
72
28
00 (S) 24 on
BOCCIA 29
7,809 6,064
Value
6,678 8,701 5.847
8.655 2,808 10,398.30
9,216 2,334
17,378
2,273
4,608
Apr 12,585 14,556
WE88394EHO
031627583
540
750 (S) 700
090 760
0416
760 390 040
040
440
440
440 320 share 29
60
94
76 78
46 46
61
61 150
61
70 115 105 per
Apr 00006 on
Pnce
EH FOUNDATION
59
14 88 53
P26000079190
58
84 30
07 98 16 09
48
02
30 34
(S)
88394 SYMS baSIS
4,178
6.298 8,788
SMID
WE
SY 8,968 8,027 8,361 5,708 2,652
9,738
2,517
2,397
4,824 10,138
13,657 10,802 Cost.
name;
CPZ60002001318787
numben name;
account
392
140
420 370 (S)
769
090
318 491 474 945
923
788 237
185 324 price price/
32
98
67
72 43 44 64 44
127
64
66 64
114 52
103
share Account
Friendly Account per Average Purchase
000
000
000 000
000
000 000 000 000
000
000
000 000 000
64
69 shares
87
129
61
75
37 38
151
119.000 Number
111 188 127 150 of
207 Program
(continued)
14
14
14
14
14
14
14 14
14
16
16 16 15
15,
15,
15,
15,
15,
15,
15, 2, 15,
stock
15,
26,
21, 25,
Apr
Apr
Apr
Apr
Apr
Apr
Apr Nov
Apr
Jan
Jan Jan Apr date Trade
Common Management
i
OTC
PLC
2016
57%
38%
NYSE
83%
69% 30%
NYSE
39% 79%
OTC 91% CO
NYSE
NYSE
1
NYSE
NEW
1
2
1 NYSE 3
1 1 NYSE 0 &
INC NYSE J
NEW Portfolio
April
INC
Equities
yield
yield.
yield
yield yield
yleld' yield yield
Exchange
i
COM
Exchange'
Exchange
INDS
ASSOC Exchange
STHN
Exchange.
Exchange
Exchange INC Exchange Exchange ARTHUR
INC Exchange
Current
Current
Current
Current
INTL Current
Current 8 Current
INC
CITY Current
MANH
KSU BANK
JAZZ
INGR
HUBB
HAR
GGG INC total AJG total FL FRC
assets
PHARMACEUTICALS LOCKER
$84
$272 REP
$300
$122
S147
$286 $165 $132
Symbol.
MANHATTAN
Symbol EAI.
KANSAS
Symbol UB
EAI' JAZZ
Symbol EAI
INGREDION
HUBBELL Symbol
Symbol EAI
HARMAN
Symbol EAI GRACO Security EAI Symbol. Security GALLAGHER
Symbol EAI EAI FOOT Symbol Holding FIRST
Your % I I i I
.
96
LT LT
LT LT LT LT LT LT
LT LT LT LT
LT
ST ST ST ST
of
Advisor; period
Holding page
70
next
MANAGEMENT
(S)
20
76 27 08 00 05 70 59
77 06 01 O7
96 18 78 Page 79 41
Financial
loss
19 19 15
47
-550 -680 -695 or -718 -746
1,583.87 -524 5,745
Unrealized 2,577
WEALTH 2,087
Your
-3,390
-1,491 continued -1,168
-1,138
gain
212-626-8500/800-458-1764
QUINN
000000
(S) on
20
02
29 45 34 34 34 34 BOCCIA 81
72 79
60
76
90 90 60 60
29
Value
515 515
Apr
1,269 9,838 1,523 1,523 1,523
8,481 1,523
7,362
6,310 2,528.72 17,982 4,379
5,085
2,063 2,063
17,517
WE88394EHO
031627583
(S)
290 790
210 210 210
210 210
280 640 790
share 880 29 640
700 700
0416
71
33 28 28 28 28 28
85 34 21
per 64 899.110 27 73.700 73 73.700 73
Apr
on
00006
Price
EH
FOUNDATION
(S)
15
00 B8394 02 21 34 42 39
04 40
66 49 80
67 12 11 72 SYMS 19
42
PZ6000079190
baSis
SY
SMID
WE
496 496
1,820 8,254 5,904 2,203 2,218
2,241 2,270
4,223 4,020 5,547 12,237
6,224
2,016 2,048 10,753
18,041
Cost
name;
name;
number;
account
CPZ60002001318788
(S)
850
812 521
804 507 price 080 037 201
076 075 price/ 600
821
830 157
874 872
59
23
40.449 40 41 share 41 42 41 57 55
27
66 611 33 70 70 72.006 73
Account Friendly
Account
per
Average
Purchase
000 000
000 000
000 000 000
000 000 000
000 000
000
000 000 000
shares
Number 20 7
7
45 54 54.000 54
54
74 73
of
138000
251 28 28
261
201 184 270
Program (continued)
14 14 14
14 14
14 14 14 14 14 14 14 14 16
16
16 16 stock
1, 15, 15, 5, 15, 4,
15, 15,
15, 15, 1, 15,
2, 30, 31, 26,
29,
Trade date Apr Apr Apr Jul Jul Aug Aug Aug
Apr Apr Apr
Apr Apr Feb
Feb Mar Mar Common Management
EUR .
COM
2016
, OTC V CO)
85%
NYSE
39% 51% NYSE 71%
N OTC 1
NYSE
NYSE NYSE
3.68% NYSE 3 5
NYSE NYSE 2
Portfolio
April
AMERICA
TR 87309 Equities
0
CORP
OF .
INC yield
yield yield yield yield
Exchange INC
(HOLDING
Exchange;
Exchange.
rate HOTEL
Exchange'
Exchange
Exchange Exchange.
Exchange CORP
Exchange CORP Exchange
INTL
GROUP
Current INC
Current CORP Current CENTERS Current Current
MKL MD MSCC
assets MOV
NXPI total 015 OLN PKG PEB
REG
CORP
$136 SEMICONDUCTORS
Exchange
$161 $594 $280 $274
STATES
UBS
Your MARKEL Holding Symbol MEDNAX MICROSEMI Symbol Symbol MOVADO Symbol' EAI
Security
NXP Symbol EUR
OIL Symbol' Symbol OLIN EAI PACKAGING Symbol EAI' PEBBLEBROOK Symbol EAI REGENCY Symbol EAI
%
I
i ,
I
.
.
96
ST ST LT LT
LT
ST ST ST ST
ST ST ST ST ST LT
ST ST LT
of
Adviser;
period
page
Holding
71
next
MANAGEMENT
(S)
64 69
03 69
20 24 05 43 27 81 52
27 67 30
56 27 Page 97 20
Financial
5
-6.11
5
loss
101
397
-20
152.86 138 -521
or -390 -127 -233 -106 -117 -480 -S46 -571 -378
Unrealized
8,815
WEALTH
Your
continued
-2,951.56
3,999
gain
212-626-8500/800-458-1764
QUINN
000000
(S)
on
70 90 20
20 06
BOCCIA 80 84 64 92 04 44 52 11 04 69 62 42
85
29
631 344 287.20
Value 315
Apr 2,284 2,653
9,457 1,148
1,493 1,637 1,780.64 1,177
1,495 8,817 5,367 1,519
10,096 11,531.31 8,382
6,821
21,081
WE88394EHO
031627583
(S)
700 700
080
220 720 720 720 720 720 720 720 720 720
510 share 510 510 29 550
0416
73 73
38310 77
28 28 28 28 28 28 28 28 28
24 24 per 24
105 25
Apr
on
00006
Price
EH
FOUNDATION
(S)
06 88394 31 21 34 51
86
04 89 07 47 73
31 31 96 82 60 83 89 86 SYMS 05
P26000079190
baSis
SY SMID
WE
864 393 472 433
2,279 2,659 9,995
9,059 1,539
1,973 1,555 1,768 2,183 2,352 1,489.14 5,214 1,539
8,243 12,052 12,265
1
10,821 Cost
name;
name; number;
account
CPZ60002001318789
(S)
518 869 958 661 040
929 price 313 476 339 347 430 303 960 940 946 334 price/ 812 836 528
73 73 72
40
44 share 38 39 39 39 39 38 37 37 37 38 23 24412 24105 100 24 40
Account Friendly
Account
per
Average
Purchase
000
000 000
000 000
000
000
000
000 000
000
000 000
000 000 000
000 000 000 000
shares
31
Number 36
90
10
12 11.000
40 22
57
52 62
01
41
137 61 62
301
273
307 219
342
267
Program
(continued)
14 14
14
16 15 15 15 16 15 15 15 15 15 14
14
15 15
15
stock
3,
4,
15,
15,
15,
19,
15, 22, 24, 2, 23, 25, 3, 26, 30, 29,
1,
Mar Mar Trade date
Apr Apr
Apr
Jun Jun Jun Jun Jun Jun Jun Jun Jul
Nov Apr Nov
Apr15,
Management Common
.
30% 74%
24% 79%
OTC 76% INC
OTC
NYSE NYSE
2 1 NYSE 2
2 NYSE 98%
3
Portfolio Apri12016
0
Equities
INC
. yield CORP , yield' yield
yield
yield INC
yield
Exchange.
Exchange
INTL
Exchange Exchange
Exchange.
Exchange.
CORP
CORP
Current REALTY Current Current HLDGS Current
Current
O TECHNOLOGIES
HALF RHI SLG assets total AOS
TSRA
Current
total TRMK SLCA
total
A
$265 $259 S262
$246
$315
$67
SILICA
GREEN
UBS
S
Your
Holding Security ROBERT Symbol' EAI SL Symbol EAI; SMITH Symbol' EAI TESSERA Symbol EAI
Security Symbol; EAI TRUSTMARK Security U Symbol
EAI
%
Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; SMID BOCCIA QUINN WEALTH MANAGEMENT ateUBs April 2016 Account number; WE 88394 EH 212-626-8500/800-458-1764
Your assets D Equities P Common stock (continued)
Purchase price! Trade Number Average price Price per share Value on Unrealized Holding Holding date 01 shares per share (S) Cost basis (S) on Apr 29 (S) Apr 29 (S) gain or less (S) period WESTAR ENERGY INC Symbol WR Exchange NYSE EAI $461 Current yield 2 95% Feb1, 16 60 000 44 273 2,656 40 51 610 3,096 60 440 20 ST Feb 2, 16 60 000 44 798 2,687 90 51 610 3,096 60 408 70 ST Feb 3, 16 60 000 46 158 2,769 52 51 610 3,096 60 327 08 ST Feb 4, 16 61 000 45.623 2,783 06 51 610 3,148 21 365.15 ST Feb 5, 16 62 000 45 458 2,818 42 51 610 3,199 82 381 40 ST Security total 303 000 45 265 13,715 30 15,637 83 1,922 53 Total $384,403.46 $422,133.05 $37,729.59 Total estimated annual income; $6.358
Closed end funds & Exchange traded products Total reinvested is the total of all reinvested diVidends It does not include any cash diVidends It is not a tax Unrealized (tax) gain or less is the difference between the current value and the cost bass and would let for the purposes of determining holding periods or cost basis The shares you receive each time you generaIIy be your taxable gain or loss if the security was sold on this date The unreaIized (tax) gain or loss reinvest diVidends become a separate tax let may need to be adjusted Ior return of capital payments in order to deterrnine the realized gain or less for tax reporting purposes Cost 00515 is the total purchase cost of the security, including reinvested diVidends The cost baSIS may need to be adjusted for return of capital payments in order to determme the adjusted cost basis for tax reporting Investment return is the current value minus the amount you invested It does not include shares that are not purposes reflected on your statement, including shares that have been realized as either a gain or a less It also does not include cash diVidends that were not reinvested
Purchase price! Number Average price Client Cost Price per share Value on Unrealized (tax) Investment Holding Holding of shares per share (S) investment (S) basis (S) on Apr 29 (S) Apr 29 (S) gain or less (S) return (S) period ISHARES TRUST CORE S&P MID-CAP ETF Symbol IJH Trade date Apr 15, 14 121000 132 090 15,982 94 15,982.94 145 830 17,645 43 1,662 49 1,662 49 LT EAI $269 Current yield. 1 52% ISHARES TRUST CORE S&P SMALL-CAP ETF Symbol IJR Trade date Apr 15, 14 1 34.000 105589 14,149 05 14,149 05 113920 15,265 28 1,116 23 LT Trade date Jun 19, 15 52 000 121 129 6,298 73 6,298 73 113 920 5,923 84 -374.89 ST EAI $304 Current yield 1 43% Security total 186.000 109 934 20,447 78 20,447 78 21,189.12 741.34 741 34 POWERSHARES EXCHANGE-TRADED FD continued next page
CPZ60002001318790 PZ6000079190 00006 0416 031627583 WE88394EHO 000000 Page 72 of 96
LT
LT
ST
Advisor;
penod
Holding
(3)
42
MANAGEMENT
45
.70
Flnanclal
return
2,571
Investment
3,626
$8,601
WEALTH
Your
212-626-8500/800-458-1764
QUINN
42
54 09 45
(tax)
1055(5)
BOCCIA
or
-197
2,571
3,823 3,626
$8,601.70
gain
Unrealized
(5) on
00 on
so 40
29
Value
Apr
5,059.30
3,747
12,397
1 17v, 18,807
$70,033.95
443.,
&
E
(3)
share
29
EH
53.900
69.400 69.400 FOUNDATION
per
Apr
on
PfICe
88394
SYMS
SY SMID
WE
(S)
58
26 69 95
Cost
bass
name;
9,825
3,944
11,236 15,180
$61,437.25
name; number; account
445340.71
(S)
58 (continued)
26
Clrent
Account Friendly Account
9,825 1,236
3,944.69
1
15,180.95
Investment $61,437.25
products
(5)
719
pnce 780 049
pnce/
traded
42
share 51 73 56.018
per
Average
Purchase
Exchange
000
000
shares
&
Program
Number
Emanej
54
of
230
217.000 271.000
funds
end
onEe. !
'5
FD
Management
Closed
,
PORT
2016
19%
Portfolio 0
April
$704144
Equities HEALTH
14
14
15
.
yield.
15,
15, EXCHANGE-TRADED
19,
TECHNOLOGY
ETF
Apr
Apr Jun
SMALLCAP
SMALLCAP
Current
assets PSCT
PSCH
total
T'e'r'r-H.
date PORT
date date'
S&P
S&P
$24
H
ll
R
Your
Holding INFORMATION ETF Symbol EN. Trade POWERSHARES
TR CARE Symbol
Trade Trade Secunty
Total
agaUBs
I
96
LT
LT
LT ST ST
01
page
period
47
Holding Advison
next
Page
26
68 26 70
(5) 56
MANAGEMENT
loss Financial 253
.534
-614 -662.03
continued
or 1,960 1,706
'1 Unrealized
WEALTH You;
gain 212-626-8500/800-458-1764
QUINN
000000
54 02 90 86 04
(5) on
BOCCIA 29
744.12
813 Value
1,970 4,774
Apr 15,333 10.559
WE88393EHO I
031627583
(S)
890
890 820 820
0416 share
29 6
6
6.890 38
38 per
Apr
00005
on
Price EH
Agg FOUNDATION
15
28 16
64 22
PZ6000079190 (5)
48 38393
Taxable
SYMS bass
1,406
1,427
3,505 4,521 8,852
GB WE SY
13,373 Cost
name;
CPZ60002001318765
number.
name; account (3)
019
256 095
545 757
price price]
13
12
12 33.857 36
32
share
for
per
not
Account Friendly Account
Average
Purchase
may
document
losses this
000 and 000
000 000
of
shares Number
108
118
123 286.000
395.000
of end
272
gains
the
at
result,
a
As
Program statement
14 14
14 16
15 your
15, 16,
16,
18. 1,
approximate
be about
Jun
May Apr Feb
Sep
date
Trade
may
Management
shown
informamn values
2016
94% NYSE
ADR 4.77%
, 4 Important
NYSE
current Portfolio
April
See
SPON yield
yield and
VIZCAYA
A
Exchange
S stock
Exchange.
Current reflected
Current Income
assets
S BBVA BILBAO total
T
INC $382
$758
prices,
information
accurately
Symbol
EAI; ARGENTARIA BANCO Security
Symbol'. EAI
Holding AT&T UB
Equities
Common
more
be Some
Your $
96
LT LT LT LT LT LT LT
LT LT LT LT LT
ST LT LT LT LT LT LT
ST
Of
Advisor; period
page
Holding
48
next
MANAGEMENT
(S)
85 25 10
99 00 15 48 27 50 84 52 75 37 45 59 36
Page 64 62
62
Financial
loss
-57431
-471 -252 -357 -870 -414 -704 -891 -936 or -612
,052.29 -563.08 -502.74 -571 -244
Unrealized
1,399
-1.11012 -1.060 -5,556
WEALTH continued 2365
-1,747 -4,892 Your
-1,422 -1,080
-1
gain
212-626-8500/8009458-1764
QUINN
000000
(S) on 18 15 70 15
85 75 50 74 32 32 60 00
24 76 76 BOCCIA 84 76 70
90
29
81991
Value 438 438 814 438
1.38489 Apr
1,416 1,416 2,273 8.006 1,573.50 3,828 1.995 2,884
2,075 2.075 1,128 3.991 2,394 8,530.60 1,723
2.663
11,119.40
12,531
WE88393EHO
031627583
(S)
890 450 450 450 450 450 180 820 820 820 820 820
340 340 340 340 340 340
share
29
0416
6890 6890 6
52 52 52 52 52 79 79 79 79 79 50
31.340 31 31 31 31 31 31
per
Apr
on
00005
Price
EH Agg
FOUNDATION
(S)
55 14
88393 43 85 63 85 77 11
00 75 47 84 05 50 60 84 48 38 99 52
Taxable
SYMS PZ6000079190
basrs
SY 68 WE
941
1,39422
2.49501 1,669 1,773 3,334 1,987
4,299 3,754
2,700 2,966 5,738 3.011 3,007 7,131.01 1,001 1,895 1,010 2.550
2.775 2,908
13,562
13.48524
17,424
Cost
name;
name; number;
account
CPZ60002001318766
(S)
104
672
820 690 270 259 610 000 price 095 840 775 235 982
170 850 560 250 903
price/ 472 217
12412 11716 10 11
58.902
61 65 68 66 63
share
41.947 70 71 67 72 72 50
34
108 114 115 114 100 110
Friendly Account Account
per
Average
Purchase
000 000
000 000 000 000 000 000 000 000 000 000 000 000
000 000 000 000 000 000
shares
Number
73
27 27 55 30 25 26 26.000 50 30 14000 14 14 36
of 26 55
119000 85
201000 330
212 157 170
1,162
Program
(continued)
14 14
14 14
15 14
14 14
14 14 14
14 14
14 14
15
14
14
14
15, stock 15,
15, 15,
16, 15,
15, 16,
15.
16,
16,
16,
16, 20,
16,
16,
date Trade lu116, Aug Apr May Apr Jun Jul Aug May Apr16, lun16, Jul Sep1,1S
Aug May
Apr Jun
Jul Feb Sep1,15
Aug
Common Management
CAD
,
2016
OTC
35%
90%
31% 98%
CANADA
NYSE NYSE
4
2 ADR NYSE
2
4
Portfolio 25260
ApriI
Equities 1
r yield
yield
yield SPON yield'
SCOTIA
Exchange
rate
ADR
Exchange Exchange
LTD
Exchange
S
Current INC
Current
NOVA Current Current
BNS
assets total SPON
BASFY
total EMS BHP
total
OF CO
SE
Exchange
$484
5363
BILLITON $197 $381
UB
Holding Your Security BANK Symbol EAI
CAD
Security Symbol EN
BASF
Security BEMIS Symbol EAI BHP Symbol EAI
% . .
96
LT LT LT LT LT LT
LT
LT LT LT LT LT LT LT LT
ST
ST
of
Advisor;
period
page
Holding
49
next
MANAGEMENT
(S)
35
62 70 37 76 99 13 44 73 72 40
34 32 25 00 27 88 93 62 22 Page
Financial
50 loss 94
128
102 431
808 153 183 144 767 250 223 234.27
-516
-532 -570
or
Unrealized
1,957
1,225.47 -5,437
WEALTH COHtInUGd -1.148
-1,287 Your -4,055
gain
212-626-8500/800-458-1764
QUINN
000000
(S) on
85 30 65 10 45 90
62 60 32 96 77 50 65 27 28 09 65 BOCCIA 09 40
29
Value
Apr 7,646.96 7.206 2,687 5.618 2.809 2.56515 6.028 2,452.32 1.374 2.043 1.979 4.598 2,452 4,755 2.336 3.381
3,876 3.876 17,574
20,887
12.902
21,579
WE88393EHO
7583
03162
(S)
150 150 150 150 180 180 180 180
490 490 490 490 490 490 490
800
share
29
0416
27 27 27 27 27 27 27
44
122 per 122 122 122 122150 102 102 102.180 102 102
Apr
on
00005
Pnce
EH Agg
FOUNDATION
(S)
31 14
88393 23 08 21 35 00 44 28 45 52 50 38 39 35 82 47 43 93
Taxable
SYMS PZ6000079190
basis
SY GB WE
6,775 2,558.60 2.759 5.524 2.46216 7.177 5,885 1,221 2,969.04 2,576 3,022 1,755 3.988 2,086 3,197 3,641 3,731
13,084
20,079
21.630 19,622
11,676
Cost
name;
name; number;
account
CPZ60002001318767
(S)
624 834 300
090 245 422 710 787 800 757 935 price 545 055 995 379 828 464 997 544
price/
53
share 23 24.430 24 25 24 25 26 24
40
114 116 119.960 120 117 117 121.650 123 128 130 125 125
Friendly Account Account
per
Average
Purchase
000
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
Number 59
22 23 46 21000 59 24 20 45 24 50.000
85 72
of
244 171
172 173
123 141 141
785
288
Program
(continued)
14
14
14 14
14 14
14 14 14
14 14
14 16
15 14
14
14
15, stock
15.14 15,
15. 15,
16, 15,
16. 16, 14.
16. 16,
16, 18,
19, 16,
16.
16.
Trade date May Apr Jun Jul Aug May
Apr Jun Jul Aug May Apr Jun Nov Feb Jul Aug
Jun
Common
Management
v
GB
2016
,
60% 19%
PLC OTC 78%
12%
NYSE
3
4 3
3
AMEX
NYSE
Portfolio
April
Equities
D yield
yield
yield
yield
INC COM
Exchange
TOBACCO
Exchange
Exchange CO
Exchange
CORP
Current
Current
Current
Current
BTI total assets CVX total AMER CSCO
total KO
total
SYSTEMS
COLA
ADR
5751
S736
$816
N
3403
ding
CA
our
AI
Security BRITISH Symbol EAI.
Security CHEVRON Symbol Security CISCO Symbol. EAI'
Security Symbol EAI;
.
.
96
LT
ST LT LT LT LT LT LT LT LT LT LT LT
LT LT LT LT LT
of
Advisor;
period
page
Holding
50
next
MANAGEMENT
(S)
15
52 63 82 25 79 28 50 81 09 70 55 62 27
69 93 80 O7 91 40 Page
Financial
4 3
-0 0
loss
96
29 72 78 56
101 110.12
176 -67
244 729.26
238 or -346 -138 -139 -245 -328
Unrealized
WEALTH
Your continued
-1,266
gain
212-626-8500/800-458-1764
QUINN
000000
(S) on
55
80 08
80 28 68
94 31 31 BOCCIA 62 31 74 25 16
41 34
87 93
29
922
758 758 Value 758
214
Apr
7,550 1.15056 1,264 4.069 1,272.96 1,949 2,309 6.919 1,516
2.708 8,449 1.572
1.500
2,001 3.21615 11,620.35 8,504
WE88393EHO
031627583
(S)
850 850 160 160 160
330 330 330 330 330
470 share 470 470 470 29
0416 8 8160 8160 8 8
17 17
71 71 71 71.470 71 per
108 108.330 108 108 Apr 108 108
on
00005
Price
EH
Agg
FOUNDATION
(S)
72 88393 40 32 26 55 12
42 44 40 32 86
87 01 72
41 36 08 53 Taxable 96
SYMS
PZ6000079190
basis
SY GB 820 WE
897 897
825 213
7,546 1.04044 4,070 1.168 1,096.68
2,064.49 1.762 6,190 2,296
3,036 1,542 9,716 1.928 1.443
11.616 3.138 8,266
Cost
name;
name; number;
account
CPZ60002001318768
(S)
840 852 844 258 160 price 295 030 300 580
200 980 564 474 109
240 price] 735 870 760
467
7 7379 7.539 7 7 7
17 17 17
share
71 70
68 69 68 69
127 128 128 125.880 117 121 124
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000
000 000 000 000
000 000
000 000 000 000 000 000
shares
7 7 7.000
3
Number
18 14
78 25 of 22 28 45 21 113 423 651 228 141000 155 156
283
848
119
Program
(continued)
14
14 14
15 14 16 14 14
14 14 14
14 14
14 14
14
14 14
stock
15. 15.
16. 18. 15, 23. 15,
16. 16. 15.
16. 16.
4,
16, 16,
16,
16,
date Feb Trade Feb May15, Apr
Jun Jul Aug May Apr Jun Jul Sep Aug
May Apr Jun Jul Aug
Common Management
3
ADR
2016 OTC
ADR
VA
OTC
.
20%
04% 15%
92%
NYSE 2
2
3
INC
SPON 3
portfolio
April
SPON
NYSE
Equities
ADR
PLC
r yield
yield GB
yield.
Exchange yield
Exchange'
Exchange
NEW
S BOERSE
GROUP RESOURCES
Exchange
Current
Current
Current
Current
CMPGY
DBOEY PLC assets total
DEO total
D
total
total
$256
$141
$266
S333
UB
Your Holding COMPASS Symbol EAI Security DEUTSCHE Symbol EAI
Security DIAGEO Symbol EAI.
Security DOMINION (NEW) Symbol EAI
Security
%
Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT % UBS April 2016 Account number; WE 88393 EH 212-626-8500/800458-1764
Your assets > Equities 1 Common stock (continued)
Purchase price/ Trade Number Average price Price per share Value on Unrealized Holding Holding date of shares per share (S) Cost basis (S) on Apr 29 (S) Apr 29 (S) gain or loss (5) period DUKE ENERGY CORP NEW Symbol DUK Exchange; NYSE EAI $347 Current yield 4 19% Apr 16, 14 8 000 72 835 582 68 78 780 630 24 47 56 LT May 15, 14 20 000 71 600 1,432 00 78 780 1,575 60 143 60 LT Jun 16, 14 21 000 71 350 1,498.35 78 780 1,654 38 156 03 LT Jul 16. 14 41 000 72 345 2,966 17 78 780 3,229.98 263 81 LT Aug 15, 14 15 000 72 140 1.082 10 78 780 1,181 70 99 60 LT Security total 105 000 72012 7,561 30 8.271 90 710 60 ENI SPA IT SPON ADR Symbol E Exchange NYSE EAI $301 Current yield. 3 93% Apr 16. 14 30 000 51 733 1,551 99 32.770 983 10 -568 89 LT May 15, 14 41 000 50 756 2,081 01 32.770 1,343 57 -737 44 LT Jun 16, 14 44 000 53 367 2,348 17 32 770 1,441 88 -906 29 LT Jul 16. 14 74 000 53 977 3,994 35 32 770 2,424 98 -1,569.37 LT Aug 15, 14 45 000 49 107 2.209 82 32.770 1,474 65 -735 17 LT Security total 234 000 52.074 12,185 34 7,668 18 -4.517.16 EXXON MOBIL CORP Symbol. XOM Exchange. NYSE EAI $906 Current yield 3 39% Jul 29, 14 91 000 104 162 9.478 82 88 400 8.044 40 4,434 42 LT Aug 15, 14 15.000 98 490 1.477 35 88 400 1,326 00 -151 35 LT Jun 19. 15 168 000 85 263 14,324 22 88 400 14.851 20 526.98 ST Sep1, 15 28 000 72 382 2.026 72 88 400 2.475 20 44848 ST Security total 302 000 90 421 27,307.11 26,696 80 -610 31 GLAXO SMITHKLINE PLC ADR Symbol GSK Exchange NYSE EAI $584 Current yield 5 40% Apr 16, 14 86 000 52 636 4,526 70 42 910 3,690 26 -836 44 LT May15. 14 32 000 55 470 1.775 04 42 910 1,373 12 -401 92 LT Jun 16, 14 35 000 54 570 1.909 95 42 910 1,501.85 -408 10 LT Jul 16. 14 65 000 53 533 3,479 65 42 910 2,789 15 -690.50 LT Aug 15.14 34 000 46 682 1.587 22 42.910 1,458 94 -128 28 LT Security total 252 000 52 693 13.278 56 10,813 32 -2.465 24 continued next page
CP260002001318769 PZ6000079190 00005 0416 031627583 WE88393EHO 000000 Page 51 of 96
.
.
96
LT LT LT LT LT LT
ST LT LT LT LT LT LT
ST LT LT LT LT
0f
Advisor;
period
page
Holding
52
next
MANAGEMENT
(S)
33 59 75 96 42 15 12 47 06 68 58 72 31 01
65 69 Page 40 41
Financial
loss
-55
794 766 343 146 391 677 318 344
-763 -894 -956.69
or
-765 -180 -143 -323
3,079
Unrealized
2,841
WEALTH -1,535 -4,206.41 continued Your
gain
212-626-8500/800-458-1764
QUINN
000000
(S) on
84
20 51 99 84 39 16 72 64
BOCCIA 44 48 60
04 91 78
29
99
Value
Apr 1.333 1,599 1,566
7,365.93 2,766
6,612 3.02616 3,810.72 3,698 7,621 3.474 7,457 1.127 1.10040
2,861 2.145 11.087
10,174.08
28.244
WE88393EHO
031627583
(S)
640
330 330 330 330 330
080 080 080
200 510 510 510 510
share
29
0416
84
33 33 33 33 33
30.280
63
27 27 27 27
per
112 112.080 112.080 112 112 112.080
Apr
on
00005
Pnce
EH Agg
FOUNDATION
(S)
51
88393 74 79
80 81
61 66 01 04 52 86 76 85 59
69 81 47
Taxable
SYMS
PZ6000079190
baSlS 155
SY GB we
8,008
2,096 2.494 4,301 2,523.20
9,379 5,846 2,683 3,419 3,380 6.943 3,129 7,311 1.30831 1,243
3,626 2,469
11,572.34
25,402
Cost
name;
name; number;
account
CPZ60002001318770
(S)
133
913 419 975 829 364 115 915 560 price 095 370 440 960 805
962
872 659 price/
61
51 52 51 52 51 53.685
27 99 99 share
61
34 31910 31095 31
100 102 102 100 100
Friendly Account Account
per
Average
Purchase
000
000 000 000 000 000 000
000 000 000 000 000 000 000 000
000
000
shares
3
Number
40 83 48 47.000
59 27 34 68 33 31
of 78 131 41000 40000
221 336
118
252 104
program
(continued)
14
14 14
14 15 14
14
14 14
14 14
14 14 14
14 15
15 14
stock 15,
15,
15, 5, 15, 16,
15. 20. 1, 16, 16.
1, 16, 16,
16, 16,
16,
16.
date Trade Feb May
Apr Jun Aug Jul Sep
May May Apr Jun Jul Aug Sep
May Apr Jun Jul
Common Management
r
SPON
2016
68
.
41% 66%
NYSE 43% 85%
79%
73%
OTC
OTC
2 7 SPON
NYSE 3 2 NYSE
2
2
NYSE
COM
Portfolio
April
NEW
C0
NV
Equities
81
yield r yield
yield yield
yield
yield PLC
Exchange
Exchange
Exchange
Exchange.
Exchange
PHILIPS
Exchange
JOHNSON
CHASE
S
Current & Current
Current Current
Current
Current
INC
HAS HSBC
assets INTC total
JNJ
JPM PHG total
HOLDINGS
CORP
$267 $564
$349 $806
$208
$396
UB
Holding HASBRO Symbol YOUI' EAI HSBC Symbol EAI ADR Security INTEL Symbol EAI; Symbol JOHNSON EAI
Security Symbol EAI JPMORGAN KONINKLIJKE Symbol EAI ADR
$
Portfolio Management Program Account name; SY SYMS FOUNDATION April 2016 Your Financial Advisor; Friendly account name; GB Taxable % UBS Agg BOCCIA QUINN WEALTH MANAGEMENT Account number. WE 88393 EH 212-626-8500/800-458-1764
YOUI' assets r Equities a Common stock (continued)
Purchase price/ Trade Number Average price Holding date Price per share Value on of shares per share (S) Unrealized Holding Cost basis (S) on Apr 29 (S) Apr 29 (S) gain or loss (S) period Aug 15, 14 38 000 29 920 1,136 96 27 510 1.045 38 Sep 4, 14 -91 58 LT 106 000 30 616 3,245 39 27 510 2,916 06 -329 33 Dec 19, 14 120 000 LT 28 911 3.469 39 27 510 Security total 3,301 20 -16819 LT . 527 000 31 309 16,500 02 LAS VEGAS SANDS CORP 14.497 77 -2.002 25 Symbol LVS Exchange NYSE EAI. $746 Current yield 6.38% Apr 16, 14 58 000 74 899 4.344 19 45 150 2,618.70 -1,725 49 LT May 15. 14 25 000 72 790 1,819 75 45.150 1.128 75 -691 00 LT Jun 16, 14 23 000 73 000 1,679 00 45 150 1,038 45 -640 55 LT Jul 16, 14 42 000 74 568 3,131 87 45 150 1.896 30 Aug 15. 14 -1.235 57 LT 24 000 68 210 1,637 04 45 150 1.083 60 3553 44 Apr 16, 15 87 000 56 586 4,923.00 45 150 Security total 3,928 05 -994 95 LT 259 000 67 702 17,534 85 LILLY ELI & C0 1 1.693 85 -5,841 00 Symbol LLY Exchange NYSE EAI $267 Current yield 2 70% May 15, 14 15 000 58 540 878 10 75 530 1.132 95 254 85 LT Jun 16, 14 28.000 58.750 1,645 00 75 530 2,114 84 469 84 LT Jul 16, 14 S9 000 62 605 3,693 70 75 530 4,456 27 762 57 LT Aug 15, 14 29 000 60 665 1,759 31 75 . Security 530 2,190 37 431 06 LT total 131 000 . 60 886 7.976 1 1 9.894 LOCKHEED MARTIN CORP 43 1.918 32 Symbol. LMT Exchange NYSE EAI $521 Current yield 2 84% May 15, 14 10 000 163 450 1,634.50 232 380 2,323.80 689 30 Jun 16, 14 17 000 LT 164.940 2.803 98 232 380 ' 3,950.46 1,146 48 LT Jul 16, 14 36 000 161 536 5.815 31 232 380 8.365 68 2,550 37 LT Aug 15, 14 16 000 168 269 2,692 31 232 380 Security total 3,718 08 1.025 77 LT 79 000 163 875 12,946 10 LVMH MOET HENNESSY LOUIS NEW 18.358 02 5,41 1 92 ADR Symbol LVMUY Exchange OTC EAI $169 Current yield 1 70% Apr 16. 14 68 000 39 148 2,662 07 33 220 2,258 96 -403 11 May 15, 14 25 000 LT 39 464 986 60 33 220 830 50 -156 10 LT continued next page
CPZ60002001318771 PZ6000079190 00005 0416 031627583 W688393EHO 000000 Page 53 of 96 764
96
LT LT LT LT
LT LT LT
LT LT LT LT LT LT LT LT LT LT LT
of
Advisor;
period
page
Holding
54
next
MANAGEMENT
(S)
77 65 54 74 18 91 12
24 70
37 28 39 05 57 40 08 52 72 50 47 31 52 Page
Financial
loss
-16
-23 -76 -86
-162 -243 491 -232 413 493 275
-321 -397
-193 -149 or -398 -926
Unrealized
1,160
-1.214 2,834 WEALTH continued -1,744 -2,463
Your
gain
212-626-8500/800-458-1
QUINN
000000
(3) on
94 94 00 78
89 89 82 16
92 84 32 24 00 66 76 50 08 BOCCIA 24 24
29
896 896
992.04
Value
1,727.44
Apr
3.322 9,932 5.538 5.538 1,425 1.316 1,371.00
3,454 2,632 4,113 5,884
2,393 2.493 4,189 2,593
12,069
14,313
17,554
WE88393EHO
031627583
(S)
220 220 220
670 670
840
840 840
840 840 870 870 870 870 870
share
29
0416
33 33 33 33.220
82.670 82 82
54
54 54 54.840
54 54
49 49 49 49 49
per
Apr
on
00005
Price
EH
Agg
FOUNDATION
71 09 48 74 69 88393 28 59 07 94
19 24 60 39 05 81 78 24 58 72 93
Taxable
SYMS
PZ6000079190
basis(S) 913
SY
G8
WE
1,059 1.971
1,313 3,554
7,283 5,936 1,449 1,392.24 1.457
3,648.29 1.902 2,781 4,511 4,724 3,695 2,079 2,317
11,147
14,532
15,239
14,719
Cost
name;
name; number; account
CPZ60002001318772
(S)
248 905 547 832 283 702 440 605 541 147
price 909 740 295 010 950 390 035 630 595 575 995 817
price!
37 39 33 35 37
88 99 57 55 58 57 58
share 60 58 40 39 41 43 44 41
108 109
Friendly Account Account
per
Average
Purchase
000 000 000 000 000
000 000 000
000 000 000 000
000 006 000 000 000
shares
Number 27 52 27 12
67 67
63.000 26 24 25000 75
48 so 48 52 84 of
100
299 146000
118000
261.000
352
Program
(continued)
14
14 14
14 14 14
14 14
14
14
14 14 14
14 14
14
14 14
15, stock
15, 15,
5, 15. 14. 15,
5, 15, 16.
16, 4,
16. 16.
29. 16.
16,
date Trade Sep Jun Jul Aug
Nov Jul Aug May May Sep Jun Jul Aug May
Apr16, Jun Jul Aug
Common
Management
t
V
N
2016
78%
35%
89%
OTC
NYSE
3 NYSE
3
2
COM
Portfolio April
87309
Equities
0
. yield. INDUSTRIES
NEW yield
yield
Exchange
rate
Exchange
INC
Exchange'
CORP
Current
CO Current
Current
total LY8 assets MRK
total
MSFT &
total
total
Exchange $456
$480
$507
Holding Your Security SHS-A-CLAEUR LYONDELLBASELL Symbol EAI EUR Security MERCK Symbol EAI
Security MICROSOFT EAI Symbol Security
atoms
Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Advisor; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT atoUBs April 2016 Account number; WE 88393 EH 212-626-8500/800-458-1764
Your assets 1 Equities v Common stock (continued)
Purchase price! Trade Number Average price Pnce per share Value on Unrealized Holding Holding date of shares per share (S) Cost basrs (S) on Apr 29 (S) Apr 29 IS) gain or 1055 (S) period NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR Symbol NSRGY Exchange OTC EAI' $623 Current yield 2 55% Apr 16, 14 1 15 000 75 610 8.695 15 74 570 8.575 55 -119 60 LT May 15. 14 39 000 80 085 3,123 32 74.570 2.908 23 -21509 LT Jun 16, 14 46 000 77 360 3.558 56 74 570 3,430 22 -128 34 LT Jul 16, 14 87 000 76 870 6,687 69 74 570 6.487 59 -20010 LT Aug 15.14 41 000 76 935 3.154 34 74 570 3.057 37 -96 97 LT Security total 328 000 76.887 25,219 06 24,458 96 -76010 NEXTERA ENERGY iNC COM Symbol NEE Exchange NYSE EAI $275 Current yield 2 96% Apr16, 15 79 000 103 543 8,179 90 117580 9,288 82 1.10892 LT NOVARTIS AG SPON ADR Symbol NVS Exchange NYSE EAI S633 Current yield 3 03% Apr 16, 14 54 000 84 182 4,545 83 75 970 4,102 38 -443 45 LT May15, 14 21 000 89 780 1,885 38 75.970 1,595 37 -290 01 LT Jun 16. 14 20 000 90 320 1.806 40 75 970 1,519 40 -287 00 LT Jul 16, 14 43 000 90 115 3.874 97 75.970 3,266 71 -608,26 LT Aug 15. 14 21 000 86 702 1,820 76 75 970 1,595 37 -225 39 LT Nov 14, 14 61.000 93 663 5,713 49 75 970 4,634 17 -1,079 32 LT Feb 18. 16 55 000 74 274 4,085 08 75 970 4,178 35 93 27 ST Security total 275 000 86 298 23,731 91 20,891 75 -2,840 16 PFIZER INC Symbol PFE Exchange NYSE EAI' $852 Current yield 3 67% Apr 16, 14 137 000 30 089 4,122.31 32 710 4,481 27 358 96 LT May 15, 14 91 000 28 965 2,635 82 32 710 2,976 61 340 79 LT Jun 16. 14 94 000 29 605 2,782 96 32 710 3,074 74 291.78 LT Jul 16, 14 174 000 30 830 5,364 42 32 710 5.691 54 327 12 LT Aug 15, 14 99 000 28 515 2,823 05 32 710 3.238 29 415 24 LT Nov 14, 14 1 15 000 30 467 3,503 75 32710 3,761 65 257 90 LT Security total 710 000 29 905 21.232 31 23,224 10 1,991 79 continued next page
CPZ60002001318773 P26000079190 00005 0416 031627583 WE88393EHO 000000 Page 55 of 96
.
.
.
96
LT LT LT LT LT LT LT LT ST LT LT LT LT LT
of
page period Advisor;
Holding
56
next
MANAGEMENT
(S)
78 57 19 69 74 98 76 93 83 39 74 90 40 30 Page 04 48 32 02 48
Financial
loss
-76
993 336 772 240 19104 413
21816 443 276 444 319 429
-264 -302 -794 -422 -173
or
2,757 1,573 Unrealized
continued
-1,957
WEALTH
Your
gain
212-626-8500/800-458-1764
QUINN
000000
(S)
on 76 56 16 24 24 84 48 52 55 28 45 51 97 76 38 61 84 25 75
BOCCIA
29
Value
Apr
7.162 5.592 1,461.13 1,895 2.649 2.649 1,245 2.845 1.10712 1,199 9.454 3.751 1,797 2,092 2,843 3,136 2.398 9.087 2.468
12,044 20.899
WE88393EHO
031627583
(S)
120 120 120 120 120
120
130 130
490 490 490 490
750 750
share
29
0416
98 98 98 98 98 80 39 39.490 39 39 39 19 19 46130 46 46130 46 46.130
per
Apr
00005
on
Price
EH
Agg
FOUNDATION
(S)
55 98 67 86 80
06 06 92 74 88393 80 67 35 59 80 90 46 27
P26000079190
Taxable
SYMS
basis
SY 91608 922 GB WE
1,726 6.168 2,312 2,408 4.819 2,431.74 1.027 9.531 1.955 2,197 2,515 3.016 1,477.93 4,545 7,514 2,692
2,039
18.141
14,002.19
Cost
name;
CPZ60002001318774
name; number;
account
(S)
506 558 650 210 853 771 650 790 145 849 909 467 898 600 050 605 496 240 314 pnce
price/
84 85 89 84 83 85.173
80 46 45 16 16 47 45 47 41 39 38 38170 37 35 38
share
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000 000
shares
73
Number 27 27 57.000 29
37 53 48 95 72
68 27 24000 52 26
91
of
118
213 197 305 125
Program
(continued)
14
14 14
14 14 14 14
14
14
14 15 14 14
14
14
14 14
15
15.
15. 15,
stock 15, 15. 15. 15,
16,
1,
16. 16. 19, 16, 16.
16.
16,
16,
date May
Trade Apr Jun Jul Aug May Jun Sep Jun Jul Aug May
Apr Jun16, Jul Aug May Apr
Common
Management
.
ADR
2016
OTC
16%
.
34% 60%
93%
SPON
NYSE
4 NYSE 3 3 1
3.55%
NYSE
NYSE
Portfolio
April
C0
Equities
PLC
INC
yield
yield yleld
. yield
yield
ADR
ENTERPRSE
Exchange'
INTL
Exchange
Exchange.
Exchange PLC
Exchange
GAMBLE
S
Current
Current Current
Current
Current &
PM BENCKISER
PG PUK
PEG total RBGLY assets total total KINGDOM
INC
SERVICE
MORRIS
$869
$316 $434
$323
$280
UB
PHILIP Holding Symbol EAI Your Security PROCTER Symbol EAI PRUDENTIAL EAI
UNITED Symbol Security PUBLIC Symbol EAI
GROUP Security RECKITT Symbol' EAI
%
I ,
I i
. 1 I
.
764
96 LT LT
LT LT LT LT LT LT
LT LT
LT LT LT LT LT LT LT
of
Advisor; period page
Holding
57
next
MANAGEMENT
(S)
06 70 12 12 50 04 64 64 55 04 75 59 88 61 Page
87 26 01
Financial
loss
35012 71048 296
-776 -346 -436.59 -774.35 -280 -829 -920 -882 -852
or -528 -221 -242
2.10546
Unrealized
continued
-2,879
WEALTH -2,614 -1,909 -1,926 -1,382 -8,703
Your
gain
12-626-8500/800-458-1
2
QUINN
000000
(S) on 50 50
00 70
20 51 89 26 48 43 48 37 37 46 44
41 00 90 90
BOCCIA
29
780 780
Value
Apr 5,016 2,804 1,894 2.449 5,493.18 1,692 1,745 4.880 2,430 1,745 2.020 4,514 4,601 3,384.96 5,077 3,649
2.055
14,536.00
16,353
21.896
WE88393EHO
031627583
(S)
750 750
660 570 570 570
890 890 100 890 890 890 890 100 890
share
29
0416
19 19 19.750
33 31 31.570 31 31 31.570 52 52 52 52 52 52 52
41 41.100 41
per
Apr
00005 on
Pnce
EH
Agg
FOUNDATION
(S)
54
02 94 12 40 70 88393 22 12 86 38 51 60 16 32 02 05 87 91
PZ6000079190
Taxable
SYMS
08515
SY GB WE
2,454.38 2.152 7.760 4,306 6,269 5,288 2.240 2,867.48 2.301 6,511.07 5.311 2,521 2,665.41 1.002 2,628 6.460 1.022 4,502 2,583
12,430
18,967
30,600
Cost
name;
name; number; CPZ60002001318775
account
(S)
284 952 362 889 520
240 030 985 955 617 839 770 800 992 640 price 295 246 913 745 837
price/
17 16 17 16
53
36 37.345 37 36 35 36 74 78 80 79 82 67 65 73 51.677 52 share 53
Friendly Account Account
per
Average
Purchase
000 000 000 000 000 000 000 000 000 000
000 000 000 000 000 000 000 000 000 000 000
shares
Number
60.000 77 64 32 87 33 64 33 19 19 96 69 50
of 142 124 145 736 174 254 143
518
414
Program
(continued)
14 14
14 14
14 14
14 14 14 14
14 14 14 15
14
14
14 14 14
15, stock 15.
15. 15,
15, 15.
16, 16, 19, 4, 16, 16. 16.
16,
20, 16,
16.
16,
16,
date Trade Jun Jul Sep Aug May
Apr Jun Jul Aug May
Apr Jun Jul Dec Feb Aug May Apr Jun
Common
Management
.
SWITZ
A
2016
04%
OTC
NYSE , 29% CL 65%
6
ADR
6 2 NYSE
NYSE 2.67%
Portfolio
April PLC
ADR
Equities
yield
SPONS
yield . yield'
yield
Exchange
Exchange.
SHELL SPON
LTD
ADR
Exchange
Exchange
A
Current
PLC
Current Current
Current
RIO RHHBY total
assets RDS
total SNY
total
HLDG SPON
DUTCH
ADR
$307 $434
$1.323
TINTO $244
Your Holding Security RIO Symbol EAI ROCHE Symbol' EAI'
ADR Security ROYAL SPON Symbol; EAI Security SANOFI Symbol; EAI
l
.
