CSR Report of YUDEAN GROUP for 2016 2016 CSR Report of YUDEAN GROUP
Create Green Energy Diligently
Post code: 510630
Website: http://www.gdyd.com
Address: Yuedian Plaza, No. 8, East Tianhe Road, Guangzhou City, Guangdong Province Scan to acquire Scan to acquire This report is made by degradable environmental this report official account protection recycled paper. ABOUT THIS REPORT
GUANGDONG YUDEAN GROUP CO., LTD. is also referred to as "YUDEAN GROUP", "YUDEAN", "the company", or "we".
Timeframe of This Report
This is the seventh CSR report of YUDEAN GROUP, covering the period from January 1, 2016 to December 31, 2016. In order to increase the YUDEAN GROUP tries to ensure that the report is substantial, complete, and comparability and prospectiveness of the report, some contents may not belong to the above said period. balanced and can systematically represents the company's philosophy, system, act, performance, and planning of pursuing maximization of the comprehensive value in safety, economy, environment, and society. We try best to ensure the information is truly, objectively, and timely disclosed, and hope to strengthen Release Cycle of the Report communications and exchanges with stakeholders, and deepen our mutual understandings and recognition of values through issuing the report, so as to realize the sustainable development of the company. The CSR report of YUDEAN GROUP is an annual report.
Report Boundary
Unless otherwise specifed, data, cases, and most information contained in this report come from YUDEAN GROUP and its branches and controllable subsidiaries; part information may relate to uncontrollable units, such as upstream enterprises, downstream enterprises or partners.
Reference Standard of the Report
This report is prepared by reference to China-CSR (CASS-CSR3.0) and Sustainability Reporting Guidelines (G4) of Global Reporting Initiative (GRI). Please refer to the index part at the end of this report for the disclosure of relevant indexes in this report.
Data Specifcation of the Report
All data quoted in this report are from the company's relevant statistical reports and offcial documents. Besides this report, information about the company's social responsibility is also disclosed on the company's Annual Report and offcial website; if there are differences, the latest disclosure shall prevail.
Access to the Report
This report will be released in two editions; one is in Chinese and the other one is in English. The Chinese edition will be submitted for review. The report will be released to the public in both printing form and electronic form. You can download the electronic text of this report from our website (http://www.gdyd.com/), or scan the QR Code to obtain this report, or download and consult our Company's previous reports to understand our fulfllment of social responsibility comprehensively.
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如对报告内容有疑问或者需要纸质报告，请发邮件至 [email protected]，或致电 86-020-85136662。 CSR Report of YUDEAN GROUP for 2016
TABLE OF CONTENTS
05 Address
07 About us 07 Key Performance Safe YUDEAN
Company Profile 09 37 Work safety management 17 Ten Big Events 39 Work safety activities Green YUDEAN 19 Company Credits 40 Benchmarking management Reliability of generation sets 41 Resource and energy 69 Contingency management conservation 95 Report Index 44 Scientific and technological Emission reduction and innovation 72 97 Terminology 45 contamination abatement Application of information 48 technology 74 Protection of the ecological environment 48 Expectations 77 Development of clean energy 80 Expectations Responsibility Topic
21 Strengthening ultra-low emission transfor- mation of coal-burning units comprehen- Excellent YUDEAN sively to make the blue sky bluer 51 Core businesses Harmonious YUDEAN 53 Power source development New breakthroughs in the financial 25 Growth of workers and staff sector stimulating new vigor for 57 Diversified industry 83 diversified development 61 Industrial distribution 89 Mutual cooperation
63 Funds, assets management 92 Public activities Responsibility Management and capital operation 94 Expectations Law abidance and Responsibility management and strengthening 29 64 compliance
32 Topics on substantial social responsibility 66 Risk control
33 Communications with stakeholders 66 Expectations
03 04 CSR Report of YUDEAN GROUP for 2016
ADDRESS
Corporate social responsibility is an important way for an enterprise to realize sustainable development. YUDEAN GROUP, which is a responsible province-owned power generation group, has always been keeping in mind the corporate mission of "shouldering due social responsibility and contributing to the whole society", and is practicing its commitment to "create green energy wholeheartedly" with practical actions. Despite of our own development, we also actively perform and regulate our social responsibility, and work hand in hand with all stakeholders to realize harmonious development and achieve reciprocity and mutual benefts.
Li Zhuoxian, Party Committee Secretary, Huang Zhenhai, Director, General Board Chairman Manager, Vice Secretary of the Party Committee
The year 2016 is the start year for us to implement the 13th Five Year Plan, as well as a crucial year for us to continuously strengthen, optimize the on-grid energy throughout the year was 99.462 billion kwh; we tried hard to change our way of development, continued improving the industrial and improve our work safety, operation development, energy conservation and environment protection, and enterprise management. In this year, we structure and energy resource distribution, and paid attention to the synchronous improvement of development quality and beneft; the total installed tackled diffculties head on, worked harder, and responded actively to the diffculties and challenges caused by the slow growth rate of power demand, capacity under construction throughout the year reached about 8 million kilowatts, and that of clean energy project exceeded 4.7 million kilowatts, aggravated excess capacity, increasing pressure on energy conservation and emission reduction, and in-depth development of the comprehensive taking up about 59%; we actively promoted the co-development of one major business and diversifed auxiliary businesses; relevant diversifed deepening of reform; we also made constant progress in steady development, and took the lead in making innovations; besides, we also actively industries were developed and optimized in order, and the industry chain was extended effectively. developed markets, strengthened internal management, and worked hard to control cost and reduce consumption. With all these efforts, we fulflled the work objectives of the year satisfyingly. Environment YUDEAN has released its CSR report for seven consecutive years since 2010. The report for this year displays as always our performance of social responsibility management, fulfllment of social responsibility and our shortcomings in the past year to the public and stakeholders; the We actively carried out the plan for energy conservation and emission reduction, and upgrade and transformation of coal power plants (2015- emphasis is placed on the report of our performance in four aspects, namely, safety, economy, environment, society, which sufficiently shows 2020), strengthened energy conservation management and transformation, promoted the building of energy saving units, took an active part in our philosophy and way for strengthening social responsibility performance and regulation and realizing sustainable development, as well as our energy-effcient scheduling, and ensured all energy conservation and emission abatement indicators could meet the requirements for environmental determination and actions to build the brand of YUDEAN in taking responsibilities. protection; we paid great attention to environmental betterment, and actively implemented the ultra-low emission transformation of coal power plants; in 2016, transformation of ultra-low emission was conducted to 13 units in all; among them, transformation of 6 units had been fnished, and transformation, together with overhaul and repair, of 7 units is being conducted in an orderly way; throughout the year, the emission of sulphur Safety dioxide, nitrogen oxide and fue gas declined year-on-year with a rate considerably higher than the average level of national electric power industry; we made great efforts to develop energy-saving units, and units of 600 thousand kilowatts and above accounted for 63.7% of the total installed With intrinsic safety as the basis, we upheld the principle that "both CPC committees and governments are held accountable, officials take capacity; we also accelerated the development of new and renewable energy projects, optimized the power source structure, and installed capacity of responsibility for workplace safety in performing their duties, concerted efforts should be made to fulfll our work, and those committing dereliction clean energy reached 5.1691 million kilowatts. of duty will be held accountable", made intensive efforts to check and eliminate security risks, continued to strengthen safety management of capital construction projects, further strengthened the foundation of work safety management, and maintained a stable situation in work safety comprehensively; we responded actively to the grim situation that the on-grid energy and service hours of generating sets are declining year by year, and tried all means to improve the reliability of generation sets, ensure the safe operation of generating sets, and guarantee power supply to Society the society. In 2016, the average equivalent available factor of generating set was 91.6%, which was basically the same as that in 2015. We tried hard to improve the corporate operation management effciency and effectiveness, comprehensively sorted out and perfected the company standard We attached importance to humanistic cares, treated all workers responsibly, tried hard to protect the legitimate rights and interests of employees system, and revised, formulated, and released 3960 standards; we established a complete emergency response plan system, constantly improved and guarantee their safety and health, paid great attention to worker's personal development, and actively built a harmonious labour relationship; we the emergency command system, tried hard to improve our emergency treatment capability, and successfully resisted the attack of Typhoon Nida, paid attention to the mutual beneft and development of our partners, including customers, suppliers, colleagues, and scientifc research institutes, Typhoon Meranti, and Typhoon Megi; guided by questions, we actively facilitated scientific and technological innovation in various aspects by concerned about how to promote effective cooperation in a responsible and effcient way, worked hard to reinforce complementary advantages of promoting close integration with production, and made use of the role of intellectual property in promoting innovation. all and create mutual benefts; we devoted ourselves to public welfare establishments, supported the building of communities, and organized public beneft activities like poverty alleviation and voluntary teaching; we donated 19.843 million yuan for poverty alleviation throughout the year, and our accumulative investment had exceeded 0.12 billion yuan; we also won the golden cup of Guangdong Poverty Alleviation Hongmian Cup for the sixth Economy consecutive year. In 2016, bearing our original goals in mind, we worked hard to make further progress, and each of our actions embodied our sense of Aiming at our overall management objectives, and adhering to the market-oriented and beneft-based principle, we responded actively to the rigorous responsibility. Looking forward to the future, we will have frm confdence and work even harder; with more enthusiasm and practical actions, we will power market environment, maintained the stable operation of our company despite the considerable decline of benefts in this industry, and obtained grasp the opportunities, meet the challenges, bear our responsibilities actively and fulfll our responsibilities seriously, continue building the brand of excellence for the ffteenth year in the operating performance examination of province-owned companies organized by Guangdong SASAC; affected YUDEAN as a responsible enterprise and work hand in hand with our stakeholders to build a beautiful future with sustainable development! by the relative decline in power demand and great increase in west-east power transmission, our on-grid energy was dropped year-on-year, and
05 06 CSR Report of YUDEAN GROUP for 2016
ABOUT US Environment 2012 2013 2014 2015 2016
Key Performance Emission of sulphur dioxide (g/kwh) 0.42 0.31 0.25 0.20 0.15
Nitrogen oxide emission (g/kwh) 1.10 0.68 0.35 0.20 0.185
Flue gas emission (g/kwh) 0.07 0.06 0.05 0.04 0.03
Rate of discharge of waste water under certain standard (%) 100 100 100 100 100
Comprehensive utilization rate of solid waste (%) 72.8 72.2 87.2 93.4 95.1 Safety Installed capacity of clean energy (10k kilowatt) 480.73 483.51 487.16 493.56 516.91
2012 2013 2014 2015 2016 Installed capacity of wind power (10k kilowatt) 19.92 21.24 21.24 22.96 37.64
Major equipment breakdown (times) 0 0 0 0 0 Installed capacity of hydropower (10k kilowatt) 215.40 215.40 215.40 218.48 218.48
Ordinary equipment breakdown (times) 0 1 0 0 0 Installed capacity of biomass power generation (10k kilowatt) 10 10 10 10 10
Class C and above failures (times) 19 23 19 27 26 Installed capacity of PV generation (10k kilowatt) 1.41 3.52 6.52 7.70 15
Personal injuries (times) Capacity of units of 600 thousand kilowatts and 0 1 0 0 0 above (10k kilowatt) 1590 1650 1650 1830 1890
Equivalent available factor of unit (%) 90.73 89.18 91.26 91.10 91.60 Investment in environmental protection (100 million yuan) 7 29 30 3.71 8.56 Equivalent available factor of thermal power unit (%) 90.59 89.33 91.36 91.28 92.00 Equivalent available factor of hydropower unit (%) 91.99 87.52 90.14 89.10 87.83 Equivalent available factor of wind Society turbine generator (%) 98.09 97.59 98.36 97.84 96.32
Average direct station service power 2012 2013 2014 2015 2016 consumption rate (%) 5.64 5.69 5.53 5.46 5.35
Taxes Paid (100 million yuan) 52.47 73.45 77.46 77.52 63.13
Signing ratio of collective contract (%) 100 100 100 100 100 Economy Percentage of coverage of social insurance (%) 100 100 100 100 100
2012 2013 2014 2015 2016 Investment of poverty alleviation funds (10k yuan) 1431.14 1765 1702.66 2164 1984.30
Installed capacity (10k kilowatt) 2674.73 2686.16 2695.68 2908.56 2964.91 Rate of training of the entire staff (%) 92.20 92.10 90.60 90.70 91.20
Generating capacity (100 million kwh) 1243.70 1276.87 1206.40 1152.35 1055.07 Ratio of double skilled talents (%) 16.30 17.02 20.27 23.76 22.45
Standard coal consumption for power supply (g/kwh) 318.23 314.83 315.40 314.70 314.78 Ratio of senior technicians (%) 1.50 1.71 2.06 2.60 2.76
Standard coal consumed annually (10000t) 3290.10 3403.60 3161 2943 2617 Ratio of technicians (%) 11.80 12.86 12.58 13.90 14.40
On-grid energy (100 million kwh) 1168.60 1200.11 1135.48 1085.56 994.62 Ratio of senior workers (%) 34.20 34.79 32.18 33.32 31.75 On-grid energy of controllable units in 1013.10 1038 993.66 935.73 879.27 Guangdong province (100 million kwh) Ratio of senior title (%) 6.70 7.49 7.46 8.40 8.65
Total assets (100 million yuan) 1295.75 1289.52 1309.66 1290.83 1269.30 Ratio of intermediate professional title (%) 18.70 18.52 18.77 20.13 19.50
Net assets (100 million yuan) 382.14 410.87 433.21 458.37 468.22 Ratio of workers and staff under 40 (%) 49.70 46.52 45.56 44.39 43.44
Labor productivity of personnel in duty Operating revenue (100 million yuan) 545.32 557.10 510.09 467.49 400.34 (10k yuan/person) 433.21 442.38 380.79 332.21 277.32
07 08 CSR Report of YUDEAN GROUP for 2016
Company Profle
Established on August 8, 2001, YUDEAN GROUP is the frst power generation enterprise in the national reform of the electric power system by Guangdong Electric Power Development Co., Ltd. The core businesses of YUDEAN GROUP are coal power, hydropower, gas power generation, separating power grid company from power generation company. It succeeded the power generation business of Guangdong Electric Power Group wind power, biomass power generation, nuclear power, solar power generation, etc., and its diversifed businesses involve coal mine, shipping, port, Company and is the largest energy group owned by Guangdong province. LNG receiving station, equipment manufacturing industry, fnance industry, etc., which spread all over Guangdong and extended to other provinces and foreign countries; the company has 35 subordinate power plants, including 15 million-kilowatt power plants; the installed capacity of generating The company's registered capital is RMB 23 billion yuan, with 76% stock right held by Guangdong people's government and 24% held by sets with 600 thousand kilowatts and above is 63.8%, and the installed capacity of clean energy has exceeded 5 million kilowatts. The company's China Huaneng Group Corp. Its scope of business mainly includes: Power investment, construction, and operation management, production installed capacity and annual energy generation takes up one-fourth of the total in Guangdong province, making it a backbone generation company and management, and sales of electric power (thermal power); investment, construction, and production and management of the sectors and which provides support to the power grid and guarantees the power supply in Guangdong. The company has formed a new pattern of "one major products relating to the power industry, including transportation, resource, environmental protection, and new energy; investment, construction and business with diversifed auxiliary ones", in which the power generation business develops with priority and drives the fast development of diversifed management of power fuels; project investment; technical services, investment planning and its management consulting, and information services of businesses; the company's assets quality and creditworthiness have been at the forefront among power generation enterprises in the whole country. the electric power industry. The company ranked 285 and 33 respectively among top 500 Chinese companies in China and top 500 companies in Guangdong in 2016.
Since the company was established, we have been developing the fne tradition in the electric power system in Guangdong, and actively fulflling We will seriously implement the strategic planning and work requirements of Guangdong provincial government and Guangdong SASAC, our business philosophy of "harmonious development and pursuance to correct path and creation" as well as the corporate mission of "shouldering strengthen Party building in the state-owned enterprise, continue to make progress in steady development, frmly build and implement the new due social responsibility and contributing to the whole society"; we are also committed to the implementation of the development strategy of "focusing development philosophy, adapt to and grasp the new normal of economic development, make active and prudent efforts to promote reform of state- on energy source and facilitating the co-development of relevant industries, basing ourselves in Guangdong, facing to the whole country, developing owned enterprises, frmly stick to the bottom line of risks, place unwavering efforts to make the company stronger, better, and larger, and build our the international market, and building our company to a top-grade energy group in China with international competitiveness", and have realized the company to a national large-scale energy enterprise group which is engaged in the development of both traditional energy and new energy, has transformation and upgrading, driving effects of innovation, improvement of quality and increase in effciency, deepening of reform, and guarantee of outstanding competitive power, and is at the forefront among national energy enterprises. safety and stability through effective and down-to-earth efforts; we have also been fulflling our social responsibility actively, creating green energy wholeheartedly, and trying hard to build a resource-saving and environmental friendly enterprise. With all these efforts, we have maintained a stable and favorable work safety situation, constantly improved our earning capacity, greatly optimized the industrial structure, improved our integrated strength significantly, realized harmony and stability inside and outside the company, created favorable economic benefits and social benefits, effectively guaranteed the safe supply of electric power in the whole province, and made active contributions to the economic and social development of Guangdong.
With more than ten years of development, the company's total assets, installed capacity, annual energy generation, annual operating income, and productivity per worker have almost been doubled compared with those in 2001 when the company was established. By the end of 2016, the company had owned a total asset of about 130 billion yuan, controllable installed capacity of about 30 million kilowatts, operating revenue of over 40 billion yuan throughout the year, and possessed 170 wholly owned, holding and equity participation companies as well as a holding listed company-
09 10 CSR Report of YUDEAN GROUP for 2016
Company Strategy Senior Management
Integrating the applicable new technology, new business types, Strengthening industry research and market and new mechanism into the current Enhancing the innovation capability by analysis, and extending the industry chain strengths, making the best of fnancial centering on three models (development and value chain with market demand as innovation means and capital operation model, business model, and proft model), a breakthrough point and application of means to improve the competitiveness three chains (industry chain, management excellent scientifc-technical achievements of the major business; chain, and value chain), and three key in industrial production as a support to drive aspects of cost management (cost the structural adjustment and upgrade; occurrence scale, structure, and mode);
Coordinating and Li Zhuoxian Huang Zhenhai Adhering to the strengthening principle of "innovation- management, science Party Committee Director, General Manager, driven development, Overall development and technology, Secretary, Board Chairman Vice Secretary of the Party transformation and fnance, business upgrading", trying to strategy during the 13th model and mechanism Committee realize innovation- Five Year Plan period innovation, promoting driven development, the transformation and balanced development, upgrading of the group, green development, and constantly improving open development, and the operating effciency, shareable development; beneft, and capability for sustainable development
Corporate Culture
Li Kaisheng Li Yanxu Hong Rongkun Gao Shiqiang Business philosophy Corporate mission Vice Secretary of the Party Director, Vice Secretary of the Director, Vice-general Manager, Director, Vice-general Manager, Harmonious development, Shouldering due social pursuance to correct path and responsibility and contributing to Committee, Secretary of the Party Committee, Chairman Party Committee Member Party Committee Member creation the whole society Commission for Discipline of the Labor Union Inspection
Company vision Spirit of YUDEAN To become an people energy group Working diligently, living with international healthily, passionate and dedicated, pursuing competitiveness excellence
Core values Work style Specialty, high performance, synergy, Strictly, carefully, practically integrity Li Mingliang Xu Ping Yang Xinli Yao Jiheng
Director, Vice-general Manager, Vice-general Manager Vice-general Manager, Party Vice-general Manager, Party Party Committee Member Committee Member Committee Member and General Manager of Guangdong Electric Power Development Co., Ltd.
11 12 CSR Report of YUDEAN GROUP for 2016
Corporate Governance Governance Structure
In accordance with the company Law of the People's Republic In 2016, the Board of Supervisors put the management information of China and other relevant laws and regulations, with improving the system into operation, continued strengthening annual inspection and Board of corporate governance structure as the core, the company works hard routine supervision, made the best of information technology, and Shareholders to improve the modern enterprise system, and specifes in detail the actively urged outside supervisors to perform their duties correctly and setting of permissions and proceedings of directors of "three boards earnestly. It conducted annual inspection to 3 companies, including and one management layer", namely the Board of Shareholders, Zhuhai power generation company, proposed 27 opinions and Board of Directors, Board of Supervisors, and management layer in the Articles of Association and rules of procedure, which ensures that minority shareholders have the right to know, right to participate in critical decisions, and corresponding right to vote according to their Equity structure: proportion of shares. In 2016, the company examined and adopted 36 resolutions of Board of Shareholders, and 58 resolutions of Board of Directors. Guangdong Provincial The company strengthened interactions among the departments Government of legal affairs, audit, risk control, board of supervisors and discipline inspection department, preliminarily formed an oversight pattern, 76% and further standardized the proposals, decision making, rules of Board of Board of Party procedure of the Board of Directors. Through building the decision- Supervisors Directors Committee making management system of "important decisions, important personnel appointment and removal, important project arrangement, and operation of large sums of funds", the company has strengthened the prevention and control of decision making risks and ensured the China Huaneng making of critical decisions according to specified procedures. At Group present, we have basically realized the documented management and closed-loop management of decision making according to the 24% Management above system. Group
In March 2016, Mr. Li Mingliang was elected Director of YUDEAN GROUP, and Mr. Yao Jiheng was elected Vice-general Manager of suggestions, and published 3 matters concerned; the total amount YUDEAN GROUP; in July, Mr. Li Yanxu was elected Director and involved in the inspection reached about 7.5 billion yuan; it further Vice Secretary of the Party Committee of YUDEAN GROUP; in expanded the routine supervision scope of Board of Supervisors in the December, Mr. Li Kaisheng was elected Vice Secretary of the Party investee companies (from 25 companies to 43 companies), tracked Committee, and Secretary of the Commission for Discipline Inspection and verifed 57 matters concerned, and issued 1 reminder letter. of YUDEAN GROUP, and Mr. Li Yanxu was elected Chairman of the Labor Union of YUDEAN GROUP. In October 2016, Mr. Zhong The company continued optimizing the corporate governance and Weimin was retired and no longer acted as Director, Vice Secretary defining the decision-making process. All resolutions and matters of the Party Committee, Secretary of the Commission for Discipline concerned by shareholders in the Group and all investee companies Inspection and Chairman of the Labor Union of YUDEAN GROUP; have been correctly implemented, carried out, tracked, and reported. General Offce HR Department Strategic Development Department Financial Department Safety Monitoring and Production Technology Department Operation Management Department Department of Legal Affairs and Capital Operation Audit and Board of Supervisors Work Department Electrical Power and IT Center Preparatory Group Party Committee Department (Corporate Culture Department) Committee Inspection Offce) (Party Department Supervision and Inspection Discipline Labor Union in December, Mr. Kong Huitian was retired and no longer acted as By the end of December 2016, the company had contributed capital Chief Economic Engineer and Party Committee Member of YUDEAN to 170 enterprises, including 43 wholly owned companies, 77 holding GROUP. In April 2017, Mr. Cao Huaxian became a full-time outside companies, and 50 companies with equity participation. These director of YUDEAN GROUP. At present, the company has 9 directors, companies hold meetings of Board of Shareholders and meetings including 7 directors delegated by Guangdong SASAC and 2 directors of Board of Directors, deliberate resolutions, and make decisions delegated by China Huaneng Group Corp. on big issues of the company according to laws and the Articles of Association, reflecting that the company decisions are made The company's board of supervisors has maintained a tight democratically and scientifcally according to rules. focus on the big issues that the shareholders concern, namely, enterprise investment, operation, and finance, as well as possible In 2016, the company preliminarily finished the top level design risks during the enterprise reform and development, deepened routine of stock right management in the Group by implementing different supervision, carried out specific research and examination with a policies based on classifcation, adopted the Implementation Opinions clear target, strengthened the supervision of legality and compliance on Sticking to the Leadership of the Party, Strengthening Party during decision making and implementation, promoted improvement Building, and Improving Corporate Governance of Subsidiaries during of operation management, and improved the capability for safety the Deepened Reform of State-owned Enterprise, specifed the overall risks prevention and reduction. In 2016, the company held 1 meeting objective to improve the corporate governance of subsidiaries during of Board of Supervisors, and examined and adopted 2 resolutions, the 13th Five Year Plan period, made plan for implementing different submitted 1 proposal to the Board of Shareholders, attended 3 policies based on the classification of companies into three types, Board meetings as a nonvoting delegate, heard and discussed 14 namely, internal company, company with diversifed equities, and joint resolutions, and attended 38 other meetings like offce meetings as a stock company, and promoted the overall corporate governance and nonvoting delegate. stock right management in investee enterprises in a planned way.
