Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ambev S.A.
Meeting Date: 10/01/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Londrina For Do Not Bebidas Ltda. (Londrina Bebidas) Vote
2 Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Londrina Bebidas For Do Not Vote
5 Amend Articles to Reflect Changes in Capital For Do Not Vote
6 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
7 Consolidate Bylaws For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Londrina For Bebidas Ltda. (Londrina Bebidas)
2 Appoint Independent Firm to Appraise For Proposed Transaction
3 Approve Independent Firm's Appraisal For
4 Approve Absorption of Londrina Bebidas For
5 Amend Articles to Reflect Changes in Capital For
6 Authorize Board to Ratify and Execute For Approved Resolutions
7 Consolidate Bylaws For
Ambev S.A.
Meeting Date: 10/01/2014 Country: Brazil Meeting Type: Special
Page 1 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ambev S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Agreement to Absorb Londrina For Do Not Bebidas Ltda. (Londrina Bebidas) Vote
2 Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Londrina Bebidas For Do Not Vote
5 Amend Articles to Reflect Changes in Capital For Do Not Vote
6 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
7 Consolidate Bylaws For Do Not Vote
Cosan S.A. Industria e Comercio
Meeting Date: 10/01/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint Independent Firm to Appraise For Do Not Proposed Spin-Off Vote
2 Approve Agreement for the Partial Spin-Off For Do Not of Cosan S.A. Industria e Comercio and the Vote Absorption of Spun-Off Assets by Cosan Logistica S.A. (Cosan Log)
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Partial Spin-Off and Amend Article 5 For Do Not to Reflect Changes in Capital Vote
5 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Page 2 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TransDigm Group Incorporated
Meeting Date: 10/02/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Stock Option Plan For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Stock Option Plan For
Abbey plc
Meeting Date: 10/03/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividends For For
3 Reelect Robert Kennedy as Director For Abstain
4 Authorise Board to Fix Remuneration of For For Auditors
Special Business
5 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
6 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Standard Life plc
Meeting Date: 10/03/2014 Country: United Kingdom Meeting Type: Special
Page 3 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Standard Life plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal of Standard Life's Canadian For Abstain Business
The Henderson Smaller Companies Investment Trust plc
Meeting Date: 10/03/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Jamie Cayzer-Colvin as Director For For
6 Re-elect David Lamb as Director For For
7 Re-elect Beatrice Hollond as Director For For
8 Re-elect Keith Percy as Director For For
9 Re-elect Mary Sieghart as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Specific Purchase of the Preference For For Stock Units by the Company
15 Authorise Market Purchase of Ordinary Shares For For
16 Adopt New Articles of Association For For
Page 4 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Sky Broadcasting Group plc
Meeting Date: 10/06/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to the Acquisition For Abstain of Sky Italia S.r.l. and Sky Deutschland AG
Electra Private Equity plc
Meeting Date: 10/06/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Shareholder Proposals
1 Elect Edward Bramson, a Shareholder Against Against Nominee to the Board
2 Elect Ian Brindle, a Shareholder Nominee to Against Against the Board
3 Remove Geoffrey Cullinan as Director Against Against
Fresnillo plc
Meeting Date: 10/06/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of Newmont's 44 For Abstain Percent Interest in the Penmont JV
ALL America Latina Logistica S.A.
Meeting Date: 10/07/2014 Country: Brazil Meeting Type: Special
Page 5 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ALL America Latina Logistica S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Discuss Implementation of Indemnification For Do Not Policy Vote
2 Ratify Director For Do Not Vote
Industrial Bank of Korea
Meeting Date: 10/07/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For Against
Irish Residential Properties REIT plc
Meeting Date: 10/07/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect David Ehrlich as a Director For For
1b Elect Declan Moylan as a Director For For
1c Elect Aidan O'Hogan as a Director For For
1d Elect Colm O Nuallain as a Director For For
1e Elect Thomas Schwartz as a Director For For
2 Authorize Board to Fix Remuneration of For For Auditors
3 Allow Electronic Distribution of Company For For Communications
Page 6 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Akzo Nobel NV
Meeting Date: 10/08/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Elect M. Castella to Management Board For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Elect M. Castella to Management Board For
Comcast Corporation
Meeting Date: 10/08/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For Abstain
2 Adjourn Meeting For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For
2 Adjourn Meeting For
Axis Bank Ltd.
Meeting Date: 10/09/2014 Country: India Meeting Type: Special
Page 7 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Authorize Issuance of Long Term Bonds/Non- For For Convertible Debentures
Kabel Deutschland Holding AG
Meeting Date: 10/09/2014 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/14 (Non-Voting)
2 Approve Discharge of Management Board for For For Fiscal 2013/14
3 Approve Discharge of Supervisory Board for For For Fiscal 2013/14
4 Ratify PricewaterhouseCoopers as Auditors For For for Fiscal 2014/15
5 Approve Creation of EUR 44.3 Million Pool of For Against Capital without Preemptive Rights
6 Approve Issuance of Warrants/Bonds with For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 44.3 Million Pool of Capital to Guarantee Conversion Rights
7 Authorize Share Repurchase Program and For Against Reissuance or Cancellation of Repurchased Shares
Shareholder Proposals Submitted by Vodafone Vierte Verwaltungs AG
8 Cancel Resolution Re: Special Audit of the None For Oct. 10, 2013 AGM
Page 8 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mothercare plc
Meeting Date: 10/09/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorise Issue of Equity Pursuant to the For Abstain Capital Raising
2 Authorise Issue of Equity without Pre- For Abstain emptive Rights Pursuant to the Capital Raising
PANDORA A/S
Meeting Date: 10/09/2014 Country: Denmark Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Peder Tuborgh as New Director For Do Not Vote
2 Other Business
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Peder Tuborgh as New Director For
2 Other Business
Shanghai Electric Group Co., Ltd.
Meeting Date: 10/09/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 9 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Electric Group Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Provision of Guarantee for a Wholly- For For owned Subsidiary to be Established in Hong Kong on its Bank Loan
Shui On Land Limited
Meeting Date: 10/09/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale and Purchase Agreement and For For Related Transactions
Time Warner Cable Inc.
Meeting Date: 10/09/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For
2 Advisory Vote on Golden Parachutes For
Transurban Group
Meeting Date: 10/09/2014 Country: Australia Meeting Type: Annual/Special
Page 10 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Transurban Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Resolutions for Transurban Holdings Limited and Transurban International Limited
2a Elect Neil Chatfield as Director For For
2b Elect Robert Edgar as Director For For
3 Approve the Remuneration Report For For
Resolution for Transurban Holdings Limited, Transurban International Limited, and Transurban Holding Trust
4 Approve the Grant of Performance Awards to For For Scott Charlton, CEO of the Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Resolutions for Transurban Holdings Limited and Transurban International Limited
2a Elect Neil Chatfield as Director For
2b Elect Robert Edgar as Director For
3 Approve the Remuneration Report For
Resolution for Transurban Holdings Limited, Transurban International Limited, and Transurban Holding Trust
4 Approve the Grant of Performance Awards to For Scott Charlton, CEO of the Company
Bank Alfalah Limited
Meeting Date: 10/10/2014 Country: Pakistan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Minutes of Previous Meeting For For
2 Approve Investment by International Finance For For Company (IFC) in the Company and Issuance of Company Shares to IFC
Page 11 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Alfalah Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Increase in Investment in Sapphire For For Wind Power Co Ltd (SWP) from $9.6 Million to $10.7 Million to Subscribe in 30 Percent Shares of SWP
Darden Restaurants, Inc.
Meeting Date: 10/10/2014 Country: USA Meeting Type: Proxy Contest
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proxy (Blue Card)
1.1 Elect Director Michael W. Barnes For Do Not Vote
1.2 Elect Director Gregory L. Burns For Do Not Vote
1.3 Elect Director Jeffrey H. Fox For Do Not Vote
1.4 Elect Director Christopher J. (CJ) Fraleigh For Do Not Vote
1.5 Elect Director Steven Odland For Do Not Vote
1.6 Elect Director Michael D. Rose For Do Not Vote
1.7 Elect Director Maria A. Sastre For Do Not Vote
1.8 Elect Director Enrique Silva For Do Not Vote
2 Advisory Vote to Ratify Named Executive For Do Not Officers' Compensation Vote
3 Ratify Auditors For Do Not Vote
4 Provide Proxy Access Right For Do Not Vote
5 Report on Political Contributions Against Do Not Vote
6 Report on Lobbying Payments and Policy Against Do Not Vote
Opposition Proxy (White Card)
1.1 Elect Directors Betsy S. Atkins For For
Page 12 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darden Restaurants, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Directors Margaret Shân Atkins For For
1.3 Elect Directors Jean M. Birch For For
1.4 Elect Directors Bradley D. Blum For For
1.5 Elect Directors Peter A. Feld For For
1.6 Elect Directors James P. Fogarty For For
1.7 Elect Directors Cynthia T. Jamison For For
1.8 Elect Directors William H. Lenehan For For
1.9 Elect Directors Lionel L. Nowell, III For For
1.10 Elect Directors Jeffrey C. Smith For For
1.11 Elect Directors Charles M. Sonsteby For For
1.12 Elect Directors Alan N. Stillman For For
2 Advisory Vote to Ratify Named Executive None Against Officers' Compensation
3 Ratify Auditors None For
4 Provide Proxy Access Right For For
5 Report on Political Contributions For For
6 Report on Lobbying Payments and Policy For For
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Meeting Date: 10/10/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Ratify KPMG as Auditors For For
3 Authorize Board to Fix Remuneration of For For Auditors
Page 13 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC Global Liquidity Funds plc - Sterling Liquidity Fund
Meeting Date: 10/10/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Ratify KPMG as Auditors For For
3 Authorize Board to Fix Remuneration of For For Auditors
HSBC Global Liquidity Funds plc - US Dollar Liquidity Fund
Meeting Date: 10/10/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Ratify KPMG as Auditors For
3 Authorize Board to Fix Remuneration of For Auditors
Natura Cosmeticos S.A.
Meeting Date: 10/10/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at Nine For Do Not Vote
2 Elect Director For Do Not Vote
Page 14 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Norwegian Property ASA
Meeting Date: 10/10/2014 Country: Norway Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Chairman of Meeting
2 Approve Notice of Meeting and Agenda For Do Not Vote
3 Designate Inspector(s) of Minutes of Meeting
4 Elect Directors For Do Not Vote
5 Approve Remuneration of Resigning Directors For Do Not Vote
6 Elect Members of Nominating Committee For Do Not Vote
7 Approve Remuneration of Resigning For Do Not Nomination Committee Members Vote
Sesa Sterlite Ltd.
Meeting Date: 10/10/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Increase in Borrowing Powers For For
2 Approve Pledging of Assets for Debt For For
3 Authorize Issuance of Non-Convertible For For Debentures or Other Debt Securities
4 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
5 Authorize Issuance of Non-Convertible For For Debentures or Other Debt Securities with Warrants
6 Approve Loans, Guarantees, Securities, For For and/or Investments to Other Bodies Corporate
Page 15 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sesa Sterlite Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Reappointment and Remuneration For For of D. Jalan as Executive Director, Designated as CFO
8 Approve Revision in the Remuneration of For For Executive Directors
Woori Finance Holdings Co. Ltd.
Meeting Date: 10/10/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement with Woori Bank For Do Not Vote
Access Bank Plc
Meeting Date: 10/13/2014 Country: Nigeria Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Business
1 Increase Authorized Capital For
2 Amend Articles of Association and For Memorandum of Association to Reflect Changes in Capital
3 Amend Memorandum of Association to For Reflect Changes in Capital
4 Authorize Issuance of Shares with For Preemptive Rights
5 Authorize Directors to Underwrite Terms and For Conditions of Issuance of Right Shares
6 Eliminate Preemptive Rights to Unsubscribed For Shares
7 Authorize Board to Ratify and Execute For Approved Resolutions
Page 16 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Access Bank Plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Authorize Board to Appoint Professional For Parties and Advisers and Take All Necessary Steps To Execute Approved Resolutions
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 10/13/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Board Size For Do Not Vote
2 Elect Director For Do Not Vote
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 10/13/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Increase in Board Size For Do Not Vote
2 Elect Director For Do Not Vote
Minor International PCL
Meeting Date: 10/13/2014 Country: Thailand Meeting Type: Special
Page 17 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Minor International PCL
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Minutes of Previous Meeting For For
2 Approve Issuance of Warrants to Exisitng For For Shareholders
3 Reduce Registered Capital For For
4 Amend Memorandum of Association to For For Reflect Reduction in Registered Capital
5 Increase Registered Capital For For
6 Amend Memorandum of Association to For For Reflect Increase in Registered Capital
7 Approve Issuance of Shares to Existing For For Shareholders on Exercise of the Warrants
8 Approve Issuance of Debentures For For
Adani Enterprises Ltd.
Meeting Date: 10/14/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Loan, Guarantee, and/or Security to For Other Bodies Corporate
Assura Group Ltd.
Meeting Date: 10/14/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Capital Raising For Abstain
Page 18 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Assura Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Application by Invesco Asset For Abstain Management Limited of New Ordinary Shares Under the Terms of the Firm Placing
Buwog AG
Meeting Date: 10/14/2014 Country: Austria Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
2 Approve Allocation of Income For Do Not Vote
3 Approve Discharge of Management Board For Do Not Vote
4 Approve Discharge of Supervisory Board For Do Not Vote
5 Ratify Deloitte Audit Wirtschaftspruefungs For Do Not GmbH as Auditors Vote
6 Approve Stock Option Plan for Key For Do Not Employees; Approve Creation Pool of Vote Conditional Capital to Guarantee Conversion Rights
7 Approve Cancellation of Capital Authorization For Do Not Vote
8 Approve Issuance of Warrants/Bonds with For Do Not Warrants Attached/Convertible Bonds Vote without Preemptive Rights; Approve Creation of Conditional Pool of Capital to Guarantee Conversion Rights
9 Elect Oliver Schumy as Supervisory Board For Do Not Member Vote
Cochlear Ltd.
Meeting Date: 10/14/2014 Country: Australia Meeting Type: Annual
Page 19 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cochlear Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve the Financial Statements and For For Reports of the Directors and Auditor
2.1 Approve the Remuneration Report For For
3.1 Elect Roderic Holliday-Smith as Director For For
3.2 Elect Andrew Denver as Director For For
4.1 Approve the Grant of Securities to For For Christopher Roberts, Chief Executive Officer and President of the Company
5.1 Approve the Future Retirement Allowance For For Payment to Edward Byrne, Non-Executive Director of the Company
6.1 Approve the Temporary Increase in None For Maximum Aggregate Remuneration of Non- Executive Directors
Contact Energy Ltd.
Meeting Date: 10/14/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Grant King as Director For For
2 Elect Sue Sheldon as Director For For
3 Authorize the Board to Fix the Remuneration For For of the Auditor
Ets Franz Colruyt
Meeting Date: 10/14/2014 Country: Belgium Meeting Type: Special
Page 20 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
I.1 Receive Special Board Report Re: Employee Stock Purchase Plan
I.2 Receive Special Auditor Report Re: Employee Stock Purchase Plan
I.3 Approve Employee Stock Purchase Plan Up For For To 1,000,000 Shares
I.4 Approve Fixing of the Price of Shares to Be For For Issued
I.5 Eliminate Preemptive Rights Re: Item I.3 For Against
I.6 Approve Increase of Capital following For For Issuance of Equity without Preemptive Rights Re: Item I.3
I.7 Approve Subscription Period Re: Item I.3 For For
I.8 Authorize Board to Implement Approved For For Resolutions and Fill Required Documents/Formalities at Trade Registry
II.1 Receive Special Board Report Re: Items II.2- III
II.2 Authorize Repurchase of Up to 31,233,949 For Against Shares
III Approve Cancellation of Repurchased Shares For For
IV Authorize Implementation of Approved For For Resolutions
Novatek OAO
Meeting Date: 10/14/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 5.10 per For For Share for First Six Months of Fiscal 2014
Page 21 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novatek OAO
Meeting Date: 10/14/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends for First Six For For Months of Fiscal 2014
2 Approve Size and Procedure of Dividend For For Payment
Telstra Corporation Limited
Meeting Date: 10/14/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3a Elect Peter Hearl as Director For For
3b Elect John Mullen as Director For For
3c Elect Catherine Livingstone as Director For For
4 Approve the Grant of Up to 939,716 For For Performance Rights to David Thodey, Chief Executive Officer of the Company
5 Approve the Remuneration Report For For
The Hub Power Company Ltd
Meeting Date: 10/14/2014 Country: Pakistan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Minutes of Previous Meeting For For
2 Accept Financial Statements and Statutory For For Reports
Page 22 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Hub Power Company Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Final Dividend of PKR 4.00 Per Share For For
4 Approve Auditors and Authorize Board to Fix For Against Their Remuneration
The Procter & Gamble Company
Meeting Date: 10/14/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Angela F. Braly For For
1b Elect Director Kenneth I. Chenault For For
1c Elect Director Scott D. Cook For For
1d Elect Director Susan Desmond-Hellmann For For
1e Elect Director A.G. Lafley For For
1f Elect Director Terry J. Lundgren For For
1g Elect Director W. James McNerney, Jr. For For
1h Elect Director Margaret C. Whitman For For
1i Elect Director Mary Agnes Wilderotter For For
1j Elect Director Patricia A. Woertz For For
1k Elect Director Ernesto Zedillo For For
2 Ratify Auditors For For
3 Approve Omnibus Stock Plan For Against
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5 Assess Environmental Impact of Non- Against For Recyclable Packaging
6 Report on Consistency Between Corporate Against Against Values and Political Contributions
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 23 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Procter & Gamble Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Angela F. Braly For
1b Elect Director Kenneth I. Chenault For
1c Elect Director Scott D. Cook For
1d Elect Director Susan Desmond-Hellmann For
1e Elect Director A.G. Lafley For
1f Elect Director Terry J. Lundgren For
1g Elect Director W. James McNerney, Jr. For
1h Elect Director Margaret C. Whitman For
1i Elect Director Mary Agnes Wilderotter For
1j Elect Director Patricia A. Woertz For
1k Elect Director Ernesto Zedillo For
2 Ratify Auditors For
3 Approve Omnibus Stock Plan For
4 Advisory Vote to Ratify Named Executive For Officers' Compensation
5 Assess Environmental Impact of Non- Against Recyclable Packaging
6 Report on Consistency Between Corporate Against Values and Political Contributions
Banco Comercial Portugues S.A.
Meeting Date: 10/15/2014 Country: Portugal Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Accession to Special Regime For For Applicable to Deferred Tax Assets, and Subsequent Creation of Special Reserve
Bashneft OJSC
Meeting Date: 10/15/2014 Country: Russia Meeting Type: Special
Page 24 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bashneft OJSC
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Amend Terms of Related-Party Transaction For For with OAO Ufaorgsintez from Sept. 9, 2013 Re: Supply of Petrochemical Products
1.2 Approve Related-Party Transaction with OOO For For RusPETF Re: Supply of Paraxylene
1.3 Approve Related-Party Transaction with OAO For For SG-trans Re: Rail Freight Operator Services
1.4 Amend Terms of Related-Party Transaction For Abstain with OAO Bashneft-Polyus from Aug. 29, 2012 Re: Loan Agreement
1.5 Approve Related-Party Transaction with OOO For For Targin-Drilling Re: Well Drilling Contract
1.6 Approve Related-Party Transaction with OOO For For YAUNSM Re: Capital Construction Contract
1.7 Approve Related-Party Transaction with OOO For For TRANSKHIM Re: Transportation Services Agreement
China Everbright Bank Co., Ltd.
Meeting Date: 10/15/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Gao Yunlong as Director For For
2 Amend Rules of Procedures of the General For For Meeting
3 Amend Rules of Procedures of the Board of For For Directors
4 Amend Rules of Procedures of the Board of For For Supervisors
CSL Ltd.
Meeting Date: 10/15/2014 Country: Australia Meeting Type: Annual
Page 25 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSL Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John Shine as Director For For
2b Elect Christine O'Reilly as Director For For
2c Elect Bruce Brook as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Performance Options For For and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company
5 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
GCL-Poly Energy Holdings Ltd.
Meeting Date: 10/15/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Option Scheme of GCL New For For Energy Holdings Limited
2 Elect Yeung Man Chung, Charles as Director For For
Home Product Center Public Co. Ltd.
Meeting Date: 10/15/2014 Country: Thailand Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Minutes of Previous Meeting For For
2 Approve Allocation of Income and Interim For For Dividend Payment
Page 26 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Home Product Center Public Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Reduce Registered Capital and Amend For For Memorandum of Association to Reflect the Decrease in Registered Capital
4 Increase Registered Capital and Amend For For Memorandum of Association to Reflect Increase in Capital
5 Approve Allocation of Shares to Support For For Stock Dividend Payment
6 Other Business For Against
Paychex, Inc.
Meeting Date: 10/15/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director B. Thomas Golisano For For
1b Elect Director Joseph G. Doody For For
1c Elect Director David J. S. Flaschen For For
1d Elect Director Phillip Horsley For For
1e Elect Director Grant M. Inman For For
1f Elect Director Pamela A. Joseph For For
1g Elect Director Martin Mucci For For
1h Elect Director Joseph M. Tucci For For
1i Elect Director Joseph M. Velli For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director B. Thomas Golisano For
1b Elect Director Joseph G. Doody For
Page 27 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Paychex, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1c Elect Director David J. S. Flaschen For
1d Elect Director Phillip Horsley For
1e Elect Director Grant M. Inman For
1f Elect Director Pamela A. Joseph For
1g Elect Director Martin Mucci For
1h Elect Director Joseph M. Tucci For
1i Elect Director Joseph M. Velli For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
Premier Foods plc
Meeting Date: 10/15/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Incentive Plan For For
ZTE Corporation
Meeting Date: 10/15/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Provision of Guarantee for the Debt For For Financing of ZTE (H.K.) Limited, a Wholly- owned Subsidiary of the Company
2 Approve Proposed Registration and Issue of For For Perpetual Medium Term Note
3 Approve Provision of Performance Guarantee For For to ZTE (Malaysia) Corporation SDN BHD
Page 28 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ansell Ltd.
Meeting Date: 10/16/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Glenn L.L. Barnes as Director For For
2b Elect L. Dale Crandall as Director For For
3 Approve the Grant of Up to 225,986 For For Performance Rights to Magnus Nicolin, Managing Director and Chief Executive Officer of the Company
4 Approve the Increase in Maximum Aggregate None For Remuneration of Non-Executive Directors
5 Approve the Remuneration Report For For
China Shipping Development Co., Ltd.
Meeting Date: 10/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Wang Guoliang as Director and Approve For For the Terms of His Appointment, Including His Remuneration
2 Approve Equity Transfer Agreement For For
Consort Medical plc
Meeting Date: 10/16/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of Aesica Holdco Limited For Abstain
2 Authorise Issue of Equity Pursuant to the For Abstain Capital Raising
Page 29 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Consort Medical plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Authorise Issue of Equity without Pre- For Abstain emptive Rights Pursuant to the Capital Raising
Crown Resorts Ltd.
Meeting Date: 10/16/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John Alexander as Director For For
2b Elect Helen Coonan as Director For For
2c Elect Rowena Danziger as Director For Against
2d Elect John Horvath as Director For For
3 Approve the Remuneration Report For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John Alexander as Director For
2b Elect Helen Coonan as Director For
2c Elect Rowena Danziger as Director For
2d Elect John Horvath as Director For
3 Approve the Remuneration Report For
IG Group Holdings plc
Meeting Date: 10/16/2014 Country: United Kingdom Meeting Type: Annual
Page 30 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IG Group Holdings plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Peter Hetherington as Director For For
6 Re-elect Christopher Hill as Director For For
7 Re-elect Stephen Hill as Director For For
8 Re-elect Tim Howkins as Director For For
9 Re-elect Jim Newman as Director For For
10 Re-elect Sam Tymms as Director For For
11 Re-elect Roger Yates as Director For For
12 Elect Andy Green as Director For For
13 Reappoint PricewaterhouseCoopers LLP as For For Auditors
14 Authorise the Audit Committee to Fix For For Remuneration of Auditors
15 Approve Long Term Incentive Plan For For
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Indiabulls Power Ltd.
Meeting Date: 10/16/2014 Country: India Meeting Type: Special
Page 31 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Indiabulls Power Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Change Company Name and Amend For For Memorandum and Articles of Association
Marine Harvest ASA
Meeting Date: 10/16/2014 Country: Norway Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Chairman of Meeting; Designate For Do Not Inspector(s) of Minutes of Meeting Vote
2 Approve Notice of Meeting and Agenda For Do Not Vote
3 Elect Ørjan Svanevik as Director For Do Not Vote
Orora Ltd.
Meeting Date: 10/16/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Abi Cleland as Director For For
2b Elect Samantha Lewis as Director For For
3 Appoint PricewaterhouseCoopers as Auditor For For of the Company
4 Approve the Grant of 5.25 Million Options For For and 2.22 Million Performance Rights to Nigel Garrard, Managing Director and Chief Executive Officer of the Company
5 Approve the Remuneration Report For For
Page 32 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Renishaw plc
Meeting Date: 10/16/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Abstain
3 Approve Remuneration Policy For Abstain
4 Approve Final Dividend For For
5 Re-elect Sir David McMurtry as Director For Against
6 Re-elect John Deer as Director For For
7 Re-elect Ben Taylor as Director For For
8 Re-elect Allen Roberts as Director For For
9 Re-elect Geoff McFarland as Director For For
10 Re-elect David Grant as Director For For
11 Re-elect Carol Chesney as Director For For
12 Re-elect John Jeans as Director For For
13 Reappoint KPMG LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Market Purchase of Ordinary Shares For For
The Rank Group plc
Meeting Date: 10/16/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
Page 33 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Rank Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Final Dividend For For
5 Elect Henry Birch as Director For For
6 Re-elect Ian Burke as Director For For
7 Re-elect Clive Jennings as Director For For
8 Re-elect Richard Kilmorey as Director For For
9 Re-elect Owen O'Donnell as Director For For
10 Re-elect Tim Scoble as Director For For
11 Re-elect Shaa Wasmund as Director For For
12 Reappoint Ernst & Young LLP as Auditors For For
13 Authorise the Audit Committee to Fix For For Remuneration of Auditors
14 Approve EU Political Donations and For For Expenditure
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Re-elect Richard Kilmorey as Director in For For Accordance with Listing Rule 9.2.2ER
17 Re-elect Owen O'Donnell as Director in For For Accordance with Listing Rule 9.2.2ER
18 Re-elect Tim Scoble as Director in For For Accordance with Listing Rule 9.2.2ER
19 Re-elect Shaa Wasmund as Director in For For Accordance with Listing Rule 9.2.2ER
Warehouses de Pauw
Meeting Date: 10/16/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1.1 Receive Special Board and Auditor Report Re: Item 1.3
1.2 Receive Announcements Re: Conditions Precedent
Page 34 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Warehouses de Pauw
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Amend Articles to Update Corporate Purpose For For Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
2.1 Amend Articles Re: Change of Corporate For For Regime from a Belgian Alternative Investment Trust to a so called GVV
3.1 Amend Conditions Re: Existing Share For For Repurchase Authority
4 Receive Information Re: Right of Withdrawal
5 Approve Change-of-Control Clause Re : 125 For For Million Bond Issuance
6 Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Zhejiang Expressway Co., Ltd.
Meeting Date: 10/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividend For For
Aedifica
Meeting Date: 10/17/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
A.1 Receive Special Board Report Re: Items A.3 and B
A.2 Special Auditor Report Re: Items A.3 and B
Page 35 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Vote Number Proposal Text Mgmt Rec Instruction
A.3 Amend Articles to Update Corporate Purpose For For Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
B Amend Articles Re: Change of Corporate For For Regime from a Belgian Alternative Investment Trust to a so called GVV
C Amend Conditions Re: Existing Share For For Repurchase Authority
D Receive Information Re: Right of Withdrawal
E Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
AIRE VALLEY MORTGAGES 2006-1 PLC, LONDON
Meeting Date: 10/17/2014 Country: United Kingdom Meeting Type: Bondholder
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting of Holders of Notes With ISINs: XS0264186585, XS0264192989, XS0264197517, XS0264197780, XS0264187393, XS0264191742, XS0264194258, XS0264193284, XS0264197863, XS0264192716, XS0264193797
1 Approve First Extraordinary Resolution as per For Against Meeting Notice
2 Approve Second Extraordinary Resolution as For Against per Meeting Notice
Bank Of India Ltd
Meeting Date: 10/17/2014 Country: India Meeting Type: Special
Page 36 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of India Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Elect Three Shareholder Directors from Below Nominees
1 Elect A. Khaitan as Director For Do Not Vote
2 Elect D. Harish as Director For Do Not Vote
3 Elect N. Bhatia as Director For For
4 Elect R.K. Gupta as Director For For
5 Elect S.K. Arora as Director For For
Charter Hall Retail REIT
Meeting Date: 10/17/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect John Harkness as Director For For
China National Building Material Co., Ltd.
Meeting Date: 10/17/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Tao Zheng as Director and Approve His For Against Remuneration
2 Elect Tang Yunwei as Director and Approve For For His Remuneration
3 Elect Zhao Lihua as Director and Approve His For For Remuneration
4 Elect Sun Yanjun as Director and Approve His For For Remuneration
Page 37 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China National Building Material Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Wu Weiku as Supervisor and Approve For For His Remuneration
6 Elect Liu Jianwen as Supervisor and Approve For For His Remuneration
JAPAN LOGISTICS FUND INC.
Meeting Date: 10/17/2014 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles To Authorize Unit Buybacks For For
2 Elect Executive Director Kawashima, Takayuki For For
3 Elect Alternate Executive Director Kuramoto, For For Isao
4.1 Appoint Supervisory Director Suto, Takachiyo For For
4.2 Appoint Supervisory Director Araki, Toshima For For
4.3 Appoint Supervisory Director Azuma, Tetsuya For For
Jumbo SA
Meeting Date: 10/17/2014 Country: Greece Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Accept Financial Statements and Statutory For For Reports for Financial Year 2012-2013
2 Ratify Capitalization of Reserves for Bonus For For Issue
3 Accept Financial Statements and Statutory For For Reports for Financial Year 2013-2014
4 Approve Allocation of Income For For
5 Approve Discharge of Board and Auditors For For
Page 38 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jumbo SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Auditors and Fix Their Remuneration For For
7 Approve Director Remuneration for Financial For For Year 2013-2014
8 Pre-approve Director Remuneration for For For Financial Year 2014-2015
Ovoca Gold plc
Meeting Date: 10/17/2014 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
1 Authorise Share Repurchase Program For Abstain
2 Authorise the Reissue Price Range of For For Treasury Shares
Ordinary Resolutions
3 Approve the Percentage Increase in the Abstain Against Interest of the Substantial Shareholders Concert Party
4 Approve the Percentage Increase in the Abstain Against Interest of the Directors Concert Party
5 Approve the Payment of Deferred For For Consideration in Respect of the Acquisition of OOO Magsel
Ovoca Gold plc
Meeting Date: 10/17/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
Page 39 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ovoca Gold plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Reelect Ken Kuchling as a Director For Against
3 Reelect Yuri Radchenko as a Director For Against
4 Reappoint Grant Thornton as Auditors For For
5 Authorize Board to Fix Remuneration of For For Auditors
6 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
Special Resolution
7 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Skycity Entertainment Group Ltd.
Meeting Date: 10/17/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Brent Harman as Director For For
2 Elect Sue Suckling as Director For For
3 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
4 Authorize the Board to Fix Remuneration of For For the Auditors
Berjaya Sports Toto Bhd.
Meeting Date: 10/20/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration of Directors For For
3 Elect Seow Swee Pin as Director For For
Page 40 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Berjaya Sports Toto Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Elect Dickson Tan Yong Loong as Director For For
5 Elect Oon Weng Boon as Director For For
6 Approve Ernst & Young as Auditors and For For Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
8 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
9 Authorize Share Repurchase Program For For
China Merchants Bank Co Ltd
Meeting Date: 10/20/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
1 Elect Li Xiaopeng as Director For For
2.1 Elect Antony Leung as Director For For
2.2 Elect Zhao Jun as Director For For
3 Elect Jin Qingjun as Supervisor For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
1 Elect Li Xiaopeng as Director For
2.1 Elect Antony Leung as Director For
2.2 Elect Zhao Jun as Director For
3 Elect Jin Qingjun as Supervisor For
Page 41 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CPL Resources plc
Meeting Date: 10/20/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3a Reelect Breffni Byrne as a Director For For
3b Reelect Oliver Tattan as a Director For For
4 Authorise Board to Fix Remuneration of For For Auditors
5 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
McBride plc
Meeting Date: 10/20/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Long Term Incentive Plan For For
5 Re-elect Iain Napier as Director For For
6 Re-elect Christopher Bull as Director For For
7 Re-elect Stephen Hannam as Director For For
8 Re-elect Neil Harrington as Director For For
9 Re-elect Sandra Turner as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
Page 42 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McBride plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Authorise EU Political Donations and For For Expenditure
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Approve Bonus Issue of B Shares For For
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks Notice
Omnia Holdings Ltd
Meeting Date: 10/20/2014 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Long-Term Share Incentive Plan For For
2 Authorise Board to Ratify and Execute For For Approved Resolutions
Standard Life Investments Property Income Trust Ltd
Meeting Date: 10/20/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorise Issue of Equity without Pre- For Abstain emptive Rights Pursuant to the Placing Programme
Befimmo SA
Meeting Date: 10/21/2014 Country: Belgium Meeting Type: Special
Page 43 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Befimmo SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1.1a Receive Special Board Report Re: Items A.3 and B
1.1b Special Auditor Report Re: Items A.3 and B
1.2 Amend Articles to Update Corporate Purpose For For Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
2 Amend Articles Re: Change of Corporate For For Regime from a Belgian Alternative Investment Trust to a so called GVV
3 Amend Conditions Re: Existing Share For For Repurchase Authority
4 Receive Information Re: Right of Withdrawal
5 Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Cintas Corporation
Meeting Date: 10/21/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Gerald S. Adolph For For
1b Elect Director John F. Barrett For For
1c Elect Director Melanie W. Barstad For For
1d Elect Director Richard T. Farmer For For
1e Elect Director Scott D. Farmer For For
1f Elect Director James J. Johnson For For
1g Elect Director Robert J. Kohlhepp For For
1h Elect Director Joseph Scaminace For For
1i Elect Director Ronald W. Tysoe For For
Page 44 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cintas Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Omnibus Stock Plan For Against
4 Ratify Auditors For For
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 10/21/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Article 4 For Do Not Vote
Endesa S.A.
Meeting Date: 10/21/2014 Country: Spain Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Company Assets to Enel For Abstain Energy Europe SLU
2 Approve Division and Transfer of Share For For Premiums and Merger Reserves to Voluntary Reserves
3 Approve Special Cash Dividends For For
4.1 Ratify Appointment of and Elect Francesco For Against Starace as Director
4.2 Elect Livio Gallo as Director For Against
4.3 Elect Enrico Viale as Director For Against
4.4 Ratify Appointment of and Elect José Damián For For Bogas as Director
5 Authorize Board to Ratify and Execute For For Approved Resolutions
Page 45 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fletcher Building Ltd.
Meeting Date: 10/21/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Ralph Norris as Director For For
2 Elect Alan Jackson as Director For For
3 Elect Cecilia Tarrant as Director For For
4 Elect Gene Tilbrook as Director For For
5 Authorize the Board to Fix Remuneration of For For the Auditors
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Ralph Norris as Director For
2 Elect Alan Jackson as Director For
3 Elect Cecilia Tarrant as Director For
4 Elect Gene Tilbrook as Director For
5 Authorize the Board to Fix Remuneration of For the Auditors
Hopewell Highway Infrastructure Ltd.
Meeting Date: 10/21/2014 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3a1 Elect Cheng Hui JIA as Director For For
3a2 Elect Yuk Keung IP as Director For For
3a3 Elect Brian David Man Bun LI JP as Director For Against
Page 46 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hopewell Highway Infrastructure Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3b Authorize Board to Fix Remuneration of For For Directors
4 Appoint Deloitte Touche Tohmatsu as For For Auditors and Authorize Board to Fix Their Remuneration
5a Authorize Repurchase of Issued Share Capital For For
5b Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5c Authorize Reissuance of Repurchased Shares For For
Hopewell Holdings Ltd.
Meeting Date: 10/21/2014 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Cash Dividend For For
3 Approve Special Final Dividend For For
4a.1 Elect Josiah Chin Lai Kwok as Director For For
4a.2 Elect Guy Man Guy Wu as Director For Against
4a.3 Elect Lady Wu Ivy Sau Ping Kwok as Director For Against
4a.4 Elect Linda Lai Chuen Loke as Director For For
4a.5 Elect Sunny Tan as Director For For
4b Approve Directors' Fees For Against
5 Approve Deloitte Touche Tohmatsu as For For Auditors and Authorize Board to Fix Their Remuneration
6a Authorize Repurchase of Issued Share Capital For For
6b Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
6c Authorize Reissuance of Repurchased Shares For For
6d Approve Grant of Options Under the Share For For Option Scheme
7 Adopt New Articles of Association For Against
Page 47 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reed Elsevier NV
Meeting Date: 10/21/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Approve Cancellation of up to 40 Million For For Repurchased Shares
3 Amend Articles Re: Reflect Legislative For For Changes on Repurchase Limit
4 Other Business (Non-Voting)
5 Close Meeting
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Approve Cancellation of up to 40 Million For Repurchased Shares
3 Amend Articles Re: Reflect Legislative For Changes on Repurchase Limit
4 Other Business (Non-Voting)
5 Close Meeting
Alior Bank S.A.
Meeting Date: 10/22/2014 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
Page 48 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alior Bank S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Acknowledge Proper Convening of Meeting
4 Approve Agenda of Meeting For For
5 Approve Issuance of Convertible Warrants For For without Preemptive Rights for Acquisition of Meritum Bank
6.1 Fix Number of Supervisory Board Members For For
6.2 Elect Stanislaw Popow as Supervisory Board For For Member
6.3 Elect Niels Lundorff as Supervisory Board For For Member
7 Close Meeting
Cofinimmo
Meeting Date: 10/22/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
A.1 Receive Special Board Report Re: Items A.3 and B
A.2 Special Auditor Report Re: Items A.3 and B
A.3 Amend Articles to Update Corporate Purpose For For Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
B Amend Articles Re: Change of Corporate For For Regime from a Belgian Alternative Investment Trust to a so called GVV
C Amend Conditions Re: Existing Share For For Repurchase Authority
D Receive Information Re: Right of Withdrawal
E Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Page 49 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 10/22/2014 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1.1 Elect Carlos Hank Gonzalez as Director to For For Replace Graciela Gonzalez Moreno
1.2 Elect Graciela Gonzalez Moreno as Alternate For For Director to Replace Alejandro Hank Gonzalez
1.3 Approve Directors Liability and For For Indemnification
2 Approve Cash Dividends of MXN 0.2435 Per For For Share
3 Approve Creation of an Incentive Plan for the For For Employees of the Company and its Subsidiaries
4 Receive External Auditor's Report on Fiscal For For Obligations
5 Authorize Board to Ratify and Execute For For Approved Resolutions
Impala Platinum Holdings Ltd
Meeting Date: 10/22/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
2.1 Re-elect Hugh Cameron as Chairman of the For For Audit Committee
2.2 Re-elect Almorie Maule as Member of the For For Audit Committee
2.3 Re-elect Thabo Mokgatlha as Member of the For For Audit Committee
2.4 Re-elect Babalwa Ngonyama as Member of For For the Audit Committee
Page 50 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Impala Platinum Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Remuneration Policy For For
4.1 Re-elect Almorie Maule as Director For For
4.2 Re-elect Thabo Mokgatlha as Director For For
4.3 Re-elect Khotso Mokhele as Director For For
4.4 Re-elect Babalwa Ngonyama as Director For For
4.5 Re-elect Thandi Orleyn as Director For For
Special Resolutions
1 Approve Remuneration of Non-executive For For Directors
2 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
Klovern AB
Meeting Date: 10/22/2014 Country: Sweden Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Chairman of Meeting For Do Not Vote
3 Prepare and Approve List of Shareholders For Do Not Vote
4 Designate Inspector(s) of Minutes of Meeting For Do Not Vote
5 Acknowledge Proper Convening of Meeting For Do Not Vote
6 Approve Agenda of Meeting For Do Not Vote
7 Approve Issuance of Preference Shares For Do Not without Preemptive Rights Vote
8 Amend Articles Re: Introduction of New For Do Not Class of Shares and Conversion Clause Vote
9 Approve Article Amendments; Approve Share For Do Not Capital Reduction; Approve Capitalization of Vote Reserves
Page 51 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klovern AB
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Approve Article Amendments; Approve 1:2 For Do Not Reverse Stock Split Vote
11 Approve Creation of Pool of Capital without For Do Not Preemptive Rights Vote
12 Approve Distribution of Profits For Do Not Vote
13 Authorize Editorial Changes to Adopted For Do Not Resolutions in Connection with Registration Vote with Swedish Authorities
14 Close Meeting
Origin Energy Ltd.
Meeting Date: 10/22/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Maxine Brenner as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Deferred Share Rights, For For Performance Share Rights and Options to Grant A King, Managing Director of the Company
5 Approve the Grant of Deferred Share Rights, For For Performance Share Rights and Options to Karen A Moses, Executive Director of the Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Maxine Brenner as Director For
3 Approve the Remuneration Report For
4 Approve the Grant of Deferred Share Rights, For Performance Share Rights and Options to Grant A King, Managing Director of the Company
Page 52 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Origin Energy Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Grant of Deferred Share Rights, For Performance Share Rights and Options to Karen A Moses, Executive Director of the Company
Parker-Hannifin Corporation
Meeting Date: 10/22/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Robert G. Bohn For For
1.2 Elect Director Linda S. Harty For For
1.3 Elect Director William E. Kassling For For
1.4 Elect Director Robert J. Kohlhepp For For
1.5 Elect Director Kevin A. Lobo For For
1.6 Elect Director Klaus-Peter Muller For For
1.7 Elect Director Candy M. Obourn For For
1.8 Elect Director Joseph M. Scaminace For For
1.9 Elect Director Wolfgang R. Schmitt For For
1.10 Elect Director Ake Svensson For For
1.11 Elect Director James L. Wainscott For For
1.12 Elect Director Donald E. Washkewicz For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Approve Qualified Employee Stock Purchase For For Plan
5 Require a Majority Vote for the Election of Against For Directors
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 53 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Parker-Hannifin Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Robert G. Bohn For
1.2 Elect Director Linda S. Harty For
1.3 Elect Director William E. Kassling For
1.4 Elect Director Robert J. Kohlhepp For
1.5 Elect Director Kevin A. Lobo For
1.6 Elect Director Klaus-Peter Muller For
1.7 Elect Director Candy M. Obourn For
1.8 Elect Director Joseph M. Scaminace For
1.9 Elect Director Wolfgang R. Schmitt For
1.10 Elect Director Ake Svensson For
1.11 Elect Director James L. Wainscott For
1.12 Elect Director Donald E. Washkewicz For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Approve Qualified Employee Stock Purchase For Plan
5 Require a Majority Vote for the Election of Against Directors
Seagate Technology plc
Meeting Date: 10/22/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Stephen J. Luczo For For
1b Elect Director Frank J. Biondi, Jr. For For
1c Elect Director Michael R. Cannon For For
1d Elect Director Mei-Wei Cheng For For
1e Elect Director William T. Coleman For For
1f Elect Director Jay L. Geldmacher For For
Page 54 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seagate Technology plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1g Elect Director Kristen M. Onken For For
1h Elect Director Chong Sup Park For For
1i Elect Director Gregorio Reyes For For
1j Elect Director Stephanie Tilenius For For
1k Elect Director Edward J. Zander For For
2 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
3 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
4 Determine Price Range for Reissuance of For For Treasury Shares
5 Amend Omnibus Stock Plan For Against
6 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
7 Authorize the Holding of the 2015 AGM at a For For Location Outside Ireland
8 Approve Ernst & Young as Auditors and For For Authorize Board to Fix Their Remuneration
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Stephen J. Luczo For
1b Elect Director Frank J. Biondi, Jr. For
1c Elect Director Michael R. Cannon For
1d Elect Director Mei-Wei Cheng For
1e Elect Director William T. Coleman For
1f Elect Director Jay L. Geldmacher For
1g Elect Director Kristen M. Onken For
1h Elect Director Chong Sup Park For
1i Elect Director Gregorio Reyes For
1j Elect Director Stephanie Tilenius For
1k Elect Director Edward J. Zander For
2 Authorize Issuance of Equity or Equity-Linked For Securities with Preemptive Rights
Page 55 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seagate Technology plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Authorize Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
4 Determine Price Range for Reissuance of For Treasury Shares
5 Amend Omnibus Stock Plan For
6 Advisory Vote to Ratify Named Executive For Officers' Compensation
7 Authorize the Holding of the 2015 AGM at a For Location Outside Ireland
8 Approve Ernst & Young as Auditors and For Authorize Board to Fix Their Remuneration
TOTVS SA
Meeting Date: 10/22/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb TOTVS Brasil For Do Not Sales Ltda Vote
2 Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of TOVTS Brasil Sales For Do Not Ltda Vote
5 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
6 Elect Directors For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb TOTVS Brasil For Sales Ltda
2 Appoint Independent Firm to Appraise For Proposed Transaction
3 Approve Independent Firm's Appraisal For
Page 56 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Absorption of TOVTS Brasil Sales For Ltda
5 Authorize Board to Ratify and Execute For Approved Resolutions
6 Elect Directors For
Vector Ltd.
Meeting Date: 10/22/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Karen Sherry as Director For For
2 Elect Hugh Fletcher as Director For For
3 Elect James Carmichael as Director For For
4 Appoint KPMG as Auditors and Authorize For For Board to Fix Their Remuneration
5 Approve the Amendments to the Company's For For Constitution
AES Gener S.A.
Meeting Date: 10/23/2014 Country: Chile Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Dismiss Directors and Elect New Board For Do Not Vote
2 Receive Report Regarding Related-Party Transactions
3 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Page 57 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AES Gener S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Dismiss Directors and Elect New Board For
2 Receive Report Regarding Related-Party Transactions
3 Authorize Board to Ratify and Execute For Approved Resolutions
AGL Energy Ltd.
Meeting Date: 10/23/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3a Elect Jeremy Maycock as Director For For
3b Elect Sandra McPhee as Director For For
4 Approve the Termination Benefits for Eligible For For Senior Executives
5 Approve the Renewal of the Proportional For For Takeover Provisions
Amcor Limited
Meeting Date: 10/23/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Paul Brasher as Director For For
2b Elect Eva Cheng as Director For For
2c Elect John Thorn as Director For For
3 Approve the Grant of Options and For For Performance Rights to Ken MacKenzie, Managing Director and CEO of the Company
Page 58 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amcor Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve the Termination Benefits For For
5 Approve the Remuneration Report For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Paul Brasher as Director For
2b Elect Eva Cheng as Director For
2c Elect John Thorn as Director For
3 Approve the Grant of Options and For Performance Rights to Ken MacKenzie, Managing Director and CEO of the Company
4 Approve the Termination Benefits For
5 Approve the Remuneration Report For
AMEC plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to Acquisition of For Abstain Foster Wheeler AG
2 Authorise Issue of Equity with Pre-emptive For For Rights
3 Authorise Issue of Equity without Pre- For For emptive Rights
4 Authorise Market Purchase of Ordinary Shares For For
5 Approve Change of Company Name to Amec For For Foster Wheeler plc
Auckland International Airport Ltd.
Meeting Date: 10/23/2014 Country: New Zealand Meeting Type: Annual
Page 59 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Auckland International Airport Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect James Miller as Director For For
2 Elect Justine Smyth as Director For For
3 Elect Christine Spring as Director For For
4 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
5 Authorize Board to Fix Remuneration of the For For Auditors
BHP Billiton plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint KPMG LLP as Auditors For For
3 Authorise the Risk and Audit Committee to For For Fix Remuneration of Auditors
4 Authorise Issue of Equity with Pre-emptive For For Rights
5 Authorise Issue of Equity without Pre- For For emptive Rights
6 Authorise Market Purchase of Ordinary Shares For For
7 Approve Remuneration Policy For For
8 Approve Remuneration Report for UK Law For For Purposes
9 Approve Remuneration Report for Australian For For Law Purposes
10 Approve Leaving Entitlements For For
11 Approve Grant of Awards under the Group's For For Short and Long Term Incentive Plans to Andrew Mackenzie
12 Elect Malcolm Brinded as Director For For
Page 60 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Re-elect Malcolm Broomhead as Director For For
14 Re-elect Sir John Buchanan as Director For For
15 Re-elect Carlos Cordeiro as Director For For
16 Re-elect Pat Davies as Director For For
17 Re-elect Carolyn Hewson as Director For For
18 Re-elect Andrew Mackenzie as Director For For
19 Re-elect Lindsay Maxsted as Director For For
20 Re-elect Wayne Murdy as Director For For
21 Re-elect Keith Rumble as Director For For
22 Re-elect John Schubert as Director For For
23 Re-elect Shriti Vadera as Director For For
24 Re-elect Jac Nasser as Director For For
Shareholder Proposal
25 Elect Ian Dunlop, a Shareholder Nominee to Against Against the Board
Guangzhou R&F Properties Co., Ltd.
Meeting Date: 10/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve Issuer in Relation to the Issue of For For Domestic Medium Term Notes in the PRC
1.2 Approve Place of Issue in Relation to the For For Issue of Domestic Medium Term Notes in the PRC
1.3 Approve Size of Issue in Relation to the Issue For For of Domestic Medium Term Notes in the PRC
1.4 Approve Maturity in Relation to the Issue of For For Domestic Medium Term Notes in the PRC
1.5 Approve Use of Proceeds in Relation to the For For Issue of Domestic Medium Term Notes in the PRC
Page 61 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou R&F Properties Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Approve Method of Issuance in Relation to For For the Issue of Domestic Medium Term Notes in the PRC
1.7 Approve Target Investors in Relation to the For For Issue of Domestic Medium Term Notes in the PRC
2 Authorize Board to Deal with All Matters in For For Relation to the Issue of the Domestic Medium Term Notes in the PRC
3 Approve Extension of Guarantee of Up to For For RMB 40 Billion
4 Amend Articles Re: Scope of Business For For
5 Authorize Shareholders to Transfer Domestic For For Shares
Investa Office Fund
Meeting Date: 10/23/2014 Country: Australia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Deborah Page as Director For For
Photo-Me International plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Abstain
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Reappoint KPMG LLP as Auditors For For
Page 62 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Photo-Me International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Authorise Board to Fix Remuneration of For For Auditors
7 Re-elect John Lewis as Director For For
8 Approve Executive Share Option Scheme For For
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
Sino Land Company Ltd.
Meeting Date: 10/23/2014 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3.1 Elect Robert Ng Chee Siong as Director For For
3.2 Elect Adrian David Li Man-kiu as Director For Against
3.3 Elect Alice Ip Mo Lin as Director For For
3.4 Authorize Board to Fix Remuneration of For For Directors
4 Appoint Deloitte Touche Tohmatsu as For For Auditors and Authorize Board to Fix Their Remuneration
5.1 Authorize Repurchase of Issued Share Capital For For
5.2 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5.3 Authorize Reissuance of Repurchased Shares For For
6 Adopt New Articles of Association For Against
Page 63 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suncorp Group Ltd.
Meeting Date: 10/23/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Approve the Grant of 276,839 Performance For For Rights to Patrick Snowball, Managing Director and Group Chief Executive Officer of the Company
3a Elect William J. Bartlett as Director For For
3b Elect Audette E. Exel as Director For For
3c Elect Ewoud J. Kulk as Director For For
4 Approve the Amendments to the Constitution For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For
2 Approve the Grant of 276,839 Performance For Rights to Patrick Snowball, Managing Director and Group Chief Executive Officer of the Company
3a Elect William J. Bartlett as Director For
3b Elect Audette E. Exel as Director For
3c Elect Ewoud J. Kulk as Director For
4 Approve the Amendments to the Constitution For
Toll Holdings Limited
Meeting Date: 10/23/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
Page 64 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toll Holdings Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Elect Ray Horsburgh as Director For For
4 Elect Frank Ford as Director For For
5 Elect Nicola Wakefield Evans as Director For For
6 Approve the Grant of 1.23 Million Options For For and 286,043 Rights to Brian Kruger, Managing Director of the Company
7 Approve the Grant of 64,844 Rights to Brian For For Kruger, Managing Director of the Company
8 Approve the Renewal of the Proportional For For Takeover Provisions
Zijin Mining Group Co., Ltd.
Meeting Date: 10/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Amendments to Articles of For For Association
2 Amend Rules of Procedures of the For For Shareholders' General Meeting
3 Elect Qiu Guanzhou as Director and For For Authorize Board to Enter into New Service Contract and/or Appointment Letter with Him
Aedifica
Meeting Date: 10/24/2014 Country: Belgium Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Receive Directors' Reports (Non-Voting)
2 Receive Auditors' Reports (Non-Voting)
Page 65 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Receive Announcements on Company's Remuneration Policy
4 Receive Consolidated Financial Statements (Non-Voting)
5a Approve Financial Statements and Allocation For For of Income
5b Approve Dividends of EUR 1.90 Per Share For For
6 Approve Remuneration Report For For
7a Approve Discharge of Director J.L Duplat For For
7b Approve Discharge of Director S. Gielens For For
7c Approve Discharge of Director A. Simont For For
7d Approve Discharge of Director Serdiser For For Comm. VA Represented by P. Iserbyt
7e Approve Discharge of Director Re-Invest For For Represented by B. Gouder de Beauregard
7f Approve Discharge of Director Services et For For Promotion de Lasne Represented by J. Blanpain
7g Approve Discharge of Director G. Barzilaï For For Hollander
7h Approve Discharge of Director J. Kotarakos For For
7i Approve Discharge of Director Insumat For For Represented by S. Maes
7j Approve Discharge of Director O. Lippens For For
7k Approve Discharge of Director J. Franken For For
8 Approve Discharge of Ernst & Young as For For Auditors
9 Reelect Adeline Simont as Non-Executive For Against Director
10a Elect Sophie Maes as Independent Non- For For Executive Director
10b Elect Hilde Laga as Independent Non- For For Executive Director
10c Elect Eric Hohl as Non-Executive Director For For
11a Ratify Ernst & Young as Auditors For For
11b Approve Auditors' Remuneration at EUR For For 29,100 per Annum
12a Approve Restricted Stock Plan For For
12b Approve Grant of Shares under Restricted For For Stock Plan up to EUR 80,000
Page 66 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13a Approve Change-of-Control Clause Re : For For Credit Facility Agreement with ING Belgie of April 28, 2014
13b Approve Change-of-Control Clause Re : For For Credit Facility Agreement with Banque Europeenne du Credit Mutuel of June 6, 2014
13c Approve Change-of-Control Clause Re : For For Credit Facility Agreement with KBC Bank of June 19, 2014
13d Approve Change-of-Control Clause Re : For For Credit Facility Agreement with BNP Paribas Fortis of July 10, 2014
14 Adopt Financial Statements of Subsidiary For For Patrius Invest
15a Approve Discharge of Director Jan Zeeman of For For Subsidiary Patrius Invest
15b Approve Discharge of Director Aart Jan For For Willem Verdoold of Subsidiary Patrius Invest
15c Approve Discharge of Director S. Gielens of For For Subsidiary Patrius Invest
15d Approve Discharge of Director J. Kotarakos For For of Subsidiary Patrius Invest
15e Approve Discharge of Director Aedifica of For For Subsidiary Immo Patrius Invest
16a Approve Discharge of Auditor Baker Tilly For For Belgium Bedrijfsrevisoren of Subsidiary Patrius Invest
16b Approve Discharge of Auditor Ernst & Young For For of Subsidiary Patrius Invest
17 Adopt Financial Statements of Subsidiary For For Rugever
18a Approve Discharge of Director Eddy For For Bruyninckx of Subsidiary Rugever
18b Approve Discharge of Director Aedifica of For For Subsidary Rugever
19 Approve Discharge of Auditor Ernst & Young For For of Subsidiary Terinvest
20 Adopt Financial Statements of Subsidiary For For Woon & Zorg Vg Aarschot
21a Approve Discharge of Director EB For For Management of Subsidiary Woon & Zorg Vg Aarschot
21b Approve Discharge of Director Aedifica of For For Subsidiary Woon & Zorg Vg Aarschot
22 Approve Discharge of Auditor Ernst & Young For For of Subsidiary Woon & Zorg Vg Aarschot
Page 67 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Vote Number Proposal Text Mgmt Rec Instruction
23 Transact Other Business
APA Group
Meeting Date: 10/24/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Patricia McKenzie as Director For For
2 Elect Robert Wright as Director For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Patricia McKenzie as Director For
2 Elect Robert Wright as Director For
China Merchants Property Development Co., Ltd.
Meeting Date: 10/24/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
1 Authorize Board to Issue Medium-term Notes For For
Dechra Pharmaceuticals plc
Meeting Date: 10/24/2014 Country: United Kingdom Meeting Type: Annual
Page 68 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dechra Pharmaceuticals plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Michael Redmond as Director For For
6 Re-elect Ian Page as Director For For
7 Re-elect Anne-Francoise Nesmes as Director For For
8 Re-elect Anthony Griffin as Director For For
9 Re-elect Ishbel Macpherson as Director For For
10 Re-elect Dr Christopher Richards as Director For For
11 Re-elect Julian Heslop as Director For For
12 Reappoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks Notice
FIH Mobile Ltd.