96
LT LT LT
LT LT LT
LT
LT
ST LT ST LT LT LT LT
ST ST LT
of
Adviser; period
page
Holding
58
next
MANAGEMENT
32 76 39
05 40 64 20 76 74 14 84
44 63
01 73 39 Page 96
Financial
1055(3)
-52 -91 188
348
-400 -240 530 272.66 803 -771.23 -303.82 -295 -453 -200 -866
or -134.68
-293 -703 -131.12
-532
Unrealized
-1,106 -2,739.61
WEALTH continued -2,352
Your
gain
212-626-8500/800-458-1764
QUINN
000000
(5) 10
on 70 60 20 58 06 80 60 36 64 34 52 90
64 54
46 78 BOCCIA 25 47 68
29
863
Value
1,520
Apr 1,152 1,047 3,123 1,257 9,124 2,829 2,095 5,553 3,981 1,079.96 1,193 3,562 1,477.84 1.25048
7,474 2,472
8,634 3,847
2,110
21,479
12,482
WE88393EHO
031627583
(5)
100 100 100
780 780 780 780 780 780 780 780
420 420 420 160 420 420 370
share
29
0416
41 41 41
28 28 28 28 17 28 29 29.370
104 104 per 104 104 104 104 104 104
Apr
on
00005
mice
EH Agg
FOUNDATION
02 86 81
88393 29 85 00 58 00 84 78 74 17
40 52
47 05 81 86 64
Taxable
SYMS
P26000079190
b35156)
SY GB WE
1,921 1,103
1,456.40 1,342 4,229.99 1,458 3,600 2,549 5,364 1,132 4,847 3,213 1,284.78 1,612 1.38160
3,177 2,766
8,104 3,574
2,643
11,863
23,832
11,678
Cost
name;
name; number; account
CP260002001318776
(S)
564 919 657 344 500 441 400 285 574 450 218 522 257
pnce 590 800 795 010 093 564
480 493
price/
51 52 55 53
94
29 share 30 31 31 31400 31
27 27.288 27 21
133 132 134 127 121 127 101 116
Friendly Account Account
per
Average
Purchase
000 000 000
000 000 000 000 000 000 000 000
000 000 000 000 000 000 000 000
000
shares
11 Number 37 21 76.000 10 12 27 20.000 53 38 34
38 52
42 87 44
of
222
205
131 263 123 294
425.000
Program
(continued)
14 14
14 14 14 14
14 14 16
14 14 14 15
14 14 15
14 14
15
15, stock 15,
15,
15, 15, 16,
4, 4, 16, 18,
5, 16,
16, 1,
16, 19,
16, 16,
Trade date Sep .Iul16, Aug May Apr Jun Sep Jul Aug Nov Feb
May Apr
Jun Jul Aug Jun Sep
Apr
Common
Management
.
2006
2016
CAD
OTC NEW
.
OTC
68%
20% 14% OTC
59%
2
4
3
6
NYSE
LTD
Portfolio
April NEW
25260
Equities
1 ADR
. yield
yield
yield
INC yield
Exchange
Exchange
Exchange'
rate
SPON
ADR
TELECOM Exchange
G
S
Current
Current
Current
Current
A
ENERGY ASA
SIEGY
total
assets SGAPY
total SU
total
TELNY total
ADR
Exchange
$575
$314
$392
5441
UB
Your Holding Security SIEMENS Symbol EAI
Security SINGAPORE SPON Symbol
EAI.
Security SUNCOR Symbol' EAI CAD Security Symbol EAI
TELENOR
%
PO T110110 Management Program Account name; SY SYMS FOUNDATION A 'I 2016 Your Financial Advisor; pri Friendly account name; GB Taxable Agg % UB S BOCCIA QUINN WEALTH Account number. WE 88393 EH MANAGEMENT 212-626-8500/800-458-1764
your assets . Equities ! Common stock (continued)
Purchase price] Trade Holding Number Average price date Pnce per share Value on of shares per share (5) Cost basis Unrealized Holding (5) on Apr 29 (3) Apr 29 (5) May 15, 14 54 000 gain or loss (3) period 23 952 1,293 46 17.160 926 64 -366 82 LT Jun 16, 14 66 000 23 743 1,567 04 17 160 1,132 56 Jul 16, 14 -434 48 LT 96 000 23 188 2,226 08 17 160 1,647 36 -578 Aug 15, 14 ' 51000 72 LT 22 968 1.17139 17160 Security total 87516 -296 23 LT 390 000 22 825 8,901 61 TELSTRA CORP LTD (FINAL) ADR 6,692 40 -2.209 21 Symbol TLSYY Exchange OTC EAI $402 Current yield 5.38% Apr 16, 14 127 000 23 868 3,031 24 20 320 2,580 64 May 15, 14 -450 60 LT 49 000 24 635 1,207 16 20 320 995 68 -211 48 Jun 16, 14 47 000 LT 24 678 1,159 87 20 320 955 04 -204 83 LT Jul 16, 14 97 000 25 423 2,466 04 20 320 1,971 Aug 04 -495 00 LT 15, 14 48 000 25 975 1,246 80 20 320 Security total 975 36 .271 44 368.000 LT 24 758 9,111 11 TORONTO DOMINION BK NEW CANADA 7,477 76 -1,633 35 CAD Symbol TD Exchange NYSE EAI $501 Current yield 3 61% CAD Exchange rate 1.25260 Fab 20, 15 172 000 42 995 7,395 14 44 500 7,654 Apr 16, 15 00 258 86 LT 72 000 45 608 3,283 81 44 500 3,204 00 -79 Nov4, 15 68 000 81 LT 41 386 2,814 29 44500 Security total 3,026 00 211.71 ST 312 000 43 248 13,493 24 TOTAL 5 A FRANCE SPON ADR 13,884 00 390.76 Symbol TOT Exchange NYSE EA1. 5741 Current yield. 4 52% Apr 16, 14 82 000 67 784 5,558.30 50 750 4,161 50 -1,396.80 LT May 15, 14 32 000 70 240 2,247 69 50 750 1,624 00 Jun 16, 14 -623 69 LT 39 000 71 698 2,796 23 50 750 1,979 25 -816 Jul 16, 14 62 000 98 LT 68 935 4,274 02 50 750 Aug 3,146.50 -1,127 52 LT 15, 14 37 000 63 697 2,356 79 50 750 1,877.75 Feb 20, 15 -479 O4 LT 71 000 52 159 3,703 Security total 31 50 750 3,603 25 323 -100 06 LT 000 64.818 20,936 34 16,392 25 -4,544 09 continued next page
CPZ60002001318777 PZ6000079190 00005 0416 031627583 WE88393EHO 000000 Page 59 of 96
% UBS portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; , Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account numban WE 88393 EH 2 12-626-8500/800-458-1764
Your assets . Equities , Common stock (continued)
Purchase price! Trade Number Average price Pnce per share Value on UnreaIized Holding Holding date of shares per share (5) Cost baSIS (S) on Apr 29 (1) Apr 29 (5) gain or 1055(5) period TOYOTA MOTOR CORP NEW JAPAN SPON ADR Symbol' TM Exchange NYSE EAI 5384 Current yield 3.17% Jul 29, 14 102 000 121 102 12,352 46 101 700 10,373 40 4,979.06 LT Aug 15, 14 17000 116.568 1.98166 101 700 1,728 90 -252 76 LT Security total 119 000 120 455 14,33412 12,102 30 -2,231 82 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ADR Symbol UN Exchange NYSE EAI 5463 Current yield. 2.76% Apr 16, 14 128.000 42 389 5,425 91 44 020 5,634 56 208 65 LT May 15, 14 46.000 43.470 1,999 62 44 020 2,024 92 25 30 LT Jun 16, 14 59.000 43.695 2,578 04 44.020 2,597 18 19 14 LT Jul 16, 14 97 000 42 959 4,167.11 44020 4,269 94 102 83 LT Aug 15, 14 51 000 40.949 2,088 43 44.020 2,245 02 156 59 LT Security total 381.000 42 675 16.25911 16,771 62 512 51 Total T91... '-.- M5 4, Sign. gun) "a, g, $755,363.32 $708,599.07 446,764.25
6
Net
$0.00 $0.00 $0.00
$0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
you If
re-
cost
Net
con- and if
Subject
in Discount
tax column
tax
988
Adjustment
Unknown
that
2015
Account
your
to
the
the
your Portion
Market
column.
and
in
For
with
(included note
on
that
last
loss
Codes
rates. the
$0.00 $0.00 $0.00 $0.00 $0.00
Please a
Discount
in
indicates
28%
take
Transactions
at
Adjustments rates
below.
following
cost
Market not
the
28% tax
taxed
can and
entitled
shown
at
Code
the
is
are
you
to
losses
included
taxed
section
that
next
losses
,475.00
and
$-450.00
$-787.50 $-875.00
the
Net
have $5,500.00
(*)
$-1
in
and
Gain/Loss
collectibles
We
gains
indicates
collectibles
symbol gains
this
on
net
or
Typically,
separately
returns. basis
loss, 278.00 ,500.00
structure.
gains
translation
Cost
asterisk
tax your
$40,500.00 $10,800.00 other $20,900.00 $21
net
$201
of
shown
An
988
a
your
is
capital
Discount.
it
of
includes
with or FOUNDATION-GWK-CUST
return.
Section
schedule
also
Market
to
A
control
your
paration SYMS
unknown
for
have in
ject
$40,050.00 $10,012.50
is $20,025.00 $20,025.00
pre
Proceeds
year.
$206,778.00 transaction
"D" SY
sub
We
the the
sale
and
in
preparing
change
the
capital.
portion
CUSIP
during
00287YAP4
013817AW1
information
to
of
10000
when 40000
20000 20000 assist
200000
the
Discount".
Units
to
next
basis
reportable
collectibles,
return
a
you
(1)
for
carefully
Market
to
cost
included
transactions
from
year's "C"
the
and LLON
symbol
these
I24
have
E sales
acquired
988
provided
sales,
we
12/01/14
05/06/15 04/28/15 09/17/14 04/08/15 which 10/01
current
to
11/06/22 M
Date
proceeds
your
review
are MANAGEMENT
dagger
for
for
a
wash
3.2%
2015
5.125%
gross
for
items
Subject Transactions
sold
asset
reports Please
applicable, WEALTH
BNY on
for
disposed
an if
adjusted "W"
p o
Date 04/25/16 07/28/15 07/28/15 07/28/15 07/28/15
included
or
INC
Term
INC
sold
Basis.
"Portion
section
based following
been
have
Income have Cost This has
The amounts; Short DESCRIPTION venience, titled we turn ABBVIE ALCOA
.
.
7
Net
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
In
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(Included
Information
G/L) Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Not
and
Subject
In Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00
Adjustments
Code
40
84.06
229.80
,406.25 ,350.00
$-581.25 $-740.00 $-316 $-137.81 $-1 $-160.14 $440.38 $-173.21 $-180.89
Net
$-1 $3,150.00 $-1,800.00 $-1 $-1,097.60 $-1
Gain/Loss
00
or
basis
Cost
$4,240.69 $1,847.08 $2,466.96 $2,146.36 $1,881.51 $2,321.56 $2,424.44
other $15,431.25 $72,450 $41,400.00 $26,156.25 $37,370.00 $10,672.60 $15,712.50
$243,108.80
FOUNDATION-GWK-CUST
,879.00
SYMS
$9,575.00 $3,924.29 $1,709.27 $2,282.90 $1,986.22 $1,741.13 $2,148.35 $2,243.55
$14,850.00 $69,300.00 $39,600.00 $24,750.00 $36,630.00 $14,362.50
Proceeds
$241
SY
CUSIP
156700AR7 029912365 12543DAU4
3128POCX7
15000 10000 15000
. 70000 40000 25000 37000
2282.9
220000
1709.27 1986.22 1741.13
3924.29 2148.35 2243.55
Units
I
9/01/20
15
LLON
10/01/24
acquired
E
5.05%
SYSTEMS
11/24/15
10/15/15 12/15/14
08/05/14 07/28/15 06/09/15 07/20/15 07/20/ 07/30/15 09/04/15 07/20/15 07/20/15 07/20/15 07/20/15 07/20/15
4.5%
M
Date
MANAGEMENT
CORP
HEALTH
6
16
Transactions
sold
INC
J10986
/08/1 WEALTH
BNY
disposed
TOWER
11/15/15 10/14/15 10/15/15 10/14/15 12/15/15 x. 05/05/15 08/15/15 09/15/15 Date 01/08/16 01/08/16 01/08/16 01/08/ 01 02/15/16 01/15/16
or
Term
GOLD
Short DESCRIPTION FHLMC
AMERICAN OHS/COMMUNITY CENTURYLINK
-
. .
3
00
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number GIL)
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-95.38 $-81.24 $-61.76 $-77.60 $-61.02 $-52.48 $-44.54 $-74.33
$-219.79 $448.83
$-106.65
Net $-261.72 $664.87 $-141.10 $-608.10
Gain/Loss
46 63
or
basis
.018.20
$810.32 $800.64 $688 $584.39 $975.29
Cost
$2,945.83 $1,994.73 $1,399.38 $1,251 $1 $1,065.94
$3,736.81 $8,065.16 $1,089.66 $4,696.15
other
FOUNDATION-GWK-CUST
$984.70 $940.60 $748.56 $739.62 $636.15 $539.85 $900.96
SYMS $948.56
$2,726.04 $1,845.90 $1,292.73 $1,156.08
$3,475.09 $7,500.29 $4,088.05
Proceeds
SY
CUSIP
3129452L5 3128POCX7 3132L6AK7
31384WNK2
984.7 940.6
1845.9
748.56 739.62 636.15 539.85 900.96
948.56
1156.08
2726.04 1292.73
3475.09 7500.29 4088.05 Units
4
12/01/43
15
2/01/41 10/01/24
6/01/31
acquired
4.0%
07/20/15 07/20/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/15 01/29/ 01/29/15 03/11/15 02/24/16 02/24/16 03/11/15
4.5% 4.5%
8.0% [MELLON Date
MANAGEMENT
V80910
Transactions
sold J10986
A97047 POOL 535994
WEALTH
BNY
I!
disposed
Date 11/15/15 03/15/16 04/15/16 10/15/15 12/15/15 05/15/15
06/15/15 07/15/15 08/15/15 09/15/15 01/15/16 03/15/16 04/15/16 05/25/15 06/25/15
or
Term GOLD
GOLD
GOLD
POOL
Short DESCRIPTION FHLMC
FHLMC
FHLMC FNMA
1 I I (
9
00
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
G/L)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
oncluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
77 41 57
$65.55 $-84.20 $-92.95 $-98
$-157.76 $-173.79 $-122.56 $-232.35 $-192.25 $313.89 $-301.28 $-259 $-265.90 $-238 $-212.52 $260.59 $489.15
Net
Gain/Loss
31
.33
or
basis
,998.42
$506.23 $650.26 $717.83 $946.47 $762.80
Cost
$1,218 $1,484.70 $2,699.78 $2,231.20
$1,342.14 $2,591.33 $2,287.01 $1,626.85 $2,051.94 $1 $1,827.87 $2,241
other
FOUNDATION-GWK-CUST
06
,437.70 ,766.07 ,980.74
$440.68 $566 $624.88 $823.91 $664.03
SYMS
-
$2,021.11 $1,060.55 $2,290.05
$1,168.35 $1,292.45 $2,385.89 $1,971.79 $1 $1,813.37 $1 $1,615.35 $1
Proceeds
SY
CUSIP
31385XA20
31384WNK2
1
1437.7 440.68 566.06 624.68 823.91 664.03
1168.35 1060.55 1292.45 1971.79 2021.11
1813.37 1766.07 1615.35 1980.74
2385.89 2290.05
Units
15
6/01/31
acquired
03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 03/11/15 07/27/15 07/27/ 07/27/15 07/27/15 07/27/15 07/27/15 07/27/15 07/27/15 07/27/15
6.0%
MELLON
Date
MANAGEMENT
15
Thansactions
sold
535994 0555424
WEALTH #
BNY
disposed
11/25/15 11/25/15 10/25/15 10/25/15 12/25/ 12/25/15
Date 09/25/15 04/25/16 07/25/15 08/25/15 01/25/16 02/25/16 08/25/15 09/25/15 01/25/16 02/25/16 03/25/16
or
POOL
Term
POOL
Short DESCRIPTION
FNMA FNMA
10
00 00
Net
$0 $0 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page G/L)
28%
10571026400
to
Portion
(included
Information
G/L) Number
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code 5 1
.66
94.78 29.07
$63.60 $43.21
$62.35 $-78.74
$-70.65 $-73.69
$-210.33 $206.35 $208. $472.25 $4 $461.14 $4 $292.39 $-201
Net
Gain/Loss 11 or basis $855.55 $581.28 $838.72
$991.29 $950.31 Cost
$1,059
$3,453.90 $2,828.61 $1,836.74
$2,580.01 $3,198.69 $3,388.56 $1,138.91 $1,421.90 $2,518.80 other
FOUNDATION-GWK-CUST 95 $791 $538.07 $776.37 $980.37 $917.60 $879.66
SYMS
$3,243.57 $2,656.36 $3,003.91 $3,182.21 $1,628.59 $1,260.76 $1,009.84 $2,287.62 $2,317.14
Proceeds
SY
CUSIP
3138E2LN3
3138A28M0
3138EODL3
3138EHWDO
917.6
791.95 538.07 776.37 628.59
980.37 879.66
1 1260.76
1009.84
3243.57 2656.36 3003.91 3182.21 2287.62 2317.14
Units
9/01/42 1/01/42
12/01/38
acquired
10/15/15 10/15/15 10/15/15 10/15/15 12/22/15 12/18/15 12/18/15 12/18/15 12/22/15 10/15/15 10/15/15 12/22/15 12/22/15 12/22/15 12/18/15
5.5% 4.5%
4.0%
MELLON
Date
MANAGEMENT
5 6 6 6 6 5
1
Transactions
sold
0AH0943
AL1543 AL7306 M9332
WEALTH # #
BNY #
disposed
11/25/1
Date 12/25/1 04/25/16 01l25/1 02/25/1 04/25/ 02/25/1 03/25/16 01/25/16 03/25/16 04/25/16 01/25/16 02/25/16 03/25/16
"01/25/16
or
POOL
Term
POOL POOL POOL
hort
DESCRIPTION FNMA FNMA FNMA
FNMA
1 I 11
Net
$0.00 $0.00 $0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
00
00
Number G/L)
$0.00 $0 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00 00
$0.00
$0 $0.00
$0.00
$0 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00
Adjustments
Code
90 .59 .75 50.85 43.05 $-75.79 $-71 $-74.22
$4 $486
$423.69 $-211 $200.35 $-619.41 $528.58
Net $-490.83
$-541.31 $462.26 $4
Gain/Loss or
basis $946.68 $928.04 $962.09 Cost
$1,884.12 $2,334.37
$1,735.93 $2,597.07 $2,744.88 $6,381.34
$5,445.63 $5,056.72
$5,576.72 $1,703.03
$1,501.37
other
FOUNDATION-GWK-CUST ,733.27
$870.89 $856.45 $887.87
SYMS
$1 $2,147.47 $1,612.24
$2,396.72
$2,533.13 $5,761.93 $4,917.05 $4,565.89
$5,035.41 $1,540.77
$1,358.32
Proceeds
SY
93
CUSIP
3140366L0 3138EODL3
3138XXHG4 3138W9H89 31403DBY4
870.89
856.45 887.87
1733.27 1612.24
2147.47
2396.72 2533.13 5761 1540.77 1358.32 4917.05 4565.89 5035.41
Units
745275
745355
I42
6
5
1/01
9/01/42
8/1
POOL
POOL
acquired
2/22/15
12/22/15 12/22/15 1
12/22/15 12/22/15 12/22/15 12/22/15 12/24/15 12/24/1 03/1 12/24/15 8/1/43 12/24/15 10I15/15 10I15/15
4.5%
4.5%
MELLON
Date
ASSN
MANAGEMENT ASSN
4%
6 6
6 6
16 MTGE
MTGE
Transactions
sold
AL7306
A50225 AW7430
WEALTH
# BNY It fl
disposed
Date 02/25/16 04/25/1 03/25/16 04/25/1 11/25/15 01/25/16 02/25/ 03/25/16 12/25/15 04/25/16 01/25/16 02/25/1 03/25/16 04/25/1
NAT'L
NAT'L
or
Term
POOL POOL POOL
Short DESCRIPTION
FNMA
FNMA FNMA FEDERAL
FEDERAL
12
$0.00 Net $0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00
in
Rates
Subject
GIL)
Page
28%
10571026400
to
Portion (included
Information 00 $0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
GIL) $0.00
$0.00 $0.00 $0.00
$0 $0.00 Number
Tax
Net
and
Subject
in
Discount
988 to
2015
Account
Portion
Market (included
00 00 $0.00
$0.00
$0.00
$0
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0
Adjustments
Code .70
67.26 24.68
$-92.18
$-54.80
$-39.46
$-46.72
$-48.15
$45.09
$-40
$64.75 $-40.68 $44.83 $486.34
$4 $454.86 $4 $428.79
$464.09
Net
Gain/Loss
or basis
$709.14
$532.69
$630.71
$649.97
$608.67
$549.40
$874.16 $549.21 $605.20 $2,411.27
$1,192.84
$2,164.42
Cost $1,625.37 $1,351.68 $1,308.61
$1,722.24
other FOUNDATION-GWK-CUST
93 99
$654.34
$493.23
$583
$601.82
$563.58
$508.70
$809.41 $508.53 $560.37 $2,224
$1,100.66
$1,997.16
SYMS $1,470.51 $1,183.93 $1,222.89
$1,558.15
Proceeds SY OUSZG
31417UW84 3141
CUSIP
31403DBY4 508.7
654.34
493.23
583.99
563.58 601.82
809.41 1100.66 508.53 560.37 2224.93
1997.16
1183.93 1470.51
1558.15 1222.89 Units
745355 LLON
2101/40 8/01/21
POOL
acqurred E 02/10/15
02l10/15
02/10/15
02/10/15
08/27/15
08/27/15
08/27/15
08I27I15
08/27/15
08/27/15
10I15/15 08I27I15 10/15/15 08/27/15 10/15/15 10I15/15
4.5%
5.5%
Date M
ASSN
MANAGEMENT 6 MTGE
Transactions 501d
AC1870
897936 WEALTH 08/25/15
07/25/15
06/25/15 BNY
05/25/15 disposed
04/25I16
03/25/16
02I25/16
11I25I15 12I25I15
01/25/1 10/25/15
09/25/15 04/25/16 03/25/16
01/25/16 02/25/16 Date NAT'L
1;. or
Term POOL POOL
FNMA FNMA FEDERAL
DESCRIPTION
Short
13
Net $0.00 $0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
in
Rates
Subject
GIL)
Page
28% 10571026400
to
Poru'on Oncluded
Information 00
$0.00 $0
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00
GIL) $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
$0.00 Number
Tax
Net
and
Subject
Discount In
988
to
2015 Account
Portion
Market
(included
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
Adjustments
Code 34
05.40 $-61.47 $-59.97
$-78.24 $475.00 $-95.32
$458.16
$4
$448.95 $296.78
$-203.84
$406
$-250.16 $336.06 $410.42 $434.59
$-3,500.00
Net
Gain/Loss 42
or
basis
$988.29
.428.87 $997.13 $576.44 $776.00 $8,325.00
$1,483.06
$1,911.38 $1,396.66
$2,782.89
$2,345.75 $3,151.25
Cost
$23,125.00 $1 $1,741.67
$1,012.41 $1,233
other
FOUNDATION-GWK-CUST 08
$882.89 $890.79 $514.97 $716.03 $934.17 $7,850.00
$1,324.90 $2,486.11 $1,247.71
$1,707.54
$2,095.59 $2,815.19
SYMS
$1,318.45 $19,625.00
$1,607 $1,138.10
Proceeds
SY 08
440543ALO CUSIP
31418UWC4 31417UW84
10000 25000
1324.9
882.89
, 890.79
514.97 1138.1 716.03
934.17 1247.71 2486.11
1707.54
1
2095.59 2815.19 1318.45 1607
Units
INC LON
6/01/40
L 2/01/40
acquired E
11/25/14 12/12/14
07/27/15
07/27/15
07/27/15 07/27/15
07/27l15
07I27I15
07I27/15 07/27/15 07/27/15 02/10/15 02/10I15 02/10/15
02/10/15 02/10/15 SERVICES
5.0%
Date 4.5% M
MANAGEMENT 'Ihansactions sold ADBS42
OFFSHORE A07870 II
WEALTH 09I28l15
09/28/15 BNY disposed
04/25/16 11/25/15 02/25/16 03/25/16
12/25/15
01/25/16
10/25I15 09/25/15 11/25/15 08I25I15 12/25/15
10I25/15 01/25/16 09/25/15
Date
or Term
POOL POOL HORNBECK
FNMA
FNMA
DESCRIPTION Short
2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION -GWK-CUST Page 14
Shorthranransacdons
DESCRIPTION CUSIP
Portion Subject Portion Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Units Market Discount (included in Net Proceeds other basrs Gain/Loss Code Adjustments (included in Net G/L) GIL) INTERNATIONAL PAPER CO 46014GCL5
03/15/16 05/14/15 115000 $112,319.35 $115,272.55 $-2,953.20 $0.00 $0.00 $0.00 03/15/16 06/17/15 80000 $78,135.20 $78,815.20 $680.00 $0.00 $0.00 $0 00 MICROSOFT CORP 2.65% 11I03/22 59491 BBHS 04/22/16 10I29/15 307000 $318,012.09 $308,535.00 $9,477.09 $0.00 $0 00 $0.00 NOBLE ENERGY INC 5.075% 6/01/22 655044AL9 1 2/23/ 1 5 10/26/ 1 5 10000 $9,550.00 $10,162.50 $612.50 $0.00 $0.00 $0.00 12/23/15 08/13/15 1 45000 $138,475.00 $152,793.75 $44,318.75 $0.00 $0.00 $0.00 OFFSHORE GROUP INVST 7.5% 11/01/19 676253AJ6 06/24/15 08/22/14 1 0000 $6,300.00 $10,275.00 $-3,975.00 $0.00 $0.00 $0.00 PEABODY ENERGY CORP 6.25% 11/15/21 704549AM6
06/25/15 03/12/15 45000 $16,087.50 $32,175.00 $46,087.50 $0.00 $0.00 $0.00 RYLAND GROUP 783764AP8 02126/16 09/01/15 49000 $52,920.00 $53,900.00 $980.00 $0.00 $0.00 $0.00 STRYKER CORP 3.5% 3/15/26 863667AN1 04/25/ 1 6 03/03/ 1 6 1 55000 $162,272.60 $155,232.50 $7,040.10 $0.00 $0.00 $0.00 TECK COMINCO LTD 878742AE5
08/20/15 01/12/15 25000 $17,125.00 $23,157.25 $-6,032.25 $0.00 $0.00 $0.00 08/20I1 5 1 2/05/1 4 15000 $10,275.00 $14,824.65 $4,549.65 $0.00 $0.00 $0.00 15
Net
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
ancluded
Information
Number GIL)
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015 Account
to
Portion
Market
Gncluded
00
$0.00
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
19
00.79
$55.08
$-42.
$668.36 $641.21 $384.73
$670.20 $-541.76
$4 Net
$2,625.00
$1,017.18 $1,413.75
$4,793.09
$26,406.25
Gain/Loss
or
basis
Cost
$5,306.56 $3,941.25
$5,531.45
$72,556.25 other
$56,939.73 $88,720.04 $77,926.09 $45,982.62 $58,031.72 $60,478.13 $68,285.04
$154,125.00 $141,812.62
FOUNDATION-GWK-CUST
SYMS
$5,264.37 $3,996.33
$5,430.66
$46,150.00
$56,269.53 $88,178.28 $78,594.45 $46,623.83 $59,445.47 $61,495.31 $68,669.77
Proceeds
$156,750.00
$140,019.53
SY
CUSIP
911365AX2
87900YAA1
912810EO7 912828G38
912028ND8
4000 3000
5000
65000
43000 67000 59000 35000 60000 58000 67000
150000 107000
Units
6/15/23
6 5 6 5 5 5
5
I1
5/15/20
acquired
6.125%
06/22/15 02/29/1 09/30/1
08/21/15 08/21 02/03/1 09/28I1 09/08/15 09I25I1 09/11/15
09/15I15 01/22/16 04/06/1
3.5%
MELLON
Date
MANAGEMENT
NORTH
NOTE
'Ihansactions
BONDS NOTE sold
WEALTH
BNY
RY
disposed RP
URY
10l29/15 12/29/15 Date 10I29I15 04/11/16 03/17/16 04/11/16 03/21/16 04/11/16 03/11/16 03/11/16 03/11/16 03/21/16
01/22/16
or TION
CO
RENTALS
Term
TREAS
TREASU TREASURY
S
Short DESCRIP
UNITED
TEEKAY U U.S.
16 00
Net
Net
$0.00
$0.00
$0.
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
in
in
Rates
Rates
Subject
Subject
Page
G/L)
GIL)
28%
28%
10571026400
to
to
Portion
(included
Portion
(included
Information
00
Number G/L)
G/L)
$0.00
$0.00 $0.
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Tax
Net
and Net
and
Subject
Subject
Discount in
in Discount
988
988
2015
Account
to
to
Portion
Portion
Market
Market
(included
(included
00
00
$0.00
$0.00
$0.
$0.00 $0.00 $0.00
$0.00 $0.00 $0
Adjustments
Adjustments
Code
Code
59 .40
.383.75
$318.75 $539.28 $641 $759.20 $-766.00 Net
Net $4,062.50
$-3,546.45 $4
$-90,073.
Gain/Loss
Gain/Loss
70
or
or
basis
basis
Cost
Cost
other $16,275.00 $71,500.00
$56,925.68 $55,847
other $45,640.80
$30,440.00 $22,558.60 $23,966.00
$2,853,671.13
FOUNDATION-GWK-CUST
50
.25
SYMS
$16,593.75 763,597.54 $67,437
$57,464.96 $52,301 $29,056.25 $23,200.00 $46,400.00 $23,200.00
Proceeds
Proceeds
SY
$2,
CUSIP
CUSIP
947075AF4
029912AY8
949746PM7 00507UASO
03938LAM6
15000
65000
56000 45000 25000 20000 20000 40000
Units
Units
12/31/99
LTD
5/15/19
1 1
0
LLON 1
3/15/25
6/01/19
acquired
7.98% acquired
11I27I12
7.25%
01/15/15 09/28/1 02/06/15 09/29/ 03/04/15 06/10/13 06/14/1
3.8%
ME
Date
Date
MANAGEMENT 9.85%
REIT
SCS
COMPANY
6 5 5 5
INTERNATIONAL
1 1
Transactions
81 sold Gain/Loss
sold
Transactions
WEALTH BNY
disposed
disposed
TOWER
6 ,5 12/17/15 Date 05/11/15 05/11/15 08/13/15 08/26/ Term Date 03/04I1 08/26/ 08/26/1
or
or
FUNDING
Term
FARGO
Term
Short
Short DESCRIPTION
& WEATHERFORD Total Lon WELLS DESCRIPTION ACTAVIS AMERICAN ARCELORMITTAL
I I
.
17
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
G/L) Number
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
In Discount
988
2015
Account
to
Portion
Market
Gncluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$75.00
$28.25
0,200.00
$-310.25
Net
$4,655.70
$4,432.48 $6,703.65 $5,284.30 $4,741.85
$4
$68,662.50 $27,566.00
Gain/Loss
82
or
basis
Cost
$5,725.00
$5,746.90
$90,600.00 $49,791.15 $38,796.80 other $96,662.50 $27,155.00 $61,322.25
$268,398.00 $104,386 $223,683.60
FOUNDATION-GWK-CUST
00
SYMS
$5,800.00
$5,436.65
$80,400 $96,954.34 $43,087.50 $33,512.50 $38,000.00 $27,183.25 $59,580.40
Proceeds
$240,832.00 $228,339.30
SY
CUSIP
12189TA27
060505DT8 172967EV9 156700AR7
165167CGO 25459HAT2 03938LAM6
25459HBA2
5000
5000
80000 ' 82000 45000 35000
95000 25000 55000
200000 210000
Units
2/15/21
12/25/50
FE
6I01/19
acquired
0.125%
8.125% 11/19/12 11/08/12
12/07/12 10I18/11 11/29/12 10/25/12 10/02/12 05/23/11 08/29/12 01/24/13 07/18/14
MELLON CO
Date
SANTA
9.85%
MANAGEMENT
INST
LLC INC
CORP
FIN
I
sold
'IYansactions INC
ENERGY
NORTHN
WEALTH
BNY
BANKING
disposed
11/19/15 10/14I15 12/15/15 10/14I15
Date 09/11I15 08/26/15 09I09I15 09/15/15 , 02/18/16 09I15/15 09I15I15
AMERICA HOLDINGS HLDG
or
Term
RYLINK
OF
Lou DESCRIPTION DIRECTV BANK BURLINGTON DIRECTV CHESAPEAKE CITIGROUP ARCELORMITTAL CENTU
-
18 00
Net
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included 00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00
Adjustments
Code
40
.063
$-85.45 $-45.70 $-77.26 $42.40 $-57.35 $-43.95 $-59.28
$-500.40 $-746.46 $399.26 $-674.95 $-370.40 $-501.02 $283.95 $-517.83
Net
$-5.110.7O
$4
Gain/Loss
.74
or
basis
$666.85 $356.67 $602.97 $330.90 $447.58 $343.00 $462.60
Cost
$6,051 $3,236.90 $3,112.81 $5,472.02 $3,002.96 $4,061.91 $4,198.17
$25,046.00 other $89,049.80 $18,487.35
FOUNDATION-GWK-CUST
$581.40 $310.97 $525.71 $288.50 $390.23 $299.05 $403.32 SYMS
$5,305.28 $2,837.64
$4,797.07 $2,632.56 $3,560.89 $2,728.86 $3,680.34
$23.982.60 $83,939.10 $17,986.95
Proceeds
SY
CUSIP
29273FIAM1
3128MDBU6
581.4
288.5
15000 70000 20000
310.97 525.71 390.23 299.05 403.32
5305.28 2837.64 4797.07 2632.56 2728.86 3560.89 3680.34
Units
4I15/19
LLON
11/01/23
9.0%
acqurred
12114/10 06/20/11 02/23/12
08/13/12 01I25/12 01I25/12 08/13/12 08/13/12 01I25/12 01I25/12 08/13/12 08/13/12 01I25/12 01I25/12 08/13/12 08/13/12 01I25/12
5.0%
ME
Date
MANAGEMENT
PRTNRS
5
sold
Transactions
G14351
WEALTH BNY
disposed
Date 11/15/15 11/15/15 10I15I15 06/23/15 06/23/1 06/23/15 10/15/15 05/15/15 05/15/15 06I15/15 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 09I15/15 09I15I15
or
TRANSFER
GOLD Term
DESCRIPTION ENERGY
FHLMC
;. 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 19
Lon Term Transactions
DESCRIPTION CUSIP Portion Sublect Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net GIL) GIL)
FHLMC GOLD 614351 5.0% 11/01/23 3128MDBU8
12/15/15 01/25/12 4424.41 $4,424.41 $5,046.93 $622.52 $0.00 $0.00 $0.00
12,/15/15 08/13/12 484.87 $484.87 $556.13 $-71 26 $0.00 $0.00 $0.00
01/15/16 08/13/12 337.92 $337.92 $387.58 $49.66 $0.00 $0.00 $0.00
01/15/16 01/25/12 3083.52 $3,083.52 $3,517.37 $433.85 $0.00 $0.00 $0.00
02/15/16 01/25/12 3118.9 $3,118.90 $3,557.73 $438.83 $0.00 $0.00 $0.00
02/15/16 08/13/12 341.8 $341.80 $392.03 $50.23 $0.00 $0.00 $0.00
03l15l16 08/13/12 281 $281.00 $322.30 $41.30 $0.00 $0.00 $0.00
03/15/16 01I25/12 2564.1 $2,564.10 $2,924.87 $-360.77 $0.00 $0.00 $0.00
04/15/16 01/25/12 4051.93 $4,051.93 $4,622.04 $570.11 $0.00 $0.00 $0.00
04/15/16 08/13/12 444.05 $444.05 $509.31 $-65.26 $0.00 $0.00 $0.00
FHLMC GOLD G18316 . 4.0% 7/01/24 3128MMK69
05/15/15 12/12/12 5701.4 $5,701.40 $6,298.60 $597.20 $0.00 $0.00 $0.00
06/15/15 12/12/12 5133.43 $5,133.43 $5,671.14 $-537.71 $0.00 $0.00 $0 00
07/15/15 12/12/12 5060.19 $5,060.19 $5,590.23 $530.04 $0.00 $0.00 $0.00
08/15/15 12/12/12 5042.93 $5,042.93 $5,571.16 $628.23 $0.00 $0.00 $0.00
09/15/15 12/12/12 4294.94 $4,294.94 $4,744.82 $449.88 $0.00 $0.00 $0.00
10/15/15 12/12112 4423.38 $4,423.38 $4,886.71 $463.33 $0.00 $0.00 $0.00
11/15/15 12/12/12 4384.06 $4,384.06 $4,843.28 $459.22 $0.00 $0.00 $0.00 20
Net
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 in $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$39.43 $-55.06
$-386.97
$-391.51 $-420.37 $380.39 $-323.13 $-945.57 Net $-845.62 $-688.01 $-720.26
$-547.54 $-465.32 $541.00 $-394.87 $659.01 $-349.59
Gain/Loss
or
basis
$517.36 $722.41
Cost
$4.081.31 $4,011.88 $4,129.22 $4,433.60
$3,408.03
$8,972.25 $9,392.89
$7,140.39 $7,055.10 $6,068.17 $5,149.51 $8,594.16 $4,558.94
other
$11,027.66 $12,331.15
'
FOUNDATION-GWK-CUST
SYMS
$477.93 $667.35
$3,694.34 $3,737.71 $4,013.23 $3,631.49 $3,084.90
$8,284.24 $8,672.63 $6,592.85 $6514.10 $5,602.85 $4,754.64 $7,935.15 $4,209.35
$11,385.58
$10,182.04
Proceeds
SY
CUSIP
3129452L5
3128MMK69
3084.9
6514.1
477.93 667.35
3694.34 3737.71 4013.23 3631.49
8284.24 8672.63 6592.85
Units 5602.85 4754.64 7935.15 4209.35
11385.58
10182.04
4
7/01/24
2/01/41
acquired
12/12/12 12/12/12 12/12/12 12/12/12 12/12/12
02/26/14 02/26/14 02/26/14 02/26/1 02/26/14 02/26/14 02/26/14 02/26/14 02/26/14 02/26/14 01/29/15 01/29/15
4.0%
4.5%
MELLON
Date
MANAGEMENT
Transactions sold
G18316
5/15
A97047
BNY WEALTH
disposed
X8
12/15/15 Date
01/15/16 02/15/16 03/15/16 11/15/15 04/15/16 12/15/15 10/15/15 05/15/15 06/15/15 07/15/15 08/1 09l15/15
01/15/16 02/15/16 02/15/16 03/15/16
or
GOLD Term
GOLD
Lon DESCRIPTION
FHLMC
FHLMC
21
00
00
Net
$0.00 $0.00 $0.00
$0.00 $0 $0.00 $0.00 $0 $0.00 $0.00
in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Flates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00
Net
and
Subject
Discount in
015
988
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
51
$-74.02
$488.13 $-656.29
$-169.45 $175.46
Net $429.79 $-376.45 $473.90 $413.77 $-360.00 $443.82 $-373.07 $-304.53 $414.81 $-275 $-295.82
Gain/Loss
.25 94
or
basis
$971
Cost
$6,365.71 $8,558.59
$1,308.58 $1,355.01 $6,257.39 $5,480.86 $6,899.65 $6,024.20 $5,241.38 $6,461.76 $4,011.26 $5,431.69 $4,433.69 $6,039.31 $4,306
other
FOUNDATION-GWK-CUST
.38
$897.23
SYMS
$5,877.58 $7,902.30
$1,139.13 $1,179.55 $5,827.60 $5.104.41 $6,425.75 $5,610.43 $4.881 $6,017.94 $5,058.62 $4,129.16 $4,011.12 $5,624.50 $3,735.75
Proceeds
SY
CUSIP
3129452L5
3138ELK44
31384WNK2
7902.3 897.23
5827.6
5624.5
1139.13 1179.55 5877.58
5104.41 6425.75 5610.43 4881.38 6017.94 Units 5058.62 4011.12 4129.16
3735.75
I31
LLON 14
2101/41
6/01
11/01/26
E
acquired
02/26/ 02/26/14 01/29/15 03/11/15 03/11/15
03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14 03/14/14
03/14/14 03/14/14
4.5%
4.0% M
6.0%
Date
MANAGEMENT
16
sold Transactions
5/
535994 A97047
AL3914
WEALTH
BNY
II #
disposed
Date 03/1 04/15/16 04/15/16 03/25/16 10/25/15 11/25/15 04/25/16 05/25/15 06/25/15 07/25/15 08/25/15 12/25/15 09/25/15
01/25/16 02/25/16 03/25/16
or
GOLD Term
POOL
POOL
Lon DESCRIPTION
FHLMC
FNMA
FNMA
1
&
.
.
22
Net
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
00
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
ancluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.48
.38
$-62.76 $-81.85 $50.62
$-62.64 $-56.51 $-91 $-54.94 $88.83
$380.88 $-101 $-317.75 $256.29 $-317.12 $401.28 Net $-286.10 $278.12 $-256.37
Gain/Loss
.30
basrs
$884.66 $556.87 $713.53 $449.15 $882.91 $501.41 $555.77 $796.55 $487.42 $774.32
Castor
$5,545.36 $2,606.41 $2,102.22
$2,601.24
$2,346.79 $2,281 $2,102.88
other
FOUNDATION-GWK-CUST
7
,845.93
$494.11 $783.18
$631.68 $398.53 $781.63 $493.13 $444.90 SYMS $705.1 $432.48 $685.49
$5,164.48 $2,288.66 $1
$2,284.12
$2.060.69 $2,003.18 $1,846.51
Proceeds
SY
7
11
48
1
.63
CUSIP
31402DF70 3138ELK44
444.9
494 783.18
631.68 398.53 781 493.13 705.
432.48 685.49
5164 1845.93 2288.66
2284.12 1846.51
2060.69 2003.18
Units
725690
3
LLON 11
13
11/01/26
POOL
E
acquired
03/14/14 06/08/11 09/09/13 06/08/11 07/22/13 06/08/ 06/08/11 09/09/13 09/09/ 07/22/13 07/22/13 06/08/11 07/22/13 06/08/11 09/09/1 07/22/13 09/09/13
4.0%
M
Date
ASSN
MANAGEMENT
5
MTGE
15 1
Transactions sold
AL3914
WEALTH BNY I!
disposed
Date
04/25/16 x. 05/25/15 05/25/15 05/25/15 06/25/15 06/25/ 06/25/15 07/25/15 10/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/ 09/25/15 09/25/15 09/25/15
NAT'L
or
Term
POOL
Lon DESCRIPTION
FNMA
FEDERAL
l l
l l l j
I
23
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
In
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(Included
Information
00
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
ancluded
00
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
63
$-50.64 $81.88 $-39.69 $-64.17 $-76 $47.39 $62.79 $435.35
$-32.80
$342.95 $548.41 $774.59
$200.93 $-239.92
$-267.25 Net $-324.85 $-333.51
Gain/Loss
97
89
or
basis
$449.30 $713.76 $352.14 $559.41 $667 $420.47 $468.37 $744.05
$272.45
Cost
$1,648.13
$1,967.95 $2,192.15
$2,882.21 $2,834.90
other
$18,878.32 $34,569.29
$101,847
FOUNDATION-GWK-CUST
58
.34
,447.20 $398.66 $631.88 $312.45 $495.24 $591 $373.08 $415 $658.70
$239.65 SYMS
$1 $1,728.03 $1,924.90
$2,557.36 $2,501.39
$35,117.70
$19,221.27
Proceeds
$102,622.48
SY
66
.34 CUSIP 3140201'70
314020TSO
658.7
1447.2 398.66 631.88 312.45 495.24 1924.9 591 373.08 415.58
239.65
1728.03
2557.36 2501.39 Units
16750.56
30603 89431.36 725690
735061
LLON 11 11
13 11 11 POOL
POOL
E acquired 07/22/13 09/09/13 06/08/11 07/22/13 09/09/13 06/08/ 09/09/13 07/22/13 07/22/13 06/08/ 09/09/13 07/22/13 06/08/ 09/09/ 07/22/13 05/05/ 08/28/13
M
Date ASSN
MANAGEMENT ASSN
5 MTGE
MTGE
sold Transactions
WEALTH
BNY
disposed
11/25/15
10/25/15 10/25/15 11/25/15 11/25/15
Date 12/25/15 12/25/1 12/25/15
01/25/16 01/25/16 01/25/16 02/19/16 02/19/16 02/19/16 02/25/16 05/25/15 NAT'L 05/25/15
NAT'L
or
Term DESCRIPTION Lon FEDERAL
FEDERAL
)9 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 24
Lon Term Transactions
DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquIred Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) G/L)
FEDERAL NAT'L MTGE ASSN POOL 735061 31 4020TSO
06/25/15 05/05/ 11 2559.41 $2,559.41 $2,900.66 $-341.25 $0.00 $0.00 $0.00
06/25/15 08/28/13 245.21 $245.21 $278. 77 $33.56. $0.00 $0.00 $0.00
07/25/15 05/05/11 3181.6 $3,181.60 $3,605.81 $424 21 $0.00 $0.00 $0.00
07/25/15 08/28/ 13 304.82 $304.82 $346.54 $41 72 $0.00 $0.00 $0.00
08/25/ 15 08/28/13 305.53 $305.53 $347.35 $41.82 $0.00 $0.00 $0.00
08/25/15 05/05/11 3188.99 $3,188.99 $3,614.18 $425.19 $0.00 $0.00 $0.00
09I25I15 05/05/ 11 2525.19 $2,525.19 $2,861.88 $336.69 $0.00 $0.00 $0.00
09/25/15 08/28/13 241 .93 $241 .93 $275.04 $-33. 11 $0.00 $0.00 $0.00
10/25/15 08/28/13 200.18 $200.18 $227.58 $-27.40 $0.00 $0.00 $0.00
10/25/1 5 05/05/ 11 2089.37 $2,089.37 $2,367.95 $278.58 $0.00 $0.00 $0.00
11/25/15 05/05l11 2744.18 $2,744.18 $3,110.06 $365.88 $0.00 $0.00 $0.00
11/25/15 08/28/13 262.92 $262.92 $298.90 $35.98 $0.00 $0.00 $0.00
12/25/15 05/05/11 2291.12 $2,291.12 $2,596.60 $305.48 $0.00 $0.00 $0.00
12/25/15 08/28/13 219.51 $219.51 $249.55 $30.04 $0.00 $0.00 $0.00
01/25/16 08/28/13 206.54 $206.54 $234.81 $-28.27 $0.00 $0.00 $0.00
01/25/16 05/05/11 2155.75 $2,155.75 $2,443.18 $287.43 $0.00 $0.00 $0.00
02/19/16 08/28/ 13 9163.89 $10,498.38 $10,418.08 $80.30 $0.00 $0.00 $0.00
02/19/16 05/05/11 93718.22 $107,365.93 $106.213.76 $1,152.17 $0.00 $0.00 $0.00 .
.
