Protection and Control Communications with IEC 61850 1 – Introduction Eric A. Udren WSU Hands-On Relay School March 2013

Discussion leader Eric A. Udren  43 year distinguished career in design & application of protective relaying, control, and communications systems.  Executive Advisor with Quanta Technology, LLC of Raleigh, NC in 2008.  Developing substation protection and control upgrading strategies for major North American utilities, relay application research and design, and new data communications applications.  Developed software for the world’s first computer-based relaying system.  Superv ise d re lay ing an d con tro l so ftware deve lopmen t for the in dus try ’s firs t deve lopmen t o f a LAN-bdbased integrated protection and control system.  Designed the first interface of a microprocessor protective relay to an optical current sensor.  Developed the technical strategy for some of the most progressive utility LAN-based substation protection and control upgrading programs using IEC 61850 and other data communications, including technical design for utility enterprise integration of substation information.  IEEE Fellow.  Chairman of two IEEE Power System Relaying Committee (PSRC) Standards Working Groups  Chair of PSRC Relaying Communications Subcommittee.  Received the PSRC Distinguished Service Award in 2001 and again in 2006.  Member of IEC TC 57 Working Group 10 responsible for IEC 61850.  Techni cal Ad viso r to the US Na tio n al Committ ee of IE C f or T C 95, M easurin g R el ays.  Member of NERC System Protection and Control Subcommittee (SPCS, formerly SPCTF).  Member of NERC Protection System Maintenance Standard Drafting Team. (PRC-005-2)  Has written and presented over 80 technical papers and chapters of books on relaying topics, and has taught courses on protection, control, communications, and integration. 2011 GA Tech PRC Walter A. Elmore Best Paper Award; IEEE Prize Paper Award.  Holds 8 patents on relaying and power-system communications. Eric is based in Pittsburgh, PA and can be reached at eudren@quanta- technology.com or (412) 596-6959.

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1 Impact of substation data communications

Substation or facility local area network (LAN) SUBSTA. LAN - Lack of standard protocols and intervendor communications was a user issue for years.

 Goal 1: Collect relay data, give control for SCADA & facility operators (speed, accuracy, completeness, interoperability).  Goal 2: Access operational and non-operational data from relays or meters for many business purposes.  Goal 3: Replace wired P&C schemes with LANs.  Goal 4: Replace switchyard/power equipment wiring for instrument transformer, status, control signals with LANs.

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Relay data for SCADA/EMS

 RTUs connect to the same ac and apparatus signals as the relays – lots of extra wiring & electronics.  Microprocessor (µP) relays are designed for measurements, status, control via LAN data communications. Goal 1: Concentrator on LAN collects relay values and reports to SCADA & local interface computer.  Serial LAN (RS-485, multiple RS-232) still widely used.  LAN – recommended for applications.  Standard protocols – DNP3/IEC 60870-5 and – serial links or Ethernet LAN.  Smart Grid standards – DNP3 and IEC 61850.

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2 Relay data for SCADA/EMS Capabilities of new µP relays:  Fast response & fresh accurate data.  DNP3 and Modbus on RS-485 serial or Ethernet ports.  IEC 61850 MMS server-client functions.  IEC 61850 GOOSE high-speed publish/subscribe of status, metered analogs, synchrophasors.  IEEE C37.118 synchrophasor streaming.  Trial in 2012 – 61850-90-5highsecurityWAN5 high security WAN synchrophasors and wide-area GOOSE.

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Goal 2 - Enterprise information – reliability & economic benefits

Planning & Control centers models -EMS & SCADA

Management SbttiSubstation Dashboard LAN

Integrate relay data Maintenance communications to CORPORATE the enterprise WAN with firewalls & push Asset servers MtManagement Substation LAN Protection & Control Databases & back Engineering office applications & models for organizational users

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3 Relay data for non-operational users

Goal 2: Use the same communications facilities to get non- operational data to the enterprise:  Fault location, outages, failures, and system maintenance.  Fault and disturbance recordings, event logs.  Relay and IED self monitoring and failure reporting for condition based maintenance in NERC PRC-005-2.  Performance statistics - protection & communications system management.  Power apparatus monitoring by relays and IEDs.  Measurements for trending system operations – planning, engineering, and protection.  Substation revenue metering.

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Protection & control over Ethernet LAN Goal 3: Replace control wiring with messages on data networks.

Substations & systems with IEC 61850 GOOSE messaging on optical Ethernet LANs in service.

Carry status & control points, including tripping and lockout.

High-speed analog values capability.

M&lliliMessages & relay logic replace wires, control switches, lockout switches.

Dramatic wiring reduction in the station.

Can be faster than wiring.

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4 Sampled Values service on process bus

 Goal 4: Replace switchyard/facility wires with a few optical fibers.  Eliminate conventional cables and surge/EMI pickup .  Move some measurement and control closer to the power apparatus.  Move the relays away from the apparatus.

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Why focus on Ethernet communications?

 Important – Ethernet networks carry any combinati on ofidf mixed traffic types, protocols, services…

• Network tools to manage & prioritize mixed traffic. • Modern Ethernet switches end old concerns about non- deterministic network traffic with collisions. • Mission critical electric u tility /industrial applications in ser v ice. • Extra network capacity gets cheaper rapidly. • Development of IT is crowding out other approaches.