13 14 CSR Report of YUDEAN GROUP for 2016
Major Holding and Equity Participation Enterprises
Wholly-owned subsidiaries
Zhuhai Special Economic Zone Guangzhu Generation Co., Ltd. Holding Shaoguan Power Plant Holding Guangdong Yudean Shaotou Water Affairs Co., Ltd. Guangdong Zhuhai Power Plant Co., Ltd. Tianshengqiao-I Hydro-power Development Co., Ltd. Guangdong Zhuhai Jinwan Generation Co., Ltd. Maoming Thermal Power Plant Wholly Upper Horn Investments (Australia) Co., Ltd. owning Shanxi Yudean Energy Co., Ltd. Guangdong Yudean Xinfengjiang Power Generation Co., Ltd. Yudean International Development Co., Ltd. Branch Tianyi Hydropower Plant Guangdong Power Industry Fuels Co., Ltd. Guangdong Yudean Fengshuba Generation Co., Ltd. Wholly Guangzhou Development Zone Yudean New Energy Co., Ltd. Guangdong Yuelong Power Generation Co., Ltd. Guangdong Yudean Qingxi Power Generation Co., Ltd. owning Guangdong Yudean Yangxi New Energy Co., Ltd. Guangdong Yudean Finance Co., Ltd. Wholly Shenzhen Tianxin Insurance Brokers Co., Ltd. Guangdong Yudean Nanshui Power Generation Co., Ltd. Guangdong Yudean Maoming New Energy Co., Ltd. owning Guangdong Yudean Shipping Co., Ltd. Guangdong Yudean Changhu Power Generation Co., Ltd. Holding Guangdong Ocean Shipping Co., Ltd. Guangdong Yudean Holding Western Investment Co., Ltd. Holding Yueqian Electrical Power Co., Ltd. (Pannan Power Plant) Guangdong Yudean Changyuan Power Generation Co., Ltd. Wholly Guangdong Yudean Zhanjiang Biomass Power Generation Inner Mongolia Yudean Menghua New Energy Co., Ltd. Wholly Bayan Obo Yuemeng New Energy Co., Ltd. Guangdong Yudean Changtan Power Generation Co., Ltd. owning Co., Ltd. owning Guangdong Guanghe Electric Power Co., Ltd. Guangdong Yudean Yunhe Power Generation Co., Ltd. Guangdong Yudean Liuxihe Power Generation Co., Ltd. Holding Guangdong Yudean Xinhui Power Generation Co., Ltd. Guangdong Yudean Property Investment Co., Ltd. Holding Guangdong Yudean Information Technology Co., Ltd. Dabu Meijiang Penglatan Hydropower Co., Ltd. Guangdong Yudean Huaqing Gasification Combined Cycle Generation Co., Ltd. Guangdong Yudean Zhongshan Thermal Power Plant Co., Ltd. Guangdong Yudean Financial Leasing Co., Ltd. Holding Guangdong Yangjiang Port Co., Ltd. Guangdong Yuehua Power Generation Co., Ltd. Upper Horn Investments Co., Ltd Wholly Guangdong Power Development Company Yudean Group Shiqian Wind Power Co., Ltd. owning Guizhou Yudean Liupanshui Comprehensive Energy Co., Ltd. Guangdong Shajiao (C Plant) Power Generation Company Guizhou Yudean Zunyi Wind Energy Co., Ltd.
Guangdong Yudean Faneng Investment Co., Ltd. Guizhou Yudean Shuicheng Comprehensive Energy Co., Ltd. Equity participation enterprises Guizhou Yudean Congjiang Wind Energy Co., Ltd. Guangdong Yudean Environmental Protection Co., Ltd. Yudean Guizhou Power Sales Co., Ltd. North United Power Corporation Guangdong Ocean Shipping Co., Ltd. Yudean Group Guizhou Co., Ltd. Holding Guizhou Yuewang Comprehensive Energy Co., Ltd. CSG Comprehensive Energy Co., Ltd. Guangdong Natural Gas Grid Co., Ltd. Guangdong Yudean Natural Gas Co., Ltd.
Yangjiang Nuclear Power Co., Ltd. Dongfang (Guangzhou) Heavy Machinery Co., Ltd.
Taishan Nuclear Power Industrial Investment Co., Ltd. Guangdong SOE Restructuring Development Fund (Limited Partnership) Shenzhen Guangqian Electric Power Co., Ltd. Lincang Yudean Energy Co., Ltd. Guangdong Yudean Bohe Coal-fired Power Guangdong Yudean Qujie Wind Power Guangzhou Zhujiang Natural Gas Power Plant Guangzhou Power Exchange Center Co., Ltd. Plant Co., Ltd. Generation Co., Ltd. Wholly Guangdong Yudean Dabu Power Generation Guangdong Yudean Power Sales Co., Ltd. Guangdong Haidian Shipping Co., Ltd. owning Co., Ltd. Guangdong Wind Power Generation Co., Ltd.
Holding enterprises Zhanjiang Electric Power Co., Ltd. Guangdong Huizhou Pinghai Power Plant Zhanjiang Zhongyue Energy Co., Ltd. Co., Ltd. Branch establishments Guangdong Yudean Zhanjiang Wind Power Guangdong Honghaiwan Generation Co., Ltd. Generation Co., Ltd. Guangdong Yudean Jinghai Power Generation Guangdong Electric Power Holding Maoming Zhenneng Thermal Power Co., Ltd. Co., Ltd. Shajiao C Power Plant Zhuahai Power Plant Development Co., Ltd. Guangdong Shaoguan Yuejiang Generation Guangdong Yudean Huadu NG Cogeneration Co., Ltd. Co., Ltd. Guangdong Yuejia Electric Power Co., Ltd. Guangdong Yudean Yongan NG Cogeneration Co., Ltd. Guangdong Huizhou Natural Gas Power Generation Co., Ltd.
Branch Shajiao A Power Plant Yunnan Branch
15 16 CSR Report of YUDEAN GROUP for 2016
Ten Big Events 05 Personnel appointments of the leading group
(In chronological sequence) In 2016, according to the decision of Guangdong SASAC on appointment, YUDEAN GROUP made several personnel appointments of its leading group: Comrade Li Mingliang was appointed as the group director; comrade Yao Jiheng was appointed as Vice-general Manager; comrade Li Yanxu was appointed as Director and Vice Secretary of the Party Committee; comrade Li Kaisheng was appointed as Vice Secretary of the Party Committee and Secretary of the Commission for Discipline Inspection of the Group. Leaders of the Group said they will cling together in future work to make progress actively, and will lead all the staff and workers in reaching a new stage of development and doing the job well to meet the requirements of Guangdong Provincial Community, Guangdong Provincial Government, 01 The frst local power generation group that has obtained DFI qualifcation in the and Guangdong SASAC. whole country 06 YUDEAN made the development planning in the 13th Five Year Plan period in a On July 15, 2016, YUDEAN GROUP successfully obtained DFI qualification, becoming the first local power generation group that scientifc way. has obtained DFI qualification in the whole country and also the first province-owned company that has obtained DFI qualification in Guangdong. DFI is an innovative debt fnancing tool launched by inter-bank associations recently in China. After obtaining the qualifcation, In 2016, YUDEAN set out the development strategy and planning of the Group in the 13th Five Year Plan period. Taking "innovation, the group can choose the type, size and period of issuing according to its own fund demands and market conditions, thereby effectively coordination, green, openness, and sharing" as the new thinking on development, the planning has defined the aim and path of improving the bond issuing effciency, reducing the fnancing cost, preventing fund risks, and further enhancing the group's reputation and development of the Group in the future fve years with an aim to build the Group into a competitive energy enterprise group. Basing on status in the bond market. the planning, the Group and affliated units will divide the development tasks reasonably and promote the implementation of the planning in an all-around way according to the state and provincial energy policies and situations.
Obtaining excellence in operating performance examinations for ffteen 02 07 The Group carried out "studies on the theoretical and practical issues of party building". consecutive years In 2016, YUDEAN GROUP carried out the studies on the theoretical and practical issues of party building. The Group Party Committee In October 2016, YUDEAN GROUP won "excellence" in 2015 operating performance examination of province-owned companies and held 12 special study meetings, studied the Party Constitution, Party regulations and General Secretary Xi Jinping's major policy 2013-2015 operating performance examination of province-owned companies, and ranked the first among province-owned Class A addresses, and held the special study meeting in commemorating the 95th anniversary of the establishment of the Communist Party companies. YUDEAN GROUP has won excellence in annual operating performance examination for the ffteenth consecutive year since of China and the study meeting on the "studies on the theoretical and practical issues of party building" of the central group of the it was established in 2001. In 2015, Yudean Group responded actively to the grim situation, stuck to the working guideline of "pushing for Party Committee. The Group leaders and Secretary of the party organizations of all levels of the Group system delivered special Party more electric energies, speeding up the process, and guaranteeing goal realization", adopted a multi-pronged approach, worked hard to lectures at their subordinate units or Party branches, and organized the Party members to take part in on-line examinations for obtaining control cost and reduce consumption, and was proftable throughout the year. the chance of further study in the whole province.
08 The Group won Excellence Award in the evaluation of innovation and transformation. 03 The 9th inspection team of the Provincial Community of CPC patrolled the Party Committee of the group company In 2016，YUDEAN GROUP promoted innovation in work with scientifc and technological innovation as the core, and won an Excellence Award in the comprehensive evaluation of innovation-driven work and transformation and upgrading in work conducted for the frst time by Guangdong SASAC. The Group invested more than 2.1 billion yuan in carrying out technology innovation throughout the year, From October 10 to December 27, 2016, according to the unifed arrangement of the Provincial Community of CPC, the 9th inspection and has made notable achievements: including 3 second and third prizes of China Electric Power Science and Technology Award and team patrolled the Party Committee of YUDEAN GROUP. The inspection team conducted monitoring and inspection to how the leading Guangdong Science and Technology Award respectively, 6 National Technological Achievement Awards of Power Company Employees, group and its members carry out the Constitution of the Communist Party of China and other party laws & regulations, obey party and 43 new patents. The Group's capacity for scientifc and technological innovation is growing continuously. disciplines, and assume the primary responsibility and monitoring responsibility for running the Party with strict disciplines in an all-around way through discussing with individuals, dealing with letters and visits of the people, consulting relevant documents and materials, and in-depth understanding. Party Committee of the group fully cooperated with the inspection team of the Provincial Community of CPC, 09 The Group actively promoted the ultra-low emission and energy saving voluntarily accepted the monitoring and inspection, attached high priority to the problems found and opinions given by the inspection team, and took prompt actions to make corrections, and promoted close integration of the corrective actions with party building of the state- transformation project of coal-burning units. owned enterprise, enterprise development and strengthening of internal governance. In 2016, YUDEAN GROUP strictly followed the state requirements for energy conservation and emission reduction, and actively The monitoring and inspection effectively promoted the group's Party building and leadership by the Party, further strengthened Party promoted the ultra-low emission and energy saving transformation project of coal-burning units. On the basis of finishing the pilot running with strict disciplines in an all-around way, and ensured steady progress in the group's reform and development. transformation of ultra-low emission of 3 generating sets, the Group conducted transformation of ultra-low emission of 13 generating sets throughout the year, wherein the transformation of 6 generating sets have been fnished and the generating sets have been put into service, on-site construction of the transformation and overhaul & repairs of 7 generating sets has been fnished, and transformation of other coal-burning units in the province will also be fnished in 2017. 04 New progress was made in the fnancial sector
In December 2016, Yudean Captive Insurance Company was approved by China Insurance Regulatory Commission and became the 10 The Group continued accelerating the development of clean energy. frst captive insurance company established with approval among domestic province-owned enterprise groups, as well as the frst captive insurance company in the electric power industry and the fourth captive insurance company in the whole country; at the same time, In 2016, according to the planning of YUDEAN GROUP in the 13th Five Year Plan period, YUDEAN accelerated its development of Yudean Financial Leasing Company was established in Nansha, Guangzhou. clean energy. The total installed capacity under construction was about 8 million kilowatts throughout the year, wherein, the installed capacity of clean energy project exceeded 4.7 million kilowatts, accounting for about 59%; great breakthrough was made in the The group has made new progress in the financial sector, which is of great importance for reducing the risk cost, improving the risk preliminary work of more than 2 million kilowatts of power supply project, wherein, the clean energy project accounted for about 73%, management and control level, controlling the fnancing cost, and broadening the fnancing channels. which laid a foundation for the Group to optimize its power structure and develop green energy.
17 18 CSR Report of YUDEAN GROUP for 2016
Company Credits
Management Economy
YUDEAN GROUP ranked at 60 on the list of CSR Development YUDEAN GROUP won "excellence" in 2015 operating performance Index (2016) among top 300 companies in China. examination of province-owned companies and 2013-2015 operating performance examination of province-owned companies organized YUDEAN GROUP ranked at 40 on the list of CSR Development by Guangdong SASAC, and ranked the frst among province-owned Index (2016) among top 100 state-owned companies in China. Class A companies.
YUDEAN GROUP 2015 CSR Report won the Golden Bee Finance Company won the title of National Best Finance Company 2016 Excellent CSR Report· Employee Responsibility Information in 2016. Disclosure Award. Tianyi Power Plant won the title of 2015 Guizhou Class A Tax- paying Credit Enterprise and 2016 Top 100 Enterprises in Guizhou.
Zhanjiang Biomass Power Generation Co., Ltd. won the title of Guangdong High-tech Enterprise.
Safety Environment
Ten units including Jinghai Power Company, Shaoguan Power According to the examination and assessment of Administration for the Protection of State Secrets Plant, Yuejiang Generation Company, and Yuehua Power Generation of Guangdong Province, YUDEAN GROUP won "excellence" in the self-inspection and self-evaluation of Company won the title of 2015 Environmental Protection Credit confdential information. Enterprise (green medal). Jinghai Power Company won the title of Winner of National Ankang Cup Contest. Jinghai Power Company Guangqian Power Company and Dabu Power Generation Co., and Dabu Power Generation Co., Ltd. won the title of Advanced Unit of Safety Culture Publicity in National Ltd. won the title of Ecological Guangdong Propaganda Civilization Ankang Cup Contest. Award; Honghaiwan Generation Company won the title of Ecological Jinghai Power Company, Shaoguan Power Plant, Tianyi Power Plant, Xinfengjiang Power Company, and Guangdong Propaganda Achievement Award. Yuejiang Generation Company won the title of AAAA Good Standardizing Practice Enterprise; Yuehua Power Generation Company, Zhenneng Thermal Power Co., Ltd., and Xinfengjiang Power Company won the title of AAA Good Standardizing Practice Enterprise. Society The Centralized Fund Management System- YUDEAN Remittance Solution of YUDEAN GROUP of Finance Company won the frst prize of Outstanding IT Achievements Award in the electric power industry YUDEAN GROUP won Hongmian Bonus of Poverty Relief in Guangdong for six in 2016; the Whole-staff and Whole-time Smart Supervisory System at the Production Site of Honghaiwan consecutive years. Generation Company won the second prize. Honghaiwan Generation Company won the title of National Model Workers' Home in 2015.
Huizhou Natural Gas Power Generation Company won the title of 2015 Corporate Culture Demonstration Unit in the Electric Power Industry.
Yuejia Power Company won the title of Excellent Unit of Planning and Accountability in Poverty Alleviation in 2013-2015 in Guangdong Province.
Shajiao A Power Plant, Honghaiwan Generation Company and Yuehua Power Generation Company won the title of Guangdong Credit Demonstration Enterprise.
19 20 CSR Report of YUDEAN GROUP for 2016
Work Progress Strengthening Ultra-low Emission Responsibility Transformation of Coal-burning Units Comprehensively to Make the Strengthen Make preliminary Conduct pilot ultra-low topic I Blue Sky Bluer organizational preparations for the emission projects. leadership and project. coordination Since the establishment, YUDEAN GROUP has been practicing its commitment to "create green energy wholeheartedly". In 2008 and 2014, YUDEAN GROUP fnished state 1 and 2 projects of the Blue Sky Project respectively, which greatly reduced the emission of contaminants like sulphur dioxide, Establish a safety management leading Choose an advanced, maturate, Jinwan Power Company took the lead group for ultra-low emission and reliable and applicable emission in fnishing the pilot ultra-low emission nitrogen oxide and smoke dust, and all environmental indexes were in a leading position in the national electric power industry. In order to fulfll the energy saving transformation project of reduction program through technical- transformation of No. 3 & No. 4 units, relevant requirements of the State and Guangdong province, at the end of 2014, YUDEAN GROUP planned to invest 4.15 billion yuan to make ultra- coal power plant to ensure the safety, economic comparison according to the which comprehensively promoted the low emission transformation to the Group's coal-burning units and make more contributions to our "blue sky and green water" goal. quality and progress control of the characteristics and objective conditions ultra-low emission transformation of all ultra-low emission and energy saving of each unit, as well as its sensitivity to coal-burning units of the Group. transformation project; the environment at where it's located;
Relevant power plants shall establish When choosing the transformation a special leading group or work plan, adequate attention shall be paid coordination organ, strengthen the team to the mutual infuence and synergetic Stage 1 of the Blue work mechanism among all departments effect among all desulphurization, Transformation of ultra- in the whole plant, make overall denitration and dust removal projects, Sky Project in 2008 planning, and coordinate the organizing and the transformation plan for each low emission in 2016 and implementation of the emission system shall be integrated in an optimal National frst power generation reduction and upgrade project; way to realize the optimal allocation enterprise having realized of the transformationv project's overall We implemented the National Action Plan for Upgrade comprehensive desulphurization of All plants shall strengthen the coordination technical performance, initial investment and Reform of Coal Power through Energy Conservation with power grid dispatching department, in transformation, operational reliability, thermal power units; and Emission Reduction (2014-2020), Guangdong and make possible arrangements for and economical effciency. the construction schedule of emission Annual emission reduction of sulphur Action Plan for Upgrade and Reform of Coal Power reduction and upgrade project of each unit dioxide accounted for more than through Energy Conservation and Emission Reduction according to the follow-up maintenance 50% of the emission reductions in (2015-2020), and the state requirements for increasing plan of the unit. Guangdong in the year. the speed and scope of ultra-low emission, and formulated and revised the Upgrade and Transformation Plan for Energy Conservation and Emission Reduction of Coal Power Plants of Yudean Group (2014-2020); all affliated coal-burning units were subjected to ultra-low emission transformation.
Stage 2 of the Blue Sky Project in 2014
All coal-burning units were installed with denitration device;
The coverage of denitration reached 100%;
Total annual emissions of nitrogen oxide were reduced by about 80% compared with 2010; Objectives
Annual average emission performance of nitrogen oxide was 0.35 g/kwh, which was further lower than the average level of 1.49 g/kwh in 2014.
To control the To control the concentration of concentration of emission of smoke emission of sulphur dust within 10 mg/ dioxide within 35 normal m³ (5 mg/ mg/normal m³ normal m³)
Ultra-low emission To control the transformation of concentration of coal-burning units in emission of nitrogen Guangdong province oxide within 50 mg/ will be fnished in 2017. normal m³ Honghaiwan Generation Company
21 22 CSR Report of YUDEAN GROUP for 2016
Transformation Plan and Technology State of Completion
An advanced, mature, reliable, and applicable transformation plan shall be made based on a full consideration of the geographic location of the power plant, conditions of coal, unit service life, running performance of the original environmental facilities, and onsite conditions. There are mainly Unit Capacity (10k kilowatt) Completion time two technical lines for ultra-low emission: No. 3 unit of Jinwan Power Company 60 November 2014 Line 1: Ultra-low emission of fue gas using a wet electrical dust precipitator: a separately set wet electrical dust precipitator is used for smoke dust treatment, and denitration and dust removal at the front end adopt the traditional method. No. 4 unit of Jinwan Power Company 60 April 2015
No. 6 unit of Yuehua Power Generation Company 33 December 2015 Primary fue gas cooler
Gas reheater No. 1 unit of Honghaiwan Generation Company 60 November 2016
Low Chimney Boiler SCR High effciency Wet electrical temperature No. 1 unit of Pinghai Generation Company denitration FGD dust 100 December 2016 electrostatic Secondary separated optimization desulphurization precipitator precipitator over-fre air (SOFA) No. 1 unit of Shajiao C Power Plant 66 December 2016 low nitrogen combustion system Low nitrogen- Limestone Steam No. 2 unit of Zhuahai Power Plant 70 December 2016 SCR synergetic optimization No. 2 unit of Honghaiwan Generation Company 60 December 2016 control
No. 1 unit of Zhanjiang Power Company 33 December 2016
No. 7 unit of Zhenneng Thermal Power Co., Ltd. 60 January 2017 Diagram of Line 1 (provided with a wet electrical dust precipitator) No. 1 unit of Jinghai Power Company 60 February 2017
Line 2: Flue gas synergetic treatment with low temperature as the core: it can realize the synergetic treatment of contaminants through denitration, No. 2 unit of Shaoguan Power Plant 60 March 2017 dust removal and desulphurization, and the desulfurization device also has effcient dust removal function during the thorough removal of SO2. No. 4 unit of Shajiao A Power Plant 33 March 2017
Flue gas distributes more evenly inside the tower; adopt the No. 5 unit of Yuehua Power Generation Company 33 March 2017 Boiler new type of nozzle to improve the demister performance, and ensure more liquid drops containing solid and smoke No. 2 unit of Zhanjiang Power Company 33 April 2017 dust particles with an increased size are intercepted while No. 3 unit of Jinghai Power Company 100 April 2017 ensuring the SO2 elimination effciency.
