Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note . The foundation may be able to use a copy of this return to satisfy state reporting requirements. 2008 For calendar year 2008 , or tax year beginning , and ending G Check all that app ly: 0 Initial return Final return 0 Amended return 0 Address chang e 0 Name chan g e Name of foundation A Employer identification number Use the IRS label. Otherwise , HERMAN FAIRCHILD FOUNDATION , INC. 13-1951698 print Number and street (or P O box number if mail is not delivered to street address) Room/suite B Telephone number ortype . 5454 WISCONSIN AVENUE 1205 301-913-5990 See Specific City or town, state, and ZIP code C If exemption application is pending , check here Instructions . HEVY CHASE MD 20815 D 1 Foreign organizations, check here test, H Check type of organization: ®Sectlon 501(c)(3) exempt private foundation 2 check here and attach computtatio85% Section nonexem pt charitable trust 0 Other taxable private foundation 0 4947(a)( 1 ) E If private fou ndation status was terminated I Fair market value of all assets at end of year J Accounting method: ® Cash 0 Accrual under section 507(b)(1)(A), check here (from Part ll, co!. (C), line 16) 0 Other (specify) F If the foundation is in a 60-month termination 1111104 441 , 977 , 92 8 • (Part 1, column (d) must be on cash basis) under section 507( b )( 1 B), check here jo^ 0 Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not charitable purposes necessarily equal the amounts in column (a)) expenses per books income income for (cash s only) 1 Contributions, gifts, grants, etc., received N / A
2 Check ► ® If the foundation is not required to attach Sch B and temporary 3 4 , 979 , 969. 4 , 895 , 623. STATEMENT 1 CO) Incanernvestmentss 4 Dividends and interest from securities 12 , 926 , 852. 12 , 886 , 082. STATEMENT 2 0 5a Gross rents <3 0 212 • <9 0 5 9 . STATEMENT 3 b Net rental income or Qoss) < 3 0 212
6a Net gain or (loss) from sale of assets not on line 10 7 , 756 , 149. STATEMENT 4 b Gross sales price for all assets on line Be 36 , 540 , 791.
W0 7 Capital gain net income (from Part IV, line 2) 7 , 972 , 355. cc 8 Net short-term capital gain 9 Income modifications Gross sales less returns 10a and allowances
R CC If& (loss) K v 1 099 , 004. > <720 558. STATEMENT 5 co 12 otal . Add lines u h11 24 533 754. 25 , 024 , 443. ICI a f o s directors , trustees, etc 757 , 250. 463 450. 293 800. L 14 o ee sand wages 324 000. 194 , 400. 129 600. n I empl ee benefits 309 , 757. 185 , 854. 123 , 903. 0 STMT 6 70 , 033. 42 , 020. 28 , 013. Accounting fees STMT 7 , 477. 68 , 086. 45 , 391. CL b 113 W c Other professional fees STMT 8 1 , 571 , 265. 1 1 353 , 818. 217 , 447. 17 Interest T 18 Taxes STMT 9 1 , 170 , 678. 31 , 145. 19 , 533. E 19 Depreciation and depletion 12 700 . 7 620 . E 20 Occupancy 53 , 574. 32 , 144. 21 430. < 21 Travel, conferences , and meetings 86 708 . 46 256 . 40 : 452 . C 22 Printing and publications 823 . 494. 329 . 1 23 Other expenses STMT 10 5 , 099 , 341. 4 , 931 , 647. 48 928. 0 24 Total operating and administrative o, expenses . Add lines 13 through 23 9 , 569 , 606. 7 , 356 , 934. 968 , 826. 0 25 Contributions , gifts, grants paid 25 , 724 , 255. 25 , 724 , 255. 26 Total expenses and disbursements. Add lines 24 and 25 35 293 861. 7 , 356 , 934. 26 693 081. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements 10 , 76 0, 107 . b Net investment income Cif negative, enter -0-) 17 , 667 , 509. Adjusted net income Cif negative, enter -0-) N / A LHA For Privacy Act and Paperwork Reduction Act Notice, see the instructions . Form 990-PF (2008) D I Y *-1c 1 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 FnrmQQn-P1 (9nnA1 QVT+.DMTTT L'TTD('UTT.n L'(ITTATTIhTT(ThT TTTO 1 4_1 qc1 9QR Pana9
Attached schedules and amounts in the description Beginning of year End of year Part II Balance Sheets column should be for end -0l-year amounts only (a) Book Va lue (b) Book Valu e (c) Fair Market Value 1 Cash - non-interest-bearing 2 Savings and temporary cash investments 27 , 761 , 002. 21 , 610 , 078. 21 , 610 , 078. 3 Accounts receivable ► Less: allowance for doubtful accounts ► 4 Pledges receivable ► Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons
7 Other notes and loans receivable ► Less: allowance for doubtful accounts ► 8 Inventories for sale or use U) 9 Prepaid expenses and deferred charges 10a Investments - U.S. and state government obligations 5 , 057 , 408. b Investments - corporate stock STMT 12 48 , 119 , 863. 51 303 , 720. 46 , 188 , 183. c Investments - corporate bonds STMT 13 111 513. 111 513. 0.
11 Investments - land, buildings , and equipment. basis ► Less accumulated depreaahon ► 12 Investments - mortgage loans 13 Investments - other STMT 14 429 617 453. 429 989 996. 374 160 326. 14 Land, buildings, and equipment basis ► 295 , 242. Less accumulated depreciation STMT 15 ► 275 , 901. 27 , 012. 19 , 341. 19 , 341. 15 Other assets (describe ►
16 Total assets to be com p leted by all filers 510 , 694 , 251. 503 , 034 , 648. 4-4-1 , 977 , 928. 17 Accounts payable and accrued expenses 37 , 256. 18 Grants payable co 19 Deferred revenue
20 Loans from officers, directors, trustees , and other disqualified persons c^a 21 Mortgages and other notes payable J 22 Other liabilities (describe ►
23 Total liabilities (add lines 17 throu g h 22) 0. 37 , 256. Foundations that follow SFAS 117, check here ► and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 510 , 694 , 251. 502 , 997 , 392. 25 Temporarily restricted m 26 Permanently restricted r_ Foundations that do not follow SFAS 117, check here 0. 0 LL and complete lines 27 through 31 y 27 Capital stock, trust principal, or current funds y 28 Paid-in or capital surplus, or land, bldg., and equipment fund co < 29 Retained earnings, accumulated income, endowment, or other funds Z 30 Total net assets or fund balances 510 , 694 251. 502 , 997 , 392.
31 Total liabilities and net assetstfund balances 1 510 , 694 . 251- 1 503503, 034, 648. Part iii Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) i 510 6 9 4 2 51- 2 Enter amount from Part I, line 27a 2 <10 , 760 , 107 . 3 Other increases not included fit line 2 (itemize) D SEE STATEMENT 11 3 3 , 063 , 248. 4 Addlinesl,2,and3 4 502 997 392. 5 Decreases not included in line 2 (itemize) ► 5 0 . 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b). line 30 6 502 ,997, 392 . Form 990-PF (2008) 823511 01-02-09 2 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION , INC. 13-1951698 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind (s) of property sold (e.g., real estate, ( b How acquired (C1 Date acquired ( d) Date sold yr.) 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation (mo., day, (mo., day, yr.) la b SEE ATTACHED STATEMENT C d e f) Depreciation allowed ( g) Cost or other basis ( h) Gain or (loss) (e) Gross sales price - ( (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e 36 , 756 , 997 . 1 1 28 784 642 . 7 , 972 , 355. Co mplete only for asse ts showing gain in column ( h) and owned by the foundation on 12/31/69 (I) Gains ( Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or (i) F.M.V. as of 12/31/69 as of 12/31/69 over col . (j), if any Losses ( from col. (h)) a b c d e 7 , 972 , 355. r If gain, also enter in Part I, line 7 1 2 Capital gain net income or ( net capital loss) If (loss), enter -0- in Part I, line 7 ) 2 7 , 972 , 355. 3 Net short-term capital gain or (loss ) as defined in sections 1222(5) and (6): If gain, also enter in Part I , line 8, column (c). If ( loss ), enter -0- in Part I line 8 3 N / A Part V I Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes ® No If 'Yes; the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see instructions before making any entries. ( a ) ( d ) Base period years Di) divubdn co Calendar year (or tax year beginnin g m Adjusted qualifying distributions Net value of nonchantable-use assets (col. (b) divided by col. (c)) 2007 18 385 474. 613 585 132. .029964 2006 23 522 862. 531 594 437. .044250 2005 27 079 755. 598 308 717. .045261 2004 20 371 154. 463 884 997. .043914 2003 14 131 420. 422 317 067. .033462
2 Total of line 1, column (d) 2 .196851 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 . 0 3 9 3 7 0
4 Enter the net value of noncharitable-use assets for 2008 from Part X, line 5 4 457 , 955 , 709.
5 Multiply line 4 by line 3 5 18 , 029 , 716.
6 Enter 1% of net investment income (1% of Part I, line 27b) 6 176 , 675.
7 Addlines5and6 7 18 206 391.
8 Enter qualifying distributions from Part XI I, line 4 8 26 , 693 , 081. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
823521 01-02-09 Form 990-PF (2008) 3 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951 698 Page 4 Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) la Exempt operating foundations described in section 4940(d)(2), check here ► 0 and enter "N/A" on line 1. Date of ruling letter: ( attach copy of ruling letter if necessary-see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ► ® and enter 1% 1 176 , 675. of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0. 3 Add lines 1 and 2 3 176 , 675. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0. 5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- 5 176 , 675. 6 Credits/Payments: a 2008 estimated tax payments and 2007 overpayment credited to 2008 6a 1 , 272 , 098. b Exempt foreign organizations - tax withheld at source 6b c Tax paid with application for extension of time to file (Form 8868) 6c d Backup withholding erroneously withheld 6d 7 Total credits and payments. Add lines 6a through 6d 7 1 , 272 , 098. 8 Enter any penalty for underpayment of estimated tax. Check here 0 if Form 2220 is attached 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10 1 , 095 , 423. 11 Enter the amount of line 10 to be:Credited to 2009 estimated tax 00, 1 0 9 5 42 3 . 1 Refunded lo. 11 0. Part VII-A Statements Regarding Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in No any political campaign? b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distnbuted by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. ► $ 0. (2) On foundation managers. ► $ 0. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. ► $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X If 'Yes," attach a detailed description of the activities 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X b If 'Yes," has it filed a tax return on Form 990-T for this year? 4b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X If "Yes," attach the statement required by General Instruction T 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? 7 X If "Yes," complete Part ll, col. (c), and Part XV. 8a Enter the states to which the foundation reports or with which it is registered (see instructions) ► NY, CA, MD b If the answer is 'Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G7 If "No," attach explanation SEE STATEMENT 16 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(f)(3) or 4942(j)(5) for calendar year 2008 or the taxable year beginning in 2008 (see instructions for Part XIV)? If "Yes," complete Part XIV 0 Did any oersons become substantial contributors durina the tax vear2 if "Yes." attach a schedule listina their names and addresses Form 990-PF (2008)
823531 01-02-09 4 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION , INC. 13-1951698 Page 5 Part VII -A Statements Regarding Activities (continued) 11 At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)9 If 'Yes,' attach schedule ( see instructions) 11 X 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008? 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X Website address ► N/A 14 The books are in care of ► MRS. BONNIE HIMMELMAN Telephone no. ► 301-913-5990 Locatedat ► 5454 WISCONSIN AVENUE, CHEVY CHASE, MD ZIP+4 ►20815 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990 -PF in lieu of Form 1041 - Check here ► and enter the amount of tax-exempt interest received or accrued during the year ► 1 15 I N/A Part VII- B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No la During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? El Yes ® No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? 0 Yes ® No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified persons El Yes ® No (4) Pay compensation to,-or pay or reimburse the expenses of, a disqualified person? ® Yes 0 No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? 0 Yes ® No (6) Agree to pay money or property to a government official? (Exception . Check "No* if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) 0 Yes ® No b If any answer is 'Yes' to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)? lb Organizations relying on a current notice regarding disaster assistance check here ► 0 c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2008? Ic Taxes on failure to distribute income ( section 4942 ) ( does not apply for years the foundation was a private operating foundation defined in section 4942(l)(3) or 4942(l)(5)): a At the end of tax year 2008, did the foundation have any undistributed income ( lines 6d and 6e, Part XIII) for tax year(s) beginning before 2008? El Yes ® No If 'Yes; list the years ► b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942 (a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? ( If applying section 4942(a)(2) to all years listed, answer "No' and attach statement - see instructions.) N/A 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? El Yes ®No b If 'Yes; did it have excess business holdings in 2008 as a result of ( 1) any purchase by the foundation or disqualified persons after May 26, 1969; (2 ) the lapse of the 5-year period ( or longer period approved by the Commissioner under section 4943 (c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2008) N/A 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? b Did the foundation make any investment in a prior year (but after December 31, 1969 ) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year bg inning in 2008? r4b Form 990-PF (2008)
823541 01-02-09 5 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 TIO 13-19516 Part VII - B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945(e))9 El Yes ® No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? 0 Yes ® No (3) Provide a grant to an individual for travel, study, or other similar purposes? 0 Yes ® No (4) Provide a grant to an organization other than a charitable , etc., organization described in section 509(a )(1), (2), or (3 ), or section 4940 (d)(2)? 0 Yes ® No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? = Yes ® No b If any answer is "Yes' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions )? N/A 5b Organizations relying on a current notice regarding disaster assistance check here ► 0 c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? N/A =Yes 0 No If "Yes," attach the statement required by Regulations section 53.4945-5(d) 6a Did the foundation , during the year, receive any funds, directly or indirectly , to pay premiums on a personal benefit contract? 0 Yes ®No b Did the foundation , during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If you answered ' Yes" to 6b, also file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction ? 0 Yes ® No b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction ? N/A 7b Information About Officers, Directors, Trustees, Foundation Managers, Highly 0Part VIII Paid Employees, and Contractors 1 List all officers. directors, trustees, foundation managers and their compensation. Title, and average (c) Compensation (d) Conlnbubonsto (e)Expense (b) emp andeeplansdeferr d a) Name and address hours per week devoted If not paid , accounother to position ( enter PO compnsaton allowances
SEE STATEMENT 17 757 , 250. 168 , 197. 0.
9 (.mmnPncnatinn of five hinhest-nairl Pmnlnvees (nther than those ineleirled on Tine 11 If nnne_ enter "NONE" Title, and average (d)Contnbuhonsto (e)Expense (b) beerred (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation employee plans account, other devoted to position compensation allowances JOAN BAILOU STAFF 5454 WISCONSIN AVENUE , SUITE 1205 , C 40.00 56 , 500. 23 , 796. 0. HEATHER BARRY STAFF 5454 WISCONSIN AVENUE , SUITE 1205 , C 40.00 65 , 000. 23,563. 0. JULIE MCLEAN STAFF 5454 WISCONSIN AVENUE , SUITE 1205 , C 40.00 130 000. 43 , 277. 0. PAT WALLIES STAFF 5454 WISCONSIN AVENUE , SUITE 1205 , C 40.00 72 , 500. 37 , 238. 0.