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5 IEC 61850 ‐ Communication networks and systems for power utility automation

 Big standard, evolving for 18 years and still going...  10 original parts – now in Edition 2, plus >23 new parts!  Multiple services – not a monolith:  Server-client design for Ethernet networks.  Application layers for utility/industrial system application.  High speed protection, control, and sampled data streaming services.  System-wide data and control services and methods.  Single international standard for power system communications.  NtjNot jus t a prot ocol – ildfincludes func tion mo dlitdddeling standards.  Recognized by DOE & NIST as a Smart Grid communications backbone – NIST Smart Grid Interoperability Panel (SGIP) Category of Standards (CoS) listing.

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What is IEC 61850?

A single international Ethernet based standard data communications protocol & model structure with services and features aimed at protection and control requirements:  Relay/IED measurement & control exchanges with substation hosts – RTUs, concentrators, HMIs – client-server objects.  High-speed status, control, analog value transfer over LAN to eliminate control wiring – GOOSE messaging.  Switchyard/switchgear data acquisition and apparatus control – sampled values (called process bus).  Services for time synchronization (SNTP - obsolete), file transfer (FTP).  Reporting and configuration services.  Standardized automatic configuration of substation IEDs (SCL).  New wide-area communications services. Vision of a complete solution to replace existing diverse protocols and communications systems.

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6 IEC 61850 is not just a protocol on a wire…

• A modeling approach, a system architecture, and a protocol. • Multiple services.

Models for P&C functions & Standardized points configuration Ethernet process LAN/WAN

Switchyard IEC 61850 sampled value High-speed streaming Architecture GOOSE control messaging

Time TCP/IP, synch UDP/IP, with SNTP Layer 2 COMTRADE multicast Fault records

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Evolution of IEC 61850

DNP3 becomes IEEE 1815 & stays strong

1994 US approach UCA™ 2

2000-2012

The international goal – agree on a One standard single standard IEC 61850 May 2000 1996 Asheville, NC European IEC 61850 experience UCA 2 & IEC IEC 60870-5 61850 “merge” IEC 60870-6

IEC 60870-5 – vendors shifting support away…

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7 IEC 61850 wiring reduction

Integrated P&C system using fiber optic network cables

Ethernet

Conventional point to point wiring

Standard objects, models, & point descriptions Be careful – the wiring goes away, but not the complexity...

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IEC 61850 Edition 1 Documents

System Aspects Data and Services Model Part 1: Introduction and Overview Part 7-4: Compatible Logical Node Classes and Data Classes Part 2: Glossary Part 7-3: Common Data Classes Part 3: General Requirements Part 7-2: Abstract Communication Services Part 4: System & Project Management Interface (ACSI) Part 7-1: Principles and Models Part 5: Comms. Requirements for Functions and Device Models Mapping to Ethernet

Configuration Part 8-1: Mapping to MMS and ISO 8802-3 (Ethernet) Part 6: Configuration Description Language for Communication in Part 9-1: Sampled Values over Serial Electrical Substations Unidirectional Point-to-Point link using ISO 8802-3 (defunct) Test Part 9-2: Sampled Values over ISO 8802-3 Part 10: Conformance Testing

International Standard (IS) 9-2 LE: UCA Implementation Agreement for merging units in switchyards (LE = Lite Technical Report / Specification Edition) © 2013 Quanta Technology LLC Page 16

8 IEC 61850 as multivendor standard

 Aims for integration of multiple vendors’ devices.

 Each product has its own list of implemented services and features.

 Conformance – a product is tested to validate that its included services conform to standard specs.

 Vendor gets KEMA, TÜV SÜD, etc. certificate.

 Interoperability – two or more products actually exchange information (no certification yet).

 Be aware of compliant creativity, generic modeling shortcuts. Will products actually interoperate?

 Performance – a system of products performs the application properly (no certification yet). © 2013 Quanta Technology LLC Page 17

OSI 7-Layer Communications Stack

Layer Name Function

7 Application Meaning of the data (utility user specifics) 6 Presentation Building blocks of data and encryption for security 5 Session Opening and closing specific communications paths 4TransportError checking 3 Network Determining the data paths within the network 2 Data Lin k Data transmiiission, source and diidestination, chkhecksum 1PhysicalSignal levels, connections, wires, fiber, wireless

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9 IEC 61850 profile or stack - client-server exchanges

IEC 61850 Applications

MMS

ISO CO Presentation AlitiPfilApplication Profile

ISO CO Session

RFC1006 - ISO TP0 TCP

IP Transport Profile Ethernet

Fiber, Twisted Pair Cu

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IEC 61850 Communications stack mappings

Application (Objects,Services)

Sampled Client - server GOOSE Values communications

Mapping

MMS High-speed messaging on LAN – skip WAN layeayesars an dpocessd processin g delays GOOSE & IP Sampled Values: TCP Layer 2 multicast Ethernet Link Layer (with Priority, VLAN) Ethernet 100 MB/s Fiber

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10 IEC 61850 Station Bus protocol services

Station bus mappings (8‐1) For SCADA, protection, control, and SCADA information for the enterprise •Objec ts on MMS and TCP/IP layers •GOOSE (on Data Link layer 2) Substation •Time synch (SNTP) [Later IEEE Host 1588/C37.232] Station Bus

Relay 1 IED2 Relay 3

Process Bus MU - CT MU - VT

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IEC 61850 server-client object services

 The bulk of the standard (Parts 7-1, -2, -3, -4; new 7- 5, new applications) describes object modeling methods.  In general, relays and IEDs are servers; higher-level computers and systems are clients.  Data messages include point descriptions or semantics – self-identifying.  Products are self-describing – aimed at making configuration faster and easier than with manual point maps used with other protocols (Substation Configuration Language, Part 6).