25
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount In
988
2015
Account
to
Portion
Market
(included
00
00
$0 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-19.03 $65.28
$-257.32 $-212.09 $-209.56 $-174.10 $226.27 $153.79 $-161.00 $218.68 $-128.75 $468.39 $490.94 $-135.01 $262.85 $174.37 Net
Gain/Loss
or
basis
$201.63 $665.75
Cost
$2,187.22 $2,087.69 $2,062.74 $1,713.72 $2,227.22 $1,513.78 $1,584.78 $2,152.53 $1,267.36 $1,657.51 $1,879.45 $1,328.96 $1,716.36 $2,445.26
other
FOUNDATION-GWK-CUST
78
,929.90
$182.60 $600.47 SYMS
$1 $1,875.60 $1,853.18 $1,539.62 $2,000.95 $1,359.99 $1,423 $1,933.85 $1,138.61 $1,489.12 $1,688.51 $1,193.95 $1,541.99 $2,182.41
Proceeds
SY
CUSIP
31402OTSO 314020Y39
31402RAC3
182.6
i
1929.9 1875.6
600.47
1138.61 1193.95 1853.18 1539.62 1359.99 1423.78 1933.85 1489.12 1688.51 2000.95 1541.99
2182.41
Units
735061 735230
LLON
POOL POOL
acquired
11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 11/14/11 05/05/11
07/11/12
09/09/13 06/07/13
ME
Date
ASSN ASSN
MANAGEMENT
MTGE MTGE
sold Transactions
0735403
WEALTH
BNY
disposed
11/25/15 x. 10/25/15 12/25/15 Date
02/25/16 05/25/15 06/25/15 07/25/15 08/25/15 09l25/15 01/25/16 02/25/16 03/25/16 04/25/16 05/25/15 05/25/15 05/25/15
NAT'L NAT'L
or
POOL
Term
Lon DESCRIPTION FEDERAL FEDERAL FNMA
)o 2015 Tax Information BNY .MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 26
Lon Term Transactions
DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) GIL)
FNMA POOL 0735403 31 402RAC3
05/25/15 03/28/14 749.71 $749.71 $822.34 $72.63 $0.00 $0.00 $0.00
06/25/15 09/09/13 194.59 $194.59 $214.87 $20.28 $0.00 $0.00 $0.00
06/25/15 06/07/13 639.9 $639 90 $709.47 $69.57 $0.00 $0.00 $0.00
06/25/15 07/11/12 2325 72 $2,325.72 $2,605.83 $280.11 $0.00 $0.00 $0.00
06/25/15 03/28/14 798.94 $798.94 $876.34 $77.40 $0.00 $0.00 $0.00
07/25/15 06/07/13 480.19 $480.19 $532.40 $52.21 $0.00 $0.00 $0.00
07/25/15 07l11/12 1745.26 $1,745.26 $1,955.46 $210.20 $0.00 $0.00 $0.00
07/25/15 09/09/13 146.02 $146.02 $161.24 $15.22 $0.00 $0.00 $0.00
07l25/15 03/28/14 599.54 $599.54 $657.62 $58.08 $0.00 $0.00 $0.00
08I25/15 03/28l14 654.96 $654.96 $718.41 $63.45 $0.00 $0.00 $0.00
08/25/15 09/09/1 3 159.52 $159.52 $176.15 $16.63 $0.00 $0.00 $0.00
08/25/15 07/11/12 1906.6 $1,906.60 $2,136.23 $229.63 $0.00 $0.00 $0.00
08/25/15 06/07/13 524.58 $524.58 $581.61 $57.03 $0.00 $0.00 $0.00
09l25/15 09/09/13 116.1 $116.10 $128.20 $12.10 $0.00 $0.00 $0.00
09/25/15 06/07/13 381.78 $381.78 $423.29 $41.51 $0.00 $0.00 $0.00
09/25/15 07/11/12 1387.59 $1,387.59 $1,554.71 $167.12 $0.00 $0.00 $0.00
09/25/1 5 03/28l14 476.67 $476.67 $522.85 $46.18 $0.00 $0.00 $0.00
10/25/15 03/28/14 713.22 $713.22 $782.31 $69.09 $0.00 $0.00 $0.00 j *
.
.
27
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
00
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Coda
18
$18.10 $62.10 $45.62 $50.75 $13.30 $47.55 $13.86 $52.91 $62.58 $56.25 $11 $16.40 $38.36 $42.68
$250.06 $183.68 $191.47
$226.47 Net
Gain/Loss
35
.22
or
basis
$191.81 $633 $465.23 $574.65 $140.90 $484.96 $146.87 $599.03 $708.52 $118.48 $573.61 $173.72 $391 $483.24
Cost
$2,326.26 $1,708.77
$1,781.23 $2,106.81
other
FOUNDATION-GWK-CUST
$173.71 $571.25
$419.61 $523.90 $127.60 $437.41 $133.01 $546.12 $645.94
$517.36 $157.32 $352.86 $440.56 $107.30 SYMS
$2,076.20 $1,525.09 $1,589.76 $1,880.34
Proceeds
SY
CUSIP
31402RAC3
127.6
523.9 107.3
173.71
571.25 2076.2 133.01
419.61 437.41 157.32 546.12 645.94 517.36 352.86 440.56
1525.09 1589.76
1880.34
Units
13 LLON
acquired
07/11/12 07/11/12 09/09/13 06/07/ 07/11/12 06/07/13 07/11/12 03/28/14 09/09/13 06/07/13 09/09/13 03/28/14 03/28/14
06/07/13 09/09/13 06/07/13 09/09/13 03/28/14
ME
Date
MANAGEMENT
sold Transactions
0735403
WEALTH
BNY
disposed
11/25/15 11/25/15 11/25/15 10/25/15 10/25/15 10/25/15 11/25/15 r. 12/25/15 12/25/15 12/25/15 Date 12/25/15
01/25/16 01/25/16 01/25/16 01/25/16 02/25/16 02/25/16 02/25/16
or
POOL
Term
Lon DESCRIPTION FNMA
28
Net
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page G/L)
28%
10571026400
to
Portion
(included
Information
00
G/L) Number
$0.00
$0 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
33
$-45.98 $-12.05 $-41 $-63.44 $-57.02 $-16.62 $-94.73 $-90.05
$-154.46 $-166.40
$229.59 $-322.72 $426.42 $-306.77 $405.35 $-465.45 $-352.26
Net
Gain/Loss
or
basis
.436.93 .548.02 ,073.84 .020.76
$176.11
$520.60 $127.65 $421.47
$718.27 $581.50
Cost
$1
$1 $2,135.82 $4.079.42 $1 $4.128.21
$4342.86 $3,877.79 $1 $4,740.35 $4,452.80
other
FOUNDATION-GWK-CUST
60
.02
$115 $979.11
$474.62 $380.14 $159.49 $930.71
$654.83 $524.48
SYMS
$1,282.47 51.38162 $3.722.86
$1,906.23 $3,756.70 $3816.44 $3.571 $4,274.90 $4,100.54
Proceeds
SY
L0
40306
.02
CUSIP
31
6.44 31402RAC3
115.6
159.49 979.11
474.62 380.14 654.83 3756.7 930.71 4274.9
524.48
1282.47 1381.62 1906.23
3722.86
391 3571 4100.54
Units
745275
3
4
POOL
acquired
12/10/12 12/10/12 12/10/12 05/06/11 05/06/11 05/06/11 07/11/12 07/11/12 07/11/12 09/09/1
03/28/1 09/09/13 09/09/13 09/09/13 06/07/13 03/28/14 06/07/13
MELLON
Date
ASSN
MANAGEMENT
6 5
MTGE
sold
Transactions
0735403
WEALTH
BNY
disposed
Date 06/25/15 06/25/15 07/25/15 05/25/1 05/25/15 05/25/15 06/25/15 07/25/15
02/25/16 03/25/1 04/25/16 03/25/16 03/25/16 03/25/16 04/25/16 04/25/16 04/25/16
NAT'L
or
POOL
Term
Lon DESCRIPTION FNMA FEDERAL
.
.
29
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
15
$-88.59
$-83.79 $-84.20 $83.81
$-60.75
$-103.40 $398.78 $-301.80 $-285.43 $-377. $286.85 $379.03 $285.49 Net $-377.23 $206.94 $273.43
$-357.33 $-270.43
Gain/Loss
28
81 75
or
basis
.004.22
$949.75 $954.48 $949.97
$688.58
Cost
$1,172.12 $1 $4,061 $3,814.92 $3.608.00 $3,840.99 $3,625.99 $3,860.15 $3,608 $3,841.86 $2,615.83 $2,784 $3,639.16 $3,418.41
other
FOUNDATION-GWK-CUST
84
89
83
$915.63 $865.96 $870.28 $866.16
$627.83 SYMS
$1,068.72 $3,662.50 $3,513.12 $3,322.57 $3,463 $3481.12 $2511.32 $3,339.14 $3,323.32 $3,464.63 $2,408
$3,281 $3,147.98
Proceeds
SY
32 83
CUSIP
31403C6L0
915.63 3662.5 865.96 870.28 866.16
627
1068.72
3513.12 3322.57 3463.84 2511 3339.14 3481.12 3323.32 3464.63 2408.89
3147.98 Units 3281.83
745275
13 11
POOL
acquired
12/10/12 12/10/12 09/09/13 09/09/13 05/06/11 05/06/11 12/10/12 12/10/12 09/09/ 05/06/11 12/10/12 09/09/13 05/06/ 09/09/13 05/06/11 12/10/12 05/06/11 09/09/13
MELLON
Date
ASSN
MANAGEMENT
MTGE
15
sold Transactions
WEALTH BNY
dlsposed
11/25/15 11/25/ 11/25/15 Date 10/25/15 10/25/15 07/25/15 08/25/15 10/25/15 12/25/15 12/25/15 08/25/15 08/25/15 09/25/15 09/25/15 12/25/15 09/25/15
NAT'L 01/25/16 01/25/16
or
Term
DESCRIPTION
FEDERAL
30
00
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number G/L)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
74
90
.76
$-7.33 $-6.96
$-79.38 $-67.
$-62.91 $-69.37 $-52.51 $-24.44 $-25.76 $-36
$-304.93 $-230.77 $-283.16 $-214.29 $-236.33 $-312.27 $-191
Net
Gain/Loss
40
basis
$79.84 $75.77
$899.84 $767.89 $713.06 $786.38 $543.73 $263.03 $285 $399.47
Castor
$3,105.54 $2,917.15 $2,883.76 $2,708.82 $2,987.38 $3,180.29 $2,175.34
other
FOUNDATION-GWK-CUST
.05
$68.81 $72.51
$820.46 $700.15 $650.15 $717.01 $491.22 $238.59 $259.64 $362.57
SYMS
$2,800.61 $2,686.38 $2.600.60 $2.494.53 $2.751 $2,868.02 $1,983.58
Proceeds
SY
46
.05
CUSIP
31403C6L0
31403DBY4
72.51 68.81
820 700.15 2600.6 650.15 717.01 491.22 238.59 259.64 362.57
2800.61 1983.58 2686.38 2494.53 2751 2868.02
Units
745275
745355
1 1
11 13 12
0/ POOL
POOL
acquired
12/10/12 10/20/ 12/10/12 12/1 09/09/13 05/06/11 09/09/13 05/06/1 05/06/1 09/09/ 09/09/13 01/30/13 07/19/13 08/28/13 07/29/13 08/27/13 08/27/13
.MELLON Date
ASSN
ASSN
MANAGEMENT
6 6
MTGE
1 MTGE
sold
Transactions
WEALTH
BNY
disposed
x.
Date
01/25/16 02/25/16 02/25/16 03/25/16 02/25/16 03/25/16 03/25/ 04/25/1 04/25/16 04/25/16 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 05/25/15
NAT'L
NAT'L
or
Term
Lon DESCRIPTION FEDERAL
FEDERAL
31
00
Net $0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00
$0 $0.00 $0.00
$0.00
in
Rates
Subject
GIL)
Page
28%
10571026400
to
Portion
(included
Information
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
GIL) $0.00
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00
Number
Tax Net and Subject in Discount 986 to
2015
Account Portion Market
(included $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Adjustments
Code
8
19
19
02
94.26 $7.43 $-6.96
$48.11
$-53. $26.10
$24.75
$-37.38
$-24.44
$-49.80
$-35.00
$23.1
$49.83
$-35 $-24.45
$-1 $-23.
$481.88 $181.98
Net
Gain/Loss 89
or
basis $80 $75.74
$498.21
$550.81 $289.13
$266.45
$404.67
$270.70
$515.70
$378.88
$249.47
$515.98
$270.84
$379.08
$249.61 $2,203.70
Cost
$2,063.21 $2,064.34
other
FOUNDATION-GWK-CUST
.70 $73.46 $68.78
$450.10
$497.62 $263.03
$241
$367.29
$246.26
$465.90
$343.88
$226.29
$466.15
$246.39
$344.06
$226.42 $2,009.44
SYMS
$1,881.33 $1,882.36
Proceeds
SY
.7
403DBY4 450.1
CUSIP
241 31
73.46
465.9
68.78
497.62
263.03
367.29
246.26
343.88
226.29
466.15 246.39
344.06 2009.44
226.42
1881.33 1882.36
Units
745355
3
11
13 POOL acquired
10/20/11
01/30/13
01/30/13
07/19/1
08/28l13
08/27/13
07/29/13
07/19/13
01/30/13
07/29/13
10/20/
08/28/13
08/27/13
10/20/11
01/30/
07/19/13
07/29/13 08/28/13 Date
MELLON ASSN
MANAGEMENT
5
15 MTGE sold
Transactions 09l25/15
WEALTH BNY 08/25/15 08l25/15
disposed
08/25/1
08/25/15 08/25/15
08/25/15
07/25/15
07/25/15
07/25/15
07/25/15
07/25/15
07/25/
06/25/15
06/25/15
06/25/15
06/25/15 06/25/15
Date NAT'L or
Term FEDERAL DESCRIPTION Lon
32 00
Net
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
in
Rates
Subject
G/L)
Page
28%
10571026400
to
Portion
Gncluded
Information
G/L)
Number
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
46
$-6.72 $-5.66
$-6.21
$18.85 $-33.81 $20.68 $-28 $-19.87 $-23.61 $22.39 $21.80 $40.50
$-31.23 $-44.43 $430.39 $-147.91
$462.27
$-175.71
Net
Gain/Loss
or
basis
$73.16
$61.59
$67.57
$308.11
$460.11
$202.88
$222.58
$220.13 $419.38
$261.52
$366.02
$241.01
$338.04 $241.52
Cost
$1,479.17
$1,677.85
$1,840.82
$1,993.24 other
FOUNDATION-GWK-CUST
44
$55.93
$66
$61.36
$184.03
$378.88 $200.26 $279.65
$201.90
$218.62 $237.91
$415.68 $219.72 $306.81 $332.21
SYMS
$1,529.94
$1,348.78
$1,678.55 $1,817.53
Proceeds
SY
.9
403DBY4
81
44 CUSIP
31
66 201 55.93
61.36
184.03
279.65 378.88
200.26
237.91 218.62 306 219.72 415.68
332.21
1348.78 1529.94
1817.53 1678.55
Units
745355
13
POOL
acquired
10/20/11 10/20/11
10/20/11
10/20/11 08/28113
08/27/13 07/29/13 07/19/13 01/30/13
08/28/13 08128]
07/19/13 07/29/13 08/27/13 07/29/13 01/30/13
08/27/13 07/19/13
MELLON
Date
ASSN
MANAGEMENT
5
15
MTGE
sold
Transactions
WEALTH
BNY
disposed
11/25/15 11/25/15 11/25/15 11/25/ 12/25/15
11/25/15 11/25/15
10/25/15 10/25/15
10/25/15 10/25/15 10/25/15
10/25/15
Date 09l25/15 09/25/15
09l25/15 09/25/1 09/25/15
)o
NAT'L
or
Term
Lon DESCRIPTION FEDERAL
,. 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 33
Lon Term Transactions
DESCRIPTION CUSIP
Portion Subject Portion Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Units Market Discount Gncluded in Net Proceeds other basis Gain/Loss . Code Adjustments (included in Net G/L) GIL) FEDERAL NAT'L MTGE ASSN POOL 745355 31403DBY4
12/25/15 01/30/13 334.01 $334.01 $369.71 $-35.70 $0.00 $0.00 $0.00 12/25/15 07/19/13 1 76.55 $176.55 $194.07 $-1 7.52 $0.00 $0.00 $0.00 12/25/15 07/29/13 246.53 $246.53 $271.62 $25.09 $0.00 $0.00 $0.00 12/25/15 08/27/13 49.31 $49.31 $54.30 $4.99 $0.00 $0.00 $0.00 12/25/15 08/28/13 162.24 $162.24 $178.86 $-1 6.62 $0 00 $0.00 $0.00 01/25/16 10/20/11 1 547.2 $1,547.20 $1,696.77 $-149.57 $0.00 $0.00 $0.00 01/25/1 6 01/30/1 3 383.15 $383.15 $424.10 $40.95 $0.00 $0.00 $0.00 01/25/16 07/19/13 202.52 $202.52 $222.62 $-20. 10 $0.00 $0.00 $0.00 01/25/16 07/29/13 282.8 $282.80 $311.58 $-28.78 $0.00 $0.00 $0.00 . 01/25/16 08/27/13 56.56 $56.56 $62.28 $-5.72 $0.00 $0.00 $0.00 01/25/1 6 08/28/13 186.1 $186.10 $205.16 $-19.06 $0.00 $0.00 $0.00 02/25/16 10/20/11 1214.29 $1,214.29 $1,331.68 $-11 7.39 $0.00 $0.00 $0.00 02/25/16 01/30/13 300.71 $300.71 $332.85 $-32.14 $0.00 $0.00 $0.00 02/25/16 07/19/13 158.95 $158.95 $174.72 $-15.77 $0.00 $0.00 $0.00 02/25/16 07/29/13 221 .95 $221 95 $244.54 $-22.59 $0.00 $0.00 $0.00 02/25/16 08/27/13 44.39 $44.39 $48.88 $-4.49 $0.00 $0.00 $0.00 02/25/16 08/28/13 146.06 $146.06 $161.02 $-14.96 $0.00 $0.00 $0.00 03/25/16 08/28/13 141 41 $141.41 $155.89 $14.48 $0.00 $0.00 $0.00
34 $0.00
Net $0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00 in Rates Subject GIL) Page 28%
10571026400 to Portion (included
Information
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
GIL) $0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
Number
Tax
Net
and
Subject
in
Discount
988
to
2015
Account
Portion
Market
(included
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00 Adjustments
Code
7.99
57.96
$-5.40
$-4.35 $-27.43
$-29.60
$-1
$-27.17
$38.65
$-18.97
$-21.87
$146.38 $-15.27
$429.49
$-31.12
$-1
$-217.43
$141.16 $-113.65
Net
Gain/Loss 42 or
basis $58.78
$260.38
$47.33
$280.97
$193.62
$294.07
$400.25
$210.10
$236.75
$169.15
$322.25
$4,211.17
$1,417.34
$1,529
$1,964.10 $1,601.34
Cost $1,289.27 other
FOUNDATION-GWK-CUST
$53.38
$232.95
$42.98
$251.37
$175.63
$266.90
$361.60
$191.13
$214.88
$153.88
$291.13
$1,270.96
$3,781.68
$1,371.46
$1,746.67 $1,460.18
SYMS $1,175.62
Proceeds
SY 403DDX4 31
CUSIP 31403DBY4
53.38
266.9
361.6 232.95
42.98
251.37
175.63
191.13
1270.96
153.88 214.88
3781.68
291.13 1746.67 1371.46
1460.18
1175.62
Units 745418
745355
3
11
13
POOL 9/1
POOL acquired
08/27/13
05/06/ 09/09/13
08/27/13
09/09/13
07/29/13
08/28/13
08/27/13
10/20/11
07/29/13
01/30/
07/1
10/20/11
07/29/13 08/27/13
07/19/13
01/30/13 ASSN Date
MELLON
ASSN
MANAGEMENT
6
6
6 MTGE
MTGE sold
Transactions 06/25I15
WEALTH
06/25/15 05I25/15
BNY 05/25/15
disposed
05/25/15
05l25/15
04/25/16
04/25/16
04/25/16
NAT'L
04/25l16
04/25/1
04/25/1
03/25/1 03/25/16
03/25/16 03/25/16 03/25/16 Date
NAT'L or
Term
AL RIPTION
FEDERAL
DESC Lon
I .
.
.
35
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.63
$28.37
$25.30
$23.17
$25.48
$201.49 $411 $398.02 $151.39
$208.38 $135.05 $367.20 $185.89 $170.18 $336.17 $123.64 Net $136.00 $369.79 $187.20
Gain/Loss
23
or
basis
.882.40 .307.60
$269.29
$240.21 $219.92
$241.91
Cost
$1,820.16 $3,902.57 $1,465.81
$4,036.02 $1 $1 $3,600.39 $1.679 $1,537.32 $3296.14 $1,197.10 $1,316.82 $3,625.79 $1,691.07
other
FOUNDATION-GWK-CUST
$240.92 $214.91
$196.75
SYMS $216.43
$1,618.67 $3,504.55 $1,314.42
$3,624.39 $1,674.02 $1,172.55 $3233.19 $1,493.34 $1,367.14 $2959.97 $1,073.46 $1,180.82 $3256.00 $1,503.87
Proceeds
SY
42
CUSIP
31403DDX4
3256
240.92 196.75 214.91
216.43
1618.67 1172.55 1314
1674.02 3504.55 1493.34 1367.14 1180.82 3624.39 3233.19 1073.46 2959.97 1503.87
Units
745418
LLON
13
POOL
E acquer
07/29/13 05/06/11 09I09/13 05/06/11 08/27/13 05/06/11 07/29/13 08/27/13 09/09/13 07/29/13 05/06/11 07/29/13 08/27/13 09/09/13 05/06/11 09/09/13 08/27/13 07/29/
M Date
ASSN
MANAGEMENT
MTGE
NY
sold
Transactions
WEALTH
B
disposed
XS
Date 06/25/15 06/25/15 07/25/15 07/25/15 10/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/15 10/25/15 10/25/15 10/25/15 08/25/15 09/25/15 09I25/15 09/25/15 09/25/15 NAT'L
or
Term
Lon DESCRIPTION FEDERAL
.
.
36
00
00
Net
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
in
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
00
Number GIL)
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$22.35 $20.09
$23.68 $19.80
$119.31 $324.39 $164.22
$291.53 $147.58 $107.22 $173.94 $343.60 $126.37 $116.80 $287.31 $105.67 Net $145.45 $317.58
Gain/Loss
or
basis
$212.21 $190.72
$224.78 $187.96
Cost
$3,180.67 $1,483.47 $1,155.16
$2,858.44 $1,333.18 $1,038.13 $1,023.11 $1,571.28 $3,368.96 $1,223.54 $3,113.91 $2.817.07 $1,313.89 $1,130.91
other
FOUNDATION-GWKsCUST
16
.097.17
$189.86 $170.63 $930.91 $201.10 $917.44 $168
SYMS
$2,856.28 $1,319.25 $1,035.85 $2,566.91 $1,185.60 $1,397.34 $3,025.36 $1 $1,014.11 $2,529.76 $1,168.44 $2,796.33
Proceeds
SY
28
CUSIP
31403DDX4
201.1
1185.6
189.86 170.63
168.16 930.91 917.44
1319.25 1035.85 1168.44 2856 1397.34 1097.17 1014.11
2566.91 3025.36 2529.76
2796.33
Units
745418
LLON 13
POOL
E
acquired
05/06/11 07/29/13 09/09/13 05/06/11 05/06/11 08/27/ 08/27/13 05/06/11 07/29/13 09/09/13 07/29/13 09/09I13 08/27/13 05/06I11 09I09/13 08/27/13 07/29/13 09/09/13
M
Date
ASSN
MANAGEMENT
MTGE
15
NY
sold Transactions
WEALTH
B
disposed
11/25/15 11/25/15 11/25/15 11/25/15 ;.> 12/25/ Date 12/25/15 12/25/15 12/25/15
01I25/16 01/25/16 01/25/16 01I25/16 02/25/16 02/25/16 02/25/16 02/25/16 03/25/16 03/25/16 NAT'L
or
Term
EDERAL
DESCRIPTION
.
.
j 1 l
37
Net
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(Included
Information
G/L)
Number
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included 00 $0.00 $0 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
Adjustments
Code
89
50
.04
7.68
60.77
$-8.73
$-11 $-21
$-20.52
$-35.65
$45.14 $-35.70 $46.51
$-36.78 $-28.20
$-1
$-297.72 $-109 $-150.72
$-41 $-657.83 $330.36
Net
Gain/Loss
-GWK-CUST
or
basis $97.66
$77.24
.060.19
$207.77 $194.77 $316.76 $404.70 $407.71 $320.09 $250.54 $322.46
Cost
$1,452.33 $1 $2.919.18
$1,361.51 $3,645.56 $5,722.74 $2,883.40
other
FOUNDATION .11
.46
.20
$86.62
$68.51
.210.79 $185.88 $281
$950.69 $174.25
$359.56
$361 $284.39
$285.68 $222.34
SYMS
$1,291.56 $2.621
$1 $3,227.88 $2,553.04 $5,064.91
Proceeds
SY
.2
.11
CUSIP
31403DDX4
3141OGHN6
86.62 361
68.51
185.88
174.25
281
950.69 359.56
284.39
222.34 285.68
1291.56 1210.79
2621.46
3227.88 5064.91 2553.04
Units
745418
888637
ENT
1
3 3
EM
POOL
POOL
acquired
11/07/13 11/07/13
08/27/13 05/06/1
07/29/13 09/09/13
08/27/13 07/29/13 08/27/13 09/09/13 03/27/1 08/19/13 09/09/1 08/19/13 08/21/13 08/27/13
08/21/13
MELLON
Date
ASSN
ASSN
MANAG
6 6
5
MTGE
MTGE
sold
Transactions
WEALTH BNY
disposed
X. Date 03/25/16 03/25/1
04/25/1 04/25/16 04/25/16 04/25/16 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 06/25/15 06/25/15 05/25/1 06/25/15
06/25/15
NAT'L
NAT'L
or
Term
DESCRIPTION Lon FEDERAL
FEDERAL
)9 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 38
Lon Term Transactions
DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) G/L)
FEDERAL NAT'L MTGE ASSN POOL 888637 3141OGHN6
06/25/15 03/27/13 4006.02 $4,006.02 $4,526.32 $520.30 $0.00 $0.00 $0.00
07/25/15 09/09/13 270.3 $270.30 $304.23 $-33.93 $0.00 $0.00 $0.00
07/25/15 11/07/13 2426.58 $2,426.58 $2,740.57 $313.99 $0.00 $0.00 $0.00
07(25/15 08/27/13 65.12 $65. 1 2 $73.42 $-8.30 $0.00 $0.00 $0.00
07/25/15 08/21/13 211 .33 $211 .33 $238.13 $26.80 $0.00 $0.00 $0.00
07/25/15 08/19/13 271 .53 $271 .53 $306.49 $-34.96 $0.00 $0.00 $0.00
07/25/15 03/27/13 3807.59 $3,807.59 $4,302.12 $494.53 $0.00 $0.00 $0.00
08/25/15 03/27/13 3867.24 $3,867.24 $4,369.52 $-502.28 $0 00 $0.00 $0.00
08/25/15 08/19/13 275.79 $275.79 $311 .30 $-35.51 $0.00 $0.00 $0.00
08(25/15 08/21/13 214.64 $214.64 $241 .86 $27.22 $0.00 $0.00 $0 00
08/25/15 08/27/13 66.14 $66.14 $74.57 $8.43 $0.00 $0.00 $0.00
08/25/15 09/09/13 274.54 $274.54 $309.00 $-34.46 $0 00 $0.00 $0.00
08/25/15 11/07l13 2464.6 $2,464.60 $2,783.51 $-318.91 $0.00 $0.00 $0.00
09I25I1 5 03/27/13 3895.72 $3,895.72 $4,401 .70 $-505.98 $0.00 $0.00 $0.00
09/25/1 5 08/19/13 277.82 $277.82 $313.59 $35.77 $0.00 $0.00 $0.00
09l25/15 08121/13 216.22 $216.22 $243.64 $-27.42 $0.00 $0.00 $0.00
09/25/15 08/27/13 66.63 $66 63 $75.12 $-8.49 $0 00 $0.00 $0.00
09/25/1 5 09I09I1 3 276.56 $276.56 $311.28 $-34.72 $0.00 $0.00 $0.00 39
00
Net
$0
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
in $0.00
Flates
Subject
Page
G/L)
28%
10571026400
to
Portion
ancluded
Information 00
Number
G/L)
$0.00
$0
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount In
988
2015
Account
to
Portion
Market
ancluded
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
Adjustments
.26
.04 22
.98
.89 .60
$-7.59
$-9.88
$-6.38
$-31
$-24.52
$-31
$40.37 $-31
$-41
$-26.86
$-20.59 $-26.07
$-321 $-287.21
$-452.35 Net $-373.61
$688.42
$-241
Gain/Loss
-GWK-CUST 5 1 01 35 .99
or 8.94
basis 1 1 $67. $87.36 $56.41 $278.29 $217.82 $280 $361 $283.34 $364.69 $235.46 $182.94 $233.73
Cost $2,804 $2,506.81 $3,935.16 $5, $3,260.92 $2,105.40
other
FOUNDATION
48
.62 .45
$59.56
$77
$50.03
,864.18
$247.25 $193.30 $248.37 $321 $251 SYMS $323.09 $208.60 $162.35 $207.66
$2,482.75 $2,219.60
$3,482.81
$2,887.31 $4,530.52
$1
Proceeds
SY
75
.62 .45
CUSIP
3141OGHN6
193.3
59.56
77.48
208.6 50.03
2219.6 247.25
248.37 321 251 323.09 162.35
864.18 207.66
2482
3482.81 2887.31 1 4530.52
Units
888637
3
3 3
POOL
acquired
1/07/1
11/07/13 11/07/13
11/07/13 09/09/13 08/27/13 08/21/13 08/19/13 03/27/13 09/09/1 08/27/13 1 08/21/13 08/19/13 03/27/13 08/19/13 08/21/13 08/27/13 09/09/1
MELLON
Date
ASSN
MANAGEMENT
5 5
5
MTGE
sold
'Iiansactions
WEALTH BNY
disposed
1/25/15
c ,. 10/25/15 10/25/15
Date 10/25/1 10/25/15 11/25/15 11/25/15 11/25/15 11/25/15 09/25/15 10/25/1 10/25/15 11/25/1 1
12/25/15 12/25/15 12/25/15 12/25/15 NAT'L 12/25/15
or
Term
Lon DESCRIPTION FEDERAL
40
Not
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
In
Rates
Subject
G/L)
Page
28%
10571026400
to
Portion
(included
Information
GIL)
$0.00 $0.00
$0.00
Number
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in
Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
12
.69
.69
$-6.72
$-6.72
$90.00 $26.19
$96.41
$-21
,194.89
$-27.46
$-27.46
$-21 $-28.30
$804.42
$127.88
$-400.23
$-254.
$-254.14 $400.27 $-379.91
Net $1 Gain/Loss 0 1 or 92.72 basis $59.42 $59.43 239.09 ,156.34 $1 $246.22 $246.24 $248.08 $192.74 $2,217.98 Cost $3,481.75 $8,732.24 $2,692.27 57,759.10 $3,482. $2,218.20 $3,305.03 $11 $11 other $100,497.35 $1
FOUNDATION-GWK-CUST
.52
$52.70
$52.71
$171.03
$218.76
$218.78
$219.78 $171.05
SYMS $1,963.86
$3.081
$2,718.46 $8,822.24
$3,081.83
$1,964.06
$2,925.12
$11,284.22 $11,335.50
Proceeds
$101,301.77 $158,953.99
SY
6
.52
.03
.83 .05
CUSIP 52.7
8.76
2.02
9.78
3141OGHN6
52.71
171
21
171
218.78 21
1963.86
3081
2387.89
7749.43 1964.06 991
9957.07 3081
2925.12
Units
88983.1
139624.69
888637
POOL
acquired
11107/13
11/07/13 03/27/13
08/21/13
08/27/13
08/27/13 09/09/13
11/07/13 08/21/13
09/09/13
08/19/13
03/27/13 03/27/13
09/09/13 08/27/13 08/19/13
03/27/13 08/21/13
MELLON Date
ASSN
MANAGEMENT
5
16
MTGE
sold
Transactions
WEALTH
BNY
disposed
02/25/16
02/25/16
02125/16
02/25/16 02/25/16
02/22/16
02/22l16 02/22I16
02/22/16 02/22/16
12/25/1 01/25/ 02/22l16
01/25/16 01/25/16
01/25/16 01/25/16 01l25/16
Date
NAT'L
or
Term
FEDERAL
DESCRIP'RON
.
.
41
00
Net
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 in $0.00 $0.00 $0.00 $0.00 $0.00
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00
Adjustments
Code
29
16
$-28
$-64.82 $-67.29
$-87.93 $-75.42 $-72.04 $38.92 $-35.23 $-72.48
$-44
$-117.43 $-181.65
Net $185.00
$-132.57
$256.07 $-525.17
Gain/Loss
04
90 57 78
or
basis
.114.57
,157.07
$248
$669.26 $605.
$390.24
Cost
$1
$3,123.43 $1.511 $1 $2,019.22 $3,181.13 $1,296.92 $2.279 $1,238.70
$1,246.30 $2,347.95 $4,528.97
other
FOUNDATION-GWK-CUST
75
08
,049.75
.166.66
$219
SYMS
$630.34 $570.55
$346
$1 $2,941.78 $1,089.78 $1,901.79 $2,996.13 $1,423.97 $1,221.50 $2,147.00 $1
$1,173.82 $2,091.88 $4,003.80
Proceeds
SY
CUSIP
3141OGJE4
31410GHN6
31410USZB
2147
219.75
1221.5
630.34 570.55
346.08 4003.8
1049.75 1089.78 1901.79 1166.66 2941.78 1423.97 1173.82 2996.13
Units 2091.88
888637
LON
1
L
11 11
POOL
8/01/37
8/01/21
E
acquired
06/08/11 08/19/13 06/08/11 06/08/11 06/08/11 06/08/11 06/08/11 06/08/ 06/08/ 06/08/11 06/08/11 06/08/1 06/08/11
06/12/13 05/10/11
09/14/12
M
Date
4.5%
5.5%
ASSN
MANAGEMENT
6
MTGE
15
NY
Transactions sold
888661
WEALTH
B
897936
disposed
Date 02/25/16 11/25/15 10/25/15 05/25/15 06/25/15 12/25/ 07/25/15 08/25/15 NAT'L 09l25/15 01/25/16 02/25/16 03/25/1 04/25/16 05/25/15 05/25/15 05/25/15
or
Term
POOL
POOL
Lon DESCRIPTION
FEDERAL
FNMA
FNMA
42
Net
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
G/L)
Page
28%
10571026400
to
Portion
(included
Information
G/L)
Number
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in
Discount
986
2015
Account
to
Portion
Market
(Included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
Adjustments
Code
51
$-37.23
$-35 $41.03 $37.86
$47.86 $-50.92 $46.98 $-32.76
$39.89 $43.23
$219.50 $272.43 $389.62
$558.74 $474.35 $231.28 $489.97 $450.19
Net
Gain/Loss
20
or
basis
.741.91
$323
$308.24 $356.16 $334.53
$415.48 $442.03 $415.18 $289.51
$352.48 $375.27
Cost
$2,012.69
$2,498.00 $4.090.65 $2,120.70 $3,359.98 $1 $3,882.30 $4,818.42
other
FOUNDATION-GWK-CUST
$391.11 $285.97
$272.73 $315.13 $296.67
$367.62 $368.20 $256.75
$312.59 $332.04
SYMS
$3,432.11 $1,793.19 $2,225.57 $2,970.36
$4,259.68 $1,889.42 $1,551.94 $3,616.30
Proceeds
SY
.11
.94
CUSIP
31410USZS
2.59
368.2
285.97 391 272.73 315.13 296.67 256.75 367.62 31 332.04 3616.3
1793.19 3432.11 1889.42 1551
2970.36 2225.57 4259.68 Units
2
12
12 12 13
4/ 2/
8/01/21
acquired
02/28/ 05/10/11 05/10/11 02/28/12 06/12/13 05/10/11 09/14/12 09/14/12 05/10/11 06/12/13 06/12/13 02/28/12 02/28/ 02/28/1 09/1 06/1 09/14/12 02/28/12
MELLON
Date
5.5%
MANAGEMENT
5
15 1 15
sold
'Ii'ansactions
897936
WEALTH
BNY
disposed
10/25/15
09/25/15
09/25/15 09l25/15
08/25/15 08/25/15 09/25/15
07/25/15 08/25/ 08/25/15 05/25/15 06/25/ 06/25/15 06/25/ 06/25/15 07/25/15 07/25/15 07/25/15 Date to
or
Term
POOL
FNMA
Lon DESCRIPTION
x. 2015 Tax Information BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 43
Lon Term Transactions
DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds olher basis Gain/Loss Code Adjustments (Included in Net G/L) GIL)
FNMA POOL 897936 5.5% 8/01/21 3141 OUSZB
10/25/15 09/14/12 269.22 $269.22 $303.57 $34.35 $0.00 $0.00 $0.00
10/25/15 05/10/11 3114.57 $3.114.57 $3,523.10 $408.53 $0.00 $0.00 $0.00
10/25l15 06/12/13 1627.28 $1,627.28 $1,826.48 $499.20 $0.00 $0.00 $0.00
11/25/15 06/12/13 2590.11 $2,590.11 $2,907.17 $-317.06 $0.00 $0.00 $0.00 l 11/25/15 02/28/12 455.17 $455.17 $514.43 $-59.26 $0.00 $0.00 $0.00
11/25/15 05/10/11 4957.39 $4,957.39 $5,607.65 $650.26 $0.00 $0.00 $0.00
11/25/15 09/14/12 428.51 $428.51 $483.19 $-54.68 $0.00 $0.00 $0.00
12/25/15 09/14/12 269.31 $269.31 $303.67 $34.36 $0.00 $0.00 $0.00
12/25/15 02/28/12 286.07 $286.07 $323.32 $-37.25 $0.00 $0.00 $0.00
12/25/15 05/10/11 3115.63 $3,115.63 $3,524.30 $408.67 $0.00 $0.00 $0.00
12/25/15 06/12/13 1627.84 $1,627.84 $1,827.10 $499.26 $0.00 $0.00 $0.00
01/25/16 09/14/12 298.37 $298.37 $336 44 $-38.07 $0.00 $0.00 $0.00
01/25/16 06/12/13 1803.47 $1 .803.47 $2,024.23 $220.76 $0.00 $0.00 $0.00
01/25/16 02/28/ 12 316.93 $316.93 $358.19 $41.26 $0.00 $0.00 $0.00
01l25/16 05/10/11 3451.79 $3,451.79 $3,904.56 $452.77 $0.00 $0.00 $0.00
02/25/16 05/10/11 3685.98 $3,685.98 $4,169.47 $483.49 $0.00 $0.00 $0.00
02/25/16 02/28/12 338.44 $338.44 $382.50 $44.06 $0.00 $0.00 $0.00
02/25/16 09/14/12 318.61 $318.61 $359.27 $40.66 $0.00 $0.00 $0.00 .
.
44
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion (included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
Oncluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
11
88.39
$9.70
$-39.45 $42.76 $-36. $-33.32
$-53.33 $41.48
$-19.50 $-17.19
$-235.74
$-228.75 $469.16
$493.21 $-396.25
Net $432.45 $-1 $-381.16
Gain/Loss
16
or
basis
$93.72
$348.62 $371.17 $294.44 $313.48 $496.97 $377.57 $187.55 $165.30
Cost
$2,161.57 $2,097.51 $4,045.92 $1,771.56 $3,417
$3,954.69 $1,768.02 $3,485.62
other
FOUNDATION-GWK-CUST
17
11
$84.02
.868.76
.579.63
$309 $328.41 $261.12 $277.37 $148
SYMS $443.64 $336.09
$168.05
$1,925.83 $1 $3,576.76
$1,578.35 $3,020.91 $3,522.24 $1
$3,104.46
Proceeds
SY
CUSIP
31410U326
31416BLD8
84.02
309.17 328.41 261.12 148.11 277.37 168.05 443.64 336.09
1925.83 1868.76
1578.35 3576.76 1579.63 3020.91 352.24
3104.46 Units
LLON
8/01/21
E
acquired
11/16/12 06/12/13 05/10/11 09/14/12 06/12/13 02/28/12 05/10/11 11/16/12 09/14/12 06/12/13 02/28/12 02/07/13 02/19/13 03/07/13 08/27/13 08/28/13 08/28/13
.M
Date 5.5%
MANAGEMENT
Transactions sold
0985024
WEALTH
BNY 897936
disposed
x.
Date 02/25/16 03/25/16 03/25/16 03/25/16 03/25/16 04/25/16 04/25/16 04/25/16 04/25/16 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 06/25/15
or
POOL
Term
POOL
DESCRIPTION FNMA
FNMA
3
45
00
00
Net
$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
00
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-8.55
$-9.34 $-7.60
$47.01 $-36.56
$48.78 $-51.35 $-39.94
$-15.29 $-32.51 $41.80 $47.81
$166.04
$416.36 $-181.38
Net $-147.66 $338.95 $-387.64
Gain/Loss
or
basis
$82.61
$90.24 $73.46
.385.77
$438.03 $332.79 $180.57 $478.49 $363.53
$147.00 $295.94 $389.52 $445.48
Cost
$1,558.31
$3,807.56 $1,702.24 $1
$3,099.66 $3,544.91
other
FOUNDATION-GWK-CUST
.02
$74.06
$80.90 $65.86
$391 $296.23 $161.79 $427.14 $323.59 $131.71
SYMS $263.43 $347.72 $397.67
$1,392.27 $3,391.20 $1,520.86 $1,238.11
$2,760.71 $3,157.27
Proceeds
SY
27
CUSIP
314168L08
80.9
74.06
65.86
161.79 391.02 296.23
391.2 131.71 427.14 323.59
263.43
347.72 397.67
1392.27 1238.11 1520.86
2760.71 Units 3157
13
13
9/
acquired
11/16/12
02/07/13 02/19/13 03/07/13 08/27/13 11/16/12 11/16/12 08/28/13 02/07/ 02/19/13 03/07/13 08/27/13 08/28/13 08/27/13 03/07/13 02/1 02/07/13 02/07/13
MELLON
Date
MANAGEMENT
5
15
sold Transactions
0995024
WEALTH BNY
disposed
Date 06/25/15 06/25/15 06/25/15 06/25/15 07/25/15 07/25/15 07/25/15 07/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/15 08/25/ 08/25/15 08/25/15 09/25/15 09l25/1
or
POOL
Term
Lon DESCRIPTION FNMA
46
Net
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00
in $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(Included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00
Tax $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
Adjustments
Code
.83
$8769
$-8.05
$-7.44
$-37.18
$-17.48 $34.41 $-16.18
$44.24 $-31 $40.93
$-14.97 $31.28
$-168.87
Not $-156.28 $-358.75
$-144.57
$331.88 $-253.61
Gain/Loss
94
or
basrs
$84.01
$77.75
$71.92
$338.45 $168.11
$313.22 $155.58
$412.27 $289.76 $381.39
$143.93
$291.45
Cost
$1,584.82
$1,466.68 $3,280.66
$1,356.82 $3,034 $2,319.19
other
FOUNDATION-GWK-CUST
40
$75.32
$69.70
$64.48
$301.27
$150.63 $278.81 $139 SYMS $368.03 $257.93 $340.46 $128.96
$260.17
$1,415.95
$1,310.40 $2,921.91
$1,212.25 $2,703.06 $2,065.58
Proceeds
SY
CUSIP
314168L08
69.7
139.4 75.32
64.48
301.27 150.63
1310.4 278.81
368.03 257.93 128.96 340.46
260.17
1415.95
1212.25 2921.91 Units
2703.06 2065.58
acquired
02/19/13 03/07/13 11/16/12 08/27/13 08/28I13 02/19/13 08/28/13 11/16/12 08I27I13 11I16/12 03/07/13 02/07/13 02/19I13 02/07/13 O3/07I13 08/27/13 08/28/13 02107/13
MELLON
Date
MANAGEMENT
sold 'Ii-ansactions
0995024
WEALTH BNY
disposed
Date
09I25/15 09I25/15 10/25I15 10/25/15 10/25/15 11/25/15 11I25/15 09I25/15 10/25/15 10/25I15 10/25/15 11/25/15 11I25/15 09I25/15 11/25/15 11I25I15
12/25/15 12/25/15
or
POOL
Term
Lon DESCRIPTION
FNMA
47
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Fiates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
Gncluded
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
6
44 1 69
$-5
$-7.12
$-6.02
$-11 $-24.33
$-39. $-30.46
$44.32 $33.10 $-25.74 $-12.11
$-31.99
$-110.48
Net $-138.33 $317.54 $-268.41 $-116.93
$-259.40
Gain/Loss
or
basis
$54.96
$68.82
$58.17
$221.43 $109.99
$364.92 $277.25
$137.71 $308.46 $116.41 $234.34
$298.10
Cost
$1,036.84
$1,298.23 $2,903.87 $2,454.59
$1,097.37 $2,372.16
other
FOUNDATION-GWK-CUST
$98.55 $49.27
$61.70
$52.15
$197.10
$926.36 $325.76 $246.79 SYMS $123.39 $275.36 $208.60 $980.44 $266.11 $104.30
$1,159.90 $2,586.33 $2,186.18
$2,112.76
Proceeds
SY
27 36 76
CUSIP
314163LD8
9
61.7
197.1
98.55
104.3 208.6 52.15
1159.9
926 123.39 325. 246.79
275.36
980.44 266.11
2586.33 2186.18 Units 2112.76
3
13
acquired
02/19/13 08/28/13 11/16/12 08/27/13 03/07/1 11/16/12 02/07/13 02/19/13 08/27/ 03/07/13 08/28I13 02/07/13 11/16/12 02/19/13 03/07/13 08/27/13 08/28/13
02/07/13
MELLON
Date
MANAGEMENT
5
sold 'Iiansactions
0995024
WEALTH BNY
disposed
12/25/15 Date 12/25/15 12/25/15 12/25/1
01/25/16 01I25I16 01/25/16 01I25I16 01/25/16 01/25/16 02/25/16 02/25/16 02/25/16
02/25/16 02/25/16 02/25/16 03/25/16 03/25/16
or 00L
Term A
Lon DESCRIPTION
FNM
48
00
Net
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0 $0.00 $0.00
$0.00
in
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
Number GIL)
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00
$0 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
$-5.82
$-6.01
$-3.33
$-11.70 $24.88
$-33.04 $-25.70 $-12.08 $-10.15 $75.44 $-24.72 $61.77
$-113.00
$-116.72
$267.93
$-188.54 $475.77
Net
Gain/Loss
50
or
basus
$56.22
$58.07 $57.86
$112 $226.48 $116.20
$307.90 $233.93 $176.58 $338.26 $787.68
Cost
$1,060.52 $6,696.11 $2,450.19 $1,095.41 $1,032.41 $2,404.14
other
FOUNDATION-GWK-CUST
60
$50.40
$52.06 $54.53
$201 $947.52 $100.80 $274.86 $208.23 $978.69 $104.12 $166.43 $956.97 $313.54 $725.91
SYMS
$2,182.26 $2,215.60 $6,220.34
Proceeds
SY
CUSIP
31416BL08 50.4
31417UW84
100.8 201.6
52.06 54.53
166.43 947.52 104.12
274.86 208.23 978.69 956.97 2215.6 313.54 725.91
2182.26 6220.34
Units
2
2/01/40
acquired
11/16/12
02/19/13 03/07/13 08/27/13 08/28/13 02/07/13 02/19/13 03/07/13 08/27I13 08/28/13 08/27/13 01/30/13 08/13/12 04/10/12 01/30/13 08/27/13 08/13/1
MELLON
Date
4.5%
MANAGEMENT
6
5 5
sold
'II'ansactions
0995024
Ac7870
WEALTH BNY
disposed
X. Date
03/25/16 03/25/1 03/25/16 03/25/16 05/25/15 04I25/16 04I25/16 04I25/16 04/25/16 04I25/16 04I25/16 05/25/15 05/25/15 05/25/15 06/25/15 06/25/1 06/25/1
or
POOL
Term
POOL
Lon DESCRIPTION FNMA
FNMA
49
Net
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
GIL) Number
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
00
00
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
$0.00 $0.00
Adjustments
Code
$-5.59
$-5.78 $4.75
$-11.31 $41.58
$-84.05
$42.99 $-88.19 $35.29
$-155.88 $-103.91 $262.20 $210.05 $-530.03 $-107.44 $-271.12
$222.54 $-382.84 Net
Gain/Loss
98
54
or
basis
$97.31
$82.60
$568 $196.72 $100.62
$588.33 $482.91
Cost
$2,193.88 $1,324.96 $3,690.31 $1,150.16 $2,678.33 $7,459.76 $1,370.02 $3,815.82 $1,124 $3,132.10 $5,388.21
other
FOUNDATION-GWK-CUST
41 84
$91.72 $94 $77.85
$527.40 $185 $545.34 $447.62
SYMS
$3,428.11 $1,066.11
$2,038.00 $1,221.05 $2,468.28 $6,929.73 $1,262.58 $3,544.70 $1,036.35 $2,909.56 $5,005.37
Proceeds
SY
58
CUSIP
31417UW84
2038
527.4 91.72 94.84 77.85
185.41
545.34 3544.7
447.62
1066.11
1221.05 3428.11
1262 1036.35 2468.28 6929.73
2909.56 5005.37
Units
2 2
1 1
0/ OI
2/01/40
acquired
04/1
01I30/13 08/13/12 04I10I12 08/27/13 08/13/12 01I30/13 08/27I13 04I1 01I30/13 08/13I12 04I10/12 08/27/13 08/27/13 08/13/12 01I30/13 04/10I12 04I10I12
.MELLON Date
4.5%
MANAGEMENT
5
15
sold
Transactions
Ac7870
WEALTH BNY
disposed
Date 10/25/15 11/25/15 10/25I15 10/25/15 10/25/15
06/25/1 07/25/15 07/25/15 07/25/15 08/25/15 08/25/15 08/25/15 09I25/15 09I25/15
07l25I15 08/25/ 09I25I15 09I25/15
or
Term
POOL
Lon DESCRIPTION FNMA
50
00
Net
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
Adjustments
Code
70.58
$-8.17
$-6.70 $3.64
$-3.49
$-60.71
$49.81
$-27.05 $67.60
$-57.55 $-25.96 $-64.87 $-54.02 $-21.62
$-151.72
$-314.09
Net $424.47
$-1
$163.70
Gain/Loss
09
.57
or
basis
$63.31
$60.75
$830.77 $142 $116.57 $681
$370.15 $861.95 $744.71
$355.23 $827.19 $688.84 $295.81
Cost
$1,934.57
$4,420.51
$1,587.12
$2,400.72
$2,303.93
other
FOUNDATION-GWK-CUST
92
$59.67
$57.26
$770.06 $133
$631.76 SYMS $109.87 $343.10 $794.35
$687.16 $329.27 $762.32 $634.82 $274.19
$1,782.85
$4,106.42
$1,462.65
$2,230.14
$2,140.23
Proceeds
SY
06
67
32 82
CUSIP
31417UW84
'
59 343.1
57.26
133.92 770 109.87
631.76
794.35 687.16
329.27 762 634 274.19
1782.85
4106.42 1462.65
2230.14 Units 2140.23
I
LLON
13
2/01/40
acquired
08/13/12 01I30/13 08/27/13 04I10/12 01I30/13 08/27/13 08/13/12 08/27/ 01I30/13 08/13/12 04I10/12 02/10/15 08/27/13 01I30/13
04I10/12 08/13/12 08/13/12 01I30/13
ME
Date
4.5%
MANAGEMENT
6
16
16
Transactions sold
AC7670
WEALTH
BNY
disposed
11I25/15 11I25/15 11/25/15 Date 12/25/15 12/25/15 12/25I15 12/25/15
01I25/ 01I25I16 01I25I16 01I25I16 02/25/ 02125/16 02/25/16 02/25/16 02/25/16 03/25/1 03/25/16
or
Term
POOL
Lon DESCRIPTION
FNMA
51
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00
Fiates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
00
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
7
92
28
.36
$-2.91
$-1
$47 $22.33 $453.53 $-25.1 $-10.07
$-62.65 $-39.44 $-10.53 $68.35 $-81 $-12.52
$436.32
$284.59 Net $-280.19 $-161.55
Gain/Loss
63
.00
or
basis
$50.60
$23.58
$620.15 $289.00 $894.09 $321 $137.85
$583.73
$370.12 $104.06 $689 $820.06 $123.73
Cost
$1,918.59
$2,696.24 $2,564.91 $1,490.96
other
FOUNDATION-GWK-CUST
$47.69
$22.22
$93.53
$572.23 $266.67 $830.56 $295.83 $127.78 $111.21 SYMS $521.08 $330.68 $621.28 $738.78
$1,782.27
$2,411.65
$2,284.72 $1,329.41
Proceeds
SY
27
CUSIP
31417UW84
31418MGG1
47.69
22.22
93.53
572.23 127.78 830.56 266.67 295.83 111.21
521.08
330.68 621.28 738.78
1782
2411.65
1329.41 2284.72
Units
LON
L
13 13
13
9/01/38
2/01/40
acquired
08/27/13 11I07/13 02/10/15 04I10/12 02/10/15 04I10/12 08/13/12 01/30/13 08/27/13 06/14/12 03/07/13 04I24/ 07/29/13 08/27/ 09I09I13 09I09/ 08/27/13
5.5% .ME
Date
4.5%
MANAGEMENT
6
15
Transactions sold
AD0198
ACT870
WEALTH BNY
disposed
x.