SCR No. 3 unit of Shajiao C Power Plant 66 April 2017
No. 4 unit of Yueqian Company 60 June 2017
No. 3 unit of Zhanjiang Power Company 33 June 2017 AH No. 2 unit of Shajiao A Power Plant 21 June 2017
STACK No. 2 unit of Jinghai Power Company 60 June 2017 GGH FGD No. 1 unit of Zhuahai Power Plant 70 July 2017
No. 4 unit of Honghaiwan Generation Company 66 July 2017 GGH ESP
Expectations Reduce the fue gas temperature to about 90 ℃ to be below the acid dew point, so that SO3 can be absorbed Under a low temperature condition, the specific resistance by the fly ash particles; improve the standard for drops, the breakdown voltage rises, and flue gas amount According to the state requirements for "increasing the speed and scope" of ultra-low emission, YUDEAN GROUP is actively conducting and smoke dust particle size at the outlet of the dust drops; this can eliminate most SO2 while considerably promoting the ultra-low emission transformation of all coal-burning units in active service, and plans to fnish the ultra-low emission transformation collector to provide conditions for follow-up equipment improving the dedusting effciency. of coal-burning units in Guangdong province in 2017. In the future, we will continue overcoming all diffculties with full confdence, realize the goal dust removal. of environmental protection with a responsible attitude and practical and effcient actions, and ensure YUDEAN GROUP is leading in the industry in environmental protection. Diagram of Line 2 (simultaneous desulphurization and dust removal)
23 24 CSR Report of YUDEAN GROUP for 2016
Responsibility New Breakthroughs in the Financial Sector Stimulating New at the free trade zone, and will also be the frst captive insurance company registered in a free trade zone in Supplementary China. This is of great importance for Guangdong province, Guangzhou, and Nansha Free Trade Zone to reading Vigor for Diversifed Development Captive insurance topic II promote development of the special fnance industry, strengthen the combination of fnance and industry, and company is a kind fully play their role in promoting the real economy of fnancial services. It will also play an innovative pilot and of insurance company which benchmarking role for the development of captive insurance companies in China and for diversifying China's is established by the parent company and only provides The fnancial sector is an important part of the diversifed industrial structure of YUDEAN GROUP. In recent years, YUDEAN GROUP is devoted insurance market. insurance and risk management to the establishment of a modern fnancial holding system that is appropriate for the Group's integral layout and coordinated with its development services to the parent company Fluctuation of requirements. At present, the company has 4 financial institutions, namely, Finance Company, Tianxin Insurance Brokers, Captive Insurance Developing innovative insurance and its holding subsidiaries. Company, and Financial Leasing Company, and has become the biggest shareholder of Zhuhai Rural Commercial Bank. electricity price products and providing solutions for As an effective bearer of risk caused by the reform risk fnancing management and control of of the electric power an enterprise group, captive insurance companies are very With equity participation in: system Coordinating Changing the Group's insurance and common in the world. More than Zhuhai Rural Commercial Bank the quantitative risk management model 80% world top 500 companies Unbalanced have established their captive risk on-grid insurance company. Established in December 2006, its total management assets reached 17.043 billion yuan, and energy In our country, captive insurance It was established in May 2006 with a of YUDEAN Improving the Group's total risk companies are in the beginning there have been 121 membership units total asset of 39.3676 million yuan. In GROUP management platform stage. At present, China Insurance that have opened an account in Finance Tianxin Finance 2016, the accumulative assets covered by Regulatory Commission still Company. In 2016, its cash concentration Insurance the insurance reached 130 billion yuan, Instable keeps a prudent attitude towards rate reached 97.48%, balance of deposit Company the approval of its establishment. Brokers accumulative insurance premium reached sales was 14.359 billion yuan, settlement amount Reducing the Group's operation Before then, only several large- 140 million yuan, and the total proft in the revenue in the whole year reached 865.4 billion management risk and project risk scale state-owned enterprises, whole year was 10.3059 million yuan. yuan, and the settlement concentration such as PetroChina, China rate reached 92.71%. Railway, and COSCO, have Financial applied successfully. sector Yudean Financial Leasing Company It was established with the approval of China Insurance Regulatory Commission Captive Financial It was set up in December 2016 and Supplementary in December 2016, and held the Insurance Leasing opened in June 2017. On December 2016, Guangdong Yudean Financial Leasing Co., Ltd. was formally established. reading inaugural meeting in April 2017. Registered at Guangzhou Nansha Free Trade Zone, it is established with the joint investment of YUDEAN Financial leasing is a kind of newly Company Company GROUP and its subordinate Upper Horn Company at a proportion of 75: 25, with a registered capital of arising innovative fnancing mode RMB 0.3 billion yuan. characterized by financing of funds and leasing of assets. It Seizing the closely matches the industrial Relying on the Endowed with Taking advantage In 2016, YUDEAN GROUP was faced with many challenges and pressures caused by the reform of the electric power system, reform of state- opportunity that the characteristic with a focus on powerful industrial the operation of the unique VAT owned enterprises, insuffcient power demand, and excess capacity. Therefore, we changed our ideas, actively transferred from assets operation to state encourages assets and the capital-intensive background characteristics deduction preference development of financial characteristic of capital operation and resource management, worked hard to develop the fnancial sector, and made new progress: First, Yudean Captive Insurance of YUDEAN and advantages of policy of the leasing the fnance leasing YUDEAN GROUP. Company was established with the approval of China Insurance Regulatory Commission, becoming the frst captive insurance company approved GROUP fnancial leasing industry industry Establishing a financial leasing among domestic province-owned company groups; second, Yudean Financial Leasing Company was formally established, which played an important company is an important strategic role for the Group to effciently use its stock assets and widen its fnancing channels. plan for YUDEAN GROUP to combine industry with finance, Improving the and is of great importance for it to efficiently use stock assets, Realizing effcient Widening fexibility of resource Guaranteeing fund use of stock assets fnancing channels security of the Group broaden financing channels, Yudean Captive Insurance Company allocation and promote development of the fnancial sector. After the Financial Leasing Company is established, it will, relying on the powerful industrial In December 2016, with the review of China Insurance Regulatory Commission, establishment of Guangdong Yudean Captive Insurance Company background of YUDEAN GROUP, fully display its operation characteristics and advantages in fnancial leasing, seize the historic opportunity that the state encourages development of the finance leasing (under preparation) was approved, showing that the industry, and make the best of the unique VAT deduction preference policy of the leasing industry; it is of frst domestic electric captive insurance company is great importance for the Group to further control the fnancing cost, improve its quality and increase its preparing for opening. Besides PetroChina Captive effciency, and guarantee its fund demands during operation and development. In the future, Financial Insurance Company, China Railway Captive Leasing Company will continue improving its management level and risk control capability, actively Insurance Co., Ltd., and COSCO Captive Insurance develop external businesses relying on the upstream and downstream industry chain of the Group, and Company, it becomes the fourth captive insurance become a new profit growth point of the Group to realize the extensional development of YUDEAN's company approved on the mainland, and is also the fnancial sector. frst captive insurance company of province-owned company groups approved to be established.
According to the approval documents of China Expectations Insurance Regulatory Commission, the registration address of Yudean Captive Insurance Company will We will vigorously strengthen development of the fnancial sector, maximize the capital effectiveness be Guangzhou Nansha Free Trade Zone; it's the through deepening the combination of industry and fnance, continuously increase the Group's capital frst captive insurance company approved by China operation capability, fnancing capability, resource allocation capability, cost control capability and risk Insurance Regulatory Commission to be registered guarantee capability, and improve the Group's core competitiveness in the industry.
25 26 CSR Report of YUDEAN GROUP for 2016
Responsibility Management Responsibility Governance and Promotion Analysis of Substantial Topics Communication of Stakeholders
27 28 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Responsibility Governance and Promotion Responsibility Model
General Office of the company is the centralized management department of social responsibility work, and is responsible for preparing and revising Guidelines on CSR Report, further standardizing the preparation and release of the report, and setting up a CSR report preparation team composed of relatively fxed staff, with the participation of liaison man from all departments of the headquarters and all units of the system.
In 2016, based on substantial topics, it carried out the monographic study on the Research on Establishing A Power Marketing System with Yudean Characteristics and Research on the Application of Big Data in the Operation Management of Power Generation Group, and actively Economic Safety promoted the practical application of the toptics having been accepted. performance performance
The Company has been collecting cases of social responsibility work, in which the workers and staff take an active part. We collected 158 cases of social responsibility work in 2016, and selected excellent ones and included them in the company's CSR report.
On December 1, 2016, at the 9th International Conference on CSR Reporting in China, 2015 CSR Report of YUDEAN GROUP won the Golden Bee 2016 Excellent CSR Report· Employee Responsibility Social Environmental Information Disclosure Award. Excellent enterprises winning the performance Golden Bee CSR Reports Honor Roll Award this time also included performance Sinopec, State Grid, Southern Power Grid, China Three Gorges Corporation and CGN. YUDEAN GROUP's fulfllment of responsibility and 2015 CSR Report gained the consistent praise of judges and enterprise representatives.
Responsibility management Management of social responsibility work Voice Voice Create green energy wholeheartedly Offce of social Functional department We will continue strengthening management The Report shows the Group's actions and responsibility work of social responsibility, and integrate the philosophy determination to actively fulfill social responsibility and • Guidelines on establishment of fulfllment of social responsibility further into the voluntarily accept the oversight by the public as always, • Defning substantial social responsibility • Establishing the quota system enterprise strategic development, production and and demonstrates the corporate mission of "shouldering topics • Setting forth the topics about social operation, and management. due social responsibility and contributing to the whole • Defning relevant responsibilities of the responsibility society" of YUDEAN. department ——Li Zhuoxian, Party Committee Secretary ——Huang Zhenhai, Director, General Manager, Vice and Board Chairman of YUDEAN GROUP Secretary of the Party Committee of YUDEAN GROUP
• Compiling the CSR report • Issuing the CSR report • All departments fulfll social responsibilities in practice • Guiding system units to fulfll social responsibilities in practice • Opinions of stakeholders • Opinions of the public
29 30 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
The Company compiled its sixth report- 2015 CSR Report of YUDEAN GROUP in accordance with the Sustainability Reporting Analysis of Substantial Topics Guidelines (GRI-G4), China-CSR (CASS-CSR3.0), and Guidelines on CSR Report of YUDEAN GROUP. In the meanwhile, it made improvements and supplements to the content framework and indexes Through "attention of stakeholders" and "infuence of the company's sustainable development", we continued identifying and evaluating six substantial in the Guidelines according to the latest requirements. social responsibility topics, namely, work safety, guarantee of power supply, anticorruption and work style construction, development of clean energy, improvement of the reform of state-owned enterprises and reform of the electric power system , and protection of ecological environment through various channels, including the company's development strategy, annual work report of the general manager, selection of annual ten big events of the company, opinions from external experts, opinions of stakeholders, and special report of the industry.
2016 Discrimination of Substantial Social Responsibility Topics 2015 CSR Report Presentation
2015
Work safety Carbon assets management Guarantee of power supply 2014 and trade Anticorruption and work style Energy structure construction Low-carbon measures Development of clean energy Occupational health Strengthening of reform of state- and safety contingency owned enterprises and reform of the 2013 management electric power system Communications and Protection of the ecological Attention of stakeholders responses of stakeholders environment
2012 Providing of employment Operation according to laws and opportunity regulations Recruitment and appointment Sustainable development planning Customer satisfaction Diversifed development Information network safety Risk control Response to greenhouse effect Salary system of workers and staff Supply chain and contractor Repayment to society 2011 Communication of responsibility
2010
Infuence of the company's sustainable development
31 32 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Communication of Stakeholders
Each year, we carefully analyze composition of the company's stakeholders, and sincerely collect and respond to stakeholders' concerns, In July 2016, we issued to the public the sixth CSR report-2015 CSR Report of YUDEAN GROUP through the company's portal website and major expectations and appeals to the company. We continuously improve the ways for communication, increase effective communications and mutual media. trust, and make response and take actions actively. We designed special topics on the company's internal magazine Yudean Group, including "innovation-driven transformation and upgrading", "main tone of green future development" (energy conservation and environment protection), "craftsman and craftsmanship" (spirit of the craftsman), "travelling together" (special issue of the company's 15th anniversary), "power reform under way", "big love" (charitable and voluntary activities including poverty alleviation and students loving care), which attracted the attention of all workers and staff. Stakeholder Attention and Communication way Response and action expectations In 2016, we responded to extreme disaster weathers actively in order, and successfully resisted the attack of several strong typhoons, including Typhoon Nida, Typhoon Meranti, and Typhoon Haima; we timely issued relevant information on the company's portal website as well as major media • Work safety • Obedience of laws and • Laws and regulations Lawful taxpaying like China Power News Network and China Electric Power News, so that relevant parties can know about the emergencies as early as possible. disciplines • • Work report • Implementation of Blue Sky Project • Lawful taxpaying • Statistical statement • Talent recruitment The company and its subordinates actively carried out poverty alleviation and public beneft activities, provided big supports to public welfare • Guarantee of power • Meetings of senior management Operation according to laws and Government supply • establishments, repaid society wholeheartedly, and won the recognition of the public. • Policy issuance regulations • Energy conservation and • Participation in meetings Optimization of the industrial structure environment protection • • Information submission • Reform and development • Job enlargement • Equipment energy saving transformation
• Preservation and • Shareholders' meeting • Improvement of operational benefts Case appreciation of assets In order to further strengthen the communications between stakeholders and create favorable conditions and a stable • Meeting of the Board • Strengthening risk control value • Annual report • Management and innovation environment for the company's harmonious development, Pinghai Generation Company, taking advantage of the activity Investor • Standard operation • Company announcement • Senior corporate governance structure of "caring about the next generation and building a harmonious and environmental friendly power plant", invited more than 40 • Risk control • Contract and agreement • Improvement of market share • Sustainable development villagers in the surrounding area to visit the plant onsite. During the visit, it especially showed the plant's efforts and achievements in safety & environmental protection, green and low-carbon development, energy conservation and emission reduction, and support to the local economic and social development, and built a good image of a modern enterprise that "pays attention to environmental protection, dares to take responsibilities, has a loving heart, and makes big contributions". • Product safety and • Execution of contract and • Improving the safety and quality stability agreement management system • Quality of service • Communication and • Equipment technology updating Customer • Honest execution of coordination • Improving professional skills contract • Favorable customer relations • Providing relevant technology and service • Product price • Satisfaction survey
• Cooperation and mutual benefts • Negotiation • Resource sharing Suppliers • Long-term stable • Business communications • Execution of contract and partners partnership • Mutual visit between senior • Strengthening industrial development • Sincerity and promise management • Improving company creditworthiness keeping
• Guarantee of rights and • Improving the safety, health, and • Congress of workers and staff interests environment management system • Open day • Salary and welfare • Signing labor contract Workers • Rational proposals • Occupational health and • Improving the salary system • Visits and staff safety • Developing the career development path • Openness of business affairs • Enterprise's concerns • Increasing trainings • Labor contract • Value realization • Improving the work environment
• Energy conservation and emission • Work safety • Publicity of charitable activities reduction Community • Environmental protection • Release of information • Development of circular economy • Investment in charitable • Industrial visit and the public • Community building activities • Charitable activities • Poverty alleviation
• Company website • Release of information • Effective communication • Receiving interviews • Establishing a communication and Media • Release of information • Annual report coordination mechanism with media • CSR report • Special report Villagers visited Pinghai Generation Company
33 34 CSR Report of YUDEAN GROUP for 2016
Safety Management Work Safety Management Work Safety Activities Benchmarking Management Reliability of Generation sets Emergency Management Scientifc and Technological Innovation Application of Information Technology Forecast 2017
35 36 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Work Safety Management
YUDEAN has been working hard to improve the work safety management system, perfect the company standard system, Voice to improve the executive force of standard system, and ranked in a and further strengthen the foundation for work safety management, and has basically maintained an overall stable leading position among national power generation groups. Twelve situation of work safety. power generation enterprises passed the authentication of AAAA Work safety is the lifeblood of power generation Good Standardizing Practice Enterprises, and four enterprises passed enterprises, and safety responsibility is weightier than Mount the authentication of AAA Good Standardizing Practice Enterprises. The company's work safety management system includes the assurance system and supervision system. The assurance system can realize the Tai. We shall put work safety in the first place at all time, three-level control of the work safety objective through improving the management network in three levels, namely, power plant, department, and further strengthen safety risk management & control, and We also strengthened management and control of expenses for work team. Accordingly, a three-level safety supervision network is established for independent safety supervision, including system establishment, continue consolidating the work safety foundation. safe production and defined and standardized the withdrawal and safety inspection, and accident investigation. The company leader signs a Statement of Safety Responsibility with the primary safety responsible use management of expenses for safe production to ensure the ——Cai Xiufen, Vice Secretary of the Party Committee, person of all units of the system to ensure the fulfllment of the responsibility, and gives special award for work safety. investment in safe production. and Deputy Director of Guangdong SASAC We continued strengthening the company's contractor management system, set up standard and normative procedures for contractor management, strictly controlled the admission of contractor, and strengthened onsite supervision and inspection. the goal Ways to reach
Perfect safety Defect management,
Intrinsic safety measures, high technical supervision Intrinsic safety equipment reliability is to make the production system highly safe through constant improvement Characteristics Carry out safety appraisal of the system. Hidden perils and risks with a focus on the of the equipment system equipment system to fnd are found out hidden perils and take corrective measures
We made overall arrangements and improvements to the work safety supervision and management organ and full-time work safety management personnel of all production and management units of the Group in accordance with Law of the People's Republic of China on Work Safety and relevant laws and regulations, and set a standard for the safety monitoring organs and safety monitoring posts of the system production units.
We combed the work safety systems and standards comprehensively, and fnished 16 revisions. We deepened the activity for establishing an advanced power generation enterprise with YUDEAN characteristics, and modified and released the Standard for Evaluation of Advanced Power Generation Enterprises. We also strengthened safety training, and organized two training courses We modifed and released for 93 work safety responsible persons and safety offcers who will obtain a certifcate after passing the training examination, and implemented the system for taking appointment at key posts with certifcate.
3960 We revised and issued 3960 standard systems in accordance with state and industrial laws and standard systems in all. regulations, and the latest supervision and administration standards and normative requirements of state-owned assets, and successfully fnished the special systemic building.
We also took an active part in the formulation and modifcation of 11 national standards and industrial standards, including the Enterprise Standard System. We mainly took charge of the formulation and modifcation of industrial standards Guide for Preparing Diagrams of Electric Power Enterprise Standard System (DL/T 485) and Rules for Preparation of Power Company Standards (DL/T 800) to spread the company's philosophy and experience of standardization construction. Maintenance of units
We made intensive efforts on the authentication of Good Standardizing Practice Enterprises
37 38 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Work Safety Activities Benchmarking Management
YUDEAN made intensive efforts for investigation and correction of hidden perils, carried out activities like "work safety YUDEAN deepened benchmarking management, precisely found out the gap and reasons through a longitudinal month", and continued to strengthen the safety management of capital construction projects to consolidate the safety comparison with excellent indicators of domestic major power generation enterprises and a horizontal comparison with fundamentals. major indicators of subordinate power generation enterprises, and took targeted measures to improve the indicators.
In 2016, the company made intensive efforts to investigate hidden perils according to the new With benchmarking as a start point, the company conducted in-depth studies on the excellent problems and new circumstances in work safety; it organized 25 onsite safety inspections and management standards of thermal, hydropower and wind power generation enterprises, summed up found 357 accident potentials in all, all having been eliminated. experience in standardization construction, and issued the business directories and list of standards respectively, which provided a new benchmark for the improvement of management of power We learnt the lesson from Hubei Tangyan " 8·11" serious accident and conducted special generation enterprises. inspections to remove hidden perils; we focused on the inspection of hidden personnel safety risks in the central control room, duty room and similar rooms with dense persons, furnace pipelines, and In order to promote benchmarking management, improve the beneft and effciency, the company 4 major pipelines, and ensure there is no dead angle. invited for the frst time external authoritative experts to participate in the evaluation of the Group's management innovation achievements, and selected 6 first prizes, 12 second prizes, and 22 third In response to "11·24" extraordinarily serious accident in Jiangxi Fengcheng Power Plant, the prizes; three excellent achievements were recommended to participate in the state and industrial company released the Notice of Yudean Group on Immediately Conducting Hidden Risk Inspection evaluation of management innovation achievements. and Further Strengthening Project Construction Safety Management, held special meetings on work safety, emergently guided all production and management units to conduct work safety inspections Through the comprehensive implementation of benchmarking management, we knew about Average net coal consumption rate accordingly, and organized the expert panel to conduct special onsite inspections to 8 projects the gap from advanced levels inside the Group and enterprises of the same industry, and timely reduced by under construction. took actions to improve the effciency; despite the negative factors like sharp decrease of unit load, increase in the pressure of energy conservation and environment protection, and continual reduction g/kwh The company organized all system units to conduct special hidden peril inspections for fire of generating hours, in 2016, the net coal consumption rate of thermal power units still declined by 0.32 0.32 year on year control and work safety, and especially took corrective measures at the place with high fre risks, g/kwh compared with the same period in the prior year. such as the maintenance site, liquid ammonia station, electronic rooms, cable trenches, and the storage and use places of hazardous chemical substances, fammables and combustibles, made corrections to weak parts, and further improved the fre control level.
The company conducted the "work safety month" activity with "strengthening the safe development concept, improving the safety quality of all workers" as the theme to improve the safety awareness of workers and staff. The headquarters organized the safety knowledge examination; in all, 350 persons from 39 system units attended the on-line examination of Safety Regulations and Law of the People's Republic of China on Work Safety; 32 units conducted the safety knowledge contest, and actual operation contest of safety skills, and so on; the company also held "safety courses for company leaders", with the participation of 3174 persons in the whole system.
On the basis of the annual examination of capital construction projects, the company conducted Maximum record of successive work onsite inspections to 22 capital construction projects. The company gave overall inspections and safety days of thermal plants guidance in respects of occupational health and safety, environmental management, project quality management, project cost management, project comprehensive management and archives, and combating of corruption, and assisted project companies in strengthening on-site construction 5456 days management. In 2016, the company's safety management of capital construction projects was controllable as a whole, and there were no work safety accidents in the whole year.
