PROPERTY AND CASUALTY COMPANIES - ASSOCIATION EDITION *10724201920100102* QUARTERLY STATEMENT As of June 30, 2019 of the Condition and Affairs of the EASTERN ALLIANCE INSURANCE COMPANY NAIC Group Code.....2698, 2698 NAIC Company Code..... 10724 Employer's ID Number..... 23-2900463 (Current Period) (Prior Period) Organized under the Laws of PA State of Domicile or Port of Entry PA Country of Domicile US Incorporated/Organized..... January 16, 1997 Commenced Business..... December 11, 1997 Statutory Home Office 25 Race Avenue .. Lancaster .. PA .. US .. 17603 (Street and Number) (City or Town, State, Country and Zip Code) Main Administrative Office 25 Race Avenue .. Lancaster .. PA .. US .. 17603 855-533-3444 (Street and Number) (City or Town, State, Country and Zip Code) (Area Code) (Telephone Number) Mail Address PO Box 83777 .. Lancaster .. PA .. US .. 17608-3777 (Street and Number or P. O. Box) (City or Town, State, Country and Zip Code) Primary Location of Books and Records 25 Race Avenue .. Lancaster .. PA .. US .. 17603 855-533-3444 (Street and Number) (City or Town, State, Country and Zip Code) (Area Code) (Telephone Number) Internet Web Site Address www.easternalliance.com Statutory Statement Contact Joseph Francis Bilder Jr 717-239-1653 (Name) (Area Code) (Telephone Number) (Extension) [email protected] 717-735-1775 (E-Mail Address) (Fax Number) OFFICERS Name Title Name Title 1. Kevin Merrick Shook # President 2. Kathryn Anne Neville Secretary 3. Brent Lamar Shirk # Treasurer 4. OTHER Lawrence Kerry Cochran Vice President Noreen Lynn Dishart Vice President Suzanne Marie Emmet Senior Vice President Robert Michael Enderlein # Senior Vice President Robert Anthony Gilpin Senior Vice President Curtis Leandro Melville Jr. Vice President Cynthia Houser Sklar Senior Vice President William Stancil Starnes Chairman Harry Walter Talbert Senior Vice President
DIRECTORS OR TRUSTEES Michael Leonard Boguski Dana Shannon Hendricks # Jeffrey Patton Lisenby Kathryn Anne Neville Edward Lewis Rand Jr. Kevin Merrick Shook William Stancil Starnes
State of...... Pennsylvania County of..... Lancaster
The officers of this reporting entity being duly sworn, each depose and say that they are the described officers of said reporting entity, and that on the reporting period stated above, all of the herein described assets were the absolute property of the said reporting entity, free and clear from any liens or claims thereon, except as herein stated, and that this statement, together with related exhibits, schedules and explanations therein contained, annexed or referred to, is a full and true statement of all the assets and liabilities and of the condition and affairs of the said reporting entity as of the reporting period stated above, and of its income and deductions therefrom for the period ended, and have been completed in accordance with the NAIC Annual Statement Instructions and Accounting Practices and Procedures manual except to the extent that: (1) state law may differ; or, (2) that state rules or regulations require differences in reporting not related to accounting practices and procedures, according to the best of their information, knowledge and belief, respectively. Furthermore, the scope of this attestation by the described officers also includes the related corresponding electronic filing with the NAIC, when required, that is an exact copy (except for formatting differences due to electronic filing) of the enclosed statement. The electronic filing may be requested by various regulators in lieu of or in addition to the enclosed statement.
(Signature) (Signature) (Signature) Kevin Merrick Shook Kathryn Anne Neville Brent Lamar Shirk 1. (Printed Name) 2. (Printed Name) 3. (Printed Name) President Secretary Treasurer (Title) (Title) (Title)
Subscribed and sworn to before me a. Is this an original filing? Yes [ X ] No [ ] This day of b. If no: 1. State the amendment number 2. Date filed 3. Number of pages attached Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY ASSETS Current Statement Date 4 1 2 3 Net Admitted December 31 Nonadmitted Assets Prior Year Net Assets Assets (Cols. 1 - 2) Admitted Assets 1. Bonds...... 174,761,169 ...... 174,761,169 ...... 153,311,639 2. Stocks: 2.1 Preferred stocks...... 2,651,320 ...... 2,651,320 ...... 3,255,107 2.2 Common stocks...... 34,768,238 ...... 34,768,238 ...... 37,509,562 3. Mortgage loans on real estate: 3.1 First liens...... 0 ...... 3.2 Other than first liens...... 0 ...... 4. Real estate: 4.1 Properties occupied by the company (less $...... 0 encumbrances)...... 0 ...... 4.2 Properties held for the production of income (less $...... 0 encumbrances)...... 0 ...... 4.3 Properties held for sale (less $...... 0 encumbrances)...... 0 ...... 5. Cash ($.....2,683,281), cash equivalents ($.....27,087,506) and short-term investments ($.....354,892)...... 30,125,679 ...... 30,125,679 ...... 28,724,137 6. Contract loans (including $...... 0 premium notes)...... 0 ...... 7. Derivatives...... 0 ...... 8. Other invested assets...... 35,009,017 ...... 35,009,017 ...... 34,161,301 9. Receivables for securities...... 634,030 ...... 634,030 ...... 573,771 10. Securities lending reinvested collateral assets...... 0 ...... 11. Aggregate write-ins for invested assets...... 0 ...... 0 ...... 0 ...... 0 12. Subtotals, cash and invested assets (Lines 1 to 11)...... 277,949,452 ...... 0 ...... 277,949,452 ...... 257,535,516 13. Title plants less $...... 0 charged off (for Title insurers only)...... 0 ...... 14. Investment income due and accrued...... 1,206,764 ...... 1,206,764 ...... 1,057,370 15. Premiums and considerations: 15.1 Uncollected premiums and agents' balances in the course of collection...... 3,189,334 ...... 896,202 ...... 2,293,132 ...... 2,256,975 15.2 Deferred premiums, agents' balances and installments booked but deferred and not yet due (including $.....3,145,000 earned but unbilled premiums)...... 90,773,744 ...... 314,500 ...... 90,459,244 ...... 86,635,027 15.3 Accrued retrospective premiums ($.....1,505,446) and contracts subject to redetermination ($...... 0)...... 1,505,446 ...... 1,505,446 ...... 2,553,117 16. Reinsurance: 16.1 Amounts recoverable from reinsurers...... 10,791,023 ...... 10,791,023 ...... 6,336,754 16.2 Funds held by or deposited with reinsured companies...... 0 ...... 16.3 Other amounts receivable under reinsurance contracts...... 0 ...... 17. Amounts receivable relating to uninsured plans...... 0 ...... 18.1 Current federal and foreign income tax recoverable and interest thereon...... 0 ...... 18.2 Net deferred tax asset...... 5,384,291 ...... 5,384,291 ...... 5,636,693 19. Guaranty funds receivable or on deposit...... 0 ...... 20. Electronic data processing equipment and software...... 647,930 ...... 462,883 ...... 185,047 ...... 424,788 21. Furniture and equipment, including health care delivery assets ($...... 0)...... 565,769 ...... 565,769 ...... 0 ...... 22. Net adjustment in assets and liabilities due to foreign exchange rates...... 0 ...... 23. Receivables from parent, subsidiaries and affiliates...... 0 ...... 24. Health care ($...... 0) and other amounts receivable...... 0 ...... 25. Aggregate write-ins for other than invested assets...... 5,612,032 ...... 4,620,140 ...... 991,891 ...... 1,256,444 26. Total assets excluding Separate Accounts, Segregated Accounts and Protected Cell Accounts (Lines 12 through 25)...... 397,625,784 ...... 6,859,494 ...... 390,766,290 ...... 363,692,684 27. From Separate Accounts, Segregated Accounts and Protected Cell Accounts...... 0 ...... 28. Total (Lines 26 and 27)...... 397,625,784 ...... 6,859,494 ...... 390,766,290 ...... 363,692,684
DETAILS OF WRITE-INS 1101...... 0 ...... 1102...... 0 ...... 1103...... 0 ...... 1198. Summary of remaining write-ins for Line 11 from overflow page...... 0 ...... 0 ...... 0 ...... 0 1199. Totals (Lines 1101 thru 1103 plus 1198) (Line 11 above)...... 0 ...... 0 ...... 0 ...... 0 2501. Prepaid expenses...... 274,683 ...... 274,683 ...... 0 ...... 2502. Amounts Receivable under deductible policies...... 981,019 ...... 981,019 ...... 1,235,729 2503. Miscellaneous Receivables...... 22,748 ...... 11,875 ...... 10,873 ...... 20,715 2598. Summary of remaining write-ins for Line 25 from overflow page...... 4,333,582 ...... 4,333,582 ...... 0 ...... 0 2599. Totals (Lines 2501 thru 2503 plus 2598) (Line 25 above)...... 5,612,032 ...... 4,620,140 ...... 991,891 ...... 1,256,444
Q02 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY LIABILITIES, SURPLUS AND OTHER FUNDS 1 2 Current December 31 Statement Date Prior Year 1. Losses (current accident year $.....12,517,167)...... 94,807,163 ...... 84,446,217 2. Reinsurance payable on paid losses and loss adjustment expenses...... 3. Loss adjustment expenses...... 13,173,661 ...... 11,745,137 4. Commissions payable, contingent commissions and other similar charges...... 8,687,729 ...... 8,982,200 5. Other expenses (excluding taxes, licenses and fees)...... 1,004,864 ...... 2,356,118 6. Taxes, licenses and fees (excluding federal and foreign income taxes)...... (180,679) ...... 1,451,209 7.1 Current federal and foreign income taxes (including $...... 0 on realized capital gains (losses))...... 102,969 ...... 1,421,493 7.2 Net deferred tax liability...... 8. Borrowed money $...... 0 and interest thereon $...... 0...... 9. Unearned premiums (after deducting unearned premiums for ceded reinsurance of $.....62,283,644 and including warranty reserves of $...... 0 and accrued accident and health experience rating refunds including $...... 0 for medical loss ratio rebate per the Public Health Service Act)...... 67,886,504 ...... 65,149,571 10. Advance premium...... 226,852 ...... 333,102 11. Dividends declared and unpaid: 11.1 Stockholders...... 13,586,901 ...... 11.2 Policyholders...... 221,735 ...... 457,991 12. Ceded reinsurance premiums payable (net of ceding commissions)...... 50,928,307 ...... 46,355,595 13. Funds held by company under reinsurance treaties...... 8,271,781 ...... 7,729,362 14. Amounts withheld or retained by company for account of others...... 5,420,180 ...... 5,402,205 15. Remittances and items not allocated...... 376,573 ...... 939,695 16. Provision for reinsurance (including $...... 0 certified)...... 38,000 ...... 38,000 17. Net adjustments in assets and liabilities due to foreign exchange rates...... 18. Drafts outstanding...... 419,066 ...... 418,988 19. Payable to parent, subsidiaries and affiliates...... 17,481,120 ...... 16,066,801 20. Derivatives...... 21. Payable for securities...... 2,179,718 ...... 22. Payable for securities lending...... 23. Liability for amounts held under uninsured plans...... 24. Capital notes $...... 0 and interest thereon $...... 0...... 25. Aggregate write-ins for liabilities...... 0 ...... 0 26. Total liabilities excluding protected cell liabilities (Lines 1 through 25)...... 284,632,444 ...... 253,293,683 27. Protected cell liabilities...... 28. Total liabilities (Lines 26 and 27)...... 284,632,444 ...... 253,293,683 29. Aggregate write-ins for special surplus funds...... 0 ...... 0 30. Common capital stock...... 4,200,000 ...... 4,200,000 31. Preferred capital stock...... 32. Aggregate write-ins for other than special surplus funds...... 0 ...... 0 33. Surplus notes...... 34. Gross paid in and contributed surplus...... 27,960,920 ...... 27,960,920 35. Unassigned funds (surplus)...... 73,972,926 ...... 78,238,081 36. Less treasury stock, at cost: 36.1 ...... 0.000 shares common (value included in Line 30 $...... 0)...... 36.2 ...... 0.000 shares preferred (value included in Line 31 $...... 0)...... 37. Surplus as regards policyholders (Lines 29 to 35, less 36)...... 106,133,846 ...... 110,399,001 38. Totals (Page 2, Line 28, Col. 3)...... 390,766,290 ...... 363,692,684 DETAILS OF WRITE-INS 2501...... 2502...... 2503...... 2598. Summary of remaining write-ins for Line 25 from overflow page...... 0 ...... 0 2599. Totals (Lines 2501 thru 2503 plus 2598) (Line 25 above)...... 0 ...... 0 2901...... 2902...... 2903...... 2998. Summary of remaining write-ins for Line 29 from overflow page...... 0 ...... 0 2999. Totals (Lines 2901 thru 2903 plus 2998) (Line 29 above)...... 0 ...... 0 3201...... 3202...... 3203...... 3298. Summary of remaining write-ins for Line 32 from overflow page...... 0 ...... 0 3299. Totals (Lines 3201 thru 3203 plus 3298) (Line 32 above)...... 0 ...... 0
Q03 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY STATEMENT OF INCOME 1 2 3 Current Year Prior Year Prior Year Ended to Date to Date December 31 UNDERWRITING INCOME 1. Premiums earned: 1.1 Direct...... (written $.....65,061,195)...... 62,462,554 ...... 60,978,615 ...... 127,745,080 1.2 Assumed...... (written $.....87,462,883)...... 76,413,010 ...... 71,868,763 ...... 150,211,719 1.3 Ceded...... (written $.....81,412,270)...... 71,943,118 ...... 78,285,566 ...... 155,912,046 1.4 Net...... (written $.....71,111,808)...... 66,932,446 ...... 54,561,812 ...... 122,044,753 DEDUCTIONS: 2. Losses incurred (current accident year $.....26,478,324): 2.1 Direct...... 31,899,555 ...... 40,033,626 ...... 86,863,403 2.2 Assumed...... 47,788,654 ...... 42,693,498 ...... 89,487,681 2.3 Ceded...... 42,068,270 ...... 52,480,737 ...... 108,936,593 2.4 Net...... 37,619,939 ...... 30,246,387 ...... 67,414,491 3. Loss adjustment expenses incurred...... 8,258,034 ...... 6,639,450 ...... 11,672,259 4. Other underwriting expenses incurred...... 17,156,191 ...... 17,505,756 ...... 35,418,225 5. Aggregate write-ins for underwriting deductions...... 0 ...... 0 ...... 0 6. Total underwriting deductions (Lines 2 through 5)...... 63,034,164 ...... 54,391,593 ...... 114,504,975 7. Net income of protected cells...... 8. Net underwriting gain (loss) (Line 1 minus Line 6 + Line 7)...... 3,898,282 ...... 170,219 ...... 7,539,778 INVESTMENT INCOME 9. Net investment income earned...... 2,819,456 ...... 3,120,169 ...... 5,553,735 10. Net realized capital gains (losses) less capital gains tax of $.....202,465...... 761,656 ...... 4,414,879 ...... 4,858,321 11. Net investment gain (loss) (Lines 9 + 10)...... 3,581,112 ...... 7,535,048 ...... 10,412,056 OTHER INCOME 12. Net gain or (loss) from agents' or premium balances charged off (amount recovered $.....27,453 amount charged off $.....165,199)...... (137,746) ...... (16,719) ...... (98,939) 13. Finance and service charges not included in premiums...... 159,242 ...... 193,601 ...... 315,364 14. Aggregate write-ins for miscellaneous income...... 0 ...... 0 ...... 0 15. Total other income (Lines 12 through 14)...... 21,496 ...... 176,882 ...... 216,425 16. Net income before dividends to policyholders, after capital gains tax and before all other federal and foreign income taxes (Lines 8 + 11 + 15)...... 7,500,891 ...... 7,882,149 ...... 18,168,260 17. Dividends to policyholders...... 155,657 ...... 594,411 ...... 531,683 18. Net income, after dividends to policyholders, after capital gains tax and before all other federal and foreign income taxes (Line 16 minus Line 17)...... 7,345,233 ...... 7,287,738 ...... 17,636,577 19. Federal and foreign income taxes incurred...... 1,744,695 ...... 996,648 ...... 4,049,676 20. Net income (Line 18 minus Line 19) (to Line 22)...... 5,600,538 ...... 6,291,090 ...... 13,586,901 CAPITAL AND SURPLUS ACCOUNT 21. Surplus as regards policyholders, December 31 prior year...... 110,399,001 ...... 109,267,088 ...... 109,267,088 22. Net income (from Line 20)...... 5,600,538 ...... 6,291,090 ...... 13,586,901 23. Net transfers (to) from Protected Cell accounts...... 24. Change in net unrealized capital gains or (losses) less capital gains tax of $.....810,641...... 3,049,555 ...... (3,303,684) ...... (5,476,499) 25. Change in net unrealized foreign exchange capital gain (loss)...... 26. Change in net deferred income tax...... 558,239 ...... 627,359 ...... 1,352,351 27. Change in nonadmitted assets...... 113,413 ...... (22,067) ...... 404,869 28. Change in provision for reinsurance...... 2,191,000 29. Change in surplus notes...... 30. Surplus (contributed to) withdrawn from protected cells...... 31. Cumulative effect of changes in accounting principles...... 32. Capital changes: 32.1 Paid in...... 32.2 Transferred from surplus (Stock Dividend)...... 32.3 Transferred to surplus...... 33. Surplus adjustments: 33.1 Paid in...... 33.2 Transferred to capital (Stock Dividend)...... 33.3 Transferred from capital...... 34. Net remittances from or (to) Home Office...... 35. Dividends to stockholders...... (13,586,901) ...... (10,926,709) ...... (10,926,709) 36. Change in treasury stock...... 37. Aggregate write-ins for gains and losses in surplus...... 0 ...... 0 ...... 0 38. Change in surplus as regards policyholders (Lines 22 through 37)...... (4,265,155) ...... (7,334,011) ...... 1,131,913 39. Surplus as regards policyholders, as of statement date (Lines 21 plus 38)...... 106,133,846 ...... 101,933,077 ...... 110,399,001 DETAILS OF WRITE-INS 0501...... 0502...... 0503...... 0598. Summary of remaining write-ins for Line 5 from overflow page...... 0 ...... 0 ...... 0 0599. Totals (Lines 0501 thru 0503 plus 0598) (Line 5 above)...... 0 ...... 0 ...... 0 1401...... 1402...... 1403...... 1498. Summary of remaining write-ins for Line 14 from overflow page...... 0 ...... 0 ...... 0 1499. Totals (Lines 1401 thru 1403 plus 1498) (Line 14 above)...... 0 ...... 0 ...... 0 3701...... 3702...... 3703...... 3798. Summary of remaining write-ins for Line 37 from overflow page...... 0 ...... 0 ...... 0 3799. Totals (Lines 3701 thru 3703 plus 3798) (Line 37 above)...... 0 ...... 0 ...... 0