Date 03/25/16 03/25/16 03/25/16 04I25/16 04I25I16 04I25I16 04I25/16 04I25I1 05/25/ 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 05/25/15 06/25/15 06/25/15
or
Term
POOL
Lon DESCRIPTION
FNMA
FNMAPOOL
. 1 , 1 1
52
Net
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 in
Fiates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
0
1
85
.27
92.
$9.72
$46.90
$74.50
$59.72 $37.60 $10.04 $65.16
$63.12
$57 $36.42
$338.40
$1
$333.17
$267.08 Net $271 $153.99 $262.79
$258.73
Gain/Loss
-GWK-CUST 9 1 .21 .77
or
basis $99. $96.08 ,772.93 .421 $440.12 $694.12 $556.42 $352.81 $657.38 $636.82
$341 $539.01
Cost $3,206.13 $1 $3,049.97 $2,444.92 $2,570.10 $1 $2,489.72 $2,368.45
other
FOUNDATION
72
6.80
77.84
$89.15
$86.36
,580.83
,267.22
$393.22
$619.62
$496.70 $315.21 $592.22
$573.70
SYMS $305.35 $481.16
$2,867.73
$1
$2.71
$2.1
$2,298.83
$1 $2,226.93
$2,109
Proceeds
SY
62
CUSIP
31418MGG1
89.15
496.7 573.7
86.36
393.22
619
2716.8
315.21 592.22
305.35 481.16
1580.83
2867.73
1267.22
2177.84
2298.83 226.93
2109.72 Units
9/01/38
acquired
11I07I13
11I07/13 11/07/13 07I29/13 04I24/13 03/07/13 06/14/12 06/14/12 03/07/13 07I29I13 08/27/13 09I09I13 04I24/13 09I09/13 08/27/13 07I29I13 06I14/12 03I07/13
MELLON 5.5%
Date
MANAGEMENT
5
5 5 5 5 5
sold
Transactions
AD0198
WEALTH BNY
disposed
$ ,9
Date 06I25/15 06I25/15 06I25/1 06I25/15 06I25/15 07/25/1 07I25/15 07I25I15
07/25/1 07/25/1 07I25/1 07/25/15 08/25/15 08/25/1 08/25/15 08/25/15 08/25/15 08/25/15
or
Term
POOL
Lon DESCRIPTION
FNMA
/
.
.
53
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
1
2015
Account
to
Portion
Market
(included
00 00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$9.28
$66.26 $10.21 $38.23 $60.73 $34.75 $60.22 $55.20
$49.88
$149.17 $275.86
$156.59 $271.59
$250.73 $246.85 Net $142.33 $223.06 $128.61
Gain/Loss
97
or
basis
$91.68
$668.49 $100.87 $358.77 $565.83 $326.09 $607.59
$514.28 $464.72
Cost
$1,376.76 $2,613.54
$1,445.23 $2,486.24 $2,375.45 $2,259.75 $1,313.58 $2,041.95 $1,186
other
FOUNDATION-GWK-CUST
84 36
$90.66
$82.40
$602.23 $320.54 $505.10 $291.34 $547.37 $459.08
SYMS $414
$1,227.59 $2,337.68
$1,288.64 $2,214.65 $2,124.72 $2,012.90 $1,171.25 $1,818.89 $1,058
Proceeds
SY
84
.34
CUSIP
82.4
31418MGG1
90.66
505.1
602.23 320.54 291 547.37 2012.9 459.08
414
1227.59
1288.64 2337.68 1171.25
2214.65 1818.89 2124.72 1058.36
Units
12
9/01/38
4/
acquired
11I07/13
11/07/13 04I24I13 09I09/13 08/27/13 07I29/13 04I24I13 07I29/13 08/27/13 03I07/13 06I14I12 09/09/13 06/1 03I07/13 04I24I13 06I14/12 03I07/13 04I24I13
5.5%
.MELLON Date
MANAGEMENT
sold Transactions
AD0198
WEALTH
BNY
disposed
Date 10I25/15 10I25/15 10/25/15 10I25/15 08/25/15 10I25/15 11I25I15 09I25/15 09l25/15 10I25/15 10I25/15 11I25I15 11/25/15 09I25/15 09I25/15 09I25/15 09I25/15 09I25/15
or
Term
DESCRIPTION Lon FNMAPOOL
7
.
.
54
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 in $0.00 $0.00
Rates
Subject
Page
GIL)
28%
10571026400
to
Portion
(included
Information
00
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
ancluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
26
73
.67
85.59
$-8.38
$-7.00
$-6.87
$-31.40
$-54.42
$-45.46 $-26.23 $-41
$40.86 $-25.72 $44.58
$-226.56 $-107.43 $-189
Not $-186.33 $-105.35
$-182 $-1
Gain/Loss
53
or
basrs
$82.84
$69.20
$67.86
.758.37
$294.66 $549.03
$991 $458.63
$246.14 $388.20 $972.34 $380.68 $241.38 $449.75
Cost
$2,146.50 $1,793.08
$1,705.74
$1,672.73 $1
other
FOUNDATION-GWK-CUST
$74.46
$62.20
$60.99
.572.78
$263.26 $494.61
$884.10 $413.17
SYMS $219.91 $346.53 $866.99 $339.82 $215.66 $405.17
$1,919.94 $1,603.82
$1,519.41
$1,490.00 $1
Proceeds
SY
CUSIP
62.2 31418MGG1
1490
74.46
884.1
60.99
263.26 494.61
413.17 219.91 346.53 866.99 339.82 215.66 405.17
1919.94 1603.82
1519.41
1572.78
Units
LLON
13
9/01/38
E
acquired
11/07/13 11/07/13
07/29/13 08/27/13 09/09/13 04/24/13 09/09/ 08/27/13 07/29/13 03/07/13 06/14/12 11/07/13 04/24/13 03/07/13 06/14/12 07/29/13 08/27/13 09/09/13
M 5.5%
Date
MANAGEMENT
5
15 1
sold Transactions
AD0198
WEALTH
BNY
disposed
2125/
11/25/15 11/25/15 11/25/15 11/25/15 Date
12/25/15 12/25/15 12/25/15 12/25/15 12/25/ 1 12/25/15
01/25/16 01/25/16 01/25/16 01/25/16 01/25/16 01/25/16 01/25/16
or
Term
POOL
Lon DESCRIPTION
FNMA
2015 Tax Information 1 BNY MELLON Account Number 10571026400 WEALTH MANAGEMENT SY SYMS FOUNDATION-GWK-CUST Page 55
Lon Term Transactions
DESCRIPTIO CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included In Net G/L) GIL)
FNMA POOL ADO198 5.5% 9/01/38 31418MGG1
02/19/16 08/27/13 3275.05 $3,689.04 $3,643.72 $45.32 $0.00 $0.00 $0.00
0219/16 06/14/12 80004.63 $90,117.69 $89,816.00 $301.69 $0.00 $0.00 $0.00
02/19/16 03/07/13 18246.66 $20,553.15 $20,440.64 $112.51 $0.00 $0.00 $0 00
02/19/16 04l24/ 13 46552.41 $52,436.91 $52,209.32 $227.59 $0.00 $0.00 $0.00
02/19/16 11/07/13 84449.35 $95,124.25 $94,414.74 $709.51 $0.00 $0.00 $0.00
02/19/16 09/09/13 16541.08 $18,631.97 $18,360.95 $271.02 $0.00 $0.00 $0.00
02/19/16 07/29/ 13 11579.62 $13,043.35 $12,960.88 $82.47 $0.00 $0.00 $0.00
02/25/16 09/09/ 13 5214.58 $5,214.58 $5,788.29 $-573.71 $0.00 $0.00 $0.00
FREEPORT-MCMORAN C 81 3.55% 3/01/22 35671 DAU9
11/19/15 02/28/13 170000 $124,100.00 $169,325.10 $45,225.10 $0.00 $0.00
FRONTIER COMMUNICATIONS CORP 35906AAH1
04I25/ 16 11l07/12 50000 $52,625.00 $57,750.00 $-5,125.00 $0.00 $0.00 $0.00
04/25/16 11/15/12 55000 $57,887.50 $62,287.50 $-4,400.00 $0.00 $0.00 $0.00
GENERAL ELEC CAP CORP MEDIUM 3696263U6
03/18/16 07/14/10 25000 $27,339.50 $26,979 25 $360.25 $0.00 $0.00 $0.00
03/18/16 10/20/11 35000 $38,275.30 $38,020.85 $254.45 $0.00 $0.00 $0.00
03/18/16 05/17/11 $32,807.40 $33,197.10 $-389 70 $0.00 $0.00 $0.00
56 00
Net
$0.00 $0.00
$0.00 $0.00
$0.00
in $0.00
$0.00
$0.00
$0 $0.00
Fiates
Subject
Page
G/L)
28%
10571026400
to
Portion
(included
Information
Number
G/L)
$0.00
$0.00
$0.00 $0.00
Tax $0.00 $0.00 $0.00 $0.00 $0.00
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00 $0.00
Adjustments
Code
75
.00
,496.50
$-537.40
$401.89 Net
$-933.15
$-3.914.50
$4
$-6,460.70
$-6,918
$3,294.80
$44,875.00 $-23,751
Gain/Loss
$-32,750.00
or
basis
Cost
$6,818.75
other
$61,283.50 $32,903.25
$27,849.55 $69,825.00
$19,900.80
$51,693.75
$45,068.00
$337,180.10
$151,879.35 $231,750.00
FOUNDATION-GWK-CUST
.35
,406.75
SYMS
$6,281
$57,369.00
$31
$27,747.66 $54,950.00
$18,967.65
$44,775.00 Proceeds $41,773.20
$313,429.10
$145,418.65
$199,000.00
SY
HA1
GCU6
33M
CUSIP
373298CF3 36982G403
440543ALO
38141 452152HU8 460146CE1
50241
5000 46625H
50000
25000
23000 70000 15000
45000
40000
115000
290000
200000
Units
INC
8/07/19 IN
2/15/21
LLON
M/T
acquired
6.0%
8/15/21
INC
4.95% 11/30/12 10/28/11 11/18/14
07/30/12 12/07/12 12/14/12 06/26/13 10/25/12
12/24/12 01/31/13 01/18/13
ME SERVICES
Date
MANAGEMENT CO
CO
CORP
7.5%
&
GROUP
5
CAP
sold Transactions
CORP
WEALTH BNY
CO OFFSHORE disposed
CHASE
X. SACHS
Date ELEC 12/15/15 03/18/16 12/15/15 12/02/15
10/09/15
09/28/15 06/11/1 06/11/15 12/14/15 12/14/15
PAC 12/10/15
or
ST
Term
PAPER
COMMUNICATIONS
Lon DESCRIPTION
GENERAL
GEORGIA
GOLDMAN HORNBECK ILLINOIS INTL
JPMORGAN L-3
57
Net
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 in $0.00
$0.00
Fiates
Subject
Page
G/L)
28%
10571026400
to
Portion
ancluded
Information
Number
G/L)
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00
Adjustments
Code
.575.00 $968.24 $-367.57
0,212.50 Net
$1,409.60
$1
$2,137.50
$-8,140.00
$43,706.65
$30,275.00 $4
$-64,250.00
Gain/Loss
or
basis
Cost
other $67,308.97
$74,375.00 $97,753.04
$48,487.50
$23,430.00 $95,062.50
$206,907.70
$160,665.60
$249,400.00
$100,000.00
FOUNDATION-GWK-CUST
.40
.28
SYMS
$66,941
$44,100.00 $98,721 $50,062.50 $35,750.00 $15,290.00
$97,200.00
Proceeds
$193,201.05
$162,075.20
$239,187.50
SY
38M
747WAL3 94SCAC7
CUSIP
50241 676253N6
690742AD3 61 61 693475AK1 726505AL4
704549AM6 783764AP8
59000
70000
98000 45000
22000
90000
185000
160000
100000 215000
Units
2/15/21
11/15/21
11/01/19
3 3
12/15/22
acquired
7.5%
6.25%
4.95%
12/11/12 10/18/12 11/07/13
10/25/1
11/15/23 09/23/13
08/06/1 05/24/13 06/11/14
07/08/13 4.2% 08/06/13
PRO
MELLON
Date
CO
81
MANAGEMENT
INVST
CORP
4.25%
INC
6 5
SERVICES
sold
Transactions
BNY WEALTH
disposed
GROUP
12/10/15 Date 12/02/15
09/30/15 ENERGY 06/24/15 03/03/1 12/09/15 08/13/1 08/13/15 06/25/15
02/26/16
STANLEY
or
CO
GROUP
CORNING
EXPLORATION Term
FINANCIAL
COMMUNICATIONS
Lon DESCRIPTION L-3
MORGAN MOSAIC OFFSHORE OWENS PNC PEABODY
PLAINS RYLAND
58
Net
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
in
Rates
Subject
G/L) Page
28%
10571026400
to
Portion (included
Information
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
G/L)
$0.00
$0.00
$0.00 $0.00 $0.00
Number
Tax Net and Subject in Discount 988 to
2015
Account Portion Market
(included
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
Adjustments
Code $779.29
,547.00
$298.56
$742.18 $-596.25
$1,281.33
Net
$2,189.50
$-4,097.20 $-29.625.00
$-71
$48,833.60 $40,395.60 Gain/Loss or basis
Cost
$5,508.25
$75,834.10 $99,128.91
$48,867.36
$82,875.00 $10,734.70
$46,233.60 $165,214.84
$140,102.19 other
$187,703.25 $349,524.00
FOUNDATION-GWK-CUST
SYMS $3,318.75
$6,637.50 $77,115.43
$99,908.20 $49,165.92
$53,250.00
$27,400.00
$164,472.66
$139,505.94 $116,156.25
Proceeds $309,128.40
SY
912828ND8
912810EO7 902494A28
87900YAA1 878742AV7
878742AE5 CUSIP
85590AAH5 5000
71000
75000 48000
75000
10000
40000
106000 125000 175000 360000
Units
10/01/34 4
5/15/20
8/15/34
4.5% acquired 06/24/11
05/14/14
05/14/14
05/14/14
08/06/14 10/18/12 06/10/13
03/27/12
3.5%
03/27l12 01/07/13 09/08/1 Date
RESO
4.875%
MELLON
MANAGEMENT
&
LIMITED
NOTE 5
LTD
BONDS
INC
sold
It'ansactions
HOTELS
WEALTH 04/11/16 01/22/16
BNY disposed
03/28/16
03/21/16 02/02/16
12/29/15 11/03/15
11/03/15
11I03/15
08/20/15 09/16/1
Date or
CORP
FOODS
Term
RESOURCES
COMINCO
TREASURY
TREASURY
S
U.S.
U
TYSON
TEEKAY
TECK
TECK
STARWOOD
DESCRIPTION
Lon ,
59
00
Net $0.00 $0.00
$0.00
$0.00
$0.00
$0.00 $0.00
in $0.00 $0.00
$0.00 $0.00
$0.00
$0.
Rates
Subject
Page
G/L)
28%
10571026400
to
Portion
(Included
Information
Number
G/L)
$0.00
$0.00 $0.00 $0.00
Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
. Market
(included 00
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.
Adjustments
Code
.70
75
.031.52
622.96
Net
$1
$2,540.00
$4,603.75
$4,581.20
$-2.256.60
$43,030.65
$-42,261
$21,858.90
$44,080.50
Gain/Loss $27,225.00
$46,245
$415,422.45
$895,
-GWK-CUST
or
basis
Cost
$6,680.65
other $16,618.08
$85,708.00
$32,260.00
$97,049.25
$23,706.20
$78,189.60
$34,495.75
$164,013.20
$138,015.15
$255,475.00
$257,772.45
$8,149,743.27
FOUNDATION
60
56.25
1
SYMS
16,
$3,650.00
$17,649
$88,248.00
$27,656.25
$82,968.75 $22,125.00
$75,933.00
Proceeds $18,250.00
$121,751.50 $1
$228,250.00
SY $142,350.00
$7,254,120.31
66AT1
CUSIP
925524AX8 92343VBR4 947075AF4
9621
949748PM7
969457BM1
5000 16000
80000 30000
25000 75000 05000
20000
60000
25000 95000
1
1
220000
1
Units
9/15/23
12/31/99
LTD
4
acquired
7.98% 5.15%
0/27/1
09/12/13 1 09/25/13 11/28/12
09/28/11 05/31/11
06/14/10 10/18/13 11/21/12 01/22/13
03/30/12
03/16/12
MELLON
Date
MANAGEMENT
DEB
CO
COMPANY
INTERNATIONAL
Transactions sold
& INC
Gain/Loss
WEALTH BNY
disposed
)o
Date
01/22/16 01/22/16
02/23/16
08/13/15 08/13/15 12/17/15 08/13/15 08/13/15 COS
12/23/15 03/04/16 12/23/15 12/23/15
COMMUNICATION
or
Term
INC
Term
FARGO
Long
EATHERFORD
Lon DESCRIPTION
VERIZON
VIACOM
WELLS WEYERHAEUSER
WILLIAMS
Total
2015 Tax Information BNY .M E LLON I Account Number 10571034900 WEALTH MANAGEMENT SY SYMS FOUNDATION-BONDS-SUB Page 6
Income for 2015
This section reports your sales transactions during the year. A schedule of your net gains and losses is shown below. Please note that if you have sold an asset for which the cost basis information is unknown it is shown separately in the section entitled Transactions with Unknown Cost Basis. Please review these carefully when preparing your return. An asterisk symbol (*) next to the tax cost indicates that the tax cost has been adjusted for current year's return of capital.
The following items are provided to you to assist in the preparation of your tax returns. We have included the following Codes and Adjustment amounts; "W" for wash sales. "C" for collectibles, and "D" for Market Discount. Typically, collectibles are taxed at 28% rates. For your con- venience, if applicable, we have included the portion subject to Section 988 translation gains and losses and Market Discount in the column titled "Portion Subject to 988 and Market Discount". We have also includes gains on collectibles taxed at 28% rates in the last column. If we have included a dagger symbol (t) next to the sale transaction with a net loss, this indicates that you can not take a loss on your tax re- turn based on gross proceeds from a reportable change in control or capital structure.
Short Term Transactions
DESCRIPTION CUSIP Portion Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) GIL)
CONTINENTAL RESOURCES INC/OK 212015AN1
08/26/15 04/27/15 25000 $20,695.75 $24,373.75 $-3,678.00 $0.00 $0.00 $0.00
FHLMC GOLD POOL T49005 3.5% 12l01/28 31287CAE2
05/15/15 09l25/14 159.31 $159.31 $164.74 $5.43 $0.00 $0.00 $0.00
06/15/15 09l25/14 165.37 $165.37 $171.00 $5.63 $0.00 $0.00 $0.00
07/15/15 09/25/ 14 166.52 $166.52 $172.19 $-5.67 $0.00 $0.00 $0.00
08/15/15 09/25/14 1527.32 $1,527.32 $1,579.34 $52.02 $0.00 $0.00 $0.00
09l15/15 09l25/14 159.7 $159.70 $165.14 $-5.44 $0.00 $0.00 snnn
XT 2015 Tax Information B NY M E LLON WEALTH MANAGEMENT Account Number 10571034900 SY SYMS FOUNDATION-BONDS-SUB Page 7
Short Term Transactions
DESCRIPTION CUSIP
1 Portion Subject Portion Subject Date SOId to 988 and Cost or Net to 28% Fiates or disposed Date acquired Units Market Discount Proceeds other basis ancluded in Net Gain/Loss Code Adjustments (included j FHLMC in Net GIL) G/L) GOLD POOL 608671 3.5% 10/01/45 3128MJW97 l 12/15/15 10/09/15 353.83 $353.83 $367.54 $43.71 $0.00 $0.00 $0.00 01/15/16 10/09/15 394.54 $394.54 $409 83 $45.29 $0.00 $0.00 $0.00 l 02/15/16 01/20/16 183.38 $183.38 $191.20 $-7.82 $0.00 j $0.00 $0.00 02/15/16 10/09/15 387.14 $387.14 $402.14 $45.00 $0.00 $0.00 $0.00 03/15/16 01/20/16 295.29 $295.29 $307.89 $4 2.60 $0.00 $0.00 $0.00 03/15/16 10/09/15 623.38 $623.38 $647.54 i $24.16 $0.00 $0.00 $0.00 04/15/16 10/09/15 1779.58 $1,779.58 $1,848.54 $-68.96 $0.00 $0.00 $0.00 04/15/16 01/20/16 842.96 $842.96 $878.92 $-35.96 $0.00 $0.00 $0.00 04/20/16 10/09/15 89030.98 $93,162.57 $92,480.93 $681 .64 $0.00 $0.00 $0.00 04/20/ 16 01/20/16 43197.81 $45,202.46 $45,040.46 $162.00 $0.00 $0.00 $0.00 FHLMC G08653 3.0% 7/01/45 3128MJWP1
09/15/15 08/07/15 210.95 $210.95 $211.63 $-0.68 $0.00 $0.00 $0.00 10/15/15 08/07/15 194.56 $194.56 $195.18 $0.62 $0.00 $0.00 $0.00 10/15/15 09/11/15 129.71 $129.71 $130.40 $-0.69 $0.00 $0.00 $0.00 11/15/15 09/11/15 132.7 $132.70 $133.40 $-0.70 $0.00 , $0.00 $0.00 11/15/15 08/07/15 199.05 $199.05 $199.69 $-0.64 $0.00 $0.00 $0.00 11/24/15 08/07/15 58876.07 $58,944.95 $59,064.66 $419.71 $0.00 $0.00 11/24/15 $0 00 09/11/15 39484.03 $39,530.23 $39,693.79 $4 63.56 $0.00 $0 00 $0.00 3
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 In
Fiates
Subject
Page
G/L)
28%
10571034900
to
Portion
(included
Information
Number
G/L)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.73
$4.12 $-2.47 $-2.00 $4 $-2.00 $-2.02 $-2.34 $4.85 $-2.14 $4.90 $4.65 $4.11 $4.16 $4.34 $4.29 $4.65 $4.91
Net
Gain/Loss
79
59
or
basis
$41.27 $33.35 $28 $29.06 $33.73 $34.05 $30.92 $31.21 $27.73 $27.48 $19.32 $19.50 $18 $18.77 $27.52 $27.78
$351.11
Cost
other
FOUNDATION-BONDS-SUB
07
87
$38.80 $31.35 $27.06 $27.06 $31.71 $31.71 $29.07 $29 $25.83 $25.83 $18.16 $18.16 $17.48 $17.48 $25 $25.87
$349.99
SYMS
Proceeds
SY
CUSIP
3128P7PY3
38.8
3128MJWP1
31.35 18.16 27.06 27.06 31.71 31.71 29.07 29.07 18.16 17.48 17.48 25.83 25.83 i 25.87 25.87
349.99
Units
10/01/30
acquired
4.0%
7/01/45
08/07/15 07/29/15 07/29/15 07/29/15 09/21/15 07/29/15 09/21/15 07/29/15 09/21/15 09/21/15 07/29/15 07/29/15 09/21/15 07/29/15 09/21/15 07/29/15 09/21/15
MELLON
Date
MANAGEMENT
3.0%
C91339
Transactions
sold
POOL
WEALTH
BNY
disposed
2.
12/15/15
Date 10/15/15 10/15/15 11/15/15 11/15/15 12/15/15 12/15/15 08/15/15 09/15/15
01/15/16 01/15/16 02/15/16 02/15/16 03/15/16 03/15/16 04/15/16 04/15/16
or
Term
G08653 GOLD
Short DESCRIP'RON
FHLMC
FHLMC
9
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 in $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Fiates
Subject
Page
G/L)
28%
10571034900
to
Portion
(included
Information
Number
G/L)
$0.00 $0.00
$0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
Adjustments
Code
71
$-5.34 $5.97
$5.31 $5.36
$53.08
$-20.42 $46.78 $-97 $-68.54 $-55.85 $-84.52 $-52.42 $38.71 $-62.41
$29.82 $48.09
Net
Gain/Loss
or
basis
$95.02
$55.27
$55.76
$106.17
$552.68 $212.56 $487.04
$915.35 $745.84
$705.10 $520.65 $833.51 $401.16 $642.24
Cost
$1,017.36
$1,128.81
other
FOUNDATION-BONDS-SUB
$89.68
$49.96
$50.40
$100.20
SYMS $499.60
$192.14 $440.26 $919.65
$846.81 $689.99
$652.68 $481.94 $771.10 $371.34 $594.15
$1,044.29
Proceeds
SY
CUSIP
312938NJ8
31292SBY5
50.4 3132J4AV1
100.2 89.68
499.6 49.96
771.1
192.14
440.26 919.65 846.81 689.99
652.68 481.94 371.34 594.15
Units 1044.29
12/01/39
LLON
3/01/34
12/01/43
E
acquired
5.0%
10/29/14 06/23/14 06/23/14 10/29/14 10/29/14 10/29/14 10/29/14 10l29/14
03/13/15 03/13/15 03/13/15 05/28/15 05/28/15 03/13/15 05/28/15 03/13/15
4.0%
4.0% M
Date
MANAGEMENT
M0393
C09055
NY
15 Transactions
sold
POOL 5/
G30719
WEALTH B
disposed
Date
05/15/15 06/15/15 05/15/15 06/15/15 07/15/15 10/15/15 08/15/15 09/1 05/15/15 GOLD 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 09/15/15 09/15/15
or
Term
C
GOLD
GOLD
M
L
H
Short DESCRIPTION
F FHLMC
FHLMC
.
.
10
00
00
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0 $0.00 $0.00 $0.00 $0.00
in $0.00
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
19 35
$-8.94
$-6.88 $-8.88 $9.64 $-6.
$6.22
$48.18 $-29.88 $-22.71 $-36.62 $-28.19 $47.48 $-22.54 $-36 $-24.47 $-39.46 $45.71 $45.79
Net
Gain/Loss
06
95
.94
or
basis
$93
$84.44 $84.85
$489.11 $643.48 $401 $122 $305.51
$376.48 $235.16 $303.20 $485.40 $211.34 $121.14 $329.16 $526.96 $131.51
$212.37
Cost
other
FOUNDATION-BONDS-SUB
$87.07
$78.25
$78.63
$113.12 $595.30 $372.06 $282.80 $112.26 $452.49 $348.29 $217.68 $449.05 $280.66 $304.69 $487.50 SYMS $121.87 $195.63 $196.58
Proceeds
SY
CUSIP
3132J4AV1
595.3
282.8 87.07 487.5 78.25 . 78.63
113.12
112.26
372.06
452.49 348.29 121.87 195.63 217.68 280.66 449.05 304.69 196.58
Units
I34
LLON
3/01
E
acquired
10/20/15
03I13/15 10/20/15 10/20/15 05/28/15 10/20/15 05/28/15 03/13/15 03/13/15 10/20/15 05/28/15 03/13/15 05/28/15 10/20/15 05/28/15 03/13/15 05/28/15
05/28/15
4.0%
M
Date
MANAGEMENT
15
'IT-ansactions
sold
5/ G30719
WEALTH
BNY
disposed
x. 10/15/15 11/15/15 10/15/15 11/15/15 11/1 12/15/15 Date 12/15/15 12/15/15
01/15/16 01/15/16 01/15/16 02/15/16 02/15/16 02/15/16 03/15/16 03/15/16
04/15/16 04/15/16
or
Term
GOLD
LMC
Short DESCRIPTION
FH
11
Net
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
0.50
$6.90 $6.78 $-9.77 $6.61 $-6.70 $-6.80 $7.39
$7.77
$41.26 $-56.68
$-28.59 $43.96 $40.84
$4 $42.06 $40.70
Net
Gain/Loss
'
or
basis
$61.60 $87.54 $64.78 $89.24
$211.20
$875.67 $427.57 $207.63 $299.19 $202.48 $205.13 $208.25
$100.60
Cost
$7,777.43
$1,250.95
other $21,766.22
FOUNDATION-BONDS-SUB
.45
$54.21 $77.04 ,709.54 $88.54 $57.01 $78.54
$847.08 $204.30 $413.61 $200.85 $289.42 $195.87 $198.43 $201 SYMS
$7,766.17 $1,210.11
$21
Proceeds
SY
LTV1
CUSIP
3132J4AV1
31371 31335ADGO
204.3
54.21 77.04 88.54 57.01 78.54
847.08 195.87 198.43 413.61 200.85 289.42 201.45
1210.11 7207.58
Units
20148.07
255364
3/01/34
6/01/45
POOL
acquired
0I29I14
10I20I15
05/28/15 07/08I15 07/08/15 07/08/15 10I29I14 1 07/08/15 07I08/15 10I29/14 07/08I15 07/08/15 07I08/15 07/08/15 10I29I14 10I29I14
4.0% 3.5%
MELLON
Date
MANAGEMENT ASSN
5
MTGE
Transactions
sold
G30719
G60103
BNY WEALTH
disposed
Date 10I15/15 11/15/15 04I21/16 04I21/16 12/15/15 08/15/15 09I15/15
01/15/16 02/15/16 03/15/16 04/15/16 05/25/15 06I25I1
07I25/15 08/25/15 09I25I15
NAT'L
or
Term
GOLD GOLD
Short DESCRIPTION FHLMC
FHLMC
FEDERAL
I
12
Net
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
00
Number
GIL)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.16
$-0.92 $4.85 $-0.87 $-6.73 $4.36 $-9.52 $4.35 $2.88 $4.30 $4 $-3.91 $-0.30
$40.30
$32.50 $49.51
Net
Gain/Loss
.
or
basis
$9.86
$9.36
$4.87
$85.92
$52.12 $72.43
$23.18 $22.92 $48.90 $22.03 $19.80 $66.47
$349.62 $209.84 $161.85
Cost
other
FOUNDATION-BONDS-SUB
.
94
57
$8 $8.49
$4
$75.62
$47.27 $65.70 $21.82 $21.57 $46.02 $20.73 $18.64 $62.56
$317.12
$190.33 $152.33 SYMS
Proceeds
SY
LTV1
CUSIP
31371
8.94 3138E6V94 3138A6KG4 8.49 65.7
3138E7AT1
4.57
75.62
47.27 18.64 21.82 21.57 . 46.02 20.73 62.56
190.33 317.12 152.33
Units
255364
LLON
POOL
E
acquired
10I29/14
10I08/15 10I08I15 10I08/15 10I08/15 10I08I15 10I08/15
09I21/15 09I21I15 09I21/15 09I21I15 09I21/15 09I21I15 09I21I15 09l25/15
.M
Date
ASSN
MANAGEMENT
6
MTGE
16
NY
Transactions
sold
0AH4794
0AK2439
0AK2717
WEALTH
B
disposed
x.
10I25I15 11I25I15 12/25/15 11I25I15 Date 12/25/15 10I25I15 01I25I16 02/25/ 03/25I1 04I25/16 01I25I16 10I25I15 02/25/16 03/25/16 NAT'L 04I25I16
or
Term POOL
POOL
POOL
Short DESCRIPTION
FEDERAL
FNMA FNMA
FNMA
13
$0.00 $0.00
Net $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
in
Rates Subject
GIL)
Page
28%
10571034900
to Portion
(included
Information
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 Number
Tax
Net
and Subject
in
Discount
988 to
2015
Account Portion
Market
(included
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
16 .97 30 .99
$4.15
$0.61 $-2.04
$-2.06 $4 $4
$-2.12 $-3.46 $-87. $-0.41 $-0 $-0.27 $40.05
$403.69 $-211.16
$-391.90
Net
Gain/Loss
or $6.64
$4.78 $50.43 $4.38
basis $36.00
$36.34 $34.80 $35.21
$37.53 $55.65 $122.16
$1,259.86 $1,058.98 $2,565.51
$4,761.55
Cost $2,082.75
other
FOUNDATION-BONDS-SUB .82 $6.23 $4.11 $46.28
$4.48 $33.96
$34.28 $32.83 $33.22
$35.41
$112.11 $971 $52.19
$1,156.17 $2,354.35
$4,369.65
SYMS $2,083.36
Proceeds
SY
K4 .82
38EGG
3139EN4H9 6.23 CUSIP 3138E7AT1 4.11 46.28
4.48 31 33.96
34.28 32.83 33.22
35.41
112.11 52.19 971
1156.17 2354.35
4369.65 1953.34
Units
I44
15 LLON 8/01
acquired E
02/24/15 02l24/15
05/15I15 02/24I15 05I15/15
02/24/15 09I26I14
09I26/14 09I26I14 09I26I14
09I26/14
09I25I15 09I25I15 09I25I15 09I25I15 09I25/
4.5%
Date M
MANAGEMENT
0AL0201 Transactions sold
POOL NY 0AK2717
08I25/15 07I25I15
WEALTH
06I25I15 07I25I15 B
disposed 06I25/15
05I25I15 09I25I15
08/25/15 07I25I15 06I25/15
05I25I15
03I03/16 11I25I15 12I25I15 02/25/16
01I25I16 Date
or
POOL
POOL
Term
AL5223
FNMA
FNMA
FNMA
DESCRIPTION
Short
j (I "
.
14
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 In
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
12
10
74
30.76
$4.94
$-6.84 $6.91 $-6.98 $-6. $6.23
$-6.16 $3.82 $-3. $-3.78 $9.62 $-9.72 $-9.51
$40
$80.16
$-212.53
$446.67
Net $4
Gain/Loss
or
basis
$60.00
$84.71 $84.85 $84.78 $75.53 $75.66 $75.59 $46.38 $46.30 $46.34
$122.96
$117.97 $118.07 $117.86
$973.95
Cost
$2,582.24
$1,781.98 $1,588.70
other
FOUNDATION-BONDS-SUB
$55.06 $77.87 $77.87 $77.87 $69.43 $69.43 $69.43 $42.56 $42.56 $42.56
$112.84
SYMS $893.79 $108.35 $108.35 $108.35
$2,369.71
$1,635.31
$1,457.94
Proceeds
SY
84
43 43
CUSIP
3138EN4H9
55.06 77.87 77.87 77.87
69.43 69 69 42.56 42.56 42.56
112
108.35 108.35 108.35
893.79
2369.71 1635.31 1457.94
Units
5 5
LLON
8/01/44
E
acquired
05/15/15 05/15/15 02/24/15 09I25I1 09/28/15 05/15/1 02/24/15 09I25I15 05/15/15 02/24/15 09/28/15 05I15I15 09I25I15 09/28/15 02/24/15 09/28I15 05I15I15 09I25I15
M
4.5%
Date
MANAGEMENT
NY Transactions
sold
POOL
WEALTH
B
disposed
x.
10I25I15 10I25I15 11I25I15 Date 10I25I15 11I25I15 11/25/15 11I25I15 08/25/15 09I25I15 10I25I15 12/25/15 09I25I15 12/25/15 12/25I15 12/25/15
01I25I16 01I25I16 01I25I16
or
Term
AL6223
Short DESCRIPTION
FNMA
15 00
Net
$0.00
$0.00
$0
$0.00 $0.00 $0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number
GIL)
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
19 .22 $6.76 $-6.62 $-6.69 $-6.82
$-6.74 $-6.89
$-6.26 $6. $6.32
$-3.28
$-20.64
$42.67 $-21 $204.08
Net $-358.78 $-214.22
Gain/Loss
-BONDS-SUB
or
basis $82.14 $82.00 $82.07 $83.63 $83.55 $83.70
$76.75 $76.68 $76.81 $56.21
$363.23 $353.41 $216.89
Cost $2,479.49
$5,307.49 $3,168.99
other
FOUNDATION
22
$75.38
$75.38
$75.38 $76.81 $76.81
$76.81 $70.49
$70.49 $52.93 $70.49 $332.77 $204 $342.01
SYMS
$2,275.41 $4,948.71 $2,954.77
Proceeds
SY
38
CUSIP
3138EN4H9
3138ENHGT 3138EN205
75 75.38 75.38 76.81 76.81 76.81 70.49 70.49 70.49 52.93
332.77 204.22 342.01
2275.41
2954.77 4948.71
Units
5
4 4
15
8/01/44
8I01/27
8/01/44
acquired
02/24/ 05/15/1 09I25I15 12/16I14 09/28/15 09/28I15 09I25I15 12I16/14 05I15/15 09/28/15 09I25I15 09/03/14 05I15/15 09I03/14 09I03/1 09I03/1
4.0%
MELLON 4.0%
4.5%
Date
MANAGEMENT
6
5 5
Transactions
sold
AL5630 POOL AL6150
WEALTH BNY
I!
II
dIsposed
Date 01I25I16 02/25I16 02/25/16 02/25/16 03I25/1 03I25I16 03I25I16 04I25I16 04I25/16 04I25/16 05/25/15 06I25I15 07I25/1 08/25/1 05/25I15 06I25I15
or
Term
POOL
POOL
Short DESCRIP'RON
FNMAAL6223
FNMA
FNMA
I
16
Net
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in $0.00 $0.00
Fiates
Subject
Page
GIL)
28%
10571034900
to
Portion (included
Information
Number
GIL)
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
$2.44 $5.49
$-6.34
$6.57 $2.71
$4.30
$-9.13 $-7.35
$43.18
$43.65
$48.99 $45.28
$476.45 $458.74 $221.88 $468.39 $266.09
Net
Gain/Loss 51
or
basis
$75.27
$83.64
$37.27
$407.47 $181.58 $169.74
$188.07 $422.02
$472.39 $586.94 $261.55 $210
Cost $2,610.31 $2,348.22 $3,282.31 $2,491.00 $3,936.25
other
FOUNDATION-BONDS-SUB 6
37
93
$72.83
$80 $35.97
$164.25 SYMS $175.24 $394.29 $408 $457.11 $181.50
$252.42
$567.95 $203.1 $2,433.86 $2,189.48 $3,060.43 $2,322.61
$3,670.16
Proceeds
SY
.5
CUSIP
3138ENZOS
3138EPUV4
181 72.83 80.93 35.97
164.25 175.24
394.29 408.37 457.11 252.42 567.95 203.16
2433.86 2189.48 3060.43 2322.61 3670.16
Units
5 5
LLON
8/01/27
acquired
5I1/45
12I16/14 12I16/14 12I16/14 12I16/14 12/16/14
06I08I15 06I08I1 07I28I15 06I08/15 06I08I1 07I28/15 06I08/15 07I28/15 07I28/15 06I08I15 07I28I15 06I08I15
4.0%
ME
Date
MANAGEMENT
3.5%
Transactions
sold
AL6150
AL6895
WEALTH BNY #
It
disposed
x.
11/25/15 Date 10/25/15 11/25/15 07/25/15 08/25/15 10/25/15 11/25/15 09/25/15 10/25/15 12/25/15 07/25/15 12/25/15 08/25/15 09/25/15 09/25/15
01I25I16
01I25I16
or
OL
Term
POOL
PO
hort
DESCRIPTION
FNMA
FNMA
,
j 1
17
00
Net
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
ancluded
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included 00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0 $0.00 $0.00 $0 $0.00 $0 $0.00
Adjustments
Code
95
$-2.48 $-5.16 $-3.93 $4.89
$4.90 $-5.24 $-6.60
$-5.07 $-8.46 $7.05
$-6.46
$40.18 $41.56 $42.93 $46.91 $-25
Net
Gain/Loss
64
.35
or
basis
$71.08
$54.06
$159.50 $121.32 $314.77 $140.27 $143.13 $180.48
$353.55 $138.53 $462.36 $231 $192.85 $709.52 $255.
Cost
$1,136.19
other
FOUNDATION-BONDS-SUB
8
1
$68.60
$52.17
$117.39 $154.34
$304.59 $135.37 $137.89 SYMS $173.88 $340.62 $133.46 $445.45 $222.89 $185.80 $683.57
$249.
$1,094.63
Proceeds
SY
45
CUSIP 68.6
3138EPUV4
3138EPW83
3138W6RST 52.17 185.8 117.39 154.34
135.37 137.89 173.88 304.59 133.46 340.62 445 222.89
683.57 249.18
1094.63
Units
5
15
1 15
7/01/35
acquired
5I1/45
6/01/43
07I28/ 06I08I15 06/08/15 07I28/ 06I08I15 07I28/ 07/01/15 07/01I15 07/01I15 07/01/15 07/01/15 07/01/15 07I01/15 07I01I15 07I01I15 06/23I14
3.5% MELLON
Date
MANAGEMENT
3.5%
3.5%
6
1
hansactions
sold
AL6895
BNY WEALTH
It
#AL6970
disposed
Date
02/25I16 11I25I15 02/25/16 03I25I16 10/25I15 03I25/ 04I25I16 04I25/16 12/25/15
08I25/15 09I25I15 01I25I16 02/25/16 03I25I16
04I25/16 05/25/15
or
Term
POOL
POOL
Short DESCRIPTION FNMA
FNMA FNMAAR8596
18 00 00
Net $0 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00
00
$0 $0.00
$0
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
$0.43 $-5.76
$4.18 $-0.42 $065 $-0.65 $-0.64 $-0.67 $-0.64 $41.16
$24.19
$-33.58 $432.82
$24.17
$183.28 $165.32
Net
Gain/Loss 94
or
basis 13.19 $6.59 $6.52 $6.80 $6.55 $6.45
$115 $113.36 $1 $245.32 $340.59 $958.93
Cost $1,118.26 $1,541.45 $1,301.87
other $64,513.28 $31,460.19
FOUNDATION-BONDS-SUB $6.13 $5.94 $5.88 $5.90 $5.81
$115.51 $112.94 $221.13
$102.03 $307.01
$934.76
SYMS $1,114.08 $1,535.69
$1,269.05 $64,696.56
$31,625.51
Proceeds
SY
38X5605
08
5.9
CUSIP
31 3138XYF33 5.94 5.88 6.13 5.81
3138WRTD2
115.51 112.94
102.03
221.13 307.01
934.76
1114
1535.69
1269.05 Units
64272.26
30667.16
5 5 5 5 5 5 5 5
8/01/44
5/01/43
acquired
10I29/14 10I29/14 10I29/14 10I29I14 10I29/14
08I20I1 08I20I1 08I20I1 08I20I1 08I20I1 08I20I1 08/20/1 08I20I1 07I21I14 07I21I14 07I21I14
3.5%
3.0%
MELLON
Date
5.0%11/01/43
MANAGEMENT
6 6
6
'II'ansactions
sold
AT4147
AW8285
AU6278
WEALTH
BNY II
I
disposed
11/25/15
Date 12I25I15 10I25I15 05I25I15 06I25I15 07l25/15 08I07/15 08I25I15 01/25/16 02/25/1 03I25I1 09I25I15 04I25I1 05I25I15 06I08/15 06I25I15
OL
or
Term
PO
POOL
POOL
Short
DESCRIPTION
FNMA FNMA FNMA
19
Net
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page GIL)
28%
10571034900
to
Portion
ancluded
Information
Number GIL)
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
8.33 8.22 3.51
$0.87 $-7.89 $0.86 $5.50 $2.66
$-2.63 $-6.20 $42.21
$4 $4 $44.15 $42.69 $36.72 $4 $40.98
Net
Gain/Loss
or
basis $8.93 $8.86
$95.26 $45.60 $46.10 $112.49 $880.44 $376.32
$362.73 $130.08 $234.03 $107.41
Cost
$1,020.70 $1,321.88 $1,314.09
other
FOUNDATION-BONDS-SUB
$8.06 $8.00
$89.76 $43.44 $42.97
$868.23 $117.39
$339.60 $101.51 $220.52 $354.84 $101.21
SYMS
$1,006.55 $1,303.55 $1,295.87
Proceeds
SY
L6
40G
4CRWO
8
41
55
CUSIP
8.06 314OEUBS7 31 3140EW6T7
3141
339.6 89.76 43.44 42.97
117.39
868.23 101.51 101.21
354.84 220.52
1006.55 1303 1295.87
Units
6
4
3/01/46
3/01/23
3/01/38
acquired
11I19I15 11I19I15 11I19I15 11I19I15
09I26I14 09I25I14 09I25I14
03I03I1 09I26/14 09I26/14 09I26/14 09I25I1 09I25/14
09I26/14 09I25/14
3.0%
11/01/30
.MELLON Date
4.5%
5.5%
MANAGEMENT
2.5%
6 6
5
Transactions
sold
Bc2681
962003
WEALTH # 952301 BNY
disposed
Date
05125/15 06I25I15 08I25/15 01I25I1 03I25I16 04I25/16 06I25I15 09/25/15 o7/25/15 W ,. 02/25/1 04I25I16 o7/25/15 09I25I1
05/25/15 08I25/15
or
Term
POOL POOL POOL
BC0048
Short FN DESCRIPTION FNMA FNMA
FNMA
1
1
l
I
.
