Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study Report Prepared by the International Center for Tropical Agriculture (CIAT) January 2021 ©Neil Palmer/CIAT Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study Table of Contents
List of figures...... 4
List of tables...... 8
Acronyms and abbreviations...... 9
Acknowledgements...... 10
Executive summary...... 11
1.0 Background and structure of the report...... 13
2.0 Methodology...... 15 2.1 Study design and sampling strategy...... 15
2.2 Data collection procedures...... 16
2.3 Models for estimating impact...... 17
2.4 Sample size determination...... 17
2.5 Socioeconomic, food security, and nutrition indicators...... 18
3.0 Household survey results...... 20 3.1 Target respondent characteristics...... 21
3.2 Access to basic services...... 27
4.0 Intermediate outcome 1100: The socioeconomic well-being and resilience of farming households...... 30 4.1 Household wealth and assets...... 30
4.2 Nutrition...... 32 4.2.1 Food Consumption Score...... 32
4.2.2 Food expenditure share...... 34
4.2.3 Household Dietary Diversity Score...... 37
4.2.4 Household Food Insecurity Access Scale...... 39
4.3 Socioeconomic empowerment...... 41 4.3.1 Sale of agricultural commodities...... 41
4.3.2 Additional income sources...... 43
4.3.3 Access to financial services...... 44
4.3.4 Digital financial services...... 46
4.3.4.1 Regular monetary savings...... 48
4.3.4.2 Access to credit services...... 50
2 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
4.3.5 Agro-processing...... 53
4.3.5.1 Constraints to market access...... 59
4.3.5.2 Financial record keeping and profit making...... 60
4.4 Household resilience...... 61
4.5 Household resilience clusters and cluster characteristics...... 62
5.0 Intermediate outcome 1200: Sustainable and innovative intensification of irrigated and climate change-adapted crops...... 65 5.1 Irrigated crops...... 65
5.2 Irrigation methods for various crops...... 69
5.3 Agricultural practices...... 71
5.4 Agricultural labor...... 74
5.5 Agricultural inputs...... 76
6.0 Intermediate outcome 1300. Improved, sustainable, and equitable local governance and territorial management of water resources...... 79 6.1 Social groups...... 79 6.1.1 Agricultural marketing and commercialization groups...... 79
6.1.2 Overview of water and irrigation groups...... 80
6.1.3 External support provided to water and irrigation groups...... 81
6.1.4 Water group conflicts...... 83
6.2 Climate shocks...... 84 6.2.1 Climate information services...... 86
6.2.2 Agricultural extension services...... 92
Conclusion: Findings and recommendations for project interventions...... 94
References...... 97
Annex...... 98 Study site maps...... 98
Supplemental tables...... 106
3 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study LIST OF FIGURES
FIGURE 1 Administrative units of Senegal...... 15
FIGURE 2 Concentric land use zones in Sedhiou and Tambacounda Regions...... 15
FIGURE 3 Map of project sites showing the locations of sampled households in the baseline study...... 16
FIGURE 4a Number and percentage of households growing different tree varieties in Sedhiou and Tambacounda Regions...... 23
FIGURE 4b Number and percentage of households growing different tree varieties in Sedhiou and Tambacounda Regions...... 23
FIGURE 5a Number and percentage of households growing different crop varieties in Sedhiou and Tambacounda regions...... 24
FIGURE 5b Number and percentage of households growing different crop varieties in Sedhiou and Tambacounda regions...... 24
FIGURE 6a Average income from the sale of tree products...... 25
FIGURE 6b Average income from the sale of tree products...... 26
FIGURE 7a Average income from the sale of crop products over a 12-month period...... 26
FIGURE 7b Average income from the sale of crop products over a 12-month period...... 27
FIGURE 8 Health services access by household in Sedhiou and Tambacounda Regions...... 29
FIGURE 9 Percentage of households whose members personally know an elected official...... 29
FIGURE 10 Comparison of household wealth quintile by department...... 31
FIGURE 11 Comparison of wealth quintile by treatment and control groups...... 31
FIGURE 12 Food Consumption Score categories for the study households...... 32
FIGURE 13 Food Consumption Score categories for treatment and control groups...... 33
FIGURE 14 Food Consumption Score categories by study department...... 33
FIGURE 15 Food Consumption Score categories by wealth index quintile...... 34
FIGURE 16 Food expenditure share for all study households...... 35
FIGURE 17 Overall food expenditure for treatment and control groups...... 35
FIGURE 18 Food expenditure share categories by study department...... 36
FIGURE 19 Overall household food expenditure share by wealth quintile...... 36
FIGURE 20 Household Dietary Diversity Score for treatment and control households...... 37
FIGURE 21 Household Dietary Diversity Score by department...... 38
FIGURE 22 Household Dietary Diversity Score by wealth index quintile...... 38
4 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