The company organized all types of labour emulations to promote the improvement of effciency. In 2016, the company organized Ankang Cup contest, in which 3 groups obtained the title of State Maximum record of successive work Advanced Group of "Ankang Cup" contest, and 3 groups and 1 individual respectively won the title safety days of hydropower plants of province-level advanced group and advanced individual.
By the end of 2016, the thermal plants had maintained work safety for 5456 successive 7139 days days at maximum, and hydropower plants had maintained work safety for 7139 successive days at maximum.
Jinwan Power Company
39 40 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Reliability of Generation Sets Work Safety Index
Classifcation 2012 2013 2014 2015 2016 YUDEAN responded actively to the serious problem of oversupply of electric power, and gradual decline of on-grid energy and generating hours year after year, took different measures simultaneously, and tried all means to improve the reliability of generation sets and ensure the safe and reliable power supply of generating sets. Standard coal consumption for 318.23 314.83 315.40 314.70 314.78 power supply (g/kwh) In 2016, affected by the slow pace of economic growth and adjustment of the industrial structure, the power demand in Guangdong province declined, and the growth rate of power utilization demand also declined. With west-east power transmission and completion of new nuclear power units, generating units of the company's power plants had long-time deep peak regulation and frequent alternate shutdowns. The average service Standard coal consumed annually hours of the company's controllable generating sets were 3551.59 hours throughout the year, reduced by 488.05 hours year on year. Long-term deep 3290.10 3403.60 3161 2943 2617 (10000t) peak regulation and shutdown of generating sets, especially coal-burning units, can not only cause the increase in coal consumption, but also greatly affect the reliability of generation sets. Fuel consumed The company responded actively to the serious problem of gradual decline of on-grid energy and generating hours year after year, and tried all annually 1.60 0.96 0.81 0.85 0.87 means to improve the reliability of generation sets and ensure the safe operation of generating sets and guarantee of power supply to the society. In (10000t) 2016, the average equivalent available factor of the company's controllable generating sets was 91.60%, which maintained basically the same as that in 2015. Average direct station We organized technical supervision consistently to solve big technical problems in the operation of unit. With advanced test and inspection service power 5.64 5.69 5.53 5.46 5.35 consumption rate means, and taking constant value management as the basis, we comprehensively sorted out the drawings, logical confguration, and operation and (%) maintenance procedures, strengthened technical supervision, and timely found out and eliminated some hidden troubles of equipment.
We actively conducted condition-based maintenance of hydropower equipment, strengthened scientifc analysis and judgment before food, made Personal injuries 0 1 0 0 0 rational adjustment to the maintenance plan of one quarter, and ensured the hydropower generating units could run with high effciency to provide (person-time) full and stable output for a long time. We actively popularized and applied the achievements of "optimal study of hydropower unit maintenance", and constantly improved the maintenance quality of hydropower units. All hydropower units could run with full output for a long time. In 2016, the average service hours of hydropower unit were 4210.55 hours, increased by 231.77 hours year on year, which made great contributions to guaranteeing the Major equipment Group's operational benefts. breakdown 0 0 0 0 0 (times)
Ordinary equipment % breakdown Equivalent Available Factor ( ) 0 1 0 0 0 (times)
2012 2013 2014 2015 2016 C and above failures (times) 19 23 19 27 26
Thermal power unit 90.59 89.33 91.36 91.28 92.00
Major Factors Affecting the Reliability of Generation Sets
Hydropower unit 91.99 87.52 90.14 89.10 87.83
In 2016, the average scheduled maintenance times of unit was 0.91 Wind power 98.09 97.59 98.36 97.84 96.32 generator In 2016, the average number of times/set, reduced by 0.11 times/ Scheduled Nonscheduled nonscheduled shutdowns of generating sets set year on year, wherein, the number maintenance shutdown was 0.74 times/set, which maintained of A Class maintenance of coal-burning basically the same year on year. All units 90.73 89.18 91.26 91.10 91.60 units was 0.27 times/set, reduced by 0.08 times/set year on year.
41 42 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Emergency Management
Paying attention to routine technical High quality maintenance YUDEAN actively established a complete emergency response plan system, constantly improved the emergency supervision to ensure the equipment command system, tried all means to improve the emergency treatment capability, carried out all types of emergency to restore the equipment drillings, and continued to improve the emergency management level. is under a controllable state performance comprehensively Establishing relevant professional rules for technical Making detailed maintenance plans, conducting supervision and management, supervising the equipment maintenance carefully, and controlling quality Emergency Response Plan System within its full life cycle in strict accordance with relevant strictly to ensure all performance indicators of the technical standards, and ensuring the equipment is under equipment can be comprehensively restored after a controllable state practically maintenance The company's emergency command system has been basically connected with the emergency Overall emergency command subsystems of all power plants, realizing the interconnection through audio and video response plan for between the Group and 31 power plants (including projects under construction) of the system. The emergencies video and audio signals of the emergency command system can cover all important production Which major areas, including the steam turbine operation platforms, ammonia areas, hydrogen stations, oil tank measures were areas, and terminals of thermal plants, as well as generators, transformers, dams, food gates, and Special emergency tail water areas of hydropower plants, which provided a basis and way for group companies and response plan taken to improve power generation enterprises to timely understand the onsite conditions, make decisions and give the reliability of commands during emergency treatment. generation sets It played a positive role in the emergency treatment of several typhoons and other natural
disasters attacking Guangdong this year; owing to the timely and adequate emergency treatment, Social security events Public health events Accidents and disasters Natural disasters High quality transformation Ensuring the corrosion there were no casualties and key equipment losses. to improve the prevention upkeep We established the management rules for the emergency command information system of the equipment performance of equipment during company to standardize the start up, inspection and test, maintenance, and elimination of defaults comprehensively shutdown of the equipment of the company's emergency command system, and ensure the emergency command system can be used at any time; we opened a public email for emergency treatment of Transforming the current equipment with poor technology Considering that the current generation sets have the group company and system units to share in emergency information; we also established a and performance using advanced technology, new frequent, long-time, and unstable shutdowns, WeChat group for the company's "three preventions" work and improved the work effciency. techniques, and new materials to ensure the equipment we improved the upkeep program for the performance can reach the domestic advanced level after shutdown and spare use of all sets; with serious transformation implementation and strict monitoring, we ensured the generation sets were in a good condition Case On May 26, 2016, the Xinfengjiang Dam emergency drilling organized by South China Energy Regulatory Bureau of during shutdown for spare use. National Energy Administration and Heyuan municipal people's government and undertaken by YUDEAN GROUP was held in Xinfengjiang Power Company. Xie Chunsen, vice mayor of Heyuan municipal government acted as the commander in chief of the drill, and 12 units including the municipal propaganda department, emergency response offce of the municipal government, offce of three preventions, public security bureau, economic and information industry bureau, earthquake bureau, hydrographical offce, Xinfengjiang seismographic station, YUDEAN GROUP and its subordinate Xinfengjiang Power Company participated in the drilling. The drilling was based on practical exercise, with a focus on the emergency interactions between the government and enterprises. It was the frst domestic emergency interaction drilling between government departments and hydropower plants, as well as another innovation of the electric emergency drilling in Guangdong province.
Case The drilling consisted of three parts, namely, event trigger, emergency response, and emergency treatment, with an aim to test the In 2016, in response to the common issues of easy corrosion and tube explosion of boilers in biomass emergency interaction mechanism and information-sharing mechanism between government sectors and power enterprises when the dam power plants, Zhanjiang Biomass Power Generation Co., Ltd. set up a corrosion prevention team, which, on of a hydropower station has sudden accidents, check the purpose, practicability, and operability of relevant plans as well as the reaction the one hand, carried out studies on the key technologies for corrosion prevention and new additives from the capacity of the emergency team, and check the response capability and level of power enterprises and government sectors. With the efforts mechanism of corrosion of furnace tubes, and on the other hand, strengthened equipment management and timely made of all parties, the drilling was fnished successfully and reached the desired effect. partial improvements to the equipment. Through comprehensive corrections, in 2016, there were only four tube explosions in the company, reduced by 13 times compared with the same period in the prior year, with 89.5 million kwh generated additionally owing to the reduction of nonscheduled shutdowns. Case In 2016, affected by the strong El Nino phenomenon and La Nina phenomenon, extreme disaster weathers happened in South China frequently. The winter food, Dragon-boat rain and 20 other storms and foods came subsequently; In the meantime, 9 typhoons, including Typhoon Nida, Typhoon Meranti and Typhoon Megi landed or affected Guangdong; the company's coastal power plants and other units of the system were faced with a serious situation to fght against typhoons.
Facing the complicated food and typhoon prevention tasks, major party and company leaders at all levels assigned the three-prevention tasks and worked on duty personally, and timely started the emergency response plan, implemented each measure correctly, and made the use of the emergency command system to make orderly response, which greatly improved the emergency treatment effciency. With the joint efforts, there was no work safety accident caused by weather in the whole group. Hydropower plants in the system gained success in both food control and guaranteeing the generation benefts on the premise of ensuring the reservoir dam safety. The annual generating hours and generating capacity of several hydropower plants set a new record; so did the water consumption rate.
43 44 CSR Report of YUDEAN GROUP for 2016
Scientifc and Technological Innovation
YUDEAN promoted close integration with the practical Total investment in technology innovation reached production, actively promoted scientifc and technological innovation through various channels with solving problem as the aim, and gradually displayed the driving 15.75 billion yuan effect of intellectual property in promoting innovation and effectively broadened the development space.
We seized the major research emphasis, and increased There were innovation research of key technologies for energy conservation and ultra-low emission; we optimized the evaluation index system and technologists engaged in incentive measures for advanced power generation enterprises in the 6212 technology innovation Group, greatly increased the indexes of scientifc and technological innovation, and intellectual property, and drove all companies to make scientific and technological innovation; we encouraged all units to conduct the intellectual property work in a standard way, and created Accounting for benefts through in-depth application of patent results. % of the company's total We made the best use of the government industry upgrading 44.5 number of staff support policies to provide powerful support to scientific and technological innovation. In 2016, several projects of the company were funded by the government fnance, with an amount reaching 166 million yuan. We obtained 90 million yuan of fnancial funds through virtual equity investment for the first time, which provided great support to the project construction of Zhanjiang Wind Power Company and Guangdong Wind Power Generation Co., Ltd.; Huangpu Power Plant obtained a soft loan of 2.03 million yuan; the 300 MW steam turbine set through-flow reform project of Shajiao A Power Plant received 11.07 million yuan of national financial reward. Besides, among the technical transformation fund projects in Guangdong province publicized in February 2016, four projects among the five projects submitted by the company were approved, becoming the only projects approved this time.
We adhered to the innovation-driven development strategy and promoted scientifc and technological innovation in an all-around way. In 2016, the company won 8 scientifc and technological achievements at provincial and ministerial level, including 2 second prizes of China Power Science and Technology Prize, 1 third prize of China Electrical Power Innovation Award, 1 first prize, 1 second prize, and 3 third prizes of province-level science and technology award, 1 second prize and 5 third prizes of National Technological Achievement Award of Power Company Employees.
In 2016, the company's total investment in technology innovation reached 1.575 billion yuan; there were 6212 technologists engaged in technology innovation activities, accounting for 44.5% of the total; among them, 581 persons were engaged in research & development, accounting for 4.2% of the total.
In 2016, the company obtained another 49 granted patents, with 27 patents more than the prior year, including 23 patents of invention, increased by 14 ones year on year, and 26 patents of utility model, increased by 13 ones year on year, and obtained 9 software copyrights.
45 46 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Important Scientifc-technical Achievements Application of Information Technology Award Project grade Award type Application effect YUDEAN applies information technology by focusing on the main line of "production, operation, and management"; it Through combustion diagnosis, operation optimization and closed-loop constantly improves the comprehensive ability for protecting network and information safety, as well as the business control study, the project realizes the joint rapid survey of three-dimensional Real time test of feld development capacity of all application systems, and tries all efforts to drive the integrated development of information distribution of flame temperature and particle concentration inside the coal parameters during First Zhejiang Prize for burning boiler and solid waste burning furnace; the successful feld parameter technology. burning- online prize Progress in Science and real time test, online diagnosis and optimal control technology during diagnosis and optimal Technology combustion has promoted the upgrading of the combustion optimal control control technology system, and provided powerful guarantee for improving the cleanliness, safety, We organized system units to conduct self-inspection of network safety of key information infrastructure, fnished the safety correction of two- and economical effciency of boiler combustion. factor verifcation mechanism of the two grade-thee systems of YUDEAN's commerce network and ERP fnancial system, and conducted the annual assessment of the grade-three system. We conducted onsite network and information safety inspection to 14 power plants of the system and Yudean In response to the high NOx emission of W fame boiler, this project proposes Development and Plaza A; we checked 337 hosts in all, and found 1782 high risk bugs; we scanned 63 information systems, and found 275 high risk bugs. engineering applications the low nitrogen combustion control mechanism, and makes low nitrogen of low-nitrogen combustion transformation to the W fame boiler of the generation sets. Second China Power Science and combustion system and We strictly implemented the "three-simultaneous" management requirements for the safety building of newly built information system, namely prize Technology Prize key equipment of low- Through optimizing the low nitrogen combustion mode, it reduces NOx "simultaneous design", "simultaneous building", and "simultaneous completion and commissioning", and finished the safety assessment of the volatile coal W fame emission to an ideal level, which is of great importance to the emission systems newly put into operation, including the risk control auditing system, new websites of the Group, power selling system, and standard boiler reduction of nitrogen oxides. management information system. This project carries out in-depth studies from three aspects which affect the Stability Study shaft stability of hydropower units, namely hydraulic factors, mechanical We comprehensively grasped the state of application of IT equipment in all units of the system, strengthened equipment management, conducted and Engineering factors and electromagnetic factors; the result can effectively eliminate the a carpet inspection and registration of the IT equipment and application systems of all units, and established the IT assets tank of the Group. Application of the shafting vibration fault, precisely defne the scope of vibration area of the unit, Multidimensional Second China Power Science and greatly reduce the load range of the nonstationary vibration area of the unit, We issued the Management Method for the Operation & Maintenance of ERP Financial System of Guangdong Yudean Group Co., Ltd., and Coupling Shaft System prize Technology Prize and improve the unit capacity in peak regulation and frequency modulation in standardized the safety management of the operation & maintenance of ERP fnancial system. We revised the Evaluation and Management Method of Hydropower Units in the power grid. In the meanwhile, it can also greatly improve the safety and Peak Regulation and reliability of unit at the supply side, and is of great practical importance for of IT Application Level of Yudean Group, prepared the relevant management standard of the emergency command system, and defned the system Frequency Modulation guaranteeing the power grid stability. management and operation & maintenance responsibilities.
This project studies a temperature-sensitive ocean temperature observation Establishment system which can be used for the online monitoring of the transient and Application of Third China Electrical Power temperature in the complicated ocean temperature feld, including the surface Temperature-sensitive prize Innovation Award temperature and temperature in vertical directions. The result obtained Ocean Temperature can provide important technical supports to environment supervision and Observation System administration and model calibration, as well as thermal discharge project, and equipment operation in coastal thermal plants. Forecast This project makes prospective studies to the key technology for the optimization of ultra-low emission system in thermal plants and put it in Study and Engineering practical operation, which solves the key technical problems in thermal plants, Application of the Focus Action Plan Second Guangdong Science and including complicated technology, high cost, and poor reliability of the ultra- Technology for prize Technology Award low emission technology of contaminants, makes integrated and innovative Optimizing the Ultra- achievements incorporating theoretical research, numerical simulation, low Emission System laboratory investigation, field transformation, and industrial demonstration Complete whole staff safety production, establish responsibility investigation system for safety production of Thermal Plants application, and realizes the effcient and safe ultra-low emission as well as during whole process of production and operation energy conservation and emission reduction in coal-fred power plants. Continue strengthening training to safety production system and safety skills, improving the safety Thoroughly carry out each consciousness and risk prevention ability of staff The smart test robot of welded joints of complicated structures based on the work in safety production Strengthen reliability management to generating equipment, timely eliminating equipment defects and ultrasonic phased array developed in this project can be used for the test of accidents potential Development and management welded joints of power equipment of different complicated structures as well Attach importance to weak link in safety production, continue strengthening the safety management in key Application of Smart Third Guangdong Science and as test of weld quality of runners of hydropower units with different volumes. It dangerous source, frefghting, traffc and food Ultrasonic Test Robot prize Technology Award can greatly reduce the weld seam test time of common complicated structures, for Welded Joints Further strengthen and normalize contractor safety management improve the test efficiency and equipment operation safety; besides, more of Complicated economic benefits can be created in the nonscheduled shutdown time Structures reduced. Frequent occurrence of Further complete emergency management system, improving the disaster prevention and resistance level natural disasters such as Pointedly organize each kind of emergency exercise, improving the emergency management level of Comprehensive This project makes prospective studies of the key technology for the each unit Utilization Technology optimization of ultra-low emission system in thermal plants and puts it into earthquake and typhoon and Application of Third Guangdong Science and practical operation, solves the key technical problems in thermal plants, Energy Conservation and prize Technology Award including complicated technology, high cost, and poor reliability of the ultra-low Emission Reduction in emission technology of contaminants, which has signifcant economic benefts Coal-fred Power Plants and social benefts. Deeply research and analyze technical innovation demand, further clear the location and target of power and information technical center of the company, well build technical innovation platform of the group Technical R&D and This project carries out in-depth studies from three aspects which affect the Try to improve scientifc payoffs conversion ability, authentically refecting the market value of technical R&D innovation Stability Study shaft stability of hydropower units, namely hydraulic factors, mechanical Cultivate technical innovation talent, motivate the enthusiasm of technical personnel in technical R&D as well and Engineering factors and electromagnetic factors; the result can effectively eliminate the as innovation Application of the shafting vibration fault, precisely defne the scope of vibration area of the unit, Multidimensional Third Guangdong Science and greatly reduce the load range of the nonstationary vibration area of the unit, Coupling Shaft System prize Technology Award and improve the unit capacity in peak regulation and frequency modulation in of Hydropower Units in the power grid. In the meanwhile, it can also greatly improve the safety and Peak Regulation and reliability of unit at the supply side, and is of great practical importance for Frequency Modulation guaranteeing the power grid stability.
47 48 CSR Report of YUDEAN GROUP for 2016
Excellent YUDEAN Core Business Power Supply Development Diversifed Industry Domestic Industry Distribution Overseas Industry Distribution Capital, Capital Management and Capital Operation Compliance of Laws Risk Control Forecast 2017
49 50 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Core Business On-grid Energy Ratio of Each Energy Form
Category On-grid energy (0.1 TWh) Ratio (%) Centering on overall operation target and taking the market as guidance, YUDEAN has been actively answering to strict power market environment based on beneft, and it has realized overall stable operation even under adverse operation Coal power 817.79 82.2 environment of great beneft drop in the whole industry.
Hydroelectric 93.25 9.4
In 2016, as infuenced by reduction of power demand and increase TWh Natural gas power On-grid Energy (0.1 ) of electricity from the west, on-grid energy was dropped a little. Total 69.89 7.0 on-grid energy of the whole year was 99.462 TWh, with year-on- year decrease of 8.38%, of which the controllable power plant on- Others 13.68 1.4 grid energy within Guangdong was 87.927 TWh, with year-on-year 1200.11 decrease of 6.03%, while controllable power plant on-grid energy out of 1168.60 1135.48 1085.56 994.62 Guangdong was 11.535 TWh, with year-on-year decrease of 23.01%. Controllable power plant on-grid energy within Guangdong Province covers about 16.7% of unifed electricity purchased of the Voice whole province, with year-on-year decrease of 2%, which is about 24.6% of Guangdong provincial unified electricity purchased, with a year-on-year decrease of 3.4%; it is about 28.7% of Guangdong Electricity is the Forerunner for Social Economic Development, and YUDEAN is the Main Force for Power Production and Supply of provincial middle-transfer unit electricity purchased, with a year-on- Guangdong. For years, as Power Supply Point of each area of Guangdong, power plants of YUDEAN have been actively assisting local year decrease of 2.7%. economic and social development, it has played important support and guarantee roles and made active contribution to provincial economic and social development. Deeply excavate marketing factor and make full use of policy support and geographic advantages, fighting for annual basic ——Xu Shaohua Deputy director of Guangdong Standing Committee electric quantity index for the whole year; seize the annual planning 2012 2013 2014 2015 2016 opportunity sponsored by Guangdong Provincial Development and Reform Commission and Commission of Economy and Information Technology, trying to increase annual basic power quantity plan of 1.2 TWh of 14 power plants such as Honghaiwan; eliminate the adverse infuence of unit stop and contract expiry, striving for achieving staged electricity target of 5.8 TWh by Meixian and Sha C power plant; actively coordinate with Guangdong provincial three-proofing and Electricity Generation and Purchase dispatching center, optimizing the unit running way, striving for more hydroelectric, exceeding annual plan of 2.1 TWh, on-grid energy of Market Share in Guangdong Xinfengjiang, Fengshuba and Changhu power plant for a historic high; Province (100%) Guangqian, Huizhou LNG power plant actively put into practice the market spot goods gas, with generating capacity of 0.12 TWh more.
Strengthen monthly operation coordination work of the company, 32.6% 16.7% establish key matter following system, promote plate coordination development, improve overall benefit of the company; organize to hold thermal power and hydropower special meeting of Strengthening Precision Management, Improving Operation Quality and Realizing Company Target, establish and decompose work scheme, implement concrete measures.
