P.O. Box 531405, Birmingham, 35253

VERIFICATION OF CONTINUING PROFESSIONAL EDUCATION CREDIT FOR CERTIFIED PUBLIC ACCOUNTANTS (CPA)

The Alabama AFP certifies that: ______participated in the following

Continuing Professional Education (CPE) program.

Course title: 2020 Alabama AFP Summit

Course description: Refer to Attached Agenda

Course field of study: Business Management & Organization

Sponsored by: Alabama Association for Financial Professionals (AAFP)

Instructor: Varies – refer to description on attached agenda

Instructor biography: Varies – refer to description on attached agenda

Date: September 17, 2020 from 9:00 a.m. to 4:00 p.m. Central Time

Location: Online Virtual Conference & Expo

Delivery method: Live streaming

Total CPE Credits Earned: Six (6) hours of business related CPE

Verification by CPE sponsor: Joseph Cascio Joseph Cascio, Vice President of Education, Alabama AFP

This program is designed and administered to qualify for the noted hours of credit. However, each participant is responsible for claiming credit only for the actual hours of attendance. Program approved for CPE credit by Nicole Robinson, CPE Administrator, Alabama State Board of Public Accountancy.

September 17, 2020

8:30am Virtual Exhibit Hall / Expo Open

8:30am Virtual Networking Lounge Open

9:00am to 9:05am Alex Keene, Alabama AFP President Opening Remarks

9:05am to 9:55am Steve Bullock, Vice President of Insurance & Financial Services, Kyriba Performing in a Pandemic: Hot Topics in Treasury As the business world gets used the new norm of working from home Kyriba shares aspects of our recent survey around key needs and challenges to ensure efficiency remains. In this session we will cover: Treasury technology - what's new Cash management - making best use of cash Payment & Fraud - process and mitigation Development - continued education

Speaker Biography: Steve leads an element of Kyriba's sales team, focused on the retail, insurance and finance sectors. He has 30+ years in the treasury space - 14 years within a blue chip corporate with responsibility for hedging, investments and the TMS. This is coupled to a variety of roles with global treasury software businesses including IT2 and Hanse Orga, his responsibilities including regional managing director, principal consultant and client relationship manager.

10:00am to 10:50am Brandon Semilof, Managing Director, Stone Castle Familiar Patterns Reminding Us of Now Familiar Solutions Treasury and finance professionals continually strive to maintain balance of safety/liquidity/yield in their operating, core, and strategic cash portfolios. With an uncertain global economy and recently increased Fed activity in support of the liquidity markets, there are signals being telegraphed that are reminiscent of 2008. Finding ways to insulate yourself from repeats from more than a decade ago and other downside surprises should continue to be job one.

Speaker Biography: Brandon Semilof is a Managing Director at StoneCastle Cash Management, LLC. Brandon has more than twenty years of investment management and marketing experience. Throughout his career, he is credited with helping create and launch innovative and unique cash management solutions that have helped to define and develop the institutional cash market. Prior to joining StoneCastle Brandon was with Vanderbilt Avenue Asset Management, where he was head of sales and marketing. At Vanderbilt, he was successful in helping launch the first institutional liquid FDIC-insured cash management vehicle.

September 17, 2020

10:50am to 10:55am Drawing 1st - $100 gift card

11:00am to 11:50am Jason Owen, Vice President of Business Development, ICD Investments & Trends: What Are Your Peers Doing Jason Owen will review survey results from over 150 treasury professionals who weighed in on issues around short-term investments. Catch up on what’s trending with your peers in this informative session exploring treasury best practices.

Speaker Biography: Jason Owen, Vice President of Business Development, joined ICD in August 2009, initially as a Trader and Account Executive before being promoted to Vice President of Business Development in 2015, where he manages client accounts in the Southeast and Colorado. Previously, Jason has held financial positions at Thomas Lloyd Capital, Robert Half International and Merriman Curhan Ford & Company. Jason is a frequent speaker at AFP events around the country.

11:50am to 1:00pm Break - Exhibit Hall & Networking Lounge Remain Open

1:00pm to 1:50pm Craig Jeffery, Founder & Managing Partner, Strategic Treasurer Diving Into Data Strategic Treasurer will analyze and discuss some of the key findings obtained through Strategic Treasurer’s 2020 industry surveys with specific data from Alabama AFP member responses. Topics of discussion include the challenges associated with cash forecasting, trends related to treasury technology use, and how B2B payments differ according to company size and/or industry.