FIGURE 23 Food insecurity access scale of treatment and control groups...... 39
FIGURE 24 Household Food Insecurity Access Scale by study departments...... 40
FIGURE 25 Household Food Insecurity Access Scale values by wealth quintile...... 40
FIGURE 26 Average annual agricultural income of treatment and control groups...... 41
FIGURE 27 Average annual agricultural income by department...... 42
FIGURE 28 Annual agricultural income by wealth quintile...... 42
FIGURE 29 Income sources for households in Sedhiou and Tambacounda Regions...... 43
FIGURE 30 Income sources by wealth quintile...... 43
FIGURE 31 Income sources for treatment and control groups...... 44
FIGURE 32 Ownership of a bank account...... 44
FIGURE 33 Ownership of a bank account by department...... 45
FIGURE 34 Ownership of a bank account in assigned treatment and control groups...... 45
FIGURE 35 Ownership of a bank account by wealth quintile...... 46
FIGURE 36 Use of mobile phones for financial transactions...... 46
FIGURE 37 Use of mobile phones for financial transactions by department...... 47
FIGURE 38 Use of mobile phones for financial transactions in the treatment and control groups...... 47
FIGURE 39 Use of a mobile phone for financial transactions by wealth quintile...... 48
FIGURE 40 Household members who save regularly...... 48
FIGURE 41 Household members who save cash regularly by department...... 49
FIGURE 42 Household members who save cash regularly in treatment and control groups...... 49
FIGURE 43 Household members who save cash regularly by wealth quintile...... 50
FIGURE 44 Access to credit...... 50
FIGURE 45 Credit services by department...... 51
FIGURE 46 Credit services in assigned treatment and control areas...... 51
FIGURE 47 Credit services by wealth quintile...... 52
FIGURE 48 Alluvial plot showing household savings and mobile phone use for financial transactions...... 52
FIGURE 49 Study households involved in the agro-processing of various crops...... 53
5 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
FIGURE 50 Number of households involved in agro-processing of various crops by department...... 54
FIGURE 51 Number of households involved in agro-processing in treatment and control groups...... 54
FIGURE 52 Number of households involved in agro-processing by wealth quintile...... 55
FIGURE 53 Average number of agro-processed crops in treatment and control areas...... 55
FIGURE 54 Average number of agro-processed crops by department...... 56
FIGURE 55 Average number of agro-processed crops by wealth quintile...... 56
FIGURE 56 Households involved in agro-processing that are aware of better markets elsewhere...... 57
FIGURE 57 Number of agro-processing households that are aware of better markets elsewhere by department...... 58
FIGURE 58 Number of households that are aware of better markets by assigned treatment and control groups...... 58
FIGURE 59 Agro-processing households aware of better markets by wealth quintile...... 59
FIGURE 60 Constraints to market access among agro-processing households...... 59
FIGURE 61 Constraints to market access for different agro-processed crops...... 60
FIGURE 62 Financial record keeping among households...... 60
FIGURE 63 Awareness of profits or losses from the sale of agro-processed products...... 61
FIGURE 64 Distribution of household resilience clusters, method 1...... 62
FIGURE 65 Distribution of household resilience clusters, method 2...... 63
FIGURE 66 Households that irrigate various crops...... 65
FIGURE 67 Households that irrigate various crops by department...... 66
FIGURE 68 Households that irrigate various crops in treatment and control areas...... 66
FIGURE 69 Households that irrigate various crops by wealth quintile...... 67
FIGURE 70 Number of irrigated crops in treatment and control areas...... 67
FIGURE 71 Number of irrigated crops by department...... 68
FIGURE 72 Number of irrigated crops by wealth index quintile...... 69
FIGURE 73 Irrigation methods for 0) all crops combined, 1) rice, 2) bissap, 3) onions, 4) chilis, and 5) gumbo...... 70
FIGURE 74 Common sources of water for irrigation...... 71
FIGURE 75 Common agricultural practices...... 72
FIGURE 76 Number of agricultural practices in treatment and control areas...... 72
FIGURE 77 Number of agricultural practices by department...... 73
6 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
FIGURE 78 Number of agricultural practices by wealth quintile...... 73
FIGURE 79 Classification of agricultural practices...... 74
FIGURE 80 Fertilizer types applied to different crop varieties...... 76
FIGURE 81 Sources of fertilizers...... 77
FIGURE 82 Perceptions of water group influence in the community...... 81
FIGURE 83 External support providers (left), disaggregated by water user groups and irrigation water use associations (right)...... 82
FIGURE 84 Major support types received by water and irrigation groups (left), disaggregated by water user groups and irrigation water use associations (right)...... 82
FIGURE 85 Parties involved in water and irrigation group conflicts...... 83