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11 Object models - logical groupings

Data

Data Class StV q Ph 1 Ph 2

A Logical Node Pos (1 to n) LN1 LN2 (XCBR) (MMXU) Logical Device Logical Device (1 to n) (IED1) Physical Device Physical Device (network address)

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Logical Node (LN)

 A single name always used for a particular function.

 EhEach su bstat ion funct ion may use one or more ot her logical nodes to perform its job (e.g., distance protection needs measurements from logical nodes CT and VT).

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12 Logical node groups

L: system LN (2) M: Metering and measurement (8) P: protection (28) S: Sensor and monitoring (4) R: protection related (10) X: switchgear (2) C: control (5) T: instrument transformers (2) G: generic (3) Y: power transformers (4) I: interfacing and archiving (4) Z: further power system equipment (15) A: automatic control (4)

Examppgles of Logical Nodes ()(LNs): PDIS: Line distance protection PDIF: Differential protection CSWI: Switch controller RBRF: Breaker failure MMXU: Measurement unit XCBR: Circuit breaker YPTR: Power transformer

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Logical Nodes (LN) Control Q0/CSWI Disconnect sw. Grounding Switch Q8/CSWI Q9_L1/XSWI Q8_L1/XSWI Q9/CSWI Bay-HMI IHMI

Circuit Breaker Q0_L1/XCBR Distance Protection Gas density monitoring PDIS Q0_L1/SIMS Control house Primary equipment equipment

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13 Accessing data

Tree view

IED1

+ PTOC IED1/XCBR.Pos + RREC - XCBR + Mode (Mode) + Beh (Behavior ) + Health (Health) + Name (Name plate) + Loc (Local operation) + EEHealth (External equipment) + EEName (External equipment name plate) + OCtOperCnt (Operati on count er) + Pos (Switch position) + BlkOpen (Block opening) + BlkClos (Block closing) + ChMotEna (Charger motor enabled) + CBOpCap (Circuit breaker operating capability) + POWCap (Point On Wave switching capability)

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Accessing data

IED1 + PTOC IED1/XCBR.Pos.stVal + RREC - XCBR + Mode (Mode) + Beh (Behavior ) + Health (Health) + Name (Name plate) + Loc (Local operation) + EEHealth (External equipment) + EEName (External equipment name plate) + OperCnt (Operation counter) - Pos ((p)Switch position) ctlVal stVal intermediate-state (0) pulseConfig off (1) operTim on (2) q bad-state (3) …more

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14 Helpful explanation of 61850 modeling

By Karlheinz Schwarz , Netted Automation GmBH See http://www.nettedautomation.com/qanda/iec61850/information-service.html#Q1

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Hierarchical standard object naming

Example:  Substation (S151) – Voltage level (E1) – Bay (Q3)  Physical Device (BC) – Logical Device (CTR)   Data description (from common data class, CDC)  Attribute – the current value In MMS notation:  S151E1Q3 $ BCCTR $ Q0XCBR1 $ Pos $ ST$ stVal Interpretation: (Substa-V-bay) . (Physical box, and functional elihihhbki)(IfBklement within that has breaker image) . (Image of Breaker Q0) . (Data name Pos is position value) . Functional Constraint ST (a momentary status report only) . [the status value report – transition, open, closed, invalid]

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15 LN example – control, breaker, voltage reg.

 Note generic LNs – manual config. – versus std. defined LNs supporting auto config.

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Time synchronization

 IEC 61850 specifies simple network time protocol (SNTP) from the IT world.

 Accuracyyy assured only within a few milliseconds (although some claim better recently).

 Requirement for time stamping of events and oscillographic records is 1 ms (from NERC, for event analysis)

 Require m en t f or tim e syn chr oniz ati on of w av ef orm sampling for process bus merging units is 1 to 10 microseconds, tighter for synchrophasors.

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16 Time synchronization

 The practical solution – wired IRIG-B or fiber connections of time synchronization signals directly from GPS clock IED to IEC 61850 servers and clients.  Same as non-61850 practice  Leaves a few wires in an otherwise clean design  IEEE 1588 – a new standard for time synchronization on a LAN with sub-microsecond accuracy – IEC 61850 profile started at IEEE PSRC WG H7.  PC37. 238 IEEE 1588 Profile for Protection Applications

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Configuration with 61850-6 SCL tools Unified configuration of entire facilities via XML file process – even over wide area. Not exactly plug-and-play.

Functional specifications & design standards

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17 Some configuration tools

 Siemens DIGSI (oldest)  GE EnerVista (umbrella for many functions; SCL added)  SEL AcSELerator Architect  ABB ITT Integrated Toolset (recent benchmark, but only ABB)  Applied Systems Engineering (ASE) Visual SCL  Triangle Microworks SCL File Editor, Anvil, Forge…  Kalkitech SCL manager  Helinks (from 61850 developers)  Grid Smart 61850easy – handy diagnostics Tools are biggest challenge – area of active work and user complaints.

