Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Aberdeen Emerging Markets Instl Fd Instl ABEMX Aberdeen Funds 0C00004ADB 510368279 Aberdeen Funds 1735 MARKET STREET, 32nd Floor Philadelphia PA 19103 DST Systems, Inc. 0C00000B13 431581814 Advisors Inner Circle Fund II (Aberdeen) 0C000033SV 233040006 Advisors Inner Circle Fund II (Aberdeen) 1735 Market Street, 37th Floor, Oaks PA 19456 Aberdeen Equity Long-Short R GLSRX Aberdeen Funds 0C00004ADB 510368279 Aberdeen Funds 1735 MARKET STREET, 32nd Floor Philadelphia PA 19103 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Aberdeen 0C00001HPJ 510368279 55 Tower Bridge 3300 Barr Harbor Drive, Suite 300 West Conshohocken Pennsylvania 19428 Aberdeen Global Fixed Income A CUGAX Aberdeen Funds 0C00004ADB 510368279 Aberdeen Funds 1735 MARKET STREET, 32nd Floor Philadelphia PA 19103 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Aberdeen 0C00001HPJ 510368279 55 Tower Bridge 3300 Barr Harbor Drive, Suite 300 West Conshohocken Pennsylvania 19428 Aberdeen Global Fixed Income Instl Svc CGFIX Aberdeen Funds 0C00004ADB 510368279 Aberdeen Funds 1735 MARKET STREET, 32nd Floor Philadelphia PA 19103 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Aberdeen 0C00001HPJ 510368279 55 Tower Bridge 3300 Barr Harbor Drive, Suite 300 West Conshohocken Pennsylvania 19428 Alger Balanced Portfolio I-2 ABLOX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Alger American Fund 0C00001HRM 132665689 1111 Fifth Avenue New York New York 10003 Alger Capital Appreciation A ACAAX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Funds 0C00001HRO 132665689 1111 Fifth Avenue New York New York 10003 Alger Capital Appreciation Instl I ALARX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Capital Appreciation Instl R ACARX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Capital Appreciation Ptfl I-2 ALVOX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Alger American Fund 0C00001HRM 132665689 1111 Fifth Avenue New York New York 10003 Alger Green A SPEGX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Funds II 0C00001HRP 042451826 1111 Fifth Avenue New York New York 10003 Alger Growth & Income Portfolio I-2 AIGOX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Alger American Fund 0C00001HRM 132665689 1111 Fifth Avenue New York New York 10003 Alger Large Cap Growth A ALGAX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Funds 0C00001HRO 132665689 1111 Fifth Avenue New York New York 10003 Alger Large Cap Growth Institutional I ALGRX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Large Cap Growth Portfolio I-2 AAGOX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Alger American Fund 0C00001HRM 132665689 1111 Fifth Avenue New York New York 10003 Alger Mid Cap Growth A AMGAX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Funds 0C00001HRO 132665689 1111 Fifth Avenue New York New York 10003 Alger Mid Cap Growth Institutional I ALMRX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Mid Cap Growth Institutional R AGIRX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Mid Cap Growth Portfolio I-2 AMGOX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Alger American Fund 0C00001HRM 132665689 1111 Fifth Avenue New York New York 10003 Alger Small Cap Growth A ALSAX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Funds 0C00001HRO 132665689 1111 Fifth Avenue New York New York 10003 Alger Small Cap Growth Institutional I ALSRX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Small Cap Growth Institutional R ASIRX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Alger Institutional Funds 0C00001HRQ 132665689 1111 Fifth Avenue New York New York 10003 Alger Small Cap Growth Portfolio I-2 AASOX Alger 0C00001YPA 132665689 Alger 1111 Fifth Avenue New York NY 10003 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. 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133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2000 Retirement Strat R LTARX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2005 Retirement Strat A LTBAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The 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Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2010 Retirement Strat I LTDIX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2010 Retirement Strat K LTDKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2010 Retirement Strat R LTDRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2015 Retirement StrAdv LTEVX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2015 Retirement Strat A LTEAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended 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133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2020 Retirement StrAdv LTHVX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2020 Retirement Strat A LTHAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2020 Retirement Strat I LTHIX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2020 Retirement Strat K LTHKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2020 Retirement Strat R 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Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2035 Retirement Strat R LTLRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2040 Retirement StrAdv LTLVX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2040 Retirement Strat A LTLAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2040 Retirement Strat I LTSIX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern 2040 Retirement Strat K LTSKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style 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0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Blended Style Series 0C00001HS2 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Balance Wealth Strat A ABWAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Balanced Shares Inc 0C00001HS1 136020908 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Balance Wealth Strat R ABWRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Balanced Shares Inc 0C00001HS1 136020908 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Balanced Shares A CABNX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Balanced Shares Inc 0C00001HS1 136020908 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Cnsrv Wlth Strat A ABPAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliance Capital Group 0C000022LD 133191825 AllianceBernstein L.P. 1345 Avenue of the Americas New York NY 10105 AllianceBern Cnsrv Wlth Strat R APPRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliance Capital Group 0C000022LD 133191825 AllianceBernstein L.P. 1345 Avenue of the Americas New York NY 10105 AllianceBern Divers Yld Inc R AGSRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Div Yield Fund Inc 0C00001HS6 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Glbl Rel Est Invmt R ARRRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Glb Real Estate Invtmt 0C00001HSB 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 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133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Glb Thmtc Grh Fd, Inc. 0C00001HSC 133056623 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Global Value R ABGRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Growth & Income A CABDX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Growth & Income Fund 0C00001HSJ 136020888 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 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Drive Secaucus TX 78278 Alliancebernstein High Income Fund Inc 0C00001HSK 133747683 Alliancebernstein Lp 11345 Ave Of The Americas New York New York 10105 AllianceBern High Income R AGDRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein High Income Fund Inc 0C00001HSK 133747683 Alliancebernstein Lp 11345 Ave Of The Americas New York New York 10105 AllianceBern Intl Growth A AWPAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein International Growth 0C00001HSO 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Growth Adv AWPYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein International Growth 0C00001HSO 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Growth K AWPKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein International Growth 0C00001HSO 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Growth R AWPRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein International Growth 0C00001HSO 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Val A ABIAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Val Adv ABIYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Val I AIVIX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Val K AIVKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Intl Val R AIVRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Large Cap Growth A APGAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Large Cap Growth 0C00001HSQ 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Large Cap Growth Adv APGYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Large Cap Growth 0C00001HSQ 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Muni Inc CA A ALCAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Muni Income Fund 0C00001HSS 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Muni Income NY A ALNYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Muni Income Fund 0C00001HSS 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern S/M Cap Growth A CHCLX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Small Mid Cap Grh Fd 0C00001HT0 136021421 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern S/M Cap Growth Adv CHCYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Small Mid Cap Grh Fd 0C00001HT0 136021421 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern S/M Cap Growth K CHCKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Small Mid Cap Grh Fd 0C00001HT0 136021421 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small Cap Growth A QUASX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Cap Fund,inc 0C00001HS3 132625045 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small Cap Growth Adv QUAYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Cap Fund,inc 0C00001HS3 132625045 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small Cap Growth K QUAKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Cap Fund,inc 0C00001HS3 132625045 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small Cap Growth R QUARX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliancebernstein Cap Fund,inc 0C00001HS3 132625045 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small-Mid Cap Value A ABASX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small-Mid Cap Value Ad ABYSX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small-Mid Cap Value I ABSIX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small-Mid Cap Value K ABSKX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Small-Mid Cap Value R ABSRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Value A ABVAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Value Adv ABVYX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Value R ABVRX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 AllianceBernstein Trust 0C00001K5V 134064930 Alliancebernstein Lp 11345 Avenue Of The Americas New York New York 10105 AllianceBern Wealth Apprec Strat A AWAAX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliance Capital Group 0C000022LD 133191825 AllianceBernstein L.P. 1345 Avenue of the Americas New York NY 10105 AllianceBern Wealth Apprec Strat R AWARX AllianceBernstein 0C00001YPB 133191825 AllianceBernstein 11345 Avenue of the Americas New York NY 10105 AllianceBernstein Investor Svcs 0C00001T2T 133211780 Alliancebernstein Investor Serv, Inc. 500 Plaza Drive Secaucus TX 78278 Alliance Capital Group 0C000022LD 133191825 AllianceBernstein L.P. 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz CCM Capital Appreciation A PCFAX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. 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BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz CCM Mid Cap A PFMAX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. 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BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz NFJ Small Cap Value Instl PSVIX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz NFJ Small Cap Value R PNVRX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz OCC Growth A PGWAX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz OCC Growth R PPGRX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz OCC Opportunity A POPAX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz OCC Target A PTAAX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz RCM Large-Cap Growth Admin DLGAX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz RCM Technology A RAGTX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz RCM Technology D DGTNX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Allianz Global Investors Fund Management Allianz Global Investors Fund Management Allianz RCM Wellness A RAGHX Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Allianz Funds 0C00001Z1L 330457728 LLC 1345 Avenue of the Americas New York NY 10105 c/o U.S. Bancorp Fund Services LLC, 615 E. Alpine International Real Estate EGLRX Alpine 0C00001YPD 133982412 Alpine Michigan Street LC 3 Milwaukee WI 53201 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Alpine Global Premier Properties 0C00001HTB 136915301 22500 Westchester Purchase New York 10577 Amana Trust Growth AMAGX Amana 0C00001YPE 356447892 Amana 11300 N. State Street Bellinham WA 98225 Saturna Capital Corp (Washington) 0C00001R9U 911454817 1300 N. State St. Bellingham WA 98225 Amana Mutual Funds Trust 0C00001HTJ 356447892 11300 North State St Bellingham Washington 98225 Amana Trust Income AMANX Amana 0C00001YPE 356447892 Amana 11300 N. State Street Bellinham WA 98225 Saturna Capital Corp (Washington) 0C00001R9U 911454817 1300 N. State St. Bellingham WA 98225 Amana Mutual Funds Trust 0C00001HTJ 356447892 11300 North State St Bellingham Washington 98225 American Beacon Intl Eq Index Inst AIIIX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Lg Cap Value Adv AVASX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Lg Cap Value Inst AADEX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Lg Cap Value Inv AAGPX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Mid Cap Value Inv AMPAX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Small Cp Val Inst AVFIX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Small Cp Val Inv AVPAX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Beacon Treas Infl Prot Sec I ATPIX American Beacon 0C00001YPF 752401150 American Beacon 4151 Amon Carter Boulevard, MD 2450 Fort Worth TX 76155 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 American Beacon Funds 0C00001HTM 752401150 44151 Amon Carter Boulevard Md 2450 Fort Worth Texas 76155 American Century Balanced Inv TWBIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Diversified Bond Instl ACBPX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investment Trust 0C00001K5Z 446006315 44500 Main Street Kansas City Missouri 64111 American Century Diversified Bond Inv ADFIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investment Trust 0C00001K5Z 446006315 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Equity Growth A BEQAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Equity Growth Inv BEQGX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Equity Growth R AEYRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 American Century Equity Income A TWEAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Equity Income Inv TWEIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Equity Income R AEURX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111

American Century Ginnie Mae A BGNAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Government Income Trust 0C00001HTS 446006315 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Global Gold Inv BGEIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 American Century Growth A TCRAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Growth Instl TWGIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Growth Inv TWCGX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Growth R AGWRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Heritage A ATHAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Heritage Inv TWHIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century High-Yield R AHYRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Income & Growth A AMADX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Income & Growth Inv BIGRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111

American Century Infl Adj Bond A AIAVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Government Income Trust 0C00001HTS 446006315 44500 Main Street Kansas City Missouri 64111

American Century Infl-Adj Bd Instl AIANX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Government Income Trust 0C00001HTS 446006315 44500 Main Street Kansas City Missouri 64111

American Century Infl-Adj Bond Inv ACITX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Government Income Trust 0C00001HTS 446006315 44500 Main Street Kansas City Missouri 64111 American Century Inflation Prot Bd Inv APOIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Inflation Prot Bd R APORX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105

American Century International Bd A AIBDX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century International Bond Fund 0C00001HTU 446006315 44500 Main Street 99th Floor San Kansas City Missouri 64111

American Century International Bd Inv BEGBX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century International Bond Fund 0C00001HTU 446006315 44500 Main Street 99th Floor San Kansas City Missouri 64111

American Century Intl Discovery Inv TWEGX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century World Mutual Funds Inc 0C00001HU3 431567889 44500 Main Street Kansas City Missouri 64111

American Century Intl Growth A TWGAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century World Mutual Funds Inc 0C00001HU3 431567889 44500 Main Street Kansas City Missouri 64111

American Century Intl Growth Inv TWIEX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century World Mutual Funds Inc 0C00001HU3 431567889 44500 Main Street Kansas City Missouri 64111

American Century Intl Growth R ATGRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century World Mutual Funds Inc 0C00001HU3 431567889 44500 Main Street Kansas City Missouri 64111 American Century Large Co Val A ALPAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Large Co Val Inv ALVIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Large Co Val R ALVRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2015 A ARFAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105

American Century LIVESTRONG 2015 Instl ARNIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2015 Inv ARFIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2015 R ARFRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2020 A ARBMX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111

American Century LIVESTRONG 2020 Instl ARBSX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2020 Inv ARBVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2020 R ARBRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2025 A ARWAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105

American Century LIVESTRONG 2025 Instl ARWFX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2025 Inv ARWIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2025 R ARWRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip American Century LIVESTRONG 2030 A ARCMX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111

American Century LIVESTRONG 2030 Instl ARCSX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2030 Inv ARCVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2030 R ARCRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2035 A ARYAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105

American Century LIVESTRONG 2035 Instl ARLIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2035 Inv ARYIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2035 R ARYRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2040 A ARDMX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111

American Century LIVESTRONG 2040 Instl ARDSX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2040 Inv ARDVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2040 R ARDRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2045 A AROAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105

American Century LIVESTRONG 2045 Instl AOOIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2045 Inv AROIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2045 R ARORX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG 2050 A ARFMX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111

American Century LIVESTRONG 2050 Instl ARFSX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2050 Inv ARFVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG 2050 R ARFWX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Asset Alloc Port Inc 0C00001HTP 446006315 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century LIVESTRONG Inc A ARTAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG Inc Instl ATTIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG Inc Inv ARTOX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century LIVESTRONG Inc R ARSRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Mid Cap Value A ACLAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Mid Cap Value Inst AVUAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Mid Cap Value Inv ACMVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Mid Cap Value R AMVRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Prime Money Mkt Inv BPRXX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services Corp. 0C000034Q4 440619208 American Century Services Corporation 4500 Main Street Kansas City American Century Investment Trust 0C00001K5Z 446006315 44500 Main Street Kansas City Missouri 64111 American Century Real Estate A AREEX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Select Inv TWCIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111

American Century Short-Term Govt Inv TWUSX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Government Income Trust 0C00001HTS 446006315 44500 Main Street Kansas City Missouri 64111 American Century Small Cap Value Instl ACVIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Small Cap Value Inv ASVIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Small Company A ASQAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 AMERICAN CENTURY QUANTITATIVE EQ American Century Small Company Inv ASQIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 FDS INC 0C00001HTY 431819235 44500 Main Street Kansas City Missouri 64111 American Century Strat Allc: Agrsv Inv TWSAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Strategic Asset Alloc 0C00001HTZ 431677617 Twentieth Century Tower 44500 Main St Kansas City Missouri 64111 American Century Strat Allc: Agrsv R AAARX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Strategic Asset Alloc 0C00001HTZ 431677617 Twentieth Century Tower 44500 Main St Kansas City Missouri 64111 American Century Strat Allc: Cnsrv Inv TWSCX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Strategic Asset Alloc 0C00001HTZ 431677617 Twentieth Century Tower 44500 Main St Kansas City Missouri 64111 American Century Strat Allc: Cnsrv R AACRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Strategic Asset Alloc 0C00001HTZ 431677617 Twentieth Century Tower 44500 Main St Kansas City Missouri 64111 American Century Strat Allc: Mod Inv TWSMX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Strategic Asset Alloc 0C00001HTZ 431677617 Twentieth Century Tower 44500 Main St Kansas City Missouri 64111 American Century Strat Allc: Mod R ASMRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Strategic Asset Alloc 0C00001HTZ 431677617 Twentieth Century Tower 44500 Main St Kansas City Missouri 64111 American Century Ultra A TWUAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Ultra Inv TWCUX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Ultra R AULRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Value A TWADX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Value Inv TWVLX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Capital Portfolios Inc 0C00001HTR 431646043 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century Vista A TWVAX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Vista Inv TWCVX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century Vista R AVTRX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services, LLC 0C0000338S 440619208 American Century Services, LLC 4500 Main Street Kansas City Missouri 64111 American Century Mutual Funds, Inc. 0C00001HTW 446006315 44500 Main Street Kansas City Missouri 64111 American Century VP Balanced I AVBIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services Corp. 0C000034Q4 440619208 American Century Services Corporation 4500 Main Street Kansas City American Century Variable Portfolios Inc 0C00001HU2 431460078 44500 Main Street 99th Floor Kansas City Missouri 64111 American Century VP International I AVIIX American Century Investments 0C00001YUA 446006315 American Century Investments 430 W. 7th Street Kansas City MO 64105 American Century Services Corp. 0C000034Q4 440619208 American Century Services Corporation 4500 Main Street Kansas City American Century Variable Portfolios Inc 0C00001HU2 431460078 44500 Main Street 99th Floor Kansas City Missouri 64111 92821- American Funds Amcap A AMCPX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Amcap Fund Inc 0C00001HTK 952482877 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds AMCAP F-1 AMPFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Amcap Fund Inc 0C00001HTK 952482877 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Amcap R3 RAFCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Amcap Fund Inc 0C00001HTK 952482877 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Amcap R4 RAFEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Amcap Fund Inc 0C00001HTK 952482877 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Amcap R5 RAFFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Amcap Fund Inc 0C00001HTK 952482877 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Balanced A ABALX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Balanced F-1 BALFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Balanced R2 RLBBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Balanced R3 RLBCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Balanced R4 RLBEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Balanced R5 RLBFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Balanced R6 RLBGX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Balanced Fund Inc 0C00001HTL 946050854 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds American Hi Inc Tr A AHITX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American High Income Trust 0C00001HUE 956872063 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Hi Inc Tr F-1 AHTFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American High Income Trust 0C00001HUE 956872063 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Hi Inc Tr R3 RITCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American High Income Trust 0C00001HUE 956872063 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Hi Inc Tr R4 RITEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American High Income Trust 0C00001HUE 956872063 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Hi Inc Tr R5 RITFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American High Income Trust 0C00001HUE 956872063 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual A AMRMX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual F-1 AMFFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual R1 RMFAX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual R2 RMFBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual R3 RMFCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual R4 RMFEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual R5 RMFFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds American Mutual R6 RMFGX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Mutual Fund Inc 0C00001HUN 956006886 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Bond Fund of Amer A ABNDX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Bond Fund of America Inc 0C00001I1X 952884967 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Bond Fund of Amer F-1 BFAFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Bond Fund of America Inc 0C00001I1X 952884967 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Bond Fund of Amer R3 RBFCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Bond Fund of America Inc 0C00001I1X 952884967 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Bond Fund of Amer R4 RBFEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Bond Fund of America Inc 0C00001I1X 952884967 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Bond Fund of Amer R5 RBFFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Bond Fund of America Inc 0C00001I1X 952884967 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital Inc Bldr A CAIBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital Income Builder Inc 0C00001I3B 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital Inc Bldr F-1 CIBFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital Income Builder Inc 0C00001I3B 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital Inc Bldr R2 RIRBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital Income Builder Inc 0C00001I3B 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital Inc Bldr R3 RIRCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital Income Builder Inc 0C00001I3B 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital Inc Bldr R4 RIREX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital Income Builder Inc 0C00001I3B 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip 92821- American Funds Capital Inc Bldr R5 RIRFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital Income Builder Inc 0C00001I3B 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World Bond F-1 WBFFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Bond Fund Inc 0C00001I3D 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World Bond R3 RCWCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Bond Fund Inc 0C00001I3D 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World Bond R4 RCWEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Bond Fund Inc 0C00001I3D 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World G/I A CWGIX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Growth & Income Fund Inc 0C00001I3E 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World G/I F-1 CWGFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Growth & Income Fund Inc 0C00001I3E 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World G/I R2 RWIBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Growth & Income Fund Inc 0C00001I3E 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World G/I R3 RWICX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Growth & Income Fund Inc 0C00001I3E 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World G/I R4 RWIEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Growth & Income Fund Inc 0C00001I3E 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Capital World G/I R5 RWIFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Capital World Growth & Income Fund Inc 0C00001I3E 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr A AEPGX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr F-1 AEGFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr R2 RERBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr R3 RERCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr R4 REREX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr R5 RERFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds EuroPacific Gr R6 RERGX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Europacific Growth Fund 0C00001IHO 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Fundamental Investors A ANCFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Fundamental Investors Inc 0C00001INY 221557722 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Fundamental Invs F-1 AFIFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Fundamental Investors Inc 0C00001INY 221557722 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Fundamental Invs R2 RFNBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Fundamental Investors Inc 0C00001INY 221557722 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Fundamental Invs R3 RFNCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Fundamental Investors Inc 0C00001INY 221557722 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Fundamental Invs R4 RFNEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Fundamental Investors Inc 0C00001INY 221557722 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Fundamental Invs R5 RFNFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Fundamental Investors Inc 0C00001INY 221557722 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer A AGTHX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer F-1 GFAFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer R2 RGABX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer R3 RGACX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer R4 RGAEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer R5 RGAFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Growth Fund of Amer R6 RGAGX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Growth Fund of America Inc 0C00001IPW 520792143 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Inc Fund of Amer A AMECX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Income Fund of America Inc 0C00001IS9 060867264 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Inc Fund of Amer F-1 IFAFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Income Fund of America Inc 0C00001IS9 060867264 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Inc Fund of Amer R2 RIDBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Income Fund of America Inc 0C00001IS9 060867264 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Inc Fund of Amer R3 RIDCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Income Fund of America Inc 0C00001IS9 060867264 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Inc Fund of Amer R4 RIDEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Income Fund of America Inc 0C00001IS9 060867264 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Inc Fund of Amer R5 RIDFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Income Fund of America Inc 0C00001IS9 060867264 One Market - Steuart Tower Suite 1800 San Francisco California 94105 92821- American Funds Interm Bond Fd of Amer A AIBAX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Intermediate Bond Fund of America 0C00001ITH 952769620 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Invmt Co of Amer A AIVSX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Investment Co. of America 0C00001ITM 951426645 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Invmt Co of Amer F-1 AICFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Investment Co. of America 0C00001ITM 951426645 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Invmt Co of Amer R2 RICBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Investment Co. of America 0C00001ITM 951426645 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Invmt Co of Amer R3 RICCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Investment Co. of America 0C00001ITM 951426645 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Invmt Co of Amer R4 RICEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Investment Co. of America 0C00001ITM 951426645 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Invmt Co of Amer R5 RICFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Investment Co. of America 0C00001ITM 951426645 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Money Market A AFAXX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Money Market Fund 0C000022I2 American Funds Money Market Fund 333 South Hope Street Los Angeles CA 90071 92821- American Funds New Economy R4 RNGEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Economy Fund 0C00001J7N 956799669 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Economy R5 RNGFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Economy Fund 0C00001J7N 956799669 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective A ANWPX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective F-1 NPFFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective R2 RNPBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective R3 RNPCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective R4 RNPEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective R5 RNPFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New Perspective R6 RNPGX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New Perspective Fund Inc 0C00001J7P 952817150 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds New World R3 RNWCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 New World Fund Inc 0C00001J7S 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Smallcap World R2 RSLBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Smallcap World Fund Inc 0C00001JR8 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Smallcap World R3 RSLCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Smallcap World Fund Inc 0C00001JR8 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Smallcap World R4 RSLEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Smallcap World Fund Inc 0C00001JR8 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2010 R2 RBATX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2010 R3 RCATX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2010 R4 RDATX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2010 R5 REATX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2015 R2 RBJTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2015 R3 RCJTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2015 R4 RDBTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2015 R5 REJTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip 92821- American Funds Trgt Date Ret 2020 R2 RBCTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2020 R3 RCCTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2020 R4 RDCTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2020 R5 RECTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2025 R2 RBDTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2025 R3 RCDTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2025 R4 RDDTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2025 R5 REDTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2030 R2 RBETX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2030 R3 RCETX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2030 R4 RDETX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2030 R5 REETX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2035 R2 RBFTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2035 R3 RCFTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2035 R4 RDFTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2035 R5 REFTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2040 R2 RBKTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2040 R3 RCKTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2040 R4 RDGTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2040 R5 REGTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2045 R2 RBHTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2045 R3 RCHTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2045 R4 RDHTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2045 R5 REHTX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2050 R2 RBITX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2050 R3 RCITX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2050 R4 RDITX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Trgt Date Ret 2050 R5 REITX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Target Date Retiremt Ser 0C00001HU8 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds US Government Sec R3 RGVCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Income Series 0C00001HU6 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds US Government Sec R4 RGVEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 American Funds Income Series 0C00001HU6 951411037 3333 S Hope St - 55th Fl (micg) Los Angeles California 90071 92821- American Funds Washington Mutual A AWSHX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Washington Mutual Investors Fund Inc 0C00001K3T 660793788 11101 Vermont Ave Nw Ste 600 Washington District Of Columbia 20005 92821- American Funds Washington Mutual F-1 WSHFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Washington Mutual Investors Fund Inc 0C00001K3T 660793788 11101 Vermont Ave Nw Ste 600 Washington District Of Columbia 20005 92821- American Funds Washington Mutual R2 RWMBX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Washington Mutual Investors Fund Inc 0C00001K3T 660793788 11101 Vermont Ave Nw Ste 600 Washington District Of Columbia 20005 92821- American Funds Washington Mutual R3 RWMCX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Washington Mutual Investors Fund Inc 0C00001K3T 660793788 11101 Vermont Ave Nw Ste 600 Washington District Of Columbia 20005 92821- American Funds Washington Mutual R4 RWMEX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Washington Mutual Investors Fund Inc 0C00001K3T 660793788 11101 Vermont Ave Nw Ste 600 Washington District Of Columbia 20005 92821- American Funds Washington Mutual R5 RWMFX American Funds 0C00001YPH 951411037 American Funds P.O. Box 25029 Santa Ana CA 92799 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 Washington Mutual Investors Fund Inc 0C00001K3T 660793788 11101 Vermont Ave Nw Ste 600 Washington District Of Columbia 20005 Ariel ARGFX Ariel 0C00001YPN 310721681 Ariel 200 E. Randolph Drive, Suite 2900 Chicago IL 60601 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Ariel Investment Trust 0C00001K61 020712418 2200 East Randolph Drive Suite 2900 Chicago Illinois 60601 Ariel Appreciation CAAPX Ariel 0C00001YPN 310721681 Ariel 200 E. Randolph Drive, Suite 2900 Chicago IL 60601 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Ariel Investment Trust 0C00001K61 020712418 2200 East Randolph Drive Suite 2900 Chicago Illinois 60601 Artio Global High Income A BJBHX Artio Global 0C00001YWC 136174048 Artio Global 3330 Madison Avenue New York NY 10017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Artio Global Investment Funds 0C00001HVL 136174048 3330 Madison Ave C/o Artio Global Management Llc New York New York 10017 Artio International Equity A BJBIX Artio Global 0C00001YWC 136174048 Artio Global 3330 Madison Avenue New York NY 10017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Artio Global Investment Funds 0C00001HVL 136174048 3330 Madison Ave C/o Artio Global Management Llc New York New York 10017 Artio International Equity I JIEIX Artio Global 0C00001YWC 136174048 Artio Global 3330 Madison Avenue New York NY 10017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Artio Global Investment Funds 0C00001HVL 136174048 3330 Madison Ave C/o Artio Global Management Llc New York New York 10017 Artio International Equity II A JETAX Artio Global 0C00001YWC 136174048 Artio Global 3330 Madison Avenue New York NY 10017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Artio Global Investment Funds 0C00001HVL 136174048 3330 Madison Ave C/o Artio Global Management Llc New York New York 10017 Artio International Equity II I JETIX Artio Global 0C00001YWC 136174048 Artio Global 3330 Madison Avenue New York NY 10017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Artio Global Investment Funds 0C00001HVL 136174048 3330 Madison Ave C/o Artio Global Management Llc New York New York 10017 Artio Total Return Bond I JBGIX Artio Global 0C00001YWC 136174048 Artio Global 3330 Madison Avenue New York NY 10017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Artio Global Investment Funds 0C00001HVL 136174048 3330 Madison Ave C/o Artio Global Management Llc New York New York 10017 Artisan International Inv ARTIX Artisan 0C00001YPQ 391811840 Artisan 875 E. Wisconsin Avenue, Suite 800 Milwaukee WI 53202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Artisan Funds Inc 0C00001HVM 391811840 8875 Eastave Ste 800 Milwaukee Wisconsin 53202 Artisan International Value Investor ARTKX Artisan 0C00001YPQ 391811840 Artisan 875 E. Wisconsin Avenue, Suite 800 Milwaukee WI 53202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Artisan Funds Inc 0C00001HVM 391811840 8875 Eastave Ste 800 Milwaukee Wisconsin 53202 Artisan Mid Cap Inv ARTMX Artisan 0C00001YPQ 391811840 Artisan 875 E. Wisconsin Avenue, Suite 800 Milwaukee WI 53202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Artisan Funds Inc 0C00001HVM 391811840 8875 Eastave Ste 800 Milwaukee Wisconsin 53202 Artisan Mid Cap Value Investor ARTQX Artisan 0C00001YPQ 391811840 Artisan 875 E. Wisconsin Avenue, Suite 800 Milwaukee WI 53202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Artisan Funds Inc 0C00001HVM 391811840 8875 Eastave Ste 800 Milwaukee Wisconsin 53202 Artisan Small Cap Investor ARTSX Artisan 0C00001YPQ 391811840 Artisan 875 E. Wisconsin Avenue, Suite 800 Milwaukee WI 53202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Artisan Funds Inc 0C00001HVM 391811840 8875 Eastave Ste 800 Milwaukee Wisconsin 53202 Artisan Small Cap Value Investor ARTVX Artisan 0C00001YPQ 391811840 Artisan 875 E. Wisconsin Avenue, Suite 800 Milwaukee WI 53202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Artisan Funds Inc 0C00001HVM 391811840 8875 Eastave Ste 800 Milwaukee Wisconsin 53202 94523- AssetMark Core Plus Fixed Income AFCFX AssetMark 0C00001YYB 331073076 AssetMark 2300 Contra Costa, Suite 425 Pleasant Hill CA 94523 U.S. Bancorp Fund Services, LLC 0C00004BFM U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee WI 53202 Assetmark Funds 0C00001HVR 680340004 22300 Contra Costa Blvd Suite 600 Pleasant Hill California 3967 94523- AssetMark Tax-Exempt Fixed Income AFTIX AssetMark 0C00001YYB 331073076 AssetMark 2300 Contra Costa, Suite 425 Pleasant Hill CA 94523 U.S. Bancorp Fund Services, LLC 0C00004BFM U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee WI 53202 Assetmark Funds 0C00001HVR 680340004 22300 Contra Costa Blvd Suite 600 Pleasant Hill California 3967 Aston/Montag & Caldwell Growth I MCGIX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Aston/Montag & Caldwell Growth N MCGFX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Aston/Optimum Mid Cap N CHTTX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Aston/TAMRO Small Cap N ATASX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Aston/TCH Fixed Income I CTBIX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Aston/TCH Fixed Income N CHTBX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Aston/Veredus Aggressive Growth N VERDX Aston 0C00001YWD 204747475 Aston 120 No. LaSalle Street, 25th Floor Chicago IL 60602 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Aston Funds 0C00001HVS 204747475 1120 N. Lasalle Street, 25th Floor Chicago Illinois 60602 Baron Asset Retail BARAX Baron Capital Group 0C00001YPS 133122938 Baron Capital Group 767 5th Ave Fl 49 New York NY 10153 DST Systems, Inc. 0C00000B13 431581814 Baron Investment Funds Trust 0C00001HWK 136891420 7767 Fifth Ave 449th Fl New York New York 10153 Baron Growth Instl BGRIX Baron Capital Group 0C00001YPS 133122938 Baron Capital Group 767 5th Ave Fl 49 New York NY 10153 DST Systems, Inc. 0C00000B13 431581814 Baron Investment Funds Trust 0C00001HWK 136891420 7767 Fifth Ave 449th Fl New York New York 10153 Baron Growth Retail BGRFX Baron Capital Group 0C00001YPS 133122938 Baron Capital Group 767 5th Ave Fl 49 New York NY 10153 DST Systems, Inc. 0C00000B13 431581814 Baron Investment Funds Trust 0C00001HWK 136891420 7767 Fifth Ave 449th Fl New York New York 10153 Baron Partners Retail BPTRX Baron Capital Group 0C00001YPS 133122938 Baron Capital Group 767 5th Ave Fl 49 New York NY 10153 DST Systems, Inc. 0C00000B13 431581814 Baron Select Funds 0C00001HWL 161651307 7767 Fifth Ave 449th Fl New York New York 10153 Baron Small Cap Instl BSFIX Baron Capital Group 0C00001YPS 133122938 Baron Capital Group 767 5th Ave Fl 49 New York NY 10153 DST Systems, Inc. 0C00000B13 431581814 Baron Investment Funds Trust 0C00001HWK 136891420 7767 Fifth Ave 449th Fl New York New York 10153 Baron Small Cap Retail BSCFX Baron Capital Group 0C00001YPS 133122938 Baron Capital Group 767 5th Ave Fl 49 New York NY 10153 DST Systems, Inc. 0C00000B13 431581814 Baron Investment Funds Trust 0C00001HWK 136891420 7767 Fifth Ave 449th Fl New York New York 10153