FIGURE 86 Institutions and people involved in conflict resolution in water and irrigation groups...... 83
FIGURE 87 Households impacted by climate shocks in the last 10 years...... 84
FIGURE 88 Households impacted by climate shocks in different departments...... 84
FIGURE 89 Types of climate shocks reported in the last 10 years...... 85
FIGURE 90 Household responses to climate shocks...... 85
FIGURE 91 Percentage of households reporting losses of income and assets due to climate shocks...... 86
FIGURE 92 Sources of climate information...... 86
FIGURE 93 Sources of climate information...... 87
FIGURE 94 Sources of climate information...... 87
FIGURE 95 Households trained in the use of climate information by department...... 88
FIGURE 96 Changes in rainfall patterns in the past 10 years...... 88
FIGURE 97 Changes in rainfall patterns in the past 10 years in terms of annual precipitation...89
FIGURE 98 Changes in annual average rainfall in the past 10 years...... 90
FIGURE 99 Changes in temperature in the past 10 years...... 90
FIGURE 100 Changes in annual temperature from 2009-2018...... 91
FIGURE 101 Changes in annual average temperatures from 2011-2018...... 92
FIGURE 102 Providers of agricultural extension services...... 93
FIGURE 103 Sources of extension advice...... 93
FIGURE 104 Types of extension service received...... 93
7 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study LIST OF TABLES
TABLE 1 Sample sizes of the treatment and control groups across departments...... 18
TABLE 2 Description of variables...... 18
TABLE 3 Demographic and farm characteristics of the survey households...... 20
TABLE 4 Demographic characteristics of the baseline survey respondents...... 21
TABLE 5 Access to basic services...... 27
TABLE 6 Common road types to access villages in the study regions...... 28
TABLE 7 Classification of assets used to compute wealth index...... 30
TABLE 8 Number of agro-processing activities for crops...... 57
TABLE 9 Characteristics of the household resilience clusters...... 63
TABLE 10 Classification of agricultural practices...... 74
TABLE 11 Labor summary...... 75
TABLE 12 Labor summary by department...... 75
TABLE 13 Labor summary by wealth quintile...... 76
TABLE 14 Hiring labor...... 76
TABLE 15 Cost of labor...... 76
TABLE 16 Sources of seed for different tree varieties...... 77
TABLE 17 Sources of seed for different crop varieties...... 78
TABLE 18 Social group engagement...... 79
TABLE 19 Social groups involving households in different wealth quintiles...... 80
TABLE 20 Group position in water groups...... 80
TABLE 21 Input in decision making in water groups...... 81
8 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study Acronyms and abbreviations
AVENIR Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture
CFAF Communauté Financière Africaine (African Financial Community) franc
CIAT International Center for Tropical Agriculture
FCS Food Consumption Score
FES Food Expenditure Share
HDDS Household Dietary Diversity Score
HFIAS Household Food Insecurity Access Scale
ISRA Institut Sénégalais de Recherches Agricoles
IWUA Irrigation water association
Max Maximum
MEDA Mennonite Economic Development Associates
Min Minimum
N Total sample size
NGO Non-governmental organization ns Not significant
OECD Organisation for Economic Co-operation and Development
SACCO Savings and Credit Cooperative Organization
VSLA Village Savings and Loan Association
WFP World Food Programme
9 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study Acknowledgements
The Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study was conducted by the Alliance for Bioversity International and the International Center for Tropical Agriculture (CIAT) in collaboration with Institut Sénégalais de Recherches Agricoles (ISRA) with funding from Global Affairs Canada and facilitated by the Mennonite Economic Development Associates (MEDA).
This report was developed by a core team under the leadership, coordination, and supervision of Dr. Caroline Mwongera (CIAT) and the task leadership of Cyrus Muriithi. Additional contributors are Dr Christine Chege, Fridah Nyakundi, Dr. Wuletawu Abera, and Wilson Nguru. Dr. Djiby Dia led the task team at ISRA with support from Dr. Cheickh Sadibou Fall.
We acknowledge the invaluable collaboration of the following national partners at ISRA for their support and contributions to this study: Barry Mamadou, Moustapha Kasse, Pape Bilal, Talla Fall, and Thierno Souleymane Sylla. We also appreciate support in the design and implementation of the baseline survey from Millie Gadbois, Mira Chouinard, Carl Asuncion (MEDA), and Stephanie Jaquet (CIAT).
The report further draws on household interviews with farmers in the Sedhiou and Tambacounda Regions and on discussions with local leaders, whose contributions are gratefully acknowledged. We further wish to thank the dedicated enumerators who participated in our data collection process.
Citation: Muriithi, C., Mwongera, C., Abera, W., Nyakundi, F., Chege, C., & Nguru W. (2021). Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study. Nairobi, Kenya, 113 P.