.
20
00
00
Net
$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(Included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
26
.30
$2.71 $-5.42 $4.81 $0.11 $-3.42
$21 $44.00 $75.51 $46.26 $48.93 $27.94 $24.54 $23.98 $24.28 $-21 $53.53 $76.84
Net
Gain/Loss
41
or
basis
$3.12
$77.34
$97.89
$275.10 $167.42 $903.07 $194.44 $585.16 $334.10 $293.50 $286.80 $290 $254.72 $640.14 $918.90
$155.04 $137.61
Cost
other
FOUNDATION-BONDS-SUB
84
$3.01
$74.63
$94.47
$253 $153.42 $827.56 $178.18 $536.23 SYMS $306.16 $268.96 $262.82 $266.13 $233.42 $586.61 $842.06
$149.62 $132.80
Proceeds
SY
CUSIP
314188862
314188089
3.01
132.8 74.63
94.47
153.42 253.84 178.18
827.56 536.23 306.16 268.96 262.82 266.13 233.42 586.61 842.06 149.62
Unis
LLON
15
15
5/
5/
E
acquired
4I01I44
5I01/44
06/23/14
05I1 05/15/15 05I15I15 05I15/15 05/15I15 05/1 05/15/15 05I15/15 05I15/15 10I08/15 10I08/15 05/15I15 05/15/15 10/08/15 10I08/15 10I08I15
M
Date
MANAGEMENT
4.5%
3.5%
15 NY
Transactions
501d
WEALTH
B
disposed
)9
Date 11I25I15 05I25/15 10/25/ 06I25I15 12/25/15 07I25I15 08I25/15 09I25I15 11/25/15
01/25/16 02/25/16 12/25/15 03I25I16 04I25/16
01I25I16 02/25/16 03I25I16
or
Term
MA1860
MA1897
Short DESCRIPTION
FNMA
FNMA
.
.
21
Net
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
00
Number
G/L)
$0 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0
Adjustments
Code
3.97
$0.13
$0.63 $0.53 $0.83 $0.25 $2.30 $0.70
$25.90
$4 $49.08 $33.42 $46.44 $30.57
Net
Gain/Loss
62
or
basis
$3.60
$19.87 $54.90
$400.88 $250.97 $212.02 $334.39 $923.73
$304.71 $410.38 $729.06 $404.59 $720.
Cost
other
FOUNDATION-BONDS-SUB
98
.43
$3.47
$19.62 $54.20
$211.49 $374 $250.34 $333.56 $921 SYMS $290.74 $391.30 $695.64 $388.15 $690.05
Proceeds
SY
CUSIP
314188D89 3.47 314188XN1 314188XR2 314188XZ4 314188233 54.2
19.62
391.3
374.98 211.49
250.34 333.56 921.43 290.74 695.64 690.05 388.15
UnIs
6
LLON 15
I46
3/01/31
12/01I45
acquired
5/01I44
1/01
10I08/ 11I24I15 11I24/15 11I24/15 11/24/15
03I03I16 01I13/16 01I13I16 02/04/16 02/19/16 02IO4I16 03I03/16 02/23I1
4.0% 12/01/45
ME 3.0%
Date
MANAGEMENT
3.5%
3.5%
3.0%
6
6
'D'ansactions
sold
WEALTH BNY MA2484
MA2561
disposed
Date 04I25I16 04/25/16 01I25I16 02I25/16 04I25I16 03I25I16 03I25I16 04I25I16 03I25I16 04I25I16 04I25I1 04I25I1 04I25I16
or
Term
MA1897 POOL
MA2495
POOL
MA2487
Short DESCRIPTION FNMA
FNMA FN
FNMA
FNMA
22
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00
Fiates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
76
89.90
$-9.10 $-7
$-9.64 $-9.47 $-3.04 $-7.59
$-9.81 $-9.71 $-9.54
$-10.12
$-269.40 $-1 $-116.80 $-137.57
Net $-105.15
$-308.71 $405.94
Gain/Loss
.84
32
or
basrs
,729.66
.332.06
$891 $760.36
$131.33 $131.16
$132.42 $132 $132.15
Cost
$3,387.26 $2,387.70 $1 $1,468.52 $1.322.03 $3,491.05 $3,498.13 $3,495.60
$1
other
$35,188.78
FOUNDATION-BONDS-SUB
,592.09
.226.12
$882.74 $752.60
$121.69
SYMS $121.69
$122.61 $122.61 $122.61
$3,117.86
$2,197.80 $1 $1,351.72 $1,216.88
$3,488.01 $3,488.01 $3,488.01 $1
$34,880.07
Proceeds
SY
CUSIP
36179NX45
361790PJ4
752.6
.
882.74
121.69 121.69 2197.8
122.61 122.61 122.61
3117.86 1592.09 1351.72 1216.88
1226.12 3239.01 3239.01 3239.01 Units
32390.09
LLON
15
1/20/44
9/20/44
acquired
06/24/14
06/24/14 03/05/15 03/05/ 03/05/15 09/11/15 03/05/15 07/27/15 03/05/15 07/29/15 07/29/15 09/11/15 07/27/15 03/05/15 03/05/15 3.0% 07/27/15 07/29/15
4.5%
ME
Date
MANAGEMENT
MA1599
MA2225
Transactions
sold
#
WEALTH
BNY
disposed
Date 05/20/15 06/20/15 05/20/15 06/20/15 10/09/15 10/09/15 10/09/15 07/20/15 08/20/15 10/09/15 10/20/15 10/20/15 09/20/15 09/20/15 09/20/15 10/20/15 10/20/15
or
POOL
POOLII
Term
II
Short DESCRIPTION
GNMA
GNMAII 23 $0.00
Net $0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
in Fiates Subject
GIL)
Page
28% 10571034900 to Portion
Gncluded Information 00 $0 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00
$0.00 G/L) $0.00
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00
Number Tax
Net and Subject
in
Discount 988
to
2015 Account Portion
Market
(included $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
9.63 3.89 $1.93 $-9.34
29.86
$21.24 $-7.71
$40.15 $-5.60 $4 $-51.49
$23.17 $-21.89
$49.96
$4 $26.56
$42.04 $-72.03
$-52.34 $412.52 $4
Net
Gain/Loss .63
or
basis
$162.57 $163.38 $89.13
$326.08
.221
$441.09
$221.16
$191.62 $122.67
$887.64 $8,768.11 $4,396.27 $4,371.18 $4,393.07
Cost $2,202.52
$1,908.31 $1
$43,782.59 $13,098.09
other
FOUNDATION-BONDS-SUB 22 $153.23
$153.23 $83.53
$306.45
.795.79
$414.53
$207.27
$114.96 $179.58 $835.30
$4,373.11 $4,373.10 $8,746 $4,373.11
SYMS $2.072.66
$1 $1,149.60
$43,731.10 $13,119.33
Proceeds
SY
CUSIP 361790WF4 153.23
153.23 83.53
306.45 835.3
4120.1
414.53
114.96 207.27 1149.6
179.58 4120.11 8240.22
4120.11 1795.79 2072.66
41201.09 12360.33
Units N
15 LLO 12/20/44
acquired E 08/20/15 07/27/ 03/11/15
07/17/15
03/31/15 07/17l15
07/27/15 07/29/15
08/20/15 07/17/15
03/11/15
03/31/15
03/31l15 03/11/15
03/11/15
03/31/15 03/11/15 03/31l15 4.0%
Date M
MANAGEMENT II 15
Transactions sold POOL 09/20/15
WEALTH 09120115 BNY 09/20/15
disposed 08l25/15
08/25/15 08l25/15
08/25/15 08l25/15
08l25/
08/20/15 08l20/15
08/20/15
07I20/15
07/20/15
06(20/15
06/20/15 05/20/15 05/20/15
Date X.
or
Term MA2446 GNMA
DESCRIPTION
Short 1
24
00
Net
$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00. $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571034900
to
Portion
(Included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
09
$-8.80 $-7.30 $-6.27 $7.29 $-6.30 $-5.96 $-6.73 $-6.38 $-3.09 $8.40 $4
$42.35
$-36.58 $40.27 $-96.01 $41.13
$43.59
Net
Galn/Loss
57
or
basis
.628.28
$111.29 $111.81
$649.49 $119 $163.50 $156.22 $129.52 $129.45 $105.75 $197.33 $121.36 $259.73 $343.91 $160.69 $419.97
Cost
$1 $3,502.41
other
FOUNDATION-BONDS-SUB
84
38
.33
$99.79
$612.91 $112 $153.23 $118.27 $147.42 $122.22 $105.02 $122.16 $105.51 $190.95 $251 $332.78 $156.60 $406
SYMS
$1.532.27 $3,544.76
Proceeds
SY
.33
CUSIP
361790WF4
36179HBW8
156.6
99.79
112.84
153.23 147.42 118.27 122.22 105.02 122.16 105.51 612.91 190.95
251 332.78 406.38
1532.27
3305.14
Units
4/20/45
12/20/44
acquired
03/11/15 07/29/15 03/31/15 07/29/15 07/29/15 07/29/15 07/29/15 05/11/15 07/29/15 07/29/15 07/29/15 07/29/15 04/09/15 04/09/15 04/09/15 05/11/15 04/09/15
3.0%
4.0%
MELLON
Date
MANAGEMENT
II
MA2753
'IYansactions
sold
POOL
#
WEALTH
BNY
disposed
11/20/15 X. 10/20/15 12/20/15 Date
09/20/15 09/20/15 09/20/15 01/20/16 02/20/16 03/20/16 04/15/16 04/20/16 05/20/15 06/20/15 06/20/15 07/20/15 07/20/15 08/20/15
or
POOL
Term
MA2446
II
Short DESCRIPTION
GNMA
GNMA
25
Net
$0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page G/L)
28%
10571034900
to
Portion
Gncluded
Information
00
G/L) Number
$0.00
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
5.71
8.50
$-4.99 $-0.68 $-2.39 $-6.79
$-5.77 $0.57 $-0.63 $-7.29 $-0.58 $-6.72 $-7.78
$-6.52
$4 $48.29 $-21.19 $4 $49.86 $47.74
Net
Gain/Loss
or
basis
$37.96 $31.79 $35.57 $32.75
$196.23 $485.58 $654.94 $571.63 $267.09
$226.88 $286.78 $264.08 $565.17 $306.02 $100.00
$256.25 $548.43 $613.77
Cost
other
FOUNDATION-BONDS-SUB
$97.61 $31.22 $34.94 $32.17 $37.28
$221.11
$191.24 $469.87 $260.30
$257.36 $546.88 $633.75 $298.24 $553.13
$249.73 $530.69 $593.91 $279.49
SYMS
Proceeds
SY
CUSIP
36179RBW8
37.28 260.3 31.22 34.94 32.17 97.61
191.24
221.11 633.75
469.87 257.36 546.88 298.24 553.13 249.73 530.69 593.91 279.49
Units
5
5
1
4/20/45
acquired
05/11/15
05/11/15 05/11/15 05/11/15
05/11/15 05/11/15 09/25/15 04/09/15 04/09/15 04/09/ 05/11/15 04/09/15 09/25/15 01/13/16 09/25/15 04/09/1 09/25/15 04/09/15
3.0%
Date
MELLON
MANAGEMENT
6
5 5
MA2753
Transactions
sold
#
WEALTH
BNY
disposed
11/20/15 11/20/15 11/20/15 12/20/15 12/20/15 12/20/15
Date 10/20/15 10/20/15 10/20/1 01/20/1 02/20/16
08/20/15 01/20/16 01/20/16 02/20/16 02/20/16
09/20/1 09/20/15 )9
or
POOL
Term
Short DESCRIPTION
GNMAII 3
26
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Rates
Subject
Page
G/L)
28%
10571034900
to
Portion
(Included
Information
00
Number
G/L)
$0 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
Oncluded
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
48
.06
9.66
$-0.59
$-7.22 $063 $-2.55 $4 $-4.31 $-9.16 $12 $70.50
$4
$48.40 $-24.51 $43.82 $46.19 $-37.95 $-73.58
Net
Gain/Loss
11
14
or
basis
$33.13
$35.22 $59.57
$283.91 $607.62 $106.31
$179.84 $360.22 $255.80 $340.83 $225 $512.38 $993.39
Cost
$9,645.58
$9,443.95
other $82.574.
FOUNDATION-BONDS-SUB
54
$32
$34.59 $58.51
$587.96 SYMS $276.69
$103.76 $175.53 $351.06 $237.40 $316.32 $208.95
$474.43 $919.81
$9,716.08
$9,400.13
$82,586.59
Proceeds
SY
CUSIP
36179R8W8
36179RLR8
36179RNY1
32.54
34.59 58.51
237.4
276.69 103.76 587.96 175.53
351.06 316.32 208.95 474.43
919.81
9400.29
Units
8764.69
79902.37
LLON
15
4/20/45
15
9/20/45
E
acquired
8/20/45
09l25/15 04/09/15 05/11/ 05/11/15 11/02/15 04/09/15 09/25/15 01/13/16 11/02/15 09/25/15 05/11/15 11/02/15 01/13/16 11/02/15 3.0%
10/09/15 10/09/
M
4.5%
Date
MANAGEMENT
4.5%
6
MA2753
Transactions 16
sold
MA3107
WEALTH BNY
II
disposed
x.
Date 02/20/16
03/03/16 03/03/16
03/20/16 03/20/16 03/20/1 03/20/16 04/20/16 12/20/15 04/20/16 04/20/ 11/20/15 01/20/16 02/17/16 12/20/15 02/20/16
MA3036 or
POOL#
Term
II
G2
POOL
Short DESCRIP'I10N
GNMA
GNMA
GNMA
27
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
G/L)
28%
10571034900
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
98
9.93
$-72.00
$46.73 $90.33 $49.87 $-92.31
$-39.61 $4
$419.01 $416.46
$-312.24 $-242.13
Net $468.72 $420.02 $417.14 $464.76 $212
Gain/Loss
97
or
basns
.606.68
$991.81
$276.29
$550.67 $276.05
Cost
$1 $1,604.13 $9,764.62 $1,244.22 $1,246.20
$2.345.71 $1,853.88 $6,443.54 $3,289.96 $2,544
other
$44.042.76 $43,972.65
FOUNDATION-BONDS-SUB
$919.81
$511.06 $256.42
$256.12 SYMS
$1,487.67 $1,487.67 $9,717.89 $1,153.89 $1,153.89
$2,176.99 $1,733.86 $6,026.40 $3,076.98 $2,380.21
$43,730.52 $43.730.52
Proceeds
SY
CUSIP
36179RNY1
36179RZV4
361830XH3
'
919.81 511.06
256.42
256.12 6026.4
1153.89 1153.89 1487.67 1487.67
9062.29
1733.86 2176.99
3076.98 2380.21 Units
40780.32 40780.32
9/20/45
3/15/45
acquired
2/20/46
11/02/15 11/02/15 11/02/15 10/09/15 11/02/15 10/09/15 10/09/15
01/13/16 01l13/16 02/12/16 02/12/16 03/02/16 08l25/15 08/25/15 08/25/15 08/25/15
4.5%
4.0%
MELLON
Date
MANAGEMENT
4.5%
Transactions
sold
M6980
WEALTH
BNY I!
disposed
12/20/15
Date 01/20/16 02/12/16 01/20/16 02/12/16 02/12/16 02/20/16 10/15/15 11/15/15 02/20/16 02/20/16 03/20/16 12/15/15 04/20/16 04/20/16
01/15/16
or
MA3456
Term
II
POOL
Short DESCRIPTION
GNMAPOOLIIMA3107
GNMA GNMA
28
Net
$0.00
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
in
Rates
Subject
GIL)
Page
28% 10571034900
to
Portion
ancluded
Information
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
GIL)
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00 Number Tax
Net
and
Subject
in
Discount
988
to 2015 Account
Portion
Market
ancluded
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00 Adjustments
Code
79
58
69
63.97
$-7.39
$41.64
$44
$244.10 $43.80
$233.13
$44
$44.75
$43.04
$44.87
$42.26
$42
$-63.33
$449.77
$4 $1,096.97 Net Gain/Loss or
basis
$285.47
$362.68
$338.53
$357.66
$361.87
$319.93
$181.16
$364.86 $311.39
$300.70 $978.25
Cost
$2,313.49 $63,044.23
$67,923.53
$64,201.93 $66,005.85 other
FOUNDATION-BONDS-SUB
12
73.77
$273.83
$347.89
$324.73
$343.08
$347
$306.89
$1
$349.99
$288.44
$298.70 $914.92
SYMS
$2,163.72 $63,288.33
$68,156.66
$65,298.90 $65,841.88
Proceeds
SY 85CAT1 79 361 CUSIP
36184$PO7
361830XH3 298.7
273.83
347.89
324.73
343.08
173.77 347.12
306.89
349.99 288.44
914.92
58954.27
2163.72 63489.21 61584.58 Units
61732 3/15/45 4/20/45 8/15/45 acquired 02/24/16 02/29/16 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 06/16/15 08l25/15 08l25/15 08/25/15
3.5% 4.0%
Date MELLON
4.0%
MANAGEMENT Transactions
sold
AM4931
AK6980
II
It
1/20/15
WEALTH 04/15/16
04/15/16 BNY
disposed
2/15/16 04/20/16
04/18/16
03/20/16
12/20/15 02/20/16
01/20/16
10/20/15
09/20/15
oa/20/15
07/20/15
03/15/16 02/24/16 Date
or
M9018
Term
POOL
POOL
GNMA
GNMA
GNMA
Short DESCRIPTION
29
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 in $0.00
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-43.93 $51.20 $-31.15 $-72.90 $-67.07
$990.50 $287.30
$801.80 $-227.11 $820.20
$-246.24
Net
$-3,878.00 $-7,731.00
Gain/Loss
.76
or
basis
$413.83 $482.35 $293.48 $686.76 $631.90
Cost
$3,771 $3,500.81
$9,964.80
$9,978.20 $9,959.80
other
$50,708.00
$10,153.00 $20,306.00
FOUNDATION-BONDS-SUB
.698.50
$431.15 $262.33 $613.86 SYMS $369.90 $564.83
$3,525.52 $3,273.70
$6,275.00
$51 $10,252.10 $12,575.00 $10,780.00 $10,780.00
Proceeds
SY
KA73
CUSIP
38185CAT1
36241
845467AL3
68389XA08 68389XBBO 855244AH2
369.9
-
10000 10000 50000 10000 10000 20000
3273.7
431.15 262.33 613.86 564.83
3525.52
Units
781830
1/23/25
8/15/45
acquired
4.95%
5I15/22
8/15/45
POOL
11/05/15 11/05/15 11I05/15 11/05/15 11I05/15 02/29/16 02/24/16
07/23/15 04/28/15 03/20/15 03/20/15 06/01/15
06/01I15
.MELLQN 4.3%
Date
MANAGEMENT
2.5%
4.0%
ASSN
ENERGY
16 15
Transactions
sold
5/ 5/
MTGE WEALTH
BNY CORP
disposed
12,/1 Date 04/15/16 04/1
01/15/16 02/15/16 03/15/16 04/15/16 04/29/16 04/05/16 O2IO2/16 02/03/16 01/20/16 01/20/16
or
CORP CORP
Term
NAT'L
AM9018
Short DESCRIPTION
GNMA GOV'T
ORACLE ORACLE SOUTHWESTERN
STARBUCKS
I
.
30
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
00 00
00
$0.00 $0 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
75
$273.60 $850.05 $134
$282.84 $318.52
$385.94 $241.41
$-428.32 $289.45 $-670.91 $-496.48 $425.00
Net
$4,033.50
$1,120.32
$4,156.26
Gain/Loss
or
basis
Cost
$4,979.90
$5,039.08 $9,394.53 $9,394.53 $9,166.41
$4,481.87
other $11,503.91 $14,939.70 $50,519.11
$14,091.80 $22,916.02
$35,836.81 $40,495.31 $10,123.83 $29,975.39
FOUNDATION-BONDS-SUB
.41
.25
SYMS
$5,253.50
$5,173.83 $9,105.08 $8,898.05 $9,041 $4,800.39
$15,789.75 $22,245.11 $10,347.65 $13,663.48
$50,801.95 $39,870.31
$40,881 $10,365.24 $31,095.71
Proceeds
SY
CUSIP
855244AH2
912810RH3
912810RK6
912810RM2
5000
5000
5000
15000
10000 15000 10000 10000 10000
25000 55000 10000 40000 40000 30000
Units
8/15/44
15
5I15/45 I15
6/15/45
9/
acquired
11/14/14
06/01/15 06/01/15 11/03/15 02/04/15 03/09/15 03/09/15 05/05/15 03/09/15 05/05/15 05/05/15 05/1 05/19I15 06/01/15 06/01
3.0%
3.125%
4.3%
MELLON
Date
MANAGEMENT
NOTE
Transactions
BOND sold BOND
CORP
WEALTH
BNY
disposed
Date 01/27/16 01/27/16 06/01/15 06/01/15 06/01/15 06/01/15 07/22/15 07/22/15 07/24/15 01/13/16 02/10/16 04/22/16 09/24/15 01/15/16 01/15/16
or
Term
ETREASURY
TREASURY
TREASURY
S S
S
Short DESCRIPTION
STARBUCKS
U U
U
31
Net
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
59
8.
$1.37 $1.56 $0.83
$4.10
$45.82 $-98.43 $47.58
$61
$264.84 $951.56
$732.42 $716.35
$-237.89 $408.98 $-235.94
Net
Gain/Loss
or
basis $38.06
Cost $5,017.19 $5,015.82 $5,015.82
$30,837.89 $35,738.28 $39,953.28
other $15,140.04
$40,373.44 $10,031.64 $45,142.38 $15,047.46 $40,200.22 $10,317.58
$150,492.19
FOUNDATION-BONDS-SUB $38.89
SYMS
$5,013.09 $5,000.00 $5,017.19 $30,428.91 $35,500.39 $40,571.87 $15,404.88
$41,325.00 $10,033.20 $45,043.95 $15,029.88 $10,081.64 $40,916.57
Proceeds $151,224.61
SY
2828M2 2828K33 2828638
CUSIP
91
912828A91 91 91 38.4
5000 5000
5000 5000 0000
15000 1 1
10000
30000 35000 40000
40000 45000 50000
1
40405.2
Units
4/15/20
1/15/17
11/30/20
acquired
11/09/15 11/09/15
12/29/14
04/24/15 04/29/15 06/27/14 05/12/15 05/05/15 05/05/15 05/05/15 05/05/15 05/05/15 04/16/15
09/28/15 08/13/15
2.0%
0.125%
0.75%
MELLON
Date
MANAGEMENT
TREAS TREAS
Transactions NOTE iNFLATIO
sold
WEALTH BNY
disposed
11/09/15
02/11/16 Date 05/06I15 05/06/15 05/06/15 09/21/15 09/25/15 09/28/15 01/13/16 05/05/15 05/05/15 03/17/16
01/20/16 02104/16 03/17/16
or
STATES STATES
Term
TREASURY
TREASURY
s s
DESCRIPTION U Short UNITED UNITED u
32
00
Net
$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(Included
Information
Number GIL)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
ancluded
00
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$9.38 $9.37
82.81
$-59.38 $39.84 $41.99 $-46.09 $34.57 $-73.83
$445.32
$-200.20 $-371.87 $459.18 Net $4
Gain/Loss
or
basis
Cost
$4,983.20
$40,234.38 $20,147.66 other $10,034.76 $10,223.05 $10,223.04 $10,480.86 $26,202.15 $41,923.43 $26,202.15 $15,660.35 $31,282.03 $10,440.24
FOUNDATION-BONDS-SUB
.95
SYMS
$4,941.21
$39,789.06 $20,088.28 $10,044.14 $10,232.42 $10,183.20 $10,434.77 $26,001 $41,551.56 $26,042.97 $15,625.78 $31,099.22 $10,366.41
Proceeds
SY
CUSIP
912828L24
912828N63 912828P87 912826PT1
912828NW6
5000
. 10000 10000 40000 10000 10000 20000 15000 10000 25000 40000 25000 30000
Units
1/15/19 8/31/22
8/31/17
acquired
09/24/15 04/12/16 03/22/16 09/25/15 09/25/15 04/15/16 04/29/15 04/29/15 04/29/15 04/29/15 07/27/15 07/21/15 07/27/15
1.125%
1.875%
MELLON
Date 1.875%
MANAGEMENT
2.625%
NOTE
TREAS 15 15
NOTE NOTE
Transactions
NOTE
sold
WEALTH
BNY
disposed
11/03/15 x. 11/09/ 10/08/15 Date 04/22/16 04/22/16 04/26/16 08/04/15 09/09/15 09/16/15 09/28/15 09/28/ 02/04/16 O2IO4/16
or
Term STATES
TREASURY TREASURY
ETREASURY
TREASURY
S
S
Short DESCRIPTION
U UNITED U.S. U U.S.
.
.
33
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
00
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
$38.18
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00
$0.00 $0 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$38.18
Adjustments
D
Code
.09
.33
0.93
$2.73
$0.39
$-5.86
$43.37 $12.50 $67.18 $11
$27.34 $78.91 $60.21
$44.52
$-21
$4
$173.54
Net
Gain/Loss
or
basns
Cost
$4,979.69 $4,979.69 $5,002.73
$10,055.08 other $10,055.08 $45,247.85 $30,153.51 $40,204.69 $39,792.19 $34,779.98
$19,918.75 $19,918.75 $19,918.75 $24,914.46
FOUNDATION-BONDS-SUB
i
.02
SYMS
$4,980.08 $4,991 $4,991.80
$10,057.81 $10,049.22 $45,226.76
$30,196.88 $40,217.19 $39,859.37 $34,953.52
$19,946.09 $19,997.66 $19,978.96 $24,958.98
Proceeds
SY
CUSIP
912828RXO
912828805 912828ST8
912828TS9 912828TM2
5000 5000 5000
10000 10000
45000 30000 40000 40000 35000 20000 20000 20000 25000
Units
12/31/16
4/30/19
acquired
05/06/15 05/06/15 05/06/15 05/06/15 05/06/15 02/12/15 02/12/15 10I22/15 05/06/15 05/06/15 05/06/15 05/06/15 05/06/15 03/04/16
1.25%
.MELLQN
Date 0.875%
MANAGEMENT
NOTE 15
NOTE
Transactions
NTS
sold NOTE
NOTE
6/15
5/
WEALTH
BNY
disposed
Date 06/01/15 06/09/15 06/1 05/1 06/01/15 05/06/15 08/13/15 06/16/15 07/01/15 07/08/15 08/20/15 09/25/15 03/30/16 03/30/16
or
Term
TREASURY
TREASURY
TREASURY
TREASURY TREASURY
S
S
S
Short DESCRIPTION U.S.
U U.S. U
U
l l l 1 l l
5
.
34
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 in $0.00 $0.00
Fiates Subject
Page
G/L)
28%
10571034900
to Portion
(included
Information
00
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax
Net
and Subject
Discount In
988
2015
Account
to Portion
Market
(Included
00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.76
$3.52
$4
$-6.64
$15.63 $78.91
$35.55
$-24.61 $-62.69
$-37.89 $53.90 $83.79
$102.73
Net $318.75 $964.06 $420.89
Gain/Loss
60
or
basis
Cost
$4,913.09
$4,999.41 $5,024.61 $5,134.96
other $44,966.60 $44,966 $14,739.25
$15,053.90 $15,083.79
$19,981.25 $10,035.94 $30,338.67 $10,049.22 $41,079.69 $25,674.80
FOUNDATION-BONDS-SUB
SYMS
$4,875.20
$5,015.04
$5,060.16 $5,138.48
$44,941.99 $44,964.84 $14,676.56
$15,000.00 $15,000.00 $40,115.63 $20,060.16 $10,029.30 $30,019.92 $10,151.95 $25,253.91
Proceeds
SY
2628XGO CUSIP
912828TY6
912828TWO
91
912828WH9
5000
5000 5000
5000
15000 45000 45000 15000 15000
10000 10000 20000 30000 40000 25000
Units
5I15/17 6/30/22
LLON
10/31/17
E
acquired
04/29/15 10/16/15 12/11/15 04/29/15 08/26/15 08/26/15 12/30/15 09I21/15 10/05/15 10/05/15 10/05/15 09/21/15 07/08/15 07/15/15 07/15/15
M 0.875% 2.125%
Date 0.75%
MANAGEMENT
TREAS
NY TREAS Transactions
NOTE NTS
sold
WEALTH
B
disposed
Date 09/11/15 09/10/15 09/08/15 11/06/15 09/09/15 11/06/15 01/08/16 01/08/16 04/20/16 04/21/16 07/10/15 04/20/16 09/08/15 09/09/15
01/20/16
or Term
STATES
STATES
TREASURY
TREASURY
S
S Short DESCRIPTION
U U UNITED
UNITED
35
Net
Net
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
in $0.00 $0.00 $0.00
in
Rates
Fiates
Subject
Subject
Page
GIL)
GIL)
28%
28%
10571034900
to
to
Portion
(included
Portion
(included
Information
Number
GIL)
GIL)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00
$38.18
Net
and
Net
and
Subject
Subject
Discount in
in Discount
988
988
2015
Account
to
to
Portion
Portion
Market
Market
(included
(included
18
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$38.
Adjustments
Adjustments
Code
Code
41
$1.67
$1.56 $1.65
$1.59
$1 $1.37
,983.80
Net
Net
$-3,601.35
$4 $5,563.60
$21,810.93
Gain/Loss
Gain/Loss
or
or
basis
basis
484.43
Cost
Cost
$8,359.31 $7,798.50 $8,250.10 $7,955.19 $6,883.37 $7,051.04
other $45,000.00 894,
$36,302.00 other $82,882.80
$2,
FOUNDATION-BONDS-SUB
.398.65
SYMS
$8,360.98 $7,800.06 $8,251.75 $7,956.78 $6,884.74 $7,052.45
$41
$34,318.20 $77,319.20
Proceeds
Proceeds
SY
$2,872,673.50
4744AD9
CUSIP
CUSIP 91
03064JAC9 00037BABa
026870DGO
45000
35000 70000
8360.98 7800.06 8251.75 Units 7956.78 6884.74 7052.45
Units
1/16/18 2/15/45 3 3
3 3 3
1 13 1
acquired
5/08/22
acquired
12/08/17
01/13/15
10/04/12
01/10/13 04/03/ 04/03/1 5.85% 04/03/ 04/03/1 04/03/ 04/03/1
3.438% MELLON
Date
Date
MANAGEMENT
0.65%
2.875%
5 5
5 5 5
DAME
GROUP
Transactions
Gain/Loss sold
sold
Transactions INC
A3
BNY WEALTH
disposed
disposed
INTL
Date
05/19/15 11/09/15 Term Date USA
07/16/15 05/08/1 10/08/1 06/08/1 07/08/15
08/08/1 09/08/1
or
or
NOTRE
Term
2013-2
Term
FIN
OF
Short
Short DESCRIPTION
UNIV Total Lon DESCRIPTION
A.B.B. AMERICAN AMCAR
36
Net
$0.00
$0.00
$0.00 $0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
in $0.00 $0.00 $0.00
Fiates
Subject
Page
GIL)
28%
10571034900
to
Portion
(Included
Information
Number
GIL)
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 Tax $0.00
Net
and
Subject
DIscount in
988
2015
Account
to
Portion
Market
(included $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00
Adjustments
Code
$1.47
$1.19
$0.12 $1.16
$2.69 $-2.70 $-3.03
Net $416.00
$-396.75 $-969.60
$445.26
$-784.00
$5038.50
Gain/Loss
14 75
or
basis
$595.07
$122.45 $122.62 $137.58
Cost
$7,347.54 $5,969 $5,794 $2,011.06
$5,027.65
other
$76,647.00
$25,549.25
$14,963.10
$49,889.50
FOUNDATION-BONDS-SUB
05.50
1
,865.80
$595.19
SYMS $119.76 $119.92
$134.55
$7,349.01 $5,970.94 $5,795.30
$4,630.90 $1
$71,608.50 $25,133.25 $13,993.50
$49,
Proceeds
SY
19
CUSIP
03064JACS
03523TBP2
205887BR2 278842AK9 20030NBD2
31287CAD4
5000 2000
75000 15000
25000
50000
5795.3 595 119.76 119.92
134.55
7349.01 5970.94
Units
7
3 3 3
7/15/22
1/25/23
9/01/27
acquired
12/08/1
2.5%
04/03/1 04/03/1 10/04/12 04/03/1 04/03/13
03/08/13 01/15/13 11/05/13 11/05/13 01/15/13 01/15/13 11/05/13 3.2% 07/23/14
3.0%
8/01/21
7/15/22
.MELLON
Date
MANAGEMENT
0.65%
INBEV
INC
5 5
3.125% 5
2.875%
1
T49004
'II'ansactions sold
A3
5/1
WEALTH BNY
disposed
0/05/1
11/08/15
12/08/15 FOODS Date CORP 1 01/08/16 02/08/16 10/1
08/04/ 06/22/15 07/15/15 07/15/15
05/15/15 06/15/15 07/15/15
POOL or
2013-2
Term
INC
GOLD
Lon DESCRIPTION
AMCAR
ANHEUSER-BUSCH
COMCAST CONAGRA EBAY FG
37
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
Oncluded
Information
00
GIL) Number
$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
'
Adjustments
Code
06
$0.06 $0.06 $0.06 $0.55 so $0.06 $0.06
$-2.71 $-2.75 $-2.66 $-2.67 $-2.78 $2.73 $-2.55 $5.45
$45.57 $35.66
Net
Gain/Loss
ONDS-SUB
or
basis
$22.70 $23.56 $23.73 $22.75 $23.29 $22.80
$125.11
$115.66
$123.32 $120.80 $126.31 $121.15 $124.13 $217.64 $165.46
Cost
$2,070.82 $1,620.26
other
FOUNDATION-B
$22.76 $23.62 $23.79 $22.81 $22.86 $23.35
$113.11
$118.14 $118.48
$120.61 $122.36 $123.53 $121.40
$218.19 $160.01
SYMS
$2,025.25 $1,584.60
Proceeds
SY
CUSIP
31287CAE2 31287CAD4
121.4
22.76 23.62 23.79 22.81 23.35 22.86
113.11
118.14 118.48 120.61 122.36 123.53 1584.6 160.01
218.19
2025.25
Units
12/01/28
4 LLON
9/01/27
acquired
3.5%
11/05/13
11/05/13 11/05/13 11/05/13 11/05/13 11/05/13 11/05/13 11/05/13 11/05/13
02/28/14 02/28/14 02/28/14 02/28/14 02/28/1 09I25/14 02/28/14 02/28/14
3.0% ME
Date
MANAGEMENT
T49005
5
T49004
sold
'liansactions
5/1
POOL
WEALTH BNY
disposed
11/15/15 11/15/15 10/15/15 12/15/15 10/15/15 10l15/15
Date 08/15/15 09/15/15 09/1
01/15/16 02/15/16 03/15/16 05/15/15 Xb 04/15/16 06/15/15 07/15/15 08/15/15
POOL
or
GOLD
Term
CRIPTTON
GOLD
LMC
FG FH
38
00
Not
$0
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(Included
Information
Number GIL)
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
$0.06
$0.06
$0.06 $0.06
$0.06
$-5.57
$-5.59
$-5.25
$5.52 $-5.48 $-5.66
54.94 $0.53 $5.03 $43.04 $-8.08 $-2.86
Net
Gain/Loss 37 or basis $23 $53.11 $21.98
$22.90 $23.10 $23.67 $74.25 $42.94 $75.62 $75.75 $169.02 $169.61 $159.50
$166.22 $167.65 $171.77 $121.50 Cost other
FOUNDATION-BONDS-SUB 02 $23.43 $22.04
$22.96 $23.16 $23.73
$69.31
$70.71 $70.59 $49.58 $40.08
$163.45
$166.11 $164 $154.25 $113.42 $160.74 $162.13
SYMS
Proceeds
SY
04
71
CUSIP
31287CAE2
3128M74X1
23.43 22 23.16
22.96 23.73 69.31
49.58 70.59 70 40.08
163.45 166.11
164.02 154.25 113.42 160.74 162.13
Units
12I01/28
4 4 4
1/01/36
acquired
3.5%
09/25/14 02/28/14 09l25/14 02/28/14 09/25/14 09/25/14 02/28/14 09/25/1 02/28/1 02/28/14 09/25/1 01/15/13 01/15/13 01/15/13 01/15/13 01/15/13 01/15/13
5.0%
MELLON
Date
MANAGEMENT
T49005
6 6 6
sold 'Ii'ansactions
5/1 5/1 POOL
G05938
WEALTH BNY
disposed
to 11/15/15 12/15/15
Date 12/15/15 10/15/15
04/15/16 01/15/16 01/15/16 02/15/16 02/15/16 03/1 03/15/1 04/1 05/15/15 06/15/15 07/15/15 08/15/15 09I15/15
or
GOLD
Term GOLD
Lon DESCRIPTION
FHLMC
FHLMC
.
.
39
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
anciuded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-1.47 $-7.36
$-11.26 $-10.79 $-13.99 $-13.82 $43.18 $-25.29 $-30.21 $-32.79 $30.25 $48.28 $-27.23 $23.81 $-31.41 $-22.12
Net
$1,597.17
Gain/Loss
-BONDS-SUB
or
basis
$22.09
.697.89 .189.52 .070.80
ost
$110.60 $162.22 $169.23 $210.36 $207.78 $994.59 $936.43 $869.97
$1 $1,187.96 $1,289.33 $1 $1,898.64 $1 $1235.17
other $80,682.60
FOUNDATION
$20.62
$151.43 $157.97 $196.37 $103.24 $193.96 $969.30 $912.62 $847.85
SYMS
$1,654.71 $1,157.75 $1,256.54 $1.159.27 $1,850.36 $1,043.57 $1,203.76
$82,279.77
Proceeds
SY
CUSIP
3128M74X1
3128MMO30
20.62 969.3
151.43 157.97 196.37 103.24 193.96
912.62 847.85
1157.75 1159.27
1256.54 1654.71 1850.36 1043.57 1203.76
Units
78630.81
LLON
1/01/36
7/01/28
E acquired
01/15/13 01/15/13 01/15/13 01/15/13 01/15/13 01/15/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13 08/01/13
5.0% 3.0%
M
Date
MANAGEMENT
NY
sold Transactions
605938 618473
WEALTH
B
disposed
11/15/15 11/15/15 10/15/15 12/15/15 12/15/15 07/15/15 08/15/15 Date 02/15/16 04/15/16 05/15/15 06/15/15 09/15/15 02/15/16 01/15/16 03/15/16 01/15/16 02/23/16
or
GOLD GOLD
Term
ESCRIPTION
.
FHLMC FHLMC
40
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
In
Rates
Subject
Page
G/L)
28%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portlon
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code .75 .82 .02 $-1 $1 $-1.36 $-1.17 $-1.21 $-1.08 $-1.31 $-1 $-1.19 $30.23 $28.93 $-22.54 $49.40 $20.09 $-17.94 $-21.76 $16.83 $-19.71
Net
Gain/Loss
18
14 07
or
basis
$82.86
$61.80 $79.32
$46.14 $49.19 $55 $53.18
$59.66
$54.03
$513.11 $921.72
$612.58 $687.39 $882
$663.58 $547 $591.52 $600.91
Cost
other
FOUNDATION-BONDS-SUB
$48.11
$81.04 $77.57 $60.44
$52.01
$53.86
$45.12
$58.35
$52.84
$891.49
$853.25
$664.85 $572.12
$592.49 $529.20
$641.82 $496.28 $581.20
SYMS
Proceeds
SY
84
CUSIP
3128MMRK1
48.11 81.04
77.57 60.44 52.01 53.86 529.2
58.35 45.12 52 581.2
891.49
853.25 664.85 572.12 592.49 641.82
496.28
Units
11/01/28
acquired
11/18/13 11/18/13 11/18/13 11/18/13 11/18/13 12/13/13 11/18/13 11/18/13 12/13/13 11/18/13 12/13/13 12/13/13 12/13/13 12/13/13 12/13/13 12/13/13 11/18/13
12/13/13
3.0%
MELLON
Date
MANAGEMENT
sold
Transactions
618489
WEALTH BNY
disposed
11/15/15 11/15/15 10/15/15 12/15/15 10l15/15 12/15/15
Date 05/15/15 05/15/15 06/15/15 07/15/15 07/15/15 09/15/15 01/15/16 06/15/15 08/15/15 08/15/15 09I15/15 01/15/16
or
GOLD
Term
Lon DESCRIPTION
FHLMC
41
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571034900
to
Portion
(Included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount In
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
10 55 99
80
02
8.30
$-0.98
$-1
$-8
$-8
$70
$-16.24
$-1 $10.65 $-15.23 $-14.96 $-10.46 $12.59 $-17.34 $24.79 $-17.37 $-24.82
$355
Net
Galn/Loss
.02
or
basis
$44.52
$50.16
$495.17
$557.96 $192.98 $258.34 $253.65 $189.48 $213.46 $159.45 $314.12 $420.50 $314.52 $421 $145.24
Cost
$3,467.38
other $38,566.89
FOUNDATION-BONDS-SUB
93
$43.54 $49.06
$478 $243.11
$539.66 $182.33 $238.69 $179.02 $200.87 $150.65 $296.78 $395.71 SYMS $297.15 $396.20 $137.22
$3,538.37
$38.922.44
Proceeds
SY
CUSIP
3128P74X8
3128MMFIK1
43.54 49.06
396.2
478.93 182.33 243.11 179.02 150.65 539.66 238.69 137.22 200.87 296.78 395.71 297.15
3391.07
Units
37302.13
11/01/33
14 14
11/01/28
acquired
4.0%
11/18/13 11/18/13 12/13/13 11/18/13 12/13/13 12/13/13
03/26/14 02/04/14 02/04/14 03/26/14 02/04/14 03/26/14 03/26/14 02/04/ 03/26/ 02104/14 03/26/14
3.0%
MELLON
Date
MANAGEMENT
C91738
Transactions sold
618489
POOL
WEALTH
BNY
disposed
Date
02/15/16 02/15/16 03/03/16 03/03/16 10/15/15 03/15/16 03/15/16 05/15/15 05/15/15 06/15/15 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 09/15/15 09/15/15
or
GOLD Term GOLD
I
Lon DESCRIPTION
FHLMC
FHLMC
'
j l
1
I
42
00
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page G/L)
28%
10571034900
to
Portlon
(Included
Information
G/L) Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
95
0.69
$-7.18 $8.67 $-6.06 $-9.66 $-7.48
$-11.46 $-11
$-17.08
$-10.26 $-12.18 $-17.42 $-13.81 $-1 $-27.61 $-25.07 $-23.08 $-26.79
Net
Gain/Loss
39 01 40
or
basis
$194.42 $216.40 $289.69 $130.00 $174.02 $220.66 $295 $147.01 $175 $234.28 $181.38 $135.50 $388.13 $356.43 $414.74 $109.81 $427
Cost
other
FOUNDATION-BONDS-SUB
95
$182.96 $204.45 $272.61 $122.82 $277.97 $138.34 $170.69 $363.06 $333.40 $387 $163.76 $208.48 $103.75 $165.35 $220.47 $128.02 $399.79
SYMS
Proceeds
SY
CUSIP
3128P74X8
3128P7PY3
333.4
182.96 122.82 138.34 103.75 165.35 170.69 128.02 163.76 204.45 277.97 220.47 387.95 272.61 208.48 399.79 363.06
Units
11/01/33 10/01/30
LLON
acquired
4.0% 4.0%
03/26/14 03/26/14 02/04/14 02/04/14 03/26/14 02/04/14 02/04/14 02/04/14 02/04/14 03/26/14 02/04/14 03/26/14 02/04/14 02/04/14 02/04/14 02/04/14 03/26/14
.ME Date
MANAGEMENT
C91339 691738
sold
Transactions
POOL POOL
WEALTH
BNY
disposed
11/15/15 11/15/15
10/15/15 12/15/15 12/15/15 08/15/15 Date 02/15/16 02/15/16 03/15/16 04/15/16 04/15/16 05/15/15 06/15/15 07/15/15 01/15/16 01/15/16 03/15/16
or
GOLD GOLD
Term
Lon DESCRIPTION FHLMC FHLMC
- .
.
.
43
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
In
Rates
Subject
Page G/L)
28%
10571034900
to
Portion
(included
Information
G/L)
Number
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Tax
Net
and
Subject
in
Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
64
49 46
$-24.40
$-77.55 $-24.42 $45.70 $-24
$17.87 $26.14 $-57 $-89
$-21.65 $48.69 $21.90 $-20.08 $-17.84 $-12.54 $-12.07 $47.26
Net
Gain/Loss
78
or
basis
$382.99 $379.31 $379.58 $710.47
$893.64
$289.33 $339.00 $194.17 $186.88 $276.61 $734.72 $406.33
$335.19 $310 $276.17
Cost
$1,205.62 $1,390.65
other
FOUNDATION-BONDS-SUB
$354.91 $355.16 $664.77 $358.35
$380.19 $836.15
$270.64 $317.10 $290.70 $181.63 $174.81 $258.74 $687.46
$313.54 $258.33
SYMS
$1,128.07 $1.301.19
Proceeds
SY
16
CUSIP
3128P7PY3 3128PVLDO
317.1 290.7
174.81 664.77 358.35 354.91
181.63 836.15 355 687.46 380.19 270.64 258.74
313.54 258.33
1128.07
1301.19
Units
6/01/26
10/01/30
13
13 14
LLON
acquired
E 4.0%
4.0%
10/23/13 10/23/
10/23/13 10/23/13 10/23/13 10/23/13 10/23/13 10/23/ 10/23/13
02/04/14 02/04/14 02/04/14 02/04/14 02/04/14 02/04/ 02/04/14 02/04/14
M
Date
MANAGEMENT
J15724 691339
5019
Transactions
POOL POOL
WEALTH
BNY
disposed
11/15/15 10/15/15 12/15/15
01/15/16 11/15/15
10l15/15 12/15/15 06/15/15 07/15/15 08/15/15 09/15/15
03/15/16 04/15/16 05/15/15
Date 01/15/16 02/15/16 09/15/15
or
GOLD GOLD
Term
. .