Total number of other employees paid over $50,000 ► 1 0 Form 990-PF (2008)
823551 01-02-09 6 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698 Page 7 Information About Officers, Directors , Trustees , Foundation Managers , Highly Part VIII Paid Employees , and Contractors (continued) 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation BDO SEIDMAN , LLP 7101 WISCONSIN AVE. #800 , BETHESDA , MD 20814 CCOUNTING AUDIT T 100 169. CLEARY , GOTLIEB , STEEN & HAMILTON ONE LIBERTY PLAZA , NEW YORK , NY LEGAL 66 , 751.
Total number of others receivin g over $50,000 for p rofessional services ► 0 Part IX-A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the Expenses number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. N / A
2
3
4
Part IX- B I Summary of Program-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 N / A
2
All other program-related investments. See instructions. 3
Total. Add lines 1 through 3 ► 0. Form 990-PF (2008)
823561 01-02-09 7 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION, INC. 13- 1951698 Page 8
Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions)
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities la 18 , 479 , 716. b Average of monthly cash balances lb 84 , 941 , 440. c Fair market value of all other assets 1 c 361 508 498. d Total (add lines la, b, and c) 1d 464 , 929 , 654. e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) le 0. 2 Acquisition indebtedness applicable to line 1 assets 2 0. 3 Subtract line 2 from line td 3 464 , 929 , 654. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) 4 6 , 973 , 945. 5 Net value of noncharitable-use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 457 , 955 , 709. 6 Minimum investment return . Enter 5% of line 5 6 22 , 897 , 785. Distributable Amount (see instructions) (Section 4942(l)(3) and (f)(5) private operating foundations and certain Part XI foreign organizations check here ► E] and do not complete this part) 1 Minimum investment return from Part X, line 6 1 22 , 897 , 785. 2a Tax on investment income for 2008 from Part VI, line 5 2a 176 , 675. b Income tax for 2008. (This does not include the tax from Part VI.) 2b c Add lines 2a and 2b 2c 176 , 675 . 3 Distributable amount before adjustments . Subtract line 2c from line 1 3 22 , 721 , 110 . 4 Recoveries of amounts treated as qualifying distributions 4 0 . 5 Add lines 3 and 4 5 22 , 721 , 110. 6 Deduction from distributable amount (see instructions) 6 0 . 7 Distributable amount as ad justed. Subtract line 6 from line 5. Enter here and on Part XIII , line 1 7 22 , 721 , 110 . Part Xll Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses ) to accomplish charitable, etc ., purposes: a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 1a 26 , 693 , 081. b Program-related investments - total from Part IX-B lb 0. 2 Amounts paid to acquire assets used ( or held for use ) directly in carrying out charitable, etc., purposes 2 3 Amounts set aside for specific charitable protects that satisfy the: a Suitability test (prior IRS approval required) 3a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions . Add lines la through 3b. Enter here and on Part V, line 8, and Part XIII , line 4 4 26 , 693 , 081. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1 % of Part I, line 27b 5 176 , 675. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 26 , 516 , 406. Note. The amount on line 6 will be used in Part V, column ( b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2008)
823571 01-02-09 8 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698 Page 9 Part XIII Undistributed Income (see instructions)
(a) (b) (c) (d) Corpus Years prior to 2007 2007 2008 1 Distributable amount for 2008 from Part XI, line 7 22 , 721 110.
2 Undistributed income , if any , as of the end of 2007 a Enter amount for 2007 only 25 , 569 , 529. b Total for prior years: 0. 3 Excess distributions carryover, if any, to 2008: a From 2003 b From 2004 c From 2005 d From 2006 e From 2007 f Total of lines 3a through e 0. 4 Qualifying distributions for 2008 from Part Xll, line 4: 2 6 6 9 3 0 81. a Applied to 2007, but not more than line 2a 25 , 569 , 529. b Applied to undistributed income of prior years (Election required - see instructions) 0. c Treated as distributions out of corpus (Election required - see instructions) 0. d Applied to 2008 distributable amount 1 , 123 , 552. e Remaining amount distributed out of corpus 0.
5 Excess distributions carryover applied to 2008 0. 0. (if an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below:
a Corpus Add lines 3f, 4c, and 4e Subtract line 5 0. b Prior years' undistributed income. Subtract line 4b from line 2b 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed 0 d Subtract line 6c from line 6b. Taxable amount - see instructions 0 e Undistributed income for 2007. Subtract line 4a from line 2a. Taxable amount - see instr. 0 If Undistributed income for 2008. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2009 21 , 597 , 558. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) 0 . 8 Excess distributions carryover from 2003 not applied on line 5 or line 7 0 . 9 Excess distributions carryover to 2009. Subtract lines 7 and 8 from line 6a 0 . 10 Analysis of line 9: a Excess from 2004 b Excess from 2005 c Excess from 2006 d Excess from 2007 e Excess from 2008 Form 990-PF (2008) 823581 01-02-09 9 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF -1951698 Page 10 Part XIV I Private Operating Foundations (see instructions and Part VII-A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2008, enter the date of the ruling Ill. b Check box to indicate whether the foundation is a p rivate o eratin fou t or 0 4942(j)( 5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 yeas income from Part I or the minimum (a) 2008 2007 (c)2006 d) 2005 ( e) Total investment return from Part X for each year listed b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed d Amounts included in line 2c not used directly for active conduct of exempt activities e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon: a 'Assets' alternative test - enter: (1) Value of all assets (2) Value of assets qualifying under section 4942(t)(3)(B)(i) b 'Endowment' lternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed c 'Support' alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) (2) Support from general public and 5 or more exempt organizations as provided in section 4942(I)(3)(B)(ni) (3) Largest amount of support from an exempt organization (41 Gross investment income Supplementary Information (Complete this part only if the foundation had 1.000 or more in assets at any time during the year-see the instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here ► ® if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed:
b The form in which applications should be submitted and information and materials they should include:
c Any submission deadlines:
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:
823601 01-02-09 Form 990-PF (2008) 10 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION , INC. 13-19516 98 Pagel l Part XV Supplementary Information (continued) 3 Grants and Contributions Paid Durin the Year or Approved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foun dation manager or substantial contributor recipient a Paid dung the year
CHARITABLE EXPENSE FROM PARTNERSHIPS - SEE K-1 SUMMARY N/A 783.
SEE ATTACHED SCHEDULE OF 501(C)(3)/ APPROVED GRANTS /A HARITIES SEE ATTACHED 25723472.
Total ► 3a 25724255. b Approved for future payment SEE ATTACHED SCHEDULE OF 501(C)(3)/ APPROVED GRANTS /A CHARITIES SEE ATTACHED 23404160.
Total ► 3b 1 23404160. 823811 01-02-09 Form 990-PF (2008) 11 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698 Page 12 Part XVI -A Analysis of Income- Producing Activities
Enter g ross amounts unless otherwise indicated . unreiaieo ousiness income Exclu ded by section 512 , 513 , or 514 (e) (a) (b) Ei!?„- (d) Related or exempt Business Amount s'on Amount 1 Program service revenue: code code function income a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 525990 84 , 346. 14 4 , 895 , 623. 4 Dividends and interest from securities 5 2 5 9 9 0 40 , 770. 14 12 , 886 , 082. 5 Net rental income or (loss) from real estate: a Debt-financed property 531190 <21 153 . b Not debt-financed property 15 <9 , 059. > 6 Net rental income or (loss) from personal property 7 Other investment income 525990 <378 , 446. > 14 <720 , 558. > 8 Gain or (loss) from sales of assets other than inventory 525990 <216 , 206. > 18 7 , 972 , 355. 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue: a b c d e 12 Subtotal. Add columns (b), (d), and (e) F:^T <490 6 8 9. 25 , 024 , 443. 1 0. 13 Total. Add line 12, columns (b), (d), and (e) 13 24,533,754. (See worksheet in line 13 instructions to verify calculations.) Part XVI- B Relationship of Activities to the Accomplishment of Exempt Purposes
oi-o2-1o9 Form 990-PF (2008) 12 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 990-PF (2008) SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698 Page 13 PartXVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of. (1) Cash la( l ) X (2) Other assets la( 2 ) X b Other transactions: (1) Sales of assets to a noncharitable exempt organization lb ( l ) X (2) Purchases of assets from a nonchantable exempt organization lb (2 )1 X (3) Rental of facilities, equipment, or other assets lb( 3)1 X (4) Reimbursement arrangements lb( 4) X (5) Loans or loan guarantees lb( 5 ) X (6) Performance of services or membership or fundraising solicitations lb( 6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c X d If the answer to any of the above is 'Yes, complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, sh ow in
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 5279 0 Yes 0 No b If "Yes ' com p lete the followm schedule. (a) Name of organization (b) Type of organization (c) Description of relationship N / A
Under penalties of perjury, I declare that I have exami d this return , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true, correct, and comp Declar.b lof p p er oter than tax a er or fiduciary) is based on all information of ^hich preparer has any kno edg ^/ 1 r n A/
Signature of officer or trustee [ Preparer's -nA N ^ ^ signature CfJ?' d rirm 'sname (oryours DO SEIDMAN, LLP (D risen-employed), ' 7101 WISCONSIN AVE . , SU address , and ZIP code BETHESDA , MD 20814-4827
823622 01-02-09
13411108 755908 11508000 2008.04040 Sherman Fairchild Foundation, Inc. 2008 Form 990-PF Part XV, Items a and b Grants Paid and Approved for Future Payment