10 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
Executive Summary
The objective of this baseline study was to evaluate conditions in the Sedhiou and Tambacounda Regions of Senegal for the AVENIR project. The study entailed observation of key trends, a household survey, and analysis of the biophysical characteristics of the project area and challenges for agriculture. Thereby, the study identified key lessons learned and documented challenges for agriculture development.
1. Agriculture remains the backbone for the socioeconomic empowerment of women and young people in Senegal but faces multiple challenges. Agriculture is an important source of income, employing 89% of respondents. Less than 2% of respondents from the surveyed households are unemployed, and only about 0.3% are in salaried employment. Out of all 1,503 sampled households, 92% are in the low-wealth quintile, 6% are in middle wealth quintile, and only 2% are in the high-wealth quintile. On average, women are hired to provide labor for fewer days than men, and women receive lower average wages.
2. Few farmers, however, have not managed to mobilize their agricultural sector to deliver on development outcomes such as food and nutrition security, poverty reduction, economic growth, job creation, and employment for women and young people. Most households produce crops primarily for home consumption, with limited sales of tree products. Dietary quality is still poor; indeed, 93% of households have poor food consumption. Several pathways may be feasible to improve nutrition in target communities: for example, increasing production of various nutritious commodities so that consumption of own-farm production is diversified; utilizing market pathways by using income from the sale of commodities to purchase more nutritious commodities or products for home consumption; and empowering women. Literacy rates are low, and 80% of households have no formal education. Access to good roads is limited; there is a prevalence of gravel roads and footpaths. Access to health services, financial services, and agricultural extension is also suboptimal. Approximately 88% of households have no bank account, and only 6% of households received extension in the last 12 months. About 58% of households are involved in irrigation of different crops. Less than 35% of surveyed households save money regularly, and close to 60% indicated that they did not take out any form of credit in the last 12 months.
3. Agriculture is vulnerable to climate change due to sensitivity and exposure to climate shocks and a lack of capacity to cope with and adapt to such changes. Major climatic shocks include households, which affected 20% of households; strong winds, which impacted 13% of households; and droughts, with consequences for 12% of households. About 4% of households reported that insects invaded and damaged crops. Approximately 19% did not take any action to respond to such climate shocks. To cope with climate shocks, 14% reported selling livestock, 10% used savings, and a number of households also borrowed from relatives. Around 30% of households received climate-related information mainly through the radio and their mobile phones. Most households (77%), however, have not received training in how to utilize climate information services for agricultural production.
4. Access to services is often limited. Sources of extension information are located on average 34.5 kilometers away from households, and they can be as far as 250 kilometers away. Input markets for agroforestry tree seed are closest to homesteads, an average of 50 walking minutes away. Access to tree products at output markets is limited, and target households need to travel longer distances to obtain this service. Access to sources of water for domestic use takes on average eight walking minutes and a maximum of 70 minutes. About 32% of households have a borehole or are supplied with piped water. The nearest hospitals and health clinics are on average 54 walking minutes away. Most households do not maintain any financial records. 11 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
5. Households are mainly involved in agricultural producer groups (23%), religious groups (9.6%), and savings and credit groups (6.7%). About 3.3% of households are involved in agricultural marketing and commercialization groups, 1.5% are in water users groups, and 0.5% are members of irrigation water associations. That so few households are involved in irrigation groups indicates that women’s involvement in both household and agricultural water use management is very low. The majority of household members, notably women, do not play a leadership role in these groups.
6. Agro-processing of crops is limited. Only 17% of the households are involved in producing or processing rice, gumbo, chilis, onions, and bissap. In general, the higher the wealth index, the lower the number of agro-processing households for various crops. Bissap is the most processed product among households in the low wealth index, followed by chilis and gumbo.
7. Access to markets. The main constraints reported by households that hinder access to better markets are transportation costs, which impact 36% of households; distance to the markets, which affects 32% of households; and low household production volumes for 27%. Some chili, onion, and bissap agro- processing households reported that middlemen, inadequate market information, and taxation policies also impede access to better markets.
8. Water and labor-saving irrigation technologies are uncommon. One widespread irrigation method involves pouring water by hand using a container, practiced by 37% of households, followed by bucket irrigation at 27%, sprinkler irrigation at 8%, and irrigation canals utilized by 6% of households. Gravity-fed irrigation through river diversion is among the least-applied methods practiced by just 3% of irrigating households. In general, water-saving technologies like drip and pump irrigation are uncommon. The most-used source of water for irrigation is traditional wells, followed by rivers and boreholes.
9. Adoption of climate-smart agricultural technologies is low. Generally, households have adopted 1 to 2 practices. These practices primarily include carbon- and nutrient-smart technologies such as agroforestry, intercropping, crop rotation, and the use of organic and inorganic manure.