Barrett Opportunity SAOPX Barrett 0C00001YX4 131675931 Barrett 90 Park Avenue, 34th Floor New York NY 10016 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 Barrett Associates Inc 0C00001LCR 131675931 Barrett Associates, Inc. 90 Park Avenue NEW YORK NY 10017 BlackRock Aurora Inv A SSRAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Bond Portfolio Inv A CCIAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Funds II 0C00001HYE 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Energy & Resources Inv A SSGRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 08543- BlackRock Equity Dividend A MDDVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Equity Dividend Fund 0C00001HY3 133806694 1100 Bellevue Parkway Wilmington Delaware 9011 08543- BlackRock Equity Dividend I MADVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Equity Dividend Fund 0C00001HY3 133806694 1100 Bellevue Parkway Wilmington Delaware 9011 08543- BlackRock Equity Dividend R MRDVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Equity Dividend Fund 0C00001HY3 133806694 1100 Bellevue Parkway Wilmington Delaware 9011 BlackRock Fixed Income Value Opps XFIVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Fixed Income Value Opprs 0C00002290 100 Bellevue Parkway Wilmington DE 19809

BlackRock Fundamental Growth A MDFGX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Fundamental Growth Fund, Inc. 0C00001HYC 223186366 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock Fundamental Growth R MRFGX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Fundamental Growth Fund, Inc. 0C00001HYC 223186366 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Global Allocation A MDLOX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence Blackrock Global Allocation Fund, Inc. 0C00001HYF 222937779 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Global Allocation I MALOX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence Blackrock Global Allocation Fund, Inc. 0C00001HYF 222937779 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Global Allocation R MRLOX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence Blackrock Global Allocation Fund, Inc. 0C00001HYF 222937779 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Global Financial Svcs Inv A MDFNX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Global Financial Svcs Fd, Inc 0C00001HYK 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Health Sciences Ops Inv A SHSAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Healthcare Instl MAHCX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Healthcare Fund, Inc. 0C00001HYS 133143879 1100 Bellevue Parkway Wilmington Delaware 8536 BlackRock Healthcare Inv A MDHCX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Healthcare Fund, Inc. 0C00001HYS 133143879 1100 Bellevue Parkway Wilmington Delaware 8536 BlackRock High Yield Bond Instl BHYIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock High Yield Bond Inv A BHYAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock High Yield Bond Inv R BHYRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Inflation Protected Bond A BPRAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Inflation Protected Bond Instl BPRIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip BlackRock International Index A MDIIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Index Funds, Inc. 0C00001HYX 223483675 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock International Index I MAIIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Index Funds, Inc. 0C00001HYX 223483675 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock International Opp A BREAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock International Opp Svc BRESX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock International Value I MAIVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock International Value Trust 0C00001HZ2 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock International Value Inv A MDIVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock International Value Trust 0C00001HZ2 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Intl Bond Inv A BIIAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Intl Bond Svc CIFIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Large Cap Core I MALRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Large Cap Series Funds, Inc. 0C00001HZ7 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Large Cap Core Inv A MDLRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Large Cap Series Funds, Inc. 0C00001HZ7 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Large Cap Core R MRLRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Large Cap Series Funds, Inc. 0C00001HZ7 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Large Cap Value A MDLVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Large Cap Series Funds, Inc. 0C00001HZ7 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Large Cap Value I MALVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Large Cap Series Funds, Inc. 0C00001HZ7 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Large Cap Value R MRLVX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Large Cap Series Funds, Inc. 0C00001HZ7 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Latin America I MALTX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Latin America Fund, Inc. 0C00001HZ8 223122997 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock LifePath 2020 Institutional STLCX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2020 Investor A LPRCX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2030 Institutional STLDX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2030 Investor A LPRDX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2040 Institutional STLEX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2040 Investor A LPREX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2050 Institutional STLFX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath 2050 Investor A LPRFX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath Retirement Instl STLAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055

BlackRock LifePath Retirement Investor A LPRAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 BlackRock Funds III 0C00004AI3 Park Avenue Plaza,55 East 52nd Street New York, NY 10055 New York NY 10055 BlackRock Liquidity Federal Tr Adm BFTXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity Federal Tr Dollar TSDXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity Federal Tr Instl TFFXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity TempFund Adm BTMXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock Liquidity TempFund Cash Mgmt BRTXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity TempFund Cash Rsrv BRRXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity TempFund Dlr TDOXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity TempFund Instl TMPXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity Treasury Adm BITXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Liquidity Treasury Instl TTTXX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Liquidity Funds 0C00001HZ9 520983343 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Low Duration Bd Inv A BLDAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock Mid Cap Value Opportunities A MDRFX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence Blackrock Mid Cap Value Oppo Sr Inc. 0C00001HZD 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Mid Cap Value Opportunities I MARFX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence Blackrock Mid Cap Value Oppo Sr Inc. 0C00001HZD 133806694 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock Mid Cap Value Opportunities R MRRFX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence Blackrock Mid Cap Value Oppo Sr Inc. 0C00001HZD 133806694 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Mid-Cap Value Equity Instl CMVIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Natural Resources A MDGRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Natural Resources Trust 0C00001I0I 136857277 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Natural Resources I MAGRX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Natural Resources Trust 0C00001I0I 136857277 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock Science & Technology Opp Inv A BGSAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Small Cap Growth Equity Instl PSGIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809

BlackRock Small Cap Growth Equity Inv A CSGEX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Small Cap Growth II A MDSWX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Series, Inc. 0C00001I15 133806694 1100 Bellevue Parkway Wilmington Delaware 9809 BlackRock Small Cap Growth II R MRUSX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Blackrock Series, Inc. 0C00001I15 133806694 1100 Bellevue Parkway Wilmington Delaware 9809 BlackRock Total Return II BlackRock CCBBX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Total Return II Inv A BCBAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock Total Return II Svc CMCBX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock US Opportunities Instl BMCIX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BlackRock US Opportunities Inv A BMEAX BlackRock 0C000034YC 046171663 BlackRock c/o PFPC Inc., P.O. Box 9819 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 BlackRock Funds 0C00001HYD 510318674 1100 Bellevue Parkway Wilmington Delaware 19809 BofA Cash Reserves Daily NSHXX Columbia 0C00001YQG 930577450 Columbia PO Box 8081 Boston MA 02266 Columbia Management Services Inc 0C00001MD6 042838628 Columbia Management Services, Inc. One Financial Center Boston Columbia Funds Series Trust 0C00001I64 560906609 One Financial Center Boston Massachusetts 2111 BofA Government Reserves Tr NGOXX Columbia 0C00001YQG 930577450 Columbia PO Box 8081 Boston MA 02266 Columbia Management Services Inc 0C00001MD6 042838628 Columbia Management Services, Inc. One Financial Center Boston Columbia Funds Series Trust 0C00001I64 560906609 One Financial Center Boston Massachusetts 2111 Brandes Instl International Equity E BIEEX Brandes 0C00001YQ0 330635360 Brandes 11988 El Camino Real, Suite 500 San Diego CA 92130 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Brandes Investment Trust 0C00001I24 330635360 C/o U.s. Bancorp Fund Services, Llc 6615 East Michigan Street Milwaukee Wisconsin 53202 Brandywine BRWIX Brandywine 0C00004AJY 830334121 Brandywine 2929 Arch Street, 8th Floor Philadelphia PA 19104 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Brandywine Fund Inc 0C00001I26 510290734 33711 Kennett Pike Greenville Delaware 19807 Brandywine Blue BLUEX Brandywine 0C00004AJY 830334121 Brandywine 2929 Arch Street, 8th Floor Philadelphia PA 19104 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Brandywine Blue Fund Inc 0C00001I25 521712724 33711 Kennett Pike Greenville Delaware 19807 77005- Bridgeway Small-Cap Growth BRSGX Bridgeway 0C00001YQ3 760409332 Bridgeway 55615 Kirby Drive, Suite 518 Houston TX 77005 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 Bridgeway Funds Inc 0C00001I2C 760421237 55615 Kirby Drive Suite 518 Houston Texas 2448 Brown Advisory Growth Equity Instl BIAGX Brown Advisory Funds 0C00001YYW 521952888 Brown Advisory Funds 901 South Bond Street, Suite 400 Baltimore MD 21231 U.S. Bancorp Fund Services, LLC 0C00004BFM U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee WI 53202 Forum Funds (Brown Advisory) 0C000023H0 010516963 Forum Funds (Brown Advisory) P.O. Box 446 Portland ME 04112 Brown Capital Mgmt Intern Equity Inst BCIIX Brown Funds 0C00001Z5Q 521304372 Brown Funds 1201 North Calvert Street Baltimore MD 21202 Nottingham Shareholder Services, LLC 0C00003GOO 116 South Franklin Street, P.O. Box 4365 North Carolina Nottingham Investment Trust II 0C00001J8O 566376571 1116 South Franklin Street P O Box 69 Rocky Mount North Carolina 27802 Brown Capital Mgmt Small Co Instl BCSIX Brown Funds 0C00001Z5Q 521304372 Brown Funds 1201 North Calvert Street Baltimore MD 21202 Nottingham Shareholder Services, LLC 0C00003GOO 116 South Franklin Street, P.O. Box 4365 North Carolina Nottingham Investment Trust II 0C00001J8O 566376571 1116 South Franklin Street P O Box 69 Rocky Mount North Carolina 27802 Buffalo Small Cap BUFSX Buffalo 0C00001YXE 481069845 Buffalo 55420 W. 61st Place Shawnee Mission KS 66205 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Buffalo Small Cap Fund Inc 0C00002390 431803083 Calamos Convertible A CCVIX Calamos 0C00001YQ6 363316238 Calamos 2020 Calamos Court Naperville IL 60563 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Calamos Investment Trust 0C00001I2R 363316238 22020 Calamos Court C/o Calamos Advisors Llc Naperville Illinois 60563 Calamos Growth & Income A CVTRX Calamos 0C00001YQ6 363316238 Calamos 2020 Calamos Court Naperville IL 60563 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Calamos Investment Trust 0C00001I2R 363316238 22020 Calamos Court C/o Calamos Advisors Llc Naperville Illinois 60563 Calamos Growth A CVGRX Calamos 0C00001YQ6 363316238 Calamos 2020 Calamos Court Naperville IL 60563 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Calamos Investment Trust 0C00001I2R 363316238 22020 Calamos Court C/o Calamos Advisors Llc Naperville Illinois 60563 Calamos High Yield A CHYDX Calamos 0C00001YQ6 363316238 Calamos 2020 Calamos Court Naperville IL 60563 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Calamos Investment Trust 0C00001I2R 363316238 22020 Calamos Court C/o Calamos Advisors Llc Naperville Illinois 60563 Calvert Capital Accumulation A CCAFX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Calvert Shareholder Services Inc 0C00001LXJ 521009067 Calvert Shareholder Services, Inc. 4550 Montgomery Avenue,Suite 1000N Bethesda Maryland 20814 Calvert World Values Fund Inc 0C00001I34 521771206 44550 Montgomery Ave Ste 1000n Bethesda Maryland 20801 Calvert Income A CFICX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Fund 0C00001I2X 526228948 44550 Montgomery Ave Ste 1000n Bethesda Maryland 2814 Calvert Income I CINCX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Fund 0C00001I2X 526228948 44550 Montgomery Ave Ste 1000n Bethesda Maryland 2814 Calvert Large Cap Growth A CLGAX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Calvert Shareholder Services Inc 0C00001LXJ 521009067 Calvert Shareholder Services, Inc. 4550 Montgomery Avenue,Suite 1000N Bethesda Maryland 20814 Calvert Impact Fund Inc 0C00001I2Y 521233223 44550 Montgomery Avenue Suite 1000n Bethesda Maryland 20814 Calvert Short Duration Income A CSDAX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Fund 0C00001I2X 526228948 44550 Montgomery Ave Ste 1000n Bethesda Maryland 2814 Calvert Social Index A CSXAX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Social Index Series Inc 0C00001I30 521233223 44550 Montgomery Ave Ste 1000n Bethesda Maryland 20814 Calvert Social Investment Balanced A CSIFX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Social Investment Fund 0C00001I31 521233223 44550 Montgomery Ave Suite 1000 N Bethesda Maryland 20814 Calvert Social Investment Bond A CSIBX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Social Investment Fund 0C00001I31 521233223 44550 Montgomery Ave Suite 1000 N Bethesda Maryland 20814 Calvert Social Investment Bond I CBDIX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Social Investment Fund 0C00001I31 521233223 44550 Montgomery Ave Suite 1000 N Bethesda Maryland 20814 Calvert Social Investment Equity A CSIEX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Social Investment Fund 0C00001I31 521233223 44550 Montgomery Ave Suite 1000 N Bethesda Maryland 20814 Calvert Social Investment Equity I CEYIX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Calvert Social Investment Fund 0C00001I31 521233223 44550 Montgomery Ave Suite 1000 N Bethesda Maryland 20814 Calvert World Values International Eq A CWVGX Calvert 0C00001YQ9 521233223 Calvert 4550 Montgomery Avenue, Suite 100N Bathesda MD 20814 Calvert Shareholder Services Inc 0C00001LXJ 521009067 Calvert Shareholder Services, Inc. 4550 Montgomery Avenue,Suite 1000N Bethesda Maryland 20814 Calvert World Values Fund Inc 0C00001I34 521771206 44550 Montgomery Ave Ste 1000n Bethesda Maryland 20801