Unpaid Grants Unpaid Recipient Purpose of Grant Location 12/31/2007 Approved Pa id 2008 12/31/2008 Metropolitan Museum of Art Education in Museums New York, NY - 300,000 100,000 200,000 Metropolitan Museum of Art Sherman Fairchild Paintings Conservation Center Renovations New York, NY 4,216,711 - 2,000,000 2,216,711 Museum of Fine Arts Head of Objects Conservation Endowed Chair Boston, MA 3,000,000 1,500,000 1,500,000 National Academy of Design Small Museums Conservation New York, NY 150,000 - 75,000 75,000 National Multiple Sclerosis Society Capital Challenge Walk Owings Mills, MD - 15,000 15,000 - Philadelphia Museum of Art Education in Museums Philadelphia, PA - 300,000 100,000 200,000 Phillips Collection Education in Museums Washington, DC - 300,000 100,000 200,000 Phillips Collection Endowment Washington, DC - 10,000,000 7,000,000 3,000,000 Phillips Exeter Academy Exeter Math Institute Exeter, NH 157,400 - 157,400 - Pierpont Morgan Library Building Renovation and Expansion New York, NY 500,000 - 500,000 Pierpont Morgan Library Discretionary Fund New York, NY - 250,000 250,000 - Poet's House Digitize Multimedia Holdings New York, NY - 25,000 25,000 - Police Athletic League Education and Recreation Programs New York, NY - 900,000 300,000 600,000 Police Athletic League Discretionary Fund New York, NY - 200,000 200,000 - Salvation Army of Boston Emergency Services Boston, MA - 150,000 150,000 - Salvation Army of Chicago Emergency Services Chicago, IL - 150,000 150,000 - Salvation Army of Cleveland Emergency Services Cleveland, OH - 150,000 150,000 - Salvation Army of DC Emergency Services Washington, DC - 150,000 150,000 - Salvation Army of New York General Operations New York, NY - 500,000 500,000 - Salvation Army of New York Emergency Services New York, NY - 150,000 150,000 - Seattle University Scientific Equipment Program Phase X Seattle, WA 298,338 - 99,446 198,892 St Columba's Episcopal Church Discretionary Fund Washington, DC - 30,000 30,000 - St Martin de Porres House of Hope Discretionary Fund Chicago, IL - 15,000 15,000 - The Bereavement Center of Westchester Grief Booklet Spanish Translation Tuckahoe, NY - 25,000 25,000 - The Endowment for Inner-City Education Cardinal's Scholarships Program New York, NY 25,000 - 25,000 - Trilogy General Operations Chicago, IL - 35,000 35,000 University of Califomta at San Francisco Development of Synthetic Priori Technology San Francisco, CA 1,461,244 - 730,620 730,624 University of Portland Scientific Equipment Program Phase X Portland, OR 300,000 - 100,000 200,000 University of Puget Sound Scientific Equipment Program Phase XI Tacoma, WA - 500,000 100,000 400,000 Upper Valley Haven Capital Campaign for Emergency Shelter White River Junction, VT - 25,000 25,000 - Vassar College Summer Stipend Program Poughkeepsie, NY 100,000 - 50,000 50,000 Wellesley College Summer Stipend Program Wellesley, MA 100,000 - 50,000 50,000 Williams College Scientific Equipment Program Phase IX Williamstown, MA 100,000 - 100,000 - Women's Microfinance Initiative Micro-Lending Initiatives Bethesda, MD - 2,500 2,500 - Worcester Art Museum Small Museums Conservation Worcester, MA 150,000 75,000 75,000 Xavier University of Louisiana Scientific Equipment Program Phase IX New Orleans, LA 200,000 - 100,000 100,000 Yale New Haven Teachers Institute Science Seminars New Haven, CT - 400,000 133,333 266,667 YWCA Greenwich Improvement of Outdoor Activities Greenwich, CT 25,000 25,000 Subtotal 15,965,028 33,157,603 25,718,471 23,404,160 Reissuance of check Kennbunkport EMS Equipment and Training Materials to Strengthen Respiratory Assessment and Intervention Kennbunkport, ME 5 000 5 000 - I otal
Grant schedule attachment 2008 xlsx 2008 (attachment) Sherman Fairchild Foundation , Inc. 2008 Form 990-PF Part XV, Items a and b Grants Paid and Approved for Future Payment
Unpaid Gra n ts Unpaid Recipient Purpose of Grant Location 12/31/200 7 Approved Pai d 2008 12/31/2008 Allegheny College Scientific Equipment Program Phase XI Meadville, PA $ $ 487,613 $ 97,523 $ 390,090 American Council on Education Military Veterans Education Funding Options Washington, DC 50,000 - 50,000 - American Museum of Natural History Seminars in Science New York, NY 100,000 - 100,000 - Archdiocese of New York Field Development Director Initiative New York, NY 100,000 - 100,000 - AVOW Hospice, Inc Education Initiatives Naples, FL - 25,000 25,000 - Barnard College Scientific Equipment Program Phase DC New York, NY 100,000 - 100,000 - Bates College Scientific Equipment Program Phase XI Lewiston, ME - 500,000 100,000 400,000 Beloit College Scientific Equipment Program Phase X Beloit, WI 300,000 - 100,000 200,000 Boys Club of New York Camp Cromwell Renovation and Expansion New York, NY 4,000,000 - 2,000,000 2,000,000 Boys and Girls Club of Greater Washington Primetime Sports Program Silver Spring, MD - 20,000 20,000 - Bryn Mawr College Scientific Equipment Program Phase LX Bryn Mawr, PA 96,886 - 96,886 - California Institute of Technology Stephen Hawking Visit 2008 Pasadena, CA - 97,677 97,677 California Institute of Technology Stephen Hawking Visit 2009 Pasadena, CA - 116,576 - 116,576 California Institute of Technology SXS Research Programs Pasadena, CA 1,155,000 - 809,000 346,000 California Institute of Technology SXS Research Programs Pasadena, CA - 3,110,000 - 3,110,000 Central Park Conservancy Recreational Programs New York, NY - 100,000 50,000 50,000 Clark University Scientific Equipment Program Phase XI Worcester, MA - 499,500 99,900 399,600 College of the Holy Cross Summer Stipend Program Worcester, MA 150,000 - 75,000 75,000 Columbia University Science Building Construction New York, NY - 10,000,000 5,000,000 5,000,000 Danbury Hospital HDR Brachytheraphy Treatment Danbury, CT - 100,000 50,000 50,000 Dartmouth College Class of 1953 Commons Paganucci Conference Hanover, NH 100,000 - - 100,000 Dartmouth College Paganucci Fellows Program Hanover, NH 100,000 - 100,000 - Dickinson College Scientific Equipment Funding Carlisle, PA 300,000 - 100,000 200,000 eHope Foundation General Operations Portland, ME - 25,000 25,000 - Eisenhower Medical Center Surgical Machine Funding Rancho Mirage, CA 28,763 - 28,763 - Eisenhower Medical Center General Operations Rancho Mirage, CA - 1,237 1,237 - Foundation of Recovery Underwriting Resource Directory Las Vegas, NV - 7,500 7,500 Gateway Institute City University of NY Pre-College Education New York, NY 308,000 - 154,000 154,000 Greenwich Adult Day Care Capital Campaign Greenwich, CT - 25,000 25,000 - Hamilton College Scientific Equipment Program Phase X Clinton, NY 300,000 - 100,000 200,000 Hamline University Summer Stipend Program St Paul, MN 100,000 - 50,000 50,000 Harvey Mudd College Scientific Equipment Program Phase IX Claremont, CA 99,020 - 99,020 - Haveford College Summer Stipend Program Haverford, PA 100,000 - 50,000 50,000 Isabella Stewart Gardner Museum Small Museums Conservation Boston, MA 150,000 - 75,000 75,000 La Casa Norte General Support Chicago, IL 118,666 - 118,666 - Lewis & Clark College Summer Stipend Program Portland, OR 150,000 - 75,000 75,000 Lincoln Center Institute Teacher Education Collaborative New York, NY 300,000 - 300,000 - Lincoln Center Institute 50th Anniversary Celebration New York, NY - 300,000 - 300,000 Marine Corps Scholarship Foundation Scholarship for Children of Marines Alexandria, VA - 25,000 25,000 - McCallum Theatre General Operations Palm Desert, CA - 20,000 20,000 - Metropolitan Museum of Art Phillippe de Montebello Tribute New York, NY - 100,000 100,000 -
Grant schedule attachment 2008 xlsx 2008 (attachment) Sherman Fairchild Foundation 13-1951698 990PF, Part II 12/31/2008 12/31/2008 Book Fair Market Value Value
Line 10b Stocks, Equity Securities Vanguard 9,654,154 8,777,148 T Rowe Price 10,507,774 6,392,936 BNY Fixed Income 112,991 787 See attached Kaplan statements Institutional Cap 13,257,688 10,416,351 Silchester 17,771,113 20,600,961 Basis Adjustment - Holding Gains/Losses Total 51,303,720 46 ,188,183
Line 10c Corp Bond/Bonds & Notes See attached BNY Fixed Income 109,395 - statements Penn Capital 2,118 - Total 111,513 -
Line 13 Investments - Other Mutuals/Mutual Funds Capital Guardian 22,336,806 12,651,828 Total 22,336,806 12,651,828
See Limited Partnerships 312,268,114 268,511,583 Schedules Other Corporate Investments 95,385,075 92,996,915 Total 429,989,995 374,160,326
TOTAL 481,405,228 420,348,509 SHERMAN FAIRCHILD SHERMAN FAIRCHILD - VANGUARD
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK/MARKET BOOK MARKET C
EQUITIES COMMINGLED FUNDS - EQUITY 106,338.115 VANGUARD INSTITUTIONAL INDEX FUND 90.787 9,654,153.64 CUSIP # S86288100 82.540 8,777,148.01
106,338 .115 TOTAL COMMINGLED FUNDS - EQUITY 9,654 , 153.64 8,777, 148.01
106,338 .115 TOTAL EQUITIES C89 ,654,153.64 ,777, 148.01 SHERMAN FAIRCHILD SHERMAN FAIRCHILD - T ROWE PRICE
JANUARY 01,--2068-- DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK/MARKET BOOK MARKET
EQUITIES COMMON STOCKS CONSUMER NON-DURABLES BEVERAGES 11,041.000 COTT CORP QUE 32.577 359,684.14 CUSIP # 22163N106 1.250 13,801.25
11,041. 000 TOTAL BEVERAGES / 359, 684.14 13,801.25
COSMETICS & RELATED PRODUCTS 8,844.000 BARE ESCENTUALS INC 26.414 233, 606.00 CUSIP # 067511105 5.230 46,254.12
8,844 . 000 TOTAL COSMETICS & RELATED PRODUCTS 233,606.00 46,254.12
RETAILING 20,433.000 ULTA SALON COSMETICS & 11.184 228,527.01 CUSIP # 903845303 8.280 169,185.24
20,433 . 000 TOTAL RETAILING 228,527.01 169,185.24
40,318.000 TOTAL CONSUMER NON-DURABLES 821,817.15 229,240.61
CONSUMER DURABLES HOME FURNISHINGS 17,032.000 SAVVIS INC 43.638 743,234.92 CUSIP # 805423308 6.890 117,350.48
17,032. 000 TOTAL HOME FURNISHINGS 743,234.92 117,350.48
17,032 . 000 TOTAL CONSUMER DURABLES 743,234.92 117,350.48 SHERMAN FAIRCHILD SHERMAN FATarUTTn _ T ROWE PRICE
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK/MARKET BOOK MARKET
MATERIALS & SERVICES BUSINESS PRODUCTS & SERVICES 5,798.000 CONSTANT CONTACT, INC. 18.310 106,161.38 CUSIP # 210313102 13.250 76,823.50
23,824.000 FIBERTOWER CORP 7.195 171,415.18 CUSIP # 31567R100 0.160 3,811.84
7,860.000 KRATOS DEFENSE & SEC SOLUTIONS 8.600 67,596.00 CUSIP # 500778108 1.400 11,004.00
8,870.000 SEABRIGHT INS HLDGS INC 16.769 148,744.49 CUSIP # 811656107 11.740 104,133.80
10,876.000 SPECTRUM BRANDS INC 2.560 27, 842.56 CUSIP # 84762L105 0.090 978.84
6,329.000 TEMPUR-PEDIC INTL INC 7.140 45,189.06 CUSIP # 880230101 7.090 44,872.61
63,557 . 000 TOTAL BUSINESS PRODUCTS & SERVICES 566,948.67 241,624.59
CHEMICALS 1,992.000 INNOPHOS HLDGS INC 40.000 79, 680.00 CUSIP # 45774N108 19.810 39,461.52
1,992 . 000 TOTAL CHEMICALS 79,680.00 39,461.52
HOSPITAL SUPPLIES & MEDICAL SVCS. 13,044.000 MOMENTA PHARMACEUTICALS INC 20.323 265 ,098.26 CUSIP # 608777100 11.600 151,310.40
13,044 . 000 TOTAL HOSPITAL SUPPLIES & MEDICAL SVCS. 265,098.26 151,310.40
78,593 . 000 TOTAL MATERIALS & SERVICES 911,726.93 432,396.51 SHERMAN FAIRCHILD SHERMAN FAIRCHILD - T ROWE PRICE
' ------I --- JANUARY 01 , 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK/MARKET BOOK MARKET
TECHNOLOGY COMPUTER EQUIPMENT & SOFTWARE 53,572.000 DATA DOMAIN INC 20.657 1,106,618.92 CUSIP # 23767P109 18.800 1,007,153.60
7,212.000 GOOGLE INC 359.674 2,593,970.79 CUSIP It 38259P508 307.650 2,218,771.80
8,045.000 LOOPNET INC 25.211 202,820.45 CUSIP It 543524300 6.820 54,866.90
2,449.000 MEDASSETS INC 14.630 35,828.87 CUSIP It 584045108 14.600 35,755.40
1,689.000 MONOTYPE IMAGING HLDGS INC 12.060 20,369.00 CUSIP It 61022P100 5.800 9,796.20
30,000.000 NETEZZA CORP 9.860 295,800.05 CUSIP # 64111N101 6.390 191,700.00
4,909.000 PROS HLDGS INC 9.500 46,636.00 CUSIP It 74346Y103 5.750 28,226.75
55,194.000 RIGHTNOW TECHNOLOGIES INC 17.078 942,630.72 CUSIP It 76657R106 7.730 426,649.62
8,583.000 TALEO CORP 30.950 265,643.85 CUSIP It 87424N104 7.830 67,204.89
7,750.000 VANCEINFO TECHNOLOGIES INC 10.730 83,158.00 CUSIP It 921564100 4.750 36,812.50
2,788.000 GOOGLE INC CL A RESTR 557.461 1,554,200.00 CUSIP # 38259P993 307.650 857,728.20
182,191 . 000 TOTAL COMPUTER EQUIPMENT & SOFTWARE 7,147,676.65 4,934 , 665.86
182,191 . 000 TOTAL TECHNOLOGY 7,147, 676.65 4,934,665.86 • SHERMAN FAIRCHILD SHERMAN FAIRCHILD - T ROWE PRICE
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION. UNIT VALUE TOTAL VALUE BOOK/MARKET BOOK MARKET °
UTILITIES UTILITIES - TELECOMMUNICATIONS 26,805.000 CENTENNIAL COMMUNICATIONS CORP 10.162 272,405.71 CUSIP # 15133V208 8.060 216 , 048.30
35,640.000 STARENT NETWORKS CORP 15.827 564,062.40 CUSIP # 85528P108 11.930 425,185.20
62,445 . 000 TOTAL UTILITIES - TELECOMMUNICATIONS 836,468.11 641,233.50
62,445 . 000 TOTAL UTILITIES 836,468.11 641,233.50
FINANCIAL INSURANCE 4,314.000 UNIVERSAL AMERN CORP 10.860 46,850.04 CUSIP # 913377107 8.820 38 ,049.48