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Protection and Control Communications with IEC 61850 2 - GOOSE Messaging and Networks Eric A. Udren WSU Hands-On Relay School March 2013

18 Fast relaying over Ethernet LAN

From Part 1 - Goal 3: Replace control wiring with messages on data networks.

 Logic in the relays exchanges messages over high speed redundant optical LANs to replace wires, control switches, lockout switches.

 Dramatic wiring reduction in the station.

 Many installations designed with IEC 61850 GOOSE messaging on LANs are in service.

 Status points , control including tripping and lockout, high-speed analog values.

 Can be faster than wiring.

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Role of IEC 61850 GOOSE messaging

IEC 61850 GOOSE messaging provides:

 High-speed peer-to-peer transfer of status/control bits (reporting contact state over a wire) or analog values including synchrophasors for protection and control.

 GOOSE messaging plus programmable logic in relays and IEDs replaces panel wiring and controls.

 Benefits – wiring and control elimination, panel and floor space reduction, less equipment overall in P&C system, continuous monitoring and management of the system design (“wiring ” ).

 Works with other IEC 61850 services, or without them (e.g., with 60870-5 or DNP3 polling for SCADA)

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19 61850 GOOSE and GSSE messaging

 Generic Object Oriented Substation Event.

 A relay or IED can send a sequence of control, status point, or analog value messages to replace control and measurement signals on dedicated wires.

 Not just a single message to request remote action…

 A process to “continuously” send intended state from transmitting IED – like a contact that picks up and drops out at critical moments.

 Even if a subscribing (receiving) relay is just powered up, it can get updated status it needs.

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GOOSE Protocol in 61850-8-2

 Application layer directly accesses link layer for speed – no TCP/IP  Uses Ethernet frame directly with Priority/VLAN 802.1Q tag  Use priority ≥4 due to criticality or messages.  VLAN use is optional.  Fields in payload - source ID, status bits, analog values, time stamp, sequence number, time to live, quality bits, test modes.  Typical packets 200 – 300 bytes long.

Ethertype (8100 = Ethernet

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20 Overview of GOOSE messaging

Publisher-subscriber exchange:

 Each relay publishes a continuous stream of packets with values that others might need.

 Any other relay or IED can subscribe to (view contents from) the streams it needs.

 Publisher just talks – does not know who subscribers are, or whether they got the messages in the stream.

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Overview of GOOSE messaging

Adaptive rate of GOOSE message transmission:

• Time values are examples in standard – manufacturers vary. • Some let you set base heartbeat rate and acceleration profile. • Heartbeat reports values during quiescent times: – Communications monitoring by all subscribing relays. – Update of latest status in case of any relay on the LAN that was just turned on. • Modern LAN with Ethernet switches handle all the messages even for a worst-case power system event.

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21 GOOSE packet rates

 SEL example, set 1 s  GE UR V5.70 example: heartbeat:

Message Interval from Time number previous, ms mark, ms 1N/A0 24 4 38 12 41628 53260 6 64 124 7 128 252 8 256 508 9 512 1 s

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Did the GOOSE messages arrive?

Publisher-subscriber exchange: • Unconfirmed service, backed up by: – Constant repetition or updating. – Redundancy in LAN and relaying architecture. – Monitoring and alarming by subscriber IEDs that fail to receive publisher’s message stream – call maintenance for repair. Wires cannot continuously monitor themselves as GOOSE messages can do!

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22 Analog GOOSE messaging

 Concept - send analog values with same millisecond exchanges as for status or control points.  Change events defined by settable measurement deadband.

 Multiple values in one GOOSE packet.

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Analog GOOSE messaging

Products today:  Send analog values at a fixed slower rate – 100 ms or 250 ms – not as useful for relaying as GOOSE stttatus po itints.  Some will send values at rate driven by status points in message, but analogs are repeated and updated every 100 to 500 ms.  NEW: publish synchrophasor values at a rate of 2 to 4 per second (GE and SEL) - Synchrophasor time tags in packets.  Ask vendor how to get at GOOSE time tag – not the same as synchrophasor time tag.  This GOOSE is too slow for high speed WAMPAC.

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23 Speed of GOOSE messaging

GOOSE message control can be faster than a wired connection! Save 1-4 ms. How? A wired trip signal goes through:  The relay processor output program loop delay.  Output delay of hardware interface to wires.  Input debounce filter delay of receiving relay.  Siggppgnal waits milliseconds for the input processing program logic loop to notice it and react.  GOOSE message bits are sent and read directly between relay processors with microsecond Ethernet delays. Products vary – ask manufacturer, or test.

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Electromechanical lockout switch drawbacks  Adds 1 cycle operating time.

 Funnels wiring from bus full of breakers into one panel location.

 A lot of wiring.

 Wiring reflects and must adapt to changes in substation topology or relaying philosophy.

 Rarely operates in normal service – some jdd’ttijam and don’t trip.

 Dangerous testing challenge - NERC says test it.

 Big cost adder to scheme – deterrent to differential relay use. © 2013 Quanta Technology LLC Page 48

24 Distributed lockout with GOOSE

 Each relay with relevant breaker control keep track of lockouts in effect, by logic programming.  Relays are coordinated by the lockout initiating relay, or bttiby a station comput tlktitftier lockout monitor function.  Each relay has a nonvolatile memory of lockout state (some use mechanically latched output relays).  Uses messaging capabilities already in new relays.  No extra wiring or cost.  Self monitoring feature eliminates testing problem.  As fast as direct tripping.  See 2009 NETAWorld article by Myrda, Donahoe, Udren for design example.