Q04 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY CASH FLOW 1 2 3 Current Year Prior Year Prior Year Ended to Date To Date December 31 CASH FROM OPERATIONS 1. Premiums collected net of reinsurance...... 71,766,498 ...... 67,926,218 ...... 136,309,951 2. Net investment income...... 3,081,583 ...... 2,783,505 ...... 6,736,136 3. Miscellaneous income...... 21,496 ...... 176,882 ...... 216,425 4. Total (Lines 1 through 3)...... 74,869,576 ...... 70,886,605 ...... 143,262,513 5. Benefit and loss related payments...... 38,542,772 ...... 35,753,544 ...... 72,764,947 6. Net transfers to Separate Accounts, Segregated Accounts and Protected Cell Accounts...... 7. Commissions, expenses paid and aggregate write-ins for deductions...... 20,184,076 ...... 17,945,829 ...... 35,241,129 8. Dividends paid to policyholders...... 391,913 ...... 459,106 ...... 117,695 9. Federal and foreign income taxes paid (recovered) net of $...... 0 tax on capital gains (losses)...... 3,265,684 ...... 1,669,729 ...... 4,534,296 10. Total (Lines 5 through 9)...... 62,384,444 ...... 55,828,208 ...... 112,658,066 11. Net cash from operations (Line 4 minus Line 10)...... 12,485,132 ...... 15,058,397 ...... 30,604,447 CASH FROM INVESTMENTS 12. Proceeds from investments sold, matured or repaid: 12.1 Bonds...... 24,253,171 ...... 50,765,427 ...... 73,594,766 12.2 Stocks...... 6,458,377 ...... 10,059,337 ...... 10,617,108 12.3 Mortgage loans...... 12.4 Real estate...... 12.5 Other invested assets...... 499,200 ...... 2,918,407 ...... 2,268,047 12.6 Net gains or (losses) on cash, cash equivalents and short-term investments...... (2,117) 12.7 Miscellaneous proceeds...... 2,187,114 ...... 19,813 ...... 742,324 12.8 Total investment proceeds (Lines 12.1 to 12.7)...... 33,397,862 ...... 63,762,984 ...... 87,220,128 13. Cost of investments acquired (long-term only): 13.1 Bonds...... 44,696,823 ...... 56,421,611 ...... 82,104,465 13.2 Stocks...... 504,922 ...... 5,182,478 ...... 11,072,965 13.3 Mortgage loans...... 13.4 Real estate...... 13.5 Other invested assets...... 548,538 ...... 1,309,491 ...... 6,764,037 13.6 Miscellaneous applications...... 60,259 ...... 532,169 ...... 643,957 13.7 Total investments acquired (Lines 13.1 to 13.6)...... 45,810,542 ...... 63,445,750 ...... 100,585,424 14. Net increase or (decrease) in contract loans and premium notes...... 15. Net cash from investments (Line 12.8 minus Line 13.7 and Line 14)...... (12,412,680) ...... 317,234 ...... (13,365,296) CASH FROM FINANCING AND MISCELLANEOUS SOURCES 16. Cash provided (applied): 16.1 Surplus notes, capital notes...... 16.2 Capital and paid in surplus, less treasury stock...... 16.3 Borrowed funds...... 16.4 Net deposits on deposit-type contracts and other insurance liabilities...... 16.5 Dividends to stockholders...... 14,570 16.6 Other cash provided (applied)...... 1,329,090 ...... (1,081,546) ...... (2,338,529) 17. Net cash from financing and miscellaneous sources (Lines 16.1 through 16.4 minus Line 16.5 plus Line 16.6)...... 1,329,090 ...... (1,081,546) ...... (2,353,099) RECONCILIATION OF CASH, CASH EQUIVALENTS AND SHORT-TERM INVESTMENTS 18. Net change in cash, cash equivalents and short-term investments (Line 11 plus Line 15 plus Line 17)...... 1,401,542 ...... 14,294,085 ...... 14,886,051 19. Cash, cash equivalents and short-term investments: 19.1 Beginning of year...... 28,724,139 ...... 13,838,087 ...... 13,838,087 19.2 End of period (Line 18 plus Line 19.1)...... 30,125,680 ...... 28,132,172 ...... 28,724,139 Note: Supplemental disclosures of cash flow information for non-cash transactions: 20.0001 Dividends to stockholders settled with securities...... 10,912,139
Q05 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY NOTES TO FINANCIAL STATEMENTS
Eastern Alliance Insurance Company (“Eastern Alliance” or the “Company”) is a member of Eastern Alliance Insurance Group (“EAIG”). EAIG is comprised of:
1. Eastern Alliance 2. Allied Eastern Indemnity Company ("Allied Eastern") 3. Eastern Advantage Assurance Company (“Eastern Advantage”)
Eastern Alliance is 100% owned by Eastern Insurance Holdings, Inc. (“EIHI”). EIHI also owns Eastern Re Ltd., SPC (“Eastern Re”) and Inova Re Ltd., SPC ("Inova Re"), segregated portfolio cell reinsurance companies domiciled in the Cayman Islands. Inova Re was established by EIHI and approved by the Cayman Islands Registrar of Companies effective February 28, 2018. The ultimate parent of EIHI is ProAssurance Corporation ("ProAssurance").
Note 1 – Summary of Significant Accounting Policies and Going Concern
A. Accounting Practices
The accompanying financial statements of the Company have been prepared on the basis of accounting practices prescribed or permitted by the Insurance Department of the Commonwealth of Pennsylvania (the “Insurance Department”). The Insurance Department requires insurance companies domiciled in Pennsylvania to prepare their financial statements in accordance with the National Association of Insurance Commissioners’ (“NAIC”) Annual Statement Instructions and Accounting Practices and Procedures Manual (collectively, “NAIC SAP”). The Pennsylvania Insurance Commissioner has the right to permit accounting practices that deviate from NAIC SAP. The Company did not have any permitted practices in 2019 or 2018.
SSAP F/S F/S # Page Line # Current Year to Date December 31, 2018 NET INCOME (1) The Company state basis (Page 4, Line 20, Columns 1 & 3) XXX XXX XXX $ 5,600,538 $ 13,586,901 (2) State Prescribed Practice that are an increase/(decrease) from NAIC SAP $ $ (3) State Permitted Practice that are an increase/(decrease) from NAIC SAP $ $ (4) NAIC SAP (1 – 2 – 3 = 4) XXX XXX XXX $ 5,600,538 $ 13,586,901 SURPLUS (5) The Company state basis (Page 3, line 37, Columns 1 & 2) XXX XXX XXX $ 106,133,846 $ 110,399,001 (6) State Prescribed Practice that are an increase/(decrease) from NAIC SAP $ $ (7) State Permitted Practice that are an increase/(decrease) from NAIC SAP $ $ (8) NAIC SAP (5 – 6 – 7 = 8) XXX XXX XXX $ 106,133,846 $ 110,399,001
The term “NONE” or “NOT APPLICABLE” is used in the following notes to indicate that the Company does not have any items requiring disclosure under the respective note.
C. Accounting Policy
(2) Basis for Bonds, Mandatory Convertible Securities, SVO-Identified Investments and Amortization Method
Bonds not backed by other loans are stated at amortized cost or at the lower of amortized cost or fair value, if rated NAIC 3 or below, in accordance with SSAP No. 26 – Bonds, Excluding Loan-Backed and Structured Securities. Premiums and discounts on bonds are amortized or accreted, respectively, over the life of the related debt security as an adjustment to yield using the scientific method. Interest income is recognized when earned.
(6) Basis for Loan-Backed Securities and Adjustment Methodology
The Company reports loan-backed securities at amortized cost provided that the SVO’s designation is 1 or 2. If the SVO’s designation is 3 or greater, the Company reports the securities at the lower of amortized cost or fair value. The Company uses the prospective method to make valuation adjustments when necessary.
D. Going Concern
Management has concluded that there is no doubt regarding the Company’s ability to continue as a going concern.
Note 2 – Accounting Changes and Corrections of Errors
NONE
Note 3 – Business Combinations and Goodwill
NONE
Note 4 – Discontinued Operations
NONE
Q06 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY NOTES TO FINANCIAL STATEMENTS
Note 5 – Investments
D. Loan-Backed Securities
(1) Prepayment assumptions for single-class and multi-class mortgage-backed/asset-backed securities were obtained from broker dealer survey values or internal estimates.
(2) NONE
(3) NONE
(4) All impaired securities (fair value is less than cost or amortized cost) for which an other-than-temporary impairment has not been recognized in earnings as a realized loss (including securities with a recognized other-than-temporary impairment for non-interest related declines when a non-recognized interest related impairment remains):
a. The aggregate amount of unrealized losses: 1. Less than 12 Months $ (707,594) 2. 12 Months or Longer $ (1,075,993) b. The aggregate related fair value of securities with unrealized losses: 1. Less than 12 Months $ 8,822,182 2. 12 Months or Longer $ 36,648,935
(5) The Company used pricing services in determining the fair value of its loan-backed securities. In determining that a security is not other-than-temporarily impaired, securities are analyzed for future cash flows by using current and expected losses, historical and expected prepayment speeds (based on Bloomberg and broker dealer survey values), and assumptions about recoveries relative to the seniority or subordination in the capital structure. If the results indicate that we will be able to maintain the current book yield, no other-than-temporary impairment is warranted.
E. Dollar Repurchase Agreements and/or Securities Lending Transactions
NONE
F. Repurchase Agreements Transactions Accounted for as Secured Borrowing
NONE
G. Reverse Repurchase Agreements Transactions Accounted for as Secured Borrowing Repurchase Transactions – Cash Provider – Overview of Secured Borrowing Transactions
NONE
H. Repurchase Agreements Transactions Accounted for as a Sale Repurchase Transaction – Cash Taker – Overview of Sale Transactions
NONE
I. Reverse Repurchase Agreements Transactions Accounted for as a Sale Repurchase Transaction – Cash Provider – Overview of Sale Transactions
NONE
M. Working Capital Finance Investments
NONE
N. Offsetting and Netting of Assets and Liabilities
NONE
Note 6 – Joint Ventures, Partnerships and Limited Liability Companies
NONE
Note 7 – Investment Income
NONE
Note 8 – Derivative Instruments
NONE
Note 9 – Income Taxes
NO SIGNIFICANT CHANGE
Q06.1 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY NOTES TO FINANCIAL STATEMENTS
Note 10 – Information Concerning Parent, Subsidiaries, Affiliates and Other Related Parties
A. NO SIGNIFICANT CHANGE.
F. The Company participates in an Expense Allocation Agreement and a Management Services Agreement (the Agreements) with affiliates under which expenses are allocated in accordance with SSAP No. 70 – Allocation of Expenses. For the six months ended June 30, 2019, EIHI was charged $1,151,598 under the Management Services Agreement. No management fees were charged directly to the Company.
Note 11 – Debt
NONE
Note 12 – Retirement Plans, Deferred Compensation, Postemployment Benefits and Compensated Absences and Other Postretirement Benefit Plans
NONE
Note 13 – Capital and Surplus, Shareholder’s Dividend Restrictions and Quasi-Reorganizations
The maximum dividend payout available to the Company’s shareholder in 2019 without prior approval of the Insurance Department is $13,586,901. The maximum dividend is equal to the greater of 10% of statutory surplus or 100% of statutory net income reported in the Company’s 2018 Annual Statement filed with the Insurance Department.
On June 25, 2019, the Company declared an ordinary dividend of $13,586,901 payable in cash to EIHI. The Company notified the Insurance Department on June 26, 2019. The dividend was paid to EIHI on July 12, 2019.
Note 14 – Liabilities, Contingencies and Assessments
NO SIGNIFICANT CHANGE
Note 15 – Leases
NO SIGNIFICANT CHANGE
Note 16 – Information about Financial Instruments with Off-Balance Sheet Risk and Financial Instruments with Concentrations of Credit Risk
NONE
Note 17 – Sale, Transfer and Servicing of Financial Assets and Extinguishments of Liabilities
NONE
Note 18 – Gain or Loss to the Reporting Entity from Uninsured Plans and the Portion of Partially Insured Plans
NOT APPLICABLE
Note 19 – Direct Premium Written/Produced by Managing General Agents/Third Party Administrators
NONE
Note 20 – Fair Value Measurements
A. Fair Value Measurements
(1) Fair Value Measurements at Reporting Date
Net Asset Value Description for Each Type of Asset or Liability Level 1 Level 2 Level 3 (NAV) Total Assets at Fair Value Cash Equivalent $ 27,087,506 $ $ $ $ 27,087,506 Bonds $ $ 5,889,365 $ $ $ 5,889,365 Preferred Stock $ $ 223,475 $ 2,856 $ $ 226,331 Common Stock $ 34,768,238 $ $ $ $ 34,768,238 Other Invested Assets $ $ $ 35,009,017 $ $ 35,009,017 Total $ 61,855,743 $ 6,112,839 $ 35,011,873 $ $ 102,980,455 Liabilities at Fair Value $ $ $ $ $ Total $ $ $ $ $
Q06.2 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY NOTES TO FINANCIAL STATEMENTS
Other invested assets include limited partnership interests in a low volatility multi-strategy fund of funds, a real estate fund, and a structured finance opportunity fund. The Company records its investment in the limited partnerships using the equity method. The carrying value of the Company’s limited partnership investments are based on the Company’s allocable share of the limited partnerships’ net asset value. Changes in the Company’s investments are based on statements received directly from the limited partnership and/or the limited partnership’s administrator. The estimated fair values of the underlying investments in the limited partnerships may be based on Level 1, Level 2, or Level 3 inputs, or a combination thereof.
As of June 30, 2019, the estimated fair values of the Company’s limited partnership investments, by investment strategy, were as follows:
Multi-strategy fund of funds $ 7,685,179 Real estate funds 2,417,490 Structured finance funds 24,906,348 Total $ 35,009,017
Following is a summary of the investment objectives of each of the Company’s limited partnership investments, by investment strategy:
Multi-strategy fund of funds—The fund seeks to build and manage low volatility, multi-manager portfolios that have little or no correlation to the broader fixed income and equity security markets.
Real estate funds— The funds invest in multi-tenant industrial real estate with the objective of achieving superior absolute returns in all market cycles.
Structured finance funds —The funds seek superior risk-adjusted absolute returns by acquiring and actively managing a diversified portfolio of debt securities, including bonds, loans, and other asset-backed instruments.
As of June 30, 2019, the only restrictions on the Company’s ability to redeem its interest in the multi-strategy fund of funds and the structured finance opportunity fund relate to the timing of redemption (i.e., monthly, quarterly). There are no restrictions related to the amount the Company can redeem, in the event it chooses to redeem all or a portion of its interest in the multi-strategy fund of funds and the structured finance opportunity fund. The Company has no unfunded commitments related to the multi-strategy fund of funds and the structured finance opportunity fund as of June 30, 2019.
As of June 30, 2019, the Company cannot redeem its interest in the real estate fund. The Company has future capital commitments related to the real estate funds totaling $7,711,697 and related to the Structured finance funds totaling $4,816,265.
The activity in the Company’s limited partnership investments for the period ended June 30, 2019 was as follows:
Balance, beginning of period $ 34,161,301 Contributions 548,538 Withdrawals (499,200) Change in unrealized interest 798,378 Balance, end of period $ 35,009,017
The change in interest in the Company’s limited partnership investments is included in the change in unrealized gains and losses on investments recorded directly to unassigned surplus.