This baseline study offers lessons and opportunities for supporting the socioeconomic empowerment of women and young people, scaling climate-smart agricultural technologies and practices, and managing water resources sustainably. These lessons include the following:
i. Half of the households surveyed indicated that they use mobile phones for financial transactions. ii. Radio programs and the internet are major sources of climate information. iii. Households use family labor for agriculture production; over 88% of households do not hire additional labor. iv. Social groups such as multi-stakeholder platforms have a strong influence in communities, and they offer the potential for knowledge sharing about innovations that foster adaptation to climate change, providing a good entry point for the dissemination of technology in target areas. v. A majority (62%) of households are in the low food expenditure share, indicating low food security.
12 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
1.0 Background and structure of the report
The Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) project aims to improve the socioeconomic well-being and resilience of farming households in the regions of Sedhiou and Tambacounda, Senegal. The project focuses on smallholder irrigated systems through promotion of climate-adapted irrigation and agricultural practices, particularly for women and young people. The project aims to directly benefit 10,000 farming households whose members include 70% women and young people, and indirectly benefit up to 35,000 individuals.
In collaboration with the Institut Sénégalais de Recherches Agricoles (ISRA), the International Center for Tropical Agriculture (CIAT) conducted a baseline survey in Sedhiou and Tambacounda Regions from October to December 2020. The goal of the survey was to gather key socioeconomic information on project sites and beneficiaries prior to the implementation of its interventions. Conducting the survey before field activities commence presents a picture of baseline conditions in the study sites. The baseline survey will therefore serve as a reference point for the impact assessment to evaluate how well the project achieves its objectives. These objectives include the following:
1. Increasing the profitability of agribusinesses in climate-adapted value chains including rice, horticulture, and agroforestry, while sustainably intensifying production; 2. Improving access to inputs, climate-adapted technologies, and efficient and affordable irrigation techniques; and 3. Fostering multi-stakeholder platforms and innovative dialogues for sustainable and equitable management of water resources.
The AVENIR project will support greater integration of women and young people from farming households for increased productivity within selected climate-change adapted value chains with strong market potential. Its interventions will enhance access to improved inputs, to critical agricultural services and skills development, and to markets. It will also support effective use of irrigation systems, engagement in value- addition and transformation, and greater participation in local water resource management structures and local governance through leadership development, capacity building, and facilitated involvement.
The AVENIR project uses the results-based management monitoring and evaluation approach to ensure project activities are in line with expected results and performance measurement indicators. This baseline study evaluates key indicators from the project’s Performance Management Framework, which is the primary tool to track the progress of implementation and the achievement of results and as such, monitors the project’s actual performance against intended results.
This baseline study is organized according to the project’s intermediate outcomes as follows:
1. Outcome 1100: Socioeconomic empowerment of women and young people; 2. Outcome 1200: Sustainable and innovative intensification of irrigated and climate change-adapted crops; and 3. Outcome 1300: Improved, sustainable, and equitable local governance and territorial management of water resources.
13 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
The main modules evaluated during baseline survey are as follows:
i. Household characteristics, including information about composition, such as household headship, the number of members, and their age, marital status, education level, religion, occupation, and formal and informal employment. ii. Household asset ownership, including housing, land assets, livestock, and farm and domestic assets. iii. Land access, ownership, and utilization characteristics, including access to land, plot ownership and characteristics, land tenure, plot decision making, soil management, and labor and fertilizer use. iv. Household financial and economic indicators, including access to financial services and credit facilities, remittances, and external income sources. v. Climate variability and shocks, climate change perception and impacts, adaptation interventions, and climate information services. vi. Social networks, including the membership, roles, and decision-making in a group. vii. Household food security and nutrition indicators, including food consumption, food and nonfood expenditures, household food supply and seasonality, child and maternal dietary diversity, and water access and sanitation. viii. Access to different services, including media, clinical services, and agricultural extension services.
This baseline report highlights the major constraints in the AVENIR project sites for socioeconomic empowerment, climate resilience building, and sustainable development. It offers key recommendations to implementers and decision makers on potential climate-smart agriculture upscaling and greater integration of women and young people for increased productivity and agribusiness profitability. This report also presents an executive summary that highlights the key challenges and science-policy linkages that are needed to ensure that AVENIR attains the desired results. It then elaborates on the background context and methodology that was used with a quasi-experimental impact evaluation design. This is followed by the baseline survey findings including key trends observed, associated socioeconomic and biophysical characteristics of the project area, and challenges for agriculture. This baseline report then provides insights into gender dynamics and administrative differences among different departments. Finally, it also furnishes conclusions and recommendations for the target sites that are also regionally relevant.