Meeting Date: 10/24/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Purchase Transaction and Related For For Annual Caps
Page 69 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GWA Group Ltd
Meeting Date: 10/24/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Darryl McDonough as Director For For
2 Elect John Mulcahy as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Up to 265,000 For For Performance Rights to Peter Crowley, Managing Director of the Company
5 Approve the Grant of Up to 55,000 For For Performance Rights to Richard Thornton, Executive Director of the Company
6 Approve the Amendments to the Constitution For For
Hargreaves Lansdown plc
Meeting Date: 10/24/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Reappoint PricewaterhouseCoopers LLP as For For Auditors
5 Authorise Board to Fix Remuneration of For For Auditors
6 Re-elect Mike Evans as Director For For
7 Re-elect Ian Gorham as Director For For
8 Re-elect Tracey Taylor as Director For For
9 Re-elect Peter Hargreaves as Director For For
10 Re-elect Chris Barling as Director For For
11 Re-elect Stephen Robertson as Director For For
Page 70 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hargreaves Lansdown plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Re-elect Dharmash Mistry as Director For For
13 Elect Shirley Garrood as Director For For
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Amend Articles of Association For For
18 Amend Save As You Earn Scheme For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Harris Corporation
Meeting Date: 10/24/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director William M. Brown For For
1b Elect Director Peter W. Chiarelli For For
1c Elect Director Thomas A. Dattilo For For
1d Elect Director Terry D. Growcock For For
1e Elect Director Lewis Hay, III For For
1f Elect Director Vyomesh I. Joshi For For
1g Elect Director Karen Katen For For
1h Elect Director Leslie F. Kenne For For
1i Elect Director David B. Rickard For For
1j Elect Director James C. Stoffel For For
1k Elect Director Gregory T. Swienton For For
1l Elect Director Hansel E. Tookes, II For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Page 71 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hong Leong Bank Berhad
Meeting Date: 10/24/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend For For
2 Approve Remuneration of Directors For For
3 Elect Chok Kwee Bee as Director For For
4 Elect Nicholas John Lough @ Sharif Lough For For bin Abdullah as Director
5 Elect Quek Kon Sean as Director For For
6 Elect Lim Lean See as Director For For
7 Elect Quek Leng Chan as Director For For
8 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
10 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
Pakistan Petroleum Ltd.
Meeting Date: 10/24/2014 Country: Pakistan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Approve 75 Percent Final Cash Dividend For For
3 Approve Auditors and Authorize Board to Fix For For Their Remuneration
Page 72 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qantas Airways Limited
Meeting Date: 10/24/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.1 Elect Richard Goodmanson as Director For For
2.2 Elect Barbara Ward as Director For For
3 Approve the Grant of 3.25 Million For For Performance Rights to Alan Joyce, Chief Executive Officer of the Company
4 Approve the Remuneration Report For For
5 Approve the Amendments to the Constitution For For
Shui On Land Limited
Meeting Date: 10/24/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
a Approve The HUB Hotel Disposal and Related For For Transactions
b Approve MGI Disposal and Related For For Transactions
c Authorize Board to Execute All Documents For For and Do All Such Acts Necessary to Give Effect to The HUB Hotel Disposal, MGI Disposal and Related Transactions
Sinotrans Ltd.
Meeting Date: 10/24/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Zhang Jianwei as Director For For
Page 73 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sinotrans Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1b Elect Tao Suyun as Director For For
1c Elect Han Xiaojing as Director For For
1d Elect Zhou Fangsheng as Supervisor For For
2 Approve Remuneration of Directors and For For Supervisors
3 Amend Articles of Association For For
Sky Network Television Ltd.
Meeting Date: 10/24/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Reappointment of For For PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration
2 Elect Peter Macourt as Director For For
3 Elect John Waller as Director For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Reappointment of For PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration
2 Elect Peter Macourt as Director For
3 Elect John Waller as Director For
Stobart Group Ltd
Meeting Date: 10/24/2014 Country: United Kingdom Meeting Type: Special
Page 74 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Stobart Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration Policy For For
2 Approve New Incentive Plan For For
The Go-Ahead Group plc
Meeting Date: 10/24/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Andrew Allner as Director For For
6 Re-elect Katherine Innes Ker as Director For For
7 Re-elect Nick Horler as Director For For
8 Re-elect Adrian Ewer as Director For For
9 Re-elect David Brown as Director For For
10 Re-elect Keith Down as Director For For
11 Reappoint Ernst & Young LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise EU Political Donations and For For Expenditure
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 75 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yanzhou Coal Mining Company Limited
Meeting Date: 10/24/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
ORDINARY RESOLUTION
1 Approve Proposal to Authorize the Company For For to Carry Out Principal-Guaranteed Financing Business
SPECIAL RESOLUTION
1 Approve Provision of Financial Guarantee to For For Yancoal Australia Ltd.
Bendigo and Adelaide Bank Ltd.
Meeting Date: 10/27/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Jacqueline Hey as Director For For
3 Ratify the Past Issuance of 21.20 Million For For Shares to Institutional Investors
4 Approve the Remuneration Report For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Jacqueline Hey as Director For
3 Ratify the Past Issuance of 21.20 Million For Shares to Institutional Investors
4 Approve the Remuneration Report For
CEMEX S.A.B. de C.V.
Meeting Date: 10/27/2014 Country: Mexico Meeting Type: Special
Page 76 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares
1 Amend Clause 12 of the CPO Trust Deed, For For Designate Chairman of Trust Technical Committee and Approve Performing of Certification of the CPO Trust Deed
2 Designate Inspector or Shareholder For For Representative(s) of Minutes of Meeting
3 Approve Minutes of Meeting For For
CEMEX S.A.B. de C.V.
Meeting Date: 10/27/2014 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares
1 Amend Clause 12 of the CPO Trust Deed, For For Designate Chairman of Trust Technical Committee and Approve Performing of Certification of the CPO Trust Deed
2 Designate Inspector or Shareholder For For Representative(s) of Minutes of Meeting
3 Approve Minutes of Meeting For For
City of London Investment Trust plc
Meeting Date: 10/27/2014 Country: United Kingdom Meeting Type: Annual
Page 77 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
City of London Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Re-elect Philip Remnant as Director For For
5 Re-elect David Brief as Director For For
6 Re-elect Simon Barratt as Director For For
7 Re-elect Richard Hextall as Director For For
8 Re-elect Martin Morgan as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise Market Purchase of the Preferred For For Stock
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Amend Articles of Association For For
Intervest Offices & Warehouses SA
Meeting Date: 10/27/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
A.1 Receive Special Board Report Re: Items A.3 and B
Page 78 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intervest Offices & Warehouses SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
A.2 Special Auditor Report Re: Items A.3 and B
A.3 Amend Article 4 to Update Corporate For For Purpose Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
B Adopt New Form of Articles: Change of For For Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
B.a Amend Article 1 Re: Corporate Form and For For Name in Accordance with Item B
B.b Amend Article 5 Re: Investment Policy in For For Accordance with Item B
B.c Amend Article 7 Re: Update References to For For Law in Accordance with Item B
B.d Amend Article 10 Re: Update Reference to For For Law in Accordance with Item B
B.e Amend Article 10bis Re: Update References For For to Law in Accordance with Item B
B.f Amend Article 12 Re: Insert References to For For Applicable Law in Accordance with Item B
B.g Amend Article 13 Re: Textual Changes For For
B.h Amend Article 14 Re: Representation of the For For Company
B.i Amend Article 15 Re: Update References to For For Applicable Law in Accordance with Item B
B.j Amend Article 16 Re: Update References to For For Applicable Law in Accordance with Item B
B.k Amend Artticle 17 Re: Update References to For For Applicable Law in Accordance with Item B
B.l Amend Article 18 Re: Delete References to For For Outdated Legal Provisions
B.m Amend Article 20 Re: Update References to For For Applicable Law in Accordance with Item B
B.n Renumbering of Article 27bis in Article 28, For For and Renumbering of all Following Articles
B.o Amend Article 28 Re: Update References to For For Applicable Law in Accordance with Item B
B.p Amend Article 29 Re: Update References to For For Applicable Law in Accordance with Item B
B.q Amend Article 30 Re: Update References to For For Applicable Law in Accordance with Item B
B.r Amend Article 35 Re: Update References to For For Applicable Law in Accordance with Item B
B.s Insert Article 38 Re: Transitional Provisions For For
Page 79 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intervest Offices & Warehouses SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
C Amend Conditions Re: Existing Share For For Repurchase Authority
D.1 Receive Information on Right of Withdrawal
D.2 Receive Information on Identity of Shareholders Having Exercised Their Right of Withdrawal under Item D.1
E Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
IOI Properties Group Bhd
Meeting Date: 10/27/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Lee Yeow Chor as Director For For
2 Elect Lee Yeow Seng as Director For For
3 Elect Lee Shin Cheng as Director For For
4 Elect Tan Kim Leong @ Tan Chong Min as For For Director
5 Approve Remuneration of Directors for the For For Financial Year Ended June 30, 2014
6 Approve Remuneration of Directors for the For For Financial Year Ending June 30, 2015
7 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
9 Authorize Share Repurchase Program For For
Micro Focus International plc
Meeting Date: 10/27/2014 Country: United Kingdom Meeting Type: Special
Page 80 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micro Focus International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of The Attachmate For Abstain Group Inc and Approve Increase in the Borrowing Limit
2 Approve Waiver on Tender-Bid Requirement For Against
3 Authorise Issue of Shares in Connection with For Abstain the Merger
4 Approve Additional Share Grants and Amend For Abstain the Remuneration Policy
5 Approve Matters Relating to the Return of For For Value
6 Authorise Issue of Equity with Pre-emptive For For Rights
7 Authorise Issue of Equity without Pre- For For emptive Rights
8 Amend Articles of Association Re: For For Capitalisation of Profits and Reserves in Connection with Employee Share Plans
Samsung Engineering Co. Ltd.
Meeting Date: 10/27/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement with Samsung For Against Heavy Industries
Samsung Heavy Industries Co. Ltd.
Meeting Date: 10/27/2014 Country: South Korea Meeting Type: Special
Page 81 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Heavy Industries Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement with Samsung For Against Engineering
2 Amend Articles of Incorporation For For
3.1 Elect Park Joong-Heum as Inside Director For For
3.2 Elect Jeon Tae-Heung as Inside Director For For
3.3 Elect Jang Ji-Jong as Outside Director For For
3.4 Elect Kim Young-Se as Outside Director For For
4.1 Elect Jang Ji-Jong as Member of Audit For For Committee
4.2 Elect Shin Jong-Kye as Member of Audit For For Committee
Shoprite Holdings Ltd
Meeting Date: 10/27/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company with Anton Wentzel as the Individual Registered Auditor
3 Re-elect Dr Anna Mokgokong as Director For For
4 Re-elect JJ Fouche as Director For For
5 Re-elect Gerhard Rademeyer as Director For For
6 Re-elect Joseph Rock as Director For For
7 Elect Johannes Basson as Director For For
8 Re-elect Gerhard Rademeyer as Chairperson For For of the Audit and Risk Committee
9 Re-elect Jacobus Louw as Member of the For For Audit and Risk Committee
Page 82 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shoprite Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect JJ Fouche as Member of the Audit For For and Risk Committee
11 Elect Johannes Basson as Member of the For For Audit and Risk Committee
12 Elect Joseph Rock as Member of the Audit For For and Risk Committee
13 Place Authorised but Unissued Shares under For For Control of Directors
14 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
15 Authorise Board to Ratify and Execute For For Approved Resolutions
16 Approve Remuneration Policy For For
17 Approve Redemption of Preference Shares For For
Special Resolutions
1 Approve Remuneration of Non-executive For For Directors
2 Approve Financial Assistance in Terms of For For Section 45 of the Companies Act
3 Approve Financial Assistance in Terms of For For Section 44 of the Companies Act
4 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
5 Authorise Specific Issue of Deferred Shares For For to Thibault Square Financial Services (Proprietary) Limited
6 Amend Memorandum of Incorporation Re: For For Clause 9.3
7 Amend Memorandum of Incorporation Re: For For Clause 9.4
8 Amend Memorandum of Incorporation Re: For For Clause 9.5
9 Amend Memorandum of Incorporation Re: For For Clause 9.6
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Reports for the Year Ended 30 June 2014
Page 83 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shoprite Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Reappoint PricewaterhouseCoopers Inc as For Auditors of the Company with Anton Wentzel as the Individual Registered Auditor
3 Re-elect Dr Anna Mokgokong as Director For
4 Re-elect JJ Fouche as Director For
5 Re-elect Gerhard Rademeyer as Director For
6 Re-elect Joseph Rock as Director For
7 Elect Johannes Basson as Director For
8 Re-elect Gerhard Rademeyer as Chairperson For of the Audit and Risk Committee
9 Re-elect Jacobus Louw as Member of the For Audit and Risk Committee
10 Re-elect JJ Fouche as Member of the Audit For and Risk Committee
11 Elect Johannes Basson as Member of the For Audit and Risk Committee
12 Elect Joseph Rock as Member of the Audit For and Risk Committee
13 Place Authorised but Unissued Shares under For Control of Directors
14 Authorise Board to Issue Shares for Cash up For to a Maximum of Five Percent of Issued Share Capital
15 Authorise Board to Ratify and Execute For Approved Resolutions
16 Approve Remuneration Policy For
17 Approve Redemption of Preference Shares For
Special Resolutions
1 Approve Remuneration of Non-executive For Directors
2 Approve Financial Assistance in Terms of For Section 45 of the Companies Act
3 Approve Financial Assistance in Terms of For Section 44 of the Companies Act
4 Authorise Repurchase of Up to Five Percent For of Issued Share Capital
5 Authorise Specific Issue of Deferred Shares For to Thibault Square Financial Services (Proprietary) Limited
6 Amend Memorandum of Incorporation Re: For Clause 9.3
Page 84 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shoprite Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Amend Memorandum of Incorporation Re: For Clause 9.4
8 Amend Memorandum of Incorporation Re: For Clause 9.5
9 Amend Memorandum of Incorporation Re: For Clause 9.6
WERELDHAVE BELGIUM SCA
Meeting Date: 10/27/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
A.1 Receive Special Board Report Re: Items A.3 and B-B.k
A.2 Special Auditor Report Re: Items A.3 and B- B.k
A.3 Amend Articles to Update Corporate Purpose For For Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
B Adopt New Form of Articles: Change of For For Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
B.a Amend Article 1 Re: Item B For For
B.b Amend Article 5 Re: Item B For For
B.c Amend Articles 7, 9, 11, 15, 30, and 38 Re: For For Item B
B.d Amend Articles 11, 15, 31, 38 Re: Item B For For
B.e Amend Article 14 Re: Item B For For
B.f Renumber Article 15 For For
B.g Amend Article 19 to Update References to For For Law Re: Item B
B.h Amend Articles 20, and 22 Re: Intervention For For of FSMA under Item B
B.i Delete Article 34 and Renumber Articles 35- For For 39
Page 85 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WERELDHAVE BELGIUM SCA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
B.j Insert Transitional Provision in Bylaws Re: For For Item B
B.k Update Text in Articles Re: Item B For For
C Amend Conditions Re: Existing Share For For Repurchase Authority
D.1 Receive Information on Right of Withdrawal
D.2 Receive Information on Identity of Shareholders Having Exercised Their Right of Withdrawal under Item D.1
E Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Balfour Beatty plc
Meeting Date: 10/28/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Parsons Brinckerhoff Target For Abstain Group
Beijing Jingneng Clean Energy Co., Ltd.
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
ORDINARY RESOLUTION
1 Elect Han Xiaoping as Director For For
2 Elect Li Xun as Supervisor For For
SPECIAL RESOLUTION
1 Amend Article 19 of the Articles of For For Association of the Company
Page 86 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beijing Jingneng Clean Energy Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Amend Article 23 of the Articles of For For Association of the Company
Challenger Ltd
Meeting Date: 10/28/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Leon Zwier as Director For For
3 Elect Brenda Shanahan as Director For For
4 Approve the Remuneration Report For For
5 Ratify the Past Issuance of 33.20 Million For For Shares
6 Ratify the Past Issuance of Challenger Capital For For Notes
China CNR Corporation Ltd
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve Revised Undertakings and Related For For Transactions
2 Approve Provision of Guarantee to For For Changchun Railway Vehicle Co., Ltd.
China Railway Construction Corporation Ltd.
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Page 87 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration Standard of Chairman For For of the Supervisory Committee
Elect Five Non-Independent Directors by Cumulative Voting
2.01 Elect Meng Fengchao as Director For For
2.02 Elect Peng Shugui as Director For For
2.03 Elect Zhang Zongyan as Director For For
2.04 Elect Zhuang Shangbiao as Director For For
2.05 Elect Ge Fuxing as Director For Against
Elect Four Independent Directors by Cumulative Voting
3.01 Elect Wang Huacheng as Director For For
3.02 Elect Sun Patrick as Director For For
3.03 Elect Cheng Wen as Director For For
3.04 Elect Lu Xiaoqiang as Director For For
Elect Supervisors by Cumulative Voting
4.01 Elect Huang Shaojun as Supervisor For For
4.02 Elect Li Xuefu as Supervisor For For
Cree, Inc.
Meeting Date: 10/28/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Charles M. Swoboda For For
1.2 Elect Director Clyde R. Hosein For For
1.3 Elect Director Robert A. Ingram For For
1.4 Elect Director Franco Plastina For For
1.5 Elect Director John B. Replogle For For
Page 88 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cree, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Elect Director Alan J. Ruud For For
1.7 Elect Director Robert L. Tillman For For
1.8 Elect Director Thomas H. Werner For For
1.9 Elect Director Anne C. Whitaker For For
2 Amend Omnibus Stock Plan For Against
3 Ratify Auditors For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
JPMorgan Mid Cap Investment Trust plc
Meeting Date: 10/28/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Andrew Barker as Director For For
6 Re-elect Michael Hughes as Director For For
7 Re-elect Margaret Littlejohns as Director For For
8 Re-elect Gordon McQueen as Director For For
9 Elect Richard Huntingford as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Amend Articles of Association For For
Page 89 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Level 3 Communications, Inc.
Meeting Date: 10/28/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For Abstain
2 Increase Authorized Common Stock For For
3 Adjourn Meeting For For
Mediobanca SPA
Meeting Date: 10/28/2014 Country: Italy Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements, Statutory For For Reports, and Allocation of Income
Appoint Directors (Slate Election) - Choose One of the Following Slates
2.1 Slate Submitted by Unicredit None Do Not Vote
2.2 Slate Submitted by Institutional Investors None For (Assogestioni)
Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
3.1 Slate Submitted by Unicredit None Against
3.2 Slate Submitted by Institutional Investors None For (Assogestioni)
4 Approve Remuneration Report For For
New China Life Insurance Co Ltd.
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Page 90 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New China Life Insurance Co Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Elect Wan Feng as Director For For
Stockland
Meeting Date: 10/28/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Tom Pockett as Director For For
3 Elect Peter Scott as Director For For
4 Approve the Remuneration Report For For
5 Approve the Grant of Up to 811,000 For For Performance Rights to Mark Steinert, Managing Director of the Company
Symantec Corporation
Meeting Date: 10/28/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Michael A. Brown For For
1b Elect Director Frank E. Dangeard For For
1c Elect Director Geraldine B. Laybourne For For
1d Elect Director David L. Mahoney For For
1e Elect Director Robert S. Miller For For
1f Elect Director Anita M. Sands For For
1g Elect Director Daniel H. Schulman For For
Page 91 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Symantec Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1h Elect Director V. Paul Unruh For For
1i Elect Director Suzanne M. Vautrinot For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For For Officers' Compensation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Michael A. Brown For
1b Elect Director Frank E. Dangeard For
1c Elect Director Geraldine B. Laybourne For
1d Elect Director David L. Mahoney For
1e Elect Director Robert S. Miller For
1f Elect Director Anita M. Sands For
1g Elect Director Daniel H. Schulman For
1h Elect Director V. Paul Unruh For
1i Elect Director Suzanne M. Vautrinot For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
Tabcorp Holdings Ltd.
Meeting Date: 10/28/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Jane Hemstritch as Director For For
2b Elect Zygmunt Switkowski as Director For For
3 Approve the Remuneration Report For For
Page 92 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tabcorp Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve the Grant of Performance Rights to For For David Attenborough, Managing Director and Chief Executive Officer of the Company
TUI AG
Meeting Date: 10/28/2014 Country: Germany Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issue of up to 267.3 Million Shares For Abstain in Connection with Acquisition of TUI Travel Plc
2 Approve Creation of EUR 62 Million Pool of For For Capital without Preemptive Rights to Guarantee Conversion rights of TUI Travel plc Convertible Bond
3 Approve Creation of EUR 18 Million Pool of For For Capital without Preemptive Rights
4 Approve Increase in Size of Board to 20 For For Members
5a Elect Michael Hodgkinson to the Supervisory For For Board
5b Elect Tomthy Martin to the Supervisory Board For For
5c Elect Valerie Gooding to the Supervisory For For Board
5d Elect Coline McConville to the Supervisory For For Board
5e Elect Janis Kong to the Supervisory Board For For
6a Amend Articles Re: Possibility to Appoint For For Two Vice-chiarmen
6b Amend Articles Re: Remuneration of the For For Integration Committee
6c Amend Articles Re: Possibility to Appoint One For For or More CEO(s) and One or More Vice CEO(s)
TUI Travel plc
Meeting Date: 10/28/2014 Country: United Kingdom Meeting Type: Special
Page 93 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI Travel plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to Merger with TUI For Abstain AG
TUI Travel plc
Meeting Date: 10/28/2014 Country: United Kingdom Meeting Type: Court
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court Meeting
1 Approve Scheme of Arrangement For Do Not Vote
Whitehaven Coal Ltd.
Meeting Date: 10/28/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Approve the Grant of Performance Rights to For For Paul Flynn, Managing Director and Chief Executive Officer of the Company
3 Elect Mark Vaile as Director For For
4 Elect Christine McLoughlin as Director For For
Wing Tai Holdings Limited
Meeting Date: 10/28/2014 Country: Singapore Meeting Type: Annual
Page 94 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wing Tai Holdings Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Approve First and Final Dividend and Special For For Dividend
3 Approve Directors' Fees For For
4 Elect Boey Tak Hap as Director For For
5 Elect Edmund Cheng Wai Wing as Director For For
6 Elect Christopher Lau Loke Sam as Director For For
7 Approve PricewaterhouseCoopers LLP as For For Auditors and Authorize Board to Fix Their Remuneration
8 Elect Lee Kim Wah as Director For For
9 Elect Loh Soo Eng as Director For For
10 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
11 Approve Grant of Awards and Issuance of For For Shares Under the Wing Tai Performance Share Plan and Wing Tai Restricted Share Plan and Issuance of Shares Under the Wing Tai Share Option Scheme 2001
12 Authorize Share Repurchase Program For For
WorleyParsons Limited
Meeting Date: 10/28/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Ron McNeilly as Director For Against
3 Approve the Remuneration Report For For
Page 95 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Atlas Iron Ltd
Meeting Date: 10/29/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect David Hannon as Director For For
3 Approve the Renewal of the Proportional For For Takeover Provisions
4 Approve the Employee Share Plan Rules For For
5 Approve the Long Term Incentive Plan Rules For For
6 Approve the Short Term Incentive Deferral For For Plan Rules
7 Approve the Issuance of Up to 730,785 For For Performance Rights and Up to 1.73 Million Share Appreciation Rights to Kenneth Edward Brinsden, Managing Director of the Company
8 Approve the Issuance of Up to 227,712 For For Performance Rights and Up to 539,726 Share Appreciation Rights to Mark David Hancock, Executive Director Commercial of the Company
9 Approve the Issuance of Up to 1.24 Million For For Performance Rights to Kenneth Edward Brinsden, Managing Director of the Company
10 Approve the Issuance of Up to 387,252 For For Performance Rights to Mark David Hancock, Executive Director Commercial of the Company
D.G. Khan Cement Co.
Meeting Date: 10/29/2014 Country: Pakistan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Cash Dividend of PKR 3.50 Per For For Share
Page 96 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
D.G. Khan Cement Co.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Auditors and Authorize Board to Fix For Against Their Remuneration
Special Business
4A Approve Acquisition of Shares in Nishat For Against Paper Products Co. Ltd.
4B Approve Acquisition of Shares in Nishat Diary For Against (Pvt.) Ltd.
4C Approve Acquisition of Shares in Nishat For Against Hotels and Properties Ltd.
DEXUS Property Group
Meeting Date: 10/29/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2.1 Elect Penny Bingham-Hall as Director For For
2.2 Elect Elizabeth Alexander as Director For For
2.3 Elect Tonianne Dwyer as Director For For
3 Approve the Increase in Maximum Aggregate None For Remuneration of Non-Executive Directors
4 Approve the Amendments to the Constitution For For
IOI Corporation Berhad
Meeting Date: 10/29/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Lee Yeow Seng as Director For For
2 Elect Lee Cheng Leang as Director For For
3 Elect Lee Shin Cheng as Director For For
Page 97 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IOI Corporation Berhad
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Remuneration of Directors for the For For Financial Year Ended June 30, 2014
5 Approve Remuneration of Directors for the For For Financial Year Ending June 30, 2015
6 Approve BDO as Auditors and Authorize For For Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
8 Authorize Share Repurchase Program For For
9 Approve Renewal of Shareholders' Mandate For For and Approve Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Lee Yeow Seng as Director For
2 Elect Lee Cheng Leang as Director For
3 Elect Lee Shin Cheng as Director For
4 Approve Remuneration of Directors for the For Financial Year Ended June 30, 2014
5 Approve Remuneration of Directors for the For Financial Year Ending June 30, 2015
6 Approve BDO as Auditors and Authorize For Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
8 Authorize Share Repurchase Program For
9 Approve Renewal of Shareholders' Mandate For and Approve Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
Meridian Energy Ltd.
Meeting Date: 10/29/2014 Country: New Zealand Meeting Type: Annual
Page 98 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Meridian Energy Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Chris Moller as Director For For
2 Elect Mary Devine as Director For For
3 Elect Stephen Reindler as Director For For
Murray Income Trust plc
Meeting Date: 10/29/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Elect Neil Rogan as Director For For
6 Re-elect Neil Honebon as Director For For
7 Re-elect David Woods as Director For For
8 Re-elect Jean Park as Director For For
9 Re-elect Donald Cameron as Director For For
10 Reappoint Ernst & Young LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
Page 99 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petrochina Company Limited
Meeting Date: 10/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve New Comprehensive Agreement and For Against the Proposed Annual Caps in Respect of the Non-Exempt Continuing Connected Transactions
2 Elect Zhang Biyi as Director For For
3 Elect Jiang Lifu as Supervisor For For
Ricardo plc
Meeting Date: 10/29/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Reappoint PricewaterhouseCoopers LLP as For For Auditors
4 Authorise the Audit Committee to Fix For For Remuneration of Auditors
5 Elect Terry Morgan as Director For For
6 Re-elect Ian Gibson as Director For For
7 Re-elect Ian Lee as Director For For
8 Re-elect David Hall as Director For For
9 Re-elect Hans-Joachim Schopf as Director For For
10 Re-elect Dave Shemmans as Director For For
11 Re-elect Peter Gilchrist as Director For For
12 Re-elect Mark Garrett as Director For For
13 Approve Remuneration Report For For
Page 100 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ricardo plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
14 Approve Remuneration Policy For For
15 Approve Long Term Incentive Plan For For
16 Approve Executive Share Option Plan For For
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
21 Adopt New Articles of Association For For
Tatts Group Ltd.
Meeting Date: 10/29/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For Against
2a Elect Kevin Seymour as Director For For
2b Elect Julien Playoust as Director For For
2c Elect David Watson as Director For For
3 Approve the Grant of 131,089 Rights to For For Robbie Cooke, Chief Executive Officer of the Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For
2a Elect Kevin Seymour as Director For
2b Elect Julien Playoust as Director For
2c Elect David Watson as Director For
Page 101 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tatts Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve the Grant of 131,089 Rights to For Robbie Cooke, Chief Executive Officer of the Company
Alicorp SAA
Meeting Date: 10/30/2014 Country: Peru Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Financing Plan For Do Not Vote
2 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Ashmore Group plc
Meeting Date: 10/30/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Michael Benson as Director For For
4 Re-elect Mark Coombs as Director For For
5 Elect Tom Shippey as Director For For
6 Re-elect Nick Land as Director For For
7 Re-elect Simon Fraser as Director For For
8 Re-elect Charles Outhwaite as Director For For
9 Re-elect Dame Anne Pringle as Director For For
10 Approve Remuneration Policy For Abstain
11 Approve Remuneration Report For For
Page 102 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashmore Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Reappoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise EU Political Donations and For For Expenditure
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Approve Waiver on Tender-Bid Requirement For Abstain
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
AVI Ltd
Meeting Date: 10/30/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2 Reappoint KPMG Inc as Auditors of the For For Company
3 Re-elect Simon Crutchley as Director For For
4 Re-elect Owen Cressey as Director For For
5 Re-elect James Hersov as Director For For
6 Re-elect Gavin Tipper as Director For For
7 Elect Richard Inskip as Director For For
8 Re-elect Michael Bosman as Chairman of the For For Audit and Risk Committee
9 Re-elect James Hersov as Member of the For For Audit and Risk Committee
10 Re-elect Neo Dongwana as Member of the For For Audit and Risk Committee
Page 103 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AVI Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Approve Fees Payable to the Non-executive For For Directors Excluding the Board Chairman and the Foreign Non-executive Director, Adriaan Nuhn
12 Approve Fees Payable to the Board Chairman For For
13 Approve Fees Payable to the Foreign Non- For For executive Director, Adriaan Nuhn
14 Approve Fees Payable to the Members of the For For Remuneration, Nomination and Appointments Committee
15 Approve Fees Payable to the Members of the For For Audit and Risk Committee
16 Approve Fees Payable to the Members of the For For Social and Ethics Committee
17 Approve Fees Payable to the Chairman of the For For Remuneration, Nomination and Appointments Committee
18 Approve Fees Payable to the Chairman of the For For Audit and Risk Committee
19 Approve Fees Payable to the Chairman of the For For Social and Ethics Committee
20 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
21 Approve Financial Assistance to Related or For For Inter-related Company
22 Approve Remuneration Policy For For
China COSCO Holdings Co., Ltd.
Meeting Date: 10/30/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Financial Services Agreement For Against and Proposed Annual Caps
Datang International Power Generation Co. Ltd
Meeting Date: 10/30/2014 Country: Hong Kong Meeting Type: Special
Page 104 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Resolution on Provision of the For Against Entrusted Loan to Datang Inner Mongolia Duolun Coal Chemical Company Limited
2.1 Elect Liang Yongpan as Director None Against
2.2 Approve Resignation of Fang Qinghai as Non- None Abstain Executive Director
Dignity plc
Meeting Date: 10/30/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association; Approve For Abstain Purchase by the Company of the Deferred Shares
2 Approve the Return of Cash For Abstain
3 Approve Share Consolidation For Abstain
4 Approve the Put Option Agreement For Abstain
5 Adopt New Articles of Association For Abstain
DISH Network Corporation
Meeting Date: 10/30/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director George R. Brokaw For For
1.2 Elect Director Joseph P. Clayton For For
1.3 Elect Director James DeFranco For For
1.4 Elect Director Cantey M. Ergen For For
Page 105 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DISH Network Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.5 Elect Director Charles W. Ergen For For
1.6 Elect Director Steven R. Goodbarn For For
1.7 Elect Director Charles M. Lillis For For
1.8 Elect Director Afshin Mohebbi For For
1.9 Elect Director David K. Moskowitz For For
1.10 Elect Director Tom A. Ortolf For For
1.11 Elect Director Carl E. Vogel For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
5 Adopt Quantitative GHG Goals for Products Against For and Operations
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director George R. Brokaw For
1.2 Elect Director Joseph P. Clayton For
1.3 Elect Director James DeFranco For
1.4 Elect Director Cantey M. Ergen For
1.5 Elect Director Charles W. Ergen For
1.6 Elect Director Steven R. Goodbarn For
1.7 Elect Director Charles M. Lillis For
1.8 Elect Director Afshin Mohebbi For
1.9 Elect Director David K. Moskowitz For
1.10 Elect Director Tom A. Ortolf For
1.11 Elect Director Carl E. Vogel For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Amend Omnibus Stock Plan For
5 Adopt Quantitative GHG Goals for Products Against and Operations
Page 106 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Federation Centres Ltd
Meeting Date: 10/30/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Fraser MacKenzie as Director For For
2b Elect Debra Stirling as Director For For
2c Elect Wai Tang as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Performance Rights to For For Steven Sewell, CEO and Managing Director of the Company
Resolution for Federation Limited (FL)
5.1 Approve the Unstapling of Shares in For For Federation Limited from Units in Federation Centres Trust No.1, Units in Federation Centres Trust No. 2 and Units in Federation Centres Trust No. 3
Resolution for Federation Centres Trust No. 1 (FCT 1)
5.2 Approve the Unstapling of Units in For For Federation Centres Trust No.1 from Shares in Federation Limited, Units in Federation Centres Trust No. 2 and Units in Federation Centres Trust No. 3
Resolution for Federation Centres Trust No. 2 (FCT 2)
5.3 Approve the Unstapling of Units in For For Federation Centres Trust No.2 from Shares in Federation Limited, Units in Federation Centres Trust No. 1 and Units in Federation Centres Trust No. 3
Resolution for Federation Centres Trust No. 3 (FCT 3)
5.4 Approve the Unstapling of Units in For For Federation Centres Trust No.3 from Shares in Federation Limited, Units in Federation Centres Trust No. 1 and Units in Federation Centres Trust No. 2
Resolution for Federation Limited (FL)
5.5 Approve the Amendments to the Constitution For For
Resolution for Federation Centres Trust No. 1 (FCT 1)
Page 107 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Federation Centres Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5.6 Approve the Amendments to the Constitution For For
Resolution for Federation Centres Trust No. 2 (FCT 2)
5.7 Approve the Amendments to the Constitution For For
Resolution for Federation Centres Trust No. 3 (FCT 3)
5.8 Approve the Amendments to the Constitution For For
Resolution for Federation Centres Trust No. 2 (FCT 2)
5.9 Approve the Acquisition by Federation For For Centres Limited of a Relevant Interest in all the Federation Centres Trust No. 2 Units
Resolution for Federation Centres Trust No. 3 (FCT 3)
5.10 Approve the Acquisition by Federation For For Centres Limited of a Relevant Interest in all the Federation Centres Trust No. 3 Units
Flight Centre Travel Group Ltd
Meeting Date: 10/30/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Cassandra Kelly as Director For For
2 Elect John Eales as Director For For
3 Approve the Remuneration Report For For
Genesis Emerging Markets Fund Limited
Meeting Date: 10/30/2014 Country: Guernsey Meeting Type: Annual
Page 108 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Genesis Emerging Markets Fund Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers CI LLP as For For Auditors
3 Authorize Board to Fix Remuneration of For For Auditors
4 Reelect Sujit Banerji as a Director For For
5 Reelect Michael Hamson as a Director For For
6 Reelect Saffet Karpat as a Director For For
7 Reelect John Llewellyn as a Director For For
8 Reelect Hélène Ploix as a Director For For
9 Reelect Coen Teulings as a Director For For
Special Resolution
10 Approve Share Repurchase Program For For
Hong Leong Financial Group Berhad
Meeting Date: 10/30/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration of Directors For For
2 Elect Quek Kon Sean as Director For For
3 Elect Saw Kok Wei as Director For For
4 Elect Quek Leng Chan as Director For For
5 Elect Khalid Ahmad bin Sulaiman as Director For For
6 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Page 109 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hong Leong Financial Group Berhad
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Bhd (HLCM) and Persons Connected with HLCM
9 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust
Insurance Australia Group Ltd.
Meeting Date: 10/30/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For Do Not Vote
2 Approve the Grant of Deferred Award Rights For Do Not and Executive Performance Rights to Michael Vote Wilkins, Managing Director and Chief Executive Officer of the Company
3 Elect Yasmin Allen as Director For Do Not Vote
4 Elect Hugh Fletcher as Director For Do Not Vote
5 Elect Philip Twyman as Director For Do Not Vote
6 Elect Michael Carlin as Director Against Do Not Vote
7 Ratify the Past Issuance of 219.38 Million For Do Not Shares to Institutional and Sophisticated Vote Investors
8 Ratify the Past Issuance of 35,000 For Do Not Subordinated Floating Rate Medium Term Vote Notes Issued by Insurance Australia Limited to Institutional and Sophisticated Investors
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 110 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Insurance Australia Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Approve the Grant of Deferred Award Rights For For and Executive Performance Rights to Michael Wilkins, Managing Director and Chief Executive Officer of the Company
3 Elect Yasmin Allen as Director For For
4 Elect Hugh Fletcher as Director For For
5 Elect Philip Twyman as Director For For
6 Elect Michael Carlin as Director Against Against
7 Ratify the Past Issuance of 219.38 Million For For Shares to Institutional and Sophisticated Investors
8 Ratify the Past Issuance of 35,000 For For Subordinated Floating Rate Medium Term Notes Issued by Insurance Australia Limited to Institutional and Sophisticated Investors
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For
2 Approve the Grant of Deferred Award Rights For and Executive Performance Rights to Michael Wilkins, Managing Director and Chief Executive Officer of the Company
3 Elect Yasmin Allen as Director For
4 Elect Hugh Fletcher as Director For
5 Elect Philip Twyman as Director For
6 Elect Michael Carlin as Director Against
7 Ratify the Past Issuance of 219.38 Million For Shares to Institutional and Sophisticated Investors
8 Ratify the Past Issuance of 35,000 For Subordinated Floating Rate Medium Term Notes Issued by Insurance Australia Limited to Institutional and Sophisticated Investors
Page 111 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Light S.A.
Meeting Date: 10/30/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Director For
Olam International Limited
Meeting Date: 10/30/2014 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Approve First and Final Dividend and Special For For Dividend
3 Elect Michael Lim Choo San as Director For For
4 Elect Narain Girdhar Chanrai as Director For For
5 Elect Shekhar Anantharaman as Director For For
6 Elect Kwa Chong Seng as Director For For
7 Elect Sanjiv Misra as Director For For
8 Elect R. Jayachandran as Director For For
9 Elect Nihal Vijaya Devadas Kaviratne as For For Director
10 Approve Directors' Fees For Against
11 Approve Ernst & Young LLP as Auditors and For For Authorize Board to Fix Their Remuneration
12 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
13 Authorize Share Repurchase Program For For
14 Approve Issuance of Shares Pursuant to the For For Olam Scrip Dividend Scheme
15 Adopt Olam Share Grant Plan For Against
Page 112 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perpetual Ltd.
Meeting Date: 10/30/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Peter Scott as Director For For
2 Approve the Grant of Performance Rights to For For Geoff Lloyd, Managing Director and CEO of the Company
3 Approve the Remuneration Report For For
Piraeus Bank SA
Meeting Date: 10/30/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Merger by Absorption For For
2 Approve Reduction in Issued Share Capital For For
3 Various Announcements
PT Global Mediacom Tbk
Meeting Date: 10/30/2014 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors and Commissioners For Against
Page 113 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Media Nusantara Citra Tbk
Meeting Date: 10/30/2014 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors and Commissioners For Against
Alior Bank S.A.
Meeting Date: 10/31/2014 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issuance of Convertible Warrants For For without Preemptive Rights for Acquisition of Meritum Bank
2 Close Meeting
CFS Retail Property Trust
Meeting Date: 10/31/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2.1 Elect Richard Haddock as Director For For
2.2 Elect Nancy Milne as Director For For
2.3 Elect Trevor Gerber as Director For For
2.4 Elect Peter Hay as Director For For
2.5 Elect Peter Kahan as Director For For
2.6 Elect Karen Penrose as Director For For
2.7 Elect David Thurin as Director For For
Page 114 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CFS Retail Property Trust
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve the Change of CFX Co Limited to For For Novion Limited
4 Approve the Grant of Performance Rights to For For Angus McNaughton
5 Appoint PricewaterhouseCoopers as Auditor For For of the Company
Chongqing Rural Commercial Bank Co., Ltd.
Meeting Date: 10/31/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Li Yao as Director For For
2 Elect Yuan Zengting as Director For For
3 Elect Cao Guohua as Director For For
4 Elect Wang Hong as Supervisor For For
5 Elect Hu Shuchun as Supervisor For For
6 Elect Pan Like as Supervisor For For
Daum Communications Corp.
Meeting Date: 10/31/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Amend Articles of Incorporation (Company For For Name Change)
1.2 Amend Articles of Incorporation (Business For For Objectives)
1.3 Amend Articles of Incorporation (Method of For For Public Notice)
Page 115 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ECHO Entertainment Group Ltd.
Meeting Date: 10/31/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect John O'Neill as Director For For
4 Approve the Amendments to the Constitution For For
5 Approve the Renewal of the Proportional For For Takeover Provisions
6 Approve the Grant of Performance Rights to For For Matt Bekier, Managing Director and Chief Executive Officer of the Company
Ford Otomotiv Sanayi AS
Meeting Date: 10/31/2014 Country: Turkey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting and Elect Presiding Council of For Do Not Meeting Vote
2 Approve Special Dividend For Do Not Vote
3 Wishes
Great Eagle Holdings Ltd.
Meeting Date: 10/31/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of a Hotel Development For For Project Under the Framework Deed
Page 116 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Great Eagle Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve SPA and Related Transactions For For
Hyundai Heavy Industries Co.
Meeting Date: 10/31/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Choi Gil-Sun as Inside Director For For
1.2 Elect Kwon Oh-Gab as Inside Director For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Choi Gil-Sun as Inside Director For
1.2 Elect Kwon Oh-Gab as Inside Director For
Newcrest Mining Ltd.
Meeting Date: 10/31/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Winifred Kamit as Director For For
2b Elect Richard Knight as Director For For
3 Approve the Remuneration Report For For
4a Approve the Grant of Performance Rights to For For Sandeep Biswas, Managing Director and Chief Executive Officer of the Company
4b Approve the Grant of Performance Rights to For For Gerard Bond, Finance Director and Chief Financial Officer of the Company
Page 117 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Newcrest Mining Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Renewal of the Proportional For For Takeover Provisions
Sao Martinho S.A.
Meeting Date: 10/31/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement between the For Company and Santa Cruz S.A. Acucar e Alcool
2 Appoint PricewaterhouseCoopers Auditores For Independentes as the Independent Firm to Appraise Proposed Transaction
3 Approve PricewaterhouseCoopers' Appraisal For
4 Appoint KPMG Corporate Finance Ltda. as the For Independent Firm to Appraise the Company and Santa Cruz S.A. Acucar e Alcool
5 Approve KPMG's Appraisal For
6 Approve Issuance of Shares in Connection For with the Acquisition and Amend Article 5 of the Company's Bylaws
7 Authorize Board to Ratify and Execute For Approved Resolutions
8 Amend Article 26 For
9 Consolidate Bylaws For
10 Amend Remuneration of Company's For Management
Hibernia REIT plc
Meeting Date: 11/03/2014 Country: Ireland Meeting Type: Special
Page 118 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hibernia REIT plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
2 Approve Issuance of Equity or Equity-Linked For Abstain Securities without Preemptive Rights Pursuant to Firm Placing and Placing and Open Offer
3 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
4 Adopt New Memorandum and Articles of For For Association
New World Resources plc
Meeting Date: 11/03/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Re-elect Gareth Penny as Director For Against
2 Re-elect Marek Jelinek as Director For For
3 Re-elect Zdenek Bakala as Director For Abstain
4 Re-elect Peter Kadas as Director For For
5 Re-elect Bessel Kok as Director For For
6 Re-elect Barry Rourke as Director For For
7 Re-elect Alyson Warhurst as Director For For
8 Elect Colin Keogh as Director For For
9 Elect Ian Ashby as Director For For
10 Approve Bonus Award to Gareth Penny For Against
11 Approve Bonus Award to Marek Jelinek For Against
Eurocommercial Properties NV
Meeting Date: 11/04/2014 Country: Netherlands Meeting Type: Annual
Page 119 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eurocommercial Properties NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Open Meeting
2 Receive Report of Management Board (Non- Voting)
3 Adopt Financial Statements and Statutory For For Reports
4 Approve Dividends of EUR 0.19 Per Share For For and EUR 1.94 per Depositary Receipt
5 Approve Discharge of Management Board For For
6 Approve Discharge of Supervisory Board For For
7 Elect B. Carrière to Supervisory Board For For
8 Elect R. Foulkes to Supervisory Board For For
9 Elect B.T.M. Steins Bisschop to Supervisory For For Board
10 Approve Remuneration of Supervisory Board For For
11 Approve Remuneration Report Containing For For Remuneration Policy for Management Board Members
12 Ratify Ernst & Young as Auditors For For
13 Announce Intention to Appoint C.M. Slangen as Board Member of Foundation
14 Grant Board Authority to Issue Shares Up To For Against 20 Percent of Issued Capital
15 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
16 Allow Questions
17 Close Meeting
GTECH SpA
Meeting Date: 11/04/2014 Country: Italy Meeting Type: Special
Page 120 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GTECH SpA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of GTECH S.p.a by For Abstain Georgia Worldwide Plc
Imperial Holdings Ltd
Meeting Date: 11/04/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2 Reappoint Deloitte & Touche as Auditors of For For the Company with A Mackie as the Designated Partner
3.1 Re-elect Michael Leeming as Member of the For For Audit Committee
3.2 Elect Thembisa Dingaan as Member of the For For Audit Committee
3.3 Re-elect Phumzile Langeni as Member of the For For Audit Committee
3.4 Re-elect Roderick Sparks as Member of the For For Audit Committee
3.5 Re-elect Younaid Waja as Member of the For For Audit Committee
4.1 Re-elect Schalk Engelbrecht as Director For For
4.2 Re-elect Phumzile Langeni as Director For For
4.3 Re-elect Thulani Gcabashe as Director For For
4.4 Re-elect Roderick Sparks as Director For For
4.5 Re-elect Ashley Tugendhaft as Director For For
5.1 Elect Mohammed Akoojee as Director For For
5.2 Elect Mark Lamberti as Director For For
5.3 Elect Philip Michaux as Director For For
5.4 Elect Jurie Strydom as Director For For
6 Approve Remuneration Policy For For
Page 121 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7.1 Approve Remuneration of Chairperson For For
7.2 Approve Remuneration of Deputy Chairperson For For
7.3 Approve Remuneration of Board Member For For
7.4 Approve Remuneration of Assets and For For Liabilities Committee Chairman
7.5 Approve Remuneration of Assets and For For Liabilities Committee Member
7.6 Approve Remuneration of Audit Committee For For Chairman
7.7 Approve Remuneration of Audit Committee For For Member
7.8 Approve Remuneration of Risk Committee For For Chairman
7.9 Approve Remuneration of Risk Committee For For Member
7.10 Approve Remuneration of Remuneration and For For Nomination Committee Chairman
7.11 Approve Remuneration of Remuneration and For For Nomination Committee Member
7.12 Approve Remuneration of Social, Ethics and For For Sustainability Committee Chairman
7.13 Approve Remuneration of Social, Ethics and For For Sustainability Committee Member
8 Authorise Repurchase of Up to Five Percent For Abstain of Issued Share Capital
9 Place Authorised but Unissued Shares under For For Control of Directors
10 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
11 Place Authorised but Unissued Non- For For Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors
12 Approve Financial Assistance in Terms of For For Section 44 of the Companies Act
13 Approve Financial Assistance in Terms of For For Section 45 of the Companies Act
Perrigo Company plc
Meeting Date: 11/04/2014 Country: Ireland Meeting Type: Annual
Page 122 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perrigo Company plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Laurie Brlas For For
1.2 Elect Director Gary M. Cohen For For
1.3 Elect Director Jacqualyn A. Fouse For For
1.4 Elect Director David T. Gibbons For For
1.5 Elect Director Ran Gottfried For For
1.6 Elect Director Ellen R. Hoffing For For
1.7 Elect Director Michael J. Jandernoa For For
1.8 Elect Director Gary K. Kunkle, Jr. For For
1.9 Elect Director Herman Morris, Jr. For For
1.10 Elect Director Donal O'Connor For For
1.11 Elect Director Joseph C. Papa For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Authorize Share Repurchase Program For Against
5 Determine Price Range for Reissuance of For For Treasury Shares
6 Approve Creation of Distributable Reserves For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Laurie Brlas For
1.2 Elect Director Gary M. Cohen For
1.3 Elect Director Jacqualyn A. Fouse For
1.4 Elect Director David T. Gibbons For
1.5 Elect Director Ran Gottfried For
1.6 Elect Director Ellen R. Hoffing For
1.7 Elect Director Michael J. Jandernoa For
1.8 Elect Director Gary K. Kunkle, Jr. For
1.9 Elect Director Herman Morris, Jr. For
Page 123 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perrigo Company plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.10 Elect Director Donal O'Connor For
1.11 Elect Director Joseph C. Papa For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Authorize Share Repurchase Program For
5 Determine Price Range for Reissuance of For Treasury Shares
6 Approve Creation of Distributable Reserves For
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 11/05/2014 Country: Israel Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Extend Indemnification Agreements to For Directors Who Are Controlling Shareholders or Their Relatives
A Vote FOR if you are a controlling shareholder None or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Please Select Any Category Which Applies to You as a Shareholder or as a Power of Attorney Holder
B2 If you are a Senior Officer as defined in None Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined None in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
Page 124 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cardinal Health, Inc.
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David J. Anderson For For
1.2 Elect Director Colleen F. Arnold For For
1.3 Elect Director George S. Barrett For For
1.4 Elect Director Carrie S. Cox For For
1.5 Elect Director Calvin Darden For For
1.6 Elect Director Bruce L. Downey For For
1.7 Elect Director Patricia A. Hemingway Hall For For
1.8 Elect Director Clayton M. Jones For For
1.9 Elect Director Gregory B. Kenny For For
1.10 Elect Director David P. King For For
1.11 Elect Director Richard C. Notebaert For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Executive Incentive Bonus Plan For Against
5 Report on Political Contributions Against For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David J. Anderson For
1.2 Elect Director Colleen F. Arnold For
1.3 Elect Director George S. Barrett For
1.4 Elect Director Carrie S. Cox For
1.5 Elect Director Calvin Darden For
1.6 Elect Director Bruce L. Downey For
1.7 Elect Director Patricia A. Hemingway Hall For
1.8 Elect Director Clayton M. Jones For
Page 125 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cardinal Health, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.9 Elect Director Gregory B. Kenny For
1.10 Elect Director David P. King For
1.11 Elect Director Richard C. Notebaert For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Amend Executive Incentive Bonus Plan For
5 Report on Political Contributions Against
CareFusion Corporation
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Jacqueline B. Kosecoff For For
1b Elect Director Michael D. O'Halleran For For
1c Elect Director Supratim Bose For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Jacqueline B. Kosecoff For
1b Elect Director Michael D. O'Halleran For
1c Elect Director Supratim Bose For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
Page 126 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Downer EDI Ltd.
Meeting Date: 11/05/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Mike Harding as Director For For
3 Approve the Remuneration Report For For
4a Approve the Grant of Performance Rights For For Under the 2014 Long Term Incentive Plan to Grant Fenn, Managing Director of the Company
4b Approve the Grant of Performance Rights For For Under the 2015 Long Term Incentive Plan to Grant Fenn, Managing Director of the Company
5 Appoint KPMG as Auditor of the Company For For
Jupiter European Opportunities Trust plc
Meeting Date: 11/05/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Re-elect Hugh Priestley as Director For For
5 Re-elect Philip Best as Director For For
6 Re-elect Alexander Darwall as Director For For
7 Re-elect Andrew Sutch as Director For For
8 Re-elect John Wallinger as Director For For
9 Reappoint Ernst & Young LLP as Auditors For For
10 Authorise Board to Fix Remuneration of For For Auditors
11 Approve Continuation of Company as For For Investment Trust
Page 127 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jupiter European Opportunities Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For Against emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Adopt New Articles of Association For For
KLA-Tencor Corporation
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Edward W. Barnholt For For
1.2 Elect Director Robert M. Calderoni For For
1.3 Elect Director John T. Dickson For For
1.4 Elect Director Emiko Higashi For For
1.5 Elect Director Kevin J. Kennedy For For
1.6 Elect Director Gary B. Moore For For
1.7 Elect Director Robert A. Rango For For
1.8 Elect Director Richard P. Wallace For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Edward W. Barnholt For
1.2 Elect Director Robert M. Calderoni For
1.3 Elect Director John T. Dickson For
Page 128 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KLA-Tencor Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.4 Elect Director Emiko Higashi For
1.5 Elect Director Kevin J. Kennedy For
1.6 Elect Director Gary B. Moore For
1.7 Elect Director Robert A. Rango For
1.8 Elect Director Richard P. Wallace For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
Linear Technology Corporation
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Robert H. Swanson, Jr. For For
1b Elect Director Lothar Maier For For
1c Elect Director Arthur C. Agnos For For
1d Elect Director John J. Gordon For For
1e Elect Director David S. Lee For For
1f Elect Director Richard M. Moley For For
1g Elect Director Thomas S. Volpe For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Amend Executive Incentive Bonus Plan For Against
5 Require a Majority Vote for the Election of Against For Directors
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Robert H. Swanson, Jr. For
Page 129 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Linear Technology Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1b Elect Director Lothar Maier For
1c Elect Director Arthur C. Agnos For
1d Elect Director John J. Gordon For
1e Elect Director David S. Lee For
1f Elect Director Richard M. Moley For
1g Elect Director Thomas S. Volpe For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
4 Amend Executive Incentive Bonus Plan For
5 Require a Majority Vote for the Election of Against Directors
Northam Platinum Ltd
Meeting Date: 11/05/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2.1 Elect Paul Dunne as Director For For
2.2 Re-elect Jim Cochrane as Director For For
2.3 Re-elect Ralph Havenstein as Director For For
2.4 Re-elect Lazarus Zim as Director For For
3 Reappoint Ernst & Young Inc as Auditors of For For the Company with Mike Herbst as the Designated Registered Auditor
4.1 Re-elect Michael Beckett as Member of Audit For For and Risk Committee
4.2 Re-elect Ralph Havenstein as Member of For For Audit and Risk Committee
4.3 Re-elect Emily Kgosi as Member of Audit and For For Risk Committee
Page 130 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Northam Platinum Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4.4 Re-elect Alwyn Martin as Member of Audit For For and Risk Committee
5 Approve Remuneration Policy For For
6 Approve Non-executive Directors' For For Remuneration Paid for the Year Ended 30 June 2014
7 Place Authorised but Unissued Shares under For For Control of Directors
8 Amend Share Incentive Plan For For
Special Resolutions
1 Approve Non-executive Directors' For For Remuneration for the Year Ending 30 June 2015
2 Approve Financial Assistance to Related or For For Inter-related Company or Corporation
3 Authorise Repurchase of Up to 20 Percent of For For Issued Share Capital
Oracle Corporation
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg For For
1.2 Elect Director H. Raymond Bingham For For
1.3 Elect Director Michael J. Boskin For For
1.4 Elect Director Safra A. Catz For For
1.5 Elect Director Bruce R. Chizen For For
1.6 Elect Director George H. Conrades For For
1.7 Elect Director Lawrence J. Ellison For For
1.8 Elect Director Hector Garcia-Molina For For
1.9 Elect Director Jeffrey O. Henley For For
1.10 Elect Director Mark V. Hurd For For
1.11 Elect Director Naomi O. Seligman For For
Page 131 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Provide Vote Counting to Exclude Abstentions Against For
5 Adopt Multiple Performance Metrics Under Against For Executive Incentive Plans
6 Adopt Specific Performance Standards Against For
7 Adopt Proxy Access Right Against For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg For
1.2 Elect Director H. Raymond Bingham For
1.3 Elect Director Michael J. Boskin For
1.4 Elect Director Safra A. Catz For
1.5 Elect Director Bruce R. Chizen For
1.6 Elect Director George H. Conrades For
1.7 Elect Director Lawrence J. Ellison For
1.8 Elect Director Hector Garcia-Molina For
1.9 Elect Director Jeffrey O. Henley For
1.10 Elect Director Mark V. Hurd For
1.11 Elect Director Naomi O. Seligman For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
4 Provide Vote Counting to Exclude Abstentions Against
5 Adopt Multiple Performance Metrics Under Against Executive Incentive Plans
6 Adopt Specific Performance Standards Against
7 Adopt Proxy Access Right Against
Page 132 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder Japan Growth Fund plc
Meeting Date: 11/05/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Policy For For
4 Approve Remuneration Report For For
5 Re-elect Jonathan Taylor as Director For For
6 Re-elect John Scott as Director For For
7 Reappoint PricewaterhouseCoopers LLP as For For Auditors
8 Authorise Board to Fix Remuneration of For For Auditors
9 Approve Continuation of Company as For For Investment Trust
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Market Purchase of Ordinary Shares For For
Semiconductor Manufacturing International Corporation
Meeting Date: 11/05/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Datang Pre-emptive Share For For Subscription Agreement, Datang Pre-emptive Bond Subscription Agreement, Datang Supplemental Agreement, and Related Transactions
2 Approve Country Hill Pre-emptive For For Subscription Agreement, Issue of the Country Hill Pre-emptive Shares, and and Related Transactions
Page 133 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shopping Centres Australasia Property Group
Meeting Date: 11/05/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Approve the Spill Resolution Against For
3 Elect Philip Marcus Clark as Director For For
4 Elect Philip Redmond as Director For For
5 Approve the Grant of LTI Rights to Anthony For For Mellowes, Chief Executive Officer of the Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For
2 Approve the Spill Resolution Against
3 Elect Philip Marcus Clark as Director For
4 Elect Philip Redmond as Director For
5 Approve the Grant of LTI Rights to Anthony For Mellowes, Chief Executive Officer of the Company
WellPoint, Inc.
Meeting Date: 11/05/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Company Name to Anthem, Inc. For For
Page 134 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WellPoint, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Company Name to Anthem, Inc. For
WESTERN DIGITAL CORPORATION
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Kathleen A. Cote For For
1b Elect Director Henry T. DeNero For For
1c Elect Director Michael D. Lambert For For
1d Elect Director Len J. Lauer For For
1e Elect Director Matthew E. Massengill For For
1f Elect Director Stephen D. Milligan For For
1g Elect Director Thomas E. Pardun For For
1h Elect Director Paula A. Price For For
1i Elect Director Masahiro Yamamura For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Kathleen A. Cote For
1b Elect Director Henry T. DeNero For
1c Elect Director Michael D. Lambert For
1d Elect Director Len J. Lauer For
1e Elect Director Matthew E. Massengill For
1f Elect Director Stephen D. Milligan For
Page 135 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WESTERN DIGITAL CORPORATION
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1g Elect Director Thomas E. Pardun For
1h Elect Director Paula A. Price For
1i Elect Director Masahiro Yamamura For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
Avnet, Inc.