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Ability to trip is monitored End-to-end check of GOOSE communications:  Transformer relay publishes a GOOSE message including a bus breaker trip bit.  Normal-state message (do not trip) is generated every second by DSP in transformer relay.  Passed through communications network to bus relay DSP  Bus relay DSP alarms if no-action message disappears.  Wires cannot check themselves this completely!

Bus Relay Line Relay System A 52 System A TC Ethernet Switch System A

Monitor Xfmr Relay IED System A System A

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25 Redundant station bus for IEC 61850 GOOSE messaging

 Engineering of mission critical substation Ethernet network  No single point of failure within each of dual redundant LANs.  Use relay primary and filfailover op tilEthtical Etherne t ports.  Dual switches and paths for GOOSE messages.

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GOOSE and wide area networks

 Multicast GOOSE messages have no destination address  Designed to stay within a LAN or Virtual LAN.  Do not pass through routers to the WAN or other LANs.  But –routers make secure bridged connection between two LANs separated by a WAN – works like one big LAN.  Useable for transfer tripping, monitoring, control or load mitigation via WAN.  Need cyber security – VPN, firewalls, etc.  Slows down messaging – today 20 ms, getting faster.  See IEC 61850-90-1 for teleprotection over WAN examples.  See 61850-90-5 for new GOOSE streaming over WAN.

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26 Settings management

 Need a closed-loop business process that initiates and tracks all installation and updating of setting records.  Communicates with the IEDs themselves (over WAN is future method) to check consistency between the data base and the installed settings and firmware.  Need a convenient way of installing settings within the management system in every use case.  Firmware update, maintenance check, operating emergency, relay replacement, etc.  New software data base tools can connect with tested didevices, t ttest equi pmen t, and en force management processes – OMICRON, EnoServ, IPS, others. This is a big need for all 61850 services and systems, and all new complex relays and IEDs!

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Using 61850 services on the LAN

 Use client-server exchanges of standard defined objects for metering, status, control, and IED configuration.  Metering and status via polling or report-by-exception.  No visible impact on installation – benefit is drive to easy engineering and maintenance.  DNP3 can perform similar role with familiar manual point configuration lists.  GOOSE messaging and Sampled Values service get rid of conventional control wiring among relays, IEDs, power apparatus – design commitment; visible change.  DNP3 has no high speed data or control ability like GOOSE or Sampled Values  New – 90-5 R-GOOSE and R-SV over WAN.  LAN can carry mixed traffic – e.g. DNP3 metering and status, non- 61850 legacy device traffic, plus GOOSE for wiring elimination.

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27 Protection and Control Communications with IEC 61850 3 - Recent Developments in IEC 61850 Eric A. Udren WSU Hands-On Relay School March 2013

IEC 61850 is living and growing

 IEC 61850 Edition 1 – the seed – 1700 pages IEC 61850 Edition 2

 International application – improved models  Expanded structure  Improved clarity  TISSUES (b ugs) cl eared  New practical features  New application domains

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28 IEC 61850 is branching

New parts of IEC 61850  Expanding outside the substation  Between substations  To control centers  Communications and application modeling across the entire power system  Integration with enterprise systems  Interfaces with popular SCADA and control protocols  Wide-area high-speed data & control services with security

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What is new in Edition 2 of existing parts?

 Clarifications and corrections (TISSUES)  Modeling  Power Quality  Statistical evaluation of information  New models for mechanical equipment and measurements of non-electrical quantities  New features for testing support  Support for exchange of engineering information for configuration across projects and between facilities  Redundancy – possibility to have IEDs with dual connections

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29 Testing improvements

• Edition 1 required expedient user construction of testing facilities (mainly with GOOSE). Edition 2 – • Mirroring/feeding back control inf ormation • Isolation of functions in service • Interlocking test methods

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IEC 61850 – new parts

New facilities modeling:  IEC 61850-7-410 – Hydroelectric power plants – Communication for monitoring and control  IEC 61850-7-420 – Communication Systems for Distributed Energy Resources (DER)  IEC 61850-7-500 /-7-510 (Technical Reports)  Explains how to use the concepts of IEC 61850 to model applications  IEC 61400-25-x – Communications for monitoring and control of wind power plants

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30 More new parts under development

 Part 7-5 - defines the usage of information models for substation automation applications - examples on how to apply logical nodes from 7-4 for various applications.  Part 7-10- web based IEC 61850 models  More consistent implementations than those from programmers reading paper documents.  Part 100-1 - Methods for functional testing in IEC 61850 based systems.  Configuration management of IEC 61850 based systems

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Mappings for gateways

60870 Station Controller &  IEC 61850-80-1 – Guideline for Gateway exchange information from a 61850 common data class (CDC) based data model using IEC 60870-5 61850 61850  IEC 61850-80-2/IEEE Protection Bay Controller 1815.1 – Exchanging

Information between DNP Master networks implementing IEC 61850 and IEEE 1815 (DNP3) DNP Outstation Gateway  Just starting – IEEE C37.118 IEC 61580 Client synchrophasors to IEC 61850-90-5 synchrophasors – at PSRC

IEC IEC IEC IEC 61850 61850 61850 61850 Device Device Device Device

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31 How to address new areas?