Gradually clear and build the thinking of power marketing system with YUDEAN feature, actively and orderly participate in market competition. 13 power plants of the company have won market electricity of 15.48 TWh, exceeding due market share of 0.66%, and the reduction level is average 0.5/KWH lower than market price; 50.7% electricity selling company of YUDEAN has realized electricity sales of 11.2 TWh, and the sales scale, bid winning rate, winning quantity and bid winning price are all No.1 in Guangdong Province. YUDEAN within Out of Guangdong Electricity Guangdong Province for others purchase out Province of Guangdong Province
51 52 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
2016 Main Power Project Construction Sheet Case Beneft from rich water source, Fengshuba Power Plant realized generating capacity of 1.147 TW for the whole year of 2016, with on-grid energy of 1.138 TWh, which is far more Location Verifcation and than multiyear average generating capacity of 0.518TWh and original MW Power project Scale ( ) Type City, province maximum annual generating capacity of 0.825 TWh (1975), creating a ( ) construction condition new historic high. No.1 unit was put into Shangda Yaxiao newly-built Thermal Meizhou City, 2×660 production in 2015, No.2 In 2016, the average rainfall of Fengshuba drainage basin is 2366.5 mm project of Dapu Power Plant power Guangdong Province unit in 2016 (years mean value of about 1570mm), which is the highest value since 1958; in-reservoir water yield of 8.02 billion m3 (multi-year average Qingyuan City, Under construction, put into Hongfa hydropower station 1×50 Hydroelectric value is about 4.01 billion m3 since 1974), which was the most since Guangdong Province production in 2017 building of reservoir; the reservoir had opened for 8 times, with earliest Dayakou hydropower station in Lincang City, Yunnan and latest food discharge by end of January and December, bringing 102 Hydroelectric Under construction Lincang, Yunnan province Province infrequent early food and winter food; the annual average water level of reservoir is 161.14 m (multiyear average value about 149.66m), a Phase II thermal power combined project of Huizhou Gas power Huizhou City, Under construction new historic high; through optimized dispatching of reservoir, annual 3×460 LNG power plant generation Guangdong Province generating water consumption is reduced to 5.87m3/KWH (multiyear average value at 7.48m3/KWH), lowest point of the company. Natural gas and thermal power Comparing with multiyear average value, the generating effciency has combined project of Xinhui 2×460 Gas power Jiangmen City, Under construction improved for about 21.5%, equivalent to water saving of 1.847 billion Power Plant generation Guangdong Province m3, and electricity of 0.315 TWh was increased. Natural gas and thermal power Guangzhou City, combined project of Huangpu Gas power 2×420 Guangdong Province Under construction Power Plant generation
Zhongshan Sanjiao natural gas Zhongshan City and thermal power combined Gas power Under construction 3×460 Guangdong Province Power Supply Development project generation
Xuwen Shibanling wind power Zhanjiang City, Under construction plant project 49.5 Wind power Guangdong Province YUDEAN is actively answering to serious competition environment and trying to change the development mode, it is constantly Leizhou Hongxinlou Wind Power Zhanjiang City, 49.5 Under construction optimizing its industrial structure and energy layout, paying attention to quality development and beneft improvement. Plant project Wind power Guangdong Province
Yuemeng Baiyu Ebo 100,000 Baotou City, the Nei In 2016, the total installation capacity under construction was about 8 million KW, including over 4.7 million KW of clean energy project, nearly KW wind power heat supply 100 Wind power Mongol Autonomous Under construction 59%; preliminary work for over 2 million KW electricity project have been broken through, nearly 73% of which is clean energy project, which laid project Region a foundation for the optimization of power structure and development of green energy. The total capacity of operation unit is 805,200 KW, and the controllable installation capacity of the group is 29,649,100 KW. Guangdong YUDEAN Xuwen Zhanjiang City, Wind power Under construction World Wind Power Plant project 49.5 Guangdong Province Carry out the development idea of Innovation, Coordination, Green, Open and Share, deeply combine related energy policy, trend and plan of the state and Guangdong Province, prepare and complete the thirteenth fve-year plan of the company. Company and its affliated unit, based on plan, is Guizhou Shiqian Dadingshan Tongren City, Guizhou well carrying out task breaking down and actively operating to overall implement the plan. 48 Wind power Province Operation Wind Power Plant project
Preliminary work of power project is of active development. Domestic 1,236,700 KW project have been verifed or recorded, 230,000 KW project Guizhou Panxian Zhongzhi Plant Coal bed methane Liupanshui City, Phase I under operation, have been listed into approval plan, overseas 554,000 KW project have been recorded by the government, and totally preliminary work of 2,020,700KW Low-concentration methane 2.1+1.4 power Guizhou Province power project have been broken through. electrical generation project generation phase II commencement
Maoming open mine forest light Solar power Maoming City, Fully promote the project approval work for thermal power project. Huadu natural gas thermal power combined supply project has been 100 Under construction complementary project generation Guangdong Province approved, land acquisition for Zhaoqing Dinghu natural gas and thermal combined project has been completed. Orderly carry out coal equal amount replacement of Pearl River Delta, promote upgrade reconstruction of unit, continue promoting preliminary work of other coal-fred power projects. Guangdong YUDEAN Zhilong Solar power farm No.21 team agricultural PV Yangjiang City, Operation 50 generation Speed up the development and construction of new energy and renewable energy sources. 6 wind power projects such as Mingshanzhang in comprehensive development Guangdong Province project Meizhou have been approved, 5 wind power projects such as Heyuan and second phase of Pingzi Yunzhang have been listed into Guangdong and Guizhou Wind Power Development and Construction Scheme in 2016; 6 PV projects such as Lianping Dahu have been recorded, and the Zhaoqing City, Guangdong YUDEAN Lishi 12.14 Solar power Guangdong Province Under construction development company has signed PV development cooperation agreement with ChinaCoal Pingshuo Group, Guizhou Company and Sichuan Power PV generation project generation Yanyuan Government.
According to the Belt and Road suggestion of the state and Walking Out strategy deployment of the Group, it is making great efforts to follow and PV generation project of Zhanjiang City, Zhanjiang biomass Power plant 2.7459 Solar power Operation promote the coal power, gas power, wind power and solar power projects in Indonesia, South Pacifc Ocean, Middle and East Europe as well as key generation Guangdong Province phase II strategic nations and areas of Guangdong the Belt and Road. For ATELATA oil shale cycle fuidized bed mine electric combined project in Jordan, record in investment administrative department and commercial department related to overseas investment affairs have been completed.
53 54 CSR Report of YUDEAN GROUP for 2016
Energy Structure (%) Controllable Power Project
Natural gas Distribution power generation 7.9% Hydroelectric Changshanqing wind power Guizhou Baogushan gas （16.4MW） power station 7.4% Zunyi Xianrenshan （4.2MW） Nanshui hydraulic power plant wind power plant Wind power （49.3MW） （83MW） 1.3% Guizhou Pannan power plant Changtan hydraulic power plant PV power generation （2400MW） （64MW） 0.5% Fengshuba hydraulic power plant Biomass power Guizhou Tianyi Changhu hydraulic power plant （160MW） generation hydraulic power plant （76MW） 0.34% （1200MW） Yunnan Nanrongtian Methane electrical hydropower station Shaoguan power plant Coal power generation （6.4MW） （1980MW） Guizhou Province Qingxi hydraulic power plant 82.6% 0.06% Yunnan Gualanzi River 144MW hydropower station （ ） （2.4MW） Liuxihe hydraulic power plant Penglatan hydraulic power plant % Yunnan Province （48MW） （44MW） Unit Capacity Structure ( ) Yunnan Xintangfang hydropower station Guangzhou Higher Education Mega Dabu power plant （18MW） 600,000 KW and above Panxian Zhongzhichang gas generation station Center photovoltaic power station （1320MW） unit covers （2.1MW） （3MW）
63.7% Guizhou Shiqian Dadingshan wind power plant Guangzhou P&G Shibeishan wind power plant photovoltaic （48MW） Xinfengjiang hydraulic power plant （100.2MW） power station （335MW） 300,000 to 600,000 （1MW） Guangzhou City KW unit covers Jinfa Technology photovoltaic power station （6.1MW） 26.2% Nanwu photovoltaic power station（4.15MW） Yunfu power plant Huizhou LNG power plant Huangpu power plant Huilai power plant 300,000 KW and below （850MW） （1170MW） （660MW） （3200MW） unit covers Shajiao A power plant 10.1% Shunde Midea （1290MW） photovoltaic power Luoding power plant station （270MW） （21.8MW） Shanwei Power Plant （2520MW） Installation Capacity (10,000 KW) Lishi photovoltaic power station （12.14MW） Pinghai Power Plant （2000MW） Maoming power plant 2908.56 2964.91 Shajiao C power plant 2695.68 （1100MW） 2674.73 2686.16 （1980MW） Qianwan LNG power plant Maoming photovoltaic power station Zhigong （1170MW） （100MW） photovoltaic Nansha development zone power station photovoltaic power station Photovoltaic power station of （50MW） （10MW） Zhanjiang biomass power plant Huaxing photovoltaic power station （3.7MW） （19.38MW） Nansha Midea photovoltaic power station 2012 2013 2014 2015 2016 （21.2MW） 600,000 KW and Above Unit Zhuhai power plant Zhanjiang biomass Jinwan Company （1400MW） Capacity (10,000 KW) power plant （1200MW） （100MW） Tiaoshun power plant （1200MW） 1830 1890 Maoming Reshui wind power plant 1650 1650 1590 （49.5MW） Zhanjiang Yangqian wind power plant Thermal Hydraulic Wind power Gas power （49.5MW） power plant power plant plant station Xuwen Yongshi Zhanjiang power plant wind power plant （1320MW） （49.5MW） Xuwen Shibanling wind power plant （12MW） LNG power Biomass PV power plant power plant station 2012 2013 2014 2015 2016
55 56 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Diversifed Industry Complete external coal sales at 122.4 tons YUDEAN actively promotes the coordinated development of Main Body+Multi Branches, and related diversifed industries have been orderly exploited and optimized in development, Net proft of RMB and industrial chain have been effectively extended. Industrial Ratio 4.61 million
11.14% Increase 8.41% % on year-on- 12.4 year basis
80.46%
First main business Production and supply of power, heating power, gas and water, as well as related technical service Second main business Development and utilization of coal and environmental protection product related to generation, related logistics Third main business Related fnancial service
Natural Gas
Signing of natural gas sales and purchase framework agreement, which laid a solid foundation for implementation of gas source for project; steadily promote preliminary work of Yangjiang LNG reception station, signed LNG reception station investment agreement with Haojiang district in Shantou City and other partners, thus completed the layout of reception station in east and west part of Guangdong Province; according to the requirement of Guangdong Provincial Government and National Development and Reform Commission, continue promoting the recombination work of Guangdong provincial pipe network company; promote the natural gas asset integration, completed free stock right transfer of Guangdong Dapeng LNG, Shenzhen Dapeng sales and Zhuhai Jinwan LNG. Coal Through concentrated purchase of coal, the company is of friendly and mutual trust cooperation relationship with large-scale coal suppliers all over the world, thus purchase risk is reduced and purchase cost is lowered. Based on the advantages of Caofeidian specialized yard, scale purchase advantage is full played, long-term and stable upstream and downstream coal clients is cultivated and developed gradually, especially that large coal clients in Pearl River Delta have been increased.
By end of 2016, it has joined 6 coal mines, with equity output at 6510,000 ton/year, and the equity output in 2016 was 5700,000 ton/ year, reducing 180,000 tons on year-on-year basis, with decreasing amplitude of 3.1%.
In 2016, it completed external coal sales at 1224,000 tons, decreasing 60% on year-on-year basis, with net profit of RMB4.61 million, increasing 12.4% on year-on-year basis.
YUDEAN shipping
57 58 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Totally freight volume of 5.43 million tons have been completed in shares 20% and Guangzhou Lanxun Chemical Engineering Technical group, undertaking insurance business management and quantization Shipping and Port Yangjiang port, increasing 21.57% on a year-on-year basis, and the Center (partnership composed by technical personnel of Guangdong risk management risk, which is of great sense to risk cost reduction, income and cost was greatly increased (169% and 183% separately), Provincial Petrifaction Institution) shares 21%. innovative risk response measures, risk management and control level realizing net proft of RMB 3.997 million. improvement as well as development of YUDEAN’s fnancial plate. In 2016, by guaranteeing electricity-coal transportation demand, Steadily boost the denitration catalyst project, sign project Shenhua YUDEAN Zhuhai Port completed ship unloading quantity the shipping company of group seized the market opportunity and cooperation framework agreement with Guodian Longyuan and YUDEAN Lease Finance Company was established in of 13.27 million tons in 2016, increasing 6.11 million tons on a year- tried to improve external market operation benefit, realized annual complete evaluation to feasibility study report. December2016. After establishment, it will give full play to operation on-year basis, with a growing rate of 85.3%, including domestic trade operation target. Shipping company had completed shipping characteristics and advantages of lease fnance based on the great of 12.65 million tons and foreign trade of 620,000 tons, realizing port transportation for 549 times for the whole year, with a total freight industrial background of group, seizing the historic development revenue of RMB 269.67 million. tonnage of 39.1 million tons. The improvement of market benefit in opportunity of lease fnance industry of the country, actively give play shipping business laid a foundation for electric-coal transportation to the fnancing function of fnancial platform, forming join force with fee adjustment, in 2016, planned electric-coal transportation price other companies of YUDEAN financial plate, reasonable allocate decreased 5.6Yuan/Ton on a year-on-year basis, saving electric-coal Finance internal and external resources, further guaranteeing fund security of transportation cost for RMB 113 million. Environmental Protection the Group and control fnancial cost. Actively expand the operation of shipping market. The company Shenzhen Tianxin Insurance Brokers Co., Ltd. is wholly-owned established tug service company with Huilai County and MSK Group; Environmental protection company realized operation income of by Finance company, and the fnance company is No.1 shareholder by reinforcing nickel minerals big triangle shipping line operation, it RMB 466,906,700, decreasing 27.28% on year-on-year basis. It has of ZRCB through investment (shareholding ratio of 9.9%). By end of has newly increased UAE-Qatar Middle East transportation shipping realized net proft of RMB 91,792,200, decreasing 43.23% on year-on- 2016, fnance company had total assets of RMB 17.043 billion, and line, further explored operation area and business types in shipping year basis. there are 121 member units who had account in finance company, Public Product and Service plate. In 2016, it has complete market shipping freight of 14,210,000 with assessment caliber capital collection rate of 97.48%, absorbing tons, and the market cargo turnover increased 1.2% on a year-on-year Speed up project promotion, currently construction engineering outstanding of deposits of RMB 14.359 billion, credit outstanding of basis, marketization ratio achieved 46.9%, and the market operation of Zhuhai comprehensive utilization project has completed 76.34% RMB 11.801 billion; the amount settled through finance company Signed agreement with Shaoguan City for water supply rent has improved 5.6% on a year-on-year basis. (Excluding equipment purchase progress). is increasing year by year, and the total settlement amount in 2016 engineering of Nanshui reservoir; steadily promote the preliminary achieved RMB 86.54 billion, with settlement concentration rate at work of Huangpu cloud calculation data center, exploring the new By end of December 2016, the company has 5 wholly-owned or Marine organism pollution control technology of Binhai Power Plant 92.71%. industry development mode of Internet+Energy. controllable shipping enterprises, including 34 dry bulk carriers, with is of progress, joint-stock project company has been registered and controllable transportation capacity of 2406,000 tons, ranking No.1 established in December 2016-Guangzhou Jinbohua Environmental In December 2016, YUDEAN Self-Insured Company was within Guangdong Province and No.5 in China. Protection Company was established on December 15, 2016, with approved by China Insurance Regulatory Commission and became registered capital of RMB 6 million, of which YUDEAN Environmental the frst approved self-insured company of provincial enterprise group Protection Company shares 29%, petrifaction institution shares 30%, in China, meanwhile, it means that China’s first power self-insured Case Technical Industry Group Corporation of Guangye Assets Company company has stepped into pre-opening stage. After establishment In August 2016, the Finance Company of self-insured company, it will be internal insurance institution of the successfully collected overseas capital of Shipping Capacity of China’s RMB1.18 million through Yuehuitong system platform, which marked the on-line open of cross- Shipping Enterprises in 2016 border RMB dual-direction capital pool business among 44 member units all over the world such as YUDEAN Group, Chaokang Company. Through this business, Shipping cross-border and domestic business are integrated in Number system platform of Finance Company through Bank- Ranking Unit name capacity of ships Enterprise direct connection mode, providing safe and (10,000 tons) high-efficiency channel for capital flow in home and abroad. 1 COSCO Shipping Bulk Co., About 420 About 3700 Ltd. Cross-border RMB dual-direction capital pool business SINO TRANS&CSC - Over 500 may open the flow channel for home and abroad 2 HOLDINGS CO., LTD. capital, realizing collection of group capital and CHINA MERCHANTS 3 ENERGY SHIPPING CO., LTD. 23 496 expansion from home to abroad, improving the capital usage transparent and effectively strengthening the SHANDONG SHIPPING 32 486.1 control to bank account of member enterprise at home 4 CORPORATION and abroad as well as capital risk. Meanwhile, where GUANGDONG YUDEAN 34 240.6 there is interest margin between RMB capital at home 5 GROUP CO., LTD. and abroad, cross-border capital adjustment may be realized through this business, lowering comprehensive 6 FUJIAN GUOHANG OCEAN 38 223 SHIPPING (GROUP) CO., LTD. fnancing cost, reducing interest expense and improving capital usage effciency. (Note: Above data is from web portals of each enterprise, till December 31, 2016)
59 60 No.8 berth of Yangjiang Port CSR Report of YUDEAN GROUP for 2016
Overseas Industry Distribution Domestic Industry Distribution
Inner Mongolia Power, coal
UK Power Shanxi Coal
Mexico Netherlands Power Power
Yunnan Jordan Power, coal Power Guizhou Guangdong Power, coal Power
Australia Coal
61 62 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
and investment decision-making mechanism, built excellent operation, development and risk control management system.
Capital, Capital Management and Capital Operation Actively clear and recombine Zombie Enterprises, promote the company for capital structure optimization. Establish state-owned assets structure optimization leading unit for clearing and recombining Zombie Enterprise, preparing work implementation scheme. For 8 enterprises to be cleared and recombined, Yueyang Company and Shaoguan D plant have been smoothly cleared and closed, while Yuelian Company has signed trusteeship agreement Adhering to the capital management strategy of Safety and Benefit, YUDEAN continues improving the Trinitarian with Guangdong Provincial Equity Trusteeship Center and have smoothly completed the clearing task required by Guangdong Provincial SASAC. management system of YUDEAN Capital Tree, guaranteeing capital safety and effective operation; steadily promote Tightly follow the market dynamic, actively seize investment opportunity in the market, promote external merge and investment of the company. It system reform and innovation, actively push capital optimization and external merge, promote optimization and overall has organized and developed 21.67% share acquisition of Nanyuan Company, 100% share acquisition of Inner Mongolia Mingyang Wind Power and improvement of capital structure of the company. capital and share increase for Huarong Trust, in addition, it has also carried out analysis and screening to a batch of domestic and abroad investment Continue deepening capital optimization strategy, excavate the projects such as Turkey hydropower project, Zhaoheng Hydropower Aqua project, etc. potential for cost reduction, prepare classified direction plan, timely Continue complete accumulate loan structure optimization work, of which optimizing capital interest adjustment of super bank consortium such as Dapu Power management through structure Plant, Shanguan Power Plant (Total RMB 7.5 billion Yuan, deadline adjustment and of 15 years) have been completed, which laid a solid foundation for fnancial innovation, keeping fnancing cost of the group at lower level in a certain time in Compliance of Laws improving the the future. beneft of capital.
Actively response to local turbulence in bond market, ensure capital safety and control financing cost. In 2016, nominal interest YUDEAN insists in credit management, enterprise treatment according to law, and make efforts in promoting managing Capital rate of YUDEAN SCP01 creates a new lowest point at 2.55% in the state-owned enterprise according to law, it gradually established legal risk control system, attached great importance to management market at the same term. Group headquarter, joint-stock company, construction of the Party conduct and of an honest and clean government, strengthened internal audit as well as honest strategy Increase capital shipping company and Pinghai Power Plant seized the low position and self-disciplined, promoted healthy and long-term development of the company. management window of bond market and totally issued bonds of RMB 3.9 billion, Strengthen risk mode innovation, with weighted nominal interest rate at 2.81%, which was at market low Corporate credit rating prevention, reserve actively explore of YUDEAN is capital elasticity. new mechanism point. Newly-added fnance of the whole year decreased RMB4.939 Honesty Construction of capital billion, and interest expenditure reduced RMB 394 million on year-on- management. year basis. AAA Insist in honesty operation, enterprise management according to law, attach importance to contract Continue strengthening capital monitor and guarantee capital management, pay special attention to contract legal risk control, guarantee production and operation of safety and effective operation. By combining Three-Important and enterprise according to law. One-Great management requirement, dynamically adjust capital Rating is estimated to be management fow of the company, established large amount payment In 2016, it completed legal audit to 117 contracts of company headquarter, 43 rules and regulations of system, firmly build capital safety management base line, improve headquarter, provided legal support for 192 major issues to Group and its affliated companies, issued legal 100 million Yuan Total Assets ( ) compliance requirement after capital payment, strengthen full flow audit opinions to 188 motions of invested enterprises, and followed and dealt with 7 legal disputes. stable control for capital payment. According to the report issued by CCXI, corporate credit rating of YUDEAN is AAA, and rating is estimated 1295.75 1289.52 1309.66 1290.83 Continue completing the trinitarian YUDEAN Capital Tree to be stable. 1269.30 management system of Group Corporation, Finance Company and member unit, adopt fexible capital management strategy to response to complex economic environment. In 2016, through restraining capital redundant, flexible adopt of various product, actively striving for optimized condition in the market as well as giving full play to fnance company in improving internal resource usage beneft, totally fnance Legal Works Management 2012 2013 2014 2015 2016 expense of RMB 503 million were saved in the whole year.
Completed capital evaluation record for great projects such as Legal works system content is subject to system, realizing legal audit corresponds to concrete business, share acquisition of foreign side for Guanghe, solar energy company teased and completed concrete legal affairs management content and fow such as great decision-making law recombination, Yangjiang port capital and stock increase as well as audit, contract management, letter of authorization management, legal disputes management, service institution shareholding reform. Organize and develop value evaluation for great selection, creating system protective umbrella for stable operation of the enterprise. Net Assets (100 million Yuan) recombination projects, involving net assets of RMB 4.67 billion, evaluation value of RMB 5.63 billion, thus effectively maintained the interest of Based on informatization management platform, the idea of Enterprise Management according to Law is shareholders and guaranteed the safety of state-owned property. deepened into each business feld, and special attention is paid to risks before great business decision, control 433.21 458.37 468.22 382.14 410.87 to legal risk of contract, actively analyze and response to risks afterward, maximum protect the legal interest of Virtually promote system reform and innovation: Yangjiang Port the company. Service Company regularly completed the introduction of strategic investors, personnel shareholder and joint-stock system reform; Solidly promote multi-layer law popularizing work, expanding legal education channel and improve the legal Guangdong Wind Power Company completed modern enterprise sense of staff; widely carry out aimed legal training work and improve the business level and comprehensive governance mechanism, optimized company control and actively quality of legal affairs management personnel, try hard to improve the rate of post with certifcate. promote the project construction; YUDEAN Guizhou Company continue completing modern enterprise management, created regional 2012 2013 2014 2015 2016 platform company and completed stock transfer of Beipanjiang Company; Development Company completed company management
63 64 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Taxes and Dues Paid ( 100 million Yuan) Internal Audit Tax Payment According to Law 77.46 77.52 73.45 Innovate audit organization mode and actively promote audit full Taxes and dues of RMB 6.313 billion were paid in 2016. Since Inform before coverage. Firstly, carry out economic responsibility notifcation before establishment in 2001, it has paid taxes and dues for RMB 83.396 63.13 taking offce, taking offce, grasp the Red Line in economic management; second, billion in total. There were no tax evasion events in the company and grasp from the forward lead of audit gate, carry out audit when taking office, and 52.47 beginning each unit. supervise the process; third, according to the principle of Do Audit in case of leave, solidly carry out audit to economic responsibility during leave, promote directors for law-abiding, rules-abiding, resumption and conscientiousness; fourth, strictly grasp audit and rectify in case Daily supervision, Audit during term of point-face offce, well carry out of problems, specialized personnel shall be arranged to follow and 2012 2013 2014 2015 2016 combination supervision implement, explore to establish audit rectification investigation and without relaxing. Innovate audit audit result notifcation mechanism; ffth, carry out daily supervision to audit, supervise and witness important economic activities of the organization company. mode Risk Control In 2016, the company organized and completed totally 146 audit projects, with a total audit amount of RMB 38 billion, put forward 472 Implementation audit suggestions and opinions, promoted to enhance economic beneft and rectifcation, Do audit in YUDEAN continues promoting construction of risk control system, it strengthened decision-making risk prevention and specialized case of leave, of RMB 3.47 million, gave full positive role of internal audit in treatment control through building Three-Importance and One-Great decision-making system, and the overall risk control and personnel for follow without neutral completion, value adding, risk prevention, benefit improvement and and implement one for economic prevention level of the company is constantly improving. by one responsibility audit promotion and realization of company operation target. Through building Three-Importance and One-Great decision-making system, strengthen decision-making risk control and prevention work of the whole group, lay a solid foundation for state-owned enterprise to strengthen the leadership of the Party. In 2016, the company and system unit had prepared and implemented Three-Importance and One-Great decision-making system, and the Group level had preliminarily realized listing and closed management to Three-Importance and One-Great decision-making items.