(2) Fair Value Measurements in (Level 3) of the Fair Value Hierarchy
NONE
(3) Policies when Transfers Between Levels are Recognized
NONE
(4) Description of Valuation Techniques and Inputs Used in Fair Value Measurement
Level 1 The Company values securities in the Level 1 category using unadjusted quoted prices for identical assets and liabilities in active markets accessible at the measurement date.
Level 2 The Company values securities in the Level 2 category using market data obtained from sources independent of the reporting entity (observable inputs). Level 2 inputs generally include quoted prices in markets that are not active, quoted prices for similar assets or liabilities, and results from pricing models that use observable inputs such as interest rates and yield curves that are generally available at commonly quoted intervals. The fair values for securities included in the Level 2 category have been developed by third party, nationally recognized pricing services. These services use complex methodologies to determine values for securities and subject the values they develop to quality control reviews. Management reviews service-provided values for reasonableness by comparing data among pricing services and to available market and trade data. Values that appear inconsistent are further reviewed for appropriateness. If a value does not appear reasonable, the valuation is discussed with the service that provided the value and would be adjusted, if necessary. No such adjustments have been necessary in 2019.
Level 3 The Company values assets classified as Level 3 in the Fair Value Hierarchy using the Company’s own assumptions about market participant assumptions based on the best information available in the circumstances (non-observable inputs). Level 3 inputs are used in situations where little or no Level 1 or 2 inputs are available or are inappropriate given the particular circumstances. Level 3 inputs include results from pricing models for which some or all of the inputs are not observable, discounted cash flow methodologies, single non-binding broker quotes and adjustments to externally quoted prices that are based on management judgment or estimation.
(5) Fair Value Disclosures
NONE
B. Fair Value Reporting under SSAP 100 and Other Accounting Pronouncements
NOT APPLICABLE
Q06.3 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY NOTES TO FINANCIAL STATEMENTS
C. Fair Value Level
Aggregate Fair Net Asset Value Not Practicable Type of Financial Instrument Value Admitted Assets (Level 1) (Level 2) (Level 3) (NAV) (Carrying Value) Cash Equivalent $ 27,087,506 $ 27,087,506 $ 27,087,506 $ $ $ $ Short Term $ 354,972 $ 354,892 $ $ 354,972 $ $ $ Bonds $ 179,667,968 $ 174,761,165 $ $ 179,117,968 $ 550,000 $ $ Preferred Stock $ 3,020,116 $ 2,651,324 $ $ 2,396,234 $ 623,881 $ $ Common Stock $ 34,768,238 $ 34,768,238 $ 34,768,238 $ $ $ $ Other Invested Assets $ 35,009,017 $ 35,009,017 $ $ $ 35,009,017 $ $
The following methods are used to estimate fair value for the instruments included in the above table and for fair value measurements in the financial statements in the table in A(1) above.
Level 2 Valuation Methodologies Below is a summary description of the valuation methodologies primarily used by the pricing services for bonds included in the Level 2 category, by security type:
U.S. Government obligations are valued based on quoted prices for identical assets, or, in markets that are not active, quotes for similar assets, taking into consideration adjustments for variations in contractual cash flows and yields to maturity.
U.S. Government-sponsored enterprise obligations are valued using pricing models that consider current and historical market data, normal trading conventions, credit ratings, and the particular structure and characteristics of the security being valued, such as yield to maturity, redemption options, and contractual cash flows. Adjustments to model inputs or model results are included in the valuation process when necessary to reflect recent events, such as regulatory, government or corporate actions or significant economic, industry or geographic events that would affect the security’s fair value. State and municipal bonds are valued using a series of matrices that consider credit ratings, the structure of the security, the sector in which the security falls, yields, and contractual cash flows. Valuations are further adjusted, when necessary, to reflect recent events such as significant economic or geographic events or ratings changes that would affect the security’s fair value.
Corporate debt consists primarily of corporate bonds. The methodology used to value Level 2 corporate bonds is the same as the methodology previously described for U.S. Government-sponsored enterprise obligations.
Residential and commercial mortgage backed securities. Agency pass-through securities are valued using a matrix, considering the issuer type, coupon rate and longest cash flows outstanding. The matrix is developed daily based on available market information. Agency and non-agency collateralized mortgage obligations are both valued using models that consider the structure of the security, current and historical information regarding prepayment speeds, ratings and ratings updates, and current and historical interest rate and interest rate spread data. Evaluations of Alt-A mortgages include a review of collateral performance data, which is generally updated monthly.
Other asset-backed securities are valued using models that consider the structure of the security, monthly payment information, current and historical information regarding prepayment speeds, ratings and ratings updates, and current and historical interest rate and interest rate spread data. Spreads and prepayment speeds consider collateral type. Evaluations of subprime mortgages are the same as the evaluation methodology previously described for Alt-A mortgages.
Level 3 Valuation Processes • Level 3 securities are priced by the Company’s Vice President of Investments.
• Level 3 valuations are computed quarterly. Prices are evaluated quarterly against prior period prices and the expected change in price.
• The Company’s Level 3 valuations are not overly sensitive to changes in the unobservable inputs used. The securities noted in the disclosure are primarily investment grade debt where comparable market inputs are commonly available for evaluating the securities in question.
Level 3 Valuation Methodologies The Company’s limited partnership investments, which are included in other invested assets, are considered Level 3 assets in the Fair Value Hierarchy. The Company records its investment in the limited partnerships based on the Company’s allocable share of the limited partnerships’ net asset value. The estimated fair value of the underlying investments held by the limited partnerships may be based on Level 1, Level 2, or Level 3 inputs, or a combination thereof.
D. Not Practicable to Estimate Fair Value
NONE
E. NAV Practical Expedient Investments
NONE
Note 21 – Other Items
NO SIGNIFICANT CHANGE
Note 22 – Events Subsequent
Subsequent events have been considered through August 8, 2019 for the statutory statement filed on or before August 15, 2019.
Note 23 – Reinsurance
NO SIGNIFICANT CHANGE
Q06.4 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY NOTES TO FINANCIAL STATEMENTS
Note 24 – Retrospectively Rated Contracts and Contracts Subject to Redetermination
NO SIGNIFICANT CHANGE
Note 25 – Change in Incurred Losses and Loss Adjustment Expenses
A. Change in Incurred Losses and Loss Adjustment Expenses
The estimated cost of loss and loss adjustment expenses attributable to insured events of prior years decreased by $925,000 during 2019. The unpaid losses and LAE was $96,191,354 as of December 31, 2018.
B. Information about Significant Changes in Methodologies and Assumptions
NO SIGNIFICANT CHANGE
Note 26 – Intercompany Pooling Arrangements
NO SIGNIFICANT CHANGE
Note 27 – Structured Settlements
NONE
Note 28 – Health Care Receivables
NOT APPLICABLE
Note 29 – Participating Policies
NOT APPLICABLE
Note 30 – Premium Deficiency Reserves
NO SIGNIFICANT CHANGE
Note 31 – High Deductibles
NO SIGNIFICANT CHANGE
Note 32 – Discounting of Liabilities for Unpaid Losses or Unpaid Loss Adjustment Expenses
NONE
Note 33 – Asbestos/Environmental Reserves
NOT APPLICABLE
Note 34 – Subscriber Savings Accounts
NOT APPLICABLE
Note 35 – Multiple Peril Crop Insurance
NOT APPLICABLE
Note 36 – Financial Guaranty Insurance
NOT APPLICABLE
Q06.5 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY GENERAL INTERROGATORIES PART 1 - COMMON INTERROGATORIES GENERAL 1.1 Did the reporting entity experience any material transactions requiring the filing of Disclosure of Material Transactions with the State of Domicile, as required by the Model Act? Yes [ ] No [ X ] 1.2 If yes, has the report been filed with the domiciliary state? Yes [ ] No [ ] 2.1 Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the reporting entity? Yes [ ] No [ X ] 2.2 If yes, date of change: 3.1 Is the reporting entity a member of an Insurance Holding Company System consisting of two or more affiliated persons, one or more of which is an insurer? Yes [ X ] No [ ] If yes, complete Schedule Y, Parts 1 and 1A. 3.2 Have there been any substantial changes in the organizational chart since the prior quarter end? Yes [ ] No [ X ] 3.3 If the response to 3.2 is yes, provide a brief description of those changes.
3.4 Is the reporting entity publicly traded or a member of a publicly traded group? Yes [ X ] No [ ] 3.5 If the response to 3.4 is yes, provide the CIK (Central Index Key) code issued by the SEC for the entity/group. 1127703 4.1 Has the reporting entity been a party to a merger or consolidation during the period covered by this statement? Yes [ ] No [ X ] If yes, complete and file the merger history data file with the NAIC for the annual filing corresponding to this period. 4.2 If yes, provide name of entity, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any entity that has ceased to exist as a result of the merger or consolidation. 1 2 3 NAIC Company State of Name of Entity Code Domicile
5. If the reporting entity is subject to a management agreement, including third-party administrator(s), managing general agent(s), attorney-in-fact, or similar agreement, have there been any significant changes regarding the terms of the agreement or principals involved? If yes, attach an explanation. Yes [ ] No [X ] N/A [ ]
6.1 State as of what date the latest financial examination of the reporting entity was made or is being made. 12/31/2016 6.2 State the as of date that the latest financial examination report became available from either the state of domicile or the reporting entity. This date should be the date of the examined balance sheet and not the date the report was completed or released. 12/31/2016 6.3 State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the reporting entity. This is the release date or completion date of the examination report and not the date of the examination (balance sheet date). 05/31/2018 6.4 By what department or departments? Pennsylvania Department of Insurance 6.5 Have all financial statement adjustments within the latest financial examination report been accounted for in a subsequent financial statement filed with Departments? Yes [ ] No [ ] N/A [ X ] 6.6 Have all of the recommendations within the latest financial examination report been complied with? Yes [ ] No [ ] N/A [ X ] 7.1 Has this reporting entity had any Certificates of Authority, licenses or registrations (including corporate registration, if applicable) suspended or revoked by any governmental entity during the reporting period? Yes [ ] No [ X ] 7.2 If yes, give full information:
8.1 Is the company a subsidiary of a bank holding company regulated with the Federal Reserve Board? Yes [ ] No [ X ] 8.2 If response to 8.1 is yes, please identify the name of the bank holding company.
8.3 Is the company affiliated with one or more banks, thrifts or securities firms? Yes [ ] No [ X ] 8.4 If the response to 8.3 is yes, please provide below the names and location (city and state of the main office) of any affiliates regulated by a federal regulatory services agency [i.e. the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Securities Exchange Commission (SEC)] and identify the affiliate’s primary federal regulator]. 1 2 3 4 5 6 Affiliate Name Location (City, State) FRB OCC FDIC SEC
9.1 Are the senior officers (principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions) of the reporting entity subject to a code of ethics, which includes the following standards? Yes [ X ] No [ ] (a) Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; (b) Full, fair, accurate, timely and understandable disclosure in the periodic reports required to be filed by the reporting entity; (c) Compliance with applicable governmental laws, rules and regulations; (d) The prompt internal reporting of violations to an appropriate person or persons identified in the code; and (e) Accountability for adherence to the code. 9.11 If the response to 9.1 is No, please explain:
9.2 Has the code of ethics for senior managers been amended? Yes [ ] No [ X ] 9.21 If the response to 9.2 is Yes, provide information related to amendment(s).
9.3 Have any provisions of the code of ethics been waived for any of the specified officers? Yes [ ] No [ X ] 9.31 If the response to 9.3 is Yes, provide the nature of any waiver(s).
Q07 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY GENERAL INTERROGATORIES PART 1 - COMMON INTERROGATORIES
FINANCIAL 10.1 Does the reporting entity report any amounts due from parent, subsidiaries or affiliates on Page 2 of this statement? Yes [ ] No [ X ] 10.2 If yes, indicate any amounts receivable from parent included in the Page 2 amount: $ 0 INVESTMENT 11.1 Were any of the stocks, bonds, or other assets of the reporting entity loaned, placed under option agreement, or otherwise made available for use by another person? (Exclude securities under securities lending agreements.) Yes [ ] No [ X ] 11.2 If yes, give full and complete information relating thereto:
12. Amount of real estate and mortgages held in other invested assets in Schedule BA: $ 0
13. Amount of real estate and mortgages held in short-term investments: $ 0 14.1 Does the reporting entity have any investments in parent, subsidiaries and affiliates? Yes [ ] No [ X ] 14.2 If yes, please complete the following: 1 2 Prior Year End Book/Adjusted Current Quarter Book/Adjusted Carrying Value Carrying Value 14.21 Bonds $ 0 $ 0 14.22 Preferred Stock 0 0 14.23 Common Stock 0 0 14.24 Short-Term Investments 0 0 14.25 Mortgage Loans on Real Estate 0 0 14.26 All Other 0 0 14.27 Total Investment in Parent, Subsidiaries and Affiliates (Subtotal Lines 14.21 to 14.26) $ 0 $ 0 14.28 Total Investment in Parent included in Lines 14.21 to 14.26 above $ 0 $ 0 15.1 Has the reporting entity entered into any hedging transactions reported on Schedule DB? Yes [ ] No [ X ] 15.2 If yes, has a comprehensive description of the hedging program been made available to the domiciliary state? Yes [ ] No [ ] If no, attach a description with this statement.
16. For the reporting entity's security lending program, state the amount of the following as of current statement date: 16.1 Total fair value of reinvested collateral assets reported on Schedule DL, Parts 1 and 2: $ 0 16.2 Total book adjusted/carrying value of reinvested collateral assets reported on Schedule DL, Parts 1 and 2: $ 0 16.3 Total payable for securities lending reported on the liability page: $ 0 17. Excluding items in Schedule E-Part 3-Special Deposits, real estate, mortgage loans and investments held physically in the reporting entity's offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Section 1, III - General Examination Considerations, F. Outsourcing of Critical Functions, Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook? Yes [ X ] No [ ] 17.1 For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following: 1 2 Name of Custodian(s) Custodian Address US Bank 2204 Lakeshore Drive, Suite 302, Birmingham, AL 35209 17.2 For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation: 1 2 3 Name(s) Location(s) Complete Explanation(s)
17.3 Have there been any changes, including name changes, in the custodian(s) identified in 17.1 during the current quarter? Yes [ ] No [ X ] 17.4 If yes, give full and complete information relating thereto: 1 2 3 4 Date of Old Custodian New Custodian Change Reason
17.5 Investment management – Identify all investment advisors, investment managers, broker/dealers, including individuals that have the authority to make investment decisions on behalf of the reporting entity. For assets that are managed internally by employees of the reporting entity, note as such ["…that have access to the investment accounts", "handle securities"]. 1 2 Name of Firm or Individual Affiliation Conning Asset Management U Zazove Associates, LLC U Lawrence Cochran I 17.5097 For those firms/individuals listed in the table for Question 17.5, do any firms/individuals unaffiliated with the reporting entity (i.e., designated with a "U") manage more than 10% of the reporting entity's assets? Yes [ X ] No [ ] 17.5098 For firms/individuals unaffiliated with the reporting entity (i.e., designated with a "U") listed in the table for Question 17.5, does the total assets under management aggregate to more than 50% of the reporting entity's assets? Yes [ X ] No [ ] 17.6 For those firms or individuals listed in the table for 17.5 with an affiliation code of "A" (affiliated) or "U" (unaffiliated), provide the information for the table below. 1 2 3 4 5 Investment Central Registration Depository Management Number Name of Firm or Individual Legal Entity Identifier (LEI) Registered With Agreement (IMA) Filed 107423 Conning Asset Management 549300Z0GI4KK37BDV40 SEC NO 104751 Zazove Associates, LLC FCPMTJRVS5D8DX0SXH56 SEC NO 18.1 Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Investment Analysis Office been followed? Yes [ X ] No [ ]
Q07.1 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY GENERAL INTERROGATORIES PART 1 - COMMON INTERROGATORIES
18.2 If no, list exceptions:
19. By self-designating 5GI securities, the reporting entity is certifying the following elements for each self-designated 5GI security: a. Documentation necessary to permit a full credit analysis of the security does not exist or an NAIC CRP credit rating for an FE or PL security is not available. b. Issuer or obligor is current on all contracted interest and principal payments. c. The insurer has an actual expectation of ultimate payment of all contracted interest and principal. Has the reporting entity self-designated 5GI securities? Yes [ X ] No [ ] 20. By self-designating PLGI securities, the reporting entity is certifying the following elements for each self-designated PLGI security: a. The security was purchased prior to January 1, 2018. b. The reporting entity is holding capital commensurate with the NAIC Designation reported for the security. c. The NAIC Designation was derived from the credit rating assigned by an NAIC CRP in its legal capacity as a NRSRO which is shown on a current private letter rating held by the insurer and available for examination by state insurance regulators. d. The reporting entity is not permitted to share this credit rating of the PL security with the SVO. Has the reporting entity self-designated PLGI securities? Yes [ ] No [ X ]
Q07.2 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY GENERAL INTERROGATORIES (continued) PART 2 – PROPERTY & CASUALTY INTERROGATORIES 1. If the reporting entity is a member of a pooling arrangement, did the agreement or the reporting entity’s participation change? Yes [ ] No [ X ] N/A [ ] If yes, attach an explanation.