Causeway International Value Inv CIVVX Causeway 0C00001YYC 954861680 Causeway 11111 Santa Monica Boulevard, Suite 1550 Los Angeles CA 90025 DST Systems, Inc. 0C00000B13 431581814 Causeway Capital Management Trust 0C00001K6E 954861680 111111 Santa Monica Blvd Suite 1500 Los Angeles California 90025 Century Small Cap Select Instl CSMCX Century Funds 0C00001YQC 870381220 Century Funds P.O. Box 588 Portland ME 04112 Atlantic Shareholder Services, LLC 0C00001TG7 261345198 Three Canal Plaza Suite 600 Portland ME 04101 Century Capital Management Trust 0C00001K6F 651214946 C/o Century Capital Management Llc 1100 Federal Street, 29th Floor Boston Massachusetts 2110 Century Small Cap Select Inv CSMVX Century Funds 0C00001YQC 870381220 Century Funds P.O. 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Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group High Yld Investments THYUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group International Eq Invst TIEUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group International F/I TIFUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group Large Cap Growth TLGUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group Large Cap Value Equity TLVUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group Municipal Bond TMUUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group Small Cap Growth TSGUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 Consulting Group Small Cap Value Equity TSVUX Smith Barney 0C00001YTS 264310844 Smith Barney One New York Plaza New York NY 10004 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Consulting Group Capital Markets Funds 0C00001I6Y 2222avenue 77 Th Floor Wilmington Delaware 19801 10010- 10017- Credit Suisse Large Cap Growth Adv WCATX Credit Suisse 0C00004JEE 133442768 Credit Suisse Eleven Madison Avenue New York NY 3629 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Credit Suisse AG 0C00001MK8 133442768 Credit Suisse 466 Lexington Avenue New York NY 3147 10010- 10017- Credit Suisse Large Cap Growth Comm CUCAX Credit Suisse 0C00004JEE 133442768 Credit Suisse Eleven Madison Avenue New York NY 3629 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Credit Suisse AG 0C00001MK8 133442768 Credit Suisse 466 Lexington Avenue New York NY 3147 10010- 10017- Credit Suisse Mid-Cap Core Adv WEGTX Credit Suisse 0C00004JEE 133442768 Credit Suisse Eleven Madison Avenue New York NY 3629 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. 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Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 CRM Funds 0C0000232O CRM Mid Cap Value Inv CRMMX CRM 0C00001YQL 133156718 CRM 520 Madison Avenue, 20th Floor New York NY 10022 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 CRM Funds 0C0000232O CRM Small/Mid Cap Value Inst CRIAX CRM 0C00001YQL 133156718 CRM 520 Madison Avenue, 20th Floor New York NY 10022 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 CRM Funds 0C0000232O CRM Small/Mid Cap Value Inv CRMAX CRM 0C00001YQL 133156718 CRM 520 Madison Avenue, 20th Floor New York NY 10022 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 CRM Funds 0C0000232O Davis Financial A RPFGX Davis Funds 0C00001YWZ 521346931 Davis Funds P.O. Box 8406 Boston MA 02266 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Davis Series Inc 0C00001I8Y 362926440 22949 E. Elvira Road Suite 101 Tucson Arizona 85706 Davis NY Venture A NYVTX Davis Funds 0C00001YWZ 521346931 Davis Funds P.O. Box 8406 Boston MA 02266 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Davis New York Venture Fund Inc 0C00001I8W 132601967 22949 E. Elvira Road Suite 101 Tucson Arizona 85706 Davis NY Venture R NYVRX Davis Funds 0C00001YWZ 521346931 Davis Funds P.O. Box 8406 Boston MA 02266 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Davis New York Venture Fund Inc 0C00001I8W 132601967 22949 E. Elvira Road Suite 101 Tucson Arizona 85706 Davis NY Venture Y DNVYX Davis Funds 0C00001YWZ 521346931 Davis Funds P.O. Box 8406 Boston MA 02266 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. 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Elvira Road Suite 101 Tucson Arizona 85706 Delaware Diversified Income A DPDFX Delaware Investments 0C00001YXQ 232693133 One Commerce Square 2005 Market Street Philadelphia PA 19103 Delaware Service Company 0C00001MRF 351140070 Delaware Service Company 2005 Market Street Philadelphia PA 19103 Delaware Group Adviser Funds Inc 0C00001I97 521842569 One Commerce Square 22005 Market Street Philadelphia Pennsylvania 19103 Delaware Diversified Income R DPRFX Delaware Investments 0C00001YXQ 232693133 One Commerce Square 2005 Market Street Philadelphia PA 19103 Delaware Service Company 0C00001MRF 351140070 Delaware Service Company 2005 Market Street Philadelphia PA 19103 Delaware Group Adviser Funds Inc 0C00001I97 521842569 One Commerce Square 22005 Market Street Philadelphia Pennsylvania 19103 Delaware Dividend Income R DDDRX Delaware Investments 0C00001YXQ 232693133 One Commerce Square 2005 Market Street Philadelphia PA 19103 DST Systems, Inc. 0C00000B13 431581814 Delaware Group Equity Funds V Inc 0C00001I9D 232450217 One Commerce Square 22005 Market Street Philadelphia Pennsylvania 19103 Delaware Extended Duration Bond A DEEAX Delaware Investments 0C00001YXQ 232693133 One Commerce Square 2005 Market Street Philadelphia PA 19103 DST Systems, Inc. 0C00000B13 431581814 Delaware Group Income Funds 0C00001I9H 232869117 One Commerce Square 22005 Market Street Philadelphia Pennsylvania 19103 Delaware Extended Duration Bond R DEERX Delaware Investments 0C00001YXQ 232693133 One Commerce Square 2005 Market Street Philadelphia PA 19103 DST Systems, Inc. 0C00000B13 431581814 Delaware Group Income Funds 0C00001I9H 232869117 One Commerce Square 22005 Market Street Philadelphia Pennsylvania 19103 Delaware High-Yield Opportunities R DHIRX Delaware Investments 0C00001YXQ 232693133 One Commerce Square 2005 Market Street Philadelphia PA 19103 DST Systems, Inc. 0C00000B13 431581814 Delaware Group Income Funds 0C00001I9H 232869117 One Commerce Square 22005 Market Street Philadelphia 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One Commerce Square 2005 Market Street Philadelphia PA 19103 Delaware Service Company 0C00001MRF 351140070 Delaware Service Company 2005 Market Street Philadelphia PA 19103 Delaware Group Equity Funds II 0C00001I9A 232448660 One Commerce Square 22005 Market Street Philadelphia Pennsylvania 19103 DFA Emerging Markets Core Equity I DFCEX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Dimensions Group Inc 0C00001I9Z 363129984 11299 Ocean Ave Ste 650 11th Fl Santa Monica California 90401 DFA Emerging Markets I DFEMX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Trust Co 0C00001IA0 222370029 11299 Ocean Ave 111th Floor Santa Monica California 90401 DFA Emerging Markets Value I DFEVX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Dimensions Group Inc 0C00001I9Z 363129984 11299 Ocean Ave Ste 650 11th Fl Santa Monica California 90401 DFA Emerging Mkts II DFETX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Dimensional Investment Group Inc 0C00001IA4 222370029 11299 Ocean Ave 111th Floor Santa Monica California 90401 DFA Intl Small Company I DFISX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Dimensions Group Inc 0C00001I9Z 363129984 11299 Ocean Ave Ste 650 11th Fl Santa Monica California 90401 DFA Intl Value I DFIVX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Dimensional Investment Group Inc 0C00001IA4 222370029 11299 Ocean Ave 111th Floor Santa Monica California 90401 DFA Real Estate Securities I DFREX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Dimensions Group Inc 0C00001I9Z 363129984 11299 Ocean Ave Ste 650 11th Fl Santa Monica California 90401 DFA US Large Cap Value I DFLVX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Trust Co 0C00001IA0 222370029 11299 Ocean Ave 111th Floor Santa Monica California 90401 DFA US Small Cap Value I DFSVX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Trust Co 0C00001IA0 222370029 11299 Ocean Ave 111th Floor Santa Monica California 90401 DFA US Targeted Value I DFFVX Dimensional Fund Advisors 0C00004AKC 222370029 Dimensional Fund Advisors 1299 Ocean Avenue, 11th Floor Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 DFA Investment Trust Co 0C00001IA0 222370029 11299 Ocean Ave 111th Floor Santa Monica California 90401 10004- Diamond Hill Small Cap I DHSIX Diamond Hill Funds 0C00001IA2 316547095 Diamond Hill Funds 3325 John H. Mcconnell Boulevard, Suite 200 Columbus OH 43215 JPMorgan Chase Bank, N.A. 0C00001OVT 133379014 4 New York Plaza New York TX 2413 Diamond Hill Funds 0C00001IA2 316547095 Diamond Hill Funds 3325 John H. Mcconnell Boulevard, Suite 200 Columbus OH 43215 Dodge & Cox Balanced DODBX Dodge & Cox 0C00001MX8 941441976 Dodge & Cox 555 CALIFORNIA STREET SAN FRANCISCO CA 94104 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Dodge & Cox Funds 0C00001IAC 946067274 5555st 440 Th Floor San Francisco California 94104 Dodge & Cox Income DODIX Dodge & Cox 0C00001MX8 941441976 Dodge & Cox 555 CALIFORNIA STREET SAN FRANCISCO CA 94104 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Dodge & Cox Funds 0C00001IAC 946067274 5555st 440 Th Floor San Francisco California 94104 Dodge & Cox International Stock DODFX Dodge & Cox 0C00001MX8 941441976 Dodge & Cox 555 CALIFORNIA STREET SAN FRANCISCO CA 94104 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. 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Box 8480 Boston MA 8480 Dodge & Cox Funds 0C00001IAC 946067274 5555st 440 Th Floor San Francisco California 94104 10012- Domini Social Equity Instl DIEQX Domini 0C00001YQO 133961229 Domini 5536 Broadway, 77th Floor New York NY 10012 Pnc Global Investing Services 0C00001T46 251435979 Pnc Global Investing Services 760 Moore Road Wilmington DE 19809 Domini Social Investment Trust 0C00001K6Q 043081258 5536 Broadway 77th Floor New York New York 3915 10012- Domini Social Equity Inv DSEFX Domini 0C00001YQO 133961229 Domini 5536 Broadway, 77th Floor New York NY 10012 Pnc Global Investing Services 0C00001T46 251435979 Pnc Global Investing Services 760 Moore Road Wilmington DE 19809 Domini Social Investment Trust 0C00001K6Q 043081258 5536 Broadway 77th Floor New York New York 3915 10012- Domini Social Equity R DSFRX Domini 0C00001YQO 133961229 Domini 5536 Broadway, 77th Floor New York NY 10012 Pnc Global Investing Services 0C00001T46 251435979 Pnc Global Investing Services 760 Moore Road Wilmington DE 19809 Domini Social Investment Trust 0C00001K6Q 043081258 5536 Broadway 77th Floor New York New York 3915 Dreyfus Active MidCap A DNLDX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Strategic Funds, Inc. 0C00001JS8 133272460 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus Appreciation DGAGX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Appreciation Fund Inc 0C00001IAR 133088846 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus Basic S&P 500 Stock Index DSPIX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus/Laurel Funds Inc 0C00001ID6 134024319 2200 Park Avenue The Dreyfus Corpooration New York New York 10166 Dreyfus Basic US Mortgage Securities DIGFX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Basic US Mortgage Secs Fund 0C00001IAV 133746584 1144 Glenn Curtiss Blvd Uniondale New York 11556 Dreyfus Bond Market Index Basic DBIRX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus/Laurel Funds Inc 0C00001ID6 134024319 2200 Park Avenue The Dreyfus Corpooration New York New York 10166 Dreyfus Bond Market Index Inv DBMIX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus/Laurel Funds Inc 0C00001ID6 134024319 2200 Park Avenue The Dreyfus Corpooration New York New York 10166 Dreyfus Cash Management Admin DACXX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Cash Management 0C00001IB0 840512589 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus Core Value A DCVIX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Laurel Funds Trust 0C00001IBO 042694144 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus Disciplined Stock DDSTX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus/Laurel Funds Inc 0C00001ID6 134024319 2200 Park Avenue The Dreyfus Corpooration New York New York 10166 Dreyfus Emerging Leaders DRELX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus Emerging Markets A DRFMX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus International Funds Inc 0C00001IBK 133718039 2200 Park Avenue C/o Dreyfus Corporation New York New York 10166 80206- Dreyfus Equity Growth A FRMAX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Funds Inc 0C00001IB7 840512589 2210 University Boulevard, Suite 800 Denver Colorado 4658 Dreyfus GNMA Z DRGMX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Premier Gnma Fund Inc 0C00001ICL 133281750 2200 Park Ave The Dreyfus Corporation New York New York 10166 Dreyfus International Eq A DIEAX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Stock Funds 0C00001ICU 840512589 2200 Park Avenue New York New York 10166 Dreyfus International Value A DVLAX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus Intl Stock Index DIISX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Index Funds Inc 0C00001IBD 133554128 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus LifeTime Growth & Income Inv DGIIX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Lifetime Portfolios Inc 0C00001IBQ 133733655 2200 Park Avenue C/o Dreyfus Corp New York New York 10166 Dreyfus MidCap Index PESPX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Midcap Index Fund Inc 0C00001IBX 133618129 2200 Park Avenue The Dreyfus Corporation New York New York 10166 Dreyfus Midcap Value A DMCVX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus Opportunistic Small Cap DSCVX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus S&P 500 Index PEOPX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Index Funds Inc 0C00001IBD 133554128 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus S&P Stars Opp A DPOAX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Stock Funds 0C00001ICU 840512589 2200 Park Avenue New York New York 10166 Dreyfus Short-Intermediate Government DSIGX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Short Intermediate Govt Fund 0C00001ICR 136885360 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus Small Cap A DSVAX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus/Laurel Funds Inc 0C00001ID6 134024319 2200 Park Avenue The Dreyfus Corpooration New York New York 10166 Dreyfus Small Cap Stock Index DISSX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Index Funds Inc 0C00001IBD 133554128 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus Strategic Value A DAGVX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus Structured Midcap I DPSRX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus Technology Growth I DGVRX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Advantage Funds, Inc. 0C00001HQC 133851784 The Dreyfus Corporation 2200 Park Avenue 8th Floor West New York New York 10166 Dreyfus Third Century Z DRTHX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Third Century Fund Inc 0C00001ICZ 132691318 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Dreyfus US Treasury Long-Term DRGBX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus US Treasury Long Term Fund 0C00001ID3 840512589 The Dreyfus Corporation 2200 Park Avenue New York New York 10166 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Dreyfus Worldwide Growth A PGROX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Premier Worldwide Growth Fund 0C00001ICP 133712071 C/o Dreyfus Fund 2200 Park Ave New York New York 10166 Dreyfus/Newton International Equity A NIEAX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York NY 10166 Dreyfus Transfer Inc 0C00001MYP 135673135 Dreyfus Investment Funds 0C00001IBL 043106135 2200 Park Avenue New York New York 10166 Dreyfus/Standish Fixed-Income I SDFIX Dreyfus 0C00001YQQ 135673135 Dreyfus 200 Park Avenue New York 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Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Balanced Fund 0C00001IDU 366103490 3345 Park Avenue New York New York 0004 10154- DWS Core Fixed Income A SFXAX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Investments Trust 0C00001IED 133241232 3345 Park Avenue New York New York 0004 10154- DWS Core Fixed Income B SFXBX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Investments Trust 0C00001IED 133241232 3345 Park Avenue New York New York 0004 10154- DWS Core Fixed Income C SFXCX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Investments Trust 0C00001IED 133241232 3345 Park Avenue New York New York 0004 10154- DWS Core Fixed Income Inst MFINX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Investments Trust 0C00001IED 133241232 3345 Park Avenue New York New York 0004 10154- DWS Core Plus Income S SCSBX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Portfolio Trust 0C00001IEM 046013018 3345 Park Avenue New York New York 0004 10154- DWS Dreman Small Cap Value A KDSAX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Value Series, Inc 0C00001IF5 133241232 3345 Park Avenue New York New York 0004 10154- DWS Dreman Small Cap Value Instl KDSIX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Value Series, Inc 0C00001IF5 133241232 3345 Park Avenue New York New York 0004 10154- DWS Emerging Markets Equity S SEMGX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS International Fund, Inc. 0C00001IEA 132827803 3345 Park Avenue New York New York 0004 10154- DWS Emerging Markets Fixed Income A SZEAX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Global/international Fund, Inc. 0C00001IE4 133241232 3345 Park Avenue New York New York 0004 10154- DWS Equity 500 Index S BTIEX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Institutional Funds 0C00001IE8 133241232 3345 Park Avenue New York New York 0004 10154- DWS Europe Equity S SCGEX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS International Fund, Inc. 0C00001IEA 132827803 3345 Park Avenue New York New York 0004 10154- DWS Global Thematic S SCOBX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Global/international Fund, Inc. 0C00001IE4 133241232 3345 Park Avenue New York New York 0004 10154- DWS GNMA S SGINX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Income Trust 0C00001IE7 133241232 3345 Park Avenue New York New York 0004 10154- DWS Gold & Precious Metals A SGDAX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DST Systems, Inc. 0C00000B13 431581814 DWS Mutual Funds, Inc. 0C00001IEL 133241232 3345 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DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Investments Trust 0C00001IED 133241232 3345 Park Avenue New York New York 0004 10154- DWS International S SCINX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS International Fund, Inc. 0C00001IEA 132827803 3345 Park Avenue New York New York 0004 10154- DWS Large Cap Focus Growth S SCQGX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Investment Trust 0C00001IEC 042212654 3345 Park Avenue New York New York 0004 10154- DWS Large Cap Value S KDCSX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Value Series, Inc 0C00001IF5 133241232 3345 Park Avenue New York New York 0004 10154- DWS Lifecycle Long Range S BTILX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DST Systems, Inc. 0C00000B13 431581814 DWS Advisor Funds III 0C00001IDT Deutsche Asset Management 3345 Park Avenue New York New York 0004 DWS RREEF Real Estate Securities A RRRAX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Rreef Securities Trust 0C000023AZ DWS RREEF Real Estate Securities Inst RRRRX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Rreef Securities Trust 0C000023AZ 10154- DWS Small Cap Growth S SSDSX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Advisor Funds 0C00001IDR 133241232 3345 Park Avenue New York New York 0004 10154- DWS Technology A KTCAX DWS Investments 0C000033GS 133241232 DWS Investments 210 West 10th Street Kansas City MO 64105 DWS Investments Service Company 0C000034N2 020432775 DWS Investments Service Company 210 W. 10th Street Kansas City Missouri 64105 DWS Technology Fund 0C00001IF1 366051878 3345 Park Avenue New York New York 0004 E.I.I. Global Property Institutional EIIGX E.I.I. 0C00001YWO 133162003 E.I.I. 717 Fifth Avenue, 10th Floor New York NY 10022 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 EII Realty Securities Trust 0C00001K6U 133162003 7717 Fifth Avenue 110th Floor New York New York 10022 Eagle Capital Appreciation A HRCPX Eagle Funds 0C00001YY2 592385219 Eagle Funds 880 Carillon Parkway St. Petersburg FL 33716 Eagle Fund Services 0C00001V06 591517485 Eagle Fund Services Eagle Capital Appreciation Fund 0C00001IFA 592385219 8880 Carillon Parkway St Petersburg Florida 33716 Eagle Growth & Income A HRCVX Eagle Funds 0C00001YY2 592385219 Eagle Funds 880 Carillon Parkway St. Petersburg FL 33716 Eagle Fund Services 0C00001V06 591517485 Eagle Fund Services Eagle Growth & Income Fund 0C00001IFC 596870530 8880 Carillon Parkway St Petersburg Florida 33716 Eagle Mid Cap Stock A HMCAX Eagle Funds 0C00001YY2 592385219 Eagle Funds 880 Carillon Parkway St. Petersburg FL 33716 Eagle Fund Services 0C00001V06 591517485 Eagle Fund Services Eagle Series Trust 0C00001IFE 592385219 8880 Carillon Parkway St Petersburg Florida 33716 Eagle Mid Cap Stock R3 HMRRX Eagle Funds 0C00001YY2 592385219 Eagle Funds 880 Carillon Parkway St. Petersburg FL 33716 Eagle Fund Services 0C00001V06 591517485 Eagle Fund Services Eagle Series Trust 0C00001IFE 592385219 8880 Carillon Parkway St Petersburg Florida 33716 Eagle Small Cap Growth A HRSCX Eagle Funds 0C00001YY2 592385219 Eagle Funds 880 Carillon Parkway St. Petersburg FL 33716 Eagle Fund Services 0C00001V06 591517485 Eagle Fund Services Eagle Series Trust 0C00001IFE 592385219 8880 Carillon Parkway St Petersburg Florida 33716 Earnest Partners Fixed-Income EPFTX Brown Funds 0C00001Z5Q 521304372 Brown Funds 1201 North Calvert Street Baltimore MD 21202 Nottingham Shareholder Services, LLC 0C00003GOO 116 South Franklin Street, P.O. Box 4365 North Carolina Nottingham Investment Trust II 0C00001J8O 566376571 1116 South Franklin Street P O Box 69 Rocky Mount North Carolina 27802

Eaton Vance Atlanta Capital Focused Gr A EAALX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Growth Trust 0C00001IFM 042325690 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Atlanta Capital SMID-Cap A EAASX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Growth Trust 0C00001IFM 042325690 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Dividend Builder A EVTMX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Special Investment Trust 0C00001IGJ 046039283 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Floating Rate A EVBLX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Mutual Funds Trust 0C00001IG6 043101341 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Income Fund of Boston A EVIBX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Series Trust Ii 0C00001IGH 132706484 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Income Fund of Boston R ERIBX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Series Trust Ii 0C00001IGH 132706484 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Large-Cap Value A EHSTX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Special Investment Trust 0C00001IGJ 046039283 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Large-Cap Value I EILVX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Special Investment Trust 0C00001IGJ 046039283 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Large-Cap Value R ERSTX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Special Investment Trust 0C00001IGJ 046039283 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109

Eaton Vance National Municipals Income A EANAX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Municipals Trust 0C00001IG4 043101341 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance PA Municipal Bond EIP Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 American Stock Transfer& Tr Co, LLC 0C00001KOM 2800 N. Central Avenue Suite 900 Phoenix Arizona 85004 Eaton Vance Insured PA Muni Bond Fund 0C00001IFZ Eaton Vance Bldg 2255 State Street Boston Massachusetts 2109

Eaton Vance Structured Emerging Mkts A EAEMX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Mutual Funds Trust 0C00001IG6 043101341 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109