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director William J. Amelio For For
1b Elect Director J. Veronica Biggins For For
1c Elect Director Michael A. Bradley For For
1d Elect Director R. Kerry Clark For For
1e Elect Director Richard Hamada For For
1f Elect Director James A. Lawrence For For
1g Elect Director Avid Modjtabai For For
1h Elect Director Ray M. Robinson For For
1i Elect Director William H. Schumann III For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Boral Ltd.
Meeting Date: 11/06/2014 Country: Australia Meeting Type: Annual
Page 136 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Boral Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3.1 Elect Kathryn Fagg as Director For For
3.2 Elect Brian Clark as Director For For
3.3 Elect Paul Rayner as Director For For
4 Approve the Grant of LTI and Deferred STI For For Rights to Mike Kane, Chief Executive Officer and Managing Director of the Company
5 Approve the Increase in Maximum Aggregate None For Remuneration of Non-Executive Directors
Brambles Ltd
Meeting Date: 11/06/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Christine Cross as Director For For
4 Elect Brian James Long as Director For For
5 Elect Tahira Hassan as Director For For
6 Elect Stephen Paul Johns as Director For For
7 Approve the Brambles Limited 2006 For For Performance Share Plan
8 Approve the Brambles Limited MyShare Plan For For
9 Approve the Grant of Awards to Thomas For For Joseph Gorman, Executive Director of the Company
10 Approve the Grant of Awards to Thomas For For Joseph Gorman, Executive Director of the Company
Page 137 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brambles Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For
3 Elect Christine Cross as Director For
4 Elect Brian James Long as Director For
5 Elect Tahira Hassan as Director For
6 Elect Stephen Paul Johns as Director For
7 Approve the Brambles Limited 2006 For Performance Share Plan
8 Approve the Brambles Limited MyShare Plan For
9 Approve the Grant of Awards to Thomas For Joseph Gorman, Executive Director of the Company
10 Approve the Grant of Awards to Thomas For Joseph Gorman, Executive Director of the Company
Coach, Inc.
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David Denton For For
1.2 Elect Director Susan Kropf For For
1.3 Elect Director Gary Loveman For For
1.4 Elect Director Victor Luis For For
1.5 Elect Director Ivan Menezes For For
1.6 Elect Director William Nuti For For
1.7 Elect Director Stephanie Tilenius For For
1.8 Elect Director Jide Zeitlin For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 138 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coach, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Amend Omnibus Stock Plan For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David Denton For
1.2 Elect Director Susan Kropf For
1.3 Elect Director Gary Loveman For
1.4 Elect Director Victor Luis For
1.5 Elect Director Ivan Menezes For
1.6 Elect Director William Nuti For
1.7 Elect Director Stephanie Tilenius For
1.8 Elect Director Jide Zeitlin For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Amend Omnibus Stock Plan For
Fairfax Media Ltd.
Meeting Date: 11/06/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
1 Elect Roger Corbett as Director For For
2 Elect Peter Young as Director For For
3 Elect Todd Sampson as Director For For
Shareholder Proposal
4 Elect Stephen Mayne as Director Against Against
Management Proposals
Page 139 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fairfax Media Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Grant of Performance Shares For For and Options to Gregory Hywood, Chief Executive Officer and Managing Director of the Company
6 Approve the Remuneration Report For For
Hansard Global plc
Meeting Date: 11/06/2014 Country: Isle of Man Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Dr Leonard Polonsky as Director For For
5 Re-elect Maurice Dyson as Director For For
6 Re-elect Philip Gregory as Director For For
7 Re-elect Gordon Marr as Director For For
8 Elect Andy Frepp as Director For For
9 Re-elect Marc Polonsky as Alternate Director For For
10 Reappoint PricewaterhouseCoopers LLC as For For Auditors and Authorise Their Remuneration
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise Issue of Equity without Pre- For For emptive Rights
Lam Research Corporation
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Page 140 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lam Research Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Martin B. Anstice For For
1.2 Elect Director Eric K. Brandt For For
1.3 Elect Director Michael R. Cannon For For
1.4 Elect Director Youssef A. El-Mansy For For
1.5 Elect Director Christine A. Heckart For For
1.6 Elect Director Grant M. Inman For For
1.7 Elect Director Catherine P. Lego For For
1.8 Elect Director Stephen G. Newberry For For
1.9 Elect Director Krishna C. Saraswat For For
1.10 Elect Director William R. Spivey For For
1.11 Elect Director Abhijit Y. Talwalkar For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Martin B. Anstice For
1.2 Elect Director Eric K. Brandt For
1.3 Elect Director Michael R. Cannon For
1.4 Elect Director Youssef A. El-Mansy For
1.5 Elect Director Christine A. Heckart For
1.6 Elect Director Grant M. Inman For
1.7 Elect Director Catherine P. Lego For
1.8 Elect Director Stephen G. Newberry For
1.9 Elect Director Krishna C. Saraswat For
1.10 Elect Director William R. Spivey For
1.11 Elect Director Abhijit Y. Talwalkar For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
Page 141 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lam Research Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Ratify Auditors For
Leasinvest Real Estate
Meeting Date: 11/06/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1.1 Receive Information on Conditions Precedent Re: Items 2.2-2.6
1.2 Receive Announcements Re: Fulfillment of Conditions Precedent under Items 2.2-2.6
2.1 Receive Special Board and Special Auditor Reports Re: Items 2.2-2.6
2.2 Amend Articles to Update Corporate Purpose For For Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV
2.3-6 Amend Articles Re: Change of Corporate For For Regime from a Belgian Alternative Investment Trust to a so called GVV
3 Amend Conditions Re: Existing Share For For Repurchase Authority
4 Receive Information Re: Right of Withdrawal
5 Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Meda AB
Meeting Date: 11/06/2014 Country: Sweden Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting; Elect Chairman of Meeting For Do Not Vote
Page 142 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Meda AB
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Prepare and Approve List of Shareholders For Do Not Vote
3 Designate Inspector(s) of Minutes of Meeting For Do Not Vote
4 Approve Agenda of Meeting For Do Not Vote
5 Acknowledge Proper Convening of Meeting For Do Not Vote
6 Approve Creation of Pool of Capital with For Do Not Preemptive Rights Vote
7.1 Determine Number of Members (9) and For Do Not Deputy Members (0) of Board Vote
7.2 Approve Remuneration of New Director For Do Not Vote
7.3 Elect Luca Rovati as Director For Do Not Vote
8 Close Meeting
Mighty River Power Ltd.
Meeting Date: 11/06/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Michael Allen as Director For For
2 Elect James Miller as Director For For
3 Elect Andrew Lark as Director For For
4 Elect Patrick Strange as Director For For
5 Approve the Remuneration of Non-Executive For For Directors
Murray & Roberts Holdings Ltd
Meeting Date: 11/06/2014 Country: South Africa Meeting Type: Annual
Page 143 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Murray & Roberts Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Re-elect Mahlape Sello as Director For For
2 Re-elect Royden Vice as Director For For
3 Re-elect Michael McMahon as Director For For
4 Re-elect Henry Laas as Director For For
5 Elect Ralph Havenstein as Director For For
6 Reappoint Deloitte & Touche as Auditors of For For the Company with Tony Zoghby as the Individual Registered Auditor
7 Approve Remuneration Policy For For
8 Re-elect Dave Barber as Member of the Audit For For and Sustainability Committee
9 Re-elect Michael McMahon as Member of the For For Audit and Sustainability Committee
10 Re-elect Royden Vice as Member of the Audit For For and Sustainability Committee
11 Amend Forfeitable Share Plan and Share For For Option Scheme
12 Approve Non-executive Directors' Fees For For
13 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
14 Approve Financial Assistance to Related or For For Inter-related Companies
Pernod Ricard
Meeting Date: 11/06/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
Page 144 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Allocation of Income and Dividends For For of EUR 1.64 per Share
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Reelect Martina Gonzalez-Gallarza as Director For For
6 Reelect Ian Gallienne as Director For For
7 Elect Gilles Samyn as Director For For
8 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 910,000
9 Advisory Vote on Compensation of Daniele For For Ricard, Chairman of the Board
10 Advisory Vote on Compensation of Pierre For Abstain Pringuet, Vice Chairman and CEO
11 Advisory Vote on Compensation of Alexandre For Abstain Ricard, Vice CEO
12 Authorize Repurchase of Up to 10 Percent of For Against Issued Share Capital
Extraordinary Business
13 Authorize up to 1.5 Percent of Issued Capital For Against for Use in Restricted Stock Plans
14 Authorize up to 1.5 Percent of Issued Capital For Against for Use in Stock Option Plans
15 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
16 Authorize Filing of Required For For Documents/Other Formalities
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For Reports
2 Approve Consolidated Financial Statements For and Statutory Reports
3 Approve Allocation of Income and Dividends For of EUR 1.64 per Share
4 Approve Auditors' Special Report on Related- For Party Transactions
5 Reelect Martina Gonzalez-Gallarza as Director For
Page 145 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Reelect Ian Gallienne as Director For
7 Elect Gilles Samyn as Director For
8 Approve Remuneration of Directors in the For Aggregate Amount of EUR 910,000
9 Advisory Vote on Compensation of Daniele For Ricard, Chairman of the Board
10 Advisory Vote on Compensation of Pierre For Pringuet, Vice Chairman and CEO
11 Advisory Vote on Compensation of Alexandre For Ricard, Vice CEO
12 Authorize Repurchase of Up to 10 Percent of For Issued Share Capital
Extraordinary Business
13 Authorize up to 1.5 Percent of Issued Capital For for Use in Restricted Stock Plans
14 Authorize up to 1.5 Percent of Issued Capital For for Use in Stock Option Plans
15 Authorize Capital Issuances for Use in For Employee Stock Purchase Plans
16 Authorize Filing of Required For Documents/Other Formalities
Platinum Asset Management Ltd
Meeting Date: 11/06/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Bruce Coleman as Director For For
2 Elect Philip Howard as Director For For
3 Approve the Remuneration Report For For
Truworths International Ltd
Meeting Date: 11/06/2014 Country: South Africa Meeting Type: Annual
Page 146 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Truworths International Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 29 June 2014
2.1 Re-elect Hilton Saven as Director For For
2.2 Re-elect Michael Thompson as Director For For
2.3 Re-elect Thandi Ndlovu as Director For For
2.4 Elect Khutso Mampeule as Director For For
3 Authorise Board to Issue Shares for Cash For For
4 Authorise Repurchase of Issued Share Capital For For
5 Reappoint Ernst & Young Inc as Auditors of For For the Company with Tina Rookledge as the Registered Auditor and Authorise Their Remuneration
6 Approve Non-executive Directors' Fees For For
7.1 Re-elect Michael Thompson as Member of For For the Audit Committee
7.2 Re-elect Rob Dow as Member of the Audit For For Committee
7.3 Re-elect Roddy Sparks as Member of the For For Audit Committee
8 Approve Remuneration Policy For For
9 Approve Social and Ethics Committee Report For For
10.1 Re-elect Michael Thompson as Member of For For the Social and Ethics Committee
10.2 Elect David Pfaff as Member of the Social For For and Ethics Committee
10.3 Re-elect Thandi Ndlovu as Member of the For For Social and Ethics Committee
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports for the Year Ended 29 June 2014
2.1 Re-elect Hilton Saven as Director For
2.2 Re-elect Michael Thompson as Director For
2.3 Re-elect Thandi Ndlovu as Director For
Page 147 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Truworths International Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.4 Elect Khutso Mampeule as Director For
3 Authorise Board to Issue Shares for Cash For
4 Authorise Repurchase of Issued Share Capital For
5 Reappoint Ernst & Young Inc as Auditors of For the Company with Tina Rookledge as the Registered Auditor and Authorise Their Remuneration
6 Approve Non-executive Directors' Fees For
7.1 Re-elect Michael Thompson as Member of For the Audit Committee
7.2 Re-elect Rob Dow as Member of the Audit For Committee
7.3 Re-elect Roddy Sparks as Member of the For Audit Committee
8 Approve Remuneration Policy For
9 Approve Social and Ethics Committee Report For
10.1 Re-elect Michael Thompson as Member of For the Social and Ethics Committee
10.2 Elect David Pfaff as Member of the Social For and Ethics Committee
10.3 Re-elect Thandi Ndlovu as Member of the For Social and Ethics Committee
Alpha Bank AE
Meeting Date: 11/07/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Inclusion of the Bank in a special For For Legal Framework Regarding the Conversion of Deferred Tax Assets into Claims Against the Hellenic Republic, the Formation of a Special Reserve, and the Free Issue of Warrants
Page 148 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eurobank Ergasias SA
Meeting Date: 11/07/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Inclusion of the Bank in a special For For Legal Framework Regarding the Conversion of Deferred Tax Assets into Claims Against the Hellenic Republic, the Formation of a Special Reserve, and the Free Issue of Warrants
Eutelsat Communications
Meeting Date: 11/07/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Auditors' Special Report on Related- For For Party Transactions
4 Approve Allocation of Income and Dividends For For of EUR 1.03 per Share
5 Approve Stock Dividend Program (Cash or For For Shares)
6 Reelect Bpifrance Participations SA as Director For For
7 Reelect Ross McInnes as Director For For
8 Advisory Vote on Compensation of Michel de For Abstain Rosen, Chairman and CEO
9 Advisory Vote on Compensation of Michel For Abstain Azibert, Vice CEO
10 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
Page 149 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
12 Amend Article 21 of Bylaws Re: Proxy Voting, For For Electronic Vote
13 Amend Article 12 of Bylaws Re: Absence of For For Double Voting Rights
14 Authorize Filing of Required For For Documents/Other Formalities
F&C Commercial Property Trust Limited
Meeting Date: 11/07/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Incorporation For For
Galliford Try plc
Meeting Date: 11/07/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Ian Coull as Director For For
6 Elect Ishbel Macpherson as Director For For
7 Elect Terry Miller as Director For For
8 Re-elect Greg Fitzgerald as Director For For
9 Re-elect Ken Gillespie as Director For For
Page 150 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Galliford Try plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect Andrew Jenner as Director For For
11 Re-elect Graham Prothero as Director For For
12 Re-elect Peter Rogers as Director For For
13 Reappoint PricewaterhouseCoopers LLP as For For Auditors
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
National Bank of Greece SA
Meeting Date: 11/07/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Inclusion of the Bank in a special For For Legal Framework Regarding the Conversion of Deferred Tax Assets into Claims Against the Hellenic Republic, the Formation of a Special Reserve, and the Free Issue of Warrants
2 Authorize the Board to take the Necessary For For Actions in Implementation of Item 1
3 Various Announcements and Approvals For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 151 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Bank of Greece SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Inclusion of the Bank in a special For Legal Framework Regarding the Conversion of Deferred Tax Assets into Claims Against the Hellenic Republic, the Formation of a Special Reserve, and the Free Issue of Warrants
2 Authorize the Board to take the Necessary For Actions in Implementation of Item 1
3 Various Announcements and Approvals For
Shenzhen International Holdings Ltd.
Meeting Date: 11/07/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Land Premium Agreement and For For Related Transactions
Spark New Zealand Limited
Meeting Date: 11/07/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize the Board to Fix Remuneration of For For the Auditors
2 Elect Mark Verbiest as Director For For
3 Elect Murray Horn as Director For For
4 Elect Ido Leffler as Director For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 152 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spark New Zealand Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize the Board to Fix Remuneration of For the Auditors
2 Elect Mark Verbiest as Director For
3 Elect Murray Horn as Director For
4 Elect Ido Leffler as Director For
China Vanke Co., Ltd.
Meeting Date: 11/10/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issuance of Debt Financing For For Instruments
Fibria Celulose SA
Meeting Date: 11/10/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Location of Company Headquarters For Do Not Vote
2 Elect Director For Do Not Vote
Kofax Limited
Meeting Date: 11/10/2014 Country: United Kingdom Meeting Type: Annual
Page 153 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kofax Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Re-elect Reynolds Bish as Director For For
5 Re-elect James Arnold Jr as Director For For
6 Re-elect Greg Lock as Director For For
7 Re-elect Wade Loo as Director For For
8 Re-elect Chris Conway as Director For For
9 Re-elect Mark Wells as Director For For
10 Re-elect William Comfort III as Director For For
11 Re-elect Joe Rose as Director For For
12 Elect James Urry as Director For For
13 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
14 Approve Employee Stock Purchase Plan For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Common For For Shares
Redrow plc
Meeting Date: 11/10/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
Page 154 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redrow plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Re-elect Steve Morgan as Director For For
4 Re-elect John Tutte as Director For For
5 Re-elect Barbara Richmond as Director For For
6 Elect Liz Peace as Director For For
7 Re-elect Debbie Hewitt as Director For For
8 Re-elect Nick Hewson as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
10 Approve Remuneration Policy For For
11 Approve Remuneration Report For For
12 Approve Sharesave Plan For For
13 Approve Long-Term Incentive Plan For For
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
A & J Mucklow Group plc
Meeting Date: 11/11/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Rupert Mucklow as Director For For
6 Re-elect Stephen Gilmore as Director For For
7 Re-elect Jock Lennox as Director For For
Page 155 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
A & J Mucklow Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Reappoint Deloitte LLP as Auditors For For
9 Authorise the Audit Committee to Fix For For Remuneration of Auditors
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Automatic Data Processing, Inc.
Meeting Date: 11/11/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Ellen R. Alemany For For
1.2 Elect Director Leslie A. Brun For For
1.3 Elect Director Richard T. Clark For For
1.4 Elect Director Eric C. Fast For For
1.5 Elect Director Linda R. Gooden For For
1.6 Elect Director Michael P. Gregoire For For
1.7 Elect Director R. Glenn Hubbard For For
1.8 Elect Director John P. Jones For For
1.9 Elect Director Carlos A. Rodriguez For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Ellen R. Alemany For
1.2 Elect Director Leslie A. Brun For
Page 156 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Automatic Data Processing, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Elect Director Richard T. Clark For
1.4 Elect Director Eric C. Fast For
1.5 Elect Director Linda R. Gooden For
1.6 Elect Director Michael P. Gregoire For
1.7 Elect Director R. Glenn Hubbard For
1.8 Elect Director John P. Jones For
1.9 Elect Director Carlos A. Rodriguez For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
Dunelm Group plc
Meeting Date: 11/11/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Will Adderley as Director For For
4 Re-elect David Stead as Director For For
5 Re-elect Geoff Cooper as Director For For
6 Re-elect Geoff Cooper as Director For For (Independent Shareholder Vote)
7 Re-elect Marion Sears as Director For Abstain
8 Re-elect Marion Sears as Director For Abstain (Independent Shareholder Vote)
9 Re-elect Simon Emeny as Director For For
10 Re-elect Simon Emeny as Director For For (Independent Shareholder Vote)
11 Re-elect Matt Davies as Director For For
12 Re-elect Matt Davies as Director For For (Independent Shareholder Vote)
Page 157 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dunelm Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Re-elect Liz Doherty as Director For For
14 Re-elect Liz Doherty as Director For For (Independent Shareholder Vote)
15 Elect Andy Harrison as Director For For
16 Elect Andy Harrison as Director (Independent For For Shareholder Vote)
17 Approve Remuneration Policy For For
18 Approve Remuneration Report For For
19 Appoint PricewaterhouseCoopers LLP as For For Auditors
20 Authorise Board to Fix Remuneration of For For Auditors
21 Authorise Issue of Equity with Pre-emptive For For Rights
22 Authorise Issue of Equity without Pre- For For emptive Rights
23 Authorise Market Purchase of Ordinary Shares For For
24 Approve Waiver on Tender-Bid Requirement For Abstain
25 Approve Long Term Incentive Plan For For
26 Approve Sharesave Plan For For
27 Adopt New Articles of Association For For
28 Authorise the Company to Call EGM with For For Two Weeks' Notice
JPMorgan Overseas Investment Trust plc
Meeting Date: 11/11/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
Page 158 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Overseas Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Re-elect Simon Davies as Director For For
6 Re-elect Jonathan Carey as Director For For
7 Re-elect Nigel Wightman as Director For For
8 Re-elect Gay Collins as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Market Purchase of Ordinary Shares For For
Recall Holdings Ltd.
Meeting Date: 11/11/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Ian Blackburne as Director For For
2 Elect Neil Chatfield as Director For For
3 Elect Tahira Hassan as Director For For
4 Elect Wendy Murdock as Director For For
5 Appoint PricewaterhouseCoopers as Auditor For For of the Company
6 Approve the Grant of Up to 698,849 For For Performance Share Rights to Doug Pertz, President and Chief Executive Officer of the Company
7 Approve the Remuneration Report For For
Uralkali OAO
Meeting Date: 11/11/2014 Country: Russia Meeting Type: Special
Page 159 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uralkali OAO
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Edition of Charter For For
2 Determine Cost of Liability Insurance for For For Directors and Officers
3 Approve Related-Party Transactions Re: For For Liability Insurance for Directors and Officers
Uralkali OAO
Meeting Date: 11/11/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve New Edition of Charter For For
2 Determine Cost of Liability Insurance for For For Directors and Officers
3 Approve Related-Party Transactions Re: For For Liability Insurance for Directors and Officers
Asciano Ltd
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Chris Barlow as Director For For
4 Elect Shirley In't Veld as a Director For For
5 Approve the Grant of Up 418,234 For For Performance Rights to John Mullen, Managing Director and Chief Executive Officer of the Company
Page 160 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asciano Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve the Renewal of the Proportional For For Takeover Provisions
Aurizon Holdings Ltd.
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John B Prescott as Director For For
2b Elect John Atkin as Director For For
2c Elect Pasquale Zito as Director For For
3 Approve the Grant of Performance Rights to For For Lance Hockridge, Managing Director and CEO of the Company
4 Approve the Termination Benefits of Key For For Management Personnel
5 Approve the Remuneration Report For For
6 Approve the Spill Resolution Against Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John B Prescott as Director For
2b Elect John Atkin as Director For
2c Elect Pasquale Zito as Director For
3 Approve the Grant of Performance Rights to For Lance Hockridge, Managing Director and CEO of the Company
4 Approve the Termination Benefits of Key For Management Personnel
5 Approve the Remuneration Report For
6 Approve the Spill Resolution Against
Page 161 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barratt Developments plc
Meeting Date: 11/12/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Elect John Allan as Director For For
6 Re-elect Mark Clare as Director For For
7 Re-elect David Thomas as Director For For
8 Re-elect Steven Boyes as Director For For
9 Re-elect Mark Rolfe as Director For For
10 Re-elect Richard Akers as Director For For
11 Re-elect Tessa Bamford as Director For For
12 Re-elect Nina Bibby as Director For For
13 Reappoint Deloitte LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Approve EU Political Donations and For For Expenditure
16 Approve Increase in the Limit of Fees For For Payable to Directors
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Commonwealth Bank Of Australia
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Page 162 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commonwealth Bank Of Australia
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2a Elect Launa Inman as Director For For
2b Elect Andrew Mohl as Director For For
2c Elect Shirish Apte as Director For For
2d Elect David Higgins as Director For For
Shareholder Proposal
3 Elect Stephen Mayne as Director Against Against
Management Proposals
4 Approve the Remuneration Report For For
5 Approve the Grant of Reward Rights to Ian For For Narev, Managing Director and Chief Executive Officer of the Company
Shareholder Proposal
6 Approve the Amendments to the Constitution Against Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2a Elect Launa Inman as Director For
2b Elect Andrew Mohl as Director For
2c Elect Shirish Apte as Director For
2d Elect David Higgins as Director For
Shareholder Proposal
3 Elect Stephen Mayne as Director Against
Management Proposals
4 Approve the Remuneration Report For
5 Approve the Grant of Reward Rights to Ian For Narev, Managing Director and Chief Executive Officer of the Company
Shareholder Proposal
6 Approve the Amendments to the Constitution Against
Page 163 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computershare Limited
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Simon Jones as Director For For
3 Elect Nerolie Withnall as Director For For
4 Elect Markus Kerber as Director For For
5 Elect Tiffany Fuller as Director For For
6 Elect Joseph Velli as Director For For
7 Approve the Remuneration Report For For
8 Approve the Grant of 107,084 Performance For For Rights to Stuart Irving, Chief Executive Officer of the Company
9 Approve the Increase in Maximum Aggregate None For Remuneration of Non-Executive Directors
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Simon Jones as Director For
3 Elect Nerolie Withnall as Director For
4 Elect Markus Kerber as Director For
5 Elect Tiffany Fuller as Director For
6 Elect Joseph Velli as Director For
7 Approve the Remuneration Report For
8 Approve the Grant of 107,084 Performance For Rights to Stuart Irving, Chief Executive Officer of the Company
9 Approve the Increase in Maximum Aggregate None Remuneration of Non-Executive Directors
Fortescue Metals Group Ltd.
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Page 164 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fortescue Metals Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Andrew Forrest as Director For For
3 Elect Owen Hegarty as Director For For
4 Elect Geoff Raby as Director For For
5 Approve the Renewal of the Proportional For For Takeover Provisions
Frasers Centrepoint Limited
Meeting Date: 11/12/2014 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Acquisition of Australand For Do Not Property Group Vote
2 Approve Issuance and Placement of For Do Not Perpetual Capital Securities to TCC Prosperity Vote Limited
Hays plc
Meeting Date: 11/12/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Alan Thomson as Director For For
Page 165 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hays plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Re-elect Alistair Cox as Director For For
7 Re-elect Paul Venables as Director For For
8 Re-elect Paul Harrison as Director For For
9 Re-elect Victoria Jarman as Director For For
10 Re-elect Richard Smelt as Director For For
11 Re-elect Pippa Wicks as Director For For
12 Re-elect Torsten Kreindl as Director For For
13 Reappoint Deloitte LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise EU Political Donations and For For Expenditure
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks Notice
Hemfosa Fastigheter AB
Meeting Date: 11/12/2014 Country: Sweden Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Chairman of Meeting For Do Not Vote
3 Prepare and Approve List of Shareholders For Do Not Vote
4 Designate Inspector(s) of Minutes of Meeting For Do Not Vote
5 Acknowledge Proper Convening of Meeting For Do Not Vote
Page 166 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hemfosa Fastigheter AB
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Agenda of Meeting For Do Not Vote
7 Amend Articles of Association; Authorize For Do Not New Class of Preferred Stock; Approve Profit Vote Distribution for Preferred Stock
8 Close Meeting
Maxim Integrated Products, Inc.
Meeting Date: 11/12/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director B. Kipling Hagopian For For
1.2 Elect Director Tunc Doluca For For
1.3 Elect Director James R. Bergman For For
1.4 Elect Director Joseph R. Bronson For For
1.5 Elect Director Robert E. Grady For For
1.6 Elect Director William D. Watkins For For
1.7 Elect Director A.R. Frank Wazzan For For
2 Ratify Auditors For For
3 Amend Qualified Employee Stock Purchase For For Plan
4 Amend Omnibus Stock Plan For Against
5 Eliminate Cumulative Voting For Against
6 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
7 Approve Executive Incentive Bonus Plan For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director B. Kipling Hagopian For
1.2 Elect Director Tunc Doluca For
Page 167 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maxim Integrated Products, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Elect Director James R. Bergman For
1.4 Elect Director Joseph R. Bronson For
1.5 Elect Director Robert E. Grady For
1.6 Elect Director William D. Watkins For
1.7 Elect Director A.R. Frank Wazzan For
2 Ratify Auditors For
3 Amend Qualified Employee Stock Purchase For Plan
4 Amend Omnibus Stock Plan For
5 Eliminate Cumulative Voting For
6 Advisory Vote to Ratify Named Executive For Officers' Compensation
7 Approve Executive Incentive Bonus Plan For
OCI NV
Meeting Date: 11/12/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Increase Issued Share Capital by USD 1.4 For For billion Through the Increase of Nominal Value per Share Re: Spin-Off of Engineering and Construction Group
3 Decrease Issued Share Capital by USD 1.4 For For billion Through the Decrease of Nominal Value per Share and Repayment in Kind Consisting of All or Part of the Shares in the Holding Company
4 Close Meeting
Page 168 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Picton Property Income Ltd.
Meeting Date: 11/12/2014 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint KPMG Channel Islands Limited as For For Auditors
3 Authorize Board to Fix Remuneration of For For Auditors
4 Reelect Trevor Ash as a Director For For
5 Reelect Robert Sinclair as a Director For For
6 Reelect Nicholas Thompson as a Director For For
7 Approve Remuneration Report For For
Special Business: Ordinary Resolutions
8 Authorise Board to Issue an Unlimited For For Number of Shares for a Further Five Years
9 Approve Share Repurchase Program For For
Special Business: Extraordinary Resolution
10 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Seven West Media Ltd.
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Michelle Deaker as Director For For
3 Elect Ryan Stokes as Director For For
4 Approve the Remuneration Report For For
5 Approve the Grant of Up to 833,333 For For Performance Rights to Tim Worner, Chief Executive Officer of the Company
Page 169 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SouFun Holdings Limited
Meeting Date: 11/12/2014 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Re-elect Sol Trujillo as Director For For
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 11/12/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Company's Participation in Brazilian For Do Not Electricity Regulatory Agency (ANEEL) Auction Vote
Twenty-First Century Fox, Inc.
Meeting Date: 11/12/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director K. Rupert Murdoch For
1b Elect Director Lachlan K. Murdoch For
1c Elect Director Delphine Arnault For
1d Elect Director James W. Breyer For
1e Elect Director Chase Carey For
1f Elect Director David F. DeVoe For
1g Elect Director Viet Dinh For
1h Elect Director Roderick I. Eddington For
Page 170 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Twenty-First Century Fox, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1i Elect Director James R. Murdoch For
1j Elect Director Jacques Nasser For
1k Elect Director Robert S. Silberman For
1l Elect Director Tidjane Thiam For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Please vote FOR if Stock is Owned of Record None or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director K. Rupert Murdoch For For
1b Elect Director Lachlan K. Murdoch For For
1c Elect Director Delphine Arnault For For
1d Elect Director James W. Breyer For For
1e Elect Director Chase Carey For For
1f Elect Director David F. DeVoe For For
1g Elect Director Viet Dinh For For
1h Elect Director Roderick I. Eddington For For
1i Elect Director James R. Murdoch For For
1j Elect Director Jacques Nasser For For
1k Elect Director Robert S. Silberman For For
1l Elect Director Tidjane Thiam For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Please vote FOR if Stock is Owned of Record None or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
Page 171 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wilson Bayly Holmes-Ovcon Ltd
Meeting Date: 11/12/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Reappoint BDO South Africa Inc as Auditors For For of the Company and Appoint J Roberts as the Designated Auditor
2 Elect Ross Gardiner as Director For For
3.1 Re-elect Savannah Maziya as Director For For
3.2 Re-elect Nonhlanhla Mjoli-Mncube as Director For For
4.1 Re-elect Nomgando Matyumza as For For Chairperson of the Audit Committee
4.2 Re-elect Nonhlanhla Mjoli-Mncube as Member For For of the Audit Committee
4.3 Re-elect James Ngobeni as Member of the For For Audit Committee
4.4 Elect Ross Gardiner as Member of the Audit For For Committee
5 Approve Remuneration Policy For Against
6 Place Authorised But Unissued Shares under For For Control of Directors
7 Authorise Board to Ratify and Execute For For Approved Resolutions
8 Approve Share Plan For For
Special Resolutions
1 Approve Remuneration of Non-executive For Against Directors
2 Approve Financial Assistance in Terms of For For Sections 44 and 45 of the Companies Act
3 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
Bluescope Steel Ltd.
Meeting Date: 11/13/2014 Country: Australia Meeting Type: Annual
Page 172 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bluescope Steel Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3a Elect Graham Kraehe as Director For Against
3b Elect Penny Bingham-Hall as Director For For
3c Elect John Bevan as Director For For
3d Elect Rebecca Dee-Bradbury as Director For For
4 Approve the Renewal of the Proportional For For Takeover Provisions
5 Approve the Grant of Share Rights to Paul For For O'Malley, Managing Director and Chief Executive Officer of the Company
Broadridge Financial Solutions, Inc.
Meeting Date: 11/13/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Leslie A. Brun For For
1b Elect Director Richard J. Daly For For
1c Elect Director Robert N. Duelks For For
1d Elect Director Richard J. Haviland For For
1e Elect Director Stuart R. Levine For For
1f Elect Director Maura A. Markus For For
1g Elect Director Thomas J. Perna For For
1h Elect Director Alan J. Weber For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Page 173 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J D Wetherspoon plc
Meeting Date: 11/13/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Tim Martin as Director For For
6 Re-elect John Hutson as Director For For
7 Re-elect Su Cacioppo as Director For For
8 Re-elect Debra van Gene as Director For For
9 Re-elect Elizabeth McMeikan as Director For For
10 Re-elect Sir Richard Beckett as Director For For
11 Re-elect Mark Reckitt as Director For For
12 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Kangwon Land Inc.
Meeting Date: 11/13/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For For
Page 174 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kangwon Land Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Elect One Inside Director (President) Out of Four Nominees
2.1.1 Elect Kwon Oh-Nam as Inside Director None For
2.1.2 Elect Kim In-Gyo as Inside Director None Do Not Vote
2.1.3 Elect Um Ki-Young as Inside Director None Do Not Vote
2.1.4 Elect Ham Seung-Hee as Inside Director None Do Not Vote
Elect One Inside Director (Vice President) Out of Two Nominees
2.2.1 Elect Kim Kyung-Joong as Inside Director None Against
2.2.2 Elect Kim In-Soo as Inside Director None Against
3.1 Elect Myung Soo-Hyun as Non-independent For For Non-executive Director
3.2 Elect Won Myun-Sik as Non-independent Non- For For executive Director
3.3 Elect Lee Joo-Ik as Non-independent Non- For For executive Director
3.4 Elect Jang Dae-Soon as Non-independent For For Non-executive Director
4.1 Elect Cha Dong-Rae as Outside Director For For
4.2 Elect Choi Kyung-Sik as Outside Director For For
4.3 Elect Choi Sung-Chul as Outside Director For For
Kier Group plc
Meeting Date: 11/13/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
Page 175 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kier Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Kirsty Bashforth as Director For For
6 Re-elect Richard Bailey as Director For For
7 Re-elect Steve Bowcott as Director For For
8 Re-elect Amanda Mellor as Director For For
9 Re-elect Haydn Mursell as Director For For
10 Re-elect Phil White as Director For For
11 Re-elect Nick Winser as Director For For
12 Appoint PricewaterhouseCoopers LLP as For For Auditors
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Ramsay Health Care Ltd.
Meeting Date: 11/13/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3.1 Elect Roderick Hamilton McGeoch as Director For Against
3.2 Elect Kerry Chisholm Dart Roxburgh as For Against Director
3.3 Elect Ian Patrick Stewart Grier as Director For Against
4.1 Approve the Grant of 220,000 Performance For For Rights to Christopher Paul Rex, Managing Director of the Company
4.2 Approve the Grant of 95,000 Performance For For Rights to Bruce Roger Soden, Group Finance Director of the Company
Page 176 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ramsay Health Care Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For
3.1 Elect Roderick Hamilton McGeoch as Director For
3.2 Elect Kerry Chisholm Dart Roxburgh as For Director
3.3 Elect Ian Patrick Stewart Grier as Director For
4.1 Approve the Grant of 220,000 Performance For Rights to Christopher Paul Rex, Managing Director of the Company
4.2 Approve the Grant of 95,000 Performance For Rights to Bruce Roger Soden, Group Finance Director of the Company
REA Group Limited
Meeting Date: 11/13/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3a Elect William Lewis as Director For Against
3b Elect Peter Tonagh as Director For Against
3c Elect Roger Amos as Director For For
3d Elect John McGrath as Director For Against
Sime Darby Berhad
Meeting Date: 11/13/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend For For
Page 177 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sime Darby Berhad
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Remuneration of Directors For For
3 Elect Mohd Zahid Mohd Noordin as Director For For
4 Elect Henry Sackville Barlow as Director For For
5 Elect Rohana Tan Sri Mahmood as Director For For
6 Elect Samsudin Osman as Director For For
7 Elect Tommy Bugo @ Hamid Bugo as Director For For
8 Elect Mohd Bakke Salleh as Director For For
9 Elect Azmi Mohd Ali as Director For For
10 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
11 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
12 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
13 Approve Issuance of Shares Under the For For Dividend Reinvestment Plan
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend For
2 Approve Remuneration of Directors For
3 Elect Mohd Zahid Mohd Noordin as Director For
4 Elect Henry Sackville Barlow as Director For
5 Elect Rohana Tan Sri Mahmood as Director For
6 Elect Samsudin Osman as Director For
7 Elect Tommy Bugo @ Hamid Bugo as Director For
8 Elect Mohd Bakke Salleh as Director For
9 Elect Azmi Mohd Ali as Director For
10 Approve PricewaterhouseCoopers as Auditors For and Authorize Board to Fix Their Remuneration
11 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
Page 178 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sime Darby Berhad
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Approve Implementation of Shareholders' For Mandate for Recurrent Related Party Transactions
13 Approve Issuance of Shares Under the For Dividend Reinvestment Plan
Sims Metal Management Limited
Meeting Date: 11/13/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Heather Ridout as Director For For
2 Elect John DiLacqua as Director For For
3 Elect Christopher Renwick as Director For For
4 Elect Deborah O'Toole as Director For For
5 Elect Georgia Nelson as Director For For
6 Appoint Deloitte Touche Tohmatsu as Auditor For For
7 Approve the Remuneration Report For Against
8 Approve the Grant of Performance Rights For Against and Options to Galdino Claro, Chief Executive Officer and Managing Director of the Company
9 Approve the Termination of Benefits For Against
Towers Watson & Co.
Meeting Date: 11/13/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Victor F. Ganzi For For
1b Elect Director John J. Haley For For
Page 179 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Towers Watson & Co.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1c Elect Director Leslie S. Heisz For For
1d Elect Director Brendan R. O'Neill For For
1e Elect Director Linda D. Rabbitt For For
1f Elect Director Gilbert T. Ray For For
1g Elect Director Paul Thomas For For
1h Elect Director Wilhelm Zeller For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Victor F. Ganzi For
1b Elect Director John J. Haley For
1c Elect Director Leslie S. Heisz For
1d Elect Director Brendan R. O'Neill For
1e Elect Director Linda D. Rabbitt For
1f Elect Director Gilbert T. Ray For
1g Elect Director Paul Thomas For
1h Elect Director Wilhelm Zeller For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
Albemarle Corporation
Meeting Date: 11/14/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For Abstain
Page 180 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Albemarle Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Adjourn Meeting For For
Genus plc
Meeting Date: 11/14/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Bob Lawson as Director For For
6 Re-elect Karim Bitar as Director For For
7 Re-elect Stephen Wilson as Director For For
8 Re-elect Nigel Turner as Director For For
9 Re-elect Mike Buzzacott as Director For For
10 Elect Duncan Maskell as Director For For
11 Elect Lykele van der Broek as Director For For
12 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Approve Performance Share Plan For For
15 Approve Executive Share Option Plan For For
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 181 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Meeting Date: 11/14/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For
Lend Lease Group
Meeting Date: 11/14/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Colin B Carter as Director For For
2b Elect Michael J Ullmer as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Performance Securities For For and Deferred Securities to Stephen McCann, Managing Director of the Company
5 Approve the Reduction of Share Capital and For For Lend Lease Trust Capitalisation
Severstal OAO
Meeting Date: 11/14/2014 Country: Russia Meeting Type: Special
Page 182 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal OAO
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 54.46 per For For Share for First Nine Months of Fiscal 2014
2 Approve New Edition of Charter For For
3 Approve New Edition of Regulations on For Against Board of Directors
Severstal OAO
Meeting Date: 11/14/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 54.46 per For For Share for First Nine Months of Fiscal 2014
2 Approve New Edition of Charter For For
3 Approve New Edition of Regulations on For Against Board of Directors
The Estee Lauder Companies Inc.
Meeting Date: 11/14/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Charlene Barshefsky For For
1.2 Elect Director Wei Sun Christianson For For
1.3 Elect Director Fabrizio Freda For For
1.4 Elect Director Jane Lauder For For
1.5 Elect Director Leonard A. Lauder For For
Page 183 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Estee Lauder Companies Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Sun Hung Kai Properties Ltd.
Meeting Date: 11/15/2014 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3.1a Elect Tung Chi-ho, Eric as Director For For
3.1b Elect Fung Yuk-lun, Allen as Director For For
3.1c Elect Lee Shau-kee as Director For For
3.1d Elect Yip Dicky Peter as Director For For
3.1e Elect Wong Yue-chim, Richard as Director For For
3.1f Elect Fung Kwok-lun, William as Director For For
3.1g Elect Leung Nai-pang, Norman as Director For For
3.1h Elect Leung Kui-king, Donald as Director For For
3.1i Elect Kwan Cheuk-yin, William as Director For For
3.1j Elect Wong Yick-kam, Michael as Director For For
3.2 Approve Remuneration of Directors For For
4 Appoint Deloitte Touche Tohmatsu as Auditor For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For
6 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For For
8 Adopt New Set of Articles of Association For Against
Page 184 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun Hung Kai Properties Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend For
3.1a Elect Tung Chi-ho, Eric as Director For
3.1b Elect Fung Yuk-lun, Allen as Director For
3.1c Elect Lee Shau-kee as Director For
3.1d Elect Yip Dicky Peter as Director For
3.1e Elect Wong Yue-chim, Richard as Director For
3.1f Elect Fung Kwok-lun, William as Director For
3.1g Elect Leung Nai-pang, Norman as Director For
3.1h Elect Leung Kui-king, Donald as Director For
3.1i Elect Kwan Cheuk-yin, William as Director For
3.1j Elect Wong Yick-kam, Michael as Director For
3.2 Approve Remuneration of Directors For
4 Appoint Deloitte Touche Tohmatsu as Auditor For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For
6 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For
8 Adopt New Set of Articles of Association For
Arrium Limited
Meeting Date: 11/17/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Jeremy C R Maycock as Director For For
Page 185 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Arrium Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Elect Peter G Nankervis as Director For For
4 Ratify the Past Issuance of 204.93 Million For For Shares to Institutional Investors
Shandong Weigao Group Medical Polymer Co., Ltd.
Meeting Date: 11/17/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividend For For
2 Approve Amendments to Articles of For For Association
3 Adopt Share Awards Scheme For Against
Shandong Weigao Group Medical Polymer Co., Ltd.
Meeting Date: 11/17/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1 Adopt Share Award Scheme For Against
2 Approve Allotment and Issue of Non-listed For Against Shares under the Share Award Scheme
3 Authorize Board to Handle Matters Relating For For to Share Awards Scheme and Amend Articles of Association
TR European Growth Trust plc
Meeting Date: 11/17/2014 Country: United Kingdom Meeting Type: Annual
Page 186 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TR European Growth Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Approve Special Dividend For For
6 Re-elect Audley Twiston-Davies as Director For For
7 Re-elect Alexander Mettenheimer as Director For For
8 Elect Simona Heidempergher as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Adopt New Articles of Association For For
Growthpoint Properties Ltd
Meeting Date: 11/18/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
1.2.1 Re-elect Hugh Herman as Director For For
1.2.2 Re-elect Francois Marais as Director For For
1.2.3 Re-elect Ragavan Moonsamy as Director For For
Page 187 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Growthpoint Properties Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2.4 Re-elect Frederick Visser as Director For For
1.3.1 Re-elect Lynette Finlay as Chairman of the For For Audit Committee
1.3.2 Re-elect Peter Fechter as Member of the For For Audit Committee
1.3.3 Re-elect John Hayward as Member of the For For Audit Committee
1.4 Reappoint KPMG Inc as Auditors of the For For Company
1.5 Approve Remuneration Policy For For
1.6 Place Authorised but Unissued Ordinary For For Shares under Control of Directors
1.7 Authorise Directors to Issue Shares to Afford For For Shareholders Distribution Re-investment Alternatives
1.8 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
1.9 Approve Social, Ethics and Transformation For For Committee Report
2.1 Approve Non-Executive Directors' Fees For For
2.2 Approve Financial Assistance to Related or For For Inter-related Companies
2.3 Authorise Repurchase of Up to 20 Percent of For Against Issued Share Capital
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Reports for the Year Ended 30 June 2014
1.2.1 Re-elect Hugh Herman as Director For
1.2.2 Re-elect Francois Marais as Director For
1.2.3 Re-elect Ragavan Moonsamy as Director For
1.2.4 Re-elect Frederick Visser as Director For
1.3.1 Re-elect Lynette Finlay as Chairman of the For Audit Committee
1.3.2 Re-elect Peter Fechter as Member of the For Audit Committee
1.3.3 Re-elect John Hayward as Member of the For Audit Committee
Page 188 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Growthpoint Properties Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.4 Reappoint KPMG Inc as Auditors of the For Company
1.5 Approve Remuneration Policy For
1.6 Place Authorised but Unissued Ordinary For Shares under Control of Directors
1.7 Authorise Directors to Issue Shares to Afford For Shareholders Distribution Re-investment Alternatives
1.8 Authorise Board to Issue Shares for Cash up For to a Maximum of Five Percent of Issued Share Capital
1.9 Approve Social, Ethics and Transformation For Committee Report
2.1 Approve Non-Executive Directors' Fees For
2.2 Approve Financial Assistance to Related or For Inter-related Companies
2.3 Authorise Repurchase of Up to 20 Percent of For Issued Share Capital
Jupiter US Smaller Companies plc
Meeting Date: 11/18/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Re-elect Gordon Grender as Director For For
5 Re-elect Norman Bachop as Director For For
6 Re-elect Peter Barton as Director For For
7 Re-elect Clive Parritt as Director For For
8 Reappoint PricewaterhouseCoopers LLP as For For Auditors
9 Authorise Board to Fix Remuneration of For For Auditors
Page 189 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jupiter US Smaller Companies plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Approve Continuation of Company as For For Investment Trust
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Adopt New Articles of Association For For
MMI Holdings Ltd
Meeting Date: 11/18/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Elect Louis von Zeuner as Director For For
2.1 Re-elect Fatima Jakoet as Director For For
2.2 Re-elect Johnson Njeke as Director For For
2.3 Re-elect Niel Krige as Director For For
2.4 Re-elect Vuyisa Nkonyeni as Director For For
2.5 Re-elect Sizwe Nxasana as Director For For
3 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company and Appoint Andrew Taylor as the Designated Audit Partner
4.1 Re-elect Frans Truter as Member of the Audit For For Committee
4.2 Re-elect Syd Muller as Member of the Audit For For Committee
4.3 Re-elect Fatima Jakoet as Member of the For For Audit Committee
4.4 Elect Louis von Zeuner as Member of the For For Audit Committee
5 Approve Remuneration Policy For For
Page 190 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMI Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
1.1 Approve Remuneration of Chairperson of the For For Board
1.2 Approve Remuneration of Deputy For For Chairperson of the Board
1.3 Approve Remuneration of Board Member For For
1.4 Approve Remuneration of Chairperson of For For Audit Committee
1.5 Approve Remuneration of Member of Audit For For Committee
1.6 Approve Remuneration of Chairperson of For For Actuarial Committee
1.7 Approve Remuneration of Member of For For Actuarial Committee
1.8 Approve Remuneration of Chairperson of For For Remuneration Committee
1.9 Approve Remuneration of Member of For For Remuneration Committee
1.10 Approve Remuneration of Chairperson of For For Risk, Capital and Compliance Committee
1.11 Approve Remuneration of Member of Risk, For For Capital and Compliance Committee
1.12 Approve Remuneration of Chairperson of For For Social, Ethics and Transformation Committee
1.13 Approve Remuneration of Member of Social, For For Ethics and Transformation Committee
1.14 Approve Remuneration of Chairperson of For For Nominations Committee
1.15 Approve Remuneration of Member of For For Nominations Committee
1.16 Approve Remuneration of Chairperson of Fair For For Practices Committee
1.17 Approve Remuneration of Member of Fair For For Practices Committee
1.18 Approve Remuneration of Chairperson of For For Board for Segments and the Product House
1.19 Approve Remuneration of Member of Board For For for Segments and the Product House
1.20 Approve Remuneration of Chairperson of For For Divisional Audit Panel
Page 191 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMI Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.21 Approve Remuneration of Member of For For Divisional Audit Panel
1.22 Approve Remuneration of Ad Hoc Committee For For Members (Hourly)
2 Approve Financial Assistance in Terms of For For Section 44 of the Companies Act
3 Approve Financial Assistance in Terms of For For Section 45 of the Companies Act
4 Authorise Repurchase of Up to 20 Percent of For Against Issued Share Capital
NWS Holdings Limited
Meeting Date: 11/18/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3a Elect Cheng Kar Shun, Henry as Director For For
3b Elect Lam Wai Hon, Patrick as Director For For
3c Elect Cheng Chi Ming, Brian as Director For For
3d Elect Cheng Wai Chee, Christopher as For For Director
3e Authorize Board to Fix Directors' For For Remuneration
4 Appoint PricewaterhouseCoopers as Auditor For For and Authorize Board to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5.2 Authorize Repurchase of Issued Share Capital For For
5.3 Authorize Reissuance of Repurchased Shares For For
Page 192 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Smiths Group plc
Meeting Date: 11/18/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Bruno Angelici as Director For For
6 Re-elect Philip Bowman as Director For For
7 Re-elect Sir George Buckley as Director For For
8 Re-elect David Challen as Director For For
9 Re-elect Tanya Fratto as Director For For
10 Re-elect Anne Quinn as Director For For
11 Re-elect Sir Kevin Tebbit as Director For For
12 Re-elect Peter Turner as Director For For
13 Elect Bill Seeger as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
20 Authorise EU Political Donations and For For Expenditure
21 Approve US Employee Share Purchase Plan For For 2014
Page 193 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Town Centre Securities plc
Meeting Date: 11/18/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Abstain
3 Approve Remuneration Policy For Against
4 Approve Final Dividend For For
5 Elect Duncan Syers as Director For For
6 Re-elect Richard Lewis as Director For For
7 Re-elect Edward Ziff as Director For Against
8 Reappoint PricewaterhouseCoopers LLP as For For Auditors
9 Authorise Board to Fix Remuneration of For For Auditors
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Market Purchase of Ordinary Shares For For
13 Authorise the Company to Call EGM with For For Two Weeks' Notice
Campbell Soup Company
Meeting Date: 11/19/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Paul R. Charron For For
1.2 Elect Director Bennett Dorrance For For
1.3 Elect Director Lawrence C. Karlson For For
1.4 Elect Director Randall W. Larrimore For For
Page 194 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Campbell Soup Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.5 Elect Director Marc B. Lautenbach For For
1.6 Elect Director Mary Alice Dorrance Malone For For
1.7 Elect Director Sara Mathew For For
1.8 Elect Director Denise M. Morrison For For
1.9 Elect Director Charles R. Perrin For For
1.10 Elect Director A. Barry Rand For For
1.11 Elect Director Nick Shreiber For For
1.12 Elect Director Tracey T. Travis For For
1.13 Elect Director Archbold D. van Beuren For For
1.14 Elect Director Les C. Vinney For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Paul R. Charron For
1.2 Elect Director Bennett Dorrance For
1.3 Elect Director Lawrence C. Karlson For
1.4 Elect Director Randall W. Larrimore For
1.5 Elect Director Marc B. Lautenbach For
1.6 Elect Director Mary Alice Dorrance Malone For
1.7 Elect Director Sara Mathew For
1.8 Elect Director Denise M. Morrison For
1.9 Elect Director Charles R. Perrin For
1.10 Elect Director A. Barry Rand For
1.11 Elect Director Nick Shreiber For
1.12 Elect Director Tracey T. Travis For
1.13 Elect Director Archbold D. van Beuren For
1.14 Elect Director Les C. Vinney For
Page 195 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Campbell Soup Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Amend Executive Incentive Bonus Plan For
Crown Castle International Corp.
Meeting Date: 11/19/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
2 Adjourn Meeting For For
DUET Group
Meeting Date: 11/19/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Resolutions for the Shareholders of DUET Investment Holdings Limited (DIHL)
1 Approve the Remuneration Report For For
2 Elect Douglas Halley as Director For Against
3 Elect Shirley In't Veld as Director For For
4 Elect Jack Hamilton as Director For For
5 Ratify the Past Issuance of 49.02 Million For For Shares in DIHL to Institutional, Professional and Wholesale Investors
6 Approve the Amendments to the DIHL For For Constitution
Resolutions for the Shareholders of DUET Company Limited (DUECo)
Page 196 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DUET Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Douglas Halley as Director For Against
3 Elect Shirley In't Veld as Director For For
4 Elect Jack Hamilton as Director For For
5 Ratify the Past Issuance of 49.02 Million For For Shares in DUECo to Institutional, Professional and Wholesale Investors
6 Approve the Amendments to the DUECo For For Constitution
Resolutions for the Unitholders of DUET Finance Trust (DFT)
1 Ratify the Past Issuance of 49.02 Million For For Units in DFT to Institutional, Professional and Wholesale Investors
2 Approve the Amendments to the DFT For For Constitution
Resolutions for the Shareholders of DUET Finance Limited (DFL)
1 Approve the Remuneration Report For For
2 Elect Jane Harvey as Director For For
3 Elect Terri Benson as Director For For
4 Ratify the Past Issuance of 49.02 Million For For Shares in DFL to Institutional, Professional and Wholesale Investors
5 Approve the Amendments to the DFL For For Constitution
F&C UK Real Estate Investments Limited
Meeting Date: 11/19/2014 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
Page 197 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F&C UK Real Estate Investments Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Christopher Sherwell as a Director For For
5 Re-elect Quentin Spicer as a Director For For
6 Re-elect Andrew Gulliford as a Director For For
7 Re-elect Vikram Lall as a Director For For
8 Re-elect Graham Harrison as a Director For For
9 Reappoint Ernst & Young LLP as Auditors For For
10 Authorize Board to Fix Remuneration of For For Auditors
11 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
12 Approve Share Repurchase Program For For
JPMorgan Emerging Markets Investment Trust plc
Meeting Date: 11/19/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Sarah Arkle as Director For For
6 Re-elect Anatole Kaletsky as Director For For
7 Re-elect Nigel Kenny as Director For For
8 Re-elect Percy Mistry as Director For For
9 Re-elect Alan Saunders as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
11 Approve Continuation of Company as For For Investment Trust
12 Authorise Issue of Equity with Pre-emptive For For Rights
Page 198 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Emerging Markets Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
New World China Land Ltd.
Meeting Date: 11/19/2014 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3a Elect Cheng Kar-shing, Peter as Director For For
3b Elect Ngan Man-ying, Lynda as Director For For
3c Elect Hon Tien Pei-chun, James as Director For For
3d Authorize Board to Fix Directors' For For Remuneration
4 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to Ten Percent For For of Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares For For
New World Development Co. Ltd.
Meeting Date: 11/19/2014 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 199 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New World Development Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Final Dividend For For
3a Elect Ki Man-Fung, Leonie Director For For
3b Elect Cheng Chi-Heng Director For For
3c Elect Cheng Kar-Shing, Peter as Director For Against
3d Elect Ho Hau-Hay, Hamilton as Director For For
3e Elect Lee Luen-Wai, John as Director For For
3f Authorize Board to Fix Remuneration of For Against Directors
4 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For
6 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For For
8 Approve Grant of Options Under the Share For For Option Scheme
9 Adopt New Articles of Association For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend For
3a Elect Ki Man-Fung, Leonie Director For
3b Elect Cheng Chi-Heng Director For
3c Elect Cheng Kar-Shing, Peter as Director For
3d Elect Ho Hau-Hay, Hamilton as Director For
3e Elect Lee Luen-Wai, John as Director For
3f Authorize Board to Fix Remuneration of For Directors
4 Approve PricewaterhouseCoopers as Auditors For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For
Page 200 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New World Development Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For
8 Approve Grant of Options Under the Share For Option Scheme
9 Adopt New Articles of Association For
Parkson Holdings Bhd
Meeting Date: 11/19/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration of Directors For For
2 Elect Abdul Rahman bin Mamat as Director For For
3 Elect Ooi Kim Lai as Director For For
4 Elect William H.J. Cheng as Director For For
5 Elect Yeow Teck Chai as Independent Non- For For Executive Director
6 Approve Auditors and Authorize Board to Fix For For Their Remuneration
7 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
8 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
9 Approve Share Repurchase Program For For
Prologis Property Mexico S.A. de C.V.
Meeting Date: 11/19/2014 Country: Mexico Meeting Type: Special
Page 201 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Prologis Property Mexico S.A. de C.V.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Holders of REITs - ISIN MXCFFI170008
1 Indicate Federico Barcena Mastretta, Alfonso For For Monroy Mendoza, Miguel Alvarez Del Río and Ramón A. Leal Chapa as Independent Alternate Members of the Board
2 Authorize Issuance of 4.5 Million Real Estate For For Trust Certificates
3 Delegate Joint Representatives and or For For Trustee to Perform All Required Actions in Connection with Issuance of Real Estate Trust Certificates
4 Authorize Board to Ratify and Execute For For Approved Resolutions
Sanyang Industry Co., Ltd.