4,314. 000 TOTAL INSURANCE 46,850.04 38,049.48
4,314. 000 TOTAL FINANCIAL 46,850.04 38,049.48
384,893.000 TOTAL COMMON STOCKS 10,507,773.80 6,392,936.44
384,893.000 TOTAL EQUITIES 10,507,773.80 6,392,936.44 SHERMAN FAIRCHILD SHERMAN FAIRCHILD FND INC-FIXED INC A/C
MgnuiL R8rvzL / £AAL6 MAIM DA01S JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE U BOOK /MARKET BOOK MARKET G
EQUITIES COMMON STOCKS MATERIALS & SERVICES BUSINESS PRODUCTS & SERVICES 24.000 ABOVENET INC 4,707.958 112,991.00 CUSIP If 00374N107 29.000 696.00
6.000 XO HLDGS INC 0.000 0.00 CUSIP If 98417K114 0.004 0.02
4.000 XO HLDGS INC 0.000 0.00 CUSIP It 98417K130 0.000 0.00
4.000 XO HLDGS INC 0. 000 0.00 CUSIP It 98417K122 0.004 0.02
38.000 TOTAL BUSINESS PRODUCTS & SERVICES 112,991.00 696.04
38.000 TOTAL MATERIALS & SERVICES 112,991.00 696.04
TECHNOLOGY COMPUTER EQUIPMENT & SOFTWARE 9.000 ABOVENET INC WTS 0.000 0.00 CUSIP If 00374N123 10.000 90.00
9.000 TOTAL COMPUTER EQUIPMENT & SOFTWARE 0.00 90.00
9.000 TOTAL TECHNOLOGY 0.00 90.00
UTILITIES UTILITIES - TELECOMMUNICATIONS 3.000 XO HLDGS INC 0. 000 0.00 CUSIP # 98417K106 0.165 0.50 at SHERMAN FAIRCHILD SHERMAN FAIRCHILD YND INC-FIXED INC A/C
S JANUARY 01,2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE UN BOOK /MARKET BOOK MARKET GA
3.000 TOTAL UTILITIES - TELECOMMUNICATIONS 0.00 0.50
3.000 TOTAL UTILITIES 0.00 0.50
50.000 TOTAL COMMON STOCKS 112,991.00 786.54
50.000 TOTAL EQUITIES 112,991.00 C 786.54
FIXED INCOME INVESTMENTS CORPORATE BONDS FINANCE & INSUR CORPORATE BONDS 119,000.000 WILLIAM COMM GROUP INC ESC DFLT 91.929 109,395.00 C 10.8750% DUE 10/01/09 0.00 CUSIP # 9694559B2 ISSUED 10/06/99
119,000.000 TOTAL FINANCE & INSUR CORPORATE BONDS 109,395.00 C 0.00
119,000.000 TOTAL CORPORATE BONDS 109,395.00 0.00
119,000.000 TOTAL FIXED INCOME INVESTMENTS 109,395.00 0.00 SHERMAN FAIRCHILD SHERMAN FAIRCHILD-INSTITUTIONAL CAPITAL
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK /MARKET BOOK MARKET
RESTAURANTS , FOOD SERVICE & LODGING 6,126.000 INTERCONTINENTAL HOTELS GROUP 21.008 128,694.43 CUSIP # 45857P301 8.370 51,274.62
6,126 . 000 TOTAL RESTAURANTS,FOOD SERVICE & LODGING 128,694.43 51,274.62
RETAILING 15,650.000 CVS CAREMARK CORP 33.871 530,076.34 CUSIP # 126650100 28.740 449,781.00
14,400.000 LOWES COMPANIES INC COM 23.904 344,212.13 CUSIP # 548661107 21.520 309,888.00
8,700.000 NOVARTIS AG SPNSRD ADR 50 .076 435,661.91 CUSIP # 66987V109 49.760 432,912.00
6,100.000 TARGET CORP 44.981 274,381.32 CUSIP # 87612E106 34.530 210,633.00
44,850 . 000 TOTAL RETAILING 1,584,331.70 1,403,214.00
122,061 . 000 TOTAL CONSUMER NON-DURABLES 3,667 , 129.14 3,042,810.77
MATERIALS & SERVICES BUILDING 9,400. 000 MASCO CORPORATION 26.791 251,836.33 CUSIP 4 574599106 11.130 104,622.00
9,400 . 000 TOTAL BUILDING 251,836.33 104,622.00
BUSINESS PRODUCTS & SERVICES 1,200.000 ACCENTURE LTD CLASS A 27.255 32,706.48 CUSIP # G115OG111 32.790 39,348.00 SHERMAN FAIRCHILD SHERMAN FAIRCHILD-INSTITUTIONAL CAPITAL
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK/ MARKET BOOK MARKET
6,950 .000 ACE LIMITED 55.588 386,335.90 CUSIP # H0023R105 52.920 367,794.00
8,000 .000 HONEYWELL INTL INC 35.971 287,768.06 CUSIP # 438516106 32.830 262,640.00
4,400.000 OMNICOM GROUP INC COM 44.066 193, 888.38 CUSIP 4 681919106 26.920 118,448.00
22,350.000 VODAFONE GROUP PLC NEW 30.987 692,551.28 CUSIP if 92857W209 20.440 456,834.00
42,900 . 000 TOTAL BUSINESS PRODUCTS & SERVICES 1,593,250.10 1,245,064.00
CHEMICALS 11,200.000 E I DU PONT DE NEMOURS & CO COMM 48.769 546,213.03 CUSIP # 263534109 25.300 283,360.00
11,200 . 000 TOTAL CHEMICALS 546,213.03 283,360.00
HOSPITAL SUPPLIES & MEDICAL SVCS. 450.000 GENENTECH INC 71.759 32,291.64 CUSIP # 368710406 82.910 37,309.50
6,650 .000 JOHNSON & JOHNSON COM 65.123 433,070.63 CUSIP # 478160104 59.830 397,869.50
3,400.000 MEDTRONIC INC 38.692 131,552.90 CUSIP # 585055106 31.420 106,828.00
12,950.000 WYETH 41.556 538,146.98 CUSIP # 983024100 37.510 485,754.50
23,450.000 TOTAL HOSPITAL SUPPLIES & MEDICAL SVCS. 1,135,062.15 1,027 ,761.50 SHERMAN FAIRCHILD SHERMAN FAIRCHILD-INSTITUTIONAL CAPITAL arrmrnP
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK /MARKET BOOK MARKET
METALS & MINING 3,900.000 NEWMONT MINING CORP 32.653 127,345.75 CUSIP # 651639106 40.700 158,730.00
3,900 . 000 TOTAL METALS & MINING 127,345.75 158,730.00
90,850.000 TOTAL MATERIALS & SERVICES 3,653,707.36 2,819 , 537.50
TECHNOLOGY COMPUTER EQUIPMENT & SOFTWARE 22,250.000 CISCO SYS INC 26.049 579,595.40 CUSIP # 17275R102 16.300 362,675.00
10,900.000 HEWLETT PACKARD COMPANY 41.678 454,291.43 CUSIP # 428236103 36.290 395,561.00
17,750.000 TEXAS INSTRUMENTS INCORP 26.283 466,519.31 CUSIP # 882508104 15.520 275, 480.00
50,900 . 000 TOTAL COMPUTER EQUIPMENT fi SOFTWARE 1,500,406.14 1,033,716.00
50,900.000 TOTAL TECHNOLOGY 1,500,406.14 1,033 , 716.00
ENERGY OIL & COAL 9,300 .000 BAKER HUGHES INC 55.872 519,613.14 CUSIP # 057224107 32.070 298,251.00
1,350.000 EXXON MOBIL CORP 91.103 122,989.18 CUSIP # 30231G102 79.830 107,770.50
6,900 .000 MARATHON OIL CORP 39.644 273,540.34 CUSIP # 565849106 27.360 188,784.00
7,400.000 OCCIDENTAL PETROLEUM CORPORATION COMMON 51.775 383,136.58 CUSIP # 674599105 59.990 443,926.00 SHERMAN FAIRCHILD SHERMAN FAIRCHILD-INSTITUTIONAL CAPITAL
ANNUAL xaru1i / IAALB MAaa an.'. JANUARY 01 , 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK / MARKET BOOK MARKET
5,350.000 TOTAL S.A. ADR 54.081 289,333.37 CUSIP # 89151E109 55.300 295,855.00
U j
30,300 . 000 TOTAL OIL & COAL 1,588 ,612.61 1,334 ,586.50
30,300 . 000 TOTAL ENERGY 1,588 ,612.61 1,334, 586.50
TRANSPORTATION TRANSPORTATION PRODUCTS & SERVICES 6,750. 000 CSX CORP COM 33.340 225,045.87 CUSIP # 126408103 32.470 219,172.50
6,750 . 000 TOTAL TRANSPORTATION PRODUCTS & SERVICES 225,045.87 219,172.50
6,750 . 000 TOTAL TRANSPORTATION 225,045.87 219,172.50
UTILITIES UTILITIES - TELECOMMUNICATIONS 5,158.000 AT&T INC 29.269 150,970.79 CUSIP # 00206R102 28.500 147,003.00
7,900.000 QUALCOMM INC 31.515 248 ,966.93 CUSIP # 747525103 35.830 283,057.00
16,050.000 VIACOM INC NEW 36.816 590 ,898.05 CUSIP # 92553P201 19.060 305,913.00
29,108 . 000 TOTAL UTILITIES - TELECOMMUNICATIONS 990,835.77 735,973.00
29,108 . 000 TOTAL UTILITIES 990,835.77 735,973.00 SHERMAN FAIRCHILD SHERMAN FAIRCHILD-INSTITUTIONAL CAPITAL
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK / MARKET BOOK MARKET
EQUITIES COMMON STOCKS CONSUMER NON-DURABLES BEVERAGES 9,850 .000 COCA-COLA CO 53.103 523,064.13 CUSIP # 191216100 45.270 445,909.50
1,750.000 MOLSON COORS BREWING CO 38.319 67,058.94 CUSIP # 60871R209 48.920 85,610.00
7,900.000 PEPSICO INC COM 63.203 499,302.53 CUSIP # 713448108 54.770 432,683.00
19,500 . 000 TOTAL BEVERAGES 1,089 , 425.60 964,202.50
BROADCASTING & PUBLISHING 34,285.000 NEWS CORP 14.618 501,185.47 CUSIP # 65248E104 9.090 311,650.65
34,285.000 TOTAL BROADCASTING & PUBLISHING 501,185.47 311,650.65
COSMETICS & RELATED PRODUCTS 2,550.000 AVON PRODUCTS INC COM 36.519 93,122.71 CUSIP # 054303102 24.030 61,276.50
2,550 . 000 TOTAL COSMETICS & RELATED PRODUCTS 93,122.71 61,276.50
DRUGS & HEALTH CARE PRODUCTS 14,750.000 SCHERING-PLOUGH CORP COM 18 .330 270,369.23 CUSIP # 806605101 17.030 251,192.50
14,750 . 000 TOTAL DRUGS & HEALTH CARE PRODUCTS 270,369.23 251,192.50 SHERMAN FAIRCHILD SHERMAN FAIRCHILD-INSTITUTIONAL CAPITAL
• e&u uni. r.Aru i / IAALL MAIL DA.2ia JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
I UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK/MARKET BOOK MARKET
FINANCIAL BANKS & OTHER FINANCIAL SERVICES 3,250 . 000 BANK OF AMER CORP 25.265 82,109.72 CUSIP if 060505104 14.080 45,760.00
9,106.000 THE BANK OF NEW YORK MELLON CORP. 38.892 354,154.23 CUSIP # 064058100 28.330 257,972.98
6,600 .000 CAPITAL ONE FINL CORP COM 59.360 391,778.23 CUSIP # 1404OH105 31.890 210,474.00
10,950.000 JPMORGAN CHASE & CO 42.099 460,986.73 CUSIP if 46625H100 31.530 345,253.50
2,400 .000 METLIFE INC 28.828 69,186.96 CUSIP if 59156R108 34.860 83,664.00
9,750 .000 WELLS FARGO & CO NEW 28.076 273,736.41 CUSIP if 949746101 29.480 287,430.00
42,056.000 TOTAL BANKS & OTHER FINANCIAL SERVICES 1,631,952.28 1,230,554.48
42,056.000 TOTAL FINANCIAL 1,631,952.28 1,230,554.48
372,025.000 TOTAL COMMON STOCKS 13,257,689.17 10,416,350.75
372,025.000 TOTAL EQUITIES 13,257,689.17 10,416,350.75
I SHZRMAN FAIRCHILD SHERMAN FAIRCHILD SILCHESTER
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS SUMMARY
TOTAL TOTAL UNREALIZED DESCRIPTION BOOK VALUE MARKET VALUE GAIN/(LOSS)
EQUITIES
COMMINGLED FUNDS - EQUITY 17,771,112.72 20,600,960.97 2,829,848.25
TOTAL EQUITIES 17,771,112.72 20,600,960.97 2,829,848.25 SHERMAN FAIRCHILD SHERMAN FAIRCHILD PENN CAPITAL
JANUARY 01, 2008 - DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK /MARKET BOOK MARKET
CONVERTIBLE INVESTMENTS CONVERTIBLE PREFERRED 0.020 PEGASUS SATELLITE COM 12.75Z S-B PFD RBR 0.000 0.00 CUSIP # 567855570 0.000 0.00
0.020 TOTAL CONVERTIBLE PREFERRED 0.00 0.00
0.020 TOTAL CONVERTIBLE INVESTMENTS 0.00 0.00
FIXED INCOME INVESTMENTS NON CONVERTIBLE PREFERRED 0.530 ADELPHIA BUSINESS SOLUTIONS R/B/R 870.000 461.10 CUSIP # S43480800 0.000 0.00
2.000 CLARK MATL HANDLING CO 13% SR EXCH PFD 419.720 839.44 CUSIP # 181475401 0.000 0.00
0.960 PEGASUS SATELLITE PFD SER A R/B/R 851.698 817.63 CUSIP # S69901400 0.000 0.00
0.390 SPANISH BROADCASTING SYS INC R/B/R 0.000 0.00 CUSIP it 846425999 0.000 0.00
3.880 TOTAL NON CONVERTIBLE PREFERRED 2,118.17 0.00
3.880 TOTAL FIXED INCOME INVESTMENTS 2,118.17 0.00 SHERMAN FAIRCHILD SHESMAN FAIRCHILD - CAPITAL GUARDIAN wnwusa, wnrv,.s _ _ _ [S JANUARY 01, 2008-DECEMBER 31, 2008 INVESTMENT HOLDINGS
UNITS DESCRIPTION UNIT VALUE TOTAL VALUE BOOK /MARKET BOOK MARKET
OTHER ASSETS MUTUAL FUNDS 574,299.935 CAPITAL GUARDIAN GLOBAL EQUITY FUND 38.894 22,336,806.33 CUSIP # S86226000 22.030 12,651,827.57
574,299.935 TOTAL MUTUAL FUNDS 22,336, 806.33 12,651,827.57 Sherman Fairchild Foundation, Inc. 13-1951698 Schedule of Limited Partnerships and Other Corporation Investments YE 12/31/2008
Cost Basis @ FMV
12/31 /2008 12/31/2008 Partnerships Abingworth Bioventures IV, L.P. 1, 522,473.71 1,177 ,125.00 Abingworth Bioventures V, L.P. 571, 884 68 348,052.00 Accel IX , L.P. 1,272, 358.99 2 ,444,767.00 Accel VIII , L.P. 502,693.29 412 , 296.00 Accel X, L.P. 340 ,407.00 338,498.00 Active Emerging Markets CTF (Rexiter) 5,585 , 229.00 3,358,008.00 Advent Private Equity II B , L.P. 721 ,060.53 252 , 603.17 Advent Private Equity III , L.P. 2,037 , 852.25 1,461,477.00 Advent Private Equity IV, L.P. 1,236 , 766 14 1,090 ,277.77 Asset Mgt Assoc 1984, L.P. (Alloy Ventures) 63,577.64 - Atlas Venture Fund IV, L.P. 1,087 , 837.00 288 , 574.00 Atlas Venture Fund V, L.P. 780,452.56 623 , 731.00 Atlas Venture Fund VI , L.P. 1,321 , 554.51 1,149,751.00 Bain Capital Asia I, L.P 247 ,377.00 83,247.00 Bain Capital Fund V- B, L.P (Grantor Trust) 169,553 . 94 43,223.00