FHLMC FHLMC DESCRIPTION
2015 Tax Information
BNY MELLON Account Number 10571034900 WEALTH MANAGEMENT SY SYMS FOUNDATION-BONDS-SUB Page 44
Term Transactions
DESCRIPT ION CUSIP
Portion Subject Portlon Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount (Included In Net Units Proceeds other basis Gain/Loss Code Adjustments (included in Net G/L) GIL) FHLMC GOLD POOL J15724 4.0% 8/01/26 3128PVLDO 02/15/16 10/23/13 785.56 $785.56 $839.57 $-54.01 $0.00 $0.00 $0.00 03/15/16 10/23/13 678.23 $678.23 $724.86 $-46.63 $0.00 $0 00 $0.00 04/15/16 10/23/13 1237.29 $1,237.29 $1,322.35 $-85.06 $0.00 $0.00 $0.00 F H L M C GOLD 008055 4.0% 12/01/43 3129258Y5 07/15/15 06/23/14 88.93 $88.93 $94.22 $-5.29 $0.00 $0.00 $0.00 oa/15/15 06/23/14 63.02 $63.02 $66.77 $3.75 $0.00 $0.00 $0.00 08/26/15 06/23/14 3550.84 $3,773.32 $3,762.23 $11.09 $0.00 $0.00 $0 00 FHLMC GOLD POOL A90393 5.0% 12/01/39 312938NJ8
11/15/15 10/29/14 497.81 $497.81 $550.70 $-52.89 $0.00 $0.00 $0.00 12/15/15 10/29/14 66.17 $66.17 $73.20 $-7.03 $0.00 $0.00 $0.00 01/15/16 10/29/14 117.56 $117.56 $130.05 $-12.49 $0.00 $0.00 $0.00 02/15/16 10/29/14 513.52 $513.52 $568.08 $54.56 $0.00 $0.00 $0.00 03/15/16 10/29/14 401 .04 $401.04 $443.65 $42.61 $0.00 $0.00 $0.00 04/15/16 10/29/14 45.74 $45.74 $50.60 $4.86 $0.00 $0.00 $0.00 lFHLMC GOLD A92821 5.0% 7/01/40 312941 020
05/15/15 01/08/13 78.37 $78.37 $84.64 $-6.27 $0.00 $0.00 $0.00 05/15/15 01/17/13 600.85 $600.85 $651.17 $-50.32 $0.00 $0.00 $0.00 06/15/15 01/08/13 91.52 $91.52 $98.84 $-7.32 $0.00 $0.00 $0.00 45
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page G/L)
28%
10571034900
to
Portlon
(included
Information
G/L)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
5
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$7.52
$-9.40 $-8.75 $-4.43 $7.30 $2.99 $-4.69
$-58.76 $-60.36 $-12.78 $-10.22 $-82.06 $-75.43 $-70.21 $-35.54 $-58.58 $23.99
$-102.60
Net
Gain/Loss
35
or
basis
$59.78 $98.53 $40 $63.37
.327.64
$760.42 $101.53 $976.11 $118.10 $781.07 $172.57 $138.02 $126.88 $908.54 $459.87 $758.04 $310.42
Cost
$1 $1,061.83
other
FOUNDATION-BONDS-SUB
$94.01 $55.35 $91.23 $37.36 $58.68
$117.48 $701.66 $720.71 $159.79 $127.80 $979.77 $900.68 $109.35 $424.33 $838.33 $699.46 $286.43
SYMS
$1,225.04
Proceeds
SY
D20
CUSIP
312941
127.8
94.01 58.68 55.35 91.23 37.36
117.48 159.79 109.35 701.66 720.71 979.77 900.68 838.33 424.33 699.46 286.43
1225.04
Units
LLON
7/01/40
E
acquired
01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/08/13 01/17/13 01/17/13 01/08/13 01/08/13 01/17/13 01/08/13 01/08/13 01/17/13
5.0%
Date .M
MANAGEMENT
NY
sold Transactions
A92821
WEALTH
B
disposed
11/15/15 11/15/15 10/15/15 12/15/15 10/15/15 12/15/15
T. 06/15/15 07/15/15 07/15/15 08/15/15 08/15/15 01/15/16 01/15/16 03/15/16 Date 09l15/15 09/15/15 02/15/16 02/15I16
or
GOLD
Term
'
Lon DESCRIPTION FHLMC
-
.
.
46
00
Net
$0.00
$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
23%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
In Discount
see
2015
Account
to
Portion
Market
(included
00
$0.00
$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
69.69
$-7.47
$-37.68 $-59.95
$-25.33
$418.68 $-1 $-201.19 $210.85 $-104.09 $-134.64 $-171.24 $-128.85 $-156.99 $118.85
$128.54 $-131.54 Net
Gain/Loss
or
basis
$487.56 $775.74 $100.83
$338.34
Cost
$2,011.61 $2,649.19 $3,140.94 $1,852.86 $3,291.77 $1,625.05 $2,102.05 $2,673.31 $2,450.95 $2,006.81 $2,053.59 $1,855.59
other
FOUNDATION-BONDS-SUB
$93.36
$449.88 $715.79
$313.01 SYMS
$2,479.50 $2,939.75 $1,734.18 $3,080.92 $1,520.96 $1,967.41 $2,502.07 $1,882.76 $2,293.96 $1,878.27 $1,922.05 $1,736.74
Proceeds
SY
79
CUSIP
312941020
312944PM7 3132J4AV1
93.36
715 449.88 2479.5
313.01
1734.18 1520.96 1967.41 1882.76 1878.27 1922.05 1736.74 2939.75 2502.07 3080.92 2293.96
Units
LLON
7/01/40 3/01/34
12/01/40
E acquired
01/17/13 01/17/13 01/08/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 09/26/13 03/13/15
5.0% 4.0% 4.5%
M
Date
MANAGEMENT
NY
sold
Transactions
A92821
M5828 630719
WEALTH
B
disposed
11/15/15
Date 10/15/15 12/15/15 03/15/16 04/15/16 04/15/16 05/15/15 06/15/15 07/15/15 08/15/15 09/15/15 01/15/16 02/15/16 03/15/16 04/15/16 03/15/16
or
GOLD
GOLD Term GOLD
Lon DESCRIPTION FHLMC
FHLMC
FHLMC
.
.
47
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10571034900
to
Portion
(included
Information
G/L) Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount In
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$2.49 $0.44 $2.93 $7.96 $4.62 $7.72 $1.48
$203 $-1.96
$-25.46 $45.96 $-24.61 $22.25 $-22.60
$-110.81
Net
$3,771.93
Gain/Loss
-BONDS-SUB
or
basis
$42.31 $40.92
33420
$339.99 $201.67 $675.33 $513.72 $464.47 $471.86 $959.44
Cost
$1,135.88 $1 $3529.95 $2,105.52 $3,522.47
$34,846.06 $92,644.22 other
FOUNDATION
$40.28 $38.96
$202.11 $489.11
$314.53 $913.48 $676.81 $442.22 $449.26
SYMS
$2,110.14
$1,138.37 $1,337.13 $3,530.19 $3,637.91
$34,735.25 $96,416.15
Proceeds
SY
CUSIP
3132J4AV1
3132JA2$3
3132M8E82
40.28 38.96
489.11 202.11 676.81 913.48 314.53 442.22 449.26
1138.37
1337.13 2110.14
3530.19 3637.91
Units
32236.89 92847.33
13
LLON
3/01/34 8/01/43 4/01/44
E
acquired
04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14
03/13/15 07/08/13 07/08/13 03/13/15 07/08/13 07/08/13 07/08/ 07/08/13 07/08/13 07/08/13
4.0% 3.5% 4.0%
M
Date
MANAGEMENT
NY
sold
Transactions
630719 025830 019384
WEALTH
B
disposed
11/15/15 10/15/15
10l15/15 10/09/15 09/15/15 05/15/15 06/15/15 07/15/15 08/15/15 Date to 04/15/16 04/21/16 05/15/15 06/15/15 07/15/15 08/15/15 09/15/15
or
GOLD GOLD GOLD
Term
DESCRIPTION Lon FHLMC FHLMC FHLMC
48
00
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0 $0.00 $0.00 $0.00
in
Rates
Subject
Page GIL)
28%
10571034900
to
Portion
(included
Information
GIL)
Number
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
00 00
$0.00
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-1.75 $-1.74 $-1.80 $-9.61 $-8.55 $-7.92 $-7.51
$11.41 $-11.25 $-11.68 $-46.64
$-22.10 $-22.60 $-16.89 $-13.17 $-17.86
$-14.54
Net
Gain/Loss
76
or
basis
$36.53 $36.31 $37.64
$973.57 $461.40 $471.86 $874.66 $682.25
$590.87 $582.84 $925.00 $497 $752.95 $443.03 $605.09 $410.15 $388.87
Cost
other
FOUNDATION-BONDS-SUB
$34.78 $35.84
$34.57
$926.93 $449.26 $857.77 $669.08 $907.14 $434.48
$439.30 $579.46 $571.59 $488.15 $738.41 $593.41 $402.23 $381.36
SYMS
Proceeds
SY
K47
38M
78
.59 CUSIP
31
3132M8EB2
439.3
34 34.57 35.84
926.93 857.77 669.08 488.15 738.41 434.48 593.41
449.26 579.46 571 907.14 402.23
381.36
Units
3/25/40
4/01/44
acquired
3.0%
04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14 04/11/14
04/11/14 04/11/14 04/11/14 04/11/14
4.0%
MELLON
Date
MANAGEMENT
2014-
sold
Transactions
025030
TRUST
WEALTH BNY
disposed
11/15/15 11/25/15 12/25/15 10/25/15
12/15/15 01/25/16 Date 06I25I15 07/25/15 08/25/15 09/25/15 02/25/16 03/25/16
04/15/16 05l25/15 )o 01/15/16 02/15/16 03/15/16
or
GOLD
Term
REMIC
DESCRIPTION Lon FHLMC FNMA
.
.
49
Net
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page GIL)
28%
10571034900
to
Portion
(Included
Information
GIL)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
ancluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-5.36 $-8.82 $-9.97 $-2.41 $-2.13
$-9.53 $-6.54 $-9.29 $-6.87 $947 $9.12 $-4.75 $-6.18 $-6.98
$18.31
$10.68
$120.56
Net
Gain/Loss
or
basis
$83.11
$68.00 $58.24 $97.02 $20.09 $23.45 $71.91 $75.62 $52.22 $44.73
$117.45
$100.31 $493.34 $102.19 $104.18
Cost
$2,988.28 $2,559.81
other
FOUNDATION-BONDS-SUB
$39.37 $61.82 $51.26 $88.20 $73.14 $17.68 $21.32 $65.37 $92.90 $68.75 $94.71 $91.19 $47.47
$106.77 $483.81
SYMS
$3,108.84 $2,578.12
Proceeds
SY
LTV1
CUSIP
31371
3136AJK47 88.2 92.9
17.68
39.37 61.82 51.26 73.14 21.32 65.37 68.75 91.19 47.47 94.71
106.77
483.81
2716.63 2252.86
Units
255364
3/25/40
14 13
LLON
POOL
acquired
E
3.096
10I29/14 10/29/14 10/29/14 10/29/14 10/29/ 04/09/13
04/11/14 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/13 04/09/
M
Date
ASSN
MANAGEMENT
2014-
16 MTGE 15 15
sold
Transactions
TRUST
WEALTH
BNY
disposed
11/25/
11/25/15 12/25/15 12/25/15 10/25/15 01I25I16 02/24/16 01/25/16 02/24/16 02/25/16 02/25/16
Date 04/25/ 05/25/15 06/25/15 07/25/ 08l25/15 09/25/15
x.
NAT'L
or
Term
REMIC
FNMA DESCRIP'I10N FEDERAL
I ; I
j I
50
Net
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page GIL)
28%
10571034900
to
Portion
(Included
Information
Number GIL)
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
Adjustments
Code
2.07
$4.57 $-5.02 $4.12 $-5.26
$4.81 $4.63 $4.07
$3.68
$3.76
$-3.23 $0.83
$9.05 $10.53
$16.69
$11
$115.41 $212.80
Net
Gain/Loss 45
or
basis
$57.80 $47 $60.49
$52.64 $53.24 $46.88 $55.35
$43.25 $42.37 $37.15 $10.27 $112.47 $117.16 $207.39
Cost
$1,284.11 $2,317.02 $2,367.72
other
FOUNDATION-BONDS-SUB $9.44 $55.23 $43.33 $52.78
$48.07 $42.81 $48.61 $50.54 $39.49 $38.69 $33.92 $103.42 $106.63 $190.70
SYMS $1,168.70 $2,429.09 $2,154.92
Proceeds
SY
CUSIP
31385XD95
9.44 3138A8KG4
55.23
43.33 52.78 48.07 190.7 42.81 48.61 50.54 39.49 33.92 38.69
1168.7
2115.7 103.42 106.63
2154.92
Units
555528
POOL
acquired
10/07/13
10/07/13 10/07/13 10/07/13 10/07/13 10/07/13 10/07/13 10/09/12
10/07/13 10/07/13 10/07/13 10/07/13 10/09/12 10/09/12 01/17/13 01/17/13 01/17/13
MELLON
Date
ASSN
MANAGEMENT
MTGE
15
sold
0AH4794
WEALTH BNY
disposed
11/25/ X. 10/25/15 12/25/15
Date 05l25/15
06/25/15 07/25/15 08/25/15 09l25/15 02/24/16 02/25/16 05/25/15 05/25/15 06/25/15 06/25/15 01/25/16 07/25/15 07/25/15
NAT'L
or
POOL
DESCRIPTION
FEDERAL FNMA
I
51
Net $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
GIL) Page
28%
10571034900
to
Portion
(included
Information
GIL)
Number
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
$5.75
$0.74 $9.47
$4.14
$0.78 $9.97
$4.65 $4.33
$16.65
$27.75 $73.31
$52.74
$10.06 $59.36 $55.25
$212.39
$353.86
$128.27
Net
Gain/Loss or
$9.23
$9.72 basis
$71.45
$51.41
$57.85 $53.85
$110.94 $206.98
$344.87 $105.41 $815.71
$614.79 $586.84
$125.01 $660.49 Cost
$2,363.16
$3837.30
$1,427.19 other
FOUNDATION-BONDS-SUB
$8.49
$8.94
$95.94 $65.70
$47.27
$53.20
$49.52
$190.33
$742.40
$317.12
$114.95
$100.97 $534.10
$601.13 $559.54
SYMS
$2,150.77
$3,583.44
$1,298.92
Proceeds
SY CUSIP
8.49 65.7
8.94 53.2
3138MKG4
742.4 95.94 534.1 47.27
49.52
190.33
114.95 100.97 317.12
601.13 559.54
2150.77
1298.92 3583.44 Units
2
12
acquired
10/09/
10/09/12
10/09/12
10/09/12
01/17/13 10/09/12 10/09/12 01/17/13 01/17/13 10/09/1 10/09/12 01/17/13
10/09/12 01/17/13
01/17/13 01/17/13 01/17/13 01/17/13
MELLON
Date
MANAGEMENT
6
5
sold
Transactions
0AH4794
WEALTH BNY
disposed
11/25/15 04I25I16
11/25/15 12/25/15 12IZS/15 03I25/16 04/25/16
02/25/16 02125/1 03/25/16 10/25/15 10/25/15 01/25/16 01/25/16
09/25/1 09/25/15
Date 08/25/15 08/25/15
or
POOL
Term
FNMA
DESCRIPTION
I
l
.
52
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
In
Fiates
Subject
Page GIL)
1
28%
10571034900
to
Portion
(included
Information
GIL)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
Gncluded
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
Adjustments
Code
$4.30 $7.01
$4.51 $7.41 $3.17 $3.87 $5.40
$22.42 $36.54 $67.49 $12.96 $23.49 $38.58 $16.53 $54.53 $10.47 $20.14 $28.12
Net
Gain/Loss
27
or
basis
$76.03 $79.68 $56.07 $95.39 $68.33
$381.09 $123.93 $621.16 $228.92 $399.35 $655.85 $130.88 $281.01 $927.01 $184.97 $478.08 $342.45
Cost
$1,147
other
FOUNDATION-BONDS-SUB
45
96 99
.73
$71 $75.17 $52.90 $89 $64.46
$116.92
$358.67 $584.62 $215.96 $617.27 $375.86 $123 $264.48 $872.48 $174.50 $449 $322.31
SYMS
$1,079.78
Proceeds
SY
.73
CUSIP
3138A55U2
52.9
71 174.5
75.17 89.99 64.46
116.92
123.45
358.67 584.62 617.27 872.48 215.96 375.86 264.48 449.96 322.31
1079.78
Units
N
LLO
E acquired
12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12 12/11/12
03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13 03/14/13
M
Date
MANAGEMENT
15 15
sold
Transactions
0M1758
WEALTH
BNY
disposed
11/25/15 11/25/15 10/25/15 10/25/15 12/25/15 12/25/15 Date 05/25/15 05I25/ 06/25/15 06/25/ 09/25/15 09/25/15 07/25/15 07I25I15 08/25/15 08l25/15 01/25/16 01/25/16
or
POOL
Term
Lon DESCRIPTION FNMA
53
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
G/L)
26%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Ponion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
38
$-5.64 $-6.60 $-4.83
$-29. $-34.37 $-25.16 $-68.84 $-58.89 $-42.09 $-17.85 $-42.22 $-17.55 $17.35 $-37.02 $44.99 $-16.67
$-122.53
Net
Gain/Loss
or
basis
$99.65 $85.34
.010.68
$116.58 $499.44 $584.27 $427.72 $722.28 $257.27 $306.32 $724.63 $301.17 $297.70 $635.33 $286.14
Cost
$1 $1,181.41 $2,102.83
other
FOUNDATION-BONDS-SUB
$94.01 $80.51
$470.06 $109.98 $549.90 $402.56 $951.79 $680.19 $242.28 $288.47 $682.41 $283.62 $280.35 $598.31 $269.47
SYMS
$1,112.57
$1,980.30
Proceeds
SY
CUSIP
3138E6V94 3138A55U2
94.01 549.9 80.51
109.98 1980.3 470.06 402.56 951.79 680.19 288.47 682.41 283.62 280.35 598.31 269.47 242.28
1112.57
Units
13 12
LLON
6/
E
acquired
12/11/12 12/11/12 12/11/
03/14/13 03/14/13 01/16/13 01/16/13 01/16/13 01/16/13 01/16/13 01/16/13 01/1 03/14/13 01/16/13 01/16/13 01/16/13 01/16/13
M
Date
MANAGEMENT
15 16 16 15
NY
sold Transactions
0M1758
0AK2439
WEALTH
B
disposed
11/25/15 12/25/ 10/25/15 Date 02/25/16 07/25/15 03I25/ 02/25/16 03/25/16 03/25/16 04/25/ 04/25/16 06/25/15 08I25/15 09/25/ 01/25/16 02/25/16 05/25/15
or
POOL
POOL
Term
Lou DESCRIPTION FNMA FNMA
54
Net
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
28%
10571034900
to
Portion
(Included
Information
Number GIL) $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
12 31
4.83
$-8.86
$-7. $4.07
$-9.62 $-6.92 $-6.35 $-7.33 $8.90 $-8.90
$-50.32
$-68.99 $-54.87 $-80.63
$-1
$102 $-152.26
Net
Gain/Loss 56 or basis
$863
$117.69 $116.83
$907.23 $114.44
$115.13 $115.13 $146.51
$105.04 $159.08 $121.14 $191.88
Cost
$1,140.76 $2,517.51 $1333.09
other $49,777.03
FOUNDATION-BONDS-SUB
46
49.46
$98.69
$813.24 $110.57
$852.36 $113.81 $137.65 $109.76 $107.52 $1 $106.23 $177.05 $106.23
SYMS
$1.071.77 $2,365.25 $1.252
$49,879.34
Proceeds
SY
38E6V94
24
45
CUSIP
31
3138E7AT1
3138EGGK4
98.69 49.46
110.57 113.81 137.65 109.76 107.52 1
813 852.36 106.23 177.05 106.23
1071.77
1252.46 2365.25
Units
46766
LLON
E
acquired
12/28/12
01/16/13 01/17/13 12/28/12 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/17/13 01/16/13
1M
Date
MANAGEMENT
sold
Transactions
0AK2439 0AK2717
0AL0201
WEALTH BNY
disposed
x. 11/25/15 12/25/15 Date 10/25/15
04/25/16 05/25/15 02/25/16 03/03/16 06/25/15 07/25/15 08/25/15 09l25/15 01/25/16 03/25/16 05/25/15 05/25/15 05/25/15
or
POOL POOL
POOL
Term
Lon DESCRIPTION
FNMA FNMA
FNMA
.
.
55
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page GIL)
28%
10571034900
to
Portlon
(included
Information
G/L)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.39
$-7.83 $-7.83 $-1.87
$8.61 $-8.53 $8.53
$-8.35 $-8.35 $-8.25 $-8.25 $-8.61
$-11
$-13.05 $-18.99
$-14.22
$-13.91 $-13.75 $-14.35
Net
Gain/Loss
or
basis
$33.03
$111.45 $111.45
$110.42 $110.42 $245.76 $147.45
$101.30 $101.30 $168.83
$177.88 $106.73 $185.74 $184.04
$108.01 $180.01 $108.01 $106.73
Cost
other
FOUNDATION-BONDS-SUB
$93.47 $31.16
$93.47
$98.48 $99.66 $99.66 $98.48
$226.77 $155.78 $136.06
$101.89 $101.89
$102.84 $169.82
$166.10 $164.13 $171.39 $102.84
SYMS
Proceeds
SY
CUSIP
3138EGGK4
31.16
166.1 93.47 93.47
99.66 99.66 98.48 98.48
136.06
. 155.78
101.89 101.89
102.84 169.82 226.77
164.13 171.39 102.84
Units
,
12
LLON
acquired
E
12/28/12
12/28/12 12/28/
12/28/12 12/28/12
12/28/12 12/28/12 09/26/14 01/16/13
12/28/12 12/28/12 01/16/13 12/28/12 12/28I12 01/16/13
01/16/13
01/16/13
01/16/13
M
Date
MANAGEMENT
15
NY
sold
Transactions
0AL0201
WEALTH
B
disposed
11I25I15 11/25/15
10/25/15 10/25/15 10/25/15
10/25/15
09/25/15 09I25I15
09/25/15
08/25/15 08I25/15
07/25/15 07/25/15 07/25/15 08/25/15 06/25/15 Date 06/25/15 06/25/
x.
or
POOL
Term
Lon DESCRIPTION FNMA
56
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
G/L) Page
28%
10571034900
to
Portion
(included
Information
00
GIL)
Number
$0.00 $0.00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00
$0.00 $0.00 $0.00 $0 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $000
Adjustments
Code
.39
.65 .58
.77
$-2.72
$-6.92
$-1 $-6.92 $-6.60 $-6.60
$4 $4.94 $-7.4o $-1
$-7.40
$-11 $41.53
$-11.o1
$-74.17 $-74.09 $42.33 $423.62
Net
Gain/Loss or
basis
$95.72
$48.07
$89.51
$29.18
$89.51 $85.45
$85.45 $27.86
$95.72 $31.21
$147.45
$149.18
$142.42
$748.89 $159.53
Cost
$2,297.01
$3,828.40 $2,297.02 other
FOUNDATION-BONDS-SUB 44
$45.35 $82.59 $27.53 $82.59 $78.85 $78.85 $26.28 $88.32 $29 $88.32 $136.06 $137.65 $131.41 $740.95 $147.20
SYMS $3,704.78 $2,222.85 $2,222.92
Proceeds
SY
85
CUSIP
3138EGGK4
147.2
82.59 78 88.32 29.44 45.35 88.32 27.53 82.59 78.85 26.28
136.06
137.65 131.41
706.51
2119.52 2119.59
3532.57
Units
acquired
12/28/12 12/28/12 12/28/12 12/28/12 12/28/12 12/28/12 12I28/12 12/28/12 12/28/12 01I16/13 01/16/13 09/26/14 09/26/14 09/26/14 01/16/13 09/26/14 01/16/13 09I26/14
MELLON
Date
MANAGEMENT
6
6 6 6 5
sold
Transactions
0AL0201
WEALTH /25/1 BNY
disposed
2125/15
11/25/1 11I25I15 12I25I15 12/25/15 1 12/25/15 02/25/16
C ,9 Date 02/24/16 02/24/16 02/24/16 02/24/16 02/25/16 02/25/1 02/25/1 01/25/16 01 01/25/1 01/25/16
or
POOL
Term
Lon DESCRIPTION FNMA
57
Net
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page GIL)
28%
10571034900
to
Portion
(included
Information
G/L)
Number
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Tax
Net
and
Subject
in
Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
$48.56 $-14.52 $-29.11 $-14.45
$-18.46 $-13.37 $-17.08 $-21.50 $16.82
$19.04 $-24.33 $-22.78 $-19.58 $-15.32 $-24.44 $-19.12 $-13.87 $-17.73
Net
Gain/Loss .67
or
basis $411.83 $511 $280.04 $390.29 $388.29 $278.61 $324.45 $452.19 $359.28 $257.80 $612.29 $439.34 $367.14 $372.88 $267.55 $368.81 $514.01 $295.50
Cost
other
FOUNDATION-BONDS-SUB
18
.73
$265.52 $371 $264.16
$307.63 $430.69 $342.20 $244.43 $369.83 $416.56 $487.34 $348.10 $355.15 $253.68 $349.69 $489.57 $280 $392.25 $583.18
SYMS
Proceeds
SY
.73
CUSIP
6.56
3138ELUR2
342.2
348.1
265.52 264.16 369.83 244.43 307.63 430.69 371
487.34 253.68 280.18 349.69 489.57 392.25 583.18 41
355.15
Units
14
1/01/28
acquired
01/30/14
01/30/14 01/06/14 01/06/14 01/30/14
01/30/14 01/06/14 01/06/14 01/06/14 01/30/14 01/06/14 01/30/14
01/06/14 01/30/14 01/30/14 01/06/14 01/30/ 01/06/14
Date MELLON
3.5%
MANAGEMENT
91
15
sold
Transactions
ALM
WEALTH BNY
disposed
11/25/15 11/25/15
12/25/15 12/25/15
ON
10/25/15 10/25/15
01/25/16 01/25/16
09/25/15 09l25/15
06/25/15 07/25/ 07/25/15 08/25/15 08l25/15
Date 05/25/15 05/25/15 06/25/15 ;.
or
Term
POOL
CRIPTI
FNMA Lon DES
i
.
.
58
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
In
Fiates
Subject
Page GIL)
28%
10571034900
to
Portion
ancluded
Information
00 00
GIL)
Number
$0.00 $0 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
ancluded
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.68
$3.31
$-23.54 $-18.42 $-21 $-12.85 $-32.27 $-30.03 $-13.79 $-17.63 $-12.71 $-16.25 $-12.93 $-12.88
$-132.75 $-141.97 $-144.68
Net
Gain/Loss
.11
or
basis
$56.64
.724.96
$371
$495.01 $355.18 $341.73 $220.02 $221.34 $552.49 $220.54 $514.12
$266.04 $370.79 $245.20
Cost
$1 $1,757.79 $1,612.94
other
FOUNDATION-BONDS-SUB
33
$53
$349.43 $207.17
$471.47 $336.76 $252.25 $232.49 $325.48 $208.41 $520.22 $207.66 $484.09 $353.16
SYMS
$1,613.11
$1,582.99 $1,480.19
Proceeds
SY
R2
3BELU
CUSIP
3138EN4H9 31
3138ENHG7
53.33
'
349.43 207.17 208.41 520.22 207.66 471.47 484.09
336.76 252.25 353.16 232.49 325.48
1613.11
1480.19 1582.99
Units
8/01/44
8/01/44
1/01/28
acquired
09I03/14 09/O3/14
02/24/15 02I24/15 02/24/15 09/03/14 09/03/14 09I03/14 09I03/14 09I03/14 01I06/14 01/30/14 01/30/14 01/06/14 01/30/14 01/06/14
4.0%
4.5%
MELLON
Date
3.5%
MANAGEMENT
sold
Transactions
AL5630
POOL
AL4191
#
WEALTH
BNY
disposed
10/25/15 11/25/15 12125/15
09/25/15 01/25/16 02/25/16 03/25/16
02/25/16 03/25/16 04/25/16 Date x. 02/25/16 02/25/16 03/25/16 04/25/16 04/25/16 03I25I16
or
Term
i
POOL
POOL
FNMA
Lon DESCRIPTION FNMAAL6223 FNMA
.
.
59
00
Net
$0.00 $0 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
in
Rates
Subject
GIL)
Page
28%
10571034900
to
Portion
(included
Information
G/L)
Number
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in
Discount
988
2015
Account
to
Portion
Market
Oncluded
'
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
12
$0.88 $0.57 $0.98
$-7.90
$-11.13
$-54.80 $-47. $-51.31 $-30.53
$-152.73
$-194.96 $-126.67 $-708.38 $-186.21
Net
$-1,744.59
Gain/Loss
or
basis
$82.49
$127.41
$149.96 $142.03 $440.17
$810.66 $894.20 $973.74 $522.62
Cost
$2,884.03 $2,259.41 $2,754.62
$1,873.88
$82,422.00
other $71,504.79
FOUNDATION-BONDS-SUB
$83.06
$128.29
$142.06 $143.01 $429.04
$755.86 $847.08 $922.43 $492.09
SYMS
$2,689.07 $2,106.68 $1,747.21 $2,568.41
$80,677.41
$70,796.41
Proceeds
SY
CUSIP
3138ML5Y6
3138ENZOS 3138W6RS7
3138ENHGT
83.06
128.29 143.01
142.06 429.04
847.08 922.43
755.86 492.09
1747.21
2689.07 2106.68 2568.41
Units
78078.85
66671.13
13
LLON
I43
8/01/44 8/01/27
acquired
E
6/01
12/01/42
12,/16/14 12/16/14 12/16/14 12I16/14 09/09/13 09/09/ 06/23/14 09/09/13
12I16/14 12/16/14 03/07/13
03/07/13 03/07/13 03I07l13
09I03/14
4.0% 4.0%
M Date
MANAGEMENT
3.5% 3.5%
NY
sold
Transactions
AL5630 AL6150
II
WEALTH #
B
disposed
07/25/15 05/25/15 06/25/15 06l25/15
12IZS/15 07/25/15
05I25/15 06/25/15 07/08/15
02/25/16 03/25/16 04I25I16
Date 01/25/16 03/10/16 04I25I16
;D
or
Term
POOL AR8596 POOL A05362
FNMA FNMA
FNMA
Lon DESCRIPTION FNMA
(
.
.
60
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
25%
10571034900
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
70 10
47
.72
$1.48
$0.10 $0.47 $0.41 $0 $1.74 $0.09 $1
$-9.98 $-1.10 $-5.31 $-4.62 $-1.08
$-1.07
$-16
$-19.68 $-19
$464.59
Net
Gain/Loss
34
44
or
basis
$43 $13.98 $67.80 $58.93 $42.63 $13.75
$13.71 $42.48
$394.85 $210.11 $213.18 $660.67
$182.63 $778.26 $251.12 $770.19 $248.52
Cost
other
$20,751
FOUNDATION-BONDS-SUB
$42.24 $14.08 $68.27 $59.34 $41.55 $13.85 $13.80 $41.41
$384.87 $214.66 $643.97 $204.80 $178.01 $252.86 $758.58 $750.72 $250.24
SYMS
$21,216.03
Proceeds
SY
24
CUSIP
13.8
3138W6RS7
14.08
42.24 13.85 204.8 68.27 59.34 41.55
41.41
643.97 178.01 384.87 214.66
758.58 252.86 750.72 250
Units
20226.81
LLON
E
acquired
8/01/43
06/23/14 09/09/13 06/23/14 06I23/14 09/09/13 06I23/14 09I09/13 09/09/13 06I23/14 06I23/14 09/09/13 09/09/13 06/23I14 09/09/13 06/23/14 06/23/14 09I09/13 06/23/14
M
Date
MANAGEMENT
3.5%
NY
sold Transactions
WEALTH
B
disposed
11/25/15 11/25/15 Date 10/25/15 10/25/15 12/25/15 07/25/15 08/25/15 12IZS/15 08/25/15 09I25I15 09/25/15
01/25/16 01/25/16 02/25/16 03/25/16 02/25/16 03I25I16 04/01/16
or
Term
AR8596
Lon DESCRIPTION
FNMA
.
.
61
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
GIL) Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
11
$0.48
$0.36 $3.26 $0.44 $0.36 $2.67 $3.60 $0.49 $3.54
$-3.
$-3.06
$-0.79 $-2.32 $-0.65 $-0.87 $-2.82
$389.54
Net
Gain/Loss
.77
or
basis
$57.62 $56.65 $51.62 $52.27 $42.84 $87.05
.736.09
$117.08 $403.00 $409.85 $371 $106.21 $304.74
Cost
$6,935.58 $1,423.00 $1,913.87 $1,881.89
$1
other
FOUNDATION-BONDS-SUB
47
$58.11
$86.40 $57.13 $51.98 $52.71 $43.20
.425.67
$116.21
$399.94 $406.74 $368.95 $105.42 $302.42
SYMS
$1,917 $1,885.43 $7,325.12 $1
$1,739.35
Proceeds
SY
CUSIP
3138X0227
86.4 43.2
3138W6RS7
58.11
57.13
51.98 52.71
116.21
105.42 399.94 406.74
368.95 302.42
1425.67 1917.47 1885.43
1739.35
6983.58
Units
4
14
13
LLON
1/ 7/01/28
E acquired
6/01/43
12I11/13 12/11/13 12/11/13 12/20/13 12/20/13 12/1 12/20/13 12/20/13 04/08/14 04/23/14 04/23/14 04/08/14 09/09/13 09/09/13 04/08/14 04/23/ 04/08/1
2.5%
M
Date
MANAGEMENT
3.5%
5
15
sold
Transactions
AU1660
WEALTH
BNY
disposed
07/25/15 07I25I15 08/25/15 08/25/15 06l25/15 07/25/15 07/25/15 08/25/15 04/01/16 05/25/15 06/25/1 06l25/15 06/25/15
Date 04/25/16 05/25/15 05/25/15 05l25/
)O
or
POOL
Term
AR8596
A
M
N
Lon DESCRIPTION FNMA F
62
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
GIL) Page
28%
10571034900
to
Portion
(included
Information
GIL)
Number
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
DIscount in
988
2015
Account
to
Portion
Market
(included 00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$2.88 $0.39 $0.46 $3.35 $3.74 $0.60
$-0.86 $-0.70 $-1.17
$-2.50 $-0.81 $-2.90
$68.39 $56.55
$236.71 $339.87
Net
$1,962.10
Gain/Loss
71
.98
or
basis
$46.17 $93.82 $53.69 $70.13 $13.31
$115.13
$328.41 $109.12 $381
Cost
$1,991.11
$1,533.56 $2,270.94 $1,783.76 $7,876.79
$27,754 $18,716.16 other
$108,050.47
FOUNDATION-BONDS-SUB
$70.73 $12.14 $46.56 $93.12 $54.15
$114.27
$325.91 $108.31 $379.08
SYMS
$1,787.11 $2,327.49 $1,536.44 $7,945.18 $1,994.85
$27,991.42 $19,056.03
Proceeds
$110,012.57
SY
38X0227
38X5605
CUSIP
31
31
12.14
70.73 46.56 54.15 93.12
114.27
108.31
325.91 379.08
1787.11
1536.44 1994.85 7818.14 2290.27
Units
18751.32
27543.83
108253.45
I28
7/01
acquired
12/11/13 12/11/13
12I11/13
12/11/13 12/11/13 12/20/13 12/20/13 12/20I13
12/20/13
04/08/14 04/23/14 01/06/14
04/23/14 04I08/14 04/23/14 04/23/14 04/08/14
2.5%
MELLON Date 5.0%11/01/43
MANAGEMENT
sold
Transactions
AU1660
AU8278
WEALTH BNY
disposed
11/25/15
11/09/15 11/09/15 11/19/15 11/19/15 11/25/15
11/09/15
10/25/15 10I25I15 10/25/15 10/25/15
05/25/15
)9 Date 08I25/15 09I25I15 09/25/15 09l25/15 09I25I15
or
POOL
Term
POOL
A
M
MA
N
Lon DESCRIPTION F F
.
.
63
00 00
Net
$0.00 $0.00 $0.00 $0.00
$0 $0.00 $0.00 $0.00 $0.00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
G/L)
28%
10571034900
to
Portion
Uncluded
Information
00
G/L)
Number
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00
Tax
Net
and
Subject
in
Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00
Adjustments
.
Code
18
8.48
$-1.13 $-1.12
$1.13 $1 $-1.17 $1.17 $1.17 $1.14
$-17.71
$-59.00 $-1 $-17.13
$-19.61 $42.50
$-311.02
$-324.52 $-300.74
Net
Gain/Loss
or
basis
$12.92 $12.74 $13.35 $13.35 $13.01 $12.88
$13.43 $13.31
$188.42 $194.86
$673.02 $203.31
$223.67
$484.76
Cost
$3,490.77
$3,642.27 $3,375.36
other
NDATION-BONDS-SUB
FOU
14
$11.62
$11.79 $11.75 $11.87
$12.25 $12.18 $12.18 $12
$171.29 $177.15
$614.02 $184.83
$204.06 $442.26
SYMS
$3,179.75 $3,317.75 $3,074.62
Proceeds
SY
38X5605 CUSIP
31 31403DDX4 11.79 11.62 11.87 11.75 12.25 12.14 12.18 12.18
177.15
171.29
184.83
614.02 204.06 442.26
3179.75
3317.75 3074.62
Units
745418
POOL
acquired
11/13/12
11I13/12 11/13/12
04/01/13
04/01/13 04/01/13
01/06/14
01/06/14 01/06/14 01/06/14
01/06/14 01/06/14 01/06/14 01/06/14 01/06/14 01/06/14 01/06/14
MELLON
Date
5.0%11/01/43
ASSN
MANAGEMENT
MTGE
sold
Transactions
AU6278
WEALTH BNY
disposed
11/25/15
07/25/15
10I25I15 12/25/15 05/25/15 05/25/15 06l25/15 06/25/15 07/25/15
03/25/16 04/25/16
01/25/16 02/25/16
Date 06/25/15 07/25/15 08l25/15 09I25I15
NAT'L
or
Term
POOL
FEDERAL
Lon DESCRIPTION FNMA
.
,
64
00
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00
in
Rates
Subject
Page
G/L)
28%
10571034900
to
Portion
ancluded
Information
00
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
Net
Gain/Los
14
50
or
basis
$173.83 $159
$175.05 $153.56 $138.01 $162.66 $136.00 $150.34
$140.94
Cost
$3,114.00
$2,850.84 $3.135.97 $2,750.98 $2,472.28 $2,913.83 $2,436 $2,693.24 $2,524.82
other
FOUNDATION-BONDS-S
67
$158.03 $144
$159.14 $139.60 $125.46 $147.87
$123.64 $136.67 $128.13 SYMS
$2,836.55
$2,596.84 $2,856.56 $2,505.87 $2,252.01 $2,654.21 $2,219.41 $2,453.28 $2,299.86
Proceeds
SY
03
CUSIP
31403DDX4
139.6
158 144.67
159.14 125.46 147.87 123.64 136.67 128.13
2836.55 2596.84 2856.56 2505.87 2252.01 2654.21 2219.41 2453.28 2299.86
Units
745418
LLON
POOL
E
acquired
11/13/12 11/13/12 11/13/12 11/13/12 11I13/12 11I13/12 11/13/12 11/13/12 04/01/13 11I13/12 04/01/13 04/01/13 04/01/13 04/01/13 04/01/13
04/01/13 04/01/13 04/01/13
M
Date
ASSN
MANAGEMENT
MTGE
15
NY
sold Transactions
WEALTH
B
disposed
11/25/15 11/25/15 Date 10/25/ 10/25/15 12/25/15 08/25/15 12/25/15 08/25/15 09/25/15 09l25/15 01/25/16 01/25/16 02/25/16 02/25/16 03/25/16 03I25I16 04/25/16 04/25/16 NAT'L
or
Term
Lon DESCRIPTION
FEDERAL
65
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page G/L)
28%
10571034900
to
Portion
(included
Information
GIL)
Number
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
015 988
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
81
.93
$-8.27 $-2.28
$0.81 $-0 $-O.82 $-0.82 $-5.10 $-2.58 $-2.58 $-2.60 $-2.74 $-1
$21.39
$-25.14 $-12.09
$-10.92
Net
Gain/Loss
or
basis
$8.34 $8.34 $8.40 $8.43
$32.47
$88.41 $44.73 $44.71 $45.07 $47.47 $27.39
$111.89
$117.62
$257.69 $123.88
Cost
$3,632.09
other
FOUNDATION-BONDS-SUB
$7.53 $7.53 $7.58 $7.61
$42.15 $42.13 $42.47 $44.73 $25.46 $30.19
$83.31
$111.79
$232.55 $109.35
$100.97
SYMS
$3,653.48
Proceeds
SY
L6
4CG
41
.79 CUSIP
7.53 7.61
31 7.53 7.58
31418RR08
31414CRWO
83.31 42.15 42.13 42.47 44.73 25.46 30.19
111
100.97 109.35
232.55
3422.46
Units
4
14
3/01/23 7/01/24
3/01/38
acquired
11/26/12 11/26/12 11/26/12
09/25/14 09l25/14 09l25/14
09/25/14 09I25/14
09I26I14 09I26I14 09I26I14 09/26/14 09I26I14 09I26I14 09I26/ 09I25I1
Date 4.5% .MELLON 4.5%
5.5%
MANAGEMENT
6 6
5
sold
Transactions
M7894 962003
WEALTH 982301 BNY
disposed
0/25/1
11I25I15 11/25/15
12/25/15
10/25/15 12/25/15 1 02/24/1 02I25/1 06I25I15 07/25/15 Date 01/25/16 05/25/15
0225/16 03I25I16 04/25/16 01/25/16
or
Term
POOL
POOL POOL
FNMA DESCRIPTION FNMA FNMA Lon
1
'
.
.
56
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portlon
(included
Information
Number
G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
0
79 1
51
$-8.04 $-1 $-1.74 $2.08 $-8.73 $4.87 $-4.28 $4.97 $-8.55 $-7 $7.34 $-7.43 $-6.52
$-13.42
$-33.78 $-23. $-14.97
Net
Gain/Loss
95 71
.04
or
basis
$29.54
$97.16 $96.14
$124.16 $110.60
$298 $193
Cost
$2,041
other
FOUNDATION-BONDS-SUB
71
$23.72 $22.97 $27.46 $64.37 $51.14 $59.39
$89.65 $87.61 $88 $77.81
$177.44 $115.43 $106.35
$275.85 $178.74 $102.05 SYMS
$2,007.26
Proceeds
SY
14
CUSIP
31416RRQ8 314188362
23.72 22.97 27.46 64.37 51 59.39 89.65 87.61 88.71 77.81
177.44 115.43 106.35
178.74 102.05
275.85
1897.56
Units
4
LLON 12
14 14
7/01/24
E
acquired
4/01/44
11/26/
11/26/12 11/26/12 11/26/12 11/26/12 11/26/12 11/26/12 11/26/12
06/23/14 06I23/1 06/23/14 06I23/14 06/23/ 06I23/14 06I23/ 06/23/14 06/23/14
M
Date
4.5%
MANAGEMENT
4.5%
5
sold Transactions
AA7694
WEALTH BNY
disposed
x. 11I25I15
Date 10I25I15 12/25/15 08/25/15 11/25/15 09/25/15 10/25/15 01/25/16 12/25/15 02/24/16 02/25/16 06/25/15 09/25/15 07I25I1 08/25/15 01/25/16 02/25/16
or
Term
POOL
MA1860
Lon DESCRIPTION FNMA
FNMA
1 l A
.
.
67
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(Included
Information
GIL) Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portlon
Market
ancluded
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-8.74 $-0.96 $080 $0.92
$-16.38 $-25.02 $-10.79 $-23.51 $-22.72 $-24.60 $24.07 $49.85 $-19.76 $-39.63 $-35.17 $37.74
Net
Gain/Loss
00
or
basis
$55.57 $46 $52.93
.056.96
,309.34 .442.05 ,139.15
$211.92
$304.20 $856.68
Cost
$1 $1 $1 $1,417.77 $1,387.18 $1,144.18 $1 $2,283.87 $2,027.24 $2,175.42
other
FOUNDATION-BONDS-SUB
$54.61 $45.20 $52.01
,286.62
$195.54 $280.69 $847.94
SYMS
$1,363.11 $1,119.39
$1 $1,393.17 $1,124.33 $2,244.24 $1,992.07 $1,417.03 $1,046.17 $2,137.68
Proceeds
SY
CUSIP
314188862 36179NX45
45.2 314188D89
54.61 52.01
195.54 847.94
280.69
1119.39
1124.33 1363.11
1286.62 1417.03 1046.17 1393.17 1992.07
2244.24 2137.68
Units
LLON
1/20/44
acquired E
4/01/44 5/01/44
06/24/14
06/23/14 06/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 05/23/14 06/24/14 05/23/14 05/23/14 05/23/14
3.0%
M
Date
MANAGEMENT
4.5% 3.5%
5
MA1599
sold
Transactions
WEALTH
BNY
disposed
11/25/15 10/25/15 12/25/1 03/25/16 04/25/16 07/20/15 08/20/15 Date 05/25/15 06I25I15 09/25/15 01/25/16 02I25/16 03I25I16
04/25/16 07/25/15 08I25/15 x.
or
POOL#
Term
MA1880 MA1897
Lon DESCRIPTION FNMA FNMA GNMAII
1
1
X. 2015 Tax Information BNY M E LLON A Account Number 10571034900 WEALTH MANAGEMENT SY SYMS FOUNDATION-BONDS-SUB Page 53
Lon Term Transactions
DESCRIPTION CUSIP
Portion Subject Portion Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount ancluded in Net Units Proceeds other basis Gain/Loss Code Adjustments (included In Net GIL) G/L) GNMAII POOL!) MA1599 3.0% 1/20/44 36179NX45 09/20/15 06/24/ 14 1021.93 $1,021.93 $1,032.47 $10.54 $0.00 $0.00 $0.00 10I20/15 06/24/14 1138.43 $1,138.43 $1,150.17 $-11.74 $0.00 $0.00 $0.00 11/20/15 06/24/14 837.33 $837.33 $845.97 $-8.64 $0.00 $0.00 $0.00 12I20/15 06/24/14 537.32 $537.32 $542.86 $5 54 $0.00 $0.00 $0 00 01/20/16 06/24/14 1216.99 $1,216.99 $1,229.54 $12.55 $0.00 $0.00 $0.00 02/20/16 06/24/14 907.15 $907.15 $916.50 $-9.35 $0.00 $0.00 $0.00 03/20/1 6 06/24/14 684.76 $684.76 $691 .82 $7.06 $0.00 $0.00 $0.00 04/20/16 06/24/ 14 896.26 $896.26 $905 50 $-9.24 $0.00 $0.00 $0.00 GNMA POOL 782011 5.0% 12I15/35 36241 KGU6 05/15/15 12/28/12 125.35 $125.35 $136.87 $-11.52 $0.00 $0.00 $0.00 06/15/15 12I28/12 92.88 $92.88 $101.41 $-8.53 $0.00 $0.00 $0.00 07/15I15 12/28/12 102.18 $102.18 $111.57 $9.39 $0.00 $0.00 $0.00 08/15/15 12/28/12 90.35 $90.35 $98.65 $-8 30 $0.00 $0.00 $0.00 09/15/15 12I28/12 91.68 $91.68 $100.10 $-8.42 $0.00 $0.00 $0.00 10/15/15 12l28/12 119.73 $119.73 $130.73 $11.00 $0.00 $0.00 $0.00 11/15/15 12/28/12 65.26 $65.26 $71.26 $-6.00 $0.00 $0.00 $0.00 12/15/15 12l28/12 46.61 $46.61 $50 89 $-4 28 $0.00 $0.00 $0.00 01/15/16 12/28/12 71.98 $71.98 $78.59 $-6.61 $0.00 $0.00 $0.00 l l
.
.