Meeting Date: 11/19/2014 Country: Taiwan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Procedures Governing the Acquisition None Against or Disposal of Assets
2 Approve Amendments to Articles of For For Association
3 Dismiss Director Chen Rongda For Against
4 Dismiss Director Wu Xianyao For Against
5 Dismiss Supervisor Lu Mingxuan For Against
Sky Deutschland AG
Meeting Date: 11/19/2014 Country: Germany Meeting Type: Annual
Page 202 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky Deutschland AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Abbreviated Fiscal 2014 (Non- Voting)
2 Approve Discharge of Management Board for For Do Not Abbreviated Fiscal 2014 Vote
3 Approve Discharge of Supervisory Board for For Do Not Abbreviated Fiscal 2014 Vote
4 Ratify KPMG AG as Auditors for Fiscal For Do Not 2014/2015 Vote
5.1 Elect Chase Carey to the Supervisory Board For Do Not Vote
5.2 Elect Jan Koeppen to the Supervisory Board For Do Not Vote
5.3 Elect Miriam Kraus to the Supervisory Board For Do Not Vote
5.4 Elect Katrin Wehr-Seiter to the Supervisory For Do Not Board Vote
6 Approve Issuance of Warrants/Bonds with For Do Not Warrants Attached/Convertible Bonds with Vote Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 384.7 Million Pool of Capital to Guarantee Conversion Rights
7 Amend Corporate Purpose For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Abbreviated Fiscal 2014 (Non- Voting)
2 Approve Discharge of Management Board for For For Abbreviated Fiscal 2014
3 Approve Discharge of Supervisory Board for For For Abbreviated Fiscal 2014
4 Ratify KPMG AG as Auditors for Fiscal For For 2014/2015
5.1 Elect Chase Carey to the Supervisory Board For For
5.2 Elect Jan Koeppen to the Supervisory Board For For
Page 203 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky Deutschland AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5.3 Elect Miriam Kraus to the Supervisory Board For For
5.4 Elect Katrin Wehr-Seiter to the Supervisory For For Board
6 Approve Issuance of Warrants/Bonds with For For Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 384.7 Million Pool of Capital to Guarantee Conversion Rights
7 Amend Corporate Purpose For For
Sysco Corporation
Meeting Date: 11/19/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director John M. Cassaday For For
1b Elect Director Judith B. Craven For For
1c Elect Director William J. DeLaney For For
1d Elect Director Larry C. Glasscock For For
1e Elect Director Jonathan Golden For For
1f Elect Director Joseph A. Hafner, Jr. For For
1g Elect Director Hans-Joachim Koerber For For
1h Elect Director Nancy S. Newcomb For For
1i Elect Director Richard G. Tilghman For For
1j Elect Director Jackie M. Ward For For
2 Approve Qualified Employee Stock Purchase For For Plan
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Ratify Auditors For For
Page 204 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sysco Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director John M. Cassaday For
1b Elect Director Judith B. Craven For
1c Elect Director William J. DeLaney For
1d Elect Director Larry C. Glasscock For
1e Elect Director Jonathan Golden For
1f Elect Director Joseph A. Hafner, Jr. For
1g Elect Director Hans-Joachim Koerber For
1h Elect Director Nancy S. Newcomb For
1i Elect Director Richard G. Tilghman For
1j Elect Director Jackie M. Ward For
2 Approve Qualified Employee Stock Purchase For Plan
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Ratify Auditors For
The Clorox Company
Meeting Date: 11/19/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Daniel Boggan, Jr. For For
1.2 Elect Director Richard H. Carmona For For
1.3 Elect Director Benno Dorer For For
1.4 Elect Director George J. Harad For For
1.5 Elect Director Donald R. Knauss For For
1.6 Elect Director Esther Lee For For
1.7 Elect Director Robert W. Matschullat For For
1.8 Elect Director Jeffrey Noddle For For
Page 205 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Clorox Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.9 Elect Director Rogelio Rebolledo For For
1.10 Elect Director Pamela Thomas-Graham For For
1.11 Elect Director Carolyn M. Ticknor For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Daniel Boggan, Jr. For
1.2 Elect Director Richard H. Carmona For
1.3 Elect Director Benno Dorer For
1.4 Elect Director George J. Harad For
1.5 Elect Director Donald R. Knauss For
1.6 Elect Director Esther Lee For
1.7 Elect Director Robert W. Matschullat For
1.8 Elect Director Jeffrey Noddle For
1.9 Elect Director Rogelio Rebolledo For
1.10 Elect Director Pamela Thomas-Graham For
1.11 Elect Director Carolyn M. Ticknor For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
TRW Automotive Holdings Corp.
Meeting Date: 11/19/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
Page 206 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TRW Automotive Holdings Corp.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
Avichina Industry & Technology Co., Ltd.
Meeting Date: 11/20/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Mutual Supply of Products For For Agreement, the Products and Services Mutual Supply and Guarantee Agreement, and the Related Annual Caps
2 Approve Proposed Financial Services For Against Framework Agreement and Proposed Cap for Deposit Services
Avichina Industry & Technology Co., Ltd.
Meeting Date: 11/20/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Adjustments to Certain Terms of the For For Restricted Share Incentive Scheme
2 Authorize Board to Make Annual Charitable For For Donations Not Exceeding RMB 5 Million Per Financial Year
BHP Billiton Limited
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Page 207 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
1 Accept Financial Statements and Statutory For For Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Billiton Plc
3 Authorize the Board to Fix the Remuneration For For of the Auditor
4 Approve the Authority to Issue Shares in BHP For For Billiton Plc
5 Approve the Authority to Issue Shares in BHP For For Billiton Plc for Cash
6 Approve the Repurchase of 211.21 Million For For Shares in BHP Billiton Plc
7 Approve the Remuneration Policy For For
8 Approve the Directors' Annual Report on For For Remuneration
9 Approve the Remuneration Report For For
10 Approve the Termination Benefits to Any For For Current or Future Holder of a Managerial or Executive Office
11 Approve the Grant of Awards to Andrew For For Mackenzie, Executive Director of the Company
12 Elect Malcolm Brinded as Director For For
13 Elect Malcolm Broomhead as Director For For
14 Elect John Buchanan as Director For For
15 Elect Carlos Cordeiro as Director For For
16 Elect Pat Davies as Director For For
17 Elect Carolyn Hewson as Director For For
18 Elect Andrew Mackenzie as Director For For
19 Elect Lindsay Maxsted as Director For For
20 Elect Wayne Murdy as Director For For
21 Elect Keith Rumble as Director For For
22 Elect John Schubert as Director For For
23 Elect Shriti Vadera as Director For For
Page 208 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
24 Elect Jac Nasser as Director For For
Shareholder Proposal
25 Elect Ian Dunlop as Director Against For
Cisco Systems, Inc.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Carol A. Bartz For For
1b Elect Director M. Michele Burns For For
1c Elect Director Michael D. Capellas For For
1d Elect Director John T. Chambers For For
1e Elect Director Brian L. Halla For For
1f Elect Director John L. Hennessy For For
1g Elect Director Kristina M. Johnson For For
1h Elect Director Roderick C. McGeary For For
1i Elect Director Arun Sarin For For
1j Elect Director Steven M. West For For
2 Amend Qualified Employee Stock Purchase For For Plan
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Ratify Auditors For For
5 Establish Public Policy Board Committee Against Against
6 Adopt Proxy Access Right Against For
7 Report on Political Contributions Against For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 209 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cisco Systems, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Carol A. Bartz For
1b Elect Director M. Michele Burns For
1c Elect Director Michael D. Capellas For
1d Elect Director John T. Chambers For
1e Elect Director Brian L. Halla For
1f Elect Director John L. Hennessy For
1g Elect Director Kristina M. Johnson For
1h Elect Director Roderick C. McGeary For
1i Elect Director Arun Sarin For
1j Elect Director Steven M. West For
2 Amend Qualified Employee Stock Purchase For Plan
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Ratify Auditors For
5 Establish Public Policy Board Committee Against
6 Adopt Proxy Access Right Against
7 Report on Political Contributions Against
Close Brothers Group plc
Meeting Date: 11/20/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Strone Macpherson as Director For For
6 Re-elect Preben Prebensen as Director For For
Page 210 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Close Brothers Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Re-elect Stephen Hodges as Director For For
8 Re-elect Jonathan Howell as Director For For
9 Re-elect Elizabeth Lee as Director For For
10 Re-elect Geoffrey Howe as Director For For
11 Elect Oliver Corbett as Director For For
12 Elect Lesley Jones as Director For For
13 Elect Bridget Macaskill as Director For For
14 Reappoint Deloitte LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Approve Share Incentive Plan For For
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Dialog Group Bhd.
Meeting Date: 11/20/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend For For
2 Elect Chan Yew Kai as Director For For
3 Elect Chew Eng Kar as Director For For
4 Elect Ja'afar Bin Rihan as Director For For
5 Elect Oh Chong Peng as Director For For
6 Approve Remuneration of Directors For For
7 Approve BDO as Auditors and Authorize For For Board to Fix Their Remuneration
Page 211 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dialog Group Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Share Repurchase Program For For
9 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
Energy Transfer Partners L.P.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Omnibus Stock Plan For For
2 Adjourn Meeting For For
Fast Retailing
Meeting Date: 11/20/2014 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Yanai, Tadashi For For
1.2 Elect Director Hambayashi, Toru For Against
1.3 Elect Director Hattori, Nobumichi For For
1.4 Elect Director Murayama, Toru For Against
1.5 Elect Director Shintaku, Masaaki For Against
1.6 Elect Director Nawa, Takashi For Against
2.1 Appoint Statutory Auditor Tanaka, Akira For For
2.2 Appoint Statutory Auditor Watanabe, Akira For For
Page 212 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fast Retailing
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Yanai, Tadashi For
1.2 Elect Director Hambayashi, Toru For
1.3 Elect Director Hattori, Nobumichi For
1.4 Elect Director Murayama, Toru For
1.5 Elect Director Shintaku, Masaaki For
1.6 Elect Director Nawa, Takashi For
2.1 Appoint Statutory Auditor Tanaka, Akira For
2.2 Appoint Statutory Auditor Watanabe, Akira For
Goodman Fielder Ltd.
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Ian Cornell as Director For For
4 Elect Ian Johnston as Director For For
Goodman Group
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint KPMG as Auditors of Goodman For For Logistics (HK) Limited
2a Elect Ian Ferrier as Director of Goodman For For Limited
Page 213 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Goodman Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2b Elect Ian Ferrier as Director of Goodman For For Logistics (HK) Limited
3a Elect Philip Fan as Director of Goodman For For Limited
3b Elect Philip Fan as Director of Goodman For For Logistics (HK) Limited
4 Elect John Harkness as Director of Goodman For For Limited
5 Elect Anne Keating as Director of Goodman For For Limited
6 Approve the Remuneration Report For For
7 Approve the Grant of Up to 995,476 For For Performance Rights to Gregory Goodman, Executive Director of the Company
8 Approve the Grant of Up to 497,738 For For Performance Rights to Philip Pearce, Executive Director of the Company
9 Approve the Grant of Up to 497,738 For For Performance Rights to Danny Peeters, Executive Director of the Company
10 Approve the Grant of Up to 542,987 For For Performance Rights to Anthony Rozic, Executive Director of the Company
11 Adopt New GLHK Articles of Association For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint KPMG as Auditors of Goodman For Logistics (HK) Limited
2a Elect Ian Ferrier as Director of Goodman For Limited
2b Elect Ian Ferrier as Director of Goodman For Logistics (HK) Limited
3a Elect Philip Fan as Director of Goodman For Limited
3b Elect Philip Fan as Director of Goodman For Logistics (HK) Limited
4 Elect John Harkness as Director of Goodman For Limited
5 Elect Anne Keating as Director of Goodman For Limited
6 Approve the Remuneration Report For
Page 214 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Goodman Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve the Grant of Up to 995,476 For Performance Rights to Gregory Goodman, Executive Director of the Company
8 Approve the Grant of Up to 497,738 For Performance Rights to Philip Pearce, Executive Director of the Company
9 Approve the Grant of Up to 497,738 For Performance Rights to Danny Peeters, Executive Director of the Company
10 Approve the Grant of Up to 542,987 For Performance Rights to Anthony Rozic, Executive Director of the Company
11 Adopt New GLHK Articles of Association For
Kinder Morgan Energy Partners, L.P.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Adjourn Meeting For For
Kinder Morgan Management LLC
Meeting Date: 11/20/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve KMR Merger Agreement For Abstain
2 Adjourn KMR Meeting For For
3 Approve KMP Merger Agreement For Abstain
4 Adjourn KMP Meeting For For
Page 215 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kinder Morgan, Inc.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Increase Authorized Common Stock For For
2 Issue Shares in Connection with Mergers For Abstain
3 Adjourn Meeting For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Increase Authorized Common Stock For
2 Issue Shares in Connection with Mergers For
3 Adjourn Meeting For
Mirvac Group Ltd.
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.1 Elect Peter Hawkins as Director For For
2.2 Elect Elana Rubin as Director For For
3 Approve the Remuneration Report For For
4 Approve the Increase in Maximum Aggregate None For Remuneration of Non-Executive Directors
5 Approve the Grant of Performance Rights to For For Susan Lloyd-Hurwitz, CEO and Managing Director of the Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 216 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mirvac Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.1 Elect Peter Hawkins as Director For
2.2 Elect Elana Rubin as Director For
3 Approve the Remuneration Report For
4 Approve the Increase in Maximum Aggregate None Remuneration of Non-Executive Directors
5 Approve the Grant of Performance Rights to For Susan Lloyd-Hurwitz, CEO and Managing Director of the Company
Monadelphous Group Ltd.
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Dietmar Voss as Director For For
2 Elect Peter Dempsey as Director For For
3 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
4 Approve the Remuneration Report For For
New Hope Corporation Ltd.
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Susan Palmer as Director For For
3 Elect Ian Williams as Director For For
4 Appoint Deloitte Touche Tohmatsu as Auditor For For of the Company
Page 217 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ResMed Inc.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Michael Farrell For For
1b Elect Director Chris Roberts For For
1c Elect Director Jack Wareham For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Sonic Healthcare Limited
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Peter Campbell as Director For For
2 Elect Lou Panaccio as Director For For
3 Elect Chris Wilks as Director For For
4 Elect Mark Compton as Director For For
5 Approve the Remuneration Report For For
6 Approve the Sonic Healthcare Limited For For Employee Option Plan
7 Approve the Sonic Healthcare Limited For For Employee Performance Rights Plan
8 Approve the Grant of Long Term Incentives For For to Colin Goldschmidt, Managing Director and Chief Executive Officer of the Company
9 Approve the Grant of Long Term Incentives For For to Chris Wilks, Finance Director and Chief Financial Officer of the Company
Page 218 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Standard Life Investments Property Income Trust Ltd
Meeting Date: 11/20/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Incorporation For For
Wesfarmers Ltd.
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Terence (Terry) James Bowen as For For Director
2b Elect Robert (Bob) Lindsay Every as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Up to 79,186 For For Performance Rights to Richard Goyder, Group Managing Director of the Company
5 Approve the Grant of Up to 49,406 For For Performance Rights to Terry Bowen, Finance Director of the Company
6 Approve the Return of Capital to Shareholders For For
7 Approve the Consolidation of Shares For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Terence (Terry) James Bowen as For Director
2b Elect Robert (Bob) Lindsay Every as Director For
3 Approve the Remuneration Report For
4 Approve the Grant of Up to 79,186 For Performance Rights to Richard Goyder, Group Managing Director of the Company
Page 219 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wesfarmers Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Grant of Up to 49,406 For Performance Rights to Terry Bowen, Finance Director of the Company
6 Approve the Return of Capital to Shareholders For
7 Approve the Consolidation of Shares For
Adcock Ingram Holdings Ltd
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1.1 Elect Brian Joffe as Director For For
1.2 Elect Motty Sacks as Director For For
1.3 Re-elect Tlalane Lesoli as Director For For
1.4 Re-elect Matthias Haus as Director For For
2 Elect Kevin Wakeford as Director For For
3.1 Elect Motty Sacks as Chairman of the Audit For For Committee
3.2 Re-elect Matthias Haus as Member of the For For Audit Committee
3.3 Elect Roshan Morar as Member of the Audit For For Committee
3.4 Re-elect Roger Stewart as Member of the For For Audit Committee
4 Reappoint Ernst & Young as Auditors of the For For Company with Warren Kinnear as the Designated Auditor and Authorise Their Remuneration
5 Authorise Board to Ratify and Execute For For Approved Resolutions
6 Approve Remuneration Policy For For
Special Resolutions
1 Approve Financial Assistance to Related or For For Inter-related Companies or Corporations
Page 220 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Adcock Ingram Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Remuneration of Non-executive For For Directors
British Sky Broadcasting Group plc
Meeting Date: 11/21/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Policy For For
4 Approve Remuneration Report For Abstain
5 Re-elect Nick Ferguson as Director For For
6 Re-elect Jeremy Darroch as Director For For
7 Re-elect Andrew Griffith as Director For For
8 Re-elect Tracy Clarke as Director For For
9 Re-elect Martin Gilbert as Director For For
10 Re-elect Adine Grate as Director For For
11 Re-elect Dave Lewis as Director For For
12 Re-elect Matthieu Pigasse as Director For For
13 Re-elect Danny Rimer as Director For For
14 Re-elect Andy Sukawaty as Director For For
15 Re-elect Chase Carey as Director For For
16 Re-elect David DeVoe as Director For For
17 Re-elect James Murdoch as Director For For
18 Re-elect Arthur Siskind as Director For For
19 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
20 Authorise EU Political Donations and For For Expenditure
Page 221 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Sky Broadcasting Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
21 Authorise Issue of Equity with Pre-emptive For For Rights
22 Authorise Issue of Equity without Pre- For For emptive Rights
23 Approve Change of Company Name to Sky plc For For
24 Authorise the Company to Call EGM with For For Two Weeks' Notice
Donaldson Company, Inc.
Meeting Date: 11/21/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Tod E.Carpenter For For
1.2 Elect Director Jeffrey Noddle For For
1.3 Elect Director Ajita G. Rajendra For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Electricite de France
Meeting Date: 11/21/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Articles 1, 14, 16, 18, 20 of Bylaws For Against Re: Company Legal Structure, Chairman of the Board, Board Powers, Related-Parties Transactions, Attendance to General Meetings
2 Amend Article 13 of Bylaws Re: Board of For Against Directors
Page 222 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electricite de France
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Amend Article 15 of Bylaws Re: Board For Abstain Meetings
4 Amend Articles 24 and 25 of Bylaws Re: For Abstain Allocation of Income and Dividends
Ordinary Business
5 Pursuant to Approval of Item 2, Reelect For Against Olivier Appert as Director
6 Pursuant to Approval of Item 2, Reelect For Against Philippe Crouzet as Director
7 Pursuant to Approval of Item 2, Reelect For Against Bruno Lafont as Director
8 Pursuant to Approval of Item 2, Reelect For Against Bruno Lechevin as Director
9 Pursuant to Approval of Item 2, Reelect For Against Marie-Christine Lepetit as Director
10 Pursuant to Approval of Item 2, Reelect For Against Colette Lewiner as Director
11 Pursuant to Approval of Item 2, Reelect For Against Christian Masset as Director
12 Pursuant to Approval of Item 2, Elect Jean- For Against Bernard Levy as Director
13 Pursuant to Approval of Item 2, Elect Gerard For Against Magnin as Director
14 Pursuant to Approval of Item 2, Elect For Against Laurence Parisot as Director
15 Pursuant to Approval of Item 2, Elect For Against Philippe Varin as Director
16 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 226,000 for Fiscal Year 2014, and EUR 440,000 for Fiscal Year 2015
Shareholder Proposal Submitted by FCPE Actions EDF
A Approve Remuneration of Directors in the Against Abstain Aggregate Amount of EUR 100,000
Ordinary Business
17 Authorize Filing of Required For For Documents/Other Formalities
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 223 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electricite de France
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Articles 1, 14, 16, 18, 20 of Bylaws For Re: Company Legal Structure, Chairman of the Board, Board Powers, Related-Parties Transactions, Attendance to General Meetings
2 Amend Article 13 of Bylaws Re: Board of For Directors
3 Amend Article 15 of Bylaws Re: Board For Meetings
4 Amend Articles 24 and 25 of Bylaws Re: For Allocation of Income and Dividends
Ordinary Business
5 Pursuant to Approval of Item 2, Reelect For Olivier Appert as Director
6 Pursuant to Approval of Item 2, Reelect For Philippe Crouzet as Director
7 Pursuant to Approval of Item 2, Reelect For Bruno Lafont as Director
8 Pursuant to Approval of Item 2, Reelect For Bruno Lechevin as Director
9 Pursuant to Approval of Item 2, Reelect For Marie-Christine Lepetit as Director
10 Pursuant to Approval of Item 2, Reelect For Colette Lewiner as Director
11 Pursuant to Approval of Item 2, Reelect For Christian Masset as Director
12 Pursuant to Approval of Item 2, Elect Jean- For Bernard Levy as Director
13 Pursuant to Approval of Item 2, Elect Gerard For Magnin as Director
14 Pursuant to Approval of Item 2, Elect For Laurence Parisot as Director
15 Pursuant to Approval of Item 2, Elect For Philippe Varin as Director
16 Approve Remuneration of Directors in the For Aggregate Amount of EUR 226,000 for Fiscal Year 2014, and EUR 440,000 for Fiscal Year 2015
Shareholder Proposal Submitted by FCPE Actions EDF
A Approve Remuneration of Directors in the Against Aggregate Amount of EUR 100,000
Ordinary Business
Page 224 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electricite de France
Proposal Vote Number Proposal Text Mgmt Rec Instruction
17 Authorize Filing of Required For Documents/Other Formalities
Harmony Gold Mining Company Ltd
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Re-elect Ken Dicks as Director For For
2 Re-elect Simo Lushaba as Director For For
3 Re-elect Mavuso Msimang as Director For For
4 Re-elect John Wetton as Director For For
5 Re-elect John Wetton as Member of the Audit For For and Risk Committee
6 Re-elect Fikile De Buck as Member of the For For Audit and Risk Committee
7 Re-elect Simo Lushaba as Member of the For For Audit and Risk Committee
8 Re-elect Modise Motloba as Member of the For For Audit and Risk Committee
9 Re-elect Karabo Nondumo as Member of the For For Audit and Risk Committee
10 Reappoint PricewaterhouseCoopers For For Incorporated as Auditors of the Company
11 Approve Remuneration Policy For Against
Special Resolution
1 Approve Non-executive Directors' For Against Remuneration
Infosys Ltd.
Meeting Date: 11/21/2014 Country: India Meeting Type: Special
Page 225 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infosys Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Increase Authorized Share Capital For For
2 Amend Memorandum of Association to For For Reflect Increase in Authorized Share Capital
3 Amend Articles of Association to Reflect For For Increase in Authorized Share Capital
4 Approve Bonus Issue For For
Integrys Energy Group, Inc.
Meeting Date: 11/21/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
KB Financial Group Inc.
Meeting Date: 11/21/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Yoon Jong-Kyoo as CEO For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Yoon Jong-Kyoo as CEO For
Page 226 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rand Merchant Insurance Holdings Limited
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1.1 Re-elect Gerrit Ferreira as Director For For
1.2 Re-elect Pat Goss as Director For For
1.3 Re-elect Sonja Sebotsa as Director For For
1.4 Re-elect Khehla Shubane as Director For For
2.1 Elect Johan Burger as Director For For
2.2 Re-elect Peter Cooper as Director For For
2.3 Elect Per Lagerstrom as Director For For
2.4 Elect Murphy Morobe as Director For For
3 Approve Remuneration Policy For For
4 Place Authorised but Unissued Shares under For For Control of Directors
5 Authorise Board to Issue Shares for Cash up For For to a Maximum of Ten Percent of Issued Share Capital
6 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
7.1 Elect Johan Burger as Member of the Audit For For and Risk Committee
7.2 Re-elect Jan Dreyer as Member of the Audit For For and Risk Committee
7.3 Re-elect Sonja Sebotsa as Member of the For For Audit and Risk Committee
Special Resolutions
1 Approve Non-executive Directors' For For Remuneration
2 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
RMB Holdings Ltd
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Page 227 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RMB Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1.1 Re-elect Gerrit Ferreira as Director For For
1.2 Re-elect Pat Goss as Director For For
1.3 Re-elect Sonja Sebotsa as Director For For
1.4 Re-elect Khehla Shubane as Director For For
2.1 Elect Johan Burger as Director For For
2.2 Re-elect Peter Cooper as Director For For
2.3 Elect Per-Erik Lagerstrom as Director For For
2.4 Elect Murphy Morobe as Director For For
3 Approve Remuneration Policy For For
4 Place Authorised but Unissued Shares under For For Control of Directors
5 Authorise Board to Issue Shares for Cash up For For to a Maximum of Ten Percent of Issued Share Capital
6 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
7.1 Re-elect Jan Dreyer as Member of the Audit For For and Risk Committee
7.2 Elect Per-Erik Lagerstrom as Member of the For For Audit and Risk Committee
7.3 Re-elect Sonja Sebotsa as Member of the For For Audit and Risk Committee
Special Resolutions
1 Approve Non-executive Directors' For For Remuneration
2 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
Robinsons Land Corporation
Meeting Date: 11/21/2014 Country: Philippines Meeting Type: Written Consent
Page 228 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Robinsons Land Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Article Third of the Amended Articles For For of Incorporation to Change the Principal Office Address of the Corporation
Sasol Ltd
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2014
2 Approve Nomination, Governance, Social and Ethics Committee Report
3.1 Re-elect Colin Beggs as Director For For
3.2 Re-elect David Constable as Director For For
3.3 Re-elect Henk Dijkgraaf as Director For For
3.4 Re-elect Moses Mkhize as Director For For
3.5 Re-elect Peter Robertson as Director For For
4.1 Elect Bongani Nqwababa as Director For For
4.2 Elect Nomgando Matyumza as Director For For
5 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
6.1 Re-elect Colin Beggs as Member of the Audit For For Committee
6.2 Elect Nomgando Matyumza as Member of the For For Audit Committee
6.3 Re-elect Imogen Mkhize as Member of the For For Audit Committee
6.4 Re-elect JJ Njeke as Member of the Audit For For Committee
6.5 Re-elect Stephen Westwell as Member of the For For Audit Committee
7 Approve Remuneration Policy For Against
Page 229 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sasol Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8.1 Approve Non-executive Directors' For Against Remuneration
8.2 Approve Financial Assistance in Terms of For For Sections 44 and 45 of the Act
8.3 Amend Memorandum of Incorporation Re: For For Clause 26
8.4 Amend Memorandum of Incorporation Re: For For Clause 29.4.2
8.5 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
8.6 Authorise Repurchase of Issued Share Capital For For from a Director and/or a Prescribed Officer of the Company
The Warehouse Group Ltd.
Meeting Date: 11/21/2014 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Keith Smith as Director For For
2 Elect Ted van Arkel as Director For For
3 Authorize Board to Fix Remuneration of the For For Auditors
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 11/21/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors For Do Not Vote
Page 230 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wisconsin Energy Corporation
Meeting Date: 11/21/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For Abstain
2 Change Company Name to WEC Energy For For Group, Inc.
3 Adjourn Meeting For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For
2 Change Company Name to WEC Energy For Group, Inc.
3 Adjourn Meeting For
Asya Katilim Bankasi AS
Meeting Date: 11/22/2014 Country: Turkey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting and Elect Presiding Council of For Do Not Meeting Vote
2 Authorize Share Capital Increase with For Do Not Preemptive Rights Vote
3 Approve Inclusion of Participation Accounts For Do Not into Expenditure Accounts Vote
4 Close Meeting
Page 231 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Health Information Technology Ltd.
Meeting Date: 11/24/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
a Amend Bye-laws For Against
b Authorize Directors to Do All Such Acts and For For Things Necessary to Give Effect in Connection with the Amendments of the Bye- Laws
c Terminate Existing Share Option Scheme For Against
d Adopt New Share Award Scheme For Against
e Approve Authority to Grant Awards of For Against Options or Restricted Share Units Pursuant to the Share Award Scheme
f Approve Grant of Mandate Authorizing the For Against Board to Grant Awards of Options and Restricted Share Units Pursuant to the Share Award Scheme
Amlin plc
Meeting Date: 11/24/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration Policy For For
2 Approve Performance Share Plan For For
Cruz Blanca Salud S.A.
Meeting Date: 11/24/2014 Country: Chile Meeting Type: Special
Page 232 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cruz Blanca Salud S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Company Name to Bupa Chile SA For
2 Amend Article 1 For
3 Approve Granting of Powers to Execute For Approved Resolutions
Emaar Properties PJSC
Meeting Date: 11/24/2014 Country: United Arab Emirates Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Dividends of AED 1.257 per share For For
Infosys Ltd.
Meeting Date: 11/24/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Increase Authorized Share Capital For For
2 Amend Memorandum of Association to For For Reflect Increase in Authorized Share Capital
3 Amend Articles of Association to Reflect For For Increase in Authorized Share Capital
4 Approve Bonus Issue For For
Keppel REIT
Meeting Date: 11/24/2014 Country: Singapore Meeting Type: Special
Page 233 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keppel REIT
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of a One-Third Interest For Do Not in Marina Bay Financial Centre Tower 3 Vote
2 Approve Proposed Issuance of Consideration For Do Not Units Vote
3 Approve Whitewash Resolution For Do Not Vote
Origin Enterprises plc
Meeting Date: 11/24/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Abstain Reports
2 Approve Final Dividend For For
3a Elect Imelda Hurley as a Director For For
3b Re-elect Hugh McCutcheon as a Director For For
3c Re-elect Tom O'Mahony as a Director For For
4 Authorize Board to Fix Remuneration of For For Auditors
5 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
6 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
7 Authorise Share Repurchase Program and For For Reissuance of Shares
The Bidvest Group Ltd
Meeting Date: 11/24/2014 Country: South Africa Meeting Type: Annual
Page 234 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bidvest Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Reappoint Deloitte & Touche as Auditors of For For the Company and Appoint Mark Holme as the Individual Registered Auditor
2.1 Elect Mpumi Madisa as Director For For
2.2 Elect Nolwandle Mantashe as Director For For
2.3 Elect Bongi Masinga as Director For For
2.4 Re-elect Douglas Band as Director For For
2.5 Re-elect David Cleasby as Director For For
2.6 Re-elect Anthony Dawe as Director For For
2.7 Re-elect Donald Masson as Director For For
2.8 Re-elect Lindsay Ralphs as Director For For
2.9 Re-elect Tania Slabbert as Director For For
3.1 Re-elect Paul Baloyi as Member of the Audit For For Committee
3.2 Re-elect Eric Diack as Member of the Audit For For Committee
3.3 Elect Bongi Masinga as Member of the Audit For For Committee
3.4 Re-elect Nigel Payne as Chairman of the For For Audit Committee
4.1 Adopt Part 1 - Policy on Base Package and For Against Benefits
4.2 Adopt Part 1 - Policy on Short-term Incentives For Against
4.3 Adopt Part 1 - Policy on Long-term Incentives For Against
5 Place Authorised but Unissued Shares under For For Control of Directors
6 Authorise Board to Issue Shares for Cash up For For to 30,000,000 Ordinary Shares
7 Approve Cash Distribution to Shareholders by For For Way of Reduction of Share Capital or Share Premium
8 Authorise Creation and Issue of Convertible For For Debentures or Other Convertible Instruments
9 Authorise Board to Ratify and Execute For For Approved Resolutions
Page 235 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bidvest Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
1 Authorise Repurchase of Up to 20 Percent of For For Issued Share Capital
2 Approve Remuneration of Non-executive For Against Directors
3 Approve Financial Assistance to Related and For For Inter-related Companies and Corporations
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Reappoint Deloitte & Touche as Auditors of For the Company and Appoint Mark Holme as the Individual Registered Auditor
2.1 Elect Mpumi Madisa as Director For
2.2 Elect Nolwandle Mantashe as Director For
2.3 Elect Bongi Masinga as Director For
2.4 Re-elect Douglas Band as Director For
2.5 Re-elect David Cleasby as Director For
2.6 Re-elect Anthony Dawe as Director For
2.7 Re-elect Donald Masson as Director For
2.8 Re-elect Lindsay Ralphs as Director For
2.9 Re-elect Tania Slabbert as Director For
3.1 Re-elect Paul Baloyi as Member of the Audit For Committee
3.2 Re-elect Eric Diack as Member of the Audit For Committee
3.3 Elect Bongi Masinga as Member of the Audit For Committee
3.4 Re-elect Nigel Payne as Chairman of the For Audit Committee
4.1 Adopt Part 1 - Policy on Base Package and For Benefits
4.2 Adopt Part 1 - Policy on Short-term Incentives For
4.3 Adopt Part 1 - Policy on Long-term Incentives For
5 Place Authorised but Unissued Shares under For Control of Directors
Page 236 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bidvest Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Authorise Board to Issue Shares for Cash up For to 30,000,000 Ordinary Shares
7 Approve Cash Distribution to Shareholders by For Way of Reduction of Share Capital or Share Premium
8 Authorise Creation and Issue of Convertible For Debentures or Other Convertible Instruments
9 Authorise Board to Ratify and Execute For Approved Resolutions
Special Resolutions
1 Authorise Repurchase of Up to 20 Percent of For Issued Share Capital
2 Approve Remuneration of Non-executive For Directors
3 Approve Financial Assistance to Related and For Inter-related Companies and Corporations
Vastned Retail NV
Meeting Date: 11/24/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Elect R. Walta as CFO For For
3 Allow Questions
4 Close Meeting
Enersis S.A.
Meeting Date: 11/25/2014 Country: Chile Meeting Type: Special
Page 237 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enersis S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Transaction with Related Party For Do Not Vote
2.1 Amend Articles Permanent 5 and Transitory 2 For Do Not of Bylaws Re: Capital Increase Vote
2.2 Amend Article15 Re: Convening of Board For Do Not Meetings Vote
2.3 Amend Article 22 Re: Newspaper to For Do Not Announce Shareholder Meetings Vote
2.4 Amend Article 26 Re: Referred Article For Do Not Vote
2.5 Amend Article 37 Re: Update Pursuant to For Do Not Current Legislation Vote
2.6 Amend Article 42 Re: Requirement of For Do Not Arbitrator Vote
2.7 Consolidate Bylaws For Do Not Vote
3 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
4 Receive Report Regarding Related-Party Transactions
Grupa Lotos S.A.
Meeting Date: 11/25/2014 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Acknowledge Proper Convening of Meeting
4 Approve Agenda of Meeting For For
5 Approve Sale of Perpetual Usufruct Right For For
6 Approve Sale of Organized Part of Enterprise For For
7 Close Meeting
Page 238 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Harvey Norman Holdings Ltd.
Meeting Date: 11/25/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Financial Statements and For For Statutory Reports
2 Approve the Remuneration Report For For
3 Approve Declaration of Final Dividend For For
4 Elect Gerald Harvey as Director For For
5 Elect Chris Mentis as Director For For
6 Elect Graham Charles Paton as Director For For
Inner Mongolia Yitai Coal Co., Ltd.
Meeting Date: 11/25/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
1 Amend Rules of Procedures of the General For For Meetings
2 Approve Supplemental Estimation in Relation For For to Daily Connected Transactions for 2014
3 Approve Preliminary Capital Expenditure in For For Respect of 1.8 MTPA Coal-to-oil Project of Yitai Xinjiang Energy Co., Ltd.
4.1 Approve the 1.2 Million Tonnes/Year For For Technical Services Contract
4.2 Approve the 1.2 Million Tonnes/Year For For Construction Contract
4.3 Approve the 2 Million Tonnes/Year Technical For For Services Contract
4.4 Approve the 2 Million Tonnes/Year For For Construction Contract
4.5 Approve the 1 Million Tonnes/Year Technical For For Services Contract
Page 239 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Inner Mongolia Yitai Coal Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4.6 Approve the 1 Million Tonnes/Year For For Construction Contract
5 Approve Capital Increase for Yitai Xinjiang For For Energy
6 Approve Capital Increase for Yitai Coal-to-oil For For
7 Approve Capital Increase for Yili Energy For For
8 Approve Capital Increase for Yitai Chemical For For
9 Approve Capital Increase for Yitai For For Petrochemical
10 Amend Articles of Association as set out in For For the Notice of EGM
11 Amend Articles of Association as set out in For For the Notice of EGM and the Supplemental Notice
12 Approve Provision of Guarantee to For For Subsidiaries
13 Approve Provision of Loan Guarantee for For For Yitai Xinjiang Energy
IOOF Holdings Ltd.
Meeting Date: 11/25/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Ian Griffiths as Director For Against
2b Elect Roger Sexton as Director For Against
2c Elect Allan Griffiths as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Up to 75,000 For For Performance Rights to Christopher Kelaher, Managing Director of the Company
5 Approve the Provision of Financial Assistance For For
Page 240 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Just Retirement Group PLC
Meeting Date: 11/25/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Elect Tom Cross Brown as Director For For
6 Elect Keith Nicholson as Director For For
7 Elect Kate Avery as Director For For
8 Elect Michael Deakin as Director For For
9 Elect James Fraser as Director For For
10 Elect Rodney Cook as Director For For
11 Elect Simon Thomas as Director For For
12 Elect Shayne Deighton as Director For For
13 Appoint KPMG LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise EU Political Donations and For For Expenditure
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Korea Gas Corp.
Meeting Date: 11/25/2014 Country: South Korea Meeting Type: Special
Page 241 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Gas Corp.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Elect One Inside Director Out of Two Nominees
1.1.1 Elect Kim Heung-Gi as Inside Director None Do Not Vote
1.1.2 Elect Park Chul-Joo as Inside Director None For
Elect One Outside Director Out of Two Nominees
1.2.1 Elect Kim Chung-Gyun as Outside Director None For
1.2.2 Elect Choi Kwang-Sik as Outside Director None Against
Elect One Member of Audit Committee Out of Two Nominees
2.1 Elect Kim Heung-Gi as Member of Audit None Against Committee
2.2 Elect Park Chul-Joo as Member of Audit None Against Committee
LVMH Moet Hennessy Louis Vuitton
Meeting Date: 11/25/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Article 28 of Bylaws Re: Allocation of For For Income and Dividends
Ordinary Business
2 Approve Transfer from Carry Forward For For Account to Other Reserves Account
3 Approve Distribution in Kind of 2 Hermes For For International Shares per 41 LVMH Shares
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Page 242 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LVMH Moet Hennessy Louis Vuitton
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Article 28 of Bylaws Re: Allocation of For Income and Dividends
Ordinary Business
2 Approve Transfer from Carry Forward For Account to Other Reserves Account
3 Approve Distribution in Kind of 2 Hermes For International Shares per 41 LVMH Shares
Pantheon International Participations plc
Meeting Date: 11/25/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Re-elect Ian Barby as Director For For
5 Re-elect Tom Bartlam as Director For For
6 Re-elect Sir Laurie Magnus as Director For For
7 Re-elect Rhoddy Swire as Director For For
8 Reappoint Grant Thornton UK LLP as Auditors For For
9 Authorise Board to Fix Remuneration of For For Auditors
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Market Purchase of Ordinary For For Shares and Redeemable Shares
13 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 243 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remgro Ltd
Meeting Date: 11/25/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company with Hein Doman as the Individual Registered Auditor
3 Re-elect Leon Crouse as Director For For
4 Re-elect Paul Harris as Director For For
5 Re-elect Edwin Hertzog as Director For For
6 Re-elect Peter Mageza as Director For For
7 Re-elect Jabu Moleketi as Director For For
8 Re-elect Peter Mageza as Member of the For For Audit and Risk Committee
9 Re-elect Jabu Moleketi as Member of the For For Audit and Risk Committee
10 Re-elect Frederick Robertson as Member of For For the Audit and Risk Committee
11 Re-elect Herman Wessels as Member of the For For Audit and Risk Committee
Special Resolutions
1 Approve Directors' Remuneration For For
2 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
3 Approve Financial Assistance to Related and For For Inter-related Companies and Corporations
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Reports for the Year Ended 30 June 2014
Page 244 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remgro Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Reappoint PricewaterhouseCoopers Inc as For Auditors of the Company with Hein Doman as the Individual Registered Auditor
3 Re-elect Leon Crouse as Director For
4 Re-elect Paul Harris as Director For
5 Re-elect Edwin Hertzog as Director For
6 Re-elect Peter Mageza as Director For
7 Re-elect Jabu Moleketi as Director For
8 Re-elect Peter Mageza as Member of the For Audit and Risk Committee
9 Re-elect Jabu Moleketi as Member of the For Audit and Risk Committee
10 Re-elect Frederick Robertson as Member of For the Audit and Risk Committee
11 Re-elect Herman Wessels as Member of the For Audit and Risk Committee
Special Resolutions
1 Approve Directors' Remuneration For
2 Authorise Repurchase of Up to Ten Percent For of Issued Share Capital
3 Approve Financial Assistance to Related and For Inter-related Companies and Corporations
Super Group Ltd
Meeting Date: 11/25/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1.1 Re-elect Phillip Vallet as Director For For
1.2 Re-elect Enos Banda as Director For For
2 Reappoint KPMG Inc as Auditors of the For For Company with Dean Wallace as the Individual Designated Auditor
3.1 Re-elect David Rose as Member of the Group For For Audit Committee
Page 245 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Super Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.2 Re-elect Neill Davies as Member of the Group For For Audit Committee
3.3 Re-elect Enos Banda as Member of the Group For For Audit Committee
4 Approve Remuneration Policy For For
5 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
1 Approve Non-executive Directors' Fees For For
2 Approve Financial Assistance in Terms of For For Section 45 of the Companies Act
3 Approve Financial Assistance in Terms of For For Section 44 of the Companies Act
4 Authorise Repurchase of Up to 20 Percent of For For Issued Share Capital
5 Amend Memorandum of Incorporation For For
Wolseley plc
Meeting Date: 11/25/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Tessa Bamford as Director For For
6 Elect John Daly as Director For For
7 Re-elect Gareth Davis as Director For For
8 Re-elect Pilar Lopez as Director For For
9 Re-elect John Martin as Director For For
10 Re-elect Ian Meakins as Director For For
11 Re-elect Alan Murray as Director For For
Page 246 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wolseley plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Re-elect Frank Roach as Director For For
13 Elect Darren Shapland as Director For For
14 Elect Jacqueline Simmonds as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise EU Political Donations and For For Expenditure
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
YTL Corporation Berhad
Meeting Date: 11/25/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Yeoh Soo Min as Director For For
2 Elect Yeoh Seok Hong as Director For For
3 Elect Abdullah Bin Syed Abd. Kadir as Director For For
4 Elect Yeoh Tiong Lay as Director For For
5 Elect Yahya Bin Ismail as Director For For
6 Elect Eu Peng Meng @ Leslie Eu as Director For For
7 Approve Remuneration of Directors For For
8 Approve Auditors and Authorize Board to Fix For For Their Remuneration
9 Approve Cheong Keap Tai to Continue Office For For as Independent Non-Executive Director
10 Approve Yahya Bin Ismail to Continue Office For Abstain as Independent Non-Executive Director
Page 247 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
YTL Corporation Berhad
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Approve Eu Peng Meng @ Leslie Eu to For For Continue Office as Independent Non- Executive Director
12 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
13 Authorize Share Repurchase Program For For
14 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
YTL Power International Bhd.
Meeting Date: 11/25/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Yusli Bin Mohamed Yusoff as Director For For
2 Elect Michael Yeoh Sock Siong as Director For For
3 Elect Mark Yeoh Seok Kah as Director For For
4 Elect Yeoh Tiong Lay as Director For For
5 Elect Aris Bin Osman @ Othman as Director For For
6 Elect Yahya Bin Ismail as Director For For
7 Approve Remuneration of Directors For For
8 Approve Auditors and Authorize Board to Fix For For Their Remuneration
9 Approve Lau Yin Pin @ Lau Yen Beng to For Abstain Continue Office as Independent Non- Executive Director
10 Approve Yahya Bin Ismail to Continue Office For Abstain as Independent Non-Executive Director
11 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
12 Authorize Share Repurchase Program For For
13 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions
Page 248 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
African Barrick Gold plc
Meeting Date: 11/26/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Change of Company Name to Acacia For For Mining plc
Arrow Global Group plc
Meeting Date: 11/26/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of Quest Topco Limited For Abstain
Cromwell Property Group
Meeting Date: 11/26/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Geoff Levy as Director For For
4 Elect Jane Tongs as Director For For
5 Elect Andrew Konig as Director For For
Hero MotoCorp Ltd.
Meeting Date: 11/26/2014 Country: India Meeting Type: Special
Page 249 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hero MotoCorp Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Amend Memorandum of Association For For
Isagen S.A. E.S.P.
Meeting Date: 11/26/2014 Country: Colombia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Verify Quorum
2 Elect Chairman of Meeting For For
3 Elect Meeting Approval Committee For For
4 Elect Directors For Against
UBM plc
Meeting Date: 11/26/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of VSS-AHC For Abstain Consolidated Holdings Corp
2 Authorise Issue of Equity Pursuant to the For Abstain Capital Raising
3 Authorise Issue of Equity without Pre- For Abstain emptive Rights Pursuant to the Capital Raising
Page 250 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Spirits Limited
Meeting Date: 11/26/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Related Party Transactions For Abstain
Woolworths Holdings Ltd
Meeting Date: 11/26/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 29 June 2014
2 Reappoint Ernst & Young Inc as Auditors of For For the Company
3.1 Re-elect Zarina Bassa as Director For For
3.2 Re-elect Sir Stuart Rose as Director For For
3.3 Re-elect Simon Susman as Director For For
4.1 Elect Hubert Brody as Director For For
4.2 Elect Nombulelo Moholi as Director For For
4.3 Elect Sam Ngumeni as Director For For
5.1 Re-elect Peter Bacon as Member of the Audit For For Committee
5.2 Re-elect Zarina Bassa as Member of the Audit For For Committee
5.3 Elect Hubert Brody as Member of the Audit For For Committee
5.4 Re-elect Andrew Higginson as Member of the For For Audit Committee
5.5 Re-elect Mike Leeming as Member of the For For Audit Committee
6 Approve Remuneration Policy For For
Page 251 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woolworths Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Remuneration of Non-Executive For For Directors
8 Approve Decrease in Number of Authorised For For but Unissued Ordinary Shares
9 Amend Memorandum of Incorporation For For
10 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
11 Approve Financial Assistance to Related or For For Inter-related Companies or Corporations
12 Approve Issuance of Shares or Options and For For Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
Bank of Queensland Ltd
Meeting Date: 11/27/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Roger Davis as Director For For
2b Elect Michelle Tredenick as Director For For
2c Elect Bruce Carter as Director For For
2d Elect Margaret Seale as Director For For
3 Approve the Award Rights Plan For For
4 Approve the Remuneration Report For For
Bollore
Meeting Date: 11/27/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
Page 252 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bollore
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve 100-for-1 Stock Split For For
2 Delegate Powers to the Board to Execute all For For Formalities, Pursuant to Item 1 Above
3 Pursuant to Items Above, Amend Article 6 to For For Reflect Changes in Capital
4 Authorize Capital Increase of Up to EUR 87, For Abstain 835, 000 for Future Exchange Offers
5 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
6 Authorize Filing of Required For For Documents/Other Formalities
Brightoil Petroleum (Hldg) Ltd
Meeting Date: 11/27/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2a Elect Sit Kwong Lam as Director For For
2b Elect Yung Pak Keung Bruce as Director For For
2c Elect Tang Bo as Director For For
2d Elect Dai Zhujiang as Director For For
2e Authorize Board to Fix Remuneration of For For Directors
3 Appoint Deloitte Touche Tohmatsu as For For Auditors and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital For For
6 Authorize Reissuance of Repurchased Shares For For
Page 253 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chr.Hansen Holdings A/S
Meeting Date: 11/27/2014 Country: Denmark Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Report of Board
2 Approve Preparation and Presentation of For Do Not Annual Report in English Vote
3 Approve Annual Report For Do Not Vote
4 Approve Allocation of Income and Dividends For Do Not of DKK 3.77 Per Share Vote
5 Approve Remuneration of Directors For Do Not Vote
6a Approve DKK 26.5 Million Reduction in Share For Do Not Capital via Share Cancellation Vote
6b Amend Guidelines for Incentive-Based For Do Not Compensation for Executive Management Vote and Board
7a Reelect Ole Andersen as Director and Board For Do Not Chairman Vote
7ba Reelect Frederic Stevenin as Director For Do Not Vote
7bb Reelect Mark Wilson as Director For Do Not Vote
7bc Reelect Soren Carlsen as Director For Do Not Vote
7bd Reelect Dominique Reiniche as Director For Do Not Vote
7be Elect Tiina Mattila-Sandholm as New Director For Do Not Vote
7bf Elect Kristian Villumsen as New Director For Do Not Vote
8 Reelect PricewaterhouseCoopers as Auditors For Do Not Vote
9 Authorize Editorial Changes to Adopted For Do Not Resolutions in Connection with Registration Vote with Danish Authorities
Grupo Financiero Santander Mexico S.A.B. de C.V.
Meeting Date: 11/27/2014 Country: Mexico Meeting Type: Special
Page 254 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Santander Mexico S.A.B. de C.V.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Meeting for Class B and F Shares
1 Approve Cash Dividends For For
2 Authorize Board to Ratify and Execute For For Approved Resolutions
Nomura Real Estate Master Fund, Inc.
Meeting Date: 11/27/2014 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles to Authorize Unit Buybacks For For
2 Elect Executive Director Yanagita, Satoshi For For
3 Elect Alternate Executive Director Uki, Motomi For For
4.1 Appoint Supervisory Director Yoshimura, For Against Sadahiko
4.2 Appoint Supervisory Director Yoshida, Shuhei For For
5 Appoint Alternate Supervisory Director For Against Watanabe, Kazunori
Numericable Group
Meeting Date: 11/27/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Subject to Approval of Items 8, 9, and 10, For For Elect Patrick Drahi as Director
2 Subject to Approval of Items 8, 9, and 10, For For Elect Angelique Benetti as Director
Page 255 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Numericable Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Subject to Approval of Items 8, 9, and 10, For Against Elect Vivendi as Director
4 Subject to Approval of Items 8, 9, and 10, For Against Elect Compagnie Financiere du 42 Avenue de Friedland as Director
5 Subject to Approval of Items 8, 9, and 10, For Abstain Elect Colette Neuville as Director
6 Subject to Approval of Items 8, 9, and 10, For Against Elect Jean-Michel Hegesippe as Director
7 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
8 Subject to Approval of Items 9 and 10, For Abstain Amend Article 16 of Bylaws Re: Age Limit for Directors
9 Approve Acquisition of Equity Stake in SFR, For Abstain its Valuation and Remuneration
10 Approve Issuance of Shares in Connection For Abstain with Acquisition Above
11 Pursuant to Item 10 Above, Amend Articles 7 For Abstain and 8 to Reflect Changes in Capital
12 Authorize up to 1 Percent of Issued Capital For Against for Use in Stock Option Plans
13 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
14 Subject to Approval of Items 9-11, Change For Abstain Company Name to Numericable-SFR and Amend Article 3 of Bylaws Accordingly
15 Authorize Filing of Required For For Documents/Other Formalities
Petra Diamonds Ltd.
Meeting Date: 11/27/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
Page 256 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petra Diamonds Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Remuneration Policy For For
4 Reappoint BDO LLP as Auditors For For
5 Authorise Board to Fix Remuneration of For For Auditors
6 Re-elect Adonis Pouroulis as Director For For
7 Re-elect Christoffel Dippenaar as Director For For
8 Re-elect David Abery as Director For For
9 Re-elect James Davidson as Director For For
10 Re-elect Anthony Lowrie as Director For For
11 Re-elect Dr Patrick Bartlett as Director For For
12 Re-elect Alexander Hamilton as Director For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
PT Unilever Indonesia Tbk
Meeting Date: 11/27/2014 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors and Commissioners For Against
2 Amend Articles of Association For For
Seek Ltd.
Meeting Date: 11/27/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Neil Chatfield as Director For For
Page 257 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seek Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2b Elect Julie Fahey as Director For For
3 Approve the Remuneration Report For Against
4a Approve the Grant of One Performance Right For Against to Andrew Bassat, Managing Director and Chief Executive Officer of the Company
4b Approve the Grant of Up to 514,285 Options For Against to Andrew Bassat, Managing Director and Chief Executive Officer of the Company
Shimachu Co. Ltd.
Meeting Date: 11/27/2014 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 35
2.1 Elect Director Yamashita, Shigeo For For
2.2 Elect Director Shimamura, Takashi For For
2.3 Elect Director Demura, Toshifumi For For
2.4 Elect Director Kushida, Shigeyuki For For
2.5 Elect Director Okano, Takaaki For For
2.6 Elect Director Ebihara, Yumi For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For Dividend of JPY 35
2.1 Elect Director Yamashita, Shigeo For
2.2 Elect Director Shimamura, Takashi For
2.3 Elect Director Demura, Toshifumi For
2.4 Elect Director Kushida, Shigeyuki For
2.5 Elect Director Okano, Takaaki For
Page 258 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shimachu Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.6 Elect Director Ebihara, Yumi For
St Ives plc
Meeting Date: 11/27/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Reappoint Deloitte LLP as Auditors For For
6 Authorise Board to Fix Remuneration of For For Auditors
7 Re-elect Matt Armitage as Director For For
8 Elect Brad Gray as Director For For
9 Re-elect Mike Butterworth as Director For For
10 Re-elect Ben Gordon as Director For For
11 Re-elect Helen Stevenson as Director For For
12 Re-elect Richard Stillwell as Director For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Subsea 7 S.A.
Meeting Date: 11/27/2014 Country: Luxembourg Meeting Type: Special
Page 259 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Subsea 7 S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Cancellation of Treasury Shares For For
2 Authorize Share Repurchase Program Up to For For 10 Percent of Issued Capital and Authorize Cancellation of Repurchased Shares
3 Authorize Board to Increase Share Capital by For Against Maximum 117,832,933 Shares within the Framework of Authorized Capital
4 Amend Articles to Reflect Changes in Capital For For Re: Items 1-3
Woolworths Ltd.
Meeting Date: 11/27/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2a Elect Jillian Rosemary Broadbent as Director For For
2b Elect Scott Redvers Perkins as Director For For
Shareholder Proposal
2c Elect Stephen Mayne as Director Against Against
Management Proposals
2d Elect Ralph Graham Waters as Director For For
3 Approve the Grant of 67,514 Performance For For Rights to Grant O'Brien, Managing Director and Chief Executive Officer of the Company
4 Approve the Remuneration Report For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
Page 260 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woolworths Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Jillian Rosemary Broadbent as Director For
2b Elect Scott Redvers Perkins as Director For
Shareholder Proposal
2c Elect Stephen Mayne as Director Against
Management Proposals
2d Elect Ralph Graham Waters as Director For
3 Approve the Grant of 67,514 Performance For Rights to Grant O'Brien, Managing Director and Chief Executive Officer of the Company
4 Approve the Remuneration Report For
Yue Yuen Industrial (Holdings) Ltd.
Meeting Date: 11/27/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
A Approve Fifth Supplemental PCC For For Management Service Agreement and Related Annual Caps
B Approve Fifth Supplemental PCC Services For For Agreement and Related Annual Caps
C Approve Fourth Supplemental PCC Connected For For Sales Agreement and Related Annual Caps
D Approve Fourth Supplemental PCC Connected For For Purchases Agreement and Related Annual Caps
E Approve Fourth Supplemental Pou Yuen For For Lease Agreement and Related Annual Caps
F Approve Fifth Supplemental GBD For For Management Service Agreement and Related Annual Caps
G Approve Fifth Supplemental Godalming For For Tenancy Agreement and Related Annual Caps
Page 261 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aquarius Platinum Ltd
Meeting Date: 11/28/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Sir Nigel Rudd as Director For For
2 Re-elect Timothy Freshwater as Director For For
3 Re-elect Zwelakhe Mankazana as Director For Abstain
4 Re-elect Edward Haslam as Director For Against
5 Re-elect David Dix as Director For For
6 Re-elect Nicholas Sibley as Director For For
7 Authorise Market Purchase For For
8 Authorise Issue of Equity without Pre- For For emptive Rights
9 Approve Issue of Shares to Sir Nigel Rudd For For under the Director and Employee Share Plan
10 Approve Restricted Share Scheme For For
11 Approve Increase in Authorised Share Capital For For under Bermuda Law
12 Approve Amendments to By-laws For Against
13 Reappoint Ernst & Young as Auditors and For For Authorise Their Remuneration
Assore Ltd
Meeting Date: 11/28/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Re-elect Bob Carpenter as Director For For
2 Re-elect Sydney Mhlarhi as Director For For
3 Re-elect Edward Southey, Sydney Mhlarhi For For and William Urmson as Members of the Audit and Risk Committee
Page 262 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Assore Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Advisory Endorsement
1 Approve Remuneration Policy For For
Special Resolutions
1 Approve Remuneration of Non-Executive For For Directors
2 Approve Remuneration of Executive Directors For For
3 Approve Financial Assistance to Subsidiary For For and Inter-related Companies of Assore
Huaneng Power International, Inc.
Meeting Date: 11/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Acquisition For For
JPMorgan Smaller Companies Investment Trust plc
Meeting Date: 11/28/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Frances Davies as Director For For
6 Re-elect Ivo Coulson as Director For For
7 Re-elect Richard Fitzalan Howard as Director For Abstain
8 Re-elect Michael Quicke as Director For For
Page 263 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Smaller Companies Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Andrew Robson as Director For For
10 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
11 Approve Continuation of Company as For For Investment Trust
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
Mexichem S.A.B. de C.V.
Meeting Date: 11/28/2014 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Cash Dividends of MXN 0.5 per For For Share Conditional to Approval of Items 1.1 and 1.2
1.1 Approve Conversion to Mexican Pesos of For For Certain Entries in Individual Financial Statements for Fiscal Year 2013
1.2 Cancel Amount of $16 Million to Be Allocated For For to Share Repurchase Fund
2 Authorize Board to Ratify and Execute For For Approved Resolutions
Regis Resources Ltd.