14 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study 2.0 Methodology
2.1 Study design and sampling strategy Senegal has four levels of administrative units: regions, departments, communes, and arrondissements. Each region comprises departments that are sub-divided into rural or urban communes. These communes are made up of arrondissements, which are a composition of villages (Figure 1). In each region, several main departments were involved in the baseline study (Table 1). The project targets rural arrondissements that are further divided into villages (communautés rurales, each of which is made up of several households (Figure 1). Each household in the community is assigned a piece of farming land for cereals and other uses in zone 1 (Figure 2). In the outer layer (zone 2), each household includes a bigger portion of land for farming cash crops. The household can lease or purchase extra land for farming within or outside the village.
SENEGAL
SEDHIOU REGION TAMBACOUNDA REGION Regions
BOUNKILING GOUDOMP SEDHIOU BAKEL KOUMPENTOUM GOUDIRY TAMBACOUNDA Departments
Rural/Urban Communes
Arrondissement
Treatment and Control Villages
Households FIGURE 1 Administrative units of Senegal
Zone 2
Zone 1
Village with households
FIGURE 2 Concentric land use zones in Sedhiou and Tambacounda Regions
15 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study SENEGAL TAMBACOUNDA N
SEDHIOU
LEGEND Sampled households Control department Treatment department Department boundary Regional boundary
FIGURE 3 Map of project sites showing the locations of sampled households in the baseline study
The baseline survey was conducted in Sedhiou and Tambacounda Regions, which are the target sites for the AVENIR project (Figure 3). Created in 2008, Sedhiou is a newly formed region in Senegal. It has an area of 7,341 square kilometers. According to the 2013 census, the population was 452,994. Tambacounda, on the other hand, is one of the largest and oldest regions in Senegal. It was formed in 1960 and is 42,364 square kilometers in size, with 681,310 inhabitants according to the 2013 census.
2.2 Data collection procedures For the baseline survey, we defined a household as a person or group of persons who live together in the same house or compound, share the same housekeeping arrangements, and are catered for as one unit, meaning that they make common provision for food and regularly take their food from the same pot (UN Census, 2015). The household head (chef de menage) is regarded as the overall decision maker on land use.
The target respondents for the survey, meanwhile, were women and young people involved in farming activities. However, during the administration of the survey, we also obtained information from the household head especially about land, agricultural production activities, and incomes. Our process to identify target respondents included the following steps:
16 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
1. When the research team visited the sampled villages, they contacted the village head to obtain a complete list of farming households, their age, and their gender distribution. 2. To match the project beneficiary eligibility criteria, the target respondent was either a female or young person from 18-35 years of age. 3. If a producer household had more than one eligible respondent, that is, multiple women and young farmers, the research team randomly selected one to be the survey respondent (referred as the “household target person”).
2.3 Models for estimating impact The impacts of the AVENIR project are evaluated based on a quasi-experimental approach. The appropriateness of this approach hinges on the purposive selection of the target locations of beneficiaries (treatment) and non-beneficiaries (control), guided by the project interventions.
In Sedhiou Region, Boukiling and Goudomp were selected as the treatment departments, while Sedhiou was selected as the control. In Tambacounda Region, Tambacounda and Goudiry were selected as treatment departments, and Bakel and Koumpentoum as control departments. This clustering of the departments will reduce the spillover effect because treated and non-treated households are located in different departments. Propensity score matching was used to select similar treatments and control households based on the following observable household characteristics.
1. Household size 2. Total domestic assets 3. Number of irrigated crops 4. Number of tree varieties grown 5. Number of income sources 6. Number of agricultural practices 7. Membership to social groups or multi-stakeholder platforms 8. Type of toilet, such as a flush-to-pit latrine or flush-to-toilet 9. Type of housing 10. Occupation of target respondent, such as household chores or farming crops or livestock 11. Source of drinking water
2.4 Sample size determination The household was the main target unit for the baseline survey. A multistage sampling strategy supported the selection of survey respondents. Through Cochran’s sampling framework (Cochran, 1977), we calculated a representative sample for each indicator and an average for all indicators. We also computed a target minimum sample size of 1,500 households at probability of 0.05 (Table 1). Appropriate to large populations, the Cochran formula allowed us to calculate an ideal sample size given a desired degree of precision, level of effect sizes for different indicators, and confidence level, as well as the estimated proportion of a particular attribute present in the population.