69
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
G/L)
28%
10571034900
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-5.90 $-4.58 $4.85 $-3.02 $-2.04 $-4.76 $-1.82 $-2.92 $-1.90 $-1.98 $-2.09 $1.50 $1.54 $-1.34 $-2.21
$142.80
Net
Gain/Loss
08
or
basis
$70 $54.43 $57.59 $35.86 $24.30 $56.60 $34.67 $22.56 $23.53 $15.94 $21.63 $24.79 $17.82 $18.35 $26.23
Cost
other $34,993.35
FOUNDATION-BONDS-SUB
$64.18 $49.85 $52.74 $22.26 $32.84 $51.84 $19.81 $31.75 $20.66 $21.55 $22.70 $16.32 $16.81 $14.60 $24.02
SYMS
$35,136.15
Proceeds
SY
KKSB
CUSIP
448814.180 14.6
36241 22.7 36241KGU8
19.81 16.32 16.81 64.18 49.85 52.74 32.84 22.26 51.84 20.66 21.55 24.02 31.75
35000
Units
LLON
3/15/36
8/30/16
12/15/35
acquired
12/28/12 12/28/12 12/28/12 12/28/12 12/28/12 12I28/12 1228/12 12/28/12 12/28/12 12I28/12 12/28/12 12/28/12 1228/12 12/28/12 12/28/12 06I23/11
.ME Date
5.0% 5.0% 2.0%
MANAGEMENT
sold
Transactions
782011
782105
WEALTH
BNY
disposed
11/15/15 12/15/15 10/15/15 Date 02/15/16 03/15/16 06/15I15 01/15/16 02/15/16 03/15/16 03/01I16 04/15/16 05/15/15 07/15/15 08/15/15 09/15/15 04/15/16
or
Term
POOL POOL
Lon DESCRIPTION GNMA HYDRO-QUEBEC
GNMA
l l 1
70
00 00
Net
$0.00
$0.00
$0.00
$0.00 $0.00 $0 $0.00 $0 $0.00 $0.00
$0.00 $0.00
in
Fiates
Subject
Page G/L)
28%
10571034900
to
Portion
(included
Information
Number GIL)
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included $0.00 $0.00
$0.00 $0.0Q $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
Adjustments
Code
$79.80
334.40 $684.47 $389.59 $417.89 $-111.90 $701.50
Net
$-1.192.95
$-5,463.45 $-3.002.00 $8,734.60 $-1 $-3,455.60
Gain/Loss
or
basis
Cost
$5,547.80
$44,807.85 $24,708.11
other
$14,935.95 $55,377.00
$38,834.60 $20,655.60 $43,576.80 $10,701.50 $59,968.20
$14,824.86 $19,868.05
FOUNDATION-BONDS-SUB
SYMS
7,200.00
$4,213.40
$43,614.90
$14,824.05 $49,913.55 $30,100.00 $40,574.80
$1 $10,000.00 $60,048.00 $25,392.58 $15,214.45 $20,285.94
A
Proceeds
SY
2828M2 CUSIP
91
458140AM2 68389XAC9 7443208J3 89236T8H7
71845WAR2
5000
5000 0000 5000
1
1 45000 1
45000 40000 60000
35000 20000 25000 20000 Units
5/16/17
4
9/17/15 11/30/20
acquired
12/04/12
12/04/12 12/05/13
02/08/12 01/09/13 01/09/13 02/08/12 05/13/14 01/28/14
05/09/1 01/28/14 02/07/14 1.125%
2.0%
12/15/22
MELLON 4.75%
Date
MANAGEMENT
CO
2.7%
INC
FIN
6
CREDIT
TREAS
sold
Transactions
FINL
INTL
WEALTH BNY
disposed
11/09/15
Date
07I14/15 05/06/15 09I17I15 09I15/15 05I05I15
07/23/15 04/15/16 04/18/16 04/19/1 05/06/15 05/06/15
or
CORP
MOTOR
STATES
Term
COFIP
Lon DESCRIPTION
INTEL PETROBRAS PRUDENTIAL UNITED
ORACLE TOYOTA
71
Net
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
28%
10571034900
to
Portion
(Included
Information
GIL)
Number
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $5.45 $0.00
Tax $274.68
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
$5.45 $0.00 $0.00
$0.00 $0.00
$274.68
Adjustments D D
Code
$24.02 $24.61 $29.30 $53.91
$15.63 $85.93
$60.30 $14.69
$106.88 $862.16
$-380.96
Net $-5,148.41 $9509.43 Gain/Loss or basis Cost $4,886.48
$75,014.65 $70,013.67
other $30,005.86
$15,002.93 $10,001.95 $25,293.07 $50,009.77 $45,669.56 $29,089.80 $14,984.82 $29,936.09
$105,457.99
FOUNDATION-BONDS-SUB
12 56
SYMS
$4,993.36 $24,912.11 $30,059.77 $75,043.95 $70,038.28
$15,026.95 $10,017.58 $50,095.70 $40,521.15 $29,951.96 $29,950.78 $15,045 $95,948
Proceeds
SY
2828A91
2828ST8
CUSIP
91
91
912828T59
912828MF4 912828UH1
912828WH9
5000 5000
0000
1 1 15000
30000 75000 70000
50000 25000 30000 30000
97918.4
Units
38296.65
5I15/17
1/15/17
14
4/30/19
01I15/2023
acquired
INDEX
12/29/14 12/29/14 12/29/14 12/29/14 12/29/14 12/29/14 10/01I12
09I21/12 01/08I14 01/08/14 01I30/15 06/20/ 03/27/13
0.75%
0.875%
1.25%
MELLON
Date
MANAGEMENT
0.125%
TREAS TREAS
NOTE
NOTE NOTE
sold
Transactions
INFLA110N
WEALTH BNY
disposed
CPI
Date 02I11/16 04I11I16
03I09/16 03I10/16 04I13/16 03/04I16 05/06I15 08/13/15 09I09/15 03I30/16 08/03I15 04/20/16 04/20/16
or TATES
STATES S
Term
EASURY
EASURY EASURY
TR
TREAS-
Lon DESCRIPTION UNITED UNITED US U.S. USTR USTR
i
.
72
Net
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
In
Rates
Subject
Page
GIL)
28%
10571034900
to
Portion
(included
Information
13
00
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00
Tax
$280.
Net
and
Subject
Discount In
988
2015
Account
to
Portion
Market
(Included
13
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$280.
Adjustments
Code
$18.72
,090.13
$-87.90
$313.86 $483.60
$624.85
$-311.35
$490.40
Net
$7,290.75
$1
$61,874.68
Gain/Loss
or
basis
Cost
$5,525.70
$10,011.36
other $34,285.80 $74,757.00 $20,152.46 $10,193.30 $14,533.25 $10,193.30
$175,198.83
$2,554,372.20
FOUNDATION-BONDS-SUB
.
SYMS
$5,214.35
$10,030.08 $34,769.40 $82,047.75 $19,062.33 $10,002.90 $15,158.10 $10,105.40
Proceeds
$175,512.69
SY
$2,502,497.52
CUSIP
913368ELO 92936JA27
931422AH2 929903CH3 912828WH9 92343V8R4
5000
10000 '
10000 30000 75000 15000 10000
175000
Units
19062.33
9/15/23
5I15/17
5I15/23
LLON
14
11/15/44
acquired
5.15%
11I06/12
06I04/14 11I06/12 06I04/14 09/11/13 06I18/13 01/17/13 06/10/14 01I27/
0.875%
ME
5.435%
Date
MANAGEMENT
C
2.884%
NEW
TREAS
A2
sold
Transactions
Gain/Lass
WEALTH BNY
CO
disposed
CORP
x. 11/10/15 Date
04/20I16 04/21/16 07/08/15 06/18/15 04/15/16 03/17/16 04/05/16 04/05I16
Term
COMMUNICATION or
CALIFORNIA
STATES
2011-CS
Term
OF
Long
DESCRIPTION Lon UNITED UNIV
WALGREEN Total VERIZON WFRBS WACHOVIA
.
73
Net
in
Fiates
Subject
Page GIL)
Unknown
Unknown
28%
10571034900
to
Portion
ancluded
Information
GIL)
Number
Tax
Net
and
Subject
in Discount
988
Unknown
Unknown
2015
Account
to
Portion
Market
(included
00
$0.00
$0.
Adjustments
Code
4,9
(.4
g,
.
,
Net
4
4
Gain/Loss
4'
4'
w
.
.
or
B
basis
3
539
5
Cost
I
1
other
FOUNDATION-BONDS-SUB
08
SYMS
$1,548
$1,548.08
Proceeds
SY
7
4,
CUSIP
3138X0227
-
1548.08
Units
Basis
Cost
Cost
Unknown
with
7I01I28
acquired
LT
Unknown
2.5% MELLON
Date
MANAGEMENT
Transactions
with
sold
AU1860
from
WEALTH BNY
disposed
12l25/15
Date )9
or
POOL
A
Proceeds
M
N
DESCRIPTION Total F
Ransactions Basis;
l x. 2015 Tax Information l BNY ME LLON Account Number 10583519620 Al wen-m MANAGEMENT SY SYMS FOUNDATION Page 5 *
Income for 2015
This section reports your sales transactions during the year. A schedule of your net gains and losses is shown below. Please note that if you have sold an asset for which the cost basis information is unknown it is shown separately in the section entitled Transactions with Unknown Cost Basis. Please review these carefully when preparing your return. An asterisk symbol (*) next to the tax cost indicates that the tax cost has been adjusted for current year's return of capital.
The following items are provided to you to assist in the preparation of your tax returns. We have included the following Codes and Adjustment amountsz "W" for wash sales, "C" for collectibles, and "D" for Market Discount. Typically, collectibles are taxed at 28% rates. For your con- venience, if applicable, we have included the portion subject to Section 988 translation gains and losses and Market Discount in the column titled "Portion Subject to 988 and Market Discount". We have also includes gains on collectibles taxed at 28% rates in the last column. If we have included a dagger symbol (T) next to the sale transaction with a net loss. this indicates that you can not take a loss on your tax re- turn based on gross proceeds from a reportable change in control or capital structure.
Short Term Thusactions
DESCRIPTION CUSIP Portlon Subject Portion Subject to 988 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (Included In Net GIL) GIL)
AFLAC INC - 001055102
09/10I15 09/17I14 15 $864.45 $883.23 $48.78 $0.00 $0.00 $0.00
09I10I15 01I06/15 40 $2,305.21 $2,369.52 $-64.31 $0.00 $0.00 $0.00
09/10/15 09/16/14 12 $691.56 $709.13 $-17.57 $0.00 $0.00 $0.00
10I20I15 01/29/15 40 $2,424.54 $2,306.20 $118.34 $0.00 $0.00 $0.00
ABBOTT LABORATORIES 002824100
07/15I15 01l29/15 50 $2,467.28 $2,254.40 $212.88 $0.00 $0.00 $0 00
07I15I15 08I04/14 30 $1,480.37 $1,263.62 $216.75 $0.00 $0.00 $11 nn '
.
.
5
00
00
Net
$0 $0.00 $0.00
$0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
28%
10583519620
to
Portion
(Included
Information
GIL)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portlon
Market
(included
00
$0.00 $0.00 $0.00 $0.00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-19.66 $-23.39 $-34.70
$263.84 $329.47 $253.72
$-126.23 $-184.18 $-205.88
Net
$2,617.29 $-1,878.96 $-1.910.27 $-5.966.76
Gain/Loss
or
basrs
$794.88
Cost
$2,696.90 $3,155.40 $3,928.13 $6,923.87 $8,507.24
$5,275.33 $1,399.66 $1,410.97 $6,033.24
other $19,854.45 $13,069.87 $25,403.60
FOUNDATION
$589.00
SYMS
$2,960.74 $3,484.87 $4,181.85 $6,904.21 $4,122.97 $5,091.15 $1,376.27 $1,376.27 $5,889.95
$11,190.91
$19,728.22 $19,436.84
Proceeds
SY
9 9
10 60 50 60 70
160 100 190
CUSIP
210 620 330 002824100 032511107 031162100
00287Y109 00507V109
Units
15
LLON
E acquired
10/07/15 10/13/15 10/09I15 10/13/15
01I06/15 01I29/15 01I06I15 01I06/ 05/26I15 05/22/15 01I07I15 01I29/15 01I29/15
M
Date
INC
MANAGEMENT
CORP
NY Transactions
sold
WEALTH
B
8LIZZARD PETE
disposed
11I12/15 11I12I15 11I12/15 11I12/15 11I12/15
Date 07I15/15 07/15/15 07/15I15 02/03/16 07/09/15 07/09I15 O2IO4/16 O2IO4/16
or
LABORATORIES
INC INC
Term
Short DESCRIPTION
ABBOTT ANADARKO A88VIE ACTIVISION AMGEN
7
Net
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page
GIL)
28%
10583519620
to
Portion
(included
Information
Number GIL)
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
In Discount
988
2015
Account
to
Portlon
Market
(included
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
.30 $17.51
$-34.90 $663.01 $237.18
$177.26
$-275.85 $413.83
$-434.09 Net
$1,973.14 $1,416.33 $-3,477.47 $-7,061
$1,119.20
Gain/Loss or
basis $475.31 Cost
$1,600.14
$8,555.61 $7,846.74 $6,677.10 $5,610.08
$1,754.94 $1,775.12 $1,835.04
other $21,102.31
$38,924.78 $16,553.63 $14,011.30
FOUNDATION
30
2
,863.48 ,565.24
.320.85
$492.82
SYMS
$1 $8,279.76 $8,509.75 $8,650.24 $4,490.88 $1 $2.01 $2,012.30
$17,624.84 $31
$16,139.80
$15,427.63
Proceeds
SY
01
G1
4 7
5
13 1 72 74 62
30 30
CUSIP 341 629 131
032654105 230 037833100 110122108 03524A108
09062X103 09061
Units
ADR
INC
COM
acquired
SPN
10I21/15 10I21/15
01I29I15 CO 01I29I15 04/15I15 01I29I15 01I06/15 02/23/15 08I04/15 01I29I15 01/08/15 01I06/15 01I29I15
MELLON
Date COM
MANAGEMENT
INBEV
INC
INC
5 SOUIBB
Hansactions
sold
INC
WEALTH BNY
BUSCH disposed
PHARMACEUTICAL X.
Date 01I06I16 01/07/16 01I06I16 07I08/15 07I08I15 08I04/15 08I04/1 07/09I15 01/20I16 01/20/16 06I22/15 06I22/15 06I22I15
or
MYERS DEVICES
IDEC
Term
COMPUTER
Short DESCRIPTION
ANALOG BIOMARIN BIOGEN ANHEUSER APPLE BRISTOL
'
.
.
8
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10583519620
to
Portlon
(included
Information
00
Number
G/L)
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00
Adjustments
Code
$-9.36
$76.85
$98.44
$-69.43
$-77.19
$-42.75
$401.06
$158.49
$-108.45 $-261.33
$487.12
$-793.55 Net
$1,768.95 $1,699.69
$-2,735.76
Gain/Loss
57
or
basis
$686.39
Cost
$1,591.76 $1,744.64 $2,981.85 $2,519.12 $2,372.84 $3,736.21 $9,533 $1,962.79
other
$13,778.20 $10,899.18 $16,747.47 $27,685.44 $13,459.15 $25,136.33
FOUNDATION
$609.20
SYMS
$1,483.31 $1,483.31 $3,382.91 $2,449.69 $2,449.69
$3,249.09 $9,524.21 $1,920.04
$14,011.71 $15,547.15 $12,598.87
$26,891.89 $13,617.64 $25,234.77
Proceeds
SY
20 20 29 21 21
30 70
CUSIP
134 106 160 149123101
151020104 690 15189T107 960 340 480 920
17275R102
Units
LLON
15
E
acquired
10I24/14
01I29I15 01I06I15 10/24/14 10/24/14
01I29I15 01I06I15 01I29/ 01I06/15 08I04I14 04/21/15 01I08/15 01I06/15 O1I08/15 01I08/15
INC
M
Date
MANAGEMENT
15
Thnsactions
sold
ENERGY
INC
WEALTH BNY
disposed
INC
x.
Date
09I03/15 09I03/15 CORP 07I09I15 10/21/15 12/01/15 07I09I15 07I09I15 08I25I15 12IO1/ 09I21/15 05/06I15 05/06I15 05/06I15 07/17I15 07I17/15
or
Term
SYS
Short DESCRIPTION
CATERPILLAR
CELGENE CENTERPOINT CISCO
l l
9
Not
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
in
Rates
Subject
GIL)
Page
28%
10583519620
to
Portion
(Included
Information
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0.00
GIL)
$0.00
$0.00
$0.00
$0.00
$0J00 $0.00
Number
Tax
Net
and
Subject
in Discount
988
to
2015
Account
Portlon Market
(Included 00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00 $0 Adjustments
Code $2.07
$562.89
$24.41
$-190.41
$203.95 $-311.53
$1,819.68
$295.60 $679.53
$1,042.68
$1,530.47
Net
$-3.747.07 $4,607.63
Gain/Loss
or
basis
5,400.13 $3,308.87
$2,821.08 $2,088.20 $2,101.74
$2,464.02
Cost $3,226.67
$13,271.07 $2,502.40
$26,314.29
$2,444.21
$14,501.22
$1
$14,388.80
other
FOUNDATION
.55
49
$4,351.55
$4,351
$1,897.79
$1,897.79
SYMS
$2,152
$3,228.74
$2,206.80
$15,090.75
$26,877.18
$2,468.62
$10,754.15
$13,792.50
$13,709.27
Proceeds
SY
01
N1
60
60
60
30
30
40
60
1
40
770
90
30303M102
30161
170
285512109
260003108
250
230
20030N101
17275R102
CUSIP
Units
5 5/1
acquired 04I1
08/19I15
O1I29I15
01I06/15
01I06/15
01I29I15
08I04I14
07I27I15
01I29I15
07I27I15 07I08/15
A 07I08/15 01/29/15
Date
MELLON
CL
MANAGEMENT
5
NEW
Transactions sold ARTS
INC
07I27l1 WEALTH
03I17I16
BNY
disposed INC
07/15I15 07I15/15
08I04/15
08I04I15
08I04/15
01I13I16
01I13I16
CORP
12IO8I15
01I07/16
12/01/15 01I07I16 Date CORP
or
CORPORATION
Term SYS FACEBOOK
EXELON
ELECTRONIC
DOVER
COMCAST CISCO
DESCRIPTION Short
.
.
10
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Fiates
Subject
Page GIL)
28%
10583519620
to
Portlon
(included
Information
G/L)
Number
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$7.54
$76.13
$411.92
$454.40 $231.20 $398.49
$643.44
Net
$2,049.46 $6,865.84 $2,144.77 $1,015.77 $3,714.80 $1,809.59
Gain/Loss
or
basis
Cost
$2,417.59 $2,500.25 $2,431.66 $2,962.90 $8,544.17 $2,388.73 $1,940.04 $4,986.49 $1,789.18 $8,764.13
other $11,496.73
$23,453.32 $16,703.42
FOUNDATION
SYMS
$2,829.51 $2,507.79 $2,507.79 $3,417.30 $2,619.93 $1,296.60 $2,187.67 $6,002.26
$10,593.63 $30,319.16 $13,641.50 $20,418.22 $10,573.72
Proceeds
SY
70 12 30 70 75 30 93 23 30 33 58
112
153
CUSIP
375558103 444859102 412822108 31620R303 30303M102
UnIts
LLON
E acquired
06I02/15 01I29I15 01I06I15 01I06/15 01I29I15 01I29I15 01/21I15 01/21I15 02I10/15 01I29I15 01/20I15 02/10/15 08I04I14
M
Date
MANAGEMENT
INC
INC
Thnsactions
sold
COM
WEALTH
BNY
INC
disposed
Date
07I27I15 08I03/15 08I04/15 08I04/15 09/10/15 09/10/15 07/09/15 07I09I15 07/09/15 01/07I16 06/26I15 08I03/15 O8/04I15
or
INC
DAVIDSON
SCIENCES
Term
GROUP
Short DESCRIPTION FACEBOOK
FNF HUMANA HARLEY GILEAD
M,O 2015 Tax Information
I BNY MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION Page 11
Short Term Transactions
DESCRIPTION CUSIP
Portion Subject Portion Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount Oncluded In Net Units Proceeds other basis Gain/Loss Adjustments (included in Net G/L) GIL) INTEL CORPORATION 458140100
05/07/15 09/02I14 1 390 $44.81 6.81 $48,012.27 $-3,195.46 $0.00 $0.00 $0.00 05I07/15 09/04I14 80 $2,579.38 $2,795.18 $-21 5 80 $0.00 $0.00 $0.00 05I07/15 09I1 5I14 290 $9,350 27 $10,034.81 $-684.54 $0.00 $0.00 $0.00 05I07/1 5 01I29I15 100 $3,224.23 $3,402.79 $478.56 $0.00 $0.00 $0.00 JOHNSON 81 JOHNSON COM 478160104 01/20I16 08I04I1 5 200 $19,121.11 $20,041 .56 $-920.45 $0.00 $0.00 $0.00 JOHNSON CONTROLS INC 478366107 08/19I15 01I29I15 50 $2,234.24 $2,341.89 $407.65 $0.00 $0.00 $0.00 08I20I15 01/06I15 40 $1 .748.32 $1,851.52 $403.20 $0.00 $0.00 $0.00 MARATHON OIL CORP 565849106
08I21I15 11I24/14 360 $5,689.30 $12,041.03 $-6,351 .73 $0 00 $0.00 $0.00 08I21I15 01I29I15 70 $1 , 106.25 $1,778.55 $-672.30 $0.00 $0.00 $0.00 08I21I15 01I06I15 70 $1 ,106.25 $1,930.75 $824.50 $0 00 $0.00 $0.00 08I21I15 12/11/14 290 $4,583.05 $7,739.03 $-3,155.98 $0.00 $0.00 $0.00 08I21I15 11I20/14 740 $11 .6946? $24,565.63 $4 2,870.96 $0.00 $0.00 $0.00 08I21I15 12/10/14 270 $4,266.98 $7,138.61 $2,871.63 $0.00 $0.00 $0.00 MEAD JOHNSON NUTRITION CO-A 582839106
08/13/15 01/29I15 20 $1,680.99 $2,013.36 $332.37 $0.00 $0.00 $0.00 12
00
Net
$0.00 $0
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10583519620
to
Portion
(included
.
Information
00
Number GIL)
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
00
$0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-56.84
$-78.75
$307.50
$446.95
$-870.46 $377.41 $441.89 $291.39 $299.83 $-584.07 Net
$4,204.40
$4,010.33
$2,487.67 $4,242.24
Gain/Loss
* * * * * * * * * *
or
basis
$66915 $278.88 $359.74
Cost
$7,724.11 $2,968.44
$2,652.28 $4,764.77 $1,707.49 $1,378.08 $1,384.05 $2,637.66 $5,678.03
$11,187.16
other
$11,601.85
FOUNDATION
$527.26 $222.04 $280.99
SYMS
$2,521.49 $9,982.76 $6,853.65 $2,959.78 $3,754.44 $1,330.08 $9,114.18 $1,086.69 $1,084.22 $2,053.59 $4,435.79
Proceeds
SY
30
22 41
8.3
190 CUSIP 140
170 582839106
58933Y105 594918104 61174X109 69007J108
19.7 10.7
49.7 41.3 78.7
140.3
349.3
'
Units
CO-A
acquired
01I06/15 06I22/15 01I05/16 01I29I15 08/15/14 08/18/14 08/15/14 08/14/14 08/14/14 08/13I14 08/14/14 08/13/14 08/06I14 08/05I14
.MELLON Date
CORP
MANAGEMENT
-
COM
INC
NUTRITION
Thnsactions
sold
INC
WEALTH CORP BNY
disposed
MEDIA
BEVERAGE
Date 08/13/15 02/11/16 10I07/15 08I25I15 06/11/15 06/11I15 06I12I15 06I12I15 06/15/15 06/16/15 06/16I15 06/17/15 06/17/15 06I17/15
CO
or
Term 81
JOHNSON
Short DESCRIPTION
MEAD MERCK MICROSOFT MONSTER OUTFRONT
i 1 j
.
13
00
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00
in
Rates
Subject
Page
G/L)
28%
10583519620
to
Portion
(Included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
DIscount in
988
2015
Account
to
Portlon
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
11
06.50
$-1.74
,502.76
$-75.49
$-940. $-660.98 $-164.61 $-155.01 $-1 $410.71 $209.20 $-255.12 $483.41 Net $284.99 $-245.32 $-246.26 $-155.55 $-370.54 $-128.51
$-1
Gain/Loss
* * * * * * * * * * * * * * * * * *
49 52
or
basis
$9.58
.359.09
.993.48
$355.49
$899.20
Cost
$7,789.25 $3,556.02
$5,151.46 $1 $1.325 $3,441.54 $1.735 $1,734.48 $1,171.00 $1,785.39 $1,510.88 $1 $2,209.72 $4,403.48 $1,603.97
other
FOUNDATION
$7.84
.194.48 526.32
$280.00
$792.70 $987.59
SYMS
$6,286.49 $4,211.35 $2.895.04
$1 $1,170.48 $3,030.83 $1 $1,479.36 $1,500.40 $1,265.56 $1,747.22 $2,054.17 $4,032.94 $1,475.46
Proceeds
SY
3
30 58 58 70 60
0.3
CUSIP
69007J106 164
10.7
45.3 44.3
39 59.7 50.7 82.3
109.7 114.7 159.7 240.3
.
Units
14 14 LLON
E acquired
08/07/ 08/06/14 08/07/ 08/08/14 08/08/14 02/23/15 02/20/15 02/24/15 02/23/15 02/20/15 02/20/15 12/31/14 12/31/14 02/19/15 02/20/15 02/19/15 01/29/15 01/06/15
M
Date
MANAGEMENT
INC
15
15
NY
Transactions
sold
WEALTH
B
disposed MEDIA
Date 06/18/15 06/18/15 06/24/15 06/24/15 06/25/ 06/25/15 06/26/15 06/26/15 06/26/15 06/29/15 06/30/15 07/01/15 07/01/15 07/02/15 07/02/15 07/02/15 07/06/15 07/06/
or
Term
Short DESCRIPTION
OUTFRONT
X6 2015 Tax Information
BNY MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION Page 14
hort Term Transactions
DESCRIPTION CUSIP
Portion Subject Portion Subject Date sold to 988 and to 28% Fiates Cost or Net or disposed Date acquired Market Discount (Included in Net Units Proceeds other basrs Gain/Loss Adjustments (included in Net G/L) G/L) PNC FINANCIAL SERVICES GROUP INC 693475105 01/19/16 01/29/15 20 $1,706.22 $1,703.16 $3.06 $0.00 $0.00 $0.00 PVH CORP 693656100 12/04/15 01/06/15 17 $1,365.31 $2.018.21 $-632.90 $0.00 $0.00 $0.00 12/04/15 01/29/15 17 $1,385.31 $1,918.36 $-533 05 $0.00 $0.00 $0.00 12/04/15 04/01/15 156 $12,712.30 $16,708.07 $3995.77 $0 00 $0.00 $0.00 PALO ALTO NETWORKS INC 697435105 08/11/15 04/21/15 77 $13.472.78 $11,819.84 $1,652.94 $0.00 $0.00 $0.00 09/22/15 04/21/15 24 $4,318.10 $3.684.10 $634.00 $0.00 $0.00 $0.00 09/22/15 03/31/15 5 $899.61 $735.68 $163.93 $0.00 $0.00 $0.00 PHILLIPS 66 718546104
07/22/15 11/20/14 170 $14,009.85 $13,203.41 $806.44 $0.00 $0.00 $0.00 SALESFORCE COM INC 79466L302 05/04/15 01/06/15 50 $3,581.85 $2,918.75 $663.10 $0.00 $0.00 $0.00 05/04/15 01/29/15 50 $3,581.85 $2,890 15 $691 .70 $0.00 $0.00 $0.00 09/22/15 07/22/15 80 $5703.83 $5,919.85 $-216.02 $0.00 $0.00 $0.00 10/21/15 07/22/15 140 $10,605.58 $10.359.75 $245.83 $0.00 $0.00 $0.00 SEMPRA ENERGY 816851109
01/06/16 05/06/15 113 $10,434.18 $11,676.91 $-1,242.73 $000 $0.00 $0.00 x9 2015 Tax Information ' BNY .MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION . Page 15
Short Term hansactions
DESCRIPTION CUSIP Portion Subject Portlon Subject to 983 and to 28% Rates Date sold Cost or Net Market Discount (Included in Net or disposed Date acquired Units Proceeds other basis Gain/Loss Code Adjustments (Included in Net GIL) GIL)
SEMPRA ENERGY 616651109
01/06/16 05/07/15 123 $11,357.56 $12,784.92 $-1 ,427.36 $0.00 $0.00 $0.00
01/06/16 01/29/15 14 $1,292.73 $1,602.13 $-309.40 $0.00 $0.00 $0.00
01/06/16 01/06/15 14 $1,292.73 $1,551.87 $-259.14 $0.00 $0.00 $0.00
01/07/16 05/06/15 13 $1,142.94 $1,343.36 $-200.42 $0.00 $0.00 $0.00
01 /07/1 6 06/29/15 190 $16,704.53 $18,924.27 $-2,219.74 $0.00 $0.00 $0.00
SERVICENOW INC 81762P102
07/15/15 08/29/14 50 $3,885.05 $3,058.23 $826.82 $0.00 $0.00 $0.00
07/15/15 01/06/15 30 $2,331.03 $2,036.04 $294.99 $0.00 $0.00 $0.00
07/22/15 08/29/14 110 $8,596.19 $6,728.12 $1,868.07 $0.00 $0.00 $0.00
07/22/15 08/04/14 110 $8,596.19 $6,229.87 $2,366.32 $0.00 $0.00 $0.00
SOUTHWESTERN ENERGY CO 845467109
05/22/15 11/24/14 200 $5,415.68 $6,724.58 $-1,308.90 $0.00 $0.00 $0.00
05/22/15 08/04/ 14 310 $8,394.30 $12,457.63 $-4,063.33 $0.00 $0.00 . $0.00
05/26/15 12110/14 250 $6,635.58 $7,272.23 $-636.65 $0.00 $0.00 $0.00
05/26l15 12l11/14 270 $7,166.42 $8,051.21 $-884.79 $0.00 $0.00 $0.00
05/26/15 01/06/15 60 $1,592.54 $1,564.68 $27.86 $0.00 $0.00 $0.00
05/26/15 01/29/15 60 $1,592.54 $1 .447.o7 $145.47 $0.00 $0.00 $0.00
05/26/15 11I24/14 150 $3,981.35 $5,043.44 $-1 .062.09 $0.00 $0.00 $0.00
16
00
Net
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00
$0.00 $0.00 $0.00
$0.00 in
Rates
Subject
Page
G/L)
28%
10583519620
to
Portion
(included
Information
00
Number G/L)
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0
$0.00 $0.00
Tax
$-35.34 $-14.07
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(included
$0.00
$0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00
$0.00 $000
Adjustments
09 .34 72.96 ,885.67
$-92.98
$162.97 $274.09 $-35.34 $-14.07 $971
$650.93 $-1
Net
$8,487.09 $-2,167.29 $4,124.29 $-1 $-5.905.96
$-1,007
Gain/Loss or
basrs Cost
$1,402.23 $2,856.32 $2,225.17 $1,461.12 $6,738.93 $2,393.74 $4,112.80 $7,806.75 $6,101.44
$2,607.03
other
$23,194.63 $10,718.18 $13,359.25 $21,159.07
FOUNDATION
SYMS
$1,565.20 $3,130.41 $2,052.21 $1,368.14 $8,550.89 $9,234.96 $4,853.26 $1,386.65 $8,778.09 $6,752.37 $4,077.46 $2,592.96
$15,253.11 $14,707.54
Proceeds
SY
20 40
60 40 70 20
CUSIP
657477103 130 430 250 270 100 220 90184L102 907818108
91913Y100
EX9123459
2686
1710.2
Units
5
15
acquired
10/06/14 10/29/14 10/16/14 08/04/14 01/29/15 01/06/15 01/29/15 08/03/ 08/04/15 01/29/15 05/26/15 05/22/1 05/29/15 09/25/15
NEW
.MELLON Date
MANAGEMENT
CORP
5
5
5
COM
STERLING
15
Transactions
CORP sold
WEALTH BNY
disposed
Date 05/11/15 05/11/15
06/29/15 06/29/15 06/29/15 06/29/1 06/29/15 01/22/16 01/22/16 01/22/16 07/22/1 07/22/15 06/01/ 09/28/1 CORP
INC or
ENERGY
POUND
Term
PACIFIC ST
Short DESCRIPTION STATE
UNION TWITTER BRITISH
VALERO
( (
.
17
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page G/L)
28%
10583519620
to
Portlon
(included
Information
G/L)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portlon
Market
(included
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.27
$5.63 $8.76
$-2.87
$91.41
$123.81
$-841.30 $-623.60 $-591.66 $-231 $-438.26 $-778.16 $-273.76
Net
$4,535.08 $2,046.60
Gain/Loss
or
basis
$615.90
Cost
$6,568.76 $2,862.15 $5,240.64 $3,040.46 $3,381.40 $1,847.70
$11,044.17
$14,156.47 other $12,008.52
$16,068.31 $16,594.69 $29,069.35 $12,458.29
FOUNDATION
$621.53
SYMS
$5,977.10 $5,009.37 $2,423.89 $2,262.30 $3,107.64 $1,844.83
$13,315.17 $10,420.57 $12,132.33 $10,411.69 $16,159.72 $16,603.45 $24,534.27
Proceeds
SY
10 46 36 64 62 30 28 50
30
117
CUSIP 120 260 270
280
G0177J108 H84999104
G1151C101 N6596X109
G5785G107
Units
A
LON
4
CL
15
L
E acquired
SHS
V
12/16/14 06/26/15 06/22/15 08/19/15 08/19/15 01/29/15 08/04/14 09/03/1 01/06/ 01/29/15 01/06/15 01/06/15 05/08/15 05/08/15
N
Date M
MANAGEMENT
LTD
IRELAND
5
PLC
Transactions
sold
PLC
WEALTH
BNY
disposed PLC
10/13/15 10/21/15 10/21/15 Date 01/20/16 02/11/16 01/20/16 07/17/15 07/17/15 08/25/1 08/25/15 08/25/15 07/17/15 09/22/15 08/19/15
or
Term
SEMICONDUCTORS
CONNECTIVITY
hort
DESCRIPTION
ALLERGAN MALLINCKRODT NXP ACCENTURE TE
'
18
Net
Net
$0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
in $0.00 $0.00
in
Rates
Rates
Subject
Subject
Page
G/L)
G/L)
28%
28%
10583519620
to
to
Portion
Gncluded
Portion
(Included
Information
Number
G/L)
G/L)
$0.00
$0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00
$49.41
Net
and
Net
and
Subject
Subject
Discount in
Discount in
988
988
2015
Account
to
to
Portion
Portion Market
Market
(Included
(included
$0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00
Adjustments
Adjustments
Code
Code
O8 $1.89 $497.19 $260.80
$960.63 $540.47 $-115.90
Net
$-562.65
Net
$-2,722
$-94.560.57
Gain/Loss
Gain/Loss
or
or
basis
basis
$58.72
Cost
Cost
$6,051.81 $7,134.05
other $20,074.90
other $13,513.74 $30,376.54 $14,400.43
$13,899.83
$1,251,265.96
FOUNDATION
$60.61
SYMS
$5,935.91 $7,394.85
$17,352.82
$14,010.93 $31,337.17
$13,837.78 $14,440.30
Proceeds
Proceeds
SY
$1,156,705.39
00
1
7
22
CUSIP
200
103 1 CUSIP
N6596X109 230
51
001055102 410 330
0028241
00206R102
Units
Units
4 4 4
LLON
14
8/
E
acquired
acquired
V
05/07/15
08/04/1 08/04/14 09/22/14 09/1 08/04/1 04/23/1 08/04/14
N
-M
Date
Date
MANAGEMENT
5 5 5
15
'Ii'ansactions
Gain/Loss sold
sold Transactions
0/1
WEALTH BNY
disposed
disposed
0/20/1 2/08/1
x.
Date
09/22/15 Term 10/20/15 10/19/15 10/20/ 1 Date 1 09/1
08/24/15
or
or
LABORATORIES
Term
Term
INC
INC
SEMICONDUCTORS Short
LAC
Short DESCRIPTION
NXP Total Lon DESCRIPTION
AF
AT&T ABBOTT
l 3
.
19
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
G/L) Page
28%
10583519620
to
Portlon
(included
Information
00
G/L)
Number
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in
Discount
988
2015
Account
to
Portion
Market
(Included
00
$0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.59
.664.36
$334.35
$268.15
$402.14
Net
$9,110.71
$9,881.23 $1,216.89 $1 $6,498.54 $1,950.37 $1,107.67 $3,091 $5,200.57
$-1,554.54
$16,090.83
Gain/Loss
or
basis
Cost
$8,153.42 $1,932.30 $6,569.33
$8,244.17 $7,471.95 $9,794.84 $4,426.14
$2,566.40
$9,430.45
$11,507.97
$17,434.56 $15,938.72 $25,282.10
other $21,034.80
FOUNDATION
.02
,459.20
SYMS
$2,266.65
$8,688.84
$9,351.84 $5,657.99
$11
$15,680.04 $18,034.65 $27,598.80 $19,384.93 $10,924.68
$16,206.87 $23,727.56 $20,632.66 $14,631
Proceeds
SY
18
69 91 95
37 29
175
161 141 150 247
290 460 CUSIP 400 031162100 037833100
023135106
03524A108 00287Y109
'
Units
ADR
acquired
SPN
06/16/11 06/16/11 06/16/11 06/16/11 01/06/15
04/23/14 04/23/14 08/04/14 02/09/07
07/18/14 07/18/14 07/18/14 08/04/14 04/23/14
COM
MELLON
Date
MANAGEMENT
INBEV INC
sold
Transactions
INC
WEALTH
BNY
BUSCH
disposed
12/14/15
04/04/16 08/12/15 01/05/16
10/12/15 01/06/16 04/04/16 04/04/16 08/04/15
Date 08/25/15 07/09/15 01/13/16 01/13/16 09/29/15
or COM
INC INC
Term COMPUTER
APPLE
ANHEUSER Lon DESCRIPTION AMGEN
ABBVIE AMAZON
20
Net $0.00
$0.00
$000
$0.00
$0.00 $0.00 $0.00 ln
$0.00
$0.00 $0.00 $0.00 $0.00
Rates
Subject
Page
GIL)
28%
10583519620
to
Portion
Gncluded
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 Tax $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00
Net
and
Subject
Discount In
988
2015
Account
to
Portion
Market
(included
00
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
$0
$0.00 $0.00 $0.00 $0.00
Adjustments
Code
$644.73
$223.05 Net
$-397.99
$-3.342.61 $-5,400.00
$8,950.02
$-2,762.93
$52,211.75
$-38,016.53 $70,229.82
$47,684.05
Gain/Loss $-11.668.01
or
basis
$986.23
Cost
$8,859.14
$1,718.84
$2,038.34
other
$16,260.00 $74,880.86
$65,150.01
$29,847.63
$30,362.25
$40,963.36 $10,401.97
$100,000.00
FOUNDATION
35 04
,983.47
,320.85
SYMS $763.18
$5,516.53
$1 $2,683.07
$7,639
$61 $10,860.00 $57,196.81
$56,199.99
Proceeds $82,574.00 $29,295
$100,077.45 SY
7
5
40
CUSIP
05569M855 110122108 112585104 103 09062X103 395 05569M871 149123101
1500
5000
2900 2950 92.1
817.26
9182.74
6907.83
Units
SHS
M
CL
FD
4
COM
acquired
SHSS INC
MKTS
07/24/14 08/15/14 08/15/14 08/15/14 09/15/14 M 07/24/14 CO 01/06/15 04/23/14 07/10/09 07/10/09
04I23/14 08/04/1
MELLON
Date
MANAGEMENT
CL
MGMT
FD
SOUIBB
5
Transactions sold
EMERGING
INC
INTL INC
ASSET
WEALTH BNY
disposed
;.
Date
01/21/16
01/21/16 02/26/16 04/21/16 04/21/16
04/21/16 01/20/16 06I22/15 07/30/15 01/21/16 09/03/15 09/03/1
or
MYERS
IDEC
Term
MELLON
MELLON
NY
NY
RISTOL
Lon DESCRIPTION
BIOGEN BROOKFIELD
CATERPILLAR
21
Net
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00
In
Rates
Subject
Page GIL)
28%
10583519620
to
Portion
(included
Information
00
GIL)
Number
$0 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portion
Market
(Included
$0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
Adjustments
Code
89
35
$19.79 $15.34
$17.75
$14.87
$92.28
$-38.36
$117.13
$173.78 $592 $359.06
$214.78
$226.32
Net
$3,068
$-1,698.97
Gain/Loss
or
basis
.062.56
$486.52
Cost
$9,911.58
$2,782.90 $4,285.19 $5,617.47 $1,071.30
$9,415.56 $6,442.53 $5,421.48
$1,009.33 $1 $3,412.75
$10,530.13
$13,940.96
other
FOUNDATION
98
.024.20
$504.27
SYMS
$2,690.62 $4,304 $5,976.53 $1,086.64
$7,716.59 $6,657.31 $5,647.80 $3,529.88
$1,024.20 $1
$13,599.02
$14,533.31
$10,085.36
Proceeds
SY
10 80 20 92
50
70
20 20
110
112
130
288
200
380
CUSIP 15189T107 163072101
20030N101 22160K105
Units
14
acquired
12/15/14 12/16/14
12/16I14 12/17/14 A 08I04/14 08/04/14 04/23I14
01/06/15 04/23/14
04/23/ 02/19/15 01/06/15 02/19/15
01/29/15
INC
INC
MELLON
Date
CL
NEW
MANAGEMENT
NEW
16
15
CORP
sold ENERGY
Transactions
FACTORY
9/
WEALTH
BNY
disposed
CORP
10/07/15
01/21/16 01I13I16 01/21/16
01/13/16
04/19/16 04/20/16
Date 05/06/ 04/18/16 04/18/16 04/19/16 04/19/16 04/1 04/18/16
x.
or WHSL
Term
COSTCO
COMCAST
DESCRIPTION CENTERPOINT CHEESECAKE
Lon
'
22
00
Net
$0.00 $0
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00
In
Rates
Subject
Page
GIL)
28%
10583519620
to
Portlon
(included
Information
Number GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(Included
00
$0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$-643.32 Net
$2,114.11
$8,910.11
$4,862.61 $3,174.63 $1,526.86 $6,442.25 $2,804.81 $4,539.51 $4,855.00
$6,229.99 $8903.32 $-3,953.99
$5,729.64 $-2,192.36
Gain/Loss
or
basis
Cost
$2,683.39 $6,799.46 $4,600.09
$1,826.03 $8,310.46 $4,382.47 $7,669.33 $6,772.46 $3,923.71
other $22,789.88 $33,321.57 $13,469.99 $10,350.21
$31,188.48 $14,893.34
FOUNDATION
SYMS
$9,516.00 $4,797.50 $7,774.72
$3,352.89 $7,187.28 $3,280.39
$16,559.89 $11,662.07 $24,418.25 $11,627.46 $19,260.32
$14,752.71 $12,208.84 $12,700.98 $25,458.84
Proceeds
SY
G102
70 50 20 39
CUSIP 264 180 120 1 386 600 151 270 260003108 220 210 200 310 285512109 26203E646
30231
Units
4 4
5/14 5/1
acquired
MK-Y
04/23/14 04/23/14 07/24/14 07/18/14 07/18/14 08/29/14 07/18/14 09/15/14 09/1 09/1 08/04/14 04/23/14 04/23/1 08/29/14 08/04/14
MELLON
EM
Date
MANAGEMENT
5 6 5 6 6
sold Transactions
CORP
ARTS
BNY WEALTH
disposed
to Date 10/09/15 10/09/15 12/09/15 08I03/1 12/09/1 08/04/15 02/26/1 02/04/16 07/27/15 02/03/1 02/04/1 03/17/16 03/03/16 03I17I16 DIVERSIFIED 09/22/15
or
CORPORATION
MOBIL Term
DESCRIPTION
DOVER ELECTRONIC DREYFUS EXXON
C,5 2015 Tax Information
' BNY MELLON Account Number 10583519620 WEALTH MANAGEMENT SY SYMS FOUNDATION Page 23
Lon Term Transactions
DESCRIPTION SIP
Portion Subject Portlon Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Market Discount (Included in Net Units Proceeds other basis Gain/Loss Code Adjustments (Included in Net GIL) GIL) FNF GROUP 20R303 09/10/15 08/04/14 $11,822.43 $9,143.35 $2,679.08 $0.00 $0.00 $0.00 10/19/15 04/23/14 $11,301.26 $8,320.33 $2,980.93 $0.00 $0.00 $0.00 10/19/15 08/04/14 $1,417.09 $1,108.28 $308.81 $0.00 $0.00 $0.00 10/20/15 04/23/14 $11,168.97 $8,346.41 $2,822.56 $0.00 $0.00 $0.00 10/21/15 04/23/14 $11,675.52 $8,789.81 $2,885.71 $0.00 $0.00 $0.00 10/22/15 04/23/14 $14,246.27 $10,798.17 $3,448.10 $0.00 $0.00 $0.00 GILEAD SCIENCES INC 3755581 03
09/21/ 15 08/04/ 14 $2,838.04 $2,480.57 $357.47 $0.00 $0.00 $0.00 09/21/ 15 04/23/ 14 $9,985.69 $7,145.15 $2,840.54 $0.00 $0.00 $0.00 09/22/1 5 04/23/1 4 $41,379.80 $29,708.78 $11,671.02 $0.00 $0.00 $0.00 HARLEY DAVIDSON INC 2822108
01/07/16 04/23/14 $25,067.54 $41,477.48 $-16,409.94 $0.00 $0.00 $0.00 01/07/16 08/04/ 14 $7,779.58 $11,266.09 $-3,486.51 $0.00 $0.00 $0.00 01/07/16 01/06/15 $1,296.60 $1,931.60 $-635.00 $0.00 $0.00 $0.00 HERSHEY FOODS CORPORATION COM 4278661 08 01/08/16 12/19/14 $12,848.70 $15,763.77 $-2,915.07 $0.00 $0.00 $0.00 01/26/16 12/19/14 $9,682.43 $11,960.46 $-2,298.03 $0.00 $0.00 $0.00 01/26/16 01/07/15 $5,605.61 $6,929.41 $-1.323.80 $0.00 $0.00 $0.00
2015 Tax Information B NY M E LLON WEALTH MANAGEMENT Account Number 10583519620 ' SY SYMS FOUNDATION Page 24
Lon Term Transactions
DESCRIPTION CUSIP
Portion Subject Portion Subject Date sold to 988 and to 28% Rates Cost or Net or disposed Date acquired Units Market DIscount (Included In Net Proceeds other basis Gain/Loss Code Adjustments (Included in Net GIL) GIL) HERSHEY . FOODS CORPORATION COM 427866108
03/22/16 01/29/15 23 $2,062.65 $2,355.15 $292.50 $0.00 $0.00 $0.00 03/22/16 01/07/15 53 $4,753.07 $5,564.53 $-811.46 $0.00 $0.00 $0.00 03/22/16 12/18/14 162 $14,528.25 $16,734.34 $2,206.09 $0.00 $0.00 $0 00 03/22/16 01/06/15 19 $1,703.93 $1,976.33 $272.40 $0.00 $0.00 $0.00 INTERCONTINENTALEXCHANGE GRO 45866F104 09/03/15 07/08/08 48 $10,974.01 $12,622.07 $-1,648.06 $0.00 $0.00 $0.00 JOHNSON CONTROLS INC 478366107 08/19/15 04/23/14 300 $13,405.46 $13,940.40 $-534.94 $0.00 $0.00 $0.00 08/19/15 08/04/14 220 $9,830.67 $10,434.62 $-603.95 $0.00 $0.00 $0.00 . 08/20/15 04/23/14 550 $24,039.34 $25,557.40 $-1 .518.06 $0.00 $0.00 $0.00 MEAD JOHNSON NUTRITION CO-A 582839106 08/13/15 08I04/14 160 $13,447.94 $14,788.68 $-1.340.74 $0.00 $0.00 $0.00 08/13/15 06/19/14 80 $6,723.97 $7,390.78 $-666.81 $0.00 $0.00 $0.00 08/14/15 06/18/14 180 $15,082.80 $16,506.94 $-1,424.14 $0.00 $0.00 $0.00 08/14/15 06/19/14 110 $9,217.27 $10,162.33 $-945.06 $0.00 $0.00 $0.00 ERCK 81 CO INC 58933Y105
08/25/15 04/23/14 90 $4,728.67 $5,153.90 $425.23 $0.00 $0.00 $0.00 25
Net
$0.00
$0.00 $0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
G/L)
28%
10583519620
to
Portion
(Included
Information
Number
GIL)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
in Discount
988
2015
Account
to
Portlon
Market
(included $0.00 $0.00 $0.00
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00
$0.00 $0.00 $0.00
$0.00 $0.00
Adjustments
72
$62.52 $-78.21
$29.68
$203.03 $224.13
$596.32
$613 $124.67 $218.79 $249.28
Net $-747.49 $5,040.14
$-7,478.19 $3503.59
Gain/Loss or basis
$121.04 Cost
$5,050.04 $2,637.54
$2,905.02
$8,125.74 $1,391.16 $7,381.50 $2,055.84 other $25,475.62 $17,689.05 $10,642.54 $30,226.69 $11,650.06 $14,423.13
FOUNDATION
$91.36
SYMS
$2,559.33
$1,955.74
$8,722.06 $1,453.68 $7,995.22 $2,180.51
$10,090.18
$25,678.65 $17,470.26 $10,866.67 $22,748.50 $10,919.54
$10,902.57 Proceeds
SY
05
00
75
30
30
24 20 30
CUSIP
1
110 134
301 209 120 249 150 61174X109 6934751
6936561 718546104
Units
INC
acquired
GROUP
12/11/14 04/23/14 01/06/15 11/20/14 04/23/14 o4/23/14 08I04/14 12/10/14 o4/2a/14 04/24/14 04/24/14 08I04/14
o1/29/15 01/06/15
MELLON
Date
CORP
MANAGEMENT
SERVICES
sold
'ITansactions
BNY WEALTH
disposed
BEVERAGE
10/07/15 Date
10/30/15 10/30/15 12/04/15 12/04/15 01/19/16 01/20/16 01/19/16 01/20/16 02/11/16 02/11I16 02/11/16 02/11/16
02/11/16
68
or
Term
FINANCIAL
CORP
Lon DESCRIPTION
MONSTER PNC
PVH PHILLIPS
'
.