Bain Capital Fund VII - E, L.P. 531,665 . 00 858 , 776.00 Bain Capital Fund VII , L.P. 701, 211.15 841,233.00 Bain Capital Fund VIII, L.P. 3,546 , 294.63 3,481,998.00 Bain Capital (TRU) VIII , L.P. - 414 , 044.00 Bain Capital AIV (LOEWS) II, L.P. 15 , 622.00 46 , 044.00 Bain Capital Fund VIII-E, L.P . 4,090 , 861.00 3,977,008.00 Bain Capital IX Coinvestment, L.P. 1,175, 093.00 608,603.00 Bain Capital IX, L.P. 4 ,620,420 . 00 2,182,625.00 Bain Capital IX (OSI), L. P. - 352,245.00 Bain Capital Pacific Fund I, L.P. 171, 848.43 12,086.00 Bain Capital V Mezzanine Fund , L.P. 146,770.56 206 , 915.48 Bain Capital Venture Fund 2001 , L.P. 1,429 ,099.99 1,616,512.00 Bain Capital Venture Fund 2005 , L.P. 1,574 , 225.00 1 , 998,016.00 Bain Capital Venture Fund 2007, L.P. 1,303 , 900.00 1 ,286,027.00 Bain Capital VI , L.P. 290 , 605.49 210 , 022.00 Bain Capital VII Coinvestment, L.P. 562 , 790.22 441,825.00 Bain Capital VIII Coinvestment , L.P. 473 ,849.00 454 , 153.00 Bain Capital (TRU) VIII Coinvestment , L.P. - 67,520.00 Berkshire Fund IV, L.P. 356 , 798.87 511,341.00 Berkshire Fund V, L.P. 367,836.51 655 , 915.00 Berkshire US Fund V, L.P. 4,669.00 - Berkshire Fund VI , L.P. 1,434, 246.19 1,813,316.00 Berskshire (AIV Direct) Fund VI , L.P. 11,171.00 - Berkshire Fund VII , L.P. 813,758.00 812,370.00 Berkshire V Co-Investment Fund , L.P. 129,837.28 98,203.00 Blackstone IV, L.P. 114 ,221.69 609 ,937.00 Blackstone Capital Partners (Cayman ) IV, LP 1,571, 154.00 1,427,799.00 Blackstone ECC Capital Partners IV, L.P. 9,43800 1,336.00 Blackstone FC Capital Partners IV, L.P. (45.00) 1,732.00 Blackstone FCH Capital Partners IV, L.P. (269 .00) 218 , 350.00 Blackstone SGP Capital Partners (Cayman) IV, L.P. (15 ,814.00) 260,702.00 Blackstone RE Partners Int'I II, L.P. 2,433,739 .99 1,590 ,268.00 Sherman Fairchild Foundation, Inc. 13-1951698 Schedule of Limited Partnerships and Other Corporation Investments IS YE 12/31/2008
Cost Basis @ FMV
12/31/2008 12/31/2008 Blackstone RE Partners Int'l II Q L.P. 11,332.00 - Blackstone V, L.P. 2,988,615.00 955,976.00 Blackstone Capital Partners V USS Feeder, L.P. (330.00) 22,822.00 Blackstone Capital Partners (Cayman) V-A, L.P. 5,858.00 810,857.00 BCP (Cayman) V-S, L.P. 1,194.00 48, 267.00 BCP V-S, L.P. (4,540.00) 221,063.00 Blackstone RGIS Capital Partners V L.P. 3,524.00 106,683.00 Blackstone PB Capital Partners V L.P. (339.00) 1,478.00 Blackstone HEI Capital Partners V L.P. (74.00) 5,665.00 Blackstone Capital Partners (Cayman II) V L.P. (37.00) 4,325.00 Boston Ventures L.P. V 490,773.00 873,803.00 Boston Ventures L.P. VII 789,865.00 895,305.00 BPG Investment VII-A, L.P. 2,870,449.00 2,162,000.00 BPG Investment VIII-A, L.P. 1,106,130.00 943, 000.00 Brentwood Associates IX, L.P. 468,490.41 303, 528.00 CA Resources Fund, L.P. - Series Bain X 1,687,243.00 1,235,039.00 Cabot Industrial Value Fund II, Inc. 5,968,635.35 6,251,682.00 Cedar Rock Capital Partners 10,987,323.00 9,318,049.00 Cypress Merchant II (Cayman), L.P. 604,301.82 21,613.00 Cypress Merchant II, L.P. 1,122,353.89 710,824.00 DAG Ventures III-QP, L.P. 2,400,946.00 2,201,965.02 DAG Ventures II-QP, L.P. 1,710,241.77 1,543,134.00 Davidson Kempner Institutional Partners, L.P. 13,607,963.00 12,125,986.00 Draper Atlantic Venture Fund, L.P. 982, 095.00 100,227.00 Drawbridge LDV Fund I-B, L.P. 3,402,096.00 3,057,832.00 Drawbridge LDV Fund Il-B, L P. 2,793,350 00 2,496,905.00 Drawbridge LDV Fund III-C, L.P. 531,224.00 518,976.00 EnCap Energy Capital VI-B, L.P. 1,377,013.63 1,295,053.00 EnCap Energy Capital VII, L.P. 380,222.41 538,171.00 EnerVest X-B, L.P. 3,566,423.15 3,345,854 00 EnerVest XI-B, L.P. 2,201,470.62 1,959,306.00 Farallon Capital 6,032,951.00 1,938,216.00 Fortress II, L.L.C. 1,164,039.34 39,542.00 Fortress (GAGACQ), L.L.C. 29,321.00 1,020,263.00 Fortress III, L P. 3,930,413.63 1,995,039 00 Fortress IV (Fund B), L P. 4,776,893.32 3,397,532.00 Fortress IV (Sisterco B-1), L.P. (6,787.00) - Fortress V-A, L.P. 2,986,210.98 818,781.00 GC Entrepreneurs Fund III, L.P. 775,508.00 1,048,183.00 General Catalyst Group IV, L.P. 506,133.00 489,292.00 General Catalyst Group V, L.P 520,299.41 344, 791.00 General Catalyst Group V-Supplemental, L.P. (1,508.00) 151,869.00 Greylock Equity, L.P. (VIII) 62,819.44 805,085.00 Greylock Israel, L.P. 494,381.00 450,726.18 Greylock IX, L.P. 801,451.86 498,691.00 Greylock X, L.P. 1,586,619.95 490,634.00 Greylock XI, L.P. 2,973,470.11 2, 831, 932.60 Greylock XII, L.P. 1,850,883.69 1,128,599.00 HIG Bayside Opportunity Fund, L.P. 1,016,274.82 1,067,531.00 Sherman Fairchild Foundation, Inc. 13-1951698 Schedule of Limited Partnerships and Other Corporation Investments ,t) YE 12/31/2008
Cost Basis @ FMV
12/31/2008 12/31/2008 HIG Brightpoint (Cayman), L.P. 5,000,000.00 3,347,714.00 HIG Europe, L.P 338,102.80 342,626.00 Highland Capital Partners IV, L.P. 731,935.94 204,054.00 Highland Capital Partners V, L.P. 1,019,817.44 1,020,979.00 IDG-Accel China Growth I, L.P. 1,438,032.00 1,894,143.00 IDG-Accel China Growth II, L.P. 458,646.00 444,513.00 LLR Equity Partners II, L.P. 1,608,713.09 1,694,406.00 Lubert-Adler Real Estate Fund V, L.P. 1,636,893.26 1,516,024.00 Lyme Timber Company 728,676.00 662,400.00 McCowen De Leeuw & Co. IV, L.P. 119,052.51 210,749.00 Merit Energy F-1, L.P. 1,387,830.00 997,634.00 Merit Energy Partners E-1, L.P. 1,574,662.89 1,181,422.00 Meritech Capital Partners I, L.P. 2,390,476.56 693,628.00 Meritech Capital Partners II, L.P. 1,554,248.95 1,402,552.00 Morgan Stanley Capital Partners III, L.P. 869,392.12 911,978.00 North Bridge Growth Equity I, L.P. 607,212.00 606,243.00 North Bridge Venture Partners IV-B, L.P. 2,557,591.40 2,377,011.00 North Bridge Venture Partners V-B, L.P. 1,641,526.82 1,576,301.00 North Bridge Venture Partners VI, L.P. 885,435.00 890,678.00 Oak Investment Partners VII, L.P. 678,994.81 330,746.48 Oak Investment Partners VIII, L.P. 823,798.78 179,019.32 Patron III Scotland, L.P. 657,011.11 390,621.00 Pequot Endowment Fund, L.P. 9,306,824.27 9,531,621.81 Polaris Venture Partners III, L.P. 980,969.50 935,237.00 Polaris Venture Partners IV, L.P. 2,812,463.19 3,154,818.00 Polaris Venture Partners V, L.P. 1,173,405.00 1,289,629.00 Prospect Harbor Credit Partners, L.P. 7,536,115.00 2,081,892.30 Redpoint Ventures I, L.P. 539,122.20 539,979.00 Redpoint Ventures II, L.P. 629,498.00 625,293.00 RMS Forest Growth II, L.P. 2,902,372.76 3,931,738.00 Sankaty Credit Opportunities II, L.P 2,100,281.70 1,183,286.00 Sankaty Credit Opportunities Offshore III, L.P 1,977,458.71 1,060,669.93 Sequioa Growth III, L.P. 3,225,379.22 2,905,036.00 Sequioa India Growth Fund I, L.P. 658,570.00 544,978.00 Sequioa India III, L.P. 175,005.00 139,329.00 Sequioa Israel III, L.P. 1,062,707.00 1,030,594.00 Sequoia Capital China I, L P. 657,530.67 780,876.00 Sequoia Capital China II, L.P. 336,305.00 371,369.00 Sequoia Capital Franchise Fund, L.P. 1,265,164.84 1,578,859.00 Sequoia Capital IX, L.P. 1,037,614.08 842,930.00 Sequoia Capital VIII, L.P. 805,177.61 48,818.00 Sequoia Capital X, L.P. 1,797,451.69 1,463,222.00 Sequoia Capital, XI, L.P. 2,291,610.27 2,684,360.00 Sequoia Capital, XII, L.P. 2,295,106.00 2,280,015.00 Sequoia China Growth Fund I, L P. 598,121.00 621,604.00 Sequoia Seed Fund II, L.P. 631,814.00 1,007,867.00 Silver Lake Cayman, L.P. 1,707,888.03 418,232.54 Silver Lake II, L.P. 3,648,552.21 2,008,518.37 Silver Lake II Cayman, L.P. 40.00 948,089.33 Sherman Fairchild Foundation, Inc. 13-1951698 Schedule of Limited Partnerships and Other Corporation Investments N YE 12/31/2008
Cost Basis @ FMV
12/31/2008 12/31/2008 Silver Lake III, L.P. 1,004,938.47 534,344.00 Silver Lake, L.P. (925,497.43) 526,101.74 Summit Partners Private Equity VIl-B, L.P. 1,960,363.00 1,770,834.00 Summit Partners Venture Capital II-B, L.P. 901,203.00 957,324.00 Summit Subordinated Debt Fund II, L.P. 1,803,084.00 441,426 00 Summit Ventures IV, L.P. 3,207,964.00 69,098.00 Summit Ventures V, L.P. 556,175.22 220,353.00 Summit Ventures VI-B, L.P. 2,700,641.12 3,123,518.00 Sun Capital Offshore I, L.P. 2,406,314 00 1,234,566.00 Sun Capital Offshore II, L.P. 3,000,000 00 989,371.00 Sun Capital Partners II, L.P. 501,562.00 387,194.00 Sun Capital Partners III, L.P. 975,084.00 1,098,720.00 Sun Capital Partners IV, L.P. 2,571,222.00 2,626,351.00 Sun Capital Partners V, L.P. 643,772.00 481,167.00 TA IX, L.P. 1,436,558 46 1,858,297.00 TA Sub Debt Fund, L.P. 153,325.00 585,042.00 TAX, L.P. 2,541,040.00 2,006,192.00 TA/Advent VIII, L.P. 427,894.18 220,200.00 Thomas H Lee Equity Fund IV, L.P. 234,965.99 10,736.00 Thomas H Lee Equity Fund V, L.P. 1,309,484.00 1,411,229 00 Thomas H Lee (Alternative) Fund V, L P. 99,055.00 - Trident Capital Fund IV, L.P. 583,502 44 480,306.00 State Street Global Advisors - U.S. Treasury 1-3 Year Index Sec Lend C 35,424,431.11 - State Street Global Advisors - U.S. Treasury 3-10 Year Index Sec Lend 6,089,071.00 47,787,351.00 Versant Venture Capital I, L.P. (Paladium Vent I) 1,484,336.34 1,610,149.61 Versant Venture Capital II, L.P. 778,217.00 815,619.92 Versant Venture Capital III, L.P. 656,959.00 655,207.35 Vestar Capital Partners III, L.P. 1,134,165.78 1,106,299.00 Warburg Pincus Equity Partners Trust 1,591,995.29 788,907.00 WCAS Capital Partners III, L.P. 1,080,631.38 708,863.00 WCAS Capital Partners IX, L.P. 1,489,809.64 2,854,246.00 WCAS Capital Partners VIII, L P. 3,387,909.70 1,830,202.00 WCAS Capital Partners X, L.P. 2,470,047.00 2,213,433.00 Wellington Inflation Hedge Fund (Trust) 5,207,172.00 2,923,677.88 Lubert Adler RE VI 588,672.25 558,371.00 Blackstone Partners RE Europe III 8,665.00 (3,614.00) Cabot IVF III 43,939.00 7,671.00 Fortress COPS Fund A 2,484,197.21 1,669,867.00 LLR III 230,663.00 198,419.00 HIG Bayside Debt & LBO Fund II 369,516.67 366,192.00 Sankaty COP's IV Offshore Fund 1,200,000.00 1,126,794.69 CA Resources Bain Europe III 118,151.00 66,515.00 DAG IV 378,055.00 373,275.00 Northbridge 7 107,614 00 106,642.00 Versant IV 9,363 00 8,809.46 IDG Accel China Capital 102,022.00 101,366.00
Total Partnerships 312,268,115.09 268,511,582.95 Sherman Fairchild Foundation, Inc. 13-1951698 Schedule of Limited Partnerships and Other Corporation Investments YE 12/31/2008
Cost Basis @ FMV
12/31/2008 12/31/2008
Other Corporations Abingworth Bioequities, Ltd. 954,311.00 491,480.01 BlackRock All-Cap Global Resources 2,183,061.56 2,263,313.16 Chilton Global Natural Resources International 5,000,000.00 4,724,566.58 Convexity Capital Offshore, L.P. 10,000,000.00 8,489,383.14 Emerging Markets Investors Corp. (EMI) 3,663,796.00 3,358,008.00 GMO US Equity Core Fund 17,297,268.62 14,252,160.00 Harbor Capital Appreciation 10,052,849.00 10,065,975.74 Heartwood Forestland VI 2,111,938.83 2,304,265.46 Morgan Stanley Alpha US Core Bond 4,886,088.78 4,729,800.00 Morgan Stanley Alpha US Large Cap 5,183,194.97 2,691,812.00 Oz Overseas Fund c/o Goldman Sachs 5,000,000.00 11,513,002.56 Pimco Commodity Real Return Fund 2,500,000.00 1,088,957.06 PIMCO Total Return Fund 18,052,978.00 17,278,481.01 Realty Associates Fund VI Corporation 1,052,437.29 2,336,026.00 Shorenstein Realty Investors Eight (SRI Eight REIT) 3,185,459.00 2,658,905.00 Shorenstein Realty Investors Nine (SRI Nine REIT) 1,926,633.00 1,261,123.00 Shorenstein Realty Investors Seven (SRI Seven REM 2,335,059.00 3,489,656.00