Meeting Date: 11/28/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For Against
Page 264 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Regis Resources Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Mark Okeby as Director For For
3 Elect Glyn Evans as Director For For
4 Approve the Regis Resources Limited 2014 For For Employee Share Option Plan
Ryanair Holdings plc
Meeting Date: 11/28/2014 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approval of the Purchase Under the 2014 For Abstain Boeing Contract
TAG Immobilien AG
Meeting Date: 11/28/2014 Country: Germany Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program and For For Reissuance or Cancellation of Repurchased Shares
2 Elect Rolf Elgeti to the Supervisory Board For For
United Spirits Limited
Meeting Date: 11/28/2014 Country: India Meeting Type: Special
Page 265 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Spirits Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Report on Erosion of Company's Net For For Worth
2 Approve Sales Promotion Services Agreement For For with Diageo India Pvt. Ltd.
3 Approve Loan Agreement with United For Abstain Breweries (Holdings) Ltd.
4 Approve Trademark Licence Agreement with For For United Breweries (Holdings) Ltd.
5 Approve Agreements Dated Sept. 30, 2011 For Abstain and Dec. 22, 2011 with United Breweries (Holdings) Ltd.
6 Approve Services Agreement with Kingfisher For Abstain Finvest India Ltd.
7 Approve Advertising Agreement with Watson For Abstain Ltd.
8 Approve Sponsorship Agreement with United For Abstain Racing & Bloodstock Breeders Ltd.
9 Approve Sponsorship Agreement with United For Abstain Mohun Bagan Football Team Pvt. Ltd.
10 Approve Aircraft Services Agreement with UB For Abstain Air Pvt. Ltd.
11 Approve Properties Call Agreement with PE For Abstain Data Centre Resources Pvt. Ltd.
12 Approve Contribution Agreement with Vittal For Abstain Mallya Scientific Research Foundation
Wereldhave NV
Meeting Date: 11/28/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Receive Announcements Re: Company Strategy
Page 266 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wereldhave NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3a Grant Board Authority to Issue Shares Within For For Framework of Rights Offering of up to EUR 550 Million
3b Authorize Board to Exclude Preemptive For Against Rights Re: Item 3a
3c Amend Articles to Reflect Changes in Capital For For Re: Item 3a
4 Allow Questions
5 Close Meeting
HCL Technologies Ltd.
Meeting Date: 11/29/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Amend Memorandum of Association For For
2 Adopt New Articles of Association For Against
Bank Hapoalim Ltd.
Meeting Date: 11/30/2014 Country: Israel Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Discuss Financial Statements and the Report of the Board for 2013
2 Reappoint BDO Ziv Haft and Somekh Chaikin For Do Not as Joint Auditors Vote
3 Reelect Yair Tauman as an External Director For Do Not as Defined in Directive 301 of the Proper Vote Conduct of Banking Business Regulations for an Additional Three Year Period, Starting Dec. 1, 2014
Page 267 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Reelect Imri Tov as an External Director as For Do Not Defined in the Companies Law for an Vote Additional Three Year Period, Starting Feb. 5, 2015
A Vote FOR if you are a controlling shareholder None Do Not or have a personal interest in one or several Vote resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
With regards to the personal interest mentioned above, it should be clarified that for Items 3 and 4 this entails a personal interest relating to the election of an external director, arising from affiliation with the controlling shareholder.
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
B1 If you are an Interest Holder as defined in None Do Not Section 1 of the Securities Law, 1968, vote Vote FOR. Otherwise, vote against.
B If you are a Senior Officer as defined in None Do Not Section 37(D) of the Securities Law, 1968, Vote vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined None Do Not in Regulation 1 of the Supervision Financial Vote Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
Doha Bank QSC
Meeting Date: 11/30/2014 Country: Qatar Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Scheme of Transfer of the Indian For For Business of HSBC Bank Oman to Doha Bank and Authorize Board to Take all the Necessary Actions to Implement the Scheme
2 Amend Article 21 of Bylaws Re: Board For For Composition
Page 268 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Connect Group Plc
Meeting Date: 12/01/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of The Big Green Parcel For Abstain Holding Company Limited
The Innovation Group plc
Meeting Date: 12/01/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Association For For
Alior Bank S.A.
Meeting Date: 12/02/2014 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Acknowledge Proper Convening of Meeting; Prepare List of Participating Shareholders
4 Approve Agenda of Meeting For For
5 Approve Issuance of Convertible Warrants For For without Preemptive Rights for Acquisition of Meritum Bank
6 Close Meeting
Page 269 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aryzta AG
Meeting Date: 12/02/2014 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For For Reports
1.2 Approve Remuneration Report For For
2.1 Approve Allocation of Income For For
2.2 Approve Transfer of CHF 67.4 Million from For For Capital Contribution Reserves to Free Reserves and Dividends of CHF 0.76 per Share
3 Amend Articles Re: Changes to Corporate Law For For
4 Approve Discharge of Board and Senior For For Management
5.1a Reelect Denis Lucey as Director and Board For For Chairman
5.1b Reelect Charles Adair as Director For For
5.1c Reelect J. Brian Davy as Director For For
5.1d Reelect Shaun Higgins as Director For For
5.1e Reelect Owen Killian as Director For For
5.1f Reelect Patrick McEniff as Director For For
5.1g Reelect Andrew Morgan as Director For For
5.1h Reelect Wolfgang Werle as Director For For
5.1i Reelect John Yamin as Director For For
5.1j Elect Annette Flynn as Director For For
5.2.1 Appoint J. Brian Davy as Member of the For For Compensation Committee
5.2.2 Appoint Charles Adair as Member of the For For Compensation Committee
5.2.3 Appoint Denis Lucey as Member of the For For Compensation Committee
5.3 Ratify PricewaterhouseCoopers AG as For For Auditors
5.4 Designate Ines Poeschel as Independent For For Proxy
6 Transact Other Business (Voting) For Against
Page 270 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aryzta AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Reports
1.2 Approve Remuneration Report For
2.1 Approve Allocation of Income For
2.2 Approve Transfer of CHF 67.4 Million from For Capital Contribution Reserves to Free Reserves and Dividends of CHF 0.76 per Share
3 Amend Articles Re: Changes to Corporate Law For
4 Approve Discharge of Board and Senior For Management
5.1a Reelect Denis Lucey as Director and Board For Chairman
5.1b Reelect Charles Adair as Director For
5.1c Reelect J. Brian Davy as Director For
5.1d Reelect Shaun Higgins as Director For
5.1e Reelect Owen Killian as Director For
5.1f Reelect Patrick McEniff as Director For
5.1g Reelect Andrew Morgan as Director For
5.1h Reelect Wolfgang Werle as Director For
5.1i Reelect John Yamin as Director For
5.1j Elect Annette Flynn as Director For
5.2.1 Appoint J. Brian Davy as Member of the For Compensation Committee
5.2.2 Appoint Charles Adair as Member of the For Compensation Committee
5.2.3 Appoint Denis Lucey as Member of the For Compensation Committee
5.3 Ratify PricewaterhouseCoopers AG as For Auditors
5.4 Designate Ines Poeschel as Independent For Proxy
6 Transact Other Business (Voting) For
Page 271 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Capital & Regional plc
Meeting Date: 12/02/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorise Purchase of the Deferred Shares For Abstain
2 Adopt New Articles of Association For Abstain
China Merchants Property Development Co., Ltd.
Meeting Date: 12/02/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of B Shares
1 Approve Company's Eligibility for Public For Against Issuance of A-Share Convertible Bonds
Approve Plan on Public Issuance of A-Share Convertible Bonds
2.1 Approve Share Type For Against
2.2 Approve Issue Size For Against
2.3 Approve Existence Period For Against
2.4 Approve Par value and Issue Price For Against
2.5 Approve Bond Interest Rate For Against
2.6 Approve Method and Term for the For Against Repayment of Principal and Interest
2.7 Approve Conversion Period For Against
2.8 Approve Method for Determining the Number For Against of Shares for Conversion
2.9 Approve Determination and Amendments of For Against Conversion Price
2.10 Approve Terms for Downward Adjustment of For Against Conversion Price
2.11 Approve Terms of Redemption For Against
2.12 Approve Terms of Put-Back For Against
Page 272 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Property Development Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.13 Approve Dividend Distribution Post For Against Conversion
2.14 Approve Issue Manner and Target Subscribers For Against
2.15 Approve Placing Arrangement for For Against Shareholders
2.16 Approve Matters Relating to Meetings of For Against Bond Holders
2.17 Approve Intended Usage of Raised Funds For For
2.18 Approve Guaranteed Matters in Relation to For Against Bond Issuance
2.19 Approve Deposit Account of Raised Funds For For
2.20 Approve Resolution Validity Period For Against
3 Approve Plan on Public Issuance of A-Share For Against Convertible Bonds
4 Approve Feasibility Analysis Report on the For For Intended Usage of Raised Funds
5 Approve Report on the Usage of Previously For For Raised Funds
6 Approve Authorization of Board to Handle All For Against Matters Related to Public Issuance of A- Share Convertible Bonds
7 Amend Management System of Raised Funds For For
8 Approve Provision of Loan Guarantees to For For China Merchants Industrial Park (Qingdao) Development Co., Ltd.
Discovery Limited
Meeting Date: 12/02/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company with Jorge Concalves as the Individual Registered Auditor
Page 273 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Discovery Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.1 Re-elect Les Owen as Chairperson of the For For Audit and Risk Committee
3.2 Re-elect Sindi Zilwa as Member of the Audit For For and Risk Committee
3.3 Re-elect Sonja Sebotsa as Member of the For For Audit and Risk Committee
4.1 Re-elect Les Owen as Director For For
4.2 Re-elect Sonja Sebotsa as Director For For
4.3 Re-elect Dr Vincent Maphai as Director For For
4.4 Re-elect Tania Slabbert as Director For For
4.5 Elect Tito Mboweni as Director For For
4.6 Elect Herman Bosman as Director For For
5 Approve Remuneration Policy For For
6 Authorise Board to Ratify and Execute For For Approved Resolutions
7.1 Authorise Directors to Allot and Issue A For For Preference Shares
7.2 Authorise Directors to Allot and Issue B For Against Preference Shares
Special Resolutions
1 Approve Remuneration of Non-Executive For For Directors
2 Authorise Repurchase of Up to 15 Percent of For For Issued Share Capital
3 Approve Financial Assistance in Terms of For For Section 44 and 45 of the Companies Act
FirstRand Ltd
Meeting Date: 12/02/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1.1 Re-elect Leon Crouse as Director For For
1.2 Re-elect Mary Bomela as Director For For
Page 274 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FirstRand Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Re-elect Lulu Gwagwa as Director For For
1.4 Re-elect Deepak Premnarayen as Director For For
1.5 Re-elect Kgotso Schoeman as Director For For
1.6 Re-elect Ben van der Ross as Director For For
1.7 Re-elect Hennie van Greuning as Director For For
1.8 Re-elect Vivian Bartlett as Director For For
1.9 Elect Harry Kellan as Director For For
1.10 Elect Russell Loubser as Director For For
2.1 Reappoint Deloitte & Touche as Auditors of For For the Company
2.2 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
2.3 Appoint Francois Prinsloo as the Individual For For Registered Auditor Nominated by PricewaterhouseCoopers Inc
Advisory Endorsement
1 Approve Remuneration Policy For For
Continuation of Ordinary Resolutions
3 Place Authorised but Unissued Ordinary For For Shares under Control of Directors
4 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
Special Resolutions
1 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
2.1 Authorise Repurchase of Shares from the For For FirstRand Black Employee Trust
2.2 Authorise Repurchase of Shares from the For For FirstRand Black Non-Executive Directors Trust
2.3 Authorise Repurchase of Shares from the For For FirstRand Staff Assistance Trust
3.1 Approve Financial Assistance to Directors and For For Prescribed Officers as Employee Share Scheme Beneficiaries
3.2 Approve Financial Assistance to Related or For For Inter-related Entities
4 Approve Remuneration of Non-executive For For Directors
Page 275 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Motor Oil (Hellas) Corinth Refineries SA
Meeting Date: 12/02/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Accounting Transfers to Cover For For Losses of Previous Fiscal Year
Singapore Press Holdings Limited
Meeting Date: 12/02/2014 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Approve Final Dividend and Special Dividend For For
3.1 Elect Chong Siak Ching as Director For For
3.2 Elect Lucien Wong Yuen Kuai as Director For For
3.3 Elect Chan Heng Loon Alan as Director For For
4.1 Elect Tan Chin Hwee as Director For For
4.2 Elect Janet Ang Guat Har as Director For For
5 Approve Directors' Fees For For
6 Approve Auditors and Authorize Board to Fix For For Their Remuneration
7 Other Business (Voting) For Against
8.1 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
8.2 Approve Grant of Awards and Issuance of For For Shares Under the SPH Performance Share Plan
8.3 Authorize Share Repurchase Program For For
Page 276 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Meeting Date: 12/02/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Present Financial Statements and Statutory Reports for the Year Ended 30 June 2014
2 Reappoint Deloitte & Touche as Auditors of For For the Company with Xavier Botha as the Registered Auditor
3.1 Approve Remuneration of Executive Directors For For
3.2.1 Approve Remuneration of Board Chairman For For
3.2.2 Approve Remuneration of Board Members For For
3.2.3 Approve Remuneration of Audit Committee For For Chairman and Member
3.2.4 Approve Remuneration of Human Resources For For and Remuneration Committee Chairman and Member
3.2.5 Approve Remuneration of Group Risk For For Overview Committee
3.2.6 Approve Remuneration of Nomination For For Committee
3.2.7 Approve Remuneration of Social and Ethics For For Committee Chairman and Member
4.1 Re-elect Dave Brink as Director For For
4.2 Re-elect Claas Daun as Director For For
4.3 Re-elect Jannie Mouton as Director For For
4.4 Re-elect Bruno Steinhoff as Director For For
4.5 Re-elect Christo Weise as Director For For
4.6 Re-elect Stehan Grobler as Director For For
4.7 Re-elect Piet Ferreira as Director For For
5.1 Re-elect Steve Booysen as Chairman of the For For Audit Committee
5.2 Re-elect Dave Brink as Member of the Audit For For Committee
5.3 Re-elect Theunie Lategan as Member of the For For Audit Committee
6 Approve Conversion of Par Value Shares to For For No Par Value Shares; Amend Memorandum of Incorporation
Page 277 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Increase in Authorised Share Capital For For
8 Place Authorised but Unissued Shares under For For Control of Directors
9 Place Authorised but Unissued Shares under For For Control of Directors for the Purposes of the Share Incentive Scheme
10 Authorise Repurchase of Up to 20 Percent of For For Issued Share Capital
11 Approve General Payment to Shareholders For For from the Company's Share Capital, Share Premium and Reserves
12 Authorise Creation and Issuance of For For Convertible Debentures, Debenture Stock or Bonds or Other Convertible Instruments
13 Approve Remuneration Policy For For
14 Approve Financial Assistance to Related or For For Inter-related Companies
BH Macro Ltd
Meeting Date: 12/03/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Repurchase Program For For
BlackRock Greater Europe Investment Trust plc
Meeting Date: 12/03/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
Page 278 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BlackRock Greater Europe Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Final Dividend For For
5 Re-elect Carol Ferguson as Director For For
6 Re-elect Gerald Holtham as Director For For
7 Reappoint Ernst & Young LLP as Auditors For For
8 Authorise Board to Fix Remuneration of For For Auditors
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise Market Purchase of Subscription For For Shares
13 Approve Tender Offer For Abstain
14 Approve Tender Offer For Abstain
Esprit Holdings Limited
Meeting Date: 12/03/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend with Scrip Alternative For For
3a.1 Elect Thomas Tang Wing Yung as Director For For
3a.2 Elect Jurgen Alfred Rudolf Friedrich as For For Director
3b Authorize Board to Fix Directors' For For Remuneration
4 Appoint PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For
6 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Page 279 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Harman International Industries, Incorporated
Meeting Date: 12/03/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Adriane M. Brown For For
1b Elect Director John W. Diercksen For For
1c Elect Director Ann M. Korologos For For
1d Elect Director Edward H. Meyer For For
1e Elect Director Dinesh C. Paliwal For For
1f Elect Director Kenneth M. Reiss For For
1g Elect Director Hellene S. Runtagh For For
1h Elect Director Frank S. Sklarsky For For
1i Elect Director Gary G. Steel For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Microsoft Corporation
Meeting Date: 12/03/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director William H. Gates lll For For
1.2 Elect Director Maria M. Klawe For For
1.3 Elect Director Teri L. List-Stoll For For
1.4 Elect Director G. Mason Morfit For For
1.5 Elect Director Satya Nadella For For
1.6 Elect Director Charles H. Noski For For
1.7 Elect Director Helmut Panke For For
1.8 Elect Director Charles W. Scharf For For
Page 280 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Microsoft Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.9 Elect Director John W. Stanton For For
1.10 Elect Director John W. Thompson For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Proxy Access Against For
Mizrahi Tefahot Bank Ltd.
Meeting Date: 12/03/2014 Country: Israel Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Discuss Financial Statements and the Report of the Board for 2013
2.1 Reelect Moshe Vidman, Chairman, as For For Director Until the End of the Next Annual General Meeting
2.2 Reelect Zvi Ephrat as Director Until the End For For of the Next Annual General Meeting
2.3 Reelect Ron Gazit as Director Until the End of For For the Next Annual General Meeting
2.4 Reelect Liora Ofer as Director Until the End For For of the Next Annual General Meeting
2.5 Reelect Mordechai Meir as Director Until the For For End of the Next Annual General Meeting
2.6 Reelect Jonathan Kaplan as Director Until the For For End of the Next Annual General Meeting
2.7 Reelect Joav-Asher Nachshon as Director For For Until the End of the Next Annual General Meeting
3 Reelect Sabina Biran as External Director for For For a Three Year Term
4 Reappoint Brightman Almagor Zohar & Co. For For as Auditors; Report on Auditor's Fees for 2013
Page 281 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TPG Telecom Limited
Meeting Date: 12/03/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Denis Ledbury as Director For Against
3 Approve the Provision of Financial Assistance For For
Whiting Petroleum Corporation
Meeting Date: 12/03/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For Abstain
2 Adjourn Meeting For For
Aedifica
Meeting Date: 12/04/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
A1.1 Receive Announcements on Partial Split
A1.2 Receive Special Board Report Re: Partial Split
A1.3 Receive Special Auditor Report Re: Partial Split
A1.4 Receive Announcements on Important Changes in Capital After Proposed Partial Split
A1.5 Receive Information on Transferred Capital Re: Partial Split
Page 282 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Vote Number Proposal Text Mgmt Rec Instruction
A2.1 Observe Completion of Suspensive Conditions Re: Partial Split
A2.2 Approve Partial Split of La Reserve Invest For For
A2.3 Approve Issuance of Shares in Connection For For with Partial Split
A2.4 Observe Completion of Capital Increase in For For Connection with Partial Split
B Amend Articles to Reflect Changes in Capital For For
C.1 Receive Special Board Report Re: Item C.2
C.2 Entitle Shares Issued in Connection with For For Partial Split to Full Dividend Rights for the Current Fiscal Year
D Authorize Implementation of Approved For For Resolutions/ Coordination of Articles of Association
Coloplast A/S
Meeting Date: 12/04/2014 Country: Denmark Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Report of Board
2 Accept Financial Statements and Statutory For Do Not Reports Vote
3 Approve Allocation of Income For Do Not Vote
4.1 Approve Remuneration of Directors For Do Not Vote
4.2 Authorize Share Repurchase Program For Do Not Vote
5.1 Reelect Michael Rasmussen as Director For Do Not (Chairman) Vote
5.2 Reelect Niels Louis-Hansen as Director For Do Not (Deputy Chairman) Vote
5.3 Reelect Sven Björklund as Director For Do Not Vote
5.4 Reelect Per Magid as Director For Do Not Vote
Page 283 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coloplast A/S
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5.5 Reelect Brian Petersen as Director For Do Not Vote
5.6 Reelect Jørgen Tang-Jensen as Director For Do Not Vote
6 Ratify PricewaterhouseCoopers as Auditors For Do Not Vote
7 Other Business
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Report of Board
2 Accept Financial Statements and Statutory For Reports
3 Approve Allocation of Income For
4.1 Approve Remuneration of Directors For
4.2 Authorize Share Repurchase Program For
5.1 Reelect Michael Rasmussen as Director For (Chairman)
5.2 Reelect Niels Louis-Hansen as Director For (Deputy Chairman)
5.3 Reelect Sven Björklund as Director For
5.4 Reelect Per Magid as Director For
5.5 Reelect Brian Petersen as Director For
5.6 Reelect Jørgen Tang-Jensen as Director For
6 Ratify PricewaterhouseCoopers as Auditors For
7 Other Business
CSR plc
Meeting Date: 12/04/2014 Country: United Kingdom Meeting Type: Court
Page 284 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court Meeting
1 Approve Scheme of Arrangement For Do Not Vote
CSR plc
Meeting Date: 12/04/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to the Cash For Abstain Acquisition of CSR plc by Qualcomm Global Trading Pte. Ltd
Gamuda Bhd.
Meeting Date: 12/04/2014 Country: Malaysia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Employees' Share Issuance Scheme For For
2 Approve Grant of Options to Lin Yun Ling, For For Executive Director, Under the Employees' Share Issuance Scheme
3 Approve Grant of Options to Ha Tiing Tai, For For Executive Director, Under the Employees' Share Issuance Scheme
4 Approve Grant of Options to Azmi bin Mat For For Nor, Executive Director, Under the Employees' Share Issuance Scheme
5 Approve Grant of Options to Goon Heng For For Wah, Executive Director, Under the Employees' Share Issuance Scheme
Page 285 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gamuda Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Grant of Options to Saw Wah For For Theng, Executive Director, Under the Employees' Share Issuance Scheme
7 Approve Grant of Options to Chow Chee For For Wah, Alternate Director to Lin Yung Ling, Under the Employees' Share Issuance Scheme
8 Approve Grant of Options to Adrian Brian For For Lam, Alternate Director to Ha Tiing Tai, Under the Employees' Share Issuance Scheme
9 Approve Grant of Options to Chan Kong Wah, For For Alternate Director to Goon Heng Wah, Under the Employees' Share Issuance Scheme
10 Approve Grant of Options to Soo Kok Wong, For For Alternate Director to Saw Wah Theng, Under the Employees' Share Issuance Scheme
Gamuda Bhd.
Meeting Date: 12/04/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration of Directors For For
2 Elect Azmi bin Mat Nor as Director For For
3 Elect Goon Heng Wah as Director For For
4 Elect Afwida binti Tunku A.Malek as Director For For
5 Elect Mohammed bin Haji Che Hussein as For For Director
6 Approve Ernst & Young as Auditors and For For Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
8 Authorize Share Repurchase Program For For
9 Approve Zainul Ariff bin Haji Hussain to For For Continue Office as Independent Non- Executive Director
Page 286 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HCL Technologies Ltd.
Meeting Date: 12/04/2014 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Vacancy on the Board Resulting For For from the Retirement of S.M. Datar
3 Reelect S. Nadar as Director For For
4 Approve S. R. Batliboi & Co. LLP as Auditors For For and Authorize Board to Fix Their Remuneration
5 Elect S. Ramanathan as Independent Director For For
6 Elect A. Ganguli as Independent Director For For
7 Elect R. A. Abrams as Independent Director For For
8 Elect K. Mistry as Independent Director For For
9 Elect S.S. Sastry as Independent Director For For
10 Elect S. Madhavan as Independent Director For For
11 Approve Commission Remuneration for Non- For For Executive Directors
12 Approve Reappointment and Remuneration For For of S. Nadar as Managing Director
Nigerian Breweries Plc
Meeting Date: 12/04/2014 Country: Nigeria Meeting Type: Court
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Business
1 Approve Scheme of Arrangement For For
Page 287 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nufarm Limited
Meeting Date: 12/04/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3a Elect Anne Bernadette Brennan as Director For For
3b Elect Gordon Richard Davis as Director For For
3c Elect Peter Maxwell Margin as Director For For
4 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
Schroder Oriental Income Fund Ltd
Meeting Date: 12/04/2014 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Reelect Robert Sinclair as a Director For For
5 Reelect Peter Rigg as a Director For For
6 Reelect Fergus Dunlop as a Director For For
7 Reelect Christopher Sherwell as a Director For For
8 Ratify Ernst & Young LLP as Auditors For For
9 Authorize Board to Fix Remuneration of For For Auditors
Special Resolutions
10 Approve Share Repurchase Program For For
11 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Page 288 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
African Rainbow Minerals Ltd
Meeting Date: 12/05/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Re-elect Joaquim Chissano as Director For For
2 Re-elect Dr Rejoice Simelane as Director For For
3 Re-elect Bernard Swanepoel as Director For For
4 Reappoint Ernst & Young Inc as Auditors of For For the Company and Ernest Botha as the Designated Auditor
5.1 Re-elect Tom Boardman as Member of the For For Audit and Risk Committee
5.2 Re-elect Dr Manana Bakane-Tuoane as For For Member of the Audit and Risk Committee
5.3 Re-elect Anton Botha as Member of the Audit For For and Risk Committee
5.4 Re-elect Alex Maditsi as Member of the Audit For For and Risk Committee
5.5 Re-elect Dr Rejoice Simelane as Member of For For the Audit and Risk Committee
6 Approve Remuneration Report including the For For Remuneration Policy
7 Amend The African Rainbow Minerals Share For For Incentive Scheme
8 Amend The African Rainbow Minerals Limited For For 2008 Share Plan
9 Approve Increase in the Annual Retainer Fees For For for Non-executive Directors
10 Approve Increase in the Per Board Meeting For For Attendance Fees for Non-executive Directors
11 Approve Increase in the Per Committee For For Meeting Attendance Fees for Non-executive Directors
12 Approve Increase in the Annual Retainer Fee For For for the Lead Independent Non-executive Director
Agricultural Bank of China
Meeting Date: 12/05/2014 Country: China Meeting Type: Special
Page 289 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agricultural Bank of China
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Liu Shiyu as Director For For
2 Elect Zhao Chao as Director For Against
3 Elect Zhang Dinglong as Director For Against
4 Elect Chen Jianbo as Director For Against
5 Elect Hu Xiaohui as Director For Against
6 Elect Xu Jiandong as Director For Against
Associated British Foods plc
Meeting Date: 12/05/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Approve Remuneration Policy For Abstain
4 Approve Final Dividend For For
5 Re-elect Emma Adamo as Director For For
6 Re-elect John Bason as Director For For
7 Elect Ruth Cairnie as Director For For
8 Re-elect Timothy Clarke as Director For Abstain
9 Re-elect Lord Jay of Ewelme as Director For For
10 Re-elect Javier Ferran as Director For For
11 Re-elect Charles Sinclair as Director For Abstain
12 Re-elect Peter Smith as Director For For
13 Re-elect George Weston as Director For For
14 Reappoint KPMG LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
Page 290 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Associated British Foods plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Cable & Wireless Communications plc
Meeting Date: 12/05/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Items 1-5 will not be Put Before the Meeting if the Acquisition will Proceed by Way of Scheme. 7 and 8 will Only Be Put Before the Meeting if the Scheme is to be Effected. 6 will be Put Before the Meeting Whether or Not the Acquisition Will Proceed.
1 Approve Acquisition of Columbus For Abstain International Inc
2 Authorise Issue of Shares Pursuant to the For Abstain Acquisition
3 Approve the Put Option Deed For Abstain
4 Approve Capital Raising For Abstain
5 Approve Deferred Bonus Plan For Abstain
6 Approve Waiver on Tender-Bid Requirement For Abstain
7 Approve Reduction of Capital; Establish For Abstain Cable & Wireless Communications Newco plc as the New Holding Company of the CWC Group; Amend Articles of Association; Authorise Allotment of Shares Pursuant to the Scheme
8 Approve New Share Plans For Abstain
Cable & Wireless Communications plc
Meeting Date: 12/05/2014 Country: United Kingdom Meeting Type: Court
Page 291 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cable & Wireless Communications plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court Meeting
1 Approve Scheme of Arrangement For Do Not Vote
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 12/05/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles 5 and 31 For Do Not Vote
2 Approve Short-term Credit Operation Re: For Do Not Promissory Notes Vote
Franshion Properties (China) Ltd.
Meeting Date: 12/05/2014 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Deposit Services under the Renewed For Against Framework Financial Service Agreement
Green REIT plc
Meeting Date: 12/05/2014 Country: Ireland Meeting Type: Annual
Page 292 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Green REIT plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Authorize Board to Fix Remuneration of For For Auditors
4.1 Elect Stephen Vernon as Director For For
4.2 Elect Jerome Kennedy as Director For For
4.3 Elect Thom Wernink as Director For For
4.4 Elect Gary Kennedy as Director For For
4.5 Elect Pat Gunne as Director For For
4.6 Elect Gary McGann as Director For For
Special Business
5 Approve Change of Fundamental Investment For Abstain Policy
6 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
7 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
8 Authorize Share Repurchase Program For For
9 Allow Electronic Distribution of Company For For Communications
Halyk Savings Bank of Kazakhstan OJSC
Meeting Date: 12/05/2014 Country: Kazakhstan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Meeting Agenda For Do Not Vote
Page 293 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halyk Savings Bank of Kazakhstan OJSC
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Amend Charter For Do Not Vote
3 Amend Company's Corporate Governance For Do Not Statement Vote
4 Amend Regulations on Board of Directors For Do Not Vote
Sigma-Aldrich Corporation
Meeting Date: 12/05/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
IRB Infrastructure Developers Limited
Meeting Date: 12/06/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Increase in Borrowing Powers For For
2 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Aspen Pharmacare Holdings Ltd
Meeting Date: 12/08/2014 Country: South Africa Meeting Type: Annual
Page 294 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aspen Pharmacare Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2(a) Re-elect Rafique Bagus as Director For For
2(b) Re-elect John Buchanan as Director For For
2(c) Re-elect Judy Dlamini as Director For For
2(d) Re-elect Abbas Hussain as Director For For
2(e) Elect Maureen Manyama-Matome as Director For For
3 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company and Tanya Rae as the Individual Registered Auditor
4(a) Re-elect Roy Andersen as Member of the For For Audit and Risk Committee
4(b) Re-elect John Buchanan as Member of the For For Audit and Risk Committee
4(c) Elect Maureen Manyama-Matome as Member For For of the Audit and Risk Committee
4(d) Re-elect Sindi Zilwa as Member of the Audit For For and Risk Committee
5 Place Authorised but Unissued Shares under For For Control of Directors
6 Authorise Board to Issue Shares for Cash up For For to a Maximum of Ten Percent of Issued Share Capital
7 Approve Remuneration Policy For For
8 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
1(a) Approve Remuneration of the Chairman of For For the Board
1(b) Approve Remuneration of the Board Member For For
1(c) Approve Remuneration of the Chairman of For For Audit & Risk Committee
1(d) Approve Remuneration of the Member of For For Audit & Risk Committee
1(e) Approve Remuneration of the Chairman of For For Remuneration & Nomination Committee
Page 295 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aspen Pharmacare Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1(f) Approve Remuneration of the Member of For For Remuneration & Nomination Committee
1(g) Approve Remuneration of the Chairman of For For Social & Ethics Committee
1(h) Approve Remuneration of the Member of For For Social & Ethics Committee
2 Approve Financial Assistance to Related or For For Inter-related Companies or Corporations
3 Authorise Repurchase of Up to 20 Percent of For Against Issued Share Capital
Cairn India Limited
Meeting Date: 12/08/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Appointment and Remuneration of For For M. Ashar as Managing Director and CEO
Celltrion Inc.
Meeting Date: 12/08/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Lee Jong-Suk as Outside Director For For
Chang Hwa Commercial Bank Ltd.
Meeting Date: 12/08/2014 Country: Taiwan Meeting Type: Special
Page 296 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chang Hwa Commercial Bank Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Amendments to Articles of For For Association
2 Approve Amendment to Rules and For For Procedures for Election of Directors and Supervisors
ELECT 6 NON-INDEPENDENT DIRECTORS AND 3 OUT OF 6 NOMINEES AS INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
3.1 Elect Julius Chen, a Representative of Taishin None For Financial Holding Co, Ltd., as Non- independent Director
3.2 Elect Cheng Ching Wu, a Representative of None For Taishin Financial Holding Co, Ltd., as Non- independent Director
3.3 Elect Cheng-Hsien Lin, a Representative of None For Taishin Financial Holding Co, Ltd., as Non- independent Director
3.4 Elect Zhang Mingdao, a Representative of None For Ministry of Finance, as Non-independent Director
3.5 Elect Liang Huaixin, a Representative of None For Ministry of Finance, as Non-independent Director
3.6 Elect Ruan Qinghua, a Representative of None For Ministry of Finance, as Non-independent Director
3.7 Elect Hsu, Chao-Ching as Independent None Do Not Director Vote
3.8 Elect Pan, Jung-Chun as Independent Director None For
3.9 Elect Chiu Te Chang as Independent Director None For
3.10 Elect Kou-Yuan Liang, with ID No. None Do Not M100671XXX, as Independent Director Vote
3.11 Elect Shang-Chen Chen, with ID No. None For D101032XXX, as Independent Director
3.12 Elect Hau-Min Chu, with ID No. R120340XXX, None Do Not as Independent Director Vote
4 Approve Release of Restrictions of For Against Competitive Activities of Newly Appointed Directors and Representatives
Page 297 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corio NV
Meeting Date: 12/08/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Discuss Public Offer by Klepierre
3a Amend Articles Re: Public Offer by Klepierre For For
3b Approve Public Offer by Klepierre For Abstain
4 Amendment of the Articles as per the For Abstain Settlement Date Re: Public Offer by Klepierre
5 Amendment of the Articles as per Delisting of For Abstain the Shares Re: Public Offer by Klepierre
6a Elect Jean-Marc Jestin to Management Board For For
6b Elect Bruno Valentin to Management Board For For
7 Approve Discharge of Management Board For For Members as per Settlement Date of Public Offer by Klepierre
8a Reelect Laurent Morel to Supervisory Board For For
8b Elect Jean-Michel Gault to Supervisory Board For For
8c Elect Marie-Therese Dimasi to Supervisory For For Board
9 Approve Discharge of Supervisory Board as For For per Settlement Date of Public Offer by Klepierre
10 Other Business (Non-Voting)
11 Close Meeting
Christian Dior
Meeting Date: 12/09/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
Page 298 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Article 26 of Bylaws Re: Allocation of For For Income and Dividends
Ordinary Business
2 Approve Financial Statements and Statutory For For Reports
3 Approve Consolidated Financial Statements For For and Statutory Reports
4 Approve Auditors' Special Report on Related- For Abstain Party Transactions
5 Approve Allocation of Income and Dividends For For of EUR 3.10 per Share
6 Approve Transfer from Carry Forward For For Account to Optional Reserve Account
7 Approve Distribution in Kind of 1 Hermes For For International Shares per 23 Christian Dior Shares
8 Reelect Bernard Arnault as Director For Against
9 Reelect Pierre Gode as Director For For
10 Reelect Sidney Toledano as Director For For
11 Advisory Vote on Compensation of Bernard For Abstain Arnault, Chairman and CEO
12 Advisory Vote on Compensation of Sidney For Abstain Toledano, Vice CEO
13 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
14 Authorize Capitalization of Reserves of Up to For For EUR 80 Million for Bonus Issue or Increase in Par Value
15 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million
17 Authorize Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million
18 Approve Issuance of Equity or Equity-Linked For Against Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 80 Million
Page 299 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Vote Number Proposal Text Mgmt Rec Instruction
19 Authorize Board to Set Issue Price for 10 For Against Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
20 Authorize Board to Increase Capital in the For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above (Items 16-18)
21 Authorize Capital Increase of Up to EUR 80 For Against Million for Future Exchange Offers
22 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
23 Authorize up to 1 Percent of Issued Capital For Against for Use in Stock Option Plans
24 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
25 Set Total Limit for Capital Increase to Result For For from All Issuance Requests at EUR 80 Million
26 Authorize up to 1 Percent of Issued Capital For Against for Use in Restricted Stock Plans
27 Approve Change of Corporate Form to For Abstain Societas Europaea (SE)
28 Pursuant to Item 27 Above, Adopt New For Abstain Bylaws
Debenhams plc
Meeting Date: 12/09/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Elect Suzanne Harlow as Director For For
6 Re-elect Nigel Northridge as Director For For
7 Re-elect Michael Sharp as Director For For
Page 300 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Debenhams plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Re-elect Peter Fitzgerald as Director For For
9 Re-elect Stephen Ingham as Director For For
10 Re-elect Martina King as Director For For
11 Re-elect Dennis Millard as Director For For
12 Re-elect Mark Rolfe as Director For For
13 Re-elect Sophie Turner Laing as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise the Audit Committee to Fix For For Remuneration of Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
KEPCO Plant Service & Engineering Co. Ltd.
Meeting Date: 12/09/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For For
ELECT ONE INSIDE DIRECTOR OUT OF THREE NOMINEES
2.1 Elect Maeng Dong-Yeol as Inside Director For Do Not Vote
2.2 Elect Bong Suk-Keun as Inside Director For For
2.3 Elect Yook Sang-Yoon as Inside Director For Do Not Vote
3 Elect Lee Jae-Goo as Outside Director For For
Page 301 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tim Hortons Inc.
Meeting Date: 12/09/2014 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Plan of Arrangement For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Plan of Arrangement For
Aer Lingus Group plc
Meeting Date: 12/10/2014 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorise the Directors to Proceed With the For Abstain Implementation of the IASS Proposal
Barry Callebaut AG
Meeting Date: 12/10/2014 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
2 Receive Auditor's Report (Non-Voting)
3.1 Accept Annual Report For For
3.2 Approve Remuneration Report For For
Page 302 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barry Callebaut AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.3 Accept Group and Parent Company Financial For For Statements
4.1 Approve Transfer of CHF 85.1 Million from For For Capital Contribution Reserves to Free Reserves
4.2 Approve Dividends of CHF 15.50 per Share For For
4.3 Approve Allocation of Income For For
5 Approve Discharge of Board and Senior For For Management
6 Amend Articles Re: Ordinance Against For For Excessive Remuneration at Listed Companies
7.1.1 Reelect Walther Andreas Jacobs as Director For For
7.1.2 Reelect Andreas Schmid as Director For For
7.1.3 Reelect Fernando Aguirre as Director For For
7.1.4 Reelect Jakob Baer as Director For For
7.1.5 Reelect James Lloyd Donald as Director For For
7.1.6 Reelect Nicolas Jacobs as Director For For
7.1.7 Reelect Timothy E. Minges as Director For For
7.1.8 Elect Juergen B. Steinemann as Director For For
7.1.9 Elect Wai Ling Liu as Director For For
7.2 Elect Walther Andreas Jacobs as Board For For Chairman
7.3.1 Appoint James Lloyd Donald as Member of For For the Compensation Committee
7.3.2 Appoint Fernando Aguirre as Member of the For For Compensation Committee
7.3.3 Appoint Nicolas Jacobs as Member of the For For Compensation Committee
7.3.4 Appoint Wai Ling Liu as Member of the For For Compensation Committee
7.4 Designate Andreas G. Keller as Independent For For Proxy
7.5 Ratify KPMG AG as Auditors For For
8 Transact Other Business (Voting) For Against
Page 303 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fibra Uno Administracion de Mexico S.A. de C.V.
Meeting Date: 12/10/2014 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Meeting for Holders of REITs - ISIN MXCFFU000001
1 Amend Trust Agreement Number F/1401 to For For Conform it to Applicable Legal Provisions
2 Appoint Legal Representatives For For
Fidelity Special Values plc
Meeting Date: 12/10/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Lynn Ruddick as Director For For
4 Re-elect Ben Thomson as Director For For
5 Re-elect Sharon Brown as Director For For
6 Re-elect Douglas Anderson as Director For Abstain
7 Re-elect Andy Irvine as Director For For
8 Re-elect Nicky McCabe as Director For For
9 Approve Remuneration Report For For
10 Approve Remuneration Policy For For
11 Reappoint Grant Thornton UK LLP as Auditor For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
Page 304 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fidelity Special Values plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorise Market Purchase of Ordinary Shares For For
16 Adopt New Articles of Association For For
Kunlun Energy Company Ltd
Meeting Date: 12/10/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Fifth Supplemental Agreement and For Against Related Transactions
2 Approve Continuing Connected Transactions For Against with CNPC Group and Related Annual Caps
Pall Corporation
Meeting Date: 12/10/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Amy E. Alving For For
1.2 Elect Director Robert B. Coutts For For
1.3 Elect Director Mark E. Goldstein For For
1.4 Elect Director Cheryl W. Grise For For
1.5 Elect Director Ronald L. Hoffman For For
1.6 Elect Director Lawrence D. Kingsley For For
1.7 Elect Director Dennis N. Longstreet For For
1.8 Elect Director B. Craig Owens For For
1.9 Elect Director Katharine L. Plourde For For
1.10 Elect Director Edward Travaglianti For For
1.11 Elect Director Bret W. Wise For For
Page 305 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pall Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Ratify Auditors For For
3 Amend Omnibus Stock Plan For Against
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Snam SpA
Meeting Date: 12/10/2014 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Capital Increase Reserved to For For CDP GAS S.r.l. to Be Subscribed through a Contribution in Kind
Growthpoint Properties Ltd
Meeting Date: 12/11/2014 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Place Authorised but Unissued Shares under For For Control of Directors for the Purpose of Issuing such Growthpoint Shares as the Acquisition Consideration
2 Authorise Board to Ratify and Execute For For Approved Resolutions
Israel Chemicals Ltd.
Meeting Date: 12/11/2014 Country: Israel Meeting Type: Annual
Page 306 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Israel Chemicals Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Reelect Nir Gilad as Director Until the End of For For the Next Annual General Meeting
1.2 Reelect Avisar Paz as Director Until the End For For of the Next Annual General Meeting
1.3 Reelect Eran Sarig as Director Until the End For For of the Next Annual General Meeting
1.4 Reelect Ovadia Eli as Director Until the End For For of the Next Annual General Meeting
1.5 Reelect Victor Medina as Director Until the For For End of the Next Annual General Meeting
1.6 Reelect Avraham (Baiga) Shochat as Director For For Until the End of the Next Annual General Meeting
1.7 Reelect Aviad Kaufman as Director Until the For For End of the Next Annual General Meeting
2 Amend Compensation Policy for the Directors For For and Officers of the Company
3 Approve Equity Award to Stefan Borgas, CEO For For
4 Reappoint Somekh Chaikin as Auditors For For
5 Discuss Financial Statements and the Report of the Board for 2013
A Vote FOR if you are a controlling shareholder None For or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
B1 If you are an Interest Holder as defined in None Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in None Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined None in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
Page 307 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klepierre
Meeting Date: 12/11/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Issue Shares Reserved for Corio For Abstain Shareholders in order to Remunerate Public Exchange Offer Initiated by Klepierre for all Corio Shares
2 Subject to Approval of Items 1, 3, and 4, For Abstain Approve Merger by Absorption of Corio NV
3 Subject to Approval of Items 1, 2, and 4, For Abstain Issue Shares in Connection with Merger Above
4 Subject to Approval of Items 1, 2, 3, 4, For Abstain Delegate Powers to the Management Board to Acknowledge Completion of Merger and Execute All Formalities Related to Merger
5 Subject to Approval of Items 1, 2, and 4, For Abstain Approve Issuance of Equity or Equity-Linked Securities Reserved for Oddo Corporate Finance, up to Aggregate Nominal Amount of EUR 8.042 Million
6 Authorize Board to Set Issue Price for 10 For Abstain Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
7 Amend Article 11 of Bylaws Re: Length of For For Term for Supervisory Board Members
8 Amend Article 18 of Bylaws Re: Management For For Board
9 Amend Article 28 of Bylaws Re: Absence of For For Double Voting Rights
Ordinary Business
10 Subject to Approval of Item 1, Elect Jeroen For Abstain Drost as Supervisory Board Member
11 Subject to Approval of Item 1, Elect John For Abstain Anthony Carrafiell as Supervisory Board Member
12 Authorize Filing of Required For For Documents/Other Formalities
13 Ratify Appointment of Philippe Thel as For Abstain Supervisory Board Member
14 Ratify Change of Registered Office to 26 For For Boulevard des Capucines, 75009 Paris and Amend Article 4 of Bylaws Accordingly
Page 308 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMC Norilsk Nickel
Meeting Date: 12/11/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 762.34 For For per Share for First Nine Months of Fiscal 2014
2 Approve Related-Party Transaction with ZAO For For Normetimpeks Re: Amend Guarantee to Commission Agreement
MMC Norilsk Nickel
Meeting Date: 12/11/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends of RUB 762.34 For For per Share for First Nine Months of Fiscal 2014
2 Approve Related-Party Transaction with ZAO For For Normetimpeks Re: Amend Guarantee to Commission Agreement
Nieuwe Steen Investments
Meeting Date: 12/11/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Amend Articles Re: AIFM Directive For For
Page 309 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nieuwe Steen Investments
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3a Grant Board Authority to Issue Shares Up To For Against 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights
3b Authorize Board to Exclude Preemptive For Against Rights from Share Issuances
3c Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
4 Allow Questions
5 Close Meeting
Reckitt Benckiser Group plc
Meeting Date: 12/11/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Demerger of the Pharmaceuticals For For Business by Way of Dividend in Specie
Bellway plc
Meeting Date: 12/12/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect John Watson as Director For For
6 Re-elect Ted Ayres as Director For For
7 Re-elect Keith Adey as Director For For
Page 310 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bellway plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Re-elect Mike Toms as Director For For
9 Re-elect John Cuthbert as Director For For
10 Re-elect Paul Hampden Smith as Director For For
11 Re-elect Denise Jagger as Director For For
12 Reappoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Approve Employee Share Option Scheme For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
China Agri-Industries Holdings Ltd.
Meeting Date: 12/12/2014 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve 2014 COFCO Mutual Supply For For Agreement and Relevant Annual Caps
2 Elect Chi Jingtao as Director For Against
Daewoo Securities Co.
Meeting Date: 12/12/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Hong Sung-Gook as Inside Director For For
Page 311 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jumbo SA
Meeting Date: 12/12/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Special Dividend For For
Lukoil OAO
Meeting Date: 12/12/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 60 per For For Share for First Nine Months of Fiscal 2014
Lukoil OAO
Meeting Date: 12/12/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends of RUB 60 per For For Share for First Nine Months of Fiscal 2014
Siemens (India) Ltd.
Meeting Date: 12/12/2014 Country: India Meeting Type: Special
Page 312 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens (India) Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Sale and Transfer of the Company's For For Metals Technologies Business as "Going Concern" and by way of a Slump Sale to a Subsidiary of Siemens VAI Metals Technologies GmbH, Germany
Westpac Banking Corporation
Meeting Date: 12/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3a Elect Lindsay Maxsted as Director For For
3b Elect Robert Elstone as Director For For
3c Elect Alison Deans as Director For For
Yanzhou Coal Mining Company Limited
Meeting Date: 12/12/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve Materials Supply Agreement and For For Related Annual Caps
1.2 Approve Labour and Services Agreement and For For Related Annual Caps
1.3 Approve Insurance Fund Administrative For For Services Agreement and Related Annual Caps
1.4 Approve Products, Materials and Equipment For For Leasing Agreement and Related Annual Caps
Page 313 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yanzhou Coal Mining Company Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.5 Approve Electricity and Heat Agreement and For For Related Annual Caps
1.6 Approve Financial Services Agreement and For Against Related Annual Caps
2.1 Approve Rights Offer to Issue the Convertible For For Hybrid Bonds by Yancoal Australia or its Wholly-owned Subsidiary to the Shareholders of Yancoal Australia on a Pro Rata, Renounceable Basis
2.2 Approve Subscription of the Convertible For For Hybrid Bonds by the Company Under the Rights Offer
2.3 Approve Entering into the Letter of Debt For For Support
2.4 Approve Possible Deemed Disposal of Up to For For 65.2 Percent Equity Interest of Yancoal Australia by the Company in the Event that All Bondholders Exercise Their Conversion Rights in Full in Respect of all the Convertible Hybrid Bonds
2.5 Authorize Board to Handle Matters in For For Relation to the Rights Offer and the Subscription
BACIT Ltd.
Meeting Date: 12/15/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Amendment to the Investment For Abstain Policy
Conroy Gold and Natural Resources plc
Meeting Date: 12/15/2014 Country: Ireland Meeting Type: Annual
Page 314 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Conroy Gold and Natural Resources plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2a Re-elect Louis Maguire as a Director For Abstain
2b Re-elect Michael Power as a Director For Abstain
2c Re-elect David Wathen as a Director For For
3 Authorize Board to Fix Remuneration of For For Auditors
4 Approve the Extension of the Expiry Date of For For the Warrants
5 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
6 Authorize Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Fidelity European Values plc
Meeting Date: 12/15/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Investment Policy For Abstain
Intesa SanPaolo SPA
Meeting Date: 12/15/2014 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Savings Shareholders
1 Elect Representative for Holders of Saving For For Shares; Approve Representative's Remuneration
Page 315 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kiwi Income Property Trust
Meeting Date: 12/15/2014 Country: New Zealand Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Corporatisation For Abstain
2 Approve the Transfer of the Share in the For For Manager and Termination of the Shareholding Deed
Longfor Properties Co. Ltd
Meeting Date: 12/15/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale and Purchase Agreement For For
2 Authorize Board to Handle Matters in For For Relation to the Sale and Purchase Agreement
Nine Dragons Paper (Holdings) Ltd.
Meeting Date: 12/15/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3a1 Elect Zhang Cheng Fei as Director For For
3a2 Elect Tam Wai Chu, Maria as Director For For
3a3 Elect Cheng Chi Pang as Director For For
3a4 Elect Wang Hong Bo as Director For For
Page 316 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nine Dragons Paper (Holdings) Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3b Approve Remuneration of Directors For For
4 Appoint PricewaterhouseCoopers as Auditor For For and Authorize Board to Fix Their Remuneration
5a Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5b Authorize Repurchase of Issued Share Capital For For
5c Authorize Reissuance of Repurchased Shares For For
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
SPECIAL BUSINESS
1.1 Approve Class and Par Value of Shares to be For For Issued in Relation to the Private Placement of A Shares
1.2 Approve Target Subscribers and its For For Relationship with the Company in Relation to the Private Placement of A Shares
1.3 Approve Issue Method and Date in Relation For For to the Private Placement of A Shares
1.4 Approve Price of Shares to be Issued and For For Pricing Principle in Relation to the Private Placement of A Shares
1.5 Approve Number of Shares to be Issued in For For Relation to the Private Placement of A Shares
1.6 Approve Lock-up Period in Relation to the For For Private Placement of A Shares
1.7 Approve Arrangements for Accumulated For For Retained Profits in Relation to the Private Placement of A Shares
1.8 Approve Issue Market in Relation to the For For Private Placement of A Shares
1.9 Approve Term of Validity of the Private For For Placement Resolution
1.10 Approve Amount and Use of Proceeds For For
Page 317 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.11 Approve Whether Private Placement For For Constitutes Connected Transaction
1.12 Approve Whether Private Placement Leads to For For Any Change in the Control of the Company
2 Authorize Board to Handle Matters in For For Relation to Private Placement of A Shares
ORDINARY BUSINESS
3 Approve Resolution on the Private Placement For For Plan
4 Approve Proposal of Qualified for Non-public For For Issuance of A Shares
5 Approve Feasibility Study Report on the For For Proceeds from Private Placement
6 Approve Report on the Use of Proceeds from For For the Previous Offering
7 Approve Signing of Conditional Share For For Purchase Agreement with Certain Investor
8 Approve Formulation of Shareholder Return For For Plan for 2014-2017
9 Approve Medium-term Capital Management For For Plan for 2014-2017
10 Approve Dilution of Current Return by the For For Private Placement and Compensatory Measures
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1 Approve Class and Par Value of Shares to be For For Issued in Relation to the Private Placement of A Shares
1.2 Approve Target Subscribers and its For For Relationship with the Company in Relation to the Private Placement of A Shares
Page 318 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Approve Issue Method and Date in Relation For For to the Private Placement of A Shares
1.4 Approve Price of Shares to be Issued and For For Pricing Principle in Relation to the Private Placement of A Shares
1.5 Approve Number of Shares to be Issued in For For Relation to the Private Placement of A Shares
1.6 Approve Lock-up Period in Relation to the For For Private Placement of A Shares
1.7 Approve Arrangements for Accumulated For For Retained Profits in Relation to the Private Placement of A Shares
1.8 Approve Issue Market in Relation to the For For Private Placement of A Shares
1.9 Approve Term of Validity of the Private For For Placement Resolution
1.10 Approve Amount and Use of Proceeds For For
1.11 Approve Whether Private Placement For For Constitutes Connected Transaction
1.12 Approve Whether Private Placement Leads to For For Any Change in the Control of the Company
ORDINARY BUSINESS
2 Approve Resolution on the Private Placement For For Plan
China State Construction International Holdings Limited
Meeting Date: 12/16/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New CSCECL Sub-construction For For Engagement Agreement
2 Approve New CSC Group Engagement For For Agreement
3 Approve Acquisition Agreement For For
Page 319 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Colt Group SA
Meeting Date: 12/16/2014 Country: Luxembourg Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
A Receive Directors' Special Reports Re: Item B
B Approve Transaction with a Related Party Re: For Abstain Acquisition of KVH
Edinburgh Dragon Trust plc
Meeting Date: 12/16/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Allan McKenzie as Director For For
6 Re-elect Kathryn Langridge as Director For For
7 Re-elect Tony Lowrie as Director For For
8 Re-elect Peter Maynard as Director For For
9 Re-elect Iain McLaren as Director For For
10 Reappoint KPMG LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
Page 320 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Edinburgh Dragon Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Adopt New Articles of Association For For
FactSet Research Systems Inc.
Meeting Date: 12/16/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Robin A. Abrams For For
1.2 Elect Director Michael F. DiChristina For For
1.3 Elect Director Walter F. Siebecker For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Plan
Hudson City Bancorp, Inc.
Meeting Date: 12/16/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director William G. Bardel For For
1.2 Elect Director Scott A. Belair For For
1.3 Elect Director Anthony J. Fabiano For For
1.4 Elect Director Cornelius E. Golding For For
1.5 Elect Director Donald O. Quest For For
1.6 Elect Director Joseph G. Sponholz For For
2 Ratify Auditors For For
Page 321 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hudson City Bancorp, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect HE Chuan as Supervisor For For
TCL Communication Technology Holdings Limited
Meeting Date: 12/16/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Deposit Services Under the Master For Against Financial Services (2014 Renewal) Agreement and Proposed Annual Caps
Treasury Wine Estates Ltd.
Meeting Date: 12/16/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Margaret Lyndsey Cattermole as For For Director
4 Elect Peter Roland Hearl as Director For For
Page 322 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Treasury Wine Estates Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Grant of Up to 764,216 For For Performance Rights to Michael Clarke, Chief Executive Officer of the Company
British Empire Securities and General Trust plc
Meeting Date: 12/17/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Strone Macpherson as Director For For
4 Re-elect Steven Bates as Director For For
5 Re-elect Andrew Robson as Director For For
6 Re-elect Susan Noble as Director For For
7 Re-elect Nigel Rich as Director For For
8 Reappoint Ernst & Young LLP as Auditors For For
9 Authorise Board to Fix Remuneration of For For Auditors
10 Approve Remuneration Report For For
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Adopt New Articles of Association For For
15 Authorise the Company to Use Electronic For For Communications
BYD Company Ltd.
Meeting Date: 12/17/2014 Country: China Meeting Type: Special
Page 323 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BYD Company Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
1 Approve Connected Transactions on Leasing For For Arrangements Between the Company and its Controlling Subsidiaries
O2 Czech Republic AS
Meeting Date: 12/17/2014 Country: Czech Republic Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
1 Open Meeting
2.1 Approve Meeting Procedures For For
2.2 Elect Meeting Chairman and Other Meeting For For Officials
3 Amend Articles of Association For Against
Shareholder Proposal Submitted by PPF Arena 2 B.V.
4 Shareholder Proposal: Approve Financial None Against Assistance to Company's Majority Shareholder, PPF Arena 2 B.V.
Management Proposal
5 Close Meeting
RPC Group plc
Meeting Date: 12/17/2014 Country: United Kingdom Meeting Type: Special
Page 324 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RPC Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorise Issue of Equity in Connection with For Abstain the Rights Issue
2 Approve Acquisition of Promens Group AS For Abstain
Ten Network Holdings Ltd.
Meeting Date: 12/17/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2 Elect Jack Cowin as Director For For
3 Elect John Klepec as Director For For
4 **Withdrawn Resolution** Elect Paul Mallam as Director
Shareholder Proposal
5 Elect Stephen Mayne as Director Against Against
Management Proposal
6 Approve the Remuneration Report For Against
Tractebel Energia S.A.
Meeting Date: 12/17/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Amend Article 19 For Do Not Vote
1.2 Amend Article 2 For Do Not Vote
Page 325 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tractebel Energia S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Amend Article 19, Paragraph XI For Do Not Vote
2 Consolidate Bylaws For Do Not Vote
Woori Investment & Securities Co.
Meeting Date: 12/17/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement with NH For For Investment & Securities Co., Ltd.
2 Amend Articles of Incorporation For Against
3 Elect Two Inside Directors, One NINED, and For For Six Outside Directors (Bundled)
4 Elect Three Members of Audit Committee For For (Three Outside Directors)
5 Elect Baek Bok-Soo as Member of Audit For For Committee (Inside Director)
6 Amend Terms of Severance Payments to For Against Executives
Air China Ltd.
Meeting Date: 12/18/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Framework Agreement and Related For Against Transactions
Australia and New Zealand Banking Group Ltd.
Meeting Date: 12/18/2014 Country: Australia Meeting Type: Annual
Page 326 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Australia and New Zealand Banking Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2 Approve the Remuneration Report For For
3 Approve the Grant of Performance Rights to For For Michael Smith, Chief Executive Officer of the Company
4a Elect D. M. Gonski as Director For For
4b Elect J. T. Macfarlane as Director For For
4c Elect I. R. Atlas as Director For For
Shareholder Proposal
5 Approve the Amendments to the Australia Against Against and New Zealand Banking Group Ltd. Constitution
AutoZone, Inc.
Meeting Date: 12/18/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Douglas H. Brooks For For
1.2 Elect Director Linda A. Goodspeed For For
1.3 Elect Director Sue E. Gove For For
1.4 Elect Director Earl G. Graves, Jr. For For
1.5 Elect Director Enderson Guimaraes For For
1.6 Elect Director J. R. Hyde, III For For
1.7 Elect Director D. Bryan Jordan For For
1.8 Elect Director W. Andrew McKenna For For
1.9 Elect Director George R. Mrkonic, Jr. For For
1.10 Elect Director Luis P. Nieto For For
1.11 Elect Director William C. Rhodes, III For For
2 Approve Executive Incentive Bonus Plan For Against
Page 327 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AutoZone, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Ratify Auditors For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5 Report on Political Contributions Against For
Beijing Capital International Airport Co., Ltd.