.
26
Net
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
in
Rates
Subject
Page
GIL)
28%
10583519620
to
Portion
(included
Information
Number G/L)
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
In Discount
988
2015
Account
to
Portion
Market
(Included
00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
.20
,116.23
$606.28
$168.74
$-869.99
Net
$1,931.05 $1
$1,613.27 $2,460.67 $2,279.42 $5,376.61 $5,859.99
$3,169.07
$-5,826.30 $2.291
Gain/Loss
79
or
baSIS
Cost
$6,665.39 $1,666.35
$3,964.46 $2,265.41 $7,837 $2,256.64
other $11,774.53
$32,445.96 $16,858.99 $16,858.99 $13,137.47 $28,275.30 $32,878.25
FOUNDATION
SYMS
$8,596.44 $2,272.63 $7,311.17 $5,080.69 $2,434.15 $1,386.65 $5,546.59
$29,276.89 $13,387.80 $19,319.66 $19,138.41 $33,651.91 $38,738.24
Proceeds
SY
30 70 40 80 20
120
CUSIP
333 220 315 315 270 430 500 79466L302 816851109
845487109 857477103 907818108 81762P102
Units
14
acquired
CO
04/23/14 04/23/14 04/23/14 08/04/14 08/04/14 08/04/ 04/23/14 04/23/14 04/23/14 04/23/14 04/23/14 04/23/14 01/06/15
MELLON
Date
MANAGEMENT
INC
ENERGY
COM
CORP
sold Tiansactions
INC COM
WEALTH
BNY
disposed
10I21/15
Date 05/11/15 05/04/15 01/07/16 09/22/15 03/17/16 03/30/16 03/31/16 05I22/15 05/12/15 01/22/16 01/22/16 03/17/16
CORP
or
ENERGY
Term
PACIFIC
ST
DESCRIPTION SALESFORCE
SEMPRA SERVICENOW SOUTHWESTERN STATE UNION
27
Net
$0.00 $0.00
$0.00 $0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00
$0.00 in
Rates
Subject
Page
GIL)
28%
10583519620
to
Portion
(included
Information
Number
GIL)
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Tax
Net
and
Subject
Discount in
988
2015
Account
to
Portion
Market
(included
$0.00 $0.00
$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00
Adjustments
Code
$898.95 $159.09
$277.31 $271.36 Net
$1,837.75 $2,744.55 $1,810.45
$5,894.43
$2,119.20
$8,064.03
$-4,486.78
Gain/Loss
$153,590.51 or basis Cost
$9,775.10
$9,976.24 $4,485.19
$2,574.57 $1,335.19
other $29,002.39
$12,390.49 $10,700.87 $12,953.69
$14,698.36
$15,271.22 $14,200.46
FOUNDATION
36
93
,494.28 ,165.65
SYMS
$6,655.90 $4,113.83
$9,598 $3,473.52 $1
$9,713.68
$20,938. $14,228.24 $13,445.42 $14,764.14
$21
Proceeds
$168,288.87
SY
08
C101
3Y100
77.11
0
91 6
96 12 1 90
CUSIP 190 B24CGK7 302 220 907818108 230 21 183
91 168
92343V104 G01
G1151
G5785G107
1700
Units
A
4
4
CL
14
PLC
INC
acquired
SHS
08I15/14 04/23/14 12/16/99 11/07/14 11/07/14 04/23/14 04/23/14 04/23/14
04/23/1 08/04/14 08I04/
09/03/1
NEW
MELLON
Date
MANAGEMENT
GROUP
CORP
IRELAND
5
5
PLC
1
CORP
sold
Transactions
PLC
WEALTH BNY
disposed
PLC
2/08/1
to Date 12/08/15 01/22/16 01/22/16 1 07/27/15 12/08/15 03I17I16 04/20/16 02/11/16 01/20/16 04/20/16 09/29/
COMMUNICATIONS or
BENCKISER
ENERGY
Term
PACIFIC
Lon DESCRIPTION
UNION
VALERO RECKITT VERIZON ALLERGAN ACCENTURE MALLINCKRODT
2015 Tax Information BNY M E LLON Account Number 10583519620 ' WEALTH MANAGEMENT SY SYMS FOUNDATION Page 28
Lon Term Transactions
DESCRIPTION CUSIP
Portion Subject Portlon Subject Date sold to 988 and to 28% Rates or dIsposed Cost or Net Date acquired Units Proceeds Market Discount (included In Net other basis Gem/Loss Code Adjustments (Included in Net GIL) GIL) MALLINCKRODT . PLC G5785G107
09/29/15 09/02/14 360 $20,815.04 $29,554.99 $2,739.95 $0.00 $0.00 $0.00 TE CONNECTIVITY LTD H84989104
10/21/ 15 06/03/14 80 $4,919.54 $4,831 25 $88.29 $0.00 $0.00 $0.00 10/21/15 05/02/14 120 $7,379.31 $7,113.90 $265.41 $0.00 $0.00 $0.00 10/27/ 15 05/02/14 90 $5,587.71 $5,335.43 $252.28 $0.00 $0.00 $0.00 10/27/15 05/01/14 130 $8,071.14 $7,702.88 $366.26 $0.00 $0.00 $0.00 10/29/15 04/30/14 80 $5,120.05 $4,723.28 $396.77 $0.00 $0.00 $0.00 10/29/15 05/01/14 130 $8,320.08 $7,702.87 $617.21 $0.00 $0.00 $0.00 AVAGO TECHNOLOGIES LTD Y0486S104 06/02/15 04/23/14 . 97 $13,959.95 $6,244 28 $7,715.67 $0 00 , $0.00 $0.00 08/19/15 04/23/14 110 $13,285.13 $7,081.14 $6,203.99 $0.00 $0.00 $0.00 Total Long Term Gain/Loss $1,974, 039. 70 $1.717, 753.45 $256,286.25 $0.00 $0. 00 $0.00 .
#53; 40 94
5.04 1.82
-0 -9
IDS'I
DENNIS
.1.
24
'3
5
5.59 2.24
4.03 -8.44
-1
Lo; Realized
G51
SCHMIDT
-
ems
P118.
.ctou
59.3402
108.9858 146.8229 116.8134
and;
146.82 109.04 118.61 118.68
491.26
Co
Gleam
(2
1,
Chub-to
1I15I2016 3I7I2016 317/2018 3I7I2016 a...
Dav-g
J'nde
58.2159
182.1574 111.0200 111.0200
Amount
Adam
'1 N N '1
T'
499.69
110.07 162.16 111.02 116.44
s
0
C
MST-IV.
c 0 C c
man-Immature...
5
1115/2015 1/1512016 1/20I2016
11I2412015
9W
MT
'.
C8 AMGN NKE CB
'
Tea-ha
C1")?
275
STE
B
ET
Snot-Ir
alum
NORTH. pM
,
LINE-"5 CLASS
sms
INC
LTD
07024-7586
F
INC
m...
NJ
PLAZA
FOUNDATION
-'
CHUBBLTO AMGEN CHUBB NIKE
MARCY
2017105 LEE
=
1 1
2
for
sms
28,
BRIDGE
0.8914
1 sv FORT 6937-0100- ATTN
Short
Firm-nann- Quantity
ab
"
'1
.
28 74 09
9.56 79
43
13.97 54.94 52.42 88.79 88.87 61.89
3.08
4.22
3.41 -1
4.55 18 -3 -1 -0.41 10.33 34.61 -2
16.85 10.88 -1 35.03 -0,10 15'? 85.83
DENNIS
39 98
.0
23 70 38
86
59.71 35.09 51.39
-21
121 124.98 102.85 -8
45.77 47.54 29 2.51
58.30 84.73
219.44
29 45.49 149.18 111.19
188.06 62,46 -13 140.07
boss
W 2,507.41 Ge"
SCHMIDT
-'
EN18
7497
81100
cIou
58.1294 68.0376 88.0376 60.5685 38.1213 90.2584
134.5225
30.5411 30.5411 30.5411 30.5411 30.5411 30.5411 30.5411 30.5411 37.7497 37.7487 37.7497 37.7497 37.7497 37 37.7497 37.7497 -
175.1273
32
98
.45
88.04 90.26
168.39 383.39 269.04 256.10
419
580.27 794.05 488.84 818.21 783.51 732.87 717.23 881.47 603.98 943.72
805
1,588.11
2,015.70 1,962.94 1,132.47
2,491 5,428.85
choc/In. Rounds
5
sold 3I7f2018 3l7/2018 31712018 3172016 1117/2018 3l7f2018 3I7/2016
7/13/2015 7/13/2015 7I13/2015 7I13/2015 7/13/2015 7/13/2015 7/13/2015 7/13/2015 7/10/2015 7/10/2015 nae-00000 7/10/2015 7I18I2015 7l18f2015 7I18I2015 7/10/2015 7I16I2015
'10/20/2015
xDar-r-
2.2337
.0801
1 38.7341 50.9472 83.4478 83.0820 38.2255 45.5870
1
22.6892 26.2842 27.8793 28.8264 31.5146 31 29.3030 30.8679 27.8563 32.3612 34.1049 36.5039 38.8308 38.2951
36.1085 37.7872 9 94.2403
WM"
'1 N '1 N N N '1
N N N N N N N N N N N N N N N N N
24
50.95
138.71 186.19 108.68 112 238.41 367.83
431.00 882.88 442.87 945.44 777.00 703.27 531.17 041.40 545.88 957.30 866.54
1.54057
2,024.00 1,898.21 1,164.03
2,403.90 2,921.44
9 c 9 9 9 9 c
0 '3 0 P c 9 c P c c 6 C c c G c 0
W
501/2012 5I31I'2012 "202012 501/2012 "2412012
sis/2013 BIB/2013
Slit/2013 970/2013
127312012 1002/2012
5/31/2012
8/24/2012 1/20/2014
Slat/2012 aha/2012 marzou
GIN/2012
10122/2012 12/31/2012 1004/2013
10/22/2012 12/31/2012 10/24/2013
mm
EC.
.DQ'rt
'- 40
CVX T ADP Ell-Err AFL APD ADI ADP
mom D BXLT BXLT 55533325333 IL
F9r3'9
INC
275 INC INC INC INC INC INC INC INC
SYS
STE
PROCESSIN PROCESSIN INC
CHEMICALS
8
DATA DATA
WE"
CORPORATTON
PMET NORTH.
DEVICES
INC INC INC INC INC INC INC INC RESEARCH
INC INTERNATIONAL INTERNATIONAL INC SYMS INTERNATIONAL INTERNATIONAL INTERNATIONAL INTERNATIONAL INTERNATIONAL INTERNATIONAL
0702497588 T
- PRODUCTS
ER
8
NJ
PLAZA
FOUNDATION
CHEVRON AUTOMATTC AUTOMATIC AFLAC AT AIR ANALOG
BAXALTA DAXALTA BAXALTA BAXALTA BAXALTA BAXALTA DAXALTA BAXALTA BAXTER BAXTER HAXTER BAXTER HAXTER BAXTER BAXT BAXTER FACTSET MARCY '-
20177104 6 NDGQ' LEE 2
11
19 16 28 52 30 25 18 16 24 86 28 52 30 24 25 68 31 SYMS
BRIDGE
v
6937-0100 1 SY ATTN FORT
Long
Wha-
M28, .
' 0
'
$91) 28, 2017 7105 PM ET mum-r Page 2 of 15 Wand Fan 0037-0100 - W "=' ' 5 FA r 5 D SY SYMS FOUNDATION 1 BRIDGE PLAZA NORTH. STE 275 EN10 SCHMIDT DENNIS ATTN z MARCY SYMS @417! FORT LEE NJ 07024-7500 -r- E * Ac 6? C as hm; Pr <7 G- . [J Gum Jim $04.6 m 5 1" ' .' . 0.001110 ' 0010110010 - LOSS .. ' monk-100m MIMI ' - . .11-alt, 010000000. Chum .. . .. 0001' Pile. 01000 - . Rahal ' 11S P1100 - ' " Nnoginl . edu- ' Lona 7 or. IONIDV GENL Lou MILLS INC GIS 513172012 0 191.53 N GRAINGER W W INC 38.3056 37772016 298.31 GVWV 59.8840 108.78 55.75 8724/2012 0 410.09 HARRIS CORP DEL " 205.0440 37772018 HRS 44944 24.7268 39.35 872472012 0 9.80 ILL TOOL 232.51 " 46.5020 37772018 WORKS INC ITW 398.32 79.2687 872472012 163.81 70.45 c-nnonn 0 239,43 N JM SMUCKER CO 59.8570 37772016 300.70 SJM 072472012c 07.0070 151.35 03.21 . JOHNSON 04,55 0 04.5005 aJOHNSON JNJ 37772010 120.04 120.0357 42.30 072472012 c 202.00 0 50.12 JOHNSON 0 JOHNSON JNJ 07.5054 37772010 310.72 100.5770 10,22,201, c 214.50 0 117.03 57.74 KELLOGG 71.4888 37772018 COMPANY K 318.74 106 5778 5131,2012 c 105.24 48.06 294.05 14 40.0071 LOVVES COMPANIES INC 37772010 440.40 74.0100 LOW 215/2013 155.41 52.05 0 11511 N MCDONALDS CORP 38.3685 37772016 211.87 MOO 5,31,21,12 c 70.6567 $.86 84.15 ,- V 200.01 N MEDTRONIC PLC 00.5374 37772010 350.00 MOT "27,2015 c 110.0004 02.07 30.55 nmN-nvununuuvnmvnnn 1,077,300 70.0500 MICROSOFT CORP MSFT 37772010 1,001.15 75.7075 A - 5731,2012 c 37.35 lb. 15 -0.10 MICROSOFT 0 20.2177 37772010 CORP MSFT 152.05 50.0001 05.30 "24,2012 0 273.93 74.50 M 30.4380 37772016 NEXTERA ENERGY INC NEE 458.87 50 9881 5,24,27,12 0 135,05 0 164.94 87.51 NORDSTROM INc JWN 07.5230 37772010 20.74 114.3714 551,201; 0 237,95 0 03.00 89.37 NORFOLK SOUTHERN CORP Nsc 47.5012 37772010 273.00 54.0100 3,22,21,12 a 293.7. 11 35.13 14.70 NOVARTIS AG 73.4437 37772010 317.10 st 5,31,21,12 c 70.2777 23.32 7.04 PAYCHEX 104,14 0 520050 37772010 INC PAYX 144.02 72.4500 40.70 30.10 SIM/2012 C 149.95 N PEPSICO INCORPORATED 29.9800 37772018 282.83 PEP 3724/2012 0 52.5279 112.88 75.15 148.34 N 73.1671 PHILUPS 68 37772018 188.43 99.2142 PSX 35,2012 0 52.09 35.80 . 11359 N 39.5300 POLARIS INDS INC 37772018 261.61 872071 PII 1213112012 c 143.02 120.60 13545 N 83.2215 PRAXAIR INC 37772016 187.25 93.6245 PX M40012 20 80 12.50 0 213.93 N PROCTER 8 GAMBLE CO 108.9900 37772016 216.53 PG 5731/2012 0 108.2641 2.55 1.19 24935 N 62.3356 SCANA CORP COM 37772018 332.81 83.2062 SCG M40012 C 83.48 33.47 95.68 N 47.8254 SOUTHERN COMPANV - 37772016 131.50 65.7517 SO 3,24,27,12 C 35.84 37.47 229.03 M 45.8157 SYSCO CORPORATION 37772018 242.80 48.5217 SYY 5131/2012 c 13.52 5.90 TARGET 111.53 74 27.8828 CORP TGT 37772016 180.18 45.0443 3124/2012 1; 88.85 81.55 3M co 19123 N 63.7410 MMM 37772018 241.98 80.6633 50.75 5,31,27,12 c 253 52 0 20.54 VF CORPORATION 04.5300 37772010 400.44 VFC 3,24,21,12 0 100.1401 220.02 00.43 ,- 112.4; WAL-MART STORES N 37.4020 37772010 INc WMT 107.22 05.7305 04.74 3,24,21,12 c 72.05 11 75.34 72.0700 37772010 07.00 07.0032 -4 22 -5 05
rm co, curl IzUD PM El
Pup-0d For.- Page 3 of 15 8937-0100 .. WEI); FAfDD SY SYMS FOUNDATION 1 BRIDGE PLAZA NORTH EN19 SCHMIDT DENNIS ATTN ; MARCY SYMS FORT LEE NJ 07024-7580 6-11 1'74 SDI-D Frame 01 s - I-O$$ .000-Ayn 01000 .W' N L000 .0110. ' 00171 9r 3 WEC ENERGY GROUP INC wee L000 ' .. -x 872472012 0 #73 N -x 30.2410 37773010 3 CLOROX 170.58 50.0537 - - 55.03 COMPANY CLX 40.00 573172012 3 COLGATE 0 200.02 N PALMOLIVE CO CL 68.9781 37772018 370.24 072472012 123.4165 163 32 78.93 138 CONOCOPHILLIPS 6 150.35 N COP 52.7833 37772015 202.02 57172013 6 67.5400 44.27 27.98 32 CONOCOPHILLIPS 0,100.02 N 80.2200 172672018 COP 4,707.21 346125 57372013 0 53.482 T1 -42 52 42 CONOCOPHILIJPS 1,901.00 N 81.9250 172672018 COP 1.107 50 34.8125 67672013 G -874 02 4411 27 CONOCOPHILLIPS 250301 N 61 .7573 172672018 COP 1,453.00 34.6125 1072472013 c -1.140 12 43 96 85 CONOCOPHILLIPS 1.000 30 N 73.3468 172672016 COP 034.52 34 8125 4,045 awn-7N!) 1720/2014 84 -52.81 EATON e 5,624.11 N VANCE CORP NON VTG 68.1880 172872016 2.042.02' 072472012 6 34.8125 -2.G82 09 47 69 EMERSON ELECTRIC 52.50 N 26.2483 37772018 CO EMR 02.04 31.4210 573172012 10.34 18.70 EVERSOURCE 0 233.09 N ENERGY ES 48.7788 37772018 250.00 072472012 51.7342 24.77 10.59 EXXON C 100.11 N MOBIL CORP XOM 37.8212 37772018 200.03 573172012 6 58.1088 91.42 48.34 GENL DYNAMICS 15010 N 79.5855 CORP COM GD 37772018 188 12 573172012 5 84.0577 8.94 5.82 191.57 N 83.8555 37772018 300 04 132.0180 ...- 204.47 106.73 44,115,017 I 41.10-7.15 - 7480. 34' E
307.3 .
'
62
05 33 89
23
65
46 81
49
96
or
75.38 27.08
71 -25
-84 -41 -90
-32 -31
-32
-3G
Gain
Lou
'
1
DENNIS
of
19 75
62 70 02
83
28 57
40
1
,637
1,081.87
6,739
5,498.61
Rulizid -1
-7,163 -5,923 -3.321
-2,021
LOSS 4.990
-1,798 -3.055
GEN
Page
SCHMIDT
'-
J
EN19
6764 5332 8179 5934 -Jq5'q;.$'0
6724
4391
Prlco
Clot.
1
6
56.8107 1
76 72 51
36.0301 36
42.1522 77.1380 23.5188
,
03 54 46 23
17
47
36
Amt
934.12
'
1.359 5.077 4.753.85 8.409
4.251 4,336 3,709.32 5,244.15
15,679
I 441.70
13,190
Clo" PHJCadJ
1
@454
Dita
Sat-D
Clot. Ban.
1121/2016 1121/2016
1/28/2016 1/26/2016
211/2016 2/26/2016
1112/2015 11I3/2015
611912015
6119/2015 6119/2015
0902 0765 2510
1635
9810 2177
Price
32.3922 57
74.1100 87.9340 73
53.1605 53 'Tndo
62.5896 37
44
103
Cop!
Amount
Adjust-d
N N
N N N N
N
N N N
N
14
27
60
30
ac
8.940 3,995.36
6.391 8,522.65
5,507.89
6,273 6,328.45 7,691.75 8,299.55
14,333.24 10,255
601531.
h-n--.
c c c c c c
0
c c c c
512014 ca
4I15/2014 4I15/2014 4I15/2014 4115/2014 4I15/2014 4I15/2014
4I15/2014 4I15/2014
4115/2014 4I15/2014 4/1
. 9
0'30an Dare D
Security
HAR MANH NXPI URI SM WLL CSTE CSTE CRS TRMB 404132-10-2 FArj
ram-y,
'
INC L?
275 NV
NEW
YAM YAM
LTO
STE INC
w.)
INC
CORP
COM
SDOT INC SDOT
WEI/J
ET
INDS 1
ASSOCIATES
C0
TECHNOLOGY
NORTH. PM
INTL PETRO
NAVIGATION
STONE STONE HLDGS
RENTALS
SYMS
07024-7586
--
SEMICONDUCTORS
ms
659
ENERGY
NJ
PLAZA
FOUNDATION
HARMAN MANHATTAN UNITED
NXP SM WHITING
TUTRL.
CAESAR HCC CAESAR CARPENTER TRIMBLE
For;
MARCY
2017
LEE
; 15 62 70 88 1 163 140 276
SYMS 118 119 171 223
28,
BRIDGE
1 6028-8285
SY
FORT
ATTN Long all-"MU
Long
Pmparad
Feb
.
92
95
or
-7
L000
'GIII'I
5
DENNIS
of
1
-516.37
-s10.37
Realm
Page
SCHMIDT
EN19
P1100
Clou
0.2500
Amt
6,000.00 0,000.00
.
Close
0000
Clo"
1115/2016
.
0.9600
Trad.
'Pdco
-
Coot
W
Amount
AW
N
G..."
0,510.37
5,516.37
CoctAmount
2016Tle00r
-
c
.
mama-nu
Data
4,1-"2014
-
1
09010
I
,
'
m v
5
Steamy
TE
0
ASRYX
' F'Arj
H
A-o 11;
Y
275
,
EST
STE
L- We.
REAL
ET
fa
Nam.
.
PM NORTH.
GLBL
'
rv
I
"
SYMS
07024-7586 -
656
NJ
PLAZA
.
FOUNDATION
-
j.
7 INVESCO
MARCY
LEE
2017 7
;
SYMS
BRIDGE
1
SY FORT 5037-1103
ATTN
011.8011
727.2730
Long Misc "Want/For.-
I
...-E91328,
' '5 pg, 58' 2017 6z49 PM ET Wham Gus-nu was 2015 TIxYear Prepared For; 5506-9702 # W E 1 ' 5 FAnf) D EN19 SCHMIDT DENNIS SY SYMS FOUNDATION 1 BRIDGE PLAZA NORTH, STE 275 ' ATTN ; MARCY SYMS d 21.5 C o s 1- d #11. Rounds G1 J FORT LEE NJ 07024-7586 ,L '5) 90R $90.- 9 7 'Q'uantlty , Nam. , . ,Socurlty !' 09011 0010 ' < 6001 Amount Adjustnd . Trad. Clo" Data Close Amt Clan - Remand % Cast P1100 Prlco Gal'n ' - ' Amount . 7 L000 Short 50 BANK MONTREAL QUEBEC BMO 7/16/2014 C 3.775.40 N 75 5080 6119/2015 3,003.35 60.0681 -772 05 -20 45 26 BANK MONTREAL QUEBEC BMO 8115/2014 c 2,057.33 N 73.4762 6119/2015 1,681 88 60 0661 -375 45 -18 25
42 NATIONAL GRID PLC SA NEW NGG 7,1/5,2014 0 3.15115 0 75 7050 0119/2015 2,057.52 50 0374 .324 64 -10 20 15 NATIONAL GRID PLC SA NEW NGG 0115/2014 c 1.095 74 N 73.2495 0119/2015 1,020.54 00 0374 -70 20 .7 12 . 39 NATIONAL GRID PLC SA NEW NGG 1319,2014 c 2773 29 N 71.1099 0119/2015 2,053.42 60 0374 -119 07 4.32
Short
' 0.6000 SOUTH32 LTD ADR WII SOUHY 5129/2015 0 5 40 N 9.0000 5129/2015 4 95 8.2500 -045 -8 33 63 SOUTH32 LTD ADR SOUHY 5129/2015 5 567.00 N 9 0000 81112015 512 82 6 1400 -5418 -9 56 319 SUMITOMO MITSUI FINL SA SMFG 7116/2014 0 2.534 94 N 8 2600 6119/2015 2,684.24 8 4147 49 30 1 176 SUMITOMO MITSUI FINL SA SMFG 87 8115/2014 1; 1,420.32 N 8.0700 6119/2015 1,480.97 8 4147 80.65 4 27
Tb-rnn. 3H9!!! T-Eam 11, 511/v.55 15, $451,011 ELM-+381
l
I
10"
Io??- 77 15 67 17 29 87 20 08 63 58 00 00 51 37 51 04 02 95 31 16 00 5.20 7 2.04 -8 -2 -6 -7 21 34.96 37 14 -22 -12 -12.66 -21 -21 -15 -25 -28 -16 -11 -12 -11 60111 L000
DENNIS
.
30
$5 53 20 00 04 15 47 05 23 04 51 12 45 00 24 05 00 59 30 97
52 72
.07 -10 -91 303.00 373.90 140.90 459 441
501 -220 -271 1.9 -675 405 -555 -303 -304 -111 .110 -250
61.12..)
Rum
-1,057
4.390
"'
SCHMIDT
-
7
EN19
4110 1003 0001 1003 0001 5402 5402 0519 0374 9250 0374 0541 4305 P1100 4147
01000
0.7944
0
03 00.0001 50 55.1003 55 00 55.1003 55 55.1003 00 00 22.0510 22 22.0519 00 00.0374 31 00 40 40.9250 20
84 74 58 09 72 16 98 21 83 79 68 49
639.50 408 798
3,588 1,561 4,144.82 1,501.67 1,785 1,599.82 1,930.58 2,198 2,371.84 3,384 1,771.85 1,369 1.278 1,428.78 2,844.84 1,428.76 3,394 2,975.44 2.008 3,643
Facade 0159111111
$000-D
(larc.
Clo-om
1114/2015
1114/2015 6119/2015 6119/2015 6119/2015 911/2015 911/2015 911/2015 911/2015 911/2015 911/2015 91112015 6119/2015 6119/2015 6119/2015 611912015 911/2015 811912015 611912015 6119/2015 6119/2015 91112015 611912015
0000 7848 7700 9100 9490 7656 6756 0899 8000 4300 2460
7.2590
P0100
8
T1000
68 88 70 72.5265 71.9800 79.6000 59 58.5399 75 24.8300 23.9200 87 25.0100 89.7880 72.4100 30 73.5600 43 29 46.8505
108
'
Amount
Mann-0
N N N N N N N N N N N N N N N N N N N N N
501M 07IN 04
75
74 00 52
90510 720 410.72 740.41
3,047.00 2,154 1,700.02 1.772 2.250 2,314 4,044.00 1.014.70 4,754.95 4.74015 1,312.05 139013 3,209.40 1,520.01 1,544.70 2,020.40 2,953.24 2,204 3.570
'Cotth'ilolllll
4.
0 6 C 6 c 6 c 6 <5 6 6 C 6 c 6 c = c c 6 c 0 12
0010
5115/2014 4110/2014 4/10/2014 5115/2014 0110/2014 4/10/2014 4110/2014 0110/2014 7110/2014 0115/2014 5115/2014 5115/2014 4110/2014 4110/2014 0110/2014 5/15/2014 5115/2014 4110/2014 011012014 4110/2014 4110/2014 4/10/2014 4116/2014
Aha
00011
elm-e-
1
9
800mm
E
BASFY BMO BMO
9M0
DBOEY ETN ETN
ETN ETN ETN
LLY LLY MGDDY MGDDY
MGDDY NGG NGG
NGG PF PUK PUK SGAPY
SMFG
F6"
275
ADR ADR ADR NEW NEW NEW SA
ADR
SA AG-UNSPO SA SA
STE
FINL
QUEBEC QUEBEC QUEBEC UNSP UNSP UNSP
PLC PLC PLC
ET
1.2/511$
PLC PLC PLC PLC PLC
PLC PLC
TELECOMM-ADR
BOERSE
MITSUI CO CO
PM
NORTH.
GRID GRID GRID
(CGDE) (CGDE) (CGDE)
81 8 SPONSORED
SYMS
CORP CORP INCORPORATED CORP CORP CORP
07024-7586
MONTREAL MONTREAL MONTREAL
SE
--
6z49
LILLY LILLY
NJ
PLAZA
FOUNDATION
BASF BANK BANK BANK DEUTSCHE EATON EATON EATON EATON EATON ELI ELI MICHELIN MICHELIN For; MICHELIN NATIONAL NATIONAL NATIONAL PFIZER PRUDENTIAL PRUDENTIAL SINGAPORE SUMITOMO
MARCY
2017
LEE ; 43 69 26 32 35 17 25 43 29 61 58 22 29 16 21 21 88 76
SYMS
129 433
28,
BRIDGE
5506-9702 1 SY FORT ATTN
Papa/0d
Feb
1
' Feb 28, 2017 6249 PM ET
Pnpamd For,- 5500-9702 -- u.) E I I5 FAFSC sv SYMS FOUNDATION EN19 SCHMIDT DENNIS 1 BRIDGE PLAZA NORTH, STE 275 ATTN z MARCY SYMS dare C05? dare. 670' J FORT LEE NJ 07024-7506 Sold 175000/0d 9 v Loss 16' Gummy 8001111171 000110020 1. 'CMA/hount M00101! ' W0 0500 0000 011300 Amt Clan 6001 P1100 P1100 ' Glln Amount J w 1.000 Long 189 SUMITOMO MITSUI FINL SA SMFG 511512014 6 1,490.01 N 7 9260 6119/2015 1 590.35 8.4147 92.34 6.16 184 SUMITOMO MITSUI FINL SA SMFG 611612014 C 1,300.20 N 8.4850 6119/2015 1,379.88 8.4147 -8.28 -0.60 VERIZON COMMUNICATIONS VZ 411812014 0 421.43 N 46.8265 91112015 405 44 45 0500 -15 99 -3 79 37 VERIZON COMMUNICATIONS VZ 5115/2014 (2 1,773.04 N 47 9200 91112015 1,686.82 45.0500 -106 22 -5.99 38 VERIZON COMMUNICATIONS 6118/2014 c 1,073.40 N 49.3000 911/2015 1,711 87 45.0500 -161 53 -8.62 75 VERIZON COMMUNICATIONS V2 711812014 c 3,817.92 N 50 9056 911/2015 3,378.89 45.0500 439 23 -1 1 50 40 VERIZON COMMUNICATIONS V2 8115/2014 1; 1,949.20 N 48.7300 911/2015 1,801.97 45.0500 -147 23 -7 55 147 ZURICH INSURANCE GROUP ZURW 4118/2014 1; 4,127 01 N 28.0790 911/2015 3,971.88 27.0200 -155 75 -3 77 52 ZURICH INSURANCE GROUP ZURW 511512014 5 1,519.70 N 29.2250 9/1R015 1,405.01 27.0200 -114.89 -7 55 8 ll) ZURICH INSURANCE GROUP ZURW 8116/2014 9 1,92140 N 29.5600 911/2015 1,756.26 27.0200 4165.14 -8 59 113 ZURICH INSURANCE GROUP ZURW 711812014 1; 3,469.10 N 30.7000 911/2015 3,053.21 27.0200 415 89 -11 99 56 ZURICH INSURANCE GROUP ZU RVY 811512014 1; 1,070.03 N 29.9399 911/2015 1,513.10 27.0200 -163 53 -9 75 7x
428.51 -5.66 72 ASTRAZENECA PLC SPON ADR 4110/2014 0 2,271.42 N 31.5475 211012010 2,142.91 29.7633 -259 29 -25,10 28 ASTRAZENECA PLC SPON ADR 5115/2014 e 1,033.11 N 39.7350 211012010 773.82 29.7633 88 -19 38 ASTRAZENECA PLC SPON ADR 011012014 c 1,181.28 N 36.9150 211012010 952.40 29.7833 -228
1'3 15 ASTRAZENECA PLC SPON ADR 7110/2014 e 2,087.28 N 37.2726 211012010 1,666.71 29.7633 420.55 -20 ASTRAZENECA PLC SPON ADR AZN 011512014 c 888.81 N 34.1850 2/10/2010 773.84 29.7633 414.97 -12 94 v38 01 111 HSBC HOLDINGS PLC-SPONS HSBC 4110/2014 c 5,762.73 N 51.9164 211012010 3,572.52 32.1858 -2.190 21 450 22 -24.98 24 MICHEUN (CGDE) UNSP ADR MGDDY 0110/2014 c 801.44 N 25.0100 211012010 451.22 18.8015 49.61 103 MICHEUN (CGDE) UNSP ADR MGDDY ,7/10/2014 e 2,408.83 N 23.3400 211012010 1,936.51 18.8015 -472 32 -12 03 59 MICHELIN (CGDE) UNSP ADR MGDDY 011512014 c 1,260.99 N 21.3300 211012010 1,109.28 18.8015 -151 73 164 MICHELIN (CGDE) UNSP ADR MGDDY 1211312014 e 2,984.05 N 1 8.0374 211012010 3,083.40 18.8015 119.35 4.03
ran-cu... on ..1 L; 1T$KM 49005.10 89 "3. 33 IO $51-11 a--l--- -.J-.-- +-
M20177;01PMET mama-mun- Page 1 ot a NETqu ProparodFor; 7722-0138 -' W E! I 5 Fires) D SY SYMS FOUNDATION EN19 SCHMIDT DENNIS 1 BRIDGE PLAZA NORTH. STE 275 ATN ; MARCY SYMS d 612. a . FORT LEE NJ 07024-7535 44;, dare Bo ace (Ls Ben 53 a 9* 1' 59H - Lass Quantity - - Nam. anew-Ry 0pm Duh Cod Amount Adjusts! Trad. Clo" Duh Clan Amt cm. Runnd % A Cor; . Paco Prlco Gain menu or sum . Lou
45.33 0.6000 SOUTH32 LTD ADR W/I SOUHY sag/2015 c , 5.40 N 9.0000 5/29I2015 4.95 3.2500 -0 4 5 65 SOUTH32 LTD ADR SOUHY sag/2015 a 53590 N 9.0000 1200/2015 246.56 3 7932 -3"8 a 44 -57 8 5
Tafnn. ...oss - $1" 540.413 25!,6! - 353.91
- -.- -v, ..qu I-VVI I'll-l Iagc-v-J M For; 7722-0138 - w E I IS FArS 12 sv sms FOUNDATION EN19 SCHMIDT DENNIS 1 BRIDGE PLAZA NORTH. STE 275 ATN ; 14ch svus dart? FORT LEE NJ 07024-7533 5034 acct (7(0sz - Loss .MM Guam Clu- W 11 PM. L000 32 DEUTSCHE POST AG ADR DPSGY 471572014 e 1.144.011 I 35.7500 1I21l2018 778.41 24.2832 -367.59 -32.13 88! ORKLA ASA ORKLY 471572014 e 5.5mm I 8.0095 1l21f2016 5.052.87 7.3338 427.62 -9.45 0.220 STATGL ASA STO 471572914 9 4.49 M 28.0170 3I1W2018 3.37 15.1802 4.03 47.34
Long 48 KIRIN HOLDINGS COLTD KNBWY 4/15/2014 c 683.84 N 13.8300 "ZS/2015 715.54 14.9072 51.70 7.79 231 KIRIN HOLDINGS CO LTD KNEWY 4I15/2014 c 3,194.73 N 13.8300 7/29f2015 3.489 93 15.1082 295.20 9.24 1.009 NORTH ATLANTIC DRILLING G861 3P-20-2 8125/2014 c 10.286.05 N 10.1943 1 17572015 795.18 0.7881 -S.490 87 -92'.27
TO'FHL [-0552 *L-T 710. 875. w IO. 835.40 . 10.04-61.3'
Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Advison Friendly account name; GB Taxable Agg .316 UBS April 2016 BOCCIA QUINN WEALTH MANAGEMENT Account number; WE B8391 EH 212-626-8500/800458-1764
Realized gains and losses
The estimated realized gains and losses shown below are not for tax purposes Please note that gain or loss information We may not adjust gains and losses for all capital changes We automatically adjust cost bass for recognized on the sale or redemption of certain Structured Products, like Contingent Debt Securities, may be tax-exempt and AMT coupon municipal securities for estimated amortization of bond premiums and for accreted OID ordinary, and not capital, gain or loss Please check With your tax adwsor To calculate gains and losses. we for securities issued at a discount If you requested that UBS adjust cost bass for the bond premium amortization on liqwdate the oldest security lot first This is known as the first-in, first-out or FIFO accounting method We use taxable debt securities then cost basis reflected for these securities has been adjusted Estimates in the Unclassmed this method unless you specified which tax lot to close when you placed your order This is known as a versus section can not be classmed as short term or long term because information is missmg. or the product is one in which purchases or VSP order See Important lnfonnation about your statement at the end of this document for more the gain/loss calculation is not prowded Short-term capital gains and losses
Wash sale Quantity or Purchase Sale Sale Cost cost basis Security description Method face value date date amount (5) basis (5) adjustmentm Loss (5) Gain (3) BLACKROCK US OPPORTUNTIES INSTL CL FIFO 218055 Dec 14, 15 Apr21,16 7,645 01 7,699 53 -54.52 INVESCO GLOBAL REAL ESATE INCOME FUND CLASS Y FIFO 113.591 Jun 19, 15 Apr21, 16 1,005 28 1,037.09 -3181 FIFO 1 19 288 Sep18,15 Apr21, 16 1,055 70 1,043 77 11.93 FIFO 307.584 Dec 14, 15 Apr21, 16 2,722 12 2,596 01 12611 FIFO 1 18 514 Dec 14, 15 Apr21, 16 1,048 85 1,000 26 4859 FIFO 71 366 Mar 17, 16 Apr21, 16 631.59 632 30 -0 71 Total $14,108.55 $14,008.96 487.04 $186.63 Net short-term capital gains and losses $99.59 ..- Long-term capital gains and losses --
Wash sale Quantity or Purchase Sale Sale Cost cost basis Security description Method face value date date amount (5) bass (3) adjustmentm Loss (5) Gain (5) . BLACKROCK US OPPORTUNTIES INSTL CL FIFO 2.637.826 Dec 12, 14 Apr21, 16 92,482.18 100,000 00 -7,517 82 CHAMPLAIN SMALL COMPANY FUND ADVISOR CLASS FIFO 5,226 700 Apr 17, 14 Apr21, 16 83,000 00 84,41121 -1,41121 INVESCO GLOBAL REAL ESATE INCOME FUND CLASS Y FIFO 8,870 941 Apr 17, 14 Apr21, 16 78,507 83 79,483 63 -975 80 FIFO 120 862 Jun 20, 14 Apr21, 16 1,069 62 1.1 14 35 -44 73 FIFO 2,575 107 Jul 15, 14 Apr21, 16 22,789 70 24,000 00 -1,210 30 FIFO 178 640 Sep19. 14 Apr21, 16 1,580 96 1,616 69 -35.73 FIFO 150 929 Dec 15, 14 Apr21, 16 1,335 73 1,379 49 -43 76 continued next page CPZ60002001318737 P26000079190 00003 0416 031627583 WE88391EHO 000000 Page 19 of 96
$ UBS Portfolio Management Program Account name; SY SYMS FOUNDATION Your Financial Adviser; Friendly account name; GB Taxable Agg BOCCIA QUINN WEALTH MANAGEMENT April 2016 Account number; WE B8391 EH 212-626-8500/800-458-1764
Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale Quantity or Purchase Sale Sale Cost cost basis Security description Method face value date date amount (3) basis (5) adjustmentIS) Loss (5) Gain (5) FIFO 6 550 Dec 15, 14 Apr21,16 S7 96 59 87 -1 91 FIFO 1 10 364 Mar 20, 15 Apr21, 16 976 72 1,031 90 -55 18 MID AMERICAN BANK MO US RT 01 0000% MAT 03/15/18 FIXED RATE CD FIFO 100,000 000 Feb 26, 13 Apr21, 16 99,740 00 100,000 00 -260.00 Total $381,540.70 $393,097.14 -51 1,556.44 Net long-term capital gains or losses 311,556.44
. (5) 25 48
53
(5) 69
73
80
on Gain
010
Gain $181.91
$181.91
- h..-
5,733
which
1,723
$7,610.95
in
for Adviser;
one
accreted
Unclassified
is
basis
amoitization
for MANAGEMENT
the
cost
in
and
Flnandal product (S)
77
(S) 27
premium
adiust
the Loss WEALTH Your Loss
or
Estimates
premiums
bond
-3,442
-3,986 212-626-8500/800-458-1764 -$7.429.04
the QUINN
bond
missmg.
for
of
automatically
is
adjusted
We
basis
been BOCCIA
cost sale
has basis sale basis
information
amortlzation
changes cost
adjust Wash cost
Wash adiustment(S)
securities adjustmentm
UBS
capital
because
estimated
all
that
these
term
for
for
for
long
losses
or 26
(5) 65
17
80 (S) 44
02
requested Cost
securities Cost
and
reflected 672
term basis
you [355
If 8,676
5,266
6,147
9,136
4,133
gains
basis $34,032.34
shat
prowded
municipal
as
cost EH
not
adjust
FOUNDATION
is
discount. lnt'l
a then
not
coupon
at 88395
classnied
74
90 (5)
SYMS
may
33 (1) Sale
AMT
be Sale
SY Schafer we
We
issued calculation 745
securities
not
and
5.15017 2.70440 amount
6,990
4,213.71 14,409
amount $34,214.25
debt
can name;
gain/loss
securities
the
section
for taxable
information tax-exempt number;
name;
account 16
16 16
16
16
31,16 31,
more
be
31, 31,
31, use 31,
we
loss
for
versus
We
Mar Mar date Sale
Friendly a Account may
Account
or
Mar Mar Mar
Mar Sale date
as
losses.
gain
14 14
and
14 method 14 14
14
document
that
known
Securities,
15, 15,
is
15, 15, 15,
this
15,
gains
note
of
Debt
This
Apr Apr date Purchase
Apr Apr
Apr
Apr Purchase date
accounting end
Please or or
calculate
order
000 000
the
000
FIFO value value
To
at 83
or
Contingent
63.000
your 36000 333
334 299000 face lace Quantity
like Quantity
purposes
ade
placed
tax
first-out
statement
tax
for
you
Products,
Consulting
your
not
your first-in,
when
are
the
With
about
as
losses
close
Structured
below
to
losses
check
FIFO FIFO Method
FIFO FIFO
FIFO FIFO
Method
lot
known
and
Accounts
is
certain
losses
tax
shown
information -
Please
of
or
This
and
loss
losses
which
gains 2016
first ADR
or
PLC
gains .
and Important ADR
lot
SPON CORP
redemption
gain
See April
Managed SPON
specified
or
gains
PLC
gains TEL SPON
capital
security
you
capital
8i SHS
sale
capital,
order
TOBACCO LTD
A gains/losses;
ADR
the
realized
not
VSP
oldest
unless
BRANDS
ADR
on TELEG
or ASA description
AMER
and
the description ADR
SPON
Iong-tenn capital GROUP
SPON
method
estimated
Net
Net
SPON Total
ORKLA NIPPON Security
UBS MTN
ADR
ENGIE IMPERIAL
Security BRITISH GB
Long-term
purchases
liquidate this
recognized ordinary,
Realized The
$
.
% UBS Business Services Account AccountF . ' name; sv SYMS FOUNDATION Your Financial Adviser; March 2016 "and y account name; SMID BOCCIA QUINN WEALTH MANAGEMENT Account number; WE 88394 EH 212-626-8500/800-458-1764
Realized gains and losses
The estimated realized gains and losses shown below are not for tax purposes. Please note that gain or loss information We may not adjust gains and losses for all capital changes We automatically adjust cost basis for recognized on the sale or redemption of certain Stnictured Products, like Contingent Debt Securities, may be taxexempt and AMT coupon municipal securities for estimated amortization of bond premiums and for accreted 010 ordinary, and not capital, gain or loss Please check With your tax adv1sor. To calculate gains and losses. we for securities issued at a discount If you requested that UBS adiust cost basis for the bond premium amortization on liquidate the oldest security lot first This is known as the first-in, first-out or FIFO accounting method We use taxable debt securities then cost basis reflected for these securities has been adjusted Estimates in the Unclasvfied or the product is one in which this method unless you specified which tax lot to close when you placed your order This is known as a versus section can not be classified as short term or long term because information is Missmg. purchases or VSP order See Important Information about your statement at the end of this document for more the gain/loss calculation is not prov1ded Long-term capital gains and losses Wash sale .2 Quantity or Purchase Sale Sale Cost cost baSIS Security description Method face value date date amount (3) basis (5) adjustmentm Loss (5) Gain (3) CENTENE CORP FIFO 0 796 Apr 15, 14 Mar 28, 16 49 65 41 34 8.31
O uan t i t y or Pu rc h ase S a l e Sale Cost WaSh cost base sale Security description Method face value date - date amount (5) bass is) d' tm is hi HEALTH NET INC "MERGER a M EM ) Lassa) [Gamm EFF' 03/2016" FIFO 318 000 Apr 15, 14 Mar 28, 16 19,256.58, 10,273.08 48 983350 Total $19,306.23 $10,31c42 $8,991.81 Net long-term capital gains or losses $8,991 81 Net capital gainsllosses; $3,991.81 I