Total Other Corporations 95,385,075.05 92,996,914.72 Sherman Fairchild Foundation , Inc. 13.1951698 Summa ry of PARTNERSHIP K-1s Form 990-PF Year ended , 12131108 Unrecaptured T or Bus Inc Net rental Other rental Guar pmts Int Inc Ord. Diva Royalties S-t CGain L-t CO sec 1250 g atn Sec 1231 gain Other Income PARTNERSHIP Line I Line 2 Line 3 Line 4 Line 5 Line 8e Line 7 Line 8 Line 9A Line 9C Line 10 Line 11e Abm worth Bioventures IV, L P 3 ,165 339 9.304 (6) Abtn worth Bioventures V. L P 5, 491 3, 981 (6,540) AccelIX LP, 2,105 254 1,434 16 Accel Vill L P 2498 6 , 812 39090 Accel X, L P 958 Active Emerging Markets CTF (Rexiter) 181,484 170,876 708.052 ( 111 , 132) Advent Pnvate Equity II B , L P 3,705 (200,293) Advent Pnvate Equity 111, L P 4,292 243,567 23,792 Advent Pnvate Eq ui ty IV, L P 1,352 33,972 Asset M gt Assoc 1984 L P (Alloy Ventures) 117 Atlas Venture Fund IV, L P 1 , 501 100,314 Atlas Venture Fund V, LP 1,097 13,521 (9,370) Atlas Venture Fund VI L.P 2 , 375 8,640 9,582 Bain Capital Asia Fund, L P 602 Bain Cap ital Fund V-B , L P (Grantor Trust) 247 3 39 Bain Cap ital Fund VII - E, L P 638 716,451 11 Barn Capital Fund VII L P 1,381 49,898 923,717 17 Bain Capital Fund VIII L P 625 2 ,234 47,727 Bain Cap ital Fund VIII-E L P 1,210 Bain Ca pitol IX Comvestmen L P 1,282 Barn Capital (CC) IX Coinvestment, L P 17 Barn Cap ital Venture Fund 2001 , L P 2,473 49 ( 181 ) 199,329 Bain Cap ital Venture Fund 2005 , L P 2,818 Bain Cap ital Venture Fund 2007, L P 769 Bain Cap ital VI L P 1,220 11 78 4,434 Bain Capital VII Comvestmen L P 1,317 11,319 749,157 11 Bain Capital Vlll Comvestmen L P 72 30 Berkshire Fund V, L P 2,334 2,005 17,577 Berkshire US Fund V L P 2,433 Berkshire Fund VI , L P 5,178 8,953 15,585 38, 248 (233) Berkshire Fund VI (OS), L P (333 ) 844 17 ,079 Berskshire (AIV Direct) Fund VI, L P 8, 568 482 10 Berksh ire Fund VII, L P 5,835 36,363 Berkshire Fund VII (OS ), L P (383 ) 918 16,580 Berksture V Co-Investment Fund, L P 2 ,088 258,128 Blackstone Capital Partners IV, L P 110 7 1,314 6 Blackstone Cap ital Painters (Caym an) IV, LP 1,257 6,587 179 ,208 8,218 Blackstone ECC Capital Partners IV, L P 388 20 215 (147) Blackstone FC Capital Partners IV, L P 152 Blackstone FCH Cap ital Partners IV, L P 17 Blackstone SOP Capital Partners (Caym an) IV, L P 4,683 96 194 Blackstone RE Partners Intl 11, L P (82 ,456) (3, 941 ) 3,807 5,805 (32 ) Blackstone RE Partners Intl Il L P ( 19 ,282) 23,874 23,564 Blackstone V L P 1 72 Blackstone Capital Partners V USS Feeder, L P 6 Blackstone Cap ital Partners (Caym an) V-A, L P 6 204 8, 888 Blackstone RGIS Capital Partners V LP 3,342 105 101 10 Blackstone PB Capital Partners V LP (339) 10 Blackstone HEI Capital Partners V LP 8 Blackstone Capital Partners (Caym an 11 V LP 7 BCP (Caym an) V-S, L P 1,324 BCP V-S L P 1 Boston Ventures L P V (34 ,300) 815 315 , 308 (441 ) Boston Ventures L P VII 86 9, 878 4 ,143 273 BPG Investment VII-A L P 2,078 BPG Investment Vlll-A L P 2,978 Brentwood Associates IX, L P 1 ,033 388 CA Resources Fund, L P. - Series Bain X 5,842 22 CA Resources Fund, L P - Senes Bain Europe 111 735 Cabot Industrial Value Fund 11 , Inc 43.332 26 , 793 1,961 Cabot Industrial Value Fund Ill LP Cedar Rock Ca p ital Partners 144 393 , 025
P.O. 1 of a Sa.t spwfptbaststromups%SharadChnti\sIphabs\Shennan FH hhf F0n12005 Partnership K-1 9ummar siwlachments 11 8 09 wr 2008 Al K-1 Summary FY2006 Sherman Fairchild Foundation, Inc 13.1951698 Summa ry of PARTNERSHIP Form 990-PF , Year ended: 12131100 Unreca p tured T or nc. Net rental Other rental Guar pints Int Inc. Ord. Dive Royalties S•t CGaln L-t CO sec 1250 gain Sec 1231 g ain Other Income PARTNERSHIP Line--a,' Line 2 Line 3 Line 4 Line 5 Line ea Llne 7 LIns 8 Line BA Line BC Llne 10 Line 11a Cypress Merchant 11 (Cayman), L P 5 Cypress Merchant 11, L P 7,376 899 19,668 DAG Ventures Ill- P L P 3,359 DAG Ventures 11- P L P 1 ,728 19,954 DAG Ventures IV• P LP 59 Davidson Kempner Institutional Partners , L P (142) (9) 507,727 88,941 ( 177,207) 847,488 170 Draper Atlantic Venture Fund, L P 188 Drawbridge LDV Fund I-B , L P 35 (9,100) 2,436 164,402 72 , 595 11 ,420 1,295 348 27 , 032 48,554 Drawbrid g e LDV Fund II-B L P 34,386 12,071 Drawbrid ge LDV Fund 111-C L P. 5,347 1,508 4,171 4,480 ( 158) 2,426 EnCa p Energy Cap ital VI-B L P 77,686 15,018 24,510 EnCe p Energy Ca p ital VII L P (78,130 ) 8 , 522 1.783 919 17 , 793 EnerVest X-B , L P 668,553 (69 , 143 ) 273,516 EnerVest XI-El , L P 100,004 1,978 300,338 53,961 Farallon Cap ital Institutional Partners LP 148,570 9, 152 135,741 704 178,499 1 ,985 1,184 Fortress Investment Fund lI L P 608 Fortress (GAGAC Q), L L C 18 ,852 13,481 477,558 Fortress Credit O pportunities Fund (A) LP (4,292 ) 83,371 577 43,593 6,179 Fortress Investment Fund 111 , L P 50,200 268,879 11,852 Fortress Investment Fund IV and B), L P 33,180 1 , 553 (3,356) 20,758 Fortress Investment Fund IV Sisterco B-l L P 10 Fortress Investment Fund V ( Fund A L P. 48,599 83,820 54,868 ( 201 , 729) 2 150 8,043 GC Entre preneurs Fund III , L P 179 14,180 General Catalyst Grou p IV, L P 417 4 .832 2,289 General Catalyst Grou p V, L P. (447) 412 General Catalyst Grou p V-Su lemental L P. (466) 318 Greylock Eq ui ty, L P 1,294 751 333,179 Greylock Israel, L P 1 , 484 07 Greylock IX , L P 21 , 924 571 (178 , 329 ) Gre y lock X , L P 8,090 5,406 183,260 Grey lock XI L P 10,832 2,247 81 , 748 Gre ylock XII L P (4,887) 7 . 426 29 839 85,804 HIG Be side Opportuni ty Fund, L P (2 , 525) 58,201 547 44,077 86,152 HIG Europ e capital Partners, L P 2,962 438 24 HIG Be side Debt & LBO Fund 11 LP 5,392 (774) Hi ghland Cap ital Partners Ill L P 1 ,451 165,288 Hi ghland Cap ital Partners IV, L P 29 49,412 Hi ghland Ca p ital Partners V , L P 1,513 ( 110) 60,504 455 IDG•Accel China Growth Fund, L P 3 , 947 9,727 55,104 133 IDG-Accel China Growth II L P. 658 IDG-Accel China Capital LP 101 LLR Equi ty Partners if L P 2,758 4 , 302 (13,026) (49,918) 128 LLR Equi ty Partners IN LP 20,323 8,797 Lubert-Adler Real Estate Fund VI , LP (24,710) ( 17 , 205) 35 , 910 2,215 3,447 3 Lym e Timber Com pany (11,788) 11 ,090 30,941 4 114 ,961 McCowen De Leeuw & Co IV, L P 8,968 1,808 5,263 2,256 19 Merit Ener F-1 L P 9,088 969 157,082 2,896 489 Merit Energy Partners E-1 L P 11,601 1,750 364,186 1,881 299 4 Mentech Cap ital Partners L P 2 ,858 (188) Meritech Cap ital Partners 11, L P 2,285 4,181 1,940 Morgan Stanley Capital Partners nl L P 1 387 North Brid ge Growth Equity I L P 2 Oak Investment Partners V1I L P 2,757 20,568 Oak Investment Partners VIII L P 2,671 (54,290) 434 Pe not Endowment Fund, L P 7,641 30,352 Polaris Venture Partners 11 L P 1,324 1,219 324,423) Polaris Venture Partners IV, L P 35,053 10,808 1,450 77,514 Polaris Venture Partners V, L P 1,252 Redpoint Ventures 1 L P 498 10,805 Redp oint Ventures 11 , L P 9 1,417 479 3,966 15,997 Sanke Credit O ortumues II L P Se uroe Growth 111 , L P (9, 900) 4,425 24 13 42 ,225
Papa 2 of e l8eiospwlplbsODalalOroupr49MrndCl.ntata,h. l5\Shem n Fehhld Fdn12000 P rtnrnh¢ K- 1 9unmerl..waa hnenls 110 00 or 2008 N K-1 9unmury x1ax F02000 Sherman Fairchild Foundation , Inc. 13.1951698 Summa ry of PARTNERSHIP K-19 Form 990-PF, Year ended 12/31/08 Unreca lured T or Bus Inc Net rental Other rental Guar pmts Int Inc. Ord. Dive Ro yalties S-t COaln L-t CG eec 1250 gain Sec 1231 aln Other Income PARTNERSHIP Line 1 Line 2 Line 3 Line 4 Line 5 Line Ba Line 7 Line 8 Line 9A Line 9C Llne 10 Line Ila Seq uoia Cap ital Growth Fund Ill AIV L P 199 Se uioa India Growth Fund 1 L P 750 1,173 22,833 Se uioe India III L P 530 101 Se uioa Israel 111 L P 417 8,329 Seq uoia Capital China I L P 382 717 Seq uoia Cap ital China II L P 479 Seq uoia Capital Franchise Fund, L P 14,384 3 091 18,488 Se q uoia Ca p ital IX, L P 5 , 005 4,233 8,529 158,842 Seq uoia Capital VIII L P 1 , 580 (177,718) Se q uoia Ca p ital X , L P 18,694 147 (4,657) 134,581 Sequoia Cap ital , XI L P 5,346 252 28.915 Se q uoia Ca p ital , X11 L P 7 , 492 85.284 Sequoia Cap ital China Growth Fund 1 L P 607 Se quoia Seed Fund II L P 1,243 15,377 58,788 Silver Lake Cayman , L P 1 ,200 Silver Lake Partners II, L P 2 .672 8,089 Silver Lake Partners 11 Caym an, L P 14 Silver Lake Partners Ill L P 448 51 Silver Lake Partners , L P 2,182 48,188 10,867 Summit Partners Private Eq uity VII-B L P 1,598 Summit Partners Venture Capital II-B L.P. 298 Summit Subordinated Debt Fund it L P 57,008 816 Summit Ventures IV, L P 454 1,345 Summit Ventures V , L P 29,310 2 , 041 588 25 114 ( 573) Summit Ventures VI-B L P 528 53,008 29.032 Sun Capital Offshore 11, L P 14,323 13,374 533 60,099 Sun Ce ual Partners 111 L P 20,343 38 , 195 (91,175 ) 39.292 785 Sun Ca p ital Partners IV L P 106 , 488 3 , 400 ( 41 , 117) (210, 405) 422
Pepe 3 018 11Baan1*rplbeN)ala%Group, lShoredCbn4lalphelSlShamun FetuOa7 Fdn12008 Partnership K-1 SumnerleWtechmente I1 8 09 o r 2008 AS K-1 Suno ory ,du F1200B Sherman Fairchild Foundation Inc . 13-1951698 Summa ry of PARTNERSHIP K-1s tured Form 990-PF, Year ended: 12131108 Unreca T or Bus inc. Net rental Other rental Guar pmts Int Inc Ord Diva Royalties S-t CGain L-t CO sec 1250 gain Sac 1231 gain Other Income 11a PARTNERSHIP Line 1 Llne 2 Line 3 Llne 4 Line 5 Line 6a Line 7 LIne 8 Line 9A Llne 9C Llne 10 Line 278,365 ( 98 , 270)1 Sun Ca p ital Partners V , L P. 27, 710 3 , 023 2,758 403,118 142 TA IX L P 25,802 57,343 45 TA Sub Debt Fund, L P 43,058 1,348 853 89,055 3},936 220 , 471 ) 995 TAX L P 21,469 4 , 454 ( TA/Advent VIII L P 3,419 2 ,595 39.480 349 Thomas H Lee E q ui ty Fund IV , L P 101 1 (242 , 686) Thomas H Lee Equi ty Fund V L P 59 597 31 ,790 5,380 Thomas H Lee (Alternative) Fund V, L P 23 (11 , 399) ( 102,990) Indent Cap ital Fund - IV, L P 808 52,847 50,343 372,052 U S Treasury 13-10 Year Index Sec Lend CTF 2 ,041 ,664 4 ,061 514 , 193 1 ,703,389 17.077 Versant Venture Ca p ital I L P Paladium Vent 1 10 1,497 ( 949) Versant Venture Ca p ital II L P 428 1,163 1,198 11,987 Versant Venture Cap ital 111L P 954 1 , 188 1,290 Versant Venture Capital IV LP 1 Vestar Capital Partners 111 , L P (24 .525) 4 1,001 235 23 8,908 24,341 2 Warburg Pincus Equity Partners Trust 1,253 22 ,294 60,375 WCAS Ca p ital Partners Ill L P 68 , 651 357 258 WCAS Cap ital Partners IX L P 1 . 011 3, 873 46,708 1 .803 WCAS Cap ital Partners VIII L P 12, 882 6 ,270 ( 152,471 ) WCAS Capital Partners X L P 6,790 6,988 WTC - CTF Diversified Inflation Hed ges Portfolio 122,041 303, 388 (815 . 187) 58, 872 95,937 WTC - CTF Diversified Inflation Hed cs Portfolio 73,298 85,680 (493,513) (32,830) 56,211
Total 406 998 ( 34 , 454 ) 1 4 . 242 0 4, 177 , 528 2 , 105 , 756 769 , 535 ( 1 . 707 . 276 ) 5 , 361 . 766 13 . 350 451 . 605 640 , 768
Items from K- 1 summa ry Total Ublt Net
Interest 4, 177 , 528 84 , 346 4, 093 , 182 Dividends 2, 105 , 756 40 , 770 2 , 064 , 986 Rental Income ( 30 . 212 1 ( 21 . 153 ) ( 9 , 059 ) 1 Ca pital alns 3, 664 ,490 (236 , 370 ) 3. 089 .860 Sec 1231 alns 464, 855 19, 164 445 691 Ordlne Income 405, 998 (394 ,694) 800 692 Other Income (2, 367 , 305 1 14, 514 2 401 819 Ro altles 769, 535 1 , 734 767 801 Total Income 9, 160 ,646 1490, 689 ) 9 661 334
EXPENSES Charltable contributions 783 23 760 Other ex enaes 4, 976 ,089 117 , Total ex penses 4 , 976 , 872 MIN. n : RUN 8 I Net Income 4, 183 ,773 (608 , 545) 1 4, 792 , 318