Eaton Vance Tax-Managed Emerg Mkts I EITEX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Absolute Return Strategy LLC 0C00001N1H Eaton Vance Tx-Mgd Growth 1.2 A EXTGX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Mutual Funds Trust 0C00001IG6 043101341 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Tx-Mgd Intl Equity A ETIGX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Mutual Funds Trust 0C00001IG6 043101341 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Eaton Vance Worldwide Health Sci A ETHSX Eaton Vance 0C00001YQS 042718215 Eaton Vance Two International Place Boston MA 02110 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Eaton Vance Growth Trust 0C00001IFM 042325690 The Eaton Vance Building 2255 State Street Boston Massachusetts 2109 Edgar Lomax Value LOMAX Edgar Lomax 0C00001YYP 470657260 Edgar Lomax 6564 Loisdale Court, Suite 310 Springfield VA 22150 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Advisors Series Trust (Edgar Lomax) 0C000023U4 Essex Small/Micro Cap Growth A MBRSX Managers Funds 0C00001YS2 061298481 Managers Funds 161 Washington Street, Suite 1600 Conshohocken PA 19428 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Managers Amg Funds 0C00001IZC 061555943 8800avenue Norwalk Connecticut 6854 Evergreen Diversified Capital Builder A EKBAX Evergreen 0C00001YW9 046599663 Evergreen 30 Dan Road Canton MA 02021 Evergreen Service Co. 0C00003408 041504645 200 Berkeley Street Boston MA 02116 Evergreen Equity Trust 0C00001IHS 041504645 2200 Berkeley St Boston Massachusetts 2116 Evergreen Diversified Capital Builder I EKBYX Evergreen 0C00001YW9 046599663 Evergreen 30 Dan Road Canton MA 02021 Evergreen Service Co. 0C00003408 041504645 200 Berkeley Street Boston MA 02116 Evergreen Equity Trust 0C00001IHS 041504645 2200 Berkeley St Boston Massachusetts 2116 Evergreen Enhanced S&P 500 InSvc EVSSX Evergreen 0C00001YW9 046599663 Evergreen 30 Dan Road Canton MA 02021 Evergreen Service Company, LLC 0C00001NA8 561473727 Evergreen Service Company, LLC P.O. 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Box 8400 Boston Massachusetts 02266 Evergreen Equity Trust 0C00001IHS 041504645 2200 Berkeley St Boston Massachusetts 2116 Evergreen International Bond Instl ESICX Evergreen 0C00001YW9 046599663 Evergreen 30 Dan Road Canton MA 02021 Evergreen Service Co. 0C00003408 041504645 200 Berkeley Street Boston MA 02116 Evergreen Select Fixed Income Trust 0C00001II3 041504645 2200 Berkeley Street 226th Floor Boston Massachusetts 2116 Evergreen Intrinsic Value A EIVAX Evergreen 0C00001YW9 046599663 Evergreen 30 Dan Road Canton MA 02021 Evergreen Service Co. 0C00003408 041504645 200 Berkeley Street Boston MA 02116 Evergreen Equity Trust 0C00001IHS 041504645 2200 Berkeley St Boston Massachusetts 2116 Evergreen Mid Cap Growth I EKAYX Evergreen 0C00001YW9 046599663 Evergreen 30 Dan Road Canton MA 02021 Evergreen Service Company, LLC 0C00001NA8 561473727 Evergreen Service Company, LLC P.O. 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Grand Street Cobleskill NY 12043 Fam Shareholder Service, Inc. 0C00001NBH Fam Shareholder Service, Inc. 384 North Grand Street Cobleskill NY 12043 Fenimore Asset Management Trust 0C00001K6V 146131155 3384 N Grand St Po Box 399 Cobleskill New York 12043 FAM Equity-Income Inv FAMEX FAM 0C00001YQX 141564237 FAM 384 N. Grand Street Cobleskill NY 12043 Fam Shareholder Service, Inc. 0C00001NBH Fam Shareholder Service, Inc. 384 North Grand Street Cobleskill NY 12043 Fenimore Asset Management Trust 0C00001K6V 146131155 3384 N Grand St Po Box 399 Cobleskill New York 12043 FAM Value Adv FFCVX FAM 0C00001YQX 141564237 FAM 384 N. Grand Street Cobleskill NY 12043 Fam Shareholder Service, Inc. 0C00001NBH Fam Shareholder Service, Inc. 384 North Grand Street Cobleskill NY 12043 Fenimore Asset Management Trust 0C00001K6V 146131155 3384 N Grand St Po Box 399 Cobleskill New York 12043 FAM Value Inv FAMVX FAM 0C00001YQX 141564237 FAM 384 N. Grand Street Cobleskill NY 12043 Fam Shareholder Service, Inc. 0C00001NBH Fam Shareholder Service, Inc. 384 North Grand Street Cobleskill NY 12043 Fenimore Asset Management Trust 0C00001K6V 146131155 3384 N Grand St Po Box 399 Cobleskill New York 12043 15237- Federated Automated Govt Cash Reserves AGSXX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Money Market Obligations Trust 0C00001J2O 251415329 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- Federated Bond A FDBAX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Federated Investment Series Funds Inc 0C00001IIY 256287987 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- Federated Kaufmann A KAUAX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Federated Equity Funds 0C00001IIK 251470423 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- Federated Kaufmann K KAUFX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Federated Equity Funds 0C00001IIK 251470423 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- Federated Kaufmann Small Cap K FKKSX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Federated Equity Funds 0C00001IIK 251470423 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- 15222- Federated Strategic Value A SVAAX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 Federated Shareholder Services Co 0C00001ND0 251111467 5800 Corporate Dr Pittsburgh PA 5829 Federated Funds 0C000022U5 Federated Funds 5800 Corporate Drive Pittsburgh PA 3779 15237- 15237- Federated US Government Bond Instl Svc FEDBX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 Federated Shareholder Services Co 0C00001ND0 251111467 5800 Corporate Dr Pittsburgh PA 5829 Federated US Government Bond Fund 0C00001IJB 251502815 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- Federated US Govt 2-5 Yr Instl FIGTX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Federated US Govt Secs Fund 2-5 Years 0C00001IJD 251408834 55800 Corporate Drive Pittsburgh Pennsylvania 7000 15237- Federated US Govt 2-5 YR K FIGKX Federated 0C00001YQZ 251111467 Federated 1001 Liberty Ave Pittsburgh PA 15222 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Federated US Govt Secs Fund 2-5 Years 0C00001IJD 251408834 55800 Corporate Drive Pittsburgh Pennsylvania 7000 Fidelity Investments Institutional Operations Fidelity FFIDX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Hastings Street Trust 0C00001IK7 046026953 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Balanced A FABLX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Balanced T FAIGX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Diversified Intl A FDVAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VIII 0C00001IJL 042778701 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Diversified Intl I FDVIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VIII 0C00001IJL 042778701 882 Devonshire St Boston Massachusetts 2109 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Fidelity Investments Institutional Operations Fidelity Advisor Diversified Intl T FADIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VIII 0C00001IJL 042778701 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Dividend Growth T FDGTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Energy A FANAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VII 0C00001IJK 046444002 882 Devonshire St Mailzone Z1c Boston Massachusetts 2110 Fidelity Investments Institutional Operations Fidelity Advisor Energy T FAGNX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VII 0C00001IJK 046444002 882 Devonshire St Mailzone Z1c Boston Massachusetts 2110 Fidelity Investments Institutional Operations Fidelity Advisor Equity Growth A EPGAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Equity Growth I EQPGX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Equity Growth T FAEGX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Equity Income A FEIAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Equity Income I EQPIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Equity Income T FEIRX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Financial Services T FAFSX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VII 0C00001IJK 046444002 882 Devonshire St Mailzone Z1c Boston Massachusetts 2110 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2005 T FFTVX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2010 T FCFTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2015 T FFVTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2020 T FDTFX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2025 T FTTWX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2030 T FTFEX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2035 T FTTHX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2040 T FTFFX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2045 T FFFTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 19899 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2050 I FFFPX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 19899 Fidelity Investments Institutional Operations Fidelity Advisor Freedom 2050 T FFFQX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 19899 Fidelity Investments Institutional Operations Fidelity Advisor Freedom Inc T FTAFX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Growth & Income T FGITX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Growth Opportunities A FAGAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Growth Opportunities T FAGOX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Health Care A FACDX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VII 0C00001IJK 046444002 882 Devonshire St Mailzone Z1c Boston Massachusetts 2110 Fidelity Investments Institutional Operations Fidelity Advisor Health Care T FACTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VII 0C00001IJK 046444002 882 Devonshire St Mailzone Z1c Boston Massachusetts 2110 Fidelity Investments Institutional Operations Fidelity Advisor High Income Advantage T FAHYX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series II 0C00001IJI 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Intermediate Bond T FTBRX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series II 0C00001IJI 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Intl Capital App T FIATX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VIII 0C00001IJL 042778701 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Large Cap A FALAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Large Cap I FALIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Large Cap T FALGX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Leveraged Co Stk I FLVIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Mid Cap II A FIIAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Mid Cap T FMCAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor New Insights I FINSX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor New Insights T FNITX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Funds 0C000022U8 004203312 82 Devonshire St. Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Advisor Overseas A FAOAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VIII 0C00001IJL 042778701 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Overseas T FAERX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VIII 0C00001IJL 042778701 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Short Fxd-Inc T FASFX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series II 0C00001IJI 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Small Cap A FSCDX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Small Cap I FSCIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Small Cap T FSCTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Strategic Income A FSTAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series II 0C00001IJI 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Strategic Income T FSIAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series II 0C00001IJI 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Advisor Technology T FATEX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series VII 0C00001IJK 046444002 882 Devonshire St Mailzone Z1c Boston Massachusetts 2110 Fidelity Investments Institutional Operations Fidelity Advisor Value Strategies T FASPX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Advisor Series I 0C00001IJH 043335387 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Asset Manager 50% FASMX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Charles Street Trust 0C00001IJR 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Balanced FBALX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Puritan Trust 0C00001IKM 046026952 882 Devonshire Street Mailzone Z1c Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Blue Chip Growth FBGRX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Securities Fund 0C00001IKQ 043022712 882 Devonshire St Mailzone Z1c Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Capital & Income FAGIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Summer Street Trust 0C00001IKS 042623605 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Capital Appreciation FDCAX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Capital Trust 0C00001IJP 042657680 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Contrafund FCNTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Contrafund 0C00001IJX 046056833 Fidelity Investments Company 882 Devonshire Street Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Diversified International FDIVX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Investment Trust 0C00001IKA 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Dividend Growth FDGFX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Securities Fund 0C00001IKQ 043022712 882 Devonshire St Mailzone Z1c Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Emerging Markets FEMKX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Investment Trust 0C00001IKA 043022712 882 Devonshire St Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Equity-Income FEQIX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Devonshire Trust 0C00001IK2 046133142 882 Devonshire Street Mailzone Z1c Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Equity-Income II FEQTX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Financial Trust 0C00001IK4 042778698 882 Devonshire St Mailzone Z1c Boston Massachusetts 2109 Fidelity Investments Institutional Operations Fidelity Freedom 2000 FFFBX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 19899 Fidelity Investments Institutional Operations Fidelity Freedom 2005 FFFVX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Group 0C000022LH 004203312 82 Devonshire Street Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Freedom 2010 FFFCX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 19899 Fidelity Investments Institutional Operations Fidelity Freedom 2015 FFVFX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Group 0C000022LH 004203312 82 Devonshire Street Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Freedom 2020 FFFDX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 19899 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Fidelity Investments Institutional Operations Fidelity Freedom 2025 FFTWX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Group 0C000022LH 004203312 82 Devonshire Street Boston MA 02109 Fidelity Investments Institutional Operations Fidelity Freedom 2030 FFFEX Fidelity Investments 0C00001YR0 061194217 Fidelity Investments 82 Devonshire Street Boston MA 02109 Fidelity Inv Institu Operations Co Inc 0C00001NE0 042882358 Company, Inc 82 Devonshire Street Boston Massachusetts 02109 Fidelity Aberdeen Street Trust 0C00001IJG 043022712 11201 N Market St P O Box 1347 C/o Siobian Perkins Morris Nichols Arsht Wilmington Delaware 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Liberty Drive, Suite 400 Wheaton IL 60187 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 First Trust Strategic High Inc Fund II 0C00001ILR 1120 East Liberty Drive, Suite 400 Wheaton Illinois 60187 First Trust Value Line Dividend Index FVD First Trust 0C00001ZPA 363768815 First Trust 120 E. Liberty Drive, Suite 400 Wheaton IL 60187 Bank of New York Mellon CORP 0C000006UA 132614959 One Wall Street New York NY 10286 First Trust Exchange-Traded Fund 0C00001ZBM First Trust/Aberdeen Global Opp Inc FAM First Trust 0C00001ZPA 363768815 First Trust 120 E. Liberty Drive, Suite 400 Wheaton IL 60187 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 First Trust/aberdeen Global Oppo Income 0C00001ILZ 736357662 1120 East Liberty Drive, Suite 400 Wheaton Illinois 60187 c/o U.S. Bancorp Fund Services LLC, P.O. FMI Common Stock FMIMX FMI Funds 0C00001YVL 391861095 FMI Funds Box 701 Milwaukee WI 53201 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 FMI Common Stock Fund Inc 0C00001IMA 391393970 2225 East Mason Street Third Floor Milwaukee Wisconsin 53202 Forward International Equity Instl ACIEX Forward Funds 0C00001IMM 232696899 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Forward Funds(Accessor) 0C0000368O 232696899 433 California Street 11th Floor San Francisco California 94104 Forward International Small Co Instl PTSCX Forward Funds 0C00001IMM 232696899 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Forward Funds Inc 0C0000239M FPA New Income FPNIX FPA 0C00001YR9 043118452 FPA 111400 W. 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Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Value Investors Trust 0C00001INP 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Small Cap Value R FVFRX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Value Investors Trust 0C00001INP 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Small-Mid Cap Growth A FRSGX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Strategic Series 0C00001INF 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Small-Mid Cap Growth Adv FSGAX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Strategic Series 0C00001INF 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Small-Mid Cap Growth R FSMRX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Strategic Series 0C00001INF 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Templeton Cnsrv Allocation A FTCIX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Templeton Fund Allocator Series 0C00001INI 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Templeton Growth Allocation A FGTIX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Templeton Fund Allocator Series 0C00001INI 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Templeton Hard Currency A ICPHX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Templeton Global Trust 0C00001INJ 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Templeton Moderate Allc A FMTIX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Templeton Fund Allocator Series 0C00001INI 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin Total Return A FKBAX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Investors Securities Trust 0C00001IN4 133151768 One Franklin Parkway San Mateo California 1906 94403- Franklin US Government Secs A FKUSX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Custodian Funds 0C00001IMX 132573775 One Franklin Parkway San Mateo California 1906 94403- Franklin Utilities A FKUTX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Custodian Funds 0C00001IMX 132573775 One Franklin Parkway San Mateo California 1906 94403- Franklin Utilities R FRURX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Franklin Custodian Funds 0C00001IMX 132573775 One Franklin Parkway San Mateo California 1906 10580- Gabelli ABC AAA GABCX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gabelli Investor Funds Inc 0C00001IO5 132885006 One Corporate Center Rye New York 1434 Gabelli Asset AAA GABAX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gabelli Asset Fund 0C00001INZ 133331485 One Corporate Center Rye New York 10580 Gabelli Equity Income AAA GABEX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gabelli Equity Series Funds Inc 0C00001IO2 132885006 One Corporate Center Rye New York 10580 Gabelli Small Cap Growth A GCASX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gabelli Equity Series Funds Inc 0C00001IO2 132885006 One Corporate Center Rye New York 10580 Gabelli Small Cap Growth AAA GABSX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gabelli Equity Series Funds Inc 0C00001IO2 132885006 One Corporate Center Rye New York 10580 Gabelli Value A GABVX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gabelli Value Fund Inc 0C00001IO9 061283268 One Corporate Center Rye New York 10580 GAMCO Global Growth AAA GICPX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gamco Global Series Funds, Inc 0C00001IOG 013295124 One Corporate Center Rye New York 10580

GAMCO Global Telecommunications AAA GABTX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gamco Global Series Funds, Inc 0C00001IOG 013295124 One Corporate Center Rye New York 10580 GAMCO Gold AAA GOLDX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gamco Gold Fund, Inc 0C00001IOH 133770370 One Corporate Center Rye New York 10580 10580- GAMCO Growth AAA GABGX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gamco Growth Fund 0C00001IOI 133391404 One Corporate Center Rye New York 1434 10580- GAMCO International Growth AAA GIGRX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Gamco International Growth Fund, Inc 0C00001IOJ 013295124 One Corpoate Center Rye New York 1434 GAMCO Westwood Balanced A WEBCX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Westwood Funds 0C00001K4Y 133625130 One Corporate Center Rye New York 10580 GAMCO Westwood Equity A WEECX Gabelli 0C00002JPL 133340139 Gabelli 1 Corporate Center Rye NY 10580 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Westwood Funds 0C00001K4Y 133625130 One Corporate Center Rye New York 10580 Gateway A GATEX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Natixis Funds Trust II 0C00001J6X 041990692 3399 Boylston Street 112th Floor Boston Massachusetts 2116 GE Fixed Income A GEFIX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 GE Funds 0C00001IOO 061357778 33001 Summer Street Stamford Connecticut 6905 GE Fixed Income B GEFBX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 GE Funds 0C00001IOO 061357778 33001 Summer Street Stamford Connecticut 6905 GE Fixed Income C GEFCX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 GE Funds 0C00001IOO 061357778 33001 Summer Street Stamford Connecticut 6905 GE Fixed Income R GEFRX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 GE Funds 0C00001IOO 061357778 33001 Summer Street Stamford Connecticut 6905 GE Fixed Income Y GEFDX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 GE Funds 0C00001IOO 061357778 33001 Summer Street Stamford Connecticut 6905

GE Inst Core Value Equity Inv GEIVX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 GE Institutional Funds 0C00001IOP 061495734 33001 Summer Street Stamford Connecticut 6905

GE Instl International Equity Inv GIEIX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 GE Institutional Funds 0C00001IOP 061495734 33001 Summer Street Stamford Connecticut 6905

GE Instl US Equity Inv GUSIX GE Asset Management 0C00001Z3K 061238874 GE Asset Management P.O. Box 9838 Providence RI 02940 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 GE Institutional Funds 0C00001IOP 061495734 33001 Summer Street Stamford Connecticut 6905 George Putnam of Boston A PGEOX Putnam 0C00002K0D 364488942 Putnam P.O. Box 8383 Boston MA 02266 Putnam Investor Services Inc 0C00001QSZ 042539562 Putnam Investor Services P.O. Box 41203 Providence George Putnam Fund of Boston 0C00001IP5 046013677 One Post Office Sq Mailstop A 14 Boston Massachusetts 2109

Goldman Sachs Absolute Return Tracker A GARTX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Balanced Strat A GIPAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs BRIC A GBRAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 DST Systems, Inc. 0C00000B13 431581814 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Capital Growth A GSCGX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Concentrated Intl Eq A GSIFX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 DST Systems, Inc. 0C00000B13 431581814 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Concntr Intl Eq Instl GSIEX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 DST Systems, Inc. 0C00000B13 431581814 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Emerging Market Debt A GSDAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606

Goldman Sachs Equity Growth Strategy A GAPAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs FS Government Adm FOAXX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Government Income A GSGOX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Growth & Inc Strat A GOIAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Growth Opportunities A GGOAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Growth Opportunities I GGOIX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Growth Opportunities R GGORX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Growth Strat A GGSAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs High Yield A GSHAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs High Yield Svc GSHSX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Large Cap Value A GSLAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Large Cap Value Inst GSLIX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Mid Cap Value A GCMAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Mid Cap Value Instl GSMCX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Short Dur Govt A GSSDX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Small Cap Value A GSSMX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Small Cap Value Inst GSSIX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Strategic Growth A GGRAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606

Goldman Sachs Structured Small Cap Eq A GCSAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Structured US Equity A GSSQX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606 Goldman Sachs Structured US Equity IR GSUTX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Trust 0C00001K74 135108880 44900 Sears Twr C/o Goldman Sachs & Co Chicago Illinois 60606

Goldman Sachs US Eq Div and Premium A GSPAX Goldman Sachs 0C00001YRF 135108880 Goldman Sachs 71 S. Wacker Dr., Chicago IL 60606 Goldman, Sachs & Co. 0C00001EHJ 135108880 Goldman Sachs & CO /ta 71 S Wacker Drive Ste 500 Chicago IL 60606 Goldman Sachs Asset Mgmt Group 0C000022VU GuideStone Funds Agrsv Allocation GS4 GGBZX Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 GuideStone Funds Cnsrv Allocation GS4 GFIZX Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809

GuideStone Funds Growth Allocation GS4 GCOZX Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809

GuideStone Funds Medium-Duration Bd GS4 GMDZX Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 GuideStone Funds Value Equity GS4 GVEZX Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Guidestone Funds 0C00001IPY 800207304 C/o Pfpc Inc. 4400 Bellvue Parkway Wilmington DE 19809 Harbor Capital Appreciation Instl HACAX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 Harbor Capital Appreciation Inv HCAIX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 Harbor International Adm HRINX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 Harbor International Instl HAINX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 Harbor International Inv HIINX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 Harbor Small Cap Value Instl HASCX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 Harbor Small Cap Value Inv HISVX Harbor 0C00001YRI 042679462 Harbor 111 S. Wacker Drive, 34th Floor Chicago IL 60606 Harbor Services Group Inc. 0C0000340B 341953399 One Seagate 14th Floor Toledo OH 43604 Harbor Funds 0C00001IQT 341953393 1111 South Wacker Drive 334th Floor Chicago Illinois 60606 06104- Hartford Capital Appreciation HLS IA HIACX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Capital Appreciation HLS IB HIBCX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Capital Appreciation R3 ITHRX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Capital Appreciation R4 ITHSX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Capital Appreciation Y HCAYX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Dividend & Growth HLS IA HIADX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Dividend & Growth R3 HDGRX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Dividend & Growth R4 HDGSX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 Hartford Floating Rate R3 HFLRX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Floating Rate Y HFLYX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 06104- Hartford Global Health R3 HGHRX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Growth HLS IA HGIAX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Intl Opportunities R3 IHORX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Mutual Funds Inc 0C00001IQY 222937447 P O Box 2999 Hartford Connecticut 2999 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip 06104- Hartford MidCap HLS IA HIMCX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Small Company HLS IA HIASX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Small Company HLS IB HDMBX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 06104- Hartford Total Return Bond HLS IA HIABX Hartford Mutual Funds 0C00001YUY 133317783 Hartford Mutual Funds Hartford Plaza, 690 Asylum Avenue Hartford CT 06115 Hartford Administrative Services Co 0C00001O6E 410679409 Hartford Administrative Services Co. 500 Bielenberg Drive Woodbury MI 55125 Hartford Series Fund Inc 0C00001IQZ 222937447 P O Box 2999 Hartford Connecticut 2999 Heartland Select Value HRSVX Heartland 0C00001YXL 391572323 Heartland 1290 Broadway, Suite 1100 Denver CO 80203 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Heartland Group Inc 0C00001K76 391572323 7789 N. Water St. Milwaukee Wisconsin 53202 Heartland Value HRTVX Heartland 0C00001YXL 391572323 Heartland 1290 Broadway, Suite 1100 Denver CO 80203 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Heartland Group Inc 0C00001K76 391572323 7789 N. Water St. Milwaukee Wisconsin 53202 Henderson Global Equity Income A HFQAX Henderson Global 0C00004AKW 061217855 Henderson Global 737 N. Michigan Ave., Suite 1700 Chicago IL 60611 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Henderson Global Investors 0C00001IR4 061217855 7737 North Michigan Avenue Suite 1950 Chicago Illinois 60611 Henderson Global Technology Acc HFGAX Henderson Global 0C00004AKW 061217855 Henderson Global 737 N. Michigan Ave., Suite 1700 Chicago IL 60611 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Henderson Global Investors 0C00001IR4 061217855 7737 North Michigan Avenue Suite 1950 Chicago Illinois 60611 Henderson Intl Opportunities A HFOAX Henderson Global 0C00004AKW 061217855 Henderson Global 737 N. Michigan Ave., Suite 1700 Chicago IL 60611 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Henderson Global Investors 0C00001IR4 061217855 7737 North Michigan Avenue Suite 1950 Chicago Illinois 60611 Henssler Equity HEQFX Henssler Funds 0C00001YWE 582380817 Henssler Funds 3735 Cherokee Street Kennesaw GA 30144 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Henssler Funds Inc 0C00001IR8 11281 Kennestone Circle Suite 100 Marietta Georgia 30066 Highbridge Statistical Mkt Neutral Sel HSKSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 17089 HighMark Large Cap Value Fid HMIEX HighMark 0C00001YRJ 311211022 HighMark P.O. Box 890089 Camp Hill PA 0089 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 HighMark Funds 0C00001IRM 311211022 4445 South Figueroa Street Third Floor Los Angeles California 90071 17089 HighMark Small Cap Advantage Retail C HSCAX HighMark 0C00001YRJ 311211022 HighMark P.O. Box 890089 Camp Hill PA 0089 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 HighMark Funds 0C00001IRM 311211022 4445 South Figueroa Street Third Floor Los Angeles California 90071 90017- Hotchkis and Wiley Diversified Value A HWCAX Hotchkis and Wiley 0C00002H6T 095349264 Hotchkis & Wiley 725 South Figueroa Suite 400 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Hotchkis & Wiley Funds 0C00001IRS 954871957 7725 South Figueroa Street 339th Floor Los Angeles California 5439 90017- Hotchkis and Wiley Diversified Value I HWCIX Hotchkis and Wiley 0C00002H6T 095349264 Hotchkis & Wiley 725 South Figueroa Suite 400 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Hotchkis & Wiley Funds 0C00001IRS 954871957 7725 South Figueroa Street 339th Floor Los Angeles California 5439 90017- Hotchkis and Wiley Large Cap Value A HWLAX Hotchkis and Wiley 0C00002H6T 095349264 Hotchkis & Wiley 725 South Figueroa Suite 400 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Hotchkis & Wiley Funds 0C00001IRS 954871957 7725 South Figueroa Street 339th Floor Los Angeles California 5439 90017- Hotchkis and Wiley Large Cap Value I HWLIX Hotchkis and Wiley 0C00002H6T 095349264 Hotchkis & Wiley 725 South Figueroa Suite 400 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Hotchkis & Wiley Funds 0C00001IRS 954871957 7725 South Figueroa Street 339th Floor Los Angeles California 5439 90017- Hotchkis and Wiley Mid-Cap Value A HWMAX Hotchkis and Wiley 0C00002H6T 095349264 Hotchkis & Wiley 725 South Figueroa Suite 400 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Hotchkis & Wiley Funds 0C00001IRS 954871957 7725 South Figueroa Street 339th Floor Los Angeles California 5439 90017- Hotchkis and Wiley Mid-Cap Value I HWMIX Hotchkis and Wiley 0C00002H6T 095349264 Hotchkis & Wiley 725 South Figueroa Suite 400 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Hotchkis & Wiley Funds 0C00001IRS 954871957 7725 South Figueroa Street 339th Floor Los Angeles California 5439 15237- Huntington Fixed-Income Securities A HFIIX Huntington 0C00001YWP 043023766 Huntington 2960 N. Meridian St., Suite 300 Indianapolis IN 46208 Unified Fund Services Inc 0C00001SDG 351788663 2960 N. Meridian Street Suite 300 Indianapolis IN 46208 Huntington Funds 0C00001IRX 043023766 55800 Corporate Drive Pittsburgh Pennsylvania 7010 15237- Huntington Fixed-Income Securities B HFIBX Huntington 0C00001YWP 043023766 Huntington 2960 N. Meridian St., Suite 300 Indianapolis IN 46208 Unified Fund Services Inc 0C00001SDG 351788663 2960 N. Meridian Street Suite 300 Indianapolis IN 46208 Huntington Funds 0C00001IRX 043023766 55800 Corporate Drive Pittsburgh Pennsylvania 7010 15237- Huntington Fixed-Income Securities Trust HFISX Huntington 0C00001YWP 043023766 Huntington 2960 N. Meridian St., Suite 300 Indianapolis IN 46208 Unified Fund Services Inc 0C00001SDG 351788663 2960 N. Meridian Street Suite 300 Indianapolis IN 46208 Huntington Funds 0C00001IRX 043023766 55800 Corporate Drive Pittsburgh Pennsylvania 7010

ING Alternative Beta A IABAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Amer Cent Sm-Md Cap Value Adv IASAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Amer Cent Sm-Md Cap Value I IACIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Amer Cent Sm-Md Cap Value S IASSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Amer Cent Sm-Md Cap Value S2 ISMSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING American Funds Asset Allocation IALLX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING American Funds Bond IABPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING American Funds Growth IAFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING American Funds Growth-Income IAFGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING American Funds International IFSTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING American Funds World Allc Svc IAWAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Artio Foreign Adv IJFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Artio Foreign I IJBPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Artio Foreign S IJBSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Artio Foreign S2 IJBTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Balanced A AETAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Balanced I AETFX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Balanced Port I IBPIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING VP Balanced Portfolio Inc 0C00001IT5 77337 E. Doubletree Ranch Road .. Scottsdale Arizona 85258 ING Balanced Port S IBPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING VP Balanced Portfolio Inc 0C00001IT5 77337 E. Doubletree Ranch Road .. Scottsdale Arizona 85258 ING Baron Asset Adv IBAAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Asset I IBAIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Asset S IBSBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Asset S2 IAPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Small Cap Growth Adv IBSAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Small Cap Growth I IBGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Small Cap Growth S IBSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Baron Small Cap Growth S2 IBCGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING BlackRock Inflation Protected Bd Adv IBRAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Inflation Protected Bond I IBRIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING BlackRock Inflation Protected Bond S IBRSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Growth Adv IMLGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Growth I IMLIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Growth S IMLSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Growth S2 IMLTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Value Adv IBLVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Value I IMVVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Value S IMVSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Large Cap Value S2 IMVTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING BlackRock Science & Tech Opps Adv IGSAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Science & Tech Opps I IBSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Science & Tech Opps S IBGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING BlackRock Science & Tech Opps S2 ISBRX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Global Real Estate Adv ICRNX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Global Real Estate I IRGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Global Real Estate S IRGTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Global Real Estate S2 IRGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Real Estate Adv ICRPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Real Estate I IVRIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Real Estate S IVRSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Clarion Real Estate S2 IVRTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Classic Money Market A IMMXX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Columbia Sm Cp Val A ICSAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Columbia Sm Cp Val I ICISX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Columbia Sm Cp Val S ICSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Columbia Sm Cp Val S2 ICVPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258

ING Core Equity Research A AAGIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Core Equity Research I AEGIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 92821- ING Corporate Leaders Trust Series B LEXCX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 American Funds Service Co 0C00001KOA 952566717 American Funds Service Company 135 South State College Boulevard Brea CA 5823 ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 ING Davis New York Venture Adv ISBAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Davis New York Venture I ISFIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Davis New York Venture S ISCSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING DFA Global All Equity Adv IFPAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING DFA Global All Equity I IFPIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING DFA Global All Equity S IFFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Diversified International A IFFAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Diversified International R IFFRX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Emerging Countries W IECWX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING Euro STOXX 50 Index ADV IDJAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Euro STOXX 50 Index I IDJIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Fidelity VIP Contrafund Adv VPCAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Contrafund S VPCSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Equity-Income Adv VPEAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Equity-Income S VPESX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Growth Adv VPGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Growth S VPGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Mid Cap Adv VPFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Fidelity VIP Mid Cap S VPFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING FMR Diversified Mid Cap Adv IFDMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING FMR Diversified Mid Cap I IFDIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING FMR Diversified Mid Cap S IFDSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING FMR Diversified Mid Cap S2 IFDTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip

ING Foreign A IAFAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Foreign I IAFIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Income Adv IIFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Income I IIFIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Income S IIFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Income S2 IIFTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Mutual Shares Adv IFMAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Mutual Shares S IFMSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Templeton Founding Str Adv ITFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Templeton Founding Strat I ITFIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Franklin Templeton Founding Strat S ITFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING FTSE 100 Index ADV IAFPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING GET US Core Series 10 IGUBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Variable Insurance Trust 0C00001IT2 77337 East Doubletree Ranch Rd Scottsdale Arizona 85258