2. Has the reporting entity reinsured any risk with any other reporting entity and agreed to release such entity from liability, in whole or in part, from any loss that may occur on the risk, or portion thereof, reinsured? Yes [ ] No [ X ] If yes, attach an explanation.
3.1 Have any of the reporting entity’s primary reinsurance contracts been canceled? Yes [ ] No [ X ] 3.2 If yes, give full and complete information thereto:
4.1 Are any of the liabilities for unpaid losses and loss adjustment expenses other than certain workers’ compensation tabular reserves (see Annual Statement Instructions pertaining to disclosure of discounting for definition of “tabular reserves,”) discounted at a rate of interest greater than zero? Yes [ ] No [ X ] 4.2 If yes, complete the following schedule: 1 2 3 Total Discount Discount Taken During Period 4 5 6 7 8 9 10 11 Maximu m Disc. Unpaid Unpaid Unpaid Unpaid Line of Business Interest Rate Losses LAE IBNR Total Losses LAE IBNR Total 0.000 0.000 0 0 0 0 0 0 0 0 Total XXX XXX 0 0 0 0 0 0 0 0 5. Operating Percentages: 5.1 A&H loss percent 0.000%
5.2 A&H cost containment percent 0.000%
5.3 A&H expense percent excluding cost containment expenses 0.000% 6.1 Do you act as a custodian for health savings accounts? Yes [ ] No [ X ] 6.2 If yes, please provide the amount of custodial funds held as of the reporting date. $ 0 6.3 Do you act as an administrator for health savings accounts? Yes [ ] No [ X ] 6.4 If yes, please provide the amount of funds administered as of the reporting date. $ 0 7. Is the reporting entity licensed or chartered, registered, qualified, eligible or writing business in at least two states? Yes [ X ] No [ ] 7.1 If no, does the reporting entity assume reinsurance business that covers risks residing in at least one state other than the state of domicile of the reporting entity? Yes [ ] No [ ]
Q08 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE F - CEDED REINSURANCE Showing All New Reinsurers - Current Year to Date 1 2 3 4 5 6 7
Effective Date NAIC Certified of Certified Company Domiciliary Type of Reinsurer Rating Reinsurer Code ID Number Name of Reinsurer Jurisdiction Reinsurer (1 through 6) Rating
NONE
Q09 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE T - EXHIBIT OF PREMIUMS WRITTEN Current Year to Date - Allocated by States and Territories 1 Direct Premiums Written Direct Losses Paid (Deducting Salvage) Direct Losses Unpaid Active 2 3 4 5 6 7 Status Current Year Prior Year Current Year Prior Year Current Year Prior Year States, Etc. (a) to Date to Date to Date to Date to Date to Date 1. Alabama...... AL ...... L...... 274,351 ...... 486,615 ...... 243,559 ...... 97,896 ...... 263,951 ...... 328,741 2. Alaska...... AK ...... N...... 3. Arizona...... AZ ...... L...... 4. Arkansas...... AR ...... L...... 24,617 ...... 38,249 ...... 59,819 ...... 21,669 ...... 123,991 ...... 282,152 5. California...... CA ...... N...... 6. Colorado...... CO ...... L...... 7. Connecticut...... CT ...... L...... 8. Delaware...... DE ...... L...... 2,169,700 ...... 2,368,088 ...... 524,484 ...... 381,722 ...... 3,670,067 ...... 3,056,301 9. District of Columbia...... DC ...... L...... 8,678 ...... 155 ...... 10. Florida...... FL ...... L...... 10,796 ...... 27,169 ...... 70,240 ...... 47,529 ...... 453,599 ...... 90,811 11. Georgia...... GA ...... L...... 2,232,659 ...... 2,178,230 ...... 1,098,957 ...... 1,256,443 ...... 10,121,081 ...... 1,670,201 12. Hawaii...... HI ...... N...... 13. Idaho...... ID ...... N...... 14. Illinois...... IL ...... L...... 2,910 ...... 5,806 ...... 24,986 ...... 312,241 ...... 2,823,840 ...... 623,173 15. Indiana...... IN ...... L...... 2,714,452 ...... 3,446,165 ...... 2,955,269 ...... 1,973,523 ...... 10,051,435 ...... 12,919,558 16. Iowa...... IA ...... L...... 957 ...... 300 ...... 13,829 ...... 83,924 ...... 17. Kansas...... KS ...... L...... 18. Kentucky...... KY ...... L...... 303,015 ...... 331,340 ...... 185,932 ...... 277,380 ...... 2,343,606 ...... 2,556,939 19. Louisiana...... LA ...... L...... 985,161 ...... 859,445 ...... 463,389 ...... 346,058 ...... 2,093,392 ...... 964,856 20. Maine...... ME ...... L...... 2,800,095 ...... 3,463,244 ...... 998,327 ...... 319,788 ...... 3,144,585 ...... 793,629 21. Maryland...... MD ...... L...... 1,089,556 ...... 938,843 ...... 738,927 ...... 1,059,592 ...... 6,281,313 ...... 6,359,122 22. Massachusetts...... MA ...... L...... 94,353 ...... 4,864 ...... 23. Michigan...... MI ...... L...... 284,516 ...... 842,357 ...... 425,231 ...... 398,851 ...... 2,733,630 ...... 3,093,655 24. Minnesota...... MN ...... L...... 954 ...... 204 ...... 25. Mississippi...... MS ...... L...... 1,320,276 ...... 1,534,250 ...... 512,414 ...... 493,395 ...... 2,002,826 ...... 1,960,856 26. Missouri...... MO ...... L...... 2,188 ...... 1,117 ...... 27. Montana...... MT ...... L...... 28. Nebraska...... NE ...... L...... 29. Nevada...... NV ...... L...... 30. New Hampshire...... NH ...... L...... 2,063,359 ...... 3,129,349 ...... 894,239 ...... 154,302 ...... 2,296,362 ...... 931,666 31. New Jersey...... NJ ...... L...... 5,011,977 ...... 6,119,629 ...... 2,538,542 ...... 2,627,534 ...... 23,063,569 ...... 24,546,088 32. New Mexico...... NM ...... L...... 33. New York...... NY ...... L...... 13,588 ...... 14,526 ...... 26,577 ...... 7,552 34. North Carolina...... NC ...... L...... 1,844,591 ...... 2,276,512 ...... 967,636 ...... 875,138 ...... 5,189,718 ...... 5,972,840 35. North Dakota...... ND ...... N...... 36. Ohio...... OH ...... L...... 37. Oklahoma...... OK ...... L...... 38. Oregon...... OR ...... N...... 39. Pennsylvania...... PA ...... L...... 37,120,017 ...... 38,952,453 ...... 16,005,188 ...... 16,494,619 ...... 74,603,342 ...... 70,331,276 40. Rhode Island...... RI ...... L...... 41. South Carolina...... SC ...... L...... 1,874,901 ...... 2,714,230 ...... 888,975 ...... 1,476,419 ...... 4,017,493 ...... 6,487,303 42. South Dakota...... SD ...... L...... 43. Tennessee...... TN ...... L...... 1,011,843 ...... 1,255,120 ...... 725,346 ...... 483,395 ...... 2,671,768 ...... 2,615,773 44. Texas...... TX ...... L...... 57,196 ...... 84,545 ...... 6,552 ...... 11,589 ...... 76,119 ...... 118,191 45. Utah...... UT ...... L...... 46. Vermont...... VT ...... L...... 40,636 ...... 350 ...... 47. Virginia...... VA ...... L...... 1,508,495 ...... 1,876,723 ...... 1,031,398 ...... 1,853,019 ...... 4,605,327 ...... 5,829,056 48. Washington...... WA ...... N...... 49. West Virginia...... WV ...... L...... 193,357 ...... 427,430 ...... 49,491 ...... 741 ...... 252,434 ...... 62,615 50. Wisconsin...... WI ...... L...... 2,001 ...... 4,404 ...... 51. Wyoming...... WY ...... N...... 52. American Samoa...... AS ...... N...... 53. Guam...... GU ...... N...... 54. Puerto Rico...... PR ...... N...... 55. US Virgin Islands...... VI ...... N...... 56. Northern Mariana Islands...... MP ...... N...... 57. Canada...... CAN ...... N...... 58. Aggregate Other Alien...... OT ...XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 59. Totals...... XXX...... 65,061,195 ...... 73,381,712 ...... 31,422,728 ...... 30,989,421 ...... 162,967,372 ...... 151,602,355 DETAILS OF WRITE-INS 58001...... XXX...... 58002...... XXX...... 58003...... XXX...... 58998. Summary of remaining write-ins for Line 58 from overflow page...... XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 58999. Totals (Lines 58001 thru 58003+ Line 58998) (Line 58 above)...... XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 (a) Active Status Count L - Licensed or Chartered - Licensed insurance carrier or domiciled RRG...... 43 R - Registered - Non-domiciled RRGs...... 0 E - Eligible - Reporting entities eligible or approved to write surplus lines in the state Q - Qualified - Qualified or accredited reinsurer...... 0 (other than their state of domicile - See DSLI)...... 0 N - None of the above - Not allowed to write business in the state...... 14 D - Domestic Surplus Lines Insurer (DSLI) - Reporting entities authorized to write surplus lines in the state of domicile...... 0
Q10 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY
SCHEDULE Y – INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP PART 1 – ORGANIZATIONAL CHART
ProAssurance Corporation A Delaware Holding Corporation / FEIN: 63-1261433
PRA Professional Liability Group, Inc. A Delaware Holding Corporation (100%) FEIN: 01-0874962
ProAssurance Indemnity Company, Inc. ProAssurance Mid-Continent Underwriters, Inc. An Alabama Stock Insurance Corporation (100%) A Texas Corporation (100%) FEIN: 63-0720042 / NAIC: 33391 FEIN: 76-0205255
ProAssurance Casualty Company IAO, Inc. d/b/a ProAssurance Agency A Michigan Stock Insurance Company (100%) An Alabama Insurance Agency (100%) FEIN: 38-2317569 / NAIC: 38954 FEIN: 63-0725911
Medmarc Casualty Insurance Company PRA Group Holdings, Inc. A Vermont Stock Insurance Company (100%) A Delaware Holding Corporation (100%) FEIN: 59-0615164 / NAIC: 22241 FEIN: 27-0386608
Hamilton Resources Corporation A Delaware Corporation (100%) PRA Services Corporation FEIN: 52-1422519 A Michigan Corporation (100%) FEIN: 38-2684456 Noetic Specialty Insurance Company A Vermont Stock Insurance Company (100%) PRACCL Ltd. FEIN: 62-1216444 / NAIC: 17400 A UK Corporation (100%) Registration Number: 8704220 ProAssurance Specialty Insurance Company, Inc. An Alabama Stock Insurance Corporation (100%) PRA Corporate Capital Ltd. FEIN: 36-3990058 / NAIC: 10179 A UK Corporation (100%) Registration Number: 8704267
ProAssurance General Insurance Company, Ltd. Domiciled in Bermuda (100%) Eastern Insurance Holdings, Inc. Company Registration No: EC-27597 d/b/a Eastern Alliance Insurance Group A Pennsylvania Corporation (100%) FEIN: 20-2653793 Podiatry Insurance Company of America An Illinois Stock Insurance Company (100%) FEIN: 58-1403235 / NAIC: 14460 Eastern Re Ltd, S.P.C. A Cayman Islands Segregated Portfolio Company (100%) FEIN: 98-0434659 PACO Assurance Company, Inc. An Illinois Stock Insurance Company (100%) FEIN:36-3998471 / NAIC: 10222 Inova Re Ltd, S.P.C. A Cayman Islands Segregated Portfolio Company (100%) FEIN: 98-1421114 ProAssurance American Mutual, A Risk Retention Group A District of Columbia Mutual RRG FEIN: 47-2511641 / NAIC: 15647 Eastern Advantage Assurance Company A Pennsylvania Stock Insurance Company (100%) FEIN: 65-1316719 / NAIC: 13019
Allied Eastern Indemnity Company Pennsylvania Stock Insurance Company (100%) FEIN: 26-0026993 / NAIC: 11242
Eastern Alliance Insurance Company A Pennsylvania Stock Insurance Company (100%) FEIN: 23-2900463 / NAIC: 10724
ProAssurance Group Services Corporation An Alabama Corporation (100%) FEIN: 63-1285505
Q11 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE Y PART 1A - DETAIL OF INSURANCE HOLDING COMPANY SYSTEM 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Name of Type of Securities Control Exchange (Ownership Is an if Publicly Board, If Control is SCA NAIC Traded Names of Relationship Management, Ownership Filing Group Group Company ID Federal (U.S. or Parent, Subsidiaries Domiciliary to Reporting Directly Controlled by Attorney-in-Fact, Provide Ultimate Controlling Required? Code Name Code Number RSSD CIK International) or Affiliates Location Entity (Name of Entity/Person) Influence, Other) Percentage Entity(ies)/Person(s) (Y/N) * Members ...... 00000... 631261433...... 1127703 NYSE...... ProAssurance Corporation ...... DE...... UIP...... Board, Other ...... N...... 00000... 010874962...... PRA Professional Liability Group, Inc...... DE...... NIA...... ProAssurance Corporation ...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 10222... 363998471...... PACO Assurance Company, Inc...... IL...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 14460... 581403235...... Podiatry Insurance Company of America ...... IL...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 38954... 382317569...... ProAssurance Casualty Company ...... MI...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... ProAssurance General Insurance Company, ...... 00000... 000000000...... Ltd. BMU...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 33391... 630720042...... ProAssurance Indemnity Company, Inc...... AL...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... ProAssurance Specialty Insurance Company, 2698 ProAssurance Corp Group..... 10179... 363990058...... Inc. AL...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N......
...... 00000... 760205255...... ProAssurance Mid-Continent Underwriters, Inc. TX...... NIA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N......
Q ...... 00000... 630725911...... IAO, Inc. d/b/a ProAssurance Agency ...... AL...... NIA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N......
1 ...... 00000... 270386608...... PRA Group Holdings, Inc...... DE...... NIA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2 ...... 00000... 382684456...... PRA Services Corporation ...... MI...... NIA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 00000... 631285505...... ProAssurance Group Services Corporation ..... AL...... NIA...... ProAssurance Corporation ...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 22241... 590615164...... Medmarc Casualty Insurance Company ...... VT...... IA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 17400... 621216444...... Noetic Specialty Insurance Company ...... VT...... IA...... Medmarc Casualty Insurance Company ...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 00000... 521422519...... Hamilton Resources Corporation ...... DE...... NIA...... Medmarc Casualty Insurance Company ...... Ownership ...... 100.000 ProAssurance Corporation ...... Y...... 00000... 000000000...... PRACCL Ltd...... GBR...... NIA...... PRA Professional Liability Group, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 00000... 000000000...... PRA Corporate Capital Ltd...... GBR...... OTH...... PRACCL Ltd...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 1...... 00000... 202653793...... Eastern Insurance Holdings, Inc...... PA...... UDP...... ProAssurance Corporation ...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 00000... 980434659...... Eastern Re Ltd, S.P.C...... CYM...... IA...... Eastern Insurance Holdings, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 00000... 981421114...... Inova Re Ltd, S.P.C...... CYM...... IA...... Eastern Insurance Holdings, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2...... 2698 ProAssurance Corp Group..... 13019... 651316719...... Eastern Advantage Assurance Company ...... PA...... IA...... Eastern Insurance Holdings, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 10724... 232900463...... Eastern Alliance Insurance Company ...... PA...... RE...... Eastern Insurance Holdings, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... 2698 ProAssurance Corp Group..... 11242... 260026993...... Allied Eastern Indemnity Company ...... PA...... IA...... Eastern Insurance Holdings, Inc...... Ownership ...... 100.000 ProAssurance Corporation ...... N...... ProAssurance American Mutual, A Risk Management, 2698 ProAssurance Corp Group..... 15647... 472511641...... Retention Group DC...... IA...... ProAssurance Indemnity Company, Inc ...... Board, Other ...... ProAssurance Corporation ...... N......