Pege4 ofe cast sowlplbayOeta%GmupelShatedCGentsleluhe\S\Shemun Fetchld Fdn12008 PaMmhlp K-1 Sunvrurle.Waachmnh 11 8 09 ver 2008 At K-1 Sun ery,dsx FY2006 Sherman Fairchild Foundation Inc 13-1951698 Summa of PARTNERSHIP K-le Form 990-PF, Year ended. 12/31108 Sec 179 Other Deductions Other Ded-59e Other Dad-2% Other Ded-Prt Distributions TOTAL PARTNERSHIP Line lie Line lie Line IIf Line 12 Line 13A-D Line 13G Line 13H Line 13L Line 13JIw Line 13K Line 131 Line 19 NET INC Abm worth Bioventures IV, L P 27,542 45,410 ( 14 , 740 ) Abm worth Bioventures V L P 4 11.311 (8,403) Accel IX , L P 45.780 41.971 Accel VIII L P 21 , 593 52,375 Accel X L P 50,551 (49, 593 ) Active Emerging Markets CTF (Rexiter) 14,749 3.131,767 087.979 Advent Private Eq ui ty 11 B L P 39 , 195 30,837 235,783 Advent Pnvate Equi ty Ill L P 72 , 970 58,308 (288,453) Advent Private Eq uity IV, L P 54,544 53 ,486 19,220 Asset M t Assoc 1984 , 1. P. (Allo y Ventures) 853 738 Atlas Venture Fund IV, L P 13,308 112.181 Atlas Venture Fund V, L P 42 , 597 68.5861 (37,349 ) Atlas Venture Fund VI L P 30,788 48 , 215 (29 , 355) Bain Cap ital Asia Fund, L P 3,443 (2.841 ) Bain Cap ital Fund V-B L P (Grantor Trust) 178 lie 5 Barn Cap ital Fund VII - E L P (1 ,778) (20) 10,583 897,883 704,837 Beur Ca p ital Fund VII L P ( 1 , 951 ) (12) 41,684 1 , 001,853 931,380 in Cap ital Fund VIII L P 114 , 972 08,837 64,388 Bain Capital Fund VIII-E, L P (42) 126,6D4 125.438 Bain Capital IX Comvestmen L P 23,805 22,323 Bain Cap ital (CC) IX Comvestmen L P 1 18 Bain Ca p ital Venture Fund 2001 L P 45,802 68,590 158,088 Bain Capital Venture Fund 2005 , L P. 80.584 57,788 Bain Capital Venture Fund 2007 , L P 54,508 53,739 Bain Capital VI, L P 2 Be 9 20 , 067 227 ,472 14.418 Bain Cap ital VII Comvestmen L P ( 1 .702 ) 1 20 13,224 753,023 748,858 Bain Capital Vlll Comvestmenl L P 15.038 14,938 Berkshire Fund V, L P 15,518 68 , 482 28,758 Berkshire US Fund V, L P 2,433 Berkshire Fund VI L P 41,005 282,959 4,424 Berkshire Fund VI OS L P 358 452 16 ,780 Berskshlre (AIV Direct) Fund Vil, P 49 18 81 96 2,804 8,932 Berkshire Fund VII , L P 40 , 896 78 .070 1,302 Berkshire Fund VII (OS), L P 390 491 18.254 Berkshire V Co-Investment Fund, L P. 812 254,872 Blackstone Cap ital Partners IV, L P 1,243 180 Blackstone Cap ital Painters (Caym an) IV, LP 117 121 5, 334 211.212 187.898 Blackstone ECC Cap ital Partners IV, L P 91 23,480 371 Blackstone FC Capital Partners IV, L P 590 849 438 Blackstone FCH Capital Partners IV, L P 190 183 Blackstone SGP Cap ital Partners (Cayman) IV, L P 2 22 56 209 4.880 Blackstone RE Partners Int'l II L P 44,254 224 113,105 Blackstone RE Partners Int'l 11 L P 10,997 5 , 647 11,332 Blackstone V L P 57 12 , 353 ( 12 , 337) Blackstone Cap ital Partners V USS Feeder L P 179 60 (231 ) Blackstone Cap ital Partners (Cayman) V-A, L P 16 187 2,087 741 8,898 Blackstone RGIS Capital Partners V LP 14 36 3,488 Blackstone PB Ca teal Partners V LP 1 9 19 (358 ) Blackstone HEI Cap ital Partners V LP 48 38 (74) Blackstone Cap ital Poitiers (Caym an 11 V LP 6 38 (37) BCP (Caym an) V-S , L 1' 2 53 1,269 BCP V-S , L P 28 1,230 1,257 Boston Ventures L P V 518 9.026 680,880 271,640 Boston Ventures L P VII 230 2,205 332 18,918 20,594 48,421 (28,101 ) BPO Investment VII-A, L P 2,919 (841 ) BPO Investment VIII-A L P 4,985 10,865 (2,007 Brentwood Associates IX , L P 44,218 (42,795) CA Resources Fund, L P. - Senes Bain X 7,121 ( 1,257) CA Resources Fund, L P - Senes Bain Europe 111 25,459 (24.724 ) Cabot Industnal Value Fund 11 , Inc 1 812 278,409 71,275 Cabot Industrial Value Fund 111, LP 81 (61 ) Cedar Rock Ca p ital Partners 27 127 , 643 285 , 499
Pepe 5 0l e \03ehwwfD%beIIDaI.Klrouor(Sha,sdCtentalaloha(S(Shermen Fehchal Fdn12008 Pennmhb K-1 Sun desA at rn.nls 118 09 hr 2005 Al K-1 Summery W. FY2008 Sherman Fairchild Foundation , Inc 13-1951698 Summa of PARTNERSHIP K-1s Form 990-13F, Year ended. 12131108 Sac 179 Other Deductions Other Dad-59e Other Dad-2% Other Ded-Prt Distributions TOTAL PARTNERSHIP Line 11c Line Ile Line 11f Line 12 Line 13A-D Line 13G Llne 11H Line 13L Line 13Jhv Line 13K Line 131 Line 19 NET INC Cypress Merchant 11 (CMman). L.P. 5 Cypress Merchant II, L P 12,241 77,818 15,702 DAG Ventures Ill- P L P 29,807 28,249 DAG Ventures II- P L 1' 40,906 47,254 ( 19,224 ) DAG Ventures IV- P LP 22,004 21,945 Davidson Kem pner Institutional Partners , L P (338) 89,124 78 ,789 2,524 1,078,175 DTa er Atlantic Venture Fund, L P 2,775 (2,589 ) Drawbridge LDV Fund I-B L P 79 2,470 62,971 545 171,302 252,952 Drawbridge LDV Fund 1l-B L P 6.352 5,187 34,918 Drawbridge LDV Fund Ill-C L P 253 10,631 18 17.972 4, 534 15,446 EnCa p Energy Ca p ital VI-B L P 561 277,252 118,633 EnCap Energy Capital VII. L P 88 101 118,217 125 37 , 024 167,864 EnerVest X-B , L P 1 , 883,639 892,926 EnerVest XI-B L P 3,121 324,970 145,210 Farallon Cap ital Institutional Partners LP 755,392 21,034 300,831 Fortress Investment Fund 11 , L P 8,218 238,846 ( 5.610) Fortress (GAGAC Q), L 1. C (300,054) 89,033 9,707 208,601 111,075 Fortress Credit Opportunities Fund (A) LP 21,006 35,015 20,493 533,591 52,914 Fortress Investment Fund III L P (55,284) 83,174 73,077 116,088 119,396 Fortress Investment Fund IV (Fund B), L P. 5,168 1,438 82,421 38,912 Fortress Investment Fund IV (Sisterco B-1 L P 3,648 37,331 3,838 Fortress Investment Fund V (Fund A), L P. 28,298 191,574 55,780 477 108,507 210 121,135 GC Entre preneurs Fund III , L P 1,275 28,845 (43,921 ) General Catalyst Group IV, L P 368 24,795 17,823 General Catal yst Group V, L P 563 33,112 33,710 General Catalyst Group V-Su lemental L P. 318 1,042 ( 1,508) Grey lock Equity, L P 7,192 358,260 328,032 Greylock Israel , L P 109 24,531 23,883 Greylock IX , L P 49,501 70,592 206,477 Greylock X , L P 52,391 50,545 224,155 Grey lock XI L P 89,781 419,880 5,064 Greylock XII L P 591 85,826 138,518 18,684 HIG Bayside Opportuni ty Fund, L P 28,387 ( 106,393) HIG Euro pe capital Partners , L P 2,810 23,506 (22.892 ) HIG Be side Debt & LBO Fund II LP 875 893 2,850 Hi hland Ca pital Partners Ill L P 2,837 40,273 168,854 Highland Capital Partners IV, L P 1,178 49,561 Hi ghland Capital Partners V, L P 55,884 298,291 6.478 IDG-Accel China Growth Fund , L P 51,582 17,329 IDG-Accel China Growth II , L P 50 , 642 (49,984)1 IDG-Accel China Cap ital LP 8,079 7,978 LLR Eq uity Partners II 1, P 29 649 15,856 (78,058) LLR Eq uity Partners III LP 380 17,451 29,337 Lubert-Adler Real Estate Fund VI , LP 18 8,792 2,594 11,742 Lyme Timber Com pany 370,944 145,208 McCowen De Leeuw & Co. IV, L P 18 3.971 106,498 14,323 Ment Energy F-1 L P 4,415 62.546 180,293 Ment Energy Partners E-1 L P 5,426 317,140 370,713 Mentech Ca p ital Partners L P 708 133,600 1,962 Mentech Cap ital Partners 11, L P 19,474 228,894 (14,948 ) Morgan Stanley Ca p ital Partners 111 , L P 388 North Bridge Growth Eq ui ty f L P 717 80 52,828 (53.623) Oak Investment Partners VII, L P 12,373 400,889 10,950 Oak Investment Partners VIII L P. 54,843 114,28e 108,028) Pe not Endowment Fund, L.P 505,399 1,988,858 215,819 8,508 5,000,000 ( 1,667,793) Polaris Venture Partners III , L P 48,568 368,449) Polaris Venture Partners IV, L P 88,705 35,214 Polaris Venture Partners V, L P 87,435 68,183 Red point Ventures I, L P 10,389 (20,698 ) Redp oint Ventures 11, L P 21,105 98,284 745 Sanka ty Credit O pp ortunities 11 , L P 377,204 377,204 Se woe Growth 111L P 468 18 435 24 351 69 087 254 , 133 ( 13 , 800)
P.a. a ors \13alwrpwlp%bapDtl nt0,rupst5h.ndCAen4lephe\S)Sh.rmen F. kchtd Fdn12008 P rinershlp K-1 Sumnu0..Ndechmsnts 11 8 09 wr 2008 Al K-1 Summery slsx FY2008 Sherman Fairchild Foundation Inc. 13-1951698 Summary of PARTNERSHIP K-1e Form 990-PF, Year ended , 12131108 Sec 179 Other Deductions Other Dad-59e Other Ded - 2X Other Dad-Prt Distributions TOTAL PARTNERSHIP Line lic Line 11e Line 11f Line 12 Line 13A-D Line 130 Line 13H Line 13L Line 13JAv Line 13K Line 131 Line 19 NET INC 18,822 ( 18 , 623) Se q uins India Growth Fund ! L P 2 25,672 78, 341 918 Se uioa India III L P 22 , 141 21,510 Se uioa Israel Ill L P 51,555 (42,809 ) Se q uoia Ca p ital China I L P 28 , 161 (27,082 ) Seq uoia Cap ital China II L P 28 , 177 (27,698) Seq uoia Cap ital Franchise Fund , L P 9,914 35,388 24,029 Sequoia Cap ital IX, L P 7,501 55,008 182,834 Seq uoia Cap ital VIII , L P 1,175 108 , 853 ( 177,313) Sequoia Ca p ital X L P 38,225 344,483 112,520 Se q uoia Cap ital , XI L P 31,926 29 , 077 (53.243 ) Se quoia Cap ital , XII , L P 36,423 114,215 Se quoia Capital China Growth Fund I L P 45 ,011 (44,404 ) Se quoia Seed Fund 11, L P 32 ,019 217,365 41,387 Silver Lake Caym an, L P 734 488 Silver Lake Partners II L P 16,650 75,899 (5, 909) Silver Lake Partners II Cayman, L P 25e (244 ) Silver Lake Partners 111 , L P 52, 1 U 51,687 Silver Lake Partners, L P. 8, 196 165,947 53,041 Summit Partners Pnvate Equi ty VII-B L P 85 88,283 38,114 84,752 Summit Partners Venture Cap ital II-B L P 124 38,088 (35.912 ) Summit Subordinated Debt Fund II L P 32, 774 117,628 25 ,050 Summit Ventures IV, L P- 188 1,811 Summit Ventures V, L P 8 21,780 35,597 23,920 Summit Ventures VI-B , L.P. 79 , 281 67,604 54,757 I tSun Capital Offshore 11, L P 2,871 183,240 85,858 Cap ital Partners Ill L P 2,618 61 , 379 75,762 Sun Ca p ital Partners IV L P 3 785 21 174 142 977
Pepe 7 . 8 %Zetmpwfp%beODatel&oups%ShuedCOmtatalphel5\4hermen Fakchtd Fdn12008 PeManhi K-1 SummertesWltachments 71 8 no ver 2008 AS K-7 8ununery)ftu FY2008 Sherman Fairchild Foundation Inc. 13-1951898 Summa of PARTNEASHIP H-la Form 990-PF, Year ended- 12131108 Sao 179 Other Deductions Other ed-59e Other Dad-2% Other Dad-Prt Distributions TOTAL PARTNERSHIP Una 11c Line lie Line II If Line 12 Line 13A-D Line 130 Line 13H Line 13L Una 13J/w Line 13K Una 131 Line 19 NET INC. Sun 38,538 13.553 384,441 TA IX, L P 55, 733 712,920 433 ,430 TA Sub Debt Fund , L P 41 , 879 172,857 72 . 480 TA XL P 68 , 013 100,000 ( 228 , 620 1 TA/Advent VIII L P 2,225 10,536 43,269 Thomas H Lee Equity Fund IV, L P 68 258,878 (242 ,979) Thomas H Lee Eq uity Fund V L P 12, 127 100, 739 20,3119 Thomas H Lee (Alternative) Fund V L P 88 109,094 Trident Capital Fund - IV , L P. 1 . 113 101,530 102,683 U S. Treasury 13-10 Year Index Sec Lend CTF 14 , 749 12 354,532 4 ,820,610 Versant Venture Cap ital 1 L P (Paladium Vent 1 21,200 1135.436 3,585 Versant Venture Ca pital 11L P. 21 ,822 02 , 500 9,442 Versant Venture Cap ital IIl L P 38 ,041 34,817 10837 Versant Venture Capital IVLP 10838 Veatar Capital Partners III L.P. 20 31 . 1123 21,184 Warburg Pincus Equity Partners Trust 12,843 49,471 WCAS Capital Partners Ili L P. 8, 107 18,381 59, 159 14,581 108 960 WCAS Cap ital Partners IX , L P. 38 , 614 WCAS Capital Partners VIII , L P. 13,535 133 219 ( 147 . 054 ) WCAS Capital Partners X, L.P 13, 792 36 WTC - CTF Diversified Inflation Hed ges Portfolio (95,256) 4 , 144 28 , 8117 81 , 551 (480, 730) WTC - CTF Diversified Inflation Hed ges Portfolio 52,938 2 ,483 17 .388 131 ,254 (403 , 926 )
Total 325 .605 0 3 353 878 318 783 10 , 631 630 , 173 45 872 158 , 049 4 120 535 10 511 36 , 741 ,498 4 163 , 773 B 180 845 4 , 976 , 872 4 , 183 , 773 CONTINUATION FOR 990-PF, PART IV SHERMAN FAIRCHILD FOUNDATION INC. 13-1951698 PAGE 1 OF 1 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b1 How acquired (c) Date acquired (d) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donton (mo., day, yr.) (mo., day, yr.) la CAPITAL GAINS FROM K-1 ( NON UBIT P b SEC 1231 GAINS FROM K-1 ( NON UBIT ) P c PUBLICLY TRADED SECURITIES-BNY FIXED INCOME d PUBLICLY TRADED SECURITIES-T ROWE PRICE e PUBLICLY TRADED SECURITIES-INSTITUTIONAL CAPITAL f PUBLICLY TRADED SECURITIES-VANGUARD PUBLICLY TRADED SECURITIES-PENN CAPITAL h PUBLICLY TRADED SECURITIES-SILCHESTER i PUBLICLY TRADED SECURITIES-REAL HOLD GN LS
k
m n 0 (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) Gross sales price (e) (or allowable) plus expense of sale (e) plus (f) minus (g) a 3 , 889 , 860. 3 , 889 , 860. b 445 691. 445 691. c 182 355. 178 911. 3 , 444. d 5 , 689 , 243. 4 , 704 , 254. 984 989. e 20 161 428. 23 012 161. <2 , 850 , 733- f 335 269. 335 269. 0. 9 , 546. 8 , 549. 997. h 3 , 298 , 887. 545 498. 2 , 753 , 389. 2 , 744 , 718. 2 , 744 , 718.
k
m n 0 Complete only for asse ts showing gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than'-0-') a 3 , 889 , 860. b 445 691. c 3 , 444. d 984 989. e <2 , 850 , 733.: f 0. 997. h 2 , 753 , 389. 2 , 744 , 718.
k
m n 0
If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss) , enter'-0= in Part I , line 7 ) 2 7 , 972 , 355. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter'-0' in Part I, line 8 3 N / A
823591 04-25-08 14 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1
SOURCE AMOUNT
CHECKING ACCOUNT 448,345. INTEREST FROM K-1 SCHEDULE 4,093,182. INTEREST FROM K-1 SCHEDULE 84,346. SECURITIES 354,096.
TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A 4,979,969.
FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2
CAPITAL GAINS COLUMN (A) SOURCE GROSS AMOUNT DIVIDENDS AMOUNT
DIVIDENDS FROM K-1 SCHEDULE 2,064,986. 0. 2,064,986. DIVIDENDS FROM K-1 SCHEDULE 40,770. 0. 40,770. OTHER CORPORATE 9,242,090. 0. 9,242,090. SECURITIES 1,579,006. 0. 1,579,006.
TOTAL TO FM 990-PF, PART I, LN 4 12,926,852. 0. 12,926,852.