Meeting Date: 12/18/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of T3D and Ancillary For For Assets
2 Approve Supply of Power and Energy For For Agreement and Relevant Annual Caps
3 Approve Supply of Aviation Safety and For For Security Guard Services Agreement and Relevant Annual Caps
4 Elect Ma Zheng as Director For Against
SPECIAL BUSINESS
1.1 Approve Issue of Short-term Debenture For For
1.2 Authorize Two Executive Directors to Deal For For with Matters Relating to Short-term Debenture
DP World Ltd
Meeting Date: 12/18/2014 Country: United Arab Emirates Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Acquisition of Economic Zones For For World FZE from Port and Free Zone World FZE
Page 328 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DP World Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Ratify Appointment of Mark Russel as Director For For
Extraordinary Business
3 Delisting of the Comany's Shares from the For For London Stock Exchange
Duluxgroup Ltd
Meeting Date: 12/18/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.1 Elect Peter Kirby as Director For For
2.2 Elect Judith Swales as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Shares to Patrick For For Houlihan, Managing Director and CEO of the Company
5 Approve the Grant of Shares to Stuart Boxer, For For Chief Financial Officer and Executive Director of the Company
6 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
GlaxoSmithKline plc
Meeting Date: 12/18/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Transaction by the Company with For For Novartis AG
Page 329 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IOI Properties Group Berhad
Meeting Date: 12/18/2014 Country: Malaysia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Renouncable Rights Issue For For
2 Approve Employees' Share Option Scheme For For (ESOS)
3 Approve Grant of Options to Lee Shin Cheng, For For Executive Chairman, Under the Proposed ESOS
4 Approve Grant of Options to Lee Yeow Seng, For For CEO, Under the Proposed ESOS
5 Approve Grant of Options to Lee Yoke Har, For For Senior General Manager, Under the Proposed ESOS
Koninklijke Vopak NV
Meeting Date: 12/18/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Elect M.F. Groot to Supervisory Board For For
3 Other Business (Non-Voting)
4 Close Meeting
Magnit PJSC
Meeting Date: 12/18/2014 Country: Russia Meeting Type: Special
Page 330 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Magnit PJSC
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 152.07 For For per Share for First Nine Months of Fiscal 2014
2.1 Approve Large-Scale Related-Party For For Transaction with OAO Bank of Moscow Re: Guarantee Agreement for Securing Obligations of ZAO Tander
2.2 Approve Large-Scale Related-Party For For Transaction with OAO Alfa-Bank Re: Guarantee Agreements for Securing Obligations of ZAO Tander
Magnit PJSC
Meeting Date: 12/18/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 152.07 For For per Share for First Nine Months of Fiscal 2014
2.1 Approve Large-Scale Related-Party For For Transaction with OAO Bank of Moscow Re: Guarantee Agreement for Securing Obligations of ZAO Tander
2.2 Approve Large-Scale Related-Party For For Transaction with OAO Alfa-Bank Re: Guarantee Agreements for Securing Obligations of ZAO Tander
National Australia Bank Limited
Meeting Date: 12/18/2014 Country: Australia Meeting Type: Annual
Page 331 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Australia Bank Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Ken Henry as Director For For
2b Elect David Armstrong as Director For For
2c Elect Peeyush Gupta as Director For For
2d Elect Geraldine McBride as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Performance Rights to For For Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company
OPAP (Greek Organisation of Football Prognostics SA)
Meeting Date: 12/18/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Distribution of Tax Exempt Reserves For For
2 Receive Information on Interim Dividend Distribution
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Meeting Date: 12/18/2014 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Prepare List of Shareholders
Page 332 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Acknowledge Proper Convening of Meeting
5 Approve Agenda of Meeting For For
6 Approve Reduction in Price for Sale of For For Company's Property Located in Sanok, Ustrzyki Dolne, and Gorlice
7 Close Meeting
Tenaga Nasional Bhd.
Meeting Date: 12/18/2014 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend For For
2 Approve Remuneration of Directors For For
3 Elect Sakthivel a/l Alagappan as Director For For
4 Elect Ir. Md Sidek bin Ahmad as Director For For
5 Elect Ahmad Farouk bin Mohamed as Director For For
6 Elect Zainal Abidin bin Putih as Director For For
7 Elect Abd Manaf bin Hashim as Director For For
8 Elect Leo Moggie as Director For For
9 Elect Siti Norma binti Yaakob as Director For For
10 Approve PricewaterhouseCoopers as Auditors For Against and Authorize Board to Fix Their Remuneration
11 Approve Zainal Abidin bin Putih to Continue For For Office as Independent Non-Executive Director
12 Authorize Share Repurchase Program For For
Tenaga Nasional Bhd.
Meeting Date: 12/18/2014 Country: Malaysia Meeting Type: Special
Page 333 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tenaga Nasional Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Long Term Incentive Plan For For (LTIP)
2 Approve Issuance of Shares to Ir. Azman bin For For Mohd Under the Proposed LTIP
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 12/18/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Company's Participation in Brazilian For Do Not Electricity Regulatory Agency (ANEEL) Auction Vote
Alstom
Meeting Date: 12/19/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Sale of Energy Activities and For Abstain Corporate and Shared Services to General Electric
2 Authorize Filing of Required For For Documents/Other Formalities
Amada Co. Ltd.
Meeting Date: 12/19/2014 Country: Japan Meeting Type: Special
Page 334 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amada Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Adoption of Holding Company For For Structure and Transfer of Operations to Wholly Owned Subsidiaries
2 Amend Articles to Change Company Name - For For Amend Business Lines
3.1 Elect Director Nakamura, Kazuo For For
3.2 Elect Director Yamamoto, Koji For For
3.3 Elect Director Yano, Tomohiro For For
3.4 Elect Director Miyoshi, Hidekazu For Against
4.1 Appoint Statutory Auditor Shigeta, Takaya For For
4.2 Appoint Statutory Auditor Takeo, Kiyoshi For For
Ashford Hospitality Trust, Inc.
Meeting Date: 12/19/2014 Country: USA Meeting Type: Proxy Contest
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proxy (Blue Card)
1 Revoke Consent to Request Special Meeting For Do Not Vote
Dissident Proxy (Unknown Card)
1 Consent to Request Special Meeting For For
BH Credit Catalysts Ltd
Meeting Date: 12/19/2014 Country: Guernsey Meeting Type: Special
Page 335 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BH Credit Catalysts Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Approve New Investment Policy For Abstain
2 Approve the DW Management Agreement For Abstain
Special Resolutions
3 Change Company Name to DW Catalyst Fund For Abstain Limited
4 Adopt New Articles of Incorporation For For
CA Immobilien Anlagen AG
Meeting Date: 12/19/2014 Country: Austria Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Dmitry Mints as Supervisory Board For Do Not Member Vote
1b Elect Michael Stanton as Supervisory Board For Do Not Member Vote
Datang International Power Generation Co. Ltd
Meeting Date: 12/19/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve Release of Entrusted loan to Inner For For Mongolia Datang Energy Resource Development Company Ltd. Under the Implemented Renewable Resource Agreements
Page 336 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Approve Release of Entrusted Loan to Inner For For Mongolia Datang Energy Resource Development Company Ltd. Under the New Renewable Resource Agreement
1.3 Approve Release of Entrusted Loan to Innder For For Mongolia Datang International Xilinhaote Mining Company Ltd. Under the Xilinhaote Mining Entrusted Loan Agreement
2 Approve Provision of the Counter Guarantee For For Undertaking Letter in Relation to the Issue of the Corporate Bonds
Doosan Heavy Industries & Construction Co.
Meeting Date: 12/19/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Jeong Ji-Taek as Inside Director For For
F&C UK Real Estate Investments Limited
Meeting Date: 12/19/2014 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolution
1 Approve Transaction with a Related Party For Abstain
Special Resolution
2 Adopt New Articles of Incorporation For For
Hamamatsu Photonics
Meeting Date: 12/19/2014 Country: Japan Meeting Type: Annual
Page 337 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hamamatsu Photonics
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 30
2 Elect Director Ise, Kiyotaka For Against
3 Appoint Statutory Auditor Mizushima, Hiroshi For For
Henderson Value Trust plc
Meeting Date: 12/19/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Richard Gubbins as Director For For
5 Elect Graham Oldroyd as Director For For
6 Reappoint Grant Thornton UK LLP as Auditors For For
7 Authorise Board to Fix Remuneration of For For Auditors
8 Approve Continuation of Company as For For Investment Trust
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Directors to Sell Treasury Shares For For for Cash
12 Authorise Market Purchase of Ordinary Shares For For
13 Approve Tender Offer For Abstain
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 338 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Incitec Pivot Ltd
Meeting Date: 12/19/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Kathryn Fagg as Director For For
2 Elect Gregory Hayes as Director For For
3 Elect Rebecca McGrath as Director For For
4 Approve the Grant of Performance Rights to For For James Fazzino, Managing Director and Chief Executive Officer of the Company
5 Approve the Remuneration Report For For iShares III plc- FTSE UK Gilts 0 - 5 yr Ucits
Meeting Date: 12/19/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers as For For Auditors
3 Authorize Board to Fix Remuneration of For For Auditors
Special Resolution
1 Amend Articles of Association For For
JPMorgan Japanese Investment Trust plc
Meeting Date: 12/19/2014 Country: United Kingdom Meeting Type: Annual
Page 339 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Japanese Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect Alan Barber as Director For For
6 Re-elect Andrew Fleming as Director For For
7 Re-elect Keith Percy as Director For For
8 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
Piraeus Bank SA
Meeting Date: 12/19/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Inclusion of the Bank in a special For For Legal Framework Regarding the Conversion of Deferred Tax Assets into Claims Against the Hellenic Republic, the Formation of a Special Reserve, and the Free Issue of Warrants
2 Various Announcements
Page 340 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Telekomunikasi Indonesia Tbk
Meeting Date: 12/19/2014 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors and Commissioners For Against
CITIC Securities Co., Ltd.
Meeting Date: 12/22/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve Absorption and Merger of the For For Wholly-owned Subsidiary CITIC Securities (Zhejiang) Company Limited
2 Approve Change of Business Scope and For For Amendments to Articles of Association
Hypermarcas S.A.
Meeting Date: 12/22/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Approve Spin-Off Proposal For Do Not Vote
1b Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
1c Approve Independent Firm's Appraisal For Do Not Vote
1d Approve Spin-Off and Cancellation of Shares For Do Not Vote
1e Approve Restructuring of Cosmed Industria For Do Not de Cosmeticos e Medicamentos S.A. Vote
Page 341 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hypermarcas S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Approve Agreement to Absorb Cosmed For Do Not Industria de Cosmeticos e Medicamentos S.A. Vote
2b Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
2c Approve Independent Firm's Appraisal For Do Not Vote
2d Approve Company's Restructuring and For Do Not Issuance of Shares Vote
3 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Intervest Offices & Warehouses SA
Meeting Date: 12/22/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
I.A1 Receive Special Board and Auditor Reports Re: Partial Split
I.A2 Receive Information Re: Intention to Waive the Application of Articles 730 and 733 of Belgian Company Law by Shareholders of Partially Demerged Company
B Receive Announcements on Important Changes in Capital After Proposed Partial Split
C Approve Partial Split of Machiels Real Estate For For
II.A Approve Issuance of Shares in Connection For For with Partial Split
II.B Approve Conditional Cash Bonus to For For Shareholders of Partially Demerged Company under Item C
III.A Amend Article 5 to Reflect Changes in Capital For For Re: Item IIa
III.B Amend Article 8 Re: Addition of Option to For For Convert Registered Shares into Dematerialised Shares
IV Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Page 342 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Noble Corporation plc
Meeting Date: 12/22/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program For For
PKP Cargo SA
Meeting Date: 12/22/2014 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Prepare List of Shareholders
3 Acknowledge Proper Convening of Meeting
4 Approve Agenda of Meeting For For
5 Amend Statute For For
6 Transact Other Business For Against
7 Close Meeting
Public Power Corporation S.A.
Meeting Date: 12/22/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Treatment of Untaxed Reserves For For
2 Decide on the Issue of High Voltage For For Customer Tariffs
3 Ratify Director Appointment For For
Page 343 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Public Power Corporation S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Appointment of Member of Audit For For Committee
5 Other Business For Against
Champion Real Estate Investment Trust
Meeting Date: 12/23/2014 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Business Scope regarding Property For For Development
2 Amend Business Scope regarding Relevant For For Investments
3 Approve Dividend Distribution Policy For For Amendments
China Everbright Bank Co., Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1 Amend Articles of Association For For
2.1 Approve Type of Preference Shares to be For For Issued in Relation to Domestic Non-public Issuance of Preference Shares
2.2 Approve Number of Preference Shares to be For For Issued and Issuance Size in Relation to Domestic Non-public Issuance of Preference Shares
2.3 Approve Par Value and Issuance Price in For For Relation to Domestic Non-public Issuance of Preference Shares
Page 344 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Everbright Bank Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.4 Approve Method of Issuance in Relation to For For Domestic Non-public Issuance of Preference Shares
2.5 Approve Duration in Relation to Domestic For For Non-public Issuance of Preference Shares
2.6 Approve Target Investors in Relation to For For Domestic Non-public Issuance of Preference Shares
2.7 Approve Lock-up Period in Relation to For For Domestic Non-public Issuance of Preference Shares
2.8 Approve Terms for Distribution of Dividends For For in Relation to Domestic Non-public Issuance of Preference Shares
2.9 Approve Terms for Mandatory Conversion in For For Relation to Domestic Non-public Issuance of Preference Shares
2.10 Approve Terms for Optional Redemption in For For Relation to Domestic Non-public Issuance of Preference Shares
2.11 Approve Restrictions on Voting Rights in For For Relation to Domestic Non-public Issuance of Preference Shares
2.12 Approve Restoration of Voting Rights in For For Relation to Domestic Non-public Issuance of Preference Shares
2.13 Approve Sequence of Settlement and Method For For of Liquidation in Relation to Domestic Non- public Issuance of Preference Shares
2.14 Approve Rating Arrangements in Relation to For For Domestic Non-public Issuance of Preference Shares
2.15 Approve Guarantee Arrangement in Relation For For to Domestic Non-public Issuance of Preference Shares
2.16 Approve Use of Proceeds in Relation to For For Domestic Non-public Issuance of Preference Shares
2.17 Approve Transfer Arrangements in Relation For For to Domestic Non-public Issuance of Preference Shares
2.18 Approve the Effective Period for the For For Resolution on the Issuance of Preference Shares
2.19 Approve Matters Relating to Authorisation in For For Relation to Domestic Non-public Issuance of Preference Shares
Page 345 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Everbright Bank Co., Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
SPECIAL BUSINESS
1 Amend Articles of Association For For
2.1 Approve Type of Preference Shares to be For For Issued in Relation to Domestic Non-public Issuance of Preference Shares
2.2 Approve Number of Preference Shares to be For For Issued and Issuance Size in Relation to Domestic Non-public Issuance of Preference Shares
2.3 Approve Par Value and Issuance Price in For For Relation to Domestic Non-public Issuance of Preference Shares
2.4 Approve Method of Issuance in Relation to For For Domestic Non-public Issuance of Preference Shares
2.5 Approve Duration in Relation to Domestic For For Non-public Issuance of Preference Shares
2.6 Approve Target Investors in Relation to For For Domestic Non-public Issuance of Preference Shares
2.7 Approve Lock-up Period in Relation to For For Domestic Non-public Issuance of Preference Shares
2.8 Approve Terms for Distribution of Dividends For For in Relation to Domestic Non-public Issuance of Preference Shares
2.9 Approve Terms for Mandatory Conversion in For For Relation to Domestic Non-public Issuance of Preference Shares
2.10 Approve Terms for Optional Redemption in For For Relation to Domestic Non-public Issuance of Preference Shares
2.11 Approve Restrictions on Voting Rights in For For Relation to Domestic Non-public Issuance of Preference Shares
2.12 Approve Restoration of Voting Rights in For For Relation to Domestic Non-public Issuance of Preference Shares
2.13 Approve Sequence of Settlement and Method For For of Liquidation in Relation to Domestic Non- public Issuance of Preference Shares
Page 346 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Everbright Bank Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.14 Approve Rating Arrangements in Relation to For For Domestic Non-public Issuance of Preference Shares
2.15 Approve Guarantee Arrangement in Relation For For to Domestic Non-public Issuance of Preference Shares
2.16 Approve Use of Proceeds in Relation to For For Domestic Non-public Issuance of Preference Shares
2.17 Approve Transfer Arrangements in Relation For For to Domestic Non-public Issuance of Preference Shares
2.18 Approve the Effective Period for the For For Resolution on the Issuance of Preference Shares
2.19 Approve Matters Relating to Authorisation in For For Relation to Domestic Non-public Issuance of Preference Shares
ORDINARY BUSINESS
1 Approve Non-public Issuance of Preferrence For For Shares to China Everbright (Group) Corporation and the Connected Transactions
2 Approve Signing of the Conditional For For Preference Shares Subscription Agreement with China Everbright (Group) Corporation
3 Approve Impact of Dilution of Returns for the For For Current Period Arising from Issuance of Preference Shares on the Key Financial Indicators of the Company and Adoption of Measures for Making up the Shortfall
4 Approve Shareholder Return Plan of the For For Company for 2014-2016
5 Elect Zhao Wei as Director For For
6 Elect Xu Hongcai as Director For For
7 Elect Yin Lianchen as Supervisor For For
8 Elect Ma Teng as Director None Against
9 Elect Yang Jigui as Director None Against
10 Elect Feng Lun as Director None Against
11 Approve Provision of Guarantee by the None For Company for Jiangsu Huai'an Everbright Village Bank Co., Ltd.
Page 347 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Longyuan Power Group Corporation Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Guodian Master Agreement For For Relating to the Supply of Materials, Products and Services by the Company to China Guodian Corporation
2 Approve New Guodian Master Agreement For For Relating to the Supply of Materials, Products and Services by China Guodian Corporation to the Company
SPECIAL BUSINESS
1 Approve Issuance of Private Debt Financing For For Instruments
2 Approve Issuance of Ultra Short-term For For Debentures
China Minsheng Banking Corp., Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
SPECIAL BUSINESS
1 Approve Qualification of the Company in For For Relation to the Non-public Issuance of Preference Shares
2.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-publicIssuance of Domestic Preference Shares
2.2 Approve Maturity in Relation to Non-public For For Issuance of Domestic Preference Shares
2.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Domestic Preference Shares
2.4 Approve Placees in Relation to Non-public For For Issuance of Domestic Preference Shares
Page 348 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Domestic Preference Shares
2.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Domestic Preference Shares
2.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Domestic Preference Shares
2.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Domestic Preference Shares
2.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Domestic Preference Shares
2.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Domestic Preference Shares
2.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Domestic Preference Shares
2.12 Approve Rating in Relation to Non-public For For Issuance of Domestic Preference Shares
2.13 Approve Guarantee in Relation to Non-public For For Issuance of Domestic Preference Shares
2.14 Approve Transferability in Relation to Non- For For public Issuance of Domestic Preference Shares
2.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Domestic Preference Shares
2.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Domestic Preference Shares
2.17 Approve Relationship between Domestic and For For Offshore Issuances in Relation to Non-public Issuance of Domestic Preference Shares
3.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-publicIssuance of Offshore Preference Shares
3.2 Approve Maturity in Relation to Non-public For For Issuance of Offshore Preference Shares
3.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Offshore Preference Shares
Page 349 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.4 Approve Placees in Relation to Non-public For For Issuance of Offshore Preference Shares
3.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Offshore Preference Shares
3.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Offshore Preference Shares
3.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Offshore Preference Shares
3.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Offshore Preference Shares
3.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Offshore Preference Shares
3.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Offshore Preference Shares
3.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Offshore Preference Shares
3.12 Approve Rating in Relation to Non-public For For Issuance of Offshore Preference Shares
3.13 Approve Guarantee in Relation to Non-public For For Issuance of Offshore Preference Shares
3.14 Approve Transferability in Relation to Non- For For public Issuance of Offshore Preference Shares
3.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Offshore Preference Shares
3.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Offshore Preference Shares
3.17 Approve Relationship between Domestic and For For Offshore Issuancesin Relation to Non-public Issuance of Offshore Preference Shares
4 Approve Feasibility Analysis Report of the For For Use of Proceeds from Non-public Issuance of Preference Shares
5 Authorize Board to Exercise Full Power to For For Deal with Matters Relating to the Issuance of Preference Shares
6 Approve Issuance Plan of Financial Bonds For For and Tier-2 Capital Bonds for 2014 to 2016
Page 350 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Authorize Board to Issue Offshore Bonds in For For Due Course
8 Approve Amendments to Articles of For For Association
9 Approve Change of Registered Share of the For For Company
ORDINARY BUSINESS
1 Approve Formulation of Capital Management For For Planning for 2014 to 2016
2 Approve Formulation of Shareholder Return For For Plan for 2014 to 2016
3 Approve Impacts on Dilution of Current For For Returns of Non-public Issuance of Preference Shares and Relevant Remedial Measures and Non-public Issuance of Renmibi Ordinary Shares
4 Amend Rules and Procedures Regarding For For General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Meeting of the Board of Directors
6 Approve 2014 Interim Profit Distribution Plan For For
7 Elect Yao Dafeng as Director For For
China Minsheng Banking Corp., Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-publicIssuance of Domestic Preference Shares
1.2 Approve Maturity in Relation to Non-public For For Issuance of Domestic Preference Shares
1.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Domestic Preference Shares
Page 351 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.4 Approve Placees in Relation to Non-public For For Issuance of Domestic Preference Shares
1.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Domestic Preference Shares
1.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Domestic Preference Shares
1.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Domestic Preference Shares
1.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Domestic Preference Shares
1.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Domestic Preference Shares
1.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Domestic Preference Shares
1.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Domestic Preference Shares
1.12 Approve Rating in Relation to Non-public For For Issuance of Domestic Preference Shares
1.13 Approve Guarantee in Relation to Non-public For For Issuance of Domestic Preference Shares
1.14 Approve Transferability in Relation to Non- For For public Issuance of Domestic Preference Shares
1.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Domestic Preference Shares
1.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Domestic Preference Shares
1.17 Approve Relationship between Domestic and For For Offshore Issuances in Relation to Non-public Issuance of Domestic Preference Shares
2.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-public Issuance of Offshore Preference Shares
2.2 Approve Maturity in Relation to Non-public For For Issuance of Offshore Preference Shares
Page 352 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Offshore Preference Shares
2.4 Approve Placees in Relation to Non-public For For Issuance of Offshore Preference Shares
2.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Offshore Preference Shares
2.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Offshore Preference Shares
2.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Offshore Preference Shares
2.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Offshore Preference Shares
2.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Offshore Preference Shares
2.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Offshore Preference Shares
2.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Offshore Preference Shares
2.12 Approve Rating in Relation to Non-public For For Issuance of Offshore Preference Shares
2.13 Approve Guarantee in Relation to Non-public For For Issuance of Offshore Preference Shares
2.14 Approve Transferability in Relation to Non- For For public Issuance of Offshore Preference Shares
2.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Offshore Preference Shares
2.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Offshore Preference Shares
2.17 Approve Relationship between Domestic and For For Offshore Issuances in Relation to Non-public Issuance of Offshore Preference Shares
Page 353 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Petroleum & Chemical Corp.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Shanghai Petrochemical A Share For For Option Incentive Scheme (Draft)
2 Approve Provision of External Guarantees For For
Clarkson plc
Meeting Date: 12/23/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
This is a Second Call Meeting Originally Held on 16 December 2014
1 Approve Matters Relating to the Acquisition For For of RS Platou ASA
2 Authorise Issue of Equity with Pre-emptive For For Rights
3 Authorise Issue of Equity without Pre- For Abstain emptive Rights
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles 5 and 31 For Do Not Vote
Page 354 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dairy Crest Group plc
Meeting Date: 12/23/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal of Dairies Business and For Abstain Operations
2 Amend Long Term Incentive Share Plan For Against
Hellenic Telecommunications Organization SA
Meeting Date: 12/23/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Related Party Transactions For For
2 Amend the Terms of Contract Signed For For Between Executive Director and Company
3 Amend Previously Approved Decision on Use For For of Reserves for Realization of Investment Plans
4 Various Announcements
Huadian Power International Corporation Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Amendments to Articles of For For Association
2a Approve Purchase of Coal from China For For Huadian and its Subsidiaries and Related Annual Caps
Page 355 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huadian Power International Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2b Approve Purchase of Engineering Equipment, For For Systems, Products, Construction Contracting Projects and Certain Services from China Huadian and its Subsidiaries and Related Annual Caps
2c Approve Sale of Coal and Provision of For For Services to China Huadian and its Subsidiaries and Related Annual Caps
3 Approve Financial Services Agreement with For Against Huadian Finance
4a Approve China Huadian and its Subsidiaries For Abstain to Provide Loan to the Company
4b Approve Shandong International Trust to For Abstain Provide Loan to the Company
Malaysia Airports Holdings Bhd
Meeting Date: 12/23/2014 Country: Malaysia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Acquisitions For Abstain
2 Approve Rights Issue For For
Sinopec Shanghai Petrochemical Co. Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve Basis for Determining Participants For For and Scope of the Participants in Relation to the Share Option Scheme
1.2 Approve Source and Number of the For For Underlying Shares in Relation to the Share Option Scheme
Page 356 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sinopec Shanghai Petrochemical Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Approve Validity Period, Grant Date, Vesting For For Period, Exercise Arrangements and Lock-up Provisions in Relation to the Share Option Scheme
1.4 Approve Exercise Price of the Share Options For For and the Basis of Determination in Relation to the Share Option Scheme
1.5 Approve Conditions of the Grant and the For For Exercise of the Share Options in Relation to the Share Option Scheme
1.6 Approve Methods and Procedures for For For Adjusting the Number and the Exercise Price of the Share Options in the Relation to Share Option Scheme
1.7 Approve Accounting Policies of the Share For For Options in Relation to the Share Option Scheme
1.8 Approve Procedures of the Grant and the For For Exercise of the Share Options in Relation to the Share Option Scheme
1.9 Approve Respective Rights and Obligations of For For the Company and the Participants in Relation to the Share Option Scheme
1.10 Approve Solutions for Special Circumstances For For in Relation to the Share Option Scheme
1.11 Approve Amendments and Termination in For For Relation to the Share Option Scheme
2 Approve Administrative Measures on the A For For Share Option Incentive Scheme
3 Approve Administrative Measures for For For Appraisal under the A Share Option Incentive Scheme
4 Authorize Board to Handle Matters in For For Relation to Share Option Scheme
5 Elect Zheng Yunrui as Supervisor For For
Sinopec Shanghai Petrochemical Co. Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Page 357 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sinopec Shanghai Petrochemical Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1.1 Approve Basis for Determining Participants For For and Scope of the Participants in Relation to Share Option Scheme
1.2 Approve Source and Number of the For For Underlying Shares in Relation to Share Option Scheme
1.3 Approve Validity Period, Grant Date, Vesting For For Period, Exercise Arrangements and Lock-up Provisions in Relation to Share Option Scheme
1.4 Approve Exercise Price of the Share Options For For and the Basis of Determination in Relation to Share Option Scheme
1.5 Approve Conditions of the Grant and the For For Exercise of the Share Options in Relation to Share Option Scheme
1.6 Approve Methods and Procedures for For For Adjusting the Number and the Exercise Price of the Share Options in Relation to Share Option Scheme
1.7 Approve Accounting Policies of the Share For For Options in Relation to Share Option Scheme
1.8 Approve Procedures of the Grant and the For For Exercise of the Share Options in Relation to Share Option Scheme
1.9 Approve Respective Rights and Obligations of For For the Company and the Participants in Relation to Share Option Scheme
1.10 Approve Solutions for Special Circumstances For For in Relation to Share Option Scheme
1.11 Approve Amendments and Termination of For For the Share Option Scheme
2 Authorize Board to Handle Matters in For For Relation to Share Option Scheme
Uni-President China Holdings Ltd.
Meeting Date: 12/23/2014 Country: Cayman Islands Meeting Type: Special
Page 358 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uni-President China Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Framework Purchase For For Agreement and Annual Caps
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For Do Not the Independent Firm to Appraise Proposed Vote Transaction
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
5 Elect Directors For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For
4 Approve Absorption of Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
5 Elect Directors For
Page 359 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Agreement to Absorb Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For Do Not the Independent Firm to Appraise Proposed Vote Transaction
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
5 Elect Directors For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Agreement to Absorb Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For
4 Approve Absorption of Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
5 Elect Directors For
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Page 360 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vale S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Preferred Shareholders
1 Approve Agreement to Absorb Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For Do Not the Independent Firm to Appraise Proposed Vote Transaction
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Preferred Shareholders
1 Approve Agreement to Absorb Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For
4 Approve Absorption of Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Preferred Holders
Page 361 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vale S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For Do Not the Independent Firm to Appraise Proposed Vote Transaction
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Sociedade de For Do Not Mineracao Constelacao de Apolo S.A. (Apolo) Vote and Vale Mina do Auzl S.A. (VMA)
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Preferred Holders
1 Approve Agreement to Absorb Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For
4 Approve Absorption of Sociedade de For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
Hutchison Harbour Ring Ltd.
Meeting Date: 12/24/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Change of Company Name For For
Sinotrans Ltd.
Meeting Date: 12/24/2014 Country: China Meeting Type: Special
Page 362 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sinotrans Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Master Services Agreement For For (SINOTRANS & CSC) and Related Annual Caps
2 Approve Master Services Agreement For For (Sinotrans Shandong Hongzhi) and Related Annual Caps
3 Approve Master Services Agreement For For (Qingdao Jinyun) and Related Annual Caps
4 Approve Master Services Agreement For For (Qingdao Liantong) and Related Annual Caps
TMK OAO
Meeting Date: 12/25/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR/GDR Holders
1 Approve Related-Party Transaction with OAO For Against Nordea Bank Re: Supplementary Agreement to Guarantee Agreement
2 Approve Interim Dividends for First Six For For Months of Fiscal 2014
3 Approve Framework Agreement with Member For Against of Board of Directors
Kingsoft Corporation Ltd.
Meeting Date: 12/26/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Framework Agreement and Related For For Annual Caps
Page 363 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kingsoft Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Loan Agreement and Related For Abstain Transactions
Uralkali PAO
Meeting Date: 12/26/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 2.96 per For For Share
Uralkali PAO
Meeting Date: 12/26/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 2.96 per For For Share
Azrieli Group Ltd.
Meeting Date: 12/28/2014 Country: Israel Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Discuss Financial Statements and the Report of the Board for 2013
2.1 Reelect Dana Azrieli as Director Until the End For For of the Next Annual General Meeting
Page 364 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Azrieli Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.2 Reelect Menachem Einan as Director Until For For the End of the Next Annual General Meeting
2.3 Reelect Sharon Azrieli as Director Until the For For End of the Next Annual General Meeting
2.4 Reelect Naomi Azrieli as Director Until the For For End of the Next Annual General Meeting
2.5 Reelect Josef Chechanover as Director For For (Independent Director) Until the End of the Next Annual General Meeting
2.6 Reelect Tzipora Carmon as Director For For (Independent Director) Until the End of the Next Annual General Meeting
3 Elect Oren Dror as Independent Director For For Until the End of the Next Annual General Meeting
4 Reappoint Brightman Almagor Zohar & Co. For Against as Auditors as Auditors and Authorize Board to Fix Their Remuneration
5 Extend Indemnification Agreements to For For Indirect Controlling Directors/Officers For Three Year Term
6 Approve New Chairman Service Agreement For For With Dana Azrieli, Conrolling Shareholder
7 Amend Compensation Policy for the Directors For For and Officers of the Company
A Vote FOR if you are a controlling shareholder None For or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
B1 If you are an Interest Holder as defined in None Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in None Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined None in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
Page 365 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gulf International Services QSC
Meeting Date: 12/28/2014 Country: Qatar Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For Against
Brilliance China Automotive Holdings Ltd.
Meeting Date: 12/29/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Huachen Framework Agreements For For and Related Transactions
China Bluechemical Ltd.
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Wang Hui as Director, Authorize Board For For to Enter Into a Service Contract with Wang Hui and Authorize Board to Fix His Remuneration
2 Approve Dongfang 1-1 Gasfield Phase I For For Adjusted Project Natural Gas Sale and Purchase Framework Agreement
3 Approve Annual Caps for the Transactions For For under the Natural Gas Sale and Purchase Agreements
4 Approve Comprehensive Services and For For Product Sales Agreement
5 Approve Annual Caps for the Transactions For For under the Comprehensive Services and Product Sales Agreement
Page 366 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Bluechemical Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Finance Lease Agreement For For
7 Approve Annual Caps for the Transactions For For under the Finance Lease Agreement
China Coal Energy Company Limited
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve 2015 Coal Supply Framework For For Agreement and Related Annual Caps
2 Approve 2015 Integrated Materials and For For Services Mutual Provision Framework Agreement and Related Annual Caps
3 Approve 2015 Project Design, Construction For For and General Contracting Services Framework Agreement and Related Annual Caps
China Life Insurance Co. Limited
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
1 Approve Continuing Connected Transaction For For and Related Annual Cap
Corporacion Financiera Colombiana SA
Meeting Date: 12/29/2014 Country: Colombia Meeting Type: Special
Page 367 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Financiera Colombiana SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Holders of Ordinary Shares and Preferential Shares without Voting Rights
1 Verify Quorum
2 Approve Meeting Agenda For
3 Authorize Capitalization of Reserves For
4 Approve Minutes of Meeting For
Folli Follie Group
Meeting Date: 12/29/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Treatment of Untaxed Reserves For For
2 Approve Auditors and Fix Their Remuneration For Against
3 Approve Guarantees to Subsidiaries For For
4 Amend Company Articles For For
5 Other Business For Against
Hochschild Mining plc
Meeting Date: 12/29/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Restricted Share Plan For Against
2 Approve Restricted Share Plan Award to the For Against Chief Executive Officer
Page 368 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Engineering & Construction Co. Inc.
Meeting Date: 12/29/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For For
Sinopharm Group Co., Ltd.
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Aprrove Master Procurement Agreement and For For Related Annual Caps
Via Varejo SA
Meeting Date: 12/29/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Subsidiaries For Do Not Vote
1.1 Ratify Agreement to Absorb Rio Expresso For Do Not Comercio Atacadista de Eletrodomesticos Vote Ltda. and Ponto Frio Administracao e Importacao de Bens Ltda.
1.2 Appoint Magalhaes Andrade S/S Auditores For Do Not Independentes as the Independent Firm to Vote Appraise Proposed Transaction
1.3 Approve Independent Firm's Appraisal For Do Not Vote
1.4 Approve Absorption of Subsidiaries For Do Not Vote
2 Amend Articles For Do Not Vote
Page 369 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Via Varejo SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.1 Amend Article 25 For Do Not Vote
2.2 Amend Article 1 For Do Not Vote
2.3 Consolidate Bylaws For Do Not Vote
3 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Subsidiaries For
1.1 Ratify Agreement to Absorb Rio Expresso For Comercio Atacadista de Eletrodomesticos Ltda. and Ponto Frio Administracao e Importacao de Bens Ltda.
1.2 Appoint Magalhaes Andrade S/S Auditores For Independentes as the Independent Firm to Appraise Proposed Transaction
1.3 Approve Independent Firm's Appraisal For
1.4 Approve Absorption of Subsidiaries For
2 Amend Articles For
2.1 Amend Article 25 For
2.2 Amend Article 1 For
2.3 Consolidate Bylaws For
3 Authorize Board to Ratify and Execute For Approved Resolutions
Walgreen Co.
Meeting Date: 12/29/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
Page 370 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Walgreen Co.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Issue Shares in Connection with Acquisition For Abstain
3 Adjourn Meeting For For
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Dai Benmeng as Director and Authorize For For Board to Fix His Remuneration
2 Elect Zhou Jianping as Director and Authorize For For Board to Fix His Remuneration
3 Elect Lee Wai Tsang, Rosa as Director and For For Authorize Board to Fix Her Remuneration
4 Authorize Board to Approve the Service For For Contracts of the Directors
Chaoda Modern Agriculture (Holdings) Limited
Meeting Date: 12/30/2014 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1A Elect Kuang Qiao as Director For For
1B Elect Chan Chi Po Andy as Director For For
1C Elect Lin Shun Quan as Director For For
2 Appoint Elite Partners CPA Limited as For For Auditors and Authorize Board to Fix Their Remuneration
3 Authorize Repurchase of Issued Share Capital For For
Page 371 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Meeting Date: 12/30/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ORDINARY BUSINESS
1.1 Elect Wang Kaiguo as Director For For
1.2 Elect Qu Qiuping as Director For For
1.3 Elect Zhuang Guowei as Director For For
1.4 Elect Chen Bin as Director For For
1.5 Elect Xu Chao as Director For Against
1.6 Elect Wang Hongxiang as Director For Against
1.7 Elect Zhang Xinmei as Director For For
1.8 Elect He Jianyong as Director For For
1.9 Elect Liu Chee Ming as Director For For
1.10 Elect Xiao Suining as Director For For
1.11 Elect Li Guangrong as Director For For
1.12 Elect Lv Changjiang as Director For For
1.13 Elect Feng Lun as Director For For
2.1 Elect Li Lin as Supervisor For For
2.2 Elect Dong Xiaochun as Supervisor For For
2.3 Elect Chen Huifeng as Supervisor For For
2.4 Elect Cheng Feng as Supervisor For For
2.5 Elect Xu Qi as Supervisor For For
2.6 Elect Hu Jingwu as Supervisor For For
2.7 Elect Feng Huang as Supervisor For For
SPECIAL BUSINESS
1 Approve Amendments to Articles of For For Association and Rules and Procedures for General Meetings
Page 372 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woori Bank
Meeting Date: 12/30/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Lee Kwang-Goo as Inside Director For For
2 Elect Lee Dong-Gun as Inside Director For For
3 Appoint Lee Kwang-Goo as CEO For For
ISRAEL CORPORATION LTD
Meeting Date: 12/31/2014 Country: Israel Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Reorganise Company Structure For For
A Vote FOR if you are a controlling shareholder None For or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
B1 If you are an Interest Holder as defined in None Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in None Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined None in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
Page 373 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PhosAgro OJSC
Meeting Date: 12/31/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 20 per For For Share for First Nine Months of Fiscal 2014
PT Sawit Sumbermas Sarana Tbk
Meeting Date: 12/31/2014 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of PT Tanjung Sawit For For Abadi and PT Sawit Multi Utama from PT Citra Borneo Indah
2 Approve Affiliated Transaction For For
3 Approve Change in Use of Proceeds from For For Initial Public Offering
4 Other Business For Against
British Sky Broadcasting Group plc
Meeting Date: 10/06/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to the Acquisition For Abstain of Sky Italia S.r.l. and Sky Deutschland AG
Page 374 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Meeting Date: 10/10/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Ratify KPMG as Auditors For
3 Authorize Board to Fix Remuneration of For Auditors
Etablissements Maurel & Prom
Meeting Date: 10/13/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Article 5 of Bylaws Re: Company's For For Duration
2 Authorize Filing of Required For For Documents/Other Formalities
Banco Comercial Portugues S.A.
Meeting Date: 10/15/2014 Country: Portugal Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Accession to Special Regime For For Applicable to Deferred Tax Assets, and Subsequent Creation of Special Reserve
Page 375 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jumbo SA
Meeting Date: 10/17/2014 Country: Greece Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Accept Financial Statements and Statutory For Reports for Financial Year 2012-2013
2 Ratify Capitalization of Reserves for Bonus For Issue
3 Accept Financial Statements and Statutory For Reports for Financial Year 2013-2014
4 Approve Allocation of Income For
5 Approve Discharge of Board and Auditors For
6 Approve Auditors and Fix Their Remuneration For
7 Approve Director Remuneration for Financial For Year 2013-2014
8 Pre-approve Director Remuneration for For Financial Year 2014-2015
CPL Resources plc
Meeting Date: 10/20/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend For
3a Reelect Breffni Byrne as a Director For
3b Reelect Oliver Tattan as a Director For
4 Authorise Board to Fix Remuneration of For Auditors
5 Authorize Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
Page 376 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reed Elsevier NV
Meeting Date: 10/21/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Approve Cancellation of up to 40 Million For For Repurchased Shares
3 Amend Articles Re: Reflect Legislative For For Changes on Repurchase Limit
4 Other Business (Non-Voting)
5 Close Meeting
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Approve Cancellation of up to 40 Million For Repurchased Shares
3 Amend Articles Re: Reflect Legislative For Changes on Repurchase Limit
4 Other Business (Non-Voting)
5 Close Meeting
AMEC plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to Acquisition of For Foster Wheeler AG
2 Authorise Issue of Equity with Pre-emptive For Rights
Page 377 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMEC plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Authorise Issue of Equity without Pre- For emptive Rights
4 Authorise Market Purchase of Ordinary Shares For
5 Approve Change of Company Name to Amec For Foster Wheeler plc
BHP Billiton plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Reappoint KPMG LLP as Auditors For
3 Authorise the Risk and Audit Committee to For Fix Remuneration of Auditors
4 Authorise Issue of Equity with Pre-emptive For Rights
5 Authorise Issue of Equity without Pre- For emptive Rights
6 Authorise Market Purchase of Ordinary Shares For
7 Approve Remuneration Policy For
8 Approve Remuneration Report for UK Law For Purposes
9 Approve Remuneration Report for Australian For Law Purposes
10 Approve Leaving Entitlements For
11 Approve Grant of Awards under the Group's For Short and Long Term Incentive Plans to Andrew Mackenzie
12 Elect Malcolm Brinded as Director For
13 Re-elect Malcolm Broomhead as Director For
14 Re-elect Sir John Buchanan as Director For
15 Re-elect Carlos Cordeiro as Director For
16 Re-elect Pat Davies as Director For
Page 378 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
17 Re-elect Carolyn Hewson as Director For
18 Re-elect Andrew Mackenzie as Director For
19 Re-elect Lindsay Maxsted as Director For
20 Re-elect Wayne Murdy as Director For
21 Re-elect Keith Rumble as Director For
22 Re-elect John Schubert as Director For
23 Re-elect Shriti Vadera as Director For
24 Re-elect Jac Nasser as Director For
Shareholder Proposal
25 Elect Ian Dunlop, a Shareholder Nominee to Against the Board
Unilever NV
Meeting Date: 10/23/2014 Country: Netherlands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Informational Meeting for Holders of Depositary Receipts
1 Open Meeting
2 Receive Report of Management Board (Non- Voting)
3 Allow Questions
4 Close Meeting
Hargreaves Lansdown plc
Meeting Date: 10/24/2014 Country: United Kingdom Meeting Type: Annual
Page 379 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hargreaves Lansdown plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Reappoint PricewaterhouseCoopers LLP as For For Auditors
5 Authorise Board to Fix Remuneration of For For Auditors
6 Re-elect Mike Evans as Director For For
7 Re-elect Ian Gorham as Director For For
8 Re-elect Tracey Taylor as Director For For
9 Re-elect Peter Hargreaves as Director For For
10 Re-elect Chris Barling as Director For For
11 Re-elect Stephen Robertson as Director For For
12 Re-elect Dharmash Mistry as Director For For
13 Elect Shirley Garrood as Director For For
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Amend Articles of Association For For
18 Amend Save As You Earn Scheme For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Micro Focus International plc
Meeting Date: 10/27/2014 Country: United Kingdom Meeting Type: Special
Page 380 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micro Focus International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of The Attachmate For Abstain Group Inc and Approve Increase in the Borrowing Limit
2 Approve Waiver on Tender-Bid Requirement For Against
3 Authorise Issue of Shares in Connection with For Abstain the Merger
4 Approve Additional Share Grants and Amend For Abstain the Remuneration Policy
5 Approve Matters Relating to the Return of For For Value
6 Authorise Issue of Equity with Pre-emptive For For Rights
7 Authorise Issue of Equity without Pre- For For emptive Rights
8 Amend Articles of Association Re: For For Capitalisation of Profits and Reserves in Connection with Employee Share Plans
Mediobanca SPA
Meeting Date: 10/28/2014 Country: Italy Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements, Statutory For Reports, and Allocation of Income
Appoint Directors (Slate Election) - Choose One of the Following Slates
2.1 Slate Submitted by Unicredit None
2.2 Slate Submitted by Institutional Investors None (Assogestioni)
Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
3.1 Slate Submitted by Unicredit None
3.2 Slate Submitted by Institutional Investors None (Assogestioni)
Page 381 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mediobanca SPA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Remuneration Report For
TUI AG
Meeting Date: 10/28/2014 Country: Germany Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issue of up to 267.3 Million Shares For in Connection with Acquisition of TUI Travel Plc
2 Approve Creation of EUR 62 Million Pool of For Capital without Preemptive Rights to Guarantee Conversion rights of TUI Travel plc Convertible Bond
3 Approve Creation of EUR 18 Million Pool of For Capital without Preemptive Rights
4 Approve Increase in Size of Board to 20 For Members
5a Elect Michael Hodgkinson to the Supervisory For Board
5b Elect Tomthy Martin to the Supervisory Board For
5c Elect Valerie Gooding to the Supervisory For Board
5d Elect Coline McConville to the Supervisory For Board
5e Elect Janis Kong to the Supervisory Board For
6a Amend Articles Re: Possibility to Appoint For Two Vice-chiarmen
6b Amend Articles Re: Remuneration of the For Integration Committee
6c Amend Articles Re: Possibility to Appoint One For or More CEO(s) and One or More Vice CEO(s)
KBC Ancora
Meeting Date: 10/31/2014 Country: Belgium Meeting Type: Annual/Special
Page 382 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KBC Ancora
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual and Special Meeting
Annual Meeting
1 Receive Directors' Report (Non-Voting)
2 Receive Auditor's Report (Non-Voting)
3 Allow Questions
4.1 Adopt Financial Statements For
4.2 Approve Allocation of Income For
5 Approve Remuneration Report For
6 Approve Discharge of Statutory Manager For
7 Approve Discharge of Auditor For
8 Ratify KPMG, Represented by Erik Clinck, as For Auditor and Approve Auditors' Remuneration
9 Transact Other Business
Special Meeting
1 Receive Announcements Re: Intended Bylaw Amendments
2 Allow Questions
3.1 Receive Special Board Report Re: Item 3.2
3.2 Authorize Board to Issue Shares in the Event For of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital
4 Authorize Board to Repurchase and Reissue For Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
5 Change Location of Statutory Seat and For Amend Articles of Association Accordingly
6.1 Authorize Coordination of the Articles For
6.2 Authorize Implementation of Approved For Resolutions and Filing of Required Documents/Formalities at Trade Registry
7 Transact Other Business
Page 383 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eurocommercial Properties NV
Meeting Date: 11/04/2014 Country: Netherlands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Open Meeting
2 Receive Report of Management Board (Non- Voting)
3 Adopt Financial Statements and Statutory For For Reports
4 Approve Dividends of EUR 0.19 Per Share For For and EUR 1.94 per Depositary Receipt
5 Approve Discharge of Management Board For For
6 Approve Discharge of Supervisory Board For For
7 Elect B. Carrière to Supervisory Board For For
8 Elect R. Foulkes to Supervisory Board For For
9 Elect B.T.M. Steins Bisschop to Supervisory For For Board
10 Approve Remuneration of Supervisory Board For For
11 Approve Remuneration Report Containing For For Remuneration Policy for Management Board Members
12 Ratify Ernst & Young as Auditors For For
13 Announce Intention to Appoint C.M. Slangen as Board Member of Foundation
14 Grant Board Authority to Issue Shares Up To For Against 20 Percent of Issued Capital
15 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
16 Allow Questions
17 Close Meeting
GTECH SpA
Meeting Date: 11/04/2014 Country: Italy Meeting Type: Special
Page 384 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GTECH SpA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of GTECH S.p.a by For For Georgia Worldwide Plc
Meda AB
Meeting Date: 11/06/2014 Country: Sweden Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting; Elect Chairman of Meeting For
2 Prepare and Approve List of Shareholders For
3 Designate Inspector(s) of Minutes of Meeting For
4 Approve Agenda of Meeting For
5 Acknowledge Proper Convening of Meeting For
6 Approve Creation of Pool of Capital with For Preemptive Rights
7.1 Determine Number of Members (9) and For Deputy Members (0) of Board
7.2 Approve Remuneration of New Director For
7.3 Elect Luca Rovati as Director For
8 Close Meeting
Pernod Ricard
Meeting Date: 11/06/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
Page 385 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 1.64 per Share
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Reelect Martina Gonzalez-Gallarza as Director For For
6 Reelect Ian Gallienne as Director For For
7 Elect Gilles Samyn as Director For For
8 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 910,000
9 Advisory Vote on Compensation of Daniele For For Ricard, Chairman of the Board
10 Advisory Vote on Compensation of Pierre For For Pringuet, Vice Chairman and CEO
11 Advisory Vote on Compensation of Alexandre For For Ricard, Vice CEO
12 Authorize Repurchase of Up to 10 Percent of For Against Issued Share Capital
Extraordinary Business
13 Authorize up to 1.5 Percent of Issued Capital For Against for Use in Restricted Stock Plans
14 Authorize up to 1.5 Percent of Issued Capital For Against for Use in Stock Option Plans
15 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
16 Authorize Filing of Required For For Documents/Other Formalities
Almirall S.A
Meeting Date: 11/07/2014 Country: Spain Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at 9 For For
Page 386 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Almirall S.A
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Ratify Appointment of and Elect Antonio For For Gallardo Torrededía as Director
3 Ratify Appointment of and Elect Carlos For For Gallardo Piqué as Director
4 Approve Sale of Respiratory Business to For For AstraZeneca
5 Authorize Board to Ratify and Execute For For Approved Resolutions
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at 9 For
2 Ratify Appointment of and Elect Antonio For Gallardo Torrededía as Director
3 Ratify Appointment of and Elect Carlos For Gallardo Piqué as Director
4 Approve Sale of Respiratory Business to For AstraZeneca
5 Authorize Board to Ratify and Execute For Approved Resolutions
Eutelsat Communications
Meeting Date: 11/07/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Auditors' Special Report on Related- For For Party Transactions
4 Approve Allocation of Income and Dividends For For of EUR 1.03 per Share
5 Approve Stock Dividend Program (Cash or For For Shares)
Page 387 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Reelect Bpifrance Participations SA as Director For For
7 Reelect Ross McInnes as Director For For
8 Advisory Vote on Compensation of Michel de For For Rosen, Chairman and CEO
9 Advisory Vote on Compensation of Michel For For Azibert, Vice CEO
10 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
11 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
12 Amend Article 21 of Bylaws Re: Proxy Voting, For For Electronic Vote
13 Amend Article 12 of Bylaws Re: Absence of For For Double Voting Rights
14 Authorize Filing of Required For For Documents/Other Formalities
Dunelm Group plc
Meeting Date: 11/11/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend For
3 Re-elect Will Adderley as Director For
4 Re-elect David Stead as Director For
5 Re-elect Geoff Cooper as Director For
6 Re-elect Geoff Cooper as Director For (Independent Shareholder Vote)
7 Re-elect Marion Sears as Director For
8 Re-elect Marion Sears as Director For (Independent Shareholder Vote)
9 Re-elect Simon Emeny as Director For
Page 388 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dunelm Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect Simon Emeny as Director For (Independent Shareholder Vote)
11 Re-elect Matt Davies as Director For
12 Re-elect Matt Davies as Director For (Independent Shareholder Vote)
13 Re-elect Liz Doherty as Director For
14 Re-elect Liz Doherty as Director For (Independent Shareholder Vote)
15 Elect Andy Harrison as Director For
16 Elect Andy Harrison as Director (Independent For Shareholder Vote)
17 Approve Remuneration Policy For
18 Approve Remuneration Report For
19 Appoint PricewaterhouseCoopers LLP as For Auditors
20 Authorise Board to Fix Remuneration of For Auditors
21 Authorise Issue of Equity with Pre-emptive For Rights
22 Authorise Issue of Equity without Pre- For emptive Rights
23 Authorise Market Purchase of Ordinary Shares For
24 Approve Waiver on Tender-Bid Requirement For
25 Approve Long Term Incentive Plan For
26 Approve Sharesave Plan For
27 Adopt New Articles of Association For
28 Authorise the Company to Call EGM with For Two Weeks' Notice
Delta Lloyd NV
Meeting Date: 11/12/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
Page 389 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Delta Lloyd NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Announce Intention to Appoint Hans van der Noordaa as CEO
3 Allow Questions and Close Meeting
ING Groep NV
Meeting Date: 11/19/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Informational Meeting for Holders of Depositary Receipts
1 Open Meeting
2 Receive Announcements on Activities of Foundation ING Shares
3 Close Meeting
Tipp24 SE
Meeting Date: 11/19/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Change of Company Name to ZEAL For For Network SE
British Sky Broadcasting Group plc
Meeting Date: 11/21/2014 Country: United Kingdom Meeting Type: Annual
Page 390 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Sky Broadcasting Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Policy For For
4 Approve Remuneration Report For Abstain
5 Re-elect Nick Ferguson as Director For For
6 Re-elect Jeremy Darroch as Director For For
7 Re-elect Andrew Griffith as Director For For
8 Re-elect Tracy Clarke as Director For For
9 Re-elect Martin Gilbert as Director For For
10 Re-elect Adine Grate as Director For For
11 Re-elect Dave Lewis as Director For For
12 Re-elect Matthieu Pigasse as Director For For
13 Re-elect Danny Rimer as Director For For
14 Re-elect Andy Sukawaty as Director For For
15 Re-elect Chase Carey as Director For For
16 Re-elect David DeVoe as Director For For
17 Re-elect James Murdoch as Director For For
18 Re-elect Arthur Siskind as Director For For
19 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
20 Authorise EU Political Donations and For For Expenditure
21 Authorise Issue of Equity with Pre-emptive For For Rights
22 Authorise Issue of Equity without Pre- For For emptive Rights
23 Approve Change of Company Name to Sky plc For For
24 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 391 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electricite de France
Meeting Date: 11/21/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Articles 1, 14, 16, 18, 20 of Bylaws For Against Re: Company Legal Structure, Chairman of the Board, Board Powers, Related-Parties Transactions, Attendance to General Meetings
2 Amend Article 13 of Bylaws Re: Board of For Against Directors
3 Amend Article 15 of Bylaws Re: Board For Against Meetings
4 Amend Articles 24 and 25 of Bylaws Re: For Against Allocation of Income and Dividends
Ordinary Business
5 Pursuant to Approval of Item 2, Reelect For Against Olivier Appert as Director
6 Pursuant to Approval of Item 2, Reelect For Against Philippe Crouzet as Director
7 Pursuant to Approval of Item 2, Reelect For Against Bruno Lafont as Director
8 Pursuant to Approval of Item 2, Reelect For Against Bruno Lechevin as Director
9 Pursuant to Approval of Item 2, Reelect For Against Marie-Christine Lepetit as Director
10 Pursuant to Approval of Item 2, Reelect For Against Colette Lewiner as Director
11 Pursuant to Approval of Item 2, Reelect For Against Christian Masset as Director
12 Pursuant to Approval of Item 2, Elect Jean- For Against Bernard Levy as Director
13 Pursuant to Approval of Item 2, Elect Gerard For Against Magnin as Director
14 Pursuant to Approval of Item 2, Elect For Against Laurence Parisot as Director
15 Pursuant to Approval of Item 2, Elect For Against Philippe Varin as Director
16 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 226,000 for Fiscal Year 2014, and EUR 440,000 for Fiscal Year 2015
Page 392 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electricite de France
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Shareholder Proposal Submitted by FCPE Actions EDF
A Approve Remuneration of Directors in the Against Against Aggregate Amount of EUR 100,000
Ordinary Business
17 Authorize Filing of Required For For Documents/Other Formalities
LVMH Moet Hennessy Louis Vuitton
Meeting Date: 11/25/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Article 28 of Bylaws Re: Allocation of For For Income and Dividends
Ordinary Business
2 Approve Transfer from Carry Forward For For Account to Other Reserves Account
3 Approve Distribution in Kind of 2 Hermes For For International Shares per 41 LVMH Shares
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Article 28 of Bylaws Re: Allocation of For Income and Dividends
Ordinary Business
2 Approve Transfer from Carry Forward For Account to Other Reserves Account
3 Approve Distribution in Kind of 2 Hermes For International Shares per 41 LVMH Shares
Page 393 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wolseley plc
Meeting Date: 11/25/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Tessa Bamford as Director For For
6 Elect John Daly as Director For For
7 Re-elect Gareth Davis as Director For For
8 Re-elect Pilar Lopez as Director For For
9 Re-elect John Martin as Director For For
10 Re-elect Ian Meakins as Director For For
11 Re-elect Alan Murray as Director For For
12 Re-elect Frank Roach as Director For For
13 Elect Darren Shapland as Director For For
14 Elect Jacqueline Simmonds as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise EU Political Donations and For For Expenditure
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
Ackermans & Van Haaren
Meeting Date: 11/26/2014 Country: Belgium Meeting Type: Special
Page 394 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ackermans & Van Haaren
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Receive Special Board Report Re: Item 2
2 Authorize Board to Issue Shares in the Event For of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital
3 Authorize Board to Repurchase Shares in the For Event of a Serious and Imminent Harm and Under Normal Conditions
4 Amend Articles 6 and 31 Re: Delete For References to Bearer Shares
5 Coordination of the Articles of Association
UBM plc
Meeting Date: 11/26/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of VSS-AHC For Abstain Consolidated Holdings Corp
2 Authorise Issue of Equity Pursuant to the For Abstain Capital Raising
3 Authorise Issue of Equity without Pre- For Abstain emptive Rights Pursuant to the Capital Raising
Numericable Group
Meeting Date: 11/27/2014 Country: France Meeting Type: Special
Page 395 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Numericable Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Subject to Approval of Items 8, 9, and 10, For For Elect Patrick Drahi as Director
2 Subject to Approval of Items 8, 9, and 10, For For Elect Angelique Benetti as Director
3 Subject to Approval of Items 8, 9, and 10, For Against Elect Vivendi as Director
4 Subject to Approval of Items 8, 9, and 10, For Against Elect Compagnie Financiere du 42 Avenue de Friedland as Director
5 Subject to Approval of Items 8, 9, and 10, For For Elect Colette Neuville as Director
6 Subject to Approval of Items 8, 9, and 10, For Against Elect Jean-Michel Hegesippe as Director
7 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
8 Subject to Approval of Items 9 and 10, For For Amend Article 16 of Bylaws Re: Age Limit for Directors
9 Approve Acquisition of Equity Stake in SFR, For For its Valuation and Remuneration
10 Approve Issuance of Shares in Connection For For with Acquisition Above
11 Pursuant to Item 10 Above, Amend Articles 7 For For and 8 to Reflect Changes in Capital
12 Authorize up to 1 Percent of Issued Capital For Against for Use in Stock Option Plans
13 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
14 Subject to Approval of Items 9-11, Change For For Company Name to Numericable-SFR and Amend Article 3 of Bylaws Accordingly
15 Authorize Filing of Required For For Documents/Other Formalities
Subsea 7 S.A.