ING GET US Core Series 11 IGUCX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Variable Insurance Trust 0C00001IT2 77337 East Doubletree Ranch Rd Scottsdale Arizona 85258

ING GET US Core Series 12 LGULX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Variable Insurance Trust 0C00001IT2 77337 East Doubletree Ranch Rd Scottsdale Arizona 85258

ING GET US Core Series 13 LGUMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Variable Insurance Trust 0C00001IT2 77337 East Doubletree Ranch Rd Scottsdale Arizona 85258

ING GET US Core Series 14 OGFNX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Variable Insurance Trust 0C00001IT2 77337 East Doubletree Ranch Rd Scottsdale Arizona 85258

ING GET US Core Series 9 IGUKX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Variable Insurance Trust 0C00001IT2 77337 East Doubletree Ranch Rd Scottsdale Arizona 85258

ING Global Bond A INGBX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Equity Dividend A IAGEX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Real Estate A IGLAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Real Estate I IGLIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING Global Resources Adv IGRAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Global Resources I IGRIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Global Resources S IGRSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Global Resources S2 IGRTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Target Payment A IGPAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Target Payment I IGPIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Value Choice A NAWGX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Global Value Choice I NAWIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING GNMA Income A LEXNX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING GNMA Income I LEINX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Goldman Sachs Commodity Strat Adv IAGMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Goldman Sachs Commodity Strat I IGCPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Goldman Sachs Commodity Strat S ISGMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Goldman Sachs Commodity Strat S2 IBGMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 DST Systems, Inc. 0C00000B13 431581814 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Greater China A IFCAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING Growth and Income Port Adv IAVGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Funds 0C00001IT1 060912550 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Growth and Income Port I IIVGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Funds 0C00001IT1 060912550 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Growth and Income Port S ISVGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Funds 0C00001IT1 060912550 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Growth and Income Port S2 IGISX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Funds 0C00001IT1 060912550 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Growth Opportunities A NLCAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Growth Opportunities I PLCIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Hang Seng Index Adv IHSPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Hang Seng Index S IHPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING High Yield Bond A IHYAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus International Equity A IFIAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus International Equity I IFIIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus LargeCap A AELAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus LargeCap I AELIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Plus LargeCap Port I IPLIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Plus LargeCap Port S IPLSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus LargeCap R AELRX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus MidCap A AIMAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus MidCap I AIMIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Plus MidCap Port I IPMIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Plus MidCap Port S IPMSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus MidCap R AIMRX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus SmallCap A AISAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus SmallCap I AISIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Plus SmallCap Port I IPSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Plus SmallCap Port S IPSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Index Plus SmallCap R AISRX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Index Solution 2015 Adv ISAAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2015 I ISSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2015 S ISASX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2015 S2 ISXVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2025 Adv ISDAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2025 I ISDIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2025 S ISDSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2025 S2 IXXVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2035 Adv ISEAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2035 I ISEIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2035 S ISESX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2035 S2 IXISX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2045 Adv ISJAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2045 I ISJIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2045 S ISJSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution 2045 S2 ISVLX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution Income Adv ISKAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution Income I ISKIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution Income S ISKSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solution Income S2 IIIPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solutions 2055 Adv IISAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solutions 2055 I IISNX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solutions 2055 S IISSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Index Solutions 2055 S2 IISTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258

ING Intermediate Bond A IIBAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Intermediate Bond I IICIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Intermediate Bond Port Adv IIBPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Intermediate Bond Port I IPIIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Intermediate Bond Port S IPISX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Intermediate Bond Port S2 IIBTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Intermediate Bond R IIBOX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Funds Trust 0C00001ISL 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip

ING International Capital Appreciation I ICAIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING International Capital Appreciation W IWCAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING International Index A IIIAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Index I IIIIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Index S INTIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Index S2 ISIIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING International Value A NIVAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mayflower Trust 0C00001ISS Ing Pilgrim Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING International Value Choice A IVCAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING International Value I NIIVX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mayflower Trust 0C00001ISS Ing Pilgrim Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Value Port Adv IVIVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Value Port I IIVIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Value Port S IVPIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING International Value Port S2 IIVPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Intl SmallCap Multi-Manager A NTKLX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Intl SmallCap Multi-Manager I NAPIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING Janus Contrarian Adv IJCAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Janus Contrarian I IJCIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Janus Contrarian S IJCSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Janus Contrarian S2 IJCTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Japan TOPIX Index® ADV IJIAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING JPMorgan Emerging Markets Equity Adv IJEAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING JPMorgan Emerging Markets Equity I IJEMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING JPMorgan Emerging Markets Equity S IJPIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING JPMorgan Emerging Markets Equity S2 IJPTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING JPMorgan Mid Cp Value Adv IJMAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING JPMorgan Mid Cp Value I IJMIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING JPMorgan Mid Cp Value S IJMSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING JPMorgan Mid Cp Value S2 IJPMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258

ING JPMorgan Small Cap Core Equity Adv IJSAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING JPMorgan Small Cap Core Equity I IJSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING JPMorgan Small Cap Core Equity S IJSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING JPMorgan Small Cap Core Equity S2 IJSTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Legg Mason ClearBridge Agrsv Gr Adv IMEAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Legg Mason ClearBridge Agrsv Gr I IMEIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Legg Mason ClearBridge Agrsv Gr S IMESX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Legg Mason ClearBridge Agrsv Gr S2 IMETX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Limited Maturity Bond Adv IMBAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Limited Maturity Bond I ILBPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Limited Maturity Bond S ILMBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Liquid Assets S ILPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Liquid Assets S2 ILPTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Lord Abbett Growth and Income Adv ILAPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Lord Abbett Growth and Income I ISLIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Lord Abbett Growth and Income S ISLSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Lord Abbett Growth and Income S2 ILATX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico Growth Adv IMGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico Growth I IMGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico Growth S IMGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico Growth S2 IMGTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico International Opp Adv IMIOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico International Opp I IMASX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico International Opp S IMISX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Marsico International Opp S2 IMARX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Total Return Adv IMTAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Total Return I IMTIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Total Return S IMSRX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Total Return S2 IMTRX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Utilities Adv IMFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Utilities I IMUIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Utilities S IMUSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MFS Utilities S2 IMFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Mid Cap Opportunities A NMCAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Mid Cap Opportunities I NMCIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MidCap Opportunities Port Adv IAMOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MidCap Opportunities Port I IIMOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MidCap Opportunities Port S ISMOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING MidCap Opportunities Port S2 IMOPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Money Market A AEMXX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Money Market I ATNXX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Morgan Stanley Glbl Tact Asst Allc A IGTAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Morgan Stanley Glbl Tact Asst Allc S IVKPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Morgan Stanley Global Franchise Adv IGFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Morgan Stanley Global Franchise S IVGTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Morgan Stanley Global Franchise S2 IGFSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Oppenheimer Active Allc Svc IOAAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Oppenheimer Global Adv IGMAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Oppenheimer Global I IGMIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Oppenheimer Global S IGMSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Oppenheimer Global S2 IOGPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258

ING Oppenheimer Global Strategic Inc Adv IOSAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Oppenheimer Global Strategic Inc I IOSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Oppenheimer Global Strategic Inc S IOSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Oppenheimer Global Strategic Inc S2 IOSTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258

ING Opportunistic Large Cap A IOLAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258

ING Opportunistic Large Cap I ILIPX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Mutual Funds 0C00001IST 77337 E Doubletree Ranch Road Scottsdale Arizona 85258 ING Opportunistic LargeCap Adv IOLPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Opportunistic LargeCap I IIVOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Opportunistic LargeCap S IOPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO High Yield Adv IPYAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO High Yield I IPIMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO High Yield S IPHYX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO High Yield S2 IPYSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO Total Return Adv IPRAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING PIMCO Total Return Bond Adv IPTAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO Total Return Bond I IPCBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO Total Return Bond S IPCSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING PIMCO Total Return Bond S2 IPCTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pimco Total Return I IPTIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Pimco Total Return S IPTSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING PIMCO Total Return S2 IPTRX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Pioneer Adv IPFAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer Equity Income I IPEIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer Equity Income S IPESX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer High Yield Adv IPHAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Pioneer High Yield I IPHIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Pioneer High Yield S IPHSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Pioneer I IPPIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer Mid Cap Value Adv IPMVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer Mid Cap Value I IPVIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer Mid Cap Value S IPVSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Pioneer Mid Cap Value S2 IPMCX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip ING Pioneer S IPPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Real Estate A CLARX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Real Estate Instl CRARX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Conservative Class Adv IRCAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Conservative Class Intl IRCPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Growth Class Adv IRGPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Growth Class Instl IIRGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Moderate Class Adv IRMPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Moderate Class Intl IRMIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Moderate Growth Adv IRMGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Retirement Moderate Growth Intl IRGMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Growth Idx Adv IRLAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Growth Idx I IRLNX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Growth Idx S IRLSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Index Adv IRLIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Index I IIRLX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Index S IRLCX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Index S2 IRLUX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Value Idx Adv IRVAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Value Idx I IRVIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Large Cap Value Idx S IRVSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Growth Idx Adv IRGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Growth Idx I IRGJX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Growth Idx S IRGUX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Growth Idx S2 IRGVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Index Adv IRMAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Index I IIRMX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Index S IRMCX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Mid Cap Index S2 IRMTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Small Cap Index Adv IRSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Small Cap Index I IIRSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Small Cap Index S IRSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Russell Small Cap Index S2 IRCIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Small Cap Opportunities A NSPAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Small Cap Opportunities I NSPIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Small Company A AESAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Small Company I AESGX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Small Company Port Adv IASCX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Small Company Port I IVCSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Small Company Port S IVPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Small Company Port S2 ISMLX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING SmallCap Opportunities Port Adv ISOPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Products Trust 0C00001IT4 Ing Pilgrim Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING SmallCap Opportunities Port I IVSOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Products Trust 0C00001IT4 Ing Pilgrim Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING SmallCap Opportunities Port S IVPOX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Products Trust 0C00001IT4 Ing Pilgrim Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING SmallCap Opportunities Port S2 ISCTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Products Trust 0C00001IT4 Ing Pilgrim Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Solution 2015 Adv ISOAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2015 I ISOIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2015 S ISOSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2015 T ISOTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2025 Adv ISZAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2025 I ISZIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2025 S ISZSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2025 S2 ISPBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2025 T ISZTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2035 Adv ISQAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2035 I ISQIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2035 S ISQSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2035 S2 ISPCX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2035 T ISQTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2045 Adv ISRAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2045 I ISRIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2045 S ISRSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2045 S2 ISPDX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution 2045 T ISRTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Aggressive Growth Port Adv IAGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Aggressive Growth Port I IAGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Aggressive Growth Port S IAGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Aggressive Growth Port S2 IAGTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Conservative Portfolio Adv ICGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Conservative Portfolio I ICGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Conservative Portfolio S ICGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Conservative Portfolio S2 ICGTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Growth Adv ISGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Growth I ISGJX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Growth S ISGKX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Growth S2 ISGTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Inc Adv ISWAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Inc I ISWIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Inc S ISWSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Inc S2 IJKBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Inc T ISWTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Moderate Adv ISPGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Moderate I ISPRX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Moderate S ISPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solution Moderate S2 ISPTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solutions 2055 Adv IASPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solutions 2055 I IISPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solutions 2055 S ISSPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solutions 2055 S2 ITSPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Solutions 2055 T ISTPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Strat Allocation Cnsrv Port I ISAIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Strat Allocation Cnsrv Port S ISCVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Strat Allocation Growth Port I ISAGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Strat Allocation Growth Port S ISGRX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Strat Allocation Moderate Port I IIMDX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Strat Allocation Moderate Port S ISMDX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Strategic Allocation Conservative A ATLAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Strategic Allocation Conservative I ALEGX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Strategic Allocation Growth A ATAAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Strategic Allocation Growth I ASCEX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Strategic Allocation Moderate A ATCAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Strategic Allocation Moderate I ACROX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Series Fund Inc 0C00001ISZ Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T Rowe Price Divers Mid Cap Gr S2 IAXTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T Rowe Price Growth Equity S2 ITRGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T. Rowe Price Cap Apprec Adv ITRAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Cap Apprec I ITRIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Cap Apprec S ITCSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Cap Apprec S2 ITCTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Divers Mid Cap Gr Adv IAXAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T. Rowe Price Divers Mid Cap Gr I IAXIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T. Rowe Price Divers Mid Cap Gr S IAXSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T. Rowe Price Equity Income Adv ITEAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Equity Income I ITEIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Equity Income S IRPSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Equity Income S2 ITETX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING T. Rowe Price Growth Equity Adv IGEAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T. Rowe Price Growth Equity I ITGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING T. Rowe Price Growth Equity S ITGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Templeton Foreign Eq Adv IFTAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip ING Templeton Foreign Equity I IFTIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Templeton Foreign Equity S IFTSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Templeton Foreign Equity S2 ITFEX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Templeton Global Growth I IIGGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Templeton Global Growth S ISGGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Templeton Global Growth S2 ICGGX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Thornburg Value Adv ICAAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Thornburg Value I IMOIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Thornburg Value S IMOSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Thornburg Value S2 IMOTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING UBS US Large Cap Equity Adv IMRAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING UBS US Large Cap Equity I IMRIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING UBS US Large Cap Equity S IMRSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING US Bond Index Adv ILUAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Bond Index I ILBAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Bond Index S ILABX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Bond Index S2 IUSBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Stock Index Port Adv ISIVX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Stock Index Port I INGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Stock Index Port S ISJBX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING US Stock Index Port S2 ISIPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Value Choice A PAVAX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Value Choice I PAVIX ING Funds 0C00001YT3 954516049 ING Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 ING Equity Trust 0C00001ISK Ing Funds 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Van Kampen Comstock Adv IVKAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Comstock I IVKIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Comstock S IVKSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Comstock S2 IVKTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Equity & Inc Adv IUAAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Equity & Inc I IUAIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Equity & Inc S IUASX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Equity & Inc S2 IVIPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Partners Inc 0C00001ISU 77337 E. Doubletree Ranch Rd Scottsdale Arizona 85258 ING Van Kampen Growth & Income Adv IVGAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Van Kampen Growth & Income I IVGIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Van Kampen Growth & Income S IVGSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Van Kampen Growth & Income S2 IVITX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING VP Money Market I IVMXX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING VP Money Market Portfolio 0C00001IT8 060920532 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Health Care Adv IEHAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Health Care I IEHIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Health Care S IEHSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Health Care S2 IEHTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Omega Growth A IEOPX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Omega Growth I IEOHX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Omega Growth S IEOSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Omega Growth S2 IEOTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Sm Cap Disciplined Adv IWSAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Small Cap Disciplined I IWSIX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING Wells Fargo Small Cap Disciplined S IWSSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258

ING Wells Fargo Small Cap Disciplined S2 IWSTX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Investors Trust 0C00001ISR 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING WisdomTree Glbl H/Y Eq Index Adv IGHAX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 ING WisdomTree Glbl H/Y Eq Index S IGHSX ING Retirement Funds 0C00001Z4D 954516049 ING Retirement Funds 7337 E. Doubletree Ranch Road Scottsdale AZ 85258 PNC Glb Investment Servicing (U.S.) Inc. 0C00001QLQ 042871943 P.O. Box 9819 Providence ING Variable Portfolios Inc 0C00001IT3 Ing Funds Services 77337 E. Doubletree Ranch Road Scottsdale Arizona 85258 INTECH Risk-Managed Growth I JRMGX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Invesco Asia Pacific Growth A ASIAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco Basic Balanced A BBLAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Basic Balanced Inv BBLTX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Basic Balanced R BBLRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Basic Value A GTVLX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Basic Value I GTVVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Basic Value R GTVRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Capital Development A ACDAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Capital Development I ACDVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Capital Development R ACDRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Charter A CHTRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Charter I CHTVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Charter R CHRRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco China A AACFX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Constellation A CSTGX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Constellation I CSITX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Constellation R CSTRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Developing Markets A GTDDX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Diversified Dividend A LCEAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Dynamics A IDYAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Stock Funds 0C00001HRH 840576427 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Dynamics Instl IDICX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Stock Funds 0C00001HRH 840576427 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Dynamics Inv FIDYX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Stock Funds 0C00001HRH 840576427 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Dynamics R IDYRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Stock Funds 0C00001HRH 840576427 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Energy A IENAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Energy Inv FSTEX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco European Growth A AEDAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco European Growth R AEDRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco Financial Services A IFSAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Financial Services Investor FSFSX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Global Growth A AGGAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco Global Health Care A GGHCX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Global Health Care Invstor GTHIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Global Real Estate A AGREX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Global Real Estate Instl IGREX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Global Real Estate R RGREX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Global Small & Mid Cap Gr A AGAAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco High Yield A AMHYX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco High Yield Investor HYINX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Income A AMIFX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco International Growth A AIIEX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco International Growth I AIEVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco International Growth R AIERX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco Intl Core Equity A IBVAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim International Mutual Funds 0C00001HRA 760352823 111 Greenway Plaza Ste 100 Houston Texas 77046 Invesco Large Cap Basic Value Investor LCINX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Large Cap Basic Value R LCBRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Large Cap Growth A LCGAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Large Cap Growth Investor LCGIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Equity Funds 0C00001HR6 132576643 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Leisure A ILSAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Leisure Investor FLISX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Limited Maturity Treasury A2 SHTIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Mid Cap Core Equity A GTAGX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Mid Cap Core Equity I GTAVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Mid Cap Core Equity R GTARX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Real Estate A IARAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Real Estate Institutional IARIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Real Estate R IARRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Select Equity A AGWFX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Select Real Estate Income A ASRAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Counselor Series Trust 0C00001HR5 760343427 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Short Term Bond A STBAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Short Term Bond R STBRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco Small Cap Equity A SMEAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Small Cap Equity Institutional SMEIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Small Cap Equity R SMERX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Trimark Ltd. (CAN). 0C00001OOU 980557567 Invesco Trimark Ltd. 5140 Yonge Street Suite 900 Toronto Ontario Aim Funds Group 0C00001HR7 060841973 111 Greenway Plz Ste 100 Houston Texas 77046 Invesco Small Cap Growth A GTSAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Small Cap Growth Inv GTSIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Small Cap Growth R GTSRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Investment Services, Inc 0C000054WD Invesco Investment Services, Inc 11 Greenway Plaza, Suite 100 Houston Texas 77046 AIM Growth Series 0C00001HR8 942362417 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Structured Core Investor SCNUX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Invesco Aim Investment Services, Inc 0C00001ONX 980557567 11 Greenway Plaza Suite 100 Houston AIM Counselor Series Trust 0C00001HR5 760343427 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Technology A Load Waived ITYAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Technology Investor FTCHX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 Aim Sector Funds 0C00001HRE 840933032 111 Greenway Plaza Suite 100 Houston Texas 77046 Invesco Trimark Endeavor A ATDAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Trimark Endeavor R ATDRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Trimark Small Companies A ATIAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco US Government A AGOVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco US Government Investor AGIVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco US Government R AGVRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 AIM Investment Services Inc 0C00001KHX 760528004 AIM Investment Securities Funds 0C00001HRC 760343427 Eleven Greenway Plz Ste 100 Houston Texas 77046 Invesco US Mid Cap Value Y MPMVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 JPMorgan Investor Services Co 0C00001OVZ 222382028 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco US Small Cap Value A MCVAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 JPMorgan Investor Services Co 0C00001OVZ 222382028 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Invesco US Small Cap Value Y MPSCX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 JPMorgan Investor Services Co 0C00001OVZ 222382028 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Value II A MPVAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 JPMorgan Investor Services Co 0C00001OVZ 222382028 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen American Value A MSAVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen American Value R MSARX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Capital Growth A ACPAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Comstock A ACSTX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Comstock R ACSRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Comstock Y ACSDX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Emerging Markets A MSRAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Enterprise A ACENX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Equity and Income A ACEIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Equity and Income R ACESX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Equity and Income Y ACETX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Global Equity Allc A MSGAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Global Franchise A VGFAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Government Ses A ACGVX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc. 0C000034N5 980557567 2800 Post Oak Blvd Houston TX 77056 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Growth and Income A ACGIX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Growth and Income R ACGLX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046

Invesco Van Kampen Growth and Income Y ACGMX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Intl Gr A VIFAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc. 0C000034N5 980557567 2800 Post Oak Blvd Houston TX 77056 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Intl Gr R VIFRX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc. 0C000034N5 980557567 2800 Post Oak Blvd Houston TX 77056 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Mid Cap Gr A VGRAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Rel Est Secs A ACREX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Rel Est Secs Y ACRDX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen Small Cap Gr A VASCX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen SmallCapValue A VSCAX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Van Kampen Investor Services Inc 0C00001SGX PO Box 219286 Kansas City Missouri AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 Invesco Van Kampen VI Glbl Val Eq Ses I UGEPX Invesco Aim 0C0000364K 760528004 Invesco Aim 11 Greenway Plaza, Ste. 100 Houston TX 77046 Morgan Stanley Services Co Inc 0C00001PVA 133799749 Morgan Stanley Services Company 1221 Avenue of the Americas New York New York 10020 AIM Investment Funds 0C00001HRB 760343427 111 Greenway Plaza, Suite 100 Houston Texas 77046 BlackRock Asset Management Deutschland iShares Barclays 1-3 Year Treasury Bond SHY iShares 0C00004AZV 510396525 AG Joseph-Str. 6 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 iShares Trust 0C00001ITV 943351276 4400 Howard Street San Francisco California 94105 IVA Worldwide A IVWAX IVA Funds 0C00001Z56 412253838 International Value Advisers, LLC 645 Madison Avenue, 12th Floor New York NY 10022 IVA Fiduciary Trust 0C000021LD 645 Madison Avenue 12th Floor New York NY 10022 Ivy Asset Strategy Y WASYX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds Inc 0C00001IU0 481112076 66300 Lamar Ave Overland Park Kansas 66202 Ivy Global Natural Resources A IGNAX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Ivy Global Natural Resources Y IGNYX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Ivy Large Cap Growth A WLGAX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds Inc 0C00001IU0 481112076 66300 Lamar Ave Overland Park Kansas 66202 Ivy Mid Cap Growth A WMGAX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds Inc 0C00001IU0 481112076 66300 Lamar Ave Overland Park Kansas 66202 Ivy Pacific Opportunities A IPOAX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Ivy Science & Technology A WSTAX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds Inc 0C00001IU0 481112076 66300 Lamar Ave Overland Park Kansas 66202 Ivy Science & Technology I ISTIX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds Inc 0C00001IU0 481112076 66300 Lamar Ave Overland Park Kansas 66202 Ivy Science & Technology Y WSTYX Ivy Funds 0C00001ITZ 046006759 Ivy Funds 66300 Lamar Avenue, P. O. Box 29217 Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Ivy Funds Inc 0C00001IU0 481112076 66300 Lamar Ave Overland Park Kansas 66202 James Small Cap JASCX James Advantage 0C00001YWQ 310891459 James Advantage 2960 Meridian St., Suite 300 Indianapolis IN 46208 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 James Advantage Funds 0C00001IU4 11349 Fairground Rd Beavercreek Ohio 45385 Janus Aspen Balanced Instl JABLX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Aspen Series 0C00001IU6 841235540 1151 Detroit Street Denver Colorado 80206 Janus Aspen Enterprise Instl JAAGX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Aspen Series 0C00001IU6 841235540 1151 Detroit Street Denver Colorado 80206 Janus Aspen Flexible Bond Instl JAFLX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Aspen Series 0C00001IU6 841235540 1151 Detroit Street Denver Colorado 80206 Janus Aspen Janus Instl JAGRX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Aspen Series 0C00001IU6 841235540 1151 Detroit Street Denver Colorado 80206 Janus Aspen Overseas Instl JAIGX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Aspen Series 0C00001IU6 841235540 1151 Detroit Street Denver Colorado 80206 Janus Aspen Worldwide Instl JAWGX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Aspen Series 0C00001IU6 841235540 1151 Detroit Street 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LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Janus Worldwide T JAWWX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 03802- JHancock Classic Value A PZFVX John Hancock 0C00001YWF 043483032 John Hancock 601 Congress Street Boston MA 02210 John Hancock Signature Svcs Inc 0C00001SYI 043101183 P. O. Box 9510, Portsmouth, New Hampshire 03802-9510 Portsmouth New Hampshire 9510 Hancock John Capital Series 0C00001IQ7 042443211 6601 Congress Street John Hancock Funds Boston Massachusetts 2210 03802- JHancock Classic Value I JCVIX John Hancock 0C00001YWF 043483032 John Hancock 601 Congress Street Boston MA 02210 John Hancock Signature Svcs Inc 0C00001SYI 043101183 P. O. Box 9510, Portsmouth, New Hampshire 03802-9510 Portsmouth New Hampshire 9510 Hancock John Capital Series 0C00001IQ7 042443211 6601 Congress Street John Hancock Funds Boston Massachusetts 2210 JHancock High-Yield A JHHBX John Hancock 0C00001YWF 043483032 John Hancock 601 Congress Street Boston MA 02210 John Hancock Signature Services Inc 0C00001OUW 010233346 John Hancock Signature Services 1 John Hancock Way, Suite 1000 Boston MA 02116 Hancock John Bond Trust 0C00001IQ5 746122273 6601 Congress Street Boston Massachusetts 2210 JHancock Small Cap Equity I SPVIX John Hancock 0C00001YWF 043483032 John Hancock 601 Congress Street Boston MA 02210 John Hancock Signature Services Inc 0C00001OUW 010233346 John Hancock Signature Services 1 John Hancock Way, Suite 1000 Boston MA 02116 John Hancock Investment Trust II 0C00001IUQ 043279774 6601 Congress Street Boston Massachusetts 2210 JPMorgan Core Bond A PGBOX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Core Bond R5 JCBRX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Diversified Instl JPDVX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240 JPMorgan Diversified Sel JDVSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240