17 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
TABLE 1 Sample sizes of the treatment and control groups across departments
REGION DEPARTMENT ASSIGNED VILLAGES VILLAGES HOUSEHOLDS MALE FEMALE WOMEN TOTAL TREATMENT SAMPLED SAMPLED SAMPLED PER YOUTHS YOUTHS SAM- HOUSE- PER PER VILLAGE (%) SAMPLED, SAMPLED, PLED, HOLDS DEPART- DEPART- 70% WOMEN AGED 18- AGED 18- AGED 35 SAM- MENT MENT = 5; 30% 34 YEARS 34 YEARS + YEARS PLED (#) (%) YOUNG (%) (%) (%) (#) PEOPLE = 2
Sedhiou Bounkiling Treatment 22 46.5 7 18 11 71 154
Goudomp Treatment 25 53.5 7 16 15 69 175
Sedhiou Control 60 100 7 14 20 66 420
Tambacounda Tambacounda Treatment 24 50.2 7 13 16 71 167
Goudiry Treatment 23 49.9 7 14 13 71 161
Bakel Control 26 40 7 19 21 58 182
Koumpentoum Control 35 60 7 14 16 70 244
Total Sample 215 N/A N/A 15 16 68 1,503
2.5 Socioeconomic, food security, and nutrition indicators We computed specific socioeconomic, food security, and nutrition indicators for the AVENIR baseline survey. After ascertaining through literature review a lack of sufficient baselines (other similar prior projects in the study regions) for the target project sites, we objectively selected these indicators of project performance outcomes (Table 2).
TABLE 2 Description of variables
VARIABLE DESCRIPTION
Nonagricultural income Self-reported household income from remittances and other income-generating activities (CFAF) Agricultural income Income for the sale of tree products, harvested crops, and crop products for the last 12 months (CFAF) Adoption intensity Number of agricultural practices adopted by a household (count) Asset value Economic value of a household’s assets, including housing, land assets, livestock, and farm and domestic assets (CFAF) Household wealth index A relative measure of household living standards accounting for household utilities, productive assets, and nonproductive assets Household size Number of household members in the last 12 months (count) Energy access Main sources of energy for lighting and cooking Extension access Distance to the nearest agricultural extension office (kilometers) Health access Distance in traveling time to the nearest health center (minutes)
18 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
VARIABLE DESCRIPTION
Shocks Number of climatic shocks experienced in the last 10 years (count) Livestock owned Number of livestock animals owned by the household (count) Crops grown Number of crop varieties grown by the household (count) Trees Number of trees varieties grown by household (count) Other income sources Income sources apart from agricultural income or remittances (CFAF) Remittance income Income received from household members living outside the area or country (CFAF) Farming area Total area of farming plot owned or leased (acres) Number of migrants per Number of household members who have been or are still working outside the area household or country, who usually support the household (count) Food groups Number of food groups consumed by the household in the past 7 days, out of 12 food groups (count) Mobile phone Number of mobile phones the household uses for any financial transactions (count) Extension Number of instances of extension advice received in the last 12 months (count) Food Consumption Score A composite score of household dietary diversity, frequency of food group (FCS) consumption, and relative nutritional importance of food groups consumed by the household in the past 7 days (categories: poor, borderline, acceptable) Household Dietary Food groups consumed by the household using 12 food groups (count) Diversity Score (HDDS) Food expenditure share Proportion of household expenditure used for food as compared to the total food (FES) and non-food expenditure (categories: low, moderate, high, very high) Household Food Index of the severity of food insecurity, using a standard set of nine questions to Insecurity Access Scale represent increasing levels of severity over a period of 7 days (score from 0 to 27; the (HFIAS) higher the score, the more food insecurity the household experienced) Social groups Number of social groups or multi-stakeholder platforms that involve the household (count) Borrowing Amount the household borrowed in the last 12 months (CFAF) Savings Amount the household saved in the last 12 months (CFAF) Save Amount the household saved in the last 12 months (CFA)
19 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study 3.0 Household Survey Results
Table 3 presents characteristics of the 1,503 households surveyed. The households are large, with about thirteen members on average. A majority are multi-person households―that is, a group of two or more persons who together occupy the housing unit and provide themselves with food and possibly other essentials for living (OECD, 2013).
On average, each surveyed household has three parcels of land for farming, which are either owned or leased, equivalent to about 17 acres. The land parcels are often not very fragmented, which might facilitate the introduction of agricultural mechanizations and the application of inputs. About 28% of households include at least one member who has migrated to a different part of Senegal or out of the country; some households report up to 11 members who have migrated outside the village.
On average, the surveyed households engage in 1 climate-smart agricultural practice and, during the 7 days prior to the survey, consumed 4 out of a possible total of 12 food groups. The commonest food groups are cereals, consumed by 99.9% of households; fish, consumed by 54%; oil, consumed by 50%; sugars, consumed by 47%; vegetables, consumed by 41%; and condiments, consumed by 39%. Many households belong to at least one social group; the majority associate with agricultural producer groups. Most of the sampled household did not receive any agricultural extension advice in the past 12 months. A few households―only about 6%―report receiving up to a maximum of 4 agricultural extension services in the past 12 months.