Speaker Biography: Craig Jeffery formed Strategic Treasurer LLC in 2004 to provide corporate, educational, and government entities direct access to comprehensive and current assistance with their treasury and financial process needs. His 30+ years of financial and treasury experience as a practitioner and as a consultant have uniquely qualified him to help organizations craft realistic goals and achieve significant benefits quickly.

September 17, 2020

2:00pm to 2:50pm Keynote Speaker: Jonathan Nelson, General Manager & President Resurgence of Minor League & Its Financial Impact on the City of Birmingham Jonathan Nelson will discuss the economic impact the Birmingham Barons has had in the Birmingham community since its move back to Regions Field in 2013. There are many new local businesses wholly dependent on the Birmingham Baron’s season which in turn impacts local investments, borrowing and other financial transactions. He will also discuss what he believes the future holds for the Barons considering that the 2020 season was cancelled due to COVID-19 and how Regions Field has pivoted to offer a new summer series alternative.

Speaker Biography: Jonathan Nelson enters his fourteenth season as the Barons' General Manager and 26th in professional baseball. His career with the Barons began in 1993 with an internship that led to a full-time position in Group Sales. In 1997, Nelson worked in the ticket sales department for the Detroit Tigers baseball club. Jonathan returned to the Barons in 1998 and served as their Assistant General Manager for seven seasons before his promotion to General Manager. Prior to his baseball career, he interned with the Birmingham Bulls hockey club during their 1992-93 season.

Nelson graduated from the University of Montevallo in 1993 with a Bachelor of Arts Degree in Speech. At Montevallo he was a member of the fraternity Pi Kappa Alpha and served as it's President in 1992. In 2010 the Birmingham Business Journal listed Nelson in the "Top 40 Under 40," recognizing business professionals under the age of 40 in the Birmingham business community. Nelson was named the Jimmy Bragan Southern League Executive of the Year Award recipient in 2009, 2013 and 2016. Jonathan was in the Leadership Vestavia Hills 2011 class and also Leadership Birmingham's 2017 class. During Nelson's tenure the Barons organization was named Baseball America's 2008 AA Bob Frietas Award winner and the Don Mincher Southern League Organization of the Year in 2013 and 2016. Nelson was also involved in the relocation and design of Regions Field which opened in 2013. Nelson is a member of the Southern League's Board of Directors and serves on the League's Rules and Competition as well as on the Hall of Fame committee. He manages the Barons' day to day operations and is involved with the Autism Society of Alabama, American Cancer Society's Real Men Wear Pink campaign, Knights of Columbus and American Baseball Foundation.

2:50pm to 2:55pm Drawing 2nd - $100 gift card

September 17, 2020

3:00pm to 3:50pm Matt Pierce, Co-Founder & CEO, Immediate Solutions Mobile EWA (Earned Wage Access) According to Cornerstone Advisors, nearly nine million Americans have already used earned wage access (on-demand pay) services. These services have seen a 30-40% transactional growth in the last six weeks due to the Coronavirus crisis. Matt Pierce will discuss a fast growing alternative to the traditional payroll cards using a mobile-based financial health platform delivering early access to earned but not yet paid wages. The platform is typically integrated with various payroll and time-tracking systems but does not impact payment processes or short-term investment opportunities.

Speaker Biography: With over fifteen years of high growth tech experience driving sales, marketing and business development initiatives through direct sales and strategic partnership programs, Matt has been a key contributor to innovative growth organizations throughout his career.

Matt began his career as an early-stage team member at Greenway, growing into a business development leadership role responsible for 250+ partnerships nationwide. After a Greenway IPO and subsequent acquisition by Vista, Matt moved on to lead sales and business development at Pri-Med Amazing Charts.

Prior to founding Immediate to drive improved financial wellbeing through early access to earned pay, Matt worked with multiple startups in developing go-to market growth strategies, including PatientPop, Looped-in and Tomeah.

3:50pm to 4:00pm Closing Remarks by Alex Keene, Alabama AFP President

4:30pm Virtual Exhibit Hall / Expo and Networking Lounge Close