JPMorgan Dynamic Small Cap Growth Sel JDSCX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240 JPMorgan Emerging Mkts Eq Sel JEMSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan Government Bond A OGGAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Government Bond Select HLGAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Growth Advantage Sel JGASX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Mutual Fund Investment Trust 0C00001IV4 311574186 C/o J.p. Morgan Fund Distributors, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan High Yield A OHYAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan India Select JIDSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan International Eq S VSIEX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan International Val S JIESX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan Mid Cap Growth A OSGIX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Mid Cap Growth Sel HLGEX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240

JPMorgan Mid Cap Value A JAMCX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Fleming Mutual Fund Group Inc 0C00001IUZ 133963293 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240

JPMorgan Mid Cap Value Instl FLMVX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Fleming Mutual Fund Group Inc 0C00001IUZ 133963293 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240

JPMorgan Mid Cap Value Sel JMVSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Fleming Mutual Fund Group Inc 0C00001IUZ 133963293 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Research Market Neutral A JMNAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240 JPMorgan Small Cap Equity Sel VSEIX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan Small Cap Growth A PGSGX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Small Cap Growth Inst JISGX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan Small Cap Growth Select OGGFX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan SmartRetirement 2010 A JSWAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2010 Select JSWSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2015 A JSFAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2015 Select JSFSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2020 A JTTAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2020 Select JTTSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2025 A JNSAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2025 Select JNSSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2030 A JSMAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2030 Select JSMSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2035 A SRJAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2035 Select SRJSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2040 A SMTAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2040 Select SMTSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2045 A JSAAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2045 Select JSASX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement 2050 A JTSAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip JPMorgan SmartRetirement 2050 Select JTSSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan SmartRetirement Income A JSRAX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240

JPMorgan SmartRetirement Income Select JSRSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan Treasury & Agency Select OGTFX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240 JPMorgan US Equity Sel JUESX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240

JPMorgan US Large Cap Core Plus Select JLPSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust I 0C00001IVC 331043149 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway, Ste. 2-j Columbus Ohio 43240 JPMorgan US Real Estate A SUSIX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Jpmorgan Trust II 0C00001K7B 263613641 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus Ohio 43240 JPMorgan US Small Company Sel JSCSX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240 JPMorgan Value Advantage I JVAIX JPMorgan 0C00001YRR 132624428 JP Morgan 245 Park Avenue New York NY 10167 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 JP Morgan Asset Management 0C00001IUY 134161079 C/o Jpmorgan Distribution Services, Inc. 11111 Polaris Parkway Columbus OH 43240 Kalmar Growth-with-Value Small Cap KGSCX Kalmar Pooled Investment Trust 0C00001IVF 510261641 Kalmar Pooled Investment Trust 11300 Market St, Suite 500 Wilmington DE 19801 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Kalmar Pooled Investment Trust 0C00001IVF 510261641 Kalmar Pooled Investment Trust 11300 Market St, Suite 500 Wilmington DE 19801 Keeley Small Cap Value A KSCVX Keeley 0C00001YRS 363160361 Keeley 401 S. LaSalle Street, Suite 1201 Chicago IL 60605 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Keeley Small Cap Value Fund Inc 0C0000239V 363872373 Keeley Small Cap Value I KSCIX Keeley 0C00001YRS 363160361 Keeley 401 S. LaSalle Street, Suite 1201 Chicago IL 60605 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Keeley Small Cap Value Fund Inc 0C0000239V 363872373

Laudus Growth Investors US Large Cap Gr LGILX Laudus Funds 0C00001Z02 943106735 Laudus Funds PO Box 8032 Boston MA 02266 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Laudus Trust 0C00001IWA 680163788 1101 Montgomery Street San Francisco California 94104 Laudus International MarketMasters Inv SWOIX Schwab Funds 0C00001YTL 943106735 Schwab Funds 211 Main Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Schwab Capital Trust 0C00001JOV 943297102 1101 Montgomery St San Francisco California 94104 Laudus International MarketMasters Sel SWMIX Schwab Funds 0C00001YTL 943106735 Schwab Funds 211 Main Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Schwab Capital Trust 0C00001JOV 943297102 1101 Montgomery St San Francisco California 94104 Laudus Rosenberg Intl Small Cap Sel ICSIX Laudus Funds 0C00001Z02 943106735 Laudus Funds PO Box 8032 Boston MA 02266 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Laudus Trust 0C00001IWA 680163788 1101 Montgomery Street San Francisco California 94104 Lazard Developing Markets Equity Instl LDMIX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard Emerging Markets Equity Instl LZEMX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard Emerging Markets Equity Open LZOEX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard Global Total Return and Income LGI Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Computershare Trust Co Na 0C00001MEV 150 Royall St Canton MA 02021 Lazard Global Total Return & Inc Fd Inc 0C00001IWC 330 Rockefeller Plaza New York New York 10112 Lazard International Equity Instl LZIEX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard International Equity Open LZIOX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard International Small Cap Eq Open LZSMX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard US Mid Cap Equity Instl LZMIX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard US Mid Cap Equity Open LZMOX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard US Small-Mid Cap Equity Instl LZSCX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Lazard US Small-Mid Cap Equity Open LZCOX Lazard 0C00002YMM 204571006 Lazard 30 Rockefeller Plaza New York NY 10112 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Lazard Funds Inc 0C00001IWB 200169148 330 Rockefeller Plaza New York New York 10112 Legg Mason Barrett Financial Services A SBFAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason Batterymarch Emerging Mkts C LMEMX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202

Legg Mason Batterymarch Emerging Mkts FI LGFMX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202 Legg Mason Batterymarch Global Eq A CFIPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Batterymarch Intl Eq C LMGEX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202 Legg Mason Batterymarch Intl Eq FI LGFEX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202 Legg Mason Batterymarch Intl Eq R LMIRX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202

Legg Mason Batterymarch S&P 500 Index A SBSPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason Batterymarch S&P 500 Index D SBSDX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason Batterymarch US Sm Cap Eq A LMBAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Charles Street Trust Inc 0C00001IWL 521268629 1100 Light St 29th Floor Baltimore Maryland 21202

Legg Mason Brandywine Global Opps Bd I GOBIX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Charles Street Trust Inc 0C00001IWL 521268629 1100 Light St 29th Floor Baltimore Maryland 21202 Legg Mason Cap Mgmt All Cap A SPAAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Cap Mgmt Growth C LMGTX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202 Legg Mason Cap Mgmt Growth FI LMGFX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Global Trust Inc 0C00001IWM 521804932 1100 Light Street 223rd Floor Baltimore Maryland 21202 Legg Mason Cap Mgmt Opportunity C LMOPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 State Street Bank & Trust Co. 0C0000341I 801 Pennsylvania 801 Pennsylvania Kansas City Missouri 02110 Legg Mason Investment Trust Inc 0C00001K7C 522203385 1100 Light Street Baltimore Maryland 21202 Legg Mason Cap Mgmt Special Inv C LMASX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Special Investment Trust Inc 0C00001IXA 521433357 1100 Light St Baltimore Maryland 21202 Legg Mason Cap Mgmt Value C LMVTX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Value Trust Inc 0C00001IXE 521250327 1100 Light St Baltimore Maryland 21203 Legg Mason Cap Mgmt Value FI LMVFX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Value Trust Inc 0C00001IXE 521250327 1100 Light St Baltimore Maryland 21203 Legg Mason ClearBridge Aggressive Gr A SHRAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Aggressive Gr I SAGYX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Aggressive Gr R LMPRX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Appreciation A SHAPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Appreciation I SAPYX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Appreciation R LMPPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Capital A SCCAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Divers LgCpGr A CFLGX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Dividend Strat A GROAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason ClearBridge Equity Inc Bldr A SOPAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason ClearBridge Fdmtl AlCp Val A SHFVX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Large Cap Gr A SBLGX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Large Cap Gr I SBLYX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Large Cap Gr R LMPLX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason ClearBridge Large Cap Value A SINAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason ClearBridge Large Cap Value I SAIFX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Mid Cap Core A SBMAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Mid Cap Core R LMREX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Small Cap Gr A SASMX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Small Cap Gr I SBPYX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Small Cap Gr R LMPOX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Small Cap Val A SBVAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason ClearBridge Small Cap Val C SBVLX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Glbl Curr Intl All Cap Opp A SBIEX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Inv Counsel Social Aware A SSIAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Lifestyle Allocation 30% A SBCPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Lifestyle Allocation 50% A SBBAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Lifestyle Allocation 70% A SCGRX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Lifestyle Allocation 85% A SCHAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041 Legg Mason Lifestyle Income A SCAAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Legg Mason Partners Equity Trust 0C00001IWS 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10041

Legg Mason WA Adj Rate Income C ARMGX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Core Bond A TRBAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Core Bond R LMPTX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Core Plus Bond A SHMGX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Core Plus Bond R LMPCX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Corporate Bond A SIGAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Corporate Bond P LCBPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Global Hi Yld Bd A SAHYX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Government Securities A SGVAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA High Income A SHIAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Short-Term Bond A SBSTX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Short-Term Bond C SSTLX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004

Legg Mason WA Strategic Income A SDSAX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004 LKCM Aquinas Fixed Income AQFIX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 LKCM Aquinas Growth AQEGX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 LKCM Aquinas Small Cap AQBLX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 LKCM Aquinas Value AQEIX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 LKCM Fixed-Income LKFIX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 LKCM Small Cap Equity Advisor LKSAX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 LKCM Small Cap Equity Instl LKSCX LKCM 0C00001YRW 751630300 LKCM 301 Commerce Street, Suite 1600 Fort Worth TX 76102 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Lkcm Funds 0C00001IXZ 752076114 3301 Commerce Suite 1600 Fort Worth Texas 76102 Loomis Sayles Bond Admin LBFAX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds I 0C00001IY7 043219179 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Bond Instl LSBDX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds I 0C00001IY7 043219179 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Bond Retail LSBRX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds I 0C00001IY7 043219179 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Fixed Income LSFIX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds I 0C00001IY7 043219179 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Global Bond Retail LSGLX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds I 0C00001IY7 043219179 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Investment Grade Bond A LIGRX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Loomis Sayles Funds II (Natixis) 0C000021G0 Loomis Sayles Investment Grade Bond Y LSIIX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 State Street Bank & Trust CO MA 0C00003407 041867445 State Street Bank & Trust Company, N.A. 225 Franklin Street Boston Massachusetts 02111 Loomis Sayles Funds II (Natixis) 0C000021G0 Loomis Sayles Mid Cap Growth A LAGRX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II (Natixis) 0C000021G0 Loomis Sayles Small Cap Growth Retail LCGRX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II 0C00001IY8 043113285 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Small Cap Value Admin LSVAX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II 0C00001IY8 043113285 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Loomis Sayles Small Cap Value Instl LSSCX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II 0C00001IY8 043113285 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Small Cap Value Retail LSCRX Loomis Sayles Funds 0C00001Z54 043200030 Loomis Sayles Funds One Financial Center Boston MA 02111 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II 0C00001IY8 043113285 3399 Boylston Street 112th Floor Boston Massachusetts 2116 Loomis Sayles Strategic Income A NEFZX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II (Natixis) 0C000021G0 Loomis Sayles Strategic Income Admin NEZAX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II (Natixis) 0C000021G0 Loomis Sayles Value Y LSGIX Natixis Funds 0C00001Z3V 043200027 Natixis Funds PO Box 219579 Kansas City MI 64105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Loomis Sayles Funds II (Natixis) 0C000021G0 Lord Abbett Affiliated A LAFFX Lord Abbett 0C00001YRZ 135620131 Lord Abbett 90 Hudson Street Jersey City NJ 07302 DST Systems, Inc. 0C00000B13 431581814 Lord Abbett Affiliated Fund Inc 0C00001IY9 136020600 990 Hudson Street Jersey City New Jersey 7302 Lord Abbett Affiliated I LAFYX Lord Abbett 0C00001YRZ 135620131 Lord Abbett 90 Hudson Street Jersey City NJ 07302 DST Systems, Inc. 0C00000B13 431581814 Lord Abbett Affiliated Fund Inc 0C00001IY9 136020600 990 Hudson Street Jersey City New Jersey 7302 Lord Abbett Affiliated P LAFPX Lord Abbett 0C00001YRZ 135620131 Lord Abbett 90 Hudson Street Jersey City NJ 07302 DST Systems, Inc. 0C00000B13 431581814 Lord Abbett Affiliated Fund Inc 0C00001IY9 136020600 990 Hudson Street Jersey City New Jersey 7302 Lord Abbett Affiliated R3 LAFRX Lord Abbett 0C00001YRZ 135620131 Lord Abbett 90 Hudson Street Jersey City NJ 07302 DST Systems, Inc. 0C00000B13 431581814 Lord 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MA 02116 MFS Series Trust X 0C00001J1W 043158862 5500 Boylston St 115th Fl Boston Massachusetts 2116 MFS Lifetime 2010 A MFSAX MFS 0C00001YSB 042747644 MFS 500 Boylston Street Boston MA 02116 Mfs Service Center Inc. 0C000034NF 042865649 500 Boylston Street Boston MA 02116 MFS Family of Funds 0C000022MA 042747644 MFS Lifetime 2010 R2 MFSNX MFS 0C00001YSB 042747644 MFS 500 Boylston Street Boston MA 02116 Mfs Service Center Inc. 0C000034NF 042865649 500 Boylston Street Boston MA 02116 MFS Family of Funds 0C000022MA 042747644 MFS Lifetime 2020 A MFLAX MFS 0C00001YSB 042747644 MFS 500 Boylston Street Boston MA 02116 Mfs Service Center Inc. 0C000034NF 042865649 500 Boylston Street Boston MA 02116 MFS Family of Funds 0C000022MA 042747644 MFS Lifetime 2020 R2 MFLGX MFS 0C00001YSB 042747644 MFS 500 Boylston Street Boston MA 02116 Mfs Service Center Inc. 0C000034NF 042865649 500 Boylston Street Boston MA 02116 MFS Family of Funds 0C000022MA 042747644 MFS Lifetime 2030 A MLTAX MFS 0C00001YSB 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Rowe Price Associates, Inc. 100 East Pratt Street Baltimore MD 21202 Deutsche Bank Trust Co Americas 0C00001MU2 Deutsche Bank Trust Company Americas New York NY 10005 New America High Income Fund Inc 0C00001J7K 042995419 333 Broad Street Boston Massachusetts 2109 Northern Fixed Income NOFIX Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Trust Co 0C00001Q4T Northern Trust CO /ta Chicago IL 60675 Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Global Fixed Income NOIFX Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Trust Co 0C00001Q4T Northern Trust CO /ta Chicago IL 60675 Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern High Yield Fixed Income NHFIX Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Trust Co 0C00001Q4T Northern Trust CO /ta Chicago IL 60675 Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Institutional Government Se BGSXX Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Trust Co 0C00001Q4T Northern Trust CO /ta Chicago IL 60675 Northern Institutional Funds 0C00001J8J 363209613 Northern Trust 550 South Lasalle Chicago Illinois 60603 Northern Small Cap Value NOSGX Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Trust Co 0C00001Q4T Northern Trust CO /ta Chicago IL 60675 Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Northern Ultra-Short Fixed Income NUSFX Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 The Northern Trust Company 0C00001UU4 361561860 The Northern Trust Company 50 South LaSalle Street Chicago Illinois Northern Funds 0C00001J8I 391777365 Northern Trust 550 South Lasalle Chicago IL 60603 Nuveen NWQ Small/Mid-Cap Value I NSMRX Nuveen 0C00001YSP 363817266 Nuveen 333 W. Wacker Dr Chicago IL 60606 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Nuveen Investment Trust 0C00001K7R 363817266 John Nuveen & Co Inc 3333 West Wacker Drive 32nd Floor Chicago Illinois 60606 Oakmark Equity & Income I OAKBX Oakmark 0C00001YSR 043276558 Oakmark P.O. Box 219558 Kansas City MO 64121 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Harris Associates Investment Trust 0C0000239S 043276558 Oakmark Equity & Income II OARBX Oakmark 0C00001YSR 043276558 Oakmark P.O. Box 219558 Kansas City MO 64121 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Harris Associates Investment Trust 0C0000239S 043276558 Oakmark Global I OAKGX Oakmark 0C00001YSR 043276558 Oakmark P.O. Box 219558 Kansas City MO 64121 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. 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Box 5270 colorado Colorado 80217 Oppenheimer Balanced Fund 0C00001JCZ 133395850 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Capital Appreciation A OPTFX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Capital Appreciation Fund 0C00001JD5 133054122 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Capital Appreciation N OTCNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Capital Appreciation Fund 0C00001JD5 133054122 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Capital Appreciation Y OTCYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Capital Appreciation Fund 0C00001JD5 133054122 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Capital Income A OPPEX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Capital Income Fund 0C00001JD6 840578481 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Champion Income A OPCHX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Champion Income Fund 0C00001JD9 222824358 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Commodity Strat Total Ret A QRAAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Commodity Stra Total Rtrn Fd 0C00001JDA 846297469 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Conservative Inv N ONCIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Portfolio Series 0C00001JE7 135657518 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Core Bond A OPIGX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Integrity Funds 0C00001JDR 042509354 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Developing Markets A ODMAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Developing Markets Fund 0C00001JDB 936305075 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Developing Markets N ODVNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Developing Markets Fund 0C00001JDB 936305075 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Discovery A OPOCX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Discovery Fund 0C00001JDC 222725700 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Equity A OEQAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Equity Fund Inc 0C00001JDH 846615607 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Equity Income A OAEIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Equity Income Fund Inc 0C00001JDI 132527171 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Equity Income N ONEIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Equity Income Fund Inc 0C00001JDI 132527171 66803 South Tucson Way N/a Centennial Colorado 3924 Oppenheimer Equity Inv N ONAIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY 80112- Oppenheimer Equity N OEQNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Equity Fund Inc 0C00001JDH 846615607 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Global A OPPAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Global Fund 0C00001JDK 132649093 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Global N OGLNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Global Fund 0C00001JDK 132649093 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Global Opportunities A OPGIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Global Opportunities Fund 0C00001JDL 931036175 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Global Opportunities N OGINX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Global Opportunities Fund 0C00001JDL 931036175 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Global Y OGLYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Global Fund 0C00001JDK 132649093 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Gold & Special Minerals A OPGSX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Gold & Special Minerals Fund 0C00001JDN 133155639 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Gold & Special Minerals N OGMNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Gold & Special Minerals Fund 0C00001JDN 133155639 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer International Bond A OIBAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Bond Fund 0C00001JDS 841308320 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer International Bond N OIBNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Bond Fund 0C00001JDS 841308320 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer International Bond Y OIBYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Bond Fund 0C00001JDS 841308320 66803 South Tucson Way Centennial Colorado 3924 Oppenheimer International Diversified N OIDNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Diversified 0C00001JDT 135657518 66803 South Tucson Way Centennial Colorado 80112 80112- Oppenheimer International Growth A OIGAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Growth Fund 0C00001JDU 133867060 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer International Growth N OIGNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Growth Fund 0C00001JDU 133867060 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer International Small Co A OSMAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Small Co Fund 0C00001JDV 133955887 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer International Small Co N OSMNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Small Co Fund 0C00001JDV 133955887 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer International Small Co Y OSMYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer International Small Co Fund 0C00001JDV 133955887 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Limited-Term Government A OPGVX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Ltd Term Government Fund 0C00001JDY 366832913 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Limited-Term Government N OLTNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Ltd Term Government Fund 0C00001JDY 366832913 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Main St Opportunity A OMSOX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Opportunity Fund 0C00001JE0 841552997 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Main St Opportunity Y OMSYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Opportunity Fund 0C00001JE0 841552997 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Main St Small Cap A OPMSX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Small Cap Fund 0C00001JE1 841501338 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Main St Small Cap N OPMNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Small Cap Fund 0C00001JE1 841501338 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Main St Small Cap Y OPMYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Small Cap Fund 0C00001JE1 841501338 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Main Street A MSIGX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Funds Inc 0C00001JDZ 841073463 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Main Street N OMGNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY Oppenheimer Main Street Funds Inc 0C00001JDZ 841073463 66803 South Tucson Way Centennial Colorado 3924 Oppenheimer Moderate Inv N ONMIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 OppenheimerFunds, Inc 0C00001QAM 132527171 TWO WORLD FINANCIAL CENTER NEW YORK NY 80112- Oppenheimer Money Market A OMBXX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Money Market Fund Inc 0C00001JE3 132776909 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Quest Balanced A QVGIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Quest for Value Funds 0C00001JEB 136977079 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Quest International Value A QIVAX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Quest Interl Vl Fd Inc 0C00001JEC 133572895 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Quest Opportunity Value A QVOPX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Quest for Value Funds 0C00001JEB 136977079 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Real Estate N ORENX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Real Estate Fund 0C00001JED 223849391 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Rising Dividends A OARDX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Rising Dividends Fund, Inc. 0C00001JEE 133035629 66803 South Tucson Way N/a Centennial Colorado 3924 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip 80112- Oppenheimer Small & Mid Cap Value A QVSCX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Quest for Value Funds 0C00001JEB 136977079 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Small & Mid Cap Value N QSCNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Quest for Value Funds 0C00001JEB 136977079 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Strat Income A OPSIX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Strategic Income Fund 0C00001JES 841120195 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Strat Income N OSINX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Strategic Income Fund 0C00001JES 841120195 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer Strat Income Y OSIYX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Strategic Income Fund 0C00001JES 841120195 66803 South Tucson Way Centennial Colorado 3924 80112- Oppenheimer US Government A OUSGX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer US Government Trust 0C00001JF5 136811477 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Value A CGRWX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Series Fund Inc 0C00001JEP 061207374 66803 South Tucson Way N/a Centennial Colorado 3924 80112- Oppenheimer Value N CGRNX OppenheimerFunds 0C00001YZF 132527171 OppenheimerFunds 225 Liberty Street New York NY 10281 OppenheimerFunds Services 0C000034NG 132527171 OppenheimerFunds Services P.O. Box 5270 colorado Colorado 80217 Oppenheimer Series Fund Inc 0C00001JEP 061207374 66803 South Tucson Way N/a Centennial Colorado 3924 Parnassus Equity Income - Inv PRBLX Parnassus 0C00001YSX 946579180 Parnassus 1 Market Street, Suite 1600 San Francisco CA 94105 Parnassus Investments 0C00001QEP 942943858 One Market Suite 1600 San Francisco CA 94105 Parnassus Income Funds 0C00001JFP 946633178 One Market #1600 San Francisco California 94105 Parnassus Fixed-Income PRFIX Parnassus 0C00001YSX 946579180 Parnassus 1 Market Street, Suite 1600 San Francisco CA 94105 Parnassus Investments 0C00001QEP 942943858 One Market Suite 1600 San Francisco CA 94105 Parnassus Income Funds 0C00001JFP 946633178 One Market #1600 San Francisco California 94105 03801- Pax World Balanced PAXWX Pax World 0C00001YSY 020280580 Pax World 30 Penhallow Street, Suite 400 Portsmouth NH 03801 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Pax World Funds Series Trust I 0C00001JFS 020280580 330 Penhallow Street, Suite 400 Portsmouth New Hampshire 3852 03801- Pax World Balanced Instl PAXIX Pax World 0C00001YSY 020280580 Pax World 30 Penhallow Street, Suite 400 Portsmouth NH 03801 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Pax World Funds Series Trust I 0C00001JFS 020280580 330 Penhallow Street, Suite 400 Portsmouth New Hampshire 3852 03801- Pax World Balanced R PAXRX Pax World 0C00001YSY 020280580 Pax World 30 Penhallow Street, Suite 400 Portsmouth NH 03801 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Pax World Funds Series Trust I 0C00001JFS 020280580 330 Penhallow Street, Suite 400 Portsmouth New Hampshire 3852 Payden Global Fixed Income PYGFX Paydenfunds 0C00001JFU 953921788 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Paydenfunds 0C00001JFU 953921788 Payden High Income PYHRX Paydenfunds 0C00001JFU 953921788 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Paydenfunds 0C00001JFU 953921788 Perkins Mid Cap Value A JDPAX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Mid Cap Value I JMVAX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Mid Cap Value L JMIVX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Mid Cap Value R JDPRX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Mid Cap Value S JMVIX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Mid Cap Value T JMCVX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Small Cap Value L JSIVX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Small Cap Value S JISCX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Perkins Small Cap Value T JSCVX Janus 0C00004AL2 431804048 Janus 151 Detroit Street Denver CO 80206 Janus Services LLC 0C00001OTH 431804048 Janus Services LLC Janus Services LLC Denver Janus Investment Fund 0C00001IU7 840592523 1151 Detroit Street Denver Colorado 80206 Permanent Portfolio PRPFX Permanent Portfolio 0C00001YT1 942788165 Permanent Portfolio 600 Montgomery Street, 27th Floor San Francisco CA 94111 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Permanent Portfolio Family of Funds Inc 0C00001JG4 942788165 6600 Montgomery Street 227th Fl Suite 2740 San Francisco California 94111 PIMCO All Asset A PASAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO All Asset Instl PAAIX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO All Asset R PATRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Commodity Real Ret Strat A PCRAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Commodity Real Ret Strat Admin PCRRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Commodity Real Ret Strat Instl PCRIX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Emerging Markets Bond A PAEMX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Foreign Bond (Unhedged) A PFUAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Foreign Bond (USD-Hedged) A PFOAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Foreign Bond (USD-Hedged) I PFORX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Foreign Bond (USD-Hedged) R PFRRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Global Advantage Strategy Bd R PSBRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Global Multi-Asset R PGMRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO GNMA A PAGNX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Government Money Market A AMAXX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO High Yield A PHDAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO High Yield Admin PHYAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO High Yield Instl PHIYX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO High Yield R PHYRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Investment Grade Corp Bd A PBDAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Long-Term US Government A PFGAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Low Duration A PTLAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Low Duration Admin PLDAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Low Duration Instl PTLDX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Low Duration R PLDRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Mortgage-Backed Securities A PMRAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Mortgage-Backed Securities Adm PMTAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Real Return A PRTNX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Real Return Admin PARRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Real Return Asset Instl PRAIX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Real Return D PRRDX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Real Return Instl PRRIX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Real Return R PRRRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Short-Term A PSHAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO StocksPlus A PSPAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO StocksPlus R PSPRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return A PTTAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return Admin PTRAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return D PTTDX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return II Admin PRADX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return II Instl PMBIX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return III Admin PRFAX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return Instl PTTRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 PIMCO Total Return R PTRRX PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 PIMCO Funds 0C00001JGO 952632339 PIMCO Funds 8840 Newport Center Drive, Suite 100 Newport Beach CA 92660 Pioneer A PIODX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Fund 0C00001K7Z 046013015 660 State St., 13th Floor Boston Massachusetts 2109 Pioneer Bond A PIOBX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Bond Fund 0C00001K7Y 042652279 660 State St 13th Fl Boston Massachusetts 2109 02109- Pioneer Cullen Value A CVFCX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Investment Management Inc 0C00001QKI 135657669 60 State Street Boston MA 1820 02109- Pioneer Cullen Value R CVRFX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Investment Management Inc 0C00001QKI 135657669 60 State Street Boston MA 1820 02109- Pioneer Cullen Value Z CVFZX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Investment Management Inc 0C00001QKI 135657669 60 State Street Boston MA 1820 02109- Pioneer Emerging Markets A PEMFX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Emerging Markets Fund 0C00001JH4 043233999 660 State St 113th Floor Boston Massachusetts 1820 02109- Pioneer Emerging Markets R PEMRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Emerging Markets Fund 0C00001JH4 043233999 660 State St 113th Floor Boston Massachusetts 1820 Pioneer Equity Income A PEQIX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Equity Income Fund 0C00001JH5 135657669 660 State Street Boston Massachusetts 2109 Pioneer Equity Income R PQIRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Equity Income Fund 0C00001JH5 135657669 660 State Street Boston Massachusetts 2109 Pioneer Equity Income Y PYEQX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Equity Income Fund 0C00001JH5 135657669 660 State Street Boston Massachusetts 2109 Pioneer Global High Yield A PGHYX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Series Trust VII 0C00001JI3 043567848 660 State Street 13th Floor Boston Massachusetts 2109 Pioneer Global High Yield Y GHYYX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Series Trust VII 0C00001JI3 043567848 660 State Street 13th Floor Boston Massachusetts 2109 02109- Pioneer Growth Opportunities A PGOFX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Investment Management Inc 0C00001QKI 135657669 60 State Street Boston MA 1820 02109- Pioneer Growth Opportunities R PGRRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Investment Management Inc 0C00001QKI 135657669 60 State Street Boston MA 1820 Pioneer High Yield A TAHYX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer High Yield Fund 0C00001JHE 043500606 660 State Street 13th Floor Boston Massachusetts 2109 Pioneer High Yield R TYHRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer High Yield Fund 0C00001JHE 043500606 660 State Street 13th Floor Boston Massachusetts 2109 Pioneer High Yield Y TYHYX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer High Yield Fund 0C00001JHE 043500606 660 State Street 13th Floor Boston Massachusetts 2109 02109- Pioneer Independence A PINDX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Independence Fund 0C00001JHG 135657669 C/o The Pioneer Investments 660 State Street Boston Massachusetts 1820 02109- Pioneer Mid-Cap Value A PCGRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Mid Cap Value Fund 0C00001JHM 043091159 660 State St - 13th Fl Boston Massachusetts 1820 02109- Pioneer Mid-Cap Value R PCMRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Mid Cap Value Fund 0C00001JHM 043091159 660 State St - 13th Fl Boston Massachusetts 1820 02109- Pioneer Mid-Cap Value Y PYCGX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Mid Cap Value Fund 0C00001JHM 043091159 660 State St - 13th Fl Boston Massachusetts 1820 Pioneer Oak Ridge Small Cap Growth A ORIGX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Series Trust I 0C00001JHW 135657669 Pioneer R PIORX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Fund 0C00001K7Z 046013015 660 State St., 13th Floor Boston Massachusetts 2109 02109- Pioneer Real Estate A PWREX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Real Estate Shares 0C00001JHR 043201341 660 State St 220th Floor Boston Massachusetts 1820 Pioneer Select Mid Cap Growth A PMCTX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Series Trust I 0C00001JHW 135657669 Pioneer Strategic Income A PSRAX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Strategic Income Fund 0C00001JI8 043453709 660 State St Boston Massachusetts 2109 Pioneer Strategic Income R STIRX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Strategic Income Fund 0C00001JI8 043453709 660 State St Boston Massachusetts 2109 Pioneer Strategic Income Y STRYX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Strategic Income Fund 0C00001JI8 043453709 660 State St Boston Massachusetts 2109 Pioneer Y PYODX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Fund 0C00001K7Z 046013015 660 State St., 13th Floor Boston Massachusetts 2109 Pioneer Z PIOZX Pioneer Investments 0C00001QKR 135657669 Pioneer Investments. 60 State Street Boston MA 02109 Pioneer Invest Mgt Sharehldrs Svcs, Inc 0C00001QKG 042890696 60 State Street,Boston Boston MA 02109 Boston MA 02109 Pioneer Fund 0C00001K7Z 046013015 660 State St., 13th Floor Boston Massachusetts 2109 PMC Funds c/o U.S. Bancorp Fund Services, PMC Core Fixed Income PMFIX PMC Funds 0C00001Z4V 841036943 PMC Funds 35 E. Wacker Drive, Suite 1600 Chicago IL 60601 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Trust for Professional Mgrs-PMC 0C000033SJ LLC P.O. Box 701 Milwaukee WI 53201