Asterisk Explanation 1 Corporate member - Lloyd's of London (Syndicate 1729 and Syndicate 6131) 2 See Note 10 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY PART 1 - LOSS EXPERIENCE Current Year to Date 4 1 2 3 Prior Year to Date Direct Premiums Direct Losses Direct Direct Loss Lines of Business Earned Incurred Loss Percentage Percentage 1. Fire...... 0.000 ...... 2. Allied lines...... 0.000 ...... 3. Farmowners multiple peril...... 0.000 ...... 4. Homeowners multiple peril...... 0.000 ...... 5. Commercial multiple peril...... 0.000 ...... 6. Mortgage guaranty...... 0.000 ...... 8. Ocean marine...... 0.000 ...... 9. Inland marine...... 0.000 ...... 10. Financial guaranty...... 0.000 ...... 11.1. Medical professional liability - occurrence...... 0.000 ...... 11.2. Medical professional liability - claims-made...... 0.000 ...... 12. Earthquake...... 0.000 ...... 13. Group accident and health...... 0.000 ...... 14. Credit accident and health...... 0.000 ...... 15. Other accident and health...... 0.000 ...... 16. Workers' compensation...... 62,381,817 ...... 31,849,555 ...... 51.056 ...... 65.700 17.1 Other liability-occurrence...... 80,737 ...... 50,000 ...... 61.929 ...... 17.2 Other liability-claims made...... 0.000 ...... 17.3 Excess workers' compensation...... 0.000 ...... 18.1 Products liability-occurrence...... 0.000 ...... 18.2 Products liability-claims made...... 0.000 ...... 19.1, 19.2 Private passenger auto liability...... 0.000 ...... 19.3, 19.4 Commercial auto liability...... 0.000 ...... 21. Auto physical damage...... 0.000 ...... 22. Aircraft (all perils)...... 0.000 ...... 23. Fidelity...... 0.000 ...... 24. Surety...... 0.000 ...... 26. Burglary and theft...... 0.000 ...... 27. Boiler and machinery...... 0.000 ...... 28. Credit...... 0.000 ...... 29. International...... 0.000 ...... 30. Warranty...... 0.000 ...... 31. Reinsurance-nonproportional assumed property...... XXX...... XXX...... XXX...... XXX...... 32. Reinsurance-nonproportional assumed liability...... XXX...... XXX...... XXX...... XXX...... 33. Reinsurance-nonproportional assumed financial lines...... XXX...... XXX...... XXX...... XXX...... 34. Aggregate write-ins for other lines of business...... 0 ...... 0 ...... 0.000 ...... 35. Totals...... 62,462,554 ...... 31,899,555 ...... 51.070 ...... 65.652 DETAILS OF WRITE-INS 3401...... 0.000 ...... 3402...... 0.000 ...... 3403...... 0.000 ...... 3498. Sum. of remaining write-ins for Line 34 from overflow page...... 0 ...... 0 ...... 0.000 ...... XXX...... 3499. Totals (Lines 3401 thru 3403 plus 3498) (Line 34)...... 0 ...... 0 ...... 0.000 ......
PART 2 - DIRECT PREMIUMS WRITTEN 1 2 3 Current Current Prior Year Lines of Business Quarter Year to Date Year to Date 1. Fire...... 2. Allied lines...... 3. Farmowners multiple peril...... 4. Homeowners multiple peril...... 5. Commercial multiple peril...... 6. Mortgage guaranty...... 8. Ocean marine...... 9. Inland marine...... 10. Financial guaranty...... 11.1 Medical professional liability - occurrence...... 11.2 Medical professional liability - claims made...... 12. Earthquake...... 13. Group accident and health...... 14. Credit accident and health...... 15. Other accident and health...... 16. Workers' compensation...... 28,229,203 ...... 64,987,143 ...... 73,280,868 17.1 Other liability-occurrence...... 42,393 ...... 74,052 ...... 100,844 17.2 Other liability-claims made...... 17.3 Excess workers' compensation...... 18.1 Products liability-occurrence...... 18.2 Products liability-claims made...... 19.1 19.2 Private passenger auto liability...... 19.3 19.4 Commercial auto liability...... 21. Auto physical damage...... 22. Aircraft (all perils)...... 23. Fidelity...... 24. Surety...... 26. Burglary and theft...... 27. Boiler and machinery...... 28. Credit...... 29. International...... 30. Warranty...... 31. Reinsurance-nonproportional assumed property...... XXX...... XXX...... XXX...... 32. Reinsurance-nonproportional assumed liability...... XXX...... XXX...... XXX...... 33. Reinsurance-nonproportional assumed financial lines...... XXX...... XXX...... XXX...... 34. Aggregate write-ins for other lines of business...... 0 ...... 0 ...... 0 35. Totals...... 28,271,596 ...... 65,061,195 ...... 73,381,712 DETAILS OF WRITE-INS 3401...... 3402...... 3403...... 3498. Sum. of remaining write-ins for Line 34 from overflow page...... 0 ...... 0 ...... 0 3499. Totals (Lines 3401 thru 3403 plus 3498) (Line 34)...... 0 ...... 0 ...... 0
Q13 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY PART 3 (000 omitted) LOSS AND LOSS ADJUSTMENT EXPENSE RESERVES SCHEDULE 1 2 3 4 5 6 7 8 9 10 11 12 13 Q.S. Date Known Q.S. Date Known Prior Year-End Known Prior Year-End Prior Year-End Total Prior 2019 2019 Case Loss and Case Loss and LAE Case Loss and LAE IBNR Loss and LAE Total Loss Prior Year-End Prior Year-End Year-End Loss and LAE Loss and LAE Total 2019 LAE Reserves on Reserves on Claims Q.S. Date Total Q.S. Reserves Developed Reserves Developed and LAE Reserve Years in Which Known Case IBNR Loss and Payments on Claims Payments on Claims Loss and Claims Reported and Reported or Reopened IBNR Loss and LAE (Savings)/Deficiency (Savings)/Deficiency Developed Losses Loss and LAE Loss and LAE LAE Reserves Reported as of Prior Unreported as of LAE Payments Open as of Prior Subsequent to Loss and LAE Reserves (Cols. 4 + 7 (Cols. 5 + 8 + 9 (Savings)/Deficiency Occurred Reserves Reserves (Cols. 1 + 2) Year-End Prior Year-End (Cols. 4 + 5) Year-End Prior Year-End Reserves (Cols. 7 + 8 + 9) minus Col. 1) minus Col. 2) (Cols. 11 + 12)
1. 2016 + Prior...... 16,846 ...... 11,621 ...... 28,467 ...... 5,001 ...... 5,001 ...... 11,518 ...... 11,023 ...... 22,541 ...... (327) ...... (598) ...... (925)
2. 2017...... 11,660 ...... 5,370 ...... 17,030 ...... 5,874 ...... 5,874 ...... 8,221 ...... 2,935 ...... 11,156 ...... 2,435 ...... (2,435) ...... 0
3. Subtotals 2017 + Prior...... 28,506 ...... 16,991 ...... 45,497 ...... 10,875 ...... 0 ...... 10,875 ...... 19,739 ...... 0 ...... 13,958 ...... 33,697 ...... 2,108 ...... (3,033) ...... (925)
4. 2018...... 24,821 ...... 25,873 ...... 50,694 ...... 18,553 ...... 18,553 ...... 23,927 ...... 8,214 ...... 32,141 ...... 17,659 ...... (17,659) ...... 0
5. Subtotals 2018 + Prior...... 53,327 ...... 42,864 ...... 96,191 ...... 29,428 ...... 0 ...... 29,428 ...... 43,666 ...... 0 ...... 22,172 ...... 65,838 ...... 19,767 ...... (20,692) ...... (925)
Q 6. 2019...... XXX...... XXX...... XXX...... XXX...... 4,661 ...... 4,661 ...... XXX...... 13,829 ...... 28,314 ...... 42,143 ...... XXX...... XXX...... XXX...... 1 4 7. Totals...... 53,327 ...... 42,864 ...... 96,191 ...... 29,428 ...... 4,661 ...... 34,089 ...... 43,666 ...... 13,829 ...... 50,486 ...... 107,981 ...... 19,767 ...... (20,692) ...... (925)
8. Prior Year- Col. 11, Line 7 Col. 12, Line 7 Col. 13, Line 7 End's Surplus As % of Col. 1, As % of Col. 2, As % of Col. 3, As Regards Line 7 Line 7 Line 7 Policyholders ...... 110,399
1...... 37.1 % 2...... (48.3)% 3...... (1.0)%
Col. 13, Line 7 Line 8
4...... (0.8)% Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SUPPLEMENTAL EXHIBITS AND SCHEDULES INTERROGATORIES
The following supplemental reports are required to be filed as part of your statement filing. However, in the event that your company does not transact the type of business for which the special report must be filed, your response of NO to the specific interrogatory will be accepted in lieu of filing a "NONE" report and a bar code will be printed below. If the supplement is required of your company but is not being filed for whatever reason, enter SEE EXPLANATION and provide an explanation following the interrogatory questions. Response
1. Will the Trusteed Surplus Statement be filed with the state of domicile and the NAIC with this statement? NO
2. Will Supplement A to Schedule T (Medical Professional Liability Supplement) be filed with this statement? NO
3. Will the Medicare Part D Coverage Supplement be filed with the state of domicile and the NAIC with this statement? NO
4. Will the Director and Officer Insurance Coverage Supplement be filed with the state of domicile and the NAIC with this statement? NO
Explanation: 1. The data for this supplement is not required to be filed. 2. The data for this supplement is not required to be filed. 3. The data for this supplement is not required to be filed. 4. The data for this supplement is not required to be filed.
Bar Code: *10724201949000002* *10724201945500002* *10724201936500002* *10724201950500002*
Q15 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY Overflow Page for Write-Ins
Additional Write-ins for Assets: Current Statement Date 4 1 2 3 Net Admitted December 31, Nonadmitted Assets Prior Year Net Assets Assets (Cols. 1 - 2) Admitted Assets 2504. Intangible Asset...... 4,333,582 ...... 4,333,582 ...... 0 ...... 2597. Summary of remaining write-ins for Line 25...... 4,333,582 ...... 4,333,582 ...... 0 ...... 0
Q16 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE A - VERIFICATION Real Estate 1 2 Prior Year Ended Year to Date December 31 1. Book/adjusted carrying value, December 31 of prior year...... 0 ...... 2. Cost of acquired: 2.1 Actual cost at time of acquisition...... 2.2 Additional investment made after acquisition...... 3. Current year change in encumbrances...... NONE ...... 4. Total gain (loss) on disposals...... 5. Deduct amounts received on disposals...... 6. Total foreign exchange change in book/adjusted carrying value...... 7. Deduct current year's other-than-temporary impairment recognized...... 8. Deduct current year's depreciation...... 9. Book/adjusted carrying value at end of current period (Lines 1+2+3+4-5+6-7-8)...... 0 ...... 0 10. Deduct total nonadmitted amounts...... 11. Statement value at end of current period (Line 9 minus Line 10)...... 0 ...... 0
SCHEDULE B - VERIFICATION Mortgage Loans 1 2 Prior Year Ended Year to Date December 31 1. Book value/recorded investment excluding accrued interest, December 31 of prior year...... 0 ...... 2. Cost of acquired: 2.1 Actual cost at time of acquisition...... 2.2 Additional investment made after acquisition...... 3. Capitalized deferred interest and other...... 4. Accrual of discount...... 5. Unrealized valuation increase (decrease)...... NONE ...... 6. Total gain (loss) on disposals...... 7. Deduct amounts received on disposals...... 8. Deduct amortization of premium and mortgage interest points and commitment fees...... 9. Total foreign exchange change in book value/recorded investment excluding accrued interest...... 10. Deduct current year's other-than-temporary impairment recognized...... 11. Book value/recorded investment excluding accrued interest at end of current period (Lines 1+2+3+4+5+6-7-8+9-10)...... 0 ...... 0 12. Total valuation allowance...... 13. Subtotal (Line 11 plus Line 12)...... 0 ...... 0 14. Deduct total nonadmitted amounts...... 15. Statement value at end of current period (Line 13 minus Line 14)...... 0 ...... 0
SCHEDULE BA - VERIFICATION Other Long-Term Invested Assets 1 2 Prior Year Ended Year to Date December 31 1. Book/adjusted carrying value, December 31 of prior year...... 34,161,301 ...... 28,297,689 2. Cost of acquired: 2.1 Actual cost at time of acquisition...... 227,369 ...... 2.2 Additional investment made after acquisition...... 321,170 ...... 6,764,037 3. Capitalized deferred interest and other...... 4. Accrual of discount...... 5. Unrealized valuation increase (decrease)...... 798,377 ...... 1,367,623 6. Total gain (loss) on disposals...... 7. Deduct amounts received on disposals...... 499,200 ...... 2,268,047 8. Deduct amortization of premium and depreciation...... 9. Total foreign exchange change in book/adjusted carrying value...... 10. Deduct current year's other-than-temporary impairment recognized...... 11. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5+6-7-8+9-10)...... 35,009,017 ...... 34,161,301 12. Deduct total nonadmitted amounts...... 13. Statement value at end of current period (Line 11 minus Line 12)...... 35,009,017 ...... 34,161,301
SCHEDULE D - VERIFICATION Bonds and Stocks 1 2 Prior Year Ended Year to Date December 31 1. Book/adjusted carrying value of bonds and stocks, December 31 of prior year...... 194,076,309 ...... 200,030,973 2. Cost of bonds and stocks acquired...... 45,201,745 ...... 93,177,430 3. Accrual of discount...... 75,748 ...... 82,718 4. Unrealized valuation increase (decrease)...... 3,061,819 ...... (9,009,593) 5. Total gain (loss) on disposals...... 963,923 ...... 6,169,333 6. Deduct consideration for bonds and stocks disposed of...... 30,711,548 ...... 95,124,013 7. Deduct amortization of premium...... 487,268 ...... 1,250,539 8. Total foreign exchange change in book/adjusted carrying value...... 9. Deduct current year's other-than-temporary impairment recognized...... 10. Total investment income recognized as a result of prepayment penalties and/or acceleration fees...... 11. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9+10)...... 212,180,727 ...... 194,076,309 12. Deduct total nonadmitted amounts...... 13. Statement value at end of current period (Line 11 minus Line 12)...... 212,180,727 ...... 194,076,309
QSI01 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE D - PART 1B Showing the Acquisitions, Dispositions and Non-Trading Activity During the Current Quarter for all Bonds and Preferred Stock by NAIC Designation 1 2 3 4 5 6 7 8 Book/Adjusted Carrying Acquisitions Dispositions Non-Trading Activity Book/Adjusted Carrying Book/Adjusted Carrying Book/Adjusted Carrying Book/Adjusted Carrying Value Beginning During During During Value End of Value End of Value End of Value December 31 NAIC Designation of Current Quarter Current Quarter Current Quarter Current Quarter First Quarter Second Quarter Third Quarter Prior Year
BONDS
1. NAIC 1 (a)...... 122,834,064 ...... 7,205,421 ...... 6,920,110 ...... (1,480,434) ...... 122,834,064 ...... 121,638,941 ...... 116,432,619
2. NAIC 2 (a)...... 31,561,385 ...... 7,071,099 ...... 1,560,513 ...... 1,322,713 ...... 31,561,385 ...... 38,394,684 ...... 22,292,511
3. NAIC 3 (a)...... 5,522,340 ...... 2,263,003 ...... 2,526,961 ...... (557,967) ...... 5,522,340 ...... 4,700,415 ...... 6,261,330
4. NAIC 4 (a)...... 8,444,711 ...... 2,186,247 ...... 2,325,633 ...... 335,574 ...... 8,444,711 ...... 8,640,899 ...... 7,136,696
5. NAIC 5 (a)...... 1,393,517 ...... 358,713 ...... 291,864 ...... 280,755 ...... 1,393,517 ...... 1,741,121 ...... 1,942,281
6. NAIC 6 (a)...... 0 ...... Q S I
0 7. Total Bonds...... 169,756,016 ...... 19,084,483 ...... 13,625,081 ...... (99,359) ...... 169,756,016 ...... 175,116,059 ...... 0 ...... 154,065,437 2 PREFERRED STOCK
8. NAIC 1...... 1,059,631 ...... 341,236 ...... 1,059,631 ...... 718,395 ...... 880,582
9. NAIC 2...... 950,019 ...... 950,019 ...... 950,019 ...... 950,019
10. NAIC 3...... 1,043,242 ...... 638,970 ...... 24,556 ...... 1,043,242 ...... 428,828 ...... 1,043,280
11. NAIC 4...... 170,000 ...... 170,000 ......
12. NAIC 5...... 381,225 ...... 381,225 ...... 381,225 ...... 381,225
13. NAIC 6...... 2,856 ...... 2,856 ......
14. Total Preferred Stock...... 3,434,117 ...... 170,000 ...... 980,206 ...... 27,412 ...... 3,434,117 ...... 2,651,323 ...... 0 ...... 3,255,106
15. Total Bonds and Preferred Stock...... 173,190,133 ...... 19,254,483 ...... 14,605,287 ...... (71,947) ...... 173,190,133 ...... 177,767,382 ...... 0 ...... 157,320,543 (a) Book/Adjusted Carrying Value column for the end of the current reporting period includes the following amount of short-term and cash equivalent bonds by NAIC designation: NAIC 1 $.....354,892; NAIC 2 $...... 0; NAIC 3 $...... 0; NAIC 4 $...... 0; NAIC 5 $...... 0; NAIC 6 $...... 0. Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE DA - PART 1 Short-Term Investments 1 2 3 4 5 Book/Adjusted Actual Interest Collected Paid for Accrued Interest Carrying Value Par Value Cost Year To Date Year To Date
9199999...... 354,892 ...... XXX...... 353,594 ...... 3,994 ......