Continue promoting risk control system construction, steadily expand coverage area, realizing full coverage to trade enterprise and hydropower enterprises in Guangdong province. By end of 2016, the company had completed risk control system construction to 31 enterprises, covering about Honest and Self-disciplined 77% of total assets of the Group Corporation.
Carry out risk control self-evaluation work with scientifc evaluation tools, carried out deep analysis to Three-Importance and One-Great decision- Prepared and issued Entity Responsibility List of Promoting Ethical Party and Government of Party Committee of Guangdong YUDEAN Group making risk control of headquarter and purchase plan risk control of fuel company, totally 56 rectifcation suggestions and 255 optimizing suggestions Corporation and Measures of YUDEAN Group Corporation in Implementing 2016 Promoting Ethical Party and Government Responsibility Statement were raised, and the control and prevention level to decision-making risk and fuel concentrated purchase risk were improved. of Guangdong Provincial Enterprise by SASAC, it has signed 79 Promoting Ethical Party and Government Responsibility Statements with affliated companies and further strengthened responsibility decomposition, promoting responsibility implementation. Organized each unit to carry out self- inspection and correction according to Normal Problems List of Risk in Incorrupt Government Prevention by Provincial Enterprises, and over 40 secondary-level enterprises have investigated over 70 honest risks and put forward rectifcation measures, rectifcation will be implemented within Forecast term limit.
Fully support and coordinate with inspection tour work of provincial ninth tour team, Party Committee of the company attached great importance to problem transfer handling of provincial tour team, secretary of the party committee personally arranged, coordinated and supervised, and paid Focus Action plan special attention to stage rectifcation implementation of inspection tour. By end of December 2016, discipline inspection commission of the company have received totally 105 letters, and it has transferred 29 personnel from system and established 7b verifcation team, carrying out verifcation work in batches, strictly carrying out supervision and accountability. Power demand is increasing slowly, over capacity of the industry is Strengthen communication, actively strive for generating capacity index Honest government entity responsibility implementation condition of system unit was included into advanced generating enterprise inspection more serious, market competition is More measures, increase effciency and lower cost, generating more beneft power and assessment, operation achievement assessment, infrastructure project assessment, and the assessment result will be related to operation increasingly ferce achievements and appraising in current year, achieving arrangement, deployment and assessment of honest administration and operation at the same time; actively coordinate with provincial SASAC inspection tour for specialized inspection to Zhongshan Thermal Electricity Project, and Speed up the completion of power marketing system, strengthen market exploitation, orderly and rationally participate in market competition carried out overall verifcation and rectifcation according to feedback; Party Committee of the company issued Honest Government Construction Tour Inspection Work Implement Scheme of YUDEAN Group (Trial implementation), and organized tour inspection team to carry out inspection to Continue strengthening cost control, fnancial management and supply chain management, well grasp fuel safe and economic supply, effectively control each cost expenditure Zhanjiang Zhongyue Energy Company; strengthened supervision to bidding, according to bidding supervision management method, insist sending Further improvement of operation Continue meticulous carrying out management to operation of generating unit, strive to regulatory personnel to participate in feld supervision to project bidding, in 2016, it had supervised bidding project for an amount of RMB 6.7 billion. performance explore comprehensive energy service, energy effciency management market Strengthen the coordinated development of fnance, shipping and environmental protection, In 2016, the Group and each unit had carried out over 80 specialized theory study activities, 31 demonstration and warning educations, and striving to improving self-operation ability and proftability of each business plate directors of each level personally gave Party lessons and anti-corruption bid report for over 40 times.
Strengthen investment project approval argumentation, normalize management after Investment project whole value chain investment, complete evaluation work after investment, effectively control the risk management Continue increasing development and construction of new energy and renewable energy project, actively strive for overseas high-quality investment project
65 66 CSR Report of YUDEAN GROUP for 2016
Green YUDEAN Save Resource and Energy Emission and Pollution Reduction Ecological Environment Protection Clean Energy Forecast 2017
67 68 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Save Resource and Energy Participate in Energy Saving Dispatching
Energy saving dispatching refers to preferentially dispatch renewable generating resource according to the principle of energy saving and YUDEAN actively implements coal power energy saving and emission reduction upgrade and reconstruction plan (2015- economy by guaranteeing reliable supply of power, according to the energy consumption and pollutants discharge level from high to low, orderly 2020), strengthens energy saving management and reconstruction, greatly build energy saving unit, actively participates in dispatch fossil type generating resource, maximum reducing consumption of energy and resource as well as emission of pollutants. According energy saving dispatching, guaranteeing that each energy saving and emission reduction index may meet the requirement to energy saving dispatching policy, renewable energy will be fully guarantee purchased for on-grid power, which will not participate in market of environmental protection. competition; high parameter, large capacity and low energy consumption coal-fred unit ranks front, and it is of obvious advantages in energy saving generating dispatching and power market competition.
Strengthen Energy Saving Management Running units of the company are all included into government energy saving generating dispatch management, along with constant increase of renewable energy installation and high parameter large capacity coal unit, as well as constant upgrade of existing equipment and facility, overall energy consumption of generating unit is keeping down and each environmental protection index is becoming better, the power supply standard coal Actively implement Coal Power Energy Saving and Emission Reduction and Reconstruction Plan of YUDEAN Group (2015-2020), each power consumption by controllable coal-fred unit of the company was 320.9g/KW in 2016. plant of the system have confrmed technical routine and implementation project of energy saving reconstruction.
Through adjusting power structure, All 100,000KW Fully complete national coal power energy-saving implementing key project for energy saving and above coal-fred and emission reduction upgrade and reconstruction and emission reduction, strengthening unit within Guangdong action plan (2014-2020) and Fully Implementing Ultra- scientifc research, applying energy-saving province meet ultra-low low Emission and Energy-saving Reconstruction Work Renewable energy generating unit such as wind energy, solar Sequence of thermal generating unit and emission reduction new technology, emission requirement Scheme of Coal-fred Power Plant as well as Notice energy, ocean energy and hydro energy without adjustment ability Order of each kind generating unit From bottom deepening energy-saving and emission of air pollutants. on Fully Implementing Ultra-low Emission and Energy- to top reduction delivery management, striving saving Reconstruction Work Scheme of Coal-fred Renewable energy generating unit such as hydro energy, according for lowering 11.48g/KWH of average power Power Plant transferred by Environmental Protection to energy supply rated coal consumption for burning Department of Guangdong Development and Reform biomass energy and geothermal energy with adjustment ability consumption as well as garbage generating unit which meets environmental machine by end of 2020. Commission. of the same type level, energy protection requirements. saving comes frst Nuclear generating unit Energy saving In 2016, under the condition that unit utilization hours is greatly decreased and environmental protection facilities are constantly increased, the company dispatching took many measures and actively carried out energy consumption benchmarking, consumption difference deep analysis and small index competition, sequence Coal thermoelectricity combined unit which operates in When it is deepened unit optimization operation, solved signifcant technical problems which infuence the energy consumption of unit, improved maintenance quality the way of Ordering Power by Heat, generating unit which of the same and kept equipment at favorable condition, realized coal saving of 77,900 tons and carbon dioxide emission reduction of 210,000 tons. comprehensively uses waste heat, residual air, residual pressure, energy gangue, middling and coal bed gas, etc. consumption level, it shall Actively coordinate with the control construction requirement of government for systematic energy-saving and consumption reducing, improve be from Natural gas and coal gasifcation generating unit and optimize energy balance, deeply carry out energy management center research and construction, promote enterprise for energy saving and bottom to top according consumption reduction by information technology. Huizhou Natural Gas Power Plant, Shajiao A Power Plant and C Power Plant have completed Other coal-fired generating units, including thermoelectricity to pollutants emission the acceptance. combined unit without thermal load level Fuel generating unit
Adjust measures to local conditions, actively support and coordinate with industrial development plan of local government, give full play to thermal power plant and Invested nearly RMB 100 million to carry out reconstruction make it excellent power supply point and thermal source to 12 coal-fred units of 6 million KW, of which Jinghai Power point of local place, innovatively carry out heat supply Plant carried out reconstruction and operation optimization reconstruction to straight condensing thermal power to cold-end system of steam turbine, saving standard generating unit and actively expand heat supply market. coal of 2,400 tons each year; Jinwan Power Plant carried Jinwan Power Plant, Yuelong Power Plant, Shajiao A out reconstruction to turbine steam seal system of steam Power Plant, Zhenneng Thermal Power Plant have frstly Voice turbine, saving standard coal of 5,400 tons each year. completed heat supply reconstruction, and the heat supply Building Energy Saving Unit I II load is of favorable development trend, and the economic beneft, environmental protection beneft as well as social beneft is increasingly obvious. Energy saving Actively construct high-parameter, large-capacity and low energy As large energy group of Guangdong Province， consumption unit. By end of 2016, 600,000KW and above unit covers reconstruction YUDEAN Group has been of favorable development trend. 63.7% of total installation capacity, which includes 4 sets of 1 million I hope that YUDEAN Group may continue increasing Take full advantage of industrial upgrade support policy, KW ultra-super critical unit, 6 sets of 600,000KW ultra-super critical environmental protection management force, attach great According to High Energy Consumption Behindhand implementing financial support capital over RMB 100 III IV Electro-mechanical Equipment (Product) Elimination List unit, covering 25.63% of total thermal power installation capacity; 7 importance to energy saving and emission reduction, promote million. To speed up industrial transformation and upgrading from Ministry of Industry and Information Technology of sets of 600,000KW super critical unit, covering 14.16% of thermal the sustainable development of enterprise. and promote healthy development of economy, the state the People's Republic of China, greatly implement energy and provincial government promoted series of promotion power installation capacity. efficiency improvement plan, carrying out carding and policy and measures. The company attached great ——Chen Jianzhang Director general of Southern investigation to each kind of electrical machines, and totally importance on it, for provincial technical reconstruction Supervision Bureau of National Energy Administration 863 behindhand electrical machines were eliminated in capital project disclosed in February 2016 (For provincial 2016, that is 37,991 KW totally, with average power saving enterprises only), the company organized to apply for 5 rate at 7%, which is obvious, in addition, government items in total, of which 4 ones were approved, including all special subsidy of RMB 7,164,600 were acquired. approved items this time.
69 70 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Generating Unit Type Ratio (%) Emission and Pollution Reduction
60.21% YUDEAN attached importance to environmental protection improvement, actively implemented coal power ultra-low emission reconstruction and greatly developed recycle economy, strengthening the management and recycle of waste gas, 14.16% Other unit waste water and solid waste, trying best to realize favorable environment beneft and social beneft.
Super critical unit Environmental Protection Improvement
Ultra-super critical unit 25.63% Choose reliable, suitable and economic reconstruction technical scheme according to actual condition and regional environmental sensitive degree of different unit. By completing ultra-low emission reconstruction to 3 units, totally 13 units had been carried out with ultra-low emission reconstruction in 2016, of which reconstruction to 6 units have been completed, and other7 units are under reconstruction.
It established coal power ultra-low emission and energy saving reconstruction project safety management leading group, management Fulfll Low-carbon Offce responsibility of each level was clear as well as safety inspection outline and inspection schedule was prepared, in addition, 10 experts were organized to carry out overall inspection to all reconstruction projects, helping and directing problem settlement for each department, promoting the smooth development of each project as scheduled.
Strictly implement the meeting management method of company, strengthen overall simplifcation of meeting, further cutting down the quantity, time, personnel scale and speech duration of meeting; Sulfur Dioxide Performance meeting shall be arranged strictly according to related regulations, paying attention to actual effect, Simplify meeting Emission Performance (g/kwh) avoiding waste or luxury, actively adopt high-effciency and frugal meeting types such as television Case or telephone meetings. In 2016, the planned quantity of meetings within company system is greatly On March 8, 2016, after environmental reduced for 16.4% than 2015. protection acceptance check by Guangdong 0.47 Provincial Department of Environmental Protection, No.5 and No.6 unit of Yuehua Strictly implement that the temperature of air conditioner shall not be lower than 26℃ in Summer 0.15 Call for electrical Generating Company achieved the requirement of ultra- and not be higher than 20℃ in Winter, LED energy-saving lamps shall be adopted, and the system energy saving low emission standard for air pollutants of coal-burned of People-off Lights-off shall be strictly executed. power plant by the state, which became one of the frst Unit sulfur dioxide Average unit sulfur dioxide emission batch of units passing ultra-low emission environmental emission value value in power industry of the state Timely revise and issue Offcial Document Treatment Method, according to the principle of Indeed protection acceptance in Guangdong Province. Necessary and Drive for Results, strictly control the quantity, characters and specification of In recent years, the company increased investment Promote document, strengthen the management to audit, submit and handling to document, make full use g/kwh to environmental protection, all generating units have Oxynitride Omission Performance ( ) paperless office of OA network for offce and document transfer, implement offce management simply and in high been completed with SCR denitration reconstruction, effciency, effectively promote the future improvement of document quality and offce effciency. bag filter reconstruction as well as desulfurization 0.43 One Furnace One Tower reconstruction, etc., with favorable environmental protection effect. During each 0.185 Promote scientifc reconstruction, the company overcame difficulties in classifcation of Carry out classifcation management to garbage and improve recycle. capital and sites, etc., it paid attention to quality, actual garbage effect and practiced its promise of Creating Green Energy with Heart with its practical actions. Unit oxynitride Average unit oxynitride emission value in omission value power industry of the state Save office Strictly execute offce consumables usage management, promote to use pens with replaceable pen cores, promote copy at both sides, promote offce in paperless electronic fow. consumables Dust Emission Performance (g/kwh)
0.09 Reasonably According to actual demand of work, strictly control business trip tasks; strictly implement vehicle arrange trip configuration management method, strengthen audit to vehicle purchase, it is strictly forbidden according to to configure vehicle out of standard. In 2016, total travel expense of personnel from company 0.03 work demand headquarters decreased for 12.61% on year-on-year basis.
Unit dust Average unit dust emission value in emission value power industry of the state
71 72 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Environmental Protection Index Pay Attention to Circular Economy
Pay attention to management and recycle of waste gas, waste water and solid waste, continuously Average water consumption rate Sulfur Dioxide Emission (g/kwh) Average Sulphur Removal Effciency (%) promote circular economy and acquired favorable economic, social and environment beneft.
0.42 96.96 Waste water of each power plant will be recycled, with standard discharge rate of 100%. Over 93.11 94.56 95.86 96.20 0.94 kg/kwh 10 power plants of the company such as Jinghai Power Plant, Honghaiwan Power Plant, Guangqian 0.31 Power Plant have realized waste water recycle. In 2016, the annual water consumption rate of the company was 0.94kg/kwh (national average unit water consumption of power industry is 1.4kg/ 0.25 kwh), and the reclaimed water utilized is 4.1 million tons. Reclaimed water utilized 0.20 0.15 Solid waste such as coal ash, lime ash, FGD by-products and plaster of affliated power plants are all unifed recycled by its environmental protection companies. In 2016, it paid special attention to field management, detailed plan and statistics management, field pick-up management and 4.1 million tons emergency condition treatment, settlement management, etc.
2012 2013 2014 2015 2016 2012 2013 2014 2015 2016
Oxynitride emission (g/kwh) Average Denitration Effciency (%)
1.10 83.02 82.83 79.09 70.94 Ecological Environment Protection
0.68 YUDEAN has been attaching importance in environmental protection improvement and increasing supervision to environmental protection, further implemented efficiency improvement reconstruction to environmental protection 0.35 equipment, greatly develop recycle economy, strengthened management and recycle to waste gas, waste water and solid 0.20 0.185 waste, striving to realize favorable environment and social beneft.
2012 2013 2014 2015 2016 2013 2014 2015 2016 Ocean Environment Protection
Strictly according to the planning and environmental protection requirement related to ocean by the state, port and wharf can only be constructed Dust Emission (g/kwh) Average Dry Dust Removal Effciency after passing environmental impact assessment argumentation and getting Ocean Use Certifcate issued by State Oceanic Administration, People’s Republic of China, 0.07 99.73 99.73 99.71 99.72 99.74 Safe and civilized construction shall be implemented for port and wharf, each undertaking unit is required and supervised to not discharge pollution, 0.06 drop heavy oil or living garbage to ocean; sewage treatment system shall be built at the same time, rain water and production sewage will be collected 0.05 to sewage treatment center through the system, and water after treatment will be recycled for spraying at storage yard of port and road watering. 0.04 0.03 For the management to coal storage yard at port and wharf, coal dust can be prevented through wind proof and dust-resistance wall, closed coal delivery trestle, transfer station and wet spraying dust-resistance, dry dust removal method. Automatic dust-resistance spraying device and fre monitor can be provided at coal yard, or increasing spraying machine at yard for dust resistance; dust remover can be provided at coal transfer station, and also buffer air lock can be installed to lower coal fow shock, meanwhile, reinforce the leakproofness of coal delivery system, improving 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 the dry dust removal effect.
The company operates and manages ships team professionally; it strictly complies with international convention as well as laws and regulations of each country and areas in shipping and berth of ships, adopting various kinds of technologies and measures to reduce pollution, protection ecological Waste Water Standard Discharge Rate (%) Solid Waste Multipurpose Utilization Rate (%) environment of the ocean, till now it has never had ocean environment pollution events.
100 100 100 100 100 87.2 93.4 95.1 72.8 72.2
2012 2013 2014 2015 2016 2012 2013 2014 2015 2016
73 74 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Online monitor equipment are provided before and after fue gas desulfurization and denitration of power plant, monitoring the running condition of How Do YUDEAN Ships Protect Marine Ecology environmental protection facilities in real time. Online monitor real-time data of gas emission index of sulfur dioxide and oxynitride are all linked with provincial and municipal environmental protection agency, accepting the supervision of environmental protection department the society. In addition, power plant always invite local inhabitant to visit.
Reduce air pollution Prevent from oil pollution Ballast water operation Power Plant actively carries out communication and contact with communities around, always organize principal to visit and communicate with It is mainly to control the sulfur Oil leakage into ocean will cause serious Some ships of YUDEAN always go people in local communities, regularly holding forum or return visit meetings, getting to know and collect their opinions to construction and operation content in air discharged by pollution. YUDEAN ships will strictly to USA, South America and Australia, conditions of power plan, and always actively invite local inhabitant, NPC members and media to visit the power plant, asking them to experience the ships. China started to implement implements the requirement of Marine Bureau etc., where ships are required to safety and environmental protection measures of modern power plant, eliminating their doubt. emission limit to ships in Bohai and the oily water will be received by local carry out ballast water replacement Gulf, Yangtze River Delta and professional company once arrival, and oily operation in certain area, reducing Pearl River Delta from January 1, water at machine will also be discharged to pollution to these places when ships 2017, which will be implemented ocean under approval condition after treatment arrive at port. Therefore, the company How Does YUDEAN Protect the Environment of Surrounding Communities firstly to conditional port; Ships by oil-water separator in ocean area permitted strengthened training and direction of YUDEAN will strictly adopt by domestic and international regulations and to crew. All ships required to equip qualified low sulfur oil strictly rules; for sump oil which cannot be received Ballast Water Management Plan are according to requirement and at port, it shall be burnt by incinerator under prepared according to the requirement of require crew to operate as permitted condition, it is strictly forbidden to classifcation society, which are executed required, and gradually promote discharge oily water into ocean; in addition, after audit and approval by China Reasonably arrange construction period and try to not carry out earth-rock excavation in windy and enhance requirements in fueling operation shall be strictly according to classification society, and the ballast Construction season, and excavated earth and rock shall be fixed stored, adopting spraying measures and stages, guaranteeing that all ships operation procedure to prevent from oil spilling. water operation of ships totally meets management necessary covering for abandoned soil, slag or dust points; noisy construction such as piling or meet the special requirements in related requirements of port countries. pipe blowing shall be better arranged in day time. China’s emission control area.
Coal shall be transported through ships or closed railway; production by product such as plaster, slag Transportation and ash shall be transported by specialized vehicle with effective cover; transportation of chemical management product shall be undertaken by qualified unit, and related emergency plan shall be prepared to prevent from chemical product leakage; harmful waste shall be recycled by qualifed unit.
Equipment Effectively identify the power plant equipment and facility out of plant area such as outlet, pump and facility house and pipelines, etc, carry out clear body identifcation for above ground part, and set cement pile or pipe landmark for embedded part, for the convenience of identifcation by public around; identification arrange specialized personnel to regularly follow and check, any damage to mark shall be updated management in time.