PNC Large Cap Growth A AEQRX PNC Funds 0C000022ZD 237801381 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 Pnc Funds Inc 0C00001JIC 237801381 Two Hopkins Plz Baltimore Maryland 21201

PNC Large Cap Growth I AEQIX PNC Funds 0C000022ZD 237801381 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 Pnc Funds Inc 0C00001JIC 237801381 Two Hopkins Plz Baltimore Maryland 21201

PNC Multi Factor Small Cap Value A AMRRX PNC Funds 0C000022ZD 237801381 PNC Global Investment Servicing (U.S.) 0C000034MJ 042871943 PNC Global Investment Servicing (U.S.) Inc. 301 Bellevue Parkway Wilmington Delaware 19809 Pnc Funds Inc 0C00001JIC 237801381 Two Hopkins Plz Baltimore Maryland 21201 Portfolio 21 R PORTX Portfolio 21 0C00001Z1H 930962124 Portfolio 21 721 NW Ninth Ave., Suite 250 Portland OR 97209 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Professionally Managed Por(Portfolio 21) 0C000033TY 566415270 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip

PowerShares Global Progressive Transport PTRP Powershares 0C000023YB 760528004 Powershares 301 West Roosevelt Road wheaton IL 60187 Bank of New York Mellon CORP 0C000006UA 132614959 One Wall Street New York NY 10286 PowerShares Exchange-Traded Fund Tr II 0C00001JIF 980557567 3301 West Roosevelt Road Wheaton Illinois 60187 Principal Bond & Mtg Securities C PBMCX Principal Funds 0C00001Z52 421520346 Principal Funds 30 Dan Road Canton MA 02021 Principal Shareholder Services, Inc. 0C00001QPS Principal Shareholder Services, Inc. Seattle WA 98101 Principal Funds Inc 0C00001JIT 911801401 Formerly Principal Investors Fund, Inc. Principal Financial Group 711 High St Des Moines Iowa 50392 Principal MidCap S&P 400 Index R4 PMFSX Principal Funds 0C00001Z52 421520346 Principal Funds 30 Dan Road Canton MA 02021 Principal Shareholder Services, Inc. 0C00001QPS Principal Shareholder Services, Inc. Seattle WA 98101 Principal Funds Inc 0C00001JIT 911801401 Formerly Principal Investors Fund, Inc. Principal Financial Group 711 High St Des Moines Iowa 50392 Profit PVALX Profit Funds Investment 0C00001YVF 316537577 Profit Funds Investment 8401 Colesville Road, Suite 320 Silver Spring MD 20910 Ultimus Fund Solutions LLC 0C00001SCW 311663251 Ultimus Fund Solutions LLC 225 Pictoria Drive, Suite 450 Cincinnati Ohio 45246 Profit Funds Investment Trust 0C00001JJH 316537577 C/o Ultimus Fund Solutions, Llc 2225 Pictoria Drive, Suite 450 Cincinnati Ohio 45246 Prudential Global Total Return C PCTRX Prudential Investments 0C00001YZ4 223703799 JennisonDryden PO BOX 9655 Providence RI 02940 Prudential Mutual Fund Services LLC 0C00001QS2 223703799 Gateway Center Three 100 Mulberry Street Newark NJ 07102 Prudential Global Total Return Fund Inc 0C00001IDB 133352347 1100 Mulberry Street Newark New Jersey 7102 Prudential International Value C PCISX Prudential Investments 0C00001YZ4 223703799 JennisonDryden PO BOX 9655 Providence RI 02940 Prudential Mutual Fund Services LLC 0C00001QS2 223703799 Gateway Center Three 100 Mulberry Street Newark NJ 07102 Prudential World Fund, Inc. 0C00001JK5 133204887 Three Gateway Center, 4th Floor 1100 Mulberry Street Newark New Jersey 7102 07102- Prudential Jennison 20/20 Focus A PTWAX Prudential Investments 0C00001YZ4 223703799 JennisonDryden PO BOX 9655 Providence RI 02940 Prudential Mutual Fund Services LLC 0C00001QS2 223703799 Gateway Center Three 100 Mulberry Street Newark NJ 07102 Jennison 20/20 Focus Fund 0C00001IUB 132631108 Gateway Center 3, 4th Floor 1100 Mulberry Street Newark New Jersey 4077 Prudential Jennison Blend Z PEQZX Prudential Investments 0C00001YZ4 223703799 JennisonDryden PO BOX 9655 Providence RI 02940 Prudential Mutual Fund Services LLC 0C00001QS2 223703799 Gateway Center Three 100 Mulberry Street Newark NJ 07102 Prudential Jennison Blend Fund, Inc. 0C00001IUC 133104589 1100 Mulberry Street Newark New Jersey 7102 Prudential Jennison Equity Opp A PJIAX Prudential Investments 0C00001YZ4 223703799 JennisonDryden PO BOX 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Newark NJ 07102 Prudential Total Return Bond Fund Inc 0C00001IDM 223468527 1100 Mulberry Street Newark New Jersey 7102 Putnam Equity Income A PEYAX Putnam 0C00002K0D 364488942 Putnam P.O. Box 8383 Boston MA 02266 Putnam Investor Services Inc 0C00001QSZ 042539562 Putnam Investor Services P.O. Box 41203 Providence Putnam Equity Income Fund 0C00001JKL 046407893 One Post Office Sq Mailstop A 14 Boston Massachusetts 2109 Putnam Growth Opportunities A POGAX Putnam 0C00002K0D 364488942 Putnam P.O. Box 8383 Boston MA 02266 Putnam Investor Services Inc 0C00001QSZ 042539562 Putnam Investor Services P.O. Box 41203 Providence Putnam Investment Funds 0C00001JL1 043251560 One Post Office Square Mail Stop A 14 Boston Massachusetts 2109 Putnam International Capital Opp A PNVAX Putnam 0C00002K0D 364488942 Putnam P.O. Box 8383 Boston MA 02266 Putnam Investor Services Inc 0C00001QSZ 042539562 Putnam Investor Services P.O. Box 41203 Providence Putnam Investment Funds 0C00001JL1 043251560 One Post Office Square Mail Stop A 14 Boston Massachusetts 2109 Putnam International Equity A POVSX Putnam 0C00002K0D 364488942 Putnam P.O. 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Bancorp Fund Services, LLC Milwaukee WI 53202 Rainier Investment Mgt Mutual Funds 0C00001JM5 916368553 6601 Union Street Suite 2801 Seattle Washington 98101 Rainier Small/Mid Cap Equity RIMSX Rainier 0C00004ALL 911457076 Rainier 615 E. Michigan Street, 3rd Floor Milwaukee WI 53202 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Rainier Investment Mgt Mutual Funds 0C00001JM5 916368553 6601 Union Street Suite 2801 Seattle Washington 98101 Rainier Small/Mid Cap Equity Instl RAISX Rainier 0C00004ALL 911457076 Rainier 615 E. Michigan Street, 3rd Floor Milwaukee WI 53202 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Rainier Investment Mgt Mutual Funds 0C00001JM5 916368553 6601 Union Street Suite 2801 Seattle Washington 98101 RBC Enterprise A TETAX RBC 0C00001QWT 540990960 New York U.S. Bancorp Fund Services, LLC 0C00004BFM U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee WI 53202 RBC Funds 0C0000235X 133908847 RBC Funds 100 South Fifth Street, Suite 2300 Minneapolis MN 55402 RBC Enterprise S TETSX RBC 0C00001QWT 540990960 New York U.S. Bancorp Fund Services, LLC 0C00004BFM U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee WI 53202 RBC Funds 0C0000235X 133908847 RBC Funds 100 South Fifth Street, Suite 2300 Minneapolis MN 55402 RBC Microcap Value S TMVSX RBC 0C00001QWT 540990960 New York U.S. Bancorp Fund Services, LLC 0C00004BFM U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee WI 53202 RBC Funds 0C0000235X 133908847 RBC Funds 100 South Fifth Street, Suite 2300 Minneapolis MN 55402 RidgeWorth Large Cap Value Equity A SVIIX RidgeWorth 0C00001Z4I 581604573 RidgeWorth 33435 Stelzer Road Columbus OH 43219 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 RidgeWorth Funds 0C00001JML 232678674 33435 Stelzer Rd. Columbus Ohio 43219 RidgeWorth Mid-Cap Value Equity A SAMVX RidgeWorth 0C00001Z4I 581604573 RidgeWorth 33435 Stelzer Road Columbus OH 43219 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 RidgeWorth Funds 0C00001JML 232678674 33435 Stelzer Rd. Columbus Ohio 43219 RidgeWorth Small Cap Growth Stock I SSCTX RidgeWorth 0C00001Z4I 581604573 RidgeWorth 33435 Stelzer Road Columbus OH 43219 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 RidgeWorth Funds 0C00001JML 232678674 33435 Stelzer Rd. Columbus Ohio 43219 RidgeWorth Small Cap Value Equity I SCETX RidgeWorth 0C00001Z4I 581604573 RidgeWorth 33435 Stelzer Road Columbus OH 43219 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 RidgeWorth Funds 0C00001JML 232678674 33435 Stelzer Rd. Columbus Ohio 43219 RidgeWorth Total Return Bond R SCBLX RidgeWorth 0C00001Z4I 581604573 RidgeWorth 33435 Stelzer Road Columbus OH 43219 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 RidgeWorth Funds 0C00001JML 232678674 33435 Stelzer Rd. Columbus Ohio 43219 RiverSource Diversified Equity Inc R4 IDQYX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Diversified Equity Income R2 RDEIX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Diversified Equity Income R3 RDERX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Diversified Equity Income R5 RSEDX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource High Yield Bond R4 RSHYX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource High Yield Inc Series, Inc. 0C00001JMW 411458705 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource High Yield Bond R5 RSHRX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource High Yield Inc Series, Inc. 0C00001JMW 411458705 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Mid Cap Value A AMVAX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Mid Cap Value R2 RMVTX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Mid Cap Value R3 RMCRX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Mid Cap Value R4 RMCVX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Mid Cap Value R5 RSCMX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Investment Series, Inc. 0C00001JN0 410839315 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 RiverSource Small Company Index A ISIAX RiverSource 0C00001YPG 133180631 RiverSource P O Box 8041 Boston MA 02266 Riversource Service Corp 0C00001R1J 133180631 RiverSource Service Corporation 734 Ameriprise Financial Center Minneapolis Minnesota 55474 Riversource Market Advantag Series 0C00001JN3 411946880 550606 Ameriprise Financial Center H27/5228 Minneapolis Minnesota 55474 Robeco Small Cap Value II Instl BPSIX Robeco Investment Funds 0C00001Z1M 980202744 Robeco Investment Funds 909 Third Avenue, 32nd Floor New York NY 10022 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 RBB Fund (Boston Partners) 0C000023FG 510312196 10022- Rochdale Fixed Income Opportunities RIMOX Rochdale 0C00001YX7 133360819 Rochdale 570 Lexington Avenue New York NY 10022 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Rochdale Investment Trust 0C00001K84 133360819 5570 Lexington Avenue New York New York 6837 10022- Rochdale Intermediate Fixed Income RIMCX Rochdale 0C00001YX7 133360819 Rochdale 570 Lexington Avenue New York NY 10022 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Rochdale Investment Trust 0C00001K84 133360819 5570 Lexington Avenue New York New York 6837 Roxbury Small Cap Growth Instl RSCIX Roxbury Funds 0C00001JO1 571138125 Roxbury Funds 1100 Wilshire Boulevard, Suite 1000 Santa Monica CA 90401 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 Roxbury Funds 0C00001JO1 571138125 Roxbury Funds 1100 Wilshire Boulevard, Suite 1000 Santa Monica CA 90401 Royce 100 Svc RYOHX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Low Priced Stock Instl RLPIX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Low Priced Stock Svc RYLPX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Micro-Cap Invmt RYOTX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Micro-Cap Svc RMCFX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Opportunity Consult ROFCX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Opportunity Invmt RYPNX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Opportunity K ROFKX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Opportunity R ROFRX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Opportunity Svc RYOFX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Pennsylvania Mutual Consult RYPCX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Pennsylvania Mutual Invmt PENNX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Pennsylvania Mutual K RPMKX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Pennsylvania Mutual R RPMRX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Pennsylvania Mutual Svc RYPFX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Premier Invmt RYPRX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Premier Service RPFFX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Special Equity Instl RSEIX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Special Equity Invmt RYSEX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Special Equity Svc RSEFX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. 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Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Value K RVFKX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Value Plus Instl RVPIX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Value Plus Invmt RVPHX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Value Plus Svc RYVPX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Value R RVVRX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 Royce Value Svc RYVFX Royce 0C00001YTG 522343049 Royce c/o BFDS - Midwest P.O. Box 219012 Kansas City MI 64121 Boston Financial Data Svcs 0C000034OR 042526037 Boston Financial Data Services, Inc. BFDS Building, 30 Dan Road Canton MO 64105 Royce Fund 0C00001JO3 133139046 11414 Ave Of The Americas New York New York 10019 RS Global Natural Resources A RSNRX RS Funds 0C00001YYU 943321067 RS Funds 7 Hanover Square, Suite 900 New York NY 10004 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 RS Investment Trust 0C00001K85 946649069 3388 Market Street Suite 1700 San Francisco California 94111 RS Growth A RSGRX RS Funds 0C00001YYU 943321067 RS Funds 7 Hanover Square, Suite 900 New York NY 10004 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. 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One National Life Drive Montpelier VT 05604 Sentinel Group Funds Inc 0C00001JQL 220966590 One National Life Drive Montpelier Vermont 5604 Sentinel Small Company A SAGWX Sentinel Funds 0C00001YTP 030221140 Sentinel Funds 1 National Life Dr Montpelier VT 05604 Sentinel Administrative Svcs, Inc. 0C000034A1 030316212 Sentinel Administrative Services, Inc. One National Life Drive Montpelier VT 05604 Sentinel Group Funds Inc 0C00001JQL 220966590 One National Life Drive Montpelier Vermont 5604 Sentinel Sustainable Core Opp I CVALX Sentinel Funds 0C00001YTP 030221140 Sentinel Funds 1 National Life Dr Montpelier VT 05604 Sentinel Administrative Svcs, Inc. 0C000034A1 030316212 Sentinel Administrative Services, Inc. One National Life Drive Montpelier VT 05604 Sentinel Group Funds Inc 0C00001JQL 220966590 One National Life Drive Montpelier Vermont 5604 Sentinel Sustainable Growth Opp I CEGIX Sentinel Funds 0C00001YTP 030221140 Sentinel Funds 1 National Life Dr Montpelier VT 05604 Sentinel Administrative Svcs, Inc. 0C000034A1 030316212 Sentinel Administrative Services, Inc. One National Life Drive Montpelier VT 05604 Sentinel Group Funds Inc 0C00001JQL 220966590 One National Life Drive Montpelier Vermont 5604 SIMT S&P 500 Index E TRQIX SEI 0C00004JEC 231707341 SEI 1 Freedom Valley Drive Oaks PA 19456 SEI Investments Global Funds Services 0C00001T9O 231707341 SEI Investments Global Funds Services One Freedom Valley Drive Oaks SEI Institutional Managed Trust 0C00001JPO 232177800 22 Oliver St Boston Massachusetts 2109

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Bancorp Fund Services, LLC Milwaukee WI 53202 Tcw Funds Inc 0C00001JVM 527656007 8865 South Figueroa Street Los Angeles California 90017 TCW Value Opportunities N TGVNX TCW 0C00001YTZ 952749628 TCW 865 South Figueroa Street, Suite 1800 Los Angeles CA 90017 US Bancorp Fund Services, LLC 0C00001SA9 390281260 U.s. Bancorp Fund Services, LLC Milwaukee WI 53202 Tcw Funds Inc 0C00001JVM 527656007 8865 South Figueroa Street Los Angeles California 90017 33394- Templeton Developing Markets A TEDMX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Templeton Developing Markets Trust 0C00001JVT 593078238 Broward Financial Centre 5500 East Broward Blvd Ste 2100 Fort Lauderdale Florida 3091 33394- Templeton Developing Markets Adv TDADX Franklin Templeton Investments 0C00004AKN 943167260 Franklin Templeton Investments 3355 Data Drive Rancho Cardova CA 95670 Franklin Templeton Investor Srvcs LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Templeton Developing Markets Trust 0C00001JVT 593078238 Broward Financial Centre 5500 East Broward Blvd Ste 2100 Fort Lauderdale Florida 3091 33394- Templeton Developing Markets R TDMRX 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LLC 0C000034SC 943167260 3344 Quality Dr Rancho Cordova CA 95670 Templeton Funds 0C00001JVY 222169185 5500 East Broward Blvd Ste 2100 Fort Lauderdale Florida 3091 Third Avenue Real Estate Value Insti Cl TAREX Third Avenue 0C00001YU0 010690900 Third Avenue Funds 622 Third Avenue, 32nd Floor New York NY 10017 Pnc Global Invesmnt Srvcng (u.s.) 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King Of Prussia PA 19406 Third Avenue Trust 0C00001K8F 010690900 6622 Third Avenue 332nd Floor New York New York 10017 Thornburg Core Growth R3 THCRX Thornburg 0C00004ALV 850301299 Thornburg Investment Management 2300 North Ridgetop Road Santa Fe NM 87506 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. Box 8480 Boston MA 8480 Thornburg Investment Trust 0C00001K8G 061158764 1119 E Marcy St Suite 202 Santa Fe New Mexico 87501 Thornburg Core Growth R4 TCGRX Thornburg 0C00004ALV 850301299 Thornburg Investment Management 2300 North Ridgetop Road Santa Fe NM 87506 Boston Financial Data Services, Inc. 0C000034O8 042526037 Boston Financial Data Services P.O. 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Box 5354 Cincinnati OH 45201 JPMorgan Chase Bank, N.A. 0C00001OVT 133379014 4 New York Plaza New York TX 2413 Touchstone Funds Group Trust 0C00001JX1 680325521 3303 Broadway Suite 1100 Cincinnati Ohio 45202 10004- Touchstone Sands Capital Select Growth Z PTSGX Touchstone 0C00001YU5 310487145 Touchstone 303 Broadway, Suite 1100, P.O. Box 5354 Cincinnati OH 45201 JPMorgan Chase Bank, N.A. 0C00001OVT 133379014 4 New York Plaza New York TX 2413 Touchstone Funds Group Trust 0C00001JX1 680325521 3303 Broadway Suite 1100 Cincinnati Ohio 45202 64121- TS&W Fixed-Income TSWFX TS&W Funds 0C00001Z0J 054085439 TS&W Funds P.O. Box 219009 Kansas City MO 9009 DST Systems, Inc. 0C00000B13 431581814 Advisors' Inner Circle (TS&W) 0C000033TP 233040006 Turner Core Growth Investor TCGFX Turner Investment Partners Inc 0C00001G3D 232587824 Turner Investment Partners Inc 1235 Westlakes Drive, Suite 350 Berwyn PA 19312 DST Systems, Inc. 0C00000B13 431581814 Turner Funds 0C00001JXQ 232587824 11235 Westlakes Drive, Suite 350 Berwyn Pennsylvania 19312 Turner Large Cap Growth Institutional TSGEX Turner Investment Partners Inc 0C00001G3D 232587824 Turner Investment Partners Inc 1235 Westlakes Drive, Suite 350 Berwyn PA 19312 DST Systems, Inc. 0C00000B13 431581814 Turner Funds 0C00001JXQ 232587824 11235 Westlakes Drive, Suite 350 Berwyn Pennsylvania 19312 Turner Large Cap Growth Inv TSGFX Turner Investment Partners Inc 0C00001G3D 232587824 Turner Investment Partners Inc 1235 Westlakes Drive, Suite 350 Berwyn PA 19312 DST Systems, Inc. 0C00000B13 431581814 Turner Funds 0C00001JXQ 232587824 11235 Westlakes Drive, Suite 350 Berwyn Pennsylvania 19312 Turner Midcap Growth Investor TMGFX Turner Investment Partners Inc 0C00001G3D 232587824 Turner Investment Partners Inc 1235 Westlakes Drive, Suite 350 Berwyn PA 19312 DST Systems, Inc. 0C00000B13 431581814 Turner Funds 0C00001JXQ 232587824 11235 Westlakes Drive, Suite 350 Berwyn Pennsylvania 19312 60604- UBS Global Allocation Y BPGLX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pfpc, Inc. 0C00001QI5 237801381 UBS Funds 0C00001JXV 367056204 2209 S Lasalle St Chicago Illinois 1795 60604- UBS International Equity Y BNUEX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pfpc, Inc. 0C00001QI5 237801381 UBS Funds 0C00001JXV 367056204 2209 S Lasalle St Chicago Illinois 1795