SCHEDULE DA - VERIFICATION Short-Term Investments 1 2 Prior Year Ended Year To Date December 31
1. Book/adjusted carrying value, December 31 of prior year...... 753,797 ...... 202,990
2. Cost of short-term investments acquired...... 1,106,683
3. Accrual of discount...... 898 ...... 5,572
4. Unrealized valuation increase (decrease)...... 17,442
5. Total gain (loss) on disposals...... 197 ...... (19,559)
6. Deduct consideration received on disposals...... 400,000 ...... 558,159
7. Deduct amortization of premium...... 1,173
8. Total foreign exchange change in book/adjusted carrying value......
9. Deduct current year's other-than-temporary impairment recognized......
10. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9)...... 354,892 ...... 753,797
11. Deduct total nonadmitted amounts......
12. Statement value at end of current period (Line 10 minus Line 11)...... 354,892 ...... 753,797
QSI03 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY
Sch. DB - Pt. A - Verification NONE
Sch. DB - Pt. B - Verification NONE
Sch. DB - Pt. C - Sn. 1 NONE
Sch. DB - Pt. C - Sn. 2 NONE
Sch. DB - Verification NONE
QSI04, QSI05, QSI06, QSI07 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE E - PART 2 - VERIFICATION Cash Equivalents 1 2 Prior Year Ended Year To Date December 31
1. Book/adjusted carrying value, December 31 of prior year...... 23,369,868 ...... 13,789,586
2. Cost of cash equivalents acquired...... 127,652,946 ...... 272,514,960
3. Accrual of discount...... 12,850
4. Unrealized valuation increase (decrease)......
5. Total gain (loss) on disposals......
6. Deduct consideration received on disposals...... 123,935,308 ...... 262,947,528
7. Deduct amortization of premium......
8. Total foreign exchange change in book/ adjusted carrying value......
9. Deduct current year's other-than-temporary impairment recognized......
10. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9)...... 27,087,506 ...... 23,369,868
11. Deduct total nonadmitted amounts......
12. Statement value at end of current period (Line 10 minus Line 11)...... 27,087,506 ...... 23,369,868
QSI08 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY
Sch. A Pt. 2 NONE
Sch. A Pt. 3 NONE
Sch. B - Pt. 2 NONE
Sch. B - Pt. 3 NONE
QE01, QE02 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE BA - PART 2 Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE During the Current Quarter 1 2 Location 5 6 7 8 9 10 11 12 13 3 4
NAIC Desig- nation and Admini- strative Symbol/ Date Market Originally Type and Actual Cost at Time of Additional Investment Amount of Commitment for Percentage of CUSIP Identification Name or Description City State Name of Vendor or General Partner Indicator Acquired Strategy Acquisition Made after Acquisition Encumbrances Additional Investment Ownership Joint Venture or Partnership Interests That Have Underlying Characteristics of Real Estate - Unaffiliated HARBER T1 0 Harbert Seniors Housing Fund II, L.P...... Birmingham...... AL.... Harbert Management Corp...... 01/03/2019...... 269,692 ...... 4,635,197 ...... 1799999. Total - Joint Venture or Partnership Interests That Have Underlying Characteristics of Real Estate - Unaffiliated...... 0 ...... 269,692 ...... 0 ...... 4,635,197 ...... XXX...... Joint Venture or Partnership Interests That Have Underlying Characteristics of Other - Unaffiliated WNGAIR CR 6 WNG Aircraft Opportunities Fund II, L.P...... Dallas...... TX.... WNG Capital...... 01/23/2019...... 51,478 ...... 4,816,265 ...... 2199999. Total - Joint Venture or Partnership Interests That Have Underlying Characteristics of Other - Unaffiliated...... 0 ...... 51,478 ...... 0 ...... 4,816,265 ...... XXX...... 4499999. Subtotal - Unaffiliated...... 0 ...... 321,170 ...... 0 ...... 9,451,462 ...... XXX...... 4699999. Totals...... 0 ...... 321,170 ...... 0 ...... 9,451,462 ...... XXX...... Q E 0 3
SCHEDULE BA - PART 3 Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Quarter 1 2 Location 5 6 7 8 Changes in Book/Adjusted Carrying Value 15 16 17 18 19 20 3 4 9 10 11 12 13 14
Book/Adjusted Current Year's Current Year's Book/Adjusted Carrying Value Unrealized (Depreciation) Other-Than- Capitalized Total Foreign Carrying Value Foreign Date Less Valuation or Temporary Deferred Total Change Exchange Less Exchange Realized Gain Total Gain Originally Disposal Encumbrances, Increase (Amortization) Impairment Interest and in B./A.C.V. Change in Encumbrances Gain (Loss) on (Loss) on (Loss) on Investment CUSIP Identification Name or Description City State Name of Purchaser or Nature of Disposal Acquired Date Prior Year (Decrease) / Accretion Recognized Other (9+10-11+12) B./A.C.V. on Disposal Consideration Disposal Disposal Disposal Income Joint Venture or Partnership Interests That Have Underlying Characteristics of Real Estate - Unaffiliated ICBERK EL 9 IC BERKELEY PARTNERS III LP...... PASADENA...... CA.. INDUSTRY CAPITAL...... 08/31/2014 Various...... 380,800 ...... 0 ...... 380,800 ...... 0 ...... 1799999. Total - Joint Venture or Partnership Interests That Have Underlying Characteristics of Real Estate - Unaffiliated...... 380,800 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 380,800 ...... 0 ...... 0 ...... 0 ...... 0 4499999. Subtotal - Unaffiliated...... 380,800 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 380,800 ...... 0 ...... 0 ...... 0 ...... 0 4699999. Totals...... 380,800 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 380,800 ...... 0 ...... 0 ...... 0 ...... 0 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE D - PART 3 Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter 1 2 3 4 5 6 7 8 9 10
NAIC Designation and Administrative Symbol/Market Indicator CUSIP Identification Description Foreign Date Acquired Name of Vendor Number of Shares of Stock Actual Cost Par Value Paid for Accrued Interest and Dividends (a) Bonds - U.S. Government 912828 P7 9 US TREASURY N/B...... 04/05/2019...... BARCLAYS AMERICAN...... 179,544 ...... 185,000 ...... 294 1...... 0599999. Total - Bonds - U.S. Government...... 179,544 ...... 185,000 ...... 294 ...... XXX...... Bonds - All Other Government 748149 AQ 4 PROVINCE OF QUEBEC...... A...... 04/02/2019...... SCOTIA CAPITAL INC - US...... 1,147,102 ...... 1,150,000 ...... 1FE...... 00254E MU 3 SWEDISH EXPORT CREDIT...... D...... 04/02/2019...... BMO CAPITAL MARKETS - US...... 549,115 ...... 550,000 ...... 1FE...... 1099999. Total - Bonds - All Other Government...... 1,696,217 ...... 1,700,000 ...... 0 ...... XXX...... Bonds - Industrial and Miscellaneous 00194@ AA 2 APH FINANCE 1 LLC...... 06/10/2019...... DIRECT...... 610,000 ...... 610,000 ...... 1Z...... 00971T AH 4 AKAMAI TECHNOLOGIES INC...... 05/06/2019...... CITIGROUP GLOBAL MARKETS...... 409,137 ...... 390,000 ...... 9 1FE...... 00971T AJ 0 AKAMAI TECHNOLOGIES INC...... 05/21/2019...... EXCHANGE...... 1,098,391 ...... 1,100,000 ...... 76 1FE...... 03522A AG 5 ANHEUSER-BUSCH CO/INBEV...... 05/15/2019...... EXCHANGE...... 1,021,736 ...... 1,000,000 ...... 10,544 2FE...... 049164 BJ 4 ATLAS AIR WORLDWIDE HLDG...... 04/25/2019...... PORALES PARTNERS LLC...... 62,698 ...... 60,000 ...... 463 4...... 252131 AG 2 DEXCOM INC...... 05/06/2019...... VARIOUS...... 150,745 ...... 145,000 ...... 467 3Z...... 25389J AU 0 DIGITAL REALTY TRUST LP...... 06/10/2019...... J.P. MORGAN...... 499,115 ...... 500,000 ...... 2FE...... 34959J AJ 7 FORTIVE CORPORATION...... 05/06/2019...... JEFFERIES & CO...... 52,570 ...... 50,000 ...... 92 2FE...... 36257H BN 5 GSMS 2019-GC40 A3...... 06/26/2019...... GOLDMAN SACHS...... 504,990 ...... 500,000 ...... 403 1FE...... 42806D CH 0 HERTZ 2019-2A A...... 05/22/2019...... BANK AMERICA...... 789,767 ...... 790,000 ...... 1FE...... Q 43940T AB 5 HOPE BANCORP INC...... 06/07/2019...... EXCHANGE...... 598,650 ...... 625,000 ...... 764 3Z...... E
0 44932F AB 3 IAC FINANCECO 3 INC...... 05/30/2019...... VARIOUS...... 375,012 ...... 370,000 ...... 43 3Z...... 4 452327 AH 2 ILLUMINA INC...... 05/20/2019...... BARCLAYS AMERICAN...... 283,077 ...... 210,000 ...... 458 2FE...... 457669 AA 7 INSMED INC...... 05/07/2019...... BANK AMERICA...... 45,573 ...... 45,000 ...... 249 5...... 45867G AA 9 INTERDIGITAL INC...... 06/14/2019...... VARIOUS...... 1,195,157 ...... 1,190,000 ...... 156 2Z...... 46647P BD 7 JPMORGAN CHASE & CO...... 04/29/2019...... J.P. MORGAN...... 675,000 ...... 675,000 ...... 1FE...... 483548 AF 0 KAMAN CORP...... 06/28/2019...... BANK AMERICA...... 489,396 ...... 420,000 ...... 2,238 2FE...... 53220K AF 5 LIGAND PHARMACEUTICALS I...... 05/22/2019...... EXCHANGE...... 499,600 ...... 520,000 ...... 76 3Z...... 647551 B# 6 NEW MOUNTAIN FINANCE CORP...... 04/30/2019...... DIRECT...... 1,000,000 ...... 1,000,000 ...... 2Z...... 682189 AP 0 ON SEMICONDUCTOR CORP...... 05/22/2019...... BARCLAYS AMERICAN...... 110,165 ...... 95,000 ...... 167 3FE...... 697435 AC 9 PALO ALTO NETWORKS...... 06/07/2019...... VARIOUS...... 447,658 ...... 430,000 ...... 1,409 4FE...... 852234 AC 7 SQUARE INC...... 05/02/2019...... VARIOUS...... 70,161 ...... 60,000 ...... 137 4...... 852234 AD 5 SQUARE INC...... 06/07/2019...... EXCHANGE...... 844,064 ...... 760,000 ...... 232 4...... 868459 AD 0 SUPERNUS PHARMACEUTICALS...... 04/01/2019...... EXCHANGE...... 528,833 ...... 520,000 ...... 3Z...... 873379 AB 7 TABULA RASA HLTHCR INC...... 04/17/2019...... BARCLAYS AMERICAN...... 20,566 ...... 20,000 ...... 68 5...... 87918A AC 9 TELADOC HEALTH INC...... 05/20/2019...... EXCHANGE...... 291,864 ...... 240,000 ...... 46 4Z...... 87918A AD 7 TELADOC HEALTH INC...... 04/18/2019...... VARIOUS...... 292,573 ...... 240,000 ...... 1,442 5Z...... 92277G AT 4 VENTAS REALTY LP...... 06/24/2019...... BANK AMERICA...... 372,953 ...... 375,000 ...... 2FE...... 92940P AE 4 WRKCO INC...... 05/16/2019...... BANK AMERICA...... 329,921 ...... 330,000 ...... 2FE...... 95001V AS 9 WFCM 2019-C51 ASB...... 06/21/2019...... WELLS FARGO SECURITIES LLC...... 1,029,943 ...... 1,000,000 ...... 878 1FE...... 67077M AD 0 NUTRIEN LTD...... A...... 05/09/2019...... GOLDMAN SACHS...... 977,660 ...... 1,000,000 ...... 3,500 2FE...... 25155M KU 4 DEUTSCHE BANK AG LONDON...... D...... 04/29/2019...... DEUTSCHE BANK...... 20,334 ...... 20,000 ...... 2FE...... 63861V AD 9 NATIONWIDE BLDG SOCIETY...... D...... 04/17/2019...... BARCLAYS AMERICAN...... 400,000 ...... 400,000 ...... 2FE...... AV5355 40 0 QIAGEN NV...... D...... 05/02/2019...... VARIOUS...... 429,180 ...... 400,000 ...... 1,883 2Z...... LW7654 69 9 TULLOW OIL JERSEY LTD...... D...... 05/09/2019...... JEFFERIES & CO...... 469,800 ...... 400,000 ...... 8,907 4Z...... QJ9373 87 0 TOTAL SA...... D...... 04/30/2019...... BANK AMERICA...... 212,432 ...... 200,000 ...... 417 1FE...... 3899999. Total - Bonds - Industrial and Miscellaneous...... 17,208,721 ...... 16,690,000 ...... 35,124 ...... XXX...... Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE D - PART 3 Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter 1 2 3 4 5 6 7 8 9 10
NAIC Designation and Administrative Symbol/Market Indicator CUSIP Identification Description Foreign Date Acquired Name of Vendor Number of Shares of Stock Actual Cost Par Value Paid for Accrued Interest and Dividends (a) 8399997. Total - Bonds - Part 3...... 19,084,482 ...... 18,575,000 ...... 35,418 ...... XXX...... 8399999. Total - Bonds...... 19,084,482 ...... 18,575,000 ...... 35,418 ...... XXX...... Preferred Stocks - Industrial and Miscellaneous 629375 30 4 NRC GROUP HOLDINGS LLC...... 05/17/2019...... CENTRAL CAPITAL MARKETS...... 2,000.000 ...... 170,000 ...... P4ZU...... 8499999. Total - Preferred Stocks - Industrial and Miscellaneous...... 170,000 XXX ...... 0 ...... XXX...... 8999997. Total - Preferred Stocks - Part 3...... 170,000 XXX ...... 0 ...... XXX...... 8999999. Total - Preferred Stocks...... 170,000 XXX ...... 0 ...... XXX...... 9899999. Total - Preferred and Common Stocks...... 170,000 XXX ...... 0 ...... XXX...... 9999999. Total - Bonds, Preferred and Common Stocks...... 19,254,482 XXX ...... 35,418 ...... XXX...... (a) For all common stock bearing NAIC market indicator "U" provide the number of such issues:...... 0. Q E 0 4 . 1 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE D - PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter 1 2 3 4 5 6 7 8 9 10 Change in Book/Adjusted Carrying Value 16 17 18 19 20 21 22 11 12 13 14 15
NAIC F Current Bond Designation o Year's Interest / and Admini- r Unrealized Current Other-Than- Total Foreign Foreign Stock Stated strative ei Prior Year Valuation Year's Temporary Total Change Exchange Book/Adjusted Exchange Realized Total Gain Dividends Contractual Symbol/ g Disposal Number of Book/Adjusted Increase (Amortization) Impairment in B./A.C.V. Change in Carrying Value at Gain (Loss) Gain (Loss) (Loss) on Received Maturity Market CUSIP Identification Description n Date Name of Purchaser Shares of Stock Consideration Par Value Actual Cost Carrying Value (Decrease) / Accretion Recognized (11+12-13) B./A.C.V. Disposal Date on Disposal on Disposal Disposal During Year Date Indicator (a) Bonds - U.S. Government 38378C RY 5 GNR 2012-13 EM...... 06/01/2019. MBS PAYMENT...... 6,882 ...... 6,882 ...... 7,329 ...... 6,951 ...... (69) ...... (69) ...... 6,882 ...... 0 ...... 88 10/20/2040. 1...... 912828 KQ 2 US TREASURY N/B...... 05/15/2019. MATURITY...... 185,000 ...... 185,000 ...... 203,486 ...... 186,015 ...... (1,015) ...... (1,015) ...... 185,000 ...... 0 ...... 2,891 05/15/2019. 1...... 0599999. Total - Bonds - U.S. Government...... 191,882 ...... 191,882 ...... 210,815 ...... 192,966 ...... 0 ...... (1,084) ...... 0 ...... (1,084) ...... 0 ...... 191,882 ...... 0 ...... 0 ...... 0 ...... 2,979 XXX XXX Bonds - U.S. Special Revenue and Special Assessment 3128MC 3A 1 FG G14193...... 06/01/2019. MBS PAYMENT...... 1,733 ...... 1,733 ...... 1,810 ...... 1,743 ...... (10) ...... (10) ...... 1,733 ...... 0 ...... 29 07/01/2026. 1...... 3128MF G3 6 FG G16318...... 06/01/2019. MBS PAYMENT...... 28,246 ...... 28,246 ...... 28,913 ...... 28,302 ...... (55) ...... (55) ...... 28,246 ...... 0 ...... 347 03/01/2032. 1...... 3128MF HD 3 FG G16328...... 06/01/2019. MBS PAYMENT...... 40,793 ...... 40,793 ...... 41,711 ...... 40,891 ...... (98) ...... (98) ...... 40,793 ...... 0 ...... 594 10/01/2027. 1...... 3128MF L4 8 FG G16447...... 06/01/2019. MBS PAYMENT...... 51,556 ...... 51,556 ...... 52,696 ...... 51,685 ...... (128) ...... (128) ...... 51,556 ...... 0 ...... 752 09/01/2032. 1...... 3128MJ 2D 1 FG G08771...... 06/01/2019. MBS PAYMENT...... 33,610 ...... 33,610 ...... 35,471 ...... 33,796 ...... (185) ...... (185) ...... 33,610 ...... 0 ...... 586 07/01/2047. 1...... 3128MJ RT 9 FG G08497...... 06/01/2019. MBS PAYMENT...... 1,560 ...... 1,560 ...... 1,595 ...... 1,561 ...... (1) ...... (1) ...... 1,560 ...... 0 ...... 20 06/01/2042. 1...... 3128MJ ZD 5 FG G08739...... 06/01/2019. MBS PAYMENT...... 51,427 ...... 51,427 ...... 54,022 ...... 51,539 ...... (112) ...... (112) ...... 51,427 ...... 0 ...... 855 12/01/2046. 1...... 3128MM MT 7 FG G18369...... 06/01/2019. MBS PAYMENT...... 3,975 ...... 3,975 ...... 4,039 ...... 3,981 ...... (6) ...... (6) ...... 3,975 ...... 0 ...... 58 12/01/2025. 1...... 3128MM NP 4 FG G18397...... 06/01/2019. MBS PAYMENT...... 2,422 ...... 2,422 ...... 2,531 ...... 2,435 ...... (12) ...... (12) ...... 2,422 ...... 0 ...... 40 07/01/2026. 1......