Meeting Date: 11/27/2014 Country: Luxembourg Meeting Type: Special
Page 396 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Subsea 7 S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Cancellation of Treasury Shares For Do Not Vote
2 Authorize Share Repurchase Program Up to For Do Not 10 Percent of Issued Capital and Authorize Vote Cancellation of Repurchased Shares
3 Authorize Board to Increase Share Capital by For Do Not Maximum 117,832,933 Shares within the Vote Framework of Authorized Capital
4 Amend Articles to Reflect Changes in Capital For Do Not Re: Items 1-3 Vote
Ryanair Holdings plc
Meeting Date: 11/28/2014 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approval of the Purchase Under the 2014 For Boeing Contract
Aryzta AG
Meeting Date: 12/02/2014 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Share Re-registration Consent For
Aryzta AG
Meeting Date: 12/02/2014 Country: Switzerland Meeting Type: Annual
Page 397 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aryzta AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Reports
1.2 Approve Remuneration Report For
2.1 Approve Allocation of Income For
2.2 Approve Transfer of CHF 67.4 Million from For Capital Contribution Reserves to Free Reserves and Dividends of CHF 0.76 per Share
3 Amend Articles Re: Changes to Corporate Law For
4 Approve Discharge of Board and Senior For Management
5.1a Reelect Denis Lucey as Director and Board For Chairman
5.1b Reelect Charles Adair as Director For
5.1c Reelect J. Brian Davy as Director For
5.1d Reelect Shaun Higgins as Director For
5.1e Reelect Owen Killian as Director For
5.1f Reelect Patrick McEniff as Director For
5.1g Reelect Andrew Morgan as Director For
5.1h Reelect Wolfgang Werle as Director For
5.1i Reelect John Yamin as Director For
5.1j Elect Annette Flynn as Director For
5.2.1 Appoint J. Brian Davy as Member of the For Compensation Committee
5.2.2 Appoint Charles Adair as Member of the For Compensation Committee
5.2.3 Appoint Denis Lucey as Member of the For Compensation Committee
5.3 Ratify PricewaterhouseCoopers AG as For Auditors
5.4 Designate Ines Poeschel as Independent For Proxy
6 Transact Other Business (Voting) For
Page 398 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bonduelle
Meeting Date: 12/04/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For Reports
2 Approve Consolidated Financial Statements For and Statutory Reports
3 Approve Allocation of Income and Dividends For of EUR 0.375 per Share
4 Acknowledge Auditors' Special Report on For Related-Party Transactions Mentioning the Absence of New Transactions
5 Reelect Matthieu Duriez as Supervisory Board For Member
6 Reelect Marie-France Tisseau as Supervisory For Board Member
7 Advisory Vote on Compensation of For Christophe Bonduelle
8 Approve Remuneration of Supervisory Board For Members in the Aggregate Amount of EUR 55,000
9 Authorize Repurchase of Up to 10 Percent of For Issued Share Capital
Extraordinary Business
10 Authorize Capitalization of Reserves of Up to For EUR 17.5 Million for Bonus Issue or Increase in Par Value
11 Authorize Issuance of Equity or Equity-Linked For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 17.5 Million
12 Authorize Issuance of Equity or Equity-Linked For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 17.5 Million
13 Approve Issuance of Equity or Equity-Linked For Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 17.5 Million
14 Authorize Board to Set Issue Price for 10 For Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
Page 399 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bonduelle
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorize Board to Increase Capital in the For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
16 Authorize Capital Issuances for Use in For Employee Stock Purchase Plans
17 Authorize Filing of Required For Documents/Other Formalities
Coloplast A/S
Meeting Date: 12/04/2014 Country: Denmark Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Report of Board
2 Accept Financial Statements and Statutory For Reports
3 Approve Allocation of Income For
4.1 Approve Remuneration of Directors For
4.2 Authorize Share Repurchase Program For
5.1 Reelect Michael Rasmussen as Director For (Chairman)
5.2 Reelect Niels Louis-Hansen as Director For (Deputy Chairman)
5.3 Reelect Sven Björklund as Director For
5.4 Reelect Per Magid as Director For
5.5 Reelect Brian Petersen as Director For
5.6 Reelect Jørgen Tang-Jensen as Director For
6 Ratify PricewaterhouseCoopers as Auditors For
7 Other Business
Associated British Foods plc
Meeting Date: 12/05/2014 Country: United Kingdom Meeting Type: Annual
Page 400 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Associated British Foods plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Approve Remuneration Policy For Abstain
4 Approve Final Dividend For For
5 Re-elect Emma Adamo as Director For For
6 Re-elect John Bason as Director For For
7 Elect Ruth Cairnie as Director For For
8 Re-elect Timothy Clarke as Director For Abstain
9 Re-elect Lord Jay of Ewelme as Director For For
10 Re-elect Javier Ferran as Director For For
11 Re-elect Charles Sinclair as Director For Abstain
12 Re-elect Peter Smith as Director For For
13 Re-elect George Weston as Director For For
14 Reappoint KPMG LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Corio NV
Meeting Date: 12/08/2014 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
Page 401 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corio NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Discuss Public Offer by Klepierre
3a Amend Articles Re: Public Offer by Klepierre For
3b Approve Public Offer by Klepierre For
4 Amendment of the Articles as per the For Settlement Date Re: Public Offer by Klepierre
5 Amendment of the Articles as per Delisting of For the Shares Re: Public Offer by Klepierre
6a Elect Jean-Marc Jestin to Management Board For
6b Elect Bruno Valentin to Management Board For
7 Approve Discharge of Management Board For Members as per Settlement Date of Public Offer by Klepierre
8a Reelect Laurent Morel to Supervisory Board For
8b Elect Jean-Michel Gault to Supervisory Board For
8c Elect Marie-Therese Dimasi to Supervisory For Board
9 Approve Discharge of Supervisory Board as For per Settlement Date of Public Offer by Klepierre
10 Other Business (Non-Voting)
11 Close Meeting
Christian Dior
Meeting Date: 12/09/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Article 26 of Bylaws Re: Allocation of For For Income and Dividends
Ordinary Business
2 Approve Financial Statements and Statutory For For Reports
3 Approve Consolidated Financial Statements For For and Statutory Reports
Page 402 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Auditors' Special Report on Related- For Against Party Transactions
5 Approve Allocation of Income and Dividends For For of EUR 3.10 per Share
6 Approve Transfer from Carry Forward For For Account to Optional Reserve Account
7 Approve Distribution in Kind of 1 Hermes For For International Shares per 23 Christian Dior Shares
8 Reelect Bernard Arnault as Director For Against
9 Reelect Pierre Gode as Director For For
10 Reelect Sidney Toledano as Director For For
11 Advisory Vote on Compensation of Bernard For Against Arnault, Chairman and CEO
12 Advisory Vote on Compensation of Sidney For Against Toledano, Vice CEO
13 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
14 Authorize Capitalization of Reserves of Up to For For EUR 80 Million for Bonus Issue or Increase in Par Value
15 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million
17 Authorize Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million
18 Approve Issuance of Equity or Equity-Linked For Against Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 80 Million
19 Authorize Board to Set Issue Price for 10 For Against Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
20 Authorize Board to Increase Capital in the For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above (Items 16-18)
21 Authorize Capital Increase of Up to EUR 80 For Against Million for Future Exchange Offers
Page 403 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Vote Number Proposal Text Mgmt Rec Instruction
22 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
23 Authorize up to 1 Percent of Issued Capital For Against for Use in Stock Option Plans
24 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
25 Set Total Limit for Capital Increase to Result For For from All Issuance Requests at EUR 80 Million
26 Authorize up to 1 Percent of Issued Capital For Against for Use in Restricted Stock Plans
27 Approve Change of Corporate Form to For For Societas Europaea (SE)
28 Pursuant to Item 27 Above, Adopt New For For Bylaws
Barry Callebaut AG
Meeting Date: 12/10/2014 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Share Re-registration Consent For
Barry Callebaut AG
Meeting Date: 12/10/2014 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
2 Receive Auditor's Report (Non-Voting)
3.1 Accept Annual Report For
3.2 Approve Remuneration Report For
Page 404 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barry Callebaut AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.3 Accept Group and Parent Company Financial For Statements
4.1 Approve Transfer of CHF 85.1 Million from For Capital Contribution Reserves to Free Reserves
4.2 Approve Dividends of CHF 15.50 per Share For
4.3 Approve Allocation of Income For
5 Approve Discharge of Board and Senior For Management
6 Amend Articles Re: Ordinance Against For Excessive Remuneration at Listed Companies
7.1.1 Reelect Walther Andreas Jacobs as Director For
7.1.2 Reelect Andreas Schmid as Director For
7.1.3 Reelect Fernando Aguirre as Director For
7.1.4 Reelect Jakob Baer as Director For
7.1.5 Reelect James Lloyd Donald as Director For
7.1.6 Reelect Nicolas Jacobs as Director For
7.1.7 Reelect Timothy E. Minges as Director For
7.1.8 Elect Juergen B. Steinemann as Director For
7.1.9 Elect Wai Ling Liu as Director For
7.2 Elect Walther Andreas Jacobs as Board For Chairman
7.3.1 Appoint James Lloyd Donald as Member of For the Compensation Committee
7.3.2 Appoint Fernando Aguirre as Member of the For Compensation Committee
7.3.3 Appoint Nicolas Jacobs as Member of the For Compensation Committee
7.3.4 Appoint Wai Ling Liu as Member of the For Compensation Committee
7.4 Designate Andreas G. Keller as Independent For Proxy
7.5 Ratify KPMG AG as Auditors For
8 Transact Other Business (Voting) For
Page 405 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Snam SpA
Meeting Date: 12/10/2014 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Capital Increase Reserved to For For CDP GAS S.r.l. to Be Subscribed through a Contribution in Kind
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Capital Increase Reserved to For CDP GAS S.r.l. to Be Subscribed through a Contribution in Kind
Vilmorin et Cie
Meeting Date: 12/10/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Auditors' Special Report on Related- For For Party Transactions
3 Approve Allocation of Income and Dividends For For of EUR 1.65 per Share
4 Approve Consolidated Financial Statements For For and Discharge Directors
5 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 30,000
6 Reelect Joel Arnaud as Director For Against
7 Reelect Philippe Aymard as Director For Against
8 Reelect Daniel Cheron as Director For Against
9 Reelect Francois Heyraud as Director For Against
Page 406 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vilmorin et Cie
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Elect Mary Dupont-Madinier as Director For Against
11 Renew Appointment of KPMG Audit as Auditor For For
12 Appoint Salustro Reydel as Alternate Auditor For For
13 Authorize Repurchase of Up to 1 Million For For Shares
14 Authorize Issuance of Bonds/Debentures in For For the Aggregate Value of EUR 350 Million
15 Advisory Vote on Absence of Compensation For Against of Philippe Aymard, Chairman and CEO
16 Advisory Vote on Compensation of For Against Emmanuel Rougier, Vice CEO
Extraordinary Business
17 Authorize Issuance of Equity or Equity-Linked For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million
18 Authorize Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million
19 Allow Board to Use Delegations Granted For Against Under Items 17 and 18 Above in the Event of a Public Tender Offer or Share Exchange Offer
20 Approve Issuance of Equity or Equity-Linked For Against Securities for up to 20 Percent of Issued Capital Per Year for Private Placements
21 Set Total Limit for Capital Increase to Result For Against from All Issuance Requests at EUR 500 Million
22 Authorize Capital Issuances for Use in None For Employee Stock Purchase Plans
Ordinary Business
23 Authorize Capitalization of Reserves of Up to For For EUR 90 Million for Bonus Issue or Increase in Par Value
24 Authorize Filing of Required For For Documents/Other Formalities
Klepierre
Meeting Date: 12/11/2014 Country: France Meeting Type: Special
Page 407 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klepierre
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Issue Shares Reserved for Corio For For Shareholders in order to Remunerate Public Exchange Offer Initiated by Klepierre for all Corio Shares
2 Subject to Approval of Items 1, 3, and 4, For For Approve Merger by Absorption of Corio NV
3 Subject to Approval of Items 1, 2, and 4, For For Issue Shares in Connection with Merger Above
4 Subject to Approval of Items 1, 2, 3, 4, For For Delegate Powers to the Management Board to Acknowledge Completion of Merger and Execute All Formalities Related to Merger
5 Subject to Approval of Items 1, 2, and 4, For For Approve Issuance of Equity or Equity-Linked Securities Reserved for Oddo Corporate Finance, up to Aggregate Nominal Amount of EUR 8.042 Million
6 Authorize Board to Set Issue Price for 10 For For Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
7 Amend Article 11 of Bylaws Re: Length of For For Term for Supervisory Board Members
8 Amend Article 18 of Bylaws Re: Management For For Board
9 Amend Article 28 of Bylaws Re: Absence of For For Double Voting Rights
Ordinary Business
10 Subject to Approval of Item 1, Elect Jeroen For Against Drost as Supervisory Board Member
11 Subject to Approval of Item 1, Elect John For For Anthony Carrafiell as Supervisory Board Member
12 Authorize Filing of Required For For Documents/Other Formalities
13 Ratify Appointment of Philippe Thel as For Against Supervisory Board Member
14 Ratify Change of Registered Office to 26 For For Boulevard des Capucines, 75009 Paris and Amend Article 4 of Bylaws Accordingly
Page 408 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reckitt Benckiser Group plc
Meeting Date: 12/11/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Demerger of the Pharmaceuticals For For Business by Way of Dividend in Specie
Arseus NV
Meeting Date: 12/12/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Change Company Name to Fagron For For
2 Authorize Share Repurchase of Up to 10 For For Percent of Issued Share Capital and Reissuance of Repurchased Shares
3.1 Amend Articles Re:Delete References to For For Bearer Shares
3.2 Amend Articles Re: Liquidation Procedure For For
4.1 Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
4.2 Coordinate Articles of Association For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Change Company Name to Fagron For
2 Authorize Share Repurchase of Up to 10 For Percent of Issued Share Capital and Reissuance of Repurchased Shares
3.1 Amend Articles Re:Delete References to For Bearer Shares
Page 409 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Arseus NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.2 Amend Articles Re: Liquidation Procedure For
4.1 Authorize Implementation of Approved For Resolutions and Filing of Required Documents/Formalities at Trade Registry
4.2 Coordinate Articles of Association For
Bellway plc
Meeting Date: 12/12/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Policy For For
3 Approve Remuneration Report For For
4 Approve Final Dividend For For
5 Re-elect John Watson as Director For For
6 Re-elect Ted Ayres as Director For For
7 Re-elect Keith Adey as Director For For
8 Re-elect Mike Toms as Director For For
9 Re-elect John Cuthbert as Director For For
10 Re-elect Paul Hampden Smith as Director For For
11 Re-elect Denise Jagger as Director For For
12 Reappoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Approve Employee Share Option Scheme For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
Page 410 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bellway plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
BG Group plc
Meeting Date: 12/15/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Grant of the Conditional Share Award to Helge Lund; Adopt the Helge Lund LTIP
GlaxoSmithKline plc
Meeting Date: 12/18/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Transaction by the Company with For For Novartis AG
KWS Saat AG
Meeting Date: 12/18/2014 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
2 Approve Allocation of Income and Dividends For Against of EUR 3 per Share
3 Approve Discharge of Management Board for For For Fiscal 2013/2014
Page 411 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KWS Saat AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Discharge of Supervisory Board for For For Fiscal 2013/2014
5 Ratify Deloitte & Touche GmbH as Auditors For For for Fiscal 2014/2015
6 Change of Corporate Form to Societas For For Europaea (SE)
Alstom
Meeting Date: 12/19/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Sale of Energy Activities and For For Corporate and Shared Services to General Electric
2 Authorize Filing of Required For For Documents/Other Formalities
Sopra Steria Group
Meeting Date: 12/19/2014 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Merger by Absorption of Groupe For For Steria by Sopra Steria Group (Agreement 1)
2 Approve Transfer of Company Assets to For For Sopra HR Software
3 Approve Merger by Absorption of Steria by For For Sopra Steria Group (Agreement 2)
4 Authorize Filing of Required For For Documents/Other Formalities
Page 412 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yoox S.p.A.
Meeting Date: 12/19/2014 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Articles Re: 14 (Board-Related) For For
Hellenic Telecommunications Organization SA
Meeting Date: 12/23/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Related Party Transactions For
2 Amend the Terms of Contract Signed For Between Executive Director and Company
3 Amend Previously Approved Decision on Use For of Reserves for Realization of Investment Plans
4 Various Announcements
Folli Follie Group
Meeting Date: 12/29/2014 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Treatment of Untaxed Reserves For
2 Approve Auditors and Fix Their Remuneration For
3 Approve Guarantees to Subsidiaries For
Page 413 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Folli Follie Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Amend Company Articles For
5 Other Business For
Ambev S.A.
Meeting Date: 10/01/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Londrina For For Bebidas Ltda. (Londrina Bebidas)
2 Appoint Independent Firm to Appraise For For Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of Londrina Bebidas For For
5 Amend Articles to Reflect Changes in Capital For For
6 Authorize Board to Ratify and Execute For For Approved Resolutions
7 Consolidate Bylaws For For
Ambev S.A.
Meeting Date: 10/01/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Agreement to Absorb Londrina For For Bebidas Ltda. (Londrina Bebidas)
2 Appoint Independent Firm to Appraise For For Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of Londrina Bebidas For For
Page 414 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ambev S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Amend Articles to Reflect Changes in Capital For For
6 Authorize Board to Ratify and Execute For For Approved Resolutions
7 Consolidate Bylaws For For
TransDigm Group Incorporated
Meeting Date: 10/02/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Stock Option Plan For Against
British Sky Broadcasting Group plc
Meeting Date: 10/06/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to the Acquisition For Abstain of Sky Italia S.r.l. and Sky Deutschland AG
ALL America Latina Logistica S.A.
Meeting Date: 10/07/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Discuss Implementation of Indemnification For Against Policy
2 Ratify Director For For
Page 415 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Comcast Corporation
Meeting Date: 10/08/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For Abstain
2 Adjourn Meeting For For
Axis Bank Ltd.
Meeting Date: 10/09/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Authorize Issuance of Long Term Bonds/Non- For For Convertible Debentures
Performance Sports Group Ltd.
Meeting Date: 10/09/2014 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Common and Proportionate Voting Shareholders
1a Elect Director Christopher Anderson For For
1b Elect Director Karyn O. Barsa For For
1c Elect Director Kevin Davis For For
1d Elect Director Samuel P. Frieder For For
1e Elect Director C. Michael Jacobi For For
1f Elect Director Paul A. Lavoie For For
Page 416 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Performance Sports Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1g Elect Director Matthew M. Mannelly For For
1h Elect Director Bernard McDonell For For
1i Elect Director Bob Nicholson For For
2 Ratify KPMG LLP as Auditors For For
RPM International Inc.
Meeting Date: 10/09/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Frederick R. Nance For For
1.2 Elect Director Charles A. Ratner For For
1.3 Elect Director William B. Summers, Jr. For For
1.4 Elect Director Jerry Sue Thornton For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Approve Omnibus Stock Plan For For
4 Ratify Auditors For For
Time Warner Cable Inc.
Meeting Date: 10/09/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
Page 417 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natura Cosmeticos S.A.
Meeting Date: 10/10/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at Nine For For
2 Elect Director For For
Sesa Sterlite Ltd.
Meeting Date: 10/10/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Increase in Borrowing Powers For For
2 Approve Pledging of Assets for Debt For For
3 Authorize Issuance of Non-Convertible For For Debentures or Other Debt Securities
4 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
5 Authorize Issuance of Non-Convertible For For Debentures or Other Debt Securities with Warrants
6 Approve Loans, Guarantees, Securities, For Abstain and/or Investments to Other Bodies Corporate
7 Approve Reappointment and Remuneration For For of D. Jalan as Executive Director, Designated as CFO
8 Approve Revision in the Remuneration of For For Executive Directors
Woori Finance Holdings Co. Ltd.
Meeting Date: 10/10/2014 Country: South Korea Meeting Type: Special
Page 418 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woori Finance Holdings Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement with Woori Bank For Do Not Vote
Angang Steel Company Limited
Meeting Date: 10/14/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Mineral Ore Purchase and Agency For For Service Agreement and the Proposed Monetary Cap of Transaction
2 Approve Pellet Distribution Agreement and For For the Proposed Monetary Cap of Transaction
3 Elect Song Jun as Supervisor For For
4 Amend Business Scope and Amend Articles For For of Association
Ets Franz Colruyt
Meeting Date: 10/14/2014 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
I.1 Receive Special Board Report Re: Employee Stock Purchase Plan
I.2 Receive Special Auditor Report Re: Employee Stock Purchase Plan
I.3 Approve Employee Stock Purchase Plan Up For For To 1,000,000 Shares
I.4 Approve Fixing of the Price of Shares to Be For For Issued
Page 419 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Vote Number Proposal Text Mgmt Rec Instruction
I.5 Eliminate Preemptive Rights Re: Item I.3 For Against
I.6 Approve Increase of Capital following For For Issuance of Equity without Preemptive Rights Re: Item I.3
I.7 Approve Subscription Period Re: Item I.3 For For
I.8 Authorize Board to Implement Approved For For Resolutions and Fill Required Documents/Formalities at Trade Registry
II.1 Receive Special Board Report Re: Items II.2- III
II.2 Authorize Repurchase of Up to 31,233,949 For Against Shares
III Approve Cancellation of Repurchased Shares For For
IV Authorize Implementation of Approved For For Resolutions
Novatek OAO
Meeting Date: 10/14/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends for First Six For For Months of Fiscal 2014
2 Approve Size and Procedure of Dividend For For Payment
The Procter & Gamble Company
Meeting Date: 10/14/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Angela F. Braly For For
Page 420 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Procter & Gamble Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1b Elect Director Kenneth I. Chenault For For
1c Elect Director Scott D. Cook For For
1d Elect Director Susan Desmond-Hellmann For For
1e Elect Director A.G. Lafley For For
1f Elect Director Terry J. Lundgren For For
1g Elect Director W. James McNerney, Jr. For For
1h Elect Director Margaret C. Whitman For For
1i Elect Director Mary Agnes Wilderotter For For
1j Elect Director Patricia A. Woertz For For
1k Elect Director Ernesto Zedillo For For
2 Ratify Auditors For For
3 Approve Omnibus Stock Plan For Against
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5 Assess Environmental Impact of Non- Against For Recyclable Packaging
6 Report on Consistency Between Corporate Against Against Values and Political Contributions
CSL Ltd.
Meeting Date: 10/15/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John Shine as Director For For
2b Elect Christine O'Reilly as Director For For
2c Elect Bruce Brook as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Performance Options For For and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company
Page 421 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSL Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Increase in Maximum Aggregate For For Remuneration of Non-Executive Directors
GCL-Poly Energy Holdings Ltd.
Meeting Date: 10/15/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Option Scheme of GCL New For For Energy Holdings Limited
2 Elect Yeung Man Chung, Charles as Director For For
AECOM Technology Corporation
Meeting Date: 10/16/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For
2 Adjourn Meeting For For
IG Group Holdings plc
Meeting Date: 10/16/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
Page 422 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IG Group Holdings plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Peter Hetherington as Director For For
6 Re-elect Christopher Hill as Director For For
7 Re-elect Stephen Hill as Director For For
8 Re-elect Tim Howkins as Director For For
9 Re-elect Jim Newman as Director For For
10 Re-elect Sam Tymms as Director For For
11 Re-elect Roger Yates as Director For For
12 Elect Andy Green as Director For For
13 Reappoint PricewaterhouseCoopers LLP as For For Auditors
14 Authorise the Audit Committee to Fix For For Remuneration of Auditors
15 Approve Long Term Incentive Plan For For
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Indiabulls Infrastructure & Power Ltd
Meeting Date: 10/16/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Change in Company Name For For
Page 423 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zhejiang Expressway Co., Ltd.
Meeting Date: 10/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividend For For
Bank Of India Ltd
Meeting Date: 10/17/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Elect Three Shareholder Directors from Below Nominees
1 Elect A. Khaitan as Director For For
2 Elect D. Harish as Director For For
3 Elect N. Bhatia as Director For For
4 Elect R.K. Gupta as Director For For
5 Elect S.K. Arora as Director For For
China National Building Material Co., Ltd.
Meeting Date: 10/17/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Tao Zheng as Director and Approve His For Against Remuneration
2 Elect Tang Yunwei as Director and Approve For For His Remuneration
3 Elect Zhao Lihua as Director and Approve His For For Remuneration
Page 424 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China National Building Material Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Elect Sun Yanjun as Director and Approve His For For Remuneration
5 Elect Wu Weiku as Supervisor and Approve For For His Remuneration
6 Elect Liu Jianwen as Supervisor and Approve For For His Remuneration
China Merchants Bank Co Ltd
Meeting Date: 10/20/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
1 Elect Li Xiaopeng as Director For For
2.1 Elect Antony Leung as Director For For
2.2 Elect Zhao Jun as Director For For
3 Elect Jin Qingjun as Supervisor For For
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 10/22/2014 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1.1 Elect Carlos Hank Gonzalez as Director to For For Replace Graciela Gonzalez Moreno
1.2 Elect Graciela Gonzalez Moreno as Alternate For For Director to Replace Alejandro Hank Gonzalez
1.3 Approve Directors Liability and For For Indemnification
2 Approve Cash Dividends of MXN 0.2435 Per For For Share
Page 425 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Banorte S.A.B. de C.V.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Creation of an Incentive Plan for the For For Employees of the Company and its Subsidiaries
4 Receive External Auditor's Report on Fiscal For For Obligations
5 Authorize Board to Ratify and Execute For For Approved Resolutions
Impala Platinum Holdings Ltd
Meeting Date: 10/22/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
2.1 Re-elect Hugh Cameron as Chairman of the For For Audit Committee
2.2 Re-elect Almorie Maule as Member of the For For Audit Committee
2.3 Re-elect Thabo Mokgatlha as Member of the For For Audit Committee
2.4 Re-elect Babalwa Ngonyama as Member of For For the Audit Committee
3 Approve Remuneration Policy For For
4.1 Re-elect Almorie Maule as Director For For
4.2 Re-elect Thabo Mokgatlha as Director For For
4.3 Re-elect Khotso Mokhele as Director For For
4.4 Re-elect Babalwa Ngonyama as Director For For
4.5 Re-elect Thandi Orleyn as Director For For
Special Resolutions
1 Approve Remuneration of Non-executive For For Directors
2 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
Page 426 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Meeting Date: 10/22/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb TOTVS Brasil For For Sales Ltda
2 Appoint Independent Firm to Appraise For For Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of TOVTS Brasil Sales For For Ltda
5 Authorize Board to Ratify and Execute For For Approved Resolutions
6 Elect Directors For For
AMEC plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to Acquisition of For Abstain Foster Wheeler AG
2 Authorise Issue of Equity with Pre-emptive For For Rights
3 Authorise Issue of Equity without Pre- For For emptive Rights
4 Authorise Market Purchase of Ordinary Shares For For
5 Approve Change of Company Name to Amec For For Foster Wheeler plc
BHP Billiton plc
Meeting Date: 10/23/2014 Country: United Kingdom Meeting Type: Annual
Page 427 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint KPMG LLP as Auditors For For
3 Authorise the Risk and Audit Committee to For For Fix Remuneration of Auditors
4 Authorise Issue of Equity with Pre-emptive For For Rights
5 Authorise Issue of Equity without Pre- For For emptive Rights
6 Authorise Market Purchase of Ordinary Shares For For
7 Approve Remuneration Policy For For
8 Approve Remuneration Report for UK Law For For Purposes
9 Approve Remuneration Report for Australian For For Law Purposes
10 Approve Leaving Entitlements For For
11 Approve Grant of Awards under the Group's For For Short and Long Term Incentive Plans to Andrew Mackenzie
12 Elect Malcolm Brinded as Director For For
13 Re-elect Malcolm Broomhead as Director For For
14 Re-elect Sir John Buchanan as Director For For
15 Re-elect Carlos Cordeiro as Director For For
16 Re-elect Pat Davies as Director For For
17 Re-elect Carolyn Hewson as Director For For
18 Re-elect Andrew Mackenzie as Director For For
19 Re-elect Lindsay Maxsted as Director For For
20 Re-elect Wayne Murdy as Director For For
21 Re-elect Keith Rumble as Director For For
22 Re-elect John Schubert as Director For For
23 Re-elect Shriti Vadera as Director For For
24 Re-elect Jac Nasser as Director For For
Shareholder Proposal
Page 428 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
25 Elect Ian Dunlop, a Shareholder Nominee to Against Against the Board
Chimera Investment Corporation
Meeting Date: 10/23/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Paul Donlin For For
1b Elect Director Mark Abrams For For
1c Elect Director Gerard Creagh For For
1d Elect Director Dennis M. Mahoney For For
1e Elect Director Paul A. Keenan For For
1f Elect Director John P. Reilly For For
1g Elect Director Matthew Lambiase For For
2 Advisory Vote to Ratify Named Executive For For Officers' Compensation
3 Ratify Auditors For For
Harris Corporation
Meeting Date: 10/24/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director William M. Brown For For
1b Elect Director Peter W. Chiarelli For For
1c Elect Director Thomas A. Dattilo For For
1d Elect Director Terry D. Growcock For For
1e Elect Director Lewis Hay, III For For
Page 429 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Harris Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1f Elect Director Vyomesh I. Joshi For For
1g Elect Director Karen Katen For For
1h Elect Director Leslie F. Kenne For For
1i Elect Director David B. Rickard For For
1j Elect Director James C. Stoffel For For
1k Elect Director Gregory T. Swienton For For
1l Elect Director Hansel E. Tookes, II For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Sinotrans Ltd.
Meeting Date: 10/24/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Zhang Jianwei as Director For For
1b Elect Tao Suyun as Director For For
1c Elect Han Xiaojing as Director For For
1d Elect Zhou Fangsheng as Supervisor For For
2 Approve Remuneration of Directors and For For Supervisors
3 Amend Articles of Association For For
CEMEX S.A.B. de C.V.
Meeting Date: 10/27/2014 Country: Mexico Meeting Type: Special
Page 430 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares
1 Amend Clause 12 of the CPO Trust Deed, For For Designate Chairman of Trust Technical Committee and Approve Performing of Certification of the CPO Trust Deed
2 Designate Inspector or Shareholder For For Representative(s) of Minutes of Meeting
3 Approve Minutes of Meeting For For
Beijing Jingneng Clean Energy Co., Ltd.
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
ORDINARY RESOLUTION
1 Elect Han Xiaoping as Director For For
2 Elect Li Xun as Supervisor For For
SPECIAL RESOLUTION
1 Amend Article 19 of the Articles of For For Association of the Company
2 Amend Article 23 of the Articles of For For Association of the Company
Challenger Ltd
Meeting Date: 10/28/2014 Country: Australia Meeting Type: Annual
Page 431 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Challenger Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Leon Zwier as Director For For
3 Elect Brenda Shanahan as Director For For
4 Approve the Remuneration Report For For
5 Ratify the Past Issuance of 33.20 Million For For Shares
6 Ratify the Past Issuance of Challenger Capital For For Notes
China CNR Corporation Ltd
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve Revised Undertakings and Related For For Transactions
2 Approve Provision of Guarantee to For For Changchun Railway Vehicle Co., Ltd.
China Railway Construction Corporation Ltd.
Meeting Date: 10/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration Standard of Chairman For For of the Supervisory Committee
Elect Five Non-Independent Directors by Cumulative Voting
2.01 Elect Meng Fengchao as Director For For
2.02 Elect Peng Shugui as Director For For
Page 432 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.03 Elect Zhang Zongyan as Director For For
2.04 Elect Zhuang Shangbiao as Director For For
2.05 Elect Ge Fuxing as Director For Against
Elect Four Independent Directors by Cumulative Voting
3.01 Elect Wang Huacheng as Director For For
3.02 Elect Sun Patrick as Director For For
3.03 Elect Cheng Wen as Director For For
3.04 Elect Lu Xiaoqiang as Director For For
Elect Supervisors by Cumulative Voting
4.01 Elect Huang Shaojun as Supervisor For For
4.02 Elect Li Xuefu as Supervisor For For
Level 3 Communications, Inc.
Meeting Date: 10/28/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For
2 Increase Authorized Common Stock For For
3 Adjourn Meeting For For
Mediobanca SPA
Meeting Date: 10/28/2014 Country: Italy Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
Page 433 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mediobanca SPA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Financial Statements, Statutory For For Reports, and Allocation of Income
Appoint Directors (Slate Election) - Choose One of the Following Slates
2.1 Slate Submitted by Unicredit None Do Not Vote
2.2 Slate Submitted by Institutional Investors None For (Assogestioni)
Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
3.1 Slate Submitted by Unicredit None Against
3.2 Slate Submitted by Institutional Investors None For (Assogestioni)
4 Approve Remuneration Report For For
Symantec Corporation
Meeting Date: 10/28/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Michael A. Brown For For
1b Elect Director Frank E. Dangeard For For
1c Elect Director Geraldine B. Laybourne For For
1d Elect Director David L. Mahoney For For
1e Elect Director Robert S. Miller For For
1f Elect Director Anita M. Sands For For
1g Elect Director Daniel H. Schulman For For
1h Elect Director V. Paul Unruh For For
1i Elect Director Suzanne M. Vautrinot For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For For Officers' Compensation
Page 434 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petrochina Company Limited
Meeting Date: 10/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve New Comprehensive Agreement and For Against the Proposed Annual Caps in Respect of the Non-Exempt Continuing Connected Transactions
2 Elect Zhang Biyi as Director For For
3 Elect Jiang Lifu as Supervisor For For
Petrochina Company Limited
Meeting Date: 10/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve New Comprehensive Agreement and For Against the Proposed Annual Caps in Respect of the Non-Exempt Continuing Connected Transactions
2 Elect Zhang Biyi as Director For For
3 Elect Jiang Lifu as Supervisor For For
Probe Mines Limited
Meeting Date: 10/29/2014 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director David Palmer For For
Page 435 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Probe Mines Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1b Elect Director Dennis H. Peterson For For
1c Elect Director John B. Gammon For For
1d Elect Director Gordon A. McCreary For For
1e Elect Director Basil Haymann For For
1f Elect Director Jamie Sokalsky For For
2 Approve MNP LLP as Auditors and Authorize For For Board to Fix Their Remuneration
3 Re-approve Stock Option Plan For For
Brinker International, Inc.
Meeting Date: 10/30/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Joseph M. DePinto For For
1.2 Elect Director Harriet Edelman For For
1.3 Elect Director Michael A. George For For
1.4 Elect Director William T. Giles For For
1.5 Elect Director Gerardo I. Lopez For For
1.6 Elect Director Jon L. Luther For For
1.7 Elect Director George R. Mrkonic For For
1.8 Elect Director Rosendo G. Parra For For
1.9 Elect Director Wyman T. Roberts For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Datang International Power Generation Co. Ltd
Meeting Date: 10/30/2014 Country: Hong Kong Meeting Type: Special
Page 436 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Resolution on Provision of the For Against Entrusted Loan to Datang Inner Mongolia Duolun Coal Chemical Company Limited
2.1 Elect Liang Yongpan as Director None Against
2.2 Approve Resignation of Fang Qinghai as Non- None For Executive Director
Insurance Australia Group Ltd.
Meeting Date: 10/30/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Approve the Grant of Deferred Award Rights For For and Executive Performance Rights to Michael Wilkins, Managing Director and Chief Executive Officer of the Company
3 Elect Yasmin Allen as Director For For
4 Elect Hugh Fletcher as Director For For
5 Elect Philip Twyman as Director For For
6 Elect Michael Carlin as Director Against Against
7 Ratify the Past Issuance of 219.38 Million For For Shares to Institutional and Sophisticated Investors
8 Ratify the Past Issuance of 35,000 For For Subordinated Floating Rate Medium Term Notes Issued by Insurance Australia Limited to Institutional and Sophisticated Investors
Bell Aliant Preferred Equity Inc.
Meeting Date: 10/31/2014 Country: Canada Meeting Type: Special
Page 437 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bell Aliant Preferred Equity Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Preferred Shareholder Resolution: For Amalgamation of Bell Aliant Preferred Equity Inc. and 9034749 Canada Limited
Cresud S.A.C.I.F. y A.
Meeting Date: 10/31/2014 Country: Argentina Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
Ordinary and Extraordinary Meeting Agenda - Items 3, 13 to 18 are Extraordinary
1 Designate Two Shareholders to Sign Minutes For For of Meeting
2 Consider Financial Statements and Statutory For For Reports
3 Consider Treatment of Loss of ARS 888,382 For For
4 Consider Allocation of Treasury Shares For For
5 Consider Share and ADRs Repurchase For For Program
6 Consider Discharge of Directors For For
7 Consider Discharge of Internal Statutory For For Auditors Committee
8 Consider Remuneration of Directors in the For For Amount of ARS 12.84 Million; Approve Budget of Audit Committee
9 Consider Remuneration of Internal Statutory For For Auditors Committee
10 Fix Number of and Elect Directors and For Against Alternates
11 Elect Principal and Alternate Members of the For For Internal Statutory Auditors Committee
12 Approve Auditors for Next Fiscal Year and Fix For For Their Remuneration
13 Approve Amendments to Shared Services For For Agreement Report
Page 438 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cresud S.A.C.I.F. y A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
14 Approve Treatment of Provisions for Tax on For For Shareholders' Personal Assets
15 Amend Article 1 of Bylaws in Compliance For For with Capital Market Law
16 Amend Article 24 Re: Remote Meetings For For
17 Approve Amendments to the Report on For For Employee Incentive Plan as Approved by Previous General General Meetings
18 Renew Authority of Board to Set Issuance For For Terms for Non-Convertible Debt Securities up to $300 Million as Approved by General Meeting on Oct. 31, 2012
Imperial Holdings Ltd
Meeting Date: 11/04/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2 Reappoint Deloitte & Touche as Auditors of For For the Company with A Mackie as the Designated Partner
3.1 Re-elect Michael Leeming as Member of the For For Audit Committee
3.2 Elect Thembisa Dingaan as Member of the For For Audit Committee
3.3 Re-elect Phumzile Langeni as Member of the For For Audit Committee
3.4 Re-elect Roderick Sparks as Member of the For For Audit Committee
3.5 Re-elect Younaid Waja as Member of the For For Audit Committee
4.1 Re-elect Schalk Engelbrecht as Director For For
4.2 Re-elect Phumzile Langeni as Director For For
4.3 Re-elect Thulani Gcabashe as Director For For
4.4 Re-elect Roderick Sparks as Director For For
4.5 Re-elect Ashley Tugendhaft as Director For For
Page 439 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5.1 Elect Mohammed Akoojee as Director For For
5.2 Elect Mark Lamberti as Director For For
5.3 Elect Philip Michaux as Director For For
5.4 Elect Jurie Strydom as Director For For
6 Approve Remuneration Policy For For
7.1 Approve Remuneration of Chairperson For For
7.2 Approve Remuneration of Deputy Chairperson For For
7.3 Approve Remuneration of Board Member For For
7.4 Approve Remuneration of Assets and For For Liabilities Committee Chairman
7.5 Approve Remuneration of Assets and For For Liabilities Committee Member
7.6 Approve Remuneration of Audit Committee For For Chairman
7.7 Approve Remuneration of Audit Committee For For Member
7.8 Approve Remuneration of Risk Committee For For Chairman
7.9 Approve Remuneration of Risk Committee For For Member
7.10 Approve Remuneration of Remuneration and For For Nomination Committee Chairman
7.11 Approve Remuneration of Remuneration and For For Nomination Committee Member
7.12 Approve Remuneration of Social, Ethics and For For Sustainability Committee Chairman
7.13 Approve Remuneration of Social, Ethics and For For Sustainability Committee Member
8 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
9 Place Authorised but Unissued Shares under For For Control of Directors
10 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
11 Place Authorised but Unissued Non- For For Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors
12 Approve Financial Assistance in Terms of For For Section 44 of the Companies Act
Page 440 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Approve Financial Assistance in Terms of For For Section 45 of the Companies Act
Perrigo Company plc
Meeting Date: 11/04/2014 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Laurie Brlas For For
1.2 Elect Director Gary M. Cohen For For
1.3 Elect Director Jacqualyn A. Fouse For For
1.4 Elect Director David T. Gibbons For For
1.5 Elect Director Ran Gottfried For For
1.6 Elect Director Ellen R. Hoffing For For
1.7 Elect Director Michael J. Jandernoa For For
1.8 Elect Director Gary K. Kunkle, Jr. For For
1.9 Elect Director Herman Morris, Jr. For For
1.10 Elect Director Donal O'Connor For For
1.11 Elect Director Joseph C. Papa For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Authorize Share Repurchase Program For Against
5 Determine Price Range for Reissuance of For For Treasury Shares
6 Approve Creation of Distributable Reserves For For
Cardinal Health, Inc.
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Page 441 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cardinal Health, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David J. Anderson For For
1.2 Elect Director Colleen F. Arnold For For
1.3 Elect Director George S. Barrett For For
1.4 Elect Director Carrie S. Cox For For
1.5 Elect Director Calvin Darden For For
1.6 Elect Director Bruce L. Downey For For
1.7 Elect Director Patricia A. Hemingway Hall For For
1.8 Elect Director Clayton M. Jones For For
1.9 Elect Director Gregory B. Kenny For For
1.10 Elect Director David P. King For For
1.11 Elect Director Richard C. Notebaert For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Executive Incentive Bonus Plan For Against
5 Report on Political Contributions Against For
CareFusion Corporation
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Jacqueline B. Kosecoff For For
1b Elect Director Michael D. O'Halleran For For
1c Elect Director Supratim Bose For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 442 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corporation
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg For For
1.2 Elect Director H. Raymond Bingham For For
1.3 Elect Director Michael J. Boskin For For
1.4 Elect Director Safra A. Catz For For
1.5 Elect Director Bruce R. Chizen For For
1.6 Elect Director George H. Conrades For For
1.7 Elect Director Lawrence J. Ellison For For
1.8 Elect Director Hector Garcia-Molina For For
1.9 Elect Director Jeffrey O. Henley For For
1.10 Elect Director Mark V. Hurd For For
1.11 Elect Director Naomi O. Seligman For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Provide Vote Counting to Exclude Abstentions Against For
5 Adopt Multiple Performance Metrics Under Against For Executive Incentive Plans
6 Adopt Specific Performance Standards Against For
7 Adopt Proxy Access Right Against For
WellPoint, Inc.
Meeting Date: 11/05/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Company Name to Anthem, Inc. For For
Page 443 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WESTERN DIGITAL CORPORATION
Meeting Date: 11/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Kathleen A. Cote For For
1b Elect Director Henry T. DeNero For For
1c Elect Director Michael D. Lambert For For
1d Elect Director Len J. Lauer For For
1e Elect Director Matthew E. Massengill For For
1f Elect Director Stephen D. Milligan For For
1g Elect Director Thomas E. Pardun For For
1h Elect Director Paula A. Price For For
1i Elect Director Masahiro Yamamura For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Avnet, Inc.
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director William J. Amelio For For
1b Elect Director J. Veronica Biggins For For
1c Elect Director Michael A. Bradley For For
1d Elect Director R. Kerry Clark For For
1e Elect Director Richard Hamada For For
1f Elect Director James A. Lawrence For For
1g Elect Director Avid Modjtabai For For
1h Elect Director Ray M. Robinson For For
Page 444 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Avnet, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1i Elect Director William H. Schumann III For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Brambles Ltd
Meeting Date: 11/06/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Christine Cross as Director For For
4 Elect Brian James Long as Director For For
5 Elect Tahira Hassan as Director For For
6 Elect Stephen Paul Johns as Director For For
7 Approve the Brambles Limited 2006 For For Performance Share Plan
8 Approve the Brambles Limited MyShare Plan For For
9 Approve the Grant of Awards to Thomas For For Joseph Gorman, Executive Director of the Company
10 Approve the Grant of Awards to Thomas For For Joseph Gorman, Executive Director of the Company
Coach, Inc.
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David Denton For For
Page 445 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coach, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Director Susan Kropf For For
1.3 Elect Director Gary Loveman For For
1.4 Elect Director Victor Luis For For
1.5 Elect Director Ivan Menezes For For
1.6 Elect Director William Nuti For For
1.7 Elect Director Stephanie Tilenius For For
1.8 Elect Director Jide Zeitlin For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
DeVry Education Group Inc.
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Christopher B. Begley For For
1.2 Elect Director David S. Brown For For
1.3 Elect Director Fernando Ruiz For For
1.4 Elect Director Lisa W. Wardell For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Gluskin Sheff + Associates Inc.
Meeting Date: 11/06/2014 Country: Canada Meeting Type: Annual
Page 446 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gluskin Sheff + Associates Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Paul Beeston For For
1.2 Elect Director Jeremy Freedman For For
1.3 Elect Director Wilfred Gobert For For
1.4 Elect Director Stephen Halperin For For
1.5 Elect Director Nancy H.O. Lockhart For For
1.6 Elect Director Thomas C. MacMillan For For
1.7 Elect Director Herbert Solway For For
1.8 Elect Director Pierre-Andre Themens For For
2 Ratify PricewaterhouseCoopers LLP as For For Auditors
Lam Research Corporation
Meeting Date: 11/06/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Martin B. Anstice For For
1.2 Elect Director Eric K. Brandt For For
1.3 Elect Director Michael R. Cannon For For
1.4 Elect Director Youssef A. El-Mansy For For
1.5 Elect Director Christine A. Heckart For For
1.6 Elect Director Grant M. Inman For For
1.7 Elect Director Catherine P. Lego For For
1.8 Elect Director Stephen G. Newberry For For
1.9 Elect Director Krishna C. Saraswat For For
1.10 Elect Director William R. Spivey For For
1.11 Elect Director Abhijit Y. Talwalkar For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 447 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lam Research Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Ratify Auditors For For
Pernod Ricard
Meeting Date: 11/06/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 1.64 per Share
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Reelect Martina Gonzalez-Gallarza as Director For For
6 Reelect Ian Gallienne as Director For For
7 Elect Gilles Samyn as Director For For
8 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 910,000
9 Advisory Vote on Compensation of Daniele For For Ricard, Chairman of the Board
10 Advisory Vote on Compensation of Pierre For For Pringuet, Vice Chairman and CEO
11 Advisory Vote on Compensation of Alexandre For For Ricard, Vice CEO
12 Authorize Repurchase of Up to 10 Percent of For Against Issued Share Capital
Extraordinary Business
13 Authorize up to 1.5 Percent of Issued Capital For Against for Use in Restricted Stock Plans
14 Authorize up to 1.5 Percent of Issued Capital For Against for Use in Stock Option Plans
15 Authorize Capital Issuances for Use in For For Employee Stock Purchase Plans
Page 448 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Vote Number Proposal Text Mgmt Rec Instruction
16 Authorize Filing of Required For For Documents/Other Formalities
Truworths International Ltd
Meeting Date: 11/06/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 29 June 2014
2.1 Re-elect Hilton Saven as Director For For
2.2 Re-elect Michael Thompson as Director For For
2.3 Re-elect Thandi Ndlovu as Director For For
2.4 Elect Khutso Mampeule as Director For For
3 Authorise Board to Issue Shares for Cash For For
4 Authorise Repurchase of Issued Share Capital For For
5 Reappoint Ernst & Young Inc as Auditors of For For the Company with Tina Rookledge as the Registered Auditor and Authorise Their Remuneration
6 Approve Non-executive Directors' Fees For For
7.1 Re-elect Michael Thompson as Member of For For the Audit Committee
7.2 Re-elect Rob Dow as Member of the Audit For For Committee
7.3 Re-elect Roddy Sparks as Member of the For For Audit Committee
8 Approve Remuneration Policy For For
9 Approve Social and Ethics Committee Report For For
10.1 Re-elect Michael Thompson as Member of For For the Social and Ethics Committee
10.2 Elect David Pfaff as Member of the Social For For and Ethics Committee
10.3 Re-elect Thandi Ndlovu as Member of the For For Social and Ethics Committee
Page 449 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carfinco Financial Group Inc
Meeting Date: 11/07/2014 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Plan of Arrangement For For
Eutelsat Communications
Meeting Date: 11/07/2014 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Auditors' Special Report on Related- For For Party Transactions
4 Approve Allocation of Income and Dividends For For of EUR 1.03 per Share
5 Approve Stock Dividend Program (Cash or For For Shares)
6 Reelect Bpifrance Participations SA as Director For For
7 Reelect Ross McInnes as Director For For
8 Advisory Vote on Compensation of Michel de For For Rosen, Chairman and CEO
9 Advisory Vote on Compensation of Michel For For Azibert, Vice CEO
10 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
11 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
12 Amend Article 21 of Bylaws Re: Proxy Voting, For For Electronic Vote
Page 450 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Amend Article 12 of Bylaws Re: Absence of For For Double Voting Rights
14 Authorize Filing of Required For For Documents/Other Formalities
Shenzhen International Holdings Ltd.
Meeting Date: 11/07/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Land Premium Agreement and For For Related Transactions
Automatic Data Processing, Inc.
Meeting Date: 11/11/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Ellen R. Alemany For For
1.2 Elect Director Leslie A. Brun For For
1.3 Elect Director Richard T. Clark For For
1.4 Elect Director Eric C. Fast For For
1.5 Elect Director Linda R. Gooden For For
1.6 Elect Director Michael P. Gregoire For For
1.7 Elect Director R. Glenn Hubbard For For
1.8 Elect Director John P. Jones For For
1.9 Elect Director Carlos A. Rodriguez For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Page 451 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Shipyard International Co., Ltd.
Meeting Date: 11/11/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal of the Entire Equity For For Interests in Guangzhou Hongfan Hotel Co., Ltd.
2 Approve Disposal of the Entire Equity For For Interests in Guangzhou Jinzhou Ship Technology Co., Ltd.
3 Approve Disposal of the Entire Equity For For Interests in Guangzhou Shipyard Industrial Co., Ltd.
4 Approve Establishment of a Wholly-Owned For For Subsidiary of the Company
5 Approve Amendments to Articles of For For Association
Uralkali OAO
Meeting Date: 11/11/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve New Edition of Charter For For
2 Determine Cost of Liability Insurance for For For Directors and Officers
3 Approve Related-Party Transactions Re: For For Liability Insurance for Directors and Officers
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 11/11/2014 Country: China Meeting Type: Special
Page 452 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xinjiang Goldwind Science & Technology Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1 Approve Types of Shares to be Issued and For For the Par Value in Relation to Proposal of the Non-public Issue of A Shares
1.2 Approve Issue Mechanism in Relation to For For Proposal of the Non-public Issue of A Shares
1.3 Approve Number of A Shares to be Issued in For For Relation to Proposal of the Non-public Issue of A Shares
1.4 Approve Targeted Subscribers and For For Subscription Method in Relation to Proposal of the Non-public Issue of A Shares
1.5 Approve Issue Price and Pricing Mechanism For For in Relation to Proposal of the Non-public Issue of A Shares
1.6 Approve Use of Proceeds in Relation to For For Proposal of the Non-public Issue of A Shares
1.7 Approve Lock-up period in Relation to For For Proposal of the Non-public Issue of A Shares
1.8 Approve Place of listing in Relation to For For Proposal of the Non-public Issue of A Shares
1.9 Approve Arrangement for the Distribution of For For Profits Accumulated Before the Non-public Issue of Shares in Relation to Proposal of the Non-public Issue of A Shares
1.10 Approve Validity Period in Relation to For For Proposal of the Non-public Issue of A Shares
2 Approve Feasibility Study Report on Use of For For the Funds from the Non-public Issue of A Shares in Relation to Proposal of the Non- public Issue of A Shares
3 Approve Proposal for Non-Public Issue of A For For Shares Constituting Connected Transaction
4 Approve Company's Entering into the For For Conditional Share Subscription Agreements with the Subscribers
5 Approve Proposal for Authorization to the For Against Board to Amend the Articles of Association of the Company Based on Results of the Non- Public Issue of A Shares
ORDINARY BUSINESS
Page 453 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xinjiang Goldwind Science & Technology Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Meeting with the Conditions of the For For Non-public Issue of A Shares by the Company
2 Approve Report on the Use of Funds from For For Previous Funds Raising Activities
3 Approve Proposal for Authorization to the For For Board with Full Power to Deal with All Matters Relating to the Non-Public Issue of A Shares
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 11/11/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1 Approve Types of Shares to be Issued and For For the Par Value in Relation to Proposal of the Non-public Issue of A Share
1.2 Approve Issue Mechanism in Relation to For For Proposal of the Non-public Issue of A Share
1.3 Approve Number of A Shares to be Issued in For For Relation to Proposal of the Non-public Issue of A Share
1.4 Approve Targeted Subscribers and For For Subscription Method in Relation to Proposal of the Non-public Issue of A Share
1.5 Approve Issue Price and Pricing Mechanism For For in Relation to Proposal of the Non-public Issue of A Share
1.6 Approve Use of Proceeds in Relation to For For Proposal of the Non-public Issue of A Share
1.7 Approve Lock-up period in Relation to For For Proposal of the Non-public Issue of A Share
1.8 Approve Place of Listing in Relation to For For Proposal of the Non-public Issue of A Share
1.9 Approve Arrangement for the Distribution of For For Profits Accumulated Before the Non-public Issue of Shares in Relation to Proposal of the Non-public Issue of A Share
Page 454 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xinjiang Goldwind Science & Technology Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.10 Approve Validity Period in Relation to For For Proposal of the Non-public Issue of A Share
2 Approve Feasibility Study Report on Use of For For the Funds from the Non-public Issue of A Shares in Relation to Proposal of the Non- public Issue of A Share
3 Approve Proposal for Non-Public Issue of A For For Shares Constituting Connected Transaction
4 Approve Company's Entering into the For For Conditional Share Subscription Agreements with the Subscribers
5 Approve Proposal for Authorization to the For Against Board to Amend the Articles of Association of the Company Based on Results of the Non- Public Issue of A Shares
ORDINARY BUSINESS
1 Approve Meeting with the Conditions of the For For Non-public Issue of A Shares by the Company
2 Approve Report on the Use of Funds from For For Previous Funds Raising Activities
3 Approve Proposal for Authorization to the For For Board with Full Power to Deal with All Matters Relating to the Non-Public Issue of A Shares
Asciano Ltd
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve the Remuneration Report For For
3 Elect Chris Barlow as Director For For
4 Elect Shirley In't Veld as a Director For For
5 Approve the Grant of Up 418,234 For For Performance Rights to John Mullen, Managing Director and Chief Executive Officer of the Company
6 Approve the Renewal of the Proportional For For Takeover Provisions
Page 455 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aurizon Holdings Ltd.
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect John B Prescott as Director For For
2b Elect John Atkin as Director For For
2c Elect Pasquale Zito as Director For For
3 Approve the Grant of Performance Rights to For For Lance Hockridge, Managing Director and CEO of the Company
4 Approve the Termination Benefits of Key For For Management Personnel
5 Approve the Remuneration Report For For
6 Approve the Spill Resolution Against Against
Commonwealth Bank Of Australia
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2a Elect Launa Inman as Director For For
2b Elect Andrew Mohl as Director For For
2c Elect Shirish Apte as Director For For
2d Elect David Higgins as Director For For
Shareholder Proposal
3 Elect Stephen Mayne as Director Against Against
Management Proposals
4 Approve the Remuneration Report For For
5 Approve the Grant of Reward Rights to Ian For For Narev, Managing Director and Chief Executive Officer of the Company
Page 456 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commonwealth Bank Of Australia
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Shareholder Proposal
6 Approve the Amendments to the Constitution Against Against
Computershare Limited
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Simon Jones as Director For For
3 Elect Nerolie Withnall as Director For For
4 Elect Markus Kerber as Director For For
5 Elect Tiffany Fuller as Director For For
6 Elect Joseph Velli as Director For For
7 Approve the Remuneration Report For For
8 Approve the Grant of 107,084 Performance For For Rights to Stuart Irving, Chief Executive Officer of the Company
9 Approve the Increase in Maximum Aggregate None For Remuneration of Non-Executive Directors
Fortescue Metals Group Ltd.
Meeting Date: 11/12/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Andrew Forrest as Director For For
3 Elect Owen Hegarty as Director For For
4 Elect Geoff Raby as Director For For
Page 457 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fortescue Metals Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve the Renewal of the Proportional For For Takeover Provisions
Solera Holdings, Inc.
Meeting Date: 11/13/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Tony Aquila For For
1.2 Elect Director Patrick D. Campbell For For
1.3 Elect Director Thomas A. Dattilo For For
1.4 Elect Director Arthur F. Kingsbury For For
1.5 Elect Director Kurt J. Lauk For For
1.6 Elect Director Michael E. Lehman For For
1.7 Elect Director Thomas C. Wajnert For For
1.8 Elect Director Stuart J. Yarbrough For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Towers Watson & Co.
Meeting Date: 11/13/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Victor F. Ganzi For For
1b Elect Director John J. Haley For For
1c Elect Director Leslie S. Heisz For For
1d Elect Director Brendan R. O'Neill For For
Page 458 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Towers Watson & Co.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1e Elect Director Linda D. Rabbitt For For
1f Elect Director Gilbert T. Ray For For
1g Elect Director Paul Thomas For For
1h Elect Director Wilhelm Zeller For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Rockwood Holdings, Inc.