 Technical reports explain “How to use IEC 61850 for...“  Technical reports describe:  The use cases considered  The impact on the communication  The impact on the modeling  The impact on the engineering  Results will be used to update the standards later. (dt(amendments or new editi diti)ons)

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Technical reports (not standards)

 IEC 61850-90-1: Using IEC 61850 for communication between substations (published)  IEC 61850-90-2: Using IEC 61850 for communication btbetween su bttibstations an d con trol cen ter  IEC 61850-90-3: Using IEC 61850 for condition monitoring  IEC 61850-90-4: Network engineering guidelines  IEC 61850-90-5: Using IEC 61850 to transmit synchrop hasor in forma tion accor ding to IEEE C37.118  Really important – how to stream sampled values, synchrophasors, or GOOSE messages over WAN with security using standard IT services

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32 90-1 on interstation communications

 61850 communications, modeling/semantics, & system engineering across stations need Ethernet communications.  GOOSE needs LAN, or equivalent…  Ethernet between stations:  Wideband direct interfaces of LANs  Tunnel that filters and directly passes packets over WAN  Gateway that acts as a proxy for packets – e.g. teleprotection device  Ethernet LAN/WAN configuration advice

Teleprotection equipment acting as gateway Station A Station B ? ? ? Function Proxy Function A1 B1 B1

Function Function A2 B2 Transparent Tunnel

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61850-90-2 and 90-3

 90-2 - Using IEC 61850 for the communication between substations and control centers – in development  90-3 – Condition monitoring of primary power apparatus – communications & asset management requirements:  Transformers, LTCs  GIS  Lines, UG cables  Sta. batteries

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33 Part 90-4 - Network Engineering Guidelines

 Ethernet network& physical layers were black box – you make it work.  Now – comprehensive guidance on reliable network design.

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Part 90-4 - Network Engineering Guidelines Layer 2 redundant network paths for protection messages  Short-bump or bumpless rerouting for segment failures  62439-3 Parallel Redundancy Protocol (PRP) – 2 LANs  62439-3 High availability Seamless Redundancy (HSR)  Rapid spanning tree protocol (RSTP) from IT and redundancy – simple and fine!

singly attached nodes source destinations

DANH DANH CPU CPU switch „C“-frame „D“-frame interlink RedBox „A“-frame „B“-frame (HSR) (HSR)

CPU CPU CPU CPU CPU DANH DANH DANH DANH DANH destinations

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34 90-5 WAN synchrophasor transport

 Sampled Value or GOOSE publish/subscribe across the WAN – useful way beyond just synchrophasors.  Add layer 3 transport – UDP/IP unicast or multicast (unconfirmed efficient stream of data packets – not like slow,,) confirmed TCP/IP)  Routers can search for subscribers and establish routes dynamically using Internet Group Management Protocol (IGMP) V.3, a standard IT router service.  New - a big deal – end-to-end authentication in the packet!  SHA-2 authentication hash code - computed in real time.  Needs new PMU/relay platforms/processors to compute authentication hash code (coming in 2012).  Industry standard Group Domain of Interpretation (GDOI) security key distribution/management.  Packet encryption specification – can be done in routers.

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WG17 technical reports - SG integration

• IEC 61850-90-6: Using IEC 61850 for distribution automation.

• IEC 61850-90-7: IEC 61850 object models for photovoltaic, storage and other DER inverters.

• IEC 61850-90-8: IEC 61850 object models for electrical vehicles.

• IEC 61850-90-9: IEC 61850 object models for battery storage systems.

• IEC 61850-90-10 – DER scheduling.

• IEC 61850 -90-11 – Modeling of programmable logic per IEC 61499.

• IEC 61850-90-14 – Modeling of FACTS power controllers

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35 Other standards projects supporting IEC 61850

 IEC 62445-2 Standard for communications between substation and control center.  IEC 62351-6 - CfCCyber security structure for IEC 61850.  Harmonize data models of IEC 61968 Common Information Model [formerly EPRI CIM] and IEC 61850.

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Product development

 61850 compliant relays and IEDs are widely available.  It’s been a long expensive road for manufacturers – they are committed to development.  See http://www.ucausersgroup.org/ for list of compatible prodtducts and dthif other informa tion.  In early 2012 – lots of servers (relays), growing choices for clients (substation hosts), emergence of commercial process bus (sampled data) systems based on IEC 61869-9.  Learn status at UCA International Users’ Group http://sharepoint.ucausersgroup.org/default.aspx  Reports and related standards developments at IEEE Power Syst em R el ay ing Comm ittee (PSRC) mee tings http://www.pes-psrc.org/  Articles in PACworld magazine http://www.pacw.org/home.html

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36 IEC 61850 – supported in products

 Embeddable stacks for sale to IED manufacturers – Triangle Microworks and SISCO.  Supported by IED manufacturers – SEL, GE, Siemens, ABB, Alstom Grid/Schneider, ZIV, RFL, Ametek Pulsar, others.  Re lay tes t set manuf act urers i nt rod uci ng 61850 pro duc ts – OMICRON, Doble, Megger, others.  Industry-standard conformance testing program per 61850-10 and UCAIUG program with laboratories.  Substations with significant 61850 in North America since 2005 – going into design standards at large utilities.  Used in critical special protection schemes.