Q 3128PQ 4P 3 FG J11730...... 06/01/2019. MBS PAYMENT...... 1,097 ...... 1,097 ...... 1,151 ...... 1,104 ...... (6) ...... (6) ...... 1,097 ...... 0 ...... 21 02/01/2025. 1...... E 3128PQ L5 8 FG J11248...... 06/01/2019. MBS PAYMENT...... 1,740 ...... 1,740 ...... 1,824 ...... 1,751 ...... (10) ...... (10) ...... 1,740 ...... 0 ...... 33 12/01/2024. 1...... 0
5 3128PS H4 2 FG J12951...... 06/01/2019. MBS PAYMENT...... 1,278 ...... 1,278 ...... 1,336 ...... 1,282 ...... (4) ...... (4) ...... 1,278 ...... 0 ...... 21 09/01/2025. 1...... 3128PS HJ 9 FG J12933...... 06/01/2019. MBS PAYMENT...... 4,460 ...... 4,460 ...... 4,662 ...... 4,470 ...... (11) ...... (11) ...... 4,460 ...... 0 ...... 74 09/01/2025. 1...... 3128PS TE 7 FG J13249...... 06/01/2019. MBS PAYMENT...... 7,007 ...... 7,007 ...... 7,258 ...... 7,033 ...... (26) ...... (26) ...... 7,007 ...... 0 ...... 101 10/01/2025. 1...... 3128PT A7 0 FG J13630...... 06/01/2019. MBS PAYMENT...... 4,654 ...... 4,654 ...... 4,725 ...... 4,664 ...... (10) ...... (10) ...... 4,654 ...... 0 ...... 71 11/01/2025. 1...... 3128PT AR 6 FG J13616...... 06/01/2019. MBS PAYMENT...... 2,660 ...... 2,660 ...... 2,703 ...... 2,663 ...... (3) ...... (3) ...... 2,660 ...... 0 ...... 39 11/01/2025. 1...... 3128PV AH 3 FG J15408...... 06/01/2019. MBS PAYMENT...... 4,130 ...... 4,130 ...... 4,280 ...... 4,151 ...... (21) ...... (21) ...... 4,130 ...... 0 ...... 72 05/01/2026. 1...... 3128PV DS 6 FG J15513...... 06/01/2019. MBS PAYMENT...... 2,575 ...... 2,575 ...... 2,690 ...... 2,589 ...... (14) ...... (14) ...... 2,575 ...... 0 ...... 46 05/01/2026. 1...... 31292S AN 0 FG C09013...... 06/01/2019. MBS PAYMENT...... 13,311 ...... 13,311 ...... 13,658 ...... 13,335 ...... (23) ...... (23) ...... 13,311 ...... 0 ...... 174 09/01/2042. 1...... 31294L 6V 0 FG E02684...... 06/01/2019. MBS PAYMENT...... 2,054 ...... 2,054 ...... 2,127 ...... 2,063 ...... (9) ...... (9) ...... 2,054 ...... 0 ...... 39 03/01/2025. 1...... 31306X 2A 0 FG J20769...... 06/01/2019. MBS PAYMENT...... 29,723 ...... 29,723 ...... 31,043 ...... 29,817 ...... (93) ...... (93) ...... 29,723 ...... 0 ...... 306 10/01/2027. 1...... 3132HL 3S 0 FG Q10809...... 06/01/2019. MBS PAYMENT...... 10,154 ...... 10,154 ...... 10,419 ...... 10,171 ...... (17) ...... (17) ...... 10,154 ...... 0 ...... 139 08/01/2042. 1...... 3132HL T8 6 FG Q10575...... 06/01/2019. MBS PAYMENT...... 4,781 ...... 4,781 ...... 4,971 ...... 4,783 ...... (2) ...... (2) ...... 4,781 ...... 0 ...... 70 09/01/2042. 1...... 3132HL Z9 7 FG Q10768...... 06/01/2019. MBS PAYMENT...... 1,761 ...... 1,761 ...... 1,834 ...... 1,764 ...... (3) ...... (3) ...... 1,761 ...... 0 ...... 22 09/01/2042. 1...... 3136A2 G2 3 FNR 2011-124 DH...... 06/01/2019. MBS PAYMENT...... 4,468 ...... 4,468 ...... 4,557 ...... 4,488 ...... (20) ...... (20) ...... 4,468 ...... 0 ...... 55 08/25/2040. 1...... 3136A3 MP 3 FNR 2011-146 MJ...... 06/01/2019. MBS PAYMENT...... 7,868 ...... 7,868 ...... 8,394 ...... 7,952 ...... (84) ...... (84) ...... 7,868 ...... 0 ...... 96 08/25/2041. 1...... 3136A4 WW 5 FNR 2012-14 EA...... 06/01/2019. MBS PAYMENT...... 4,443 ...... 4,443 ...... 4,559 ...... 4,456 ...... (13) ...... (13) ...... 4,443 ...... 0 ...... 47 12/25/2030. 1...... 3137A6 FP 2 FHR 3809 HA...... 06/01/2019. MBS PAYMENT...... 16,114 ...... 16,114 ...... 17,043 ...... 16,271 ...... (156) ...... (156) ...... 16,114 ...... 0 ...... 273 12/15/2039. 1...... 3137A7 2U 3 FHR 3803 EN...... 05/01/2019. MBS PAYMENT...... 43,421 ...... 43,421 ...... 46,542 ...... 43,567 ...... (146) ...... (146) ...... 43,421 ...... 0 ...... 550 02/15/2024. 1...... 3137AA FU 2 FHR 3857 EC...... 06/01/2019. MBS PAYMENT...... 18,343 ...... 18,343 ...... 18,910 ...... 18,453 ...... (110) ...... (110) ...... 18,343 ...... 0 ...... 277 08/15/2039. 1...... 3137AH GD 4 FHR 3956 NA...... 06/01/2019. MBS PAYMENT...... 4,754 ...... 4,754 ...... 5,104 ...... 4,785 ...... (31) ...... (31) ...... 4,754 ...... 0 ...... 70 11/15/2026. 1...... 3137AJ V5 0 FHR 3968 EA...... 06/01/2019. MBS PAYMENT...... 7,075 ...... 7,075 ...... 7,460 ...... 7,100 ...... (25) ...... (25) ...... 7,075 ...... 0 ...... 88 11/15/2026. 1...... 3137AK QL 8 FHR 3983 PB...... 06/01/2019. MBS PAYMENT...... 8,191 ...... 8,191 ...... 8,562 ...... 8,240 ...... (50) ...... (50) ...... 8,191 ...... 0 ...... 101 03/15/2040. 1...... 3137AQ QD 3 FHR 4039 QA...... 06/01/2019. MBS PAYMENT...... 25,632 ...... 25,632 ...... 26,942 ...... 25,724 ...... (92) ...... (92) ...... 25,632 ...... 0 ...... 272 05/15/2027. 1...... 3137AV WS 2 FHR 4126 BE...... 06/01/2019. MBS PAYMENT...... 37,066 ...... 37,066 ...... 37,830 ...... 37,187 ...... (123) ...... (123) ...... 37,066 ...... 0 ...... 349 02/15/2042. 1...... 3137F4 D3 3 FHMS K074 A1...... 06/01/2019. MBS PAYMENT...... 3,490 ...... 3,490 ...... 3,558 ...... 3,493 ...... (4) ...... (4) ...... 3,490 ...... 0 ...... 52 09/25/2027. 1...... Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE D - PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter 1 2 3 4 5 6 7 8 9 10 Change in Book/Adjusted Carrying Value 16 17 18 19 20 21 22 11 12 13 14 15
NAIC F Current Bond Designation o Year's Interest / and Admini- r Unrealized Current Other-Than- Total Foreign Foreign Stock Stated strative ei Prior Year Valuation Year's Temporary Total Change Exchange Book/Adjusted Exchange Realized Total Gain Dividends Contractual Symbol/ g Disposal Number of Book/Adjusted Increase (Amortization) Impairment in B./A.C.V. Change in Carrying Value at Gain (Loss) Gain (Loss) (Loss) on Received Maturity Market CUSIP Identification Description n Date Name of Purchaser Shares of Stock Consideration Par Value Actual Cost Carrying Value (Decrease) / Accretion Recognized (11+12-13) B./A.C.V. Disposal Date on Disposal on Disposal Disposal During Year Date Indicator (a) 3138A1 4L 2 FN AH0826...... 06/01/2019. MBS PAYMENT...... 9,727 ...... 9,727 ...... 9,846 ...... 9,732 ...... (8) ...... (8) ...... 9,727 ...... 0 ...... 121 12/01/2025. 1...... 3138A2 FG 9 FN AH1066...... 06/01/2019. MBS PAYMENT...... 8,083 ...... 8,083 ...... 8,181 ...... 8,090 ...... (8) ...... (8) ...... 8,083 ...... 0 ...... 97 12/01/2025. 1...... 3138AJ SM 5 FN AI5023...... 06/01/2019. MBS PAYMENT...... 7,643 ...... 7,643 ...... 8,006 ...... 7,662 ...... (21) ...... (21) ...... 7,643 ...... 0 ...... 127 06/01/2026. 1...... 3138AS NF 5 FN AJ1289...... 06/01/2019. MBS PAYMENT...... 70,404 ...... 70,404 ...... 71,954 ...... 70,606 ...... (203) ...... (203) ...... 70,404 ...... 0 ...... 1,042 10/01/2026. 1...... 3138E8 RZ 7 FN AK4103...... 06/01/2019. MBS PAYMENT...... 1,084 ...... 1,084 ...... 1,124 ...... 1,086 ...... (2) ...... (2) ...... 1,084 ...... 0 ...... 16 02/01/2042. 1...... 3138EK H9 9 FN AL2955...... 06/01/2019. MBS PAYMENT...... 105,150 ...... 105,150 ...... 110,284 ...... 105,504 ...... (354) ...... (354) ...... 105,150 ...... 0 ...... 1,056 01/01/2028. 1...... 3138EK JA 4 FN AL2956...... 06/01/2019. MBS PAYMENT...... 12,495 ...... 12,495 ...... 13,103 ...... 12,537 ...... (42) ...... (42) ...... 12,495 ...... 0 ...... 134 01/01/2028. 1...... 3138NW YA 1 FN AR0704...... 06/01/2019. MBS PAYMENT...... 29,290 ...... 29,290 ...... 30,741 ...... 29,400 ...... (110) ...... (110) ...... 29,290 ...... 0 ...... 307 12/01/2027. 1...... 3138WE 4M 8 FN AS5327...... 06/01/2019. MBS PAYMENT...... 32,261 ...... 32,261 ...... 33,042 ...... 32,330 ...... (68) ...... (68) ...... 32,261 ...... 0 ...... 419 07/01/2030. 1...... 3138XT BG 9 FN AW3638...... 06/01/2019. MBS PAYMENT...... 35,667 ...... 35,667 ...... 36,475 ...... 35,735 ...... (68) ...... (68) ...... 35,667 ...... 0 ...... 536 06/01/2029. 1...... 31393R TE 0 FHR 2631 DA...... 06/01/2019. MBS PAYMENT...... 1,526 ...... 1,526 ...... 1,513 ...... 1,525 ...... 2 ...... 2 ...... 1,526 ...... 0 ...... 24 06/15/2033. 1...... 31393X KD 8 FNR 2004-24 XC...... 06/01/2019. MBS PAYMENT...... 8,680 ...... 8,680 ...... 9,106 ...... 8,717 ...... (37) ...... (37) ...... 8,680 ...... 0 ...... 135 01/25/2034. 1...... 3140FQ S7 3 FN BE5041...... 06/01/2019. MBS PAYMENT...... 13,162 ...... 13,162 ...... 13,516 ...... 13,179 ...... (17) ...... (17) ...... 13,162 ...... 0 ...... 193 11/01/2046. 1......
Q 3140J7 5H 4 FN BM3547...... 06/01/2019. MBS PAYMENT...... 54,761 ...... 54,761 ...... 55,959 ...... 54,915 ...... (154) ...... (154) ...... 54,761 ...... 0 ...... 796 11/01/2031. 1......
E 31417D BD 4 FN AB6335...... 06/01/2019. MBS PAYMENT...... 12,368 ...... 12,368 ...... 12,701 ...... 12,389 ...... (20) ...... (20) ...... 12,368 ...... 0 ...... 104 10/01/2027. 1......