FORM 990-PF RENTAL INCOME STATEMENT 3
ACTIVITY GROSS KIND AND LOCATION OF PROPERTY NUMBER RENTAL INCOME
RENTAL ACTIVITY FROM K-1 SCHEDULE (UBIT) 1 <21,153.> RENTAL ACTIVITY FROM K-1 SCHEDULE (EXCLUDED) 2 <9,059.>
TOTAL TO FORM 990-PF, PART I, LINE 5A <30,212.>
15 STATEMENT(S) 1, 2, 3 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
FORM 990-PF GAIN OR (LOSS) FROM SALE OF ASSETS STATEMENT 4
(A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
CAPITAL GAINS FROM K-1 (NON PURCHASED UBIT
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
3,889,860. 0. 0. 0. 3,889,860.
(A) MANNER DATE DESCRIPTION OF PROPERTY
SEC 1231 GAINS FROM K-1 (NON UBIT)
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
445,691. 0. 0. 0. 445,691.
(A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
PUBLICLY TRADED SECURITIES-BNY FIXED INCOME
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
182,355. 178,911. 0. 0. 3,444.
16 STATEMENT(S) 4 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
(A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
PUBLICLY TRADED SECURITIES-T ROWE PRICE
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
5,689,243. 4,704,254. 0. 0. 984,989.
(A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
PUBLICLY TRADED SECURITIES-INSTITUTIONAL CAPITAL
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
20,161,428. 23,012,161. 0. 0. <2,850,733.>
(A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
PUBLICLY TRADED SECURITIES-VANGUARD
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
335,269. 335,269. 0. 0. 0.
17 STATEMENT(S) 4 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
(A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
PUBLICLY TRADED SECURITIES-PENN CAPITAL
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
9,546. 8,549. 0. 0. 997.
(A) MANNER DATE DESCRIPTION OF PROPERTY
PUBLICLY TRADED SECURITIES-SILCHESTER
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
3,298,887. 545,498. 0. 0. 2,753,389.
(A) MANNER DATE DESCRIPTION OF PROPERTY T f^l1TTTDLlr% At-lr%TTTDLMT T%7 TT: OET Tl
PUBLICLY TRADED SECURITIES-REAL HOLD GN/LS
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
2,744,718. 0. 0. 0. 2,744,718.
18 STATEMENT(S) 4 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
• (A) MANNER DATE DESCRIPTION OF PROPERTY ACQUIRED ACQUIRED DATE SOLD
CAPITAL GAINS FROM K-1 (UBIT PURCHASED
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
<235,370.> 0. 0. 0. <235,370.>
(A) MANNER DATE DESCRIPTION OF PROPERTY ACUTTTRF.T) ArOTTTRF.n T)ATF. RnT.T)
SEC 1231 GAINS FROM K-1 r un%_rlcia.i (UBIT)
(B) (C) (D) (E) (F) GROSS COST OR EXPENSE OF SALES PRICE OTHER BASIS SALE DEPREC. GAIN OR LOSS
19,164. 0. 0. 0. 19,164.
NET GAIN OR LOSS FROM SALE OF ASSETS 7,756,149.
CAPITAL GAINS DIVIDENDS FROM PART IV 0.
TOTAL TO FORM 990-PF, PART I, LINE 6A 7,756,149.
FORM 990-PF OTHER INCOME STATEMENT 5
(A) (B) (C) REVENUE NET INVEST- ADJUSTED DESCRIPTION PER BOOKS MENT INCOME NET INCOME
ORDINARY INCOME FROM K-1 SCHEDULE (UBIT) <394,694.> 0. OTHER INCOME FROM K-1 SCHEDULE <2,401,819.> <2,401,819.> ROYALTY INCOME FROM K-1 SCHEDULE 767,801. 767,801. ORDINARY INCOME FROM K-1 SCHEDULE (EXCLUDED) 800,692. 800,692. MISCELLANEOUS INCOME 112,768. 112,768. OTHER INCOME FROM K-1 SCHEDULE 14,514. 0. ROYALTY INCOME FROM K-1 SCHEDULE 1,734. 0.
TOTAL TO FORM 990-PF, PART I, LINE 11 <1,099,004.> <720,558.>
19 STATEMENT(S) 4, 5 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
FORM 990-PF LEGAL FEES STATEMENT 6
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
LEGAL 70,033. 42,020. 28,013.
TO FM 990-PF, PG 1, LN 16A 70,033. 42,020. 28,013.
FORM 990-PF ACCOUNTING FEES STATEMENT 7
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
ACCOUNTING 113,477. 68,086. 45,391.
TO FORM 990-PF, PG 1, LN 16B 113,477. 68,086. 45,391.
FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 8
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
INVESTMENT ADVISORY FEES 1,353,818. 1,353,818. 0. GRANTS CONSULTANTS 217,447. 0. 217,447.
TO FORM 990-PF, PG 1, LN 16C 1,571,265. 1,353,818. 217,447.
FORM 990-PF TAXES STATEMENT 9
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
PAYROLL TAXES 48,833. 29,300. 19,533. FILING FEES 1,845. 1,845. 0. FEDERAL AND STATE TAXES 1,120,000. 0. 0.
TO FORM 990-PF, PG 1, LN 18 1,170,678. 31,145. 19,533.
20 STATEMENT(S) 6, 7, 8, 9 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
FORM 990-PF OTHER EXPENSES STATEMENT 10
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
SUPPLIES AND OTHER ADMIN 6,870. 4,122. 2,748. TELEPHONE 10,804. 6,482. 4,322. POSTAGE/SHIPPING 6,651. 3,991. 2,660. INSURANCE 43,785. 26,271. 17,514. COMPUTER EXPENSE 40,482. 24,289. 16,193. OTHER DEDUCTIONS PER K-1 SCHEDULE 4,976,089. 4,858,256. 0. OTHER EXPENSE 14,660. 8,236. 5,491.
TO FORM 990-PF, PG 1, LN 23 5,099,341. 4,931,647. 48,928.
FORM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 11
DESCRIPTION AMOUNT
BOOK TO TAX DIFFERENC E IN PARTNERSHIPS/CORPS AND REALIZED HOLDING GAINS 3,063,248.
TOTAL TO FORM 990-PF, PART III, LINE 3 3,063,248.
FORM 990-PF CORPORATE STOCK STATEMENT 12
FAIR MARKET DESCRIPTION BOOK VALUE VALUE
CORPORATE STOCKS-SEE INVESTMT SUMMARY 51,303,720. 46,188,183.
TOTAL TO FORM 990-PF, PART II, LINE 10B 51,303,720. 46,188,183.
21 STATEMENT(S) 10, 11, 12 08321109 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13-1951698
FORM 990-PF CORPORATE BONDS STATEMENT 13
FAIR MARKET DESCRIPTION BOOK VALUE VALUE
CORPORATE BONDS-SEE INVESTMT SUMMARY 111,513. 0.
TOTAL TO FORM 990-PF, PART II, LINE 10C 111,513. 0.
FORM 990-PF OTHER INVESTMENTS STATEMENT 14
VALUATION FAIR MARKET DESCRIPTION METHOD BOOK VALUE VALUE
MUTUAL FUNDS-SEE INVESTMT SUMMARY COST 22,336,806. 12,651,828. LTD PARTNERSHIP INTERESTS-SEE COST INVEST SUMMARY 380,303,072. 337,190,362. GMO US EQUITY CORE FUND COST 17,297,269. 14,252,160. HARBOR CAPITAL APPRECIATION FUND COST 10,052,849. 10,065,976.
TOTAL TO FORM 990-PF, PART II, LINE 13 429,989,996. 374,160,326.
FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 15
COST OR ACCUMULATED DESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE
VARIOUS 295,242. 275,901. 19,341.
TOTAL TO FM 990-PF, PART II, LN 14 295,242. 275,901. 19,341.
FORM 990-PF EXPLANATION CONCERNING PART VII-A, LINE 8B STATEMENT 16
EXPLANATION
A COPY OF FORM 990PF HAS NOT BEEN FILED WITH MARYLAND. MARYLAND ONLY REQUIRES THE 990PF BE FILED WHEN THE ORGANIZATION IS FUNDRAISING IN THE STATE.
22 STATEMENT(S) 13, 14, 15, 16 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 SHERMAN FAIRCHILD FOUNDATION, INC. 13 -1951698
FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 17 TRUSTEES AND FOUNDATION MANAGERS
EMPLOYEE TITLE AND COMPEN- BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT
WALTER BURKE TREASURER 5454 WISCONSIN AVENUE, SUITE 1205 40.00 60,000. 28,690. 0. CHEVY CHASE, MD 20815
BONNIE HIMMELMAN PRESIDENT/DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 40.00 315,000. 70,420. 0. CHEVY CHASE, MD 20815
WALTER F. BURKE III VP/CHAIRMAN/DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 40.00 262,000. 69,087. 0. CHEVY CHASE, MD 20815
AGNAR PYTTE DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 0. 0. 0. CHEVY CHASE, MD 20815
BRUCE DRESNER DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 24,250. 0. 0. CHEVY CHASE, MD 20815
CHARLES PIERCE DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 20,750. 0. 0. CHEVY CHASE, MD 20815
CHARLES L. BIGGS DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 29,500. 0. 0. CHEVY CHASE, MD 20815
JAMES WRIGHT DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 22,500. 0. 0. CHEVY CHASE, MD 20815
MICHELE MYERS DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 17,250. 0. 0. CHEVY CHASE, MD 20815
CAROL FOLT DIRECTOR 5454 WISCONSIN AVENUE, SUITE 1205 1.00 6,000. 0. 0. CHEVY CHASE, MD 20815
TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 757,250. 168,197. 0.
23 STATEMENT(S) 17 13411108 755908 11508000 2008.04040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form • 8868 Application for Extension of Time To File an I (Rev April 2009) Exempt Organization Return OMB No 1545-1709 Department of the Treasury Internal Revenue Service File a for each return.
• If you are filing for an Automatic 3-Month Extension , complete only Part I and check this box - - ► • If you are filing for an Additional (Not Automatic) 3-Month Extension , complete only Part II (on page 2 of this form). Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868
Part I Automatic 3-Month Extension of Time. Only submit original (no copies needed).
A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete Part I only ...... ► 0 All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Electronic Filing (e-file). Generally, you can electronically file Form 8868 it you want a 3-month automatic extension of time to file one of the returns noted below (6 months for a corporation required to file Form 990-T). However, you cannot file Form 8868 electronically if (1) you want the additional (not automatic) 3-month extension or (2) you file Forms 990-BL, 6069, or 8870, group returns, or a composite or consolidated Form 990-T. Instead, you must submit the fully completed and signed page 2 (Part II) of Form 8868 . For more details on the electronic filing of this form, visit www.irs. ov/efile and click on e-file for Chanties & Nonprofits. Type or Name of Exempt Organization Employer identification number print SHERMAN FAIRCHILD FOUNDATION , INC. 13-1951698 File by the due date for Number, street, and room or suite no If a P.O. box, see instructions. filing your 5454 WISCONSIN AVENUE NO. 1205 return See instructions City, town or post office, state, and ZIP code. For a foreign address, see instructions. CHEVY CHASE, MD 20815
Check type of return to be filed (file a separate application for each return):
0 Form 990 0 Form 990-T (corporation ) 0 Form 4720 Form 990-BL Form 990-T (sec . 401(a) or 408(a) trust) Form 5227 Form 990-EZ Form 990-T (trust other than above) Form 6069 ® Form 990-PF Form 1041-A Form 8870
MRS. BONNIE HIMMELMAN • The books are In the care of ► 54 54 WISCONS IN AVENUE , NO. 1205 - CHEVY CHAS E, MD 20815 FAX No. Telephone No ► 301-913-5990 ► • If the organization does not have an office or place of business in the United States, check this box ► Q • If this is for a Group Return, enter the organization 's four digit Group Exemption Number (GEN) If this is for the whole group , check this for part of the group , check this box 0 and attach a list with the names and EINs of all members the extension will cover box ► 0 . If it is ►
1 I request an automatic 3-month (6-months for a corporation required to file Form 990-1) extension of time until AUGUST 15, 2009 , to file the exempt organization return for the organization named above . The extension is for the organization 's return for: ► ® calendar year 2 0 0 8 or , and ending ► 0 tax year beginning
2 If this tax year is for less than 12 months , check reason : Q Initial return Final return 0 Change in accounting period
3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any
b if this application is for Form 990-PF or 990-T, enter any refundable credits and estimated tax payments made. Include any prior Year overpayment allowed as a credit c Balance Due. Subtract line 3b from line 3a. Include your payment with this form, or, if required, deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System).
Caution . If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions.
LHA For Privacy Act and Paperwork Reduction Act Notice, see Instructions . Form 8868 (Rev. 4-2009)
823831 03-11-08 P 13360514 755908 11508000 2008.03040 SHERMAN FAIRCHILD FOUNDATIO 11508001 Form 8868 (Rev. 4-2009) Page 2
• If you are filing for an Additional (Not Automatic) 3-Month Extension , complete only Part II and check this box ...... ► Note. Only complete Part II rf you have already been granted an automatic 3-month extension on a previously filed Form 8868. • If you are filing for an Automatic 3-Month Extension, complete only Part I (on page 1) Part 11 Additional (Not Automatic) 3-Month Extension of Time. Only file the original (no copies needed) . Name of Exempt Organization Employer identification number Type or print HERMAN FAIRCHILD FOUNDATION , INC. 13-1951698 File by the extended Number, street, and room or suite no If a P.O. box, see instructions. For IRS use only duedatefor WISCONSIN AVENUE NO. 1205 filing the 5454 return see City, town or post office, state, and ZIP code. For a foreign address, see instructions. , instructions HEVY CHASE , MD 20815 Check type of return to be filed (File a separate application for each return): 0 Form 990 0 Form 990-EZ Form 990-T (sec . 401(a) or 408(a) trust) 0 Form 1041-A 0 Form 5227 Form 8870 Q Form 990- BL ® Form 990-PF Form 990-T (trust other than above) 0 Form 4720 = Form 6069
STOP! Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868. MRS. BONNIE HIMMELMAN • The books are in the care of ► 5454 WISCONSIN AVENUE , NO. 1205 - CHEVY CHASE , MD 20815 FAX No. Telephone No. ► 301 - 913-5990 ► • If the organization does not have an office or place of business in the United States, check this box .- - ► 0 • If this is for a Group Return , enter the organization 's four digit Group Exemption Number (GEN) . If this is for the whole group , check this check this box and attach a list with the names and EINs of all members the extension is for. box ► = If it is for part of the group, ► 0 4 I request an additional 3-month extension of time until NOVEMBER 16, 2009 . 5 For calendar year 2 0 0 8 , or other tax year beginning , and ending 6 If this tax year is for less than 12 months , check reason : = Initial return 0 Final return Change in accounting period 7 State in detail why you need the extension DUE TO THE COMPLEXITY OF THE RETURN , ADDITIONAL TIME IS NECESSARY TO
8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See Instructions. 8a $ 1,272,000. b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit and any amount paid
c Balance Due. Subtract line 8b from line 8a. Include your payment with this form, or, if required , deposit with FTD coupon or, if required , by using EFTPS (Electronic Federal Tax Payment System). See Instructions 8, $ Signature and Verification Under penalties of perjury, I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correc and comp t^o and ^t t I am authonz to prepare this form. B
,n ^r^^ra DL O /4,1, - I«T Tula ► CPA fate No. 0%//U / 8868 (Rev. 4-2009)
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