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IEC 61850 versus DNP3

DNP3 Pros – IEC 61850 Pros –  Single international Smart Grid integration  IEEE 1815 standard, long standard suite complete (according to its own  All required services targets)  All major vendors support  Widely sold and used.  High-speed control (GOOSE) and process  Debugged, stable data (Sampled Values) including wide-area and security  Supported by Users’ Group  Models the functions for automated integration process (little hand configuration) DNP3 Cons –  Supported by Users’ Group  No high speed control or data services, IEC 61850 Cons –  Just for SCADA  Integration tools have been work in progress for a long time  Manual configuration of points and data types takes time.  Interoperability work in progress  Big product development effort, depending on  Mostly North American scope focus.  Design for usability and maintenance is an area of opportunity

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37 Troubleshooting Ethernet/61850 systems

 Function level monitoring - program the relay logic to report data sent/received – catches most problems!  This is an IT network.  Basic tools for Ethernet networks – e. g., WireShark  Protocol-specific tool examples:  Applied Systems Engineering DNP3 Analyzer  SMC 61850 GOOSEMeter (hand tool)  61850Easy configuration/troubleshooting tools  SISCO AXS4MMS Client - analyzer for relays (servers).  SISCO GOOSE Blaster simulator  NetScout network traffic monitoring for GOOSE Most important – design functional test features into the logic.

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61850 progress

 Massive standard – growing beyond 2000 pages (users don’t need to read all this).  Continuing development and issue resolution among vendors, users, and standards developers.  Edition 2 and new parts of 61850 are being published.  Supported by today’s major relay vendors.  Paper and article traffic reaching saturation level.  Varying interpretations by vendors require industry conformance test program.  61850 reaches inside the devices – there are problems – get experienced guidance for standard development.  DNP3 remains a widely used client-server protocol that works on Ethernet (hand point map; no GOOSE).

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38 Steps of typical IEC 61850 project

Each utility has unique organization and needs 1. Data gathering – engage all stakeholders up front! 2. Develop specifications. 3. Developpq Request for Information ()(RFI) with s pecs. 4. Conduct RFI & process – get back a practical plan? 5. Business case - justify proceeding? 7. Full specifications. 8. RFP & vendor selection for trial standard system. 9. Detailed design with vendors. 10. Organizational design and preparation. 11. Development lab, training facilities. 12. Field trials. 13. Standards development; procedures and documentation. 14. Interface systems to the utility enterprise.

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Protection and Control Communications with IEC 61850 4 - Sampled Values Service & Process Bus Eric A. Udren WSU Hands-On Relay School March 2013

39 Sampled Values service for process bus

 If a LAN can carry critical relaying traffic in the control hitdtdhouse, can it carry data and control between the switchyard and the control house?  Goal 4: Replace switchyard wires with a few optical fibers.  Eliminate conventional cables and surge/EMI pickup.  Move some measurement and control out to the yard, closer to the power apparatus.  Just a few wires left - we still have to get dc and station service power out to the yard.

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Process bus

 Voltages, currents, and status sampled near the source and converted directly to Ethernet packet stream.  Multiple sample sets per packet for data transmission efficiency.  Support trend towards intelligent power apparatus - relays, metering, control IEDs installed directly in the power apparatus, even in the factory.  Reduce field wiring cost.  Cut wiring losses and burdens.  Add field signals without new wiring to control house.

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40 Process Bus concept

 If we cut a microprocessor based relay in two and put a communications bus between the I/O and the processing...

LP FILTER Ethernet Network M Communications µP LP FILTER A/D 1 OR SAMPLE U Sub- AND MORE LP FILTER system HOLD X CTs, LP FILTER VTs 125 Vdc Station Relay Output Battery Supply

Relay Output Trip and alarm Relay Output circuits

POWER SUPPLY Contact Inputs Status contacts

Control House Switchyard

Substation S/H & Filter LAN Comm. A/D M S/H & Filter O/E Sub- system U S/H & Filter Controller X S/H & Filter

Relay Output Comm. Optical fibers µP Controller Process Bus Combining data from diverse locations around the LAN switchyard

S/H & Filter

A/D S/H & Filter Comm. Comm. Sub- M µP Controller system U S/H & Filter O/E Controller X S/H & Filter

Relay Output

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Process bus services in 61850-9-2

•Sampled values protocol (on data SCADA link layer 2 for speed and simplicity) •GOOSE (on data link layer 2 for speeddilii)d and simplicity) Substation •Time synch (SNTP) Host Station Bus

Relay1 IED2 Relay 3

MU - CT Process Bus MU - VT

MU = switchyard Merging Unit

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41 Merging unit

Line Protection Bus Protection

Ethernet Ethernet Controller Controller

IEC 61850-9-2 Ethernet Switch Binary Inputs & Process Bus Control Outputs

Sample timing synchronization

Ethernet Controller Merging Unit C3792OVTC37.92 OVT EOVT with fiber Combined C37.92 OCT ECT and EVT Conventional CTs MOCT fiber Conventional VTs

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Process Bus Protocol in 61850-9-2

 Application layer directly accesses link layer for speed – same as GOOSE messaging – no TCP/IP  Uses Ethernet frame directly with priority/VLAN .1Q tag  Use ppyriority ≥4 due to criticalityyg, or messages, same as GOOSE  VLAN use is optional  What goes into the packet payload?