0 31417E CP 4 FN AB7277...... 06/01/2019. MBS PAYMENT...... 21,160 ...... 21,160 ...... 22,317 ...... 21,256 ...... (96) ...... (96) ...... 21,160 ...... 0 ...... 238 12/01/2042. 1...... 5 31417Y FR 3 FN MA0175...... 06/01/2019. MBS PAYMENT...... 3,266 ...... 3,266 ...... 3,390 ...... 3,275 ...... (9) ...... (9) ...... 3,266 ...... 0 ...... 61 09/01/2019. 1...... 1 3199999. Total - Bonds - U.S. Special Revenue and Special Assessments...... 914,299 ...... 914,299 ...... 948,188 ...... 917,227 ...... 0 ...... (2,928) ...... 0 ...... (2,928) ...... 0 ...... 914,299 ...... 0 ...... 0 ...... 0 ...... 12,145 XXX XXX Bonds - Industrial and Miscellaneous 00971T AH 4 AKAMAI TECHNOLOGIES INC...... 05/21/2019. EXCHANGE...... 1,098,391 ...... 1,100,000 ...... 1,096,547 ...... 688,070 ...... 1,184 ...... 1,184 ...... 1,098,391 ...... 0 ...... 520 05/01/2025. 1FE...... AMERICAN AIRLINES PASS THRU TR 02377@ AA 7 2011-1B .. 04/22/2019. VARIOUS...... 26,660 ...... 26,660 ...... 26,660 ...... 26,660 ...... 0 ...... 26,660 ...... 0 ...... 664 04/22/2025. 2FE...... 03463W AA 1 AOMT 2019-2 A1...... 06/01/2019. MBS PAYMENT...... 12,259 ...... 12,259 ...... 12,259 ...... 0 ...... 12,259 ...... 0 ...... 82 03/25/2049. 1FE...... 03464M AA 2 AOMT 2019-1 A1...... 06/01/2019. MBS PAYMENT...... 91,622 ...... 91,622 ...... 91,622 ...... 0 ...... 91,622 ...... 0 ...... 1,209 11/25/2048. 1FE...... 03522A AD 2 ANHEUSER-BUSCH CO/INBEV...... 05/15/2019. EXCHANGE...... 1,021,736 ...... 1,000,000 ...... 1,023,217 ...... 1,022,842 ...... (1,105) ...... (1,105) ...... 1,021,736 ...... 0 ...... 28,794 02/01/2026. 2FE...... 055377 AB 1 BCCFC 2018-1A A2...... 06/20/2019. MBS PAYMENT...... 38,076 ...... 38,076 ...... 38,069 ...... 38,029 ...... 47 ...... 47 ...... 38,076 ...... 0 ...... 465 06/20/2023. 1FE...... 126384 AJ 5 CSMC 2007-2 2A1...... 06/27/2019. MBS PAYMENT...... 215 ...... 216 ...... 211 ...... 199 ...... 0 ...... 199 ...... 17 ...... 17 ...... 4 03/25/2037. 1FM...... 126384 AW 6 CSMC 2007-2 3A10...... 06/27/2019. MBS PAYMENT...... 217 ...... 216 ...... 212 ...... 188 ...... 28 ...... (3) ...... 25 ...... 213 ...... 5 ...... 5 ...... 4 03/25/2037. 1FM...... 127686 AA 1 CAESARS ENTERTAIN CORP...... 06/28/2019. MORGAN STANLEY...... 629,367 ...... 370,000 ...... 467,249 ...... 453,725 ...... 12,259 ...... (8,313) ...... 3,946 ...... 457,671 ...... 171,696 ...... 171,696 ...... 13,913 10/01/2024. 4...... 14313W AD 4 CARMX 2015-1 A4...... 04/15/2019. MBS PAYMENT...... 277,181 ...... 277,181 ...... 277,121 ...... 277,279 ...... (99) ...... (99) ...... 277,181 ...... 0 ...... 1,691 07/15/2020. 1FE...... 19685T AA 6 COLT 2019-2 A1...... 06/01/2019. MBS PAYMENT...... 46,853 ...... 46,853 ...... 46,853 ...... 0 ...... 46,853 ...... 0 ...... 284 05/25/2049. 1FE...... 29373L AB 7 EFF 2018-1 A2...... 06/20/2019. MBS PAYMENT...... 69,019 ...... 69,019 ...... 69,012 ...... 68,929 ...... 90 ...... 90 ...... 69,019 ...... 0 ...... 823 10/20/2023. 1FE...... 298736 AJ 8 EURONET WORLDWIDE INC...... 04/17/2019. BANK AMERICA...... 99,554 ...... 90,000 ...... 90,000 ...... 0 ...... 90,000 ...... 9,554 ...... 9,554 ...... 64 03/15/2049. 2FE...... 43940T AA 7 HOPE BANCORP INC...... 06/07/2019. EXCHANGE...... 598,650 ...... 625,000 ...... 597,801 ...... 518,466 ...... 79,704 ...... 479 ...... 80,183 ...... 598,650 ...... 0 ...... 7,014 05/15/2038. 3...... 458660 AD 9 INTERDIGITAL INC...... 05/30/2019. BARCLAYS AMERICAN...... 922,839 ...... 880,000 ...... 1,055,845 ...... 955,639 ...... (27,904) ...... (27,904) ...... 927,736 ...... (4,897) ...... (4,897) ...... 9,973 03/01/2020. 1FE...... HILLTOP SECURITIES HOLDINGS 46625H JD 3 JPMORGAN CHASE & CO...... 04/30/2019. LLC ...... 260,985 ...... 250,000 ...... 270,593 ...... 258,828 ...... (928) ...... (928) ...... 257,900 ...... 3,084 ...... 3,084 ...... 8,688 01/24/2022. 1FE...... 46625H QJ 2 JPMORGAN CHASE & CO...... 04/30/2019. TORONTO DOMINION - US...... 249,343 ...... 250,000 ...... 247,213 ...... 248,523 ...... 223 ...... 223 ...... 248,747 ...... 595 ...... 595 ...... 4,268 03/01/2021. 1FE...... 48129K AE 0 JPMORGAN CHASE FINANCIAL...... 06/04/2019. VARIOUS...... 1,026,971 ...... 1,030,000 ...... 1,030,000 ...... 1,030,000 ...... 0 ...... 1,030,000 ...... (3,029) ...... (3,029) ...... 1,528 05/01/2023. 1FE...... 530610 AD 6 LIBERTY INTERACTIVE LLC...... 06/03/2019. JEFFERIES & CO...... 109,405 ...... 90,000 ...... 100,459 ...... 91,851 ...... 6,668 ...... (721) ...... 5,947 ...... 97,797 ...... 11,607 ...... 11,607 ...... 634 09/30/2046. 3FE...... 53220K AE 8 LIGAND PHARMACEUTICALS I...... 05/22/2019. EXCHANGE...... 499,600 ...... 520,000 ...... 497,003 ...... 457,387 ...... 40,296 ...... 1,917 ...... 42,213 ...... 499,600 ...... 0 ...... 2,026 05/15/2023. 4...... Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE D - PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter 1 2 3 4 5 6 7 8 9 10 Change in Book/Adjusted Carrying Value 16 17 18 19 20 21 22 11 12 13 14 15
NAIC F Current Bond Designation o Year's Interest / and Admini- r Unrealized Current Other-Than- Total Foreign Foreign Stock Stated strative ei Prior Year Valuation Year's Temporary Total Change Exchange Book/Adjusted Exchange Realized Total Gain Dividends Contractual Symbol/ g Disposal Number of Book/Adjusted Increase (Amortization) Impairment in B./A.C.V. Change in Carrying Value at Gain (Loss) Gain (Loss) (Loss) on Received Maturity Market CUSIP Identification Description n Date Name of Purchaser Shares of Stock Consideration Par Value Actual Cost Carrying Value (Decrease) / Accretion Recognized (11+12-13) B./A.C.V. Disposal Date on Disposal on Disposal Disposal During Year Date Indicator (a) 53220K AF 5 LIGAND PHARMACEUTICALS I...... 06/10/2019. VARIOUS...... 442,557 ...... 520,000 ...... 499,600 ...... 176 ...... 176 ...... 499,775 ...... (57,218) ...... (57,218) ...... 192 05/15/2023. 3Z...... 57636Q AA 2 MASTERCARD INC...... 04/01/2019. MATURITY...... 400,000 ...... 400,000 ...... 398,468 ...... 399,920 ...... 80 ...... 80 ...... 400,000 ...... 0 ...... 4,000 04/01/2019. 1FE...... 585055 BG 0 MEDTRONIC INC...... 04/08/2019. CALLED BY ISSUER at 100.000...... 500,000 ...... 500,000 ...... 506,691 ...... 501,849 ...... (409) ...... (409) ...... 501,440 ...... (1,440) ...... (1,440) ...... 6,979 03/15/2020. 1FE...... 674215 AJ 7 OASIS PETROLEUM INC...... 04/05/2019. BARCLAYS AMERICAN...... 415,706 ...... 440,000 ...... 453,930 ...... 385,279 ...... 68,322 ...... (747) ...... 67,575 ...... 452,854 ...... (37,148) ...... (37,148) ...... 6,536 09/15/2023. 3FE...... 703343 AB 9 PATRICK INDUSTRIES INC...... 04/17/2019. VARIOUS...... 356,491 ...... 373,000 ...... 348,250 ...... 800 ...... 800 ...... 349,051 ...... 7,441 ...... 7,441 ...... 839 02/01/2023. 3Z...... 784012 AA 4 SCFET 2017-2A A...... 06/20/2019. MBS PAYMENT...... 16,081 ...... 16,081 ...... 16,078 ...... 16,054 ...... 27 ...... 27 ...... 16,081 ...... 0 ...... 230 12/20/2023. 1FE...... SPIRIT AIRLINES PASS THROUGH 84858@ AA 3 TRUST 2015 .. 04/01/2019. SINK...... 34,741 ...... 34,741 ...... 34,741 ...... 34,741 ...... 0 ...... 34,740 ...... 0 ...... 856 04/01/2023. 2FE...... 84861C AC 9 SPMF 2017-1A A...... 06/01/2019. MBS PAYMENT...... 228 ...... 228 ...... 229 ...... 228 ...... 0 ...... 228 ...... 0 ...... 4 12/20/2047. 1FE...... 852234 AC 7 SQUARE INC...... 06/07/2019. EXCHANGE...... 844,064 ...... 760,000 ...... 852,691 ...... 626,958 ...... 33,883 ...... (7,684) ...... 26,199 ...... 844,064 ...... 0 ...... 2,132 05/15/2023. 4...... 868459 AC 2 SUPERNUS PHARMACEUTICALS...... 04/01/2019. EXCHANGE...... 528,833 ...... 520,000 ...... 530,387 ...... 424,337 ...... 41,673 ...... (648) ...... 41,025 ...... 528,833 ...... 0 ...... 1,625 04/01/2023. 3...... 87918A AD 7 TELADOC HEALTH INC...... 05/20/2019. EXCHANGE...... 291,864 ...... 240,000 ...... 292,573 ...... (709) ...... (709) ...... 291,864 ...... 0 ...... 1,696 05/15/2025. 5Z...... 89177B AA 3 TPMT 2019-1 A1...... 06/01/2019. MBS PAYMENT...... 19,680 ...... 19,680 ...... 19,560 ...... 4 ...... 4 ...... 19,680 ...... 0 ...... 246 03/25/2058. 1FE...... 89679H AJ 4 TCF 2018-1A A...... 06/20/2019. MBS PAYMENT...... 20,750 ...... 20,750 ...... 20,746 ...... 20,709 ...... 41 ...... 41 ...... 20,750 ...... 0 ...... 342 03/20/2043. 1FE...... Q 97064E AA 6 WESTF 2018-A A...... 06/15/2019. MBS PAYMENT...... 7,555 ...... 7,555 ...... 7,554 ...... 7,541 ...... 14 ...... 14 ...... 7,555 ...... 0 ...... 148 09/15/2043. 1FE...... E
0 98138H AF 8 WORKDAY INC...... 05/16/2019. J.P. MORGAN...... 265,284 ...... 175,000 ...... 179,801 ...... 179,501 ...... (467) ...... (467) ...... 179,035 ...... 86,249 ...... 86,249 ...... 278 10/01/2022. 4FE...... 5 55608P AH 7 MACQUARIE BANK LTD...... D 06/24/2019. MATURITY...... 750,000 ...... 750,000 ...... 756,016 ...... 750,613 ...... (613) ...... (613) ...... 750,000 ...... 0 ...... 9,750 06/24/2019. 1FE...... 2 AR8730 28 5 CARREFOUR SA...... D 05/28/2019. VARIOUS...... 384,600 ...... 400,000 ...... 384,800 ...... 386,430 ...... 945 ...... 945 ...... 387,375 ...... (2,775) ...... (2,775) ...... 03/27/2024. 2...... QZ7451 23 5 SHIP FINANCE INTL LTD...... D 04/05/2019. JEFFERIES & CO...... 348,950 ...... 350,000 ...... 344,313 ...... 329,438 ...... 15,358 ...... 469 ...... 15,827 ...... 345,264 ...... 3,686 ...... 3,686 ...... 9,727 10/15/2021. 4Z...... 3899999. Total - Bonds - Industrial and Miscellaneous...... 12,706,327 .....12,294,137 .....12,684,374 ...... 10,200,213 ...... 298,191 ...... (43,854) ...... 0 ...... 254,337 ...... 0 ...... 12,518,899 ...... 0 .....187,427 ...... 187,427 .....128,228 XXX XXX 8399997. Total - Bonds - Part 4...... 13,812,508 .....13,400,318 .....13,843,377 ...... 11,310,407 ...... 298,191 ...... (47,866) ...... 0 ...... 250,325 ...... 0 ...... 13,625,081 ...... 0 .....187,427 ...... 187,427 .....143,352 XXX XXX 8399999. Total - Bonds...... 13,812,508 .....13,400,318 .....13,843,377 ...... 11,310,407 ...... 298,191 ...... (47,866) ...... 0 ...... 250,325 ...... 0 ...... 13,625,081 ...... 0 .....187,427 ...... 187,427 .....143,352 XXX XXX Preferred Stocks - Industrial and Miscellaneous G16962 20 4 BUNGE LTD...... 06/18/2019. VARIOUS...... 6,890.000 ...... 690,499 ...... 100.00 ...... 638,970 ...... 620,075 ...... 18,895 ...... 18,895 ...... 638,970 ...... 51,528 ...... 51,528 ...... 16,794 XXX P3FEU...... JV9572 72 0 LVMH MOET HENNESSY VUITT...... D 06/20/2019. VARIOUS...... 1,300.000 ...... 537,690 ...... 341,236 ...... 341,236 ...... 0 ...... 341,236 ...... 196,455 ...... 196,455 ...... XXX RP1U...... 8499999. Total - Preferred Stocks - Industrial and Miscellaneous...... 1,228,189 XXX ...... 980,206 ...... 961,311 ...... 18,895 ...... 0 ...... 0 ...... 18,895 ...... 0 ...... 980,206 ...... 0 .....247,983 ...... 247,983 ...... 16,794 XXX XXX 8999997. Total - Preferred Stocks - Part 4...... 1,228,189 XXX ...... 980,206 ...... 961,311 ...... 18,895 ...... 0 ...... 0 ...... 18,895 ...... 0 ...... 980,206 ...... 0 .....247,983 ...... 247,983 ...... 16,794 XXX XXX 8999999. Total - Preferred Stocks...... 1,228,189 XXX ...... 980,206 ...... 961,311 ...... 18,895 ...... 0 ...... 0 ...... 18,895 ...... 0 ...... 980,206 ...... 0 .....247,983 ...... 247,983 ...... 16,794 XXX XXX Common Stocks - Mutual Funds 72201F 49 0 PIMCO INCOME FUND-INS...... 05/14/2019. DIRECT...... 415,282.390 ...... 5,000,000 XXX ...... 4,929,402 ...... 4,904,485 ...... 24,917 ...... 24,917 ...... 4,929,402 ...... 70,598 ...... 70,598 .....192,731 XXX L...... 9299999. Total - Common Stocks - Mutual Funds...... 5,000,000 XXX ...... 4,929,402 ...... 4,904,485 ...... 24,917 ...... 0 ...... 0 ...... 24,917 ...... 0 ...... 4,929,402 ...... 0 ...... 70,598 ...... 70,598 .....192,731 XXX XXX 9799997. Total - Common Stocks - Part 4...... 5,000,000 XXX ...... 4,929,402 ...... 4,904,485 ...... 24,917 ...... 0 ...... 0 ...... 24,917 ...... 0 ...... 4,929,402 ...... 0 ...... 70,598 ...... 70,598 .....192,731 XXX XXX 9799999. Total - Common Stocks...... 5,000,000 XXX ...... 4,929,402 ...... 4,904,485 ...... 24,917 ...... 0 ...... 0 ...... 24,917 ...... 0 ...... 4,929,402 ...... 0 ...... 70,598 ...... 70,598 .....192,731 XXX XXX 9899999. Total - Preferred and Common Stocks...... 6,228,189 XXX ...... 5,909,608 ...... 5,865,796 ...... 43,812 ...... 0 ...... 0 ...... 43,812 ...... 0 ...... 5,909,608 ...... 0 .....318,581 ...... 318,581 .....209,525 XXX XXX 9999999. Total - Bonds, Preferred and Common Stocks...... 20,040,697 XXX .....19,752,985 ...... 17,176,202 ...... 342,003 ...... (47,866) ...... 0 ...... 294,137 ...... 0 ...... 19,534,689 ...... 0 .....506,008 ...... 506,008 .....352,877 XXX XXX (a) For all common stock bearing the NAIC market indicator "U" provide: the number of such issues: ...... 0. Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY
Sch. DB - Pt. A - Sn. 1 NONE
Sch. DB - Pt. B - Sn. 1 NONE
Sch. DB - Pt. D - Sn. 1 NONE
Sch. DB - Pt. D - Sn. 2 NONE
Sch. DL - Pt. 1 NONE
Sch. DL - Pt. 2 NONE
QE06, QE07, QE08, QE09, QE10, QE11 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE E - PART 1 - CASH Month End Depository Balances 1 2 3 4 5 Book Balance at End of Each 9 Month During Current Quarter 6 7 8 Amount of Interest Amount of Interest Accrued at Rate of Received During Current Statement Depository Code Interest Current Quarter Date First Month Second Month Third Month * Open Depositories Fulton Bank...... Lancaster, PA...... 4,275,454 ...... 1,888,202 ...... 945,447 XXX US Bank...... Birmingham, AL...... 480,308 ...... 633,830 ...... 1,202,728 XXX BB&T...... Charlotte, NC...... 73,488 ...... 72,792 ...... 72,511 XXX Wells Fargo...... Birmingham, AL...... 77,304 ...... 271,840 ...... 462,195 XXX 0199999. Total Open Depositories...... XXX XXX ...... 0 ...... 0 ...... 4,906,555 ...... 2,866,665 ...... 2,682,881 XXX 0399999. Total Cash on Deposit...... XXX XXX ...... 0 ...... 0 ...... 4,906,555 ...... 2,866,665 ...... 2,682,881 XXX 0499999. Cash in Company's Office...... XXX XXX XXX XXX ...... 400 ...... 400 ...... 400 XXX 0599999. Total Cash...... XXX XXX ...... 0 ...... 0 ...... 4,906,955 ...... 2,867,065 ...... 2,683,281 XXX
QE12 Statement for June 30, 2019 of the EASTERN ALLIANCE INSURANCE COMPANY SCHEDULE E - PART 2 - CASH EQUIVALENTS Show Investments Owned End of Current Quarter 1 2 3 4 5 6 7 8 9 Amount of Interest Due & CUSIP Description Code Date Acquired Rate of Interest Maturity Date Book/Adjusted Carrying Value Accrued Amount Received During Year Exempt Money Market Mutual Funds as Identified by the SVO 94975H 296WF TREAS PL MMKT-INST...... 06/27/2019...... 2.220 ...... 25,399 ...... 8599999. Total - Exempt Money Market Mutual Funds as Identified by the SVO...... 25,399 ...... 0 ...... 0 All Other Money Market Mutual Funds 31846V 567FIRST AM GOV OBLIG-Z...... 06/27/2019...... 2.265 ...... 27,062,107 ...... 8699999. Total - All Other Money Market Mutual Funds...... 27,062,107 ...... 0 ...... 0 8899999. Total - Cash Equivalents ...... 27,087,506 ...... 0 ...... 0 Q E 1 3