UBS PACE Global Fixed-Income A PWFAX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 UBS Pace Select Advisors Trust 0C00001JY6 980186363 C/o Ubs Global Asset Management (us) Inc 551 West 52nd St New York New York 10019

UBS PACE Municipal Fixed-Income A PMUAX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 UBS Pace Select Advisors Trust 0C00001JY6 980186363 C/o Ubs Global Asset Management (us) Inc 551 West 52nd St New York New York 10019

UBS PACE Strategic Fixed-Income A PBNAX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 UBS Pace Select Advisors Trust 0C00001JY6 980186363 C/o Ubs Global Asset Management (us) Inc 551 West 52nd St New York New York 10019 60604- UBS US Large Cap Equity Y BPEQX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pfpc, Inc. 0C00001QI5 237801381 UBS Funds 0C00001JXV 367056204 2209 S Lasalle St Chicago Illinois 1795 60604- UBS US Small Cap Growth A BNSCX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pfpc, Inc. 0C00001QI5 237801381 UBS Funds 0C00001JXV 367056204 2209 S Lasalle St Chicago Illinois 1795 60604- UBS US Small Cap Growth Y BISCX UBS Global Asset Management 0C00004AM0 980186363 UBS Global Asset Management Americas Inc One North Wacker Drive Chicago IL 60606 Pfpc, Inc. 0C00001QI5 237801381 UBS Funds 0C00001JXV 367056204 2209 S Lasalle St Chicago Illinois 1795 UIF Capital Growth I UEGIX Morgan Stanley 0C000008HA 363145972 Morgan Stanley 1585 Broadway New York NY 10036 Morgan Stanley Services Co Inc 0C00001PVA 133799749 Morgan Stanley Services Company 1221 Avenue of the Americas New York New York 10020 Universal Institutional Funds Inc 0C00001JYL 5522 Fifth Avenue New York New York 10036 UIF Core Plus Fix Inc I UFIPX Morgan Stanley 0C000008HA 363145972 Morgan Stanley 1585 Broadway New York NY 10036 Morgan Stanley Services Co Inc 0C00001PVA 133799749 Morgan Stanley Services Company 1221 Avenue of the Americas New York New York 10020 Universal Institutional Funds Inc 0C00001JYL 5522 Fifth Avenue New York New York 10036 UIF Core Plus Fix Inc II UCFIX Morgan Stanley 0C000008HA 363145972 Morgan Stanley 1585 Broadway New York NY 10036 Morgan Stanley Services Co Inc 0C00001PVA 133799749 Morgan Stanley Services Company 1221 Avenue of the Americas New York New York 10020 Universal Institutional Funds Inc 0C00001JYL 5522 Fifth Avenue New York New York 10036 Van Eck Global Hard Assets A GHAAX Van Eck 0C00001YUE 133210061 Van Eck Associates Corporation 99 Park Ave, 8th FL New York NY 10016 DST Systems, Inc. 0C00000B13 431581814 Van Eck Funds 0C00001JZB 133876898 999 Park Ave - 8th Floor New York New York 10016 Vanguard 500 Index Admiral VFIAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard 500 Index Investor VFINX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard 500 Index Signal VIFSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Asset Allocation VAAPX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Malvern Funds 0C00001K1K 231945930 P.o. Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Asset Allocation Adm VAARX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Malvern Funds 0C00001K1K 231945930 P.o. Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Balanced Index VBINX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Valley Forge Funds 0C00001K20 231945930 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Balanced Index Adm VBIAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Valley Forge Funds 0C00001K20 231945930 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Balanced Index Instl VBAIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Valley Forge Funds 0C00001K20 231945930 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Balanced Index Signal VBASX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Valley Forge Funds 0C00001K20 231945930 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Capital Opportunity VHCOX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Horizon Funds 0C00001K1G 232787277 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Capital Opportunity Adm VHCAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Horizon Funds 0C00001K1G 232787277 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Developed Markets Index Instl VIDMX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Developed Markets Index Inv VDMIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Equity-Income VEIPX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fenway Funds 0C00001K1D 231945930 P.o. Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Equity-Income Adm VEIRX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fenway Funds 0C00001K1D 231945930 P.o. Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Explorer Adm VEXRX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Explorer Fund 0C00001K1C 510106626 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Explorer Inv VEXPX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Explorer Fund 0C00001K1C 510106626 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Extended Market Idx VEXMX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Extended Market Idx Adm VEXAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Extended Market Idx Instl VIEIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Extended Market Idx Signal VEMSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Federal Money Market Inv VMFXX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Money Market Reserves 0C00001K1M 236607979 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard FTSE Social Index Instl VFTNX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard World Fund 0C00001K26 046035483 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard FTSE Social Index Inv VFTSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard World Fund 0C00001K26 046035483 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Vanguard Global Equity VHGEX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Horizon Funds 0C00001K1G 232787277 P O Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard GNMA VFIIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Growth Equity VGEQX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fenway Funds 0C00001K1D 231945930 P.o. Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Growth Index VIGRX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Growth Index Instl VIGIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Growth Index Signal VIGSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Health Care VGHCX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Specialized Funds 0C00001K1V 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard High-Yield Corporate VWEHX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard High-Yield Corporate Adm VWEAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Inflation-Protected Secs VIPSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Inflation-Protected Secs Adm VAIPX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Inflation-Protected Secs Instl VIPIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Institutional Index Instl VINIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Institutional Index Funds 0C00001K1I 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Institutional Index Instl Pl VIIIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Institutional Index Funds 0C00001K1I 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Interm-Term Bond Index VBIIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Interm-Term Bond Index Inst VBIMX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Interm-Term Bond Index Signal VIBSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Interm-Term Investment-Grade VFICX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Interm-Term Treasury Adm VFIUX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard International Growth Adm VWILX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard World Fund 0C00001K26 046035483 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard International Growth Inv VWIGX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard World Fund 0C00001K26 046035483 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard International Value Inv VTRIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Trustees' Equity Fund 0C00001K1Z 232120820 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard LifeStrategy Conservative Gr VSCGX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard LifeStrategy Growth VASGX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard LifeStrategy Income VASIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard LifeStrategy Moderate Growth VSMGX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Long-Term Bond Index Investor VBLTX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Long-Term Investment-Grade VWESX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Long-Term Treasury Investor VUSTX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Mid Cap Growth VMGRX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Whitehall Funds 0C00001K24 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Mid Capitalization Index VIMSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Mid Capitalization Index Adm VIMAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Mid Capitalization Index Ins VMCIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Mid Capitalization Index Signal VMISX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Mid-Cap Growth Index Inv VMGIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Morgan Growth VMRGX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Morgan Growth Fund 0C00001K1N 510108190 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Morgan Growth Adm VMRAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Morgan Growth Fund 0C00001K1N 510108190 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Prime Money Market Instl VMRXX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Money Market Reserves 0C00001K1M 236607979 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Prime Money Market Inv VMMXX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Money Market Reserves 0C00001K1M 236607979 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard PRIMECAP VPMCX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard PRIMECAP Adm VPMAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard REIT Index VGSIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Specialized Funds 0C00001K1V 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard REIT Index Adm VGSLX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Specialized Funds 0C00001K1V 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard REIT Index Inst VGSNX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Specialized Funds 0C00001K1V 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard REIT Index Signal VGRSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Specialized Funds 0C00001K1V 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Selected Value VASVX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Whitehall Funds 0C00001K24 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Short-Term Bond Index VBISX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Short-Term Bond Index Signal VBSSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Short-Term Federal VSGBX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Short-Term Federal Adm VSGDX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Short-Term Investment-Grade VFSTX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482

Vanguard Short-Term Treasury Adm VFIRX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Fixed Income Securities Funds 0C00001K1E 231899003 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Growth Index VISGX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Growth Index Instl VSGIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Index NAESX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Index Adm VSMAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Index Instl VSCIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Index Signal VSISX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Value Index VISVX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Small Cap Value Index Instl VSIIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard STAR VGSTX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Strategic Equity VSEQX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Horizon Funds 0C00001K1G 232787277 P O Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2005 VTOVX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2010 VTENX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2015 VTXVX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2020 VTWNX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2025 VTTVX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2030 VTHRX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2035 VTTHX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2040 VFORX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2045 VTIVX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement 2050 VFIFX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Target Retirement Income VTINX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Chester Funds 0C00001K19 232311358 Po Box 2600 Vm #v34 Valley Forge Pennsylvania 19482 Vanguard Total Bond Market Index VBMFX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Bond Market Index Adm VBTLX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Bond Market Index Inst VBTIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Bond Market Index Signal VBTSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Bond Index Funds 0C00001K17 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Intl Stock Index VGTSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Star Funds 0C00001K1W 231945930 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Stock Mkt Idx VTSMX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Stock Mkt Idx Adm VTSAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Stock Mkt Idx Instl VITSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Total Stock Mkt Idx Signal VTSSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard US Growth Inv VWUSX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard World Fund 0C00001K26 046035483 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Value Index VIVAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Value Index Adm VVIAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Value Index Instl VIVIX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Value Index Signal VVISX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Index Funds 0C00001K1H 231999755 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Wellesley Income VWINX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Wellesley Income Fund 0C00001K22 231711688 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Wellington VWELX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Wellington Fund 0C00001K23 510071687 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Wellington Adm VWENX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Wellington Fund 0C00001K23 510071687 Po Box 2600 V26 Valley Forge Pennsylvania 19482 Vanguard Windsor Adm VWNEX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Windsor Funds 0C00001K25 510082711 Po Box 2600 V37 Valley Forge Pennsylvania 19482 Vanguard Windsor II Adm VWNAX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Windsor Funds 0C00001K25 510082711 Po Box 2600 V37 Valley Forge Pennsylvania 19482 Vanguard Windsor II Investor VWNFX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Windsor Funds 0C00001K25 510082711 Po Box 2600 V37 Valley Forge Pennsylvania 19482 Vanguard Windsor Investor VWNDX Vanguard 0C00001YUF 231945930 Vanguard 100 Vanguard Boulevard Malvern PA 19355 Vanguard Group, Inc. 0C00001G3E 231945930 The Vanguard Group P.O. Box 2600 Valley Forge PA 19482 Vanguard Windsor Funds 0C00001K25 510082711 Po Box 2600 V37 Valley Forge Pennsylvania 19482 Veracity Small Cap Value I VSVIX Veracity Funds 0C00001K2E 200872988 Veracity Funds 4401 W. Main Street, Suite 2100 Louisville KY 40202 Ultimus Fund Solutions LLC 0C00001SCW 311663251 Ultimus Fund Solutions LLC 225 Pictoria Drive, Suite 450 Cincinnati Ohio 45246 Veracity Funds 0C00001K2E 200872988 Veracity Funds 4401 W. Main Street, Suite 2100 Louisville KY 40202 Victory Diversified Stock A SRVEX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Diversified Stock R GRINX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Established Value R GETGX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 BISYS Fund Services Ohio Inc 0C00001LJB 133532663 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Inst Diversified Stock VIDSX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Institutional Funds 0C00001K2G 046468894 33435 Stelzer Road Columbus Ohio 43219 Victory Small Company Opportunity A SSGSX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Small Company Opportunity I VSOIX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Small Company Opportunity R GOGFX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Special Value A SSVSX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 Victory Special Value R VSVGX Victory 0C00001YUG 132700161 Victory 47 Maple Street - Suite 202 A Summit NJ 07901 Citi Fund Services Ohio, Inc. 0C00001M8C 311249295 Victory Portfolios 0C00001K2H 316364605 33435 Stelzer Rd Ste 1000 Columbus Ohio 43219 PHOENIX EQUITY PLANNING Virtus Disciplined Small-Cap Opp A HSCZX Virtus 0C00001YUH 954191764 Virtus Opportunities Trust 101 Munson Street Greenfield MA 01301 VP Distributors, Inc. 0C00001SK7 060847856 CORPORATION One American Row P.O. Box 150480 Hartford CT 06102 Virtus Insight Trust 0C00001K2P 956981193 1101 Munson Street Greenfield Massachusetts 1301 PHOENIX EQUITY PLANNING Virtus Emerging Markets Opportunities A HEMZX Virtus 0C00001YUH 954191764 Virtus Opportunities Trust 101 Munson Street Greenfield MA 01301 VP Distributors, Inc. 0C00001SK7 060847856 CORPORATION One American Row P.O. Box 150480 Hartford CT 06102 Virtus Insight Trust 0C00001K2P 956981193 1101 Munson Street Greenfield Massachusetts 1301 PHOENIX EQUITY PLANNING Virtus Foreign Opportunities A JVIAX Virtus 0C00001YUH 954191764 Virtus Opportunities Trust 101 Munson Street Greenfield MA 01301 VP Distributors, Inc. 0C00001SK7 060847856 CORPORATION One American Row P.O. Box 150480 Hartford CT 06102 Virtus Opportunities Trust 0C00001K2U 956981193 1101 Munson Street Greenfield Massachusetts 1301 PHOENIX EQUITY PLANNING Virtus Mid-Cap Value A FMIVX Virtus 0C00001YUH 954191764 Virtus Opportunities Trust 101 Munson Street Greenfield MA 01301 VP Distributors, Inc. 0C00001SK7 060847856 CORPORATION One American Row P.O. Box 150480 Hartford CT 06102 Virtus Equity Trust 0C00001K2O 036066130 1101 Munson Steet Greenfield Massachusetts 1301 PHOENIX EQUITY PLANNING Virtus Real Estate Securities A PHRAX Virtus 0C00001YUH 954191764 Virtus Opportunities Trust 101 Munson Street Greenfield MA 01301 VP Distributors, Inc. 0C00001SK7 060847856 CORPORATION One American Row P.O. Box 150480 Hartford CT 06102 Virtus Opportunities Trust 0C00001K2U 956981193 1101 Munson Street Greenfield Massachusetts 1301 Waddell & Reed Vanguard Y WAVYX Waddell & Reed 0C00001YUJ 510261715 Waddell & Reed Financial Advisors 6300 Lamar Ave Overland Park KS 66202 Waddell & Reed Services Company 0C00001SU3 431244426 6300 Lamar Avenue P. O. Box 29217 Shawnee Mission KA 66201 Waddell & Reed Advisors Vanguard Fund 0C00001K3O 430911139 66300 Lamar Avenue P O Box 29217 Shawnee Mission Kansas 66202 Wanger International WSCAX Wanger 0C0000232R 364415680 Wanger 227 W. Monroe St Suite 3000 Chicago IL 60606 Columbia Management Services Inc 0C00001MD6 042838628 Columbia Management Services, Inc. One Financial Center Boston Wanger Advisors Trust 0C00001K3R 362692100 2227 West Monroe Street Ste 3000 Chicago Illinois 60606 Wanger Select WATWX Wanger 0C0000232R 364415680 Wanger 227 W. Monroe St Suite 3000 Chicago IL 60606 Columbia Management Services Inc 0C00001MD6 042838628 Columbia Management Services, Inc. One Financial Center Boston Wanger Advisors Trust 0C00001K3R 362692100 2227 West Monroe Street Ste 3000 Chicago Illinois 60606 Provider Provider Transfer Agent Transfer Agent Registration Registration Fund Legal Name Ticker Provider Company Name Company Id Company EIN Provider Company Address Line1 Provider Company Address Line2 City State Zip Transfer Agent Company Name Company Id Company EIN Transfer Agent Company Address Line1 Transfer Agent Company Address Line2 City State Zip Registration Company Name Company Id Company EIN Registration Company Address Line1 Registration Company Address Line2 City State Zip Wanger USA WUSAX Wanger 0C0000232R 364415680 Wanger 227 W. Monroe St Suite 3000 Chicago IL 60606 Columbia Management Services Inc 0C00001MD6 042838628 Columbia Management Services, Inc. One Financial Center Boston Wanger Advisors Trust 0C00001K3R 362692100 2227 West Monroe Street Ste 3000 Chicago Illinois 60606 53201- Wasatch Core Growth WGROX Wasatch 0C00001YUL 870319391 Wasatch Funds Inc P.O. Box 2172 Milwaukee WI 2172 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Wasatch Funds Inc 0C00001K3S 470693748 1150 Social Hall Avenue 44th Floor Salt Lake City Utah 84111 53201- Wasatch International Growth WAIGX Wasatch 0C00001YUL 870319391 Wasatch Funds Inc P.O. Box 2172 Milwaukee WI 2172 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Wasatch Funds Inc 0C00001K3S 470693748 1150 Social Hall Avenue 44th Floor Salt Lake City Utah 84111 53201- Wasatch Small Cap Growth WAAEX Wasatch 0C00001YUL 870319391 Wasatch Funds Inc P.O. Box 2172 Milwaukee WI 2172 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Wasatch Funds Inc 0C00001K3S 470693748 1150 Social Hall Avenue 44th Floor Salt Lake City Utah 84111 53201- Wasatch Ultra Growth WAMCX Wasatch 0C00001YUL 870319391 Wasatch Funds Inc P.O. Box 2172 Milwaukee WI 2172 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Wasatch Funds Inc 0C00001K3S 470693748 1150 Social Hall Avenue 44th Floor Salt Lake City Utah 84111 53201- Wasatch-Hoisington US Treasury WHOSX Wasatch 0C00001YUL 870319391 Wasatch Funds Inc P.O. Box 2172 Milwaukee WI 2172 UMB Fund Services Inc 0C00001SD0 391657495 UMB Fund Services, Inc. 803 West Michigan Street, Suite A Milwaukee WI 53233 Wasatch Funds Inc 0C00001K3S 470693748 1150 Social Hall Avenue 44th Floor Salt Lake City Utah 84111 Wells Fargo Advantage Asia Pacific Inv SASPX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage C&B Lg Cap Val I CBLSX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage C&B Mid Cp Val Inv CBMDX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Capital Growth Adm WFCDX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Capital Growth I WWCIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Capital Growth Inv SLGIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Common Stock Inv STCSX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Discovery Instl WFDSX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Discovery Inv STDIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2010 Adm WFLGX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2010 I WFOAX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2015 Adm WFFFX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2015 I WFSCX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2020 Adm WFLPX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2020 I WFOBX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2025 Adm WFTRX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2030 Adm WFLIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2030 I WFOOX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2035 Adm WFQWX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2035 I WFQRX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2040 Adm WFLWX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2040 I WFOSX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2045 Adm WFQYX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2045 I WFQPX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target 2050 Adm WFQDX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target 2050 I WFQFX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage DJ Target Tod Adm WFLOX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage DJ Target Today I WOTDX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Enterprise Inv SENTX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Government Sec Inv STVSX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Growth A SGRAX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Growth Inv SGROX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Heritage MMkt I SHIXX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage High Income Inv STHYX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Income Plus Inv WIPNX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Infl Prot Bond Adm IPBIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Large Cap Gr Inv STRFX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Large Co Core Inv SGRIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Large Co Gr Adm NVLCX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Mid Cap Discp Adm WFMDX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Mid Cap Discp Inv SMCDX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Mid Cap Growth Inv WFMZX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Opportunity Inv SOPFX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Short-Term Bd Inv SSTBX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Small Cap Growth I WFSIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 Wells Fargo Advantage Small Cap Val Inv SSMVX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Small Cap Value A SMVAX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163

Wells Fargo Advantage Small Co Value Adm SCVIX Wells Fargo Advantage 0C00001Z1O 410449260 Wells Fargo Funds Trust 525 Market Street San Francisco CA 94105 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Wells Fargo Funds Trust 0C00001K8R 410449260 5525 Market Street San Francisco California 94163 80201- Westcore Blue Chip WTMVX Westcore 0C00001YUN 841284659 Westcore Funds C/O Alps Fund Services, Inc., P.o. Box 328 Denver CO 80201 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Westcore Trust 0C00001K47 510263765 C/o Alps Fund Services, Inc. P.o. Box 328 Denver Colorado 0328 80201- Westcore Small-Cap Opportunity WTSCX Westcore 0C00001YUN 841284659 Westcore Funds C/O Alps Fund Services, Inc., P.o. Box 328 Denver CO 80201 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Westcore Trust 0C00001K47 510263765 C/o Alps Fund Services, Inc. P.o. Box 328 Denver Colorado 0328 80201- Westcore Small-Cap Value WTSVX Westcore 0C00001YUN 841284659 Westcore Funds C/O Alps Fund Services, Inc., P.o. Box 328 Denver CO 80201 Alps Fund Services, Inc. 0C00001KMC 203247785 1290 Broadway Suite 1100 Denver CO 80203 Westcore Trust 0C00001K47 510263765 C/o Alps Fund Services, Inc. P.o. Box 328 Denver Colorado 0328 LEGG MASON PARTNERS INSTITUTIONAL Western Asset / Citi Instl Liqd Rsrvs A CILXX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 TRUST 0C00001IWW 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor North New York New York 10041 LEGG MASON PARTNERS INSTITUTIONAL Western Asset / Citi Instl USTrs Rsrvs A CIIXX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Pnc Global Invesmnt Srvcng (u.s.) Inc. 0C00001TKR 042871943 Pnc Global Invesmnt Srvcng (u.s.) Inc. King Of Prussia PA 19406 TRUST 0C00001IWW 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor North New York New York 10041 Western Asset Core Bond FI WAPIX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Western Asset Funds Inc 0C00001K4F 952705767 1100 Light Street Baltimore Maryland 21202 Western Asset Core Plus Bond FI WACIX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Western Asset Funds Inc 0C00001K4F 952705767 1100 Light Street Baltimore Maryland 21202 Western Asset Core Plus Bond I WACPX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 Western Asset Funds Inc 0C00001K4F 952705767 1100 Light Street Baltimore Maryland 21202

Western Asset Emerging Markets Debt I SEMDX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 LEGG MASON PARTNERS INCOME TRUST 0C00001IWV 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor New York New York 10004 LEGG MASON PARTNERS MONEY Western Asset Government MMKT A SMGXX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 MARKET TRUST 0C00001IWZ 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor North New York New York 10041 Western Asset Intermediate Muni SBI Western Asset 0C00001YUO 952705767 10 Exchange Square Primrose Street London American Stock Transfer& Tr Co, LLC 0C00001KOM 2800 N. Central Avenue Suite 900 Phoenix Arizona 85004 Western Asset Intermediate Muni Fd Inc. 0C00001K4N 133643581 Citigroup Asset Management 1125 Broad Street, 10th Floor New York New York 10004 LEGG MASON PARTNERS MONEY Western Asset Money Market A SBCXX Legg Mason/Western 0C00004AL7 521200960 Legg Mason/Western 100 International Drive Baltimore MD 21202 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 MARKET TRUST 0C00001IWZ 521268629 Legg Mason & Co., Llc 555 Water Street, 32nd Floor North New York New York 10041 William Blair International Growth I BIGIX William Blair 0C00001YZ7 362214610 William Blair 222 West Adams St Chicago IL 60606 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 William Blair Funds 0C00001K50 362214610 2222 W Adams St Chicago Illinois 60606 William Blair International Growth N WBIGX William Blair 0C00001YZ7 362214610 William Blair 222 West Adams St Chicago IL 60606 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 William Blair Funds 0C00001K50 362214610 2222 W Adams St Chicago Illinois 60606 William Blair Small Cap Growth N WBSNX William Blair 0C00001YZ7 362214610 William Blair 222 West Adams St Chicago IL 60606 Boston Financial Data Service, Inc 0C000034NE 042526037 P.O. Box 8514 2 Heritage Drive Boston MA 02171 William Blair Funds 0C00001K50 362214610 2222 W Adams St Chicago Illinois 60606

Wilmington Multi-Manager Real Asset Inst WMRIX Wilmington Mutual Funds 0C00001YWM 510055023 Wilmington Mutual Funds 1100 North Market Street Wilmington DE 19890 Pnc Global Investing Services 0C00001T46 251435979 Pnc Global Investing Services 760 Moore Road Wilmington DE 19809 WT Mutual Fund 0C00001K5H 510055023 11100 North Market Street Wilmington Delaware 19890