Plant protection forest around coal yard of power plant, adopt coal yard spraying system to Plant protection effectively weaken the blowing to coal yard by natural wind; reduce shifting frequency of equipment at coal yard, change the stockpile way of bucket wheel machine, adopt layered stockpile to lower forest material falling height and timely carry compaction to coal yard, reducing dust fy of coal yard and Garbage treatment Prevent from paint pollution Prevent from discharge of living sewage autoignition. The company strengthened training to crew, YUDEAN ships strictly comply with During construction, YUDEAN supervising crew to abide by the garbage International Convention for Control of new ships are not only provided External-side window of power plant shall be closed material with favorable sound insulation; plant management rules during inspection on Ships Harmful Bottom Fouling Prevention with living sewage treatment fence shall be adopted for large-scale equipment for noise reduction; silencer shall be equipped board. Garbage on ships are strictly classified System, including international and equipment but also living sewage Lower for high noise equipment; plant shrub and tree around plant, and lawn on empty ground to absorb according to regulations, when ships reach domestic ships, and the selection of paint is storage cabinet. For some noise noise, maximum lower noise pollution. port, garbage will be recycled by qualifed unit; strictly according to brand paint required by second-hand ships without living some garbage such as food garbage can only convention which is of lower ham to marine sewage storage cabinet, sewage be abandoned in stipulated sea area strictly organism and approved by classification can be stored by rebuilding, and according to the requirement of domestic society, meanwhile, it will be operated sewage can only be discharged international convention; some oily garbage strictly according to construction process. in permitted sea area and under such as oily clothes shall be recycled on land or stipulated conditions. burnt through incinerator as required. Protect Biological Diversity
We will carry out project construction strictly within land acquisition, preventing from damage to plant out of the scope. Trees on taken land shall be transplanted as much as possible, those cannot be transplanted shall be compensated in other areas. During foundation construction, reduce excavation strictly according to design requirement, so that all earth and rock excavated during construction can be backflled, trying to achieve balance Protect Environment of Community Around Power Plant between excavation and flling. Intensively pile excavated earth and rock, reducing damage to nearby plants and protecting the growth of local plant. After sorting abandoned earth and rock, rocks shall be used for road widening or feld engineering, while soil will be used for plant recovery.
During project construction, disclose the evaluation report on infuence to surrounding environment at local newspaper and related website strictly After completion of project, we will keep paying attention to biology condition nearby, with which to evaluate if there are infuencing factor, and according to related stipulations of government, putting up a notice at notice board around power plant. these factors may be direct or indirect, we will sincerely analyze both and try to eliminate or reduce these infuence.
75 76 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Clean Energy
YUDEAN constantly optimize power structure and actively pushes clean energy such as gas power generation, hydropower, wind power, photovoltaic power generation, methane electrical generation and nuclear power, etc., constantly improving the ratio of clean energy, further strengthening carbon capital management, actively participate in carbon emission permit trade, smoothly complete the annual performance work of emission control enterprise .
Clean Energy Installation Capacity (10,000 KW)
516.91 480.73 483.51 487.16 493.56
2012 2013 2014 2015 2016
Case On June 30,2016, YUDEAN Zhigong photovoltaic power station smoothly realized one-time grid-generation, which is the first concentrated ground photovoltaic power generation project of YUDEAN. It is the first new energy demonstration project between YUDEAN Group and Guangdong State Farm, adopting the mode of combined photovoltaic power generation and synthetically agricultural utilization, which is in favor of realizing win-win between both Parties. Located in Zhigong Town, Yangxi County of Yangjiang City, the project is with an installation capacity of 50 megawatt, which is estimated to be able to provide clean energy of about 53 million KWH each year. Except generation, chicken farm is also built at project site, realizing combination of industry and agricultural planting and breeding, forming vertical mode of photovoltaic power at upper and agricultural planting and breeding at lower, bringing agricultural and scientifc technical promotion and application, and also achieving the target of Energy Saving, Environmental Protection, Green Generation.
YUDEAN photovoltaic
77 78 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Clean Energy Carbon Asset Management and Carbon Emission Permit Trade
Actively participate in Guangdong carbon emission permit trade It is 2 gas power generation projects in operation, with total installation capacity of 2.34 million KW. In addition, All parts cooperate, Gas power work. In 2016, Tiaoshun, Sha A, Yuelong and Guangqian power plants another 4 gas power generation projects such as phase II of Huizhou Gas Power Generation Company are continue giving play to action completed carbon quota trade quantity of 315,300 tons, including cooperation infuence, keep generation under construction. primary market trade quantity of 155,000 tons and secondary market stable carbon quota standard trade quantity of 32,300 tons. Through carbon quota quantity and of electric industry, increase carbon quota verifcation CCER incremental replacement, direct performance operation, It has 12 hydraulic power plants under operation, with a total installation capacity of 2,184,800 KW, of which method for heating load of guaranteeing performance of 7 power plants and realizing carbon heat supply unit, lowering the biggest Tianyi Power Plant (1.2 million KW) is located within Guizhou Province. It kept promoting the Hydropower quota appreciation of 128,000 tons. performance cost. construction of Hongfa hydraulic power plants and Dayakou hydraulic power plants in 2016. Based on long term, complete Completed approval and record work of 4 projects of Baogushan environmental methane gas, Laowadi methane gas, Dadingshan wind power and protection emission It has 8 wind power plants under operation, with a total installation capacity of 376,400KW. In 2016, Guizhou Shanrenshan wind power, thus all 9 qualified clean energy project permit operation Seize opportunity, mode and strategic Dadingshan Wind Power Plant, Inner Mongolia Bayan Obo Mine Area Wind Power Plant, Leizhou Hongxinlou development CCER projects have all been recorded by NDRC; innovative practice carbon theme research of Wind Power Plant, Xuwen Shibanling Wind Power Plant and Xuwen Qujie Wind Power Plant are under Wind Completed the issuance work of 65,900 tons of emission reduction for quota collocation mode, the company. construction, while another 6 wind power projects such as Meizhou Mingshanzhang have been approved, 5 Zhanjiang biomass project. guarantee performance of 7 power wind power projects such as phase II of Heyuan Heping Ziyunzhang have been listed in 2016 Guangdong and power plants such as Tiaoshun and realize 128,000 tons of Guizhou Wind Power Development and Construction Scheme, preliminary work of offshore wind power projects carbon quota appreciation such as Zhanjiang Wailuo and Yangjiang Shapa are under promotion. through increment replacement between carbon quota and CCER and direct performance operation. It has 15 photovoltaic power generation projects under operation, with installation capacity of 150,000 KW. In Electric 2016, Zhigong Farm Photovoltaic Project 50,000KW and biomass photovoltaic phase II 2745.9 KW was put photovoltaic into production successively; constantly increase the development of photovoltaic power generation projects, expanding from roof distribution type to ground power station, promoting the deep integration among solar power energy photovoltaic power generation and agriculture, salt and forest; 6 photovoltaic projects such as Lianping generation Dahu were recorded, and development company had signed photovoltaic development cooperation agreement with China Coal Pingshuo Group, Guizhou Company and Sichuan Yanyuan Government.
Currently, the company has participated in the nuclear project held by CGN Power, including Yangjiang Nuclear Nuclear Power who holds 17% and Taishan Nuclear Power who holds 19%, of which Yangjiang Nuclear Power Station power is currently a nuclear power station with most quantity approved one time and biggest scale within China. No.3 unit of Yangjiang Nuclear Power Station has completed commission and put into commercial operation, and the equity installation capacity already put into production has achieved 550,000 KW. Forecast
Biomass It has a biomass power generation project with biggest unit and total installation capacity (100,000 KW) in power current China. In 2016, the project totally utilized forestry and agricultural residues for over 1,043,000 tons, Focus Action plan generation realizing on-grid energy of 668 million KWH and carbon dioxide emission reduction of 450,000 tons. Further implement Coal Power Energy Saving and Emission Reduction Upgrade and Improve energy saving and emission Reconstruction Plan of YUDEAN Group (2015-2020) Clean coal Heavy duty gas turbine and IGCC generation test platform project cooperated with National gas turbine center reduction performance Complete coal-fired unit ultra-low emission reconstruction with quality and quantity power currently had acquired pass from NDRC. After completion, it will be China's homemade heavy duty gas turbine assured, actively promote related energy saving reconstruction work loaded generating test basis and training base for technical talent of gas turbine generating industry. generation Further strengthen environmental supervision to each power plant, overall grasp the operation condition of environmental protection facility, well carry out data statistics Strengthen environmental protection and analysis, timely fnd and solve existing problems supervision Constantly complete environmental protection management and supervision, YUDEAN has built and merged 5 methane power stations in Guizhou Province, with a total installation capacity assessment and incentive mechanism, guarantee stable and standard emission of Methane of 17,900 KW, with an annual on-grid energy of 53 million KW. In 2016, it purchased and put into production each pollutants, without environment pollution accidents or environmental protection Hongguo, Dongli and Changxing methane power stations, completed putting into production of phase I of administrative penalty events electrical Zhongzhichang methane power station, meanwhile, it is actively promoting the construction methane generation generation Continue speeding up new energy and renewable energy project development project of Guizhou Laowadi, phase II of Zhongzhichang, etc., striving to expanding the development chance of construction, optimizing power structure methane power generation project. Develop clean energy Innovate project development mode, actively look for new energy project investment and merge chance
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Harmonious YUDEAN Employee Growth Cooperation and Win-win Social Beneft Forecast 2017
81 82 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
The company continues improving labor rules and regulations and strengthens care to Each unit receives employees, forbids to force employee for work, practically guarantees the labor freedom interest of Employee Growth proposals from employees, in addition, it forbids to employee juveniles less than 16 years old. congress of 277 workers and staff The company seriously implements the opinion of strengthening and improving group work YUDEAN insists in People First，being responsible for each employee, striving to maintain the legal interest of employee, of the Party, as well as the opinion spirit of establishing harmonious labor relationship, further guaranteeing the safety and health of employee, attaching importance to personal development of employee, paying promotes democratic management work and continues completing the democratic management attention to humanistic care, actively building harmonious labor relation. system based on staff representative meeting, actively promote factory affair disclosure work and Employee labor union membership rate tries to integrate the requirement of factory affair disclosure into standard system construction of enterprise, constantly completing factory affair disclosure institutionalization and standardization. In 2016, there are totally 3 units won the name of Model Unit for Factory Affair Disclosure Democratic % management of Guangdong Province. 100 Employee Interest Through democratic dialogue, forum, leader reception day and reasonable suggestions, the company riches the democratic participation way for employees and expands the democratic Labor contract signature rate of The company strictly complies with laws and regulations such as Labor Laws and Labor participation and demands expression channels for employees, thus the right to know, participation Paid leave days per capita is Contract Laws, guaranteeing the legal interest of employees according to law; the company signs right, expression right and supervision right of employees are well guaranteed. For regulations and labor contract with employees at 100%; according to Enterprise Collective Contract Rules, the rules or great events related to vital interests of employees, the company and each unit will ask 100 % company signs collective contract with employees for labor remuneration, working time, holiday and employee representative meeting or staff for discussion, putting forward schemes and opinions, and 9.25 days leave, labor safety and sanitation, insurance and welfare, etc. fnally it will be confrmed through equal negotiation with labor union or employee representatives, so that all employees may fully participate in democratic management of the company. In 2016, According to Social Insurance Laws and related laws and regulations of Guangdong Province, each unit had received 277 proposals from employee representative meeting, of which 187 it pays each kind of social insurances, on time and in full amount, such as basic endowment proposals had been registered; each unit actively carried out reasonable suggestions activities, insurance, basic medical insurance, employment injury insurance, unemployment insurance and receiving 2,205 reasonable suggestions and adopted 1,397 ones. maternity insurance, with social insurance coverage rate at 100%; it also pays housing fund for employees on time and in full amount and establishes enterprise annuity system according to In 2016, the company had established labor union for 6 newly-built units, and 11 basic labor related policy of the state. union had completed board change work, and the union establishment rate and employee participation rate had achieved 100%. By end of 2016, the company had 53 basic labor unions, of The company strictly complies with laws and regulations such as Employment Promotion Laws which 48 units had established female employee organization. of the People’s Republic of China, insisting in equal employment principle, and employees of different sex, region and nationality enjoy equal labor rights; it provides employees with competitive The company revised and completed labor union labor protection supervision and inspection remuneration and carries out Same Remuneration for Same Position and different sex. It guides management rules according to supervision standard and normalization requirement of national and each unit of the system to establish linkage salary growth and benefit growth and salary self- industrial laws and regulations, strengthening the supervision to employee labor protection. Each adjustment mechanisms, and the lowest salary of employee in each unit of the system is higher unit constantly completes labor union labor protection supervision network and actively participate than local lowest salary. By end of 2016, the company has 11,119 male employees and 3,369 in preparation or revision of labor protection appliance management, constantly strengthening labor female employees, which covers76.7% and 23.3% separately. protection supervision of employees.
The company attaches great importance to occupational safety and health of employees, strengthening the safety protection to employee’s production. Each units made great effort to improve the working environment, completing the visual identifcation at work site and improving the prevention consciousness of employees to safety risks; emergency medical kit is provided at production site so that employee may use in emergency at production site. For different working positions, regularly provide necessary labor protection appliance for employees each year and provide with usage demonstration at working site. During high-temperature weather, reasonably adjust working time and reduce labor strength, and effective measures such as providing normal heatstroke drug, granting soft drink and offering shady and cool rest site are adopted to guarantee the ftness and life safety of employees.
Voice
Employee part in 2015 Enterprise Social Responsibility Report of YUDEAN Group is tightly based on the theme of Harmonious YUDEAN and Employee Growth, according to the development idea of People First, which systematically presents the performance practice of employee’s basic interest, occupational safety and health protection, democratic management, employee training, occupational development and cares to employee, etc., and the performance data of related content was disclosed in detail, which fully shows the favorable trend of YUDEAN Group in caring employees, assisting growth of employee as well as harmonious development with employee.
——award speech of GoldBee 2016 Excellent Enterprise Social Responsibility Report · Employee Responsibility Information Disclosure Award
83 84 YUDEAN Maintenance Staff CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Employee Development Further complete online learning system functional module of the company, realizing butt joint with e-HR system training data, popularize to adopt online learning system training management Case Jinghai Power Plant always insists Recruited Insist in the principle of cadre under management of the Communist Party and good cadre, strictly function all over the group; complete system training facilities, in the human resource idea of Lifelong execute talent selection and usage procedure and condition requirement, striving to build scientific entering of basic data such as external training institution and external Learning and Training forever, continuously and effective leader selection and appointment system. Intensify senior management personnel work teachers, realizing resource and information share. Complete the strengthening training management work, established graduating students shift, constantly optimize the leader team structure of system unit, promote leader team to carryout preparation and online work of Two Tickets and 6KV Switch Skill 295 overall education and training system according to improvement of both Party building and business capacity, further give play to core leading role of cadre Operation Demonstration Courseware as well as continuing education specialty and position demand. In 2016, it spent 2 years team. Currently, female senior management personnel cover 6.8%. specialized courseware. to prepare Technology First series training textbook, which is 46 books in total, including over 4,360,000 Smooth talent supply channel. Insist in strictly check on and information publicity principle, innovate Hold hydrological survey (reservoir regulation) skill contest and characters. The training textbook is of complete system units won Guangdong talent evaluation and assessment way, well carry out graduate recruitment and implement management steam turbine maintenance skill contest, strictly require boosting structure, with strong pertinence, which is of favorable Provincial May 1 Labor Award trainee plan; optimize procedure and promote talent fow within system, exploit internal talent potential, the establishment of competition platform according to provincial 2 guiding significance to strengthening training to support and direct related unit to recruit scarce excellent talent from the society. Comprehensively adopt type II competition standard. Organically combine contest platform employee and widening work thinking. internal and external recruitment way, timely response to the demand of talent in new economy growth establishment and construction of skill practical training base, point such as new energy, natural gas and electric sales, fulfll the position opening of new production powerfully promote the development of skill practical training work, unit, gradually remit the structural personnel lack problem in old factory and hydropower plant, promote and take full consideration of the expansibility and feasibility of contest person won the name of the continuous optimization of talent team. In 2016, personnel from secondary unit within system were platform for technical practical training afterward, greatly improving 1 National May 1 Labor Award of 58 personnel fow, recruited 25 scarce professionals from the society and 295 this year's graduates the usage rate of equipment. (Including 25 management trainees). Carried out overall carding to existing system, revised Employee Education and Training Management Method, Employee Mount According to talent demand condition of different specialties of each unit, the company is constantly Guard with Certifcate Management Method as well as Education and completing mechanism and gradually increasing the social recruitment for talent of new energy project, Training Work Performance Evaluation Method, abolished 15 systems overseas project as well as diversification plates, actively promoting employees localization policy, such as Notice on Improving Judging Process of Judge in Power promoting the local employment and sincerely implementing national, provincial and municipal policy Specialty, combined and newly issued 4 systems such as Professional deployment, well carrying out the reception and placement work for demobilized offcers. Technical Evaluation Work Management Rules.
To adapt the strategic development demand of the company, greatly carry out employee occupational Promote effciency through contest, actively carry out each kind life management work in power generating enterprise within system, and it newly added professional of labor contest. In 2016, it organized and developed Ankang Cup technology and occupational skills out of original administrative management function, getting through competition, and 3 units acquired national advanced honor, while the occupational promotion channel between professional technical and occupational skill personnel, 3 units and 1 person acquired provincial advanced honor. In 216, it providing technical personnel with wider platform and creating a high-quality and high-skilled talent team, organized and developed plant-level labor competition for over 80 thus formed a favorable atmosphere of advocating science, respecting knowledge, respecting skill and times, over 17,000 people participated, and department level labor respecting skilled talents, which powerfully promoted and pushed the safety production and harmonious competition for over 260 times, and over 13,000 people participated. development of enterprise. Up to now, 15 power generating enterprises had carried out recruiting and selecting work for professional skill and occupational skill positions.
In 2016, totally 2 units of the company had won the name of Guangdong Provincial May 1 Labor Award, and 1 person won the name of National May 1 Labor Award. By end of 2016, there are totally 14 person of the company enjoys the special government allowance.
Educational Background Structure (%) Age Structure (%)
Employee Training Postgraduate Below 30 Above 50 and above 15.54% 15.62%
Overall training time exceeds Emphatically carry out research on training demand for senior management personnel, reserve talent 3.44% leadership development, dedicated to prepare leadership promotion cultivation scheme. Organized totally 15 company leaders and senior management personnel to participate in each kind of Party school 2 million class hours main class and specialized training class held by organization department and SASAC of Guangdong Province. Actively give play to third level training network system of the company, increase the class Technical holding force of each functional department of each unit and company headquarter, targeting promote Undergraduate secondary 30 to 39 40 to 49 the management capacity and technical level of employee of each functional position. In 2016, the staff and junior college school graduate training rate of company achieved 91.2%, and the total training time exceeded 2 million class hours. graduates 27.90% 40.94% and below 70.80% 25.76%
85 86 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Professional Technical The company provides special protection for special crowd (such as expectant mother, nursing woman, etc.). According to Special Provisions Position Structure (%) Professional Skill Title Structure (%) for Female Employee Labor Protection, the company signed Female Employee Labor Protection Special Collective Contract based on Employee Collective Labor Contract, completed the female employee interest regulations, bringing the labor remuneration, working time, labor safety and sanitation, guarantee welfare of female employee into collective contract and special contract, guaranteeing the legal interest and special interest of female employee in systems. Female employee will not be arranged with third level manual work as stipulated by the state, and pregnant female Senior title Medium-grade Senior engineer Double title employee shall not be arranged to work outdoor under high temperature weather above 35℃ or work place where temperature is over 33℃ ; certain 8.65% professional title 31.75% talent rest time shall be arranged for over 7 months expectant mother and female employees who nurses l-year old babies or younger ones. 21.77% 22.45% The company actively organizes each kind of recreational and sports activities to enrich the amateur cultural life of employees. In 2016, the company held YUDEAN CUP table tennis competition and also singing competition with the theme of Love YUDEAN and Sing Life; it also carried out employee calligraphy and paintings knowledge lecture and works collecting and choosing activities. In addition, it organized to participate in Senior Guangdong provincial state-owned Yuehaibei Calligraphy and Painting Photography Exhibition Competition and won Excellent Organization Silver Junior technician Intermediate Award. In 2016, totally 3 unit won the name of Advanced Unit in Sports Festival of Guangdong Sports Bureau. professional 2.76% engineer and title The company seriously implement the Two Treatment Work of political and living treatment for veteran cadre, completing the service mechanism below Technician 19.50% for the emeritus and retired, strive to solve the actual diffculties of old comrades, continuously won commendation from Guangdong Provincial 12.58% 14.40% Veteran Cadre System for 8 years.
On-the-job Employee Labor Whole Staff Training Rate (%) Production Rate (10,000 Yuan/person)
442.38 92.20 92.10 91.20 433.21 90.60 90.70 380.79 332.21 277.32
2012 2013 2014 2015 2016 2012 2013 2014 2015 2016
Employee Care
Promoting welfare of Continue completing needy employee assisting mechanism, timely get to know the dynamic and demand of employees, reach the grassroots level to handle affairs for employees. In 2016, each unit of the system condoled over 1,200 ill hospital employees, condoled over 600 needy employees, 1800 man-times and organized donation for nearly RMB 1.11 million for needy and serious ill employees. Attached importance and cares to mental health of employees, regularly carried out mental health tutorship and training and helped employee to balance the relationship among work, living and family according to the features of different work positions, forming active psychology and enterprise perception of affliation. Tug-of-war
87 88 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
In 2016, the company totally signed coal annual contract of 19.1 million tons, that is 1 million Electricity-coal annual contract signed for Cooperation and Win-win tons more than last year; realized 13,405,000 tons, increasing 680,000 tons on a year-on-year basis; realizing rate at 70.2%, basically same as last year; it is about 41.3% of the total purchase amount of the company, increasing 5.8% on a year-on-year basis. 19.1 million tons. YUDEAN attaches importance to win-win development with partner, paying close attention to how to promote effective cooperation with partner responsibly and in high efficiency, constantly expanding cooperation field so as to realize complementary advantages and long-term development of both Parties. Bank-enterprise Cooperation
The company signed RMB 20 billion Clean Renewable Energy Source Project Green Credit Cooperation with Clients Cooperation Agreement with ICBC, realizing the fnancing mode innovation of from Project Seek Money to Money Waiting for Project.
Accumulated surrender part of proft The company established favorable communication and coordination mechanism with Grid The company was successfully approved with DFI qualification, becoming the first local for big customer direct purchase Company and Power Dispatching Mechanism, maintain the harmonious and favorable plant-grid generating group with DFI qualification, and also the first batch of provincial enterprise within power for over RMB relation through plant-grid joint committee organized by the government, quarterly and monthly Guangdong Province. After acquiring the qualifcation, the company may self-select issuance types, information disclosure meeting as well as each kind of emergency response communication scales and term limit according to capital demand and market status, effectively improving the bond mechanism, guaranteeing the safe, stable and high-effciency operation of the generating unit. issuing effciency and lowering fnancing cost, preventing from capital risk and further improving the Comprehensive credit granting by 450 million Yuan. reputation and position of the Group in bond market. The company participated 18% share and established Southern Power Comprehensive fnancial institution of RMB Energy Company with China Southern Power Grid, carrying out investment construction in energy In 2016, the company continued keeping favorable cooperation relationship with each bank in comprehensive utilization, new energy distributed energy and energy storage project as well as China, totally acquired comprehensive credit granting of RMB 157.2 billion Yuan from ICBC, The consulting and investment of energy saving and emission reduction field. In addition, YUDEAN Agricultural Bank of China, China Construction Bank, Bank of China, etc., powerfully guaranteeing 157.2 billion Yuan. Guizhou Company has cooperated with Guizhou Company of Southern Power Comprehensive the operation and development capital demand of the company. Energy Company to establish YUDEAN Comprehensive Energy Company, actively carrying out the construction of clean energy project.