Meeting Date: 11/14/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
Royal Gold, Inc.
Meeting Date: 11/14/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director M. Craig Haase For For
1b Elect Director C. Kevin McArthur For For
1c Elect Director Christopher M.T. Thompson For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 459 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal OAO
Meeting Date: 11/14/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 54.46 per For For Share for First Nine Months of Fiscal 2014
2 Approve New Edition of Charter For For
3 Approve New Edition of Regulations on For Against Board of Directors
The Estee Lauder Companies Inc.
Meeting Date: 11/14/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Charlene Barshefsky For For
1.2 Elect Director Wei Sun Christianson For For
1.3 Elect Director Fabrizio Freda For For
1.4 Elect Director Jane Lauder For For
1.5 Elect Director Leonard A. Lauder For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
ICICI Bank Limited
Meeting Date: 11/17/2014 Country: India Meeting Type: Special
Page 460 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICICI Bank Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Stock Split For For
2 Amend Memorandum of Association For For
3 Amend Articles of Association For For
Lamar Advertising Company
Meeting Date: 11/17/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Reorganization Plan For For
2 Adjourn Meeting For For
Campbell Soup Company
Meeting Date: 11/19/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Paul R. Charron For For
1.2 Elect Director Bennett Dorrance For For
1.3 Elect Director Lawrence C. Karlson For For
1.4 Elect Director Randall W. Larrimore For For
1.5 Elect Director Marc B. Lautenbach For For
1.6 Elect Director Mary Alice Dorrance Malone For For
1.7 Elect Director Sara Mathew For For
1.8 Elect Director Denise M. Morrison For For
Page 461 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Campbell Soup Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.9 Elect Director Charles R. Perrin For For
1.10 Elect Director A. Barry Rand For For
1.11 Elect Director Nick Shreiber For For
1.12 Elect Director Tracey T. Travis For For
1.13 Elect Director Archbold D. van Beuren For For
1.14 Elect Director Les C. Vinney For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For
Glenmark Pharmaceuticals Ltd.
Meeting Date: 11/19/2014 Country: India Meeting Type: Court
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court-Ordered Meeting for Shareholders
1 Approve Scheme of Amalgamation For For
Global Payments Inc.
Meeting Date: 11/19/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Sloan For For
1.2 Elect Director John G. Bruno For For
1.3 Elect Director Michael W. Trapp For For
1.4 Elect Director Gerald J. Wilkins For For
Page 462 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Global Payments Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
TRW Automotive Holdings Corp.
Meeting Date: 11/19/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
BHP Billiton Limited
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
1 Accept Financial Statements and Statutory For For Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Billiton Plc
3 Authorize the Board to Fix the Remuneration For For of the Auditor
4 Approve the Authority to Issue Shares in BHP For For Billiton Plc
5 Approve the Authority to Issue Shares in BHP For For Billiton Plc for Cash
6 Approve the Repurchase of 211.21 Million For For Shares in BHP Billiton Plc
7 Approve the Remuneration Policy For For
Page 463 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve the Directors' Annual Report on For For Remuneration
9 Approve the Remuneration Report For For
10 Approve the Termination Benefits to Any For For Current or Future Holder of a Managerial or Executive Office
11 Approve the Grant of Awards to Andrew For For Mackenzie, Executive Director of the Company
12 Elect Malcolm Brinded as Director For For
13 Elect Malcolm Broomhead as Director For For
14 Elect John Buchanan as Director For For
15 Elect Carlos Cordeiro as Director For For
16 Elect Pat Davies as Director For For
17 Elect Carolyn Hewson as Director For For
18 Elect Andrew Mackenzie as Director For For
19 Elect Lindsay Maxsted as Director For For
20 Elect Wayne Murdy as Director For For
21 Elect Keith Rumble as Director For For
22 Elect John Schubert as Director For For
23 Elect Shriti Vadera as Director For For
24 Elect Jac Nasser as Director For For
Shareholder Proposal
25 Elect Ian Dunlop as Director Against Against
BHP Billiton Limited
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
Management Proposals
Page 464 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Billiton Plc
3 Authorize the Board to Fix the Remuneration For For of the Auditor
4 Approve the Authority to Issue Shares in BHP For For Billiton Plc
5 Approve the Authority to Issue Shares in BHP For For Billiton Plc for Cash
6 Approve the Repurchase of 211.21 Million For For Shares in BHP Billiton Plc
7 Approve the Remuneration Policy For For
8 Approve the Directors' Annual Report on For For Remuneration
9 Approve the Remuneration Report For For
10 Approve the Termination Benefits to Any For For Current or Future Holder of a Managerial or Executive Office
11 Approve the Grant of Awards to Andrew For For Mackenzie, Executive Director of the Company
12 Elect Malcolm Brinded as Director For For
13 Elect Malcolm Broomhead as Director For For
14 Elect John Buchanan as Director For For
15 Elect Carlos Cordeiro as Director For For
16 Elect Pat Davies as Director For For
17 Elect Carolyn Hewson as Director For For
18 Elect Andrew Mackenzie as Director For For
19 Elect Lindsay Maxsted as Director For For
20 Elect Wayne Murdy as Director For For
21 Elect Keith Rumble as Director For For
22 Elect John Schubert as Director For For
23 Elect Shriti Vadera as Director For For
24 Elect Jac Nasser as Director For For
Shareholder Proposal
25 Elect Ian Dunlop as Director Against Against
Page 465 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cisco Systems, Inc.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Carol A. Bartz For For
1b Elect Director M. Michele Burns For For
1c Elect Director Michael D. Capellas For For
1d Elect Director John T. Chambers For For
1e Elect Director Brian L. Halla For For
1f Elect Director John L. Hennessy For For
1g Elect Director Kristina M. Johnson For For
1h Elect Director Roderick C. McGeary For For
1i Elect Director Arun Sarin For For
1j Elect Director Steven M. West For For
2 Amend Qualified Employee Stock Purchase For For Plan
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Ratify Auditors For For
5 Establish Public Policy Board Committee Against Against
6 Adopt Proxy Access Right Against For
7 Report on Political Contributions Against For
Goodman Group
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint KPMG as Auditors of Goodman For For Logistics (HK) Limited
2a Elect Ian Ferrier as Director of Goodman For For Limited
Page 466 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Goodman Group
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2b Elect Ian Ferrier as Director of Goodman For For Logistics (HK) Limited
3a Elect Philip Fan as Director of Goodman For For Limited
3b Elect Philip Fan as Director of Goodman For For Logistics (HK) Limited
4 Elect John Harkness as Director of Goodman For For Limited
5 Elect Anne Keating as Director of Goodman For For Limited
6 Approve the Remuneration Report For For
7 Approve the Grant of Up to 995,476 For For Performance Rights to Gregory Goodman, Executive Director of the Company
8 Approve the Grant of Up to 497,738 For For Performance Rights to Philip Pearce, Executive Director of the Company
9 Approve the Grant of Up to 497,738 For For Performance Rights to Danny Peeters, Executive Director of the Company
10 Approve the Grant of Up to 542,987 For For Performance Rights to Anthony Rozic, Executive Director of the Company
11 Adopt New GLHK Articles of Association For For
Kinder Morgan, Inc.
Meeting Date: 11/20/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Increase Authorized Common Stock For For
2 Issue Shares in Connection with Mergers For
3 Adjourn Meeting For For
Wesfarmers Ltd.
Meeting Date: 11/20/2014 Country: Australia Meeting Type: Annual
Page 467 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wesfarmers Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Terence (Terry) James Bowen as For For Director
2b Elect Robert (Bob) Lindsay Every as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Up to 79,186 For For Performance Rights to Richard Goyder, Group Managing Director of the Company
5 Approve the Grant of Up to 49,406 For For Performance Rights to Terry Bowen, Finance Director of the Company
6 Approve the Return of Capital to Shareholders For For
7 Approve the Consolidation of Shares For For
British Sky Broadcasting Group plc
Meeting Date: 11/21/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Policy For
4 Approve Remuneration Report For Against
5 Re-elect Nick Ferguson as Director For For
6 Re-elect Jeremy Darroch as Director For For
7 Re-elect Andrew Griffith as Director For For
8 Re-elect Tracy Clarke as Director For For
9 Re-elect Martin Gilbert as Director For For
10 Re-elect Adine Grate as Director For For
11 Re-elect Dave Lewis as Director For For
12 Re-elect Matthieu Pigasse as Director For For
Page 468 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Sky Broadcasting Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Re-elect Danny Rimer as Director For For
14 Re-elect Andy Sukawaty as Director For For
15 Re-elect Chase Carey as Director For For
16 Re-elect David DeVoe as Director For For
17 Re-elect James Murdoch as Director For For
18 Re-elect Arthur Siskind as Director For For
19 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
20 Authorise EU Political Donations and For For Expenditure
21 Authorise Issue of Equity with Pre-emptive For For Rights
22 Authorise Issue of Equity without Pre- For For emptive Rights
23 Approve Change of Company Name to Sky plc For For
24 Authorise the Company to Call EGM with For For Two Weeks' Notice
Canacol Energy Ltd.
Meeting Date: 11/21/2014 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at Six For For
2.1 Elect Director Charle Gamba For For
2.2 Elect Director Michael Hibberd For For
2.3 Elect Director Jason Bednar For For
2.4 Elect Director Stuart Hensman For For
2.5 Elect Director David Winter For For
2.6 Elect Director Gregory D. Elliot For For
3 Approve Deloitte LLP as Auditors and For For Authorize Board to Fix Their Remuneration
4 Re-approve Stock Option Plan For Against
Page 469 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Glenmark Pharmaceuticals Ltd.
Meeting Date: 11/21/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Scheme of Amalgamation For For
Infosys Ltd.
Meeting Date: 11/21/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Increase Authorized Share Capital For For
2 Amend Memorandum of Association to For For Reflect Increase in Authorized Share Capital
3 Amend Articles of Association to Reflect For For Increase in Authorized Share Capital
4 Approve Bonus Issue For For
KB Financial Group Inc.
Meeting Date: 11/21/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Yoon Jong-Kyoo as CEO For For
Page 470 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Meeting Date: 11/21/2014 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Elect Yoon Jong-Kyoo as CEO For For
Sasol Ltd
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2014
2 Approve Nomination, Governance, Social and Ethics Committee Report
3.1 Re-elect Colin Beggs as Director For For
3.2 Re-elect David Constable as Director For For
3.3 Re-elect Henk Dijkgraaf as Director For For
3.4 Re-elect Moses Mkhize as Director For For
3.5 Re-elect Peter Robertson as Director For For
4.1 Elect Bongani Nqwababa as Director For For
4.2 Elect Nomgando Matyumza as Director For For
5 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
6.1 Re-elect Colin Beggs as Member of the Audit For For Committee
6.2 Elect Nomgando Matyumza as Member of the For For Audit Committee
6.3 Re-elect Imogen Mkhize as Member of the For For Audit Committee
6.4 Re-elect JJ Njeke as Member of the Audit For For Committee
Page 471 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sasol Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6.5 Re-elect Stephen Westwell as Member of the For For Audit Committee
7 Approve Remuneration Policy For Against
8.1 Approve Non-executive Directors' For Against Remuneration
8.2 Approve Financial Assistance in Terms of For For Sections 44 and 45 of the Act
8.3 Amend Memorandum of Incorporation Re: For For Clause 26
8.4 Amend Memorandum of Incorporation Re: For For Clause 29.4.2
8.5 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
8.6 Authorise Repurchase of Issued Share Capital For For from a Director and/or a Prescribed Officer of the Company
Sasol Ltd
Meeting Date: 11/21/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2014
2 Approve Nomination, Governance, Social and Ethics Committee Report
3.1 Re-elect Colin Beggs as Director For For
3.2 Re-elect David Constable as Director For For
3.3 Re-elect Henk Dijkgraaf as Director For For
3.4 Re-elect Moses Mkhize as Director For For
3.5 Re-elect Peter Robertson as Director For For
4.1 Elect Bongani Nqwababa as Director For For
4.2 Elect Nomgando Matyumza as Director For For
5 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company
Page 472 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sasol Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6.1 Re-elect Colin Beggs as Member of the Audit For For Committee
6.2 Elect Nomgando Matyumza as Member of the For For Audit Committee
6.3 Re-elect Imogen Mkhize as Member of the For For Audit Committee
6.4 Re-elect JJ Njeke as Member of the Audit For For Committee
6.5 Re-elect Stephen Westwell as Member of the For For Audit Committee
7 Approve Remuneration Policy For Against
8.1 Approve Non-executive Directors' For Against Remuneration
8.2 Approve Financial Assistance in Terms of For For Sections 44 and 45 of the Act
8.3 Amend Memorandum of Incorporation Re: For For Clause 26
8.4 Amend Memorandum of Incorporation Re: For For Clause 29.4.2
8.5 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
8.6 Authorise Repurchase of Issued Share Capital For For from a Director and/or a Prescribed Officer of the Company
Wisconsin Energy Corporation
Meeting Date: 11/21/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Shares in Connection with Acquisition For
2 Change Company Name to WEC Energy For For Group, Inc.
3 Adjourn Meeting For For
Page 473 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amlin plc
Meeting Date: 11/24/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration Policy For For
2 Approve Performance Share Plan For For
Infosys Ltd.
Meeting Date: 11/24/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Increase Authorized Share Capital For For
2 Amend Memorandum of Association to For For Reflect Increase in Authorized Share Capital
3 Amend Articles of Association to Reflect For For Increase in Authorized Share Capital
4 Approve Bonus Issue For For
The Bidvest Group Ltd
Meeting Date: 11/24/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Reappoint Deloitte & Touche as Auditors of For For the Company and Appoint Mark Holme as the Individual Registered Auditor
2.1 Elect Mpumi Madisa as Director For For
Page 474 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bidvest Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.2 Elect Nolwandle Mantashe as Director For For
2.3 Elect Bongi Masinga as Director For For
2.4 Re-elect Douglas Band as Director For For
2.5 Re-elect David Cleasby as Director For For
2.6 Re-elect Anthony Dawe as Director For For
2.7 Re-elect Donald Masson as Director For For
2.8 Re-elect Lindsay Ralphs as Director For For
2.9 Re-elect Tania Slabbert as Director For For
3.1 Re-elect Paul Baloyi as Member of the Audit For For Committee
3.2 Re-elect Eric Diack as Member of the Audit For For Committee
3.3 Elect Bongi Masinga as Member of the Audit For For Committee
3.4 Re-elect Nigel Payne as Chairman of the For For Audit Committee
4.1 Adopt Part 1 - Policy on Base Package and For Against Benefits
4.2 Adopt Part 1 - Policy on Short-term Incentives For Against
4.3 Adopt Part 1 - Policy on Long-term Incentives For Against
5 Place Authorised but Unissued Shares under For For Control of Directors
6 Authorise Board to Issue Shares for Cash up For For to 30,000,000 Ordinary Shares
7 Approve Cash Distribution to Shareholders by For For Way of Reduction of Share Capital or Share Premium
8 Authorise Creation and Issue of Convertible For For Debentures or Other Convertible Instruments
9 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
1 Authorise Repurchase of Up to 20 Percent of For For Issued Share Capital
2 Approve Remuneration of Non-executive For Against Directors
3 Approve Financial Assistance to Related and For For Inter-related Companies and Corporations
Page 475 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wolseley plc
Meeting Date: 11/25/2014 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Remuneration Policy For For
4 Approve Final Dividend For For
5 Re-elect Tessa Bamford as Director For For
6 Elect John Daly as Director For For
7 Re-elect Gareth Davis as Director For For
8 Re-elect Pilar Lopez as Director For For
9 Re-elect John Martin as Director For For
10 Re-elect Ian Meakins as Director For For
11 Re-elect Alan Murray as Director For For
12 Re-elect Frank Roach as Director For For
13 Elect Darren Shapland as Director For For
14 Elect Jacqueline Simmonds as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise EU Political Donations and For For Expenditure
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
UBM plc
Meeting Date: 11/26/2014 Country: United Kingdom Meeting Type: Special
Page 476 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UBM plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of VSS-AHC For Abstain Consolidated Holdings Corp
2 Authorise Issue of Equity Pursuant to the For Abstain Capital Raising
3 Authorise Issue of Equity without Pre- For Abstain emptive Rights Pursuant to the Capital Raising
Woolworths Holdings Ltd
Meeting Date: 11/26/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 29 June 2014
2 Reappoint Ernst & Young Inc as Auditors of For For the Company
3.1 Re-elect Zarina Bassa as Director For For
3.2 Re-elect Sir Stuart Rose as Director For For
3.3 Re-elect Simon Susman as Director For For
4.1 Elect Hubert Brody as Director For For
4.2 Elect Nombulelo Moholi as Director For For
4.3 Elect Sam Ngumeni as Director For For
5.1 Re-elect Peter Bacon as Member of the Audit For For Committee
5.2 Re-elect Zarina Bassa as Member of the Audit For For Committee
5.3 Elect Hubert Brody as Member of the Audit For For Committee
5.4 Re-elect Andrew Higginson as Member of the For For Audit Committee
5.5 Re-elect Mike Leeming as Member of the For For Audit Committee
6 Approve Remuneration Policy For For
Page 477 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woolworths Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Remuneration of Non-Executive For For Directors
8 Approve Decrease in Number of Authorised For For but Unissued Ordinary Shares
9 Amend Memorandum of Incorporation For For
10 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
11 Approve Financial Assistance to Related or For For Inter-related Companies or Corporations
12 Approve Issuance of Shares or Options and For For Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
Grupo Financiero Santander Mexico S.A.B. de C.V.
Meeting Date: 11/27/2014 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Cash Dividends For For
2 Authorize Board to Ratify and Execute For For Approved Resolutions
Woolworths Ltd.
Meeting Date: 11/27/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2a Elect Jillian Rosemary Broadbent as Director For For
2b Elect Scott Redvers Perkins as Director For For
Shareholder Proposal
Page 478 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woolworths Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2c Elect Stephen Mayne as Director Against Against
Management Proposals
2d Elect Ralph Graham Waters as Director For For
3 Approve the Grant of 67,514 Performance For For Rights to Grant O'Brien, Managing Director and Chief Executive Officer of the Company
4 Approve the Remuneration Report For For
Dalmac Energy Inc.
Meeting Date: 11/28/2014 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at Four For For
2.1 Elect Director John I. Babic For For
2.2 Elect Director Steven M. Babic For For
2.3 Elect Director Shawn T. Szydlowski For For
2.4 Elect Director Derek Callfas For For
3 Approve Crowe MacKay LLP as Auditors and For For Authorize Board to Fix Their Remuneration
4 Re-approve Stock Option Plan For For
Gemdale Properties and Investment Corporation Ltd.
Meeting Date: 11/28/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal of 100% Equity Interest in For Abstain Xi'an Zhujia Property Company Limited
Page 479 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gemdale Properties and Investment Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Disposal of 100% Equity Interest in For Abstain Shenyang Gemdale Binhe Real Estate Development Co., Ltd.
Huaneng Power International, Inc.
Meeting Date: 11/28/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Acquisition For For
TAG Immobilien AG
Meeting Date: 11/28/2014 Country: Germany Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program and For For Reissuance or Cancellation of Repurchased Shares
2 Elect Rolf Elgeti to the Supervisory Board For For
HCL Technologies Ltd.
Meeting Date: 11/29/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Amend Memorandum of Association For For
2 Adopt New Articles of Association For Against
Page 480 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aryzta AG
Meeting Date: 12/02/2014 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For For Reports
1.2 Approve Remuneration Report For For
2.1 Approve Allocation of Income For For
2.2 Approve Transfer of CHF 67.4 Million from For For Capital Contribution Reserves to Free Reserves and Dividends of CHF 0.76 per Share
3 Amend Articles Re: Changes to Corporate Law For For
4 Approve Discharge of Board and Senior For For Management
5.1a Reelect Denis Lucey as Director and Board For For Chairman
5.1b Reelect Charles Adair as Director For For
5.1c Reelect J. Brian Davy as Director For For
5.1d Reelect Shaun Higgins as Director For For
5.1e Reelect Owen Killian as Director For For
5.1f Reelect Patrick McEniff as Director For For
5.1g Reelect Andrew Morgan as Director For For
5.1h Reelect Wolfgang Werle as Director For For
5.1i Reelect John Yamin as Director For For
5.1j Elect Annette Flynn as Director For For
5.2.1 Appoint J. Brian Davy as Member of the For For Compensation Committee
5.2.2 Appoint Charles Adair as Member of the For For Compensation Committee
5.2.3 Appoint Denis Lucey as Member of the For For Compensation Committee
5.3 Ratify PricewaterhouseCoopers AG as For For Auditors
5.4 Designate Ines Poeschel as Independent For For Proxy
6 Transact Other Business (Voting) For Against
Page 481 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Meeting Date: 12/02/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Present Financial Statements and Statutory Reports for the Year Ended 30 June 2014
2 Reappoint Deloitte & Touche as Auditors of For For the Company with Xavier Botha as the Registered Auditor
3.1 Approve Remuneration of Executive Directors For For
3.2.1 Approve Remuneration of Board Chairman For For
3.2.2 Approve Remuneration of Board Members For For
3.2.3 Approve Remuneration of Audit Committee For For Chairman and Member
3.2.4 Approve Remuneration of Human Resources For For and Remuneration Committee Chairman and Member
3.2.5 Approve Remuneration of Group Risk For For Overview Committee
3.2.6 Approve Remuneration of Nomination For For Committee
3.2.7 Approve Remuneration of Social and Ethics For For Committee Chairman and Member
4.1 Re-elect Dave Brink as Director For For
4.2 Re-elect Claas Daun as Director For For
4.3 Re-elect Jannie Mouton as Director For For
4.4 Re-elect Bruno Steinhoff as Director For For
4.5 Re-elect Christo Weise as Director For For
4.6 Re-elect Stehan Grobler as Director For For
4.7 Re-elect Piet Ferreira as Director For For
5.1 Re-elect Steve Booysen as Chairman of the For For Audit Committee
5.2 Re-elect Dave Brink as Member of the Audit For For Committee
5.3 Re-elect Theunie Lategan as Member of the For For Audit Committee
6 Approve Conversion of Par Value Shares to For For No Par Value Shares; Amend Memorandum of Incorporation
Page 482 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Increase in Authorised Share Capital For For
8 Place Authorised but Unissued Shares under For For Control of Directors
9 Place Authorised but Unissued Shares under For For Control of Directors for the Purposes of the Share Incentive Scheme
10 Authorise Repurchase of Up to 20 Percent of For For Issued Share Capital
11 Approve General Payment to Shareholders For For from the Company's Share Capital, Share Premium and Reserves
12 Authorise Creation and Issuance of For For Convertible Debentures, Debenture Stock or Bonds or Other Convertible Instruments
13 Approve Remuneration Policy For For
14 Approve Financial Assistance to Related or For For Inter-related Companies
Crompton Greaves Ltd.
Meeting Date: 12/03/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Increase in Limit on Foreign For For Shareholdings
Esprit Holdings Limited
Meeting Date: 12/03/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 483 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Esprit Holdings Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Final Dividend with Scrip Alternative For For
3a.1 Elect Thomas Tang Wing Yung as Director For For
3a.2 Elect Jurgen Alfred Rudolf Friedrich as For For Director
3b Authorize Board to Fix Directors' For For Remuneration
4 Appoint PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For
6 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Harman International Industries, Incorporated
Meeting Date: 12/03/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Adriane M. Brown For For
1b Elect Director John W. Diercksen For For
1c Elect Director Ann M. Korologos For For
1d Elect Director Edward H. Meyer For For
1e Elect Director Dinesh C. Paliwal For For
1f Elect Director Kenneth M. Reiss For For
1g Elect Director Hellene S. Runtagh For For
1h Elect Director Frank S. Sklarsky For For
1i Elect Director Gary G. Steel For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 484 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Microsoft Corporation
Meeting Date: 12/03/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director William H. Gates lll For For
1.2 Elect Director Maria M. Klawe For For
1.3 Elect Director Teri L. List-Stoll For For
1.4 Elect Director G. Mason Morfit For For
1.5 Elect Director Satya Nadella For For
1.6 Elect Director Charles H. Noski For For
1.7 Elect Director Helmut Panke For For
1.8 Elect Director Charles W. Scharf For For
1.9 Elect Director John W. Stanton For For
1.10 Elect Director John W. Thompson For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Proxy Access Against For
TPG Telecom Limited
Meeting Date: 12/03/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Remuneration Report For For
2 Elect Denis Ledbury as Director For Against
3 Approve the Provision of Financial Assistance For For
Page 485 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cresud S.A.C.I.F. y A.
Meeting Date: 12/04/2014 Country: Argentina Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Designate Two Shareholders to Sign Minutes For For of Meeting
2 Consider Previous Agreement to Absorb For For Cactus Argentina SA, a Company Wholly- Owned Subsidiary
HCL Technologies Ltd.
Meeting Date: 12/04/2014 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Vacancy on the Board Resulting For For from the Retirement of S.M. Datar
3 Reelect S. Nadar as Director For For
4 Approve S. R. Batliboi & Co. LLP as Auditors For For and Authorize Board to Fix Their Remuneration
5 Elect S. Ramanathan as Independent Director For For
6 Elect A. Ganguli as Independent Director For For
7 Elect R. A. Abrams as Independent Director For For
8 Elect K. Mistry as Independent Director For For
9 Elect S.S. Sastry as Independent Director For For
10 Elect S. Madhavan as Independent Director For For
11 Approve Commission Remuneration for Non- For For Executive Directors
12 Approve Reappointment and Remuneration For For of S. Nadar as Managing Director
Page 486 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agricultural Bank of China
Meeting Date: 12/05/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Liu Shiyu as Director For For
2 Elect Zhao Chao as Director For Against
3 Elect Zhang Dinglong as Director For Against
4 Elect Chen Jianbo as Director For Against
5 Elect Hu Xiaohui as Director For Against
6 Elect Xu Jiandong as Director For Against
Aruba Networks, Inc.
Meeting Date: 12/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Dominic P. Orr For For
1.2 Elect Director Keerti Melkote For For
1.3 Elect Director Bernard Guidon For For
1.4 Elect Director Emmanuel Hernandez For For
1.5 Elect Director Michael R. Kourey For For
1.6 Elect Director Willem P. Roelandts For For
1.7 Elect Director Juergen Rottler For For
1.8 Elect Director Daniel Warmenhoven For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 487 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JDS Uniphase Corporation
Meeting Date: 12/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Keith Barnes For For
1.2 Elect Director Timothy Campos For For
1.3 Elect Director Penelope A. Herscher For For
1.4 Elect Director Masood Jabbar For For
1.5 Elect Director Martin A. Kaplan For For
1.6 Elect Director Thomas Waechter For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
Premier, Inc.
Meeting Date: 12/05/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Stephen R. D'Arcy For Withhold
1.2 Elect Director Lloyd H. Dean For For
1.3 Elect Director Charles E. Hart For For
1.4 Elect Director Philip A. Incarnati For For
1.5 Elect Director Alan R. Yordy For For
2 Ratify Auditors For For
3 Approve Qualified Employee Stock Purchase For For Plan
Page 488 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sigma-Aldrich Corporation
Meeting Date: 12/05/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
IRB Infrastructure Developers Limited
Meeting Date: 12/06/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Increase in Borrowing Powers For For
2 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Aspen Pharmacare Holdings Ltd
Meeting Date: 12/08/2014 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 June 2014
2(a) Re-elect Rafique Bagus as Director For For
2(b) Re-elect John Buchanan as Director For For
2(c) Re-elect Judy Dlamini as Director For For
Page 489 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aspen Pharmacare Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2(d) Re-elect Abbas Hussain as Director For For
2(e) Elect Maureen Manyama-Matome as Director For For
3 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company and Tanya Rae as the Individual Registered Auditor
4(a) Re-elect Roy Andersen as Member of the For For Audit and Risk Committee
4(b) Re-elect John Buchanan as Member of the For For Audit and Risk Committee
4(c) Elect Maureen Manyama-Matome as Member For For of the Audit and Risk Committee
4(d) Re-elect Sindi Zilwa as Member of the Audit For For and Risk Committee
5 Place Authorised but Unissued Shares under For For Control of Directors
6 Authorise Board to Issue Shares for Cash up For For to a Maximum of Ten Percent of Issued Share Capital
7 Approve Remuneration Policy For For
8 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
1(a) Approve Remuneration of the Chairman of For For the Board
1(b) Approve Remuneration of the Board Member For For
1(c) Approve Remuneration of the Chairman of For For Audit & Risk Committee
1(d) Approve Remuneration of the Member of For For Audit & Risk Committee
1(e) Approve Remuneration of the Chairman of For For Remuneration & Nomination Committee
1(f) Approve Remuneration of the Member of For For Remuneration & Nomination Committee
1(g) Approve Remuneration of the Chairman of For For Social & Ethics Committee
1(h) Approve Remuneration of the Member of For For Social & Ethics Committee
2 Approve Financial Assistance to Related or For For Inter-related Companies or Corporations
3 Authorise Repurchase of Up to 20 Percent of For Against Issued Share Capital
Page 490 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cairn India Limited
Meeting Date: 12/08/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Appointment and Remuneration of For For M. Ashar as Managing Director and CEO
Primary Energy Recycling Corporation
Meeting Date: 12/09/2014 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Arrangement Agreement For Do Not Vote
Tim Hortons Inc.
Meeting Date: 12/09/2014 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Plan of Arrangement For For
Mindray Medical International Limited
Meeting Date: 12/10/2014 Country: Cayman Islands Meeting Type: Annual
Page 491 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mindray Medical International Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Re-elect Li Xiting as Director For For
2 Re-elect Peter Wan as Director For For
3 Re-elect Kern Lim as Director For For
4 Ratify Appointment of For For PricewaterhouseCoopers as the Company's Independent Auditor
Snam SpA
Meeting Date: 12/10/2014 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Capital Increase Reserved to For For CDP GAS S.r.l. to Be Subscribed through a Contribution in Kind
Celadon Group, Inc.
Meeting Date: 12/11/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Stephen Russell For For
1.2 Elect Director Anthony Heyworth For For
1.3 Elect Director Catherine Langham For For
1.4 Elect Director Michael Miller For For
1.5 Elect Director Paul Will For For
1.6 Elect Director Robert Long For For
Page 492 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Celadon Group, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
MMC Norilsk Nickel
Meeting Date: 12/11/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends of RUB 762.34 For For per Share for First Nine Months of Fiscal 2014
2 Approve Related-Party Transaction with ZAO For For Normetimpeks Re: Amend Guarantee to Commission Agreement
Reckitt Benckiser Group plc
Meeting Date: 12/11/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Demerger of the Pharmaceuticals For For Business by Way of Dividend in Specie
China Agri-Industries Holdings Ltd.
Meeting Date: 12/12/2014 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve 2014 COFCO Mutual Supply For For Agreement and Relevant Annual Caps
Page 493 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Agri-Industries Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Chi Jingtao as Director For Against
Lukoil OAO
Meeting Date: 12/12/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends of RUB 60 per For For Share for First Nine Months of Fiscal 2014
Opto Circuits India Ltd.
Meeting Date: 12/12/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Increase Authorized Share Capital and For For Amend Memorandum of Association to Reflect Increase in Authorized Share Capital
2 Amend Articles of Association to Reflect For For Increase in Authorized Share Capital
3 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
4 Approve Increase in Limit on Foreign For For Shareholdings
Palo Alto Networks, Inc.
Meeting Date: 12/12/2014 Country: USA Meeting Type: Annual
Page 494 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Palo Alto Networks, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Carl Eschenbach For For
1b Elect Director Daniel J. Warmenhoven For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
DHX Media Ltd.
Meeting Date: 12/15/2014 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Elizabeth Beale For For
1.2 Elect Director David C. Colville For For
1.3 Elect Director Judson Graham Day For For
1.4 Elect Director Michael Patrick Donovan For For
1.5 Elect Director Michael Hirsh For For
1.6 Elect Director Dana Sean Landry For For
1.7 Elect Director D. Geoffrey Machum For For
1.8 Elect Director Robert (Rob) G. C. Sobey For For
1.9 Elect Director Catherine Tait For For
1.10 Elect Director Donald Arthur Wright For For
2 Approve PricewaterhouseCoopers LLP as For For Auditors and Authorize Board to Fix Their Remuneration
3 The Undersigned Hereby Certifies that the None Abstain Shares Represented by this Proxy are Owned and Controlled by a Canadian
Page 495 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Longfor Properties Co. Ltd
Meeting Date: 12/15/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale and Purchase Agreement For For
2 Authorize Board to Handle Matters in For For Relation to the Sale and Purchase Agreement
Nine Dragons Paper (Holdings) Ltd.
Meeting Date: 12/15/2014 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3a1 Elect Zhang Cheng Fei as Director For For
3a2 Elect Tam Wai Chu, Maria as Director For For
3a3 Elect Cheng Chi Pang as Director For For
3a4 Elect Wang Hong Bo as Director For For
3b Approve Remuneration of Directors For For
4 Appoint PricewaterhouseCoopers as Auditor For For and Authorize Board to Fix Their Remuneration
5a Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5b Authorize Repurchase of Issued Share Capital For For
5c Authorize Reissuance of Repurchased Shares For For
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2014 Country: China Meeting Type: Special
Page 496 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
SPECIAL BUSINESS
1.1 Approve Class and Par Value of Shares to be For For Issued in Relation to the Private Placement of A Shares
1.2 Approve Target Subscribers and its For For Relationship with the Company in Relation to the Private Placement of A Shares
1.3 Approve Issue Method and Date in Relation For For to the Private Placement of A Shares
1.4 Approve Price of Shares to be Issued and For For Pricing Principle in Relation to the Private Placement of A Shares
1.5 Approve Number of Shares to be Issued in For For Relation to the Private Placement of A Shares
1.6 Approve Lock-up Period in Relation to the For For Private Placement of A Shares
1.7 Approve Arrangements for Accumulated For For Retained Profits in Relation to the Private Placement of A Shares
1.8 Approve Issue Market in Relation to the For For Private Placement of A Shares
1.9 Approve Term of Validity of the Private For For Placement Resolution
1.10 Approve Amount and Use of Proceeds For For
1.11 Approve Whether Private Placement For For Constitutes Connected Transaction
1.12 Approve Whether Private Placement Leads to For For Any Change in the Control of the Company
2 Authorize Board to Handle Matters in For For Relation to Private Placement of A Shares
ORDINARY BUSINESS
3 Approve Resolution on the Private Placement For For Plan
4 Approve Proposal of Qualified for Non-public For For Issuance of A Shares
5 Approve Feasibility Study Report on the For For Proceeds from Private Placement
6 Approve Report on the Use of Proceeds from For For the Previous Offering
7 Approve Signing of Conditional Share For For Purchase Agreement with Certain Investor
Page 497 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Formulation of Shareholder Return For For Plan for 2014-2017
9 Approve Medium-term Capital Management For For Plan for 2014-2017
10 Approve Dilution of Current Return by the For For Private Placement and Compensatory Measures
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1 Approve Class and Par Value of Shares to be For For Issued in Relation to the Private Placement of A Shares
1.2 Approve Target Subscribers and its For For Relationship with the Company in Relation to the Private Placement of A Shares
1.3 Approve Issue Method and Date in Relation For For to the Private Placement of A Shares
1.4 Approve Price of Shares to be Issued and For For Pricing Principle in Relation to the Private Placement of A Shares
1.5 Approve Number of Shares to be Issued in For For Relation to the Private Placement of A Shares
1.6 Approve Lock-up Period in Relation to the For For Private Placement of A Shares
1.7 Approve Arrangements for Accumulated For For Retained Profits in Relation to the Private Placement of A Shares
1.8 Approve Issue Market in Relation to the For For Private Placement of A Shares
1.9 Approve Term of Validity of the Private For For Placement Resolution
1.10 Approve Amount and Use of Proceeds For For
1.11 Approve Whether Private Placement For For Constitutes Connected Transaction
Page 498 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.12 Approve Whether Private Placement Leads to For For Any Change in the Control of the Company
ORDINARY BUSINESS
2 Approve Resolution on the Private Placement For For Plan
China State Construction International Holdings Limited
Meeting Date: 12/16/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New CSCECL Sub-construction For For Engagement Agreement
2 Approve New CSC Group Engagement For For Agreement
3 Approve Acquisition Agreement For For
Infoblox Inc.
Meeting Date: 12/17/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Philip Fasano For For
1.2 Elect Director Michael L. Goguen For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year
Page 499 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Australia and New Zealand Banking Group Ltd.
Meeting Date: 12/18/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
2 Approve the Remuneration Report For For
3 Approve the Grant of Performance Rights to For For Michael Smith, Chief Executive Officer of the Company
4a Elect D. M. Gonski as Director For For
4b Elect J. T. Macfarlane as Director For For
4c Elect I. R. Atlas as Director For For
Shareholder Proposal
5 Approve the Amendments to the Australia Against Against and New Zealand Banking Group Ltd. Constitution
AutoZone, Inc.
Meeting Date: 12/18/2014 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Douglas H. Brooks For For
1.2 Elect Director Linda A. Goodspeed For For
1.3 Elect Director Sue E. Gove For For
1.4 Elect Director Earl G. Graves, Jr. For For
1.5 Elect Director Enderson Guimaraes For For
1.6 Elect Director J. R. Hyde, III For For
1.7 Elect Director D. Bryan Jordan For For
1.8 Elect Director W. Andrew McKenna For For
1.9 Elect Director George R. Mrkonic, Jr. For For
1.10 Elect Director Luis P. Nieto For For
Page 500 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AutoZone, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.11 Elect Director William C. Rhodes, III For For
2 Approve Executive Incentive Bonus Plan For Against
3 Ratify Auditors For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5 Report on Political Contributions Against For
GlaxoSmithKline plc
Meeting Date: 12/18/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Transaction by the Company with For For Novartis AG
Magnit PJSC
Meeting Date: 12/18/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 152.07 For For per Share for First Nine Months of Fiscal 2014
2.1 Approve Large-Scale Related-Party For For Transaction with OAO Bank of Moscow Re: Guarantee Agreement for Securing Obligations of ZAO Tander
2.2 Approve Large-Scale Related-Party For For Transaction with OAO Alfa-Bank Re: Guarantee Agreements for Securing Obligations of ZAO Tander
Page 501 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Australia Bank Limited
Meeting Date: 12/18/2014 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Elect Ken Henry as Director For For
2b Elect David Armstrong as Director For For
2c Elect Peeyush Gupta as Director For For
2d Elect Geraldine McBride as Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of Performance Rights to For For Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company
Datang International Power Generation Co. Ltd
Meeting Date: 12/19/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve Release of Entrusted loan to Inner For For Mongolia Datang Energy Resource Development Company Ltd. Under the Implemented Renewable Resource Agreements
1.2 Approve Release of Entrusted Loan to Inner For For Mongolia Datang Energy Resource Development Company Ltd. Under the New Renewable Resource Agreement
1.3 Approve Release of Entrusted Loan to Innder For For Mongolia Datang International Xilinhaote Mining Company Ltd. Under the Xilinhaote Mining Entrusted Loan Agreement
2 Approve Provision of the Counter Guarantee For For Undertaking Letter in Relation to the Issue of the Corporate Bonds
Page 502 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Telekomunikasi Indonesia Tbk
Meeting Date: 12/19/2014 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors and Commissioners For Against
CITIC Securities Co., Ltd.
Meeting Date: 12/22/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve Absorption and Merger of the For For Wholly-owned Subsidiary CITIC Securities (Zhejiang) Company Limited
2 Approve Change of Business Scope and For For Amendments to Articles of Association
Guangzhou Shipyard International Co., Ltd.
Meeting Date: 12/22/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1.1 Approve General Proposal in Relation to the For For Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.2 Approve Class of Shares and Nominal Value For For of the Shares Issued in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
Page 503 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Shipyard International Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Approve Method of Issue in Relation to the For For Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.4 Approve Target of Issue and Method of For For Subscription in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.5 Approve Pricing Benchmark Date, the Issue For For Price and Basis for Pricing in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.6 Approve Subject Assets for the Shares Issued For For and Purchase in Cash in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.7 Approve Transaction Price for the Subject For For Assets in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.8 Approve Attribution of Profits and Losses for For For the Transitional Period in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.9 Approve Number of Issue in Relation to the For For Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.10 Approve Use of the Raising Supporting Funds For For in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.11 Approve Method and Payment Time for the For For Cash Payment in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.12 Approve Arrangement of Accumulated For For Undistributed Profit of the Company in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
Page 504 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Shipyard International Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.13 Approve Lock-up Arrangement of the Shares For For in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.14 Approve Listing Venue in Relation to the Non- For For public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.15 Approve Contract Obligations and Default For For Liabilities under the Transfer of Ownership of the Subject Assets in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.16 Approve Staff Arrangement in Relation to the For For Subject Assets in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.17 Approve Validity of Resolution in Relation to For For the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
2 Approve Conditional Agreement in Relation For For to the Shares Issue to CSSC Group from Guangzhou Shipyard International and Payment in Cash to Purchase Assets and its Supplementary Agreement
3 Approve Conditional Agreement in Relation For For to Shares Issue to Yangzhou Kejin from Guangzhou Shipyard International for the Purchase of Assets from Yangzhou Kejin and its Supplementary Agreement
4 Approve Draft Final Report on the A Share For For Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction and its Summary
Guangzhou Shipyard International Co., Ltd.
Meeting Date: 12/22/2014 Country: China Meeting Type: Special
Page 505 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Shipyard International Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Approve General Proposal in Relation to the For For Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.2 Approve Class of Shares and Nominal Value For For of the Shares Issued in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.3 Approve Method of Issue in Relation to the For For Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.4 Approve Target of Issue and Method of For For Subscription in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.5 Approve Pricing Benchmark Date, the Issue For For Price and Basis in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.6 Approve Subject Assets for the Shares Issued For For and Purchase in Cash in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.7 Approve Transaction Price for the Subject For For Assets in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.8 Approve Attribution of Profits and Losses for For For the Transitional Period in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.9 Approve Number of Issue in Relation to the For For Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.10 Approve Use of the Raising Supporting Funds For For in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
Page 506 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Shipyard International Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.11 Approve Method and Payment Time for the For For Cash Payment in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.12 Approve Arrangement of Accumulated For For Undistributed Profit of the Company in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.13 Approve Lock-up Arrangement of the Shares For For in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.14 Approve Listing Venue in Relation to the Non- For For public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.15 Approve Contract Obligations and Default For For Liabilities under the Transfer of Ownership of the Subject Assets in Relation to the Non- public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.16 Approve Staff Arrangement in Relation to the For For Subject Assets in Relation to the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
1.17 Approve Validity of Resolution in Relation to For For the Non-public Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction
2 Approve Conditional Agreement in Relation For For to the Issuance of Shares to CSSC Group from Guangzhou Shipyard International and Payment in Cash to Purchase Assets and its Supplementary Agreement
3 Approve Conditional Agreement in Relation For For to the Issuance of Shares to Yangzhou Kejin from Guangzhou Shipyard International for the Purchase of Assets from Yangzhou Kejin and its Supplementary Agreement
4 Approve Draft Final Report on the A Share For For Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund and Connected Transaction and its Summary
Page 507 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Shipyard International Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Authorize Board to Deal with the Share Issue For For and Payment in Cash to Purchase Assets and Raising Supporting Fund and Related Matters
6 Approve Resolution in Relation to the For For Company Satisfying the Conditions for the Shares Issue and Payment in Cash to Purchase Assets and Raising Supporting Fund
7 Approve Shares Issue by the Company and For For Payment in Cash to Purchase Assets and Raising Supporting Funds which Constitute Connected Transactions
8 Approve Resolution in Respect of the Shares For For Issue by the Company and Payment in Cash to Purchase Assets and Raising Supporting Funds in Compliance with Relevant Regulations
9 Approve Related Audit Report, Assets For For Valuation Report of the Significant Assets Restructuring and the Profit Forecast Report
10 Approve Resolution in Relation to the For For Exemption of CSSC Group's Obligation to Acquire Further Shares of the Company by Way of an Offer
11 Approve Amendments to the Articles of For For Association
12.1 Elect Zhu Mingyou as Director For For
12.2 Elect Song Dejin as Director For For
Hypermarcas S.A.
Meeting Date: 12/22/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Approve Spin-Off Proposal For For
1b Appoint Independent Firm to Appraise For For Proposed Transaction
1c Approve Independent Firm's Appraisal For For
1d Approve Spin-Off and Cancellation of Shares For For
1e Approve Restructuring of Cosmed Industria For For de Cosmeticos e Medicamentos S.A.
Page 508 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hypermarcas S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Approve Agreement to Absorb Cosmed For For Industria de Cosmeticos e Medicamentos S.A.
2b Appoint Independent Firm to Appraise For For Proposed Transaction
2c Approve Independent Firm's Appraisal For For
2d Approve Company's Restructuring and For For Issuance of Shares
3 Authorize Board to Ratify and Execute For For Approved Resolutions
Noble Corporation plc
Meeting Date: 12/22/2014 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program For For
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/22/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1 Approve Continuing Connected Transactions For For with Xinjiang Wind Power Co., Ltd. and Relevant Annual Cap for 2015
2 Approve Continuing Connected Transactions For For with China Three Gorges New Energy Corporation and Relevant Annual Cap for 2015
3 Approve Continuing Connected Transactions For For with Xinjiang New Energy (Group) Co., Ltd. and Relevant Annual Cap for 2015
Page 509 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Longyuan Power Group Corporation Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Guodian Master Agreement For For Relating to the Supply of Materials, Products and Services by the Company to China Guodian Corporation
2 Approve New Guodian Master Agreement For For Relating to the Supply of Materials, Products and Services by China Guodian Corporation to the Company
SPECIAL BUSINESS
1 Approve Issuance of Private Debt Financing For For Instruments
2 Approve Issuance of Ultra Short-term For For Debentures
China Minsheng Banking Corp., Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
SPECIAL BUSINESS
1 Approve Qualification of the Company in For For Relation to the Non-public Issuance of Preference Shares
2.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-publicIssuance of Domestic Preference Shares
2.2 Approve Maturity in Relation to Non-public For For Issuance of Domestic Preference Shares
2.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Domestic Preference Shares
2.4 Approve Placees in Relation to Non-public For For Issuance of Domestic Preference Shares
Page 510 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Domestic Preference Shares
2.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Domestic Preference Shares
2.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Domestic Preference Shares
2.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Domestic Preference Shares
2.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Domestic Preference Shares
2.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Domestic Preference Shares
2.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Domestic Preference Shares
2.12 Approve Rating in Relation to Non-public For For Issuance of Domestic Preference Shares
2.13 Approve Guarantee in Relation to Non-public For For Issuance of Domestic Preference Shares
2.14 Approve Transferability in Relation to Non- For For public Issuance of Domestic Preference Shares
2.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Domestic Preference Shares
2.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Domestic Preference Shares
2.17 Approve Relationship between Domestic and For For Offshore Issuances in Relation to Non-public Issuance of Domestic Preference Shares
3.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-publicIssuance of Offshore Preference Shares
3.2 Approve Maturity in Relation to Non-public For For Issuance of Offshore Preference Shares
3.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Offshore Preference Shares
Page 511 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.4 Approve Placees in Relation to Non-public For For Issuance of Offshore Preference Shares
3.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Offshore Preference Shares
3.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Offshore Preference Shares
3.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Offshore Preference Shares
3.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Offshore Preference Shares
3.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Offshore Preference Shares
3.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Offshore Preference Shares
3.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Offshore Preference Shares
3.12 Approve Rating in Relation to Non-public For For Issuance of Offshore Preference Shares
3.13 Approve Guarantee in Relation to Non-public For For Issuance of Offshore Preference Shares
3.14 Approve Transferability in Relation to Non- For For public Issuance of Offshore Preference Shares
3.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Offshore Preference Shares
3.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Offshore Preference Shares
3.17 Approve Relationship between Domestic and For For Offshore Issuancesin Relation to Non-public Issuance of Offshore Preference Shares
4 Approve Feasibility Analysis Report of the For For Use of Proceeds from Non-public Issuance of Preference Shares
5 Authorize Board to Exercise Full Power to For For Deal with Matters Relating to the Issuance of Preference Shares
6 Approve Issuance Plan of Financial Bonds For For and Tier-2 Capital Bonds for 2014 to 2016
Page 512 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Authorize Board to Issue Offshore Bonds in For For Due Course
8 Approve Amendments to Articles of For For Association
9 Approve Change of Registered Share of the For For Company
ORDINARY BUSINESS
1 Approve Formulation of Capital Management For For Planning for 2014 to 2016
2 Approve Formulation of Shareholder Return For For Plan for 2014 to 2016
3 Approve Impacts on Dilution of Current For For Returns of Non-public Issuance of Preference Shares and Relevant Remedial Measures and Non-public Issuance of Renmibi Ordinary Shares
4 Amend Rules and Procedures Regarding For For General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Meeting of the Board of Directors
6 Approve 2014 Interim Profit Distribution Plan For For
7 Elect Yao Dafeng as Director For For
China Minsheng Banking Corp., Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-publicIssuance of Domestic Preference Shares
1.2 Approve Maturity in Relation to Non-public For For Issuance of Domestic Preference Shares
1.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Domestic Preference Shares
Page 513 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.4 Approve Placees in Relation to Non-public For For Issuance of Domestic Preference Shares
1.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Domestic Preference Shares
1.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Domestic Preference Shares
1.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Domestic Preference Shares
1.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Domestic Preference Shares
1.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Domestic Preference Shares
1.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Domestic Preference Shares
1.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Domestic Preference Shares
1.12 Approve Rating in Relation to Non-public For For Issuance of Domestic Preference Shares
1.13 Approve Guarantee in Relation to Non-public For For Issuance of Domestic Preference Shares
1.14 Approve Transferability in Relation to Non- For For public Issuance of Domestic Preference Shares
1.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Domestic Preference Shares
1.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Domestic Preference Shares
1.17 Approve Relationship between Domestic and For For Offshore Issuances in Relation to Non-public Issuance of Domestic Preference Shares
2.1 Approve Type and Number of Securities to be For For Issued in Relation to Non-public Issuance of Offshore Preference Shares
2.2 Approve Maturity in Relation to Non-public For For Issuance of Offshore Preference Shares
Page 514 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.3 Approve Method of Issuance in Relation to For For Non-public Issuance of Offshore Preference Shares
2.4 Approve Placees in Relation to Non-public For For Issuance of Offshore Preference Shares
2.5 Approve Nominal Value and Issue Price in For For Relation to Non-public Issuance of Offshore Preference Shares
2.6 Approve Dividend Distribution Provisions in For For Relation to Non-public Issuance of Offshore Preference Shares
2.7 Approve Conditional Redemption in Relation For For to Non-public Issuance of Offshore Preference Shares
2.8 Approve Mandatory Conversion in Relation to For For Non-public Issuance of Offshore Preference Shares
2.9 Approve Restriction on and Restoration of For For Voting Rights in Relation to Non-public Issuance of Offshore Preference Shares
2.10 Approve Order of Distribution of Residual For For Assets and Basis for Liquidation in Relation to Non-public Issuance of Offshore Preference Shares
2.11 Approve Use of Proceeds in Relation to Non- For For public Issuance of Offshore Preference Shares
2.12 Approve Rating in Relation to Non-public For For Issuance of Offshore Preference Shares
2.13 Approve Guarantee in Relation to Non-public For For Issuance of Offshore Preference Shares
2.14 Approve Transferability in Relation to Non- For For public Issuance of Offshore Preference Shares
2.15 Approve Compliance of Latest Regulatory For For Requirements in Relation to Non-public Issuance of Offshore Preference Shares
2.16 Approve Effective Period of the Resolution of For For the Private Placing of Preference Shares in Relation to Non-public Issuance of Offshore Preference Shares
2.17 Approve Relationship between Domestic and For For Offshore Issuances in Relation to Non-public Issuance of Offshore Preference Shares
Page 515 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Petroleum & Chemical Corp.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Shanghai Petrochemical A Share For For Option Incentive Scheme (Draft)
2 Approve Provision of External Guarantees For For
China Petroleum & Chemical Corp.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Shanghai Petrochemical A Share For For Option Incentive Scheme (Draft)
2 Approve Provision of External Guarantees For For
Huadian Power International Corporation Ltd.
Meeting Date: 12/23/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Amendments to Articles of For For Association
2a Approve Purchase of Coal from China For For Huadian and its Subsidiaries and Related Annual Caps
2b Approve Purchase of Engineering Equipment, For For Systems, Products, Construction Contracting Projects and Certain Services from China Huadian and its Subsidiaries and Related Annual Caps
Page 516 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huadian Power International Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2c Approve Sale of Coal and Provision of For For Services to China Huadian and its Subsidiaries and Related Annual Caps
3 Approve Financial Services Agreement with For Against Huadian Finance
4a Approve China Huadian and its Subsidiaries For to Provide Loan to the Company
4b Approve Shandong International Trust to For Provide Loan to the Company
Premium Income Corp.
Meeting Date: 12/23/2014 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Class A and Preferred Shareholders
1 Approve Change of the Investment For For Restrictions and Investment Strategy of Premium Income Corporation
Uni-President China Holdings Ltd.
Meeting Date: 12/23/2014 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve New Framework Purchase For For Agreement and Annual Caps
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Page 517 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vale S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
5 Elect Directors For Abstain
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Agreement to Absorb Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
5 Elect Directors For Withhold
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Page 518 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vale S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Preferred Shareholders
1 Approve Agreement to Absorb Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
Vale S.A.
Meeting Date: 12/23/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Preferred Holders
1 Approve Agreement to Absorb Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
2 Appoint KPMG Auditores Independentes as For For the Independent Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For
4 Approve Absorption of Sociedade de For For Mineracao Constelacao de Apolo S.A. (Apolo) and Vale Mina do Auzl S.A. (VMA)
Sinotrans Ltd.
Meeting Date: 12/24/2014 Country: China Meeting Type: Special
Page 519 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sinotrans Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Master Services Agreement For For (SINOTRANS & CSC) and Related Annual Caps
2 Approve Master Services Agreement For For (Sinotrans Shandong Hongzhi) and Related Annual Caps
3 Approve Master Services Agreement For For (Qingdao Jinyun) and Related Annual Caps
4 Approve Master Services Agreement For For (Qingdao Liantong) and Related Annual Caps
TMK OAO
Meeting Date: 12/25/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR/GDR Holders
1 Approve Related-Party Transaction with OAO For Against Nordea Bank Re: Supplementary Agreement to Guarantee Agreement
2 Approve Interim Dividends for First Six For For Months of Fiscal 2014
3 Approve Framework Agreement with Member For Against of Board of Directors
Uralkali PAO
Meeting Date: 12/26/2014 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
Page 520 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uralkali PAO
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 2.96 per For For Share
Glenmark Pharmaceuticals Ltd.
Meeting Date: 12/28/2014 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
2 Approve Increase in Limit on Foreign For For Shareholdings
Brilliance China Automotive Holdings Ltd.
Meeting Date: 12/29/2014 Country: Bermuda Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Huachen Framework Agreements For For and Related Transactions
China Life Insurance Co. Limited
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
Page 521 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Life Insurance Co. Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Continuing Connected Transaction For For and Related Annual Cap
Sinopharm Group Co., Ltd.
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Aprrove Master Procurement Agreement and For For Related Annual Caps
Via Varejo SA
Meeting Date: 12/29/2014 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Subsidiaries For For
1.1 Ratify Agreement to Absorb Rio Expresso For For Comercio Atacadista de Eletrodomesticos Ltda. and Ponto Frio Administracao e Importacao de Bens Ltda.
1.2 Appoint Magalhaes Andrade S/S Auditores For For Independentes as the Independent Firm to Appraise Proposed Transaction
1.3 Approve Independent Firm's Appraisal For For
1.4 Approve Absorption of Subsidiaries For For
2 Amend Articles For For
2.1 Amend Article 25 For For
2.2 Amend Article 1 For For
2.3 Consolidate Bylaws For For
3 Authorize Board to Ratify and Execute For For Approved Resolutions
Page 522 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Walgreen Co.
Meeting Date: 12/29/2014 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Issue Shares in Connection with Acquisition For Abstain
3 Adjourn Meeting For For
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/29/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Dai Benmeng as Director and Authorize For For Board to Fix His Remuneration
2 Elect Zhou Jianping as Director and Authorize For For Board to Fix His Remuneration
3 Elect Lee Wai Tsang, Rosa as Director and For For Authorize Board to Fix Her Remuneration
4 Authorize Board to Approve the Service For For Contracts of the Directors
Haitong Securities Co., Ltd.
Meeting Date: 12/30/2014 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ORDINARY BUSINESS
1.1 Elect Wang Kaiguo as Director For For
1.2 Elect Qu Qiuping as Director For For
Page 523 of 524 Vote Summary Report Reporting Period: 10/01/2014 to 12/31/2014 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Elect Zhuang Guowei as Director For For
1.4 Elect Chen Bin as Director For For
1.5 Elect Xu Chao as Director For Against
1.6 Elect Wang Hongxiang as Director For Against
1.7 Elect Zhang Xinmei as Director For For
1.8 Elect He Jianyong as Director For For
1.9 Elect Liu Chee Ming as Director For For
1.10 Elect Xiao Suining as Director For For
1.11 Elect Li Guangrong as Director For For
1.12 Elect Lv Changjiang as Director For For
1.13 Elect Feng Lun as Director For For
2.1 Elect Li Lin as Supervisor For For
2.2 Elect Dong Xiaochun as Supervisor For For
2.3 Elect Chen Huifeng as Supervisor For For
2.4 Elect Cheng Feng as Supervisor For For
2.5 Elect Xu Qi as Supervisor For For
2.6 Elect Hu Jingwu as Supervisor For For
2.7 Elect Feng Huang as Supervisor For For
SPECIAL BUSINESS
1 Approve Amendments to Articles of For For Association and Rules and Procedures for General Meetings
Page 524 of 524