Ethertype (8100 = Ethernet

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42 IEC 61850-9-2 frame – generic and flexible

Octets 8 7 6 5 4 3 2 1 Notes

Preamble

Start of frame 0 1 2 Destination address 3

4

5 Refer to “Address Header Fields” section. 6 MAC 7 8 Source address Octets 8 7 6 5 4 3 2 1 9 10 1 TPID 0x8100 (802.1Q Ethertype) 11 2 12 TPID Refer to ”Priority 13 Priority Tagging/VirtualLAN 3 User priority CFI VID 14 tagged TCI TCI section. 4 VID 15 16 Ethertype 17 18 Length Start APPID 19 Service Default VID Default priority 20 Ethertype PDU Length (m + 8) 21 Sampled Values 0 4 Refer to “Ethertype 22 Reserved 1 and Other Header 23 Information” 24 Reserved 2 section. 25 26 . APDU (of length m) m + 26 . (Pad bytes if necessary) .1517 . . Frame check sequence . .1521

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9-2 LE Implementation Guideline

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43 IEC 61850-9-2 LE Data Set

 Fixed sampling rates of 80 or 256 samples per power cycle at 50 or 60 Hz.  Fixed data frame format  Fixed configuration format

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9-2 LE fiber 1 pps synchronizing clock input specs

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44 Unified substation-wide LAN using 9-2 LE

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Chopping up the ring for redundancy

 Design concept of big ring station/process bus does not separate the zones of protection – zones share merging units and communications.  Relay engineers are used to separating zones of protection for reliability & failure mode handling.  Another way to apply MUs – dedicated merging unit function for each zone, each location, and System A or System B – full redundancy and isolation.  This takes a lot more equipment but separates zones.

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45 Another direction – 61850-9-2, but not 9-2 LE

GE Multilin HardFiber® process bus system.  Uses conformant 61850-9-2 sampled values frame.  Uses 61850-8-1 GOOSE for sampling synchronization and control .  61850-8-1 GOOSE is not how 9-2 LE synchronizes sampling – not compatible with other vendors’ MUs.  Technically thoughtful (an opinion) architecture solution that addresses application concerns:  Isolation of protection zones.  Isolation of redundant systems.  Works w ith today ’s GE UR relay s.  Each relay drives its own data sampling, as it does conventionally.  Tracks system frequency and avoids distance relay polarizing problems.  Design includes solutions to installation efficiency and testing issues.

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GE HardFiber® process bus system

 Weatherproof Brick® mounts on apparatus; has four mini merging units inside – GE calls them cores.  Connect to relays in control house via premade fiber assemblies and weateatepoocoherproof conn ectosectors.

Images courtesy GE Multilin

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46 GE HardFiber components

 GE prefab copper cable  GE prefab multiple fiber plus power for field connections – cable from Brick to SCE relays in SCE facility. CTs, PTs, contacts, trip  Variety of standard lengths up to 500 circuits. meters.  CilthCoil the excess ca ble w here convenient.  Brick end and indoor end shown.

Images courtesy GE Multilin

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GE HardFiber components

 Indoors:  Cross connect panel.  Fibers to/from relays.  Power from panel to remote Brick via HardFiber cable.  Flexible easy patching of Brick cores to multiple GE UR relays.

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47 GE HardFiber components

 Process card replaces UR analog/binary input card.  A special purpose Ethernet switch connecting multiple brick core fiber signals to the protection processor.  NOTE: No network connection is possible to existing UR Ethernet port used for:  IEC 61850 GOOSE messages to control center.  Relay settings, events, or configuration.  Isolated by protection application processors.  Can’t hack from Brick into substation network.  Critical CIP compliance help. Image courtesy GE Multilin

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GE HardFiber system configuration

 Sampling is triggered by downward GOOSE messages, not 1 pps timing fibers across switchyard.  Electronic data sources are not shared across zones or between redundant systems.

Image courtesy GE Multilin

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48 HardFiber interoperability with other vendors?

 ABB, Siemens, Alstom Grid, SEL used 9-2 LE.  9-2 LE is an implementation guideli ne, not part of 61850 s tan dar d.  Brick cannot work in a 9-2 LE system & vice versa.  What about multiple vendors and interoperability of 61850?

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2012 - a way out of the impasse

 Merging unit standards project in IEC TC 38 (Instrument Transformers) – IEC 61869-9 Merging Unit Standard.  IEC 61869-9 cites 61850-9-2 and chooses specific options – one sampling rate only (4 kHz), standard frames, etc. – even more specific than 9-2 LE.  Eliminates 1 pps fiber time synchronization - IEEE 1588 precision timing protocol (PTP) on the existing Ethernet connection to synchronize samples.  Every vendor can adapt its products to work with this standard without big hardware changes.  GE and the others said they will adapt to published standard.  Products interoperate, with flexible architectures.  Implementation agreement in drafting.

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49 Ngrid UK 400 kV process bus demo

 Ratcliffe indoor substation

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Switchyard maintenance solution!

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50 Cost effective partial solution

 Extend the station bus into the switchyard for binary status and control I/O.  Put a remote binary I/O relay (SEL 451, GE UR C90+, etc.) in the switchyard for all status and control via GOOSE.  Wire only the CTs and CVTs back to the control house.  Eliminate 70-80% of switchyard wiring.  We can do it right now.  Solution for NU 61850 EHV P&C design standard.

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Questions?

[email protected] or (412) 596-6959.

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