As the largest provincial power generation enterprise in Guangdong Province, the company actively and steadily participated in power reform work such as big customer power purchase. In 2016, the company participated in big customer direct power transaction for 15.48 billion KWH, including annual negotiated transaction power quantity of 9.92 billion KWH, monthly competitive University-enterprise Cooperation transaction power quantity of 5.56 billion KWH, and the surrender part of the profts was totally RMB 450 million Yuan, providing powerful support for stable development of industrial enterprise within The company carried out hierarchical and classifed training according to different category, level and position demand, organized to complete Guangdong Province. Senior Management Personnel Training Class of China Executive Leadership Academy Pudong (47), Reserve Talents Training Class of Peking University (50), Branch Offce Manager and specifc responsibility staff alternate training of Hunan University (Three phases 151 persons in total). Cooperation with supplier
Accumulated transaction amount of The company built a fair, public and transparent commercial information communication commercial net exceeds RMB platform-YUDEAN commercial net for suppliers. As one of the important information strategy Cooperate with Huazhong University of Science and Technology and so on to undertake national key research plan of PM2.5 and planning of the company, as well as the external portal of the company’s commercial work, Mercury Control Technology project, and Jinghai Power Generating Company is the engineering demonstration site of the key YUDEAN commercial net has been supplying safe and stable business support for the company research project. 27 billion and suppliers. By December 31, 2016, total transaction amount of YUDEAN commercial net has National science and technology support plan project-Wind Power Unit Intelligent Control as well as Key Technical Research and exceeded RMB 27 billion, with 190,000 transactions of material purchase, engineering bidding and Demonstration of Intelligent Wind Power Plant was jointly undertaken by Guangdong YUDEAN Zhanjiang Wind Power Company and waste material sales, and the purchase list quantity has achieved 669,000 with member unit of Guangzhou Mechanical Institution, South China University of Technology, Guangdong Power Technology Institution and Huazhong University of Science and Technology. 19,000 ones, which has been one of the biggest e-commerce platform in Guangdong Province. Cooperate with Huazhong University of Science and Technology to carry out Feasibility Study on Mixing Import Coal, Coal Burning The company carries out strict responsibility assessment system for suppliers, who are required Feature Management and Forecast Expert System Development, SCR Gas Denitration System Flow Field Dynamic Fining Control to be with complete certifcates, comply with national policy, laws and regulations; it carries out Research, etc. comprehensive evaluation to performance, capacity, credit, performance condition and price of Research on In-furnace SNCR Coupling External SCR Denitration Ultra-clean Emission Technology, Anti-corrosion Research to suppliers; through concluding detailed articles in contract, the product required shall meet the 220th High-temperature High-pressure Biomass Boiler, Research on Antitangential Air Water-proof Cold-wall High-temperature safety and environmental protection requirement of power plant, meanwhile, supervision institution Corrosion Device and so on carried out in cooperation with Zhejiang University. is entrusted to supervise the process of sampling and test, guaranteeing the quality of product and Research on Optimization and Solution to Nanshui Unit Working Condition Limit and Safety Inspection to Metal Structure carried out meeting the parameter of environmental protection index. in cooperation with Hohai University and Zhejiang University.
To build environmental friendly energy saving power project, infrastructure projects of the Research and Optimization in Reclaimed Water Recycling Deep Treatment System, Boiler Burning Optimization Information company are mainly of optimized technical schemes, and strict energy saving environmental Transmission Control System, Circulating Fluidized Bed Unit Energy Efficiency Optimizing Method and System, Confirmation Method of Circulating Fluidized Bed Unit Consumption Difference Analysis and Optimization Target Value System carried out in protection index was prepared to strengthen the measures such as acceptance and default penalty cooperation with South China University of Technology. management, strictly require suppliers to perform their social responsibilities, providing with safe, environmental and qualifed product. During project bidding and procurement, the company strictly Full Working Condition Advanced Forecast and Control Method Research to Steam Temperature of Boiler in Power Plant, Research on Control Method to Using Second-order Differential in Boiler Steam Temperature Control carried out in cooperation with North limit access of bidder with guilty of offering bribe, promoting the construction of social credit system, China Electric Power University. building the honesty and credit market environment.
89 90 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
International Communication and Cooperation Social Beneft
Received over According to the national suggestion of the Belt and Road and strategy deployment Walking Out of the company, it is striving to following and promoting the coal power, gas power, wind power and YUDEAN adheres to the enterprise mission of Great Virtue, Being Good, Beneft solar energy power generation project in Indonesia, South Pacifc Ocean and Central and Eastern to the State and the People, taking social benefit to be one of the important foreign guests. Europe, which are strategic key countries and regions of Guangdong the Belt and Road. Currently, aspects in sustainable development of enterprise, actively back-feed the society 70 and greatly support social beneft, winning wide approval from the society. recording by investment competent department and commercial department related to overseas investment affairs of Atelata Oil Shale Circulating Fluidized Bed Mine and Power Joint Operation Project in Jordan have been completed. Through normalized donation system and diversifed support measures, the company actively Totally invested each poverty alleviation The company actively responses to the strategic layout of China’s the Belt and Road, steadily back-feeds the society, striving to realize harmonious development of enterprise and society. By funds for about RMB carrying out the strategy of Walking Out, developing the international communication and end of 2016, it has totally invested each poverty alleviation funds for about RMB 128.5 million Yuan, cooperation. Currently, the company has carried out cooperation in power and coal in Australia, UK, of which each poverty alleviation donation expense in 2016 covers RMB 19.843 million Yuan. Since Netherlands and Mexico, etc. the establishment of 2010 Guangdong Poverty Alleviation Day, the company has won Guangdong 128.5 million Yuan Poverty Alleviation Red Cotton Cup Gold Award for continuously 6 years. In May 2016, Li Zhuoxian, secretary of the party committee and Chairman of the board of the company, participated in the economic and trade cooperation communication meeting held by According to the three-year work deployment of promoting new-age targeted poverty relief and Guangdong Provincial Government in USA, Canada and Mexico. In 2016, the company totally received overcoming by Guangdong Provincial Government, from 2016 to 2018, the company fxedly support Each poverty relief donations over 70 foreign guests, which effectively promoted the international communication and cooperation. Yuexi Village in Hetian Town, Luhe County Shanwei City. The company pays high attention and expense in 2016 was RMB actively responses to the calling of provincial government, timely dispatch feld working team to carry out support work. In the past year, the feld working team completed 3 phases work of targeted poverty identifcation, regular fling and precision plan, and confrmed the whole village civilization 198.43 million Yuan based on the theme of Civilized Yuexi and Ecology Yuexi as well as the poverty overcoming development thinking of Employment First as well as Planting and Cultivation in Supplementary. Case In recent years, YUDEAN Company actively implemented the strategy of Walking Out, steadily exploring the overseas In 2016, Each unit of the system organized to develop various kinds of communication activities operation market. In January 2016, technical service team in Cambodia Project Department of the company went to with community, social public and medias, including advertising energy saving and environmental Cambodia Viniton Company of China Tobacco Guangdong Industrial Co., Ltd. to carryout related technical service work, protection knowledge to communities, repairing electric appliances for community resident, inviting providing service for the safety operation of personnel, equipment and facilities within contract area with strong technical power support community residents, social public and media to visit power plant, helping elderly person of no and complete logistics guarantee. family in the community, etc.
Cambodia project is the fourth overseas project of YUDEAN Company following Vietnam Coast Defense Project, Indonesia Pacitan In 2016, the company actively developed each kind of public beneft activities: organized Caring Project and Vietnam Wengan Project, which mainly includes technical management to 2×14t/h oil-burning boiler in power workshop of Students activities, donated 12 schools and subsidized 254 students with assistance fee about Viniton Company , chemical water system, power generation and distribution system, meanwhile carrying out training work to over 30 RMB 60,000 Yuan, which were appraised by local government and people; it organized over 600 Cambodia employees. league members to go to communities and streets for over 50 times to carry out power knowledge popularization, electric appliance repair and environmental protection publicity, etc., which made the community and city warmer; in addition, it actively developed forest planting activities and planted nearly 900 trees in the whole year, with a planting area of 22.9 mu, building the beautiful home with actual actions.
Participated Main Social Organizations Cooperation in the Same Investment of Poverty Alleviation Funds (10,000 yuan)
Business 2164 The company actively participates in the preparation and 1984.30 Association name Company roles revision of national and industrial standard, attaching importance in 1765 1702.66 standardization achievement extraction and transfer work, effectively 1431.14 China Electricity Council Vice chairman unit promoting the Standardization and healthy development of power industry. In 2016, it participated in the editing and revision of national China Electrical Equipment Vice president company Management Association standard Enterprise Standard System and developed the revision of two industrial standards such as Power Enterprise Standard System China Nuclear Energy Association Standing director unit Preparation Guide; in addition, it recommended to apply for 5 China Power Combined Standard Projects and applied to Guangdong Guangdong Province Electricity Vice president company Trade Association Quality and Technology Supervision Bureau for establishing 3 Guangdong Society Electrical technical standard committee such as Guangdong Provincial Wind Vice director unit Engineering Power, etc. Guangdong Society for Hydropower 2012 2013 2014 2015 2016 Engineering Director unit
Guangdong State-owned Enterprise Vice president company Legal Adviser Association
91 92 CSR Report of YUDEAN GROUP for 2016 Responsibility Safety Excellent Green Harmonious Management YUDEAN YUDEAN YUDEAN YUDEAN
Case Case Since June 2016, Yuelong Power Company targeted poverty relief specialized team went to Fengxi Village in Sulong Before International Town of Luoding City, they carried out in-house survey and visit, personnel information investigation for 29 general low Children's Day 2016, income families and 100 households enjoying the minimum living guarantee, precisely getting to know the current situation, Zhongyue Energy Company poverty reasons and actual demand of each poverty relief objects. Based on the actual demand of low income families, through asking organized young employees to their development willing, based on their own skill features and combining local agricultural industry advantages, the specialized team go to Xuwucun kindergarten in prepared targeted poverty overcome scheme for each low income family to ensure one policy for one family, implement policy based Chikan district to carry out June on personnel and guarantee to realize poverty relief target within 3 years. After verifcation, 8 general low income families had realized 1 love outreach, sending children poverty relief by end of 2016. with brand new customized kindergarten clothes and necessities of life. Children cheerily performed exquisitely prepared shows for them, and the interactive communication at site also further closed the gap between young employees and children.
Forecast
Focus Action plan
Strengthen labor union construction, promote democratic management, implement the function of Try hard to build harmonious workers' conference, deepen factory affair publicity, normalize collective contract management, labor relationship complete labor protection and supervision inspection mechanism Strengthen humanistic care, carry out labor competition and cultural and sports activities, create positive and lively enterprise atmosphere
Complete talent introduction and usage mechanism, improve the quantization management level of talent confguration adjustment, pointedly speed up construction of professional talent team Strengthen employee Strengthen recruitment and training of talent, strictly control the access of graduates, further vitalize team construction internal talent market, continuously improve talent structure Further integrate existing training resource of company, strengthen education training demand analysis and training plan management, creating education and training system and mode with YUDEAN characteristics
Continue developing various communication activities with community, social public and media, Care community and caring the complaints of related party such as community fulfll social beneft Actively develop each kind of volunteer activities, participate in each kind of public beneft activities organized by the government Sincerely perform the social responsibility of state-owned enterprise, continue implementing targeted poverty relief, paying attention and actual effect
93 94 CSR Report of YUDEAN GROUP for 2016 Report Reference Report Reference
Report catalogue Page GRI-G4 CASS-CSR3.0 (Power generation industry) Report catalogue Page GRI-G4 CASS-CSR3.0 (Power generation industry)
Statement 1 G4-3 P1.1 Compliance 64 G4-56/G4-57 S1 Construction of honesty and About this report 2 P1 64 G4-56/G4-57 M3.2/M3.4/M3.15 faithfulness Report time range 2 G4-28 P1.2 Legal works management 64 G4-56/G4-57 S1.1/S1.2
Report issuance period 2 G4-30 P1.2 Internal audit 65 G4-S03 S1.1
Report boundary 2 G4-18 P1.3 Honest and self-disciplined 65 G4-S04/G4-S05 S1.1/S1.3 Report reference standard 2 G4-19 P1.2 Pay taxes according to law 66 S1.5/S1.6 Report data instruction 2 G4-19 P1.4 Risk control 66 G4-S03 S1.1/S1.2 Report contact way 2 G4-31 P1.4/P1.5 Forecast 66 G4-1 A1 Address 5 P3/P3.1/P3.2 Green YUDEAN 68 E1/E2/E4/S1 About us 7 P4 Resource and energy saving 69 G4-EN3/G4-EN6 Key performance 7 P5/P5.2 Strengthen energy saving 69 G4-EN3 E1.1/E2.1/S1.6 Safety 7 G4-PR P5.2 management Develop energy saving 70 G4-EN3 E1.1/S1.6 Economy 7 G4-EC P5.2 reconstruction Participate in energy saving environment 8 G4-EN P5.2 dispatching 70 S1.6 Society 8 G4-LA/G4-HR P5.2 Construct energy saving unit 70 G4-EN6 S1.6 Company introduction 9 G4-3/G4-4/G4-5/G4-6/G4-7/G4-8/G4-9/G4-12/G4-13 P4 Implement low carbon office 71 G4-EN6 E1.11/E1.12/E1.13 Company strategy 11 G4-1/G4-2 G1/G1.4 Emission and pollution reduction 72 E2 Environmental protection Company culture 11 G1.1 improvement 72 G4-EN15/G4-EN18/G4-EN19/G4-EN21/G4-EN31 E1.16/E2.1/E2.9/E2.10/E2.11/E2.12/E2.13 Senior management layer 12 G4-38 Environmental protection index 73 G4-EN E2.5/E2.6/E2.9/E2.11/E2.11/E2.12/E2.13 Attach importance to circular Corporate governance 13 G4-14/G4-15/G4-33/G4-34 M1/M1.1/M1.2/M1.3 economy 74 G4-EN2/G4-EN10/G4-EN23 E2.5/E2.6/E2.7 Governance Structure 14 G4-14 M1 Protect ecological environment 74
Major holding companies 15 P4.3 Protect marine environment 74 G4-EN9 E3.6 10 major events 17 P5/P5.1 Protect community and environ- ment around power plant 75 G4-EN11/G4-EN30/G4-S01 S1.6/E1.5/E1.10 Company honor 19 P5.3 Protect biological diversity 76 G4-EN11/G4-EN12 E1.1/E3.5 Responsible subject 21 Fully promote coal-fire unit ultra-low emission Develop clean energy 77 reconstruction, make the blue sky more blue 21 G4-PR/G4-EC/G4-EN E/S/M Clean energy 79 E2.1/M2.2 New breakthrough in financial plate, 25 G4-EC/G4-PR5 M motivate new vigor in diversity development Carbon capital management and carbon emission permit transaction 80 E1.1/E2.14/S1.6 Responsible management 28 G Forecast 80 G4-1 A1 Responsible treatment and promotion 29 G4-35 G2/G2.5/G3.1/G4/G4.1/G4.2/G4.3/G5.4/G5.5/G6.4 Harmonious YUDEAN 82 S1/S2/S4/M3 Responsible model 30 G4-34 Employee growth 83 G4-LA1 S2 Practical social responsibility topic 32 G4-DMA G1.3 Communication among interested party 33 G4-24/G4-25/G4-26/G4-27 G5/G5.1/G5.3/G5.4/G5.5/G5.6/G6.2 Employee equity 83 G4-10/G4-11/G4-LA2/G4-LA3/G4-LA13 S2.2/S2.3/S2.4/S2.5/S2.6/S2.9/S2.11/S2.17/S2.18/S2.19/S2.20/S2.22 Safety YUDEAN 36 S1/S3/M3 Employee development 85 G4-LA10/G4-LA12 S2.13/S2.24/S2.25/S2.26/S1.6 Safety production management 37 GR-PR1 S3.1/S3.2/S3.3/S3.4/G3.2 Employee training 85 G4-LA9/G4-HR2 S2.25/S2.26/S3.14 Safety production activities 39 GR-PR1/GR-PR2 S1.6/S3.1/S3.5/S3.6/S3.7/S3.8/S3.9/M3.7 Employee caring 87 S2.21/S2.27/S2.28/S2.29
Benchmarking management 40 Cooperation and win-win 89 G4-37 M3
Reliability of power generation assembly 41 GR-PR3 S3.8/S3.10/S3.11/S3.12/S3.13 Cooperation with clients 89 G4-PR5 M3.1/M3.2/S1.6
Safety production index 42 G4-PR S3.6/S3.7 Cooperation with suppliers 89 G4-S010 M3.1/M3.2/M3.3/M3.4/M3.6/M3.8/M3.9
Emergency management 44 GR-PR3 S3.2/S3.3 Bank-enterprise cooperation 90 S1.6 Scientific and technological innovation 45 M2.6/M2.7/M2.8/M2.9/M2.10 University-enterprise cooperation 90 S1.6 Information construction 48 M3.1 International communication and cooperation 91 P4.6/S4.1/S4.4 Forecast 48 G4-1 A1 Cooperation in the same business 91 Excellent YUDEAN 50 M1/M2/S1 Participated major social organizations 91 G4-16 P4.6 Core business 51 G4-EC1/G4-EN1/G4-EN3 M1.4/M1.5/M1.6/S1.6 Social benefit 92 G4-EC7 S1.6/S4.9/S4.10 Power development 53 G4-EC7/G4-EN5 M1.4/M1.5/M1.6/M2.2/M2.3/M2.4/S1.6 Forecast 94 G4-1 A1 Diversified industry 57 G4-EC7/G4-EN2/G4-EN3 M1.4/M1.5/M1.6/S1.6 Report reference 95 G4-32 A3 Industry distribution 61 Capital and assets management as well as Explanation of term 97 capital operation 63 G4-EC4 M1.4/M1.5/M1.6/S1.6 Economic index 63 G4-EC M1.4/M1.5/M1.6 Feedback table G4-31 A4
GRI-G4 refers to Sustainable Development Report Preparation Guide of global report Initiative CASS-CSR3.0 refers to China Enterprise Social Responsibility Report Preparation Guide of Chinese Academy of Social Sciences 95 96 Yuedian Plaza, No. 8, East Tianhe Road, Guangzhou City, Guangdong Province Comprehensive Department of YUDEAN (Receipt) Opinion Feedback Table
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Explanation of Term Explanation of Term
Term Explanation Term Explanation
Also called as coal bed methane power generation, it adopts the methane from coal mine (main components Installation It refers to rated effective power of generating unit, generally it is in KW or MW. The bigger the installation Methane of methane), it adopts gas mixture combustion technology to make gas exploring within cylinder, driving capacity capacity, the more generating capacity when generating unit is under full load operation. electrical the running of engine so to generate electricity. Methane electrical generation not only generate electricity generation cleanly and in high effciency, but also improves the safety production condition in coal mine, meanwhile, it also avoids the pollution to environment due to direct drainage of methane.
Generating It refers to the electricity quantity produced during operation of generating unit, usually the metering unit is capacity KWH, kilowatt for short. It refers to that power plant removes sulfur dioxide in gas through flue gas desulfurization technology, reducing the pollution to air, formation of acid rain and damage to crops. Power plant of YUDEAN generally Desulfurization adopts wet desulfurization technology, which removes the sulfur dioxide through chemical reaction between limestone four and sulfur dioxide in exhaust gas, and then generates bypass product-plaster which can be recycled and reused. It refers to the electric quantity input to power grid from power plant that is the electric quantity sold to power grid On-grid energy by power plant. Generally the on-grid energy of power plant=generating capacity-power consumed by plant.
It refers to remove the oxynitride in exhaust gas through denitration technology, reducing the emission of Denitration oxynitride into gas and reduction air pollution and damage to ecological environment. It refers to the percentage of plant power consumption and generating capacity during power generation. Plant power Plant power consumption generally includes the power consumed by equipment operation, lighting and offce consumption rate within plant.
It refers to that power plant removes particulate matter such as dust in exhaust gas through dedusting Dedusting technology, reducing the air pollution and lowering atmosphere PM2.5 value. Currently, power plants generally adopt electrostatic precipitation, bag dust-cleaning or wet dedusting method. Power supply Also called as power supply coal consumption, it refers to the standard coal consumed by thermal power standard coal plant when provide 1 KW power (Unit: g/KWH). It is an important index refecting economic effciency of consumption thermal generator set. It refers to that through deep optimization and improvement to flue gas emission technology of coal- Ultra-low emission fred unit, make the dust, sulfur dioxide and oxynitride emission concentration index of coal-fred unit after reconstruction achieve or lower than existing fue gas emission limit of compressor-turbine unit.
Equivalent Equivalent availability factor of generating unit=(available hours-equivalent stop hours for reducing force)/ availability calendar hour of report date*100%. It is an important index refecting the reliability of unit. factor It refers to greenhouse gases emission reduction index which must be completed. Essence of carbon quota CCER transaction is to limit the emission of carbon in an original open and free feld, so as to change the unlimited emission right into a kind of scarce quota. It refers to a kind of power generation technology which transfer the biomass energy of into electric energy, Biomass including power generation through directly burning forestry and agricultural residues, power generation by power It refers to electricity energy supply between power generating enterprise and terminal electricity purchase gasifying forestry and agricultural residues, generating electricity through refuse incineration, landfll gas to generation big client through direct transaction, and it is one of the emphasis and diffculties in current China’s power generate electricity as well as marsh gas power generation. industry reform. Its purpose is that it breaks through the sole electricity sales right of grid enterprise, Carbon quota introducing in competition mechanism in power generation and sales side, which is in favor of exploiting to establish reasonable power transmission and distribution formation mechanism and promoting grid transmission and distribution separation, so that terminal user may enter into power market and promote to establish open power market. It refers to short for Integrated Gasifcation Combined Cycle generating system, it is an advanced power system which combines coal gasification technology and high-efficiency combined cycle. It consists of IGCC gasification part of coal and gas-steam combined cycle power generation, which is of high generating It is symmetry to rough poverty alleviation, it refers to carrying out targeted identification, help and efficiency and also excellent environmental protection performance, and it is a clean coal generating Targeted poverty management to poverty relief object through scientifc and effective program for different poverty areas and technology with excellent development prospect. alleviation different poverty family conditions. Generally speaking, targeted poverty alleviation is specialized for poverty people, people who are poor will be supported.
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