TABLE 3 Demographic and farm characteristics of the survey households
N MEAN MIN MAX
Household size (#) 1,503 13.1 2 62 Children below 5 years of age (#) 1,503 1.4 0 16 Age of study respondent (years) 1,503 39.7 18 96 Parcels of land for agriculture (#) 1,503 2.9 1 22 Area of farming plot, owned or leased (acres) 1,503 17.1 0 1,350 Tree varieties grown by household (#) 1,503 0.9 0 8 Crop varieties grown by household (#) 1,503 2.3 0 5 Migrants per household (#) 1,503 0.5 0 11 Irrigated crops (#) 1,503 1.2 0 5 Climate-smart agriculture technologies (#) 1,503 1.5 1 7 Social groups or multi-stakeholder platforms (#) 1,503 0.6 0 3
Food groups consumed by the household in the past 7 days, out 1,503 4.3 1 12 of 12 total food groups (#)
Instances of extension advice received in the last 12 months (#) 1,503 0.1 0 4
Note: N refers to the total sample size.
20 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
3.1 Target respondent characteristics The average age of survey respondents is 40 years; the oldest is 96 years of age. Approximately 84% of the sampled beneficiaries are female (Table 4). Monogamous marriages are common among 55% of respondents; only 27% reported being in polygamous marriages. More than three quarters (80%) of respondents have not received a formal education; less than 15% have attained basic, primary, and secondary education; and less than 5% have attained higher education in a vocational school, college, or university. In terms of the main occupation, the majority (89%) reported farming crops and livestock as their main occupation, less than 2% are unemployed, and only about 0.3% are in salaried employment.
TABLE 4 Demographic characteristics of the baseline survey respondents SEDHIOU BOUNKILING GOUDOMP BAKEL KOUMPENTOUM GOUDIRY TAMBACOUNDA TOTAL HOUSEHOLDS OVERALL PERCENT
Male respondents 60 28 29 38 34 26 22 237 15.8 Female respondents 360 126 146 144 210 135 145 1266 84.2 Age (average in years) 39.6 40.82 37.89 39.1 39.51 41.08 40.5 39.71 N/A
Age groups Youths aged 18-34 years 163 45 63 82 79 47 53 532 35.5 Individuals aged 35+ years 255 109 112 99 165 114 114 968 64.5 Marital status Married monogamous 208 57 102 109 146 113 91 826 55.0 Married polygamous 126 69 37 34 61 28 46 401 26.7 Widow or widower 45 10 15 16 20 13 17 136 9.0 Divorced 2 1 2 1 1 1 2 10 0.7 Separated ------1 1 0.1 Partnered 1 1 1 - - - - 3 0.2 Never married 38 16 18 22 16 6 10 126 8.4 Education level No formal education 315 139 130 141 213 141 130 1209 80.4 Some primary education 53 5 11 21 5 12 21 128 8.5 Completed primary education 12 2 12 6 11 5 2 50 3.3 Some secondary education 2 ------2 0.1 Completed secondary education 18 5 7 6 4 1 5 46 3.1
21 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study SEDHIOU BOUNKILING GOUDOMP BAKEL KOUMPENTOUM GOUDIRY TAMBACOUNDA TOTAL HOUSEHOLDS OVERALL PERCENT
Vocational school 4 - 3 4 1 1 1 14 0.9 Some university education 1 - - 3 - - - 4 0.3 Completed university education - - - - 1 - - 1 0.1 Some college education 10 - 6 - 3 1 3 23 1.5 Completed college education 5 3 6 1 6 - 5 26 1.7 Main occupation None 3 - 1 8 - 4 1 17 1.1 Farming crops and livestock 171 14 45 39 140 83 34 526 35.0 Salaried employment - 2 2 1 - - - 5 0.3 Self-employed off-farm 2 - 1 1 1 1 - 6 0.4 Casual laborer on-farm - - - - - 1 1 2 0.1 Casual laborer off-farm 4 - - - - - 1 5 0.3 Student 7 1 4 1 2 2 - 17 1.1 Herding 1 ------1 0.1 Household chores 9 47 2 6 - 7 5 76 5.1 Handcrafts, weaving, basket making 3 2 - - - - - 5 0.3 Business, on-farm, off-farm, or both - - - 1 - - - 1 0.1 Farming crops only 214 82 113 123 97 62 116 807 53.7 Commerce 4 6 6 3 1 9 29 1.9 Other 2 - 1 2 1 - - 6 0.4
Most of the surveyed households have one tree variety that the household grows on the parcels of land. On average two crop varieties were grown in the past twelve months with one being irrigated. The three most common tree varieties grown by the households in the regions of Sedhiou and Tambacounda are cashew, mango, and dimb trees (Figure 4a and 4b). The most common crop varieties are okra, bissap, and rice (Figure 5a and 5b).
22 Adaptation and Valorization of Entrepreneurship in Irrigated Agriculture (AVENIR) Baseline Study
Number of households growing different tree varieties